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Methods of Dietary and Nutritional Assessment and Intervention and Other Methods in The Multiple Risk Factor Intervention Trial1'2
Methods of Dietary and Nutritional Assessment and Intervention and Other Methods in The Multiple Risk Factor Intervention Trial1'2
NUTRITION METHODS FOR ALL MEN Nutrition data system and the Nutrition Coding Center
196S Am J C/in Nuir 1997;65(suppl):196S-2 105. Printed in USA. © 1997 American Society for Clinical Nutrition
METHOD ISSUES l97S
niques. Detailed descriptions of the system, including its de- Caffeine 14:0’
Dietary fiber’ 16:0’
velopment and evolution, have been reported (20-22). An
Water-soluble fiber’ 18:0’
overview of the NCC data system is included as Appendix A.
the food table). The available nutrient data are shown in Total a-tocopherol equivalents 22:1’
a-Tocopherol Polyunsaturated fatty acids
Table 1.
3-Tocopherol Total
was thought that exposure to dietary interviews might stimulate affect ability to follow nutrition guidelines as well as recom-
more diet change and further jeopardize attainment of study mendations for hypertension control and smoking cessation.
goals. The year-4 dietary recall was also omitted for SI partic- The nutritionist discussed reported heavy alcohol intake with
ipants so that MRFIT nutritionists would have more time to the principal investigator, physician, behavioral scientist, or
counsel SI men. It was hoped that further blood cholesterol other appropriate staff so that a final joint decision could be
reductions in the SI group could be achieved with greater reached as to exclusion.
nutrition counseling efforts. These and other nutrition data If men indicated at the second screening visit that they were
collection concerns are addressed in the MRFIT quality control unwilling to change their eating patterns, they were excluded.
monograph (22). Other nutrition-related criteria leading to exclusion at the sec-
ond screening visit included untreated symptomatic diabetes or
Other methods for assessment of eating and drinking current treatment with insulin, oral antihyperglycemic agents,
patterns or lipid-lowering drugs. Details of the MRFIT exclusion crite-
ria have been published elsewhere (1, 2).
Nutrition-related baseline questions, including exclusion At the second screening visit, a take-home questionnaire on
about frequency of eating meals away from home. The Na- 6 as to factors possibly influencing diet change other than
tional Diet-Heart Study had previously shown that degree of advice from personal physicians. Such factors included the
serum cholesterol reduction was inversely proportional to num- media, advice from MRFIT staff, family influence, community
ber of meals eaten away from home (25). Therefore, MRFIT nutrition education groups, advice from friends, and personal
screenees with serum cholesterol concentrations > 300 mg/dL concern over health.
were excluded if they ate more than five of their largest meals At the first annual visit, an abbreviated food-frequency ques-
away from home each week and stated their inability or un- tionnaire was administered in addition to the 24-h dietary recall
willingness to change this pattern. to assess important food group changes made by both MRFIT
At the second screening visit, men were also asked whether study groups. The form included two sections. Participants
they were following special diets. Men consuming special diets were asked to complete a frequency section on how often
were eligible if, in the judgment of the nutritionists, the pre- certain foods were consumed, using the scale “not at all,”
scnbed diet was compatible with MRFIT food patterns. Incom- “rarely,” “sometimes,” and “often.” Responses were reviewed
patible diets were those with high intakes of fat, saturated fat, with each participant by a MRFIT nutrition counselor, who
or cholesterol. then determined whether any change had been made during the
Excessive alcohol intake, as assessed by the nutritionists preceding year, using the scale “not at all,” “eats more now,”
using the questionnaire at the second screening visit, could be “eats less now,” or “eats none now.”
used by the clinic physician as a reason for exclusion. Volun- All annual visit forms included questions to MRFIT partic-
teers who reported excessive alcohol intake (an average of 5 ipants about their meal patterns. These aimed to determine the
drinks/d) were excluded for two reasons. Even without frank number of meals consumed per day and where those meals
alcoholism, excessive alcohol consumption increases energy were eaten. Restaurant eating practices and carrying of appro-
intake undesirably and decreases intakes of ordinary foods so priate foods in packed lunches were also ascertained as part of
that it is difficult to plan food intake according to desired diet the effort to assess differences in eating practices between the
specifications. Excessive quantities of alcohol also adversely SI and UC groups.
