Professional Documents
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Ba Shilov 1990
Ba Shilov 1990
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V. A. Bashilovand V. I. Gulyaev
Thestudy in the Unionof SovietSocialist Republicsof the earliesthistoryof nativeLatin Americansfalls into
two distinctperiods. Thef rst, associatedwith an interestin the ancientMexican and Peruviancivilizations,can
be dividedinto two stages: the 1920s to the early 1940s, when Soviet scholarsfirst acquaintedthemselveswith
antiquitiesfrom the regionand usedthemfor historicalparallels;and the late 1940s and early 1950s, whenSoviet
historiansturnedto an analysis of Latin Americanmaterials. The secondperiod went throughthreestages:the
first,from the early 1950s to the early 1960s, mainly was dominatedby YuryKnorozov,who was engaged in
decipheringthe language of the Maya, and RostislavKinzhalov,who studiedtheir art and culture.During the
secondstage, the early 1960s to the mid-1970s, morescholarsand researchinstitutionsundertookstudiesof the
early culturesof Latin America. The thematicrange became wideras well, covering-besidesMesoamericaand
the centralAndeanregion-the Intermediateregionand the Caribbean.The thirdstage, whichstartedin the late
1970s and continuesto thepresentday, witnessesethnographersand archaeologistspoolingtheireffortsin studying
the region.Therewereseveralconferencesin whichspecialistsengagedin variousf elds of Latin Americanstudies
participated.Theircontacts withforeign colleaguesbecame wider;Soviet archaeologistsand ethnologiststook
part in feldwork in Latin America. The primary aims today are to introduceSoviet readersto archaeological
materialsfrom a numberof cultural-historicalregions(suchas the southernfringes of Mesoamerica,Amazonia,
the southernAndes,etc.),to detailSovietstudiesof culturalcomplexesand historicalprocessesin ancientAmerica,
and to comparethem to the processesthat took place in the Old World,with the aim of establishingshared
historical"laws"and patterns.
Es posible dividirlos estudiosescritosen la Union Sovieticasobre la prehistoriaindigenalatinoamericanaen
dos distintosperiodos.El primer,asociadocon el interesen las civilizacionesmexicanasy peruanasantiguas,se
puededividiren dosfases. Entre 1920 y los primerosanos de los cuarenta,los arqueologosy los etnologossovieticos
se conocieroncon las antiguedadesde la regiony las usaronpara hacer las comparacioneshistoricascon otros
areas culturales.Entonces, durantelos anos ultimos de los cuarentay los primerosanos de los cincuenta,los
historiadoressovieticosempezaronanalizar las materialeslatinoamericanas.
El segundoperiodo incluyotresfases. La primer, desde el comienzo de los cincuentahasta la decada de los
sesenta,fue dominadopor YuryKnorozov,quedescifrarabala lengua maya,y RostislavKinzhalov,queestudiaba
el artey la culturamaya. Durantela segundafase, desdelos primerosanos de los sesentahasta aproximadamente
la media de los setenta, mas investigadoresy institutosacademicosy cientificosempezaronestudiarlas culturas
latinoamericanasprecontactas.La alcance de temas se hizo mas general,tambien,y cubriola regionintermedia
y el Caribe,ademas de mesoamericay la region andina central.La tercerafase, que comenzo en las ultimas
anos de los setenta y continuaal presente,es caracterizadapor las investigacionescooperativasentre los etno-
historiadoresy los arqueologospara estudiarel area. Las especialistasque trabajanen diversosfondos cientifcos
hanparticipadoen variasconferenciasy sus contactoscon sus colegasen otraspaises han aumentado.Arqueologos
y etnologossovieticostambienhan participadoen trabajode campo en latinoamerica.
Hoy dia, el interesde los sovieticosen latinoamericatiene diversospropositos.Ellos quisieranfamiliarizar el
publico sovieticocon las materialesarqueologicasde distintas regionesculturales-historicas(como la periferia
surenade mesoamerica,la amazona, y la regionandina surena).Tambien,ellos quisierancompilarlos estudios
sovieticossobrelos complejosculturalesy los procesoshistoricosde latinoamericaprehistoricay compararestos
con los procesos que occurieronen el mundo antiguo para que sea posible establecerlas patronesy las leyes
historicasmutuas.
place among scholarlypublicationsin the period under review. In 1958 two articlesby Dick Edgar
IbarraGrasso, a prominentBolivian archaeologist,appearedin Soviet journals. One of them dealt
with the highly specificrelict system of writingofthe altiplanoIndians(IbarraGrasso 1958a),while
the other detailed the stone implements from Viscacha(Bolivia) (IbarraGrasso 1958b). A Russian
translationof a thought-provokingwork by Miguel Leon-Portilla,a scholar from Mexico, on the
philosophic systems of an early population of central Mexico (Leon-Portilla 1961) came off the
press a little later. It containedtranslationsof some Aztec documents.About the same time a book
by the founderof the PeruvianCommunist Party,J. C. Mariategui,Sieteensayosde interpretacion
de la realidadperuana,appearedin Russian (Mariategui1963). The book offeredsome important
comments on the Prehispanicsocial system.
