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New Ideas in Psychology 34 (2014) 1–11

Contents lists available at ScienceDirect

New Ideas in Psychology


journal homepage: www.elsevier.com/locate/newideapsych

Moral expertise
Timothy L. Hulsey a, *, Peter J. Hampson b
a
University of Tennessee, Chancellor’s Honors Program, Howard H. Baker, Jr. Center for Public Policy, 1640 Cumberland Avenue, Knoxville,
TN 37996-3340, USA
b
Aquinas Institute, Blackfriars Hall, Oxford University, 64 St. Giles, Oxford, UK OX1 3LY

a b s t r a c t

Keywords: We offer a theory of moral expertise based on an updated version of the Thomistic concept
Moral judgment of habitus. We maintain that mature moral control arises from internalized standards of
Moral identity belief married to corresponding actions; the result is moral expertise. Beliefs and actions
Moral expertise
(conceptualized as habitus) coalesce in a moral identity, which is then sustained by the
Habitus
beliefs and actions that comprise the habitus; what we do affects who we are and what we
Virtues
believe, just as what we believe guides what we do. In support of these claims, we examine
recent research on moral judgment, moral identity, and moral emotions.
! 2014 Elsevier Ltd. All rights reserved.

1. Introduction actions to it. Moral expertise develops from the habitual


marriage of perception and action and the integration of
The notion of morality as a perfectible skill dates at least these habits into one’s moral identity.
to Plato. However, the concept of moral expertise as a Extending this line of thinking, we propose a theory of
psychological (rather than spiritual) phenomenon is of a moral expertise based on the concept of habitus, borrowed
more recent vintage (Narvaez & Lapsley, 2005; Rossano, from Thomistic philosophy. We argue that moral beliefs
2008). As Hardy and Carlo (2005) have noted, recent the- are made central through action; acting on beliefs affects
ories of moral behavior have followed a path from how we see ourselves and concomitantly strengthens
Kohlberg’s (1969) developmental stage theory through the those beliefs, increasing the likelihood that we will repeat
moral socialization theories of the 1970s (e.g., Hoffman, them. The pattern of action that results (the habitus) be-
1970) and the social intuitionism of the early 2000s (e.g., comes the basis for personal dispositions that form part of
Haidt, 2001), to an emphasis on moral identity and moral moral identity. As personal dispositions become inte-
expertise today (e.g., Blasi, 2005; McConnell, 1984; grated into moral identity, they foster moral expertise,
Musschenga, 2009; Narvaez, 2010; Rossano, 2008). characterized by deeper and better-integrated moral
The emerging view is that moral behavior depends upon knowledge, a keener grasp of which actions are appro-
accurate apprehension of moral situations, comprehension priate to a given situation, and faster and more nuanced
of potential solutions, and actions tied to those beliefs. moral responses.
Narvaez, Gleason, and Mitchell (2010), for example, have While overtly similar to the ideas of Darcia Narvaez et al.
offered a sophisticated model of what they call “adaptive” (e.g., Narvaez, 2005; Narvaez & Lapsley, 2008; Narvaez
ethical expertise. In their view, achieving positive moral et al., 2010), our model extends hers in two critical ways:
outcomes depends first upon recognition of the moral di- (1) we take a molar view of human moral activity wherein
mensions of the environment and then upon tailoring one’s the situated, embodied, and ideographic nature of moral
judgments comprises the essential elements of a moral
form (Johnson, 2013). Moral identity represents a funda-
* Corresponding author. Tel.: þ1 865 974 7875. mental component of the self (expressed in both moral
E-mail address: thulsey@utk.edu (T.L. Hulsey). judgments and moral actions) that includes social and

http://dx.doi.org/10.1016/j.newideapsych.2014.02.001
0732-118X/! 2014 Elsevier Ltd. All rights reserved.
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2 T.L. Hulsey, P.J. Hampson / New Ideas in Psychology 34 (2014) 1–11