METHOD ISSUES 199S
Frequency data on both caffeinated and decaffeinated coffee energy and blood pressure control, and for general reasons of
usage and caffeine-containing tea and soft drinks were obtained cardiovascular and overall health, those SI men who reported
at annual visits in years 1, 2, and 3. These data were collected intake of 3 alcoholic drinks/d on average were advised to
to supplement information on caffeine intake from the 24-h lower their alcohol intake. Reduction of dietary sodium and
dietary recall. increases in dietary potassium were also encouraged in the
MRFIT participants were asked about their use of alcohol- nutrition counseling of all hypertensive participants.
containing beverages at all annual visits, with increasing detail MRFIT nutritionists also assisted SI participants in resolving
sought during later years. The questions at years 1, 2, and 3 medical problems during the trial that required nutritional
requested information on the number of times such beverages approaches as part of therapy, eg, blood glucose and uric acid
were consumed per week and the number of drinks consumed elevations. Additional objectives were to evaluate the nutrition
on those occasions. Annual visit forms for years 4, 5, and 6 intervention effects on specific subgroups within the random-
obtained the same information with more detail on alcohol ized cohort, to determine any undesirable effects of the inter-
consumption specific to weekdays and weekends. Participants vention program, and to expand knowledge concerning meth-
were asked specifically about consumption of beer, wine, and ods for controlling dietary risk factors in free-living, middle-
fat, 10% from polyunsaturated fat, and < 300 mg choles- Three-day food record
terol. Adjustments to the basic food pattern were made in 1976 Many centers asked SI participants and their spouses to keep
after an evaluation of baseline 24-h dietary recall data revealed
a 3-d food record at the beginning and again toward completion
lower baseline intakes of saturated fat and cholesterol and
of initial intervention. The records served as both an assess-
higher polyunsaturated fat consumption than expected (1).
ment tool and as an educational approach to assist the change
Thus, the initial diet specifications, even when fully achieved,
process.
signified changes in the three dietary lipids that were smaller
than desired. Correspondingly, reduction in blood cholesterol Nutritionist evaluation of adherence to dietary
at the first annual visit did not meet the study goal of 10%. It recommendations
was therefore decided to adjust the basic food pattern. The diet
specification for saturated fat was reduced from 10% to 8% of
Additional nutrition information on adherence to MRFIT
energy and for dietary cholesterol from 300 to 250 mg/d, with food patterns and on factors related to intervention successes or
failures was obtained from all SI participants at 4- and 8-mo
percentages from total fat and polyunsaturated fat unchanged.
intervals between annual visits or was completed by MRFIT
In 1978, a phase 2 intervention program was adopted. It intro-
TABLE 3
Daily recommendations of food categories for special intervention participants in the Multiple Risk Factor Intervention Trial (MRFIT)
Food category Original basic MRFIT Basic MRFIT (1976) Progressive eating pattern (1978)
1 . Lean meats, poultry, fish, or 6-8 oz 6 oz 3 oz; not more than one meal per
low-fat cheese day containing meat, poultry,
fish, or low-fat cheese as a
protein source
2. Meatless meals Encouraged Encouraged as often as possible l/d
3. Egg yolks 2/wk 2/wk None
4. Dairy products 2 servings: < 1% fat (nonfat 2 servings: < 1% fat (nonfat 2 servings: nonfat only
preferred)’ preferred)’
5. Margarines and oils2 2-4 tablespoons (“preferable” and 2-4 tablespoons (“preferable” and 2-3 tablespoons (“preferable”)
“acceptable”) “acceptable”)
6. Breads, cereals, and grains 4 servings 4 servings 5 servings
7. Fruit and vegetables 4 servings 4 servings 5 servings
8. “Once in a while” 2/wk Not routinely recommended None
9. Alcohol Moderate Moderate Limited as necessary for weight
reduction
10. Sugar Limited for weight control Limited for weight control Limited for weight control
11. Salt and high-sodium food Limited for blood pressure control Limited for blood pressure control Limited for blood pressure control
‘ For cheeses, yogurt, and ice milk, < 3% fat is also acceptable.
2 Brands categorized in MRFIT food and grocery guide.
METhOD ISSUES 2OlS
at baseline. Scores of 4-9 represented adherence to the basic the fat-controlled food pattern incorporated the principles of
MRFIT food pattern and scores 3 indicated adherence to the energy balance and ways to reduce energy in daily food selec-
progressive eating pattern. tions. The MRFIT weight control approach focused on energy
Subjective evaluations by the MRFIT nutritionists also be- restriction, increase in moderate physical activity, and behavior
came more standardized in the later years of the trial. A dietary changes associated with excessive food intake and sedentary
checklist with three categories-suitability of home and work- living. Participants were weighed regularly and their weight
ing environments, evidence of deviation from MRFIT eating progress charted as routine components of intervention activi-
patterns, and overall nutrition program motivation-allowed ties. During the extended intervention, groups were often
assessment of behavioral and environmental factors related to formed solely for weight loss. Individual sessions with nutri-
dietary change. A more complete and
adher- accurate dietary tionists also encouraged achievement and maintenance of de-
ence assessment was achieved with combined use of the FRR sirable body weights for hypertension management as well as
and the subjective checklist than was possible with use of each for blood lipid reduction. The final phase 2 intervention pro-
alone or with the approach used in the early years of the trial. gram intensified this emphasis. Weight control concepts were
During phase 2 intervention, the 4- and 8-mo follow-up visit given high priority in educational materials and counseling
energy contributed by alcohol can interfere with weight control third screening visits. This information was reviewed by clinic
and provide little nutritional value. Decreased alcohol intake personnel at the third screening visit.
