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Malthus vs Boserup
While this seems like a 21st-century problem, it is actually a question that has
concerned economists for hundreds of years (and farmers since the first days of
agriculture).
Malthus’s theory
In the 18th century an economist called Thomas Robert Malthus wrote an essay
outlining his response to the problem. The work, entitled ‘An Essay on the
Principle of Population’ (1798), set out Malthus’s theory of population growth: a
theory of how and why the size of the population would change.
Malthus thought that if the human population continued to grow, food production
would not be able to keep up with demand and there would not be enough food to
go around. The result, he warned, would be a terrible famine that would kill many
people.
In ecological terms, Malthus was arguing that the human population was at risk of
outgrowing its carrying capacity (the number of individuals that can be supported
by a specific habitat). There are examples of this happening to particular
populations of animals and insects, such as the reindeer on St Matthew Island.
Malthus reasoned that this disastrous outcome could only be avoided if the
population stopped growing. He described two types of ‘checks’ that could stop
population growth: a negative check that would cause a drop in the birth rate (e.g.
increased use of contraceptives) and a positive check that would increase the death
rate (e.g. disease or war). These checks, he argued, were more likely to take effect
as the population got closer to its carrying capacity, either because governments
would take steps to stop the population getting any bigger or because of increased
competition and hardship within the population. This, Malthus thought, was what
would save us from large-scale starvation.
But the population has not stopped growing. Since Malthus’s lifetime the number
of humans on the planet has continued to increase, and in 2011 the population
reached 7 billion. According to Malthus’s theory, this should not have been
possible. Where did he go wrong?
Malthus’s theory was based on the assumption that the population would grow
exponentially (1, 2, 4, 8, 16, 32) whereas food production would grow linearly (1,
2, 3, 4, 5), much more slowly. At the time when he was writing the Industrial
Revolution had not yet arrived, and without developments such as pesticides and
fertilisers the amount of food that could be produced per acre of land was much
smaller than it is today.
Over the 250 years since Malthus published his essay, advances in technology and
innovations in farming methods have allowed food production to grow quickly
enough that we can now, in theory at least, provide sufficient food for the world’s
7 billion inhabitants. Malthus did not account for these advances in his population
theory, but another economist, Ester Boserup, did.
Boserup’s theory
Is there a limit?
Boserup’s theory seems to provide a model for continuous population growth, but
there are those who argue that Malthus was right and that there is a limit to the
amount of humans the planet can support.
Global population is projected to reach 9.7 billion by 2050. Most of this growth
will be in the developing world; China and India together already account for over
3 billion. However, the region with the highest birth rate today is Africa, where
women have a birth rate of 4.7. These statistics are alarming due to the already
precarious environmental and sustainability issues that exist in the region. Despite
massive development aid designed to incentivise economic growth in the region,
neo-Malthusian levels of famine and drought remain a possibility. Resource
scarcity is compounded by problems such as desertification and the population
pressures. There are already up to 30 million people currently at risk in East
Africa, and with this birth rate that number can be expected to rise.
The relationship between population growth and resource scarcity is a key driver
of migration that is often overlooked in public debates surrounding migration. As
the population grows, the resources that are needed to sustain them also increases.
This leads to attempts by armed groups to achieve resource security, and is a major
underlying source of conflict in many developing countries. Countries
neighbouring conflict areas in the Middle East, such as Lebanon, Jordan, and
Turkey, have become the main hosts for migrants, placing increased pressure on
their own resources. Turkey alone has an estimated 3 million Syrian refugees. As a
result outward migration trends are increasingly visible as they try to secure
personal safety in European countries.
Due to our geography, Australia remains largely removed from these migration
patterns and holds a relatively small population compared to our landmass. Our
natural ocean border assists in preventing undocumented migration and urban
density is among the lowest in the world. However even with our population of
around 24 million, we still have a comparative poverty rate of 13.3%, highlighting
the importance of resource scarcity and governance. Dick Smith’s primary concern
relates to Australian resource scarcity in the face of population growth. Current
projections place Perth’s water demand to exceed supply by 85 billion litres by
2030. While we have natural buffers in place that inhibit irregular migration, the
sheer number of movements occurring globally indicate that an increase in the
Australian population is inevitable. Focusing on the political dialogue of migration
fails to address the core issue of population growth and so efforts must be made in
advance for this growth.
Ultimately, population growth’s effect on migration will increase due to the multi-
faceted problems that are associated with it such as urbanisation, conflict, and
poverty. Fragile states, particularly those in East Africa, are maintaining high
birth-rates coupled with poor resource security. The resulting famine and conflict
are drivers of migration. So where does that leave Australia and our populace?
Instead of the discussion on severe migration restrictions, we need to better invest
in development in regions outside of our cities and consider greater infrastructure
with a focus on food and water security as the global population grows. Failing to
adequately prepare for this will be to our detriment.
All of these market techniques are appealing because they are relatively easy to
measure and seem reliable because they are observable. Market valuation is less
suited to valuing subsistence use of natural resources or uses of products that are
not traded in a market. In addition, market valuations are not capable of
encompassing the nonuse values or some use values of natural resources and,
therefore, do not reflect the full value of the damaged public natural resource.
Natural resources are often unique and have values that are not traded in a market.
Market valuation is generally accepted as not reflecting the true value of natural
resources.
Therefore, use of these techniques alone may not be consistent with the tort
principle that damages are to make the plaintiff whole because they do not
incorporate nonuse values. Nonmarket Valuation Nonmarket valuation methods
use indirect measures to determine the economic value on natural resources.
Nonmarket techniques include the following: travel cost method, hedonic price
method, factor income, and contingent valuation. The travel cost method uses the
travel expenses of visitors to a natural resource or recreational site to value the
worth of a certain natural resource or recreational site. This method is used to
measure recreational use value, which is particularly important in the United
States. This method assumes that the value of the site is equal to or greater than the
expenses people incur to visit the site. The cost of visiting includes the direct costs
of travel, entrance fees, and other expenses of travel. Travel cost methods may also
include indirect costs such as the monetary value for the time spent traveling to and
visiting the site. The travel cost method is accepted by most economists, and is
probably the most common method for estimating demand in a use valuation,
although it does have its limitations.
A major criticism of travel cost method is the problem of valuing travel time.
People have a range of opportunity costs that they forego when traveling to a site.
There is no widely agreed upon method to value the time spent traveling to the site.
Furthermore, travel cost methods only capture the recreational use value of the
resource and do not reflect any subsistence use by local residents or the existence
and intrinsic values. This method only applies when travel is a large part of a
household expense, and thus, does not reflect the preferences of those who lack the
resources to travel.
The hedonic method can be used to calculate compensable values associated with a
decrease in environmental quality in an area or with a reduction in the availability
of environmental amenities.
Compensatory values are calculated by using regression analysis to measure the
effect that environmental quality indicators have on property values. The hedonic
method requires a substantial amount of data on the attributes of various properties,
including environmental attributes. This method can be very expensive and it is
subject to criticism because it is difficult to separate property values that influence
each other in multi-variate analysis. The hedonic method is not conducive to
valuing natural resources that lack a market or where the market is small. For
example, damage to a public park may only be reflected in the property values of
those few who live on or in the park. The factor income method uses market prices
of a product in which a natural resource is used in the production process. The
factor income approach can be used if the injured resource is an input to a product
that has a well defined market price.
