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Routledge Handbook of Modern Korean History (PDFDrive)
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List of illustrations
Notes on contributors
2 Korea by 1860
James B. Lewis
5 Religion 1876–1910
Albert L. Park
6 The transformation of the Chosŏn economy in the Open Port Period, 1876–1910
Owen Miller
9 Colonial modernity
E. Taylor Atkins
25 Global Korea
John Lie
Index
Illustrations
Figures
Tables
Grace J. Chae is a Research Fellow with the project ‘Beyond the Korean War’,
sponsored by the University of Cambridge and the Academy of Korean Studies.
She received her PhD in modern Korean history from the University of Chicago
(2010) and is working on a book manuscript entitled Captive Minds: Race, War
and the Education of Korean War POWs in US Custody, 1950–1953.
Jongsoo Lee is Center Associate at the Davis Center for Russian and Eurasian
Studies, Harvard University. Lee has served as Senior Research Fellow at the
Asan Institute for Policy Studies in Seoul and as Associate in Research at the
Korea Institute, Harvard University. A graduate of Harvard University (MA and
PhD) and Williams College (BA), Lee is the author of The Partition of Korea after
World War II: A Global History (2005), among other publications.
James B. Lewis has studied in the United States, Korea and Japan. He is
currently the University Lecturer in Korean History and Oriental Studies,
University of Oxford. He specialises in Korean-Japanese relations and the
economic history of Chosŏn Korea. He is a member of the Council of the
Association for Korean Studies in Europe and is President of the British
Association for Korean Studies.
Owen Miller is Lecturer in Korean Studies at the School of Oriental and African
Studies, University of London, where he teaches modern Korean history. He was
previously a research fellow at Robinson College, University of Cambridge. Owen
received his PhD from SOAS in 2007 for a thesis on merchant-government
relations in late nineteenth-century Korea. More broadly, his research interests
include the social and economic history of nineteenth-and twentieth-century
Korea; the social history of North Korea; and Korean nationalist and Marxist
historiographies.
Laura C. Nelson is an anthropologist interested in the mutual engagements of
public policies and society/culture. Her three current South Korea-based projects
examine breast cancer as a personal experience and a political issue; the
invisibility of older women without children; and the future generation of new
Koreans born to immigrant brides. Her book Measured Excess: Status, Gender,
and Consumer Nationalism in South Korea (2000) examined South Korea’s
consumer culture.
Ingyu Oh is Professor and Director of the Centre for Hallyu Studies, RIKS, Korea
University. His research interests include economic sociology, musicology and
East Asian political economy. Recent publications include ‘Comparing State
Economic Ideologies and Business Ethics in East Asia’ (2014), ‘A League of their
Own: Female Hallyu Fans and Korea-Japan Relations’ (2014), ‘Intuition and
Consilience: the Creation of Clinical and Symptomatic Knowledge in
Entertainment Industries’ (2013) and ‘Rent-sharing: Organizational and
Technological Innovations under the Military Regimes in South Korea and
Turkey’ (2010).
Franklin Rausch earned his doctoral degree from the University of British
Columbia in 2011 and is currently Assistant Professor in the Department of
History and Philosophy at Lander University in Greenwood, South Carolina. He
is the author of multiple articles on the connections between nationalism and
religion.
Joshua Van Lieu is Assistant Professor of History and Curriculum Director for
the Asian Studies minor at LaGrange College. His research interests include the
intellectual, political and diplomatic histories of nineteenth-century East Asia,
with a particular focus in the politics and historiography of Chosŏn-Qing
relations.
Michael J. Seth
Modern Korean history, much like Korea itself, has emerged in recent years out
of the shadows of its larger and better known neighbors China and Japan. Several
decades ago it was possible to place almost all the scholarly literature on Korean
history in English on a single shelf of books. Indeed, Korea was so little
understood that when it appeared at all in Western textbooks, it often was
restricted to developments related to the Korean War and the Cold War. But in
recent years the historical scholarship available to non-Koreans has grown
enormously.
A tributary of China, a colony of Japan, it failed to emerge in Western
consciousness as a distinctive variant of East Asian culture with its own long
historical tradition. The study of Korean history was also hampered by the
formidable linguistic challenges, generally requiring at minimum the knowledge
of the difficult Korean language, and in most cases the ability to read Japanese as
well as classical Chinese. Furthermore, there were few institutions in the West
that had Korean studies programs or the staff and facilities to train scholars and
few positions for academics who had Korea as their specialty. And for those
interested in North Korea, the near impossibility of gaining access to its archives
or even entering the country was a serious impediment. As a result Korean
history was a neglected area of study.
In recent years this neglect of Korean history has been replaced by a rapidly
developing interest by Western academics. Partly this reflects the general
expansion of East Asian studies, but it is also due to South Korea’s emergence as
a major economic, cultural and political presence in the world. In 2008, South
Korea became a member of the G-20, major economic powers whose leaders meet
annually. South Korean products have penetrated almost every market and have
given the country a degree of recognition it previously lacked. South Korean
popular culture, what is called the “Korean Wave,” has made the country a major
exporter of TV dramas, movies, pop music and videos, and Seoul has become the
pop culture capital of the Pacific Rim of Asia. Furthermore, South Korea’s
“economic miracle” has drawn the interest of economists, historians, and social
scientists as well as policymakers. Many aspects of its economic development
have become models for countries from China to Chile. The country’s transition
from authori tarianism to a vibrant democracy has also been the subject of many
scholarly studies. Then of course, there is the interest in North Korea. The
country’s truculent posture, its isolationism, the security threats it poses and
more recently its human rights record have drawn international attention. And
there is a popular fascination with the seemingly bizarre behavior of its
leadership and its overall “strangeness.”
The essays in this volume both reflect this growing interest in Korea and
represent the trends in the study of modern Korean history by South Korean and
Western scholars. The modern period for Korean history has been defined in
different ways. South Korean historians often regard “modern history”
(hyŏndaesa) as beginning with the establishment of the Chosŏn period (also
referred to as the Yi Dynasty) in 1392. This handbook defines modern more
narrowly as starting from the 1860s, when the old Sino-centric political order in
East Asia began to crumble and Korea entered the world of late nineteenth-
century imperialism. Although somewhat arbitrary, the essays are then divided
into several groupings. The first is the late Chosŏn period, that is, from the start
of the modern era to the Japanese annexation in 1910 and the end of the dynastic
state. This is followed by the colonial period from 1910 to 1945, the division of
Korea in 1945, North Korea since 1945 and South Korea since 1945.
Although a significant body of Western scholarship on modern Korean history
has appeared only in the past several decades, it was preceded by earlier work in
Korea. Korean intellectuals began to study their modern history in the first
decade of the twentieth century. They already had a long, sophisticated tradition
of historical scholarship in the Chinese-style Confucian mode, but the nature of
historical literature changed when scholars began to examine their past,
employing Western concepts and analytical tools. These often came via Japanese
translations of Western works that students read while studying in Japan or that
circulated in Korea. Meanwhile, the Japanese scholars carried out historical and
archaeological research mainly focused on the early period of Korean history,
and in doing so, introduced more modern methods of historical scholarship to
Koreans. Historians and political thinkers such as Pak Ŭn-sik (1859–1923) and Sin
Ch’ae-ho (1880–1936) began reexamining Korea’s place in the world and what it
meant to be Korean. In 1908, the young Sin published an especially important
essay, “A New Reading of History” (“Toksa Sillon”), in which he borrowed the
concept of “Volk” (Korean: minjok) from Japanese and Chinese writers and placed
it at the center of history. Sin sought to replace the older narratives that
reinforced loyalty to the king with one based on a new ethnic-national identity.
The history of Korea became a history of a Korean nation and its unique cultural
tradition.
Korean historical scholarship soon became preoccupied with understanding the
loss of their country’s sovereignty in 1910 and the humiliation of Japanese rule.
Many Korean intellectuals sought to counter the work of state-sponsored
Japanese scholars that found Korean history characterized by stagnation in
contrast to the progressive societies of Japan and the West. Writers such as Ch’oe
Nam-sŏn (1890–1957) sought to create national histories that pointed to the
unique and dynamic nature of their nation’s past. Ch’oe looked for Korea’s “soul”
or ŏl, its unique Volkgeist that he traced from ancient times. Korean history
became a story of the struggle of Koreans to develop their society and maintain
their political and cultural autonomy while threatened by outsiders. Historians
such as Yi Pyong-do began to take a more academic approach to history,
attempting to produce objective scholarship. They established the Chindan
Hakhoe (Chindan Society) in 1934 to publish historical scholarship. The same
period saw an emergence of Marxist historical scholarship pioneered by Paek
Nam-un (1894–1979). This focused on class struggle, with peasant masses
struggling against their feudal, landowning exploiters. Marxists also sought to
place Korean history within the context of universal historical processes. All basic
schools were similar in their linear, progressive view of history and their
incorporation of Western concepts and categories for understanding their past.
They also saw themselves as guardians and promoters of the nationalist spirit.
Historical scholarship during colonial times, however, was hampered by Japanese
restrictions, and historians were frequently arrested.
After 1945, with the division of the country, Paek and many other leftist
historians went to North Korea. There, history had to conform to ideological
purposes to such an extent that little real scholarship could flourish. In South
Korea, scholarship on modern Korean history was hindered by a series of anti-
communist authoritarian governments which feared that the examination of the
messy origins of the South Korean state in the years since 1945 could undermine
its legitimacy. Twentieth-century history, as a result, was often avoided by
scholars.
In the late 1970s and 1980s, however, historians such as Song Kon-ho, Kang
Man-gil and Choi Jang-jip began a refocus on more recent history. Among the
issues to emerge was the origins of modernization. Yi Ki-baek, in his major work
Kuksa Sillon (A New History of Korea), incorporated American ideas of
modernization theory to trace its origins back to the emergence of modern
science and the political ideas in eighteenth century Europe. Modernization
began in Korea toward the end of the eighteenth century, he argued, when
Koreans began to adopt these Western concepts and practices. Others such as
Kang Man-gil held to the “sprouts of modernization” concept that saw an
autonomous Korean path to the modern world that began in the late Chosŏn.
These scholars, rather than seeing Korea as a stagnant society, saw it as having
its own dynamic nature. They pointed to writers, thinkers and reformers in the
seventeenth and eighteenth century, a group they labeled Sirak, who were critical
of their own society and proposed progressive changes. They saw the
development of commerce, the growth of a more monetized economy and
improvements in agriculture and technology as signs that Korea was developing
its own parallel modernization. It was not initiated by Western and Japanese
imperialist interventions in their country but hijacked by it. Many of these
writers came from or were influenced by the leftist nationalist tradition;
modernization, they often argued, came not from the top but emanated from the
common people: peasants rebelling against the feudal landlord class, low-caste
merchants seeking economic opportunities, and “middle people” (chungin), sub-
elites of talented professionals who were open to new ideas resisted by the
aristocratic class. In the past two decades, an increasing number of South Korean
historians have focused on their often troubled recent past, including the social
and political costs of South Korea’s “economic miracle.”
The lack of translations into Western languages and the nationalist
preoccupation of Korean scholars have limited the influence of these works
outside Korea. Nonetheless, most non-Korean historians have remained indebted
to their efforts. And in recent years, free from political restraints, historical
scholarship is flourishing.
Late Chosŏn
One issue examined by Western as well as Korean historians is whether Korea,
just prior to its “opening” in the late nineteenth century, was a society in
political, economic and social decline. Historians have often seen Korea as going
through a period of political stability, effective governance, economic prosperity,
cultural creativity and even technological innovation in the eighteenth century
and then falling into a period of political corruption, factionalism, weak and
ineffective rulers, economic stagnation or decline, social unrest and less cultural
creativity in the nineteenth century. James B. Lewis along with Jun Seong Ho and
Kang Han-Rog (2009) have argued that the country went into economic decline
after 1830. Lewis in this volume states that imperialism came at a time when
internal political and economic crises were coming into “conjunction.” Japanese
and Western imperialism arrived, many historians believe, at a time when the
government was weakened by fiscal problems, a subject touched upon in Owen
Miller’s essay in this volume.
Historians have attempted to understand the collapse of the old order in Korea
and the country’s loss of independence by studying the international and regional
diplomacy that country became enmeshed in. An important early work still
valuable on this was Eugene Kim and Han-kyo Kim’s Korea and the Politics of
Imperialism (1967). In later works, Kim Key-Hiuk examined the international
politics surrounding the “opening of Korea” and the collapse of the Chinese
tributary system (1980). Swiss historian Martina Deuchler documented the efforts
to adjust to the new diplomatic order (1977). Japanese specialists such as Hilary
Conroy (1960) and Peter Duus (1995) focused on Tokyo’s involvement in Korea,
while Kirk Larsen in Tradition, Treaties, and Trade: Qing Imperialism and
Chosŏn Korea, 1850–1910 (2008) has looked at the role played by China during
this period, arguing that Qing was an imperial power using modern diplomacy,
international law, telegraphs and steamboats to aggressively assert itself in Korea.
More recently, Yumi Moon in Populist Collaborators: The Ilchinhoe and the
Japanese Colonization of Korea, 1896–1910 (2013) has looked at the active
participation of Koreans in the annexation. Much of our understanding of the
international politics from this period is summarized in Larsen’s essay in this
volume.
Korea during this period was undergoing dynamic internal change that
historians are still exploring. Albert L. Park in this volume looks at religious
ferment and change during this period, and Carl Young (2014) in a recent work
and in this volume examines the Tonghak Rebellion in 1894 and its legacy. A
number of reform movements emerged in the late nineteenth century, which are
examined along with the historiography on them in Joshua Van Lieu’s essay.
Historians have debated over both the effectiveness of these late reforms and the
reasons why they failed to save the country’s independence. Rather than viewing
Koreans as hapless victims, and late Chosŏn internal politics as the tug and pull
of various factions by the Japanese, Chinese, Russian or other foreign patrons,
some historians studying domestic developments have found that the state was
proceeding along with reforms that were effective in some areas. But the
country’s precarious geopolitical position made reform difficult. Owen Miller in
his essay points out the inability of late-Chosŏn Korea to develop an independent
path to economic modernization as a result of Chinese and to a greater extent
Japanese economic interference. Others scholars have searched for the beginnings
of modernity and national consciousness. Koreans, because of their ethnic-
linguistic homogeneity, their geographic isolation and their country’s long
political unity, appeared to have a sense of identity as a folk or culture that went
beyond dynastic loyalty. However, most historians have argued that nationalism
is a modern identity. Andre Schmid (2002) argues for the beginnings of modern
Korean nationalism in the emergence of a community of educated readers of
journals and newspapers. Gi-Wook Shin (2006) similarly traces the emergence of
national identity as beginning at the end of the nineteenth century.
As one of the postcolonial “success stories,” scholars have produced a large body
of literature on South Korea that focuses on its economic and social
modernization as well as its democratization. Much of the literature on South
Korea’s “economic miracle” has been influenced by Joel Migdal’s theory of a
strong state (1988) able to override vested and parochial interests to push through
a national development agenda and by Chalmers Johnson’s concept of a
developmental state (1987) that gave primacy to economic development over all
other goals. These models have been adopted, modified and challenged. Eun Mee
Kim (1997) has examined how the state-directed model of economic development
needs to be seen more as an interplay between chaebŏls and the state. Other
studies looking at the complex factors that account for development include
Jung-en Woo’s Race to the Swift: State and Finance in the Industrialization of
Korea (1991) and John Lie’s Han Unbound: The Political Economy of South Korea
(1998). Hagen Koo (2001) and others have looked at the roles various sectors of
society have played in economic development as well as the social cost of
economic modernization. Michael Seth (2002) has looked at the historical factors
that contributed to educational development and its impact on the country’s
social and economic development. His study and those by Doh C. Shin (1999),
Geir Helgesen (1998) and Denise Lett (1998) have found the persistence of
Confucian values important in shaping South Korea’s recent modernization.
Laura Nelson has examined how economic development targeted and impacted
women (2000).
In recent years, North American scholars have contributed to several
collections of essays on the Park Chung Hee era. Many of these essays argue that
any examination of South Korea as a model of how a poor country can climb out
of poverty needs to factor in the personality of Park Chung Hee and the domestic
and international politics of the time. Chung-shik Lee (2012) has added to our
understanding of this period by tracing the personal background of Park in his
Park Chung-Hee: From Poverty to Power. Other historians such as Oh Ingyu
(2000) have pointed to the thuggish and oppressive nature of the Park regime, the
collusion of government and big business, the suppression of workers as well as
other social costs, criticisms presented by Oh and Hannah Jun in their essay for
this volume.
South Korea’s turbulent political history and its transition to democracy have
also attracted the attention of historians. An early study by Gregory Henderson,
Korea: The Politics of the Vortex (1968), although now somewhat dated, is still a
provocative and insightful history of South Korea in the first two decades after
World War II. Sung-joo Han in The Failure of Democracy in South Korea (1974)
and Alexander Joungwon Kim in Divided Korea: The Politics of Development
1945–1972 (1975) looked at the pre-democratic era. South Korea’s democratization
has been examined by historian Gregg Brazinsky in Nation Building in South
Korea: Koreans, Americans, and the Making of Democracy (2007), and in his
essay in this volume he highlights the U.S. role in democratization. Namhee Lee
has examined the place of the minjung movement in the country’s
transformation from an authoritarian to a more open society in The Making of
Minjung: Democracy and the Politics of Representation in South Korea (2007).
Hwasook Nam in Building Ships, Building a Nation (2009), a case study of
shipyard labor unionism in the 1960s, places the 1980s democratization within the
context of earlier labor activism. Some scholars have moved from tracing
economic development and democratization to examining how citizenship has
been defined, the nature of ethnic and national identity and changing gender
roles. All three issues are examined in Seungsook Moon’s Militarized Modernity
and Gendered Citizenship in South Korea (2005) and in Sheila Miyoshi Jager’s
Narratives of Nation Building in Korea: A Genealogy of Patriotism (2003), while
Hyung Il Pai (2000) has looked at the role of archaeology in constructing a
national identity. The essay for this book by Laura C. Nelson and Cho Haejoang
surveys the many issues and large body of literature on women and gender in
recent South Korea.
Today South Korea, once poor, isolated and little known, has become a major
player in the increasingly globalized world. Jamie Doucette’s essay in this volume
examines the changes in South Korea’s economic and social development in a
post-development state since 1997. The embracing of neoliberalism has resulted
in greater inequality while at the same time it has become a society of greater
personal freedom. John Lie in his essay looks at the society undergoing a radical
change from a xenophobic society with a strong isolationist tendency to one that
is increasingly embracing globalization.
The contrast between the two Koreas provides one of the most fascinating
puzzles that modern history can present to historians. How could two societies
that are so different emerge among such a homogeneous peoples? Nowhere in the
world do two sovereign states with such a wide gap in living standards, such
radically different economic and political systems and radically different
ideological orientations border each other. And yet within living memory they
were the same state, the same society. Both Koreas share the same historical
heritage yet in two generations have evolved so contrastingly that they provide a
unique case study of how the decisions leaders make and the paths states take in
their quest for modernization can produce widely divergent outcomes. Modern
Korean history suggests that contingency and human agency do matter in
history, matter greatly. Then there is the question of reunification. A large body
of literature has studied the relations between the two Koreas and their prospects
for unification, a topic summed up in this volume in Avram Agov’s essay. As he
points out, the tasks of reconciliation between the two Koreas are “daunting” but
not inconceivable. More studies are needed to understand just to what extent the
two Koreas have become not just two states but two nations.
References
James B. Lewis
Introduction
Starting a Handbook of Modern Korean History with the late nineteenth century
will naturally fail to plumb the depths of the rich tapestry that contributes to
Korean notions of kingship, state, society, culture, foreign affairs, and a host of
other things that populated the minds of nineteenth-century Koreans. It is
impossible to attempt a summation at the outset and not commit further
violations against historical sensibilities, so the best I can do is to warn the reader
that this essay can only suggest a few arguments, warnings, and suggestions
about where we are beginning and how ignorant we really are.
The first warning is already well known. We must resist ‘presentism’ and
‘futurism’. It is tempting to view the potential of the late Chosŏn period (from ca.
1600 onwards), and especially the nineteenth century before the Treaty of
Kanghwa in 1876, as nothing more than a prelude to the storms that were to
engulf Koreans in the latter half of the nineteenth century. After all, modern
times are different from premodern times, and the discontinuities clearly
overwhelm the continuities. By beginning with the late nineteenth century, we
are announcing our concern with the creation of the modern world and only
looking back for the origins of things that we know will come; why should we
pause, even briefly, to survey the death throes of things that we know will not
survive? Or, the reverse of that coin: if we must, let us identify who were the
villains and who were the heroes who misread or who clearly read the future;
where and when were the lost opportunities? Because we know that the Chosŏn
state and society failed to resist Japanese imperialism and Koreans lost their
sovereignty, we therefore run a significant risk towards engaging in a kind of
perverse Whig history: ransacking the archives for the origins of later disasters or
for wishful instances of potential salvation.
Rather, we should take the nineteenth century in its own right and see it
through the eyes of the people who knew their own past but, like most of us,
could only dimly see their own future. Concern with the problems of ‘what went
wrong’ or ‘who is to blame’ is common to later ages, like our own, when peace
and security offer the luxury of hindsight. Just as Southern Song intellectuals
pondered why the Northern Song was routed by barbarians, many of us in the
twentieth and twenty-first centuries have long considered questions surrounding
a failed ‘modernity’ in nineteenth-century Korea: How and why did the society
and state that King Sejong (r. 1418–1450) envisioned fail to cope with the
challenges of the nineteenth century? What happened to the promise of the
alleged golden age of Kings Yŏngjo (r. 1724–1776) and Chŏngjo (r. 1776–1800)?
The Chosŏn state produced a general peace and prosperity for over five centuries
and even survived a horrible invasion from Japan in the 1590s and further
humiliations in 1627 and 1636 at the hands of the rising Manchus. What became
of that peace, prosperity, and resilience by the nineteenth century? These are not
bad questions if handled carefully.
In drawing a sharp discontinuity between the premodern and the modern,
scholars have developed a standard litany of explanations for why late Chosŏn
state and society failed to meet the various problems of the nineteenth century:
unresponsive and corrupt politics, the irrational and feudal nature of Korean-
style Confucianism, and seriously worsening economic conditions. I argue that
the internal crises met in a conjunction sometime between the 1830s and the
1860s, and then, from 1876, they were augmented by external threats beyond the
control of Koreans. The problem for us is that we have often focused solely on
the crises with judgemental hindsight, or sometimes wishful views, and in so
doing we have overlooked the rationality and ‘modernity’ that had held state and
society together.
This essay is highly selective and attempts to raise only a few questions and
point to a handful of departures for research. It is not comprehensive of the rich
and extensive secondary literature that is developing, and I would encourage the
reader to follow the growing body of literature in English and to tap the sea of
outstanding work in the Korean and Japanese languages. My overarching
argument is very simple: we would benefit by rejecting the notion of a
disjuncture between the ‘modern’ and the ‘premodern’, which was originally
designed to explain European scientific and technological prowess and came to
generalise the European political and social transition from feudal, ascriptive
societies to post-feudal, meritocratic societies.1 Korean society was not
technologically advanced but neither was it backward; it was post-feudal and
meritocratic, however imperfectly achieved, and had been meritocratic or at least
meritocratically oriented stretching back into the Koryŏ period. Chosŏn political
and social, and in some ways even economic, ‘modernities’ pre-dated European
modernities. Therefore, if we wish to gain a comparative understanding of
Chosŏn state and society in their twilight decades, I would argue that we should
approach them in search of their strengths as well as their weaknesses and
consider aspects of ‘modern rationality’2 in pre-1876 Korea.
Conclusion
If we think that our capitalist nation-states are the height of rationality and that
there is a clear disjuncture between premodern irrational behaviour and rational
modern behaviour, then we risk reducing human history before the railroad to a
timeless, agricultural idyll or a dark, oppressive purgatory, depending on your
preference. What is worse, we risk dismissing the rest of the world outside
Europe to a place where people simply waited to be given what Europeans had
made in their workshop and finally we risk ignoring lessons to be learned from
the deep experiences Koreans have had with post-feudal, rational structures.
Glossary
Notes
1 Looking for societies dominated by capitalism or organised as nation-states as universal markers of
modernity is probably a dead end because these characteristics seem too peculiar to Europe. Setting aside
capitalism and the nation-state, we should consider the constitution of the ‘modern’ mind. Although
Anthony Giddens clings to the nation-state and occasionally capitalism, he also offers us a summation of
‘modernity’ as a project to develop impersonal patterns of thinking (Giddens 1990: 53–54). His ideas rest
on ‘disembedding’ and the ‘reflexive appropriation of knowledge’. Disembedding begins with the
separation of time and space from place, so that time and space can be ‘emptied’ and standardised
without regard to locality. Further disembedding is achieved through ‘symbolic tokens’ and ‘expert
systems’ that require trust (with a sense of risk), not confidence. Therefore, the transition from
premodern to modern is the reorientation of perspectives from who and where people are to what
functions, almost entirely impersonal, that people perform. Finally, knowledge is reflexively acquired and
applied: ‘social practices are constantly examined and reformed in the light of incoming information
about those very practices, thus constitutively altering their character’ (Giddens 1990: 38). The constant
alteration means that knowledge does not produce certainty. The paradigmatic example of this is the
perspective of the natural sciences where certainty only lasts until the next laboratory test. Any appeal to
prior custom or practice carries no value, and change is normal and expected. ‘Disembedding’ and the
‘reflexive appropriation of knowledge’ were part of the scaffolding of premodern East Asian
bureaucracies.
2 Capitalism (Marx) and industrialism (Durkheim) did not come to dominate Chosŏn society, but
rationality (Weber) did (Giddens 1990: 11–12).
3 The question of Christian conversion among Chosŏn intellectuals is an excellent entry point to examine
fundamental questions of ontology, cosmology, metaphysics, belief, and the self and the state and still
has yet to be extensively explored in a self-conscious comparative framework that relativises
assumptions about modernity. We might compare Korean individualism in a post-feudal society with
European individualism in feudal societies and examine the significance of the hierarchical nature of
Catholicism in comparison with Confucianism.
4 Yi Saek (1328–1396) equates filial piety with loyalty. See 伯 中 說 贈 李 狀 元 別 (‘On the
courtesy name of Paekchung: Presented to the First Place Laureate Yi at parting’) in the fifteenth-century
literary compilation, the Tongmunsŏn (東 文 選 ), book 97: ‘When you serve your parents well, it is
called filial piety. When it is shifted to the lord, it is called loyalty. The terms (filial piety and loyalty)
may be different, but the principle is the same’.
5 In Korea (and possibly in China), the land market was a larger part of economic activity than labour
markets or capital markets; the land market was highly liquid and property rights probably more
protected than in Europe, but European labour and capital markets were more extensive, better
protected, and more elaborated.
References
Baker, Don. (2012) ‘The Korean Catholic Church’s First Hundred Years: Guest
Editor’s Introduction’, Acta Koreana 15:1 (2012): 1–14.
Cawley, Kevin. (2012) ‘Deconstructing Hegemony: Catholic Texts in Chosŏn’s
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3
Competing imperialisms in Korea
Kirk W. Larsen
When rebels initially associated with the Tonghak (Eastern Learning) Movement
gathered momentum in the early 1890s, and marched north toward the Korean
capital in 1894, King Kojong turned to the Qing Empire, asking for Qing troops to
come to Korea to help quell the rebellion. Invoking the terms of the 1885
Convention of Tianjin, Japan followed suit and also sent troops to Korea. A tense
standoff was followed by the outbreak of the 1894–1895 Sino-Japanese War. To
the surprise of many, Japan won a series of victories on both land and sea.
With boots on the ground in Korea, Meiji Japan decided not only to directly
challenge Qing power in Korea but also to push the Korean government to move
in ways more amenable to Japanese interests. Japanese soldiers surrounded the
palace of King Kojong and elicited a Korean declaration of independence from
China, including the announcement of cessation of tribute missions to Beijing.
Although echoes of the customary relationship and the principles that underlay
them would still be occasionally visible in the years to come, this move (and the
subsequent dramatic series of Qing defeats in the war) effectively ended the
Qing-Chosŏn suzerain-vassal relationship. For better or for worse, Chosŏn Korea
was now firmly within the world of Western-style international relations.
Japanese pressure also led to the creation of a new cabinet that called for a
series of wideranging reforms (often referred to as the kabo and ŭlmi reforms).
Many of these were aimed at modernizing Korean politics and society along
Western lines. Others were more narrowly aimed at enhancing Japanese
commercial prospects on the peninsula. Resistance to these reforms coalesced
around defiance of the so-called top-knot edict, which required Korean males to
cut off their customary top-knot and wear their hair Western (or recent Japanese)
style, and the vocal opposition of Queen Min. Japanese displeasure at the Queen’s
defiance was manifested when a group of Japanese thugs, most likely at the
behest of Japanese official Miura Gorō, assassinated the Queen on October 8,
1895, but most of the kabo and ŭlmi reforms were not implemented.
Japan also sought to use its suddenly increased power in Korea to engage in a
series of moves aimed at enhancing Japanese commercial prospects in Korea and
sharply curtailing those of Japan’s Chinese competitors. These included pushing
for unilateral exemption from various tariff duties (as well as attempting to seize
control of the Korean Customs Service), attempting to seize Chinese property
(particularly in Inch’ŏn), and calling for the abolition of extraterritorial privileges
for Chinese in Korea. In some respects, Japan appeared to be pushing for the
return of the informal but unilateral privileges it had enjoyed during the period
1876–1882. In the words of one observer, “Japan has abolished the impalpable
suzerainty of China only to replace it by a palpable and selfish domination of her
own.”7 However, the norms of multilateral imperialism were vigorously
defended, most prominently by Great Britain. British officials went to
considerable lengths to protect the interests of Chinese merchants in Korea,
usually pointing to treaty provisions to do so. In most cases, the British efforts to
“restore [the Chinese] to equal rights with those subjects of other Powers” were
successful.8
Japan might have pushed more vigorously for an expansion of its power and
prerogatives in Korea but for the strong Korean domestic opposition as well as
the international resistance to its moves. In addition to Great Britain, Russia
spearheaded the so-called Triple Intervention, which forced Japan to relinquish
its claims to parts of the Liaodong Peninsula in China in the face of Russian,
French, and German opposition.
Fearing increased Japanese encroachment on the peninsula, Chosŏn Korea
sought aid and support from Russia. This extended so far as Russian protection of
the Korean King Kojong in the aftermath of Queen Min’s assassination. The
beleaguered Korean monarch actually resided in the Russian legation in the
Korean capital from February of 1896 to February of 1897.
Once Kojong felt secure enough to leave the protection of the Russian legation,
he took the unusual step of formally declaring that Korea was no longer merely a
kingdom (wangguk) but rather an empire (cheguk). The accompanying
appropriation of imperial symbols, rituals, and practices makes it clear that at
least some of the underlying motivation for this shift was the desire to reinforce
Korea’s separation and independence from China. The construction of the
“Independence Gate” (tongnimmun) by the Independence Club had similar aims.
However, at the same time that Korea was asserting equality vis-à-vis China with
symbols and language that would have been familiar to both Koreans and
Chinese for centuries, the establishment of the Empire of the Great Han (Tae Han
Cheguk) also highlighted the reality of late-nineteenth century power politics.
Treaties and international law might speak of sovereign equality among the
“family of nations,” but more often than not, empires violated the sovereignty of
and, in an age of “high imperialism,” colonized, absorbed, annexed, and
otherwise eliminated what were previously sovereign nations. Only empires had
a chance of survival in such a world.
Whatever the formal status of Korea and its ruler, the treaty port system in
Korea continued to expand following the Sino-Japanese War. In addition to the
three ports—Pusan, Wŏnsan, and Inch’ŏn—opened earlier, six additional ports
were opened during the period 1895–1905: Chinnamp’o (1897), Mokp’o (1897),
Kunsan (1899), Masan (1899), P’yŏngyang (1899), and Sŏngjin (1899). Merchants
flocked to many of these ports seeking to buy Korean products and sell foreign
ones. And while the general tendency of observers and historians is to describe
commercial relations in an age of imperialism as ones with imperialist winners
and colonized losers, the reality on the ground in Korea was more mixed. For
example, many Koreans were able to utilize gold—which surprisingly did not
function as a medium of exchange for most of Chosŏn Korea’s history—to
purchase desired goods such as kerosene, matches, and machine-woven textiles.
All of these foreign imports could arguably be seen to have significantly
influenced if not improved the quality of life of many Koreans. Moreover, while
the conventional narrative of nineteenth-century imperialism focuses on the
ways in which the manufactured goods of the industrial revolution often
disrupted if not destroyed local handicraft industries in the colony, in the case of
Korea, evidence indicates that imports of machine-woven cotton thread actually
enhanced the efficiency and profitability of some Korean hand-woven textiles.
On the other hand, the growing integration of Korean agriculture into regional
and even global markets meant that events far from home could have a profound
effect, often a deleterious one, on local production and prices. And few would
dispute the fact that all of the imperialists in Korea, but perhaps particularly the
Japanese, engaged in their extractive enterprises not with Korean needs or
interests in mind.
The Russo-Japanese standoff in Korea opened up the peninsula for many
powers and companies seeking lucrative concessions. American firms won
contracts to build streetcars and the first electrical grid in the Korean capital.
Another firm, the Oriental Consolidated Mining Company, secured the rights to a
very productive and profitable gold mine in Unsan. Japanese firms constructed an
ever-expanding railroad network and, one by one, sought to buy out or otherwise
marginalize and eliminate competing concessions on the peninsula.
In its quest for sole possession of concessions in Korea, Japan’s most formidable
opponent was Russia. A series of consortia sought and sometimes won timber
concessions for logging along the Yalu River, but most faltered due to financial
difficulties. However, in 1903 the Yalu River Timber Company, backed by the
Czarist government, began to move forcefully not only to extract lumber from
Korea but also to solidify Russian power in the northern part of the Korean
peninsula. Russian soldiers and Chinese bandits were brought into Korea under
the guise of being lumberjacks. Russia established a virtually independent enclave
in the port city of Yongamp’o. Japan’s fear of Russia’s expansionistic intentions
and capabilities (which would be all the more easily supported by the impeding
completion of the Trans-Siberian Railroad) led Japan to initiate the Russo-
Japanese War in 1904. Japan’s victories, particularly on sea, led to the Treaty of
Portsmouth and a significant weakening of Russian power in the region. As a
result, few were able or willing to protest Japan’s announcement that Korea
would be a Japanese protectorate, with Japanese officials making all of the key
foreign policy and diplomatic decisions on behalf of Korea.
This announcement was resented and resisted by many Koreans. Some of them
took to the hills and fought against the growing Japanese presence as “righteous
armies” (ŭibyŏng). This type of popular resistance to foreign, particularly
Japanese, presence in Korea had a long lineage. Violent anti-Japanese outbursts
accompanied both the 1882 soldiers’ mutiny and an 1884 coup attempt led by pro-
Japanese Korean officials. In addition, the movement that coalesced into the
Tonghak Rebellion in the early 1890s had among its diverse ideological and
practical motivations the desire to “expel the arrogant enemies from abroad.”9
Tonghak rebels agreed to disband if both the Qing and Japanese armies would
leave Korean soil. When the Sino-Japanese War and the increased presence and
activities of Japanese troops in Korea ensued instead, many Tonghak rebels took
up their arms again to fight against the Japanese and were hunted down and
killed. After 1905, many more righteous armies formed. But they, too, were
hunted down and killed by the thousands by the better-equipped and -supplied
Japanese army.
King Kojong (by then the Kwangmu Emperor of the Empire of the Great Han)
made a last ditch effort to appeal for international support by dispatching a
delegation to the 1907 Hague Conference. Due to Japanese pressure, the
delegation was not received or recognized. In the words of one scholar, “in the
summer of 1907, the world declared Korea illegal.”10 In retaliation for Kojong’s
efforts, the Japanese forced him to abdicate in favor of his son, Sunjong (or the
Yunghŭi Emperor). But few believed that Sunjong wielded any real power.
The Japanese were able to use their enhanced power in Korea to slowly but
inexorably crowd out competitors. Growing Japanese control of finance and
banking, of transportation infrastructure, of the Customs Service, and of various
levers of political power left little room for Chinese, American, or other
competitors. The forms of the treaty port system—ports, concessions,
extraterritoriality, etc.—remained in place until 1910 (or even beyond), but Korea
increasingly became a place of Japanese dominance if not monopoly.
The Japanese commercial ascent in Korea was also enhanced by a growing
industrial base in Japan which, utilizing all the advantages of late
industrialization, was increasingly able to directly challenge Western—especially
British—manufactured goods on their own terms, at least in the East Asian
region. Thus, the decline of Chinese commercial fortunes in Korea was also a
decline, at one remove, of British fortunes as well.
The Japanese statesman Itō Hirobumi was sent to Korea as the first Resident-
General in 1905. Itō was not afraid to be firm and demanding in his
administration of Korea. He expressed little to no opposition to the hunting down
and killing of righteous army guerrillas. He also was instrumental in forcing
Kojong to abdicate in 1907 as well as in the negotiation of the 1907 Japan-Korea
Treaty, which gave Japan even more power to interfere in Korean domestic
affairs. On the other hand, he steadfastly resisted the idea of full and formal
annexation of Korea, preferring the continuation of the protectorate. However,
Itō’s 1909 assassination in Harbin, China, at the hands of the Korean An Chung-
gŭn gave momentum to those in Japan calling for annexation. On August 22,
1910, Korea disappeared as a sovereign nation and was formally annexed by
Japan. Annexation also signaled the beginning of the end of the treaty port
system in Korea (which would be dismantled in the years to come) and the
effective end of competing empires in Korea (at least until the Pacific War in the
1940s).
At the end of the day, the story of Japanese dominance and ultimate
annexation of Korea was a story that had been repeated in many places across
the world. In the age of high imperialism, nearly all of Africa (Liberia and
Ethiopia excepted) and much of South and Southeast Asia were formally
colonized by one power or another. Less formal and interventionist forms of
imperialism like the treaty port system gave way to formal annexation and
absorption. For many Koreans, 1910 would usher in an era of turmoil and
suffering that in many ways would not end for at least 35 years.
While the pre-1910 period of Korea’s history has receded further and further
into the mists of the past, there remain areas that warrant additional scholarly
attention. Promising areas of ongoing and potential future research regarding
competing imperialisms in Korea and their impact on the peninsula include a
strong strand of revisionist explorations of areas of unexpected reform, resiliency,
and innovation in late-Chosŏn Korea. These include the aforementioned arguably
positive impacts that foreign trade had on Korea and Koreans as well as the
surprisingly diverse array of reform efforts of the Kwangmu Emperor (King
Kojong’s formal title after 1897).11 In addition, explorations of this period that
better situate the various imperialist activities in Korea within regional and even
global trends and patterns will surely enhance our understanding of this critically
formative period of Korean history. As some see early twenty-first-century
patterns and developments that closely resemble the pre-1914 world of national
(if not imperial) competition and conflict, understanding the Korean peninsula in
an age of competing imperialisms may become more relevant than ever.
Notes
1 Examples of scholarship that grapples with these questions include Yi Tôk-ju, Chosônûn wae Ilbon ûi
sikminji ga doeônûnga?; Yur-bok Lee, West Goes East; Young-ick Lew, “Yuan Shih-k’ai’s Residency …”;
and Yung-hwan Jo, ed., Korea’s Response to the West.
2 Notable explorations of the contingencies and nuances of Japanese imperialism in Korea include Hilary
Conroy, The Japanese Seizure of Korea, 1868–1910 and Peter Duus, The Abacus and the Sword, The
Japanese Penetration of Korea, 1895–1910.
4 George F. Seward to William H. Seward, October 14, 1868. In Park, ed., Anglo-American Diplomatic
Materials Relating to Korea, 835.
5 J.C. Hall to Parkes, December 11, 1882. In Ian Nish, ed., British Documents on Foreign Affairs, Part I.
Series E, Asia 18601914, 118.
6 Swartout, Robert R., Mandarins, Gunboats, and Power Politics: Owen Nickerson Denny and the
International Rivalries in Korea, 93.
7 Hillier to O’Conor, December 4, 1894. In Park, ed., Anglo-American and Chinese Diplomatic Materials
Relating to Korea, 1887–1897, 484.
8 Hillier to O’Conor, February 11, 1895. In Park, ed., Anglo-American and Chinese Diplomatic Materials
Relating to Korea, 1887–1897, 515.
9 “A Call to Arms Issued at Paeksan” in Peter H. Lee, ed., Sourcebook of Korean Civilization. Volume 2:
From the Seventeenth Century to the Modern Period. New York: Columbia University Press, 1996, 364.
Among the diverse and sometimes contradictory motivations of the Tonghak rebels was a clear anti-
foreign (particularly anti-Japanese) animus. However, Tonghak manifestos also mentioned specific
aspects of foreign imperialist practice, including telegraph lines, treaty port rice merchants, and taxes on
fish and salt collected in port cities. See “Thirty Demands of the Tonghak Peasant Army” in ibid., 367–
368.
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4
The nation, the people, and the
possibilities of the post-national
Historiographies of late nineteenth-century
Korean reform movements
Now in the second decade of the twenty-first century, South Korea is a global
presence. South Korean corporations operate around the world as their products
and technologies are produced and consumed across the continents while people
of multiple languages and nationalities have immersed themselves in the pop-
culture artefacts of the “Korean Wave.” Considering the widespread grinding
poverty of the first decades after the Korean War, it is not hard to conceive of the
current place of Korea in the world as an emergence, as a rise of an almost
Aristotelian spontaneity. Indeed, this trope is common in academic and popular
writings alike, but it is also possible to consider the place of South Korea in the
world not as a rise but as a return. For the more than 500 years prior to the
Japanese annexation in 1910, Chosŏn state, society, and culture were deep within
the mainstreams of the philosophies, statecraft, literatures, and arts of the East
Asian world. By the end of the nineteenth century, however, decades of internal
socio-political instability coupled with an increasing chafing against the
expansion of the global capitalist economy and the associated machinations of
competing imperia provoked Chosŏn intellectuals and officials to engage in
increasingly urgent interrogations of received bodies of political and intellectual
practice. These critical engagements led to a number of social and political reform
movements seeking a rehabilitation of state and society that would shepherd a
strong, prosperous, and independent Chosŏn in the twentieth century. The late
nineteenth century thus marked the beginning of more than 100 years of both
material and epistemic violence through which the Koreas north and south have
come to dramatically reposition themselves in the modern world. This initial
period of critique and exploration has provided the frame and foundations for
Korean encounters with and shaping of the global modernities in which we now
live.
The remainder of the 1880s remained largely without serious unrest, but by the
early 1890s there were increasing tensions in the southwest of the country as
merchants from Qing and Japan scoured the countryside for rice and bean
harvests, bringing distortions to local markets and causing tensions in rural areas
where foreigners were generally not welcome. The pressures of Chosŏn’s
integration into the global capitalist system coupled with local officials leveeing
taxes and corvée for their own enrichment made for a politically fragile situation
that in 1894 erupted into violence and a rebellion of such scale that for a time it
threatened the viability of the Chosŏn state. The moving force behind this
rebellion were members of the Tonghak faith, a syncretic religion incorporating
elements of Confucianism, Daoism, and Catholicism. The founder of the faith,
Ch’oe Che-u, had been executed by the state in 1864, and by the early 1890s the
faithful petitioned the government for his exoneration without significant result.
The Tonghak finally took up arms in the summer of 1894, but by that time the
aggrieved were no longer limited to Tonghak believers but also tens of thousands
of peasants suffering under official abuse and the burdens of socio-economic
inequality. The uprising met with considerable early success and established
what amounted to a proto-state that administered large swaths of the southwest
of the country and enacted reforms that deposed corrupt officials, abolished
status distinctions, rectified systems of taxation, and curtailed foreign commercial
activity in an effort to correct local and regional market distortions (Weems 1964;
Han’guk Yŏksa Yŏn’guhoe, 1991, 1993, 1995, 1997; Kallander 2013; Moon 2013b;
Young 2014).
The Chosŏn government initially found itself unable to stop the Tonghak
advance toward Seoul and called upon the Qing Empire to intervene military.
The Qing military escalation prompted the Japanese to send an expeditionary
force as well. By this time the Chosŏn government has managed to stop the
Tonghak advance through negotiation, but the close proximity of Qing and
Japanese forces soon led to combat and the opening of the Sino-Japanese War of
1894–1895 (Cho Chae-gon 2003; Pak Yŏng-jae 2003). The Japanese quickly took
Seoul and surrounded the palace. Under these circumstances King Kojong readily
agreed to a Japanese proposal to form a “deliberative council” (kun’guk kimuch’ŏ)
under the leadership of Kim Hong-jip. In the nearly six months that it was active,
from July through December of 1894, the council enacted more than 200 laws,
collectively known as the Kabo Reforms, named for the kabo year of the lunar
calendar (1894–1895) in which they began. The reforms, based in no small part on
the Meiji reforms enacted in Japan in late 1860s and through the 1870s, restricted
the Chosŏn government by establishing the post of prime minister, creating a
cabinet, and completely reorganizing the old ministries. The new government
stripped away much of the authority of the throne and placed it in the new office
of the prime minister and his cabinet, concentrated all fiscal authority in the
newly created ministry of finance, and abolished the civil service examination
system. The reforms also brought an end to slavery, yangban legal privilege,
stategranted merchant monopolies, torture, and guilt by association while
embracing the principle of the rule of law, creating a hierarchical system of
courts and a new police system, adopting the Gregorian calendar, and
implementing a Western-style education system with an emphasis on training in
the technology and the sciences (Son In-su 1980; Yu Yŏng-ik 1990; Yi Hae-myŏng
1991; Yu Yŏng-ik 1998, 2003).
The scope of the political and social change embodied in these reforms was
enormous and thus, unsurprisingly, they did not meet with the unanimous
support of the court. The king had been side-lined in the process and there were
more than a few officials, and even the politically powerful Queen Min herself,
who approved neither of the pace and content of the reforms nor of the central
role played by the officials of the Japanese legation. By 1895 the Japanese had
won a decisive victory against the Qing Empire and appeared unassailable, but
before they were able to consolidate their position, Russia, Germany, and France,
in what has come to be known as the Triple Intervention, pressured Japan into
forfeiting its lease on the Liaodong Peninsula that it had recently won in the
peace negotiations with the Qing Empire (Kang Ch’ang-il 2003). Sensing
weakness, anti-Japanese and pro-Russian elements in the Chosŏn court deposed
key pro-Japanese officials and threatened continued Japanese influence. In
October of 1895, believing her to be the locus of the anti-Japanese faction,
Japanese minister Miura Gorō sent assassins armed with swords into the queen’s
quarters where they murdered her and her ladies-in-waiting and then burned her
body on the courtyard. The assassination served only to ignite a nationwide
outrage and stir anti-Japanese sentiment into a storm of unprecedented apoplexy.
By February of 1896, the king had fled his own palace to take refuge in the
Russian legation, where he, his inner circle, and a coterie of pro-Russian officials
conducted the affairs of the Chosŏn state without consultation with the Japanese
or their now dwindled supporters at court (Yi Min-wŏn 2003a). The new
government and most of the hundreds of reforms it decreed were effectively
finished.
Over the three-year period from 1894 to 1896, various factions of the Chosŏn
court had depended on direct Qing military intervention, direct Japanese military
intervention, and finally on the Triple Intervention and the provision of the
haven of the Russian legation. Sŏ Chae-p’il, Yun Ch’i-ho, and others did not see
any long-term advantage in the Chosŏn government constantly allying itself with
more powerful foreign states and instead sought to define a path of true independ
ence in which a viable Chosŏn state would have sufficient political, economic,
military, and diplomatic resources to stand on its own in the international
community. To this end, they established the Independence Club in 1896. The
club first devoted its energies to the construction of the Independence Gate
(tongnimmun) at the site of the old Gate of Welcoming Imperial Grace
(yŏngŭnmun) where Chosŏn officials once welcomed Ming and Qing imperial
envoys, the acquisition of the former official guest house for Qing envoys and
renaming it “Independence Hall,” and the creating of an Independence Park
(Chandra 1988). The club also organized a variety of educational activities,
including lectures and debates on the issues of the day pertaining to the question
of Chosŏn independence. Among the more lasting of the club’s projects was the
publication of a newspaper in both Korean (Tongnip sinmun) and English (The
Independent). The Tongnip sinmun is remarkable not only for its extensive
exploration of liberal political ideals but also for its having been published
entirely in the Korean vernacular script, now known as Han’gŭl. The club saw
independence not only as a political state of being also a cultural condition.
Rather than employ the Classical Chinese more common in formal publications
of the day, the club employed the vernacular script as a bold statement of Chosŏn
political and cultural self-reliance (Yu Yŏng-nyŏl 2003).
When the club formed in 1896, the king was still residing in the Russian
legation. There is little about that arrangement that could be construed as
independent, so the club vociferously called for the king to return to the palace
and, moreover, declare the Kingdom of Chosŏn an empire and declare himself an
emperor rather than a king. This would place Chosŏn on the same level as the
Japanese, Qing, and Russian empires on its borders and move the Chosŏn state
that much further to safeguarding its independence in a maelstrom of global
imperial rivalries. When the king left the Russian legation and return to his
palace, he did indeed declare himself an emperor with his own reign era,
“kwangmu,” and he renamed the state “the Great Han Empire” (Yi Min-wŏn
2003b). It was not hard for the newly enthroned Kwangmu Emperor to find the
Independence Club both acceptable and useful in this period as their work of
securing Korean independence and calling for the creation of an imperial
institution was seamlessly flush with his own intent to become an absolute
monarch in both name in reality. As he moved to relocate executive and fiscal
authority in the throne, however, the Kwangmu Emperor was to clash with the
more liberal strands of the Independence Club of which he was not yet
particularly aware (Kim To-hyŏng 1994; Sŏ Yŏng-hŭi 2003; Yi Yun-sang 2003;
Hwang, 2006; Kim Do-hyung 2006; Chang Yŏng-suk 2010).
By the spring of 1898, the Independence Club was publishing editorials and
holding public discussions on representative government, popular political
participation, and the creation of a deliberative assembly to participate in the
creation and implementation of imperial policy. The club proposed the
transformation of the Privy Council (ch’ungch’uwŏn) from a body largely
without substantive role in deliberation or decision making into something of a
national assembly with a central role in policy (Chandra 1988; Wang Hyŏn-jong
2003). Increasingly suspicious of the club’s intentions, the emperor was reluctant
to accept the idea. As the throne and its conservative allies either ignored or
obstructed the move to create the assembly, the Independence Club organized
massive street demonstrations in Seoul calling not only for the creation of the
assembly but also for the full implementation of the body of reforms decreed
during the Kabo Reforms three years previously. After some waffling in
negotiations with the club, the emperor finally ordered the demonstrations
forcibly broken up and the leadership of the Independence Club arrested by the
end of 1898. The club soon collapsed, and much of its membership dropped out of
political activism. By 1899, the emperor stripped the Privy Council of all
semblance of deliberative function, utterly extinguishing the vision of a national
assembly.
The demise of the Independence Club did not signal the end of its concerns and
causes. Indeed, the opening years of the twentieth century saw a growing
concern across the country for the very issue that first animated the club: the
defence of Korean sovereignty in an increasingly hostile world. The imperial
government sold mining, communications, and transportation concessions to
foreign interests and throughout the late 1890s and early 1900s as it grew ever
more dependent upon Russian guidance and sponsorship. With the Russian defeat
in the Russo-50 Japanese War of 1904–1905, however, the Korean government
was left bereft of protection, and by the end of 1905, Japan had coerced the
Korean imperial government into a protectorate treaty that stripped it of the right
to conduct its own foreign affairs (Ku Tae-yŏl 2003). With this fundamental
assault on the sovereignty of the Korean state, the hypothetical fall to foreign
imperial powers was rapidly becoming a reality. It was during these final ten
years of the Han Empire, from approximately 1900 to 1910, that a nationwide
discourse on the nature and defence of Korean identity and sovereignty arose
that has come to be known collectively as the Patriotic Enlightenment Movement
(aeguk kyemong undong).
The Patriotic Enlightenment Movement was coeval in Korea with the
flowering of a vibrant public sphere facilitated by multiple newspapers,
magazines, and newsletters. Newspapers like the Hwangsŏng sinmun, Cheguk
sinmun, Maeil sinmun, Taehan maeil sinmun, and Kyŏnghyang sinmun, among
others, ran essays and editorials on an enormous variety of topics (Kim Min-
hwan 1988, 1996; Ch’oe Chun 1997; Han Wŏn-yŏng 2002; Robinson 1988; Schmid
2002; Kim Dong-no 2006). This newly emerging patriotic enlightenment discourse
largely followed two courses: explorations of the western political, cultural, and
institutional practices worthy of study and adoption in the struggle to fend off
the existential threat to the Korean state and re-examinations of Korean history
as part of a project to reimagine a Korean national identity that could serve as the
foundation of a strong and thriving independent nation-state (Robinson 1988;
Cho Hang-nae 1993; Ch’oe Ki-yŏng 1997, 2003; Chŏng Yong-hwa 2004). Many of
these discussions delved into a Spencerian Darwinism in which superior peoples
and states rose to dominate the world while inferior peoples, saddled with
backwardness and ignorance, were doomed to colonization and cultural
extinction (Pak Sŏng-jin 2003; Tikhonov 2010). There was an emerging consensus
that if Koreans did not refashion themselves into an educated modern people
fully cognizant of their national identity and civic duties, Korea would soon
vanish, absorbed into the empires of peoples who were fully conscious and
committed to the love, defence, and advancement of their own nations.
Historians such as Sin Ch’ae-ho (1908) and Pak Ŭn-sik (1915) attributed the
purported absence of a Korean national consciousness to centuries of
historiographic practice that emphasized participation in a universal Confucian
civilization that revolved around China while denigrating Korean language,
culture, and history collectively as a primitive vernacular that functioned to
obstruct and cloud true human civilization. For Sin in particular, Confucianism
was at the very root of Korean weakness. It was Confucianism that encouraged a
fetishization of the ancient Chinese past, the erasure of the Korean nation from
the historical consciousness of his compatriots, and the weakening of the nation
through an emphasis on scholarship and the arts at the expense of the martial
skills and values that he deemed so desperately necessary to maintain the Korean
state and people before the incoming tides of foreign aggression.
While the kinds of socio-cultural transformations for which the Patriotic
Enlightenment Movement campaigned may well have been central to the
construction of a robust nation-state capable of mobilizing in defence of its
sovereignty, the newspapers, organizations, and schools created to foster these
changes were too little too late. Indeed, it is arguable that by the conclusion of
the protectorate treaty in 1905, the struggle was already lost. Over the five years
following the end of the Russo-Japanese War, the Japanese Residency-General
systematically dismantled the Korean state until the summer of 1910 when Japan
annexed the Great Han Empire outright (Yun Pyŏng-sŏk 2003). Despite the
annexation, however, these movements continued to shape much of the future
discourses of the nation, development, and independence throughout the colonial
period and beyond (Robinson 1988; Schmid 2002; Miyoshi-Jaeger 2003; Duncan
2006). Indeed Korean incorporation into the Japanese Empire may seem to render
thirty years of reform movements an interesting yet ultimately futile exercise in
failure, but to understand these intellectual and political labours in such terms is
to turn away from the very real engagement with the modern these movements
represented. This realignment of perspective is central to the development of the
historiographies of late nineteenth-century reform during the last fifty years.
Prospects
Research in Korean history has travelled great distances since the first
interrogations of colonial historiography in the 1960s. Much of the scholarship
through the 1980s and even beyond has been a navigation and a negotiation of
the colonial, a coming to terms with both past experience and contemporary
legacy. The field also spent years in close cohesion with the telos of
modernization theory, but here too both Korean-language and Anglophone
literatures have gone to great lengths to sever relationships with this framework
and its conceptual limitations. There is now a significant body of literature of
intellectual heft that explores the myriad facets of the fin-de-siècle Korean
modern through interdisciplinary projects that bring together the theoretical and
methodological practices of historians, political scientists, and scholars of
literature. These reconsiderations of experiences and dynamics occluded in
previous works harnessed to expunging the colonial, to rescuing the nation, and
to failures or successes of perceived processes of modernization have yielded
empirically rich and theoretically exciting results. As the field moves with greater
enthusiasm toward research in the global engagements of the Korean modern,
some of the most recent work has moved beyond the discursive communities of
Korea scholars to speak to issues of more global concern. Kallander and Moon in
particular have produced work that not only illuminates questions of concern to
that which we might call the Korea field but also speaks to larger issues of the
global with their critical engagements with dissent, resistance, collaboration, and
the production of spaces of practice beyond the binaries of national/colonial or
traditional/modern. These are intellectual spaces of global concern to which the
developing scholarship on the late nineteenth-century reform movements in all
their permutations is now poised to contribute.
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5
Religion 1876–1910
Albert L. Park
Studying the history of religion in Korea is never an easy task. This field of study
includes parties affiliated with a specific religion who compete with each other to
furnish the authoritative account on the value and influence of religion over time
in Korea. Religious parties exhaust their energies to ensure their interpretations
of the past become hegemonic in order to authorize and legitimize religious
claims and truths in the present. In particular, certain parties, especially those
related to Christianity, study Korean religious history as a trajectory of events
and developments with a beginning, middle, and end that is preordained by a
higher being. Religious parties study the past in this way with the hope of finding
the signs that will guide them to their pre determined, brighter future. They rely
on history to produce and sustain truths that help shape the contours of religious
belief and faith. For these religious parties, historical investigation is a process for
crafting a narrative of events and developments that will buttress a specific
spiritual cause and enforce religious orthodoxy.
This milieu for studying and writing about religion in Korean history has
hampered drives for critical, full inquires on the development and evolution of
religious ideas, practices, and institutions. First, religious parties have tended to
focus on the heroic, spiritual aspects of a religion to show its value, influence, and
strength. Second, they deemphasize change within the religion to show its power
of continuity from the past to the present. Focusing on the gallant periods of a
religion’s history gives a narrow picture of a religion in which all of its sides
cannot be comprehensively exposed and understood, while stressing continuity
over change ignores the influence of a person’s agency and social happenings
over a religion’s development. Failing broadly to socially contextualize the
development of religion has curbed discussions on Korean religious history.
With the exception of scholarship on the history of Buddhism in Korea by
academics such as Jin Y. Park and Robert Buswell and works on new religions by
George Kallandar and Carl Young, the inability of academic scholarship to fully
study the development of religion in relation to material events, interactions,
especially from the economic realm, only intensifies this incomplete
understanding of Korean religious history. What these works fail to appreciate
and take into account is the “lived religion” approach to studying Korean
religious history. This paradigm of analysis views “things as a result of social
processes” in that religious ideas and practices originate and gain meaning and
value in the context of social relationships, interactions, and events (Taves and
Bender 2012: 10). In particular, the lived religion approach emphasizes practices
as processes and calls attention to “its embeddedness and relations within a range
of settings and concepts” rather than studying practice as an isolated object of
study (ibid.: 13). Lived religion’s emphasis on practice not only allows for a full
explanation on how religions change over time and are related to economic,
political, and cultural processes, but it also enables engaging and viewing religion
as more than just about personal belief and spirituality.
Nowhere is the absence of the lived religion paradigm of analysis seen more
than in academic publications on the history of Christianity in Korea. Scholars
who study Protestant Christianity, such as Sung-Deuk Oak and Timothy S. Lee,
have published many works on church history that primarily emphasize the
spiritual value of and promote Christianity. The perspectives and methodologies
of missiology guide the writing and research of these scholars. A number of
works approach the study of the history of Catholicism in Korea with a very
narrow focus in that they fail to connect religious developments with social
processes. Consequently, these works prevent the study of religious issues from
becoming a platform for understanding larger issues and themes, such as
modernity, capitalism, authoritarianism, and gender inequality. Their narrow
ways of studying Christianity have only diverted readers’ attention away from
how Christianity has negotiated and changed in relation to material
transformations and developments in modern Korea and has only sustained the
substandard approach to studying not only Christianity in Korea, but also Korean
religious history.
These traditional ways of studying religion in Korean history have ultimately
framed religion as nothing other than just as a means for spiritual belief and
experiences. Yet, in closely studying religious developments between 1876 and
1910—a time when Koreans experienced the gradual loss of their political
independence and immense ruptures in their lives because of the various forces of
modernity—it becomes quite apparent that religion’s value and significance
extended well beyond the realms of the spiritual and the sacred. At that time, the
Treaty of Kanghwa (1876) linked Korea to the capitalist world system and
ushered in diverse forces and processes from the outside that tested the strength
and influence of established beliefs, customs, and institutions. The forces of
capitalism, imperialism, democracy, immigration, and science and industry
widely influenced people’s daily happenings from cities to the countryside. As
outside powers fought for control of Korea, the new and the old collided to forge
an environment of powerful social changes. From Korea’s opening to the outside
world to its colonization by Japan in 1910, this time period represented a frenzied
moment in history in which nothing, including religion, was left untouched.
This frenzied backdrop from the late nineteenth century to the early twentieth
century invites a careful consideration of how religions fared and negotiated the
milieu of social change. Religions, at that time, were not isolated things, but
instead they were embedded in society and lived out within a wide range of
settings. Figures from established and new religions were creating and
reconceptualizing sacred languages, practices, symbols, and institutions in order
to adapt their respective religions to the dynamic social processes that were
playing out in society. What was clearly evident during this period was an urgent
drive by religious leaders and followers to not only survive this time of change
but also to make religion a relevant tool to represent and give meaning to the
maelstrom of changes. Koreans from all types of backgrounds sought ways to
give meaning to their new experiences because established forms of knowledge
and belief failed to do so. Responding to this new demand, religious leaders
crafted powerful languages, practices, and customs that could overcome the
limits of established belief systems. Many Koreans adopted these fresh forms of
representation and relied on them to ground their identity, make sense of new
sensations, mediate social relationships, and evaluate and negotiate their daily
happenings. During this period, religion was more than just a medium for
spiritual experiences; it also served as a medium for valuing things, structuring
behavior, enhancing and sustaining power, and increasing wealth.
Studying religious developments from 1876 to 1910 in relation to material
developments and social processes requires being mindful that religions were
embraced and practiced for various reasons other than for just encountering the
sacred. Alongside being aware of different motivations for embracing religion, it
is just as important to pay careful attention to religion being a lived process that
has been shaped by realms of power, which has been understudied by scholars of
Korean religious history. In large part, the inability of scholars to embrace
various forms of theory, especially from the fields of cultural studies and post-
colonial studies, has prevented a complete picture on how power dynamics inside
and outside of religions determined spiritual language and conditioned the
direction of religious groups and institutions. In particular, as religions became
more institutionalized, struggles over defining orthodoxy between groups within
religions led to campaigns to eliminate heterodoxy and thus differences. Being
conscious of power influencing and shaping religion in the history of Korea helps
us to avoid assuming that “religion is a transhistorical constant—whether defined
in terms of belief, feeling, or symbolic meanings” and to start instead viewing
religion as “historically distinct social forms and forces” (Boy 2011).
Glossary
Tonghak (Eastern Learning): Tonghak was one of the first major new religions
that was founded in 1860 by Ch’oe Che-u. As a nativist religion, the main
principles of Tonghak were drawn from traditional Korean religious and
philosophical systems, such as Confucianism and Shamanism. It is mostly
known as one of the primary forces behind major peasant rebellions in the
1890s that became known as the Tonghak Rebellion.
Ch’ŏndogyo (Religion of the Heavenly Way): Ch’ŏndogyo became the new
name of Tonghak in 1905. During the period of Cultural Rule (1920–1927), it
was an influential institution that had a major role in shaping the political,
economic, social, and cultural landscapes in new directions through
publications such as Kaebyŏk (Creation) and Nongmin (Peasant) and social
movements that included its rural reconstruction campaigns (1925– 1937).
The Ch’ŏndogyo church linked religious principles to social activism and
became a significant nationalist force under Japanese occupation.
Chŭngsan-gyo: Chŭngsan-gyo was a new religion created by Kang Il-sun in the
late nineteenth century. It grew in popularity in the aftermath of the Tonghak
Rebellion. Former Tonghak followers and new believers were drawn to its
message of the imminent arrival of a utopian world. It promised salvation for
all in this new world as long as individuals lived a moral and upstanding life
that avoided the mistreatment of others. It became a popular new religion,
but it lacked the organizational power of Tonghak and therefore never
became a major organized religion.
Ultimate Reality: Ultimate Reality is a religious term coined by David Tracy that
generally refers to a sacred force that is the creator and mover of all
existence. As the creative and preserving force that exists in all objects and
beings in the universe and the everyday world, Ultimate Reality, according to
Tracy, refers to specific forces in religions, such as God in Christianity.
Tonghak Rebellion: This rebellion was one of the largest peasant rebellions in
Korean history and lasted from early 1893 to December 1894. Inspired by
Tonghak (Eastern Learning), peasants sought to achieve economic security
and to expel foreigners, especially the Japanese, who threatened Korea’s
independence. Though peasants had successfully battled government troops, a
combined fighting force of Japanese and Korean troops put an end to the
rebellion.
1902 Temple Ordinance: The 1902 Temple Ordinance was a series of reforms of
Buddhism carried out by the Korean government. The government set up the
Bureau of Temple Administration to supervise and regulate temples. State
reforms were set up as way to centralize temple activities in order to thwart
the advances of Japanese Buddhism in Korea.
