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Syntax: Clause Types and Clause Combination: Unit 6
Syntax: Clause Types and Clause Combination: Unit 6
Syntax: Clause Types and Clause Combination: Unit 6
Syntax:
Clause types
and clause combination
Table of contents
Scheme 3
Key ideas 4
6.1. How to study this unit? 4
6.2. Introduction: Speech acts and clause types 4
6.3. Declarative clause 7
6.4. Interrogative clause 12
6.5. Imperative clause 17
6.6. Exclamative clause 19
6.7. Clause combination: Simple, compound, and
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complex sentences 20
6.8. Bibliographical references 22
6.9. Master class 24
In Depth 25
Test 2929
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Declarative clause
Interrogative clause
Exclamative clause
Simple sentence
Compound
Clause combination sentence
Complex sentence
Unit 6. Scheme
3
Key ideas
T
he present section deals with different types of clauses and clause
combinations.
We start with a description of speech acts and their correspondence with clause
types.
Secondly, we analyse the different types of clause and their main features.
And finally we discuss the status of the clause in a sentence containing two or
more clauses, dependent and independent clauses and their combinations.
T
he theory of speech acts assumes that when we communicate with each
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These four basic speech acts are associated with four clause types.
Statement Declarative
Question Interrogative
Directive Imperative
Exclamation Exclamative
Table 1. Basic speech acts are associated with four clause types.
We should clearly distinguish speech acts from clause types. The term clause type
refers to the grammatical function of a clause, which is related to a specific speech
act. We should also bear in mind that the above correspondence between speech
acts (semantic-pragmatic category) and clause types (grammatical category) is not
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absolute. The complete overlapping between speech acts and clause types is
sometimes referred to as direct correspondence.
However there isn’t always a complete correspondence between speech acts and
clause types, which reflects the complexity of human communication. Apart from
statements, declarative clauses can also express questions, and directives and
interrogative clauses can sometimes be interpreted as assertions or orders. For
example, Could you pass me the salt? is interpreted as a request. In these cases we
consider that the speech act is indirect or we sometimes speak about indirect
correspondence.
Independent clause
Indicative Imperative
Exclamative Declarative
Interrogative
Figure 1. System of clause types. Source: adapted from Downing & Locke, 2006, p. 177.
L
et us take as a starting point James R. Hurford’s definition of declarative
clause: “A declarative clause, used on its own, is the typical way of making
statement, or assertion, as opposed to asking a question or giving an order.
In English, the grammatical shape of a normal declarative clause involves a subject
occurring before all the verbs in the clause” (2003, p. 56, bold in original). As we
saw earlier in this unit and in Unit 4, there might be some exceptions to both the
speech act which corresponds to this clause type and the subject-verb order. Taking
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the verbal group as a whole, we can say that the order of the constituents in the
declarative clause is Subject + finite verbal form (realised either by an operator and
a main verb or only by a lexical verb, but marked for tense or modality).
Negation
Group A
Robert saw something.
Robert drank some whiskey.
Robert sometimes goes to the theatre.
Robert sometimes lends his laptop to some of his friends.
Group B
Robert did not see anything.
Robert did not drink any whiskey.
Robert doesn’t ever go to the theatre.
Robert doesn’t ever lend his laptop to any of his friends.
The negative form is different from the positive form in two ways:
The negative sentences contain not and n’t.
The negative sentences contain words such as ever and any instead of some.
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Assertives Nonassertives
some any
someone anyone
somebody anybody
something anything
somewhere anywhere
sometimes ever
Group C
Robert saw nothing.
Robert drank no whiskey.
Robert never goes to the theatre.
Robert never lends his friends his laptop.
The sentences in Group C are different from the sentences in Group B in two ways:
In Group C the verbal form is not negative, i.e. there isn’t n’t attached to the
operator.
The nonassertive words are replaced by negative words, such as nothing and
never.
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To understand the syntax of negation we must also take into account cases in which
the negative form of a sentence formed by negating the verb is not the logical
negation of its affirmative counterpart.
Let us imagine that we have a group of 20 students, and that 8 of them did not
attend the conference. This case corresponds to sentence (b). Although it is
negative, sentence (b) is not the logical negation of sentence (a). Sentence (c) is the
logical negation of sentence (a) instead.
Another problematic example is the negative alternative of the sentence: (a) Many
voters voted for Carter. Carl Lee Baker discusses the two negative counterparts of
this sentence, namely: (b) Many of the voters did not vote for Carter., and (c) Not
many of the voters voted for Carter., and shows that (b) is not the logical negation
of (a) and that both (a) and (b) are true at the same time. The author argues that if
“anything over 50 million counts as ‘many’” and “if 75 million voters voted for
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Carter and 100 million did not”, then both (a) and (b) are true (1989, pp. 408-409).
