Recent Patents On Antibacterial, Antifungal and Antiviral Properties of Tea

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60 Recent Patents on Anti-Infective Drug Discovery, 2012, 7, 60-65

Recent Patents on Antibacterial, Antifungal and Antiviral Properties of


Tea

Eugenia Ch. Yiannakopoulou*

Department of Basic Medical Lessons Faculty of Health and Caring Professions Technological Educational Institute of
Athens, Athens, Greece

Received: December 12, 2011; Accepted: January 2, 2012; Revised: January 30, 2012

Abstract: Teas have beneficial effects on human health including cardioprotective, anticarcinogenic, antibacterial, antivi-
ral and antifungal activity. The precise antimicrobial spectrum of tea is difficult to be defined due to variation in the meth-
ods of testing that have been used. Antibacterial effects of tea have been demonstrated against a number of microorgan-
isms including Staphylococcus aureus, Vibrio cholerae, Escherichia coli, Shigella spp., Salmonella spp., Bacillus spp.,
Klebsiella spp. and Pseudomonas aeruginosa. Teas and tea ingredients seem to have both bactericidal and bacteriostatic
actions. In addition, tea catechins have been shown to modify the antibiotic sensitivity of bacteria and to alter the expres-
sion of factors that determine bacterial virulence. Antiviral effects of green tea have been demonstrated against the influ-
enza virus, as well as against the Herpes simplex virus, tobacco mosaic virus, enterovirus, rotavirus, Epstein Barr virus,
HIV virus. Yet, green tea catechins have been shown to have antiviral activities against HIV infection. Antifungal effects
of tea have been reported against Candida albicans, Trichophyton mentagrophytes, and Trichophyton rubrum. The present
paper describes recent patents on antimicrobial effect of teas and tea ingredients.
Keywords: Antibacterial, antifungal activity, anti-infective properties, antiviral, tea.

INTRODUCTION thearubigins constitute the main flavonoid component of


black tea. Black and green teas contain similar amount of
Tea is the most commonly consumed drink in the world
flavonoids, however they differ in their chemical structure;
after water. Teas are classified into three major types de- green tea contains more catechins that are simple flavonoids,
pending on the manufacturing process. Non-fermented green
while simple flavonoids are converted to theaflavins and
tea is produced by drying and steaming the fresh leaves to
thearubigins through the oxidation undergone by the leaves
inactivate the polyphenol oxidase and thus, oxidation does
in the manufacturing process of black tea.
not occur. Semi-fermented oolong tea is produced when the
fresh leaves are subjected to a partial fermentation stage be- Recent data suggest that teas have beneficial effects on
fore drying. Fermented black and red (Pu-Erh) teas undergo human health including cardioprotective, anticarcinogenetic,
a post-harvest fermentation stage before drying and steam- antibacterial, antiviral, antifungal activity [1]. Antibacterial
ing. However, the manufacturing process of black and red property of tea was first reported from Japan where Japanese
teas is not identical, since the fermentation of black tea is tea was applied as a treatment agent against various diar-
due to an oxidation catalyzed by polyphenol oxidase, while rhoeal pathogens [2]. Tea powder is still used in rural India
the fermentation of red tea is attained by using microorgan- as chemoprophylaxis in wounds against suppuration. In addi-
isms [1, 2]. tion, the leaves of tea discarded after preparation of the infu-
sion are used in the treatment of chronic eczema. This paper
Polyphenols, particularly flavonoids constitute the most
reviews evidence on antibacterial, antiviral and antifungal
interesting component of green tea leaves. The main flavon-
activity of teas focusing on recent relevant patents.
oids present in green tea include catechins (flavan-3-oils).
The four major catechins are (-)-epigallocatechin-3-gallate
(EGCG), that represents approximately 59% of the total of TEAS AND ANTIBACTERIAL EFFECT
catechins; (-)-epigallocatechin(EGC) (approximately 19%); The antimicrobial effect of tea was first demonstrated
()-epicatechin-3-gallate (ECG) (approximately 13.6%); and almost a century ago, in 1906, in the laboratory by
()-epicatechin (EC) (approximately 6.4% ) [2] In addition, McNaught, who showed that brewed black tea killed Salmo-
green tea also contains gallic acid (GA) and other phenolic nella typhi and Brucella melitensis [3]. Thus, he recom-
acids such as chlorogenic acid and caffeic acid and flavonols mended that the water bottles of troops should be filled with
such as kaempferol, myricetin and quercetin [1]. On the con- tea in order to prevent outbreaks of infections due to these
trary, the polymerized catechins such as theaflavins and agents. The precise antimicrobial spectrum of tea is difficult
to be defined due to variation in definitions of ‘susceptible’
*Address correspondence to this author at the Eleutheriou Benizelou 106
and ‘resistant’ as well as due to variation in the methods of
Kallithea 17676, Athens, Greece; Tel: 0030 2109563791; testing, that have been used.
0030 210-9563761; E-mail: nyiannak@teiath.gr; egian@med.uoa.gr