P’yŏngyang Revival: The P’yŏngyang Revival consisted of a series of revival
meetings held throughout P’yŏngyang and other parts of Korea in 1907.
Strong turnout and the outpouring of emotions at the meetings led to the
P’yŏngyang Revival energizing evangelicalism in Korea. The revival inspired
Western missionaries and Korean Christian leaders to organize new
campaigns to convert Koreans to Christianity.
1906 Regulation on Religion: The 1906 Regulation on Religion was issued by
Japanese authorities in Korea in December 1906. The regulation stipulated
strict controls over Buddhist missionary activities in Korea. Among the
number of stipulations, Japanese Buddhist sects in Korea were required to
register with the Government General’s Office and receive approval for
missionary activities. This regulation further centralized Buddhist affairs in
Korea and placed them under government supervision.
Industrial Education Department (IED): Industrial Education Departments
were spaces in Protestant missionary schools where Koreans were taught the
merits of industrialization and learned skills appropriate for industrial
occupations. IEDs took place in factorylike settings where male and female
students worked with machinery, such as power looms. Western missionaries
used these spaces to discipline Koreans physically and mentally, who they
perceived as “lazy,” in order to transform them into productive workers and
to indoc trinate them with the belief that modernity could only be achieved
through industrialization.
Ch’oe Si-hyŏng (1827–1898): Ch’oe Si-hyŏng followed Ch’oe Che-u as the
leader of Tonghak. He was widely credited with turning Tonghak into an
organized religion by consecrating the teaching of Ch’oe Che-u and setting
up institutions that would spread Tonghak teachings. Following the Tonghak
Rebellion, he was executed by the government.
Son Pyŏng-hui (1861–1922): Son Pyŏng-hui was the third leader of Tonghak,
who oversaw its transition to being renamed Ch’ŏndogyo. In addition to
setting up a new bureaucratic structure, Son established a printing house to
publish and spread Ch’ŏndogyo writings. A firm believer in the concept of
Civilization and Enlightenment, Son argued for industrialization, military
expansion, and educational, health and sanitation programs. His views on
Civilization and Enlightenment were challenged by Ch’ŏndogyo figures, such
as Yi Ton-hwa, starting in the 1920s as they reconceptualized the meaning of
modernity.
Yi Seung-hun (1756–1801): Yi was the first baptized Korean Catholic in China.
He returned to Korea to promote Catholicism, which was growing as a new
religion. He was later executed by the government in 1801 for spreading
Catholic teachings.
Yi Sŭng-hun (1864–1930): Yi is known for his nationalist activities in the
Sinminhoe (New People’s Association) and for promoting Christianity
through various institutions, such as Osan Academy (1907), which he founded
as a Christian school. As a leading merchant, Yi played an active role in
organizing a number of business ventures with fellow Presbyterians. In 1908,
for example, Yi helped start Sangmudongsa, one of the first general
merchandise stores in Korea. In 1909, Yi also led the movement to start joint-
stock companies through the P’yŏngyang Chagi Chusik Hoesa (Pyŏngyang
Porcelain Company). Behind all these business ventures was Yi’s hope that
Korean companies would be able to compete with Japanese businesses
coming into Korea and resist Japan’s takeover of the economy and the
country.
Ch’oe Che-u (1824–1864): Ch’oe Che-u founded Tonghak in 1860. As a fallen
elite, Ch’oe characterized Tonghak as mixture of various religions. He melded
together tenets from other systems of knowledge, such as Catholicism and
Confucianism, to produce a religion that would address the contemporary
needs of the people. He adopted the ideas of benevolence from Buddhism
while he borrowed ideas about God from the Catholic meaning of God
(Ch’ŏnju). Ch’oe appropriated the concept of ideal human relations from
Confucianism and, from Daoism, the idea of changing the internal spirit in
order to cleanse oneself from negative elements. The government found him
and his teachings a threat to the Confucian order and had him executed in
1864.
Notes
1 The following denominations came after the arrival of Allen, Underwood, and Appenzeller: the
Presbyterian Church in the United States (PCUS) (1892), the Methodist Episcopalian South Church (1896),
the Presbyterian Church of Victoria, Australia (1889), and the Canadian Presbyterian Church (1898).
2 In P’yŏngyang, Presbyterian North missionaries built the Caroline Ladd Memorial Hospital in 1905, while
other Presbyterian North missionaries worked to construct Severance Medical College and Nursing
School in 1905. In many mission stations, such as Canadian Presbyterian missions, small medical
facilities existed that offered basic medical services to local people.
3 PCUS missionaries built a number of primary schools and established secondary schools for girls, such as
Sungui Girls Academy (1912), and secondary schools for boys, such as Sungsil Academy (1897) and
Sungin Academy (1907). In Seoul, Methodist North missionaries constructed a vast array of schools,
including Paejae Boys’ School in 1885 and Ewha Girls’ School in 1886, which later became Ewha
University.
4 The new Presbytery included the Presbyterian North, the Presbyterian South, the Canadian Church, and
the Australian Church.
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6
The transformation of the Chosŏn
economy in the Open Port Period, 1876–
1910
Owen Miller
It is difficult to quantify exactly the fiscal crisis of the Chosŏn government in the
1880s and 1890s, but we do know that for periods of time it had great difficulty in
paying salaries to its officials and soldiers as well as bills to merchants for the
goods it procured. Already by the late 1870s, the government owed some 1
million yang to tribute and guild merchants. A decade and a half later, in the
early 1890s, the government still owed hundreds of thousands of yang to the
guild merchants of Seoul. We also know that the recorded cash holdings of the
central government reached a nadir in 1881 at 367,000 yang, having once peaked
at 7,000,000 yang in 1809.12
The consequences of government insolvency became clear in 1882 when
soldiers in Seoul mutinied over the non-payment of salaries and the adulteration
of their rice payments. But the effects were also felt by the traditional commercial
system of the capital, centred around the merchant guilds, called sijŏn, that
supplied the government with a variety of commodities and were especially
important in procuring goods for the tribute missions to Qing. The government
traditionally paid the guilds high, fixed prices to secure the goods it needed and
allowed them to sell off large quantities of rice or cotton at market prices, often
making good profits. However, from the mid-1870s, government debts to the
merchants began to mount, although government demands for goods did not
decline but in fact increased, partly due to the increased diplomatic activity of the
period. To make matters worse, the government for the most part still demanded
the goods it purchased at the longstanding fixed prices, even while inflation
soared in the 1880s (for reasons we will return to in the next section). This
situation brought some of the merchant guilds to the brink of bankruptcy and
forced many individual merchants out of the market altogether. A particularly
acute case was that of the Myŏnjujŏn – a guild selling domestically produced silk
cloth – which in 1892 petitioned the Chosŏn government, claiming that it was
losing 80–90,000 yang a year in its trade with the government and was now owed
a total of 200,000 yang, a phenomenal amount of money for the time. It, alongside
a number of the other guilds, also complained about the problem of inflation,
which, combined with the fixed prices paid by the government, could lead to
considerable losses or at best meagre profits.
For other traditional big merchants, such as those belonging to the main cotton
guild in Seoul – the Paengmokchŏn – the biggest problem facing them was not
inflation or government insolvency but rather competition from Chinese and
Japanese merchants who had entered Seoul after the trade agreements of 1882
and 1883. As noted above, cotton cloth was the main import to Chosŏn in the
1880s and 1890s and the trade in Western-produced cloth was dominated by
Chinese merchants. This influx of manufactured cloth couldn’t fail to have a
negative effect on the business of the Paengmokchŏn in particular, although
tensions between Korean and foreign merchants were much broader. In the late
1880s this led to organised collective action by the Seoul guilds to recover their
monopolies in the face of competition from foreign merchants. This action
reached a climax in the first month of 1890 when all the Seoul guilds participated
in a merchants’ strike, closing their shops for a week and protesting in front of
the Chosŏn Foreign Office. The Chosŏn government was sympathetic to their
plight and wanted to renegotiate the terms of its trade agreements with China
and Japan in order to remove foreign merchants from the capital to Inch’ŏn or
nearby ports on the Han River. But with the powerful Chinese ‘Imperial Resident’
Yuan Shikai based in Seoul and exerting considerable political influence, as well
as strong objections from the Japanese, the government was in no position to
achieve this.13
There were a number of possible measures that the Chosŏn government could
have taken in the 1880s in order to improve its financial situation and alleviate
the problems of the merchants. Probably the most effective would have been to
completely overhaul the taxation system, consolidate the fragmented central
financial institutions and attempt to balance the budget. But this was politically
difficult to achieve in the 1880s, and by the time this sort of comprehensive
reform did get underway with the Kabo Reforms of 1894–5, the state and the
reformers were firmly under Japanese influence. Another route was to seek
foreign loans to supplement government revenues, something that Chosŏn did in
fact do in the 1880s, but only with very limited success.14
The actual approach chosen by the government was to muddle through,
continuing to spend well beyond its means while at the same time attempting to
protect the traditional commercial system from the worst of the consequences.
Certainly in the late 1880s and even in the early 1890s, the Chosŏn state was still
strongly committed to preserving the traditional commercial system centred
around the privileged merchants of the Seoul guilds. Despite its own profound
weakness, it tried to find ways of doing this, such as partially abandoning the
fixed price system, allowing merchants to be paid out of local government
revenues rather than the central coffers and cracking down on predatory
practices towards merchants by branches of government.15
The government also turned to an old and previously unsuccessful method of
supplementing its revenues: the minting of debased cash. A five mun coin called
the tang’ojŏn was minted in 1883–4 and again in 1888, with an intrinsic value
only two times that of the traditional one mun coin, while a debased one mun
coin was minted in Pyongyang in 1893. The inevitable result of the debased
coinage was series of bouts of sharp inflation, which can be seen quite clearly in
the Seoul market prices listed in government gazettes of the 1880s, Hansŏng
Sunbo and Hansŏng Chubo. This was joined by other inflationary pressures in the
1880s and early 1890s such as bad harvests and the increasing exports of Korean
rice, which meant that rice prices began to be influenced not only by conditions
in Korea but also by demand in the export market, Japan. Overall there was a
gradual tendency for the prices of Korean rice and other consumer goods to catch
up with prices in closely connected markets such as Japan. The very sharp rises in
prices in the 1880s have been termed a ‘price revolution’; a one-off
transformation that irrevocably destroyed the relative price equilibrium of the
late Chosŏn period, which had been underpinned by the powerful system of state
redistribution.16
The economic turmoil of the 1880s, particularly in Seoul, had significant social
and political consequences. The rioting and political turmoil that followed the
Imo Soldiers’ Mutiny of 1882 and the Kapsin Coup of 1884 in Seoul had an
obvious economic dimension as many ordinary city-dwellers found their
livelihoods threatened by inflation, shortages, government insolvency and the
encroachment of Chinese and Japanese merchants. There were almost certainly
other less-well-known episodes of urban unrest during this period, and it is also
known that during periods of acute inflation or shortages in the late 1880s and
early 1890s, significant parts of the capital’s population left the city for villages in
the surrounding countryside where food could be found more easily and cheaply.
In the 1890s, as Japanese merchant capital penetrated the interior of Chosŏn, the
state attempted to solve its financial crisis by raising taxes and local government
officials turned to increasingly corrupt practices, the same sorts of problems arose
in the countryside. This worsening economic situation for already poor Korean
peasants was no doubt the main impetus behind the growth of the millenarian
Tonghak movement and ultimately the huge peasant uprising that broke out
under its banner in early 1894.
From early in the Open Port Period the Chosŏn government adopted a pragmatic
modernisation and self-strengthening policy aimed at countering the threat from
the ‘foreign barbarians’. However, prior to the Kabo Reforms of 1894–5 this state-
led modernisation took place largely within the limits set by the framework of
the slogan ‘Eastern ways, Western means/technology’ (tongdo sŏgi). This meant
that the early reforms focused on limited changes to government institutions and
attempts at modernisation that focused on strengthening the military through
better training and more modern equipment. At the same time, the government
did begin to encourage some new forms of economic activity. In the early 1880s
the government directly set up a number of modernstyle companies and
supported others to found trading companies through special tax breaks. In 1883
the Chosŏn state set up a publications office (Pangmun’guk), which would begin
to introduce Koreans to knowledge about the rest of the world and to ideas about
capitalism, by printing the first Korean newspaper, the Hansŏng Sunbo. Then in
1884 the state established the first post office in Seoul and set up a postal service
between Seoul and Inch’ŏn, providing for the first time a public channel of
communication between the capital and the nearby treaty port. Meanwhile, the
government also began to explore ways to develop Korean industry on a more
modern basis by hiring Chinese advisors on sericulture and textile
manufacturing. It set up a model farm intended to introduce modern agricultural
techniques from the US, established a modern paper mill under state control and
supported the founding of a Korean steamship line intended to compete with the
Japanese in the early 1890s. However, all these attempts at economic
modernisation in the 1880s and early 1890s were extremely limited in their scale
and further compromised by the more general weakness of the Chosŏn state,
with its parlous finances and limited access to modern technology.
While the Chosŏn state was actively pursuing a form of limited modernisation
in the late nineteenth century, much of the new economic infrastructure and the
earliest signs of industrialisation were in fact brought to Korea by its encroaching
neighbours. It was the Chinese and Japanese who brought modernstyle banks to
Chosŏn as well as shipping lines and the telegraph system (first installed on the
Korean peninsula by the Chinese in 1885, although there was already a Pusan-
Nagasaki undersea cable owned by the Japanese). It was also they who
introduced some of the first modern manufacturing facilities, such as the brick
kilns established in the environs of Seoul in the mid-1880s by the Chinese or the
mechanised rice mills established by the Japanese in the treaty ports from the late
1880s. In order to serve Chosŏn’s growing resident Japanese communities in the
late nineteenth century, Japanese businessmen also estab lished industrial
enterprises producing soy sauce, tobacco and distilled spirits, but this sort of
small-scale manufacturing was still a far cry from the extensive industrialisation
that was taking place in Japan itself at the same time. By the end of the 1890s,
some Korean-owned factories were also being established, mainly in textiles and
often operated by government officials or rich merchants.
The reform government that came to power in the summer of 1894 with the
backing of the Japanese military forces then occupying Seoul and was led by
members of the Enlightenment Party who had long wanted to emulate Japan’s
Meiji reforms and transform Chosŏn into a strong modern nation. With some
irony they finally got their chance to enact these reforms just as Chosŏn’s two
neighbouring powers fought a bloody war for supremacy on its soil and a huge
peasant uprising wracked the countryside. Under these circumstances and after
almost 20 years of unequal treaties and foreign encroachment into the Chosŏn
economy, it is no surprise that the reformers were unable to emulate Meiji Japan
in Korea. However, the Kabo Reforms that began in 1894 and carried on into 1895
did bring many important top-down economic changes. More specifically, the
reforms represented a series of radical changes in the economic operation of the
state which then had profound impacts on society at large.19
Perhaps the most important economic reform of this period was the thorough
overhaul of taxation that simplified the diverse and complex tax system and
completely monetised it for the first time. Although taxation had already become
increasingly monetised in the late Chosŏn period, taxes were still being collected
in rice and cloth alongside cash prior to the Kabo Reforms, which meant that
these commodities were often used as currencies too and could theoretically be
exchanged with cash at official rates. Besides tax reform, a modernstyle
government budget system was introduced, the currency was placed on a silver
standard and the buying and selling of slaves was prohibited. This latter reform
was fairly straightforward since slave ownership had been declining for a long
time and all state-owned slaves had been manumitted almost a century before.20
Japan’s victory in the Sino-Japanese War of 1894 brought a decisive end to
Qing’s status as suzerain over Chosŏn, and with this centuries of Korean tribute
to China were also brought to an end. The Kabo Reforms officially declared the
abolition of the annual tribute missions, and this had significant economic as well
as geopolitical implications since the elite guild merchants of Seoul were
responsible for providing large quantities of tribute goods for the missions. With
the disappearance of this form of procurement, a large part of the guilds’ raison
d’être also disappeared. This wasn’t the only blow that the Kabo Reforms dealt to
the traditional commercial system. They also did away with the monopoly
privileges of the largest and wealthiest guilds in the capital (often referred to as
the Six Guilds) and the privileges enjoyed by the pedlars’ guilds. At the same
time, the reform government introduced new regulations on the establishment
and operation of modernstyle companies in an attempt to shift commerce from
the old monopoly-based system to one based on competition among companies.
This attempt to develop the Chosŏn economy by fostering new businesses was
one area where the aims of the Kabo Reform government clashed most clearly
with their Japanese supporters. While the former wanted to support Korean
businesses in order to strengthen the economy, the latter were already preparing
the way for their eventual colonisation of Korea and were busy seeking
concessions that would benefit Japanese capital. Thus, Japan used means such as
loan conditions to try to prevent the Chosŏn state from developing Korean
businesses. However, even after the fall of the Kabo government and the
establishment of the Great Han Empire in 1897, the new government continued
the policy of trying to strengthen Korean busi ness so that it could compete with
foreign capital. The government continued to be closely involved in the
establishment of new companies. However, unlike the self-strengthening period
of the 1880s, it did not directly establish enterprises itself but rather worked
closely with private businessmen, some of whom even came from a traditional
merchant background. The Great Han Empire government also supported the
development of modern infrastructure in the areas of communications and
shipping and founded or supported a number of schools designed to educate
engineers and businessmen.21 In 1898, the government began a much-needed
modernstyle land survey to determine the value of all land in the country and to
establish ownership rights and cultivation rights. This survey used modern
techniques and aimed at increasing tax revenues and establishing modern
property rights regulated by the state, but it was never completed and stopped at
the time of the Russo-Japanese War.22
While the Chosŏn governments of the 1890s strove to support nascent modern
industry and business, foreign capital was also making considerable headway
into the Chosŏn economy. In the mid-1890s, while Japan was temporarily on the
back foot, a variety of countries moved in to gain economic concessions. Between
1895 and 1897, US, British, French and German companies all gained mining
rights in Chosŏn, mainly for gold mines, such as the British mine at Ŭnsan in
northeastern Korea, owned by Chosen Corp. Ltd., or the American mine at
Unsan, owned by the Oriental Consolidated Mining Company. The Russians and
the Japanese gained rights to other natural resources such as timber, fishing
grounds and coal. Both the Americans and the French signed railway concession
deals in 1896, with the US businessman James R. Morse getting a concession to
build a railway between Seoul and Inch’ŏn and the French civil engineering
company Fives-Lille a similar one for a line between Seoul and Ŭiju on the border
with China. Two years later in 1898, an agreement was reached between the
Great Han Empire and a pair of American businessmen to set up a company that
would begin the electrification of Seoul, install water mains and construct a tram
system, the first in Asia. It is significant, however, that neither the Seoul-Inch’ŏn
rail line nor the Seoul-Ŭiju line were actually completed by American or French
companies, but instead hit practical and political obstacles and were taken over
by Japanese companies. This was also a sign of Japan regaining its political and
economic influence in Chosŏn in the late 1890s as it built on its dominance of
Chosŏn trade and saw off its European and American competitors.23
Conclusion
The opening of Chosŏn’s ports from the 1870s brought a series of dramatic
economic changes to Korea. The external influences and interference of this
period did not act upon an unchanging Chosŏn society but found a country
already undergoing profound changes and facing crises that were largely
internally generated. Certainly the most prominent economic change of this
period was the arrival of modern international trade, which transformed forever
the Chosŏn economy and the lives of millions of people by introducing new
commodities (principally factory-produced cotton) and spurring the production of
others (mainly rice and beans). In a short space of time, Chosŏn was detached
from the Chinese world order, with its circumscribed and ritualised international
trade, to become a small part of the global capitalist system. And as we have
seen, this had profound effects not just in the treaty ports but throughout Korean
society, as the influence of the international market reached into remote parts of
the country. The changes wrought by the arrival of international trade were often
reinforced by the financial crisis of the Chosŏn state, which in the 1880s had
reached a position of insolvency. Thus, the traditional commercial system of the
capital was hit by both competition from foreign merchants and the inability of
the government to pay for the goods it procured. It was also a combination of the
decline of state-centred redistribution and articulation with the world market that
caused the high inflation and periodic shortages of the late nineteenth century
that so affected the lives of ordinary Koreans.
Koreans could and did respond to the economic challenges of this new period
in creative ways, both at a private level and at the level of the state. Successive
Chosŏn governments attempted – with varying success – to introduce economic
reforms, establish modern economic institutions and foster the development of
the economy through state-led or state-supported enterprises. But at every turn
these reforms and initiatives were held back by interference from the imperialist
powers, primarily China and Japan; lack of government funds; lack of knowledge
and technical expertise; and political divisions within the Chosŏn elite over
which direction to take. Meanwhile, at the private level, absorption into the
capitalist world system did mean riches for some private merchants, landlords
and farmers who had much to gain from Japan’s demand for Korean rice. Then in
the first decade of the twentieth century, Japan gained the upper hand in the
geopolitical struggle over Korea, allowing it a free hand to reform Chosŏn’s
economy in a direction beneficial to its own capital and to its broader strategic
aims.
The most prominent question arising from this period is why Chosŏn’s efforts
to effect economic modernisation in the late nineteenth century failed and Japan
was ultimately successful in colonising Korea. Like most historical questions, the
picture is complicated and multi-faceted and a full and definitive answer might
be impossible, but we can point to some of the primary factors behind this failure.
One of the most fundamental was the near bankruptcy of the Chosŏn state in the
late nineteenth century, resulting partly from its narrow and declining tax base.
Without capital, economic reforms and state-led self-strengthening were doomed
to failure. And while there were meaningful attempts at reforming the taxation
system, particularly with the Kabo Reforms, they were almost certainly too late
and probably too little, since they did little to tackle the fundamental problem of
land measurement. The governments of the late nineteenth century were
constantly plagued by political divisions and in-fighting but were also divided
around quite fundamental issues about how far reforms should go. Put simply,
there was no political revolution that could clear the way for a decisive
programme of reforms, a programme that would have to attack some vested
interests. By the time thorough reforms were carried out in 1894–5, they were
already compromised by direct Japanese interference. As was noted at the
beginning of this chapter, the weakness of the Chosŏn state forced it to rely on a
series of outside powers (China, Russia and finally Japan) and this tended to
compromise its efforts at modernisation almost as soon as they began.
It goes without saying that foreign encroachment into the Chosŏn economy
was one of the main factors behind the failure to modernise independently. As
noted at the beginning of this chapter, by the time Chosŏn was forced into the
world system, its neighbours, Japan in particular, had gained a significant head
start in the process of capitalist modernisation. Thus, from the very beginning of
Chosŏn’s entry into the global system, it faced economic interference from the
imperial powers in a variety of forms. There were the aggressive trade practices
of Japanese and Chinese merchants built on the unequal treaties and backed by
their respective governments; the manipulation of the Chosŏn government
through the control of foreign loans; the scramble for economic concessions in
the 1890s; and finally Japan’s direct takeover of Chosŏn economic policy in the
early 1900s. From the very beginning in 1876, Chosŏn had lost a considerable part
of its economic sovereignty and it was never able to regain this. For good or ill,
Chosŏn did begin the process of economic modernisation in the Open Port
Period, but it did not do so on its own terms and it did not lead to the
establishment of a ‘strong and wealthy’ independent nation, as the Meiji
Restoration had done in Japan.
Notes
1 For the most part I will use Chosŏn and Korea interchangeably in this chapter. However, the government
of the period in question will usually be referred to as Chosŏn.
2 For more on the origins of the stagnation theory of Korean history, see: Miller, ‘The idea of stagnation in
Korean historiography.’ In the 1970s a major debate developed among Korean historians over the
economic and land reform efforts of the Kwangmu government, centred around Kim Yongsŏp, Sin
Yongha and Kang Mangil. See: Kim, Y. S. ‘Kwangmu nyŏn’gan ŭi yangjŏn saŏp e kwanhan il yŏn’gu’;
Sin, Y. H. ‘Nonjaeng: <Kwangmu kaehyok non> ŭi munjejŏm’. A recent example of negative views of
nineteenth-century economic history would be Yi Yonghun’s new stagnationist historiography in
‘Chosŏn hugi kyŏngjesa ŭi saeroun tonghyang kwa kwaje’. Examples of recent innovative work on this
period include Larsen, Tradition, Treaties, and Trade; Yi, S. N. Cheguk kwa sang’in; and Duus, P., The
Abacus and the Sword.
4 As King Kojong was too young to rule, his father Yi Ha-ŭng acted as regent with the title Hŭngsŏn
Taewon’gun.
5 The ports of Wonsan (on the east coast) and Inch’ŏn (close to Seoul) were opened in 1880 and 1883,
respectively. In the years 1897–99, a series of further ports were opened to foreign trade: Mokp’o,
Chinnamp’o, Kunsan, Masan, Sŏngjin and Pyŏngyang.
6 Conventional tariffs are tariff levels that are negotiated between the two parties and then fixed, thus
abrogating the right of the parties to set their own tariffs independently.
7 Regulations for Maritime and Overland Trade (Cho-Ch’ŏng sangmin suryuk muyŏk changjŏng).
9 The figures used here are based on table 6–1 in Yi, H. C., Han’guk kyŏngje t’ongsa, p. 258.
10 The trade figures used in these two paragraphs are based on table 6–2 in Yi, Han’guk kyŏngje t’ongsa, p.
260.
12 See Pak, S. K. and Pak, S. I., ‘Chosŏn hugi chaejŏng ŭi yakhwa sijam e kwanhan koch’al’, p. 147.
13 Larsen, Tradition, Trade and Treaties, pp. 203–4; Son Chŏngmok, Han’guk kaehanggi tosi pyŏnhwa
kwajŏng yŏn’gu, pp. 182–93.
15 Miller, The Silk Merchants of the Myŏnjujŏn: Guild and Government in Late Chosŏn Korea.
16 Pak, I. T., ‘Sŏul ŭi sungnyŏn mit misungnyŏn nodongja ŭi imgŭm, 1600–1909’, p. 66.
18 McNamara, Trade and Transformation in Korea, p. 32; Yi, Han’guk kyŏngje t’ongsa, p. 280.
19 For more on the Kabo Reforms, see: Lew, Y. I., ‘The Reform Efforts and Ideas of Pak Yŏng-hyo, 1894–
1895’; Wilkinson, The Corean Government: Constitutional Changes, July 1894 to October 1895.
20 On Korean slavery and its decline, see: Kim Bok Rae, ‘Nobi: A Korean System of Slavery’.
22 Choi, W. K., ‘The Legalization of Land Rights under the Great Han Empire’.
23 Duus, Peter, The Abacus and the Sword, chapter 4.
References
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Korea, 1875–1885, Seattle, WA: University of Washington Press.
Duus, P. (1995) The Abacus and the Sword: The Japanese Penetration of Korea,
1895–1910, Berkeley, CA: University of California Press.
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7
The 1894 Tonghak Rebellion
Carl Young
In the early spring of 1894, a massive peasant uprising broke out that involved
members of the Tonghak movement, a new Korean religion, as well as many
other peasants. It is known through a variety of names today such as the
Tonghak Rebellion, the Tonghak Peasant War and the Tonghak Revolution.1 This
rebellion, centred in the southern provinces of Ch’ŏlla and Ch’ungch’ŏng, was
the largest one in Korean history and involved many Tonghak adherents in its
leadership. Although the majority of the insurgents were not members of the
Tonghak religion, its organisational structure helped facilitate the organisation
and cohesion of the rebellion. The success of the rebels in early 1894 led the
Korean government to appeal to China for aid in putting down the uprising.
When China sent troops to help the Korean government, Japan used this as a
pretext to send its own soldiers to Korea, even though the Korean government
and the rebels had established an uneasy truce by this time. This led to the Sino-
Japanese War of 1894–1895, and Japan’s victory in the war marked the beginning
of its ascendancy as a modern imperial power.
The rebellion and the Sino-Japanese War also led to a domestic coup d’état in
the Korean government supported by the Japanese. The new administration
launched the modernising Kabo Reforms, which changed the traditional
governing structure of Korea between 1894 and 1896. This Japanese intervention
led to a second stage of the rebellion in late 1894, which was brutally and quickly
put down by government and Japanese troops. In spite of the rebellion’s failure, it
acted as a catalyst that helped to provoke events that profoundly affected Korea
both domestically and internationally. The 1894 Tonghak Rebellion can thus be
seen as a watershed marking a new era in Korean history. Its revolutionary
consequences are the reason why so many scholars and activists have looked at
and analysed this event so profoundly.
Tonghak arose in the last half of the nineteenth century, a period of domestic and
international turmoil in Korea and East Asia. Its founder, Ch’oe Che-u, an
educated but impoverished yangban, started preaching his new synthesis of
Eastern philosophy and folk traditions among peasants and marginalised
members of the educated classes in southeastern Korea after a profound
experience with the divine in 1860. Ch’oe Che-u had wandered for several years
before this, searching for answers to what he felt was a spiritual void in his life
that the contemporary interpretations of Neo-Confucianism that were then
prevalent in Chosŏn Korea were unable to answer. Ch’oe Che-u was also socially
marginalised because of his poverty and his status as a secondary son born of a
concubine that barred him from many opportunities that would be open to a
person of his education. He also observed the social problems in Chosŏn Korea
and was increasingly concerned by the growing power of the West in China and
the activities of Catholics in Korea. Eventually, this led to an ecstatic spiritual
experience that occurred during a time of illness. The divine spoke to Ch’oe Che-
u in a voice that seemed to come from both within and outside himself,
something that would later develop into a belief that God pervades all creation
and all human beings. The divine revealed a sacred incantation and a diagram
that Ch’oe needed to draw and then burn and drink the ashes so that he could be
healed. Ch’oe was indeed healed after following these instructions.
Ch’oe Che-u started preaching about his experience to his family and friends
in his local area near Kyŏngju and gained a reputation as a healer with his sacred
diagram and incantations. The chanting of the various forms of the Tonghak
incantation and the healing ritual were easily accessible to those without much
education. Ch’oe Che-u also discussed his experience with scholars and laid out
his doctrine in an intellectual style as well. He emphasised how his new teaching,
which he called Tonghak, or Eastern Learning, not only combined the best of
Confucianism, Buddhism, and Daoism but also went beyond them by revealing
the true nature of the divine that was carried within all creation. His goal was to
make his teaching a new spiritual foundation for Chosŏn society to enable it to
withstand the onslaughts of both power and ideas coming from Western
countries. The implication of this teaching was that all human beings, regardless
of status or education, carried a part of the divine within them. By applying
Tonghak teachings and rituals, one could come into contact with the divine and
bring it out within oneself and benefit both the individual and society.
This combination exercised a dual appeal to both people with some education
and those who followed a more oral folk tradition. The new doctrine also
emphasised a more direct contact with the divine for all people, regardless of
education or social class, which also drew a large audience. The popularity of this
new doctrine quickly drew the attention of local officials, who were concerned
about the appeal of this unorthodox teaching, especially for its deviations from
Neo-Confucianism and the threat to social hierarchy implied in the new doctrine.
In the end, Ch’oe Che-u was arrested and finally executed in 1864. His new
religion was declared illegal, his writings were burned, and the organisation was
forced underground.
The new religion refused to die, however. Ch’oe Che-u’s successor, Ch’oe Si-
hyŏng, reorganised Tonghak as an underground movement in the 1870s and
1880s. Although Tonghak remained illegal, persecution occurred only
sporadically, with long periods of peace in between. This allowed Tonghak to
spread and consolidate itself, mainly in central Korea and increasingly in the
southwestern part of the country. Again, the majority of the believers were poor
agriculturalists, but many of the leaders were marginalised members of the
educated classes who were alienated from the Chosŏn political and social system
and the orthodox Neo-Confucianism that gave it intellectual support.
Tonghak’s local sections were re-established in 1878, and this was further
expanded by the establishment of regional groupings (p’o) that combined many
local branches (chŏp) together in a quasi-military style by 1884. Both the chŏp
and the p’o were connected to distinct networks of Tonghak preachers and their
converts. Six officers helped run the regional organisation, and this was often
supplemented by a leader (taejŏpchu) chosen by the leaders of the local branches.
Although there is some debate about the exact timing of the organisation of
several chŏp into a larger regional grouping, names of the p’o were apparent by
1893 and numbered around 50 by that time. This period also saw a certain
standardisation of Tonghak rituals as well as the compilation of Tonghak’s
scriptures in both classical Chinese and vernacular Korean. This again allowed it
to appeal to a dual audience of marginalised educated people and poorer peasants
without much education. It could also lead to different approaches to the faith, a
more philosophical one for the educated and another that drew on the rituals
based on folk tradition for those who were less literate.
The fact that there were a variety of approaches to access divine power in
Tonghak may have increased its appeal among a wider swath of Chosŏn rural
society. Tonghak did offer opportunities for the poor and uneducated to be part
of a movement that had ways for them to directly access divine power and be
part of a network that met regularly and reinforced social relationships outside of
normal state-centred structures. The literary tradition within Tonghak was
attractive to marginalised intellectuals and permitted them also to find a new
way to find spiritual and social satisfaction. The reforms in the religion’s
organisation and the compilation of scriptures and other ritual and doctrinal
works during this period helped to bolster the effectiveness and the esprit de
corps of the new religion. These contributed to Tonghak’s growing success and
strength in spite of official government persecution. By the 1890s, Tonghak had
strong local underground networks throughout southern Korea loosely united
under Ch’oe Si-hyŏng’s religious leadership.
Early rumblings
The period from the late 1870s to the late 1880s was also an important period in
Korean political history because foreign powers and a new order of international
relations imposed by the West affected Korea in its regional position in East Asia.
Japan was the first to break down the barrier in 1876, forcing an unequal treaty
on Korea similar to those which had been imposed on itself and on China by the
Western powers. Treaties were signed with other Western powers throughout the
1880s. However, the Western powers generally had their attention diverted
elsewhere, so the main foreign competition over Korea was between Japan and
China. This international rivalry exacerbated the official corruption and social
misery already existing in Korea, with the added threat of a possible loss of
independence.
By the 1890s, Ch’oe Si-hyŏng and other leaders had left their places of refuge
in southern Kangwŏn province to pursue their activities in Ch’ungch’ong and
Ch’ŏlla provinces, where the majority of Tonghak believers were now
concentrated. After years of relative relaxation, local government persecution of
Tonghak started increasing in Ch’ungch’ong and Ch’ŏlla, further indicative of
Tonghak’s growth in these regions and growing government ideological
defensiveness. Tonghak believers also became more vocal about their desire to
clear the name of their founder and legalise their religion. This was given further
impetus by the legalisation of Catholicism as a result of the Franco-Korean treaty
in 1886. In common with other Koreans, Tonghak followers were also victims of
government corruption which led to land and tax abuses. Many were also
resentful of the growing presence of Japanese merchants, who were not averse to
exploiting and swindling Korean peasants.
All these grievances combined together in two petition movements by
Tonghak followers in 1892 and 1893 to clear Ch’oe Che-u’s name. The petition in
1892 was given from a mass meeting near Chŏnju to the governors of Ch’ŏlla and
Ch’ungch’ŏng provinces. This was done without Ch’oe Si-hyŏng’s permission by
local Tonghak leaders. The movement aimed to dis sociate Tonghak from the
label of heterodoxy. The petition was couched in very traditional Confucian
terms and asserted that Tonghak was not heretical, but instead united the best of
Confucianism, Buddhism, and Daoism, and was substantially similar to
Confucianism in its principles. It also denounced the activities of Japanese
merchants which brought difficulties to the people and also complained that
there was too much Western and Japanese influence in Korea. Finally, the
petition also protested against the persecution of Tonghak believers and
demanded the release of Tonghak prisoners and the clearing of Ch’oe Che-u’s
name. The movement had both political but also very religious demands.
The 1892 petition was rebuffed and as the persecutions and abuses continued,
pressure mounted for another petition movement in 1893. Taking advantage of
the birth of a royal prince, the petitioners were able to mix with the celebratory
crowds in the capital to stage a mass march by Tonghak followers that brought
the petition to the gates of the royal palace itself. The movement continued to
pledge loyalty to the king and emphasised that Tonghak doctrine combined the
best of Confucianism, Taoism, and Buddhism, all of which were allowed by the
state. However, unofficial actions by some of the petitioners, such as the posting
of threatening placards on the property of Christian missionaries, revealed a
strong anti-Western and anti-Japanese stance among many of the protestors.
There may even have been a desire to overthrow the government on the part of
others. The government accepted the petition and told the demonstrators to
disperse, which they did. However, no action was taken afterwards to satisfy
their demands. The movement also wound down as prominent Tonghak leaders
around Ch’oe Si-hyŏng were worried about the potential for violence, which they
opposed. There was also apparently increasing dissatisfaction from many
Tonghak petitioners that the movement was taking a more political tone,
focussing more on political reforms and anti-foreign campaigns than on clearing
Ch’oe Che-u’s name and the legalisation of Tonghak.
It is interesting to note that Ch’oe Si-hyŏng was not the prime mover behind
these demonstrations. He gave in to pressure from other Tonghak leaders, chiefly
from Ch’ŏlla province, to go forward with the petitions. It is likely that he did
this because these leaders were going to go ahead with these actions anyway and
he wanted to maintain some control over the whole process. Still, Ch’oe Si-hyŏng
originally opposed these movements, mainly because he did not think that it was
an opportune time to engage in such action. Ch’oe Si-hyŏng emphasised passive
reform, spiritual regeneration, and the importance of organising Tonghak to
improve its effectiveness in spreading its spiritual message. Growing pressure,
especially from leaders and believers from Ch’ŏlla province, forced him to
compromise and allow actions that he was not comfortable with.
The events surrounding the petition movement also revealed increasing
tensions between Ch’oe Si-hyŏng and those close to him and other Tonghak
leaders who may have had a broader socio-political agenda than Ch’oe Si-hyŏng.
This may have led to differences in doctrine and religious priorities. These trends
may have been reinforced by Tonghak’s leadership and organisational structure,
which was only loosely centralised around Ch’oe Si-hyŏng’s leadership. This
decentralised structure was effective in an era of underground preaching but
made coordination more difficult between different Tonghak leadership networks
and had the potential of giving rise to independent streams of teaching and
authority. This made it more difficult for Ch’oe Si-hyŏng to keep control over
local congregations, especially at a time of persecution that caused difficulties in
communications. This difficulty would again reveal itself in the course of the
1894 rebellion.
Although the main Tonghak leadership wanted to settle their grievances with the
government through peaceful means, events took a violent turn when Chŏn
Pong-jun, a local Tonghak leader in Kobu in the southwestern province of
Ch’ŏlla, started an armed rebellion in the spring of 1894 after Tonghak followers
and other peasants were abused by corrupt officials. This was to become the
largest peasant revolt in Korean history, with repercussions both domestically
and internationally.
The Kobu uprising began in the first lunar month of 1894 and was led by Chŏn
Pong-jun, a local Tonghak leader. There is a great deal of confusion surrounding
many events connected to 1894 because it was such a chaotic time and there was
a large variety of localised issues that overlapped with the major events of the
two stages of the rebellion. As well, local leaders often acted for their own
motivations with little coordination with the national movement. We actually
know little about Chŏn Pong-jun, except through the small number of petitions
that he sponsored and through the minutes of his trial. He first gained
prominence in Tonghak during the 1893 petition movement and seems to have
had contacts with anti-foreign officials and the Taewŏn’gun, King Kojong’s
father, who was well known for his anti-foreign tendencies but who was now
marginalised. It appears that he was a fairly recent convert to the faith, although
his local influence and dynamism quickly brought him to prominence in local
Tonghak circles in Ch’ŏlla province. It is highly likely that he was a fallen
yangban, just like Ch’oe Che-u and many others in the Tonghak leadership,
although he could also have been a wealthy commoner. There was a wide variety
of backgrounds in the rebellion’s leadership and many of them were educated.
Although most of the rebel fighters were mainly from the lower agricultural
classes, a large proportion of the leadership came from the marginalised educated
classes or rich farmers, along with poor farmers.
Although the 1894 rebellion is often known as the Tonghak Rebellion or
Tonghak Revolution, only a minority of the peasant rebels were Tonghak
followers. However, there were many conversions to Tonghak during the
different stages of the uprising. Even in the initial uprising in Kobu, only about
300 of the approximately 500 rebels were Tonghak followers. Others had close
personal relations with Chŏn Pong-jun. Still, Tonghak believers formed an
important part of the leadership and the rank and file, and this continued through
the next stages of the rebellion. It could be that Tonghak’s congregational
organisation, and most importantly, its recent role in the petition movements of
the past couple of years, already provided experience in organisation for political
and social action that gave Tonghak followers a prominent role in the 1894
rebellion’s organisation.
Local problems had motivated the original uprising, but the close contacts
between Chŏn and other like-minded Tonghak believers in Ch’ŏlla led to the
growing spread and success of the rebellion. About a month after the beginning
of the Kobu uprising, letters were sent by the Kobu rebels to other Tonghak
congregations in Ch’ŏlla province. Demands were made to reform corruption in
official circles while maintaining support for the king and the welfare of the
nation. However, not as much emphasis was placed on what had been traditional
Tonghak demands, such as religious freedom or the clearing of Ch’oe Che-u’s
name. Uprisings spread throughout much of Ch’ŏlla province. There were some
uprisings in Ch’ungch’ong and Kyŏngsang provinces as well, but they quickly
dispersed. A possible reason is that Ch’oe Si-hyŏng’s authority was stronger here
and he may have been more successful in ordering Tonghak followers in these
provinces to cease their actions.
Not all Tonghak believers were involved in the uprising led by Chŏn Pong-jun.
Ch’oe Si-hyŏng’s initial reaction was lukewarm at best. He seemed resigned to
the fact that the rebellion had happened and praised Chŏn’s motivations of filial
piety and humanity. However, he ordered Chŏn not to be hurried in his actions
and to desist and not defy the will of Heaven. Chŏn obviously disregarded this
order and so did most of the leadership in Ch’ŏlla province that followed in the
rebellion. However, most of the Tonghak organisation elsewhere, including most
of the senior leadership that was going to assume a prominent role in Tonghak in
the years after 1894, decided to follow Ch’oe Si-hyŏng’s leadership and did not
participate in the spring uprising.2 In spite of this, there appears to have been
little outward hostility between Ch’oe Si-hyŏng and Chŏn Pong-jun. Some
scholars believe that Ch’oe’s support of the rebellion has been downplayed in
historical memory so as to protect his reputation due to the rebellion’s failure.
This division was further reflected with the increasing use of the term namjŏp,
or Southern Assembly, to describe Tonghak leaders and followers, mainly in
Ch’ŏlla province, who engaged in the first stage of the rebellion. This was used to
distinguish these Tonghak believers from the pukchŏp, or Northern Assembly,
centred on Ch’oe Si-hyŏng. The term namjŏp is rarely seen before 1894 and
appears most often in non-Tonghak government, Japanese and bureaucratic
documents relating to the uprising. However, it is clear that Chŏn Pong-jun
himself started to use this term to designate his followers in Ch’ŏlla and to
distinguish himself from the older leadership. Some have asserted that this was
mainly a geographic designation, and it is true that there was not a complete
separation of the Northern and Southern Assemblies and that Ch’oe Si-hyŏng
conserved overall religious leadership over Tonghak. However, there are also
clear differences in the emphasis placed by the leaders of the two divisions over
doctrinal, political and social issues. Ch’oe Si-hyŏng placed a much greater
emphasis on spiritual and religious issues over overt socio-political action.
Although there was technical unity between these two divisions of Tonghak,
criticism between them continued well into the late summer of 1894. This can
again be indicative of some of the challenges Tonghak faced due to its loose
decentralised leadership structure compounded by difficulties in communication
between different regional networks of Tonghak followers.
The success of the rebels alarmed the Korean government. Under previous
agreements made with China and Japan, the Korean king appealed to China to
send troops to help put down the insurgency. China agreed to send military aid,
but this led Japan to exercise its option to send troops to protect its interests as
well. The Korean government, realising its mistake, tried to make peace with the
rebels in June 1894 by allowing them some input into local government through
the establishment of advisory agencies under Tonghak rebel control called
chipkangso that were to help government officials administer areas under rebel
control. The first stage of the rebellion came to an end because both the
government and the rebels were worried about Chinese and Japanese
intervention and this forced both into a compromise that neither side was very
comfortable with.
Uneasy interlude
The Korean government’s fears of instability were well warranted. In spite of the
peace, neither Japan nor China withdrew their troops from Korea. As tensions
rose between Japan and China, the Japanese brought the Korean government
under their control by engineering a palace coup in late July 1894. This brought in
a new administration that instituted government reforms based on Japan’s Meiji
restoration. These Kabo reforms, as they are commonly known in Korean history,
addressed many of the concerns that the rebels had raised. However, the fact that
Japanese influence was behind these innovations raised suspicions and made the
reform regime increasingly unpopular. Clashes between Chinese and Japanese
forces in Korea occurred shortly after the coup, making Korea a battlefield in a
regional war for supremacy between China and Japan that would culminate in a
Japanese victory the following year. The Sino-Japanese War of 1894–1895 was
one of the major first steps of Japanese imperial expansion that would continue in
various stages up until the end of World War II.
Both the Tonghak rebels in Ch’ŏlla province and the new government in Seoul
were increasingly ill at ease with each other through the summer of 1894 in spite
of the truce. Many of the rebels shared popular unease at the dependence of the
new reform administration on Japanese support and were distrustful of the
foreign ideas on which the government’s new policies were based. The
government felt a growing anxiety that the rebels were an alternate centre of
power, almost independent of it. The summer of 1894 also saw the establishment
of the new chipkangso which gave input into local government, mainly in Ch’ŏlla
province. There were also chipkangso established in some areas of Ch’ungch’ong
province and these were supervised by Ch’oe Si-hyŏng. Again, difficulties in
communication and differing local conditions led to different versions of the aims
of the chipkangso as well as to different actions. Land redistribution appears to
have been the main unifying agenda for the chipkangso, but because of the short
time that these institutions existed (little more than three months), it is very
difficult to see much action on this issue. Tensions between the Northern and
Southern Assemblies were also evident, with some evidence of efforts to get
certain p’o to switch sides. Ch’oe Si-hyŏng was also concerned at the on-going
arms build-up in areas controlled by the namjŏp, seeing it as a threat to the areas
under his control. He actually issued an official statement that Chŏn and those
affiliated with him were traitors to the state and heretics of the Tonghak faith.
There appear to have been some divisions even within the namjŏp. Chŏn Pong-
jun was an important leader in Ch’ŏlla, but he was certainly not the only one.
There were other important Tonghak leaders in the south, such as Kim Kae-nam
and Sŏ Chang-ok, who dominated their local areas. Kim Kae-nam was
increasingly autonomous in his area and consolidated his local power without
much reference to outside leadership. He was also less cooperative with
government authorities, and when the second stage of the rebellion began in the
autumn of 1894, he was reluctant to give much support to Chŏn and the other
Tonghak rebels. There was coordination between the namjŏp leaders but also
increasing autonomous action. Again, Tonghak’s decentralised leadership
structure made it not only difficult for Ch’oe Si-hyŏng to impose centralised
leadership but also made for a lack of a unified agenda on the part of the
Southern Assembly as well.
In spite of this, there were many conversions to Tonghak during this time,
especially in Ch’ŏlla but also in other provinces. However, the situation during
the summer of 1894 reveals that there were significant tensions between Tonghak
leaders and a lack of a unified agenda among Tonghak believers, even within the
rebel faction.
The aftermath
By the beginning of 1895, the rebellion was all but over. The combined Korean
government and Japanese troops targeted the main centre of rebel power in
Ch’ŏlla and southern Ch’ungch’ŏng provinces. These areas were the centre of
Chŏn Pong-jun’s Southern Assembly (namjŏp) faction, which had participated in
the first phase of the rebellion. They had been the major focus of Tonghak
strength before the uprising, but the military action resulted in massacres of
Tonghak believers, the destruction of their religious and military organisation
and the arrest and execution of the most important Tonghak leaders of the area,
including Chŏn Pong-jun and most of his prominent lieutenants. Many believers
also fled, never to return.4 There was not much left of the Southern Assembly
faction on which to build a revitalised organisation.
The case was different for the Northern Assembly (pukchŏp) faction headed by
Ch’oe Si-hyŏng and those loyal to him. After the defeat in Kongju, Ch’oe Si-
hyŏng fled north with his loyal lieutenants, eventually ending up in the
Ch’ungju/Hongju area of north Ch’ungch’ŏng province by the end of 1894. They
later fled to Inje county in Kangwŏn province in the first lunar month of 1895.
This was familiar territory for Ch’oe Si-hyŏng as he had wandered a lot in hiding
in this area during the 1880s. Kangwŏn province had had some sporadic rebel
activity in 1894, but there were not as many Tonghak followers as in the southern
and central provinces, and the rebel movement was put down. Anti-Tonghak
activities started immediately after the uprising occurred, mainly led by local
Confucian scholars who were deeply opposed to what they perceived as
Tonghak’s heresy. Because of this, there was not as great a need for government
or Japanese troops to put down the rebellion in this area. Although government
suppression of Tonghak was not concentrated in these areas, the search for these
leaders was very intense, and there were many close calls. Government
authorities knew that Ch’oe Si-hyŏng had fled towards the east and they engaged
in great efforts to capture him. This was to start several years of wandering from
place to place amidst great suffering in the mountains of Kangwŏn and north
Ch’ungch’ŏng until Ch’oe Si-hyŏng was finally captured and executed in 1898.
Before his death, Ch’oe Si-hyŏng trained new leaders to rebuild Tonghak’s
organisation. Son Pyŏng-hŭi took over the central leadership in 1900 and
embarked on a program of reorganisation, preaching and standardisation of
doctrine. In 1906, the name of the revitalised Tonghak organisation was changed
to Ch’ŏndogyo, in part to signal a new direction for the religion in the midst of
the social and political changes happening in Korea in the early twentieth
century. Ch’ŏndogyo continued to exist after the imposition of Japanese
colonialism and was prominent in the March First anti-Japanese demonstrations
in 1919 and in other nationalist cultural and social movements in the 1920s and
early 1930s. It continues to exist as a small religion in South Korea today.
The area in southern Ch’ŏlla province continued to be a centre of peasant
resistance during the late 1890s. Localised peasant rebellions drew from some of
the teachings and most importantly, the organisation of the old Tonghak rebels.
Some former Tonghak rebels converted to Christianity (a good example of this is
the nationalist leader Kim Ku), while others gravitated to other new religions,
including the Chŭngsan’gyo movement, in the early twentieth century.
Another Korean historian, Lee Young-ho, is even clearer as to the nationalist
credentials of Tonghak in the 1894 rebellion:
The Peasant War of 1894 was an anti-feudal and anti-imperialistic movement with the aim of
establishing a modern nation-state by overcoming the feudal and national crises.
(Lee Young-ho 1994: 90)
These are good examples of the general consensus that Tonghak was anti-feudal
and nationalist in nature during the 1894 peasant uprising. Tonghak is deemed to
have been created to overthrow the Chosŏn dynasty’s governmental and social
structure and contained within it the indigenous seeds that could lead to the
creation of a modern nation-state with democratic elements to replace the old
“feudal” system. According to this viewpoint, Tonghak combined the common
people’s desire for social justice, relief from oppression and participation in
government with the defence of the nation from foreign, especially Japanese,
incursions.
Young-ick Lew (1991) is one of a minority of historians who see the ideology of
the 1894 Tonghak Rebellion as a proto-nationalist, rather than a fully-fledged
modern nationalist, movement. He asserts that Tonghak at this time was more
inspired by the Neo-Confucian “Way of the Sages” than by ideas of modern
nationalism or democracy. However, he does agree that Tonghak “was infused
with a strong patriotic ardour, a burning desire to protect the nation from foreign
aggression, and with the egalitarian dream of abolishing the yangban class
system.” In this he is generally joined by the few foreign historians who have
done much work on Tonghak. The first major English-language work by
Benjamin Weems (1964) was a short, general work mainly concentrating on
internal events of the religion and how it interacted with the changes in Korean
society. More recently, books by Paul Beirne (2009) and George Kallander (2013)
have also focussed more on the internal religious history of Tonghak and its
doctrines and structure rather than engaging in the nationalist debate.
In general, the Tonghak peasant uprising of 1894 is seen within a wider context
of other movements which arose in the 1890s, including the Kabo reforms of
1894–1896 and the Independence Club in 1896–1898. These are all deemed
important in contributing to early modernising nationalism in Korea. Starting
from the early 2000s, there has been a growing trend among mainstream Korean
historians to look at the complexities of the rebellion itself and also on its
consequences. This has helped to move some of the Korean debate about
Tonghak beyond the “nation” question (although it is still important) and has
added a welcome, more multi-faceted view of Tonghak and the rebellion.
In the late 1960s, the minjung movement arose as a resistance movement
against the military regimes that ruled South Korea from the early 1960s to the
mid-1980s. The word minjung was coined late in the nineteenth century from
two Chinese characters meaning “the people” and “a group or mass.” The
minjung movement in the late twentieth century interpreted it as meaning the
“oppressed mass of the people” who are the true locus of the nation and who
produce change in history.
Minjung historiography has some similarities to Marxism. As opposed to class
struggle in Marxism, however, the minjung can be a class coalition of all the
oppressed (labourers, peasants, artisans, dissident intellectuals, etc.), albeit mainly
from the lower strata of society. The minjung are deemed to cause change in
history in their attempts to regain their subjectivity (chuch’esŏng) and exercise
their rightful role in society. Since the composition of the minjung can be
different in various periods of history, minjung historians search for groups and
movements that can be said to constitute the minjung in different points of
Korean history. Minjung historiography accepts some of the premises of more
mainstream South Korean nationalism but stresses the importance of popular
rather than elite movements. This has influenced later research by more
traditional historians, leading to a cross-fertilisation between traditional
nationalist and minjung nationalist histories.
This has led minjung historians to emphasise the 1894 Tonghak peasant
uprising as the classic example of a minjung movement, mainly because of its
origins among the oppressed peasantry. In the Tonghak Rebellion, the minjung
rises up to destroy oppression and protect the nation. One of the most prominent
minjung historians, Kang Man-gil, considers the Tonghak Rebellion “a large-scale
anti-imperialist and anti-feudal struggle that has important significance in the
history of the struggle of our minjung.” The exaltation of the Tonghak movement
implies a rejection of the more elite nationalist movements, such as the Kabo
Reforms and the Independence Club, that also occurred around this time and
which are traditionally considered as contributing to modern Korean nationalism.
This is mainly because they were not based on minjung culture. The Tonghak
movement is thus the proper place to look for the minjung dynamic and spirit
and the true locus of the beginnings of modern Korean nationalism. As
demonstrated by Nancy Abelman (1996) and Namhee Lee (2007), among others,
historical memory of the rebellion and its leaders, notably Chŏn Pong-jun, played
an important part in the art, music and motivational practices of the student,
farmer, and labour movements in the 1970s and 1980s.
Another important stream of nationalism is that incarnated by North Korea.
The relationship between the North Korean Communist regime and
Tonghak/Ch’ŏndogyo is a mixed one. In the late 1920s, some Ch’ŏndogyo
believers founded a political party, the Ch’ŏndogyo ch’ŏngudang (Ch’ŏndogyo
Young Friends’ Party) that advocated national self-strengthening on the basis of
Ch’ŏndogyo values. The northern wing of Ch’ŏndogyo’s political party was
forced into a coalition with the Korean Workers’ Party, along with the northern
wing of the Korean Democratic Party, and this structure still technically exists
today, although the Korean Workers’ Party selects and controls the members of
the two other parties. However, Ch’ŏndogyo as a religion, like any religion in the
north, is tightly controlled.
This leads to a mixed assessment of Tonghak’s and Ch’ŏndogyo’s
contributions to Korean history. The official North Korean history, Chosŏn
chŏnsa, praises the foundation of Tonghak by Ch’oe Che-u as a movement to
oppose Chosŏn’s feudal system and incursions by foreigners. The greatest
weakness of Tonghak is that this desire was encapsulated in the form of
“religious superstition,” which restricted the development of a “social
consciousness.” The Tonghak Rebellion was important in promoting the demise
of Korean feudalism, but the lack of a proletariat to lead the struggle doomed it to
failure and weakened its “anti-imperialistic fighting consciousness.” Tonghak
activities tend to be lumped into a “bourgeois phase” that includes the activities
of the Independence Club and culminates in the March 1919 demonstrations,
which is the terminal point of this stage.
In spite of the Tonghak Rebellion’s failure, it set off events such as the Sino-
Japanese War of 1894–1895 that marked the rise of Japanese imperialism, which
eventually snuffed out Korea’s independence in 1910. It also had a profound
impact domestically, leading to the Kabo Reforms of 1894 and thereby launching
a debate in Korea on nation-building and self-strengthening that would have a
profound effect on Korea, even as it eventually became colonised by Japan. The
rebellion’s precedent of the lowly, the oppressed and the disenfranchised rising
up against corruption and injustice still provides inspiration to contemporary
movements for social justice and continues to be an important ingredient in the
building of Korean identities. The rebellion’s on-going legacy still resonates
today.
Notes
1 It has become fashionable to use the term “Tonghak Revolution” in South Korea, especially among
progressive circles that attach a positive value to revolution as a change of political and social order.
However, in English, the use of the word “revolution” tends to be applied to successful uprisings in
which the rebels themselves take over government and establish a new order based on their agenda. As
will be seen, the Tonghak peasant rebels were ultimately unsuccessful in their uprising and the
application of their agenda. This is the reason that this article will refer to this event as a rebellion rather
than a revolution. However, this does not mean that this event did not have wide-ranging consequences
that had a strong effect on Korea’s domestic and international circumstances.
2 Some Tonghak believers outside of Ch’ŏlla province also staged disturbances during the spring phase of
the rebellion, and some Tonghak branches in Ch’ŏlla apparently were not active at this time. There
appears to have been some overlap.
3 English translations of sections of Chŏn Pong-jun’s trial and other documents related to the Tonghak
Rebellion can be found in chapter 30 of Yŏng-ho Ch’oe et al. 1997, Sources of Korean Tradition, Volume 2,
Columbia University Press, New York.
4 The most recent official Ch’ŏndogyo history, the Ch’ŏndogyo yaksa, asserts that there may have been up
to 500,000 people massacred in the aftermath of the failure of the rebellion. It is difficult, however, to get
an exact number of the people killed in the months following the rebellion.
References
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California Press, Berkeley, CA.
Beirne, Paul (2009) Su-un and His World of Symbols: The Founder of Korea’s First
Indigenous Religion, Ashgate Publishing, Farnham, Surrey.
Ch’oe, Chungmoo (1995) “The Minjung Culture Movement and Popular Culture”
in Kenneth M. Wells (ed.), South Korea’s Minjung Movement: The Culture
and Politics of Dissidence, University of Hawaii Press, Honolulu, HI.
Cho, Jae-gon (1994) “The Connection of the Sino-Japanese War and the Peasant
War of 1894,” Korea Journal, vol. 34, no. 4 (Winter 1994), pp. 45–58.
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Early Modern Korea, University of Hawaii Press, Honolulu, HI.
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Daejeon (Great Scripture of Eastern Learning), trans. Central Headquarters of
Ch’ondogyo, University Press of America, Lanham, MD.
Ko, Seok-kyu (1994) “Activities of the Peasant Army during the Chipkangso
Period,” Korea Journal, vol. 34, no. 4 (Winter 1994), pp. 31–44.
Lee, Ewha (1994) “A Study of the Relationship between the Reform of
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Lee, Namhee (2007) The Making of Minjung: Democracy and the Politics of
Representation in South Korea, Cornell University Press, Ithaca, NY.
Lee, Young-ho (1994) “The Socioeconomic Background and the Growth of the
New Social Forces of the 1894 Peasant War,” Korea Journal, vol. 34, no. 4
(Winter 1994), pp. 90–100.
Lew, Young-ick (1991) “The Conservative Character of the 1894 Tonghak Peasant
Uprising: A Reappraisal with Emphasis on Chŏn Pong-jun’s Background and
Motivation,” Journal of Korean Studies 7 (1990–91), pp. 149–180.
Shin, Soonchul and Lee, Jinyoung (2008) A Short History of the Donghak Peasant
Revolution, trans. Singh, Rohini and Lee, Chongmin, Donghak Peasant
Revolution Memorial Association, Seoul.
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Korea Forum (1978), pp. 1–60.
Shin, Susan (1979) “Tonghak Thought: The Roots of Revolution,” Korea Journal,
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Journal, vol. 34, no. 4 (Winter 1994), pp. 17–30.
Weems, Benjamin (1964) Reform, Rebellion, and the Heavenly Way, University of
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Wells, Kenneth M. (1995) “The Cultural Construction of Korean History” in
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Ch’ŏndogyo Movements and the Twilight of Korean Independence, University
of Hawaii Press, Honolulu, HI.
Part II
The colonial period
8
The politics of assimilation
Koreans into Japanese
Mark E. Caprio
The legacy that Japan’s assimilation policies had on colonial-era Korea (1910–
1945) was perhaps felt greatest after the country’s liberation from Japanese rule. It
was from this time that the Korean people faced the daunting task of separating
those among their fellow compatriots worthy of patriotic honors from those
guilty of traitorous crimes. Decisions regarding the latter group rested on criteria
being established that determined the acts of collaboration that were serious
enough to render punishment for betrayal of the Korean people. Similarly,
liberation also required Koreans to rewrite their national narrative to incorporate
the patriotic heroes of the past four decades of Japanese suzerainty: which acts of
heroism merited their gaining immortality? While all periods of foreign
occupation develop both supporters and detractors, it could be argued that
assimilation policy produced deeper divisions among the people it subjugated as
it preached an intention to develop a more intimate relationship between
colonized and colonizer. Indeed, it challenged these people to abandon their
“inferior” heritage for a more “advanced” one. Introduced as a gradual process,
the Japanese accelerated their efforts to assimilate Koreans as Japan expanded its
military adventures across the Chinese mainland and throughout much of the
Pacific Ocean region.
Japan’s assimilation policy aimed to culturally absorb the Korean people into
the Japanese race, at least this was the impression left by the colonizers’ rhetoric.
If successful, it would mean the Korean people absorbed as Japanese, the borders
of Japan redrawn to incorporate the Korean peninsula as one or a group of
prefectures. Korea and Koreans, in other words, would cease to exist. In practice,
however, the initial decades of colonial administration demonstrated a greater
tendency to discriminate and separate than to accept and unify. The war years
displayed signs of willingness to correct this contradiction between rhetoric and
practice, leading some to conclude that Japan was ready to implement its
assimilation goals (Fujitani 2011). However, the war’s abrupt conclusion prevents
us from advancing this conclusion. Would the Japanese have continued the
wartime advances that the Japanese allowed the Koreans had Japan retained the
Korean peninsula after the war, or were they simply temporary (and
progressively desperate) measures rendered necessary under total war
conditions? Japanese might conclude its failure to assimilate the Korean people to
be a result of the relatively short duration of Japan’s colonial rule: even under
normal circumstances they saw this as a 50-to 100-year process. However, the
available evidence also suggests that, like other similar assimilation examples, the
administration’s intention was not to assimilate Koreans as internal Japanese
subjects (kokumin) but as peripheral imperial subjects (shinmin). They would be
granted privileges as valued members of the empire but not at a level enjoyed by
their Japanese counterparts.
Goals of assimilation
The Japanese establishment of assimilation as their colonial policy can be traced
to even before the Meiji government appeared in 1868, to the late eighteenth
century when the Tokugawa regime experimented with the policy in Ezo
(present-day Hokkaido) to integrate the indigenous tribes on the island that was
being explored by Russian adventurers. The Japanese rejuvenated this policy over
the Meiji period (1868–1912) as Japan’s empire officially incorporated Ezo and
later expanded to annex the Ryukyu Islands (present-day Okinawa) and Taiwan.
Thus, by the time Korea entered the empire in 1910, the Japanese had
accumulated a rather lengthy resume of applying assimilation to peoples it
occupied. Still, Japanese writing at the time of Korea’s annexation felt compelled
to justify Japan’s choice of administration. This was probably a reaction to the
vicious attack that assimilation faced from the late nineteenth century,
particularly by Social Darwinists and Scientific Colonial thinkers who argued it
an illusion to expect that peoples of different breeds and culture could appreciate,
much less absorb, advanced political and cultural institutions that assimilation
policy introduced to them. Japanese countered by explaining that the racial and
cultural similarities that they had long enjoyed with the Korean people would
ensure them success where the European had failed. Japanese should have little
problem assimilating Koreans.
The Japanese casually drew from these European examples. Writers listed
examples of assimilation, occasionally as positive or negative models. They did
not analyze the specific differences between approaches or consider why some
European colonial powers enjoyed greater success than others. The English, for
example, offered a political variety of assimilation that contrasted with that of the
French and German culture-centered assimilation policy.1 Yet the Japanese listed
these examples as if they were all applying a set policy in their colonies. While
both forms experienced rebellions among the subjugated peoples, English efforts
succeeded in strengthening internal security: the union arrangement England
forged with these states prevented them from forming alliances with its enemies
—first the French and later the Germans. This was not always the case with the
French, whose relationship with the Algerian people was not nearly as cordial as
that which the English held with the Welsh or Scots.2
Japanese rhetoric that preached the Korean future as Japanese suggested an
intimate internal level of assimilation that the colonized were ill-prepared to
honor, one that saw the Korean peninsula eventually becoming integral Japanese
territory by a process frequently witnessed in nation-building efforts. Eugene
Weber brilliantly traces one such occurrence of this intense level of assimilation
in his history of nineteenth-century French efforts to amalgamate the “savages”
of France’s southern provinces, peoples who the northern French claimed to be
ignorant of their culture and language (Weber 1976). This effort was in part
influenced by similar unification efforts taking place at France’s eastern border in
the Prussian-led movement to unite territories that constitute the modern
German state. Indeed, similar processes of nation building also were taking place
at this time in Italy, post-Civil War United States, and Meiji, Japan. Though this
process shared resemblance to that of colonial assimilation, it differed in
intensity. The peoples involved all residing within long-established borders of the
newly formed state, they already imagined to be of the same people even though
an intense assimilation process was necessary to integrate them culturally,
politically, and economically. Thus rhetorically it made little sense to describe
this process as assimilation.