Consequently, the negative counterpart of sentence (a) will be sentence (c). For
Carter, in negative sentences when a word has a more dominant position than
another word, we say it has “wider scope” (1989, p. 409). Thus in sentence (b)
Many of the voters did not vote for Carter, many has a more dominant position than
not
never
nobody
no one
nowhere
nothing
hardly
scarcely
few
little
rarely
seldom
Scope of negation
Scope of negation refers to the way a negative word influences the other
constituents of the clause. Carl Lee Baker argues that “in determining the relative
scope of quantity words and negatives, assign scope on the basis of the left-to-right
position in the sentence, starting with wider scope for whatever is found on the
left” (1989, p. 411) or what is also known as left-to-right rule.
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The Nonassertive Rule, according to Baker, means that: “Nonassertive words are
used in situations in which they fall within the scope of negation, i.e., situations in
which they have narrower scope than some negative word” (1989, p. 411). In the
example above the phrase any presents falls within the scope of negation, which is
why the nonassertive word any is used. Some, which is classified as an assertive
word, falls outside the scope of negation, because it is placed before the negative
form. There are some exceptions to this rule, like in He didn’t read some of the
books on the list. Some is an assertive word, but in this case, we will interpret it as
being outside the scope of negation, meaning He didn’t read all the books on the
list.
W
hen we come to think about interrogative clauses, perhaps the first
characteristic that comes to mind is the order of the Subject and the
members of the verbal groups that realise the predicator function. In
this case, the finite operator of the verbal group precedes the Subject of the clause.
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Examples:
Did you buy a few envelopes? (did - operator/ you - subject)
Have you ever met the lady in question? (have - operator / you - subject)
Are you going to look at those pictures again? (are - operator / you - subject)
Is she looking forward to her summer holidays? (is - operator / she - subject)
We use yes/no interrogatives when we ask for confirmation. The listener will
frequently choose to use a short answer.
Examples:
A: Did she understand him better after a couple of weeks?
B: No, she didn’t.
Alternative interrogatives
Alternative interrogatives are similar to the yes/no interrogatives in that they start
with the operator, but the answer to these interrogatives cannot be yes or no. They
present two alternatives and the listener has to choose one of them.
Examples:
A: Are you coming on Monday or on Friday?
B: On Monday.
A: Did she wear the blue dress or the red one at the party?
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Exceptions to the rule are those wh- interrogatives in which the wh- word functions
as a subject.
Introductory phrases in indirect questions include: Do you know . . . ? Can you tell
me . . . ? Do you happen to know . . . ?, which are polar interrogatives or yes/no
questions, but also expressions such as I wonder / was wondering . . ., I have no idea
. . ., I'm not sure . . ., or I'd like to know . . .. As its name suggests, double
Let us take the polar yes/no question Do you know? and see how wh- questions can
be embedded in it. The word order of the embedded question changes and instead
of the order of the constituents of an interrogative clause (operator + subject +
main verb), the order of the constituents in the embedded wh- question is that of a
declarative clause (subject + operator + main verb, whenever there is an operator)
Echo questions
In echo questions the listener usually repeats part of what the speaker has said,
although they might repeat the whole sentence. Echo questions are used to confirm
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or clarify some information; sometimes they in a way show interest in what the
speaker is saying and keep the conversation going. According to Concha Castillo,
“Echo questions, as their name indicates, are interrogative structures whose
function is to repeat or echo a previous statement in case a portion of it has not
Question tags
Examples:
It was a nice evening, wasn’t it? (declarative)
Speak quietly, will you? (imperative)
What a nice evening, wasn’t it? (exclamative)
T
he most important feature of the imperative clause is that the Subject is
omitted and only the base form of the verb is used. The base form is not
marked for tense or modality, but it can be preceded by the negative form
of the verb do or sometimes emphatic do.
Examples:
Open the door!
Do sit down, please!
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Heat the cream and milk in a saucepan with the vanilla, bringing it gently to the boil.
Meanwhile whisk together the sugar and eggs in a bowl.
Once the cream mixture is boiling pour it over the eggs and whisk well. Return the
mixture to the pan over a low heat, stirring continuously until thickened. Remove and
allow to cool completely.
Once cool, churn in an ice-cream maker according to the manufacturer’s instructions.
While this is happening make the raspberry ripple. Heat the raspberries, sugar and
hibiscus flowers together in a pan with 50ml water. Bring to the boil then remove
immediately. Allow to cool before removing the hibiscus flowers as this helps with the
infusion.
