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Checks and Balances Political Law
Checks and Balances Political Law
Checks and Balances Political Law
Belgica, et al. vs. Executive Secretary, et al., G.R. Nos. 208566, 208493 & 209251,
November 19, 2013
FACTS
HISTORY of CONGRESSIONAL PORK BARREL
The term “pork barrel”, a political parlance of American-English origin, refers to
an appropriation of government spending meant for localized projects and secured
solely or primarily to bring money to a representative’s district.
The earliest form of the pork barrel system is found in Section 3 of Act 3044,
otherwise known as the Public Works Act of 1922. Under this provision, release of
funds and realignment of unexpended portions of an item or appropriation were subject
to the approval of a joint committee elected by the Senate and the House of
Representatives.
In 1950, members of Congress, by virtue of being representatives of the people,
also became involved in project identification.
The pork barrel system was temporarily discontinued when martial law was
declared.
It reappeared in 1982 through an item in the General Appropriations Act (“GAA”)
called “Support for Local Development Projects” (“SLDP”). SLDP started the giving of
lump-sum allocations to individual legislators. The SLDP also began to cover not only
public works project or “hard projects” but also covered “soft projects” such as those
which would fall under education, health and livelihood.
After the EDSA People Power Revolution and the restoration of democracy, the
pork barrel was revived through the “Mindanao Development Fund” and the “Visayas
Development Fund”.
In 1990, the pork barrel was renamed “Countrywide Development Fund”
(“CDF”). The CDF was meant to cover small local infrastructure and other priority
community projects.
CDF Funds were, with the approval of the President, released directly to
implementing agencies subject to the submission of the required list of projects and
activities. Senators and congressmen could identify any kind of project from “hard
projects” such as roads, buildings and bridges to “soft projects” such as textbooks,
medicines, and scholarships.
In 1993, the CDF was further modified such that the release of funds was to be
made upon the submission of the list of projects and activities identified by individual
legislators. This was also the first time when the Vice-President was given an allocation.
The CDF contained the same provisions from 1994-1996 except that the
Department of Budget and Management was required to submit reports to the Senate
Committee on Finance and the House Committee on Appropriations regarding the
releases made from the funds.
Congressional insertions (“CIs”) were another form of congressional pork barrel
aside from the CDF. Examples of the CIs include the DepEd School Building Fund, the
Congressional Initiative Allocations, and the Public Works Fund, among others.
The allocations for the School Building Fund were made upon prior consultation
with the representative of the legislative district concerned and the legislators had the
power to direct how, where and when these appropriations were to be spent.
In 1999, the CDF was removed from the GAA and replaced by three separate
forms of CIs: (i) Food Security Program Fund, (ii) Lingap Para sa Mahihirap Fund, and
(iii) Rural/Urban Development Infrastructure Program Fund. All three contained a
provision requiring prior consultation with members of Congress for the release of
funds.
In 2000, the Priority Development Assistance Fund (“PDAF”) appeared in the
GAA. PDAF required prior consultation with the representative of the district before the
release of funds. PDAF also allowed realignment of funds to any expense category
except personal services and other personnel benefits.
In 2005, the PDAF introduced the program menu concept which is essentially a
list of general programs and implementing agencies from which a particular PDAF
project may be subsequently chosen by the identifying authority. This was retained in
the GAAs from 2006-2010.
It was during the Arroyo administration when the formal participation of non-
governmental organizations in the implementation of PDAF projects was introduced.
The PDAF articles from 2002-2010 were silent with respect to specific amounts
for individual legislators.
2
In 2011, the PDAF Article in the GAA contained an express statement on lump-
sum amounts allocated for individual legislators and the Vice-President. It also
contained a provision on realignment of funds but with the qualification that it may be
allowed only once.
The 2013 PDAF Article allowed LGUs to be identified as implementing agencies.
Legislators were also allowed to identify programs/projects outside of his legislative
district. Realignment of funds and release of funds were required to be favorably
endorsed by the House Committee on Appropriations and the Senate Committee on
Finance, as the case may be.
MALAMPAYA FUNDS AND PRESIDENTIAL SOCIAL FUND
The use of the term pork barrel was expanded to include certain funds of the
President such as the Malampaya Fund and the Presidential Social Fund (“PSF”).
The Malampaya Fund was created as a special fund under Section 8 of
Presidential Decree (“PD”) No. 910 issued by President Ferdinand Marcos on March 22,
1976.
The PSF was created under Section 12, Title IV of PD No. 1869, or the Charter of
the Philippine Amusement and Gaming Corporation (“PAGCOR”), as amended by PD No.