was a common behavior sought by MRFIT nutritionists to help Presumably stressful life events were assessed by a checklist
participants control weight as well as manage hypertension and from a larger set developed by Holmes and Rahe (46). These
reduce blood triglyceride concentrations when elevations were included changes or problems related to health, work, family,
present. and other areas of life in the previous year. The Jenkins
During the first half of 1980, the MRFIT Policy Advisory Activity Survey type A-B score was obtained from question-
Board proposed a change in the hypertension treatment proto- naire data collected at the third screening visit (47, 48). Also,
col for reasons reported previously (38-44). It was recom- in 8 of 22 clinical centers, a structured interview was given to
mended, and accepted by the MRFIT Steering Committee, that assess type A-B behavior pattern (49-51).
only chlorthalidone, not hydrochlorothiazide, be the step 1
diuretic for SI hypertensive men. It was also agreed that the Serum and plasma lipid measurements
maximum chlorthalidone
dosage for those taken off hydrochlo-
Laboratory determinations of blood lipid concentrations
rothiazide be 50 mg/d, not 100 mg/d. An additional change was
analyses for this monograph. Blood pressure measurements Washington, DC: US Government Printing Office, 1972. [DHEW
were obtained at all screening and annual visits for both study publication no. (HSM) 72-8 134.]
groups. SI men also had blood pressure measurements at 4- and 7. Consumer and Food Economics Research Division. Agriculture sur-
vey: food intake and nutritive value of diets of men, women, and
8-mo visits and additionally as specified by the hypertension
children in the United States, spring 1965. US Department of Agri-
treatment protocol. Only clinic staff certified by successful
culture Household Food Consumption Survey, 1965-66. Beltsville,
completion of a written test, a double stethoscope test, and an
MD: Agricultural Research Service, 1969. (Publication no. 62-18.)
audiometry test could obtain blood pressure measurements
8. Science and Education Administration, US Department of Agriculture.
(55). Systolic blood pressure was defined as the first point at Food and nutrient intakes of individuals in one day in the United
which the observer can recognize sounds repeated in phase. States, spring 1977. Nationwide Food Consumption Survey, 1977-78.
The fifth phase of the Korotoff sounds was used to define the Preliminary report no. 2. Washington, DC: US Government Printing
DBP as follows: the first point, after the sounds cease to be Office, 1980.
tapping in quality, at which sounds cease to be heard. 9. The Framingham Study-an epidemiological investigation of cardio-
vascular disease. Section 24. The Framingham Diet Study: diet and the
Smoking assessment regulation of serum cholesterol. Kannel WB, Gordon 1, eds.
are usually elevated in smokers, probably as a result of trace Survey, United States, 1971-74. Dietary intake and biochemical find-
amounts of cyanide in tobacco smoke. The body’s detoxifica- ings. Washington, DC: US Government Printing Office, 1974.
[DHEW publication no. (HRA) 74:1219-1.]
tion process apparently converts cyanide to thiocyanate, which
12. Dietary Intake Source Data. United States, 1976-80. Data from the
has a biological half-life of “2 wk. Although certain foods and
National Health and Nutrition Examination Survey. US DHHS PHS
occupational exposures increase blood thiocyanate concentra-
NCHS series 1 1 no. 231. Hyattsville, MD: US Department of Health
tions, cigarette smoking appears to overwhelm these influences and Human Services, 1983. [DHHS publication no.(PHS)83-l63l.]
with respect to its contribution to blood concentrations, making 13. The Lipid Research Clinics population studies data book. Volume II.
blood thiocyanate concentration a reasonably objective mea- The prevalence study-nutrient intake. Bethesda, MD: National Insti-
sure of smoking behavior. For smoking status, the report by the tutes of Health, 1982. [US DHHS PHS NIH publication no. 82-20 14.]
participant of current practice (smoker, quitter, or nonsmoker) 14. Lipid Research Clinics Program. The Lipid Research Clinics Coronary
was adjusted on the basis of the blood thiocyanate concentra- Primary Prevention Program trial results: I. reduction in the incidence
tion (45). Carbon monoxide in expired air was also measured of coronary heart disease. JAMA 1984;251:351-64.
with use of the Ecolyzer to evaluate current smoking status and 15. Liu K, Stamler J, Dyer A. Statistical methods to assess and minimize
the role of intra-individual variability in obscuring relationships be-
to aid the smoking cessation effort with SI men (45).
tween dietary lipids and serum cholesterol. J Chronic Dis
l978;31:399-4l8.