cognitive elements, but adds to them a configuration of 2011), and a confusion of cultural norms with virtue
dynamic elements that include character, motivation, and (Narvaez, 2008, 2010) as reasons to be circumspect.
meaning. Narvaez’s (2005) model, by contrast, retains a If innate moral modules do not offer a complete expla-
more limited (and limiting) focus on the moral schemas nation of moral functioning then how are we to understand
that develop from situation–trait interactions; (2) like the rapid, apparently non-conscious nature of moral
Narvaez (2005), we maintain that repeated actions may responding? It seems likely that complex processes like
become habitual, leading to sustained changes that do not moral responding involve both conscious consideration of
require conscious attention to maintain. However, to her potential actions and non-conscious re-actions based on
“push” model of moral expertise (wherein moral actions existing traits. In fact, the claim that conscious and non-
are driven by prior experiences and judgments), we add a conscious processes work together in moral functioning
“pull” element focusing on the role of striving toward self- gains convergent support from dual process models of so-
ideals. Finally, in the course of this discussion, we refer to cial cognition (e.g., Barnard & Teasdale, 1991; Epstein, 1994;
action rather than behavior. This is an important distinction. Fazio & Olson, 2003; Kruglanski & Orehek, 2007). Dual-
Behavior reflects an organism’s response to environmental process cognitive models examine how seemingly auto-
demands. Actions, by contrast, have goals, embody mean- matic processes interact with consciously accessible, rule-
ing, and entail accountability (Klöckner, Matthies, & based processes. They distinguish between relatively
Hunecke, 2003). slow, deliberative, usually explicit processes and faster,
more intuitive, implicit ones (Usoof-Thowfeek, Janoff-
Bulman, & Tavernini, 2010). Joshua Greene et al. (Greene,
2. Theory 2007; Greene et al., 2004) provide a helpful model here,
demonstrating that both cognitive and emotional factors
2.1. Moral intuitions v. moral expertise are involved in moral decisions, with prepotent emotional
reactions vying with utilitarian reasoning for control of
Recent theories of moral judgment have emphasized moral actions.
the primacy of intuition and non-conscious processing in A dual-process model of moral functioning would, then,
shaping responses to moral situations (Cushman, Murray, include both an examination of the seemingly automatic
Gordon-McKeon, Wharton, & Greene, 2012; Greene & responses to moral situations and of the role of conscious,
Haidt, 2002; Greene, Nystrom, Engell, Darley, & Cohen, often rule-based reasoning. As Baumeister, Masicampo, and
2004; Haidt, 2001; Haidt & Kesebir, 2010; Jayawickreme & Vohs (2011) note, conscious causation plays a profound and
Chemero, 2008; Shenhav & Greene, 2010; Slovic & Västfäll, extensive role in stimulating action across a range of tasks
2010). Within this model (known collectively as the Social and topics. But (and this is important for our thesis), the
Intuitionism Model or SIM), moral judgments are defined effects of consciousness are often indirect and depend on its
as a species of social behavior, with moral intuitions (in the interaction with non-conscious processes. Indeed,
form of rapid, non-conscious cognition) directly causing conscious evaluation is particularly useful for dealing with
moral judgments without requiring recourse to conscious social and cultural information and for managing
moral reasoning (Greene & Haidt, 2002). The SIM empha- competing impulses and desires, both conscious and non-
sizes the rapidity of moral responding, the frequent conscious. As Wilson, Lindsey, and Schooler (2000)
inability of actors to justify their moral judgments, and the observed, people often have competing evaluations of the
susceptibility of moral judgments to unrelated environ- same belief, attitude, or person, with one evaluation being
mental factors as evidence of their non-conscious origins. more accessible than another. For example, a non-
Furthermore, according to the SIM, the traits involved in consciousness liking for a student might lead us to spend
moral responding are innate and, as such, largely insensi- an inordinate time with him or her to the exclusion of
tive to environmental influences (Suhler & Churchland, others with equal or prior claims on our time. The
2011). conscious evaluation of these two competing motivations
In their response to the central claims of the SIM, Suhler would, at best, lead to a prudential decision to allocate our
and Churchland (2011) have argued that claims of innate- time more fairly and appropriately.
ness must be carefully evaluated when applied to moral
contexts. Specifically, they criticize the concept of innate- 2.1.1. The development of moral expertise
ness at the core of the SIM as overly inclusive, allowing Another way to explain the evidence that moral
nearly any trait to be regarded as “innate.” They base their responding occurs too quickly for conscious control is to
criticism on the claim made by Haidt and others that the define it as a species of habit (Aquino, Reed, Thau, &
ease and speed of norm acquisition in moral behavior Freeman, 2007; Klöckner et al., 2003; Narvaez, 2010; de
demonstrates “organization in advance of experience,” a St. Aubin, 1996). According to these authors, moral
hallmark of innateness. They point out that the ease or responding results from ingrained, habitual patterns of
speed of skill acquisition is not a reliable indicator of response. Such responding is not innate in the traditional
innateness, since humans learn many skills easily and sense of that word, instead deriving from patterns of
quickly. Other criticisms of SIM theories have cited an responding, which are learned and that become, over time,
imprecise definition of cognitive modularity (Suhler & second nature, operating so quickly and seamlessly as to
Churchland, 2011), inconsistencies between the claims of appear intuitive. As Narvaez (2010) would have it, delib-
the theory and recent findings in both cognitive neurosci- erate moral practices may become intuitive habits, devel-
ence and evolutionary psychology (Suhler & Churchland, oping from long practice, but appearing automatic in their
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T.L. Hulsey, P.J. Hampson / New Ideas in Psychology 34 (2014) 1–11 3