2212-4071/12 $100.00+.00 © 2012 Bentham Science Publishers


Tea and Anti-infective Properties Recent Patents on Anti-Infective Drug Discovery, 2012, Vol. 7, No. 1 61

Table 1. Patents on antibacterial action of tea.

Patent Main Point of the Invention

US20100035979 A1 Reduction of the minimum inhibitory concentration of oxacillin in methicillin resistant strain of Staphylococcus aureus by
exposure of Staphylococcus aureus to a non-galloylated catechin

US7700646 New amide derivatives, analogues of epigallocatechin gallate or epicatechin galate, that are beta-lactam resistant modulators,
useful for the treatment of methicillin resistant Staphylococcus aureus infection.

EP0761226B1 Increasing activity of antibiotics against MRSA by addition of a synergistic polyphenolic chroman derivative which is a
catechin or theaflavin

US5879683 Antibacterial agent comprising tea extract and beta-lactam antibiotic for treating methicillin resistant Staphylococcus aureus
infections.

US20100298244A1 A composition for the prevention and treatment of Helicobacter pylori infection. comprising at least 128 mg/L catechin and
its derivatives, 32mg/L sialic acid and water.

US20100330001A1 Trihydroxybenzoate derivatives including ECGC useful for the treatment of gum diseases i.e. gingivitis and periodontitis

US20090082429A1 Modified catechin with increased lipophilicity for reducing bacterial growth in a body compartment

US7288270 A therapeutic composition including green tea extract for the prevention and treatment of mucositis and mucosal disorders

US20080038370A1 Nutraceutical composition containing catechins and extracts of green tea for treating the effects of diseases of the upper
digestive tract

US20060134286A1 A composition containing tea leaf extract, or gallocatechin gallate and catechin, to increase the antimicrobial effect for food-
stuffs, beverages and oral hygiene, to control tooth decay and periodontal disease