Rather, assimilation as a policy made more rhetorical sense when used to
describe a peripheral people’s incorporation into the more advanced colonizer
population, primarily because to the colonizer this hierarchical relationship
clearly justified their imposing their culture on the colonized. The assimilation
approach introduced by the Japanese in Korea resembled that seen in other
peripheral colonial situations—those just off the traditional borders of the colonial
homeland including Meiji-era additions of territories that surrounded the main
Japanese islands. The Japanese in Korea advertised a gradual advancement of the
policy that educated a minority of Koreans in the new, segregated school system
the government-general created and elicited the assistance of a minority of the
traditional Korean elite to assist the colonizers administer the territory. The
differences in the school systems underline the inferior social position that the
Korean was expected to fill. Compared to that arranged for the expatriate
Japanese, Korean elementary education was shorter in duration, accommodated
more students per class, and was funded less generously. The high concentration
on Japanese language study stole valuable time from more important subjects
that Koreans needed to compete with their Japanese counterparts. We can also
assume that the inferiority of this education, along with the stigma of having
attended a Korean school, dogged Korean youth as they sought employment or
attempted to advance their education. Similar situations were also found among
Ainu, Ryukyuan, Taiwanese, as well as Alsace and Algerian children residing in
similar colonial situations at the time.
The most interesting debates among the Japanese regarding assimilation policy
occurred soon after annexation, just before the government-general finalized its
Education Act in 1911. Those contributing their thoughts on Korean education
focused on curriculum particulars such as the language and emphasis of
instruction but also touched on the overall purpose of the education: the product
that the system intended to nurture. Many of the participants in this discussion,
who included politicians as well as academics, warned against the government-
general offering Korean students an inferior education. They questioned the bias
that the Korean was inherently inferior, arguing that, just as the Japanese at the
time of the Meiji Restoration had been behind, so too was the Korean of today.
They too could catch up if given the chance. Still others criticized assimilation as
a policy that simply attempted to clone the Korean as Japanese. One official
believed that the Korean people would be unable to advance unless the Japanese
dramatically adjusted their prejudices that viewed the Japanese-Korean
relationship in terms of superiority-inferiority. Embedded in these discussions
was the idea that Japanese were not appropriate assimilators and thus should
consider a change in policy (Caprio 2009: 92–96).
The Japanese were forced to reform their general approach to governing Korea
after the 1919 March First Independence Movement. On this occasion, Koreans,
joining other colonized peoples empowered by statements by United States
president Woodrow Wilson and Soviet leader Vladimir Lenin that condemned
colonial occupations, took to the streets to demand an end to imperial rule. The
protests, in which hundreds of thousands of Koreans in every province
participated, were brutally suppressed by the police using heavy-handed methods
that were widely condemned. These reforms generally offered the Korean people
more cultural space, though the Japanese maintained, at least in their rhetoric,
that their long-term goal remained assimilation. The reforms, pushed by Prime
Minister Hara Takashi and Governor General Saitŏ Makoto, provided Koreans
with the right to publish indigenous newspapers and assemble freely. They
encouraged the Japanese to endeavor to learn more about Korean culture and
even to study the Korean language. It has been argued that the purpose of this
switch from the brutal “military rule” (budan seiji) to “cultural rule” (bunka seiji)
served to co-opt the often illegal anti-Japanese activities by Korean intellectuals
by providing for them legitimate opportunity (Robinson 1988: 4). The
government-general argued these reforms as harboring the purpose of allowing
Japanese to more accurately read Korean sentiments as measures to prevent
future March First demon strations. Vice-Governor General Mizuno Rentarō used
the value of indigenous newspapers to express this value as follows: They offered
the administration “access to Korean thought as Koreans expressed their feelings
in their newspapers.” Likening the newspaper to a chimney that spews smoke
(Korean sentiment), Mizuno stated his belief that the reason why the March First
Movement blew out of proportion was because the Japanese lacked the means of
reading Korean intentions. Building a chimney (newspaper) to let the smoke
escape from the kitchen allowed the Japanese access to Korean sentiment and
intentions (Mizuno 1999: 52). Did this advancement of Korean language-based
media detract from Japan’s assimilation policy? Michael Robinson’s research
suggests it provided an avenue for advancing Korean identity that strengthened
the people’s ties to Korean culture (Robinson 1988, 1998). This conclusion was
also one reached by two late-1920s reports drafted by the government-general
(Caprio 2009: 255–86).
The 1920 reforms also contained a provision for increasing the number of
schools to allow more Korean children opportunity for education. However, a
more important advancement was the integration of schools for Japanese
expatriate children in 1920. Prior to this time, Korean children who wished to
pursue advanced study were required to travel to Japan, where they first had to
pass a two-year preparation course to allow them to “catch up” to the Japanese
who had spent two additional years in elementary school. The reform granted
admittance to the more advanced school system, provided the student had a
sufficient capacity in the Japanese language. Statistics suggest that the Korean
population in these schools remained consistent at ten percent up through the last
few years of colonial rule, when the Japanese ceased to offer separate figures for
Koreans and Japanese. Despite the integration of schools, the two populations
often remained segregated outside of the classroom. According to one student at
Suwŏn College of Agriculture, Japanese and Koreans lived in separate wings of
the dorm; they formed separate versions of the same club; and they even had the
university library carry separate volumes of the same book (Kang 2001: 54). On
the other hand, there are elderly Japanese who still maintain contacts with
Korean classmates from this time.
The March First Movement also had adverse influences on the views that
Japanese residents held toward the Korean people. At the time of annexation, few
outwardly expressed negative views toward annexation and their government’s
decision to adopt an assimilation policy. Ukita Kazutami, editor of the popular
magazine Taiyō, perhaps expressed a majority view in declaring, “The Japanese
should have relatively few problems in assimilating Koreans” peacefully, as in the
case of the English relationship with the Scots, and avoid the violent conditions
that the English have experienced with the Irish (Ukita 1910). Yet the
demonstrations of March 1919 left a deep and negative impression on the
Japanese, some changing their views on assimilation as they observed Koreans
marching down the streets of Seoul demanding Korean independence. The
journalist and long-time resident of Korea, Hosoi Hajime, contributed the
changes he experienced in an eight-part article that he contributed to the journal
Nihon oyobi Nihonjin (Japan and the Japanese). He wrote: “[At this moment] I
completely forgot the joy I experienced ten years previous when the lives of our
20 million Korean brothers and sisters were refocused as our compatriot siblings.”
The “naïve” Japanese, he continued, had only themselves to blame for this
disturbance as they neglected their “elder brother” responsibilities: “We treat
[Koreans] as things at the bottom. … We show no signs of love, chivalry, but only
menace.” The Japanese harbor a “stepchild mentality” toward a Korean people
they vowed to advance by colonization (Hosoi 1919).
Hosoi presents a rare case of a Japanese expression of opposition to Japan’s
assimilation policy, although the immediate post-March First Movement period
produced more open dissent than at other times. It is thus difficult to ascertain
the extent to which Japanese truly supported this policy. Jun Uchida’s work on
the Japanese settler community suggests it to have been rather extensive (Uchida
2011: 132–36). Most telling were the situations that challenged Japanese to
practice what they preached, such as a petition presented by the Chōsen sansei
shingikai kōsein (The Korean Political Participation Deliberation Committee) that
appeared in 1929 calling for Korean suffrage. At the time the Japanese
government granted a limited number of Japan-based Korean residents suffrage
privileges, calls came for these rights to be extended to the peninsula. The
National Diet rejected one such petition on the grounds that Koreans were
inappropriate for this right. They would sway the results and cause troublesome
results to emerge. This response also noted that if Japanese could only offer
Koreans partial rights, it was better to not grant them any rights at all (Caprio
2009: 138).
The relatively small number of Japanese-Korean marriages presents another
measure for ascertaining the extent to which assimilation found acceptance
among Japanese. Part of the reason behind this result may have been legal issues.
Japanese women marrying Korean men would, as was customary by law, enter
their husband’s family register and thus lose their status as Japanese. For that
reason, many married couples did not officially register their marriages as was
required. A second reason was social pressure: the Japanese community frowned
upon mixed marriages. Recollections left by Japanese women reveal their being
ostracized by their family and friends after marrying a Korean or being criticized
for even considering such a move (Takasaki 2002: 178). Finally we see hesitation
on the part of the Japanese for accepting Korean participation in the military.
This reluctance persisted even after the war turned from Japan’s favor. Lack of
trust in the Koreans eventually delayed the Japanese from including the Koreans
in the universal conscription system until the final year of the war (Palmer 2013:
98).
The inferior education system established primarily for Korean children,
although some Japanese children also attended these schools, contributed to their
maintaining a lower social status. However, the Japanese’ generally negative
attitude toward Koreans also contributed to this result. Even Koreans who had
enjoyed academic success evidently had trouble making it in their own society.
Professors of Keijō (Seoul) University noted as such in a roundtable discussion on
Korean students: few employers would accept Korean job applications, and most
people (Japanese and Korean) preferred Japanese to Korean doctors (“‘Jinkenka
no Chōsen wo Kataru’ zadankai” 1939). Other Koreans reported their Japanese
classmates securing employment at higher levels that paid higher salaries and
gaining faster promotion upon entering the government offices (Im 2011: 211–13).
The pay discrepancies persisted despite the 1920 reforms requiring both Koreans
and Japanese to be paid equally for their services. This reform, however, targeted
base pay, while neglecting “hardship” stipends established to encourage Japanese
to work on the peninsula.
The wartime situation changed Korean status as young Japanese men were
called from the peninsula to serve on the battlefield. Following the July 1937
Incident at the Marco Polo Bridge, the government-general explored different
ways in which the Japanese could develop the proper attitude required of all
Koreans under the wartime circumstances. The location of the peninsula, situated
between the Japanese homeland and the Chinese war front made Korean
cooperation particularly critical. From this time, the government-general initiated
a Naisen ittai (Japan-Korea, one body) campaign to strengthen the relationship
and to demonstrate to Manchurians the advantages that Koreans had gained by
choosing cooperation with Japan. Toward this end, it compiled a 100-plus-page
proposal and gathered a number of Japanese and Koreans to discuss how to
render practical this rather vague construct. Japanese participants tended to
emphasize the status quo as well as the positive effect that the proposal would
have on the Korean people. We find one notable exception in comments offered
by Tagawa Jōichirō, who suggested the need to integrate the two family
registration systems and ending Korean language publications. We shall see
below how the Korean comments targeted more practical modifications to help
achieve this goal (Caprio 2009: 162–63) It was under these wartime circumstances
that the Japanese instituted many of the policies that continue to haunt Japan-
Korea relations to this day. In considering these practices against Japan’s
assimilation ambition, we find a mixed degree of consistency between policy and
practice. Key to this evaluation is to determine the extent to which the Korean
participation the government-general demanded was consistent with that
expected of Japanese subjects. Korean participation in the Japanese military,
which began in 1938 with the formation of a volunteer corps and continued in
1944 with forced conscription, helped advance Korean assimilation as it advanced
the colonized in an institution that Japanese men were expected to participate.
Whether the recruits were afforded treatment equal to that afforded the Japanese
recruit at a similar rank is an important question requiring further investigation.
Forced labor issues also require similar consideration. Did the recruitment and
job allocation of Koreans resemble a similar practice directed toward Japanese
subjects, or did the practice place the colonized in jobs deemed too dirty or
dangerous for Japanese labor? The latter appears to be closer to the truth,
particularly with those women forced into comfort women duty. Accurate
numbers of the number of comfort women by nationality are apparently not
available. However, although Japanese women did serve in this capacity, the
majority of women were from among the colonized (Hicks 1994: 17–18). My
purpose here is not to render moral judgment over any wartime institution but to
measure the Japanese inclusion of Koreans against that of Japanese to ascertain
the extent to which the policy was consistent with Japan’s assimilation goals as
stated in its rhetoric. Inclusion of Koreans only advanced assimilation if it
brought the colonized people closer toward an inclusion similar to that expected
of the colonizers. In one case—conscription—it did, while in another—forced labor
—it apparently did not.
Additionally, other means of Korean participation were employed by the
Japanese to argue assimilation’s success. Among the most notorious was the
Name Order of 1940 in which Koreans were pressured into adopting Japanese
names. Other measures were taken requiring Koreans to visit Shinto shrines,
properly commemorate Japanese holidays by attending ceremonies, and to
display the Japanese flag outside their homes. The government-general offices
maintained meticulous records on Korean participation. However, the question
remains as to whether these apparent displays of Japanese affinity translated in
the Korean people advancing toward integration as Japanese. That the Japanese
often tied participation to external reward (while punishing non-compliers)
weakens confidence in the conclusions drawn by the colonizers. Specifically,
often the administration used the Shinto shrine as a venue and name changing as
a criteria for distributing wartime ration tickets. The government-general
officially advised Korean name changes from 1939, and an estimated 80 percent
of Koreans complied with this directive with the idea that they could more easily
pass for Japanese if their names were Japanized. Indeed, Koreans had on occasion
adopted Japanese names for this very reason, to counter discrimination. Ken
Kawashima discusses this as a ploy adopted by Japan-based Koreans to fool
landlords who refused to rent to non-Japanese (Kawashima 2009: 106). Did this
measure succeed in its purpose: allowing Koreans to better integrate as Japanese?
Perhaps it did at the informal level. But when Koreans were required to submit
their family register, such as for school registration or job employment, they
revealed their ethnic origins as the document registered when the applicant had
adopted a Japanese name. Indeed, one such Korean found the word “Chōsenjin”
(Korean) stamped across her Japanese name on a document she required to
secure employment as a teacher. Also, as Koreans began settling into Japanese
communities, the police assumed the responsibility of distinguishing between the
two peoples. For this purpose they devised a list of characteristics unique to
Koreans that included their peculiar pronunciation of certain Japanese sounds,
the way they washed their face, the way that men looked at women, and their
walking style (Kang 2003: 63–64).
The apparent contradictions we find between Japanese words and actions
regarding Korean assimilation can be best explained in a number of ways. First,
Japan followed a rather common pattern, one observable in similar situations
such as French Algeria and German Alsace and Lorraine. Like the Japanese, these
colonizers never matched their idealist rhetoric with appropriate action, even
toward the colonized who accepted their administration and fought in their wars.
From this we can perhaps conclude cultural assimilation to have been a rather
difficult goal to realize to the extent the colonizers maintained an attitude of
superiority over the people to be assimilated. This was certainly the case shared
by Japanese in Korea. These examples also share the consistency of the expatriate
who has relocated to the colony holding the strongest feelings against
assimilation lest the uplifting of the colonized compromise the relatively superior
position they had gained upon entering this foreign society. Indeed, in general the
lifestyles of Japanese residing in the urban environments suggest a conscious
effort to avoid relationships with Koreans on a basis of equality. They could
employ them as household help or factory hands but not socialize with them as
fellow subjects of the empire. Thus from the Japanese standpoint, we can perhaps
conclude that while the Japanese preached an internal assimilation that suggested
eventual inclusion of the Korean as Japanese subjects, their policies over the
duration of this period sought to maintain the people at the lower peripheral
level. It teased the people with assimilation rhetoric while extending to them
inferior examples of institutions provided for internal Japanese subjects that
integrated the majority of Koreans at a level that would all but guarantee the
preservation of differences that separated the two peoples.
Conclusions
Kim Chanjung, in his review of the 100 years of “zainichi” under Japanese
imperial rule, advances the idea that Koreans have of recent made significant
advances in assimilating into Japanese society. Over the past few decades, more
Koreans have admitted that their more significant friendships are with Japanese,
rather than fellow Japan-based Koreans. Significant increases are also seen in
these Koreans marrying with Japanese and their choosing to naturalize as
Japanese. Likewise, Japanese as well are more accepting of this minority than in
the past, as witnessed by restrictions in education and employment being relaxed.
This is not to say that Japanese have completely overcome their negative
impressions of Koreans and that Koreans live free of prejudice. However, after
seven or eight decades following annexation, attitudes are progressing in a
positive direction toward successful annexation (Kim 2010, 222–52). These
advances have encouraged one zainichi scholar to foresee in the near future the
end of this minority population (Chung 2001). Although the circumstances are
very different, Kim’s analysis of contemporary successes enjoyed by Koreans
lends clues as to why the colonial and immediate postcolonial eras did not
succeed in advancing Korean assimilation. First is the time factor. As noted
above, the three-plus decades of direct Japanese rule was simply too short a time
span to except extraordinary results. Korean populations that Kim discusses have
passed through three to four generations of Japanese influence. The 60 to 80 years
corresponds roughly to the estimates made by Japanese who envisioned
assimilation as a 50-to 100-year process.
A second factor is the change in attitudes that Japanese and Koreans hold
toward each other. Unlike the years of colonial occupation, arguments can no
longer be sustained that claim absolute superiority of the Japanese over the
Korean, as they were in earlier decades. The present assimilation process assumes
a level of equality not possible up through 1945, particularly against the backdrop
of economic advancement by both Japan and South Korea. The arrogance of
superiority that most Japanese assumed during the decades of colonial rule was
perhaps the most important roadblock to realizing successful integration with the
Korean people.
Attitudes of Koreans in Japan have also been influenced by the above factors.
They entered a new relationship with the Japanese following Japan’s defeat in
World War II by assuming a touch of arrogance themselves. Japan, as defeated
nation, no longer commanding the position as global power, Koreans, as a
liberated people sought to demonstrate their independence while residing in
Japan, once even demanding a slice of Japanese territory to be administered by
Koreans. This attitude was short-lived, and Allied occupation forces
demonstrated little sympathy for Korean anti-Japanese sentiment. This helped
rejuvenate antagonistic attitudes between the two peoples and a quick return of
the colonial-era discriminatory practices. More recent generations find
themselves a minority in Japanese society but hold increasingly less affinity with
their ethnic homeland. With discrimination practices easing, and a Japanese
population increasingly more acceptable of them as Korean, these generations of
Japan-based Koreans have less incentive than their parents and grandparents to
remain at the peripheries of Japanese society.
Problems remain. Times of political discord between peninsula and archipelago
over both present and past issues remind us that Japanese-Korean assimilation
remains a work in progress. The progress that the two peoples have realized,
however, is that which could only come through a rethinking of the attitudes that
Japanese held toward Koreans over the decades of colonial rule. Indeed, the
illusion of superiority that Japan’s contemporaries brought to their colonial
administration, rather than the inability of the colonized to understand or accept
this policy, prevented the successful assimilation of any foreign people. Prime
Minister Hara Takashi, a devout assimilationist, perhaps said it best in his
criticism of Japanese administration policy in Korea following the March First
demonstrations: you cannot expect a people to change while administering them
as fools (Hara 1998). This advice continues to hold to the present.
A note on historiography
Glossary
Notes
1 This is not to say that the English believed the Celtic culture that dominated these states was superior to,
or even on a par with, their culture. The Welsh remember one such attack on their language as the “Brad
y Llyfrau Gleision” (Treachery of the Blue Books) (Roberts 1998).
2 The violent confrontations that the English faced with the Irish more closely resembles this French-
Algerian relationship, a result of centuries of mistreatment of the Catholics in general and Irish in
particular.
3 Hyŏn Yŏngsŏp’s cousin, Peter Hyŏn, authored Mansei, the classic novel about a boy growing up under
Japanese colonial rule. Peter introduces his cousin as the black sheep of the family when he married a
Japanese woman. The family remained under lock and key in an isolated house in the back when guests
came to the house (Hyŏn 1986: 62).
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9
Colonial modernity
E. Taylor Atkins
Old-fashioned people thought it was heresy to think things they had never thought, but it was actually
the comprehension of new truths that the old-fashioned people had never known before. A son must
always be better than his father. Otherwise there would be no such thing as progress. People who are
behind the times, however, dislike it when newcomers know more than they do. Old-fashioned people
are thus often responsible for the tragedy that results from the clash of modern and traditional thought.
—The Heartless (Mujŏng) (Yi Kwangsu 1917: 252)
The first half of the twentieth century was a bewildering, disorienting time for
Koreans. The people of Chosŏn had once prided themselves on excelling the
Chinese in the implementation of an ideal Neo-Confucian order. But in the
modern hierarchy of nations, Korea rated poorly, and in the age of ‘high
imperialism’ even such presumed moral perfection seemed of little use to the
cause of national survival. The privileged few who constituted the
‘enlightenment’ (kaehwa) generation understood well what it meant to lose
national sovereignty to Japan, accepted Social Darwinism as the merciless,
‘inviolate’ principle of international relations (Schmid 2002: 37–38), had some
notion of how industrial capitalism would affect material and social life, and
grasped the monumentality of the Yi court’s failure to prevail against both
domestic dissent and predatory foreign powers—but they were no less distressed
or flummoxed than the less worldly majority. Both the kaehwa intellectuals and
their country cousins expressed their perplexity eloquently in their respective
literatures.
The oral literature of commoners depicted a world turned upside down, if not
gone completely mad.
—‘Ponjo Arirang’, Kyŏnggi (Sŏng and Chang 1949: 3–4; Cho 1974: 49)
—‘Arirang t’aryŏng’, Muju, North Chŏlla (Im 1971: 424; Kim 1988: 9)
These fragments of folk songs (minyo) from the late nineteenth and early
twentieth centuries depict the devastation of sacred landscapes, working bodies,
and feminine virtue. They offer prescient critiques of the transformative effects of
modern technologies and their attendant mindsets; even the wind generated by a
passing automobile could change an observer into a dandy ‘playboy’. If a sense of
loss necessarily accompanies modernity (Lears 1994: 4–5), their songs indicate
that Korean commoners grasped and felt it deeply.
For the newly emergent Korean literati—writing in vernacular han’gŭl rather
than in classical Chinese (hanmun)—modernity was not so unwelcome; indeed,
they were among its strongest advocates and beneficiaries. But they were well
attuned to its challenges and costs. They spun dramatic fictional narratives
around the very real, unprecedented ethical dilemmas and uncomfortable social
situations that the modern age and colonial subjugation presented to Koreans. Yi
Kwangsu’s 1917 novel, The Heartless (Mujŏng), opens with a series of awkward
encounters and observations that illustrate the sense of anxiety and
disorientation. Protagonist Yi Hyŏngsik, an English teacher, has a ‘code-
switching’ conversation with a friend, peppered with Japanese and English words
and phrases. He feels ‘powerless’ because ‘he did not have the power of money,
in a world dominated by money. … Most of the worries of modern day people …
had to do with not having money. It was no surprise that people valued money in
a world in which one could purchase someone’s body and even their soul if one
had the money …’. When calling on a pupil (a young aristocratic woman
preparing to study abroad in the United States) for the first time, he observes, ‘In
former times, a guest would never have been allowed past the inner door; just
being allowed to enter the inner door was a big change from the old ways’ (Yi
1917: 79–80, 131). Throughout The Heartless, characters are torn between fidelity
to the ‘old’ ideals of filial sons and ‘virtuous women’, and the ‘new’ order of ‘free
love’ (chayu yŏnae, consensual marriage without parental involvement), female
self-determination, and individual ambition. For some of the older characters,
modernity is little more than an affectation (255–259, 301); Hyŏngsik and his
fiancée Sŏnhyŏng are thus ‘children … who had lost the traditions of thought
transmitted for generations from their ancestors, and were wandering about, not
knowing what would be appropriate for them to choose from the confusion of
Western thought. They had been thrown into a world without standards for life,
or ideals of a nation, and without someone to guide them in the world’ (324).
‘Colonial modernity’—which Park Chan Seung (2008) has elegantly defined as
‘a particular articulation of the universal notion of “modernity” in the colonial
context’ (105)—has come into fairly widespread use as an analytical term among
scholars of modern imperialism. They have taken advantage of its concision to
depict historically specific conditions in disparate regions of the late nineteenth-
and early twentieth-century imperial world, such as Egypt, Indochine, the Dutch
East Indies, China, sub-Saharan Africa, Siam, British India, and Manchukuo.1
Although its application in Anglophone and Japanese scholarship on Korea has
been prodigious, ‘colonial modernity’ (sikminji kŭndaesŏng) has proven far more
controversial a concept among Korean scholars, some of whom regard it as
another way of unduly crediting the Japanese colonial occupation for the ‘genesis
of modernization in Korea’ (Cho 2012: 655; Lee, et al. 2013: 10–16).
The word ‘modernity’ designates a host of interrelated historical conditions
and ways of looking at time, space, and human relations: reliance on rationalism,
science, and technology to bring order and efficiency to human affairs; a notion
of progressive time, in which the present moment is perceived as a profound
departure from—and improvement on—traditions and precedents; a sense that
humanity has detached from and transcended the limits of the natural
environment; industrial capitalism and specialisation of labor; urbanism and
cosmopolitanism; mass media and consumer capitalism; individualism and
subjectivism; increased mobility of people, commodities, capital, and information;
and the rise of the nation-state as the standard unit of socio-political
organisation, governed by a centralised, bureaucratic state authority whose ever-
widening purview includes public health and sanitation, education, national
defence, legislation and law enforcement, protection of property rights, regulation
of commerce, economic planning, and credentialing. Historians generally agree
on a concept of modernity that encompasses capitalist democratic, socialist, and
fascist political arrangements. They also acknowledge that the sense of triumphal
achievement that celebrates progress is tempered by nostalgic yearning for
preindustrial modes of production and ways of life. ‘It was … modern urban life’,
Henk Schulte Nordholt (2000) observes, ‘that invented the traditional village and
produced the memory of the good old rural way of life that belonged to the past’
(102).
Whereas ‘colonial modernity’ suggests these historically specific conditions
and their attendant lifestyles and mindsets, ‘colonial modernisation’ (sikminji
kŭndaehwa) refers to the ‘compressed’ process of social, economic, political, and
cultural engineering directed toward attaining those conditions within a colony
(Lee 2011: 90). The latter phrase is the subject of much dispute among historians
of East Asia, because for some it implies that Japanese imperial rule was
beneficial to former colonies such as Taiwan and Korea and territories under
military occupation like Manchukuo and the collaborationist Reorganized
National Government of China. The colonial modernisation argument presumes
to take a neutral, clear-eyed stance, unmoved by indignant nationalist emotion; it
employs quantitative analysis to balance the humiliating loss of sovereignty and
imperial abuses against the valuable infrastructural, commercial, sanitary,
educational, and managerial investment and expertise Japanese brought to
territories under their administration. Unsurprisingly, right-wing historical
revisionists in Japan, such as the Society for the Dissemination of Historical Fact
(SDHF), favour this argument. However, there are Korean scholars (Kim Unt’ae
and An Pyŏngjik, among them) who do not dismiss it lightly in toto (Park 2010:
74–77), though they still take umbrage at the triumphal self-congratulation the
theory encourages in some of their Japanese counterparts.
Proponents of colonial modernisation theory contend that, whether or not
Japanese-sponsored efforts to modernise colonial and client territories were
intended to benefit local populations, they clearly did, by creating transportation
and communication infrastructure, educational and entrepreneurial
opportunities, agricultural innovation, mass media, and new technologies, all of
which enabled the colonies to integrate within the modern world. These laid the
groundwork, some say, for economic development and prosperity in the late
twentieth century, particularly in Taiwan and the Republic of Korea (Cumings
1984; McNamara 1990; Eckert 1996). Advocates of this historical narrative regard
it as far more constructive than counterfactual speculation about whether or not
Koreans, Taiwanese, and Chinese could have accomplished modernisation
without Japanese interference. Korean nationalist historiography (minjok sahak)
emerged in part to counter the ‘distorted’ claims of beneficent Japanese rule and
the incapacity of Koreans to self-modernise, creating an alternative balance sheet
in which the only real ‘benefit’ of colonial subjugation was a deepened
nationalist identity and spirit of resistance among the Korean people.
If modernisation directed by the colonial regime is the process, then
presumably colonial modernity would be its result or product. But that schema
itself distorts somewhat the political agenda that is implicit in colonial modernity
scholarship, but which its critics tend to understate or overlook. For many
scholars, colonial modernity intimates greater contribution and agency from
colonised populations: rather than being a unilateral imposition by omnipotent
imperial regimes, it is a modernity conceived, refashioned, and lived by people
under colonial domination, sometimes in conformity with and sometimes in
opposition to the colonial state’s visions. Colonial modernity, then, consists of
‘neither disfigured nor unsuccessful replications of any prior stable object,
artifact, or concept from another place or time’ (Barlow 1993: vi-vii); rather, it is
an ‘alternative’ modernity selectively marshaled to promote the welfare and
improve the lives of locals, rather than to further the financial or strategic
interests of imperial overlords. If it encourages anti-colonial nationalism, it also
fosters other forms of identification that compromise the homogeneity
nationalism idealises. Traditionally disadvantaged constituencies are able to use
new mass media to participate in the public sphere and assert their interests
(Limapichart 2009). Colonial modernity is negotiated—as are most things in
colonial settings—between colonisers and colonised, and amongst the colonised,
exhibiting attributes peculiar to each locale. Therefore it is more akin to Antonio
Gramsci’s theory of ‘hegemony’ than to a model in which violent coercion is the
only means of maintaining control: conflict between the political/economic elite
and ‘subaltern’ classes is managed through a complex negotiation in which
relatively minor concessions are made to subaltern demands and sensibilities in
exchange for a more general acquiescence to authority. Hegemony is a process by
which the status quo is ‘normalised’ or ‘naturalised’, so that no other political or
economic order seems remotely viable, even to those who remain disadvantaged
by it.
Colonial modernity’s foremost theorist, Tani E. Barlow, begins from the
Marxist premise that ‘colonialism and modernity are indivisible features of the
history of industrial capitalism’ (1997: 1; 2012: 623–624). First and foremost, the
concept draws attention to the fact that modernity was imagined, constructed,
and experienced within a world of empires. Colonial modernity is thus a critique
of ‘modernisation theory’, the belief (shared by Marxists and non-Marxists alike)
that civilisations and nation-states progress at different paces through universal
stages of economic, political, and social development toward national self-
determination and emancipation of the individual citizen/subject. Modernisation
theory has a ‘tendency naively to disavow power differentials’ that colour
experiences of modernity (1997: 6) and to portray ‘Euro-American influence in
Asia [as] historically moderate, benign, humanistic, benevolent and helpful’
(2012: 623). On the contrary, exploitation of colonial resources made European,
North American, and Japanese modernisation possible; that is, modernity was not
a previously accomplished state of being that facilitated or enabled imperial
conquest and colonisation of ‘less developed’ areas of Africa, indigenous America
and Australasia, the Middle East, and Asia.
Secondly, in contrast to prior depictions of the imperial world as a field of
interaction between discrete regions at different stages of historical development
(modern or primitive, civilised or savage, East or West), colonial modernity
encourages transnational thinking and highlights ‘historical synchronicity’
(Barlow 1993: vi; 2012: 629–630); scholars thus frame metropolitan and colonised
regions as a ‘unitary field of analysis’ (Schmid 2000: 953). A corollary of this is
acknowledgment of the mutual impact of colony and métropole on one another:
although their relations are explicitly unequal, cultural influence and institutional
development flow in both directions, rather than simply from the stronger party
to the weaker. The possession of colonies profoundly transformed and defined
imperial nation-states in myriad ways, from their economic, military, and
political structures to their imaginative lives (Thomas 1994; Cooper and Stoler
1997: 1; Shin and Robinson 1999: 5; Schmid 2000: 958). Without colonialism, there
would likely have been no Tintin or Tarzan, no Bōken Dankichi or Babar the
Elephant.
If ‘colonial modernity enables us to understand synchrony between Empire
and colony’, it likewise promotes a sense of ‘diachrony between colonial and
postcolonial periods’ (Cho 2012: 59). Piercing the historiographical boundary
between ‘colonial’ and ‘postcolonial’ eras to examine continuities, persistent
inequities, and legacies, colonial modernity ‘helps us focus squarely on the
unevenly borne heritage of imperialist occupation and colonial domination’
(Barlow 1993: v; Dirlik 2007: 110). What some call the ‘postcolonial condition’—or,
more colloquially, the ‘colonial hangover’—thus falls within the concept’s scope.
One of the more controversial aspects of a colonial modernity approach is its
attention to ‘everyday life’ and material culture under conditions of colonial
subjugation. The prevailing structural critiques of empire, as well as the
shopworn dichotomies of coloniser/colonised and collaboration/resistance,
obscure ‘some of the density, richness, and complexity of the original ecosystem’
in which people lived their lives (Shin and Robinson 1999: 4–5). While some
scholars welcome this attention to the ‘subconscious, intangible dimensions of
colonial life’ (particularly because it often allows for greater scrutiny of gender
and culture), critics claim it is ‘at the expense of structural historical narratives’
and the realities of colonial coercion and violence (Do 2004: 202–203; Park 2010:
70, 83; Cho 2012: 652, 656; Lee et al. 2013: 14, 16–30; Kim 1996: 21, 43). Moreover,
with its emphasis on urbanisation, consumerism, mass media, industrial
capitalism, and leisure in the ‘nascent “bourgeois public sphere”‘ (Arunima 2003:
74), colonial modernity scholarship naturally gravitates toward urban spaces and
their residents, neglecting the rural majority.
For scholars whose primary intents are to expose Japanese imperialism as
ethnocide, to document and memorialize the collective suffering of the Korean
masses (minjung), and to trace the occupation’s impact on post-liberation Korean
political and social development, studies of the ‘subjectivity’ of ‘new women’
(sinyŏsŏng) in literature, or the impact of chemical seasoning (MSG) on modern
palates (Jun 2005), for instance, seem inconsequential by comparison. In the
charged political climate of contemporary East Asia, in which the Korean and
Chinese states remain unconvinced by Japanese government expressions of
contrition for colonial and wartime atrocities, some Korean scholars think studies
of the ‘micro-dimension’ experiences and thoughts of colonised Koreans detract
from more substantial inquiries into colonial-era economic exploitation, political
repression, and human rights abuses, the effects of which linger to this day.
Frequently criticised by their North American, European, and Japanese
counterparts for their nationalist outrage, Korean historians retort that it is much
easier to take a ‘post-nationalist’ posture when one does not actually reside in a
former colony (Cho 2012: 658).
Despite such criticisms, colonial modernity remains an attractive shorthand
descriptor to many scholars who focus on the period of Japanese occupation
(1910–45). Scholars do appear to agree that a fundamental social transformation
transpired in colonial Korea (Shin and Robinson 1999: 11; Lee et al. 2013: 14). The
conditions of colonial modernity noticeably flattened the explicitly hierarchal and
patriarchal social order of Chosŏn; novel forms of prestige and identity, and new
routes to individual advancement, gradually supplanted heredity and Chinese
learning in determining social status. In The Heartless, Hyŏngsik recognises an
idle old man in P’yŏngyang who had once been a provincial official, living in
‘desolate loneliness’:
Before 1894, when the old man was in his prime, he must have thought the rivers
and mountains of P’yŏngyang, and all the people in the world existed for him.
With the cannonfire from Ŭlmil Pavilion in 1894, though … [h]e became a person
abandoned by the world, and young people whom he did not know and had
never seen before, took over. He knew nothing about railroads, telegraphs,
telephones, submarines or torpedo boats. … Since he would never realize what
this new world was like, it was as though he were living outside of the world,
even though he dwelled within it (215).
Note
1 Colonial modernity is a rare example of a theoretical stance that originated among historians of East Asia
and was subsequently adopted by historians in other fields.
References
Sonja M. Kim
Reform! … Liberation! This is the call of women who have been confined to the deep, dark, inner
chambers for thousands of years … Truly the time has come for change … In order to reform society, we
must first reform the family, society’s most basic and fundamental unit. In order to reform the family, we
have to liberate women, who are the masters of the house. And we must first liberate women if we are to
catch up with the rest of the world, be competitive, lead lives that can be respected by other states, and
transform our social structure.
—Inaugural editorial, Sin yŏja (1920)1
In 1920 the inaugural issue of the journal Sin yŏja (New Woman) called forth a
new world, premised on the liberation of women. Likening women to slaves
whose time for awakening had come, the journal modeled the feminist group
Seitō (Bluestocking) in Japan. Its founder, female literary figure Kim Wŏn-ju,
envisioned the journal to not only provide space for and voice to the literary and
artistic expressions of its female contributors but also inspire its targeted female
readership to effect social change. Women were to work in society, make gains
beyond acknowledgement provided by “empty slogans” such as “equality” or
“respect for women,” and “build a social order that is the envy of the world.”
Although Sin yŏja published only four issues, as Korea’s first journal with a clear
feminist platform, it attests to shifting attitudes in regards to gender relations in
early twentieth-century Korea. Sin yŏja also heralded an explosion of public
discussion concerning the “woman question” within an expanding publishing
landscape enabled by the Japanese colonial state’s Cultural Politics (munhwa
chŏngch’i) in the aftermath of the 1919 nationalist March First movement
(Robinson 2014).
This chapter provides an overview of the dynamic transformations related to
gender during the colonial period from 1910 to 1945. Determining whether things
were better for women under Japanese colonial rule than in the previous Chosŏn
period is not the aim. The lived experiences of women depended on a multitude
of factors, including their socio-economic class, marriage and reproductive status,
education and skills, age, family support, religion, and location (e.g. urban, rural,
industrial, near a railroad), among others. Rather, this chapter finds more
productive an examination of the development of social institutions in the realms
of education, labor, law, religion, and health which promoted gendered norms,
behavior, and structures. These, in turn, shaped the opportunities that became
available to women. Evolving at the interstices of transnational and transcultural
encounters, Japanese imperialism, and Korean nationalist politics, these
institutions grappled with Korea’s patriarchal traditions at the same time they
endorsed modernist practices.
The end result was a reconfiguration of Chosŏn Confucian gender ethics as
manifested by the modern “Wise Mother, Good Wife” (hyŏnmo yangch’ŏ)
construct. Scholars place “Wise Mother, Good Wife” at the core of a new gender
discourse emerging around the turn of the twentieth century, propagated through
schools and debated in public literary spaces and the courtroom. (Choi 2009b; Yoo
2008; Lim 2011) Stress on women’s maternal role was particularly reflected in
colonial reproductive politics. (Park 2014a; Kim 2008b) The high value placed on
women’s roles in the domestic sphere buttressed a colonial order premised on the
nuclear family as the basic unit of society. It also, however, made possible for the
agency women exercised on issues pertinent to them by providing the means by
which women worked within, chal lenged, and negotiated those social
institutions, thereby destabilizing the very harmony families managed by wise
mothers and good wives were to provide. Nevertheless, gender politics of colonial
Korea solidified the patriarchal nature of the household, laying the groundwork
for continued institutionalized forms of gender inequalities (Shin 2006; Moon
2005) and the “heteronormative assumptions” of the post-1948 South Korean state
(Choi 2015). Social change for women was also uneven, concentrated in urban
areas and on a relatively small scale.
Reframing women
As discussed in the previous chapters, the sense of urgency felt among Korean
leaders in the aftermath of the 1894 Sino-Japanese War and encroaching Japanese
imperialism fueled attempts to redefine Korea’s intellectual traditions, guide
reform efforts along the rubric “civilization and enlightenment” (munmyŏng
kaehwa), and redirect duties and loyalties of the people to new conceptualizations
of Korea as a nation. Accordingly, women and the domestic sphere with its
related institutions and practices became a major focus of attention. The
highlighting of the household and the most intimate human relations among
family members as significant components to nation-building stemmed from a
longer tradition. Confucian worldviews linked the domestic to the rise and fall of
the dynasty, radiating outward to a universal harmony “all under heaven.” Thus,
the Chosŏn court targeted kinship practices, promoted Confucian values of
filiality and wifely chastity, and prescribed spatial and symbolic divisions in the
home based on sex (Deuchler 1992). Likewise, Korean nationalist thought in the
late nineteenth century continued the organic relationship between the family
and the larger collective. On these grounds, gender ideology was an integral part
of Korea’s pursuit of modernity, and women as in other parts of the world were
incorporated into nation-building projects. Early twentieth-century primers for
women highlighted biographies of exemplary women—foreign and Asian—who
as filial daughters, faithful wives, or sacrificing mothers performed extraordinary
and patriotic feats (Hyun 2004). The roles women performed in the domestic
space framed their citizenship and shaped their interpersonal relations, education,
work, and health care. For example, in response to news of the 1898 petition to
King Kojong on behalf of women’s formal education, one writer supported the
cause, arguing that it would enable women to become better companions and
helpmates (naejo) to their husbands and educators of their children (Oh 2009).
Women, hence, were to contribute to the nation through their husbands and sons.
What a woman was to be or do, however, defied simple definitions. “Woman”
was a novel social and political category that had to be conceived on new
grounds. In fact, there was no Korean word for “woman.” Just as the term nation
(minjok) did not exist in the Korean vocabulary before this era, so too did writers
experiment with terms such as punyŏ (literally, married female) and puin
(married woman) before settling on yŏja (female person). The term today used to
translate “woman,” yŏsŏng, did not commonly appear in print media until the
1920s. These early discussions of women often portrayed them as a metonym for
the nation or marker of civilization. The position of women reflected the status of
the nation and provided the rationale for reform measures such as the eradication
of concubinage, child marriage, and social stigma against widow remarriage (Yoo
2008). Women’s education was promoted so that women could partake in nation-
building processes and the causes of “civilization and enlightenment.”
Nonetheless, these discussions also attributed women with a humanity that
granted them not only the potential but also the opportunity to act as
autonomous and equal individuals. At the same time the 1898 petition mentioned
earlier expressed women’s “loyalty and devotion to the country,” it also asserted
women had the same capacity as men at learning and thus the ability to
contribute to society in public and direct ways (Oh 2009). It is this tension
between women-as-individuals and idealization of women-in-the-household that
continued to characterize gender politics of colonial Korea.
Women’s relationship with their children was just as ambivalent. The bio-politics
of the colonial government oriented women’s bodies and reproduction for the
management of the colonial population. In the efforts to “mobilize Koreans as
crucial human resources,” colonial administrators understood population increase
as a means of national/imperial power and thus “made explicit the maternal role
and centrality of fertile bodies for the state and empire,” particularly in the
context of imperialist expansion into Manchuria after 1932 (Park 2014a). This
skewed reproductive labor as the responsibility primarily of women, placing
women’s sexual, conjugal, and reproductive experiences and capacity under
medical and scientific scrutiny. In this way, women’s bodies became legible and
governable. The means of collecting this data brought women in contact with the
colonial state via researchers who were often bio-medical physicians. Knowledge
of female bodies invited interventions in the most private spaces in the attempts
to reform practices determined detrimental to the pro-natalist agenda of the
colonial state. For example, women’s child-birthing and -rearing customs were
the subject of health campaigns that ostensibly sought to address the problem of
infant mortality. Certain forms of contraceptives were restricted, presented as
harmful to women’s bodies and moral conduct, but as all forms became
unavailable with escalation of the Pacific War, access was likely denied when
they conflicted with pro-natalist mobilizations (Kim 2008b). Anxieties about
sterility fueled the publication of informative articles on venereal diseases. They
also provided the rationale for the introduction of prostitution licensing and
systematic inspection of women in sex industry-related work to monitor venereal
disease (Park 2014b). This intersected with new forms of sex workers such as the
kisaeng, the female entertainer with Chosŏn roots but transformed in the new
colonial economy (Barraclough 2012b), and the Café Waitress and Bar Girl,
whose emergence was directly related to the new leisure spaces of urbanizing
metropolises such as Seoul (Jung-Kim 2005).
Ironically, while promoting the interests of the Japanese empire, reproductive
bio-politics of the colonial state in Korea inadvertently converged with interests
of women, particularly those in relation to reforms in the family. For example,
Japanese physician Takaki Kudo’s gynecological research of incarcerated Korean
women concluded that the custom of marrying women early or at a young age,
often before the maturity of their reproductive organs, produced “sick wombs”
that directly correlated to Koreans’ higher propensity towards female murderers,
particularly of spousal-or husband-murder, relative to other countries (J. Park
2013). While Kudō’s statistical contradictions and data manipulation are suspect,
his research promulgations condemned early marriage and the maltreatment of
women by their mothers-in-law and husbands, practices deemed oppressive to
women. Likewise, concern for the reproductive health and increased viability of
women’s fertility promoted eugenic arguments for birth control (i.e. “limiting
birth” sana chehan) and smaller families. Mothers were to plan and space the
timing of their pregnancies so as to maximize maternal health through prolonged
postnatal care which was believed to produce healthier babies. Albeit a pro-
natalist position, these arguments were presented by women at the same time
they pushed female-centered reasons on the agenda, such as postponing
pregnancy to gain time to pursue one’s education or interests (Kim 2008b).
Women also advocated the health screening of potential husbands so that women
could avoid the misfortune of contracting venereal disease and implicitly
encouraged women’s agency in choosing a spouse. In addition, women were
exhorted to learn the new sciences in school and wield modern health practices
on themselves and in their homes so as to safeguard the viability of their fertility
and the health of their family members. This formed the rationale for women’s
higher education in the health fields and allowed for the professionalization of
women in nursing, midwifery, and medicine (Kim, In prep). Moreover, many
women actively sought new medical interventions, whether in the form of patent
medicines, infant welfare clinics, or gynecological expertise of physicians, not to
meet imperialist goals but for personal reasons, such as whether to resolve
perceived problems with fertility (including the conception and successful raising
of sons beyond infanthood) or modernist visions of domesticity (Kim 2014).
Nevertheless, female-centered arguments on the whole were subsumed to
colonial bio-politics that prioritized the stability of nuclear families with women
entrenched firmly in their proper domestic roles. Women may have sought
medical intervention to meet personal goals, but those goals were often
conditioned by the patriarchal nature of the family that necessitated the birth of
sons for lineage or household preservation. Women may have employed modern
practices and material goods, yet the new lifestyles they promoted, whether in
the Christian home, “Sweet Home,” or other home based on newly envisioned
male-female or parent-child relations, continued to premise women’s role in the
domestic space. In short, women became subjects, citizens, and members of
society foremost in their biological and social roles as mothers, as expressed in
the phrase “mothers of citizens” (kungmin chi mo, 國 民 之 母 ) repeated in
different expressions throughout the period. This explains the categorization of
women in colonial administrative thought into reproductive and non-
reproductive bodies.
Mobilizing women
The division between reproductive and non-reproductive female bodies is
perhaps most flagrant in the realm of health and medicine. The bio-medical
research on women’s bodies, for instance, posed different questions and
calibrations for women who experienced and had yet to experience menopause
(Park 2014a). Puinbyŏng or “women’s disease” was presented in print media as of
concern for women before menopause. While women were to be “Wise Mothers,
Good Wives,” it became apparent that some women were excluded from this
moniker, particularly those involved in sex-related work. Health screening of
female sex workers operated on a logic that placed them as the vectors of
venereal disease and hence a threat to the stability of the nuclear family, not on
notions of the women’s rights to adequate medical care. Medical discussions of
women’s health marginalized other concerns such as cancer that did not focus on
or were not related to women’s reproductive activity (gestation, delivery,
lactation) and fertility (Kim 2008a). Perhaps the most extreme form of colonial
mobilization of non-reproductive female bodies was the system of Japanese
military sexual slavery, euphemistically coined “comfort women” (wianbu),
which recruited an estimated 200,000 women. This system inflicted and
sanctioned institutionalized sexual violence on particular women by imprisoning
women to provide sexual services to the Japanese military at the warfront
(Chung 1997). Built on a theory of male sexuality and morale in war, this system
disproportionately mobilized lower-class Korean women, enabled by patriarchal
practices in Korea related to the labor and sex trafficking of women (Soh 2008).
This raises the question of Korean complicity in the recruitment of “comfort
women” and operation of this system as well as the continued silencing of these
women’s voices in the contemporary gendered, discursive practices that place the
chastity of Korean women and men’s humiliation or failure to protect that
chastity at the center of the issue (Yang 1998b). “Comfort women” were not to be
mothers. In fact, they were to use condoms in a time of restricted access to
contraceptives, and many testimonies attest to the forced abortions inflicted on
their pregnant bodies. Moreover, their reproductive health was of little concern,
and many report infertility and other lingering gynecological problems in its
aftermath.
The industrial sectors’ mobilization of women’s labor also operated on an axis
of women’s reproductive capacity. The visibility of the Factory Girl or yŏgong in
the 1920s and 1930s developed in the context of rapid industrialization and rural
impoverishment brought about by the colonial government’s industrial
promotion policies (Yoo 2008). Korean women’s entrance in the colonial wage
market was a highly gendered process. Young rural women migrated to work in
factories as part of family strategies that relied on their wages. In so doing, they
forged new identities and experiences that changed new dynamics in family
structures and contributed to debates on new womanhood. Their employment
heavily deployed sexual division of labor based on women’s marital and
reproductive status. Employers exploited gendered domestic norms to naturalize
manager-worker relations, with female workers placed under the paternalistic
(and potentially sexually abusive) care of male managers, a common plot in
colonial literature (Barraclough 2012a). Women workers were perceived as
temporary wage laborers, working between childhood and marriage, in tasks
premised on their supposed feminine skills and traits— dexterous fingers,
patience, docility, and endurance. They dominated light industries in textiles and
food processing. Women who worked after marriage often held jobs that offered
flexibility such as in cottage industries or piece work that could be accomplished
at home, agricultural wage work, the service sector in urban areas (restaurant,
street vendors), or part-time/seasonal hires in food processing or rubber factories
(Kim 2009). Vocational training or education offered female workers was
overwhelmingly focused on “womanly skills,” “moral cultivation” with etiquette,
and “rules for factory life” and not on technical skills that would further their
possibility for promotion or permanent employment. Similar management
techniques resurfaced in postwar industrializing South Korea, accounting for the
pattern noted by Seungsook Moon of women “mobilized to be domestic” (Moon
2005).
Female workers, however, did not sit idly to their poor working conditions.
Female workers organized numerous labor unions and strikes, raising demands
such as maternal leave, the right to nurse their children while working, and
protections at the workplace. Some resisted with their feet, their high turnover
plaguing managerial efforts to secure worker productivity. In fact, other non-elite
working women too formed consciousness of selves as working women and took
part in organized labor activities (Jung-Kim 2005). Both kisaeng and café
waitresses published their own journals, Chang Han (Lasting Regret, 1927) and
Yŏ sŏng (Woman’s Voice, 1934), respectively, seeking to better their working
conditions. Female students too organized strikes in protest of student life such as
dormitory regulations. In the 1920s, Korean nursing students at mission hospitals
waged strikes to protest their conditions both as students and as hospital workers
(Kim, In prep).
Many women found other opportunities to mobilize. During the colonial
period, women’s range of activities expanded tremendously, forming over 400
women’s organizations organized around a broad array of religious, educational,
political, and social issues. The Protestant Church presented women with
unprecedented opportunities to receive education and exercise leadership (Strawn
2013). The establishment of the Korean Young Women’s Christian Association
(YWCA) in 1923 was the culmination of Korean Christian women’s groups and
stood at the forefront of women’s organizational efforts promoting the rights and
equality of women in education, work, and the family (Choi 2013). In fact, many
of the women leaders who led more radical or alternate lifestyles were leaders in
Christian organizations. Other religious practices such as Ch’ŏndogyo, successor
to the indigenous Tonghak religion, Buddhism, and shamanism arguably posed
challenges to traditional gender roles as well and perhaps deserve more scholarly
analysis. In 1927, women’s organizations coalesced under the umbrella of the
nationalist women’s organization Kŭnuhoe. Dominated by socialist women,
Kŭnuhoe articulated an understanding of gender oppression as emerging from
socio-economic structures. Increasing pressure from colonial censors and
masculinist nationalist or socialist imperatives, nonetheless, curtailed the
integration of class struggle in the women’s movement as feminist platforms
became sidelined (Wells 1999). Leftist critiques did not disappear, however.
Recent scholarship on leftist literature suggests that while mainstream socialist
narratives may not grant “revolutionary agency nor autonomous subjectivity” to
women’s struggles and subsume their activities under the revolution, leftist
women writers such as Kang Kyŏngae produced a variant feminism to address
the plight of lower-class women (Park 1998; S. Park 2013).
Besides the pen, the courtroom was also used by women to protect and
promote their interests. A discussion of women’s rights would not be complete
without an examination of customary laws related to the family. Since the
Chosŏn period, kinship regulations held implications for women’s rights in
regards to property and ritual inheritance, marriage, divorce, exercise of legal
authority, and responsibilities toward the household and its members. The
categorization of women into primary and secondary wives, for instance, resulted
in mothers being the arbiter of social status and legitimacy to their sons in elite
families (Deuchler 1992). Scholars point to Japanese colonial legal practices that
maintained “customs” such as corporal punishment and kinship practices in a
modernized legal system with a series of customary laws (Lee 1999; Yang 1998a).
Colonial regulations restructured the family into nuclear households, appointing
the eldest son to inherit the household headship and slating younger brothers to
separate when they marry, becoming heads of their households (Sorenson 2013).
While customary family law continued the patriarchal principles of patrilineality
and primogeniture, conflicts arose when widows presumed the role (albeit
temporary) of house-heads in the absence of sons. As house-heads, widows
wielded the authority to appoint the next house-head, adopt, and manage
inherited property. When interests of widows clashed with those of the lineage, it
was often left to the courts to resolve (Lim 2011). Women figured prominently in
legal suits involving adoption and inheritance, both as the plaintiff, as women
exercised legal agency to protect their interests, and as defendants, reflecting the
anxieties posed by the reality of women’s mobility. Their physical absence
(women did leave their husbands, failed to receive a legal divorce, or lived with
other men in relationships without marriage and therefore were not recognized
by courts) posed problems for lineages that no longer saw these women as
serving their households (Lim 2013).
Yet the courts often ruled in favor of widows within the context of shifting
definitions of family that increasingly became defined legally as nuclear. This
was consistent with other legal practices that ruled in favor of the rights of the
nuclear family over that of the lineage. Revisions in 1939 to the family law
opened adoption to sons-in-law and non-kin, claiming to expand heirship rights
to daughters indirectly through their husbands. Nevertheless, colonial customary
family law failed to grant widows full inheritance rights as permanent house-
heads or expand women’s inheritance and property ownership rights in general.
By solidifying the patrilineal household-headed nuclear family now backed by
modern law, the Japanese colonial state preserved the patriarchal family order.
The postwar South Korean state continued the house-head-based nuclear family
system until the 2005 Family Law revision, which effectively abolished the house-
head system (Shin 2006).
In reflecting on her divorce, Na Hyesŏk noted the powerlessness men faced, “I
feel great pity for the men of the educated class in Korea. They aren’t allowed to
enter the political arena, which should be their primary arena. There’s no way for
them to use the knowledge they have acquired and developed.”6 Like the
rethinking of womanhood, masculinity too faced a myriad of challenges to
redefine itself in the face of Japanese colonial rule. Korean men, while unable to
take high leadership positions in politics or the government, were able to take
high-profile positions in the arts, industry, and society. Whether it was the Social
Darwinist-infused sacrificial spirit of patriotic soldiers in muscular nationalist
narratives, confidence of the successful entrepreneur, or emasculated and perhaps
effeminate media icon Modern Boy (the counterpart to Modern Girl), images of
Korean modern manhood varied (Tikhonov 2007; Jung-Kim 2005). Yet, marriage
and fatherhood were not as life-altering for men as they were for women. As Na
continued, “I also feel pity for the women of the educated class, that is, New
Women. They still spend their childhoods and married lives within the feudal
family system, so that their lives are incredibly complex and chaotic.”
The colonial period witnessed a reconfiguration of womanhood that remained
premised on women’s roles in the domestic space yet was infused with new
conceptualizations of equality, rights, and humanity. Female education guided by
the framework “Wise Mother, Good Wife” served foremost to produce mothers
and housekeepers who met collective directives. Education outfitted women with
not only what was presented then as advanced scientific learning and skills but
also the tools and confidence to raise their voices in the world of publishing,
organizations, and courtrooms. The colonial period produced a generation of
educated women who would take leadership roles in postcolonial Korea. Their
activities and publications brought to the forefront the “woman question.”
Women’s critiques themselves, however, failed to move beyond the framework of
the family as the basis of society. Even the journal Sin yŏja’s radical call for
women’s liberation was premised on her location in the domestic space. It is this
“woman question” and patriarchal nature of the family now codified by law and
practice that both emergent states (DPRK and ROK) had to grapple, as other
chapters in this volume attest.
Glossary
Notes
1 “Ch’anggansa,” Sin yŏja 1 (1920): 2–3. As translated and reprinted in Choi 2013, 30.
2 GGK, “Instructions Concerning the Enforcement of the Chosen Educational Ordinance,” November 1,
1911, in Government General of Chosen, Manual of Education in Chosen (1920), Appendix, 13. Reprinted
in Singminji Chosŏn kyoyuk chŏngch’aek saryo chipsŏng, vol. 2, Seoul, Korea: Taehaksŏwŏn, 1990.
3 P. Kim, Hakkyo pak ŭi Choŏn yŏsŏngtŭl [Korean women outside of school], translated by K. Cho and U.
Kim, Seoul, Korea: Ilchogak, 2005, 92.
4 B. Kwon, Yŏnae ŭi sidae: 1920 nyŏndae ch’oban ŭi munhwa wa yuhaeng [Age of dating: culture and
trends of the early 1920s], Seoul, Korea: Hyŏnsil munhwa yŏngu, 2003.
5 Na Hyesŏk, “Isang chŏk puin,” Hakchigwang 3 (December 1914): 13–14. As translated and reprinted in
Choi 2013, 29.
6 Na Hyesŏk, “Ihon kobaekghang: Ch’ŏnggu ssi ege,” Samch’ŏlli 6 (1934): 84–94. As translated and
reprinted in Choi 2013, 135.
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11
Nationalist movements before 1945
Franklin Rausch
Armed resistance in the form of “righteous army” bands would continue for
several years after annexation, when brutal Japanese pacification campaigns
destroyed them or forced them out of the peninsula, typically to Manchuria. At
the same time, Japan enacted other policies aimed at controlling and disciplining
the Korean populace. The colonial police force (many of whose members were
Koreans) and gendarme were expanded and given the power to both make arrests
and inflict summary punishments (Chulwoo Lee 2000). For instance, the police
enforced sanitary ordinances that governed the disposal of waste and where and
how animals could be butchered, and could hand out summary punishments as
they saw fit (Henry 2014: chapter 2). The enforcement of such laws was a part of
Japan’s promise, which served to justify its colonial project in Korea, that it
would modernize the country. Modernization would also allow Japan to develop
and extract resources from Korea, strengthening the empire. As Japan had
justified its annexation of Korea by arguing that it was best suited to modernize
the country owing to their shared racial ancestry, Japan adopted a policy of
assimilation, asserting that it would raise up its long-lost Korean cousins and
make them into modern Japanese subjects (Caprio 2009). Nationalists naturally
opposed such policies, as they would weaken a sense of Korean identity. The
effects of the policy of assimilation were, however, limited because of the racial
prejudice of many Japanese who both disliked Koreans and did not want them to
rise, as doing so would make them competitors for limited jobs. Thus, schools,
which theoretically could have done much to encourage assimilation, owing to
the preferential treatment of Japanese and prejudice against Koreas, instead
served as markers of separation, rather than similarity, and encouraged resistance
to the regime (Oh and Kim 2013).
Japanese authorities used the coercive powers of the colonial state to suppress
nationalists and the threat they posed to colonial rule. For instance, the
flourishing and independent Korean-language press was shut down. Moreover,
coercion was even used against those who might peacefully challenge the state.
In 1911, 123 Korean nationalists were arrested on the false accusation that they
had plotted to assassinate the Governor General of Korea. Confessions were
obtained through the liberal use of torture, some of which even claimed that
Protestant missionaries were part of the plot and had provided weapons. In the
end, 105 of these men were sentenced to prison terms of up to ten years. While
limited somewhat by Western criticism, the savagery of such actions was a clear
signal to nationalists that they must tread carefully lest they face brutal
punishment (Kang 1997; Choi 2007).
This incident illustrates an important fact about Korean nationalism during
this time—its religious core. Of the 123 men arrested, the vast majority of them
were Protestant Christians. While foreign missionaries sought to be apolitical and
focused on evangelical activities, their status as citizens of nations that Japan had
to maintain good relations with (most were Americans and British) meant that
the Japanese colonial government did not have a completely free hand in how it
treated members of their flock. In addition, Japan had to guarantee a certain
amount of religious freedom in order to maintain its claims that it had come to
bring “civilization” to Korea. Thus, churches served as spaces where Koreans
could meet and discuss the issues they faced. Moreover, the churches and the
institutions connected to them, particularly schools, provided a structure that
could be used to organize challenges to the colonial state. Finally, while not
overtly challenging the colonial state, the democratic organization of Protestant
Christianity, particularly Presbyterianism, as well as the existence of missionary
schools, meant that Koreans would be presented with stories of freedom and
resistance against tyranny and presented with a democratic and capitalistic
modernity different from that enacted by the Japanese colonial state in Korea,
providing a foundation from which to challenge Japanese authority (Wells 1990:
84–89; Park 2014). Korean Protestant Christians even developed their own
distinctive forms of nationalism (Wells 1990). While not Christian, the successor
of Tonghak, Ch’ŏndogyo (Religion of the Heavenly Way), also, in the name of
religious freedom, was given some space to develop similar ideas (Park 2015).
Koreans living outside the peninsula had more freedom to openly discuss how
the Korean nation could be restored. For instance, working in Shanghai, the
nationalist Sin Ch’ae-ho (1880–1936), who had written biographies of Korean
military heroes before annexation, continued this work in 1916 through his novel
Dream of Heaven (Kkŭm hanŭl), which was dedicated to the restoration of the
martial spirit in Korea (Jager 2003; Em 2000). This was itself a continuation of
nationalist theorists who had argued that while the Korean state, which was seen
metaphorically as a “body,” might weaken or even die, the Korean national
“spirit” could continue to live, and through cultivation, regain its state (Shin
2006). The growing popularity and promise of liberalism in the 1910s, as well as
the collapse of dynastic resistance to the Japanese colonial state (the royal family
had been incorporated into Japan’s imperial house), led to exiled nationalist
leaders Sin Kyu-sik and Pak Ŭn-sik to issue a declaration in 1917 that proclaimed
that Korean sovereignty lay not in the emperor but in the people, rhetorically
rejecting the Japanese empire’s attempt to use the house of Yi to control the
people and aligning the nationalist movement with a republican form of
government (Pak 2008).
The victory of liberal democracies in World War I (1914–1918) and American
president Woodrow Wilson’s calls for national self-determination, which
coincided with the death of Korea’s last independent monarch, Kojong,
convinced many nationalists that they should launch a movement that would
peacefully demand Korean independence. Protestant and Ch’ŏndogyo
nationalists, as well as some Buddhists, organized what has become known as the
March First Movement. All of the signatories of the March First declaration of
independence belonged to one of these three religions, and twenty-nine of them
assembled in a Seoul restaurant on that day in 1919. Their declaration was read
out loud, and they were then arrested by the police, leaving the movement
without its leaders. The declaration was read out loud by other nationalists, with
students mobilized largely through religious schools passing out copies and
national flags, leading to widespread demonstrations that quickly spread
throughout the peninsula, mobilizing as many as one million people (out of a
population of approximately twenty million) to take part. Unfortunately, national
self-determination was intended only for ethnic minorities in Europe who had
been part of the defeated Central Powers—Japan was an ally and so not affected.
Thus, the liberal democracies did not support the Korean bid for independence,
and the Japanese colonial government, shocked at the ability of Korean
nationalists to organize the movement in complete secrecy, reacted with brutal
violence, killing thousands (Chong-Sik Lee 1963; Ku 1985).
Though the March First Movement failed in its attempt to win independence
for Korea, it illustrates two important aspects of Korean nationalism. First, the
March First Movement was truly a mass movement. The suffering of colonization
and the shame of foreign rule, experienced largely through the coercive power of
the colonial state, which penetrated more deeply into society than the Chosŏn
Dynasty, led to the painful realization of the sad fate of a nation that loses its
own state. The experience of colonial rule, with accompanying ethnic prejudice,
which excluded Koreans from the higher levels of power, gave Koreans a
stronger sense of their own identity and a consequent desire to obtain their own
state which they themselves would govern. This led to a feeling of unity among
Koreans in which their national identity trumped all others, allowing people who
made conflicting religious claims to work together. Secondly, not only was
nationalism spreading among the Korean populace, it was reaching people who
had previously stood at the margins of Korean political life—the youth and
women. It was not only older men who participated in the movement, but
women as well. Even in the countryside, young female teachers might lead their
students in shouts of “Long live Korean independence!” (Hildi Kang 2001: Chapter
2). The entry of such new political actors is well illustrated by the poignant and
tragic story of Yu Kwan-sun (1902–1920). This young woman came from a rural
family who had converted to Christianity. Through their contact with Western
missionaries, Yu was able to attend a Christian school, exposing her to an
understanding of Protestant nationalism. This inspired her to take part in the
March First Movement, leading to her arrest and death from torture in a Japanese
prison. Nationalism had thus taken root as a worldview for which many Koreans,
both young and old, men and women, of different religions, would struggle and
die for.