1993. The PSF is managed and administered by the Presidential Management Staff and
is sourced from the share of the government in the aggregate gross earnings of
PAGCOR.
PORK BARREL MISUSE
In 1996, Marikina City Representative Romeo Candozo revealed that huge sums
of money regularly went into the pockets of legislators in the form of kickbacks.
In 2004, several concerned citizens sought the nullification of the PDAF but the
Supreme Court dismissed the petition for lack of evidentiary basis regarding illegal
misuse of PDAF in the form of kickbacks.
In July 2013, the National Bureau of Investigation probed the allegation that a
syndicate defrauded the government of P10 billion using funds from the pork barrel of
lawmakers and various government agencies for scores of ghost projects.
In August 2013, the Commission on Audit released the results of a three-year
audit investigation detailing the irregularities in the release of the PDAF from 2007 to
2009.
Whistle-blowers also alleged that at least P900 million from the Malampaya
Funds had gone into a dummy NGO.
ISSUE/S
PROCEDURAL ISSUES
Whether or not (a) the issues raised in the consolidated petitions involve an
actual and justiciable controversy, (b) the issues raised are matters of policy not subject
to judicial review, (c) petitioners have legal standing to sue, (d) previous decisions of the
Court bar the re-litigation of the constitutionality of the Pork Barrel system.
SUBSTANTIVE ISSUES
Whether or not the 2013 PDAF Article and all other Congressional Pork Barrel
laws are unconstitutional for violating the constitutional provisions on (a) separation of
powers, (b) non-delegability of legislative power, (c) checks and balances, (d)
accountability, (e) political dynasties, (f) local autonomy.
RULING
PROCEDURAL ISSUES
(a) There is an actual and justiciable controversy
There exists an actual and justiciable controversy in the cases. The requirement
of contrariety of legal rights is satisfied by the antagonistic positions of the parties
regarding the constitutionality of the pork barrel system.
The case is ripe for adjudication since the challenged funds and the laws
allowing for their utilization are currently existing and operational and thereby posing
an immediate or threatened injury to petitioners.
The case is not moot as the proposed reforms on the PDAF and the abolition
thereof does not actually terminate the controversy on the matter. The President does
not have constitutional authority to nullify or annul the legal existence of the PDAF.
The “moot and academic principle” cannot stop the Court from deciding the case
considering that: (a) petitioners allege grave violation of the constitution, (b) the
constitutionality of the pork barrel system presents a situation of exceptional character
and is a matter of paramount public interest, (c) there is a practical need for a definitive
ruling on the system’s constitutionality to guide the bench, the bar and the public, and
(d) the preparation and passage of the national budget is an annual occurrence.
(b) Political Question Doctrine is Inapplicable
3
For an appropriation law to be valid under Section 29 (1), Article VI of the 1987
Constitution, which provides that “No money shall be paid out of the Treasury except in
pursuance of an appropriation made by law”, it is enough that (a) the provision of law
sets apart a determinate or determinable amount of money and (b) allocates the same
for a particular public purpose.
Section 8 of PD 910 is a valid appropriation law because it set apart a
determinable amount: a Special Fund comprised of ― all fees, revenues, and receipts of
the [Energy Development] Board from any and all sources.
It also specified a public purpose: energy resource development and exploitation
programs and projects of the government and for such other purposes as may be
hereafter directed by the President.
Section 12 of PD No. 1869 is also a valid appropriation law because it set apart a
determinable amount: [a]fter deducting five (5%) percent as Franchise Tax, the Fifty
(50%) percent share of the Government in the aggregate gross earnings of [PAGCOR], or
60%[,] if the aggregate gross earnings be less than P150,000,000.00.
It also specified a public purpose: priority infrastructure development projects
and x x x the restoration of damaged or destroyed facilities due to calamities, as may be
directed and authorized by the Office of the President of the Philippines.
(b) Section 8 of PD No. 910 and Section 12 of PD No. 1869 constitutes undue delegation
of legislation powers.
The phrase “and for such other purposes as may be hereafter directed by the
President” under Section 8 of PD 910 constitutes an undue delegation of legislative
power insofar as it does not lay down a sufficient standard to adequately determine the
limits of the President‘s authority with respect to the purpose for which the Malampaya
Funds may be used.
This phrase gives the President wide latitude to use the Malampaya Funds for
any other purpose he may direct and, in effect, allows him to unilaterally appropriate
public funds beyond the purview of the law.
This notwithstanding, it must be underscored that the rest of Section 8, insofar
as it allows for the use of the Malampaya Funds ―to finance energy resource
development and exploitation programs and projects of the government, remains legally
effective and subsisting.