Nowadays, it is known that green tea inhibits the repro- Furthermore, a relatively weak direct in vitro antibacte-
duction and growth of many bacteria, including Salmonella rial activity of green tea extracts on Helicobacter pylori and
spp., Clostridium spp. and Bacillus spp., Vibrio cholerae O1, -hemolytic Streptococcus spp. has been reported [15-17].
Listeria monocytogenes, Streptococcus mutans, Stenotro- Yet, it has been demonstrated that methicillin resistant
phomonas, Acinetobacter species [4-11]. Tea catechins have Staphylococcus aureus (MRSA) is inhibited in vitro by the
been shown to inactivate cholera toxin in Vibrio and to inac- addition of 1:10 dilution of cup of tea [18]. Moreover, in this
tivate isolated bacterial glycosyltransferases in Streptococus context, it is interesting to note that the bactericidal action of
mutans. The antibacterial activity of Turkish tea against catechins against MRSA can be markedly, improved by sub-
Campylobacter spp. has also been reported [12]. The anti- stitution of the gallate moiety of ECg with 3-O-acyl chains
bacterial activity of tea has been demonstrated both in vitro of various lengths [19]. It has also been shown that green tea
and in vivo. Thus, in a relevant study, the methanolic extract has no effect over intestinal flora, which is a great advantage
of leaves of Camellia sinensis (L.) was screened for antimi- against other bactericidal agents.
crobial property against 2 genera of Gram-positive and 7 Human epidemiological data also support the antibacte-
genera of Gram-negative bacteria: Staphylococcus aureus,
rial action of tea. Thus, it has been reported that daily con-
Vibrio cholerae, Escherichia coli, Shigella spp., Salmonella
sumption of green tea can kill Staphylococcus aureus. In
spp., Bacillus spp., Klebsiella spp. and Pseudomonas aeru-
addition, it has been reported that the drinking of green tea
ginosa. Most of these strains were inhibited by the extract at
protects against dental caries, as well as increasing the num-
10-50 mg/ml level while few strains were sensitive even at
ber of beneficial bacteria, such as lactobacilli and bifidobac-
lower concentrations (5 mg/ml) [13]. An in vitro study re- teria, in the gut flora [20-22]. The commercially available
ported that a green tea extract strongly inhibited Escherichia
green tea extracts Sunphenon and Polyphenon E have been
coli, Streptococcus salivarius, and Streptococcus mutans
formulated as antiseptic creams and mouthwashes and incor-
[14]. In the same study, it was demonstrated that the antibac-
porated into facemasks in order to prevent infections [1, 23].
terial effects of green and black tea extracts were comparable
They have also been introduced into vacuum cleaner filters
with those of amoxicillin, cephradine, and eugenol [14].
in order to reduce airborne contamination with microorgan-
The antibacterial activity of the methanolic extract of tea isms [23]. Catechin-mediated photo-protection of human
leaves was also confirmed in vivo. When it was given to skin against bacterial infection has also been suggested and it
Swiss strain of white mice at different dosages (30, 60 has been found that topical tea ointment was as effective for
mg/mouse), it protected the animals challenged with Salmo- the treatment of impetigo as a topical antibiotic mixture
nella typhimurium [13]. In addition, it has been shown that, (framycetin and gramicidin) or an oral cephalexin [24, 25].
when conventional rats were fed a diet containing 0.1% tea Apart from their bactericidal and bacteriostatic effects,
catechins, fissure caries (caused by S.mutans) was reduced
tea catechins have been shown to modify antibiotic sensitiv-
by 40%.
ity of bacteria and to alter the expression of factors that de-
62 Recent Patents on Anti-Infective Drug Discovery, 2012, Vol. 7, No. 1 Eugenia Ch. Yiannakopoulou