Notes
1 It should be noted that the word “Korea” itself is a modern term.
2 According to legend, a god descended in what is now the Korean peninsula and was approached by a
tiger and a bear, who both wanted to be human. The god told them that they could, if they stayed within
a cave and ate only certain types of food. The tiger was unable to do so, but the bear did and was
transformed into a beautiful human woman. She and the god then begat a son, Tan’gun—the ancestor of
the Korean people.
3 Durham White Stevens was an American who technically worked for the Korean government but
actually served Japanese interests.
4 It is interesting to note that all of these nationalists were also Christians (both Catholic and Protestant).
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Part III
Division and war
12
The division of Korea and the rise of two
Koreas, 1945–1948
Jongsoo Lee
Notes
1 This assessment is based on the official US documents that are heretofore accessible to researchers. No
effort is made here to speculate on the possibility of a “secret understanding” reached between the US
and the USSR prior to Japan’s surrender concerning the future of the Korean peninsula. The existence of
any such behind-the-scenes agreement, even if real, is not supported by these official documents, which,
by their nature, document official deliberations and actions of the policymakers.
2 There is some uncertainty about the exact date of this event, as an alternative account of this same event
states it took place the night of August 10–11, 1945. The account of this event narrated here is largely
based on the recollections of Dean Rusk as preserved in the official US documents and also included in
his published memoirs.
3 For a fuller discussion of the possible reasons why the Soviets accepted this US proposal of the division
along the 38th parallel, see Jongsoo Lee, The Partition of Korea after World War II: A Global History
(New York, NY: Palgrave Macmillan, 2005), pp. 39–45.
4 For a fuller discussion of the failure of the US and the USSR to cooperate in Korea in 1946–1948, including
the failure of the effort to form a left-right coalition among the Korean leaders, see Lee (ibid.), pp. 86–
126, 147–154.
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International Center for Scholars.
13
The Korean War and its politics
Grace J. Chae
Historiography
A general review of Korean War historiography, specifically Western and East
Asian scholarship, not only reflects academic trends across various disciplines
and areas of study (e.g. critical shifts in postcolonial and postmodern studies), but
also changing political climates in both the United States and East Asia that often
influenced the kinds of narratives and tones that emerged. South Korean-
language studies on the Korean War, for example, were largely unformed during
the 1950s and 1960s due to the chaos of war, dictatorships, censorship, and
postwar reconstruction. What little was produced by Koreans remained, over the
course of decades, consistent with the official view of the Republic of Korea
(ROK) Government that the war was an unprovoked aggression coordinated by
the Soviet Union, China, and North Korea. Many scholars were not only inhibited
by the state, which fostered and propagated conservative viewpoints and an
overwhlemingly anti-communist culture, but also by the mere fact that they were
witnesses to the brutality of the war and were weary of lenient considerations of
North Korean intentions (C.B. Kim 1996: 158).
It was the 1970s that produced a significant shift among Korean War
scholarship produced in South Korea. Largely due to new funding initiatives and
partnerships between the United States and the Republic of Korea (e.g. via the
Ford Foundation, the 1961 Fulbright-Hays Act, etc.), some students were able to
study abroad in the United States and Europe (Cumings 1999: 180). These scholars
gained exposure to critical and progressive viewpoints like world-systems
analysis and Marxism, which were restricted under Korea’s authoritarian
regimes. However, many of these students, as Kim Chull Baum has found in his
study of Korean War historiography, were scholars of international politics and
tended to remain somewhat conservative in their understanding of the war by
insisting that responsibility for the devastation remained at the feet of foreign
powers. It was not until Korean historians began to take up the mantle with the
release of US and British military and state documents, along with captured
North Korean documents, during the 1970s and 1980s that critical analyses began
to emerge that considered the war as an internal conflict exacerbated by
imperialist policies (C.B. Kim 1996: 158).
For example, Kim Hak-joon’s Korean Affairs and International Politics (1975)
was not only the first Korean-language study to use military archival documents,
but it was also the first to explore controversial issues surrounding the Korean
War, despite heavy censorship under the Chun regime. In his later work on the
history of the Korean War (1989), Kim more freely reveals that there was a split
in the North Korean leadership regarding whether to continue the fight beyond
1951. Pak Myung-lim (1996) examined captured North Korean documents
alongside South Korean documents to provide a closer study of the internal
conditions that led to the pursuit of unification by force, adding complexity to
our understanding of the decision-making process to go to war. After South
Korea’s democratization in the late 1980s, historical study of the Korean War has
grown more diverse and more inclusive of what were once regarded as radical
viewpoints.
By the 1990s, the release of Chinese and Russian documents, partly aided by
normalized relations between Seoul and Moscow and Seoul and Beijing, began to
lend support to the traditionalist view that the war was an international conflict
and instigated by North Korea. Much like the debate among English-language
scholars, an exploration of which follows, the debate amongst Korean scholars
has taken a similar turn based on the availability of archival documents from all
sides and changing political climates. Attempting to bridge the gap, much of
today’s scholarship seeks to explore the Korean War as a combination of
domestic and international factors both in its origins and outcome. In addition,
current Korean-language scholarship has now begun to incorporate
interdisciplinary studies to examine the sociological, psychological, and cultural
impact of the war (C.B. Kim 1996: 164–165).
English-language studies published in the 1950s and 1960s suffered from their
own lack of access to declassified documents and the vociferous tide of anti-
communist sentiments that swept across the country. As a result, early works
exhibited an almost formulaic depiction of the Korean War as a United Nations
“police action” against an unprovoked 25 June 1950 North Korean invasion
designed by the Soviet Union. This toed the Truman administration’s
containment policy line, originally suggested by George F. Kennan in his “Long
Telegram” (1947), arguing intervention as a necessary action for collective
security against communist aggression, a view presented before the American
public and the world.1 Meanwhile, Soviet and North Korean officials cast the
United States and South Korea as solely responsible for instigating hostilities with
the aim to ignite a civil war, invoking a defensive response from their side. Thus,
as historian Steven Hugh Lee writes, “The issue [regarding the origins of the
Korean War] was drawn into the vortex of superpower attempts to justify their
respective positions in their international rivalry” (Lee 2001: 6). It was regarded as
a proxy war between international superpowers.
I.F. Stone’s original 1952 publication, The Hidden History of the Korean War,
was the earliest monograph to gather available documents and reports to swim
against this current in its consideration of internal/domestic factors in the origins
of the war and its critique of the US government’s handling of the United
Nations. It was, of course, met with disdain and was pushed into the shadows
until the release of declassified government documents in the 1970s gave
credence to some of his findings. In the meantime, orthodox works like those by
David Rees (Korea: The Limited War [1964]) remained authoritative sources.
However, as information became more available, scholars began to explore other
dimensions of the war. The release of The Foreign Relations of the United States
1950 in 1976 enabled William Stueck, for example, to explore shifts in American
policies towards China as a result of the war in his own 1981 book The Road to
Confrontation. James Matray’s The Reluctant Crusade (1985) examined US State
Department records to trace shifts in American foreign policy from restraint to
global intervention in Korea, while also acknowledging that the origins of the
conflict perhaps bore deeper than 1950.
Growing disillusionment in the mid-to late 1960s with the Vietnam War, along
with mounting unease with the relationship between US academia and the
government that had developed out of state-funded “area” and “national
character studies” during World War II, led to the emergence of a new crop of
Western scholars willing to critically explore US policies in East Asia.2 This
signified an important shift in Korean War historiography. Rather than 25 June
1950 marking the beginning of the Korean War, scholars—many of whom had
developed sympathies towards their countries of study from their experiences as
Fulbright Scholars and Peace Corps volunteers, something Vincente Rafael refers
to as “sentimental imperialism”— began to more closely study the colonial and
post-liberation history of Korea to reveal more multidimensional factors (Rafael
1999: 1214). Their work exhibited a break from orthodox scholarship in the
United States that framed Korean history in terms of a linear development that
justified US intervention in the language of assistance. Furthermore, exploration
of military documents began to shed light on some of the more brutal tactics used
by the US military against North Korean targets, as explored by English
diplomatic and military historian Callum MacDonald in his Korea: The War
Before Vietnam (1986). Australian historian Gavan McCormack’s Cold War, Hot
War (1983) also raised questions regarding whether the US Air Force (USAF)
might have used biological weapons against the North Koreans, in addition to
positing that the South had instigated the war.
Drawing extensively from newly declassified documents released during the
1970s, Bruce Cumings’ two-volume work (1981, 1990), as noted by many scholars
of Korean studies (e.g. Lee 2001, Yuh 2010), boldly critiqued the pervading Cold
War narrative of the origins of the Korean War, arguing instead that the US
military occupation and foreign policy had in fact obfuscated a domestic
revolution that had roots long before liberation and might have been in the
Korean people’s best interests. Cumings’ publications challenged, and continue to
chafe against, orthodox and conservative viewpoints that still contend that North
Korea’s invasion of the South was a product of Soviet and Chinese machinations
or that the war was largely an inter national conflict. At the same time, his work
profoundly resonated with many Korean and American researchers by
inaugurating critical scholarship into Korean studies while still mildly supporting
“internal development” positions through his recognition of Korea’s inherent
dynamism through the rise of peasant resistance and nationalism during the
precolonial period (Shin 2003: 168). Cumings’ critique of American military
occupation, in particular, was powerful among Korean students suffering under
the rule of the US-supported Park Chung-hee and Chun Doo-hwan dictatorships,
whereby the oppressive National Security Laws gave the regimes carte blanche to
indefinitely detain and torture students for expressing leftist sympathy or
criticism against the ROK government or the United States.
Although arguments over the domestic versus international origins of the war
have dominated debates within Korean War scholarship, the increased
availability, albeit still limited, of Chinese and Russian documents beginning in
the 1990s has provided researchers with new opportunities to better assess the
complexities of the war. Evidence from US, Korean, Japanese, Chinese, and
Russian materials, most comprehensively brought together by Wada Haruki’s
recently translated The Korean War: An International History (2013), which
examines in great detail the war as a regional conflict, demonstrates that the
decision to invade South Korea on that fateful June day was indeed a result of
close coordination between North Korea and the Soviet Union. However, unlike
the one-dimensional Cold War assessments of Soviet domination over decisions
to launch an offensive across the 38th parallel, top-secret correspondences
between North Korean and Soviet officials reveal that North Korean leaders were
in fact active campaigners for invasion over a more reluctant Stalin. This level of
agency paralleled what we have long known about South Korea’s President
Syngman Rhee’s own aggressive campaign to launch a military campaign to
reunite the peninsula.
The final act was also achieved in close coordination with the Chinese,
demonstrating a growing Sino-North Korean partnership. This complements
Chen Jian’s findings in his China’s Road to the Korean War (1994), which
examines China’s post-revolutionary internal political development and its
impact on the decision to enter the war as a vanguard against Western
imperialism in Asia. In balance with the colonial, post-liberation, and domestic
circumstances of both Koreas, alongside the emerging Cold War climate of
contending superpowers, including China’s ascendance, we can now better
appreciate the multidimensional, or what Lee regards as the “symbiotic,”
relationship between civil and international factors that not only led to the
Korean War, but also impacted how it was carried out (Lee 2001: 7).
Colonial origins
While responsibility for Korea’s geographic division could be placed at the feet of
American military planners in 1945, its political division could be attributed to its
colonial experience. As American and European imperial powers focused much
of their attention on opening China to global trade during the mid-nineteenth
century, Korea remained relatively marginal until Japan’s own imperial
aspirations turned towards the tiny peninsular country. This began with the 1876
Kanghwa Treaty, which led to other unequal treaties with the United States,
France, etc. Despite resistance from Confucian conservatives, some yangban
(literati) and government officials in Korea’s Chosŏn Dynasty (1492–1910) began
to seek political, ideological, and material solutions to meet the onslaught of
Japanese and Western colonial ambitions. Out of various self-strengthening
approaches emerged early forms of modern Korean nationalism (Eckert et al.
1990: 201–214). Alas, in spite of such efforts, Korea became Japan’s colony in
1910.
Over nearly four decades of colonial rule, underground and exiled nationalist
groups fervently sought independence through various means. Kim Il-sung and
Syngman Rhee shared a common history as fighters for Korean independence
with deep and long-lasting contempt for Korea’s colonial subjugation. Their
experiences and divergent ideologies during this formative period greatly
impacted their respective leadership approaches of a later divided Korea.
Rhee, a descendant of a modest family of aristocratic lineage, was educated in
both the traditional Confucian system and, later, at an American Christian
school. He developed into a conservative political activist who joined the reform
movement of the Independence Club in the mid-1890s that sought to adopt
Western approaches to modernize the Chosŏn state. After falling out of favor
with the king, he spent several years in prison before leaving for Hawaii and the
US mainland, where he received his doctorate from Princeton University. There,
he began to aggressively campaign for a Korean-American partnership by
appealing to US officials and the American public for Korean independence
(Oliver 1954: 1–114).
At the close of World War I, the United States, Great Britain, France, Italy, and
Japan convened in Paris as the principal powers in charge of formulating a plan
for peace. In his “Fourteen Points” speech at the Paris Peace Conference in
January 1919, President Woodrow Wilson insisted upon the fundamental
importance of preserving and defending liberty through a union of nations. His
fourteenth point spoke to the principle of “self-determination” in his appeal for
“mutual guarantees of political independence and territorial integrity,” even for
“small states,” emboldening Koreans like Rhee.3
In Korea, on 1 March 1919, over one million Koreans participated in a
nonviolent, popular protest called the “March 1st Movement,” or Samil Undong,
that lasted for several weeks against Japanese colonial occupation. They were met
with brutal repression. Despite American missionary pleas for international
sympathy for the tens of thousands of civilian victims, no Western nations
stepped forward to intervene (Eckert et al. 1990: 276–279). As one of many exiled
nationalists responding to this crisis, Rhee helped form the Korean Provisional
Government (KPG) in Shanghai for which he temporarily served as President. In
September, the New York Times published an article citing his proclamation for
Korea’s independence from Japan titled “‘President’ Rhee Renounces Japanese
Sovereignty and Asks for Recognition.” In it, he stated, “We accept and agree to
the American principles of democracy and self-government enunciated by
President Wilson during the Great War, the principles of a liberated mankind, of
equal justice for all nations alike, be they weak or strong, and of the derivation of
their just powers by governments from the consent of the governed.”4 However,
despite such declarations that were rooted in the language of Wilson’s own
speeches, those principal powers in Paris did little to respond to Korea’s pleas.
After relinquishing the KPG presidency to Kim Ku, an advocate for organized
violence against the empire, Rhee focused on his diplomatic efforts and became
widely recognized in Korea as a Christian, anti-communist, conservative
defender for Korean independence despite continued ambivalence, indifference,
or, in some cases, irritation amongst American officials (Oliver 1954: 142–144).
For other Korean independence fighters, continued rebuffs by Western nations
convinced them of the weakness of diplomatic approaches. The 1917 Russian
Revolution inspired many to look to guerrilla warfare and Marxist revolution as
an alternative. While communist movements within Korea experienced brutal
suppression by the colonial police, others were able to gain footholds in Siberia,
China, and elsewhere, reflecting a scattered Korean diaspora during the colonial
period. Many of these exiled nationalists served in the Soviet Army and the
Chinese Communist Party during the 1920s through the 1950s. Among these
participants, Kim Il-sung ascended as a junior revolutionary who joined the
Northeast Anti-Japanese United Army and led raids against Japanese officials and
Korean collaborators in Manchuria. He later served with the Soviet Army and
returned to Pyongyang (P’yŏngyang) after the US bombing of Hiroshima on 6
August 1945 (Lee 2001: 14–16).
It was the attack on Pearl Harbor that brought the United States into the
maelstrom of World War II and squarely into Japan’s colonial territory and into
Korea. And, it was during this subsequent decade that Korea’s geographic
division took root. It began in November 1943 when President Franklin D.
Roosevelt, Generalissimo Chiang Kai-shek, and Prime Minister Winston
Churchill met in Cairo to outline their plan to defeat Japan. In their December
radio release, the Allied leaders expressed their sympathies for the “enslavement
of the people of Korea,” but asserted that self-rule would come “in due course.”5
This reflected Roosevelt’s gradualist vision of a new liberal world order of
reconfigured economic and political relationships that would replace the old
colonial economy and, ultimately, achieve American hegemony. In his private
letters, Roosevelt reflected on the future of former colonies like Korea, French
Indochina, British India, and the Dutch East Indies: “there are many minor
children among the peoples of the world who need trustees, [especially] the
brown people of the East” (as cited in Hunt 1987: 162). Only under a paternalistic
policy of trusteeship could these “many minor children” achieve a level of
preparedness for self-rule.
After Roosevelt’s death on 12 April 1945, American officials continued to
pursue modified versions of his trusteeship idea. A few days before the Enola Gay
was to drop “Little Boy” on Japan, Colonels Dean Rusk and Charles H. Bonesteel
selected the 38th parallel to demarcate Soviet and American zones in Korea. In
US policy formulations, Korea would factor as a key component to containing
communism and reviving Japan’s industrial economy. Shortly thereafter, Korean
leaders began to prepare for self-government. People’s committees also sprang up
in rural areas with aims to dismantle the colonial apparatus, including rounding
up individuals who served in the colonial police and landowners who preyed on
vulnerable Koreans and profited from collaboration with the Japanese.
Predictably, American officials disapproved of such efforts, viewing them as
radical leftist extensions of Soviet influence (Cumings 1997: 185–187). Ignorant to
key historical factors, like the centuries-long impact of class divisions between
landed, educated elites and a large peasant population that regarded wealthy
landowners as having continually benefited from the colonial period and with the
Americans (e.g. brothers Kim Sŏng-su and Kim Yŏn-su, Song Chin-u, etc., who
established the Korean Democratic Party [Eckert 1991: 30–32]), American
officials failed to recognize that “the political fault line was not right versus left,
but patriot versus collaborator” (Cumings 1997: 198).
As American and Korean conservative leadership worked together to suppress
local efforts to purge colonial vestiges, eruptions of violence began to mount
throughout the peninsula. This rending apart of the country, between left and
right factions, peasants and proprietors, resistant fighters and collaborators
(though the lines were not always so clear or divisive), is powerfully portrayed in
Im Kwon-t’aek’s dramatic film entitled Taebaek Sanmaek (Taebaek Mountains)
(1994). By 1948, partisan and guerrilla fighters in southeast Kyŏngsang and the
agriculturally rich, and traditionally rebellious, southwest Chŏlla provinces
turned their vitriol against the repressive Korean National Police (KNP) and the
Republic of Korea Army (ROKA), a majority of which was made up of Koreans
who had served the colonial machinery. The two most infamous events were the
bloody 1948 Yŏsu and Cheju Rebellions (Cumings 1997: 217–224). In that same
year, the Republic of Korea was proclaimed on 15 August with Syngman Rhee as
president.
Meanwhile, Koreans in the north had a different trusteeship experience (we
know this from North Korean documents captured by US military forces during
the Korean War).6 After liberation, People’s Committees appeared throughout
northern Korea with the approval of the Soviets. During the trusteeship period,
Soviets worked rather loosely with communists and nationalists, as compared to
American-directed efforts to build a centralized administration in South Korea.
Out of an emerging coalition of leaders, Kim Il-sung began to maneuver into a
position of leadership, surpassing communists who had cut their teeth surviving
in Korea during the colonial period and those who had worked with the Soviets
or Chinese abroad. By February 1946, a central administration was in the works
and land reform measures began, which included purging state institutions of
“reactionary” Koreans and those who served the colonial apparatus (Cumings
1981: 414).
By late summer, the North Korean Workers’ Party (NKWP) overshadowed
other political groups, and economic planning began along the lines of the Soviet
model. At this juncture, Kim and his allies successfully removed a majority of
political threats, including Christians and nationalists, through social, economic,
and political alienation and exclusion. Meanwhile, they encouraged people with
peasant backgrounds to join the NKWP. Self-criticism sessions were routinized
and surveillance was in full force. By the end of 1946, the press was under tight
control and all non-leftist opposition was eliminated (Cumings 1997: 226–235).
On 9 September 1948, the Democratic People’s Republic of Korea (DPRK) was
formed and Kim Il-sung was named its premier.
Storm rising
Although the early Sunday morning of 25 June 1950 has been seared in American
memories as the start date of the conflict in Korea, it was rather a coalescence of
rising tensions and skirmishes between two competing factions that had been
taking place for some time along the 38th parallel. By the summer of 1949, both
North and South Korean leaders saw war as the only means to unification. In
May, fights along the border began to escalate between North and South Korean
forces. As early as June, heavy fighting on the Ongjin Peninsula alerted American
intelligence officials of the possibility that a civil war could break out at any
moment and by either side. While both sides were guilty of igniting violent
confrontations, both were also hoping that the other would be the first to commit
a full breach so as to force their respective reluctant large-power holders to come
to their aid.
The compulsion to reunite a country that had never been divided in its
thousands-year history, nor ever should have been, was considerably strong on
both sides. But, neither was in a position to launch a war. For Rhee, despite his
persistent efforts to convince his American advisors of the imperative to invade
the North and unite the country under the ROK flag, he failed to rally the
necessary support and approval as the US government began to draw down its
troop presence. Ambassador John J. Muccio, explicitly warned President Rhee
that the United States would not provide any military support should the South
engage in provocative actions, even threatening to withdraw economic aid (at the
time, around $100 million per year) (Lowe 1997: 71).
Kim Il-sung faced his own difficulties obtaining guarantees of Soviet support
(Weathersby 1993: 28). The summer of 1949 was also too early; tens of thousands
of his troops were still in Manchuria assisting Mao’s People’s Liberation Army
against Chiang’s Kuomintang (KMT) troops since 1947. This move would prove
to be a savvy one. By lending his support, Kim not only secured an “I-O-U” from
Mao that would come into play in the next couple of years, he also gained battle-
seasoned troops. After a period of relative quiet brought on by Korea’s harsh
winter, war came, and with Stalin’s tacit approval, it came at the hands of Kim Il-
sung in June 1950 (Cumings 1997: 239). While evidence shows that Stalin’s
reluctant approval for Kim to invade was accompanied by equally ambivalent
material support, for which payment was expected, Mao was making
preparations to make good on his promise to return Kim’s favor with troops
(Wada 2014: 20).
Fighting erupted on the Ongjin Peninsula; both sides claimed one provoked the
other in the early morning hours of 25 June 1950. By 5 a.m., it had moved
eastward across the 38th parallel. The North Korean People’s Army (NKPA) dealt
a heavy and concerted blow against the Republic of Korea Army and advanced,
for the first time, towards Seoul, the South’s capital city (Lee 2001: 44). The
NKPA, consisting of many veterans of anti-colonial struggles against the
Japanese and volunteers who backed the communists against the KMT in China,
met comparatively little resistance against the greener ROK forces.
US Secretary of State Dean Acheson heard about the fighting while at his
Maryland country house on Saturday; President Truman was at home in
Missouri. Acheson and Assistant Secretary of State Dean Rusk decided to bring
the Korea question before the United Nations, a more amenable body than the US
Congress. They also planned to argue for increased military aid to the Republic of
Korea, American air support for evacuation, and orders to move the Seventh Fleet
into the Taiwan Straits to stave off any possible acts of aggression between the
communist Chinese and the nationalist government that had fled to Taiwan.
Truman declared US actions in Korea a “police action,” thereby avoiding a formal
declaration of war that would require legislation by Congress (Edwards 1998: 3).
The United Nations passed “Resolution 84” on 27 June recommending that “the
members of the United Nations furnish such assistance to the Republic of Korea
as may be necessary to repel the armed attack and to restore international peace
and security to the area.”7 In the absence of the Soviet Union’s representative
Jacob Malik at the Security Council, in protest of the UN’s refusal to admit China
as a member, the UN approved military action in Korea. By the night of 28 June,
Seoul had fallen and South Korean forces were in disarray, an event witnessed by
famous political cartoonist Kim Song-hwan, or “Gobau,” during his adolescence
and recorded in vivid pen and watercolors (Salmon 2009: 1–13). Many Korean
refugees fled ahead of the NKPA’s march into Seoul, while others welcomed their
arrival. After a week in Seoul, likely waiting for supplies from the rear, the NKPA
continued its southward move and rooted out “reactionaries” on the way. Local
guerrilla forces, which had led campaigns against the KNP and US military before
being shut down in years prior, emerged out of hiding to help reorganize the
countryside. Focused on the redistribution of rice stocks and land, the return of
people’s committees speaks strongly to the anti-feudal and anti-colonial roots of
this conflict (Cumings 1990: 666–690).
Interestingly, even surrender leaflets aimed at enemy forces produced by both
the North Koreans and the Americans speak to the multifaceted nature of the
conflict. For North Korean-produced leaflets, South Korea is depicted as returning
to colonial dependency as a puppet of Japan and the United States; for American-
produced leaflets, North Korea is drawn as a political stooge of China and the
Soviet Union (Chae 2010: 34). Chŏng Yong-uk, Professor of Korean History at
Seoul National University, argues North Korea’s depiction of a subordinate South
Korea speaks more to the question of legitimacy and which of the two
governments rightfully represented the new, postcolonial Korean nation: the anti-
colonial struggle being a constitutive force in the establishment of the North
Korean state (2004: 217–226). For example, one NK leaflet caption reads: “The
American invaders and the weak Rhee Syngman are dragging the Korean
people’s Japanese enemies back to our homeland and are rushing to make our
people into American slaves. If the spilled ancestral blood in the war against them
is precious, then rise up against the American invaders and the Rhee Syngman
traitorous gang” (as cited in Chae 2010: 69). For the American-produced leaflets,
however, Chŏng identifies how the US government insisted on the ideological
and global dimensions of the war, with North Korean soldiers serving as fodder
for Soviet and Chinese aims. Even the divergent leaflet themes underscore the
dualism of the Korean conflict as one that was both domestic and international.
As the People’s Army continued to press against ROK and UN troops,
American intelligence personnel discovered more than met the eye with regards
to the makeup of enemy forces. Early reports found that enemy soldiers were
slipping through the front lines as civilians to gain a forward position behind
ROK and US troops. The Counter Intelligence Corps reported seeing “[h]undreds
of North Korean soldiers […] wearing civilian clothing and mingling with
refugees.”8 Although the NKPA recruited willing South Koreans into their units
as they swept south, losses incurred by contact with US and ROK forces also
resulted in forcible conscription of civilians. According to a Seoul Sinmun report,
the NKPA “increased indiscriminate forced recruiting of all youth” to fill their
dwindling armies.9 As a result of the military’s inability to distinguish enemy
troops from civilians, men, women, and children alike were swept into POW
camps. Growing fear of disguised North Korean combat troops also led to horrific
policy decisions for indiscriminate strafing of populations by air, leaving
thousands of innocents dead. One particularly dreadful case took place at No Gun
Ri, as accounted in Charles Hanley et al.’s The Bridge at No Gun Ri (2001).
By the end of July, the North Koreans had pushed the ROK and UN forces to
the southeast corner of the peninsula forming the Pusan Perimeter (delineated by
P’ohang to the north, Chinju-Masan to the south, and Taegu in the center). In late
August, the fighting along the Nakdong River reached its climax as the NKPA
tried to break through the Pusan Perimeter to finish the war. However, by
September, the NKPA felt the strains of weak supply lines, dwindling forces, and
growing American and ROK resistance and was unable to penetrate further.
Turning tides
It was not until General Douglas MacArthur’s famed Inchon (Inch’ŏn) landing on
15 September 1950 that the tides turned, so to speak.10 It was a massive
amphibious counterattack against North Korean forces that brought with it a
large number of captured enemy soldiers. In just one month, prisoner-of-war
counts increased from several dozen to over 100,000 (Chae 2010: 2–3). They
quickly gained control of Inchon and cut North Korean supply lines. Meanwhile
the U.S. Eighth Army and ROK forces broke out of the Pusan Perimeter and
chased the retreating enemy north. On 27 September, after Washington had
consulted with its allies regarding war aims, MacArthur, commander of the UN
forces, received permission to pursue the enemy into North Korea as long as he
did not cross into Manchuria and there were no signs that the Chinese and
Soviets would intervene. After retaking Seoul and handing it back to Rhee on 29
September, ROK forces crossed the 38th parallel on 1 October and pursued the US
military’s new strategy of “rollback,” forgoing the original goals of containment
toward a UN-sponsored goal of unification (Lee 2001: 47–50).
By early to mid-October, ROK troops penetrated twenty-five miles north of the
parallel. They reported no resistance and believed that they had the People’s
Army on the run. What American commanders did not realize was that the
NKPA’s withdrawal was also a strategic one; they hid in tunnels, mountains, and
within villages above the 38th parallel as UN and ROK troops thinned out across
the territory in their march north, becoming increasingly vulnerable to attacks
from the rear. This was a conventional and guerrilla war, reflecting Kim Il-sung’s
“hit and run” training developed against the Japanese during the colonial period
(Cumings 1990: 729–733).
As ROK and US troops charged north, rightist groups and the KNP began their
work in villages in the rear. Focused on the political reorganization of northern
villages, they systematically rooted out communists and collaborators, and they
punished family members associated with “red sympathizers.” Reports of mass
executions by the South were rampant, underscoring the brutality of a war that
was civil and international in nature (Cumings 1997: 281–282).
Early American intelligence reports showed no firm indication that the
Chinese would intervene, with MacArthur giving Truman his assurances during
their 15 October Wake Island meeting (Foot 1985: 78–80). However, recent
evidence shows that Mao, owing much to Kim’s assistance during the Chinese
civil war, had already made preparations to send “volunteers” (called Chinese
Communist Forces [CCF] by the Americans or Chinese People’s Volunteers
[CPV] by the Chinese) to assist North Korea should their campaign falter (Lowe
1997: 219). On 3 October, the Chinese premier warned the United States that if
they crossed the 38th parallel, Chinese forces would be compelled to enter the
war. When MacArthur pressed his troops across the parallel, Mao informed Stalin
that he would begin preparations for intervention by providing, in total, 200,000
troops (Lee 2001: 51). The Soviet Union prepared to provide limited cover in
aircrafts disguised with Chinese markers along the south Manchurian border.
On 26 October, the Korean Military Advisory Group, a US military unit
charged with the logistical support of ROK troops, reported that Sino-North
Korean troops were counterattacking UN units along the frontlines at Unsan, just
below the Yalu River (Wada 2014: 144). This marked China’s first intervention.
By this time, UN forces were pinned down and fell into disarray as Chinese and
North Korean troops began to attack from the front and the rear. On 14
November, MacArthur launched a general offensive to trap NKPA forces and, for
a few days, appeared to have succeeded until the enemy began to retaliate on 25
November and China launched the second phase with its 200–300,000
“volunteers.” North Korean guerrillas also began enveloping UN troops from
behind in coordination with the North Koreans People’s Army, trapping them at
the Chosin Reservoir. On 6 December, communist forces regained Pyongyang
and by the end of the month, Seoul was at risk of falling, again (Lowe 1997: 235).
Although the Chinese intervention was not the first time American military
planners considered using the atomic bombs during the Korean conflict
(MacArthur first suggested it to the Joint Chiefs of Staff in July 1950), it did bring
them close to resolute action. Reintroducing the idea, MacArthur wanted to
create a cordon sanitaire along the border between Manchuria and North Korea
by dropping 30 to 50 bombs. Truman also began to hint at the potential use of
atomic bombs in order to avoid the possibility of a third World War. In the end,
with no indication of further Soviet involvement or advancement by Chinese
troops beyond the parallel, Truman set aside his plans (Cumings 1997: 288–292).11
General Matthew B. Ridgway, who assumed command of the Eighth Army in
December 1950, launched an aggressive campaign called “Operation
Thunderbolt,” which involved heavy bombing campaigns against the Chinese
and North Koreans. After fighting back China’s third intervention, he retook
Seoul and established the “Kansas Line.” This brought the fighting back to the
area just north of the 38th parallel. After MacArthur was dismissed on 11 April
1951 due to continued insubordination, Ridgway took over command of UN
forces and stabilized fighting. Recognizing a possible ceasefire opportunity,
George Kennan and Jacob Malik met at the end of May and agreed to begin
discussions on how to end the conflict (Edwards 1998: 6).
Conclusion
As a so-called “limited war,” both sides violently engaged one another along the
front lines without any clear strategies for victory; meanwhile, the political
battles continued at Panmunjom and on the world stage. During the nearly two
years of negotiations and stalemate over the issue of voluntary repatriation, tens
of thousands of soldiers were killed on the front lines, and civilian causalities
numbered in the millions. It was during these months that the US military
launched its most protracted aerial campaigns from bases in Japan and Okinawa,
smothering the North with napalm. In spring 1953, the USAF destroyed dams and
reservoirs that would not only devastate newly planted rice paddies, but would
starve out the northern population in the coming months. In the end, the combat
death toll reached approximately 33,000 Americans; 115,000 Chinese; 215,000
North Koreans; 58,000 South Koreans; and one to two million civilians. With
Dwight D. Eisenhower as the newly elected American president and the death of
Stalin in March 1953, new UN forces Commander General Mark W. Clark signed
the armistice agreement on 27 July 1953. But, the ceasefire was not a peace treaty.
While general fighting has been suspended, one visit to the Demilitarized Zone
(DMZ) or a review of today’s world headlines renders palpable the still-volatile
tensions between the Koreas and the parties that fought on either side. Of such a
suspension to the Korean War, historian Bruce Cumings sadly reminds us that
“the terrible tragedy was that the war solved nothing: only the status quo ante
was restored, only an armistice held the peace” (Cumings 1997: 298).
Notes
1 Kennan, G.F. (1947) ‘The Sources of Soviet Conduct,’ Foreign Affairs 25, No. 4: 566–582.
3 Wilson, W. ‘Fourteen Points’, presented at Paris Peace Conference, Paris, January 1919.
4 ‘“President” Rhee Renounces Japanese Sovereignty and Asks for Recognition; Plans Government Based on
Principles Expressed by Wilson, Lincoln, and Washington’, New York Times 1 September 1919: p. 2.
5 ‘Cairo Communique,’ from the United States Department of State/Foreign Relations of the United States
diplomatic papers, The Conferences at Cairo and Tehran, 1943.
6 For an in-depth view into “everyday life” accounts, see Kim 2013.
8 ‘Monthly Report of Counter Intelligence Corps Activities, 1 October 1950 for Month Reported’.
9 ‘Doraol ŭiyonggun’ (‘Returning Righteous Army), Seoul Sinmun, National Library, South Korea 15
November 1950.
10 What made the landing possible was a small window of time during which the tides were high enough to
accommodate the battleships. During low tide, the water was known to drop as much as 32 feet,
revealing a mosaic of darkly carved, almost alien-looking muddy flats that can be seen today from
bridges heading towards Seoul in one direction, and Inchon International Airport in the other.
11 Although there was no concrete plan to launch atomic weapons against the Chinese or North Koreans,
the US Air Force ran bombing simulations in September and October 1951 under Operation Hudson
Harbor, sending bombers into the north to drop empty atomic casings (Cumings 1997).
12 United Nations, Geneva Convention Relative to the Treatment of Prisoners of War, 1949, II. Art. 118.
13 Only a small percentage of prisoners actually grappled with ideological issues. Most wondered about
their families, while others were drawn into certain groups due to generational, class, regional, and/or
religious affiliations.
14 ‘Chinese Communist and U.S. Statements on Korea,’ New York Times, 16 December 1952: p. 8.
15 During the August and September months of 1953, Edgar Schein, a psychologist at MIT and with the US
Army’s Operations Research Office, interviewed American repatriates processed at Inchon and on US
naval ship General Black. In his article entitled ‘The Chinese indoctrination program for prisoners of
war: a study of attempted “brainwashing”’ in Psychiatry (1956), he confirmed that there was nothing new
or menacing to the Chinese techniques. The so-called mental erasure of American soldiers was
accomplished through a typical collection of “group discussion, self-criticism, interrogation, rewards and
punishments, forced confessions, exposure to propaganda and information control” (as cited in Winn
2000: 7).
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Pacific Journal 28–3-09 (13 July) pp. 1–13.
http://japanfocus.org/site/make_pdf/3186. Accessed 23 July 2014.
Stone, I.F. (1952) The Hidden History of the Korean War, New York: Monthly
Review Press.
Stueck, W.W. (1981) The Road to Confrontation: American Policy towards China
and Korea, 1947–1950, Chapel Hill: University of North Carolina.
Shin, M. (2003) ‘Major Trends of Korean Historiography in the US’, Sungkyun
Journal of East Asian Studies 3, 1 (February): 151–175.
T’aebaek Sanmaek (Taebaek Mountains) (1994), motion picture, Taehung
Pictures, South Korea.
United Nations. (1950) ‘UN Security Council Resolution 84’, available at:
http://digitalarchive.wilsoncenter.org/document/117725. Accessed July 14,
2014.
United Nations-Office of the High Commissioner for Human Rights. (1949)
Geneva Convention Relative to the Treatment of Prisoners of War Adopted 12
August 1949 by the Diplomatic Conference for the Establishment of
International Conventions for the Protection of Victims of War, II. Art. 118.
Available at: https://www.icrc.org/applic/ihl/ihl.nsf/Article.xsp?
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Accessed 10 September 2015.
Wada, H. (2014) The Korean War: An International History, trans. F. Baldwin,
Lanham: Rowman & Littlefield.
Weathersby, K. (1993) ‘Soviet Aims in Korea and the Origins of the Korean War,
1945–1950: New Evidence from the Russian Archives,’ Working Paper No. 8
(November), Cold War International History Project (CWIHP), Washington,
DC: Woodrow Wilson Center.
Wilson, W. (1919) ‘Fourteen Points’. Presented at Paris Peace Conference, Paris,
January 1919. http://avalon.law.yale.edu/20th_century/wilson14.asp. Accessed
16 July 2014.
Winn, D. (2000) The Manipulated Mind: Brainwashing, Conditioning and
Indoctrination, Cambridge: Malor Press.
Yuh, L. (2010) ‘The Historiography of Korea in the United States’, International
Journal of Korean History, 15, 2 (August): 127–144.
Part IV
North Korea
14
North Korean state-making
Process and characteristics
Shin Jongdae
Introduction
Meeting
Meeting title Main topics of discussion
date
Korean Communist
1945.10.10–
Northern Regional Office Proposed the Four National Objectives
13
Establishment Rally
1st Expanded Executive
Committee (EEC) of the Discussed land, industry, education
1945.10.16
North Korean Branch and culture issues
Bureau (NKBB)
Bureau (NKBB)
Discussed the establishment of the
1945.11.15–
2nd EEC of the NKBB National Unification Association and
17
Central Government Institution
Discussed laborers, farmers becoming
1945.12.17– Party members, issuing a single-
3rd EEC of the NKBB
18 partypass, improvement of Party entry
rules
Discussed cleansing of factions,
4th EEC of the North strengthening of organizational life,
Korean Communist Party 1946.2.15 promoting the North Korean People’s
(NKCP) Committee, and starting promotional
movements
Discussed implementation of land
5th EEC of the NKCP 1946.3.4
reform, creation of police force
Discussed end of land reform and
6th EEC of the NKCP 1946.4.10
future objectives
1946.6.22–
7th EEC of the NKCP Implemented the Labor Law
23
8th EEC of the NKCP 1946.7.27 Merger between NKCP and KNDP
North Korean Workers
1946.8.28– Establishment of NKWP and election
Party (NKWP)
30 of Central Party members
Establishment Ceremony
Conference of the
1945.10.8– Discussion on the new government organ
Five Provincial
10 system
People’s Committees
Creation of the North
Implementation of a central administrative
Korean 10
1945.11.19 unit by sector to for economic linkage
Administrative
between each province
Departments
Establishment of Role of North Korea’s highest
North Korean administrative unit decided, nationalization
1946.2.7–8
Provisional People’s of important industry, land reform and
Committee democratic reform conducted
Election of North
Election of provincial, municipal, and local
Korean People’s 1946.11.3
People’s Committee members
Committee members
Establishment of NKPC becomes country’s highest executive
North Korean 1947.2.22 unit through regular election with Kim Il
People’s Committee Sung as chairman
The creation of the Korean People’s Army on 9 February 1948 occurred within
the mutual relationship between the Party and military. In short, the creation of
the Party and military were closely related to each other.
The major turning point in the establishment of the KPA was due to the Soviet
military. On 12 October 1945, the Soviet military ordered the disarmament of all
organizations in northern Korea and the creation of a new police force. At the 5th
EEC of the KWP, the decision to officially create a regular military force was
made. The NKTPC led the creation of a security force to protect the border, the
38th parallel and railways.
In June 1946 in Kaech’on, South P’yŏngan province, a security cadre training
camp, which would serve as the central base for the future regular military, was
established, and on 8 July the North Korean Central Security Cadre School was
opened to train military cadres. The security force, which would become the basis
for the army, navy and air force, was also created. In early October 1945, marine
security divisions were established along the coasts, and in December 1946, these
were expanded to form the coast guard. In October 1945, civilians led the
formation of the Sinuiju Airbase in Sinuiju, and in August 1947, a regular plane
division was formed, which later become the air force.
On 15 August 1946, the cadre training division, as the managing organ of all
armed forces, was newly created. This institution was led by the regular
military’s chiefs of staff, with Ch’oe Yong-gŏn as commander, Kim Il Sung as
deputy commander, and Mu Chŏng as artillery commander. These former
guerrilla fighters took the highest-ranking positions in the military, which
strengthened Kim Il Sung’s and the guerrilla faction’s control over the regular
armed forces. In September 1946, a Soviet military advisor group arrived in North
Korea and was stationed at each training camp and military school to accelerate
the creation of the armed forces. This process brought once disparate armed
forces to unite under the single authority of the cadre training division, and this
division was headed by former guerrilla fighters like Ch’oe Yong-gŏn, An Kil,
and Kim Il Sung.
On 15 April 1947, Kim Il Sung sent a message to the Soviets requesting
weapons and other material for the North Korean military, and the Soviets
responded by sending weapons and equipment. This allowed the NK forces to
expand to 6–7 divisions and two army groups. On 17 May 1947, Kim Il Sung
instituted a new hierarchy system and the base was renamed to the “People’s
Group Army” (PGA). Ch’oe Yong-gŏn was kept as head of the PGA, along with
the other chiefs of staff. Following decisions made by the KWP Central
Committee on 2 February 1948 and the NKPC on 4 February, the National
Security Department was established as the North Korean military’s
administrative headquarters and Kim Ch’aek was named its head. This allowed
fluid management between the government and military.
On 9 February 1948, the KPA was officially established. Kim Il Sung
emphasized that the KWP was “a Korean people’s army made by the Korean
people,” and not for the Party. Ch’oe Yong-gŏn was named head of the KPA
Central Command, Kim Il the deputy commander and cultural commander, and
Mu Chŏng the artillery commander. The KPA First Division commander was
Kim Ung, Second Division Commander Yi Lee Chong-song, and the head of the
Third Hongsong Infantry Brigade was Kim Kwang-hyŏp.
After the KPA was officially established, the number of soldiers in each
division increased due to cooperation with Party organizations. Moreover, the
KPA’s fighting power decisively increased as the Chinese-Korean soldiers
returned to North Korea following their participation in China’s civil war. This
led to an increase from 27,000 soldiers in 1948 to 120,000 soldiers in 1950.
The anti-Japanese guerrilla faction played an important role in the North Korean
statebuilding process and allowed Kim Il Sung to have decisive influence within
the Party and military2 (H.S. Paek, 1994:396–398). The guerrilla faction, which
was more or less Kim Il Sung’s political capital, had been relatively weaker than
other forces but had an outstanding ability to be cohesive. Kim Il Sung, through
the anti-Japanese campaigns and “Arduous March” had a unique identity and
confidence that was distinguished even among other Korean communists. During
the campaigns against the Japanese, the experience of political training he
received allowed him to demonstrate a high degree of political influence among
the many forces that existed in North Korea following liberation (K.U. Kim,
2003:106–110).
The guerrilla faction began appearing in Pyongyang in early September 1945
and expanded its influence. The faction was able to carry influence for several
reasons. First, Kim Il Sung was already well known to Koreans due to his armed
campaigns against the Japanese in the 1930s. Second, even though he was under
the control of the Soviet army, he displayed a high degree of independence (Seo,
1998:269). Third, he displayed a strong sense of uniformity compared with other
political forces. Fourth, he made the armed struggle against the Japanese a central
platform while placing priority on personally dominating the military. Moreover,
because there was no legitimate platform as important as having the experience
of fighting against the Japanese, Kim was able to emphasize his experience and
expand his influence domestically while retaining a certain degree of autonomy
from the Soviets.
As we examined in the process of establishing North Korea’s regular army, the
emphasis on the military strength of the guerrilla faction, its strong cohesiveness,
and legitimacy all played a major role in its domination of the country’s military
forces. Following the establishment of the North Korean government, the
guerrilla faction became the generational cradle of the North Korean power elite
and became the central symbol in strengthening the justification for Kim and his
successors.
Soviet influence
While there was some degree of academic discussion on the influence of the
Soviets during North Korea’s statebuilding process, generally it is understood the
Soviets had considerable impact on the period. Soviet policies had a major impact
on important phases of the statebuilding process and tremendous influence of the
creation of regular military forces (Wada, Seo and Nam, 2003:72–73).
First is the impact Stalin’s orders had on overall Soviet policy. After the Soviets
occupied northern Korea on 20 September 1945, Stalin ordered that the Soviets
should “support all of northern Korea’s anti-Japanese democratic parties and
organizational blocks in order to establishing a proletariat democratic power,”
and that the Soviets should “not interrupt the formation of anti-Japanese
democratic organizations and parties, and instead support them.” Then on 12
October 1945, the Soviet military permitted the establishment of anti-Japanese
democratic organizations and activities. Given that the NKBB of the KWP was
created the very next day on 13 October means there is a high possibility that the
Soviet military cleared the way for it. (K.U. Kim, 2003:152) As a result, socialist
forces were able to expand significant political influence due to Stalin’s orders for
support of their activities.
The orders Stalin made in July 1946 also became the procedures for creating
the Party and military. Stalin appeared to have decided to just turn North Korea
into a socialist country after the failure of the First US-USSR Joint Commission at
the end of June 1946. In the middle of July 1947, Stalin proposed during a meeting
with Kim Il Sung and Pak Hŏn-yŏng the merger of the Communist and New
Democratic Parties to create a new party. This led to the merger of the two
parties and a drastic increase in members and increased influence (Wada, Seo,
Nam, 2002:83–84).
Moreover, during the creation of the People’s Committee, the Soviets did not
get involved in the specifics of its establishment or composition, but they did
manage, to some degree, the establishment of the Department of Civil
Administration (DCA) and its political issues. The head of the DCA, Andrey
Romanenko, took over the administration work managed by the local people’s
committee and placed advisors in each province (Ryu, 2004:58).
Additionally, the Soviets played a decisive role in the establishment and train
of the KPA. Following the return of the Korean volunteer army, they received
Soviet-style basic training as they were integrated into the regular army. There
were at least three Soviet advisors for each regiment, and training plans followed
Soviet military principles. This allowed soldiers who had experience fighting
against the Nationalists in China to complete 2–4 months of training before being
integrated into the North Korean army (K.U. Kim, 2003:577).
Relationship between the Party and military
While the Party and military were somewhat separate organizations, the
experience of building the Party was used in creating the military and this led to
the KWP being created in a short period (Jang, 2012:169). The creation of
education programs was required for establishing the Party, military and
government. One area in which the relationship between the Party and military
was prominently displayed was in how the educational system used during the
creation of the Party was the same as the political education system used in the
military. Another point showing how the establishment of the Party and military
was similar was that the Pyongyang School Political Class was turned into the
North Korean Communist Central Officers Training School, while the military
class became the Central Defense Officials Training School. Moreover, a cultural
department was formed and a Soviet political committee member system was
adopted in order to establish a culture and political department. As a result, the
Party had some degree of influence over the military.
The North Korean leadership’s goal was to create a socialist country, and as such
the country’s diplomacy was focused on creating a favorable international
environment. As such, North Korean policymakers placed as their diplomatic
policies’ major goals: 1) creation of a favorable international environment for
establishment of their government and implementation of socialism; 2)
establishment of a united provisional government that would prevent national
division; and 3) after the creation of the government, build the basis for activities
on the international stage. (Park, 1985:60)
In accordance with these goals, North Korea created a host of organizations
that conducted exchanges with the various international organizations and
formed the basis to enter the international stage through Party-to-Party
exchanges rather than nation-to-nation diplomacy. After the government was
proclaimed on 9 September 1948, it began establishing diplomatic relations with
socialist countries like the Mongolian People’s Republic, Poland, Czechoslovakia,
and Romania.
Of course, while diplomatic relations with Eastern European countries were
established and cooperation began with third-world countries, the most
important relationships North Korea had were with the USSR and China. North
Korea understood the USSR to be a proactive supporter of the Korean National
Liberation Movement and the only ally to protect and support the country and
revolution. During the country’s statebuilding process, Soviet authorities’ and the
military’s influence was absolute.
While North Korea received proactive guidance and support from the USSR
during its statebuilding process, it also actively moved to establish relations with
China. The North Korean government supported the Chinese Communist Party
during the course of the Chinese Civil War, including sending a volunteer army
of some 100,000 men led by Ch’oe Kwang and other former guerrilla fighters;
large numbers of artillery and ammunition; permission for Chinese soldiers to
move through the Korean Peninsula to enter China’s northeastern provinces; and
permission for Chinese soldiers to use the North Korean region as a rear base. As
a result, the solidarity between Kim Il Sung and the Chinese Communist Party
grew, and the return of soldiers who fought in the Chinese Civil War to North
Korea greatly assisted the construction of the country’s regular military forces.
The relationship with China was strengthened even more through the Korean
War and the relationship became a major pillar of North Korean diplomacy.
Conclusion
Notes
1 For more on historical institutionalism please see S. Steinmo, K. Thelen, and F. Longstreth, eds.,
Structuring Politics: Historical institutionalism in comparative analysis (New York: Cambridge
University Press, 1992).
2 For more on this see Han H.K., “Wounded Nationalism: The Minsaengdan Incident and Kim Il Sung in
Eastern Manchuria” (Ph.D. diss., 1999). University of Washington.
References
Kim, I. S., (1947) The One Year Anniversary of the North Korean Workers’ Party,
Pyongyang: Korean Workers’ Party Publishing.
Park, T.H. (1985) Diplomatic History of the Democratic People’s Republic of Korea
Vol.1, Pyongyang: Social-Science Publishing.
English-Language References
Armstrong, C.K. (2003) The North Korean Revolution, 1945–1950, Ithaca, NY:
Cornell University Press.
Cumings, B. (1990) The Origins of the Korean War, Vol. II, Princeton, NJ:
Princeton University Press.
Paik, H.S. (1993) ‘North Korean State Formation, 1945–1950,’ (Ph.D. diss.),
University of Pennsylvania.
Scalapino, R.A. and Lee, C.K. (1972) Communism in Korea, Berkeley: University
of California Press.
Seiler, S.A. (1994) Kim Il-song, 1941–1948: The Creation of a Legend, the Building
and a Regime, Lanham, Md.: University Press of America.
Strong, A.L. (1950) Inside North Korea: An Eyewitness Account, Montrose, CA.
Suh, D.S. (1988) Kim Il Sung: The North Korean Leader, New York: Columbia
University Press.
Yang S.C. (1994) The North and South Korean Political Systems: a Comparative
Analysis, Boulder CO: Westview Press.
15
North Korea’s chuch’e philosophy
James F. Person
The Democratic People’s Republic of Korea (DPRK or North Korea) upholds the
concept of chuch’e (also spelled Juche) as the nation’s official political
philosophy. North Korea today maintains that chuch’e, often translated as “self-
reliance,” is an idea that has “clarified the philosophical principle that the man
[sic] is the master of everything and that he decides everything and, on this basis,
illuminated the absolutely correct way of shaping man’s destiny.”1 In this respect,
chuch’e turns Marxism-Leninism, which places material conditions as the driving
force in historical progress, upside down. Establishing chuch’e, according to
official website of the Democratic People’s Republic of Korea, means “adopting
the attitude of a master towards the revolution and construction of one’s country.
It means maintaining an independent and creative standpoint in finding solutions
to the problems which arise in the revolution and construction. It implies solving
those problems mainly by one’s own efforts and in conformity with the actual
conditions of one’s own country.”2 In practice, chuch’e has meant many things
over the years and was later transformed into an instrument of autocratic rule,
but at the basis of the idea is an effort to promote and sustain an autonomous
national subjectivity.
North Korea claims that the concept of chuch’e was original to the country’s
founding leader, the anti-Japanese guerrilla fighter Kim Il Sung, who led the
country from its founding in 1948 until his death in 1993. This claim is inaccurate,
as chuch’e as an expression of national subjectivity had been part of nationalist
discourse in East Asia since the late nineteenth century. Following the imposition
of the Western nation-state system and post-Westphalian concept of sovereign
equality in the late nineteenth century, Japanese scholars, starting with Fukuzawa
Yukichi, first imported, translated, and assimilated the term.3 In Korea, the term
emerged as part of a project to produce an autonomous Korean subjectivity by
nationalists of every political persuasion concerned with safeguarding, and later
restoring, Korea’s national sovereignty. Such individuals included the anarchist
historian Sin Chaeho (Sin Ch’ae-ho), conservative Kim Ku, progressive activist
Yeo Unhyeong (Yŏ Un-hyŏng), and Marxist historian Paek Namun (Paek Nam-
un).
Kim Il Sung reportedly used terms expressing an autonomous Korean
subjectivity throughout the 1940s and early 1950s. However, his earliest known
use of the term chuch’e was in April 1955, though he is best known for having
used the term more extensively in a speech in December of the same year. The
speech, entitled “On Eliminating Dogmatism and Formalism and Establishing
Juche in Ideological Work,” was delivered on December 28 to propaganda and
agitation workers following the conclusion of an enlarged plenary session of the
Central Committee (CC) of the ruling Korean Worker’s Party (KWP). The speech
focused primarily on perceived mistakes in the fields of ideology, literature, and
education, but also touched upon problems with North Korea’s foreign relations.
The speech bore a distinctive postcolonial nationalist character as Kim called for
the formation of a national subject after centuries of Korean leaders willfully
subordinated the country to China, followed by decades of Japanese colonial rule.
He criticized the work of party propagandists for dogmatism and formalism and a
lack of chuch’e, i.e. a lack of national subjectivity, through their mechanical
replication and celebration of foreign cultural, economic, and political practices.
Examples he gave of these shortcomings included the celebration of foreign
literature while ignoring the achievements of Korean writers, not teaching
Korean history while teaching Soviet history, and promoting Soviet economic
achievements while ignoring the accomplishments of Korea’s own postwar
economic transformation. “In our propaganda and agitation work,” Kim noted,
“there are numerous examples where only things foreign are extolled while our
own are slighted.”4 Kim complained of seeing displayed in a democratic hall of
culture diagrams illustrating the Soviet Union’s Five-Year Plan, but nothing on
North Korea’s own Three-Year Plan; images of the Siberian steppe in a People’s
Army rest home; and portraits of only foreign cultural figures, including
Mayakovsky and Pushkin, in primary schools. The imitation and glorification of
foreign cultural, political, and economic practices conveyed a message to the
Korean people that Korea had little of value to celebrate. It was a speech
fundamentally concerned with instilling national pride in the Korean people.
Analysts of North Korea have long treated Kim’s use of the term chuch’e in
the December 1955 speech as a declaration of a singularly Korean ideology of
“self-reliance” and, as such, as a declaration of independence from the Soviet
Union and China.5 It is also treated as the opening salvo in a major attack on Kim
Il Sung’s political opponents. The speech has therefore been portrayed as a
watershed moment in the ideological history of North Korea. These analyses in
many ways reflect the later status chuch’e was given by the North Koreans, but it
does not reflect the reality of the period. For one, these interpretations ignore the
fact that Kim Il Sung did not use the term chuch’e again until the early 1960s.
Moreover, by the time North Korea began to treat chuch’e as an official
governing ideology, the idea had transformed significantly. In December 1955,
Kim’s use of the term chuch’e was not an expression of a unique and fully-
formed North Korean ideology. What is missing from many analyses of the
speech is the context in which it was delivered. Two contemporary developments
in particular are necessary to consider.
First, following the death of Soviet leader Joseph Stalin in March 1953, the
socialist camp, which had become much more diverse after the Second World
War, had many problems with which to grapple. The new Kremlin leadership
recognized that the differing national perspectives and interests of other socialist
countries could not be indefinitely suppressed as they had been under Stalin.
Moscow’s relations with Josip Broz Tito’s Yugoslavia epitomized many of the
challenges facing the Soviet leadership. Tito had liberated his country from Axis
powers with limited direct support of the Soviet Red Army, and therefore felt less
compelled to subordinate Yugoslavia’s interests to those of Stalin’s Soviet Union
after the war. From 1948, Tito faced the very real prospect of Soviet aggression
because of his independence. However, starting in 1955, Nikita Khrushchev
lessened tensions with Tito, and began softening the Soviet line on issues such as
the universality of the Soviet experience and the Soviet model, and how to
account for historical and national peculiarities. This is a process that started in
the summer of 1955 with a Soviet-Yugoslav summit. But there were limits to the
degree of autonomy and national distinctiveness Moscow would tolerate. Just
over a year after the process of reconciliation with Tito’s Yugoslavia began,
Soviet tanks rolled into Hungary to protect socialism against so-called
“reactionary elements” of the Hungarian party.
Kim Il Sung, like Tito, believed in the need for greater autonomy and the need
to account for national peculiarities. However, when he delivered his speech in
December 1955, Moscow was still reconciling with Yugoslavia and continued to
struggle with these questions. Accepting differences had not fully become the
norm in the socialist camp. It is therefore important not to place too much
emphasis on Kim exercising more autonomy and expressing national
distinctiveness as part of a Soviet-sanctioned, bloc-wide trend.6 This is
particularly the case because in 1955 Moscow had not been accepting of—and
actively sought to thwart—North Korean policies that did not follow the Soviet
model. Therefore, Kim’s December 1955 speech was in part an attempt by Kim to
minimize Moscow’s ability to impose on North Korea Soviet experiences and
models in economic development and culture. He did this by discouraging
officials in the ruling Korean Worker’s Party from mechanically replicating
Soviet practices. This is the critical context missing from most analyses of the
December 1955 speech in which Kim Il Sung used the term “chuch’e.”
Over the previous two years, ever since the Korean War armistice, Kim Il Sung
had been engaged in a protracted debate over postwar economic development
strategies within the ruling Korean Worker’s Party (KWP). His vision for postwar
reconstruction was also directly challenged by the patron allies financing
national reconstruction. At stake were principled positions on the vision for a
postwar North Korea. On one side of the debate inside the KWP was Kim Il Sung,
who did not wish to simply reconstruct the factories destroyed during the war
but promoted a policy of general industrialization in an effort to rectify colonial-
era distortions to the national economy and to strengthen national security. Kim
Il Sung sought to maximize the use of the massive amounts of aid given to North
Korea after the war to replace the country’s poorly integrated industrial structure
with complementary industries. Through a short-term dependence on foreign aid,
Kim sought to establish an independent national economy and prevent future
dependency relationships. On the other hand were officials who considered the
restoration and expansion of light industry, consumer goods, and agriculture to
be the priority for reconstruction in order to rapidly elevate standards of living.
This position was inspired by the Soviet “New Course,” the short-lived post-Stalin
policy of increasing the production of consumer goods and further developing
light industry and agriculture. Those advocating this position were Soviet-
Koreans and China-returned Koreans, ethnic Koreans who returned to northern
Korea from the Soviet Union and China after the country’s liberation from Japan
in 1945. Having spent considerable segments of their lives outside Korea in either
the Soviet Union or China, these officials were strong advocates for the economic
policies advanced by the more established Soviet and Chinese communist parties.
Soviet-Koreans and China-returned Koreans were also guilty of other forms of
foreign emulation that frustrated North Korea’s postcolonial nationalist leader
Kim Il Sung. In addition to the portraits of Russian cultural icons in classrooms
and murals of Soviet landscapes in resorts for the Korean People’s Army, Soviet-
Korean officials in charge of textbook production simply translated Soviet
textbooks into Korean without any revisions, even when they contained basic
mistakes about Korean geography and history.
Kim Il Sung was also under pressure from his patron allies, particularly the
Soviet Union, to modify his postwar economic development strategy. Moscow,
which gave one billion rubles in aid to North Korea in 1953, earmarked all but
three percent of the aid for specific projects. These included the reconstruction of
Japanese-built factories that had been destroyed during the war, but were not
located near resources (the Japanese had constructed factories in locations
convenient for shipping resources to the metropole, but not close to resources).
Other projects were focused on the construction of factories that would lead to
the improvement of living standards, including textile mills and canneries. The
Soviet restrictions on aid to North Korea limited Kim Il Sung’s ability to achieve
the goals of his development strategy and eliminate future dependency
relationships since Korea would still not be able to produce finished goods.
During his frequent meetings with Soviet officials, Kim was encouraged to
modify his pro-industry policies. More than the internal KWP debate, Soviet
efforts to influence North Korean development strategies reduced Kim Il Sung’s
freedom of action and ability to achieve his goals. However, it was the perceived
collusion of his domestic opponents with Moscow that likely frustrated the North
Korean leader the most.
In December 1955, therefore, Kim Il Sung used the term chuch’e in the speech
to admonish Soviet-Koreans and China-returned Koreans for formalistically
imitating the policies of larger socialist countries without developing their
knowledge of Korean history and customs or familiarizing themselves with local
conditions. While there was little he could do about restrictions placed on Soviet
aid to North Korea, it was within his power to discourage KWP members who
were originally from the Soviet Union and China from mechanically replicating
and promoting foreign practices. Kim Il Sung perceived the emulation of Soviet
cultural, political, and economic practices as part of a broader problem that was a
remnant of Korea’s long history of glorifying the cultures, traditions, and political
practices of more advanced neighboring countries, including China, Japan, and
from 1945, the Soviet Union. The speech might therefore be interpreted as an
attempt by Kim Il Sung to decolonize the Korean mind. For Kim, establishing an
autonomous Korean subjectivity meant abandoning sadae, the practice of
“serving the great,” observed for centuries toward China, the “middle Kingdom.”
His intent was national subject formation and instilling a sense of national pride.
This was the start of a campaign to form a unified national will, or subject, which
would motivate the behavior of all Koreans, particularly the Soviet-Koreans and
China-returned Koreans, in support of national goals.
While Kim Il Sung cannot be credited with introducing the idea of chuch’e as
an expression of an autonomous national subjectivity, he can be credited for
giving it saliency starting with the December 1955 speech and later when he
introduced other terms expressing an autonomous Korean subjectivity in politics,
economics, and national defense. Chuch’e would serve as the binding ideology
with the practical applications of chaju (independence in politics), charip (self-
sustenance in economy), and chawi (self-defense in national defense). The
introduction of these ideas transformed chuch’e into a complete set of practical
policy applications designed to minimize Soviet and Chinese influence on North
Korea.
Chaju, the first of the practical applications of chuch’e Kim introduced, was
formally announced in December 1957, though it developed in response to an
event that occurred in the summer of 1956. Despite having introduced chuch’e in
December 1955 as a way of discouraging Soviet-Koreans and China-returned
Koreans from mechanically replicating the political practices of other socialist
countries, it was only a matter of months before they once again took inspiration
from events unfolding in Moscow and called for political reform in the DPRK.
Following the February 1956 Twentieth Congress of the Communist Party of the
Soviet Union, scene to Soviet leader Nikita Khrushchev’s famed “secret speech”
that launched the policy of de-Stalinization, Soviet-Koreans and China-returned
Koreans campaigned to limit the cult of personality in North Korea. They did so
by directly criticizing the practices of Kim Il Sung and other leading KWP
officials, and by encouraging foreign leaders to challenge the North Korean
leader directly in meetings during the summer of 1956. When Kim Il Sung failed
to respond to these pressures and even dismissed the idea that the DPRK had a
problem with the cult of personality, Soviet-Koreans and China-returned Koreans
attempted to force change by raising the matters in a meeting of the KWP CC in
August 1956. This political challenge, while never perilous for Kim Il Sung, was
greater than the previous economic challenge and demonstrated that these critics
would continue to act as conduits of foreign influence as long as they remained
in influential posts in the Party. The chief critics were immediately purged from
the KWP after the August Plenum. This included four individuals who fled to
China, where they informed the leadership of the Chinese Communist Party of
the developments in North Korea.
The following month, China and the Soviet Union dispatched a joint party
delegation to Pyongyang to investigate the actions of Kim Il Sung. The joint Sino-
Soviet delegation directly interfered in North Korean politics by ordering the
North Koreans to publish accounts of the August meeting and demanding the
reinstatement of those purged and the release of other individuals from prison.
These actions greatly disturbed Kim Il Sung, demonstrating the tremendous
influence of North Korea’s putative allies over the trajectory of political
developments. With Soviet and Chinese officials distracted by anti-communist
uprisings in Poland and Hungary in late 1956, Kim Il Sung took measures to
minimize the influence of Moscow and Beijing by purging most remaining
Soviet-Koreans and China-returned Koreans, as well as those who took their
orders directly from them. The following year, after Moscow issued a statement
on sovereign equality and respect for the internal affairs of all countries of the
socialist camp in November 1957, Kim Il Sung declared chaju to be the official
policy of the KWP. This measure was designed to impress upon Moscow and
Beijing the reality of North Korea’s sovereignty and to minimize their impact on
the trajectory of political developments.