Body mass measurement 16. Beaton OH, Milner J, Corey P, et al. Sources of variance in 24-hour
Weight (disrobed) was measured in pounds during the phys- dietary recall data: implications for nutrition study design and inter-
ical examination at the second screening visit. Height was also pretation. Am J Clin Nutr l979;32:2546-59.
17. Hegsted DM. The classic approach-the USDA Nationwide Food
measured and body mass index calculated after conversion of
Consumption Survey. Am J Clin Nutr 1982;35:1302-5.
the two measures to metric units (kg/rn2). Weight was mea-
18. Jacobs DR. Anderson iT, Blackburn H. Diet and serum cholester-
sured at all annual visits for all participants. SI men were also
ol-do zero correlations negate the relationship? Am J Epidemiol
weighed at the 4- and 8-mo follow-up visits (not disrobed).
1979;l 10:77-87.
Percentage desirable weight was calculated by dividing the 19. Grandits GA, Bartsch GE, Stamler J. Chapter 4. Method issues in
weight by 0.9 times the average weight-for-height for men dietary data analyses in the Multiple Risk Factor Intervention Trial. In:
35-54 y of age, as reported by the National Health Examina- Stamler J, Caggiula AW, Cutler JA, et al, eds. Dietary and nutritional
lion Survey for 1960-1962 (24). U methods and findings: the Multiple Risk Factor Intervention Trial
(MRFIT). Am J Clin Nutr 1997;65(suppl):2l 15-275.
20. Tillotson J, Gorder DD, Kassim N. Nutrition data collection in the
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Med 1981 ;lO:387-554. NHLBI nutrition data system. J Am Diet Assoc 1980;77:641-7.
2. Multiple Risk Factor Intervention Trial. Quality control of technical 22. Tillotson JL, Gorder DD, DuChene AG, Grambsch PV, Wenz J.
procedures and data acquisition. Control Clin Trials 1986;7(suppl): Quality control in the Multiple Risk Factor Intervention Trial: nutrition
15-1955. modality. Control Clin Trials 1986;7(suppl):66S-90S.
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dietary study methods. II. Dietary history versus seven-day record Risk Factor Intervention Trial (MRFIT): nutrient and food group
versus 24-hour recall. J Am Diet Assoc 1952;28:218-2l. changes over 6 years. J Am Diet Assoc l986;86:744-5l.
4. Trulson MF, McCann MB. Comparison of dietary survey methods. J 24. Roberts J. National Center for Health Statistics-weight by height and
Am Diet Assoc l959;35:672-6. age of adults. United States, 1960-62. Vital Health Stat [1 1] l966;l4.
5. Keys A. Dietary survey methods. In: Levy RI, Ritldnd BM, Dennis 25. The National Diet-Heart Study Research Group. The National Diet-
BH, Ernst N, eds. Nutrition, lipids and coronary heart disease. New Heart Study final report. Circulation 1968;37/38(suppl I): 1-428.
York: Raven Press, 1979:1-23. 26. Farrand ME, Mojonnier L. Nutrition in the Multiple Risk Factor
6. Ten-state nutrition survey, 1968-1970. V. Dietary and highlights. Intervention Trial (MRFIT). J Am Diet Assoc 1980;76:347-5 I.
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27. Remmell P. Gorder DD, Hall Y, Tillotson JL. Assessing dietary of a computer-scored test for the type A coronary-prone behavior
adherence in the Multiple Risk Factor Intervention Trial (MRFIT): I. pattern. Psychosom Med 197 1 ;33: 193-202.
use of a dietary monitoring tool. J Am Diet Assoc 1980;76:35l-6. 49. Rosemann RH. The interview method of assessment of the coronary
28. Remmell P. Benfari R. Assessing dietary adherence in the Multiple prone behavior pattern. In: Dembrowski TM, Weiss SM, Shields JL, et
Risk Factor Intervention Trial (MRFIT): II. food record rating as an al, eds. Coronary-prone behavior. New York: Springer-Verlag.
indicator of compliance. J Am Diet Assoc 1980;76:357-60. 1978:55-69.