In 1960 Moscowand Leningradwitnessedan exhibitionof Mexicanart includinga vast collection
of archaeologicalmaterial (Vipper 1960). This event spurred interest in the ancient cultures of
Mesoamerica.
The first stage of the currentperiod of Soviet studies of Latin American antiquitiesmainly was
dominatedby scholarsfrom the Instituteof Ethnography;of them, Knorozov and Kinzhalov were
the two most inspiringfigures.By force of circumstancesthey limited their researcheither to one
ethnic group (such as the Maya) or to certain culturalaspects. There was another trend, inherited
from the previousperiodwhen it was extremelypopular,which tendedto summarizearchaeological
discoveries in Latin America and aimed at presentinga historicalpanoramaof the region prior to
the Spanishconquest.Suchcompilationsnecessarilyreliedheavily on conclusionsdrawnby scholars
abroadand offeredno critical investigationof the archaeologicalmaterialused by them.
The new stage involved an appreciablygreaternumber of institutions and scholars engagedin
studies of Latin American antiquities. In 1961 the U.S.S.R. Academy of Sciences established an
Instituteof Latin America to deal mainly with the region'scurrentsituation. Some departmentsof
the new institute, however, such as the Ideology and CultureSector, undertookresearchinto the
Precolumbianperiod. In 1962 a Group of Foreign Archaeologywas founded at the Institute of
Archaeology,U.S.S.R. Academy of Sciences;it engagedin studyingancient America directly.
In the 1960s and 1970s scholars in Leningradcontinued their fruitfulwork. Based on his deci-
pheredMaya hieroglyphs,Knorozov translatedfour manuscriptsand crownedhis multiyeareffiort
with the monographMayaHieroglyphic Manuscripts (Knorozov 1975).Thatwas the firsttranslation
of these historical sources and provided a valuable addition to our still meager knowledgeof the
PrehispanicMaya Indians.The manuscriptsKnorozov translatedwere highlydetailedprayerbooks
containing"a detailed descriptionof rites, sacrificesand propheciesassociated with all economic
branches. . . and relatedto everybody.All instructionsare wordedas concise accounts of the gods'
activities. The priestrelied on these descriptionsto performrites, demand sacrifices,fix favourable
moments for certain actions and predict future events" (Knorozov 1975:228). These documents
provide information on Maya perceptions of reality, economic life, sociopolitical structure,and
religiousbeliefs.
Knorozovsuppliedhis translationswith commentariesunfoldinga sweepingpanoramaof ancient
Maya life. They can be regardedas an independent piece of research that extracted historical
informationfrom these extremely involved religious texts. The monograph,as well as a series of
articleswritten at the same time, bear witness to their author'sinterest in the historicalcontext of
these relicsof earlyideologies(Knorozov 1964,1966,1967,1971,1973). The above studiesbrought
Knorozov the U.S.S.R. State Prize in 1977.
These years were no less successful for another prominent Soviet specialist in Latin American
antiquities, Rostislav Kinzhalov. A pithy article and two definitive monographsexpounded his
views on the arts and cultureofthe ancient Maya (Kinzhalov 1963a, 1968, 1971). The latterbook
offers an exhaustive discussion of these subjects. Kinzhalov looked at all the available histoncal
sources, written materials,archaeologicaland ethnographicdata, meticulously studied diverse ar-
tistic patterns,and offereda profoundanalysis of the PopolVuhand other Indian texts. He failed,
nevertheless, to clarify his views concerning Maya statehood and its affiliation with a definite
socioeconomic formation(Gulyaev 1972d).
Kinzhalov, a scholarwhose primaryresearchinterest has been the Olmec, also has displayedan
interestin generalaspects of ancient American art, mythology, and early epics and folklore (Kin-
zhalov 1962b, 1963b, 1963c, 1964, 1970a, 1970b). In addition, he has several works on ethnic
history (Kinzhalov 1967c, 1974). His article "Ethnic History of Ancient Guatemala,"based on a
detailedstudy of many kinds of sources, is, in fact, a history of the GuatemalanIndian population
from the second millennium B.C. to the Spanish conquest.
