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The Planning Process (Part 1) : Prof. Ramon B. Torres, CESE SLC Graduate School
The Planning Process (Part 1) : Prof. Ramon B. Torres, CESE SLC Graduate School
The Planning Process (Part 1) : Prof. Ramon B. Torres, CESE SLC Graduate School
(Part 1)
Figure 6.5
SIMPLIFIED PLANNING PROCESS
Elaboration Specification
of Ends of Means
Vision
C L U P
Physical Planning Goals Spatial Strategies
Sectoral Development
Vision-Reality Sectoral Objectives/ Policies
Gap Goals Targets Strategies
Programs
Projects
Current Reality C D P Legislation
Ecological Profile
Statistical Compendium
Thematic Maps
PROBLEMS AND NEEDS IDENTIFICATION
Stakeholder Analysis
Stakeholders
• Anybody who can affect or is affected by an organization,
strategy or project
• Can be internal or external and they can be at junior or senior
levels
• “people or small groups with the power to respond to,
negotiate with, and change the strategic future of the
organization”
PROBLEMS AND NEEDS IDENTIFICATION
Stakeholder Analysis
§ all the people who are affected by the project or program, who have
influence or power over it, or have an interest in its successful or
unsuccessful conclusion
§ different stakeholders:
§ Those affected – Important
§ Those who affect the project – Influential
§ Those affected and who affect the project – Important and Influential
5
STEPS IN STAKEHOLDER ANALYSIS
6
STEPS IN STAKEHOLDER ANALYSIS
Source: mindtools.com 7
8
Source: pmi.org 9
Source: iaea.org 10
Source: tools4dev.org 11
Problems and Needs Identification
SWOT Analysis
Problems and Needs Identification
SWOT Analysis
Problems and Needs Identification
Problem Tree Analysis
*(the first two techniques are complementary and ideally should be used
together)
Problem and Situation Analysis
STEPS
vWhat is a problem?
A problem is not the absence of a solution but an existing negative
state: 'Crops are infested with pests' is a problem; 'No pesticides
are available' is not.
Step 1: Formulate problems
↑ ↑ ↑
Sector
Impact » Continuing low
production of ANR
Denudation of forest
cover and increasing
Intensifying social pressures
(CARP and other asset
and sub-regional risks to natural reform)
economic returns resources base (land,
water)
↑ ↑ ↑
↑
Constrained ability of ANR institutions, including LGUs to improve food
» FOCAL
Core
security/livelihood and to sustainably manage natural resources to promote
sector
increased agricultural and forest productivity
problem PROBLEM
↑
DETAILED SECTORAL
STUDIES
SECTORAL
DEVELOPMENT LGU MANDATES
CLUP POLICIES AND THRUSTS
OBJECTIVES AND
STRATEGIES
SECTORAL DEVELOPMENT
PROGRAMS AND STRATEGIES AND
PROJECTS POLICIES
LOCAL
DEVELOPMENT LOCAL
INVESTMENT LEGISLATIVE
PROGRAM AGENDA
PROGRAMS AND
PROJECTS
IMPLEMENTATION
economic
vlocal The importance ofdevelopment: to employed
having everyone gainfully encourage is furtherand support
underscored
given the reality that the market is the main provider of almost everything that
the development of appropriate
individuals and households need. But to be and
able toself-reliant scientific
avail of market-provided
goods and services one must have the ability to pay for them. Therefore, the state
and technological capabilities,
of well-being of individuals enhance
and groups is defined economic
by their ability to procure from
prosperity, and promote full employment among the local
the market and consume the goods and services they need. Affordability is a
function of income levels which, in turn, are a function of employment or
residents
livelihood.
To be able to promote full employment among their residents, LGU officials must
make a more comprehensive search of possible sources and types of
vfull employment promotion
employment and livelihood and fashion their policies and programs accordingly.
The following matrix could facilitate the search.