An example where the factor income approach might be useful is in commercial
fisheries, where the cost of the treatment necessary to restore the commercial
fishery is used to determine the compensable value. A significant limitation in the
factor income method is that it only measures market values, ignoring recreational
and nonuse values. Contingent valuation (CV) is a powerful tool because it has the
capacity to measure use and nonuse values simultaneously. This method uses a
survey to ask people directly what monetary value they place on identified
resources, how much they would be willing to pay for the resource or for measures
needed to protect the resource. Contingent valuation provides a direct method of
measuring the value of natural resources without resorting to the market valuation
method. While the credibility of contingent valuation is growing, it remains
controversial because it assumes that people will respond to the survey as they
would to a marketplace transaction. Furthermore, CV results are subject to
criticism for having one or more of the following biases: strategic bias (the answers
survey respondents give may reflect strategic “gaming” and “free ridership”);
starting point bias (the starting bid may influence the respondent to understate or
overstate actual willingness to pay if a bidding process is used to determine
willingness to pay or willingness to accept); vehicle bias (a respondent may be
willing to pay more depending on the hypothetical vehicle, such as entrance fees or
taxes); information bias (the way information on the hypothetical program is
presented, including its sequence, can affect respondent’s willingness to pay or
willingness to accept); hypothetical bias (results from a hypothetical situation may
not reflect the choice a respondent would make in a real situation); and operational
bias (the fact that the operating conditions in the hypothetical program may not
approximate actual market conditions may bias results). Proponents of contingent
valuation argue that through proper survey design and implementation, contingent
valuation can be a reliable means to measure the use and nonuse values of a natural
resource. After two months of study, a panel convened by the U.S. National
Oceanic and Atmospheric Administration (NOAA) co-chaired by two Nobel
Laureates in economics concluded, “CV studies can produce estimates reliable
enough to be the starting point of a judicial process of damage assessment,
including lost passive use values.”20 Contingent valuation is currently the only
way to measure passive uses and has become one of the most widely used methods
of nonmarket valuation.21 Cross-Cutting Methods Benefit transfer method uses
data and results from other studies to estimate a value for the matter at issue, a
“transfer” of information from one case to a similar case.22 For example, damage
to one natural resource may “transfer” the contingent valuation study conducted on
a similar resource with similar damages. This method is useful when there is no
data available specific to the site or when original, in-depth research is too costly
or impractical. The drawback is that it may be difficult to find data that applies to
the injured resource. To address this problem, the U.S. OPA regulations
promulgated by NOAA set three criteria for using benefits transfer under OPA,
including: the comparability of the users and of the natural resource and/or service
being valued in the initial studies and the transfer context; the comparability of the
change in quality or quantity of natural resources and/or service being valued in the
initial studies and the transfer context; and the quality of the studies being
transferred.23 The unit-day value method uses previously measured values of
certain recreational activities to measure the lost recreational use value associated
with an incident. For example, if an incident results in the loss of use of swimming
opportunities on a beach, the lost use value can be estimated from the results of
surveys that measure the value of a day swimming and multiplying the value by
the number of people who would not be able to swim due to the incident. The
benefit of this method is that it is simple to use and is especially pertinent to
smaller incidents. A criticism of the method is that the values relied upon may
represent a biased selection of studies and may, therefore, either underestimate or
overestimate the actual value of the loss.
Conjoint analysis is a technique for determining what form of compensatory
restoration can be used to substitute for interim lost uses. Interim lost uses are the
losses incurred in the period that it takes to restore, replace or acquire the
equivalent resources lost. The technique has been used extensively as a marketing
technique, but only recently in economics. Conjoint analysis provides
compensation for lost services by providing in-kind resource services. A survey is
used to determine what services the public considers equivalent to the lost services.
The survey is unlike contingent valuation method surveys, because the survey does
not solicit monetary values, but rather preferences for various “bunches” of natural
resource attributes. An example of how conjoint analysis can be used is in an
instance where 15 acres of wetlands are damaged and restoration of the original
wetlands is not feasible. If the public were to be compensated for this loss by
creating wetlands in a site distant from the damaged wetlands, conjoint analysis
could be used to determine how much acreage is required so the public feels
compensated for the distance between the original and created wetlands.
One criticism of conjoint analysis is that the survey method may incorporate the
same biases as the contingent valuation method– operational, strategic,
hypothetical, vehicle, starting point, and information. However, the design of the
survey may produce more accurate results because the respondents make several
choices and therefore learn from earlier answers.
Conjoint analysis may prove to be an important tool in natural resource damage
because by focusing on restoration, it does not entail the contentious process of
placing a monetary value on a natural resource.
As human numbers further increase, the potential for irreversible changes of far
reaching magnitude also increases. Indicators of severe environmental stress
include the growing loss of biodiversity, increasing greenhouse gas emissions,
increasing deforestation worldwide, stratospheric ozone depletion, acid rain, loss
of topsoil, and shortages of water, food, and fuel-wood in many parts of the world.
The prosperity and technology of the industrialized countries give them greater
opportunities and greater responsibility for addressing environmental problems
worldwide. Their resources make it easier to forestall and to ameliorate local
environmental problems. Developed countries need to become more efficient in
both resource use and environmental protection, and to encourage an ethic that
eschews wasteful consumption. If prices, taxes, and regulatory policies include
environmental costs, consumption habits will be influenced. The industrialized
countries need to assist developing countries and communities with funding and
expertise in combating both global and local environmental problems
The Political Implications of Population-Resources Theory
At the Stockholm Conference on the Environment in 1972, the Chinese delegation
asserted that there was no such thing as a scarcity of resources and that it was
meaningless to discuss environmental problems in such terms. Western
commentators were mystified and some concluded that the Chinese must possess
vast reserves of minerals and fossil fuels the discovery of which they had not yet
communicated to the world.
The Chinese view is, however, quite consistent with Marx’s method and should be
considered from such a perspective. To elucidate it we need to bring into our
vocabulary three categories of thought:
(2) Resources. Resources are materials available “in nature” that are capable of
being transformed into things of utility to man. It has long been recognized that
resources can be defined only with respect to a particular technical, cultural, and
historical stage of development, and that they are, in effect, technical and cultural
appraisals of nature.
“There are too many people in the world because the particular ends we have in
view (together with the form of social organization we have) and the materials
available in nature, that we have the will and the way to use, are not sufficient to
provide us with those things to which we are accustomed.”
(1) we can change the ends we have in mind and alter the social organization of
scarcity;
(3) we can change our views concerning the things to which we are accustomed;
A real concern with environmental issues demands that all of these options be
examined in relation to each other. To say that there are too many people in the
world amounts to saying that we have not the imagination, will, or ability to do
anything about propositions (1), (2), and (3).
In fact (1) is very difficult to do anything about because it involves the replacement
of the market exchange system as a working mode of economic integration;
proposition (2) has always been the great hope for resolving our difficulties; and
we have never thought too coherently about (3) particularly as it relates to the
maintenance of an effective demand in capitalist economies (nobody appears to
have calculated what the effects of much reduced personal consumption will have
on capital accumulation and employment).
I will risk the generalization that nothing of consequence can be done about (1) and
(3) without dismantling and replacing the capitalist market exchange economy. If
we are reluctant to contemplate such an alternative and if (2) is not performing its
function too well, then we have to go to (4).