29. Caggiula AW, Christakis G, et al. The Multiple Risk Factor Interven- 50. The MRFIT Group. The MRFIT behavior pattern study-I. study
tion Trial (MRFIT). IV. Intervention on blood lipids. Prey Med design, procedures, and reproducibility of behavior pattern judgments.
1981 ; 10:443-75. J Chronic Dis 1979;32:293-305.
30. Multiple Risk Factor Intervention Trial Research Group. Multiple Risk 51. Shekelle RB, Hulley SB, Neaton JD, Billings JH, Borhani ND, Gerace
Factor Intervention Trial. Risk factor changes and mortality results. TA. MRFIT behavior pattern study. II. Type A behavior and incidence
JAMA 1982;248: 1465-75. of coronary heart disease. Am J Epidemiol 1985;122:559-70.
31. Dolecek TA, Tillotson JL, Gorder DD, Ashman P, Caggiula AW. The 52. Manual of Operations, Lipid Research Clinics Program. Vol 1. Wash-
nutrition intervention program. In: Materials and methods for a car- ington, DC: US Government Printing Office, 1974. [DHEW publica-
diovascular disease risk factor reduction program: a resource for the tion no. (NIH) 75-628.]
The Nutrition Data System consisted of three major compo- Coding manual
nents: centralized training and certification of dietary inter-
The coding manual was the basic reference manual for
viewers, centralized coding of collected food intake data for
routine coding. The manual included a listing of food descrip-
computerized analysis, and calculation of nutrients using the tions and corresponding code numbers in the nutrient database.
NCC nutrient database. Various aspects of the Nutrition Data The coding manual was organized by major food group and
System have been described (1, 2). The purpose of this Ap- subgroup classifications. Rules providing standardized guide-
pendix is to summarize the data collection and coding proce- lines for coding foods and food combinations not included in
dures and to document sources of nutrient data and the nutrient the database were inserted at appropriate places in the food
calculation system used for analysis of MRFIT dietary recalls. listing. For example, the coding rule for a grilled sandwich,
which specifies one teaspoon of designated fat per slice of
bread, was listed in the coding manual under bread. The coding
rule for meat did not specify whether the meat was trimmed or
METHODS
untrimmed and was included in listings under each meat sub-
prescribed standards were met, the interviewer was certified to brand of fat used in any preparation method. For example, a
piece of fried chicken might have been prepared with any one
collect MRFIT dietary recalls.
of > 100 fats listed in the nutrient database. These fats repre-
A continuing education program for dietary interviewers was
sented > 500 brand name oils, shortenings, and margarines, as
designed to maintain high quality data collection and documen-
well as various generic types of fats such as butter, bacon fat,
tation. Use of “Dietary Inquiry,” a form for requesting addi-
lard, corn oil, or wheat germ oil. Similarly, the system permit-
tional information or for clarifying ambiguous documentation,
ted designation of any type or brand of fat as a major fat
provided immediate,
individualized feedback to interviewers.
ingredient in recipes.
The Communique, a bimonthly newsletter, addressed actual or
Computerized algorithms for coding standard food prepara-
potential documentation problems and provided information
tions were incorporated into calculation software to facilitate
relating to new products, new entries, or changes in NCC
coding and permit maximum flexibility for preparation meth-
procedures or personnel. The bimonthly Worksheet consisted
ods and fat options. For example, coding for breaded and fried
of exercises to enhance good documentation practices.
fish designated the preparation code BDF (for “breaded and
fried”) and the fat code BCOM (to indicate preparation in a
Coding procedures medium-priced commercial establishment). These codes then
prompted the computer to calculate automatically the amounts
Coder training of fish, flour, salt, and fat based on total amount of breaded and
Coding, the process of converting food intake data into code fried fish consumed. The type of fat was the oil most corn-
numbers and amounts for nutrient calculation, was performed monly used for frying fish in medium-priced commercial es-
by trained food coders who had received extensive instruction tablishments. Computerized algorithms were used for all stan-
in use of the coding manual and coding procedures. Approxi- dard preparations of meat, poultry, fish, eggs, and vegetables.
mately 100 h of practice in coding was required before new Table Al lists computerized food preparation algorithms.
coders were permitted to code study data. Food coders worked
under direct supervision of staff nutritionists who were avail- Coding of uncommon foods
able at all times to resolve coder questions and to decide how A comprehensive cross-referenced “uncodables” file con-
to handle ambiguous documentation. sisted of directions for coding > 2000 infrequently consumed
206S DOLECEK El AL
TABLE Al
Computerized food preparation algorithms
For meat, fish, and poultry (to be used only when fat was added in cooking)
Pan: pan fried or grilled-cooked in skillet, unbreaded, moderate amount of fat; computerized rule: 1/2 tsp fat/oz of meat. Meat pan
fried in its own fat (no fat added)-no prep code needed.