The second practical application of chuch’e, charip, or self-sustenance in
economics, was developed by virtue of necessity. In the years after the Korean
War, North Korea was utterly dependent on the Soviet Union, China, and other
countries in the socialist camp for economic support. Pyongyang was forced to
develop self-reliance in economics for two reasons. First, by the time the DPRK
was launching its Five-Year Plan in 1957, socialist countries had begun to reduce
their post-Korean War aid. This was in part a result of disagreements over the use
of aid, but also due to worsening relations after the political events of August and
September 1956. The second, and perhaps greater reason, was that North Korea
had come under increasing pressure from the Soviet Union and other socialist
countries to coordinate production and industrial development through the
Council for Mutual Economic Assistance (COMECON). Since the DPRK had not
yet rectified colonial-era distortions to its economy, Kim Il Sung resisted pressure
to coordinate production with more advanced socialist countries, recognizing that
Korea would be discouraged from developing industries already existing in other
countries and would instead serve as a source of raw materials. The country
would forever remain dependent on foreign countries for finished goods. Just as
Joseph Stalin had adopted the autarkic policy of socialism in one country when
the Soviet Union was isolated, weak, and vulnerable in the 1920s, Kim Il Sung
adopted autarky to prevent the exploitation of North Korean resources.
To compensate for the reduced amounts of assistance, the North Korean
leadership mobilized indigenous human and material resources. This was
achieved through mass campaigns, such as the Cheonlima (Ch’ǒllima)
Movement, which promoted Kim Il Sung’s voluntaristic vision for achieving the
goals of the North Korean revolution, which demanded maximum sacrifice for
minimal reward. Through these measures, despite reductions in foreign aid,
North Korea achieved the goals of its Five-Year Plan well over one year ahead of
schedule. Self-sustenance in economy did not mean self-sufficiency. North
Korean leaders understood that they could not produce everything needed. While
never integrating into or coordinating development with COMECON, North
Korea nonetheless maintained robust bilateral trade relationships with
COMECON member countries.
The development of the third practical application of chuch’e, chawi, or self-
defense in national defense, was also by virtue of necessity. North Korea’s
security was put in jeopardy following the May 1961 coup d’état in South Korea
that brought to power the anti-communist military junta of Park Chung Hee.
Despite having signed a Treaty of Friendship, Cooperation and Mutual Assistance
with the Soviet Union in July 1961 (and another with China one week later),
North Korea became suspicious of Moscow’s credibility as a patron ally following
the October 1962 Cuban Missile Crisis, which Kim viewed as capitulation to the
United States. Kim Il Sung believed his suspicions about Moscow’s credibility and
commitment to the security of its ally was confirmed when the Soviets refused to
supply the DPRK with 100 million rubles’ worth of military equipment in
December 1962. Therefore, from December 1962, North Korea developed
autonomous defense capabilities by adopting a so-called equal emphasis policy
(p’yǒngjin) line, whereby heavy industry and national defense capabilities would
be developed simultaneously, at the expense of consumer goods and light
industry. Starting in early 1963, North Korea also began to explore the possibility
of developing an indigenous nuclear deterrent. By 1965, the share of expenditures
from the national budget allotted to national defense was approximately 30
percent, up from 4.3 percent in 1956.7 Even after relations with Moscow improved
in late 1964, and the Soviets resumed providing North Korea with military
assistance, Pyongyang never abandoned its policy of self-defense in national
defense, refusing to fully entrust national security to a foreign nation.
In April 1965, Kim Il Sung traveled to Indonesia on the occasion of the tenth
anniversary of the first Bandung Conference of African and Asian countries. This
was the first and only trip he made outside of the socialist camp. While in
Jakarta, Kim delivered a lecture at the Ali Archam Academy of Social Sciences
entitled “On Socialist Construction in the Democratic People’s Republic of Korea
and the South Korean Revolution,” where he gave full articulation to chuch’e as a
complete set of practical policy applications. He described chuch’e as a “unique
and creative stand which opposes dogmatism and applies the universal truth of
Marxism-Leninism and the experience of the international revolutionary
movement to one’s country in conformity with its historical conditions and
national peculiarities. This represents an independent stand of discarding the
spirit of relying on others, of displaying the spirit of self-reliance and solving
one’s own affairs on one’s own responsibility under all circumstances.”8 He
similarly described each of the practical applications of chuch’e in politics,
economics, and in national defense.
Within two years, however, the chuch’e again underwent a transformation.
Starting with the military coup in South Korea in May 1961, North Korea faced
multiple threats to its national security. In 1965, South Korea and Japan, both
strong allies of the United States, normalized relations as Washington pushed for
the creation of a Northeast Asian Treaty Organization. Also, the Sino-Soviet split,
which became open in the early 1960s, divided the socialist camp and placed
North Korea, which bordered both countries, between a rock and a hard place. As
Moscow and Beijing quarreled, from the mid-1960s, the United States rapidly
escalated its presence in Southeast Asia. Finally, from 1966, China launched the
Great Proletarian Cultural Revolution and relations between Beijing and
Pyongyang deteriorated to the point of armed clashes along their shared border.
North Korea’s status quo had never been more unfavorable.
Yet, starting after the Second Party Conference of the KWP in October 1966—
precisely at a time when North Korea faced such perilous security challenges—
members of Kim Il Sung’s inner circle began to challenge the continued emphasis
on simultaneously developing the heavy industry and national defense sectors of
the national economy. They advocated for more investment in light industry and
the production of consumer goods to elevate standards of living in the DPRK. To
be sure, this was a very sensitive subject. After nearly fifteen years of ambitious
back-to-back economic plans and near constant mobilization, North Korea was
transformed from a country devastated by the Korean War to one that was
moderately industrialized. It remained far more developed than South Korea until
the early 1970s. However, the North Korean people still did not enjoy a quality of
life commensurate to the labor they had invested in recovery and
industrialization. While there had been plans to focus on improving living
standards for the North Korean people at the start of the Seven-Year Plan
(originally scheduled for 1961–1967), those plans were indefinitely shelved after
the 1961 military coup in South Korea. Critics of the continued focus on heavy
industry and national defense, including Pak Geumcheol (Park Kǔm-ch’ǒl) who
had been among the most influential officials in the DPRK, engaged in economic
populism by traveling throughout the country, delivering speeches declaring the
need to drastically improve the lives of the masses after years of sacrifice.
Because of the numerous threats facing the country, Kim Il Sung undoubtedly
perceived this as a direct challenge to his national security imperatives.
Starting in March 1967, Kim Il Sung took steps to eliminate pluralism in the
KWP. He delivered a speech entitled “On Improving Party Work and
Implementing the Decisions of the Party Conference,” in which he advocated for
enshrining chuch’e as the official ideology of North Korea and for transforming it
into a monolithic ideological system (yuil sasang ch’egye).9 Unless this system
was fully established, Kim warned, “it is not possible to ensure the unity of
ideology and will.” The establishment of the monolithic ideological system was
necessary, Kim argued, to ensure that the KWP would be turned into a “militant
organization” that would be capable of “lead[ing] the revolution and construction
with success.” He gave examples of disunity in the KWP, such as in 1956, at a
time when “Juche was not firmly established.” Kim placed great emphasis in the
speech on accepting the orders of the KWP and the leader unconditionally.10
In May 1967, Pak and his associates were purged from the KWP during the
Fifteenth Plenum of the Fourth KWP CC.11 Pak’s challenge in 1966 and 1967 in
many ways resembled that of the Soviet-Koreans and China-returned Koreans
from 1953 to 1956, though Pak did not have foreign backing. Kim took steps to
eliminate the possibility of future challenges by transforming chuch’e into a tool
for suppressing pluralism. This process was central to the establishment of the
Kim Il Sung autocracy. In December 1967, Kim delivered a speech entitled “Let Us
Embody the Revolutionary Spirit of Independence, Self-Sustenance, and Self-
Defense More Thoroughly in all Branches of State Activity” to North Korea’s
rubber-stamp legislative body, the Supreme People’s Assembly. In the speech, he
presented a ten-point platform for establishing the monolithic ideological system
in North Korea. This required, above all, absolute loyalty to Kim. It also provided
specific guidelines for applying the principles of chuch’e to all fields of
governance, including politics, economics, and national defense, and also to
national reunification, international trade, science and technology, and
international affairs. The ten points of the monolithic ideological system
eliminated pluralism in the KWP, mandated ideological purity, and made the
word of the sovereign, i.e. Kim Il Sung, absolute. This platform became the
foundation for idolization of Kim, and turned him into an absolutist, supreme
leader. Kim was thenceforth referred to by the title Suryǒng, or “Great Leader,”
who would shepherd the masses. Further turning Marxism-Leninism on its head,
according to North Korean theorists, it is the Suryǒng who is the leading force of
the working class in historical development. The cult of personality surrounding
Kim Il Sung was extended to members of his family, including to his son and also
to his ancestors. Extreme forms of veneration, including the displaying of lapel
pins bearing Kim’s image, became mandatory. Moreover, North Korean
authorities took a series of measures to eliminate foreign influences, including
banning foreign books and music.
With the introduction of the monolithic ideological system in 1967, chuch’e
ceased to become the practical set of policy applications designed to safeguard
Korean sovereignty by minimizing the influence of Moscow and Beijing on the
trajectory of political, economic, and cultural developments. It became, for all
intents and purposes, a tool of suppression and autocratic rule. North Korea
elevated chuch’e to the level of a philosophy or ideology. This was likely, at least
in part, to elevate Kim Il Sung to be on par with Mao Zedong, whose own
eponymous ideology was being discredited through the tumult of the Cultural
Revolution. North Korean propagandists began to refer to chuch’e as
“Kimilsungism.” Instrumental in the transformation of chuch’e was Kim Il Sung’s
son and future successor, Kim Jong Il. The junior Kim was aided in his efforts to
utilize chuch’e to establish dictatorial powers even Stalin would envy by a
philosophy professor at Kim Il Sung University named Hwang Jang-yop (Hwang
Chang-yǒp). For his role in this process, Hwang, who in 1997 defected to South
Korea, was known as an architect of chuch’e. In 1972, chuch’e was enshrined in
the national constitution as the official ideology of North Korea. In 1974, the ten
points of the monolithic ideological system were updated when Kim Jong Il was
internally designated successor to his father. The updated ten points established
more control over every aspect of life in North Korea. Every point was
subdivided, with each demanding absolute loyalty to Kim Il Sung and Kim Jong
Il. Every member of society was expected to memorize and live by these rules.
From the late 1960s, North Korea began to assert that Kimilsungism was a
model of politics, economic development, and foreign relations to be emulated in
other former colonial and semi-colonial countries. Pyongyang began to support
so-called chuch’e study groups around the globe, constructed chuch’e farms in
developing countries, and dispatched officials to teach North Korean methods of
industrial and agricultural development. North Korea even dispatched instructors
to Ethiopia in order to teach the techniques for “mass games,” the synchronized
social-realist spectacles that in North Korea glorify the achievements of the Kim
family.12 This experiment to bring chuch’e to the world ultimately failed as the
North Korean model itself began to falter in the 1980s. Moreover, the ideas
behind chuch’e were so uniquely suited to the particularities of North Korea that
even with adaptation, it was difficult to export.
Kim Jong Il’s credentials to lead North Korea after Kim Il Sung were in part
established by portraying himself as the individual most qualified to interpret his
father’s idea. In 1982, the book On the Juche Idea was published in Kim Jong Il’s
name, establishing him as the final authority over the interpretation of the
official state ideology. The same year On the Juche Idea was published, the junior
Kim oversaw the construction of the 558-foot Juche Tower (three feet taller than
the Washington Monument) in the center of Pyongyang to celebrate his father’s
philosophical contribution to the world.
Following the death of Kim Il Sung in 1993, Kim Jong Il added to chuch’e by
incorporating, in 1996, sǒngun chǒngch’i, or military-first politics. Sǒngun,
according to Kim Jong Il, was a system of politics which “solves all problems
arising in the revolution and construction on the principle of giving priority to
the military affair and advances the overall cause of socialism relying on the
army as the pillar of the revolution.”13 The need for a military-first policy,
according to North Korean propagandists, was the collapse of the socialist camp
and the threat posed by US hegemony.
Chuch’e and the North Korean founding leader Kim Il Sung are still central
features in the everyday lives of North Koreans. In 1997, North Korea introduced
the chuch’e calendar, a variation of the Gregorian calendar starting with the date
15 April 1912, Kim’s date of birth, as year one.
Chuch’e today remains the official ideology of North Korea, though, it has
been transformed significantly since Kim Il Sung first used the term in 1955. The
idea started as an expression of an autonomous Korean subjectivity, developed
into a set of practical policy applications to minimize foreign influence on the
DPRK, and was subsequently distorted into a tool of suppression and autocratic
rule. Nonetheless, many of the very postcolonial nationalist ideas inherent to
chuch’e early in its evolution in North Korea, including the desire to minimize
the impact of larger countries on the trajectory of political, cultural, and
economic developments, continue to inform North Korean policies.
Notes
1 Kim Jong Il, “The Juche Philosophy is an Original Revolutionary Philosophy” Kulloja, 26 July 1996.
www.korea-dpr.com/lib/108.pdf. Accessed 17 June 2015.
2 “Juche Ideology,” Democratic People’s Republic of Korea, Official Website of the DPR of Korea.
http://www.korea-dpr.com/juche_ideology.html. Accessed 17 June 2015.
3 See Fukuzawa Yukichi, An Outline of a Theory of Civilization (New York: Columbia University Press,
2008).
4 Kim Il Sung, “On Eliminating Dogmatism and Formalism and Establishing Juche in Ideological Work” in
Yongho Choe, Peter H. Lee, et al., Sources of Korean Tradition: From the Sixteenth to the Twentieth
Centuries (New York: Columbia University Press, 2001), p. 422.
5 Andrei Lankov claims that the speech was “the first authentic statement to enunciate explicitly the juche
principle.” Bradley K. Martin argues that in the speech, “Kim gave full voice to his arguments for juche”
See Andrei Lankov, Crisis in Korea: The Failure of De-Stalinization, 1956 (Honolulu: University of
Hawaii Press, 2004), p. 40, and Bradley K. Martin, Under the Loving Care of the Fatherly Leader: North
Korea and the Kim Dynasty (New York: Thomas Dunne Books, 2004), p. 174.
6 Brian R. Myers argues that discussion of the creative application of Marxism-Leninism was in fact very
common throughout the Soviet bloc, and interprets Kim’s speech as an expression of this effort to
indigenize. He argues that it was, therefore, not an expression of Korean nationalism. See Brian R. Myers,
“The Watershed that Wasn’t: Re-Evaluating Kim Il Sung’s ‘Juche Speech’ of 1955,” Acta Koreana, Vol. 9,
No. 1, January 2006: pp. 89–115.
7 Record of a conversation with the Soviet Ambassador in the DPRK, Comrade V.P. Moskovsky, about the
negotiations between the Soviet delegation, led by the USSR Council of Ministers, Chairman Kosygin,
and the governing body of the Korean Workers’ Party, which took place at the USSR Embassy in the
DPRK on 16 February 1965, Central Committee of the Communist Party of Czechoslovakia. Fond 02/1,
folder 96/101, pp. 1–26.
8 Kim Il Sung, “On Socialist Construction in the Democratic People’s Republic of Korea and the South
Korean Revolution” in On Juche in our Revolution, Vol. 1 (New York: Weekly Guardian Associates, 1977)
pp. 427–437.
9 Kim Il Sung, “On improving party work and implementing the decisions of the party conference,” in Kim
Il Sung Works (Pyongyang: Foreign Languages Publishing House, 1985), p. 21.
11 See “Telegram from Pyongyang to Bucharest, No. 76.279,” 3 August 1967, History and Public Policy
Program Digital Archive, Archive of the Romanian Ministry of Foreign Affairs,
http://digitalarchive.wilsoncenter.org/document/116713.
12 Charles K. Armstrong, “Juche and North Korea’s Global Aspirations,” NKIDP Working Paper No. 1
(Washington: Woodrow Wilson International Center for Scholars, 2009), p. 18.
13 “The Songun idea, the Songun politics viewed by the South Korean press,” National Democratic Front
South Korea Website, accessed 17 July 2015, http://ndfsk.dyndns.org/kuguk8/pym/Nr0311/s-2.htm.
References
Armstrong, C.K. (2009) “Juche and North Korea’s Global Aspirations,” NKIDP
Working Paper No. 1 (Washington, DC: Woodrow Wilson International
Center for Scholars).
“Juche Ideology.” (n.d.) Democratic People’s Republic of Korea, Official Website of
the DPR of Korea. http://www.korea-dpr.com/juche_ideology.html. Accessed
17 June 2015.
Kim, I.S. (1985) “On improving party work and implementing the decisions of the
party conference,” Kim Il Sung Works (Pyongyang: Foreign Languages
Publishing House).
Kim, I.S. (1977) “On Socialist Construction in the Democratic People’s Republic of
Korea and the South Korean Revolution,” On Juche in Our Revolution, Vol. 1
(New York: Weekly Guardian Associates) pp. 427–437.
Kim, I.S. (1977) “On Eliminating Dogmatism and Formalism and Establishing
Juche in Ideological Work,” in Yongho Choe, Peter H. Lee, et al., Sources of
Korean Tradition: From the Sixteenth to the Twentieth Centuries (New York:
Columbia University Press, 2001).
Kim, J.I. (1996) “The Juche Philosophy is an Original Revolutionary Philosophy,”
Kulloja, 26 July. www.korea-dpr.com/lib/108.pdf. Accessed 17 June 2015.
Lankov, A. (2004) Crisis in Korea: The Failure of De-Stalinization, 1956
(Honolulu: University of Hawaii Press).
Martin, B.K. (2004) Under the Loving Care of the Fatherly Leader: North Korea
and the Kim Dynasty (New York: Thomas Dunne Books).
Myers, B.R. (2006) “The Watershed that Wasn’t: Re-Evaluating Kim Il Sung’s
‘Juche Speech’ of 1955,” Acta Koreana, Vol. 9, No. 1, January: pp. 89–115.
Record of a conversation with the Soviet Ambassador in the DPRK, Comrade V.P.
Moskovsky, about the negotiations between the Soviet delegation, led by the
USSR Council of Ministers, Chairman Kosygin, and the governing body of the
Korean Workers Party, which took place at the USSR Embassy in the DPRK
on 16 February 1965, Central Committee of the Communist Party of
Czechoslovakia. Fond 02/1, folder 96/101, pp. 1–26.
http://digitalarchive.wilsoncenter.org/document/114980. Accessed 15 June
2015.
“Telegram from Pyongyang to Bucharest, No. 76.279,” (1967) 3 August, History
and Public Policy Program Digital Archive, Archive of the Romanian
Ministry of Foreign Affairs,
http://digitalarchive.wilsoncenter.org/document/116713. Accessed 15 June
2015.
“The Songun idea, the Songun Politics Viewed By the South Korean Press” (n.d.)
National Democratic Front South Korea Website.
http://ndfsk.dyndns.org/kuguk8/pym/Nr0311/s-2.htm. Accessed 17 July 2015.
Yukichi, F. (2008) An Outline of a Theory of Civilization (New York: Columbia
University Press).
16
A dynastic polity in economic stagnation
and decline
Andrei Lankov
In 1965, having visited East Asia, Joan Robinson, a Cambridge professor and
world-renowned economist, relayed her recent experiences in an article under
the telling title “Korean miracle.” Reflecting on what she had just seen, Joan
Robinson stated: “All the economic miracles of the post-war world are put in the
shade by these achievements” (Robinson, 1965: 542).
It does not sound particularly surprising nowadays, since it has long since
become a cliché to describe the recent economic history of South Korea as a
‘miracle.’ However, in 1965, Joan Robinson was talking a different Korea—the
Leninist state of the north. Her eulogy might reflect her own ideological tastes,
which were very peculiar indeed, but it did not look completely unfounded to
many contemporaries. It has been almost forgotten, but from the mid-1950s until
the mid-1960s, people who spoke of the ‘Korean miracle’ usually meant not ‘the
miracle on the Han River’ of later fame, but rather the ‘miracle on the Taedong
River.’ Indeed, North Korea’s start was impressive, but this cannot be said about
the subsequent economic performance of the country.
It is difficult to study and describe North Korean economic history. It is widely
assumed nowadays that any meaningful discourse on economics has to be based
on the large quantities of the statistical data, but such data is sadly absent when
we discuss North Korea of the 1953– 1990 period. In the beginning of this period,
the published data was incomplete and poorly collected, but then things moved
from bad to worse: the North Korean government essentially ceased to publish
any meaningful economic data in the early 1960s and soon became an
exceptionally elusive and secretive place, even if measured by the standards of
the communist bloc. The situation is made more complicated by the very nature
of a centrally planned economy, which in many regards makes the application of
standard economic indicators difficult or misleading. So, one should not be
surprised that there are significant differences between available estimates of
North Korea’s economic performance in 1960–1990. Nonetheless, these figures
still present a similar picture: a short period of quick recovery, followed by
stagnation and, perhaps, decline towards the late 1980s. Table 1 presents the
reader with some estimates, even though it is important to keep in mind that
these estimates are not particularly reliable and are useful only for reference
purposes.
In spite of some differences, most scholars agree that until a certain point,
either in the late 1960s or perhaps even in the very early 1970s, North Korea was
ahead of the South in terms of per capita GDP, even though by the mid-1970s, the
South was pulling away fast (Eberstadt, 2010).
Table 16.1 Alternative estimates of the North Korean per capita GNP
A caveat is necessary: higher per capita GDP and other economic indicators
did not necessarily mean that the average North Koreans had a more comfortable
existence than their South Korean contemporaries did. At least some diplomats
from North Korea’s allies, including the Soviet Union, presumed that North
Korean living standards were lagging behind those of the South—obviously, this
is what they believed strongly since they were ready to present such politically
dangerous conclusions to their respective governments in highly confidential
communications.
To a large extent, North Korea’s initial economic superiority was the result of a
massive colonial endowment it inherited at the time of division. The 1930s
industrialization progressed largely in areas that eventually would come under
the control of the government in Pyongyang. It has been estimated that in the
early 1940s, the northern part of Korea, in spite of being home to merely one-
third of the total population, had produced 86 percent of the entire heavy
industry output (McCune, 1950: 57). Apart from the state-of-art steel mills and
railways, North Korea inherited a significant amount of social capital and skills,
being home to a vast majority of Korea’s skilled and semi-skilled industrial
workers. While the massive US bombardment of North Korea during the Korean
War destroyed a significant part of North Korea’s industries, much of North
Korea’s human capital did survive. When this was all combined with generous
developmental aid from the Soviet Union, China and other Eastern bloc
countries, a speedy economic recovery ensued. Soviet aid was largely aimed at
promoting the industrial revival of North Korea—in line with the then orthodox
Leninist view that machine tools and steel should come first, and food and
consumer goods as a distant second.
The actual scale of Soviet, Chinese and Eastern European aid to North Korea
cannot be estimated with much precision due to manifold problem. To start with,
the aid was provided in roubles and other non-convertible currencies that cannot
to be translated into the US dollars with any precision (due to the artificial nature
of the official exchange rate and great difference in price structure). Things were
made further complicated by the existence of indirect aid. It was the governments
in communist countries that decided which goods should be exported, and in the
case of intra-bloc trade, prices were often set at artificially lower levels, thus
North Korea often received goods at prices far below the then current
international market level, while being allowed to overcharge for its products.
Nonetheless, a rough estimate of the combined Soviet and Chinese aid in 1945–
1970 put the figure at the vicinity of $1.7 billion current dollars— a very
significant amount for such a small and relatively underdeveloped country
(Bazhanova, 1993: 460).
It is possible that by the early 1960s, the spectacular post-war recovery of the
economy made North Korea’s leaders remarkably confident (read: complacent)
about the country’s economic prospects. It is important, however, to emphasize
that their expectations and promises were quite moderate by our present
standards. In an oft-cited 1962 speech, Kim Il Sung outlined the coming
prosperity of North Koreans. He promised that North Koreans would soon be
eating meat and rice, not corn gruel, and living in tile-roofed houses, not in the
thatched huts that still ‘blighted’ the North Korean landscape at that time.
This was a rather modest view of affluence—Kim Il Sung promised his subjects
a lifestyle that had been the embodiment of affordable luxury by the average
Korean peasant for centuries, no more, no less. However, much later, in 2010, the
major North Korean newspaper, Rodong sinmun, admitted that the
aforementioned moderate promise of then long-dead Generalissimo Kim Il Sung
had yet to be realized (9 January 2010).
Indeed, from the 1960s onward, things went wrong with the North Korean
economy. Within a couple of decades, it went from being a miracle to being a
basket case. To the great chagrin of the North Korean elite, this happened at the
very same time as the economy in its southern arch-rival began to surge toward
prosperity with truly unprecedented speed.
To a large extent, the sorry fate of the North Korean economy resulted from its
very nature. It was a highly centralized command economy, and the history of
the twentieth century has demonstrated well that such economic systems are
incapable of competing with market capitalist economies. The general reasons for
their failures have been studied by some of the leading lights of twentieth
century economics, such great names as Janos Kornai and Fredrick von Hayek—
and their earlier insights were eventually proven right by the disintegration and
collapse of the centrally planned economies. However, in the case of North Korea,
this failure was more spectacular than the decline of centrally planned economies
in Eastern Europe or the Soviet Union. To a large extent, this was a result of
peculiarities of North Korea’s particular situation, as well as by some of the
decisions of the North Korean leadership. The Soviet-style command economy
includes a combination of staterun industry and collectivized (read: staterun)
agriculture. In the case of North Korea, nationalization of industry began in 1946.
While the 1946 law technically envisioned that only the property of Japanese
collaborators would be confiscated, in real life nearly all Korean entrepreneurs of
earlier era could be plausibly described as collaborators with the colonial
authorities. Thus, for all practical purposes, almost all North Korean industry
became state property by the end of 1946. Small workshops, retail markets, and
individual handicraftsmen were allowed to continue their trade until 1957,
whereupon, their property was also nationalized as well.1
At the same time, from 1955, the North Korean government stepped up its
agriculture collectivization campaign, which ended in late 1957. Farmers were
herded into agricultural collectives. Technically, these collectives were considered
to be the joint property of their employees, but this was merely a legal fiction: for
all practical purposes, these huge farms were state-owned and state-managed
from the outset. While the official media reported inflated harvest figures, the
collectivization’s immediate impact was a decrease in productivity and output.2
While forced collectivization of agriculture was an almost universal feature of
socialist state building, done by nearly all Leninist regimes, North Korea was
rather unique in its intensely negative attitude toward small, individual kitchen
plots, which played such a significant role in the agricultural output of the Soviet
Union and Eastern Europe. Since the mid-1970s, the maximum size of plots was
limited to 30 p’yǒng, or roughly 100 square meters—and even such size was by no
means guaranteed. This was well below the private plot size which was allowed
in nearly all other Leninist economies (Yim, 2000).
In order to attain self-sufficiency in grain production, the North Korean
government was prepared to make significant investments in agriculture. As a
result, they created a system that indeed provided enough grain to meet the basic
physiological needs of every North Korean, even though this system heavily
relied on direct and indirect subsidies from the Soviet Union and other
communist countries (this fact was not widely understood at the time). In order
to produce the amount of grain required, the North Korean agricultural system
had to be unusually capital intensive for such a poor country. It heavily relied on
chemical fertilizer and also on irrigation systems, which were themselves
dependent on electricity-driven pumps—hence the system required a substantial
amount of electricity. Since spare parts for the power plants and raw materials
for fertilizer production came from overseas at subsidized ‘friendship prices,’ this
system was vulnerable to external shocks.
Amid this charge to collectivize the countryside, North Korea’s industrial
policy continued to follow Stalinist prototypes: emphasizing heavy industry at
the expense of everything else. In the Soviet Union of the time, this model came
under sustained attack and was partially revised soon after Stalin’s death in 1953.
Around the same time, certain factions in the North Korean leadership also
attempted to change their country’s course and make its economy more
consumer-oriented. Pak Ch’ang-ok, a head of the State Planning Committee (a
former Soviet Korean) advocated in 1954 and 1955 that the government should
take a new course and focus on consumer goods and agriculture. However,
though Pak was supported by some elements in the leadership, Kim Il Sung and
his ex-guerrilla comrades managed to win the ensuing factional struggle.3 Thus,
Kim and his comrades came to dominate economic policy making until the last of
them—Kim himself—died in 1994.
Being indoctrinated in the Soviet-style Leninism, the ex-guerrillas obviously
believed that heavy industry was the foundation of all economic success. They
also saw significant industrial inheritance from the colonial era as the major asset
the country had and they wanted to make the most of it. Their intense
nationalism, as well as their deep (if hidden) mistrust of the Soviet Union and
China, may have played a role as well. They hoped that speedy development of
heavy industry would make them more independent from Moscow and Beijing
when it came to making political decisions—including the possible decision to
intervene by force into a future South Korean internal crisis and thus finally
unify the country. This is why their policy implied that heavy industry should be
as independent from the outside influences as possible. This approach was
expressed by Kim Il Sung himself, who in 1965 said: “Our Party’s line in regard to
the building of heavy industry was to create our own base of heavy industry
which would be equipped with new technology and would develop relying
mainly on domestic natural resources and sources of raw material” (Kim Il Sung,
1976: 219).
Indeed, the possibility of another war was a major concern of the North
Korean elite at this time. It is arguable as to whether their military preparations
were primarily defensive or offensive in nature. However, it is clear that Kim Il
Sung and his advisers were prepared to dedicate an unusually large share of their
economic resources to military. As Noland and Haggard noticed, “By standard
statistical measures, […] North Korea is the world’s most militarized society”
(Haggard and Noland, 2007: 5).
The militarization became especially apparent after 1966, when the Second
Party Conference officially declared a line of “simultaneous development” of the
military power and civilian economy. This policy change, which actually became
obvious few years earlier in 1962 and 1963, probably reflected Kim Il Sung’s
revitalized hopes for a communist revolution erupting in South Korea—an
opportunity not to be missed. The growing influence and popularity of the
communist movement in Asia, as well as the success of Vietnamese guerrillas
influenced Pyongyang strategic thinking as well.4 Their hopes proved to be
unrealistic, and excessive militarization became a great and ever-increasing
burden for the country’s economy.5 According to official North Korean budget
reports, the share of military spending in the state budget increased from 7.5
percent in 1964 to an astonishing 32.4 percent in 1968 (Eberstadt, 2007: 139). These
figures, like all North Korean official statistics, have to be taken with a generous
measure of scepticism, but the visibly dramatic build-up of military forces clearly
confirms the same trend. By the mid-1980s, some 6 percent of all North Koreans
were in the military—a share roughly equal to that of the USA in 1943.6
Apart from the intense military spending, the government also pursued a
number of expensive prestige projects that created additional pressure on the
economy. One should mention large-scale (and hugely expensive) construction
projects in Pyongyang that were undertaken almost exclusively for propaganda
purposes—the aim was to make the capital into a showcase of “Juche socialism.”
These construction projects culminated around 1980 and produced the
Pyongyang we know today: a city of broad streets, which are almost devoid of
car traffic, a city of high-rise buildings where the inhabitants of higher floors can
get water a few hours a day at most, a city of mammoth, sometimes impressive,
but usually kitschy political monuments.
Of course, the prestige projects were not limited to Pyongyang alone. In the
early 1980s, simultaneously with the large facelift of Pyongyang, the North
Korean government undertook a massive project on the Yellow Sea, where a
massive barrage was built to reclaim land and control the floods of the Taedong
River. As officially claimed by the North Korean media, the barrage costs
approximated $400 million. As usual, the figure should be taken with some
caution: it seems to be based on the grossly unrealistic official exchange rate.
However, the size of the mobilized workforce leaves little doubt about the scale of
this grandiose project: some 30,000 people were sent to Nampo to complete the
barrage.7
Another example of expensive prestige-boosting activities was the support
given to the overseas Juche study movement in the 1970s, when for a brief while
North Korean diplomats and ideologues hoped to make this peculiar North
Korean mix of nationalism and Leninism into one of the Third World’s leading
ideologies. The large sums that were spent on such activities clearly did the North
Korean economy no good, while also producing little in the way of actual
diplomatic results.
The Sino-Soviet split was another factor that aggravated North Korea’s
economic decline. The split surfaced around 1960, and soon afterwards, North
Korea made a fateful decision to distance itself from the Soviet Union, which for
some 15 years had been its major sponsor. On the one hand, the dramatic
deterioration in Sino-Soviet relations provided Kim Il Sung and his government
with a great opportunity: he was able to assert his country’s autonomy vis-à-vis
the two great communist powers—the overbearing control of which Kim Il Sung
and his deeply nationalist entourage had only ever accepted reluctantly. For a
few years in the early 1960s, North Korea chose to side with China and was
suspicious about the USSR. In 1963 a lengthy editorial in the Rodong sinmun
openly criticized the “socialist division of labour,” Khrushchev’s favourite idea, as
a grave threat to the economic independence of the ‘fraternal countries.’
Predictably, North Korea did not participate in the assorted joint economic
projects, which had become common in the communist bloc since the mid-1960s,
and never joined COMECON, an intra-government body which was created to
coordinate such projects (Armstrong 2013: 128).
However, the period of pro-Chinese orientation was short. Pyongyang was
soon disappointed with pitiful amount of economic aid the Chinese were
prepared to provide—it was well below of what the Soviet had provided hitherto.
As a result, from 1965–1966, North Korea began its switch to a policy of
equidistance between Moscow and Beijing, which continued with only minor
variation until the collapse of the Soviet Union.8
From a purely state-centred and nationalist point of view, the North Korea
made the most of the ‘complex’ international situation (a standard euphemism
the North Korean media used to hint at the quarrel between Moscow and
Beijing). North Korea was to become one of the most autonomous countries
within the socialist bloc. Compared to the other autonomous communist regimes
of the era—Yugoslavia and Albania, and then Romania—it was able to squeeze
developmental assistance from the great power patrons at a smaller political cost.
However, compared to the avalanche of aid that North Korea received in the
1950s, the post-1960 aid remained modest.
Thus, the North Korea’s economy began to slow down in the 1960s. Curiously,
the first reaction of the North Korean government was to cease publishing
potentially damaging statistics.
The North Korean government attempted to replace material incentives with
appeals to the ideological better nature of its subjects. To an extent, this might
have stemmed from changes simultaneously occurring in China—Kim Il Sung
was fluent in Chinese and by all accounts was an lifelong avid reader of the
Chinese press, so he might have been influenced by the Maoists’ firebrand
rhetoric as well as by Chairman Mao’s unwavering belief in the power of
persuasion and ideology. However, we should discount the importance of the
worldview of those in charge in Pyongyang. The guerrilla past of the top North
Korean decision-makers was one of hardships, danger and extreme sacrifice in
cause of national liberation, and this made them firm believers in the power of
mobilization and ideological purity premised upon ceaseless indoctrination.
The first massive ideology-driven labour mobilization campaign was the
Ch’ǒllima movement launched in 1958.9 This was to be followed by an endless
number of similar campaigns including the notorious ‘speed battles’ (‘70-day
battle,’ ‘100-day battle for’ and so on). The first of these shock-labour campaigns,
which have few if any analogues elsewhere, was launched in 1974, that is, at the
time when slowdown of North Korean economy began to be felt.10 During the
said ‘battles,’ workers were treated like soldiers on the frontline and were
expected to stay at their workplaces as long as possible, frequently even sleeping
on the premise, with days off being cancelled. The intense propaganda
campaigns, with content often being delivered straight to the workers through
specially designed vans with loudspeakers, were designed to push workers to ever
higher feats of productive labour.
Even in normal times, though, the amount of ideological indoctrination was all
but unprecedented even by the remarkably high standards of the socialist bloc.
Kim Il Sung once said that the North Korean worker should spend eight hours
working, eight hours studying and eight hours resting (Kim Il Sung, 1988: 452).
This might sound rather edifying, but we should not forget that Marshal Kim in
this case was not talking about the study of classical philosophy, art or even
foreign languages. Rather the word ‘study’ in this context was supposed to mean
that the average North Korean worker should spend eight hours of her/his day
attending ideological indoctrination sessions or reading official propaganda.
Probably, the stated ideal was never met, but the average North Korean still
had to spend an astonishing amount of time attending various indoctrination and
political studies sessions. In the 1980s, after the government had decided to
reduce the time allocated to the political studies, every North Korean employee
was still expected to attend three such sessions a week, each session lasting some
two hours (of course, it was done after the end of the official work day). On top
of that, every morning he or she was exposed to short indoctrination sessions
where the attendees were required to listen to the articles from the official media
being read aloud for some 15 minutes. While these efforts were largely aimed at
ensuring the docility of the populace, the authorities also believed that heavy
indoctrination would produce economic benefits, since it should make the masses
work harder and better, while demanding little material rewards for themselves
(Lankov et al., 2012).
Since the late 1950s, endless labour mobilizations have been a recurrent feature
of North Korean economic management. For example, in autumn during
harvesting and in spring during rice planting, the state mobilized and sent to the
fields pretty much all urban workers who were engaged in what the state deemed
to be ‘non-essential’ industrial activities (like the production of consumer goods)
as well as middle and high school students. Even housewives were not excepted
from such duties: every ward was told how many women it was to dispatch to
the countryside for unpaid agricultural work. It was difficult or even impossible
to avoid such mobilizations, and they remained an important part of North
Korean daily life until recently. Mobilized workforce received their regular
salaries and rations issued by their permanent employees, but got no additional
payments for physically demanding and sometimes dangerous work.
In some cases, large-scale construction projects were also done with large-scale
mobilization of ‘non-essential’ workers. In the late 1950s, and again in the late
1970s, extensive construction campaigns in Pyongyang led the authorities to close
the city’s universities so that students could be mobilized in the renovation of the
city—as a former students of Kim Il Sung University recalled while talking to me,
“in 1958 we studied, perhaps, for merely two months, and spent the rest at the
constructions site.”
While this system was adept at increasing ideological cohesion, economy wise
it did not work so well. Indeed, these efforts largely failed to revive North Korea’s
slowly worsening economic fortunes.
Partially driven by their own ideological inclinations and partially reacting to
the economic slowdown, from the late 1950s the North Korean government came
to increasingly rely on rationing and distribution when it came to meeting the
demands of the country’s population. All command economies gravitated
towards rationing to some extent, but in North Korea, this trend was taken to the
extremes, and by the early 1970s, North Korea arguably had the most
comprehensive and elaborate rationing system in the entire Soviet bloc (with the
probable exception of Albania).
Rationing was first introduced by the North Korean authorities in 1946.
Initially it was only the employees of the country’s state-owned enterprises who
were eligible for subsidized food rations. At this early stage, access to such
rations was actually a privilege, allowing the lucky minority the right to cheaper
food and other consumer goods. However, in 1957, grain and cereal products
were subject to universal and mandatory rationing. Thus, the private sale of grain
was criminalized: cereals could not be sold and bought. All cereal output of
staterun farms was first harvested by workers of the staterun ‘collective farms,’
who were then allotted their own rations. The remainder was dispatched to
staterun granaries for the eventual distribution in towns and cities, as well as
among the military.
Grain-rationing norms were universal nationwide: 800-or 900-gram rations
were issued to the workers who were doing hard manual labour, 700 grams was a
standard ration for other employees, while high school students received 500
grams, and so on. The lowest allowance, merely 100 grams, was reserved for the
infants. The rice rations were paid every fifteenth day. On a designated day, a
family representative, usually a housewife, went to the assigned grain-
distribution centre. She produced the ID and the coupons for her entire family,
then paid the token price and took home the cereals for the next two weeks. The
farmers, being employed in the state-managed cooperative farms, were also
subjected to rationing, the only difference being that their rations were issued
only once a year, soon after harvesting was complete (obviously, on assumption
that they should take responsibility for storing the grain).
Rations consisted of a mix of different grains. In the 1970s, in Pyongyang, rice
represented as much as 60 percent of the allowance; but even in those relatively
prosperous times, in more remote areas, rations consisted entirely of corn and
barley, which have fewer calories than rice and was generally seen as an inferior
subsistence food. The proportions between rice and other less valuable kinds of
grains depended largely on one’s place of residence, with Pyongyang and other
major cities being most privileged.
As time went by, both the quantity and quality of the rations decreased. In
1972 the first nationwide cuts of the ration size were introduced, being presented
as necessitated by the mounting threat of the imperialist aggression against North
Korea. In the late 1980s, more cuts were introduced, and soon, in the early 1990s,
the entire elaborate system collapsed.11
In terms of nutrition, almost all calories in the North Korean diet came from
rice and other cereals, with other foodstuff seen as secondary. Such ‘additional’
items like soy sauce, cabbage, and fish, as well as consumption goods like soap,
socks were also rationed. Such items were distributed by the local authorities,
with distribution quotas set locally, largely depending on how economically
fortunate and politically powerful the given local authority was. The shops were
superseded by a variety of direct distribution systems, each targeting different
segments of the population. Officials had their distribution systems, which
provided them with luxury items normally beyond the reach of the common
population as well as delicacies. The size and quality of these special rations
depended on the official’s position within the state and party hierarchy.12
One of more curious forms this distribution would take was the so-called
‘presents from the Great Leader’ (later, with the rise of Kim Jong Il, ‘presents
from the Dear Leader’ appeared too). Such presents were usually given to select
individuals as a sign of their special contribution to the realization of the state’s
lofty aims. In most cases, the presents were rather expensive: televisions, radio
sets, wristwatches, cooking utensils and the like. In other cases, presents were
distributed far more widely—for example, nearly all children were normally
given fresh fruits and assorted sweets as presents from the Leaders Great and
Dear on days of especial national significance.
It is noteworthy that distributed items were sold at generously subsidized
prices, essentially for free. For decades, North Koreans would pay 0.08 won per
kilo of rice, and less for a kilo of corn—while the average monthly salary in the
1970s was about 50–60 won.
Indeed, the relative marginality of money became another important feature of
the North Korean economy as it emerged in the 1960s. Nicholas Eberstadt once
noted: “[T]he medium of domestic currency was almost marginal to the operation
of the DPRK economy by that point. In this respect, the DPRK is an extreme
outlier from the modern economic experience. The only other economy to come
close would be Cambodia’s in the late 1970s, under the dark days of the Khmer
Rouge, when the Pol Pot leadership simply abolished money for a time”
(Eberstadt 2002). One cannot help but agree: indeed, money would not buy much
in Kim Il Sung’s era North Korea. Food and basic goods were strictly rationed,
while moderate luxuries were issued as a reward for labour and loyalty by the
state, free of charge—and it was almost impossible to get around the regulations
and bans.
Markets never ceased to exist in North Korea, and in 1969, Kim Il Sung himself
admitted that, for the time being at any rate, the existence of markets were a
necessary evil. But in most cases, markets only opened three days a month. There
were also long lists of items, the sale of which was prohibited in these markets—
though these lists were increasingly disregarded as time went by.13 Be that as it
may, market prices were prohibitively expensive because farmers were only able
to sell what they had grown themselves in their very small private plots. For
example, in the mid-1980s, in Pyongyang’s main market, a single chicken would
cost thirty-five won (this was equivalent to roughly half the average monthly
salary), while one apple would cost five won (roughly equivalent to two days
wages).14 Theoretically, garments, footwear and other non-food items were
banned from sale at the markets, but the ban came to be neglected by 1980—the
author remembers that in the mid-1980s at least half of the merchants in the
major Pyongyang market were trading in the non-food items.
Another notable feature of Kim Il Sung’s economic policy, as it emerged in the
1960s, was a strong emphasis on self-reliance (otherwise known as economic
autarky), both in the international economic relations and domestically. The
North Korean government made the principle of charyk kaengsaeng—which can
roughly be translated as self-reliance—into the major slogan describing its
economic policy. As a matter of fact, this slogan, Sino-Korean in origin, was
borrowed from Mao’s China verbatim (the Mandarin pronunciation of these four
characters is zili gengsheng), though few North Koreans were aware of this.15
Indeed, Mao’s experiments of the period resonated remarkably well with what
the North Korean leaders saw as an ideal model of economy.
The emphasis on autarky was not merely inspired by Chinese experiments of
the era, but also reflected the deep-rooted beliefs of the North Korean political
elite. Their ideal economic model implied that every industrial enterprise and
administrative unit would normally produce most of what it needs without
having to ask for funds and assistance from the central government. Until the late
1980s, the North Korean official media extolled the achievements of those
enterprises and regions where the self-reliance had been actualized. For example,
when workers in Pyongyang’s main granary needed a small railway locomotive
to move grain, instead of asking the central government for this piece of
transportation machinery, they allegedly produced for themselves. This is but one
of a litany of examples to be found in the North Korean media of the 1960s and
1970s.
Obviously, North Korea’s economic planners hoped that an emphasis on
regional self-sufficiency would decrease the pressure on the central government
to provide scarce industrial equipment and raw materials. It was also expected
that a conglomeration of self-sufficient regions would ultimately help to reduce
economic and hence political dependence on other countries (above all, the Soviet
Union and China). Such emphasis on self-reliance was quite popular in the
developing world of the period, and incidentally, in South Korea in the late 1960s
some opposition politicians and public intellectuals promoted similar schemes as
an alternative to Park Chung Hee’s export-oriented industrialization policy.
At the end of the day, though, North Korea’s approach proved to be
unsuccessful, and probably led to greater inefficiency and wastage, since modern
economies are necessarily premised upon division of labour and specialization.
Paradoxically, in spite of the much trumpeted self-reliance, North Korea
remained one of the most economically dependent countries of the socialist bloc.
As events of the late 1990s painfully demonstrated, it was kept afloat largely by
direct and indirect subsidies from the Soviet Union, China and other relatively
affluent socialist states. As the socialist bloc disintegrated around 1990, aid to
North Korea dried up and the North Korean economy imploded in a matter of
years.
In the early 1970s, though, there was a short period when the North Korean
government seemingly discarded the emphasis on the autarky and attempted to
use the favourable international climate at the time in order to acquire foreign
loans. It was assumed that these loans would be used to buy modern factories,
thus reviving their country’s increasingly stagnant economy. The world’s
banking institutions were prepared to loan North Korea significant sums,
partially because at the time, the communist countries were believed to be
trustworthy and reliable borrowers, but also because in the early 1970s, after the
first oil crisis, the world’s financial system was flush with petro-dollars
(Armstrong, 2013: 178).
These loans were indeed used by the North Korean government to purchase
industrial equipment and sometimes even entire factories, like, say, a watch
factory from Switzerland or large batches of mining and metal-working
equipment from Sweden. At the same time, the North Korean authorities showed
remarkably little interest in the acquisition of technical knowhow. They
obviously assumed that money should not be wasted in such way, since the
requisite technology would be independently mastered by North Korea’s own
engineers and technicians. It is debatable how North Koreans expected to be able
to pay these loans and even whether actually planned to repay this money at all.
At any rate, this investment boom proved to be short-lived. In the late 1970s,
North Korea became the first state in the socialist bloc to default on its loans. By
the late 1980s the accumulated debt to the Western private creditors was
estimated to be at some $900 million (Noland, 2000: 95).
In the mid-1970s, obviously under the pressure of default and feeling the
increasing need to acquire foreign currency, the North Korean authorities began
to engage in a number of illicit money-making activities. These included the
production and sale of drugs, the manufacture and use of counterfeit US dollars,
as well as engagement in a number of insurance fraud schemes and the abuse of
diplomatic immunity to smuggle alcohol, tobacco, and other contraband goods
like ivory and wristwatches. Contrary to what is often assumed, such illicit
activities seemingly never yielded significant income, but rather led to a large
number of high-profile diplomatic scandals that seriously damaged the country’s
image on the world stage (Noland, 2000: 95).
Apart from such illicit activities, the North Korean economic planners,
increasingly hungry for dollars, yens and francs, began to utilize a number of less
controversial schemes to earn income overseas. From the late 1970s, North Korea
de facto abandoned the state’s hitherto monopoly on foreign trade (this was a
typical feature of all planned economies of the Soviet type). Larger industrial
embassies, but also party and government agencies (like the central committee)
and even larger military units were allowed (and, indeed, encouraged) to
establish their own, autonomous foreign-currency earning enterprises. These
enterprises were given rights to export some types of resources—like coal,
medical herbs, ginseng and seafood. As just stated, these organizations enjoyed
what was at that time an unprecedented level of autonomy and managerial
freedom. They were allowed to pay commercial wages to workers engaged in the
extraction/ harvesting of resources for export, they were permitted to seek out
their own commercial partners overseas and sell their produce at the
international going rate—as long as they made required hard-currency
contribution to their agencies’ budget. As time passed, the managers of such
enterprises increasingly came to behave as if they were private entrepreneurs.
They began to pocket a significant amount of their foreign-currency earnings
(Greitens, 2014).
Another source of income was a large ethnic-Korean community in Japan. In
the mid-1950s, pro-Pyongyang activists created Ch’ongryǒn (known as Chosen
Soren in Japanese), a powerful Korean émigré organization to which most of the
émigré community initially belonged to. Facing serious discrimination in
Japanese society, ethnic Koreans were inclined to create a closely knit
organization that came to look upon Pyongyang as its political benefactor and
protector. Some 95,000 ethnic Koreans moved from Japan to North Korea in the
1960s. For the subsequent few decades, most of these people relied on monetary
remittances from their relatives in Japan (Morris-Suzuki, 2007).
Additionally, from the 1960s, more successful ethnic Koreans in Japan were
encouraged to make donations to the North Korean government’s budget. Often,
the most important donors were rewarded for their generosity by the regime: for
example, their relatives could be granted the right to reside in Pyongyang or
study in a prestigious college. Also, from the late 1970s, the government opened a
number of the hard-currency shops, where the receivers of the remittances could
shop for high-quality goods that were unavailable to the vast majority of the
North Koreans.
Since the money was usually sent illegally, it is impossible to estimate the scale
of transfers with any precision, but there is little doubt that from the early 1960s
and until the late 1980s these remittances constituted a major source of revenue
for the North Korean state. For example, in 1994 the director-general of the
Japanese Agency for Public Security and Investigation stated that Ch’ongryŏn, its
affiliated groups and individuals annually sent to North Korea between $650
million and $850 million a year. However, in 1996, Nicholas Eberstadt, having
studied the available sources, concluded that by the mid-1990s the figure was
lower, in the region of $100 million a year—even though in the 1960s and 1970s,
the amount of remittances had been significantly higher (Eberstadt, 1996). Given
that the total foreign trade volume of North Korea in the 1980s oscillated between
one and two billion dollars, a few hundred million dollars a year made very
important a contribution indeed.
Notes
1 The relevant North Korean laws and regulations have been studied well. For a short description, see: Kim
Hak-chun, Pukhan 50 nyŏn sa [Fifty Years of North Korean History] (Seoul: Tonga, 1995), pp. 108–110,
179–182.
3 For a review of the discussion and subsequent events, see: Andrei Lankov, Crisis in North Korea: Failure
of de-Stalinization, 1956 (Honolulu: Hawaii University Press, 2004). James F. Person, “We Need Help from
Outside”: The North Korean Opposition Movement of 1956 (Washington, DC: Woodrow Wilson Center,
2006).
4 On the tension-building policy of the late 1960s, see: Mitchell Lerner, “Mostly Propaganda in Nature”:
Kim Il Sung, the Juche Ideology, and the Second Korean War (Washington, DC: Woodrow Wilson
International Center, 2010).
6 Ibid., p. 146.
7 A typically uncritical reiteration of the Pyongyang official narrative can be found in: 정 태 웅 , “남 포 : 인
천 -남 포 뱃 길 통 해 물 자 오 가 는 서 해 갑 문 의 항 구 도 시 ” // 민 족 21 86, 2008.5, pp. 52–55.
8 On the details of this remarkable diplomatic balancing act, see: Charles Armstrong, Tyranny of the Weak:
North Korea and the World, 1950–1992 (Ithaca, NY: Cornell University Press, 2013).
9 See: 이 문 청 , 서 정 민 , 북 한 과 중 국 의 사 회 주 의 대 중 동 원 운 동 비 교 연 구 : 천 리 마 운 동 과 대 약 진 운 동 // 한 국
정 치 학 회 보 47(4), 2013.9, pp. 157–183.
11 For a comprehensive overview of the PDS since its inception and until its collapse in the 1990s, see: No
Yong-hwan and Yŏn Ha-ch’ŏng, Pukhan-ŭi chumin saenghwal pochang chŏngch’aek p’yŏngka
[Evaluation of the Welfare Policies in North Korea] (Seoul: Hankuk pokŏnsahoeyŏnkuwŏn, 1997), pp. 47–
62.
12 For the description of the special rationing system for officials, see: 서 동 익 . 인 민 이 사 는 모 습 (서 울 : 자 료
원 , Seoul: Saryowŏn1995), vol. 2, p. 212.
15 For a brief review of the Chinese origin and Mao-era usage of the slogan, see: Lawrence R. Sullivan,
Historical dictionary of the People’s Republic of China, 2nd ed. (Lanham, MD: Scarecrow Press, 2007), pp.
444–445.
References
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17
The North Korean famine
Marcus Noland
During the 1990s, North Korea experienced one of the worst famines of the
twentieth century. The disaster represented the culmination of decades of
economic mismanagement and was abetted by the country’s authoritarian
political system which allowed the government to act in a callous and
unaccountable fashion. Indeed the actions of the North Korean authorities before,
during, and after the famine, were cited by the United Nations Commission of
Inquiry on North Korean Human Rights investigation as egregious human rights
violations constituting crimes against humanity (UN 2014).
Although the worst of the famine has passed, food shortages and malnutrition
remain a chronic problem for some segments of the population. Apart from the
enormous human costs measured in deaths, splintered families, and permanently
blighted lives, the famine accelerated the breakdown of the country’s centrally
planned economy.
The failure of the state to fulfil its obligations under the existing socialist
compact necessitated entrepreneurial coping responses, often technically illegal,
by small-scale social organizations— household, enterprises, local party organs,
military units—to secure food. The associated transactions, which began as barter,
eventually were monetized and spread to a wider range of goods and services,
contributing to a grassroots marketization of the economy. North Korea’s
economic transition over the past two decades can best be understood not as a
top-down attempt by the governing authorities to marketize or improve
efficiency, but rather as bottom-up coping in the face of state failure.
The world community responded to this tragedy with considerable generosity,
committing more than two billion dollars in food aid. The United States alone
contributed more than $600 million, equivalent to two million metric tons of
grain, and at times North Korea was the largest recipient of US aid in Asia,
despite the manifest political differences between the countries. Yet the famine
also tested public and private sector relief agencies, which were frustrated by the
North Korean government’s refusal to accept international norms and which still
struggle to implement high-quality humanitarian operations to ameliorate North
Korea’s chronic food insecurity. Today the United Nations World Food Program
effort in North Korea is woefully underfunded, reflecting donor fatigue.
These changes that the famine provoked—greater openness to the outside
world, less direct state control over the economy, and a sustained presence by
more savvy humanitarian organizations means that a trauma like the famine of
the 1990s is less likely to occur today. The North Korean populace is more
genuinely self-reliant and less prone to passively follow the government’s lead
than it was twenty years ago; the spread of information continues, the economy
is more flexible, and the outside world is more aware.
In this essay, I assess the North Korean famine, examining its context, its basic
characteristics, the competing estimates of famine deaths, the international
community’s response to this calamity, and conclude with some observations
about how the outside world should address the ongoing issue of food insecurity
in North Korea.
Historical context
Famine response
At this juncture the government of North Korea could have relieved emerging
shortages by relaxing the supply constraint, either by increasing exports to
finance imports or appealing for aid. (Borrowing was not an option: sovereign
defaults in the 1970s—the only communist country to do so—left it effectively
excluded from international capital markets.) Instead, it chose to further suppress
consumption, cutting rations delivered by the public distribution system (PDS),
the quantity rationing system from which urban residents, roughly two-thirds of
the country, obtained their food.
It was not until the spring of 1995, with a famine underway, that North Korea
appealed for external assistance, initially approaching Japan, its former colonial
master, whose contributions could be portrayed as a kind of reparation, then later
requesting assistance from rival South Korea, and ultimately, the United Nations
system. Floods that summer (and the following summer as well) played an
important political role insofar as they facilitated the depiction of the famine as
the product of natural disasters. The North Korean government even went so far
as to rename the unit charged with managing the aid relationships as the Flood
Damage Rehabilitation Committee. The onset of the famine preceded the floods;
the floods did not cause the famine, and indeed appear to have been a relatively
minor contributing factor (Noland, Robinson and Wang 2001).
Aid was forthcoming, but the government impeded the normal assessment,
monitoring, and evaluation functions of the relief organizations—for example,
prohibiting the use of Korean speakers and banning access and relief to certain
geographic areas, including ones suspected to be the worst affected. Critically,
with assistance ramping up, the government cut commercial grain imports, in
essence using humanitarian aid as a form of balance of payments support, and
freeing up resources for other expenditure priorities, most notably the
importation of advanced weaponry (Figure 17.1). While it is true that aid often
crowds out commercial grain imports in famines, it is important to underscore
that in the North Korean context, the outcomes depicted in Figure 1 are the
product of policy, not decentralized decision-makers responding to price signals.
Indeed, even after the economy began recovering in 1999 and overall imports
began rising, commercial food imports remained minimal (Figure 17.2). If North
Korea had simply maintained its imports, normal human demand could have
been met throughout this period (Figure 17.3). But from 1995 on, the public
distribution system did not deliver the minimum needs, even on paper, averaging
around 300 grams daily (Figure 17.4). Even at the famine’s peak, the resources
Figure 17.1 Food imports and aid, 1990–2010
needed to close the gap were relatively modest, only on the order of $100–$200
million dollars, or about five to twenty percent of revenues from exported goods
and services or one to two percent of contemporaneous national income (Noland
2013).2
That gap could have been closed with modest expenditure switching. Instead,
the government of North Korea did not act expeditiously: it waited years between
the emergence of a food crisis and making appeals for aid, and once the famine
was underway, it did not use the maximum of its available resources to ensure
access to adequate food.
Humanitarian dilemmas
In trying to ameliorate this disaster, the humanitarian community faced a
fundamentally hostile environment (Haggard and Noland 2007). The North
Korean government would not permit normal assessment and monitoring
activities, so aid agencies were forced into adopting a second-best solution of
targeting institutions such as orphanages, schools, and hospitals, where
particularly vulnerable populations were thought to be present. But food was not
delivered directly to these institutions—it went through the PDS system where it
was comingled with other sources of supply intended for different recipients.
Initially the World Food Program (WFP) was not permitted to use Korean
speakers or employ ethnic Koreans; it was not until 2004 that the government
allowed WFP resident staff to take Korean lessons; today the use of Korean
speakers remains restricted, though not entirely prohibited. Pre-notification,
generally one week, was required for site visits; not until 2002 were two teams
allowed to visit a single province at the same time. Pre-notification is still
required, but the pre-notification period is now down to twenty-four hours. The
WFP and other relief groups have consistently been denied access to markets
where, for almost twenty years, most non-elite households have actually obtained
their food.
In short, during the famine period and its immediate aftermath, the WFP was
restricted to using fifty non-Korean speakers to monitor 40,000 end-user
institutions of which the North Korean government never furnished a complete
list. Such conditions were imposed despite the fact that at its peak, the aid
program was targeting roughly one-third of the population.
Weak monitoring meant ample opportunity for diversion of aid away from its
intended recipients, as well as enabling discrimination in the provision of aid.
The extent of diversion depends in part on how rigorously diversion is defined,
either as aid not reaching its intended recipients, or as aid not reaching its
intended recipients on the gratis terms on which it was donated. Haggard and
Noland (2007) use several methodologies to examine the first question and
conclude that perhaps thirty percent of aid was diverted. If a more rigorous
definition of diversion is applied—the intended recipients did not receive the aid
without paying—then the figure would be vastly higher.
Concerns over the effectiveness of the aid operation were subsequently
reinforced by results obtained from refugee surveys. Haggard and Noland (2011)
report results from two surveys of refugees, one conducted in China and the
other in South Korea. In both the China-based and South Korea–based surveys,
an astonishing share of respondents, roughly half of those surveyed, revealed that
they were unaware of the longstanding, large-scale program (Haggard and
Noland 2011: Table 3.1). Moreover, among respondents who indicated knowledge
of the effort, thirty-three percent of the South Korea survey respondents and only
four percent of the China survey respondents believed that they had been
recipients. Looking only at urban residents (those on the agricultural cooperatives
would have been less likely to receive aid), only three percent in the China
survey and fourteen percent of the later South Korea survey reported being
recipients.
The refugees overwhelmingly believed that the aid went primarily to the
military (Haggard and Noland 2011: Table 3.2). The question and possible
responses were posed slightly differently in the two surveys, but the results are
consistent. When asked who received food aid, and allowing multiple responses,
eighty-nine percent of the refugees in China who were aware of the program
believed that it went to the military and twenty-seven percent said that it went to
government officials; less than three percent said it went to common citizens or
others. When asked in the South Korea survey who the primary recipient of aid
was—not allowing multiple responses— sixty-seven percent said the military,
twenty-seven percent said high-level government or party officials, two percent
said local government or party officials, and two percent said the general public.
Similar results were obtained in a subsequent survey of 500 refugees in South
Korea conducted by the Network for North Korean Democracy and Human
Rights. Seventy-eight percent of the respondents reported not receiving
international food aid while in North Korea. However, the more survey reports
something even more astonishing: “Of 106 respondents who did receive such aid,
29 said they returned whole or part of the aid,” apparently after international
monitors had departed.5
When asked where the aid went, few of the respondents in any of these
surveys thought that the common people had benefitted; large majorities thought
that the aid went to the military or other connected groups. According to the
Chosun Ilbo, “some 73.6 percent believed that food aid went to the military,
followed by party leaders (69 percent), government agencies (48.8 percent) and
the privileged (38.8 percent). Only 2 percent believed it went to vulnerable
children. Multiple answers were allowed.”
The issue of diversion is a complex one: if aid is diverted, it does not disappear
into the ether. Obviously, it would be best if the aid reached its targeted
beneficiaries. Yet in the North Korean case, the diversion of aid had an oddly
positive side-effect, encouraging the development of markets. During a famine,
aid is extremely valuable, and there is an enormous incentive to sell it in the
market—if such markets exist. In North Korea, however, markets were
thoroughly suppressed under the communist system. Ironically, the inflow of aid
acted as a lubricant, encouraging the development of markets, a desirable
development in the long run.
The lack of monitoring and apparent lack of understanding of the North
Korean system by the aid agencies may have also enabled the authorities to
discriminate in the provision of aid. North Korea maintains a classification
system called the sŏngbun system of fifty-two categories based on family
background and perceived political loyalty (Collins 2012). There are three broad
categories: the core, wavering, and hostile classes. The sŏngbun system strongly
influences educational opportunities, job assignments, and location of residence.
It appears to have also played a role in relief activities.
Between 1998 and 2000 a number of private NGOs (nongovernmental
organization) terminated operations in North Korea due to the inability to
operate effectively as a result of North Korean government interference (Noland
2000; Schloms 2003). In explaining their withdrawal Medicins Sans Frontieres
(MSF) (1998), then the largest private relief operation in the DPRK, made specific
allegations with regard to North Korean practices:
That they were denied access to the so-called 9/27 camps that they had
learned of via children’s medical records and discreet comments by local
staff, and where they believed patients—particularly starving, orphaned
children needing assistance were being held, and
MSF specifically claimed that the North Korean government had denied
access to sick and malnourished children and channelled relief supplies to
the children of the politically well-connected.
Conclusion
The famine and its aftermath are inseparable from the nature of the political
regime. Only a regime that systematically restricts all human, civil, and political
rights, preventing the spread of information, debate over policy, and criticism of
public officials—and hence is completely insulated from the demands of the
populace—could have acted with such culpable slowness and maintained such
disastrous policies in the face of a humanitarian catastrophe. Yet reoccurrence of
a famine on the scale of the one that occurred during the 1990s is unlikely: North
Korea’s economy is more flexible than it was two decades ago, and the North
Korean public is unlikely to react to adverse development with the same degree
of passivity that some exhibited in the 1990s.
Nevertheless, parts of the North Korean population remain chronically food
insecure. The ultimate solution to North Korea’s food problems is to be found not
in humanitarian aid or even in development assistance, but in economic reform
and opening and the revitalization of the industrial economy that would allow
North Korea to earn foreign exchange and finance food imports—just as its
neighbours China, South Korea, and Japan do. That development, in turn, hinges
on North Korea’s willingness to embrace economic reform, something that it has
until now eschewed.
Until that occurs, the outside world has little ethical choice other than to
engage. But that engagement can be done more effectively than it is now. One of
the positive things done by the United States government has been to insist that a
large share of its contribution should be routed through ports in the extreme
northeast of the country where problems are the worst: even if the aid is stolen
and sold in the markets, it will still be circulating in the region where
malnutrition is most severe. Under such tenuous conditions, providing aid in the
form of poor people’s food— such as barley or millet rather than rice, the
preferred staple of the elite—is another way of trying to maintain the
humanitarian effectiveness of the program. Similarly, providing aid in cooked
form would make it less susceptible to hoarding and diversion. However, a policy
of providing aid in the form of barley or millet rather than rice or corn would
encounter resistance in both Washington and Seoul, where the local political
economy of aid reflects the parochial interests of domestic political lobbies,
encouraging the inefficient provision of inappropriate products (i.e. shipping
American-grown grain on United States-flagged ships). In short, the problems are
not located solely in Pyongyang.