operation. Accordingly, when discussing moral responding, routine, or fully automatic, link moral identity with moral
the terms “automatic,” “non-conscious” and “intuitive” actions. At times such judgments will be non-trivial; a
must be distinguished carefully. It seems likely that moral decision as to whether to follow my moral inclinations
activity, like much human action, involves an admixture of might depend on a judgment as to whether pursuing them
consciously controlled, routinized, and genuinely auto- will simultaneously frustrate other equally legitimate
matic processing (Jack & Shallice, 2001; Norman & Shallice, moral habits, inclinations, or tendencies. For example, a
1986). Hence, even when moral actions appear to be morally appropriate desire to donate money to the needy
“automatic,” it may be more fruitful to consider them as could be frustrated by the strong (though contestable)
examples of routinized processes that demonstrate exper- conviction that any money I donate will be used to buy
tise (Ericsson, Charness, Feltovitch, & Hoffman, 2006). drugs or alcohol.
Because we can become expert (in the sense of accom- Moral expertise embodies the overall, and at times
plished) at routine tasks, we may perform many of their subtle, commerce between moral identity and moral ac-
subcomponents without high levels of intentionality, but tions. It is within this commerce that a person develops
without doing so robotically or automatically.1 Using an characteristic ways of responding to moral situations.
example outside the moral domain, a consciously Taken together, these form a moral habitus, defining moral
controlled intentional activity would include mentally identity and tying that identity to specific modes of moral
planning a new route through a city to avoid roadwork. A responding. Our task now is to show how a moral habitus
more routinized one would be driving to work along a develops, how it relates to moral emotions, and the role it
familiar route, while a fully automated activity (for a skilled plays in establishing moral identity.
driver at any rate) would be making an emergency stop
when a child runs in front of the vehicle. 2.2.1. Moral emotions and moral identity
A similar mix of conscious, learned, and non-conscious In Emotion and Adaptation, Richard Lazarus (1991) notes
control processes is implicated in the development of that creating a sense of self requires the concurrent crea-
moral expertise. Because moral actions aim at goals, tion of a personal narrative, which subsumes motives and
embody intent, and reflect personal dispositions, they are beliefs within an overarching story. The narrative organizes
neither simple, automatic S-R links nor the fully automated thoughts about ourselves and facilitates attempts to navi-
expression of goals (Wood & Neal, 2007). They are likely to gate the world (Benson, 2001; Bruner, 1990; Smith, 2003).
involve both consciously controlled and routinized activ- But, as MacIntyre (1984) observed, for personal narratives
ities, rather than fully automated ones (except perhaps, for to be meaningful they must themselves reflect intelligible
such basic, low level moral activities as saying “Thank you” actions for which persons are accountable; actions simply
when given assistance, or stepping aside on the sidewalk to are intelligible, enacted narratives, even though an explicit
allow an elderly person to pass). Expertise begins to emerge narrative is not needed to make an act intelligible. Like all
as moral responding becomes more adept, rapid and actions, moral actions are intelligible insofar as they are
context-appropriate. As expertise develops, consciously intrinsically meaningful, entail clear links among emotions,
controlled activity gives way to skilled, routinized, but still acts, and beliefs, and can be given a narrative context.
flexible actions in which high degrees of situation aware- Identifying an occurrence as an action requires seeing that
ness may remain (Endsley, 2006). Like all expertise, moral occurrence as intelligible, intentional, motivated, and
expertise develops from multiple elements including purposive.
explicit learning, deliberation, and practice. Focusing on the If our actions mirror our beliefs, they are intelligible to
temporal sequence of automated and controlled activity, us and we feel comfortable being held accountable for
Narvaez and Lapsley (2005) deploy the concepts of pre- them. For instance, if I choose to disobey a seemingly
conscious, post-conscious and goal-dependent automaticity legitimate instruction in the workplace or decide to engage
to define this process. Once they become routine, habitual in an act of civil disobedience, I must be prepared to ac-
ways of responding to moral situations incorporate count for my actions. This accounting renders my actions
differing levels of “automaticity,” almost all of which begin morally intelligible to myself and to others. Furthermore, if
as consciously considered actions even as they later appear I have lived experience and understanding of the narrative
to be intuitive. into which such events fit, I can appeal to an extended
narrative that brings meaning and sense to what I do, over
and above the meaning of specific episodes. In this way,
2.2. The moral self action, intelligibility, accountability, and narrative become
the mutually entailed elements of a unified identity. And,
Because the beliefs that underlie moral judgments are while these may become routinely connected over time, we
situated, embodied and ideographic, they become over suggest that their formation and subsequent elaboration
time part of the self, expressed in both moral identity and will necessarily involve conscious, deliberative processes.
moral emotions. Moral judgments, whether conscious, As actions are integrated into a narrative, they come to
form a part of our identity. Moral identity forms similarly.
However, because moral actions are both guided by and
1
In using the term “expert,” we do not mean of course that we are reflect upon moral identity, the intelligibility of moral acts
moral experts in the sense of always acting for the best, but rather, for
better or worse, we come to act in an expert-like fashion without much
requires consistency with beliefs. Herein lies the “pull” of
thinking or deliberation. Burglars and conmen are “expert” in their moral motivation we mentioned in the Introduction. With
malefactions after all! the maturation of identity comes an increasing desire to
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4 T.L. Hulsey, P.J. Hampson / New Ideas in Psychology 34 (2014) 1–11