Once the ice cream has thickened, mix in the chocolate and churn it for a further
minute.
Spoon half of the mixture into a plastic container then pour over half of the cooled
raspberry mixture. Repeat with the rest of the ice cream and sauce, keeping back some
of the sauce to serve. Using a skewer or knife, swirl in the raspberry by making wavy
patterns in the ice cream.
Cover and freeze for at least four hours before serving with the rest of the sauce.
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“E
xclamative clauses,” according to Downing and Locke, “open with a
wh- element what or how, followed by a NG or adjective/adverb
respectively. Like the declarative, they have Subject-Finite ordering”
(2006, p. 190).
Examples:
What a fool I have been!
What a shame!
How splendid!
S
entences in English are classified into simple, compound, and complex.
Examples:
Peter jumped out of the car and slummed the door.
It was raining heavily that day, so we stayed at home.
Relative: The relative clause is “a subordinate clause of which the most central
type functions as modifier to a noun . . . The noun serves as antecedent for an
element within the relative clause . . . or merely understood” (Huddleston &
Geoffrey, 2009, p. 306, bold in original).
Example:
» The watch that you lost is not in the office.
» Politicians who don’t keep their promises are not respected.
» This is the problem I was speaking about.
» My boyfriend, who likes pizza, has booked a table for two at an Italian
restaurant.
Examples:
He ate more chocolates than I did.
He made more mistakes than I expected.
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Example:
I know that he is the best cook in town.
I wonder whether she will ring me back tomorrow.
I don’t think that I can help you.
Tell me what you think about his new film.
Baker, C. L. (2016). English Syntax. Cambridge, MA & London, England: The MIT
Press.
Berry, R. (2012). English Grammar. A Resource Book for Students. London & New
York: Routledge.
Downing, A. & Locke, Ph. (2006). English Grammar: A University Course. London &
New York: Routledge.
Shedden, F. (2017, August 13). Flora Shedden: my favourite ice cream recipes. The
Telegraph.
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The master class provides an overview of the clause types and their main features.
It starts with an overall picture of speech acts and their correspondence with clause
types. The master class deals with the four main types of clause: declarative,
interrogative, exclamative, and imperative, which are illustrated with a variety of
examples. Additionally, we explore the clause combinations that produce complex
and compound sentences.
The present paper offers the results of a study of interrogative sentences. The
author argues that the paradigmatic and syntagmatic relations in the language
provide the starting point for the differentiation between the concepts of
interconnection and interaction. Sklyarova relates paradigmatic interaction to the
existence of mixed types of interrogative sentences and syntagmatic interaction –
to their combination in speech.
Available at the virtual campus under the art. 32.4 of the Spanish Intellectual
Property Law.
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Ciardelli, I., Groenendijk, J. & Roelofsen, F. (2015). On the Semantics and Logic of
Declaratives and Interrogatives. Synthese 192, 1689-1728.
The authors of this paper start by describing the basics of inquisitive semantics and
then focus on declarative and interrogative sentences within this approach. They
develop inquisitive semantics for logical language with a clear division between
declaratives and interrogatives to show that the logical approach and inquisitive
semantics are not incompatible.
Available at the virtual campus under the art. 32.4 of the Spanish Intellectual
Property Law.
Access to the video through the virtual campus or the following link:
https://www.youtube.com/watch?v=-Hz_mg3wh4o
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Zanuttini, R. (2008). Encoding the Addressee in the Syntax: Evidence from English
Imperative Subjects. Nat Lang Linguist Theory 26: 185-218.
In this article, Zanuttini deals with the imperative subjects in English. First, she
explores the main properties of four kinds of subjects that the author considers
acceptable for all speakers of English. She also addresses the question of the
difference between imperative subjects and vocatives. The study contributes to the
idea that the notion of addressee is encoded in syntax.
Available at the virtual campus under the art. 32.4 of the Spanish Intellectual
Property Law.
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This website provides information about clauses and clause hierarchy in the
sentence, explaining the difference between matrix and subordinate clause. The
authors define the clause types in English and also simple, complex, and compound
sentences. Clauses and sentences are explained in a seven-step sequence. The self-
corrective exercises for each part help learners check their progress.
Access to the webpage through the virtual campus or following this link:
http://www.ucl.ac.uk/internet-grammar/clauses/subtype.htm
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9. The sentence I can’t say which actor will win the Oscar this year is
A. Simple.
B. Compound.
C. Complex.
10. In the sentence It is obvious why she didn’t come to work today.
A. why she didn’t come to work today is relative subordinate clause.
B. why she didn’t come to work today is content subordinate clause.
C. Both A and B are wrong.
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