Section 12 of PD No. 1869 constitutes an undue delegation of legislative powers
because it lies independently unfettered by any sufficient standard of the delegating
law.
The law does not supply a definition of “priority infrastructure development
projects” and hence, leaves the President without any guideline to construe the same.
The delimitation of a project as one of “infrastructure” is too broad of a
classification since the said term could pertain to any kind of facility.
vs.
PONENTE: Peralta
FACTS:
On June 15, 2016, Estipona filed a Motion to Allow the Accused to Enter into a Plea
Bargaining Agreement, praying to withdraw his not guilty plea and, instead, to enter a plea
of guilty for violation of Section 12 (NOTE: should have been Section 15?) of the same law,
with a penalty of rehabilitation in view of his being a first-time offender and the minimal
quantity of the dangerous drug seized in his possession.
ISSUES:
HELD:
The Supreme Court held that the power to promulgate rules of pleading, practice and
procedure is now Their exclusive domain and no longer shared with the Executive and
Legislative departments.
The Court further held that the separation of powers among the three co-equal branches of
our government has erected an impregnable wall that keeps the power to promulgate rules
of pleading, practice and procedure within the sole province of this Court. The other
branches trespass upon this prerogative if they enact laws or issue orders that effectively
repeal, alter or modify any of the procedural rules promulgated by the Court.
Viewed from this perspective, the Court had rejected previous attempts on the part of the
Congress, in the exercise of its legislative power, to amend the Rules of Court (Rules), to wit:
Considering that the aforesaid laws effectively modified the Rules, this Court asserted its
discretion to amend, repeal or even establish new rules of procedure, to the exclusion of the
legislative and executive branches of government. To reiterate, the Court’s authority to
promulgate rules on pleading, practice, and procedure is exclusive and one of the
safeguards of Our institutional independence.
The Supreme Court did not resolve the issue of whether Section 23 of R.A. No. 9165 is
contrary to the constitutional right to equal protection of the law in order not to preempt any
future discussion by the Court on the policy considerations behind Section 23 of R.A. No.
9165.
Fabian v. Hon. Desierto laid down the test for determining whether a rule is substantive or
procedural in nature.
In several occasions, We dismissed the argument that a procedural rule violates substantive
rights. By the same token, it is towards the provision of a simplified and inexpensive
procedure for the speedy disposition of cases in all courts that the rules on plea bargaining
was introduced. As a way of disposing criminal charges by agreement of the parties, plea
bargaining is considered to be an “important,” “essential,” “highly desirable,” and
“legitimate” component of the administration of justice.
In this jurisdiction, plea bargaining has been defined as “a process whereby the accused and
the prosecution work out a mutually satisfactory disposition of the case subject to court
approval.” There is give-and-take negotiation common in plea bargaining. The essence of
the agreement is that both the prosecution and the defense make concessions to avoid
potential losses. Properly administered, plea bargaining is to be encouraged because the
chief virtues of the system – speed, economy, and finality – can benefit the accused, the
offended party, the prosecution, and the court.
Yet a defendant has no constitutional right to plea bargain. No basic rights are infringed by
trying him rather than accepting a plea of guilty; the prosecutor need not do so if he prefers
to go to trial. Under the present Rules, the acceptance of an offer to plead guilty is not a
demandable right but depends on the consent of the offended party and the prosecutor,
which is a condition precedent to a valid plea of guilty to a lesser offense that is necessarily
included in the offense charged. The reason for this is that the prosecutor has full control of
the prosecution of criminal actions; his duty is to always prosecute the proper offense, not
any lesser or graver one, based on what the evidence on hand can sustain.
Plea bargaining is allowed during the arraignment, the pre-trial, or even up to the point
when the prosecution already rested its case.
As regards plea bargaining during the pre-trial stage, the trial court’s exercise of discretion
should not amount to a grave abuse thereof.
8
FACTS: Estipona was charged with an offense under RA 9165. He wants to enter into a plea
bargaining agreement but Judge Lobrigo did not allow him to do so because Section 23
specifically prohibits plea bargaining in drugs cases. Estipona argues that Section 23 is
unconstitutional.
ISSUE:
HELD: Yes, Section 23 of RA 9165 is unconstitutional for two reasons. First, it violates the
equal protection clause since other criminals (rapists, murderers, etc.) are allowed to plea
bargain but drug offenders are not, considering that rape and murder are more heinous than
drug offenses. Second, it violates the doctrine of separation of powers by encroaching upon
the rule-making power of the Supreme Court under the constitution. Plea-bargaining is
procedural in nature and it is within the sole prerogative of the Supreme Court.