Much of the debate in the western world focuses on (4), but in a society in which
all four options can be integrated with each other, it must appear facile to discuss
environmental problems in terms of naturally arising scarcities or overpopulation –
this, presumably, is the point that the Chinese delegation to the Stockholm
Conference was making.
The trouble with focusing exclusively on the control of population numbers is that
it has certain political implications. Ideas about environment, population, and
resources are not neutral. They are political in origin and have political effects.
Historically it is depressing to look at the use made of the kind of sentence we have
just analyzed. Once connotations of absolute limits come to surround the concepts
of resource, scarcity, and subsistence, then an absolute limit is set for population.
And what are the political implications (given these connotations) of saying there
is “overpopulation” or a “scarcity of resources”? The meaning can all too quickly
be established.
And if we hold that there are certain of us who, by virtue of our skills, abilities, and
attainments, are capable of “conferring a signal benefit upon mankind” though our
contributions to the common good and who, besides, are the purveyors of peace,
freedom, culture, and civilization, then it would appear to be our bound duty to
protect and preserve ourselves for the sake of all mankind.
Malthus and Ricardo provide us with one example of such apologetics. If a poverty
class is necessary to the processes of capitalist accumulation or a subsistence wage
essential to economic equilibrium, then what better way to explain it away than to
appeal to a universal and supposedly “natural” law of population?
Malthus indicates another kind of apologetic use for the population principle. If an
existing social order, an elite group of some sort, is under threat and is fighting to
preserve its dominant position in society, then the overpopulation and shortage of
resources arguments can be used as powerful ideological levers to persuade people
into acceptance of the status quo and of authoritarian measures to maintain it. The
English landed interest used Malthus’ arguments thus in the early nineteenth
century.
And this kind of argument is, of course, even more effective if the elite group is in
a position to create a scarcity to demonstrate the point.
Consequently, those who think there is a real problem of some sort may,
unwittingly, contribute strength to the apologists, and individuals may contribute in
good faith to a result which, as individuals, they might find abhorrent.
Such problems are real enough. The difficulty, of course, is to identify the
underlying reason for the emergence of these difficulties. There has been some
recognition that consumption patterns induced under capitalism may have
something to do with it, and that the nature of private enterprise, with its
predilection for shifting costs onto society in order to improve the competitive
position of the firm, also plays a role.
And there is no question that runaway rates of population growth (brought about to
a large degree by the penetration of market and wage-labor relationships into
traditional rural societies) have also played a role.
But in their haste to lay the origin of these problems at the door of
“overpopulation” (with all of its Malthusian connotations), many analysts have
unwittingly invited the politics of repression that invariably seem to be attached to
the Malthusian argument at a time when economic conditions are such as to make
that argument extremely attractive to a ruling elite.
Ideas are social relations; they have their ultimate origin in the social concerns of
mankind and have their ultimate impact upon the social life of mankind.
Arguments concerning environmental degradation, population growth, resource
scarcities, and the like can arise for quite disparate reasons and have quite diverse
impacts. It is therefore crucial to establish the political and social origins and
impacts of such arguments.
“Once men begin to feel cramped in their geographical, social and mental habitat,
they are in danger of being tempted by the simple solution of denying one section
of the species the right to be considered human.”
Explaining the Demographic Transition Model
Here are the characteristics associated with each stage of the classic four-stage
DTM. In parentheses, the approximate dates of the onset of each stage are shown
as they occurred in Europe, but there was much variation even across that region,
so these dates are approximate.
Stage 1: Both birth and death rates are high and population grows slowly, if at
all (Europe between pre-history and about 1650).
Stage 2: Birthrates remain high, but death rates fall sharply as a result of improved
nutrition, medicine, health care, and sanitation. Population begins to grow rapidly
(began in Europe slowly after 1650, then more rapidly after the Industrial
Revolution spread in the early 19th century).
Stage 3: Birthrates begin to drop rapidly, death rates continue to drop, but more
slowly. Economic and social gains, combined with lower infant mortality, reduce
the desire for large families (in Europe, birthrates in some nations began to fall in
the 19th century and spread across the region by the early 20th century).
Stage 4: Both birth and death rates are in balance, but at a much lower rate;
population growth is minimal if at all (Europe since the 1970s).
The theory of demographic transition assumes that a country will move from a pre-
industrial (agricultural) economic base to an urban, industrial one, with a
corresponding decrease in family size and population growth. The slowing of
population growth theoretically results from better standards of living,
improvements in health care, education (especially for women), sanitation, and
other public services. Although this four-stage pattern has been repeated in other
places besides Europe, there are local variations, sometimes significant, as the
trajectory of development is everywhere different and by no means inexorable. For
example, many of today's least-developed countries still retain the high birth rates
characteristic of Stage 2. Also, parts of Europe, Russia and Japan may be entering
a new, fifth stage, where birth rates are below death rates, and the population ages
and begins to decline.
In Essay on the Principle of Population, Malthus proposes the principle that human
populations grow exponentially (i.e., doubling with each cycle) while food
production grows at an arithmetic rate (i.e. by the repeated addition of a uniform
increment in each uniform interval of time). Thus, while food output was likely to
increase in a series of twenty-five year intervals in the arithmetic progression 1, 2,
3, 4, 5, 6, 7, 8, 9, and so on, population was capable of increasing in the geometric
progression 1, 2, 4, 8, 16, 32, 64, 128, 256, and so forth. This scenario of
arithmetic food growth with simultaneous geometric human population growth
predicted a future when humans would have no resources to survive on. To avoid
such a catastrophe, Malthus urged controls on population growth.
On the basis of a hypothetical world population of one billion in the early
nineteenth century and an adequate means of subsistence at that time, Malthus
suggested that there was a potential for a population increase to 256 billion within
200 years but that the means of subsistence were only capable of being increased
enough for nine billion to be fed at the level prevailing at the beginning of the
period. He therefore considered that the population increase should be kept down
to the level at which it could be supported by the operation of various checks on
population growth, which he categorized as "preventive" and "positive" checks.
The chief preventive check envisaged by Malthus was that of "moral restraint",
which was seen as a deliberate decision by men to refrain "from pursuing the
dictate of nature in an early attachment to one woman", i.e. to marry later in life
than had been usual and only at a stage when fully capable of supporting a family.
This, it was anticipated, would give rise to smaller families and probably to fewer
families, but Malthus was strongly opposed to birth control within marriage and
did not suggest that parents should try to restrict the number of children born to
them after their marriage. Malthus was clearly aware that problems might arise
from the postponement of marriage to a later date, such as an increase in the
number of illegitimate births, but considered that these problems were likely to be
less serious than those caused by a continuation of rapid population increase.
He saw positive checks to population growth as being any causes that contributed
to the shortening of human lifespans. He included in this category poor living and
working conditions which might give rise to low resistance to disease, as well as
more obvious factors such as disease itself, war, and famine. Some of the
conclusions that can be drawn from Malthus's ideas thus have obvious political
connotations and this partly accounts for the interest in his writings and possibly
also the misrepresentation of some of his ideas by authors such as Cobbett, the
famous early English radical. Some later writers modified his ideas, suggesting,
for example, strong government action to ensure later marriages. Others did not
accept the view that birth control should be forbidden after marriage, and one
group in particular, called the Malthusian League, strongly argued the case for
birth control, though this was contrary to the principles of conduct which Malthus
himself advocated.