Types of Employment
Possible Sources
Farm Off-Farm Non-Farm
Private Sector A B C
Government D E F
Self G H I
Overseas J
Understanding the Sectors
Chapter 6 The Comprehensive Development Planning Process
Economic Development Sector
economic sector planners shall decide on what level of sufficiency will be
targeted. This will in turn determine how much will be produced locally and how
vfood self-sufficiency: sufficient quantities the food
much will be procured from outside. The Food and Nutrition Research Institute
(FNRI) provides the per capita requirement per year of the following food
requirements of the local residents
commodities:
The concept of food security is broader than self-sufficiency, the latter being
vfood security: to ensure food security for the residents
indicated by levels of local production and productivity. Food security on the other
hand, involves a combination of local production and procurement from outside.
there should be assurance that at any time their food
To ensure food security for the residents there should be assurance that at any
time their food requirements are available on demand. The economic sector must
requirements are available on demand
see to it that a steady flow of food plus a comfortable amount of buffer stocks is
Understanding the Sectors
Environment Sector
Fishbone Analysis
and ordinances enacted by the Sanggunian or executive and administrative
orders issued by the local chief executive.
Amend
Not
adequate
Replace
b. Programs and projects. The sectoral objectives and targets, when clearly
Understanding the Sectors
Environment Sector
Mandates of LGUs:
a) Declare, prevent or abate any nuisance.
b) Require that buildings and the premises thereof and any land
within the LGU territory be kept and maintained in sanitary
condition.
c) Regulate the disposal of clinical and other wastes from
hospitals, clinics and other similar establishments.
d) Provide for the establishment, maintenance, protection and
conservation of communal forests and watersheds, tree parks,
greenbelts, mangroves and other forest development projects.
e) Regulate the consumption, use and wastage of water.
Understanding the Sectors
Environment Sector
Mandates of LGUs:
f) Regulate the construction, repair, and maintenance of public drains,
sewers, cesspools, tunnels and similar structures; construction and
use of private water closets, privies, and other similar structures in
buildings and homes.
g) Provide for an efficient and effective system of solid waste and
garbage collection and disposal, and prohibit littering and the placing
or throwing of garbage, refuse and other filth and wastes. (Refer to
Sections 447, 458 and 468, RA 7160.)
Understanding the Sectors
Land Use/Infrastructure Sector
Vision
It answers the question: How do you see your LGU in the future?
Developing Vision, Goals and Objectives
ü an end toward which all future actions specified in the plan are
directed
1. Desired role of the LGU or the best contribution it can make to the
development of the nation (“outward-looking” )
a) identifies the wider region to which the LGU relates or makes a
unique or substantial contribution
b) defines the desired LGU’s role or roles the LGU will play in that
region both at present and in the future
Box 3 – Example of a Vision Statement Crafted Based on the Vision Elements and Descriptors
who live in a balanced, attractive and safe State of the natural &
“Inward – environment built environment
looking”
and a globally competitive, diversified and Nature of the local economy
environment-friendly economy
e. Match the descriptors with the vision elements, as shown in the example below:
Success indicators measure the extent of achievement of desired results. They are
Developing Vision, Goals and Objectives
P a g e | 44
People as a Society and as Individuals o God – loving, well – informed, healthy, self-reliant,
empowered, vigilant
Rating Interpretation
1
2 Something is already being done to achieve the goal but the level of
3 attainment is still on the low side.
4
6
7
Goal is more than half-fulfilled but still short of full attainment.
8
9
Example: Suppose we take the descriptor of local leadership “decent” and its
Developing Vision, Goals and Objectives
Goals
Hierarchy of Goals
v the things that motivate one’s action may come from two directions:
from within and from outside
vvalues motivate action from within while stimuli drive action from
outside of the individual or group
Developing Vision, Goals and Objectives
Goals
Hierarchy of Goals
Hierarchy of Goals
Sources of Goals
Sources of Goals
5) Local communities
Developing Vision, Goals and Objectives
Goals
1
GOAL = _________
PROBLEM
Developing Vision, Goals and Objectives
Goals Chapter 4 Goal Formulation Process
Absence of Existence of Most preschools and Limited space Weak promotion Weak
permanent many private all colleges are for public of culture and moral
housing body hospitals privately owned recreation the arts values
Social issues
adequately addressed
Vision vs Goals
§ a goal also specifies a desired future state but does not assume
that it is already attained; a goal is normally stated in the form of
an infinitive
Developing Vision, Goals and Objectives
Vision vs Goals
Objectives
Objectives
v Objectives Analysis
§ If required:
ü Revise statements;
ü Delete objectives that appear unrealistic or unnecessary;
ü Add new objectives where required.
8. Rate and type of expenditures constantly 8. Relatively constant rate and type of
Objectives
changing. expenditure.
An Illustrative Example
Sample Objective Tree
Adequate HH
income
Rationalizing the Local Planning System (RPS), 1st Edition 2008 150