live a life consistent with one’s beliefs (Blasi, 1980, 1983, intellect, emphasizing what we desire as well as what we
1993, 1994, 1999, 2005; Glodis & Blasi, 1993). Actions, be- know. Working together, they gain influence over actions,
liefs and stories must cohere. Because beliefs (even implicit but only to the extent that they facilitate the goals of the
ones) remain accessible to the extent that they have been ideal self. Since we strive toward an idealized version of
recently activated (Hong, Morris, Chiu, & Benet-Martinez, ourselves, cognitive appraisals inherently reflect the values
2000), acting on beliefs makes them more salient, of the ideal self. Accordingly, Arnold argues that all ap-
increasing the likelihood that they will be used deliberately praisals are implicitly moral. And, since appraisals must
to influence future actions.2 As Damasio (1994) and Reimer reflect moral beliefs, they may be taken as evidence of what
(2010) have shown, emotionally freighted autobiographical is held to be good and true and toward which actions are
memories provide the basis upon which moral situations aimed.4
are evaluated. Thus, the transformation of personal goals Clearly, the lynchpin of the self-appraisal process is the
into moral ones involves a maturational process, requiring self-ideal. The self-ideal provides a model for how objects
the concurrent development of emotional regulation along are to be appraised and defines what one ultimately values
with the emergence of a moral identity (Reimer, 2010). (Cornelius, 2006). Arnold (1954) defined the self-ideal in
As moral identity becomes a more important part of the much the same way that Blasi (1980) and others define
self, it exerts a growing influence on which actions are moral identitydit encapsulates both the ideal toward
chosen and which are forbidden (Aquino & Reed, 2002; which we strive and the source of our motivation for that
Blasi, 1994; Reed & Aquino, 2003; Reed, Aquino, & Levy, striving. Acting in accordance with self-ideals brings har-
2007). At the same time, acting in moral ways reminds us mony and integration to the personality and optimizes
of our moral beliefs (Aquino, Reed, Freeman, Lim, & Felps, emotional responding. For Arnold, this solves the problem
2009), completing the cycle. Thus, MacIntyre (1984) can of moral agency and bridges the gap between belief and
reasonably assert, “I can only answer the question ‘What action: Repeated actions shape emotional attitudes and
am I to do?’ if I can answer the question as to what I believe habits, which in turn become the foundation of personality
or, ‘Of what story or stories do I find myself a part?’” (p. and the self (Gasper & Bramesfeld, 2006).
216). When moral beliefs (and their associated actions) Although a number of theorists converge on these
become central to the sense of self, they become a moti- points, it is Blasi’s (2004) model that brings them fully into
vating force, linking moral identity with moral actions the social science realm. Like MacIntyre (1984), Blasi posits
(Aquino & Reed, 2002). To understand how this occurs, we an agentic morality wherein differences in moral actions
must first examine the difference between a mere belief derive principally from differences in moral desires. Truly
and one that has been incorporated into the sense of self. moral actions cannot be spontaneous. For an action to be
As Pauline Chazan (1998) noted, there is a difference counted as moral, the actor must intend the action and
between having a value and making it one’s own. The recognize that the intended consequences are moral and
process whereby values become our own depends largely good. Thus, emotions have meaning only insofar as they
on the extent to which they acquire emotional valence. As originate from and reflect moral concerns (Blasi, 1999).
Cornelius (2006) noted, if you want to understand what Related theories, like that of Hardy and Carlo (2005), sug-
someone values, examine what makes him or her gest that maturation, emotional cues, and social cognition
emotional.3 Magda Arnold’s appraisal theory of emotion combine to produce mature moral functioning. Similarly,
offers a compelling explanation of how beliefs, emotions Rest (1984) offered a four-component, integrative model of
and motivation become intertwined and self-incorporated moral development in which moral actions ensue from (1)
(Arnold, 1954). For Arnold, emotions do not merely reveal recognizing the actors and what actions are available to
our values they also preserve and emphasize those values them (2) judging which line of action is just or fair; (3)
by influencing how we feel about events and objects in the choosing to pursue the moral action from among the
world (Cornelius, 2006). This, in turn, guides our decisions choices available; and (4) carrying through on the decision
about how to respond to them. However, we are left with to act morally. Finally, Hardy, Walker, Olsen, Woodbury, and
the problem of precisely how emotions encourage moral Hickman (2013) found evidence that moral identity and
actions. To answer this, Arnold asserts the primacy of morally relevant behaviors are, indeed, linked. In line with
reason (or, in more modern terms, cognition) in the Magda Arnold, they argue that the ideal self is uniquely
appraisal process. Because judgments always regard the associated with moral behavior.
meaning of objects in the world, they necessarily involve
the conscious mind (Cornelius, 2006). Thus, for her, control 2.3. Virtuous habits
over emotions is exerted by reason in concert with the will,
where the will represents the appetitive power of the In each of the models mentioned above, acting in moral
ways is the end result of fidelity to beliefs seen through to
corresponding actions. When repeated, this cycle gives rise
2
This is hardly surprising given that repeated activation of beliefs to the moral habits that underlie moral identity. If we
appears to represent a form of retrieval practice, which is known to follow this line of reasoning, we arrive at Arnold’s propo-
improve memory efficiency, a point we will discuss in more detail later
(Landauer & Bjork, 1978).
sition that the self is inherently moral and that fidelity to
3
Indeed, different emotions appear to have differential effects on
moral judgments and behavior, with moral anger producing greater
4
changes in moral judgment than moral disgust (Russell & Giner-Sorolla, For a useful contemporary model of the cognitive, affective and
2011). appetitive processes involved in appraisals, see Smith and Kirby (2001).
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T.L. Hulsey, P.J. Hampson / New Ideas in Psychology 34 (2014) 1–11 5