In 1968, as world population hovered above 3 billion, Paul Ehrlich authored the
book The Population Bomb, a widely read publication that sold several million
copies in the United States alone. Ehrlich, a biologist, maintained that the rate of
population growth was outstripping agricultural growth and the capacity for
renewal of Earth's resources. Given current rates of natural increase, Ehrlich
predicted "certain" demographic disaster in response to eventual food shortages
and disease. In the opening to his book, he wrote: "The battle to feed all of
humanity is over" and later stated that, "In the 1970s and 1980s hundreds of
millions of people will starve to death in spite of any crash programs" (Ehrlich
1968). Ehrlich argued that industrialized regions such North America and Europe
would be required to undertake "mild" food rationing as starvation spread across
the developing worlds of Asia, Latin America, and Africa. In a worst case scenario,
he predicted that the lack of food security in the developing world would set into
motion several geopolitical crises that could result in thermonuclear war. At its
core, Ehrlich's population theory contained three major elements: a rapid rate of
change, a limit of some sort, and delays in perceiving the limit.
In 1980, Julian Simon and Paul Ehrlich engaged in a very public debate that
underscored their disparate standpoints on population and resource
scarcity. Known as the Simon-Ehrlich wager, Simon invited Ehrlich and his
colleagues to select and purchase five non-government controlled resources worth
a total of $1000 whose value would be measured over time. Agreeing to the wager,
Ehrlich's team selected chromium, copper, nickel, tin and tungsten as the
commodities and then chose 1990 as the payoff date. If the price of the resource
bundle rose, this implied that the resource had become scarcer and Simon therefore
would be forced to pay the difference. If the price of the bundle had dropped, this
would signify greater abundance, and Simon would receive the monetary
difference.
Between 1980 and 1990, the world's population grew by more than 800 million,
the largest increase in one decade, causing many to believe that the value of the
bundle would rise due to population pressure and corresponding resource scarcity.
Yet in September 1990, the inflation adjusted price of all five metals had fallen,
forcing Ehrlich to mail Simon a check for $576 to settle the wager. Wired
Magazine eventually dubbed Simon a "doomslayer" for his stance against those
who argued that an ecological Armageddon was around the corner. (For more
discussion about the Simon-Ehrlich wager,)
Not surprisingly, Ehrlich implicated population size as the main driver behind
environmental problems, disagreeing with environmentalists such as Barry
Commoner, who believed inappropriate technologies and consumption to be the
prime causes of degradation. Nevertheless, in developing IPAT, Ehrlich put in
place a new framework for population debates that looked beyond numbers to
include human impact. Measuring the variables, however, can be challenging,
particularly the technology variable.
Ehrlich and Simon were not the only theorists of the 1970s to debate the extent and
causes of the population problem, nor were they the last to discuss the merits of
possible solutions. Biologist Garrett Hardin, known primarily for his research on
common property resources, published "Life Boat Ethics" in 1974, a manuscript in
which he outlined the case for and against aiding poor, populous nations. Using a
lifeboat as a metaphor for the position of rich, industrialized countries, Hardin
questioned the ethics of whether "swimmers" surrounding the lifeboat should be
taken aboard (or given aid) in light of the vessel's limited carrying capacity.
Hardin concluded that the World Food Bank is essentially a commons in disguise
where the less "provident" will be able to "multiply" and tax the planet's resources
at the expense of other nations that had planned for potential famine and disease
through appropriate policies (Hardin 1974: 39). Hardin argued that ultimately, this
disparity would bring eventual ruin upon all those who share in the commons. In
the short run, Hardin concluded, a World Food Bank would diminish the need for
food but in the long run would increase it without limit given rapid rates of
population growth in developing nations.
While some have criticized the lifeboat ethics stance as harsh or callous, Hardin
actually supported those humanitarian projects that stressed technology and advice
rather than those that supplied food or cash. In drafting his solutions to the
population problem, Hardin invoked the Chinese Proverb: "Give a man a fish and
he will eat for a day; teach him how to fish and he will eat for the rest of his days".
While Hardin criticized foreign aid that "frequently inspires mistrust rather than
gratitude on the part of the recipient nation", he supported Rockefeller and Ford
Foundation agricultural development projects that funded local, community-based
solutions to poverty (Hardin 1974: 40).
In 1980, biologist Barry Commoner entered the population debate with his chapter
entitled "Poverty Breeds Overpopulation". A strong critic of Hardin's lifeboat
ethics, Commoner questioned how passengers in the lifeboat and swimmers in the
ocean assumed their relative positions in the first place. Tracing the roots of the
problem to the colonial period, Commoner argues that initially, colonialism served
to improve conditions and develop resources within colonies through the
construction of roads, communication, and medical services. However, over time
the resultant wealth in the developing world was siphoned away to developed
nations in what Commoner calls a process of "demographic parasitism"
(Commoner 1980: 4). More simply, the gap between the rich and poor nations
grew as the rich fed the poor with their own resources. Commoner suggests that
this process of international exploitation had the added effect of rapid population
growth in former colonies. In other words, without financial resources available to
improve living conditions, people in developing countries relied more heavily upon
increased birth rates as a form of social security. Commoner summarized: "The
poor countries have high birthrates because they are extremely poor, and they are
extremely poor because other countries are extremely rich" (Commoner 1980: 4).
Commoner therefore concluded that the birth rate is not only affected by
biological factors such as fertility and contraception but by social factors, such as
quality of life. If the standard of living continues to increase, Commoner argued,
population rates eventually level off in a self-regulating process. Commoner's
solution to the population problem was to increase GDP per capita as a way to
motivate voluntary reduction of fertility. He argued that the developed world has a
duty to restore the imbalance in wealth between the developed and developing
worlds by returning wealth to impoverished nations and abolishing poverty.
As you reflect on these passages, take note of the two general ideas Malthus set
forth in Chapter 1. Think about how these two points figure into his argument and
his understanding of the demands human populations inevitably can put on natural
resources. Malthus suggested that population pressures lead to resource overuse,
famine, conflict, and misery, in particular, because exponential population growth
outstrips food production. Overpopulation, he surmised, would eventually lead to
catastrophe, entailing high death rates until the human population was culled to a
more sustainable size.
Driven by some of the pressing issues of his day, Malthus was particularly
interested in connecting the predicament of England’s poor to these issues of
resources use and proposed moral restrictions on the poor, suggesting that the poor
practice sexual abstinence. In the excerpt you will read from Chapter 5, Malthus
takes issue with England’s Poor Laws, a kind of welfare system for those unable to
work in Elizabethan England which Malthus wanted to see reformed. As you read
this passage, you’ll see that he considered the laws to exacerbate the predicament
of the poor specifically by enabling the population to increase and not providing
the food they needed to survive.
In the Week 4 Module on Canvas, you will find a PDF of an op-ed written by
geographer Erle Ellis, challenging some of the basic claims about overpopulation
and scarcity. Think about how his perspective of human use of the environment
differs from Malthus. How does this perception change the solutions he sees?
Mineral Resources
Almost all Earth Materials are used by humans for something. We require metals
for making machines, sands and gravels for making roads and buildings, sand for
making computer chips, limestone and gypsum for making concrete, clays for
making ceramics, gold, silver, copper and aluminum for making electric circuits,
and diamonds and corundum (sapphire, ruby, emerald) for abrasives and jewelry.