Zubritsky(1968) publishedan interestingworkdealingwith the earliestsocieties in Mesoamerica.
He comparedMayacivilizationwith the earliestAsian and Africanstatesand came to the conclusion
that each Maya city-statehad been, in fact, "a small slaveowningdespotate."He also definedAztec
society as "an embodiment of a wide-scale process leading to the emergence. . . of a mighty, vast
and centralizedslaveowningdespotate."He emphasized,at the same time, that Aztec society, being
still in the formative period, had just entered the road to class formation and was far from its
completion.
Soviet archaeologistV. Gulyaev has concentratedon the social interpretationof materialsrelated
to the classicalculturesof Mesoamerica.In his earlierworks,however,he probedinto the possibility
of an independent development of the New World in the earliest period (Gulyaev 1966a, 1967,
1968), which was a subject of wide discussion in the 1950s. After making a thoroughstudy of the
premises advancedby scholarsabroad, Gulyaev drew the conclusion that the ancient civilizations
of America had been locally based and experiencedno appreciableculturalinfluence by the Old
World.About the same time V. Bashilov undertookan investigationinto the ties between the two
centers of the earliestAmericancivilizations (Bashilov 1966b).
In a number of articles and a monographGulyaev discussed the origin and development of the
mesoamericancivilizations of the firstmillenniumA.D. (Teotihuacan,the Zapotec,the Maya, etc.)
that stemmed from the local earlieragriculturalcivilizations (Gulyaev 1966b,1966c,1966d, 1969a,
1969b, 1972b). The 1972 monographwas the first Soviet effortto provide a generalpictureof the
region'shistory built on a vast body of archaeologicalmaterial.These works paved the way for a
more profoundstudy of the socioeconomic and political structureof Maya society, completed with
the publicationof Gulyaev's book, Maya City-States(Gulyaev 1969c, 1972a, 1976b, 1977, 1979).
He drew a parallelbetween Maya cities and the urban centers in ancient Mesopotamiaand drew
attention to their similarities and differences.He guided himself by the proposition that these
phenomena,though separatedby millennia, were, nevertheless,at the same developmentalstage.
Soviet researchersalso displayed an interest in the worldview of the early Mexican population.
In her article Baglai (1977) analyzed the ideas on world eras as presentedby Aztec myths. She is
of the opinion that the wide diversity of such ideas derived from their intensive use in the political
and ideological struggle.Goncharova(1973) took as her subjectthe ideology of the Quiche Maya
Indians as revealedby the Popol Vuh.
Today there is a markedinterestin South Americanmaterials,invoked to discuss problemsof a
wider significance.L. Fainberg(1963) pointed to the American Indians' contributionto the agri-
culturalmethods used in the world today. His article was the first Russian-languageinvestigation
of the traces of crop raisingat the preceramicHuaca Prieta site in Peru.
Well-knownSoviet archaeologistV. Masson (1964, 1967) comparedthe emergenceof agriculture
on the Peruvian coast with similar processes in the Near Eastern agriculturalcenters. He used
materialsfrom westernAsia, Mesoamerica,and the centralAndes to hypothesizethree patternsof
the "Neolithicrevolution"in the respectiveregions(Masson 1968,1971). Archaeologicaldiscoveries
at the turn of the 1970s failed to substantiatehis assumptionsand showed that the processeswhich
took place along the Peruviancoast were of a secondarynature.
In a book which summed up a generalhistorical discussion on the Asiatic mode of production,
Nikiforov also discussedsome problemsrelatedto ancient America.A collection of articlesdealing
with the primitive-communalfringes of the ancient class society carried a section on America
(Fainberg1978; Nikiforov 1975).
Beginningin the mid- 1960s Bashilov (1966a,1967a,1967b) publishedarticleson the archaeology
of the centralAndes that served as the foundationfor a monographon the ancient civilizations of
this region,publishedin 1972. He criticallyanalyzedarchaeologicalmaterialsfrom Peruand Bolivia
and dealt with the earliest history of this part of Latin America. He offered his own original
(Bashilovand Serov 1975). While analyzingthe ethnogeneticmyth of the Inca, Serov (1977) also
touchedupon the earlierperiod, precedingthe emergenceof Tawantinsuyu.He convincinglydem-
onstratedthat thereweretwo variantsofthe same myth associatedwith the earliestand the "Empire"
periodof Inca history. In the 1960s and 1970s Soviet scholarsstudied the ancient Peruviansystem
of record-keepingand the destinies of the Quechualanguage(Knorozov 1972; Knorozov and Fe-
dorova 1970; Kuzmishchev 1971; Tsarenko 1977). Pichugin (1979) also wrote an interestingwork
on Inca music.