BDF: breaded and fried-food coated with crumbs or flour before frying in moderate to deep fat; computerized rule: 1 tsp fatloz of meat
(breading and “wash” are disregarded).
BSI: oven cooked, broiled, or grilled, and basted or braised with fat; computerized rule: 1/2 tsp fatloz of meat.
MAR: for meat, fish, or poultry marinated in oil-containing mixture and basted during broiling; computerized rule: 1/2 tsp fatloz of meat.
If not basted during cooking, disregarded fat if marinated.
For vegetables
SES: seasoned-vegetables, rice, or pasta seasoned with type of fat in cooking (butter, margarine, pork fat, etc); use also for stir fried.
Computerized rule: 1 tsp fat per 1/2-cup portion.
foods or food combinations requiring the use of one or more reviewed in detail by a third coder. This system of duplicate
existing database entries. Use of this file standardized coding coding provided ongoing and immediate feedback to food
while eliminating the need to clutter the database with many coders. If a coder’s performance fell below acceptable stan-
uncommonly consumed recipes and other food items. An ex- dards for accuracy and speed, the coder was removed from
ample of an item in the uncodables file was bobka, a Polish production coding and given individualized refresher training.
bread containing egg; directions specified that bobka was to be If performance continued to be marginal, the coder was termi-
coded as an egg bread. A reference library of domestic and nated or reclassified for other duties.
foreign cookbooks was also maintained to facilitate coding of Computerized edit checking included checks for valid code
uncommon recipes. numbers, units, preparation codes, and fat codes; flagging of
amounts exceeding maximum serving sizes; and flagging of
Default assignments nutrients outside allowable ranges for daily totals. All flagged
Further standardization of coding was achieved by use of data were corrected or verified before final processing of coded
default options that specified the coding when food description data.
details could not be obtained. Default options were provided Consistency in long-term coding was evaluated through an
for both home and commercial preparations as well as for low, external monitoring procedure conducted by the NHLBI Pro-
medium, and high-priced restaurants. For example, default gram Office. Seventy dietary recalls were selected and given
options for frying fat for egg rolls included hydrogenated special identification before annual submission to the NCC
soybean oil for home preparation, a commercial frying short- along with actual study records. Results of five repeated cod-
ening for medium-priced restaurants, and peanut oil for high- ings of these recalls showed no significant differences (P >
priced restaurants. Default assignments were based on fre- 0.05) for any of the calculated nutrients (1).
quency of use in each type of eating situation.
Nutrient calculation
Estimation of amounts Nutrients were calculated from the coded dietary recalls by
Standard food models, geometric shapes, various household the MRFIT Coordinating Center using the nutrient database
measures, and standard serving sizes were used to increase maintained by the NCC (3). The design of the nutrient calcu-
accuracy of estimating portions of food consumed. Computer- lation system, sources of nutrient data, and procedures for
ization of amount conversions further facilitated the coding updating the nutrient database and ensuring its ongoing accu-
process and reduced potential for calculation errors. racy are presented below, followed by descriptions of the
versions of the NCC nutrient database used for calculating
Coding quality control procedures MRFIT dietary recall data and potential for future reanalysis.
Procedures incorporated into the system to ensure accuracy
Design of the nutrient calculation system
and consistency of coding included duplicate coding, comput-
erized edit checking, and external monitoring. Duplicate cod- The nutrient calculation system was designed to provide
ing was performed in a random sample of 20% of all dietary maximum specificity for describing foods while minimizing
recalls. Discrepancies between duplicate codings were re- number of entries in the nutrient database. Nutrient calculations
viewed by a nutritionist, and errors were corrected by the coder for > 150 000 foods and food combinations were possible with
or coders responsible. If more than an allowable number of a nutrient database of < 2000 entries. This was accomplished
errors was made in a batch of 25 recalls, the entire batch was through implementation of coding and calculation features
METHOD ISSUES 207S
described above such as the optional selection of fats in food Detailed historical documentation of all nutrient and nonnutri-
preparations and recipes, use of brand name and other coding ent data, including calculation or other estimation procedures,
guides, and use of computerized algorithms for calculating was maintained for every database entry.