A mineral deposit is a volume of rock enriched in one or more materials. In this
sense a mineral refers to a useful material, a definition that is different from the
way we defined a mineral back in Chapter 2. Here the word mineral can be any
substance that comes from the Earth. Finding and exploiting mineral deposits
requires the application of the principles of geology that you have learned
throughout this course. Some minerals are used as they are found in the ground, i.e.
they require no further processing or very little processing. For example -
gemstones, sand, gravel, and salt (halite). Most minerals must be processed before
they are used. For example:
Iron is the found in abundance in minerals, but the process of extracting iron
from different minerals varies in cost depending on the mineral. It is least
costly to extract the iron from oxide minerals like hematite (Fe2O3),
magnetite (Fe3O4), or limonite [Fe(OH)]. Although iron also occurs in
olivines, pyroxenes, amphiboles, and biotite, the concentration of iron in
these minerals is less, and cost of extraction is increased because strong
bonds between iron, silicon, and oxygen must be broken.
Aluminum is the third most abundant mineral in the Earth's crust. It occurs
in the most common minerals of the crust - the feldspars (NaAlSi3O8,
KalSi3O8, & CaAl2Si2O8, but the cost of extracting the Aluminum from
these minerals is high. Thus, deposits containing the mineral gibbsite
[Al(OH)3], are usually sought. This explains why recycling of Aluminum is
cost effective, since the Aluminum does not have to be separated from
oxygen or silicon.
Because such things as extraction costs, manpower costs, and energy costs vary
with time and from country to country, what constitutes an economically viable
deposit of minerals varies considerably in time and place. In general, the higher the
concentration of the substance, the more economical it is to mine. Thus we define
an ore as a mineral deposit from which one or more valuable substances can be
extracted economically. An ore deposit will consist of ore minerals, that contain
the valuable substance.
Gangue minerals are minerals that occur in the deposit but do not contain the
valuable substance
Since economics is what controls the grade or concentration of the substance in a
deposit that makes the deposit profitable to mine, different substances require
different concentrations to be profitable.. But, the concentration that can be
economically mined changes due to economic conditions such as demand for the
substance and the cost of extraction.
Examples:
Gold prices vary on a daily basis. When gold prices are high, old abandoned
mines re-open, when the price drops, gold mines close. The cost of labor is
currently so high in the U.S. that few gold mines can operate profitably, but
in third world countries where labor costs are lower, gold mines that have
ore concentrations well below those found in the U.S. can operate with a
profit.
For every substance we can determine the concentration necessary in a mineral
deposit for profitable mining. By dividing this economical concentration by the
average crustal abundance for that substance, we can determine a value called the
concentration factor. The table below lists average crustal abundances and
concentration factors for some of the important materials that are commonly
sought. For example, Al, which has an average crustal abundance of 8%, has a
concentration factor of 3 to 4. This means that an economic deposit of Aluminum
must contain between 3 and 4 times the average crustal abundance, that is between
24 and 32% Aluminum, to be economical
Note that we will not likely ever run out of a useful substance, since we can always
find deposits of any substance that have lower concentrations than are currently
economical. If the supply of currently economical deposits is reduced, the price
will increase and the concentration factor will increase
Mineral deposits can be classified on the basis of the mechanism responsible for
concentrating the valuable substance.
Energy Resources
Energy reaches the surface of the Earth from two main sources, and thus allows us
to divide energy into two types.
In reality, both types are nuclear energy because they involve the energy that holds
atoms together. For the purposes of this course we will classify energy resources
into these two groups and further subdivide each group into the basic energy
sources that can be exploited by human beings.
Solar Energy
Nuclear Energy
Fossil Fuels
The origin of fossil fuels, and biomass energy in general, starts with
photosynthesis. Photosynthesis is the most important chemical reaction to us as
human beings, because without it, we could not. Photosynthesis is the reaction that
combines water and carbon dioxide from the Earth and its atmosphere with solar
energy to form organic molecules that make up plants and oxygen essential for
respiration. Because all life forms depend on plants for nourishment, either directly
or indirectly, photosynthesis is the basis for life on Earth. The chemical reaction is
so important, that everyone should know it as it is the way plants produce food
from inorganic materials and is the basis for the vast majority of the food chain.
Note that if the reaction runs in reverse, it produces energy. Thus when oxygen is
added to organic material, either through decay by reaction with oxygen in the
atmosphere or by adding oxygen directly by burning, energy is produced, and
water and carbon dioxide return to the Earth or its atmosphere. To produce a fossil
fuel, the organic matter must be rapidly buried in the Earth so that it does not
oxidize (react with oxygen in the atmosphere). Then a series of slow chemical
reactions occur which turn the organic molecules into hydrocarbons. Hydrocarbons
are complex organic molecules that consist of chains of hydrogen and carbon.
Petroleum (oil and natural gas) consists of many different such hydrocarbons, but
the most important of these are a group known as the paraffins. Paraffins have the
general chemical formula:
CnH2n+2
As the value of n in the formula increases, the following compounds are produced:
Formation of Petroleum
As a result of compaction of the sediments containing the petroleum, the oil and
natural gas are forced out and migrate into permeable rock. Migration is similar to
groundwater flow.
The petroleum must migrate into a reservoir rock that is in some way capped
by impermeable rocks to prevent the petroleum from leaking out to the
surface of the Earth. Such a geologic structure is called a trap.
All of these processes must occur within a specific range of temperatures and
pressures. If higher pressures and temperatures are encountered as a result of
metamorphism or igneous activity, the petroleum will be broken down to other
non-useful forms of hydrogen and carbon
Oil Traps
Because oil and natural gas have a low density they will migrate upward through
the Earth and accumulate in a reservoir only if a geologic structure is present to
trap the petroleum. Geologic structures wherein impermeable rocks occur above
the permeable reservoir rock are required. The job of petroleum geologists
searching for petroleum reservoirs, is to find conditions near the Earth's surface
where such traps might occur. Oil traps can be divided into those that form as a
result of geologic structures like folds and faults, called structural traps, and those
that form as a result of stratigraphic relationships between rock units, called
stratigraphic traps. If petroleum has migrated into a reservoir formed by one of
these traps, note that the petroleum, like groundwater, will occur in the pore spaces
of the rock. Natural gas will occur above the oil, which in turn will overly water in
the pore spaces of the reservoir. This occurs because the density of natural gas is
lower than that of oil, which is lower than that of water.
Structural Traps
Anticlines - If a permeable rocks like a sandstone or limestone is sandwiched
between impermeable rock layers like shales or mudstones, and the rocks are
folded into an anticline, petroleum can migrate upward in the permeable reservoir
rocks, and will occur in the hinge region of the anticline
.
Since anticlines in the subsurface can often be found by looking at the orientation
of rocks on the surface, anticlinal traps were among the first to be exploited by
petroleum geologists. Note that synclines will not form an oil trap because oil must
rise on top of the trapped water.
Faults - If faulting can juxtapose permeable and impermeable rocks so that the
permeable rocks always have impermeable rocks above them, then an oil trap can
form. Note that both normal faults and reverse faults can form this type of oil trap.
Since faults are often exposed at the Earth's surface, the locations of such traps can
often be found from surface exploration.
Salt Domes - During the Jurassic Period, the Gulf of Mexico was a restricted basin.