termine bacterial virulence [19, 26-28]. Thus, it has been cially methicillin resistant Staphylococcus aureus (MRSA).
reported that methicillin resistance of MRSA can be reversed In addition, this invention describes pharmaceutical compo-
by green tea extracts at concentrations much lower that those sitions containing the novel compounds and combinations of
needed for inhibition of bacterial growth. Tea catechins have the novel compounds with -lactam antibiotics [38].
also been shown to lower the minimum inhibitory concentra- Patent EP0761226B1 concerns composition and method
tion (MIC) of methicillin, oxacillin and -lactams in clinical
of increasing activity of antibiotics against MRSA by addi-
isolates of MRSA [19, 26].
tion of a synergistic polyphenolic chroman derivative which
Recent evidence suggests the synergistic action of tea is a catechin or theaflavin [39]. In particular, the invention
components with conventional antibiotics against Gram presents a method of increasing the activity of an antibiotic
negative bacteria [29-31,]. Thus, it has been demonstrated against methicillin resistant Staphylococcus aureus in a pa-
that mice fed extracts of C. sinensis leaves in combination tient by administering to the patient the antibiotic in combi-
with levofloxacin were protected against oral challenge with nation with a catechin and/or a theaflavin.
enterohaemorrhagic Escherichia coli O157 [29]. In context
Patent US5879683 concerns an antibacterial agent com-
with this, synergistic action of green tea catechins with
prising tea extract and beta-lactam antibiotic for treating me-
ciprofloxacin has been demonstrated in a chronic bacterial
thicillin resistant Staphylococcus aureus infections. The in-
prostatitis model in the rat [32]. vention provides a method of inhibiting production of bacte-
The mechanisms of the antibacterial action of tea and tea ria which constitutively express PBP2' or bacteria which
ingredients have not been elucidated. Damage of bacterial inducibly express PBP2' in the presence of a -lactam antibi-
membranes by tea catechins has been suggested, with cate- otic, by administering an effective amount of an extract of
chins in the nanomole range being able to modulate the tea to the bacteria. The tea extract contains at least one active
structure and function of model membranes, due to their ca- principle of dried tea and being extractable from processed
pacity to partition into the phospholipid bilayer [32-35]. In dried tea with, hot water and this active principle is capable,
particular, the EGCg-induced damage of the cell wall and on administration, of restoring the activity against MRSA of
interference with its biosynthesis through direct binding with a -lactam antibiotic. Preferably, the extract of tea can be
peptidoglycan are the major reasons for the susceptibility of administered to a human or animal subject together with a -
Staphylococcus to EGCg [36]. It has also been suggested that lactam antibiotic [40].
the antibacterial action of tea catechins against Stenotropho- Patent US20100298244A1 presents a composition for the
monas maltophila, a Gram-negative opportunistic pathogen
prevention and treatment of Helicobacter pylori infection
of growing importance, is due to its capacity to inhibit the
[41]. An objective of this invention is to provide a composi-
cytoplasmic enzyme dihydrofolate reductase (DHFR) [10].
tion for the prevention of Helicobacter pylori infection com-
The catechin has been shown to inhibit DHFR purified from
prising at least 128 mg/L catechin and its derivatives, 32
both trimethoprim-susceptible and trimethoprim-resistant S.
mg/L sialic acid and water. Another objective of this inven-
maltophila clinical isolates [10]. In addition, it has been tion is to provide a composition for the treatment of Helico-
shown, that Gram-negative bacteria are more resistant to
bacter pylori infection comprising at least 128 mg/L to 640
bactericidal catechins than Gram-positive bacteria, an obser-
mg/L catechin and its derivatives, from 32 mg/L to 160
vation that can be explained to some extent by the presence
mg/L sialic acid and water. The Helicobacter pylori infec-
of negatively charged lipopolysaccharide in Gram-negative
tion can be inhibited or eradicated by this composition. Ac-
bacteria [32].
cording to the inventors, this composition increases the anti-
oxidant activity of the infected cell through reducing the
Recent Patents production of oxygen radicals, H2O2 and NO and decreasing
Patent US20100035979 A1 refers to the reduction of the the expression of inducible nitric oxide synthase in the in-
minimum inhibitory concentration of the antibiotic drug in fected cell. In addition, the composition reduces the damage
methicillin resistant strain of Staphylococcus aureus [37]. In of the stomach through upregulation of autophagy and down-
particular the patent presents compositions and methods for regulation of apoptosis. Thus, according to the inventors, this
sensitizing methicillin resistant staphylococcus to oxacillin. composition inhibits the interaction of Helicobacter pylori
According to the patent, methicillin resistant Staphylococcus with the gastric epithelial cells and at the same time kills the
aureus is already sensitized with a galloylated catechin (e.g., bacteria without affecting gastric epithelial cells [41].
ECG), and further sensitization is achieved by exposure to a Patent US20100330001A1 relates to oral antibacterial
non-galloylated catechin (e.g., EC), and most preferably the compositions comprising trihydroxybenzoate derivatives,
corresponding non-galloylated catechin [37]. useful for the treatment of gum diseases i.e. gingivitis and
Patent US7700646 concerns new amide derivatives, that periodontitis [42]. The inventors have found that an impor-
are beta-lactams resistant modulators, useful for the treat- tant pharmacophore in these compounds is trihydroxybenzo-
ment of methicillin resistant Staphylococcus aureus infection ate. Compounds having trihydroxybenzoate moieties are
[38]. These amide compounds are analogues of epigallocate- effective primarily not by any direct antimicrobial action, but
chin gallate or epicatechin gallate, with an amide bond in by potently stimulating the production of endogenous antim-
place of the natural ester bond, with resistance to hydrolysis icrobial peptides, particularly LL-37 peptide from epithelial
by esterase enzymes. The ester compounds have a different cells. Trihydroxybenzoates stimulate LL-37 production by
hydroxylation pattern on the B ring as compared to the natu- binding to the DEAD box polypeptide-5 (DDX5). According
ral products. The compounds may be used to modulate the to the inventors, trihydroxybenzoate derivatives of this in-
resistance to -lactam antibiotics of various infections, espe- vention induce endogenous antibiotic peptide production
Tea and Anti-infective Properties Recent Patents on Anti-Infective Drug Discovery, 2012, Vol. 7, No. 1 63