values is fidelity to self (see Smith, 2003). The reader will habitus occupies the middle ground between capacity and
note that we have at this point entered the world of virtue action. It embodies an aptness (or disposition) to act in a
ethics (MacIntyre, 1984). The field of virtue ethics repre- particular way with an eye toward attaining the goods we
sents the attempt to understand how what is good is value, desire and seek. In Aristotelian terms, an act is a form
defined within a particular culture (rather than defining a of movement from potentiality to actuality. Habitus is the
specific moral content or offering a single definition of point where personality impinges directly on the world at
what is good) (Fowers, 2005). This approach to moral ac- the level of characteristic actions and responses.
tions has important implications for how we consider the To understand the Thomistic concept of habitus fully it is
moral self, as any discussion of virtue requires a concurrent important not to be misled by its similarity to the English
discussion of moral agency and its expression. word habit. Habitus cannot be reduced to an S-R account of
As Fowers (2005) notes, discussions of virtue emerged habit. Rather, habitus refers to the ways in which repeated
from Aristotelian philosophy via theology. MacIntyre acts become perfected dispositions to act, or second nature.6
(1984) has been enormously influential in reviving this This might be likened to Allport’s (1937) concept of func-
tradition by developing a widely known model of virtue tional autonomy insofar as a perfected disposition to act is
rooted in the concept of practice. We hasten to add here akin to an autonomous drive whose target is an end in it-
that practice for MacIntyre does not simply mean repeated self, whatever the initial motive for its acquisition. How-
acts, but rather coherent and complex forms of cooperative ever, we prefer to avoid the “push” language of early
social activity by which the goods internal to that activity motivational psychology in favor of seeing the person as
are realized. These goods can only be properly realized in always engaged in some form of goal-seeking activity. So,
the course of our efforts to achieve standards of excellence our definition of “habitus” is similar to Wood and Neal’s
that are appropriate to, and definitive of, that activity. In his (2007) notion of repeated acts, which assume a form of
view, the virtues, embedded in practices, strengthen the automaticity linking context with response while concur-
human powers needed to achieve personal and social goals rently aiming at goals (see also Cornelius, 2006).
and goods. The skills of designers, carpenters, directors, and The term “repeated acts” is nuanced in this usage. Rather
actors are, in this broad sense, virtues, as is their coordi- than the exact repetition of a behavioral sequence, habitus
nation. Activities as diverse as shipbuilding or putting on a involves the non-identical repetition of acts (Milbank,
play would count as practices. Oliver, Lehmann-Imfeld, & Hampson, 2012; Pickstock,
Learning to apply practical wisdom to goal pursuit is a 2013). Thus, a developed habitus represents a kind of flexible
prerequisite for moral behavior, but the moral virtue of expertisedsensitive to situational demands, routinized but
practical wisdom (i.e., prudence) is itself necessary for wise not roboticdsimilar to Narvaez’s (2010) concept of adaptive
decision-making (Narvaez et al., 2010). Thus, virtues and ethical expertise. While habitus includes the notion of
their exercise must be understood not merely as means to repetition familiar to students of the modern skills litera-
an end, but as integral components of character.5 Virtues ture, it is articulated within a teleological understanding of
are multidimensional and include both a cognitive under- acts as inextricably bound to goals.7 Habitus implies an ac-
standing of the character strength and its relationship to count of what constitutes the good or goods toward which
the ideal life. This creates the motivation to enact the vir- actions are directed as well as an inclination to perform
tue, a reliable disposition (or habit) toward enacting that associated acts. This teleological dimension enhances the
virtue, and the wisdom to know how and when to enact it value of the habitus concept by increasing its explanatory
(Fowers, 2012). As a result, character may be judged by the power and face validity. It also releases moral psychology
extent to which a person has developed and exercises vir- from the unnecessary constraints of both Newtonian “bil-
tues consonant with his or her definition of a well-lived life liard-ball” causality and early-modern metaphysics
(Weaver, 2006). (Flyvbjerg, 2001; Kristjánsson, 2012).
This notion that to be virtuous is to act virtuously arises As Aquinas stated “Habit implies a disposition in rela-
in the earliest discussions of ethics and moral action. Often tion to a thing’s nature, and to its operation or end, by
credited to Aristotle, this perspective finds perhaps its ful- reason of which disposition a thing is well or ill disposed
lest treatment in the writings of mediæval philosopher- thereto.”8 This quotation is quite abstract but worth
theologian Thomas Aquinas (c. 1225–1274). Aquinas unpacking. Aquinas is saying that habit ties who we are to
extended Aristotle’s work on the virtues, developing the what we are disposed to do. It encompasses both what we
concept theologically and providing a fuller philosophical– do and why. And, it demonstrates how actions provide a
psychological explication. Thomas develops his concept of
habitus in the primapars secundae partis of his Summa
6
Theologiae (especially QQ 49–54). In QQ 55–59, he ex- Some of the numerous references to “second nature” in the context of
pounds on habits in general, and in QQ 55–70, on good habits and virtues in St Thomas Aquinas’s Summa Theologiae (henceforth
ST), include: ST, 1a2ae.53.1.obj2; 1a2ae.53.1.ad2; 1a2ae.56.5.responsio;
habits (namely the virtues, which are discussed at greater 1a2ae.56.6.obj1; 1a2ae.58.1.obj1; 1a2ae.58.1.responsio; 1a2ae.58.1.ad3;
length in the secunda pars secundae partis). For Aquinas, 1a2ae.58.4.obj1; 1a2ae.60.4.ad1. Also, more generally, ST, 1a2ae.32.2.ad3;
1a.18.2.ad2; and ST, 1a.64.2.ad2 on second nature in demons!
7
In Aristotelian terms, goals become the formal causes of our actions,
while motives are their efficient causes. It is possible to embed the habitus
5
We use the term “character” here in the Eriksonian (1956) sense, as a construct within a richer metaphysical framework, and appeal theistically
coherent sense of self, which depends upon an awareness of one’s actions to final causality. This is beyond the scope of the present article, see
and goals. The definition assumes the presence of identifiable values and Hampson (2012) for a fuller discussion.
8
that actions and values are related. ST, 1a2ae.49.4.responsio.
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6 T.L. Hulsey, P.J. Hampson / New Ideas in Psychology 34 (2014) 1–11