This resulted in high evaporation rates & deposition of a thick layer of salt on the
bottom of the basin. The salt was eventually covered with clastic sediments. But
salt has a lower density than most sediments and is more ductile than most
sedimentary rocks. Because of its low density, the salt moved upward through the
sedimentary rocks as salt domes. The intrusion of the salt deforms the sedimentary
strata along its margins, folding it upward to create oil traps. Because some salt
domes get close to the surface, surface sediments overlying the salt dome are often
domed upward, making the locations of the subsurface salt and possible oil traps
easy to locate.
Stratigraphic Traps
Unconformities - An angular unconformity might form a suitable oil trap if the
layers above the unconformity are impermeable rocks and permeable rocks layer
are sandwiched between impermeable layers in the inclined strata below the
unconformity. This type of trap is more difficult to locate because the
unconformity may not be exposed at the Earth's surface
Distribution of Petroleum
The distribution of rocks containing petroleum widespread. Still, since reservoirs
of petroleum result from upward migration and since older rocks have had more
time to erode or metamorphose, most reservoirs of petroleum occur in younger
rocks. Most petroleum is produced from rocks of Cenozoic age, with less produced
from rocks of Mesozoic and Paleozoic age.
Oil shale is shale that contains abundant organic matter that has not
decomposed completely to produce petroleum. Oil can be extracted from oil
shales, but they must be heated to high enough temperatures to drive the oil
out. Since this process requires a lot of energy, exploitation of oil shales is
not currently cost-effective, but may become so as other sources of
petroleum become depleted. Known deposits of oil shale are extensive.
Tar Sands are sandstones that have thick accumulations of viscous oil in
their pore spaces. Extraction of this oil also requires heating the rock and is
therefore energy intensive and not currently cost effective
Coal
Definition:
Minerals provide the material used to make most of the things of industrial- based
society; roads, cars, computers, fertilizers, etc. Demand for minerals is increasing
world wide as the population increases and the consumption demands of individual
people increase. The mining of earth’s natural resources is, therefore accelerating,
and it has accompanying environmental consequences.
ADVERTISEMENTS:
A mineral is a pure inorganic substance that occurs naturally in the earth’s crust.
All of the Earth’s crust, except the rather small proportion of the crust that contains
organic material, is made up of minerals. Some minerals consist of a single
element such as gold, silver, diamond (carbon), and sulphur.
More than two-thousand minerals have been identified and most of these contain
inorganic compounds formed by various combinations of the eight elements (O, Si,
Al, Fe, Ca, Na, K, and Mg) that make up 98.5% of the Earth’s crust. Industry
depends on about 80 of the known minerals.
Minerals are valuable natural resources being finite and non-renewable. They
constitute the vital raw materials for many basic industries and are a major
resource for development. Management of mineral resources has, therefore, to be
closely integrated with the overall strategy of development; and exploitation of
minerals is to be guided by long-term national goals and perspectives.
Minerals in general have been categorized into three classes’ fuel, metallic and
non-metallic. Fuel minerals like coal, oil and natural gas have been given prime
importance as they account for nearly 87% of the value of mineral production
whereas metallic and non-metallic constitutes 6 to 7%.
Coal, oil and natural gas are the basic fossil fuel. We have good reserves for coal
but are very poor in more essential fuel — oils and natural gas.
(i) Coal:
Proven coal reserves of the country as on January 1994 (estimated by GSI) is about
68 billion tonnes. We are mining about 250 tonnes annually and this rate is
expected to go by 400 – 450 tonnes by 2010 A.D. If we could maintain our mining
rate of 400 tonnes per year then the coal reserves might last for about 200 years
taking proven reserves as 80 billion tonnes.
The calorific value of coal varies with percentage of carbon present in it. Coal
depending upon variation in percentage carbon, can be divided into three cat-
egories as follows (bituminous / anthracite type is the most abundant form
present in Indian coal):
It is believed that petroleum has been formed over a period of millions of years,
through conversion of remains of micro organisms living in sea, into hydrocarbon
by heat, pressure and catalytic action. The petroleum on fractional distillation and
further processing provides us numerous products and by-products.
Some of the common products obtained on fractional distillation are given in Table
2.4, along with the temperature (just below the boiling point) at which they tend to
liquefy after crude oil feed at the base is heated to about 400°C. One million tonnes
of crude oil on fractional distillation provides about 0.8 million tonnes of
petroleum products.
The percentage composition varies with the quality of crude oil or it could be
varied up to a certain limit depending upon the requirement or demand. On an
average the percentage composition of the common product with their number of
carbon atoms is given in table 2.4.
Table 2.4.: Average % Composition of Petroleum products (with no. of C
atoms) obtained through fractional distillation.
Rest 60% of the petroleum products are used in industries including power
generation, domestic and for miscellaneous purposes. In view of rapid growth of
these vital sectors, the consumption of petroleum products has been increasing
consistently over a period of last few years and is bound to increase at rapid pace
in near future.
The proven reserve for natural gas on April 1993 works out to be approx. 700
billion cubic meter (BCM). As regard to production vis a vis utilization aspect in
earlier years, more than half of gas coming out of the wells remained unutilized.
However, in recent years, we have achieved a utilization rate of 80 – 90%. Keeping
in view the future demands and proven gas reserves, it is unlikely that our gas
reserves might last for more than 20 years.
India is poorly endowed with mineral wealth. Except for iron ore and bauxite our
share of world reserves of every other mineral is one percent or less. However,
there has been a phenomenal growth in production since independence. As per
estimates if the present trend of production continues, we will exhaust our reserves
of all the important minerals and fuels, except coal, iron ore, limestone and
bauxite, in 25 to 30 years.
The use of minerals varies greatly between countries. The greatest use of minerals
occurs in developed countries. Like other natural resources, mineral deposits are
unevenly distributed around on the earth. Some countries are rich in mineral
deposits and other countries have no deposits. The use of the mineral depends on
its properties. For example aluminum is light but strong and durable so it is used
for aircraft, shipping and car industries.
Recovery of mineral resources has been with us for a long time. Early Paleolithic
man found flint for arrowheads and clay for pottery before developing codes for
warfare. And this was done without geologists for exploration, mining engineers
for recovery or chemists for extraction techniques. Tin and copper mines were
necessary for a Bronze Age; gold, silver, and gemstones adorned the wealthy of
early civilizations; and iron mining introduced a new age of man.
Human wealth basically comes from agriculture, manufacturing, and mineral
resources. Our complex modern society is built around the exploitation and use of
mineral resources. Since the future of humanity depends on mineral resources, we
must understand that these resources have limits; our known supply of minerals
will be used up early in the third millennium of our calendar.
We are now reaching limits of reserves for many minerals. Human population
growth and increased modern industry are depleting our available resources at
increasing rates. The pressure of human growth upon the planet’s resources is a
very real problem.
The geometric rise of population as shown in Fig. 2.3 has been joined by a period
of rapid industrialization, which has placed incredible pressure on the natural
resources. Limits of growth in the world are imposed not as much by pollution as
by the depletion of natural resources.
As the industrialized nations of the world continue the rapid depletion of energy
and mineral resources, and resource-rich less-developed nations become
increasingly aware of the value of their raw materials, resource driven conflicts
will increase.
In Fig. 2.4., we see that by about the middle of the next century the critical factors
come together to impose a drastic population reduction by catastrophe. We can
avert this only if we embark on a planet-wide program of transition to a new
physical, economic, and social world that recognizes limits of growth of both
population and resource use.