amounts of ingredients in food preparation methods. Imple-
mentation of these features reduced the level of specificity of Procedures for updating the nutrient database
food description in detail to meet dietary assessment objectives Because of the dynamic nature of the marketplace, the avail-
required for research purposes. Limitation of the number of ability of new or improved data, and expanding research inter-
entries in the nutrient database permitted ongoing and efficient ests in new nutrients, the NCC nutrient database was routinely
updating and maintenance of the system. updated. Standardized procedures for systematic updating of
the database were developed to ensure ongoing accuracy and
Sources of nutrient data
internal consistency of the data. These procedures have been
NHLBI nutritionists worked collaboratively with nutrition documented (3). Computerized procedures replaced manual
scientists from the US Department of Agriculture (USDA) to procedures wherever possible to enhance efficiency and reduce
develop the original nutrient database. The primary source of
USDA Nutrient Database for Standard Reference (6). Other from the nutrient database. When a product was discontinued,
USDA sources of nutrient and nonnutrient data (such as den- the entry was “deactivated,” which meant that it could no
sities, recipe yields, and serving size dimensions) included longer be used in coding. However, the item continued to be
various provisional tables (7-1 1), handbooks, and manuals updated with new nutrients or improved data so that recalls
(12-18). collected in the past could be reanalyzed with a more recent
Another major source of nutrient data was information from version of the database.
manufacturers. An extensive manufacturers’ file consisting of
nutrient and ingredient information for thousands of commer- Quality control procedures for nutrient calculation
cial foods was maintained at the NCC. About 3000 of the most
Numerous quality control procedures were incorporated into
common brand name products were updated at least annually.
the system to ensure validity of the nutrient database. All
New products were added in an ad hoc basis as they were
nutrient data were evaluated by the nutrition staff based on
encountered in processing dietary recalls. Information from the
factors such as credibility of the data source, sample size,
manufacturers’ file was used not only to maintain commercial
entries in the database, but also to update brand name coding
guides and to make coding decisions for infrequently con- TABLE A2
sumed commercial products. Nutrient additions and major nutrient and food group updates for
Nutrient and nonnutrient data were also obtained from the versions 8 through 1 1 of the Nutrition Coordinating Center nutrient
scientific literature, international food-composition tables, and database
popular and ethnic recipe books. A computerized recipe file
Database version and updated or added nutrients or food groups
included information on ingredients, amounts, yields, and ref-
erences for “500 recipes. Nutrients for cooked recipes were Version 8 (1982)
calculated from individual cooked ingredients. Nutrient values Saturated, monounsaturated, and polyunsaturated fatty acids update
Sodium and potassium updated’
for recipes were automatically calculated and posted to the
Total a-tocopherol equivalents, and a-, f3-, y-, and &.tocopherols
nutrition database.
added2
To minimize the effect of missing values, which were cal-
Version 9 (1983)
culated as zeros in the nutrient analysis, values were estimated 22 individual fatty acids added
whenever possible. Missing values were permitted only when Breakfast cereals updated, fruit and fruit juices updated, pork products
no data existed to suggest whether or not a nutrient was present updated, caffeine updated
in a food. Estimated values were based on a similar food or a Iron updated
different form of the same food with use of USDA data for Version 10 (1984)
nutrient retentions and moisture adjustments. Other estimated Copper added
values were based on published recipes or food formulas for Version 11 (1985)
Total dietary fiber added; soluble and insoluble fiber, zinc, and
commercial items, product ingredient lists, or other nutrients in
magnesium added; vitamins B-6 and B-12 added; folacin updated
the same food. A more detailed description of procedures used
to estimate values is presented elsewhere ( 19). Missing or I The number of food items in the database was expanded to enhance
estimated values were replaced with empirical data when such specificity for sodium composition.
2 Total a-tocopherol equivalents reflect the partial biological activity of
data became available.
the non-a-tocopherols. Missing values for composite foods were estimated
When nonnutrient data such as portion sizes or recipe yields
based on the tocopherol profile of the ingredient fat. When the values for
were unavailable, NCC nutritionists occasionally obtained in-
individual tocopherols were available, the total a-tocopherol equivalents
formation by purchasing food items to determine weight and
were calculated from the following algorithm; total a-tocopherol equiva-
dimensions for various portions or by preparing recipes to lents = (a-tocopherol) + 0.4 (f3-tocopherol) + 0.1 (‘y-tocopherol) + 0.01
determine yields. Standard laboratory equipment in the Depart- (&.tocopherol) (20). Values reported as vitamin E were converted to total
ment of Food Science and Nutrition at the University of Mm- tocopherol equivalents, and all individual tocopherol activity was esti-
nesota was available for determination of food measurements. mated as a-tocopherol.
208S DOLECEK El AL
sample preparation, analytic method, and use of reference though the individual fatty acid values were not added to the
standards. These procedures are described in detail elsewhere database until several years after the data had been
(3). collected.