lens through which we may be said to be well or ill Because our concept of habitus relies heavily on Aqui-
disposed toward a particular goal. Habits are necessary for nas’s, it is worth making clear how our usage differs from
any beings in a state of potentiality (potentia). Or, as Aqui- his. Our model does not presuppose or require a theistic
nas puts it, “Such a subject from its own nature has the due framework or cosmological or metaphysical principles
relation to such an act”.9 However, for habits to include beyond the requirement for a naturalism open enough to
intentions, subjects must have a set of possible acts from entertain teleology; what some might call a Thomistic
which to choose. Thus, for Aquinas, neither God nor the Aristotelianism.13 We also forge connections between
planets have habits. God is habit-free because the divine habitus and existing work in cognitive neuroscience in ways
nature is pure actuality (actus purus).10 God is beyond the that Thomas was unable, of course, to do. Against other
potential to become for that would imply a lack of perfec- modern usage, our habitus centers on the relation between
tion. Planets have no habits because they only move in one intent and act. Pierre Bourdieu’s habitus, by contrast, results
way and hence, “The nature of the heavenly body is not in a from a social (rather than individual) process that creates a
state of potentiality to more than one fixed movement”.11 conduit between object and subject (Bourdieu, 1984). For
The connection between being disposed to acquire habits Bourdieu habitus involves the internalization of perceived
and having degrees of freedom to act is the critical issue here. necessity, which is, in turn, converted into a general
Neither fully determined creatures nor entities that are disposition. This disposition produces meaningful practices
restricted in their operations nor those who are already per- and perceptions that serve a systematic and universal
fect or have achieved perfection could have habits. Aquinas purpose. Bourdieu’s habitus occupies the space between
thus positions humans between “fully determined creatures” internal and external, self and other, while ours (like Tho-
like animals, and God. By way of example, someone truly mas’s) inhabits the intrapersonal space between capacity
possessed of the habitus of forgiveness, as a cognitive and and action (Lizardo, 2004).
emotional act, will have developed an “automatic” feel for Not surprisingly, there is a stronger resemblance be-
when, how, and in what situations it will be appropriate and tween our habitus model and Magda Arnold’s (1954) ac-
effective to extend forgiveness to others, and back it up with count of moral emotion, since she too was strongly
appropriate actions. Merely saying, “Sorry” but continuing to influenced by Aquinas. Her habitus focused on the relation
act as if bearing a grudge, on the other hand, would be the sign between identity and action. In her model, interactions
of an incompletely developed habitus (see Hampson, 2012, among the will, the intellect and the passions underpin
for a fuller discussion of habitus, and Ericsson et al., 2006 for a motivation, beliefs and emotions. These interactions affect
comprehensive overview of work on expertise). emotional appraisals as well as the systems that support
Another key to understanding Aquinas’s theory lies in knowing and acting. They become, via repeated practice,
realizing that the will, the passions and the intellect act in the basis of moral identity. Our model complements and
concert when knowledge and desire point at mutually extends hers by focusing on repeated acts (and the habits
coherent and compatible goals. Thus, cognition, volition, that may arise from them) rather than the will, intellect or
and emotion need not be in conflict. Of course conflict may passions per se. To her account, our habitus adds the mutual
arise if various desires and intellectual goods are incom- strengthening of and balance between knowing and
patible (see also Cates, 2009). Although Aquinas made a believing, appraising and desiring. Intrinsically agentive,
distinction between the intellectual virtues (which are our habitus shapes beliefs, tunes emotions and embodies
chiefly cognitive) and the moral virtues (which involve motivation. To take a very simple example, the repetition of
volition and emotion), for all practical purposes any habit a caring welcome affirms the other in his or her identity,
that results in some form of action has moral significance; boosts feelings of worth, and encourages both parties to
all actions are oriented to some good or other from the meet in the future. As Siemer and Reisenzein (2007) have
person’s point of view (Porter, 1990, 2005). For instance, noted, emotional judgments that are initially inferred and
even a seemingly innocuous action such as repeatedly carefully considered may become automatic or “procedu-
taking a drive rather than walking might have moral con- ralized” through repetition. And, because in a habitus vir-
sequences for the climate and the health of the planet. In tues (and vices) link directly with moral agency, there is no
general, in habitus-based accounts, the intellect exerts separate motivational problem. We are always hovering in
formal casual influence by specifying the ends of the action actusdmoving from potentiality to actuality. The natural
(what it is we seek to attain), while the will exerts efficient activities of the desires, beliefs and will simply are the
causal influence, providing motive power through its ex- motive powers. So, when desiring a new car, for example,
ercise (Sherwin, 2005).12 my appetites draw me into motion toward automobile
showrooms. Thus, habitus places Arnold’s emotional–