without inducing the expression of host pro-inflammatory TEAS AND ANTIVIRAL EFFECT
cytokines, eicosanoids and leucotrienes, that are known to
A recently published epidemiological study suggested
elicit inflammatory responses. Trihydroxybenzoate deriva-
that green tea consumption is inversely related with influ-
tives investigated in the invention include among others 3-4-
enza virus infection among schoolchildren in a tea plantation
5-trihydroxybenzoic acid, 2-3-4 trihydroxybenzoic acid,
EGCG and mixtures thereof in free or salt form [42]. area in Japan [46]. Evidence suggests effects of green tea
against the influenza virus, especially in its earliest stage, as
Patent US20090082429A1 concerns a composition useful well as against the Herpes simplex virus, tobacco mosaic
for reducing bacterial growth, e.g. growth of Gram-positive virus, enterovirus, rotavirus, Epstein Barr virus, HIV virus
bacteria, in a body compartment [43]. The composition com- [47-49]. Although the mechanism is not known, it has been
prises modified catechin. According to the invention, a cate- suggested that green tea catechins inhibit viral proteases.
chin is modified in at least one position (most preferably in Thus, antienzymatic activities of EGCG have been observed
the 3-position of the C-ring) to increase its lipophilicity. against -lactamases, reverse transcriptase of HIV, colla-
Contemplated catechins are demonstrated to have signifi- genase, fatty acid lipase and other enzymes. EGCG inhibits
cantly improved antibacterial properties, likely due to the viruses and enzymes by direct binding to biological mole-
catastrophic membrane damage [43]. cules. In addition, EGCG induces agglutination of influenza
Patent US7288270 concerns a therapeutic composition virus, preventing thus their adsorption to target cells.
for the prevention and treatment of mucositis and mucosal In addition, it has been observed that adenovirus infec-
disorders [44]. This composition consists of deglycyrrizi- tion is inhibited in vitro by green tea catechins. Weber et al.
nated Glycyrrhiza extract, Centella extract, Angelica root [50] investigated the effect of EGCG on adenovirus infection
extract, Green tea extract, stilbene compound and Aloe ex- and viral protease adenain in cell culture. They demonstrated
tract [44]. that adding EGCG (100micro) to the medium of infected
Patent US20080038370A1 concerns a composition and cells, virus yield was reduced by two orders of magnitude.
method for treating the effects of diseases of the upper diges- Based on the experimental data of this study, the investiga-
tive tract [45]. The present invention relates to a nutraceuti- tors suggested that the antiviral effect of EGCG is mediated
cal composition for supporting body structures and functions through inhibition of virus assembly or through inhibition of
in the upper digestive tract. The nutraceutical composition maturation cleavages carried out by adenain [50].
contains an effective amount of (a) an antioxidant having Green tea EGCG has been reported to have antiviral ef-
gastric proton pump inhibiting effects, (b) an acid neutral- fects against HIV-1 infection. Several mechanisms have
izer; and (c) an antibacterial agent effective against Helico- been proposed for the antiviral effects of EGCG on HIV-1.
bacter pylori. Concerning antioxidants, this invention in- EGCG inhibits HIV-1 replication in human PBMCs in vitro
cludes all classes of antioxidants that are safe for human by inhibiting the biochemical activity of HIV-1 reverse tran-