The UN agencies should be encouraged to adopt a less supine posture with
respect to the issues of discrimination in the provision of relief. To my
knowledge, the UN specialized agencies have never even mentioned the songbun
system in their reports, much less proactively addressed how their practices may
interact with this system.
Donors should insist on improved monitoring and assessment. Specifically
follow-up evaluations of targeted populations should be mandatory: if we cannot
observe measurable improvements, then clearly there are problems with the
implementation of the relief policy.
In short, we should provide assistance. But we should be clear-eyed about the
terms of that engagement and seek to provide aid in ways consistent with our
values and our obligations under international law.
Glossary
Juche: ideology of national self-reliance
Public Distribution System (PDS): system of monthly quantity rationing
through which urban residents traditionally obtained their consumer goods,
including food.
Excess deaths: premature deaths, or ones that occur before the average life
expectancy for a person of a particular demographic group.
Songbun system: socio-political classification system in which all citizens are
placed into one of fifty-two categories based largely on family origin.
Notes
1 This would not be the last time that China would respond to rising internal discontent over food prices by
embargoing grain exports. It did the same thing in 2009 (Haggard and Noland 2009).
2 For these calculations, famine peak years are considered 1996–1998. Annual commodity prices (in
constant 2005 USD) for rice and maize between 1996–1998 taken from World Bank Global Economic
Monitor (GEM) figures. North Korea grain deficit estimates taken from FAO/WFP. GDP figures 1996–
1998 taken from UN National Accounts Main Aggregates Database. Licit merchandise export figures
taken from author estimates.
3 See, for example, audio clip from point 1:12 of Center for Strategic and International Studies (2010) ‘Korea
Platform Special Session with Mr. Hwang Jang-yop’ 31 March. Available from
http://csis.org/event/korea-platform-special-session-mr-hwang-jang-yop. Accessed 22 July 2014.
4 For an overview, see Noland, M. (2011) ‘Yet Another Estimate of Famine Deaths’. North Korea: Witness to
Transformation. 19 October. Available from http://blogs.piie.com/nk/?p=3202. Accessed 22 July 2014.
5 For survey result summary, see ‘78% of N. Korean Defectors Never Saw Foreign Food Aid’ (2011), Chosun
Ilbo. 6 April. Available from
http://english.chosun.com/site/data/html_dir/2011/04/06/2011040600985.html. Accessed 22 July 2014.
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18
North Korea under Kim Jong II
Adrian Buzo
Introduction
Kim Jong Il became the supreme leader of the Democratic People’s Republic of
Korea (DPRK) upon the death of his father, Kim Il Sung, in July 1994, and ruled
for seventeen years until he died on 17 December 2011 at the age of seventy.
While the influence of Kim Il Sung in shaping the DPRK is self-evident, the role
played by the younger Kim remains more obscure. In what ways, then, was the
DPRK in 2011 different from the DPRK in 1994, how might we usefully assess
these differences, and what role did Kim Jong Il play in bringing them about?
Current assessments of Kim Jong Il are deeply coloured by a number of factors,
ranging from the trivialities of media imagery to the profoundly serious
dimensions of both the DPRK’s nuclear weapons program and its human rights
record. The non-Korean media has been especially influential in shaping
perceptions, such that upon his death, the outside world wasted little time in
passing harsh judgement on Kim, generally acknowledging his skilful
manoeuvring toward despised ends, but mainly highlighting his admittedly
singular private life and habits, liberally bestowing upon him the epithets of
‘tyrant’ and ‘despot’, and also highlighting what were presented as the
consequence of all this folly – an impoverished, starving, isolated, brutalised,
failing state. And yet, now we are well into the reign of his son and chosen
successor, Kim Jong Un, and the DPRK’s nuclear weapons and payload delivery
programs are continuing to make steady progress, seemingly impervious to
outside pressure, while the long-predicted collapse of the economy has not
occurred. Nor has the recurrence of famine-like conditions, although the food
situation remains serious.
Given Pyongyang’s basic goals of survival and control of its destiny, such
achievements present as indices of success – paradoxical though this may seem to
many. The regime that Kim Jong Il has bequeathed to his son still believes it is
able to pursue its quixotic chosen destiny, albeit with what looks like
substantially reduced effectiveness in some areas, and while this state of affairs is
of course subject to abrupt and unforeseen change, most commentators continue
to base predictions of such change – if not the outright demise of the DPRK state
– on extrapolations which often seem little removed from hunches. This present
outcome clearly warrants a much more careful assessment of Kim Jong Il than
many currently seem prepared to offer.
What were Kim Jong Il’s goals? Given the opaque nature of formal
government rhetoric, and the clearly self-serving, subtly dissembling content of
Kim’s recorded conversations with outsiders, we are very much reliant on both
historical perspective and on the accumulated pattern of state behaviour over
time. We are certainly safe, though, in accepting the dominant regime slogan
‘Let’s live in our own way’ as a core goal, to be defended on the level of, say,
‘life, liberty and the pursuit of happiness’. For those in the DPRK who still either
count themselves as true believers, or else feel they have no other option, this
remains the polestar. The definition of ‘our own way’, means, of course, the ‘own
way’ determined by the Kimist elite with next to no input from outside. It used to
mean active mobilisation of the entire resources of the state to achieve Korean
reunification on the North’s terms, but it has increasingly come to mean survival
of the way of life they have ended up with, and control of their own destiny in
order to keep it that way. Rhetoric on the theme of creating a strong, modern
state abounds, but the goal of building a modern socialist Korean state has faded
into the past.
To what issues, then, should we look in order to assess Kim Jong Il’s
leadership? Under Kim the country made substantial progress toward the
acquisition of nuclear weapons, it suffered serious and endemic food shortages,
including the catastrophic 1994–96 Arduous March famine, and it accepted
significant private market activities as part of its consumer economy. These
constituted what we might term Kim’s ‘three crises’, and an assessment of his
handling of them, based on current outcomes, will obviously tell us much about
his effectiveness as a leader.1
Background
At the outset, it is important to remind ourselves of some key aspects of Kim Jong
Il’s background, route to power and personality. His formative influences were
not nearly as dramatic as his father’s, who moulded the DPRK in accordance
with a diverse array of early experiences, including exposure to Japanese
militarism, a decade of guerrilla warfare, and training as part of the Soviet Red
Army during World War Two. By contrast, the younger Kim, who was born in
the Soviet Union in 1941 and was eight years old at the outbreak of the Korean
War in 1950, grew to maturity during what were tumultuous years for the
Workers’ Party of Korea, but as a princeling he was cocooned from such events.
After graduating from Kim Il Sung University in 1964, at age 22 he entered the
Party organisation – by now thoroughly dominated by his father – where for the
next thirty years, his major field of activity was agitprop, with a focus on the
subordination of art and culture to Kimist ideology.2 In this capacity he secured
his position as his father’s successor, further strengthening the foundations of
Kimist rule through Maoist-like mass mobilization campaigns during the 1970s,
most notably the Three Revolutions Team Movement, an insurgency movement
whose activities further hobbled a faltering economy and effectively completed
the destruction of the Workers’ Party of Korea as a functioning collective. Kim
then began assuming public positions commensurate with his behind-the-scenes
power, first emerging at the apex of the Workers’ Party of Korea at the Sixth
Party Conference in 1980. Election to the Supreme People’s Assembly followed in
1982, and he became Supreme Commander of the Korean People’s Army in 1992.
Kim Jong Il came to power as a genius-leader surrounded by the cult of
personality established by his father and, of course, derived from Josef Stalin, the
great avatar of this form of leadership. Observers have speculated to what extent
Kim Jong Il ruled by terror, stealth, consultation or committee, but no convincing
evidence exists to contradict the widely prevailing belief that he chose to rule
with few internal political constraints in determining policy. From time to time,
people take issue with what they perceive to be a misleading, monolithic
perception of government in the DPRK, and posit the existence of factions and
sectional interest groups, ranging from ‘hard line’ to ‘moderate’, with Kim
somehow required to balance interests and ‘tilt’ between these entities. However,
this is just a posit, and a dubious one at that, because we lack hard evidence for
the belief that policy formulation and execution is accompanied by any
significant degree of internal policy debate, and even the high-level defector
Hwang Jang Yop did not provide persuasive evidence to the contrary. High-
ranking officials have occasionally been purged, but their transgressions appear
to have been individual, taking place in the context of court politics, rather than
as the result of substantive views they may have expressed on ideological or
policy issues. Meanwhile when it came to making basic strategic decisions,
whatever problems and constraints Kim Jong Il suffered in their aftermath, the
evidence drawn from protracted observation of the DPRK’s political culture is
that he faced few constraints; if he chose to consult, or even defer, then well and
good, but he was under no pressure to do so, as his was a personal autocracy. As
such, it was Kim’s leadership which shaped his country’s response to the various
challenges it faced, not those challenges which shaped Kim’s leadership.
And what of Kim Jong Il the man? The international media dined out for years
on lurid accounts of his lifestyle – debauchery, sadism, prodigious alcohol
consumption, gourmandism, jaw-dropping extravagance. These images were
usually attached to political behaviour which favoured descriptions such as
‘brutal’, ‘ruthless’, ‘erratic’ or ‘capricious’, producing a total effect that prompted
strings of seasoned foreign politicians, envoys and negotiators to feel obliged to
register surprise when they encountered Kim’s evenness, his strong grasp of state
affairs, detailed knowledge of the outside world and adroit negotiating skills. In
her memoirs, former US Secretary of State Madeleine Albright noted that during
her missile negotiations with Kim in 2000 he was ‘an intelligent man who knew
what he wanted. He was isolated, not uniformed’ (2003: 467). The comment was
amplified by one of her staff members, who found him ‘smart and a quick
problem-solver … very different from the way he was known to the outside
world … he knew a lot more than most leaders would – and he was a conceptual
thinker’.3 Chris Patten, EU Commissioner for External Relations, remarked
several months later, ‘He was very articulate, spoke without notes. The talks were
surprisingly open and free-flowing.’4 ROK, Russian and Japanese officials have
been quoted in a similar vein. This suggests, then, that Kim’s lifestyle is largely
irrelevant in the broader scheme of things, since no credible observer has ever
advanced the case that his private pursuits impacted on either his decision-
making ability or the coherence of state policy.
A further revelation to Kim’s interlocutors was his often detailed knowledge of
the world outside North Korea, albeit acquired second-hand and captive to an
unusual world view. Somehow, people assumed that the quality of this
knowledge implied a potential for engagement, but Kim’s record shows that he
did not see anything in the international order that North Korea might wish to
attach itself to. Like all leaders, in his home environment he naturally acquired
his share of distortions and lacunae, his probably being severer than most, and
these, combined with Kimist political tradition and inheritance caused him to
draw rather different conclusions to those that many somehow expected of him,
with the result that the DPRK remained in self-imposed isolation. Nevertheless,
within the Kimist world view these conclusions were far from invalid: for Kim
the greater the knowledge, the greater the threat perception, and the more he felt
he had to fear as he pursued the basic set of policies he had inherited for the
preservation of the Kimist state.
A further significant side to Kim Jong Il was his deep absorption in the
performing arts North Korean style, especially cinema, and this is often cited by
those assembling a comic or disparaging portrait of Kim. We could speculate that
his obvious intelligence, his enclosed world, and his status as a princeling might
have influenced him to build up a rich, extensive alternative universe in which he
was in charge of more than what his father decided he would be in charge of, and
that the resources available to him allowed him to indulge himself to a rather
spectacular degree. Given the stifling pressures of life, first as a princeling and
then as designated heir and successor, perhaps these pursuits were a judicious
choice. And given the hallmarks and conventions of this genre, it is no wonder
that he seems to have masterminded the production of an oeuvre of appalling,
disturbing spectacles. But again, there are no grounds for assuming that these
pursuits in some way indicated an unbalanced, eccentric or frivolous disposition.
In sum, then, as we turn from what Kim Jong Il was to what he did, we find
that he was rigorously trained and initiated into a well-defined career path
within a well-defined system, which, furthermore, he was profoundly accepting
of. He appears to have approached business in a well-informed, self-disciplined,
consistent manner, seeking to preserve as much as he could of the system he had
played such a key role in shaping. Even the liberal resort to state terror and the
scale of human rights abuse under his watch did not appear to issue from any
streak of psychopathy, as was the case with Stalin. Rather, such callousness was
part – sadly, an accepted, integral part – of the broader Kimist system.
The famine
Progress in the DPRK’s nuclear weapons program was achieved against the
background of a catastrophic famine, known in the DPRK as the period of the
Arduous March, which claimed upwards of one million lives during 1994–96,
roughly 5% of the population. Clear food supply distress signals had already
emerged in 1993 while Kim Il Sung was still in charge. The older Kim’s mistrust
of the agricultural sector and his ideologically rigid policy of subjecting it to
industrial norms of production had entrenched inefficiency and under-
performance for many years, but now as inputs collapsed in the broader economy
– ranging from maintenance and spare parts to fuel and fertilizer supply – flood
conditions in August 1994 – which were serious, but not biblical – caused
tragedy.
The enormous loss of life had as much to do with the DPRK’s policies as with
the availability or non-availability of food. The problems began with a highly
centralised, inefficient decision-making structure and with lines of
communication which were rigorously ordered on top-down principles, with the
reverse flow almost totally reserved for conveying military-security information
or else concealing unfavourable developments from the leadership. In a manner
that recalls the crisis management performance of the Soviet leadership in the
face of the Chernobyl disaster, having operated for decades without the need to
seriously consider the claims of a civil society, and essentially viewing the entire
population as a military asset, the DPRK authorities were simply not tooled,
conceptually as much as systemically, to gather, process, and react to data on
disasters or emergencies. This meant in turn that international donors were
themselves unable to respond quickly, and this further compounded the disaster.
In addition, a major bottleneck existed in the form of the Public Distribution
System (PDS). Modelled on the delivery of rations to a field army, this long-
standing food rationing mechanism was the means by which government
controlled who got what and how much. This was a cornerstone state policy and
practice, not to mention an arbiter of life or death for the general population, and
the government could not countenance people going outside it. Food was to come
to the people, and due to rigid internal controls on human movement, the people
could not go to the food. Thus when nothing came to them, people died in huge
numbers where they lived – especially in the major industrial cities of the
northeast such as Hamhung and Chongjin (Demick 2009). All the while, in fact,
there was a considerable amount of food in the country, and the expansion of
commercial imports, which as recently as 1993 had exceeded one million tonnes,
was also an option. However, domestic stocks were chiefly in the form of
stockpiles reserved in case of military action, or else earmarked for the
Pyongyang-based elite, and hence were sacrosanct, while only a modest increase
in the level of foreign purchases took place during 1994–95.
As the famine took hold, and as foreign humanitarian workers were allowed
into the country, many were surprised, if not confounded, by the behaviour of
the DPRK authorities. They encountered a pattern of obstructive behaviour,
involving rigorous efforts to isolate aid workers from the populace, denial of
access to many of the most-affected areas, and the diversion of food aid away
from the most needy, all of which spoke of reactions governed by self-interest
and heightened threat perception, but certainly not humanitarian impulse
(Haggard & Noland 2005). Essentially, amid the understandable confusion, what
they were encountering was an emerging policy comprising three major
elements. First, Party-Army demands would consistently be given priority over
the most at-risk groups who were the primary targets of the food aid. Second, the
DPRK would not attempt any meaningful reform of now-dysfunctional Kimist
agricultural policies. To do so might, of course, invite questioning of the content
the widely circulated ‘infallible’ pronouncements of Kim Il Sung on this topic,
with the danger that this might spread to other policy areas. This option therefore
remained anathema – a typical example of the way in which the Eternal
President of the Republic continued to rule the country from his mausoleum.
However this was not an entirely illogical stance, because the option of both
more or less meeting food requirements from international donors and
maintaining ideological sanctity – that is, conditions of minimum disturbance to
the existing system – was available, and this constituted the third element in the
DPRK’s food strategy: international food aid would be allowed to become a
fixture in the DPRK economy, though of course it would be tightly controlled to
prevent the concession of any leverage. Once the food aid began to flow,
commercial food imports were minimised as the government, long schooled in
external predatory behaviour, essentially identified the economic dividend in
using international aid to subsidise other priorities. Food aid sources also
fluctuated with a pronounced linkage to the political calculations of both donor
and recipient. In general, the DPRK benefited from this process, and as levels of
food aid from initial large-scale donors such the US and the EU levelled off, and
even fell post-2000, this slack was taken up by China and, during 2001–2008, the
ROK. With their non-intrusive, undemanding ways, these two were in fact more
desirable partners, and had the effect of increasing DPRK leverage against the
monitoring requirements of the World Food Program and others (Haggard &
Noland 2007:7).
What, then, is the present outcome of all this? The DPRK’s actions, strategies
and their outcomes should leave no one in any doubt as to its determination and
effectiveness, nor should it surprise that in applying triage measures, Kim chose
to sacrifice the lives of so many people in order to defend the pursuit of broader
objectives, for this is consistent with the core values of the regime. Meaningful
agricultural reform has not occurred, and food production levels still approximate
the levels of the early 1990s. Famine conditions have not yet recurred, though
further significant deaths occurred in 2008 after a bad harvest in 2007, and
vulnerability levels remain high. However, with some twenty years of experience
in food aid politics now behind it, the DPRK has good reason to believe that it
will be able to get by without significant compromise to its system. Thus, while
Kim Jong Il did not direct a timely response to the famine, nor did he preside over
any real amelioration of the food supply situation, these were not objectives in
themselves. In the desperate calculus of the time, and within the constraints of
the Kimist system, he achieved the more important objective of containing the
threat potential of this situation.
Market economics
If there is one area where the DPRK of today looks and feels different from the
DPRK of 1994, it is in the growth of an officially-tolerated private consumer
market sector. Government-administered marketplaces now operate in many
localities, and a broad range of legal, semilegal and illegal economic activity
proceeds, frequently involving official resources, and accompanied by escalating
levels of bribery and corruption. This is mostly a Pyongyang phenom enon, of
course, and from the changing, neon-sign-dotted skyline of the capital come rich
anecdotes of the scale and variety of small (and some not-so-small) businesses,
the ubiquity of mobile phones, growing volumes of vehicular traffic and the like.
Such anecdotes will have to speak for themselves amid the on-going statistical
blackout, but while they testify to the scale of Chinese involvement in the DPRK
consumer economy, more importantly they reflect nearly twenty years of private
enterprise activity.
This phenomenon has its origins in the Arduous March famine, where the
clear message of the leadership to both state-owned enterprises and ordinary
citizens became ‘Fend for yourselves – we’ll be back’. In this process it permitted
the previously impermissible – namely, a role for autonomous economic activity
by state-owned enterprises, and a role for citizens in informal, grey and black
market activities. This development marked the beginning of a significant shift in
the structure of some sectors in the DPRK economy, beginning at the tactical
level, but gradually expanding as the inability of the government to organize any
alternative inputs became clear. In fact, the cart began to lead the horse as the
authorities discovered they could extract new dividends from these new forms of
economic activity, for they greatly expanded the opportunities for rent-seeking,
such as the extracting of bribes and pay-offs in connection with a wide range of
technically illegal activities, not to mention outright confiscatory behaviour.
After deaths peaked and began to subside in 1997, the leadership became
convinced that the worst of the famine was over and the process of reasserting
control began, first through propaganda campaigns and then through policy
measures. The government had been forced to live with a situation in which most
of the population had slipped outside the PDS net, with defector surveys
suggesting many people earned upwards of 80% of their income from private
sources during the period 1998–2003 (Lankov 2009: 53), and this posed a potential
threat to their authority. The genie was out of the bottle, and henceforth, success
in meeting this ideological and political challenge would be measured in terms of
how far the regime could go in restoring the status quo ante.
As with the handling of negotiations with the US and the ROK during this
period, the DPRK authorities met this initial challenge with tactical flexibility,
but with no hint of strategic uncertainty. The first major step toward
management and control of market activities was taken with the self-described
7.1 Measures for the Improvement of Economic Management announced on 1
July 2002. Since a total reversion to the system that existed before the famine,
however ideologically attractive, appeared to be beyond the government’s means
at this point, after seven years of monitoring the practices that had sprung up, the
government now sought to define what it could live with for the moment. In the
first place, it could definitely live with the greater autonomy now exercised by
state-owned enterprises, for those which had survived had demonstrated some
flair in raising foreign currency through a variety of means, some of them legal,
and their remittances were useful. Secondly, it could extend some measure of
acceptance and recognition to private markets as this enabled greater control.
These markets now became more substantial, regulated and permanent (Lankov
& Kim 2008; Everard 2011). Thirdly, with the demise of the PDS system, cash
transactions for daily necessities had expanded, and since the government still
lacked the means of re-introducing this system, it brought official currency and
prices – which historically had been set at highly artificial levels – more into line
with actual traded values, which meant a steep devaluation of the won, a steep
rise in commodity prices, and differentiated increases in wages and rations. This
had the collateral advantage of drastically reducing the acquired wealth of
market operators, which was denominated in won.
Some observations flow from this. First and foremost, the 2002 measures were
seven years or so in contemplation and formulation, and so while they proved
problematic, they were in no way half-hearted, hasty or ill-conceived. Rather,
they should be treated as a carefully considered response to the government’s
underlying agenda of restoring as far as possible its traditional control of the
economy. Secondly, while the label ‘reform measures’ has been widely and
frequently attached to these measures by outside observers and analysts, the
DPRK government itself did not use this label (Lankov 2009). As an aside, we
should observe that the DPRK detests the word ‘reform’ because it carries the
implication that its canonic, revelatory system has shortcomings and is in need of
some kind of overhaul.7 Thus it is not surprising that the measures were directed
toward curbing and channelling what was still seen as – almost quite literally – a
necessary evil. Thirdly, changes of any significance cannot simply come from
pronouncements, but need to be backed up by, and mirrored in, follow-up
measures such as on-going policy oversight and fine-tuning, as well as changes to
the themes and the tone of public commentary, to institutions and to personnel.
None of these was in evidence here, nor have defector interviews revealed much
awareness of the 7.1 measures – where indeed people had actually heard of them
(Lankov 2009: 57). And so again we are faced with the age-old paradox of
observers expecting change to come from within the parameters that had so
resolutely kept these changes at bay at tremendous material cost in the past.
The economic results of these measures were as broad as intended. The state-
owned enterprises derived little or no benefit since they merely continued to do
what they had already been doing for a considerable period of time, the measures
did not extend to intra-enterprise transactions, and the government maintained
tight control over the commanding heights of the economy. The same applied to
the private markets, where on the one hand, traders continued to operate and
probably benefitted from the more substantial, settled markets they began to
inhabit, but where the confiscatory monetization measures deeply affected many.
Overnight, market traders saw the value of their won holdings tumble, and with
their private capital vastly diminished they were once more rendered more
dependent on the state. Moreover, these moves unleashed a strong, sustained
surge of inflation, the only real defence against which was access to foreign
currency. The message for the marketeers on both scores was that if they hoped
to stay in business then they needed partnerships with those who had access to
foreign currency, a privilege mainly confined to the elite. In this way, the elite
began to seize control of the newly marketised areas of the economy from the
new entrants.
The state was back, and it continued to assert increasing control over the
economic lives of its citizens in the years that followed. This was not always a
one-way procession, and some decisions showed a tactical preparedness to accept
and abet private economic activity, but the essence lay in pull-back. The China-
North Korea border became more tightly patrolled, in 2004 the use of mobile
phones was drastically restricted, campaigns against ‘anti-socialist activities’
were again emphasised, and in late 2005 this process led to the reinstatement of a
country-wide ban on the private sale of grains and the partial reinstitution of a
PDS. These, plus an ensuing raft of regulations limiting private market vendor
activities, were only partially effective because of the extent to which the markets
had grown, but they left no doubt as to what the leadership regarded as a
desirable economic direction.
Any doubt on this score was removed with the announcement on 30
November 2009 of a further series of market-controlling measures in the form of
the overnight replacement of the currency by a newly denominated won,
accompanied by a number of wages and price adjustments. By this stage, Kim
Jong Il had been debilitated to an unknown degree by a stroke in August 2008,
but there is no particular reason to blame this for a singularly maladroit policy
measure which caused widespread confusion and was speedily countermanded,
because in any case, the root cause of what even the Kimists conceded was bad
policy in this instance was clear: the government was unsure how far was too far
to go in reasserting its prerogatives.
In terms of the regime’s long-established policies and goals, Kim Jong Il cannot
be counted as successful in this area, though given the dilemmas involved, it is
hard to say what success would have looked like. The government has continued
to apply a raft of controlling measures to market activities, but appears to have
tacitly acknowledged that since it cannot itself generate the inputs needed to
replace those generated by private economic activity, it will have to continue to
tolerate them. Haggard and Noland see the 2009 measures as part of a longer-
term trend towards the criminalization of market activity and the stripping it of
protection from predatory officialdom (Haggard & Noland 2010c), but such
discouragement is probably not enough to maintain Kimist economic control in
the longer term. The major problem which continues to this day is that, as is so
often the case in such circumstances, the ‘wrong sort of people’ are conducting
market activities, and they are living substantially outside the parameters of
government control, whether in the form of workplace or neighbourhood
mobilisation, or else through enforcement of the social classification (sŏngbun)
system. In Lankov and Kim’s terse description, ‘They present a vital and
attractive alternative to the officially promoted life strategy which, as many
Koreans came to understand, leads nowhere’ (Lankov & Kim 2008: 71). And here
again, since ideologically the government cannot truly debate, or perhaps even
properly comprehend, this phenomenon except in terms of the threat it poses, it
has remained tooled only for suppression, and apart from allowing more
‘suitable’ people – that is, people with the appropriate social and political status –
to gain measures of control over the market, seems otherwise uncertain in its
thinking on co-optive strategies.
Discussion
In theory, at least, in 1994 Kim Jong Il had three broad policy options in front of
him: abandon the proudly self-avowed monolithic system he himself had devoted
his life to building up, significantly modify this system or else defend it. He may
also have opted for a course intermediate of these three. But even if we somehow
reprogram him as a closet pragmatist, there were powerful arguments against
opting for either of the first two, or any intermediate position between them, for
if somehow he were attracted to tinkering with the loosening of Party hegemony,
then still-recent events in the former Soviet Bloc, Romania and Albania, were
powerful disincentives: there was no future for him or for the Party if he chose
that path. Historical timing was crucial here, for without delving too far into
counterfactuals, the DPRK would clearly have faced a much less threatening path
to modifying its system had it decided to do so in, say, the early 1980s, when the
economic tide was clearly turning and differentials with its neighbours were
more favourable. But now those differentials had blown out to the extent that
this option was far more daunting. Thus we find that Kim chose the option that
in any case his whole life’s experience would have pressed him to choose: he
opted to seek survival by defending by any means necessary the essentials of the
Kim Il Sung system. Despite its obvious weaknesses, this system still had in place
an effective police state apparatus which had always been equal to the task of
isolating and controlling the population, while it also had extensive military
assets, developed with offensive intent, but also of course serviceable in the
survivalist cause. Moreover, the option of playing for time, while not always
distinguishable from attempting to delay the inevitable, should not automatically
be dismissed as a poor option – it is a time-honoured practice in statecraft.
Thus it is not surprising that we seem unable to identify distinctive Kim Jong Il
strategies and policies which depart from those pursued while Kim Il Sung was
alive. Like his father, he energetically pursued and sustained the country’s drive
to secure a nuclear weapons arsenal and payload delivery system, and essentially
organised the state economy around the pursuit of this objective. Likewise, the
tenor and tempo of inter-Korean talks in 2000 and 2007 conformed to the pattern
followed by his father in 1972–73, 1984–86 and 1990–93 of tactical engagement,
quick assessment of prospects for even trivial gains at the South’s expense, the
signing of wideranging agreements, and then a staged retreat amid accusations of
bad faith to avoid unwanted implementation measures. Moreover, Kim Jong Il’s
military-first reorganization of government simply carried forward a trend that
had already become marked in the last years of his father’s rule (Buzo 1999:
211ff). The single area of arguable discontinuity was in permitting space for
private market activities – arguable because we do not know what Kim Il Sung
might have done if he had faced a comparable disastrous famine, though we are
safe in surmising from his record that the elder Kim would have demonstrated a
similar brand of threat analysis and ruthless response.
The Kim Jong Il era is also noteworthy for what did not occur. No meaningful
systemic reform measures were put in place, but nor did the much-predicted
economic collapse of the DPRK occur. And despite the enormous pressures that
the system was operating under, no significant purges took place, nor did other
signs of disarray appear in leadership circles, in itself a somewhat remarkable
reflection on the resilience of the Kimist system, but also one toward which we
must assume Kim Jong Il made a significant contribution. One cannot just walk
in and assume power in Pyongyang. The rules of the game are complicated and
obscure, institutional rules and procedures are seriously degraded to facilitate
leadership intervention, and this leadership is in turn exercised in a ruthless,
personalised fashion in the setting of lip-service to an exacting, anachronistic
ideology. It is not a game for dilettantes. Amid all this, beyond the odd public
execution, not only do we have little credible evidence of major purges or
internal disputes, but in government too, cabinet ministers, essentially
bureaucrats whose task it was to find ways and means of implementing the
instructions of the leadership, came and went, occasionally suffering demotion,
dismissal or worse, and the rubber-stamp Supreme People’s Assembly continued
to meet. New institutions, such as the National Defence Committee, nominally
under the SPA but in fact the supreme decision-making body, flourished, while
other institutions with their roots in the regime’s receding Marxist-Leninist past,
such as the Workers’ Party of Korea, atrophied. Allowing for ideological
distortions, and with the partial exception of the November 2009 measures, the
overall impression remains of steady, orderly strategic assertion and, where
necessary, tactical retreat in policy. By this we are also saying that state-directed
violence, principally through the extensive gulag system, proceeded in an
organised, controlled and effective manner. Significant pockets of
dysfunctionality and incoherence obviously exist throughout the DPRK
government and bureaucracy, but observations over time suggest that a lot of
what the leadership believes it has to do well it tends to do well, while chaos,
inefficiency and counter-productivity often seem to indicate lower priorities.
Similarly, Kim’s handling of his cult of personality is rarely analysed, but it
also suggests careful calculation. Cult of personality serves a number of needs
and ends. To Stalin, its originator, it was foremost an effective political weapon
for subverting the Party and consolidating his authority, and the personal
gratification he may have derived from it appears to have been secondary. As an
avid Stalinist, Kim Il Sung also adopted this weapon, but the element of ego
gratification seemed far more pronounced, as anyone who got to witness
firsthand the manner in which Kim received such adulation probably observed.
But with Kim Jong Il one appears to return to the purer Stalinist cult-as-political-
asset model. He accepted the adulation – indeed, he could do no less as son of the
Great Leader, but he did not appear to relish it, and remained a remote leader.
More important, he astutely identified wherein his chief asset lay, and so the cult
remained essentially the cult of Kim Il Sung, which continued to be energetically
propagated on many fronts, ranging from statuary (a form of tribute his son
deliberately and pointedly avoided) and portraiture to apotheosis as Eternal
President, and the inception of the new Juche Calendar in 1997, which designated
the year of the older Kim’s birth (1912) as Juche 1.
Assessing how much of Kim Jong Il’s achievement is likely to endure also
sheds light on his effectiveness. Comparing the DPRK of 1994 with the DPRK of
today, the external perception is of the same isolated, pariah status, the same
reprehensible commitment to nuclear weapons, the same appalling human rights
record, and, with the partial exception of China, the same set of shadowy
economic relations with shadowy states on the fringes of the international
system, based primarily on the arms trade. Within North Korea, we see a
malnourished, terrorized general population which, outside the privileged enclave
of Pyongyang and its environs, mainly conducts a daily struggle for survival. The
government applies the same dogmatic, dysfunctional ideology, informed by
Stalinist methods, if no longer by strict Stalinist practice, and modifies these only
in the name of tactical expediency. Most tellingly, there is no end in sight. Some
may therefore suggest that in stripping away the false and misleading images of
Kim that abound, all we are doing is revealing the real tyranny underneath. How,
then, can we call such leadership effective?
And yet, from a Kimist perspective, ‘positives’ are present, even if they
sometimes look like the mere dividends of persistence. The political, social and
economic challenges posed by free market activities continue to be contained,
even though the scale and variety of these challenges must make this seem like a
daunting task, for it is true to say that since the 1990s, people have increasingly
departed from the previous collectivist model, and through economic necessity
have had to make individual and family-focused judgements on how to survive
and even make a living. For the many who now engage in some form of market
activity, this involves a change from passive acceptance of the status quo to
proactive planning and execution, aided by the authorities’ retreat from active
oversight in many areas of its citizen’s lives, a consequence of its own lack of
economic means, and the dependence of mainly lower level officials on bribery
and corruption for their livelihood.
However, so far these trends have not led to any great flowering of civil
society above the level of mainly petty economic activity and the sampling of
forbidden fruits of consumerism for those who can afford them. The porous
border with China is regularly breeched by contraband such as South Korean
videos, and this has of course exacerbated cognitive dissonance as more and more
people see the gap between the daily realities they experience and the official
version of that reality. On some abstract plane this may well shorten the life of
the regime but, for the moment, while people may know far more about their
predicament and may be more aware of the true dimensions of their rulers’
mendacity, they are none the wiser about possible ways out of it, and so as yet,
we cannot yet detect any signs of a dissident movement; the state control
apparatus still clearly remains too strong, too motivated, and too ruthless. Thus
one can still only speculate on the role this nascent civil society will play in
future political events.
International trends are not uniformly negative, especially if one sees them
through ideology glasses. China has remained a consistent, if at times reluctant,
supporter in some crucial areas, less hindered by moral scruple, responsive to
growing economic involvement, seeking to contain the situation, probably hoping
for the best but certainly fearful the worst. In the area of food aid, its intervention
was crucial in helping the DPRK to withstand international pressure and
maintain control over the aid donation process. Moreover, broader trends such as
the overall fraying of the international order, the increasing propensity of states
such as China, Russia and Iran to challenge elements of that order, the continuing
fallout from the Arab Spring, the growth of the Shiite-Sunni divide, and the
increase in the number of states suffering from varying degrees of serious
dysfunctionality are all trends which are opening up economic opportunities for
the DPRK and its chief cash crop – serious weaponry – and this trend may well
expand, rather than diminish in coming years.
In addition, whether from fatigue, impatience or frustration, a curious
tolerance of the DPRK seems to have grown as outside observers become more
and more inured to its behaviour. One finds a case being put for DPRK
exceptionalism – that is, negotiating with the DPRK, which of course usually
means granting concessions, on the grounds (well appreciated by DPRK
strategists) that some form of dialogue is better than no dialogue. This is despite
DPRK policies and practices that pose a fundamental challenge to key elements of
the international order, ranging from the NPT to the Universal Declaration of
Human Rights, and it keeps avenues open for a whole range of consequence-free
behavior. One facet of this is the tendency of influential people, and even leaders,
in adversarial nations, whether for reasons laudable, less than laudable or just
plain obscure, to go to considerable lengths in order to secure what they seem to
believe to be an important place in history by achieving some sort of
breakthrough in Korea. This has been especially true in the ROK in the past, but
it has also influenced the thinking of other main actors. Again, the DPRK is well
attuned to this phenomenon and has adroitly harvested the significant tactical
and material advantages this tendency has brought.
How effective, then, was Kim Jong Il in pursuing the goals of the DPRK
leadership and elite? As we consider the crises of the last twenty years, space
limitations prevent us from discussing the DPRK in the full range of its
complexities, and in the full range of the evidentiary and methodological
challenges it presents, but it is probably obvious where all this is headed: unless
we dismiss much of the accumulated historical record, unless we attach minimal
importance to the role of leadership in the Kimist system, and unless we insert
our own a priori judgements based on what we believe the leader should have
done, could have done, or might have done, we find that Kim Jong Il was a
convinced, effective Kimist who achieved considerable success in pursuing a
difficult and demanding set of goals. The fact these goals are almost entirely
despised by the international community, just as he himself appears to be
despised by many North Koreans, should not distract us from absorbing the
implications of this achievement. It is now twenty years since he first assumed
full power, and the same policies are essentially still in place with little sign of
strategic confusion or doubt. They have therefore stood a reasonable test of time,
even though some might question how much more success of this type the DPRK
can stand. While Kim Jong-un was less prepared for leadership, and may possibly
be less able than Kim Jong Il, his father left an important legacy by enforcing
Kimist parameters in a disciplined manner over an extended period of time. Kim
Jong Il may not conform to many people’s concept of a Dear Leader, but he
certainly performed as a significant consolidator.
Notes
1 Kim also conducted significant negotiations, including two leadership summits, with the ROK in response
to Seoul’s Sunshine Policy, and effected major changes to the structure of government, institutionalising
the central role of the military and further marginalising the Workers’ Party of Korea. They are
important issues, but space does not permit their discussion here.
2 Kimism must be defined not from theory, but from the body of practice we see in the DPRK. It draws on
the essentials of Stalinism, such as a mass (as opposed to an elite) communist party; an intensive coercion
and control apparatus; a high degree of political mobilisation; cult of personality; reliance on canonical
pronouncements of a genius-leader; adherence to the doctrine of the intensification of class struggle;
economic autarky; the collectivisation and industrialization of agriculture; rapid heavy industrialisation
through mass economic mobilisation; Stakhanovite work practices (‘speed battles’ in a DPRK context);
and a heavy reliance on ideological motivation. To this mix Kim Il Sung brought little in the way of
innovation, but emphasised elements drawn more directly from his own experience, most notably
pervasive militarism; a rigid, hereditary class system based on assessments of political reliability
(songbun); a pronounced hostile, predatory attitude toward external transactions; strong intervention in
the traditionally self-regulatory areas of Korean family and clan affairs – perhaps the most salient of the
many reasons why applying the term ‘Confucianist’ to this system is grossly misleading; indifference to
the norms of civil society; and moral puritanism. For more on this see Buzo (1999).
5 The complexities of the DPRK economy are a topic in themselves. A useful perspective here is Habib
(2011), who argues that the disasters of the 1990s caused ‘the splintering of the old command system into
parallel economies – the official, military, illicit, court and entrepreneurial economies – separated from
the central planning matrix.’ This describes the curious amalgam of DPRK-style pragmatism and
expediency, and helps us to understand the phenomenon of DPRK economic resilience.
6 The inauguration of Kim Dae Jung as President of the Republic of Korea in February 1998 inaugurated the
ten-year period of Seoul’s Sunshine Policy toward the North. This policy placed engagement at the centre
of ROK policymaking, featuring disavowal of any moves to absorb the North and the active promotion of
economic cooperation and exchange, while still emphasising that the ROK would not tolerate armed
provocation.
7 Hence Moon Chung In’s comment “You have to be careful about not using the word ‘reform’; they are
sensitive about that and prefer ‘modernize.’” Quoted in Norimitsu (2008).
http://www.nytimes.com/2008/06/28/world/asia/28nuke.html?pagewanted=print, accessed 27 July 2014.
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19
Marriage, family, and sexuality in North
Korea
Suzy Kim
Marriage
Almost half of the entire legislation dealt with marriage and divorce in articles 4
to 8. It was the first indication that the family would continue to play a central
role in North Korean society.
More telling than the Gender Equality Law were the Regulations on the
Implementation of the Gender Equality Law issued six weeks later, on 14
September 1946, stipulating that all marriages and divorces be registered with
local authorities. Despite the principle of free marriage and divorce embodied in
the Gender Equality Law, marriages had to be registered, and non-registered
marriages, including common law marriages, were not recognized. This was in
stark contrast to other socialist revolutions in Russia and China, which initially
liberalized marriage by doing away with the distinction between registered and
non-registered marriages, while making divorce as simple as a unilateral
declaration by the one seeking divorce without the consent of the spouse. By
contrast, in North Korea, articles 10 to 22 of the Regulations contained detailed
procedures for divorce (Pak 1989: 422). In cases of consent by both parties, divorce
papers could be filed with the local people’s committee, but if either party
disagreed the couple had to file for legal divorce proceedings with the appropriate
People’s Court. Divorce would only be granted if the court concluded that
continued married life was impossible due to adultery, health or political reasons.
In addition, there was a hefty fine for those filing for divorce more than twice,
acting as a disincentive to repeat divorces, although this could be waived at the
court’s discretion. By March 1956, divorce required legal proceedings even in
cases of mutual consent (Yun 1991: 75). Due to such legislative obstacles, as well
as societal pressure, divorce had been relatively rare. Recent anecdotal evidence,
however, indicates that divorce regulations have been liberalized since the late
1980s, allowing couples to divorce without court proceedings (Pak 2003: 305). As a
result, the rate of divorce has reportedly been on the rise since the late 1990s. In
2002, the average number of divorces per year stood at 2,000, still a minuscule
number for a population of 24 million (CEDAW 2002: 35).
North Korea has held the family to be the basic unit of society and people were
mobilized specifically around the idea of the nation as an extension of the family.
Instead of regarding the family as something to be overthrown, certain ‘feudal’
marriage practices were targeted as ‘backward’ and in need of reform. On 24
January 1947, the Law to Eradicate Remnants of Feudal Practices was announced,
consisting of four articles which all dealt with so-called ‘feudal’ marriage
practices (Pak 1989: 425). Article 1 outlawed practices of dowry exchange,
stipulating up to a year of forced labour or a substantial fine for exchanging
money, animals, labour, or other valuables. Article 2 guaranteed freedom in
marriage by providing up to two years in prison for those who forced a woman
into marriage or into maintaining a marriage, as well as anyone who deceived a
woman into marriage. Article 3 banned child marriage by imposing forced labour
on anyone who married a person not yet of legal marriageable age: 17 for women
and 18 for men. Finally, Article 4 prohibited polygamy by stipulating a fine or
forced labour for up to a year for anyone who practiced polygamy. As a result,
these practices were quickly eradicated within the first years of North Korea’s
founding, and marriage customs were drastically simplified.
While matchmaking through relatives, friends, and co-workers continued to be
popular among the older generation with the added step of verifying individual
consent, the younger generation has increasingly veered toward romantic
relationships, finding their marriage partners on their own by dating since at
least the 1980s (Pak 2003: 293). Recent reports estimate that about 70 per cent of
marriages are ‘love’ marriages as opposed to arranged marriages (Jung 2006: 754).
Instead of dowry exchange, the groom is responsible for providing housing while
the bride prepares household items. Since housing is generally provided through
the workplace under the socialist system, the bride’s family may have a greater
financial burden in this regard (Pak 2003: 297). Traditional practices of elaborate
wedding rituals involving gift exchange and multiple days of festivities have been
replaced by simplified ceremonies. Twenty to fifty guests may gather at one of
the families’ homes or a public hall to participate in a simple ceremony. The
groom wears a suit or military uniform and the bride dresses in the traditional
chosŏnot (or hanbok in South Korean terminology) – a long skirt and a high-
waisted top (M.W. Lee 1976: 76; Halliday 1985: 54). With the simplified ceremony,
weddings are no longer occasions to show off family wealth, a moot point in a
supposedly classless society.
While the legal minimum age of marriage was set at 18 for males and 17 for
females, official policy has encouraged people to marry after they have finished
their studies and military service, fulfilling their responsibilities to society. This
was codified into law in article 9 of the Family Law promulgated in 1990 (Ch’oe
2010: 227). As a result, the majority of men reportedly marry in their late twenties
to early thirties while women marry in their mid-to late twenties (Pak 2003: 301).
The difference in the minimum marriage age has been noted by the UN
Committee on the Elimination of Discrimination against Women (CEDAW) as a
possible breach of gender equality. North Korea – a state party to the Convention
on the Elimination of All Forms of Discrim ination against Women (CEDAW)
since 2001 – does not, however, consider the age difference to be a form of
discrimination, citing the trend of late marriages, women’s earlier ‘physiological
maturity’, and most women ‘choosing’ to marry older men (CEDAW 2005a: 3;
2005b: 4). During the examination of its first report to the Committee in 2005,
North Korea was reportedly reviewing the possibility of amending its laws to
bring it in line with the Committee’s recommendations to equalize the marriage
age. North Korea has not, however, engaged with the Committee since then.
Although North Korea’s social revolution was meant to establish a classless
society, family background continues to be one of the most important factors in
selecting a spouse, as there is one class that is discriminated against: the
descendants of former landlords, pro-Japanese collaborators during colonial rule,
pro-American collaborators during the Korean War (1950–1953), and people with
relatives who have fled to South Korea (M.W. Lee 1976: 73). Marriage with
anyone associated with this ‘impure’ class is avoided, and most people marry
those from similar family backgrounds (Pak 2003: 326). More recently, there are
indications that economic capability has overtaken family background as the
most important quality in a partner since the devastating famine of the mid-
1990s, which killed an estimated one to two million people (Pak 2003: 295).
Otherwise, the selection of marriage partners is much like elsewhere, involving a
combination of factors including physical attraction, social standing, education,
and compatibility – with an added emphasis on public service. Couples seek their
parents’ blessing, although this is not required by law, and approval by the local
party official is a must if they hope to climb the social ladder. Love and marriage
continue to be communal affairs rather than private ones.
While hierarchical relations between husband and wife seem to be particularly
acute in the relatively conservative countryside, as often reflected in the
testimony of refugees and defectors, working women with professional careers
(who tend to be under-represented among these populations) seem to have
relationships of equality and camaraderie with their spouses. Indeed, an
ethnographic study of North Korea in the 1970s went so far as to conclude that
the ‘relationship between husband and wife appears to be so greatly changed that
it is no longer a relationship of clear cut authority and submission. Love and
mutual understanding were now greatly emphasized as desirable between
husband and wife’ (M.W. Lee 1976: 82). Lee went on to state that ‘cooperation
and solidarity between husband and wife are stronger than ever, and marital life
based upon genuine “comradeship” is highly valued’ (1976: 83).
Under the law, freedom of marriage and divorce were instituted early on in
North Korea, but there are social pressures to marry and stay married, especially
when there are children in the family. Consequently, there are few options for
those who wish to be free from marriage by choosing not to marry at all.
Likewise, there are no options for non-heterosexual unions as article 8 of the
Family Law stipulates that ‘marriage shall be undertaken between a single male
and a single female’ (CEDAW 2002: 34). As I discuss below, the heterosexual
family has been the basic unit of North Korean society and those that reject this
family are regarded as antisocial and abnormal.
Family
In addition to the legislation pertaining to marriage, divorce, and gender equality,
the Labour Law, promulgated on 24 June 1946, was also premised on the
importance of protecting the integrity of the family. This law includes special
stipulations for the protection of children and mothers, prohibiting them from
‘toilsome or harmful labour’, in addition to the basic clauses for an eight-hour
workday, paid vacations, and equal pay for equal work. The clauses specific to
women provide paid maternity leave for 35 days before and 42 days after
delivery, extended to 60 days before and 90 days after delivery in 1986 (Jung 2006:
750); lighter work for expectant mothers beginning in the sixth month of
pregnancy; and nursing breaks for thirty minutes twice a day for women with
children under a year old (Pak 1989: 416–418). The law also prohibits pregnant
and nursing women from working overtime at night. Maternity was carefully
protected and indeed fostered since women were expected to work while also
embracing motherhood. For instance, the government grants ‘special favours’ to
families with twins, triplets, and quadruplets, supplying them with free clothes,
blankets, milk goods, and other necessities until the children reach school age
(CEDAW 2002: 26).
While a number of studies have conflated North Korea’s authoritarian politics
with patriarchy, a closer look at family dynamics in contemporary North Korean
society challenges any easy equation between familism (that is, family-centrism)
and patriarchy, no matter how hierarchical relations are between family
members. Patriarchy can be defined as men’s domination over women and the
older generations’ domination over the younger generations in a hierarchy of age
and gender for the purposes of maintaining family lineage through the male line
of descent. North Korea, however, does not entirely fit this model, despite its
hierarchical organization of society. Extended family and kinship networks do
not play a significant social role; the head of household need not be male; and
gender roles are not as rigid since women have come to occupy positions that
were traditionally reserved for men, even in the military. In fact, a high
proportion of households were headed by women in the aftermath of the Korean
War, as many of them were widowed (M.W. Lee 1976: 79).
Much of the changes in North Korean family structure and marriage practices
can be attributed to the incorporation of socialist principles, which in many
instances directly challenged the core principles of patriarchy as shown in the
following table.
Certainly, reality on the ground is far from the ideal principles embodied by
socialism. Multi-generational households still make up 20 per cent of North
Korean society (Pak 2003: 62). In the predominant conceptualization of the family,
the male head of household is still seen as the ‘master’ of the family, whom wives
obey as they perform fixed gender roles – taking on most, if not all, childcare and
household chores (Pak 2003: 122). Despite the principle of freedom of divorce, it is
prohibitively difficult. Moreover, the expectation that the eldest son will take care
of his parents in old age reportedly continues to some degree since men generally
earn more than women. The practice of performing ancestral rites also seems to
have been maintained, although in simpler fashion.
Hierarchy Equality
Extended family Nuclear family
Familism Collectivism
Marriage as union of two families; thus, Individual freedom of marriage and
no divorce divorce
Family as unit of production Family as unit of consumption
Male domination over women Gender equality
Father-son relations Spousal relations
Source: Adapted from Pak, Hyo˘n-so˘n (2003)
Despite the continuities in some aspects of the patriarchal family, the turn
toward nuclear families freed women from serving multiple generations in one
family as they were encouraged to work outside the home in service of the nation
rather than the extended family. Acute labour shortages after the devastation of
the Korean War prompted the government to decree greater female participation
in the workforce. The unemployed were given only 300 grams of food a day
through the public distribution system as opposed to the 700 grams for the fully
employed, and large investments went into public childcare facilities to
incentivize women to work (Yun 1991: 104–105). The hojŏk (household registry
system), which required a male head of household, was eliminated with the
introduction of the citizen registration card on 9 August 1946, thereby breaking
down patriarchal kinship ties (Yun 1991: 76). South Korea did not abolish the
household-head system until 2005.
While the roles of mother and wife were still considered important, these roles
were not meant to be limited to individual domestic concerns but expanded to
take care of society in the spirit of collectivism (S. Kim 2010). Although filial piety
was still lauded as a ‘beautiful custom’ to be preserved as part of a distinctly
Korean cultural heritage, socialist youths were urged to stop blindly obeying their
elders. The generational hierarchies that once existed in traditional patriarchal
households, especially manifested in the conflict between the mother-in-law and
daughter-in-law, were replaced by an emphasis on the importance of a
harmonious collective life, fostered through pressure exerted by groups such as
the Women’s Union. Mothers-in-law in multi-generational families were often
reported to be helpful with household chores and childcare while their daughters-
in-law worked outside the home (M.W. Lee 1976: 83). Furthermore, families
tended to have closer relationships with the maternal side than the paternal side
of the family (Pak 2003: 259). While relations with the paternal side often
involved material and practical support when they were in close proximity,
relations with the maternal side of the family involved both material and
emotional support, regardless of geographical distance, thus challenging the
patriarchal emphasis on father-son relations (Pak 2003: 259).
Most importantly, the national collective took precedence over the family, and
familism was frowned upon as selfish. The kind of familism that was pervasive in
traditional patriarchal families was made obsolete with the elimination of
property inheritance, which had formed the economic basis for maintaining large
extended families. The strong kinship networks sustained by members of the
landholding yangban (scholar-official) élite were dispersed early on since such
families were tainted as former landlords. Many of them fled to the South shortly
after the land reform in 1946 or were relocated to other villages to sever them
from their power base. The peasants who took up leadership positions, replacing
the former landlords and local élites, lacked the yangban custom of maintaining
detailed genealogical records or holding elaborate ancestor-worship rituals. As a
result, immediate family relations may be close and simple ancestral rites for
parents or grandparents may be performed, but traditional patriarchy involving
extended family clans has been superseded in North Korea.
Nonetheless, no legislation or political campaign in North Korea ever
denounced tradition or Confucianism per se, as in other socialist revolutions
where the traditional family was branded as the source of women’s oppression
and condemned as counter-revolutionary (as in China’s Cultural Revolution).
Rather than the family being held responsible for women’s subjugation, the
family came to symbolize the Korean nation. As postcolonial studies have shown
in other contexts, women in colonial societies were often seen to embody the
nation, with special weight placed on family and gender roles in the construction
of a national identity (Chatterjee 1993). North Korea’s Marxist-influenced official
discourse targeted ‘feudal and colonial remnants’, and ‘feudal relations’ between
men and women, but not tradition. The Gender Equality Law, for example,
outlawed concubinage, early marriage, and prostitution as feudal and colonial
practices, but nowhere was there any reference to Confucian tradition or the
family as a source of social ills.
The state maintained and built on the importance of the family as the building
block of North Korean communism (Armstrong 2003: 94–98). Article 23 of the
first North Korean Constitution of 1948 stipulated that ‘marriage and the family
are under the protection of the state’. Almost a quarter of a century later, the
revised 1972 Socialist Constitution again reiterated the importance of the family
by stating that ‘the state pays great attention to consolidating the family, the cell
(sep’o) of society’ (Yun 1991: 81). In lieu of the patriarchal family, the nuclear
family became the basic ‘cell’ of North Korean society, and the leader’s family
was exalted as the model family. The founding leader of North Korea, Kim Il
Sung (1912–1994), and his nuclear family, consisting of Kim Jong Suk (1917–
1949), his wife and comrade-in-arms during the anticolonial struggle of the 1930s,
and their son Kim Jong Il (1941–2011), are often referred to as the ‘Three Generals
of Mount Paektu’ in reference to the highest mountain on the Korean Peninsula
bordering China. Long considered a sacred mountain by Koreans as the place of
their ancestral origins, North Korea today venerates Mount Paektu as the heroic
site of Kim Il Sung’s anticolonial guerrilla struggle and Kim Jong Il’s birthplace.
The dynastic succession of the leader from Kim Il Sung to his son, Kim Jong Il,
and most recently to the grandson, Kim Jong Un (1983–), presents a markedly
patrilineal model of politics. In this regard, practices which jeopardized the
family unit, including the open expression of sexuality or divorce, were thus
strictly limited as a threat to the nation itself.
Sexuality
Given the significance of marriage and family in North Korean society, it is easy
to see why sexuality has become so austere – at least in official discourse. Not
only are other concerns, such as national security and food insecurity, major
preoccupations for a politically-isolated country with an ailing economy, but the
normative value placed on the nuclear family as the basic unit of society
officially limits the expression of sexuality to the reproduction of future
generations within the confines of heterosexual marriage. Reproduction for the
purposes of population growth has been particularly important because North
Korea’s population has stood at less than half of South Korea’s since 1945, an
imbalance that was further exacerbated by the Korean War, which killed 12 to 15
per cent of North Korea’s population (Halliday 1985: 47). Like other industrialized
societies, however, there has been a steady decline in the fertility rate despite
policies promoting population growth – the average number of children per
woman decreased from 6.5 in 1966 to 2.5 in 1988 (Jung 2006: 754).
The official promotion of reproduction notwithstanding, one must therefore
assume that there is much that goes on behind closed doors whether in non-
reproductive sexual practices or methods of birth control. Officially, family
planning, including contraceptives and abortions, are available with a doctor’s
prescription through the public health system, but the extent to which they are
readily accessible remains unclear. According to one survey, more than 60 per
cent of North Korean women used contraceptives, mainly the intrauterine device
(CEDAW 2005b: 8). However, by North Korea’s own admission, abortion is
restricted, only available in cases of medical complications (‘disease’ or
‘deformity’) or unwed ‘illegal’ pregnancies (CEDAW 2002: 27). There are
reportedly no restrictions to women’s access to family planning services to decide
on the number and spacing of children, but the language presumes the use of
contraceptives within a family for the purposes of family planning (CEDAW
2002: 28). Similarly, a form of sex education is provided in secondary schools, as
students are taught human anatomy, but the burden is on girls to attend
additional lectures between the third and sixth grades on ‘female physiology’ and
‘common knowledge of female menstruation and nursing of children’ (CEDAW
2005a: 16). Family planning and reproductive health policies therefore target
women in order to prevent ‘illegal abortion and premature pregnancy’, limiting
sexual practices to the confines of marriage (CEDAW 2005a: 17).
Although little is known about North Korean sexual practices, some
information can be gleaned from North Korean refugees and defectors with the
caveat that they represent a self-selected group of those who chose to leave North
Korea, overwhelmingly from the border regions of North Hamgyŏng Province.
They are often paid for their interviews, which leads to incentives to embellish
their stories. On the surface, the stories gathered in the twenty-first century are
surprisingly similar to the statements offered in the 1970s, leading one journalist
to conclude, for example, that ‘the country doesn’t have a dating culture. Many
marriages are still arranged … Couples are not supposed to make any public
displays of affection… [and] there is no premarital sex’ (Demick 2009: 80).
However, the reportage betrays hidden realities between the lines. For example,
out of the six main personalities featured in Barbara Demick’s book on North
Korea, three of them either have family members who divorced or had divorced
themselves. One of the more rebellious sons had lived out of wedlock with an
older woman (Demick 2009: 144) and the book itself revolves around the
blossoming love affair between a young couple who manage to find time to date
in the cover of night with the blackouts that became a regular feature of everyday
life during the period of famine and economic collapse referred to as the
‘Arduous March’ (officially 1996–1997, but in reality 1994–1998). The famine and
the subsequent disintegration of the family apparently weakened strict sexual
norms with increases in extramarital relations, unwed pregnancies, abortions,
and divorces (Jung 2006: 756).
Moreover, in a rare survey of North Korean refugees about their sex lives,
husbands on average were shown to be satisfied with their sex life, while wives
generally answered that they had no thoughts on the matter or did not know
(Pak 2003: 332). The only woman to express overt dissatisfaction was a woman in
her mid-thirties with a college degree in a professional occupation. While most
were embarrassed to speak about sex, the fact that an educated, professional
woman was the only one to speak up suggests the extent to which much of the
data coming from refugee testimony is skewed. Predictably, the vast majority of
refugees tend to come from the border regions, having lived their lives in the
periphery as low-level workers. Their views and experiences are coloured by
their lack of access to the relatively more cosmopolitan surroundings of places
like Pyongyang, whose residents might have seen love affairs displayed on the
silver screen or read about them in translated works such as Gone with the Wind
(Demick 2009: 190). While the vast majority of films and literature are didactic in
nature, some incorporate popular genres of entertainment such as science fiction
and romance, including films such as Pulgasari (Shin 1985) about a creature
resembling Godzilla, and Love, Love, My Love (Shin 1984). Based on the popular
folktale of a beautiful courtesan of the Chosŏn Dynasty named Ch’unhyang,
Love, Love, My Love featured heretofore unprecedented themes of romance and
sexuality (H. Lee 2000: 89). Since 1987, the Pyongyang Film Festival has provided
its residents with the opportunity to watch foreign films, and the state-run
television stations also show films from the former Soviet bloc at least once a
week (Schŏnherr 2011).
Without a focused study on North Korean sexual practices and experiences,
however, it is difficult to make any conclusive assessments about sexuality in
North Korea. What is clear is that sexuality is no more difficult to discipline than
other facets of life. Young people are encouraged to marry later in life, while
public displays of affection are restrained. There are no acknowledgments of or
provisions for homosexual relationships or transgendered identities. There seems
to be very little awareness at all of any diversity in sexual orientation or identity,
as one North Korean refugee claimed that he did not understand why he felt no
desire for his wife for the nine years he was married until, after settling in South
Korea, he saw a photograph of two men kissing, which ‘sent thrills throughout
[his] body’ and he finally recognized his homosexuality (Chu 2004). Despite the
limited forms of sexuality, there is little evidence of social issues that arise in
other parts of the world, such as escalating rates of sexually transmitted diseases,
teenage pregnancies, unwed mothers, or illegal abortions. No doubt such
instances do exist (as intimated by more recent problems of prostitution and
trafficking discussed below), but widespread occurrences would be difficult to
hide, especially with the increases in the volume of visitors to the country in the
form of aid workers and tourists. Rather than the ‘repression’ of sexuality, I have
therefore inquired into the origins and mechanisms of the kind of puritan
sexuality that has come to dominate North Korean society.
A lasting factor has been the history of colonisation. Postcolonial societies in
both the North and South have been plagued by the legacies of Japanese
imperialism which simultaneously combined discriminatory policies targeting
colonized women to serve as sexual slaves (so-called comfort women) for the
Japanese Imperial Army while propounding the equality of all imperial subjects
through a form of pan-Asianism in the call for the Greater East Asia Co-
Prosperity Sphere. The result in North Korea has been an obsession with purity
and a homogeneous national identity to expel the traumatic memory of
discrimination and sexualized violence. In so far as Japanese domination of Korea
– whether in the loss of sovereignty or the systematic rape of ‘comfort women’ –
was thought to be the direct result of the lack of a strong state that could protect
its independence and its people’s physical integrity, the state is now presented as
the protector and guardian of sexuality and national identity. As noted above, the
Gender Equality Law voided all Japanese imperial laws and regulations
pertaining to Korean women, proceeding to define how marriage, family, and
sexuality would be construed in a new Korea.
Many communist states have attempted to solve the ‘woman question’ by
enabling women to work outside the home and claim independence from male
breadwinners. Sex would no longer be a commodity to be sold by destitute
women nor would it be a form of servitude by women in wealthy families for the
reproduction of heirs to pass on the inheritance. Guaranteed a basic minimum
standard of living, women (and men) would now be able to choose their partners
according to their true sentiments rather than for survival. North Korea was no
different, as women were encouraged to join the workforce. By 1965,
approximately 55 per cent of the workforce was made up of women (Jung 2006:
750). Social services and maternity benefits for women were accordingly
expanded. Children were provided eleven years of free mandatory education;
there were free childcare centres for infants between thirty days and three years
old, and kindergartens for children of ages four to five; and women were
provided five months of paid maternity leave (Pak 2003: 151–152). Even among
disaffected North Koreans who have chosen to leave the country, free education
and medical care have been regarded favourably as the greatest achievements of
state socialism in North Korea.
Still, the family was maintained as a social unit in which women were the
main caretakers. Despite major strides enabling women to be economically
independent and politically active, it remained largely women’s duty to take care
of children and housework. North Korean women have the double burden of
working outside the home while being in charge of domestic chores. Even with
the socialization of childcare, the sexual division of labour has been difficult to
overturn because gender roles within the family were reproduced in public
institutions. Public canteens, laundries, orphanages and childcare centres were
run by women who were often referred to as ‘mothers’ (S.-Y. Kim 1947: 55).
Moreover, gender segregation in labour sidestepped the principle of equal pay
for equal work, since women usually worked in occupations with lower pay: the
service sector, light industries, primary school teaching, and nursing. Men
dominated the higher-paid occupations in mining and heavy industries, taking
the jobs with the highest status as managers, university professors, and doctors
(Yun 1991: 203). In the 1970s, 70 per cent of women’s employment was
concentrated in the light industries (Jung 2006: 751), and women continue to
make up 70 per cent of workers in the light industries, 86 per cent of school
teachers, and 100 per cent of nurses (K.A. Park 2011: 163). North Korea claims to
have put in place a quota of over 30 per cent for the proportion of women among
public officials, but women only make up 10 per cent of judges, 10 per cent of top
officials in government ministries, and 20 per cent of representatives to the
people’s assemblies at all levels (CEDAW 2005a: 6, 9). Despite the claim to gender
equality, North Korean discourse emphasizes different ‘constitution and ability’
for different types of jobs (CEDAW 2005a: 12) with some work that deals with
‘poisonous matters’ or ‘harmful rays’ or excessive heat, cold, humidity, noise, or
vibration deemed ‘harmful’ for women (CEDAW 2002: 24).
However, in the aftermath of the crises of the 1990s, which dismantled the
public distribution of food and most social services, women became the main
income earners through private trading activities that ranged from peddling food
and household items to providing services such as hair-cutting and needlework
(K.A. Park 2011: 165). As already noted, strict sexual norms weakened, but gender
roles were also undermined as women earned income through black markets
with their relatively greater free time since housewives were not always expected
to work outside the home. Unlike other socialist countries, an unusually high
percentage of married women have chosen to be housewives. In the mid-1980s, 60
to 70 per cent of married women began quitting their jobs after marriage,
although they often continued to work in neighborhood work units without
remuneration (Jung 2006: 752). In contrast to other mass organizations such as the
Socialist Youth League, open to all youths between the ages of 15 and 26, or the
Occupational League for all workers, the Women’s Union – predominantly made
up of housewives – was reportedly less strict about holding its members
accountable for regularly attending its meetings since the organization was not
tied to career advancement (Pak 2003: 280). As a result, housewives were able to
take advantage of market activities, and some women began to question the
sexual division of labour at home, demanding that their husbands share in
domestic chores, while others opted out of marriage altogether (K.A. Park 2011:
171).
Subsequently, the revised 1998 Constitution deleted the clause that the state
shall ‘liberate women from the heavy family chores’, which had been included in
the 1972 Constitution (K.A. Park 2011: 167). The state’s withdrawal from its
commitment to the protection of women’s rights came at the worst time as sexual
trafficking has arguably become the single most pressing problem facing North
Korean women in the border regions. As women look for opportunities to
provide for their families, they are often kidnapped or lured, and sold as
farmhands, restaurant workers, family servants, brides, or sex workers into China
(Jung 2006: 757). The women’s illegal status exposes them to sexual violence,
rape, and confinement without any recourse (Good Friends 2005: 8).
Officially, North Korea disavows instances of trafficking in women or
prostitution in the country, claiming that ‘there is no informal sector in the
DPRK’ (CEDAW 2005a: 8, 12). However, independent research by humanitarian
organizations confirms the existence of prostitution within the country, which
spiked drastically after the onset of food shortages beginning in the mid-1990s.