9
ST, 1a2ae.49.4.responsio.
10
ST, 1a.3.2.responsio. ‘In God power and action are not distinct.’ 13
This, of course, broaches the difficult subject of final cause. For
SCG,2.9.3. Aquinas, of course, God is the ultimate and final cause of both the virtues
11
ST, 1a2ae.49.4.responsio. and our desires. For our model, the connections among properly ordered
12
The designation of intellect as formal and will as efficient cause might desires, harmonized virtues, an immanent sense of meaning, a sense of
be worth unpacking. Thus, as formal cause the intellect (cognition) striving, and poignancy regarding one’s final transcendent goals may
specifies the ‘whatness’ of goals, while the will provides the volition, or serve in this capacity. However, as Hampson (2012) has argued, it is
motion, needed to attain them. In using the term will as desire we are, of possible to supplement the current account by embedding it within a
course, returning to a premodern usage, that which we wish or strive for, wider framework, a strong Thomism, which includes recourse to the
in contrast to the will as decision maker in modernity. concept of “grace.”
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motivational account within a learning and developmental the future and retaining confidence that they can be
framework. attained; justice works to bring about fair and honest set-
tlements in human affairs, and so on.
2.3.1. Habitus and virtue Virtues are also expressed and situated within moral,
In Aquinas’s view, virtues or good habits (and vices too, socio-cultural and philosophical settings that specify the
of course) shape the will, the intellect and the passions. meaning and significance of their moral goods (MacIntyre,
Each of these powers or potentialities is a highly dynamic 1984). Classically speaking, the intellect aims at truth and
process.14 The balances that arise between dispositions to the will at goodness. But, we now appreciate that notions of
act in certain ways are themselves acquired through truth and goodness are modulated by contexts, cultures,
repeated actions that are oriented toward moral goals; acts and traditions (Rowland, 2003; see also Dueck & Reimer,
that begin as conscious and intentional may become 2003). As Fowers (2005) notes, humans operate within
“automatic” via these repeated, goal-oriented actions.15 moral traditions; our conception of what is worth pursuing
Moreover, because enacted virtues, understood as habitus, is conditioned by our membership in a particular social or
are associated with acts as well as dispositions, we are cultural group, at a particular moment in history. Since no
encouraged to extend and refine our ways of thinking one can stand entirely apart from his or her history, a
about them. Rather than seeing virtues merely as a subset complete account of virtuous action must be articulated
of character traits (e.g., Linley et al., 2007; Peterson, Park, within a sociocultural framework. Such an account will
Hall, & Seligman, 2009; Seligman, Steen, Park, & Peterson, need to include, but not be reducible to, accounts such as
2005), they become interactive and dynamic entities. social domain theory (e.g., Turiel, 1983, 1998). So, while we
Thus, while virtues grow, develop, and affect actions, their emphasize the role of the individual, we also recognize that
underpinnings are not autonomous or modular, nor virtues are modulated by culture, tradition-dependent and
entirely developmental in origin. For example, the virtue of deeply relational.
prudence, or practical intelligence, is likely to affect judg- Although social contexts will exert powerful situational
ments about when it is appropriate to act with courage. influences on moral development, the habitus model also
Likewise, justice might be tempered by mercy or love. And, suggests an individual diachronic trajectory in which
because vices too are interactive, in the absence of pru- person-specific factors are fundamental. A complete model
dence, courage becomes foolhardiness. Harsh justice arises of moral action must take account of habits in interaction
where mercy is lacking or underdeveloped. These systemic with social, intellectual, and moral domains. As a result,
aspects, we suggest, provide the missing link between a even were we able to consider the full sociocultural context
psychological understanding of virtue and moral agency of the virtues, we would be left with the question of why
(see Kristjánsson, 2012 for a fuller discussion of this point). certain actions within a given domain come to form the
As a habitus forms it may create a second-nature components of our moral identities while others do not.
disposition. However, such dispositions must interact Consider that habitus is involved not only in external ac-
with preexisting personality traits. People may develop the tions but also in internal “acts” such as reasoning and
habitus of generosity, for example, but if they are open to memory. Such acts will be repeated for a variety of reasons.
experience and reasonably extraverted, they may come to In some cases, we repeat acts because of direct encour-
exhibit their generosity in socially unusual ways. In an agement by others. However, a habitus may also develop
incident recounted on BBC Radio 4 recently, a UK visitor to because the person herself wishes to attain the associated
the US reported struggling at a gas station pump that goods. Repeated acts, whether overt or covert, thus leave
refused his bankcard. A stranger, without bidding, inserted persistent traces through incidental learning, forming
his own card, debited the cost to his own account, and then strong general memories of the acts in question (Conway &
drove away without any expectation of reimbursement. His Pleydell-Pearce, 2000). In this way, habits help form char-
act was both public and assertive. By contrast, a less socially acter, and shape, hone, and connect the virtues, ultimately
confident person who is nevertheless conscientious and creating second nature dispositions. As such, our concept of
generous might donate privately to charities whose aims character is dynamic, relying on memory and experience as
she has researched and of which she fully approves. Thus, well as more stable, biologically based attributes. By
habits are characterized by their goals as well as by their stressing this dynamic aspect, we link character with
manner of exercise. Accordingly, to understand a virtue modularization rather than dimensions or traits (see
fully we must also understand the goods associated with Karmiloff-Smith, 1992 on modularization, cf. Hogan, 1973;
the goals toward which it is aiming. Courage, for example, Linley et al., 2007; Peterson et al., 2009; Seligman et al.,
is deployed to bring about states of affairs (the moral goals 2005 for more typical definitions).
or goods) wherein one holds fast to a right action despite While the route from habit to character is not yet fully
fear; hope entails striving for desirable states of affairs in mapped, it seems likely that the repeated retrieval, use, and
elaboration of relevant moral self-narratives, presumably in
part through developmental processes (e.g., Reimer, 2010),
14
It is important to note our use of the terms “powers” and “potenti- help create the components of autobiographical memory.