In a world that has finite mineral resources, exponential growth and expanding
consumption is impossible. Fundamental adjustments must be made to the present
growth culture to a steady-state system.
This will pose problems in that industrialized nations are already feeling a loss in
their standard of living and in non-industrialized nations that feel they have a right
to achieve higher standards of living created by industrialization. The population
growth continues upward and the supply of resources continues to diminish. With
the increasing shortages of many minerals, we have been driven to search for new
sources.
The continued discoveries of new oil, coal, and mineral reserves, improved
recycling of materials, and advances in technology in recent years have largely
lessened the fears of running out of non-renewable resources. For instance, the
development of technologies including froth floatation for processing certain metal
sulphide ores, the Solvent Extraction-Electro winning process for obtaining copper,
and the use of cyanide in gold extraction have all made previously uneconomic
grades of ore suitable for mining, thus increasing economically viable mineral
reserves.
However, although mining itself may occur on a relatively small land area, the
associated infrastructure and pollution from mining activities have the potential to
affect the health of ecosystems and reduce their ability to provide the goods and
services necessary for human and environmental well-being. These services
include the purification of air and water and the decomposition of waste materials,
which can be compromised where the ecosystems are overwhelmed by high levels
of pollution. The importance of a healthy environment to future generations is
recognized as a “pillar” of sustainable development.
Reducing inputs
Water
Energy
Mining and metal processing can be very energy-intensive processes. For instance,
diesel fuel is used by trucks and excavators during mining, electricity is used to
grind ore and refine copper and aluminum, and coal is required in order to smelt
iron ore and make steel. The extraction of fossil fuels (coal, oil, and gas), and the
construction of infrastructure required for energy generation have their own
environmental impacts, including the production of greenhouse gases and
increased risk of environmental contamination along the energy supply route.
Reducing energy consumption at mines can reduce greenhouse gas emissions and
extend the life of fossil fuel reserves in addition to reducing operating costs and
therefore the cost of the commodity being mined.
Some examples of ways mining companies are reducing their energy consumption
include Alcoa’s RopeCon transport system at its Jamalco Operations in Jamaica,
which generates electricity while transporting bauxite ore downhill from the mine
to the rail station, and Kennecott Utah Copper’s haul truck idle management
project, which was recognized by the Utah Pollution Prevention Association with
an Outstanding Achievement in Pollution Prevention Award in 2010. Mining
companies are also investigating renewable energy sources to reduce costs and
reliance on external energy sources including solar power in Chile and wind
turbines at the Diavik Diamond Mine in the Northwest Territories.
Land disruption
Mine sites currently disturb a small fraction of the Earth’s total land surface. For
instance, less than 0.01% of Canada’s land area has been used for the production of
minerals and metals since mining began over 100 years ago. [6] However, mining
activities use land at every stage of the mine cycle, including exploration,
construction, operation, closure, and post-closure. [7] Vegetation is cleared for the
construction of buildings, roads, and powerlines, open pits or tunnels are dug to
gain access to the ore, and waste storage facilities such as tailings ponds are
expanded over the life of the mine, potentially leading to habitat loss and
deforestation. [7]
Reducing outputs
Waste
Mine waste includes solid waste, mine water, and air particles, which can vary
significantly in their composition and potential for environmental contamination.
In addition to preventing soil, water, and air pollution, waste management plans are
required in order to select and design appropriate storage facilities for the large
volumes of waste produced at most mine sites.
Water management strategies are used to reduce the volume of waste water
produced, and if necessary, to treat it to an acceptable quality before it is released.
Over the past 30 years, most countries have passed formal environmental
legislation describing acceptable standards of human impacts to air, water, and
land. As a result, mine waste management plans are increasingly required in order
to obtain a mining permit in many parts of the world.
Acid rock drainage (ARD) forms when sulphide minerals in waste rock and ore at
a mine site are exposed to air and water. ARD can pollute surface and groundwater
with acidity and dissolved metals, which can adversely affect aquatic organisms
and water users downstream. A number of strategies are used to predict, prevent,
and mitigate ARD at mine sites, and are described in further detail here.
Restoring environmental function at mine sites
Mining is a relatively temporary activity, and mine sites have finite operating lives
which are determined by the size and quality of the ore deposit being mined. Mine
site reclamation and closure activities aim to restore land disturbed by mining
activities to an acceptable state for re-use by people or ecosystems.
As of 2011, MAC members have been reporting their performance in four areas:
tailings management, energy use and greenhouse gas emissions management,
external outreach, and crisis management planning.The average performance of
MAC member companies has increased in all the performance areas between 2006
and 2010.Three new performance elements were introduced in 2010, and will be
integrated into TSM by 2013; these elements include biodiversity conservation
management, safety and health, and Aboriginal and community outreach (which
will replace external outreach). A protocol to address mine closure is also under
development. More information on the TSM program and performance is available
on the MAC website.
Environmental Risks of Mining
How they arise and how their effects can be mitigated
Overview
Unregulated mining has the potential to release harmful substances into the soil,
air, and water. Mission 2016 proposes that governments enforce regulations on
companies and use cutting-edge technology to reduce the damage from mining-
related sources. As more mines open in countries with varying levels of
environmental protection, it is increasingly vital that safeguards established by the
Strategic Minerals Association (SMA) are in place before operations proceed (see
the international regulation page).
Open pit mining, where material is excavated from an open pit, is one of the most
common forms of mining for strategic minerals. This type of mining is particularly
damaging to the environment because strategic minerals are often only available in
small concentrations, which increases the amount of ore needed to be mined.
Environmental hazards are present during every step of the open-pit mining
process. Hardrock mining exposes rock that has lain unexposed for geological eras.
When crushed, these rocks expose radioactive elements, asbestos-like minerals,
and metallic dust. During separation, residual rock slurries, which are mixtures of
pulverized rock and liquid, are produced as tailings, toxic and radioactive elements
from these liquids can leak into bedrock if not properly contained.
Underground Mining
Underground mining has the potential for tunnel collapses and land subsidence
(Betournay, 2011). It involves large-scale movements of waste rock and
vegetation, similar to open pit mining. Additionally, like most traditional forms of
mining, underground mining can release toxic compounds into the air and water.
As water takes on harmful concentrations of minerals and heavy metals, it becomes
a contaminant. This contaminated water can pollute the region surrounding the
mine and beyond (Miranda, Blanco-Uribe Q., Hernandez, Ochoa G., & Yerena,
1998). Mercury is commonly used in as an amalgamating agent to facilitate the
recovery of some precious ores (Miranda et al., 1998). Mercury tailings then
become a major source of concern, and improper disposal can lead to
contamination of the atmosphere and neighboring bodies of water. Most
underground mining operations increase sedimentation in nearby rivers through
their use of hydraulic pumps and suction dredges; blasting with hydraulic pumps
removes ecologically valuable topsoil containing seed banks, making it difficult for
vegetation to recover (Miranda et al., 1998). Deforestation due to mining leads to
the disintegration of biomes and contributes to the effects of erosion.
ISL mining has environmental and safety advantages over conventional mining in
that the ore body is dissolved and then pumped out, leaving minimal surface
disturbance and no tailings or waste rock (World Nuclear Association, 2012).