Women sold sex as a form of bribe to security personnel or in exchange for food
(Good Friends 2005: 7). While the state has more often been viewed as an obstacle
to sexual freedom, especially in places like North Korea, state intervention may
be the only remedy to address the rising problem of trafficking and sexual
violence against women. It is a sobering reminder of the potentially protective
role of the state, rather than simply its intrusiveness, in the realm of sexuality.
Note
* I have used the McCune-Reischauer system for the transliteration of Korean names and terms. All
translations are my own unless otherwise noted. This chapter is a revised version of a chapter included in
the Routledge Handbook of Sexuality Studies in East Asia edited by Vera Mackie and Mark McLelland
(2014).
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Part V
South Korea
20
Trade union movements in South Korea
since 19451
Jooyeon Jeong
Table 20.1 Annual shifts in the number and proportions of employees in various sectors in Korea (in
thousands)
union members that were rank-and-file employees of public corporations,
companies in the transport sector, and in the mining industry was 66.1 percent;
thus, about two-thirds of the unionized workforce were employed in the public
and transport sectors and mining industry, which were heavily intervened by the
state at the end of the pre-industrialization period.
Finally, in parallel with the weakness of the unions in the British agriculture
and fishing industry—there were 10,000 rank-and-file union members from that
industry among a total of 750,000 British union members in 1888 (Clegg, Fox, and
Thompson, 1964: 1), the unions in Korea’s agriculture, forestry, and fishery
industry are unpopular despite that industry having the highest proportion (63.2
percent) of the total Korean workforce in 1963 as shown in Table 20.1.
During the second early (1962–1971) and third mature (1972–1992)
industrialization periods, Korea recorded the rapid industrialization resulting
from the growth in employment in the manufacturing sector. As seen in Table
20.1, between 1963 and 1988, while the total number of employees in Korea grew
by 112.3 percent and that in the agriculture, forestry, and fishery sector fell
considerably by 30.6 percent, there was rapid growth of 640 percent in the
manufacturing sector; 603 percent in the transport, warehouse, and
communication sector; 412 percent in the construction sector; and 364.6 percent
in the wholesale, retail, food, and lodgings sector. Accordingly, in 1988, the
highest proportion of all Korean employees was in the manufacturing sector (27.7
percent), followed by the retail, wholesale, food, and lodgings sector (21.6
percent) and the agriculture, forestry, and fishery sector (20.6 percent) (Table
20.1).
However, we should note that the types of manufacturing industries that led to
job creation in the Korean labor market, and thus occupied relatively large
proportions of the national rank-and-file employees, differed between the early
and mature industrialization periods. The national industrialization during the
second early industrialization period (1962–1971) was chiefly led by the growth of
light manufacturing industries such as the female-dominated textile (84.2 percent
of females among all rank-and-file employees in 1971; Textile Union, 2004: 260),
chemical (38.1 percent in 1971; Chemical Union, 1987: 151), and electronics
industries. In contrast, during the third mature industrialization period (1972–
1992), the growth of maledominated heavy manufacturing industries—machinery,
automotive supply and assembly, and ship building—led the Korean
industrialization. Accordingly, the Metal Union’s share of the total
manufacturing union membership, excluding the Mining Union, grew rapidly
from 12.7 percent (= 5,336 / [58,385 – 16,446] × 100) in 1962, to 21.2 percent in
1972, to 26.1 percent in 1986, and to 51.5 percent in 1989 (Table 20.2). In contrast,
the share of rank-and-file union members of the four public corporations in the
public sector—railway, electricity, post office, and ginseng and tobacco—and the
transport sector, respectively, fell from 23.2 percent and 34.5 percent in 1962 to 4.7
percent and 19.4 percent in 1989 (Table 20.2).
During the fourth period of sluggish economic growth and economic crisis
calling for the intervention of IMF (International Monetary Fund) for avoiding
the national bankruptcy in 1997 (1993–1998), the size of the workforce in the
manufacturing sector and its proportion of the overall national workforce shrank
from a maximum of 4,986,000 and 26.2 percent in 1992 to 3,917,000 and 19.6
percent in 1998 (KLI, 2013: 24). As Table 20.1 shows, the proportion of employees
in Korea’s manufacturing sector fell from 27.7 percent in 1988 to 23.6 percent in
1995, while the proportion in the wholesale, retail, food, and lodgings sector
grew. In addition, the size of the manufacturing sector’s union membership and
its proportion of national union membership fell considerably during this period,
as seen in Table 20.2, from 914,114 and 48.2 percent in 1989 to 479,732 and 34.2
percent in 1998. In particular, the disadvantageous economic environment during
the fourth period damaged the organizational bases of union membership in the
light manufacturing industries more seriously than those in the heavy
manufacturing industries as shown by the rapid declines in the textile union
membership from 1989 to 1998
Case 1, part (a): Low union security and unstable union organizational
bases
Table 20.3 Annual sizes of union membership (in thousands) and <numbers> of enterprise unions in
Chemical Union and its major industrial branches
Table 20.4 Annual wage growth rates bargained for in the chemical industries
Case 2, part (a): High union security and stable union organizational
bases
High union security and stable union organizational bases in city bus unions
generated strong bargaining capacity and dispute leverage. During the last five
decades, city bus unions have retained the regional collective bargaining
structure in which regional unions and their regional employer associations
bargain and determine wages and other working conditions for all rank-and-file
employees in their affiliated bus companies in the regions. For example,
bargaining agreements over wages and other working conditions were separately
reached in six large cities, namely Seoul, Pusan, Incheon, Daegu, Kwangju, and
Daejeon. These centralized regional wage bargaining agreements achieved by the
regional city bus unions won 11 percent growth rates in Seoul and Pusan, 25.6
percent in Incheon, 12 percent in Daegu, 25 percent in Kwangju, and 20.5 percent
in Daejeon in 1987 (Auto Transport Union, 2003: 289).
Leaders of the city bus branch of the Auto Transport Union were always
involved in loose coordination in the determination of annual wage growth rates
among six cities in the regional wage bargaining.
What, then, were the industrial relations outcomes of the centralized regional
wage bargaining structure in the city bus unions of Auto Transport Union?
Above all, the centralized wage bargaining structure and loose coordination
succeeded in generating similar wage levels in six cities. For example, the average
wage level in city bus companies in Seoul during 1998 was 1,506,842 won, in
comparison with 1,493,016 won (99 percent of the wage level in Seoul) in Daegu
and 1,422,893 won (94.4 percent of the wage level in Seoul) while in 2013 the
similar wage levels remained constant, respectively 1,910,507 won, 1,934,826 won
(101.2 percent of the wage level in Seoul), and 1,724,598 won (90.2 percent of the
wage level in Seoul) (ibid.: 417). In addition, wage levels at city bus companies in
all cities stayed at similar levels under the city-level bargaining structure. In
contrast to dissimilar wage levels between SMEs and LEs within several chemical
industries as shown above, the similar wage levels across city bus companies
within and among cities is a surprising bargaining outcome. Such bargaining
outcomes of similar wage levels helped to enhance solidarity among rank-and-
file employees in city bus companies and thus maintained their high credibility
and commitment to their unions. In addition, the centralized regional bargaining
structure enabled numerous enterprise unions in city bus companies to respond
collectively at the city level to several issues of concerns commonly faced by
those unions, and thus helped to enhance the bargaining power through the
formidable threat of strikes that would paralyze the normal operation of the city
buses, a major public transportation system.
Table 20.5 Union membership in the Auto Transport Union and its city bus branch
On the basis of stable union security and organizational bases in city bus
branch in the Auto Transport Union, the centralized bargaining structure also
allowed them to conduct vigorous policy activities to meet the demands of the
workers; that activity relied on political lobbying to call for the building and
implementing of policies by the relevant government agency, usually, the
Ministry of Construction and Transportation. This shows that the mode of
dealing with broader bargaining issues beyond the enterprise level through a
centralized regional, industrial, and national bargaining structure, as observed in
Germany and Sweden (Bean, 1994), also occurred in the Korean city bus unions.
During the periods from 1987 to 1989, from 1990 to 1996, and from 1997 to 2002,
the demands raised by city bus branches of the Auto Transport Union included
several complaints of bus drivers, such as (i) in 1987 and 1992, suggestions for
relevant policies to deal with unexpected problems of individual wage losses for
city bus drivers resulting from traffic accidents, (ii) in 1996 and 2002, demands for
compulsory purchase of aggregate insurance by bus companies to deal with the
problem of several types of wage losses for bus drivers mentioned in (i), (iii) in
1987, demands calling for lengthening excessively short time intervals between
buses in operation which increased the possibilities of traffic accidents, (iv) in
1992 and 2001, reforms for reducing long working hours of bus drivers, and (v)
calls for prohibiting the employment of nonstandard or irregular bus drivers in
city bus companies in order to guarantee stable jobs for regular rank-and-file
drivers in 1998 (Auto Transport Union, 2003: 274–282, 315–326, 378–398). Even
though all these policy activities of the Auto Transport Union failed to always
generate the desired policy outcomes, some of them did succeed in building and
implementing relevant policies.
Case 3, part (a): High union security and stable union organizational
bases but varying across firms
In the auto industry, all of the enterprise unions in Table 20.6 showed a growth in
bargaining capacity from 1987 to 1993, followed by a noticeable decline from 1998
to 2013. During the first period, enterprise unions were able to call aggressively
for considerable improvements in wage levels and working conditions and
actually achieved considerable progress. For example, the annual bargaining by
union H in 1987, 1988, and 1989 gained significant growth in wages and
improvements in working conditions: the 1989 agreement included 79,260 won in
growth, 600 percent monthly bonuses, increases in family allowances, an increase
in rest time, increases in paid national and family holidays, increases in paid
holidays for female rank-and-file employees, and increases in long-service and
hazard allowances (Union H, 2009: 82). In addition, that union was also involved
in several coalitions with other newly formed enterprise unions in H-chaebol
companies in a struggle against the owning family of H-chaebol, which was
exhibiting authoritarian attitudes towards new unions. It finally formed the
Union Association in H-Group to coordinate the separate bargaining and strike
activities of individual enterprise unions in H-chaebol firms in 1987 because the
major managerial decisions in those firms were all being made by the owning
family (ibid.: 86–91).Given the unprecedented boom in the auto assembly indus
try in the late 1980s, the owning family exhibited a managerial style of
reluctantly recognizing the union presence while maintaining an adversarial
posture.
In comparison with the case of enterprise union H, enterprise union K faced a
different business environment and management style from its managers. Firm K
was not owned by one family but maintained a separation of management and
ownership. As a result, most of the financial fund in that firm was collected in
the security market while a small portion of the firm’s equity— 6.98 percent at the
end of 1996—was owned by its employees (Hahm, 2013: 54). Due to the relatively
loose managerial control of the firm, its top managers showed a relatively
cooperative management style, accommodating the militant union K. However,
firm K experienced bankruptcy due to its deteriorated business performance after
the 1997 Asian Financial Crisis and was finally sold to firm H in 1998.
Table 20.7 Annual wage growth rates achieved in firm K during the period of its declining bargaining
capacities
The advent of unfavorable economic and firm business environments after the
1997 Asian Financial Crisis damaged the bargaining capacities of the enterprise
unions in the metal industry but to different extents across firms. For example,
the annual wage growth rates achieved in firm K showed a wage freeze in 1998
but positive rates from 1999 to 2005 (Table 20.7). This can be mainly explained by
(i) firm-specific factors as the bankrupt firm K was merged into firm H in 1998
while the new mother firm H adopted an accommodative labor control policy
until 2005 and (ii) the improved business performance of the Korean auto
assembly industry. However, the opposite business performance and the
adversarial labor control policy of firm H after 2006 led to a decline in annual
wage growths achieved after 2006. After the outbreak of the crisis, enterprise
unions in firms S and T also faced managerial demands for considerable
concessions such as wage freezes and cuts and the removal of some favorable
working conditions that had been agreed to through collective bargaining before
the crisis.
In the face of the unfavorable economic and firm business environment after
the 1997 Asian Financial Crisis, the main stance of the auto industry’s enterprise
unions in collective bargaining shifted from offensive to defensive as they tried to
defend the job security of rank-and-file employees. However, the enterprise
unions possessed different degrees of regulatory power to interfere in unilateral
managerial decisions regarding such job security. For example, firms’ policies in
hiring irregular and part-time workers, the transfer of jobs from unionized
workers to unorganized workers in subcontracting firms, and massive dismissals
could clearly undermine and threaten the employment security and working
conditions of unionized full-time workers. The bargaining agreement achieved by
union H succeeded in prohibiting the hiring of both irregular workers and
workers in subcontracting firms without union consent. In contrast, the
bargaining agreements made by union D did not impose such binding and
regulatory clauses on the unilateral decisions regarding the hiring of additional
irregular, part-time, and subcontracted workers and thus that union possessed
weaker regulatory bargaining power.
The bargaining agreement reached by union A also successfully prohibited
massive dismissals unilaterally led by employers while requiring its managers to
make sincere efforts to avoid dismissals by shifting workers among workplaces,
not hiring new workers, and providing education and training. In contrast, union
D had a weaker regulatory voice when it came to massive dismissals; if its
managers decided on a curtailment of production leading to massive dismissals,
its bargaining agreement required them only to give prior notice to the union.
Finally, enterprise unions S and T had the weakest regulatory voices, as their
bargaining agreements did not have any regulatory bargaining clauses dealing
with unilateral managerial decisions over the job security of rank-and-file
employees.
Strike leverages in four unions also shifted from an offensive posture to a
defensive one between 1987 and the 2010s. Numerous strikes in the late 1980s and
early 1990s were usually caused by offensive issues involving union demands
over annual wage growth, the improvement of working conditions, and the
elimination of unfair employer-led personnel policies. In contrast, the causes of
strikes after the mid-1990s—and in particular, after the 1997 Asian Financial
Crisis— were typically defensive in nature, such as the aforementioned job
security of rank-and-file employees achieved through the regulation of
employers’ unilateral power to change personnel and work organization policies,
make massive dismissals and transfer jobs. In addition, the frequencies of strikes
and the number of workers participating in them diminished significantly in most
auto LEs during the second period.
Notes
1 This work was supported by the National Research Foundation of Korea Grant funded by the Korean
Government (NRF-2010-411-B00028).
2 For detailed expositions of these two critical arguments that appear in this chapter, refer to four recent
works of the author (Jeong 2003, 2005, 2007, and 2011).
3 The author intensively collected various sources of data regarding unions and industrial relations in the
chemical industry between 2002 and 2004, from crucial annual activity reports of the Chemical Union,
historical documents such as Chemical Union 1987 and 2004, and interviews with leaders of the
Chemical Union in preparation for a book (Jeong, 2007: 44). The data and information were updated with
more recent annual activity reports.
4 Data on unions and industrial relations in the Auto Transport Union and its city bus branch were initially
collected in 1998 through annual activity reports and interviews with union leaders in preparation for a
previous paper (Jeong, 2001: 60). The author also led a research team that wrote a historical document
about the union (Auto Transport Union, 2003), which gave him easy access to various data on the union
and enabled him to interview several union leaders in 2000 and 2001. More recent data were gathered
through the collection of a more recent historical document (Auto Transport Union, 2013) and more of
the union’s annual activity reports.
5 The author had several chances to collect data on unions and industrial relations among enterprise unions
in the metal industry in the 2000s through the collection of annual activity reports and historical
documents (Union H, 2009) and interviews with union leaders in preparation of a previous paper (Jeong,
2005) and book (Jeong, 2007). Recent data were collected similarly and through the supervision of
master’s dissertations written by two union leaders in auto assembly firms H and K (Lee, 2011; Hahm,
2013).
6 Jeong (2007) provides detailed descriptions of this emulation in both blue-collar enterprise union
formation in numerous chaebol metal LEs (pp. 92–96) and SMEs in the manufacturing industry (pp. 96–
98) and white-collar enterprise unions in secondary financial firms (pp. 98–101) from 1987 to 1990.
References
Introduction
Economic miracles are few and far between in modern human history, suggesting
that world economic affairs have persistently upheld a biased division between a
few haves and a majority have-nots. Over the post-World War years, the Cold
War, an era of freer trade, and US hegemony, only eight countries have
successfully ascended to the status of what the IMF calls ‘developed’ (i.e.
countries exhibiting full political independence with a highly developed
infrastructure, health care facilities, education, culture, strong middle class, and
affluence as measured by national and per capita GDP). These countries are Israel
in the Middle East; South Korea (hereafter, Korea), Taiwan, Hong Kong, and
Singapore in East Asia; and the Czech Republic, Slovakia, and Slovenia in the
former Soviet bloc. In this short list of newly developed countries (two of them
being city-states), only four are non-European, adding further bleakness to the
already gloomy picture of north-south inequality.
Among the four so-called East Asian tigers, Korea stands out because it is the
only non-Chinese country without prolonged interaction with European colonial
forces. Hong Kong and Singapore were modernised by the British colonial
administration, whereas Taiwan was first exposed to Portuguese and Dutch
colonial, or long distance, explorers. Furthermore, while Korea has survived a
massive civil war with North Korea, Taiwan, Hong Kong, and Singapore have not
fought any major wars during the postwar years. In addition, Korea is not a
territorial part of China, whereas Hong Kong and Taiwan are under the constant
threat of being annexed to the socialist regime. In fact, Korea has maintained that
it plans to unify the peninsula in tandem with the expected collapse of the
North’s communist rule. In contrast to Singapore, Korea is a fully democratised
country that has faithfully conformed to the Lipsetian rule of democratisation
through economic affluence, whereby we see a correlation between
democratisation and economic growth. With regards to economic growth,
Korea’s GDP per capita was just around twice that of Sub-Saharan Africa in 1960,
but almost 24 times as high in 2005 (Pillay 2010). Finally, Korea underwent a long
period of military dictatorship between 1961 and 1987 after Japanese colonial rule
of a similar length (1910–1945). This pattern cannot be found in Hong Kong,
Singapore, or Taiwan, where civilian dictatorship or UK-style colonial
administration had been the norm.
Having explained in detail the four elements of the Korean economic miracle, we
now present our understanding of how the Korean economic institution achieved
this miracle underpinned by the mafia state, the chaebŏl, an organisational
culture of credible threats, and a miraculous record of technological and
institutional innovation. The purpose of this explanation is not only to produce
some generalisations, but also to help readers understand the Korean case for a
broader interpretation of global capitalism since the 1500s.
The central concept we employ is rentsharing, or state-business relations that
produce rent and concomitantly institutionalise the way rent is distributed
between them. In other words, rentsharing will explain why these four elements
surfaced in Korea but not in other developing countries during the postwar years.
The concept is particularly useful for this chapter because other competing
concepts that attempt to explain the Korean miracle, such as the free market,
crony capitalism with rentseeking behaviour, authority structures, institutions
(including transaction cost economics, failure of rationality and rational choice
institutions, legitimacy and organisational isomorphism, endogenous institutional
bases and outcomes of great transformations, and ideational factors of interest-
based politics), and the developmental state, have neglected its dominant
presence in Korean political economy. All these competing concepts can explain
one or two elements of the miracle, but are unable to identify or explain all four,
thus suggesting a lack of understanding rather than of explanations.
All types of capitalist development begin from a state of absence: the absence
of the free market; the absence of freedom of choice; and the absence of private
property protection by the state. Korea’s economic development is no exception.
Throughout the colonial period and the subsequent dictatorship by President
Rhee and the military, private property protection was in the grey. During land
reform during the early 1950s, for example, the state actively destroyed private
ownership of land by a few wealthy cliques, allowing actual land tillers and
peasants to claim ownership. The urban bourgeois class, epitomised by the
chaebŏl families, who owned colon ial properties that Japanese imperialists left
behind after liberation, faced abrupt confiscation by the new state. During the
Rhee regime and military dictatorship, the state’s forced extortion of private
property in exchange for protection was also rampant (Mo and Weingast 2013).
In the absence of institutionalised property protection, despite the fact that
private property has been legitimised, protection still awaits either to be
purchased from the market or institutionalised by the public sector. Throughout
history, private property protection has never been privatised systematically on a
long-term basis. Instead, the birth of the state that officially provides property
protection services for fees (e.g. tax) has been common in most civilised societies
(Weber 2013; North 1993; Konrad and Skaperdas 1997). But before modern politics
was democratised, private property protection by the state has often been carried
out in a predatory manner, reducing the overall welfare of an economic unit.
Some economists argue that predatory means of providing protection to the
private property increases community welfare, although total economic output
will be still lower than capitalist democracies where the state acts as a
representative of voters who are equally divided into property owners and non-
owners (Moselle and Polak 2001). Commitment by threats and fear is always less
productive than commitment by freedom of choice. However, the Korean path to
development overturns this economic view because (a) the Korean predatory or
mafia state not only exceeded growth rates of other developing countries during
the same period, but (b) Korea also continues to use credible threats, such as
incarceration and worker surveillance, in chaebŏl private property protection
despite democratisation and people’s freedom of choice. As we will show in this
chapter, the main thrust of relying on credible threats during and after
development is its unprecedented utility in promoting learning among people and
incremental innovation for sustainable development.
In order to understand the concept of rentsharing, we first propose to compare
it with a more familiar common concept, rentseeking. Unlike creating individual
wealth without adding new wealth to GDP through both legitimate and
illegitimate lobbying (i.e. rentseeking), rentsharing increases both group wealth
(e.g. monopolies) and GDP through extortion (or other illegitimate bribery) to
promote and realise group interests. How this works is rather simple. Typical
predatory states that maximise extortion (i.e. rentseeking) would abandon one
community for another when state revenues run out. If a new community they
can conquer and extort money from has a bigger revenue basis than the previous
one, they would abandon the latter for the former (e.g. migratory predatory
states). They can also expand their territory to a new community (e.g.
imperialistic states). If such options are absent, as in the Korean mafia state, the
only possibility of sustaining the mafia state on a long-term basis without drying
up its revenue basis is through endogenous GDP growth. If this were not possible,
as was the case of the Rhee regime, the predatory state would be supplanted by
another one via military coup (e.g. vicious cycles of coups as in Latin American
and African developing states). The military is the backbone of the predatory
state, which constantly demands more budget than previous fiscal years. If the
system of extortion cannot satisfy this demand, military leaders will organise
coups to overthrow the incumbent government.
The only possibility of raising GDP through rentseeking is increasing both
labour productivity and introducing rapid technological innovation, while also
pursuing monopolies by lobbying the mafia state. In other words, monopolies like
chaebŏls had to create national wealth through both L and T factors and pay off
exponentially growing amounts of extortions to the mafia state. As explained
above, increasing the L factor takes a long time and requires both national and
private-sector education reform. Therefore, the chaebŏl exploited the labour force
while the mafia state banned all forms of company-, industrial-, or national-level
union activities through government labour unions. However, we have also seen
that the chaebŏl could easily ensure T factor growth through Japan and the US,
either under licensing agreements or piracy.
But why did the military junta in 1961 suddenly pursue rentsharing instead of
rentseeking? Where did they spend the money that was extorted from chaebŏls?
Introducing rentsharing, while stopping the vicious cycle of rentseeking and
coups, into the Korean system of development demanded several complicated
processes. First and foremost, endogenous factors loomed large. Both predators
(civilian and military dictators) and property holders (chaebŏl families) had no
trust-based interactions, although they shared experiences and knowledge gained
from Japanese imperialists (i.e. they knew how to operate their organisations
using Japanese institutional norms and complementarities). Due to this lack of
trust between the military and the chaebŏl, the only protection available was to
make chaebŏls too big to collapse, or face punishment by the military.
Diversification using borrowed money from the curb market at an
extraordinarily high interest rate progressed frenetically during the 1970s (E.M.
Kim 1997; Oh 1999). In addition, aligning with foreign (especially Japanese) firms
through technological licensing also made selected chaebŏl firms look legitimate
and strong in the eyes of the military (i.e. mimetic isomorphism). Chaebŏls could
raise productivity rapidly through diversification using Japanese institutional
norms and complementarities, including job rotation, functional versus malleable
skills, and lifetime employment. On a shop-floor level, technological
complementarity was achieved through Japanese-style technological
complementarity (i.e. J equilibrium), whereas on a macro-institutional level,
institutional complementarity was garnered through Japanese-style
complementarity between the state bureaucracy (including banks) and the
chaebŏl. Lack of trust in Korean society, however, made the chaebŏl
fundamentally different from the Japanese keiretsu, as the former intensified
ownership and control concentration despite economic openness through export-
oriented development.
Second, exogenous factors were also critical. Unlike the previous predatory
state led by Rhee, the 1961 military state had experienced devastating modern
warfare and understood that the communist threat from North Korea, China, and
the Soviet Union was credible and real. This means that the military regime in
the South had to be able to compete with the North in terms of equal or better
economic and military power. The Rhee state wrongfully believed that the US
would always help its predatory state with massive military and economic aid,
when in fact the US withdrew its forces from the South right before the war
broke out. With US commitment to South Korean security questionable
throughout the developmental period, the need for a self-subsistent military was
a paramount priority for mafia-state leaders (Mo and Weingast 2013). Therefore,
rentsharing was a far better strategy than outright rentseeking for the new mafia
state to sustain itself, while it also suppressed other smaller groups of violence
that could be mobilised toward another possible coup (e.g. the military, the
police, guerrilla or terrorist groups, and local mafia). The US also understood the
North Korean threat after losing more than 36,000 American lives and began
applying the most favoured nation (MFN) status to South Korea in a similar
fashion as it did to Western Europe and Japan following the Second World War
(Cumings 1984; Woo 1991). Korea began exportled development only after the
war, a timely plan of expansion for the chaebŏl, which copied much of the
exportled developmental strategy of the Japanese keiretsu.
In order to curb other groups of violence from mobilising into another coup,
the military spent extorted money to either co-opt or extinguish them from the
field of violence. The military regime executed leaders of the local mafia who
were closely connected to the Rhee regime, disbanded the entire organisation,
and later co-opted it into its new violence segment under the military and police
control (Porteux 2013). Some key players in the military coup were also removed
from government positions, jailed, or executed, such as Hyung-Wook Kim, a
former KCIA (Korea Central Intelligence Agency) chief. Simultaneously, the
government began spending huge amounts of money to manage the military. The
total military budget during the first military regime remained close to five
percent of GDP, or thirty-one percent of total government expenditure on
average between 1974 and 1987 (Ministry of National Defense 2013). This may
offer just a glimpse as to how much illicit money the military may have raised
and spent during the same period for their own corporatist benefits and perks.
Miraculously, rentsharing in Korea worked as a combination of Japanese
institutional norms and complementarities, lack of trust (or credible
commitment), chaebŏl’s own pursuit of growth through diversification,
technology/productivity assistance from Japan and the US, and exportled
developmental strategies at the behest corporate buyers, and consumers to
blockade communism from the Korean Peninsula. The winners of Korean style
rentsharing were the military rulers, government bureaucrats, chaebŏl families,
chaebŏl professional managers, chaebŏl subcontractors, exporters, and rich,
government-subsidised farmers; the losers were the peasants, urban workers, pro-
democracy fighters, and labour union organisers who were massacred by state
forces on 19 April 1960 (April Revolution), 16 October 1979, and 18 May 1980
(Gwangju Massacre), to list a few.
Rentsharing can be easily explained in economic terms, but understanding it
requires different levels of cognitive and intellectual strength. Indeed, Korean
rentsharing has not always been negative. We see that it took the same path as
that of European-style development and modernisation, which required
upheavals in order to establish the successful political economic regime of
capitalist democracy (Lie 2004).
Conclusion
Glossary
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22
Democratization in South Korea
South Korea was one of the great anomalies of the twentieth century. During the
period after World War II, dozens of new states in Asia and Africa gained their
independence from colonialism. Many of them aspired to achieve rapid economic
development and a workable form of democratic government. But by the end of
the twentieth century, despite expansive American involvement in many cases,
the vast majority of the post-colonial world continued to live in relative poverty,
with less than a handful of states enjoying stable democracy. What made South
Korea different? Why did it ultimately achieve a stable democratic government
when so many other new states faced with similar circumstances failed?
No one factor can answer these questions completely. In fact the process of
democratization in South Korea during the years between 1945, when Korea was
liberated from Japanese colonialism, and 1987, when South Korea’s military
government agreed to step aside and allow free elections, was a complex one
with a wide variety of different contributing factors. Nevertheless, there are
certain features of South Korea’s history during this period that undoubtedly
played a critical role in shaping the process. This essay examines the most
important of these: the role of the United States, rapid economic development,
and South Korean agency. It considers the importance of each of these three
factors while offering a basic narrative of the key historical developments in
South Korea’s democratization.
Most of the existing literature on democratization in South Korea has taken a
somewhat different approach. It has tended to put less emphasis on the role of
outside actors and greater emphasis on the role of domestic forces. In particular,
it has emphasized how different groups such as workers, women or ordinary
people influenced or were influenced by South Korea’s democratic
transformation (Armstrong 2006; Oh 1999; Shin 2014; S. Kim 2003). Much of this
literature has primarily seen democratization as a sort of ground-up process
driven primarily by the people. The United States is often viewed as a
counterproductive force that hindered the emergence of South Korean
democracy. But there are limitations to this approach. Korea did not have any
democratic tradition before it was liberated from Japan in 1945, and Koreans had
limited experience with democratic institutions. While it is argued here that
Koreans struggled valiantly to turn their country into a democracy, the overall
process cannot be understood without looking at a combination of internal and
external factors and understanding the role Americans played in introducing
democratic ideas and concepts.
First, however, it is important to explain what is meant by democracy in this
essay. I have generally used the term as a shorthand, not for simple one-person,
one-vote democracy, but for what might be called liberal democracy. Liberal
democracy does not simply mean one-person, one-vote majority rule. Rather it is
a form of democracy that is based on liberal principles including respect for the
civil liberties of both the majority and the minority and equality before the law.
Elections are free, fair and openly contested by candidates representing genuinely
different positions on key issues (Zakaria 2003: 17). This was the kind of
democracy that South Koreans came to aspire to and this is what they would
ultimately manage to overcome the odds and achieve by the end of the twentieth
century.
In the beginning
Very few observers walking through the newly created Republic of Korea in 1948
would have given the country a very good chance of blossoming into a stable
democracy in little more than a generation. At the time, South Korea was, to
many, little more than a backwards “rump state.” The end of Japanese
colonialism three years earlier had created tremendous economic dislocation
throughout the Korean Peninsula; the division of the country into separate
northern and southern states had served only to exacerbate the situation. To
many Koreans at the time, subsistence and survival were the most important
things (Brazinsky 2007: 32). Although Korean elites had aspirations to build a
democracy similar to the ones that existed in Europe, the majority of Koreans
had never lived under a democracy of any form and had virtually no experience
with the procedural and civic aspects of democratic life.
The years between 1945 and 1948 had been chaotic ones for Korea politically in
which the peninsula was divided—occupied by the Soviet Union and the United
States and, against the will of the vast majority of the Korean people, forced to
accept division into two separate states. The inability of Washington and Moscow
to reach a compromise that would reunify their zones of occupation through
holding elections for the entire Korean Peninsula led to the intervention of the
United Nations and to separate elections in the north and south. Unfortunately,
neither of these elections offered the Koreans who participated in them a very
positive introduction to the virtues of democratic life. The Americans and the
Soviets skewed the political processes in their respective spheres of influence in
such a way that only their own political allies could emerge triumphant (Lee
2013: 29–31).
In the South, it was Syngman Rhee that seized the reins of political power with
no small measure of American assistance. Americans had forged an alliance of
convenience with Rhee for two key reasons: he was a devout anti-communist
and, unlike many other conservatives in Korea whose reputations were tarnished
by past collaboration with Japanese colonialism, Rhee had genuine credentials as
a nationalist and leader of the early Korean independence movement. In an
election that was largely boycotted by the political left, Rhee was elected the first
president of the newly inaugurated Republic of Korea (ROK) in July 1948.
Although the new government formed under Rhee’s leadership was formally
democratic with a constitution and popularly elected National Assembly, the new
president found ways to sharply limit political freedom and strengthen his own
grip on power. He used the power of political patronage to award those who were
most loyal to him. One American report on the new president’s cabinet
appointments noted that there had been a “lack of any attempt to include in the
present Government varying opinions or political groups” (Brazinsky 2007:18).
Although Americans were deeply ambivalent about Rhee, they felt trapped
into supporting him. During the first five years of its existence, South Korea
confronted dire security threats, including domestic insurgency and a devastating
war launched by the competing government in the north. Even after the Korean
War ended, many feared that the armistice would not hold. In this context,
American officials believed that there was little that they could do but tolerate
Rhee’s authoritarianism despite the fact that he frequently made a mockery of US
pretensions to be defending and assisting a “Free World” country. Doing
otherwise, they feared, might bring about dangerous instability and lead to a
communist takeover.
The end result of American tolerance for Rhee’s authoritarian tendencies was
the persistence of what at times seemed little more than a police state in South
Korea until the president was overthrown in April 1960. Rhee took advantage of
the emergency wartime situation to enlarge his own powers and make it possible
for himself to seek multiple terms as president instead of the one term specified
by the constitution. The president kept strict control over the national police and
used it for paramilitary operations and intimidating his opponents. Rhee also
encouraged the formation of notorious right-wing youth groups that sometimes
attacked journalists or political figures who dissented against his regime.
Although the Republic of Korea never developed into the kind of totalitarian state
that existed north of the thirty-eighth parallel, the prospects for democracy
appeared far from promising during its early years (Brazinsky, 2007: 104–106).
But even if South Korea’s government remained authoritarian, democratic forces
slowly began to emerge with American encouragement.
Promoting democracy
America’s role in South Korean politics during the 1950s was in many ways a
paradoxical one. There can be no question that American support for Syngman
Rhee—reluctant as it may have been in some instances—proved critical to the
formation and maintenance of an authoritarian state structure throughout the
1950s. At the same time, however, American officials hoped that South Korea
would not remain permanently saddled with an authoritarian government like
the one Rhee presided over. They looked forward to the time when Rhee would
leave office. More importantly, they attempted to encourage democracy in South
Korea from the bottom up through a variety of educational and cultural
programs. Not all of these programs had the precise effect that was intended, and
South Koreans never envisioned their democracy in the same way that
Americans did. Nevertheless, these programs did help to establish some social
structures and gave rise to new ideas that helped to encourage democracy in the
long term.
Many of these programs were launched as part of a broader US-led
international effort to aid and reconstruct South Korea in the wake of the Korean
War. The country was materially devastated after three years of brutal conflict
with the north. Its industries lay in shambles, orphans numbered in the
thousands, and destruction to homes and other property totaled hundreds of
millions of dollars. During the decade after the Korean War, aiding South Korea
became an important priority for both the United States and the United Nations.
Washington established the United States Operations Mission in South Korea and
gave it an annual budget of several hundred million dollars to carry out aid
programs in different fields. At the same time, the United Nations Korea
Reconstruction Agency (UNKRA) was established under the auspices of the UN,
though Americans played a significant role in shaping the agenda for this
organization as well. The stated goal of these organizations was generally to
provide economic relief from the devastation caused by the war. But in doing so
they inevitably sought to transfer new ways of thinking that could encourage
democratization as well.
An important case in point was in the ROK’s educational system. If Koreans
were to become democratic citizens, Americans believed, then they needed to be
educated and schools needed to guide them in the participatory aspects of
democratic life. Koreans hungered for better education but opportunities were
limited during and after the war. At the most basic level, many of the school
buildings had been destroyed during the war or converted to military barracks. In
many instances, there simply were no physical structures that could be used for
schooling. At the same time, the educational curriculum left much to be desired.
Under Japanese colonialism, the schools had often served the purpose of
assimilating Koreans into the Japanese empire (S. Kim and Caprio 2009: 33–43).
Although the U.S. military occupation had initiated some educational reforms,
the task was far from complete by the time the war started. In the aftermath of
the war, both aiding in the reconstruction of schools and revising the education
curricula became important priorities for many aid agencies. A vast expansion of
educational opportunity occurred in South Korea as a result of these
reconstruction efforts. American and UN agencies supplied materials for
classroom construction, paper for printing textbooks and numerous other basic
items needed to provide basic educational opportunities. The UNKRA assumed a
large share of the responsibility for constructing new schools and classrooms.
Through the organization’s efforts, more than 12,000 new classrooms were built
in 1952–1953 in the ROK. As a result, primary school attendance grew from 2.4
million pupils in 1948 to 3.7 million in 1961. The number of students attending
middle and high schools in South Korea also experienced a dramatic growth
during these years (Brazinsky 2007: 43–47).
American aid agencies did not stop at merely helping to build schools, they
also sought to influence the curriculum. Democratic concepts were incorporated
into textbooks, while new teaching methods designed to create a democratic
citizenry were introduced to teachers (Brazinsky 2007: 46–50). Not all of these
reforms had the intended effect. Many Americans sent to work with Korean
teachers were dismayed that instructional methods did not actually change very
much. Nevertheless, these changes made it possible for South Korean students to
learn about democracy even if they could not experience it directly under
Syngman Rhee’s rule. This was important given the rapidly growing number of
students at all levels in South Korea.
The numerous US official and private agencies active in South Korea during
the post-war period also aimed to contribute to the country’s democratization
through cultivating South Korean journalists. Americans believed that a free
press was a prerequisite to a democratic society in the long run and sought to
assure that one came into being in the ROK. The United States aided many pro-
democracy journals that were openly critical of the Rhee government such as
Sasanggye (World of Thought). The United States Information Agency (USIA)
even initiated special tours of the United States for leading journalists and
publishers. The idea behind such programs was to give media leaders the
opportunity to see how the press functioned in a democratic society. Once they
had the opportunity to witness the workings of the American media first hand,
they would be more eager to help bring a free and democratic press to Korea.
Here too, the United States seems to have had an impact as South Korean
journalists became increasingly critical of their government over the course of
the 1950s, despite Rhee’s efforts to keep them in check (Brazinsky 2007: 52–58).
Finally, Americans recognized that if South Korea was to eventually transition
to democracy, it would be necessary for the country to have civil servants
dedicated to improving the function of the government. The United States
therefore launched numerous programs to help train government officials and
bureaucrats. The idea was to reach out to younger, uncorrupted civil servants and
politicians that might eventually become the core of a more efficient, more
democratic government. During the 1950s and 1960s, the Leaders Program
operated by the USIA brought numerous South Korean assemblymen and local
officials to the United States for tours, including future president Kim Dae Jung.
The Ford Foundation arranged for many talented South Korean bureaucrats to
attend special training programs at the Economic Development Institute in
Washington (Brazinsky 2007: 59–67).
American activities in South Korea could not produce democracy overnight,
however. What they produced instead was greater tension between the
government and elites. As the Rhee government grew even more despotic during
the late 1950s, a rising generation of South Korean elites who had been exposed
to ideas about democracy in schools, in the media and through contacts with the
outside world became more dissatisfied. As a new decade dawned, South Korea
was ripe for revolution.
The chain of events that would lead to the demise of Syngman Rhee’s
government began during the spring of 1960. Although he was over eighty years
old and bordering on senile, Rhee refused to let go of political power. During a
presidential election held in March, Rhee’s henchmen launched a widespread
campaign of ballot stuffing and destruction of opposition ballots. When the
“results” of the election were announced and Rhee, despite his growing
unpopularity, had somehow garnered over 80 percent of the votes, elite
discontent began to spread rapidly. On 11 April, the body of a student who had
been tortured by the police was suddenly found in the harbor in the southern city
of Masan. When news reached the capital between 18–19 April, increasingly
widespread student protests against the government began. Over the next few
days, the protests continued to grow in scope and intensity, reaching the point
where they threatened to throw the entire country into chaos. Facing increasing
pressure both domestically and from the United States, Rhee finally stepped
down on 25 April. Free elections, which ultimately turned the government over
to the opposition Democratic Party were held in July (Henderson 1968: 174–181).
For a brief period of time, the possibility of more genuine democracy appeared
to take hold in South Korea. The newly elected prime minister, Chang Myŏn,
presided over the ROK’s first local elections in Korean history in December 1960.
South Koreans went to the polls to choose new provincial governors and a new
mayor of Seoul. Freedom of expression and assembly blossomed. Moreover, the
Chang government implemented some significant economic reforms that
promised to break up the system of cronyism and corruption that had enabled
Syngman Rhee to remain in power (Henderson 1968: 180–181).
The new, democratic South Korean government led by Chang Myŏn survived
less than one year, however. Despite its good intentions, its leadership was
inexperienced and reluctant to use force. Demonstrations by radical student
groups became increasingly common during the months after the revolution, and
Chang’s government seemed unable to keep them under control. Nor did Chang
have much success at alleviating the economic misery that had come to plague
South Korea during the Syngman Rhee years. Both inflation and unemployment
continued to grow under his leadership. Moreover, factionalism swiftly developed
within the ruling Democratic Party due to disagreements between Chang and the
president, Yun Po-sŏn. It did not take long for both American officials and South
Korean citizens to begin to lose faith in the new South Korean government.
According to a poll taken several months after Chang took office, the prime
minister enjoyed the unreserved support of only 3.7 percent of South Korea’s
population. (Henderson, 1968: 180–81). Americans and their conservative allies in
South Korea feared that North Korea might take advantage of the chaos to
reunify the country.
Chang Myŏn’s government survived for less than a year. As Chang struggled
to manage the economy and implement fundamental policies, South Korea’s
formidable military grew increasingly impatient with civilian government.
During the previous decade, the ROK Army had grown enormously both in size
and influence thanks to massive American support during and after the Korean
War. By the late 1950s, thousands of military officers had traveled to the United
States to receive special training. Moreover, the size and complexity of the ROK
Army assured that those serving in it at the highest levels gained the kind of
administrative experience that was lacking among most of South Korea’s civilian
leaders. As Chang Myŏn’s government struggled to maintain order and launch
South Korea on the path to economic development, the army looked on and
became increasingly frustrated with the ineffectiveness of the civilian
government (Brazinsky 2007: 84–100).
On 16 May 1961, Major General Park Chung Hee (Pak Chŏng-hŭi) launched a
bloodless coup d’état that swiftly ended democratic government in South Korea.
Although Chang had heard rumors that such a coup was likely to occur, his
government had few alternatives once Park managed to gain the support of the
military. Once the coup had succeeded, Park temporarily assumed the post of
Chairman of the Supreme Council for National Revolution (SCNR), and he would
use the council to govern the ROK for the next two years. Although American
officials on the ground in South Korea initially wanted to see civilian government
restored, the Kennedy Administration soon came to support Park’s government,
partially because it recognized that the chairman was deeply committed to
restoring stability and promoting economic development. With the military now
in control of South Korean politics, the country would go through a period of
rapid social, economic and political change.
The imposition of Yusin in 1972 led to growing protests against the government
in South Korea. Initially, these protests were mainly carried out by elites such as
students, intellectuals, and influential Christian ministers. Over the course of the
1970s, students and Christian churches worked together to mobilize South
Korea’s growing class of industrial laborers against the Park regime’s growing
authoritarianism. Workers endured harsh conditions in the ROK with labor
unions suppressed fiercely by the government. Idealistic students often devoted
their time to going into factories and training workers in the techniques of labor
activism and social protest. The level of confrontation between the state and this
alliance of dissident groups escalated swiftly during the early 1970s. American
policy was mostly passive in the face of this potentially explosive situation. The
Nixon Administration was focused on improving relations with the People’s
Republic of China and limiting America’s overall involvement in Asia. It
generally supported Park and hoped that his government would find a way of
maintaining stability and feared that publicly criticizing the regime would only
make things worse.
Over time, however, events and circumstances made it increasingly difficult
for Park to maintain his grip on political power. In 1976, Jimmy Carter was
elected president in the United States. The Carter Administration made human
rights one of its key foreign policy priorities, and the new president was far more
willing to criticize America’s longstanding allies on their human rights records
than his predecessors had been. Frictions between the Carter Administration and
the Park government grew quickly, but Washington found that its influence over
the government was diminishing rapidly. At the same time, Park found that his
political position was weaker because he was now receiving growing measures of
criticism from Washington, which had mostly looked the other way when it
came to his regime’s authoritarianism in the past.
By the late 1970s, dissident forces in South Korea were becoming increasingly
determined. Park’s refusal to show any flexibility in the face of this rising tide of
dissent would ultimately bring about his downfall. In August 1979, Park’s
decision to suppress a strike at the YH Trading Company led to a series of
escalating clashes between his government and democratic forces. Striking
workers fled to the headquarters of the opposition New Democratic Party (NDP),
which was still represented in the National Assembly, though its actual power
was very limited. In response, Park expelled Kim Young Sam (Kim Yŏng-sam),
the party’s leader, from the assembly, a move that in turn caused all remaining
members of the NDP to resign their seats. Popular demonstrations, often led by
students and workers, began in Pusan and soon spread throughout the country
(Oh 1999: 71–72). All of a sudden, the stability of the South Korean government,
long assumed to be unassailable, seemed to be in jeopardy.
Key officials in Park’s government did not completely agree on how to handle
the situation. Some argued for reform but others, including Park, argued that it
was necessary to take a hard line with the protestors and assure the survival of
the ROK government. When Park called a meeting of several of his top advisors
on 26 October, an argument broke out among them. No detailed archival records
about what was discussed and who made what arguments during the meeting
exists. Apparently, however, the KCIA director Kim Chae-gyu became
increasingly frustrated with Park over the course of the meeting. For reasons that
are still not clear, Kim suddenly shot and killed both the South Korean president
and his bodyguard Ch’a Ch’i-ch’ŏl (Brazinsky 2007: 232). The Yushin system died
along with Park, but one key question still remained unanswered: What political
direction would South Korea move in after Park’s death?
Initially, it seemed like South Korea would evolve toward greater democracy.
Prime Minister Ch’oe Kyu Ha (Ch’oe Kyu-ha) assumed the presidency after
Park’s assassination and announced that the Yushin constitution would be
revised and free elections would follow. Ch’oe also moved to restore the civil
liberties of dissident politicians such as Kim Dae Jung (Kim Tae-jung), who had
been kept under surveillance by the Park regime. But this promising new
beginning soon turned into another harrowing ordeal for South Koreans who
craved democracy. On 12 December 1979, Major General Chun Doo Hwan (Chŏn
Tu-hwan), the leader of a clandestine association within the military placed
Chŏng Sŭng-hwa, the army chief of staff, under arrest for allegedly playing a role
in the assassination of Park Chung Hee. These trumped up charges were, in
reality, little more than an excuse for Chun to take control over the South Korean
military. Over the next few months, Chun’s position in South Korean politics
slowly grew stronger while President Ch’oe’s became weaker. Under duress,
Ch’oe appointed Chun director of the KCIA and promoted him to the rank of
lieutenant general (Oh 1999: 72–78). Those desiring greater progress toward
democracy in South Korea could read the writing on the wall; they knew that
Chun intended to restore military rule.
It was the tragic series of events that occurred in Kwangju during the spring of
1980 that would defer truly democratic governance in South Korea for the next
seven years. When Ch’oe announced Chun’s promotion in April, student-led
demonstrations exploded throughout South Korea and were accompanied by
major industrial strikes. With anti-government protests continuing to grow in
size and intensity, Chun declared martial law on 17 May. Military authorities
closed major universities, suspended the National Assembly, and arrested major
opposition leaders (Oh 1999: 80–81). Protests subsided in most parts of the
country as a result of Chun’s show of force but continued unabated in the
southwestern city of Kwangju. On 18 May, special warfare forces entered the city
and were followed by paratroopers on 21 May. When some of the paratroopers
fired on civilians, the protests took on a more violent turn with demonstrators
seizing armaments and taking over government buildings. With chaos engulfing
Kwangju, General John Wickham, the commander of American forces stationed
in Korea, released the ROK Army’s Twentieth Division from its duties along the
Demilitarized Zone. Chun used the Twentieth Division to suppress the uprising
in Kwangju, killing between 200 and 2000 South Korean citizens in the process
(Brazinsky 2007: 236–238). The United States, because of Wickham’s decision to
release a combat division, has long been perceived by South Koreans as being
complicit in these tragic events.
The picture for South Korean democracy looked bleak in 1980. The military
had reasserted itself and brutally suppressed dissent. While Park Chung Hee had
always enjoyed some measure of respect from many South Koreans despite his
authoritarianism, Chun Doo Hwan was never very popular. But Chun did receive
staunch support from the incoming Reagan Administration in the United States.
He was invited to the White House in 1981, where he was warmly embraced by
the new president, Ronald Reagan (Brazinsky 2007: 240–242). With US support
and the powerful ROK military behind him, Chun’s position seemed unassailable.
Despite Chun’s efforts to put a stranglehold on the process of democratization
in South Korea, however, other factors militated against continuing military rule.
There were two key factors that played a particularly important role in
unraveling Chun’s grasp on political power: the growing power of minjung
ideology and South Korea’s economic liberalization. During the 1980s, these two
factors would slowly but surely erode Chun’s grip on power.
Meaning literally “the people,” minjung ideology became a powerful unifying
force for South Korean students, workers, intellectuals, theologians, and others
who protested against the military rule. The concept of minjung was far more
than an ideology of social or political protests. It informed the works of South
Korean economists, historians, and artists who, in different ways, sought to
represent the oppressed masses of Korean people as historical subjects (Lie 1998:
137–139). Minjung called for the restructuring of South Korean politics and
society to favor the masses whose aspirations for democracy, it contended, had
been suppressed by the combination of military rule and American hegemony.
During the 1980s, pro-democracy activists in South Korea became more hostile to
the United States than at any other time in South Korean history. Many
demonstrations combined anti-Americanism with demands for reform by the
ROK’s military dictatorship. Throughout the period between 1981 and 1987, such
anti-government demonstrations became a common sight on the country’s major
college campuses. The government frequently responded by sending in riot police
armed with tear gas and torturing or imprisoning those responsible for the
protests. The government managed to hold onto power through the use of
violence, but the growing influence of minjung ideology was clearly making
military rule untenable in the long term.
Economic liberalization also contributed significantly to the momentum for
democracy in South Korea. Although Chun Doo Hwan wanted South Korea’s
rapid economic growth to continue, he did not have a clear economic agenda as
Park Chung Hee had. He was strongly influenced by both pressures coming from
the Reagan Administration advocating economic change and his advisors, many
of who had been trained in the United States and subscribed to the free market
ideologies espoused at many American universities. Park Chung Hee had used a
system of state-guided capitalism to achieve rapid economic growth while, at the
same time, making South Korean business conglomerates (or chaebŏl) heavily
dependent on the state for loans and other kinds of support. During the 1980s,
economic liberalization made new sources of capital, including foreign
investment, available to South Korean business. The result was that the chaebŏl
became less dependent on the state and more willing to see political reform occur
(Woo 1991: 190–201). During the late 1980s, South Korea’s businesses and its
growing middle class increasingly threw their weight behind democratization,
making it even more difficult for the military to perpetuate its rule.
By the late 1980s, South Korea looked increasingly unstable politically. On the
one hand, it continued to be governed by a repressive military regime. On the
other hand, anti-government protests were being joined by students, laborers,
and the country’s increasingly influential middle class. The country seemed
poised for a major political explosion and that is exactly what happened in 1987.
Military dictatorship’s final hour in South Korea came during the spring of 1987.
In April of that year, Chun went back on a promise that he had made earlier to
allow a free presidential election and in June announced that Roh Tae Woo (No
T’ae-u), another army general, would be his successor. The announcement set off
a massive wave of anti-government demonstrations involving over one million
people. There was no way for Chun to quiet these protests, short of deploying the
military and running the risk of an all-out civil war. Although Reagan had been a
supporter of Chun, the White House had learned a lesson from Carter’s inept
handling of events in Kwangju. This time, Washington made it clear that it did
not approve of the use of force by Chun’s government. In the face of strong
pressure from both the South Korean public and the United States, Chun finally
agreed to step down. On 29 June, Roh Tae Woo announced that free elections
would be held in December and that significant constitutional reforms would be
made (Brazinsky 2007: 249).
Roh’s announcement was a pivotal moment in South Korea’s transition to a
more democratic government, but the transition did not occur instantaneously.
Free elections took place as promised in December 1987, but Roh managed to pull
off a narrow victory. Roh had taken some of the credit for Chun’s resignation and
anti-communism remained a powerful force in South Korean politics. Moreover,
the two leading opposition candidates, future presidents Kim Dae Jung and Kim
Young Sam, split the opposition vote, enabling Roh to win a small plurality.
Nevertheless, the election had been the freest and fairest in Korean history, and
members of the democratic opposition would soon have their own chances to
serve as president—Kim Young Sam triumphed in the next presidential election
held five years later and Kim Dae Jung was elected president in 1997.
During the years since 1987, South Korea has continued to make political
progress, refining and improving its democracy in ways that are suited for its
own unique national circumstances. During the two and a half decades since
then, the ROK has continued to enjoy free and fair elections, with power being
transferred back and forth peacefully between competing factions on different
ends of the ideological spectrum. The same cannot be said for the vast majority of
nations that were once victims of colonial aggression. Since Chun’s ouster, civil
society groups have become particularly influential in South Korea. Although
military rule had ended, many of the trappings of Korea’s long history of
authoritarian rule remained. Civil society groups played an important role in
encouraging broad, democratizing reforms in nearly every aspect of South
Korean life. Groups such as the Citizens’ Coalition for Economic Justice and the
People’s Solidarity for Participatory Democracy aimed to promote
democratization from both the top down and the bottom up. On the one hand,
they reached out to newly elected officials to advocate for their causes, while at
the same time, sponsoring research and engaging in campaigns to keep citizens
aware of their responsibilities (Yeo 2013).
Today, South Korean democracy continues to evolve. It is still imperfect. Some
observers note that Korean political parties remain immature in that they are
partially formed around loyalty to particular leaders rather than abstract
principals and ideas. Corruption also continues to mar South Korean politics,
although the ROK is often no different from the United States and other Western
democracies when it comes to this issue. Nevertheless, South Korea’s halting but
persistent transformation into a democracy during the last six decades demands
the attention of all who wonder about the fate of freedom in the twenty-first
century. In a world where nations continue to struggle to establish stable
democratic institutions, South Korea is one of the few examples where such
institutions could be created despite a history of domestic conflict and civil war.
Though most countries cannot and will not follow the same path to democracy
that South Koreans did, understanding how democracy took hold there can
unquestionably contribute to an appreciation of what might be involved in
promoting it elsewhere. Ultimately, the fact that South Koreans are still
perfecting their democracy by no means detracts from what they have
accomplished. It should simply remind us that democracy is not a destination, but
a process.
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Promote Prosperity and Peace. New York: Routledge.
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Abroad. New York: Norton.
23
Women, gender, and social change in
South Korea since 1945
Introduction
In the decades since the end of the Japanese colonial period, gender1 has been a
central factor in social structure and social change in South Korea. Legacies of
colonial gender formations lingered long into the post-liberation period, but
gendered social role expectations, images, and daily practices for Korean men and
women have also been transformed in dramatic ways. These changes themselves
have generated reactions that have sought to reconstitute imagined traditions or
which have advocated new gender formations. Any attempt to capture this
complexity – and the scholarship of these processes – in a single essay will be no
more than an overview, and a partial one at that. We have taken this dynamism
as our point of reference; the changes to – and because of – gender are taken as
guideposts to the more general issue of transformations in South Korean society
and culture.
Our themes include considerations of household structure and the divisions
between public and private in terms of gendered expectations, roles, and practices
around work and human relationships; feminist activism; and sexuality and
gender2. We will attend to material as well as discursive and expressive domains
in the local production and embodied experience of gender in South Korea. And
while the scholarship of gender in South Korea in the twentieth and early
twenty-first century exhibits some differences in interpretations, much of the
literature points to a consensus regarding the circumstances of and pressures on
women (and men), and of the enduring importance of gender in structuring social
relations throughout this period.
The Japanese colonial experience left a legacy upon which structures and
concepts around gender were formed in the first years of Korean independence.
With the sudden departure of the Japanese in 1945 and the simultaneous division
of the peninsula, Koreans in the southern zone faced instability in governance,
economy, and culture. Displaced Koreans returning from abroad strained the
resources and social fabric of the countryside and swelled city neighborhoods.3
Politics under the American military government in Korea and, from 1948, under
the Republic of Korea, were contentious, and the outbreak of war in June 1950
threw the population into even deeper chaos. Established patterns of housing,
work, family relationships, and care were disrupted. This social instability led to
improvisations that often undermined existing gendered expectations and roles,
and in reaction, gender itself became an explicit discursive domain for the
reinforcement of what were thought of as appropriate and “traditional” Korean
norms against “modern” aspirations of independence and individualism (H.J. Cho
1995; 2002).
In particular, during the active hostilities between 1950 and 1953 and in the
war’s aftermath, when most able-bodied adult men were engaged in the fighting,
captured, or in hiding, many women and children had to work outside the home
to support their families.4 Women’s labor force participation rate doubled during
the war from less than 30 percent to more than 60 percent, and remained elevated
throughout the 1950s (H.S. Kim 2009). Farming was the most common type of
paid work women engaged in outside the home, followed by work in small
factories, and peddling. Although the work activities of war widows were viewed
as a positive adjustment to their unfortunate circumstances, the simultaneous
increase in married women’s participation in the labor force was, in contrast,
portrayed as a sign of their husbands’ inadequacies and as a perversion of social
norms (H.S. Kim 2009). This inconsistency is just one of many discursive
conundrums that structured South Korean women’s choices in the mid-twentieth
century, generating social dilemmas for women regarding which behaviors were
to be considered appropriate in terms of gender as well as other factors such as
class, age, and social position.
From the 1950s on, international development consultants and the ROK
government agreed that low-cost, skilled labor was the key to South Korea’s
economic future. Park Chung-Hee’s industrialization policies in the 1960s
coordinated education, infrastructure, finance, and international relations to
foster export-led economic development characterized by a partnership between
an authoritarian state and powerful conglomerates known as chaebŏl. Central to
this strategy was the recruitment of workers from the countryside to new
industrial sites. Backed by government propaganda soliciting “industrial soldiers,”
both men and women were increasingly drawn into the net of paid employment,
a significant shift from family-based farm work and self-employment (S. Moon
2005; Cho and Koo 1983; Koo 1990). In most cases, the jobs men and women took
reflected existing ideas of gender-appropriate role differentiation, although those
notions and the specific labor positions associated with men or women changed
over time. In the manufacturing sector, women predominated in “light” industry
(for example, textiles, wigs, food, clothing, and electronics) while men
monopolized jobs in construction and the heavy and chemical industry
(particularly after Park’s emphasis on this sector beginning in the 1970s), and
men held nearly all supervisorial positions in all factories (Cho and Koo 1983;
Koo 1990; K.A. Park 1993). The experience of young women in factory work was
shaped by male surveillance of the production floor, and, for rural female
migrants, close monitoring of their comings and goings in factory dormitories or
dilapidated housing complexes adjacent to the factory (Ogle 1990; Spencer 1988).
The conditions in the factories themselves were infamous, including long hours
and grueling shiftwork, extremely low wages (legally stratified by gender and, for
married men, augmented to recognize men’s role in family support), unsafe work
environments, sexual harassment, and abusive management tactics (Chun 2003;
H.M. Kim 1997; Ogle 1990; Spencer 1988). The young women factory workers
were also haunted by money concerns, family demands for support (often to fund
investment in their own brothers’ cultural capital), and the pressure to get
married and leave work. While the work of these young women was lauded as a
contribution to national development, social anxiety around the perceived
independence of these women was reflected in gossip and suspicions regarding
their chastity. Nor was their foothold in employment firm: in the 1970s and early
1980s, global pressures on production costs, combined with a strategic shift to a
greater emphasis on heavy industry (“men’s work”) increased the job insecurity
and tarnished the status of young women factory workers (H.M. Kim 2005; Y.J.
Park 1990). Moreover, not all urban job seekers were able to find work in
manufacturing (and manufacturing work was strongly skewed to a younger labor
force [Chang 1994]). Many women tried to scrape together a living selling things,
serving food, and cleaning houses (along with sexual labor – see below).
Economic fits and starts, combined with an ideological preference for men’s job
security over women’s, shaped women’s frequently-interrupted work histories in
the ROK’s first decades.
Although industry held a privileged place in South Korean economic
development, it depended upon the rural sector not only as a source of labor and
affordable sustenance, but also as a site of imagination against which the
dramatic difference of “modernity” could be contrasted. At its inception, the ROK
was essentially an agricultural nation with a small urban population;5 the
targeted recruitment of young workers from South Korean rural communities in
the 1960s and 1970s inevitably altered the social fabric of the countryside.
Between 1960 and 1985, the portion of South Koreans living outside urban areas
fell from 61 to 35 percent, and the remaining rural population was increasingly
composed of elderly residents (Korea Statistical Yearbook). Historically, women
in the countryside had worked inside the home and alongside men in the fields,
producing textiles for tax payments, making food and clothing for the family, and
assisting in the raising of crops (Chang 1994). During the period of national
industrialization, however, mechanization of some “male” farming tasks and the
associated shifting of more manual farming tasks from men to women, along
with the androcentric social impacts of Park Chung-Hee’s Saemaul Undong (New
Village Movement) affected the gender balance in the countryside, as women
were burdened with more responsibilities that were increasingly viewed as less
modern than those men held (Shin Gills 1999; O. Cho 1998; Abelmann 1996). The
distance (both geographic as well as imaginative) between new urbanites and the
villages of their birth fostered nostalgia for an idealized Korean farm home
tended by an iconic, hard-working, self-sacrificing mother. This became a
standard trope in propaganda, literature, and film from the 1960s through the
present, against which the behaviors of (non-fictional) contemporary urban
women were often judged (McHugh and Abelmann 2005; Abelmann 2003).
Although rural life was materially and socially transformed through this
relationship with South Korea’s urbanization, becoming more intensively
patriarchal and more impoverished, it was simultaneously presented and
cherished as “authentic” Korean culture.
Hidden in this ideal was the fact that farm work was the only sector where
women customarily were understood to be engaged in productive labor
throughout their lives (H.J. Cho 1988; H.J Cho 2000; Kendall 2002b). While by the
mid-1960s, it had become not just accepted but expected that young women
would seek work, married women’s participation in the paid workforce
continued to generate ambivalence in media and in public opinion through the
1980s. Despite the presentation of young women workers as contributing to the
national economy, engaging in paid work after marriage was widely perceived as
a sign of a husband’s failure to provide for his family. Most women themselves
hoped that their stint as paid workers would be a temporary phase in their lives
(S. Moon 2005; S.K. Kim 1997). Indeed, except for those in the agricultural sector,
most women exited the paid labor force as soon as they could after marriage. In
contrast to men, who were expected to earn a living, women’s employment
beyond young adulthood was considered an anomaly. This, however, masked an
important truth: despite the ideal of stay-at-home housewives (an ideal already
widely embraced in the 1960s), many married women re-entered the labor force
(often after their children started school), yielding an employment rate of
between 40 and 50 percent for married women throughout this period.6 The jobs
married women took were often contingent or part-time positions (inferior to
those available to them before marriage), but perhaps more important to the
reinforcement of the ideology of a strict gender dichotomy of work and home
responsibilities was the fact that married women’s work was portrayed as
anomalous at least through the 1980s (H. Cho 2005).
The gendered categorical differences in employment expectations and
opportunities in South Korea affected men as strongly as they affected women:
working (regardless of the type: farm work, manufacturing, intellectual, or
professional labor) was seen as constitutive of manhood. It was constructed as a
social expectation as well as a patriotic duty of all men (S. Moon 2005; J.J.H. Lee
2002). The recruitment of rural men into the urban labor force in the 1960s
paralleled the recruitment of rural women into factories, although men were
steered to heavier production tasks and factory supervision, as well as
construction, hauling, transport, and professional careers. The shape of masculine
work was framed by several factors, including the push factor of widespread
poverty and poor job prospects in the 1950s and 1960s. S. Moon (2005) also
carefully documents the effect of the military as a dominant institution,
particularly during the regime of Park Chung Hee. Conscription was (and
remains) universal for young men (with limited exceptions). This male-only
domain of activity had multiple effects on the gendering of South Korean society.
Young men experienced a harsh environment characterized by hazing, hierarchy,
and hard work that shaped ideas of Korean masculinity. At the same time, men
reaped a lifetime of economic and social rewards for their service through direct
benefits (veteran status accorded hiring preferences or was required of job
candidates for many positions) as well as by the indirect benefits of the social
connections forged in military units and the belief that their military service
demonstrated discipline and patriotism. Military service thus was a key element
in the establishment of gendered social and symbolic hierarchy throughout the
second half of the twentieth century in South Korea.
The chaebŏl-dominated export orientation of much of the South Korean
economy from the 1960s through the mid-1990s also shaped the culture of
employment. While all sectors were highly gender-segregated in hiring and work
roles (Chang 1994), chaebŏl culture reflected military practice in its
androcentrism, discipline and emphasis on hierarchy (Janelli with Yim 1993).
South Koreans averaged among the world’s highest number of hours worked per
week for much of this period (Koo 1990); married men were often away from
their homes for much of the day, interacting with their families briefly on their
one day of rest. The demand that workers arrive early and stay late was
incompatible with two-parent working families, particularly as commercial
childcare was poorly developed and urban households rarely included
grandparents who might help out with childcare, but complaints that men did not
share more domestic responsibilities were blunted by the media’s focus in the
1980s and 1990s on what was deemed an epidemic of stress-related illness among
working men, emphasizing the patriotic self-sacrifice of men to the national call
to work (J.J.H. Lee 2002). The exclusion of increasingly-educated married women
from well-remunerated white-collar employment in the 1970s and 1980s
facilitated the channeling of their human capital into childrearing. In these ways,
the gendered configuration of employment expectations influenced the gendered
dichotomy of domestic roles and vice versa, and together, these fed growing class
differences.