alities.” They are in fact more faithful renderings of Aquinas’s writings The selective, repeated, deliberate retrieval (a habitus) of
than the common mistranslation of potentiae as “faculties.”
15
particular memories is known to strengthen the memories
It is worth emphasizing that since vices are also underpinned by
habitus, habitus provides us with an explanation for behaviors that con-
that are retrieved and simultaneously inhibit memories
flict with our ideals as well as those aimed at achieving them (Hampson, that are not (Landauer & Bjork, 1978). As Barnier, Hung, and
2012). Conway (2004) have shown, practiced retrieval of both
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emotional and unemotional autobiographical memories Our approach emphasizes the importance of personal-
strengthens the memories, while unpracticed memories ity, virtues, and moral identity, but differs from the dual-
are weakened.16 Thus, selectively practiced (i.e., remem- process models mentioned above in that we maintain
bered) beliefs about oneself and the world become stronger that rules and virtues act in concert rather than operating
and more salient, while unpracticed ones are weakened or as separate and competing systems. For us, rules operate in
rendered harder to retrieve. As Conway (2005) observed, three ways: First as boundary markers, demarcating the
the relationship between the working self and long-term behavioral envelope within which virtues develop by pre-
memory is reciprocal: Long-term memory constrains the scribing and proscribing certain patterns of actions. Theo-
self, while the self modulates access to long-term logian Herbert McCabe puts this neatly using the analogy of
memories. football. The various rules of football determine whether a
Lastly, it is worth repeating that we take as a given player is or is not playing the game lawfully. But, the
that humans act for reasons. In our model, teleology is “footballing virtues” (skills) of a good player are what allow
inescapable. This may hardly seem worth noting to him to play the game adeptly and expertly (McCabe, 2005).
theologians or some philosophers, but psychologists will Second, rules are likely to be involved in the early stages of
know that it is important and potentially controversial. acquisition of moral actions, but acquiring the rules for a
As Daniel Robinson (1995) observed, psychology has for particular action sequence does not guarantee subsequent
centuries considered any form of teleology to be meta- skillful performance (Flyvbjerg, 2001). Typically, fully
physical if not superstitious. Fortunately, this seems to be explicit internalized social rules and norms, available for
more of an ideological stance than an actual one. Pro- propositional evaluation, play a part in the acquisition of
testations notwithstanding, psychological science is rife moral expertise at the very point where explicit goals direct
with teleological assumptions; we find claims that moral habit formation (Ajzen, 1991; Baumeister et al., 2011;
development and actions aim at goals from development Wood & Neal, 2007).
to evolution. To qualify our position, although the development of
expertise frequently involves an initial, explicit, rule gov-
erned phase (e.g., Dreyfus & Dreyfus, 1986), research on
3. Discussion skillful behaviors, implicit learning, connectionist net-
works, and developmental psychology all attest to the
3.1. Rules and virtues: psychological aspects of ethical possibility of achieving high levels of expert performance in
theories certain domains without necessarily going through a rule-
acquisition or propositional phase (e.g., French &
In our habitus model, virtuous habits aimed at their Cleeremans, 2002; Karmiloff-Smith, 1992; Rosenbaum,
characteristic goods are strengthened by and subsequently Augustyn, Cohen, & Jax, 2006; Rumelhart & McClelland,
increase the likelihood of virtuous actions. The integrative 1986). We assume then that many moral skills can be ac-
power of this construct is demonstrated by how it connects quired in a similar, non-explicit way, though a certain level
intellectual and moral goals, knowledge, and emotions of conscious awareness and attention to goals and the
with moral agency. Habitus also explains how embodied consequences of actions are likely to be required initially.
moral dispositions, identity, and culturally modulated Whatever their mode of initial acquisition, however, all
personal narratives are mutually related. To clarify our skillful moral actions require mastery to reach the point
position further we must finally consider the relation be- where habits and goals interact and perceived cues trigger
tween rule and virtue ethics and their psychological moral responses directly and effectively; mastery requires
counterparts. Kantian, deontic (rule-based) ethics empha- practice.
size moral imperatives. They are often contrasted with Finally, rules, precepts and moral principles, reinforced
aretaic (virtue) ethics, which stress the importance of through education, advertising and legislation can serve as
excellence, person formation and character.17 Applying this useful cues or reminders for appropriate action. Embedded
distinction to moral psychology, Conway and Gawronski moral rules alone may well trigger mindless rule following
(2013) have described a dual-process model of moral (Koch, 1969), but they may also facilitate appropriate ac-
judgment based on the joint operation of two separate tions, if used judiciously within well-developed moral
systems: (1) deontological inclinations focused on the frameworks and traditions.
intrinsic nature of an action; and (2) utilitarian inclinations
concerned with the implications of an action. Cushman’s 3.1.1. Contrasts with current moral theories
(2013) dual-system framework for morality provides As noted above, social intuitionist theories of morality
further support for this notion, suggesting a two-value (SIM; e.g., Haidt, 2001) emphasize the role of rapid cogni-
system comprised of action-based values (similar to Con- tion and approach/avoidance reactions in shaping re-
way and Gawronski’s deontological inclinations) and sponses to moral situations. Relying heavily on research
outcome-based values (similar to their utilitarian into disgust, proponents of this model assert the primacy of
inclinations). implicit, intuitive responses to moral situations. In this
model, conscious moral reasoning becomes the ex post facto
16
rationalization of seemingly innate moral reactions. Haidt
This latter process is known as retrieval-induced forgetting
(Anderson, Bjork, & Bjork, 2000).
(2010) has argued that implicit processes are so powerful
17
Though some classical accounts, including Aquinas’s as it happens, in the formation of moral judgments that the role of
combine both. conscious moral reasoning is, at best, marginal. SIM
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theories maintain that moral decisions derive from innate eventually gives rise to moral expertise, operating outside
moral foundations, each emerging from adaptive chal- of conscious awareness, but not outside of conscious
lenges in human evolution (Haidt & Joseph, 2007). These control.
foundations are considered innate insofar as they are
organized in advance of experience (Haidt & Graham,
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