consumption and which can be administered as a dietary scriptase, with subsequent decrease in HIV p24 antigen con-
supplement or as a nutraceutical i.e. catechins and the ex- centration. Other studies have shown that EGCG interferes
tracts of herbs such as green tea containing catechins. The with HIV-1 viral infection by virion destruction and HIV-1
inventors claim that this invention can be used as compli- reverse transcriptase inhibition. In addition, it has been dem-
mentary therapy with all acid reducing natural substances onstrated that EGCG induces virion destruction in vitro by
and pharmaceuticals. Yet, according to the inventors, this deformation of phospholipids via binding to the surface of
unique formulation compliments any attempts to reduce the the viral envelope. Furthermore, it has been shown that green
damaging effects of gastric acid and reduce the damaging tea EGCG prevents the attachment of the HIV-1 virion,
effects of H. pylori infection of the upper digestive tract [45]. gp120, to CD4 molecules on T-helper cells, suggesting that
Patent US20060134286A1 concerns a composition con- direct binding of EGCG to viral receptors on cell surfaces
taining tea leaf extract, or gallocatechin gallate and catechin, may be another antiviral mechanism of EGCG [51].
to increase the antimicrobial effect for foodstuffs, beverages In addition, recent investigations have demonstrated anti-
and oral hygiene, to control tooth decay and periodontal dis- viral effects of EGCG against hepatitis C virus (HCV). In
ease [45]. The composition according to the present inven- particular, relevant experimental data have shown that
tion contains gallocatechin gallate as an agent for enhancing EGCG inhibits HCV entry into hepatoma cell lines as well as
the activity of antibacterial catechins in which the antibacte- into primary human hepatocytes. Yet, pretreatment of these
rial activity of the antibacterial catechins against Streptococ- cells with EGCG before HCV inoculation does not reduce
cus mutans is particularly enhanced. The composition ac- HCV infection, whereas the application of EGCG during
cording to the present invention can be produced by mixing inoculation strongly inhibits HCV infectivity. Moreover,
the antibacterial catechins with gallocatechin gallate. Alter- treatment with EGCG directly during inoculation strongly
natively, it can be produced as a composition comprising a inhibits HCV infectivity [52]. The interference of EGCG
synthetic adsorbent-adsorbed fraction as the main compo- with HCV was hypothesized due to the close link between
nent, which is obtained by subjecting a solvent-extract from HCV cycle and lipid metabolism. It has been suggested that
tea leaves to an adsorption treatment with the use of a syn- EGCG acts at an early step of the viral cycle, more likely
thetic adsorbent selected from among aromatic and preventing attachment of the virus to the cell surface, prob-
methacrylic compound-based synthetic adsorbents [45]. able by acting directly on the particle [53].
64 Recent Patents on Anti-Infective Drug Discovery, 2012, Vol. 7, No. 1 Eugenia Ch. Yiannakopoulou

Clinical Applications CONFLICTS OF INTEREST


Green tea sinecatechin polyphenol E formulated as 15% Authors have no conflict of interest to declare.
ointment is a botanical extract made from green tea leaves,
that has been recently approved by Food and Drug Admini- REFERENCES
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