All updates to the database were made by an NCC nutri-
tionist, cross-checked by a second nutritionist, and verified
by the first nutritionist before incorporation into the data-
REFERENCES
base. A computer report comparing old with new data was
produced for documentation of each updated entry. For each 1. Tillotson JL, Gorder DD, DuChene AG, Grambsch PV. Wenz J.
new entry, a report of all data elements was provided for Quality control in the Multiple Risk Factor Intervention Trial nutrition
documentation. modality. Control Clin Trials l986;7:66S-90S.
Before the release of a new version of the nutrient 2. Dennis B, Ernst N, Hjortland M, Tillotson J. Grambsch V. The NHLBI
database, the entire food table was reviewed by the nutrition nutrition data system. J Am Diet Assos 1980:77:641-7.
staff for accuracy and internal consistency through use of a 3. Sievert YA, Schakel SF, Buzzard IM. Maintenance of a nutrient
series of computer generated “integrity reports” (3). These database for clinical trials. Control Clin Trials 1989:10:416-25.
version 8 of the NCC nutrient database. All MRFIT nutrition 8. US Department of Agriculture. Provisional table on the nutrient con-
tent of bakery foods and related items. Washington. DC: US Govern-
publications before 1986 are based on nutrient calculations
ment Printing Office, 1981.
with version 8. In November 1985, nutrients were recalculated
9. US Department of Agriculture. Provisional table on the nutrient con-
with version 1 1 of the database to take advantage of improved
tent of canned and frozen vegetables. Washington, DC: US Govern-
nutrient data as well as added nutrients. A list of the nutrients ment Printing Office, 1979.
included in versions 8 and 1 1 of the NCC nutrient database is 10. US Department of Agriculture. Provisional table on the nutrient con-
presented in Table I. tent of canned, dried, and frozen fruit. Washington. DC: US Govern-
The 30 nutrients added to the database between versions 8 ment Printing Office, 1981.
and 1 1 included 22 individual fatty acids, total fiber, soluble 1 1 . US Department of Agriculture. Supplement to provisional table, fola-
and insoluble fiber, retinol and f3-carotene equivalents, vita- cm content of foods. Washington. DC: US Government Printing Of-
mins B-6 and B- I 2, copper, zinc, and magnesium. Major fice, 1979.
nutrient updates between versions 8 and 1 1 included a com- 12. US Department of Agriculture. Food yields summarized by different
prehensive review and update of all caffeine, iron, and folic stages ofpreparation. Agriculture handbook no. 102. Washington, DC:
Agricultural Research Service, 1975.
acid values. Food group updates between versions 8 and 11
I 3. US Department of Agriculture. Iron content of food. Home economics
included cereals, fruit, and pork (5).
research report no. 45. Washington, DC: US Government Printing
As indicated previously, design of the NCC nutrient database
Office, 1983.
and calculation system ensures that data collected in the past
14. US Department of Agriculture. Nutritive value of American foods in
can be reanalyzed with an updated version of the nutrient common units. Agriculture handbook no. 456. Washington, DC: US
database. Thus, reanalysis of MRFIT dietary recalls will con- Government Printing Office. 1975.
tinue to be an option for the future. Decision to reanalyze these 15. US Department of Agriculture. Pantothenic acid. vitamin B6 and
data will depend on relevance of changes and additions to the vitamin B12 in foods. Home economics research report no. 36. Wash-
database in light of future research interests. ington, DC: US Government Printing Office, 1969.
When interpreting nutrient data, it is essential to keep in 16. US Department of Agriculture. Procedures for calculating nutritive
mind that the accuracy of nutrient calculations is limited by values of home-prepared foods. Washington, DC: Agricultural
the specificity with which the data were collected. For Research Service, 1966. (Publication no. 62-13.)
17. US Department of Agriculture. The fortification of foods: a review.
example, detailed specificity for type and amount of fat
Agriculture handbook no. 598. Washington, DC: US Government
intake was a major concern in the MRFIT data collection
Printing Office, 1982.
protocol. Sodium, however, was not a major emphasis, and
18. US Department of Agriculture. The sodium content of your food.
no effort was made to differentiate between amounts of
Washington, DC: US Government Printing Office, 1980. (Home and
sodium in brand name products or in food preparation garden bulletin no. 233.)
methods. Thus, despite the capability of the current NCC 19. Schakel SF, Sievert YA, Buzzard IM. Sources of data for developing
system to provide detailed specificity for sodium, the MR- and maintaining a nutrient database. J Am Diet Assoc
FIT sodium calculations must be interpreted with caution. l988;88: 1268-71.
On the other hand, a high degree of confidence may be 20. McLaughlin PJ, Weirauch JL. Vitamin E content of foods. J Am Diet
placed in the validity of the calculations for fatty acids, even Assoc l979;75:647-65.
METHOD ISSUES 209S