There is no ore dust or direct ore exposure to the environment and a lower
consumption of water is needed in the mining process (International Atomic
Energy Agency [IAEA], 2005). However, the strong acids used to dissolve the ore
body commonly dissolve metals in the host rock as well. The fluids remaining after
the leaching process commonly contain elevated concentrations of metals and
radioactive isotopes, posing a significant risk to nearby ground and surface water
sources (IAEA, 2005). Additionally, the low pH of ISL mining wastewater can
result in acidification of the surrounding environment.
Heap Leaching
Environmental issues with heap leaching are centered on the failure to keep
process solutions within the heap leaching circuit. Release of toxic heap leaching
fluids into the environment can affect the health of both the surrounding ecosystem
and human population (Reichardt, 2008). Water balance is crucial in heap leaching
projects because of the possibility of the overflow of solutions containing toxic
concentrations of heavy metals after a heavy rainfall or rapid snowmelt (Norman &
Raforth, 1994). In some cases cyanide is used to extract metals from oxidized ores
and the resulting leach ponds have caused significant wildlife mortality, including
the deaths of about 7,613 animals between 1980 and 1989 at cyanide-extraction
ponds in California, Nevada, and Arizona (Eisler, 1991).
Brine Mining
Brine mining involves extracting and evaporating the brine solutions to remove
harmful elements and compounds (Gruber et al., 2011), potentially releasing them
into the environment. The drilling and transport of brine solutions can disrupt
existing ecosystems and well casings, pipelines, and storage tanks are subject to
corrosion due to the high salinity content of the solutions that they are exposed to,
which can lead to leaks and contamination of adjacent bodies of water (New York
State Division of Mineral Resources, 1988) Currently, there is no economically
plausible plan to clean up contamination of an aquifer by sodium chloride and
harmful concentrations of chloride inhibit plant growth and can cause fish kills
(Division of Mineral Resources, 1988).
Radionuclides
All REE-bearing minerals contain low levels of the radioactive isotopes that can
become concentrated in mine tailings. Radionuclides are released as dust during
mining or from exposed waste rock stockpiles where they are least containable
(and mostly airborne). Radiation can also leak into the ground, and nearby water
sources after they have been separated into tailings, if the tailings are not stored
safely. Once radionuclides are in an ecosystem, they accumulate in plants, where
the higher concentrations are ingested and ascend the levels of the food chain (Paul
& Campbell, 2011).Radioactive contamination has become such a problem that
monazite mining has been banned by China and the United States has imposed
strict regulations effectively accomplishing the same (Schuler, Buchert , Liu ,
Stefanie & Merz, 2011).
When companies break up materials during mining, the dust can release a variety
of heavy metals commonly associated with health problems. As dust, these
minerals (such as the asbestos-like mineral riebeckite) can be absorbed into lung
tissue, causing problems like pneumoconiosis and silicosis, commonly known as
"Black Lung" (Paul & Campbell, 2011). Another example of harmful dust
generated is flue dust, a byproduct of mining fluorine. According to the Chinese
Society of Rare Earths, every ton of REE produced generates 8.5 kilograms of
fluorine and 13 kilograms of flue dust, waste materials which contain the heavy
metals discussed above (Schuler et al, 2011).
The following chart details how these contaminants enter the environment during
mining and refining. Current mining and refining techniques make contaminant
release common. Note: the two columns that involve waste rock and the column
labeled, "No site rehabilitation after cease of mining operation" all involve mining
specifically.
This chart illustrates the many environmental hazards associated with mining.
In addition to the issues addressed above, there are many other environmental
issues associated with mining:
Carbon output
Mining, like most heavy industries, is dependent on fossil fuels, which generate the
energy needed to operate a mine. To combat these carbon emissions, some
countries have enacted regulations requiring emission credits, but many countries
do not have codes dealing with carbon output ("Molycorp, inc.," 2010). Some form
of environmental standards are needed for larger countries like China and Russia,
and other developing countries that mine large volumes of strategic minerals.
Erosion and endangered species habitat
Most modern mining techniques have high water demands for extraction,
processing, and waste disposal. Wastewater from these processes can pollute water
sources nearby and deplete freshwater supplies in the region surrounding the mine.
Some mines, such as the Mountain Pass mine in southern California, have
implemented waste-water recycling technologies, resulting in a huge decrease in
water demands and liquid waste (Molycorp, 2012).
Case Studies
Greenland
Greenland Minerals and Energy Ltd, based out of Australia, planned to open a
mine in Greenland in 2013. However, the tailings disposal plan involved storing
tailings in the Taseq lake, which will cause pollution of not only the lake, but the
rivers leading from it and the ocean beyond. Fluorine, heavy metals, and
radioactive decay products would all be introduced into the lake by these tailings
(Schuler et al, 2011). Due to the lack of environmental regulations from Denmark,
the country overseeing the project, plans for the mine continue to move forward,
despite the harmful effects it would have on the environment and the surrounding
community.
China
Current estimates state that around 20,000 tons of REEs are illegally mined and
exported from "off-grid" mines in China every year. It is unlikely that any of these
illegal mines have environmental safeguards in place, which means that
contamination, dust, and other wastes are not being addressed. This affects the
health of the workers as well as destroys the surrounding environment (Schuler et
al, 2011).
Molycorp
In 2002, Molycorp had a problem with its waste disposal at Mountain Pass, when a
pipeline leading out to evaporation ponds in the desert burst, spilling radioactive
and toxic waste onto the desert floor (Danelski, 2009). The resulting uncovering of
past spills, coupled with economic factors, caused the shutdown of Mountain Pass
and a complete reworking of their environmental practices. However, the damage
was done and the area and surrounding water sources are affected, perhaps
permanently.
Case studies like these illustrate the result of ignoring the environmental damages
of mining, and leaving them unaddressed or unregulated. Mission 2016's plan
would address these issues. See the green mining page for more information.
Cost of inaction/action
Environmental Damage
The list of environmental concerns that can be connected with rare earth elements
is not a brief one. Throughout the cycle of mining processes that rare earth
elements go through, there is potential for negative effects on the
environment.Extracting rare earth elements begins with mining. This is followed
by the refining process, and then disposal. All of the stages of mining, refining, and
disposal come with unique issues.
Mining
The physical process of removing the ores from the ground is disruptive to the
environment.
Most rare earth elements are mined through open pit mining, which involves
opening the surface of the earth using heavy equipment and machinery. Creating
this disruption on the surface of the earth disrupts thriving ecosystems.
Furthermore, mines are the point source of release for three major contaminants:
are radionuclides, rare earth elements, and dust and metal. Each of these
contaminants escapes the mines in different ways and they each have different
detrimental effects on the environment.
Refining
The goal of mining is to end up with a mostly pure and usable element that can be
utilized in whatever way necessary. However, the ores that are extracted from the
earth do not come out pure, instead they need to undergo a refining process. This
refining process introduces another set of environmental concerns, mostly
revolving around the release of metal byproducts into the environment. It is very
easy for metals to enter the air, ground, or water sin an environment, and once
there it is nearly impossible to remove them. The metals in an environment can
also prove devastating to organisms.
Disposal
The byproduct of mining rare earth elements is usually waste that is full of further
threats to the environment. Generally, waste is categorized into two d
Different types: tailings and waste rock stockpiles. It is the tailings that are of
particular concern as they are full of small,
fine particles that can be absorbed into the water and ground surrounding a
particular mine.