The 1960s and 1970s saw studies of antiquities from other regions of Latin America. For the
most part, works on this subject contained information mainly related to the Intermediatearea
(Arutyunov 1967; Bashilov 1979a; Sheleshneva 1974; Sozina 1974). Sozina (1969), however, pub-
lished some extremelyinterestingresearchon the ancient Muisca in which she used data obtained
from written sourcesand archaeologicalmaterialsto compile an exhaustivedescriptionof a highly
maturecultureof PrehispanicColombia.She set out to defineits placeamongotherancientAmerican
cultures.Her relative inconsistencywhere Muisca social-developmentallevel was concerned(Gu-
lyaev 1970) stemmed from an inadequateelaborationof theoreticalaspects of the transitionperiod
from primitive-communalto class society.
Duringthe same decadesSoviet researchersturnedtheir attentionto the Caribbeanas well. They
delved into the Precolumbianperiod in the history of the largestGreaterAntilles islands, Cuba and
Haiti (Alexandrenkov1968, 1969a, 1969b; Popova and Fradkin 1967; Sheinbaum 1956). In his
monographon the indigenous population of the GreaterAntilles, Alexandrenkov(1976) devoted
considerablespaceto the archaeologyof the region.Russianpublicationsof ChristopherColumbus's
documents (Magidovich 1961) and of the History of the Indies by Bartolome de las Casas (de las
Casas 1968) became a weighty contributionto Latin American studies in the U.S.S.R.
This work was coupled with a great number of translationsfrom foreign languages,mainly of
popular books and articles (Gallenkamp 1966; de la Hara 1972; Meggers 1967; Metraux 1963;
Peissel 1969; Stingle 1977; Wauchope 1966). This period saw a number of well-written Soviet
popularworkson ancientAmerica(Berezkin1977;Gulyaev 1972c,1976a; Kinzhalov 1967a,1967b;
Kuzmishchev 1968; Sozina 1972). Archaeologicalcollections from New World museums exhibited
in Moscow and Leningrad(Ancient American Gold from Museums of the United States-1976;
Maya Cultureand Art-1977; Colombian Gold-1979) undoubtedlypromotedthe Soviet public's
interestin the past of the westernhemisphere.Researchon the subjectbecame more frequent,and
its quality improved markedly.More scientificinstitutions and specialistscontributedto scholarly
effiortswhich, during that period, embraced other regions beyond Mesoamerica and the central
Andes.
Closercooperationamong Soviet specialistsin Latin Americanstudies usheredin a new stage of
Soviet researchin the late 1970s. A collection of articlesby Soviet archaeologistsand ethnographers
was published in Spanish in 1978 (Grigulevich 1978). An encyclopedic referencebook on Latin
America,comprisingmany entries on Precolumbianantiquitieswrittenby leading Soviet scholars,
also appearedin the early 1980s (SovetskayaEntsiklopediya1979, 1982). An article by Bashilov
and Gulyaev(1981) summarizedthe researchdone in the U.S.S.R. followingthe OctoberRevolution.
Cooperationin Soviet studies of the New World Native Americans was promoted greatly by the
symposium "AmericanIndians:Past and Present"(1983) sponsoredby the Sector of the Peoples
of America,Instituteof Ethnography,U.S.S.R. Academyof Sciences.The discussioncenteredmainly
on one of the key topics, "The EarliestHistory of the Latin American Peoples" (Alexandrenkov
1983; Tishkov 1985). The second symposium, "EthnicEcology of the IndigenousAmericanPop-
ulation,"held in 1985, also included paperson the Precolumbianperiod (Tishkov 1988).
The new stage brought new developments in the form of broader contacts between Soviet ar-
chaeologistsspecializingin Latin America and their colleaguesin other countries. These contacts
were facilitatedby translationsinto Spanish of works by Soviet scholars(Gngulevich 1978, 1984)
and by publicationsof Soviet works in other countries(Berezkin 198lb; Gulyaev 1984e). In 1981
Bashilov and Gulyaev presentedpapers at the X Congresode la Union Internacionalde Ciencias
Prehistoricasy Protohistoricas,held in Mexico (Bashilov 1982b; Gulyaev 1982b). Later they at-
tendedthreeSoviet-Americansymposiaon archaeology.In 1985, Moscow and Leningradwelcomed
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We are gratefulto John F. Hoffecker,Chris Pulliam, and W. Raymond Wood for the considerableaid and
advice they provided as we were preparingthis manuscriptfor publication.-EDS.