Women’s sexual work contributed in another significant way to the symbolic
marking of the South Korean gender binary (S.H. Lee 2002): The market for
commodified sexual services had expanded in the context of rapid urbanization
in the 1960s and 1970s: as individuals left the oversight of their rural families and
sought work in the cities, sex work evolved as a significant sector both for
women’s employment (particularly in the context of high rates of unemployment
and low pay for women) and for men’s consumption. Throughout the second half
of the twentieth century, South Korean men’s demand escalated for high-end
kisaeng entertainment, street prostitution, “room salons,” and sexualized services
in coffee shops and barber shops (Lie 1995). E.H. Kim (1998) documented how the
normalization of commodified sexual services reinforced male bonding (in
particular, in the context of group visits to room salons) and demarcated class
hierarchies; naturalized the superiority of men over women; and reproduced
divisions among women according to their ability to fulfill rules of chastity (E.H.
Kim 1998). Moreover, men and women accepted married men’s consumption of
sexual services as “normal,” but judged female sex providers as lacking virtue
and, in the context of the backlash against women’s central roles in consumer
culture in the 1980s and 1990s, of excessive materialism. In addition to the
domestic sexual services market, South Korean women also worked as prostitutes
and sexualized entertainers in “camptowns” established through shady
arrangements coordinating ROK government oversight, the US military, and sex
industry professionals (K. Moon 1997), and after the 1965 Normalization Treaty
with Japan, as prostitutes deployed to draw foreign currency by serving Japanese
men visiting South Korea on sex tours facilitated by the ROK (Lie 1995). The
fetishization of young women office workers (particularly in the chaebŏl), while
not directly sexual, occurred in the context of – and reinforced – gender
allocation of work positions and the normalization of married men’s
employment-based sexual entertainment culture (Janelli with Yim 1993; E.H. Kim
1998).
Gendered patterns of employment were closely connected to the course of
educational development during the decades under consideration. Formal public
education had penetrated Korean society slowly and unevenly during the colonial
period7, and in 1945, just 22 percent of Koreans were literate, with illiteracy much
higher among women than men (Seong 2009). Expanding education became a
priority in the first years of independence for political and economic reasons.
ROK educational policies accorded with international values embracing broad
educational access throughout the society, yet the differential uptake of
educational opportunities reveals gender and class differences persisting to the
end of the twentieth century. Primary school attendance was mandated for boys
and girls in 1950 and was made tuition-free in 1960. After this, rates of
educational attainment rose quickly, although gender disparities persisted
(particularly in population measures which included all age groups). In 1960, for
example, the population of South Korean women (including all ages) averaged
only 2.9 years of formal schooling, compared with 4.8 years for men; by 1980 the
respective figures were 6.6 years and 8.7 years8 (Seong 2009). Given the financial
and social costs of sending children to school (even without tuition fees and the
costs of textbook and equipment, “gifts” to teachers, and charges for extra
tutoring added up to serious financial burdens for poor households), family
decisions regarding schooling were influenced by assumptions about not just the
financial but the moral purpose and effects of literacy and education on boys and
girls, as well as persistent gendered differences in the monetary return on
educational investment (Seth 2002). Even after primary school attendance had
become universal, into the 1970s girls were less likely to attend academic or
technical vocational secondary school than were boys. There was also a clear
trend for all but the highest-class families to invest more in boys’ education
relative to girls’, with farming families investing the least in educating their
daughters well into the 1980s (Seong 2009). Over time, as overall education levels
rose, gender differentials in primary and secondary graduation rates diminished –
although boys were steered to more academic or technical courses of study
(Chang 1994).9
In contrast to primary and secondary levels of education, college remained a
gender-differentiated space into the new millennium. In the first decades of the
new republic, South Korean colleges and universities produced a superfluity of
(mostly male) college graduates. The high rates of unemployment among degree-
holders generated unrest in a key demographic group, and the Park Chung Hee
Administration attempted (with only partial success) to reduce college
enrollments and shift educational fervor to vocational subjects in the 1960s. One
legacy of the low demand in the labor market for (male) college graduates was
the relatively low proportion of women in the population of college students (as
late as the 1990s, twice as many men as women were enrolled in higher
education), as well as a presumption that women’s college attendance was for
personal enrichment rather than professional training.10 Labor-market demand
for university-educated women was weak, particularly in the context of
masculinized workplace culture (S. Moon 2005; H.M. Kim 2005). And while many
women trained in professional fields such as education, medicine, and business in
the period between the 1960s and the 1990s, a significant fraction of women
attending universities saw their own education as preparation for marriage and
childrearing (M.H. Kim 1995; Cho 1998; Nelson 2000; Park and Abelmann 2004).
Indeed, childrearing and the educational success of her children remained a
key measure of a woman’s aptitude throughout the second half of the twentieth
century, particularly (although not exclusively) for middle-and-upper-middle-
class women. Shunted from the employment market, educated middle-class
women were structurally and culturally encouraged to dedicate their efforts to
fostering their children’s success (H.J. Cho 1995; H.J. Cho 1998). This goal
required women to cultivate and mobilize a complex network of family members,
friends and acquaintances for information, influence, and, often, financing of
investments in the stock or real estate markets. The work of middle-class class
reproduction was so multifaceted and time-consuming that women with college
and advanced degrees who did pursue professional careers expressed concerns
about their inability to fulfill their responsibilities as wives and mothers because
of time and role conflicts (Nelson 2000; Y.E. Kim 1998; Lett 1998). Married women
were also expected to perform the principle caretaking roles for their husbands’
parents, including frequent telephone contact and visits, preparation of foods, and
arranging for health care (M.H. Kim 1996; H.J. Cho 2002). In fact, much of the
scholarship on urban life in South Korea during this period indicates that while
the specific content of gendered role expectations changed over time, the caring
burden did not diminish for women. By the 1970s, women in their prime years of
adulthood were encumbered with multiple expectations: to care for their in-laws
as well as their own parents; to raise successful children; to support their
husbands’ work outside the home by providing a peaceful and rejuvenating
environment at home; to present the appropriate image to others through
informed and careful consumer choices; and to manage the household budget,
often including bringing in money through outside paid work, self-employment,
or investment income. These activities – time-intensive and demanding multiple
cultural competencies – also drove a wider gulf between wealthier and poorer
families, demarcated by class-specific behaviors and yielding significant financial
and social returns on investments among families that could afford them (Nelson
2006; H.J. Cho 1995; Park and Abelmann 2004).
This intensive work of domestic and social reproduction was facilitated by a
dramatic transformation in fertility and family structure. A post-liberation and
post-war baby boom in the 1950s alarmed ROK planners and international aid
advisors, and led to the 1962 launch of the far-reaching National Family Planning
Program (DiMoia 2008; E.S. Kim 1997). The program quickly exceeded
expectations: the average number of lifetime births per woman fell from around
six in 1960, to just over four by 1975, to three by the later 1970s, and dropped
below replacement levels by the mid-1980s (D.S. Kim 1994). Fewer children at
home increased the maternal focus on each child, and the monetary and financial
costs of childrearing and the competition for mother-facilitated school success
reinforced the expectation for women to invest heavily in their children’s
achievements (H.J. Cho 1995). The falling birthrate had other implications. In
combination with the cultural preference for sons, the reduction in the ideal
number of children led to markedly skewed birth rates in the 1980s and 1990s.
Each birth became a high-stakes lottery, and evidence suggests widespread
selective abortion of female fetuses. By 1990 the overall gender ratio at birth was
the world’s highest, at 117 boys per 100 girls overall, with more skewed ratios for
first-born and later-born children (Park and Cho 1995). In response, in 1991 the
government instituted a crackdown against doctors’ illegal use of ultrasound to
determine fetal sex. Media spread warnings about boys who would grow up
unable to find wives. These factors, combined with strengthened bonds between
adult women and their aging parents (themselves related to the political structure
of eldercare built upon the expectation that adult women would act as primary
caregivers to aging South Korea family members and the proximity of second-
generation urban residents to their own parents), increased the value of daughters
and helped to shift the birthrates back to near normal range by the later 2000s.
Democratization and increasing prosperity ushered in a decade of optimism
about social change in the late 1980s. The passage of the Equal Employment
Opportunity Act in 1988 was a largely symbolic victory, criticized from the
beginning as addressing only the most explicit causes of economic inequality. Yet
a favorable global economy supported expanding employment opportunities,
creating new openings for women to work and to take on higher-profile public
positions. In the context of the elimination of restrictions on international travel
and the cessation of state media censorship, South Korea grew more
cosmopolitan in its outlook. Greater numbers of Seoul-based international
corporations hired college-educated South Korean women, setting an example for
local businesses. These advances made the misogynist backlash following the
Asian Financial Crisis all the harder to bear (Song 2009). In the economic crash,
employment contracted and employment security all but disappeared. Media
focused on the tragedy of out-of-work and homeless men, emphasizing again the
incongruence of masculinity and unemployment; working women were urged to
abandon their jobs to allow men to retake their rightful place in society (Song
2009). As in the past (Nelson 2006), South Korean women were held responsible
in public discourse for the breakdown of social norms. The falling birthrate,
increase in divorce, and rising numbers of unmarried women were once more
attributed to women’s inappropriate or selfish choices.11
Taken as a whole, the literature on the incorporation of South Korean women
into the workforce shows that beginning in the 1950s, most women participated
at some point in their lives in paid employment, and that many of these women
worked in some capacity for most of their adult lives. Yet the effect of women’s
labor has not been seen to have increased women’s autonomy or rights as much
as might be expected; through the twentieth century, South Korean women
remained subject to gendered discrimination in the processes of preparation for
employment, as well as in expectations for their work, employment opportunities,
and in remuneration and security of employment. Moreover, family care work
remained a nearly exclusively feminine domain, demanding time and multiple
skills, with strong implications for the mutual production of both class and
gender. The identification of mothers with their children’s educational,
matrimonial, and career success in the context of competitive, compressed
development undermined the energy for political critique of patriarchy (H.J. Cho
1998, 2000). Given these ongoing practices, women’s educational achievements
and employment success has been seen as having ironically reinforced gendered
stereotypes in South Korea (Won 2005; Han and Ling 1998).
While the experiences of South Koreans have clearly been shaped by a strong
gender binary throughout the history of the ROK, scholars have documented
shifts in the specific inflections of that binary over time. Initial expectations of
inside/outside, private/public divisions of women and men have been
transformed over time, adding public/outside responsibilities to the burdens of
women in all social classes. Rules of chastity, marriage, and childrearing have
loosened for women, although wider social opportunities for escaping the
demands of heteronormativity have not been accompanied by financial structures
supportive of alternative lifestyle decisions, nor has the expanding population of
people living outside the normative expectations freed them from the injuries of
prejudice and personal attack. Early scholarship debated whether a focus on
defining and identifying Korean Confucianism and Japanese colonialism as roots
of South Korean patriarchal structures and culture was more important than
examining material economic and political causes of women’s oppression;
middle-period scholarship often embraced a goal of describing the specific effects
of patriarchy in women’s daily lives; and more recently, scholars focus on
integrating analysis of neo-liberalism and globalization into the local experiences
and structures of gender and gender diversity. Throughout this period, however,
there is scholarly consensus about the enduring importance of placing gender in
the center of social and cultural analysis in South Korea.
Notes
1 We take “gender” as a term referencing socially-produced categories that build on a presumed binary
distinction between men and women achieved through repetitive performance of gender identities. In
this essay we do not delve more deeply into the shaky grounding of this binary distinction. We do,
however, wish to recognize the fluidity not only of the content and boundaries of the binary, but of the
binary formation itself, despite its enduring authority in South Korean culture.
2 While we take a thematic approach to this topic, four time periods help to structure our analysis: the
years immediately following the liberation from Japanese colonial rule through the Korean war and its
aftermath (1945–1960); the push to industrialization under the authoritarian administrations of Park
Chung-hee and Chun Doo Hwan (1961–1988), a period of radical activism as well as increasing middle-
class prosperity during which the “housewife” ideal took hold; the early democratic period and
blossoming of consumer culture as well as civic activism (1988–1997); and the period ushered in by the
IMF crisis and its economic, political, and cultural repercussions (1998–2014). Clearly, these are rough
distinctions, characterized by both foreshadowing and inertia across the temporal lines we have drawn.
Nevertheless, they will help to locate our discussion of themes in a consistent framework and in a
context of wider political and cultural transitions.
3 Between 1945 and 1955, the population of South Korea is estimated to have increased by 2.8 million due
to return migration and migration from the north (D.S. Kim 1994).
4 The war is estimated to have generated approximately 300,000 widows and 100,000 orphans.
5 The urban population of southern Korea was estimated at about 15 percent in 1945.
6 Employment analysts comment on South Korea’s pronounced “M-curve” participation pattern for women
in the labor force. The M-curve refers to the high initial rates of employment, deep dips during the early
motherhood period, and a strong return to employment as children enter school. (Y.J. Park 1990; Palley
1990)
7 While almost 70 percent of Korean school-aged boys and more than 30 percent of school-aged girls were
attending some elementary school by the late colonial period, taking Koreans of all ages into
consideration, in 1944 only 14 percent of the total Korean population – and only 5 percent of Korean
women – had ever attended any formal school (Oh and Kim 2000).
8 The 1980 gap was, ironically, larger than that in 1960, likely reflecting demographic factors, including
gender differentials in mortality and longevity.
9 Alongside this process of educational equalization, however, schools themselves played a role in
gendering the population, inculcating the normative gender-binary of South Korean culture through
textbooks explicitly depicting active roles for men and caring roles for women (Chung 1994: 501).
10 This is reflected in the fact that many fields of study are highly gendered, including the sciences, law,
engineering, and agriculture (all overwhelmingly masculine domains) and home economics, health, and
the arts (considered feminine majors) (Chung 1994).
11 Women’s own understandings of their circumstances often differ from, but also are not isolated from,
such mainstream misogynistic discourse. The pace of transformation of (South) Korean culture from 1945
on was dizzying. In the context of “compressed development” (H.J. Cho 2000), women tried to make
sense of personal and national history, drawing on shamans (Kendall 1985), melodrama (Abelmann
2003), Confucianism, and evangelical Christianity (Chong 2008).
12 Two incidents in the six-year-long Tongil struggle are particularly notorious. In the first, management
called in riot police to end the occupation of the factory by union members after management, hoping to
replace the union leadership with pro-management workers, had arrested the union president; the
women removed their own clothes in an attempt to shame the men for their aggression against women
and workers, but the police were undeterred. More than a dozen women were sent to the hospital and
more than seventy were arrested, but the women were undaunted. Two years later, a union election was
disrupted when men painted the hall with human excrement and threw it at union members.
Management blamed the union for destruction of company property, and on that excuse they were able
to have the union charter rescinded. For details, see Ogle (1990); S.K. Kim (1997).
13 Although the right to union organization and action is enshrined in 1953 in the Labor Union Act, in
practice worker activism was widely suppressed through kidnappings, beatings, arrests, and discursive
messaging holding worker activists responsible for political instability and poor economic indicators.
14 In the context of Chun’s crackdown on student activists, many radical students dropped their studies and
took jobs in factories in solidarity with workers. S.K. Kim (1997) documents the experience of female
student workers in factories in the 1970s and 1980s, attending to differences between workers and
activists around the identification of political issues specific to women workers (see also Song 2009).
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24
The post-developmental state
Economic and social changes since 1997
Jamie Doucette
Introduction
This chapter discusses some of the broad economic and social changes that have
shaped South Korea’s political economy since the 1997–98 Asian financial crisis.
In short, that crisis led to expanded social inequality and diminished economic
growth: consequences that have challenged policy makers, intellectuals, and
social movements ever since. By extension, these changes have influenced the
very understanding of Korea’s pattern of economic development. Once thought
to be a pristine example of a ‘developmental state,’ the supposed virtues of the
high-debt, stateled model were called into question following the economic crisis.
State-business networks were reconfigured to promote greater transparency. New
debt limits and other restrictions were placed on Korea’s large family-led
conglomerates chaebol (chaebŏl) to improve their corporate governance. Free-
market oriented policies were embraced as an alternative to developmentalism.
However, in light of job insecurity and a less rapid pace of growth following
neoliberal restructuring, the vices and virtues of the so-called ‘Korean model’
remain the subject of considerable public debate across the political spectrum,
with some arguing for a return to the ‘golden days’ of the high-debt model and
others for continued market-oriented reform as potential solutions for restoring
economic growth and addressing social inequality. For many, the global
economic downturn since 2008 has only made the need for solutions to these
problems all the more pressing.
Using the 1997–98 financial crisis as its point of departure, the aim of this
chapter is to survey some of these broad changes that have occurred since 1997
with a focus on the challenges they have raised for the task of addressing
inequality and expanding social welfare. The crisis was a watershed moment that
crystallized a pattern of growing economic inequality, of which there are several
causes: the growth of the irregular and migrant workforce; the expansion of
speculative forms of investment in credit markets, stocks, and real estate; and
diminished rates of economic growth stand out as the most salient. As discussed
below, the source of these changes have much to do with the particular ways in
which the institutions once known as Korea’s ‘developmental state’ –
particularly, its financial and labour market policies, but also policies towards
migration and urban and regional planning, among others – have been
restructured at the behest of both domestic and international actors. Judged on
the aforementioned policy areas alone, the period since 1997 is best considered to
be an era of the post-developmental state, as many, though not all, of the
institutions associated with the high-debt and high-growth model of the Park
Chung-hee (Pak Chŏng-hŭi) period have been restructured.
This transition does not mean, however, that the Korean state suddenly ceased
to play an important role in shaping economic growth. Indeed, it still continues to
regulate the economy – and, in some areas, its capacities to do so have been
considerably enhanced – and even attempts to develop strategic sectors. My point
is simply that the institutions associated with the high-debt model at its peak
have been gradually, and in some cases abruptly, transformed. Furthermore, this
has not in all cases been a negative process either, as this transformation has
intersected with changes brought about through the ongoing process of
democratization: including the expansion of labour and civil rights and the
election of liberal administrations with an oppositional legacy tied to the
democracy movements of the 1970s and 1980s.1
Nonetheless, economic restructuring has raised difficult, strategic challenges
for the actors involved, particularly the liberal administrations of Kim Dae-jung
(Kim Tae-jung) and Roh Moo-hyun (No Mu-hyŏn) that emerged from the
broader constellation of forces that composed Korea’s democracy movements of
the 1970s and 80s. These presidents promised to satisfy longstanding demands for
greater social welfare and distribution but found themselves in the unenviable
situation of having to steer the Korean economy through financial crises while
also pursuing democratic reforms. Unfortunately, the embrace of free-market-
oriented economic policies by these liberal governments exacerbated existing
social inequalities. This led to popular complaints and voter dissatisfaction, and
opened up democratic reformers associated with the liberal administrations to
charges, from the left, of not living up to the legacy of the democracy movement
and, from the right, of letting the economy falter under their watch, creating a
‘lost decade’ of economic growth.
As a consequence of both the financial crisis and the expanding inequality that
followed, the high-growth Park Chung-hee years have become, for many, an
object of nostalgia. By depicting the Park era as a golden age of full employment,
conservative political forces have sought to capitalize not only on their traditional
support base among rural and regionalist voters but also to speak to an
increasingly insecure generation of urban workers. Against his liberal
predecessors, conservative president Lee Myung-bak (Yi Myŏng-bak) – who
earned the nickname ‘the bulldozer’ for his tenure as CEO of Hyundai
Construction – organized his 2007 election campaign on the promise of a return
to the high-growth economic policies of the Park era. However, the global
economic crisis and Lee’s pro-chaebol policies failed to revive the high-growth
model. Instead, Lee’s administration became mired in controversy, much of it
directed at his ecologically destructive and poorly constructed Four Major Rivers
Restoration Project. While Lee’s successor, Park Geun-hye (Pak Kŭn-hye),
daughter of former dictator Park Chung-hee, distanced herself from Lee’s
discredited policies during the 2012 presidential elections. Her advisors depicted
Park as a leader whose lineage positioned her as the appropriate figure to foster
economic revival. Nonetheless, Park’s policies to date have done little to
distinguish her from previous conservative administrations despite earlier
promises to promote ‘economic democratization’ and foster a ‘creative economy’.
Such rose-coloured views of the high-growth Park era, and prescriptions for a
return to it, are not limited to the right, however. Prominent left-liberal
reformers, such as the globally recognized development economist Ha-joon
Chang have also praised the institutions of rapid development created by Park
Chung-hee and advocated that progressives take a lesson from Park’s playbook in
order to foster a Korean-style welfare state: one that would affirm the strategic
economic planning of the Park Chung-hee period, but without endorsing the
repression of labour and civil rights. In advance of the 2012 election, Chang and
his colleagues (H.J. Chang et al. 2012) advocated that a grand compromise be
made between the state and the chaebol, whereby the state would guarantee the
management rights of chaebol families – most of whom control their firms
indirectly through dense, and often illegal, patterns of cross-shareholding among
affiliates – in return for an agreement on increased taxation, investment, and job
creation. However, these calls were drowned out by a growing consensus among
moderate conservatives and liberal-progressives that ‘economic democracy’ based
on principles of a ‘fair market economy’ that limits the power of the chaebol
should be the guiding principle of future economic reform. As mentioned above,
Park Geun-hye used this slogan during the election, but revised her promises to
expand social welfare and quickly reverted to a pro-business platform after the
election. The debate thus continues over how to reform the Korean economy and
along what lines.
This chapter is organized as follows. In the next two sections, I outline some of
the major changes to Korea’s political economy since 1997: the first to the
financial market and the second to the labour market. In the third section, I
discuss some of the more recent proposals that have been made surrounding
solutions to the problem of social inequality and the resilient power of the
chaebol in the Korean economy.
While scholars dispute the cause of the 1997–98 Asian financial crisis – some see
it as the result of ‘crony capitalism’ while others see it as the effect of premature
liberalization, and some both – there is a general consensus among them that the
crisis spelled the end of Korea’s high-debt model of development (Hart-Landsberg
2001). For decades prior to the crisis, the Korean state supported this model by
effectively bank-rolling Korea’s large family-led conglomerates through a variety
of means, including export subsidies, policy-driven loans geared towards
industrial upgrading and expanding the export market, and tight regulation of
import and export licenses. These policies produced the highly diversified, but
also highly indebted, industrial conglomerates known as the chaebol. Scholars
associated with the theory of the developmental state praised these industrial
policies for undergirding the chaebol growth and allowing Korea to rapidly catch
up with industrialized countries. They argued that Korea’s embrace of pro-active,
industrial policy showed that there was an alternative to the laissez-faire
approach to development being promoted under the Washington Consensus and
that countries that eschewed that model may even develop at a more rapid pace.
Despite the high debt levels associated with this strategy, if combined with
appropriate, long-range planning to promote export-led growth, this formula
could lead to rapid growth and industrial upgrading (cf. S.I. Jeong 2004).
While scholars debated the virtues of this model throughout the 1990s and into
the present, the financial and industrial policies that had been identified by
scholars of Korea’s ‘developmental state’ had already been gradually rolled back
in advance of the 1997 financial crisis. The reform process had begun slowly at
the end of the Park Chung-hee period (Y.T. Kim 1999) as state planners became
worried about the power of Korea’s large conglomerates and sought to disperse
their ownership so as to avoid an over-concentration of economic power. These
early efforts at dispersing ownership and, by extension, encouraging markets for
corporate control were largely unsuccessful. After all, as development state
theorists have argued, Korea’s industrial policies were primarily oriented towards
bolstering the monopoly power of the chaebol, provided they conform to a
variety of performance-based targets aimed at expanding their productive
capacity and exports to foreign markets. Whether or not there was a competitive
market for the ownership of these firms (or corporate governance laws
thoroughly enforced) was a second-order concern provided that the chaebol met
their targets and did not seek to compete with the ruling bloc for political power.
These early efforts at financial reform continued slowly throughout 1980s.
However, the restructuring of Korea’s strategic industrial and financial policies
did not pick up the pace until the government of Roh Tae-woo (who revived
efforts to reduce cross-shareholding among the chaebol) before accelerating
considerably with the announcement of Kim Young-sam’s (Kim Yŏng-sam)
globalization (segyehwa) drive in the early 1990s. This drive aimed to foster more
competitive market conditions by continuing to phase out policy loans and by
liberalizing external borrowing on short-term credit markets. While these reforms
were intended to strengthen competition by promoting a more competitive
financial market, at the same time they exposed the Korean economy to new
risks by weakening the ability of the Korean government to regulate the
investments made by the conglomerates. The chaebol used this opportunity to
finance new investments using credit obtained through poorly regulated financial
intermediaries such as nonbank financial institutions (NBFIs) that borrowed
extensively on foreign short-term credit markets.
In summary, while much had changed before 1997, the highly indebted chaebol
remained a constant. When the collapse of the Thai baht in 1997 caused
international lenders to call in the short-term credit they had advanced to Korean
firms and financial institutions, the NBFIs became rapidly insolvent, leading to a
run on the Korean won and exacerbating the effects of the crisis. Due to exposure
to international lenders’ rapidly changing short-term interest rates, many of the
chaebol were exposed to the credit crunch induced by the 1997–98 financial crisis,
and several of the top thirty business groups went bankrupt. The government was
forced to intervene. As a consequence, the high-debt model would not survive the
crisis.
For many democratic reformers, liberal economists and international observers
this was a good thing. They had long been critical of the behaviour of the chaebol
in the Korean economy and the ways in which the government had allowed
economic power to be concentrated in their hands. For instance, the IMF and
other international lenders saw the high debt levels (the debt-equity ratio of the
top thirty chaebol reached over 400 per cent by 1996, the year preceding the
crisis) and low profitability of the chaebol as a moral hazard: a symptom of an
underlying ‘crony capitalism’ (Kang 2002). This attitude was not unique to the
IMF, however, but was shared by many domestic political forces as well.
Prominent liberal economists regarded the crisis as the symptom of an
underlying ‘virus’ whose source was the market-distorting power of the chaebol
(Jang 2001: 73). They argued that the chaebol had used their murky corporate
structure and control over affiliates to distort market competition, exploit
subcontractors, and collude with corrupt politicians.
This critical view of the chaebol was commensurate with Kim Dae-jung’s long
promoted vision of a ‘mass participatory economy’. Under this vision, Kim
promoted a liberal market economy model supported by an active civil society
that, together with the government, would check the power of the chaebol and
introduce greater transparency and accountability into economic planning (D.J.
Kim 1985). Thus, for both Kim and many liberal activists in civil society
organizations, the promotion of the market economy was seen as a way to
dislodge the nexus between the state and domestic capital that had informed the
old regime and re-embed the economy in more transparent relations.
Chaebol reform was also strongly supported by the minority shareholder
movement. This movement that had grown throughout the mid-to-late 1990s and
sought to challenge the concentration of economic power in the hands of the
chaebol through direct participation in the management of chaebol affiliates
(Kalinowski 2008). The movement targeted the dense, and in most cases illegal,
cross-shareholding (sanghoch’ulcha) practices through which chaebol families
maintained managerial control over their affiliate firms, despite the fact they only
held a fraction of total company stock. This dense cross-shareholding structure
allowed ruling families to exercise managerial discretion over all their affiliates;
hence, critics complained that this structure usurped the opportunities of
minority shareholders and constituted a moral hazard. They were particularly
critical of the illegal transfers of controlling shares and other assets used to pass
down ownership of the firm to the younger generation. Finally, chaebol reformers
saw the high level of diversification within chaebol groups as a vice – an
“octopus-like strategy of engaging in all businesses from A to Z” (Jang 2001: 75) –
one that led to overreach and was reliant on excessive debt financing that eroded
profitability. These reasons combined provided a strong rationale for eliminating
cross-shareholding between affiliates and treating them as independent firms so
that an allegedly more transparent and accountable management culture could be
inculcated. In the words of one key economic reformer who led the shareholder
rights movement, the existing system’s “entrenchment of authority, coupled with
the lack of transparency, means it is impossible to make chaebol management
accountable for failure or inefficiency” (Jang 2001: 82).
For many economic reform activists and liberal politicians, the financial crisis
thus represented a strategic opportunity to restructure the chaebol. As prominent
Seoul National University economist Chung Un-chan put it at the time, “If such a
great opportunity is squandered, we may not see another chance for a long time”
(Chung 1999: 29). While not all were in favour of the IMF’s treatment regime of
high interest rates, privatization, and austerity, many Korean government
officials enthusiastically embraced the IMF treatment a necessary tool for change.
Some of Kim Dae-jung’s core advisors, such as Bank of Korea governor Chon
Chol-hwan (Chŏn Ch’ŏl-hwan) and Chief Economic Advisor Kim Young-kum,
went above and beyond the IMF prescriptions and carried out supplementary
reforms aimed at increasing transparency and expanding foreign ownership of
Korean firms. In the wake of the crisis, strict debt limits were placed on the
chaebol, and new regulations on cross-shareholding, succession, and
diversification introduced (see K.W. Kim 2004 for an account of corporate
governance reforms in particular). Distressed banks and financial institutions
were privatized, and many purchased by foreign investors.
After the initial recovery from the crisis, the state’s financial support of the
chaebol was considerably rolled back. Instead of policy loans and performance
targets for the chaebol, in the years after the crisis, the Kim and Roh governments
sought to attract foreign capital to stimulate new investment. They did so in a
variety of ways that included the negotiation of several bilateral free trade
agreements (the most controversial of which was the Korea-US FTA); the rolling
out of several new special economic zones that offered foreign firms generous
exceptions on local taxes and regulations; and through the construction of an
‘international financial center’ in Youido that aimed to turn Korea into a regional
‘hub’ for financial services. However, none of these policies led to considerable
foreign investment beyond the initial rush to purchase distressed assets in the
wake of the crisis. And despite their impressive architecture and urban planning,
neither the hub nor the zone policies have attracted the levels of foreign firms
and investment they were originally intended to attract.
Conclusion
While Chang’s proposal’s praise of Park Chung-hee’s industrial policies and
depiction of the chaebol as victims of financial capital (rather than as an active
component of it) created controversy among liberal-left reformers, it was not
seriously entertained during the election. Nonetheless, it is worthy of attention
here, as it cast light on a persistent dilemma encountered by reformers and
politicians about the legacy of Park Chung-hee’s developmental state, not to
mention the difficulties involved in addressing longstanding problems associated
with it such as the power of the chaebol and the lack of a more substantive social
welfare system. While Park’s ‘developmental state’ was regarded as an ideal type
by many scholars, it has been rarely regarded as a desirable model by democratic
reformers until recently. For them, the purported meritocratic economic planning
at the heart of that model was difficult to discern when viewed from the
standpoint of labour and civil society that were the target of much regimentation,
repression, and exploitation during the dictatorship era. Nonetheless, when
prescribed as an alternative to an equally idealized free-market vision of
development, it is also easy to understand how a defense of the state’s capacity to
govern the market and promote economic growth appears desirable. This is the
dilemma of the ‘post-developmental state’ represented by the end of the high
debt model: a problem of deciding what role the government, chaebol, and
formerly excluded actors such as labour and civil society should play in the
development of an alternative approach to politics, economy and society.
At the heart of this challenge are legitimate concerns about the concentration
of power in the hands of the chaebol and the difficult question of what
constitutes a socially and economically just restructuring of the conglomerates
and wider economic institutions. Merely enforcing free market norms in a
technical manner risks confining the problem of unequal economic power to
intra-class relations between capital holders such as majority and minority
shareholders and small and large business. It does little to address the situation of
labour, whose interests have remained the most marginal during the course of
democratization (Choi 2012). Likewise, a reprise of industrial policy without the
development of a strong countervailing force that can counter-balance state and
capital also seems likely to prolong existing inequalities of power and influence.
Pro-business proposals that merely protect the management rights of the chaebol
face the familiar criticism that they merely put growth over distribution, the
market over social justice, and capital against workers. An alternative approach
that sought to develop a democratic welfare state would have to find a way to
put taxation, redistribution and labour standards as the first order of concern, and
by extension orient industrial policy towards providing solutions to social and
environmental problems that have accompanied Korean industrialization.
So far, both the conservative and main opposition parties have only stumbled
toward such solutions. While it has a broad following among workers and
supporters of the democracy movement, the NPAD has had great difficulty
proposing substantive alternatives to neoliberalism. Meanwhile, while Park
Geun-hye’s election proposals acknowledged the need for a universal pension
and welfare systems, she quickly watered down such policies. For instance, her
pledge to significantly expand universal old-age pensions was reduced to a more
minimal, means-tested benefit that did not sufficiently address the high levels of
poverty among Korean seniors (see Klassen and Yang 2013 for analyses of Korea’s
policies towards its ageing population). Meanwhile, Park’s policies for addressing
Korea’s rapidly declining fertility rate – while providing some decent funding for
early childhood education – have also lacked effectiveness as they have not been
followed up with sufficient employment protections for female workers. Part of
the problem is that Park, like her liberal predecessors, is hesitant to raise income
or corporate taxes to pay for such welfare expansion. At the end of the day, it
seems that a greater emphasis on distribution over growth, and a more
substantive approach towards the democratic participation of labour and other
diverse political voices in the process of economic restructuring is needed. Until
then, the establishment of a Korean welfare state will remain a minimalist
project, and the predicament of the post-developmental state – insecure work,
expanding inequality, and unequal social power – set to continue.
Glossary
Notes
1 While a deeper engagement with the various theories of the developmental state is beyond the scope of
this chapter, further criteria for a such a transition might be made in terms of changes to the social
composition of the Korean state and to changes in the ideational projects embraced by the economic
bureaucracy (see Y.T. Kim 2008, 1999) for such an argument). Since the late 1990s, the assumptions of
developmental theory increasingly became an object of criticism for its simplified understanding of state
capacity as being autonomous from or external to social and political conflicts and for its under-
theorization of class relations. Nonetheless, the idea of developmental state remains a useful heuristic
description for the high growth policies of the Park Chung-hee era. For excellent conceptual critiques of
developmental state theory, see D.O. Chang (2009) and H.Y. Song (2013a).
2 While the term ‘non-regular worker’ is not widely used outside of Korea and Japan, its usage resonates
with cognate terms such as irregular work and precarious work, and encompasses forms such as casual
and contingent labour, part-time work, temp or dispatch work, subcontract work, and home-based and
day labourers. We might also add disguised subcontracting, precarious self-employment, ‘special’
employment, and perhaps even migrant labour to the mix (see Grubb et al. 2007, p. 76 for a good
discussion of some, but not all, of the various metrics use to measure the incidence of non-regular work
in South Korea).
3 Item 2 of Article 119 of the Korean constitution grants the state the ability to “regulate and coordinate
economic affairs in order to maintain the balanced growth and stability of the national economy, to
ensure proper distribution of income, to prevent the domination of the market and the abuse of economic
power, and to democratize the economy through harmony among the economic agents.” See the
Constitution of the Republic of Korea. Available online: http://korea.assembly.go.kr/res/low_01_read.jsp?
boardid=1000000035 (accessed 10 January 2013).
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25
Global Korea
John Lie
Until the 1980s the very conjunction of the term “global” with “Korea” would
have been an incongruity or an oxymoron. After all, the master signifier of Korea
was the “Hermit Kingdom”; Korea was antipodal to any commonsense notion of
“global.” Google’s Ngram View reveals that the nouns “Korea,” “Corea,” and their
cognates rarely appeared in print in the post-Gutenberg West. Korea’s rather
shadowy presence on the world’s historical stage should not be surprising given
its tributary status under a series of Chinese empires, which was then superseded
by Japanese colonial rule in the twentieth century. Indeed, imperial Japan
threatened Korea’s expunction from world history and geography in the first half
of the twentieth century. In the shadow of the two neighboring civilizations,
Korea’s cultural achievements remained occluded to the outside world, save for
several signature exports, such as celadon and ginseng. Consequently, the very
mention of Korea routinely puzzled otherwise educated people in much of the
world until the 1950s. For too long, Korea remained the answer to the trivial
question of the polity between China and Japan. Until the 1988 Seoul Olympics,
the only notable modern event associated with Korea was the Korean War. Even
then, its most common moniker remains the “forgotten war” (Blair 1987). In
short, the idea of “global Korea” would have been strange because the world
remained largely oblivious to and about Korea.
In the twenty-first century, we cannot but talk about globalization when we
talk about South Korea. The plausibility of an entry on “global Korea” is readily
apparent in a world where Samsung cell phones and Hyundai automobiles are
ubiquitous and the music video “Gangnam Style” remains the single most
watched YouTube video. One cannot do so as easily for North Korea, one of the
few states to actively resist incorporation into the capitalist world-economy. Yet
when we consider Korea, past and present, North or South, we cannot bypass the
inextricably intertwined relationship of the Korean Peninsula with the rest of the
world. This essay will focus on globalization and South Korea, but the Korean
polity has always been and remains a transnational and globalized entity.
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26
Inter-Korean relations, 1945–2013
Avram Agov
Relations between the two Koreas since 1945 can be characterized as a permanent
state of war in different forms. Reunification has been an existential national
issue on the Korean Peninsula, while efforts to achieve a unified state have
defined the approach of the two Koreas to one another. The division and inter-
Korean relations are inseparable from the architecture of the Cold War. Even
though the global Cold War has ended, its peninsular version persists and
perpetuates the Korean partition. International relations involve interaction
between different states, but the two Koreas have sought to represent the whole
peninsula as a single state. Hence this is the first major feature of the North-
South relations – competition to represent a single Korean entity either by
unifying the Korean Peninsula or by gaining more international recognition than
its rival. The premise of each Korean state is that the other Korean state is
illegitimate and is not supposed to exist, which is the second characteristic of
inter-Korean relations. The Republic of Korea (ROK) and the Democratic People’s
Republic of Korea (DPRK) still do not recognize each other and are technically at
war. The mutually exclusive paradigm has determined very toxic and
unpredictable relations. The northern and southern halves of the Korean
Peninsula were temporarily divided along the 38th parallel, but the post-World
War Two arrangement among the Allies became a long-term separate state
solution, similar to the division of Germany. The paradox of the inter-Korean
relations is that the foreign policy of each Korean state has been largely
determined by the existence of the other, even though the peninsular interactions
are founded on the principle of mutual exclusion.
Solutions to the Korean Question have been dominated by denial, rejection and
conflict. The main forms of direct interaction between the two halves of the
Korean Peninsula were diplomatic isolation, hostility, subversion or war. Since
the Demilitarized Zone (DMZ) sealed off the two Korean states from each other,
the regional alliance systems became the main outlet for inter-Korean relations.
There were attempts at dialogue and reconciliation, however, and we will also
examine the episodes which marked a shift from confrontation to cooperation on
the Korean Peninsula. Another feature of the inter-Korean rivalry is its longevity
compared to its closest parallel during the Cold War era – inter-German
relations. One of the main reasons for the persistence of the inter-Korean conflict
is that the Koreans fought a fratricidal war which further deepened and cemented
the division of Korea for generations to come.
Studies of the liberation, occupation, division of the Korean War reveal
important aspects of the formative period of the interactions between the two
halves of the Korean Peninsula. Nevertheless, the historiography of inter-Korean
relations from a longer-term perspective is mostly confined within studies of the
history of either South Korea or North Korea and their respective alliance
systems, as the division of the peninsula led to division of its scholarship as well.
This dichotomy seems inevitable, given the gravity of the nation-state as main
point of departure in the investigation of international relations. But there are a
few studies, such as the ones by Barry Gills, Don Oberdorfer, Taik-yong Humm
and Eui-gak Hwang, which focus on the two Koreas and their interaction. This
essay will briefly outline major events and stages in the history of inter-Korean
relations from 1945 until 2013. The narrative will take into account internal and
external factors that have shaped the relations between the two halves of the
Korean Peninsula.
The Korean civil conflict was rooted in the colonial period (1910–1945) and
deepened during decolonization. After Liberation on 15 August 1945, the internal
strife took the form of deeply opposing political entities. Social cleavages
provided the platform for the division of Korea, while the international
framework structured the actual separation. On 10–11 August, 1945, the US State-
War-Navy Committee decided to divide Korea into two occupation zones. The
Soviet Union, which had joined the war against Japan (as agreed at Yalta and
Potsdam in 1945), accepted the American proposal for the partition of Korea
along the 38th parallel. The division of the Korean peninsula was a temporary
solution during a trusteeship period (trusteeship was agreed by the Allies at Cairo
and Teheran in 1943), leading eventually toward the full independence of a
unified Korean state.1
The three years between the Liberation and the creation of separate Korean
states marked not only a process of molding two political entities but also
growing alienation and isolation between them. While the negotiations between
Allies for a unified Korean government were turning destructive, the
administrations in the two zones were growing into proto-governments with
distinct ideologies and political agendas. The peninsular division added to the
economic chaos which ensued after the collapse of the Japanese economic zone.
Still, for some time there were still exchanges between the two halves of the
peninsula – the North supplied the South with electricity, for example.
Movement of people between the two zones was still possible until 1947 despite
the restrictions.2
The division and occupation of the Korean Peninsula was a transition from
intra-Korean to inter-Korean conflict between emerging separate polities. The
divergence between northern Korea and southern Korea started from the
beginning of the occupation by the Soviet and American armies of the two halves
of the peninsula. The Soviet Union and the United States were still allies, but
their irreconcilable political systems and ideologies and differing interests set the
conditions for the diverging paths of their respective occupied zones. By 1947, the
northern and southern halves of the Korean Peninsula were entangled in the
global antagonism between liberal capitalism and communism. The United States
referred the Korean Question to the United Nations after the US-Soviet Joint
Commission failed to agree on a unified Korean government. The United Nations
Temporary Commission on Korea (UNTCOK) was established to oversee
democratic elections in Korea. The Soviet Union and northern Korean authorities
boycotted the commission. The commission violated earlier agreements between
the powers on Korea, according to the Soviet delegate to the UN, Andrei
Vyshinsky, while Kim Il Sung called the commission’s delegates “running dogs”
of the United States. The UNTCOK-supervised elections in southern Korea in
May 1948 presaged creation of a separate southern government (Cumings 1997:
211). Separate elections were held in northern Korea in August.
Institution building in the two occupation zones culminated with the
establishment of the Republic of Korea (ROK) on 15 August 1948 with Rhee
Syngman (Yi Sŭng-man) as president, and the Democratic People’s Republic of
Korea (DPRK) a few weeks later on 9 September with Kim Il Sung (Kim Il-sŏng)
as prime minister. The two leaders symbolized the different political paths and
foreign affiliations that the two halves of divided Korea would follow. Kim, a 33-
year-old former anti-Japanese fighter in Manchuria and military officer in the
USSR, returned to northern Korea aboard a Soviet ship from Vladivostok to
Wŏnsan with dozens of his comrades on 18 September 1945. The 70-year-old
Rhee, an exile in the United States and graduate of Princeton University, was
flown to Seoul on General MacArthur’s plane in mid-October 1945.
Foreign powers were instrumental in the territorialization of the civil conflict
in Korea, which evolved to a stand-off between two state structures, thus
amplifying the confrontation. The Korean War, 1950–1953, deepened and
expanded the intra-Korean civil schism into an interstate war with enhanced
military capabilities of the two rival sides which were further reinforced by
international alliances. The Armistice Agreement, signed on 27 July 1953, ended
the military operations on the Korean Peninsula, but not the war. The fault line
between the two world blocs sharpened and deepened on the battleground of
Korea. Even though the Korean War was a global conflict, the major powers tried
to diminish the significance of their involvement or disguise it. For the Koreans,
however, it was total war which resulted in horrific human losses and
destruction. Three million Koreans (two million of them in the North), mostly
civilians, were dead, injured or missing. The legacy of the Korean War is a major
obstacle to reconciliation between the two Koreas. Coping with the war legacy
has determined the history of the Korean Peninsula ever since.
Despite the intractable ideological and political divide, the DPRK and ROK
shared similarities of developmental dictatorship in their quest for military and
economic supremacy which would solve the reunification problem on their own
terms. The militarization of the two Koreas in the 1960s was interconnected, the
same was true of the political process in the two parts of the Korean peninsula.
The Yushin (revitalization) constitution, adopted in November 1972, turned Park
Chung Hee’s presidency into a legal dictatorship by granting him enormous
powers, such as ruling by decree and an unlimited term in office. The Yushin
regime coincided with the 1972 North Korean constitution. The new DPRK
constitution elevated Kim Il Sung to the new post of President; affirmed
suryŏngje (leader’s system); and enshrined chuch’e (self-reliance) – the creative
application of Marxist-Leninism “to the realities of our country” – as a “guiding
principle” of the party-state (Article 4 of 1972 DPRK Constitution, quoted in C.-S.
Lee 1976: 194).
Meanwhile, South Korea was gaining momentum at the expense of its
Northern rival on the back of an industrialization drive and export promotion.
Park Chung Hee initiated the Heavy and Chemical Industries Promotion Plan in
late 1971, focusing on six industries: iron, steel, nonferrous metals, shipbuilding,
chemicals, and machines. The industrialization program, tailored along the
Japanese model, was very ambitious, particularly given the lack of natural
resources in the South and the skepticism of the American advisors. The plan was
born out of the inter-Korean rivalry and aimed at enhancing the defense
capabilities of the ROK. A similar preoccupation with national defense prompted
the North Korean government to promote its own machine industries in the
1960s.
Park Chung Hee followed keenly the DPRK’s economic performance and
reportedly had comparative charts of economic data of the North in his office. By
the mid-1970s, South Korea had surpassed North Korea in living standards, even
though the DPRK was still ahead of the ROK in terms of GNP per capita based on
official exchange rate (Hwang 1993: 123). Between 1965 and 1976, North Korea’s
GNP doubled, still a respectable performance despite the slowdown caused by
declining exports and rising foreign debt. But the South Korean GNP tripled
during the same period, which laid the foundation for the long-term economic
disparity between the two Koreas.
International recognition and support were key factors for enhancing the
legitimacy of the two Korean states. The Third World became an arena for
North-South competition, as the two Koreas were already integral parts of the
opposing Cold War blocs. The two Korean states were involved in their own
“scramble” for ties in Africa and Asia. The North had an upper hand in engaging
developing nations. Independence, anti-imperialist struggle, solidarity
movements and commercial interests were the foundation for building the
DPRK’s relations with Third World countries, such as Indonesia, India, Egypt,
Iraq, Algeria, and Congo, among others. Even though the DPRK continued to be
denied participation in the UN debate on the Korean Question, while ROK had
the sole right to represent Korea, the Pyongyang government was gaining ground
in the inter-Korean diplomatic competition. The increased presence of
postcolonial countries in the United Nations started to shift the balance in favor
of North Korea after 1958. North Korea’s active policy toward liberation
movements and emerging nations in the 1960s and the 1970s increased its
international support. As a result, by 1975, North Korea reached diplomatic parity
with South Korea (Gills 1996: 261).
New regional dynamics and internal developments in the two Koreas led to a
détente on the peninsula in the early 1970s. The thaw between the United States
and the Soviet Union, the normalization of Sino-American relations in 1971 and
the American policy in Asia – known as the Nixon Doctrine – shaped the
international background for the beginning of inter-Korean dialogue. Both sides
had their own rationale for approaching each other: Kim Il Sung believed that the
time of revolutionary change in the South was close and thus peaceful unification
could be possible. The American decision to withdraw 20,000 troops from South
Korea encouraged Kim’s optimism. A proclamation of the Supreme People’s
Assembly to South Korean people on 13 April 1971, stated that the DPRK was
ready to solve the unification peacefully in the event that after the removal of
Park Chung Hee’s “faction” in South Korea, a people’s rule was established, or a
democratic figure came to power. But on 6 August, Kim Il Sung expressed
readiness to negotiate with various parties in the South, including Park Chung
Hee’s Democratic Republican Party. During a meeting with the visiting Nicolae
Ceausescu in Pyongyang in June 1971, Kim reasoned that in the absence of
American forces, the South Korean people could install a “democratic progressive
government” which would draw the Koreans close to each other so that the
unification could be achieved peacefully.4 For his part, Park Chung Hee was
increasingly concerned with perceived weakened American commitment to
South Korea’s security in line with the Nixon Doctrine. The American position at
the Paris Peace Talks for a settlement in Vietnam must have further undermined
the Park regime’s trust in its American ally. The South Korean government was
concerned about the possibility of US-DPRK relations in the wake of the US-PRC
breakthrough. In addition, President Park grew more confident in South Korea’s
economic performance vis-à-vis its Northern rival and he felt that the Seoul
government could engage in inter-Korean dialogue from an enhanced position.
At a speech on 15 August 1970, which marked Liberation Day, Park proposed
the beginning of humanitarian talks between the two Koreas and “peaceful
competition” with North Korea. In September 1971, the two Korean states held
Red Cross negotiations regarding divided families, following the South Korean
initiative. In turn, Kim Il Sung proposed a peaceful treaty between the DPRK and
ROK in January 1972.5 The dramatic visit of the newly-appointed KCIA director
Yi Hu-rak to Pyongyang on 2–5 May 1972 and his meeting with Kim Il Sung led
to further conciliatory measures. The détente on the Korean Peninsula produced
the historic 4 July 1972 Joint Communiqué, which was the first attempt at
achieving peaceful unification. The Communiqué proclaimed three principles of
unification: 1) the problems must be solved without foreign interference and with
the Korean people’s own forces; 2) unification must be implemented in a peaceful
manner; and 3) a unified nation should be created despite the ideological
differences of the political systems.6 The two sides established a North-South
Coordinating Committee, co-chaired by Kim Yŏng-ju, Kim Il Sung’s brother and
a Politburo member, and Yi Hu-rak. Park Chung Hee and Kim Il Sung announced
separate plans for unification in June 1973. The announcements revealed growing
discord between the two sides as well. The North Korean leader proposed a
confederation-type of unification in which the two Korean states would preserve
their political systems and govern their domestic policy, while foreign policy
could be entrusted to a unified body.
In October 1973, Kim Il Sung explained to his visiting Bulgarian counterpart,
Todor Zhivkov, that such a confederation system would require reduction in
military spending and would lead to the elimination of the “reactionary regime”
in South Korea, because without an army the people would rise. The North
Korean leader admitted that the proposed confederation would be very difficult
to materialize under the current circumstances and that it was a “political slogan”
intended to “draw the workers and the peasants” and demonstrate to “democratic
forces” in the South that North Korea was for peaceful unification, while South
Korea was against it. Kim blatantly stated that if “more democratic government”
was established in the South, the DPRK would not bring up the slogan for
confederation, but simply “call a revolution.”7 The North Korean leadership grew
increasingly suspicious and uneasy about the Yushin constitution, which
strengthened anti-communism in the South and played a significant role in the
DPRK’s decision to withdraw from the inter-Korean dialogue. On 28 August
1973, North Korea suspended meetings within the North-South Coordinating
Committee reportedly in response to Kim Dae Jung’s kidnapping by KCIA agents.
The abduction incident served as pretext for North Korea to withdraw from the
dialogue.
The failed détente on the Korean Peninsula pushed the two Korean states into
a new cycle of confrontation. Kim Il Sung seemed to have abandoned his peaceful
approach toward unification and returned to the more militant posture which
characterized North Korea’s policy in the 1960s. With the North Vietnamese army
poised to capture Saigon and unify the country, Kim Il Sung declared
optimistically in Beijing on 18 April 1975 that Asia was on a “high tide of
revolution.” Kim unsuccessfully prodded the Chinese leadership to support armed
unification of Korea during his visit. China wanted to prevent the Korean
question from derailing its relations with the US and Japan or from getting
involved in a military conflict on the Korean Peninsula. By 1974, an ailing Mao
had modified his revolutionary view, stating that “we may not mention that the
current world tide is a revolution.”8 As a result of the cold Chinese response, Kim
Il Sung gave up military means to achieve unification.
A new assassination attempt against Park Chung Hee on 15 August 1974
marked renewed hostility between the two Koreas. President Park was delivering
a speech for the twenty-ninth anniversary of the Liberation in the National
Theater in Seoul, when Mun Se-kwang, a Japanese-born Korean, fired shots that
missed Park but killed his wife Yuk Yŏng-su instead. It is widely believed that
Mun acted under instructions from Pyongyang, but the DPRK link has not been
categorically proven.9 Military tensions on the Korean Peninsula increased
dramatically following the “axe murder incident” on 18 August 1976, when KPA
soldiers killed two American officers in the Joint Security Area (JSA) of the DMZ.
The American officers were attacked when their team, composed of American
and South Korean soldiers, attempted to trim a tree hindering the view between
posts. The UN Command responded with deployment of disproportionate force to
cut the tree in an attempt to intimidate the North Korean side. The show of force
was considerable, involving US helicopters and bombers circling around the zone.
The DPRK expressed “regret” over the incident in the JSA, which was an
admission of responsibility. The crisis can be seen in the broader context of the
tense atmosphere on the Korean Peninsula following the first Team Spirit
military exercises held by the US-ROK forces several months earlier. North Korea
was involved in the kidnapping of Japanese and South Korean citizens. The most
high-profile South Korean victims were film director Shin Sang-ok and his
former wife and actress Ch’oe Un-hŭi, who were abducted in 1978 to develop the
film industry of North Korea. They managed to escape from their North Korean
minders during a visit to Vienna in 1986.
After the botched inter-Korean dialogue, the DPRK tried to engage the United
States in direct negotiations concerning a peace treaty, starting with Kim Il
Sung’s letter to the US Congress in 1973. In 1976, the North Korean leader even
sent a letter to president-elect Jimmy Carter seeking direct contacts. Kim also
conveyed similar messages to the American president through Ceausescu in 1978
and Tito in 1979. The United States would not start negotiations with North
Korea without South Korean participation. President Carter even briefly
entertained the idea of meeting both Kim Il Sung and Park Chung Hee in order to
reach a North-South settlement, following the model of the Camp David peace
agreement between Israel and Egypt. The American president in fact proposed a
three-way meeting of diplomats during his visit to Seoul in June 1979, but North
Korea rejected his initiative (Oberdorfer 1997: 104–105).
The anti-government protests and the assassination of Park Chung Hee by the
KCIA director Kim Chae-gyu on 26 October 1979 threw South Korea into turmoil.
Major General Chun Doo Hwan (Chŏn Tu-hwan), Commander of the Defense
Security Command and investigator of his mentor’s assassination, initiated a
bloody coup with fellow generals from hanahoe (literally “group of one”) – a
secret officer circle in the army. On 12 December, Chun diverted army units from
the area close to the DMZ, including part of the Ninth Division under the
command of General Roh Tae Woo (No T’ae-u) – Chun’s classmate from 1955
class of the Korean Military Academy – and launched a daring attack on the
Army headquarters in Seoul as a first step in installing a new military regime.
The Kwangju Uprising in May 1980, which the South Korean propaganda falsely
attributed to North Korean communist agents, further increased the uncertainty
and tension on the Korean Peninsula. Still, the two Koreas engaged in ten
“preliminary” meetings between February and August 1980 – the first encounter
since dialogue ended in 1975. And for the first time, they referred to each other
by their official names – DPRK and ROK (C.-S. Lee, 1985: 122). In 1981, the two
sides held high-level meetings through their Red Cross organizations.
The DPRK resorted to subversive tactics to undermine Chun Doo Hwan’s
military regime, which continued Park Chung Hee’s anti-communist policies.
North Korea’s foreign clandestine operations were put under the control of Kim
Jong Il (Kim Chŏng-il) – an official successor of his father Kim Il Sung from the
Sixth Congress of KWP in 1980. North Korean agents attempted to assassinate
Chun Doo Hwan during his visit of Rangoon (Yangon) on 9 October 1983. A
bomb explosion in a mausoleum of the national cemetery missed the South
Korean president, but killed 17 officials, including three South Korean cabinet
ministers and three Burmese officials. Two of the three conspirators were
captured and one of them, Kang Min-chul, admitted that he was a KPA officer.
The bombing happened before Inter-Parliamentary Union meeting opened in
Seoul. The incident led to the suspension of DPRK-Burmese relations, but it also
strained Sino-North Korean relations, as the Chinese had proposed trilateral talks
between DPRK, ROK and US on behalf of its ally, shortly before the bombing in
Rangoon.
The 1983 crisis was followed by attempts to resume the inter-Korean dialogue.
North Korea reiterated its proposal for a three-way meeting in January 1984, in
order to conclude the peace treaty. DPRK’s initiatives aimed to prevent an
increase of American forces in South Korea and to “expose the United States’
excuses” for its military presence. In September of the same year, the North
Korean Red Cross sent food and other supplies for flood victims in South Korea.
The two Koreas held parliamentary meetings in 1985 and organized the first
family reunions, as 35 South Koreans visited Pyongyang on 20 September. After
1985, the two sides used a secret diplomatic channel, through which they
discussed even a possible summit between Kim Il Sung and Chun Doo Hwan,
among other issues (Oberdorfer 1997: 147–149). The inter-Korean dialogue made
little progress, however, and the relations deteriorated again in 1986. By this time,
the Team Spirit US-ROK military exercises had reached 200,000 combined
personnel. The DPRK viewed the two-month maneuvers south of the DMZ as
threatening and suspended all inter-Korean exchanges in January 1986, after the
ROK declined to call off Team Spirit.
On 29 November 1987, a bomb explosion on Korean Air Flight 858 (from Abu
Dhabi to Bangkok) was another dark episode in inter-Korean relations. Two
North Korean agents planted a time bomb, which exploded midair and destroyed
the plane, killing all 115 people on board, mostly South Koreans. The purpose of
the terrorist attack was reportedly to destabilize the South Korean government
and intimidate countries from participating in the 1988 Seoul Olympics. One of
the bombers, a female agent, Kim Hyŏn-hŭi, survived a suicide attempt (her
partner died in the hospital after taking cyanide) and was arrested in Bahrain.
Kim confessed to the attack and was sentenced to death in South Korea, but
President Roh Tae Woo pardoned her. As a result of the bombing, the US State
Department listed DPRK as a state sponsor of terrorism.
Mikhail Gorbachev’s “new thinking” in Soviet foreign policy and the
improvement of Soviet-American relations laid the foundation for the final phase
of the Cold War. Gorbachev’s Krasnoyarsk speech in September 1988 also
signaled a readiness to forge economic ties between the Soviet Union and South
Korea. In this new international environment, President Roh Tae Woo tried to
reach out to the DPRK by pursuing Nordpolitik, which resembled Chancellor
Willy Brandt’s Ostpolitik toward Eastern Germany. The South Korean president
proposed the promotion of trade between the two Koreas, exchanges of visits,
and further humanitarian contacts between the two Koreas. On August 15 1988,
Roh proposed an inter-Korean summit. Kim Il Sung replied that if the South
accepted his proposal for confederation, the two leaders could hold a summit in
Pyongyang. Kim also declared a non-aggression policy line toward South Korea.
Inter-Korean contacts also involved the South Korean opposition. North Korean
foreign minister Ho Dam met opposition leader Kim Young Sam in Moscow in
June 1989, and unsuccessfully tried to persuade him to visit North Korea.
As Soviet perestroika, the fall of the Berlin Wall and the democratization of
Eastern Europe started to break down the Cold War order, Roh’s “northern
politics” was accompanied by efforts to establish ties with North Korea’s socialist
allies. Hungary announced the exchange of permanent missions with ROK on 13
September 1988. Other Eastern European countries also established diplomatic
relations with the ROK. The Soviet Union followed suit, as economic
considerations played a part in promoting relations with South Korea. On 4 June
1990, Gorbachev and Roh Tae Woo met in San Francisco, and in September,
Moscow decided to establish diplomatic relations with Seoul. Kim Il Sung was so
upset with the Soviet “betrayal” that he declined to meet the Soviet foreign
minister Eduard Shevardnadze, who was visiting Pyongyang in September 1990
to explain the shift in Soviet policy toward the ROK. DPRK foreign minister Kim
Yŏng-nam told Shevardnadze that normalization of relations with South Korea
would increase pressure on the North to open up in order to “overthrow the
socialist regime in our country” and annex DPRK like the German scenario. Kim
threatened his guest, saying that Soviet recognition of the South would nullify
the 1961 Soviet-North Korean Alliance Treaty and that North Korea would be
free to develop nuclear deterrents against American nuclear weapons on the
Korean Peninsula, since the Soviet defensive “umbrella” stipulated in the treaty
would no longer offer protection.10
There was more to come in a series of setbacks for the DPRK’s diplomacy by
the end of Cold War. The Sino-North Korean “blood alliance” also suffered when
China expanded economic ties with South Korea. In May 1987, Kim Il Sung
visited China in an attempt to persuade Deng Xiaoping to terminate contacts
with South Korea. Deng recommended that Kim not rely on military force and to
try to improve relations with Japan and the US in order to seek a “realistic
solution” for the problems on the Korean Peninsula. The PRC and the ROK
established diplomatic relations on 24 August 1992.
The collapse of the Soviet Union further shifted the strategic situation on the
Korean peninsula. The cross-recognition between North Korea’s (former) allies
and South Korea was not reciprocated by establishing diplomatic relations
between North Korea and the West and Japan. The increased uncertainty
prompted Pyongyang to pursue more active inter-Korean dialogue. The
diplomatic exchanges culminated with two prime ministerial talks, held in Seoul
on 4–7 September and in Pyongyang on 16–19 October in 1990. The director of
National Security Planning, Sŏ Sŏng-wŏn, secretly visited Pyongyang in early
October and met Kim Il Sung and Kim Jong Il, while KWP secretary Yun Ki-bŏk
and Roh Tae Woo met in Seoul in November. The meetings failed to reach an
agreement on a joint declaration dealing with unification and the idea of a
Korean summit did not materialize. But the two prime ministers met again in
Pyongyang in October 1991 and also in Seoul in December of the same year,
achieving a breakthrough in relations, similar to the 1972 development. On 12
December, the two sides signed the Agreement on Reconciliation, Non-
Aggression and Exchanges and Cooperation, which has been most promising in
their bilateral relations. The accord included mutual recognition of each other’s
systems, but fell short of recognizing the existence of the two states on the
peninsula. The agreement called for transforming the armistice into a “state of
peace” and non-use of force against each other. The document also envisioned
economic, cultural and scientific exchanges.
On the back of the North-South reconciliation agreement and Roh Tae Woo’s
announcement that South Korea was free from nuclear weapons in December
1991, the two Koreas reached another historic nuclear pact on 19 February 1992.
In their Joint Declaration on the Denuclearization of Korean Peninsula, the two
sides pledged not to “test, manufacture, produce, receive, possess, store, deploy or
use nuclear weapons.” They also agreed “not to possess nuclear reprocessing and
uranium enrichment facilities” and to set up a Joint Nuclear Control Commission
for reciprocal inspection of other’s facilities.
South Korean President Lee Myung Bak (Yi Myŏng-bak) reversed the “Sunshine
Policy” after questioning its character of “appeasement.” Past policies of Lee’s
predecessors toward the North also created friction with ROK’s allies: the United
States and Japan. The conservative South Korean administration aimed at
providing conditional economic assistance to the DPRK over the next ten years,
with the goal of bridging the gap between the two Koreas. Inter-Korean
cooperation was intended to help the North Korean economy reach a USD 3,000
per capita income during that period, hence the “Vision 3000” policy. The main
condition for South Korean aid was the implementation of the 2005 Joint
Statement, which had been issued at the Six-Party Talks for the denuclearization
of North Korea. President Lee also prioritized human rights issues in his policy
toward North Korea, which had an adverse effect on inter-Korean dialogue. The
DPRK labeled the South Korean government a “reactionary clique.” Exchanges
between the two Koreas were either canceled or limited. In 2008, after a South
Korean tourist was shot and killed by a North Korean soldier in the Mt. Kŭmgang
resort area, the Seoul government terminated tours to the North.
Inter-Korean relations continued to deteriorate after North Korea test-fired an
Unha-2 three-stage rocket on 5 April 2009, in which the third stage failed to
separate properly. The UN Security Council issued a presidential statement,
declaring that the test was a violation of the October 2006 Resolution 1718, and
new sanctions were adopted against the DPRK afterwards. North Korea declared
that it would not participate in the Six-Party Talks and that it would also
abrogate previous agreements. On 25 May 2009, The DPRK conducted a second
nuclear test. As a result, on 12 June, the UN Security Council adopted new
sanctions and arms embargoes against North Korea. The following day, the
DPRK admitted for the first time that a uranium enrichment program existed for
the production of fuel for a light-water reactor. This was another blow to inter-
Korean relations.
Military tensions on the Korean peninsula escalated to a dangerous level in
2010 in the wake of two significant incidents. On 26 March, a North Korean
submarine allegedly fired a torpedo at a South Korean corvette Cheonan, which
sank near Paengnyŏng Island. The island lies in a sensitive, disputed area of the
Yellow Sea, 16 kilometers off the North Korean coast and 121 kilometers from an
area where joint US-ROK naval exercises were being conducted at that time as
part of Key Resolve war maneuvers. As a result of the Cheonan sinking, 46 South
Korean seamen lost their lives. The incident can be viewed in the context of
ongoing disputes between the DPRK and ROK over sea borders, which has led to
frequent naval clashes. Only four months earlier, a naval battle between the two
sides in the area left several North Korean sailors dead. In May, South Korea
announced it would stop almost all trade with North Korea, and that it would
conduct joint US-ROK naval exercise in response to the sinking. North Korea
presented its own list of punitive measures, which included cutting off all ties
with the South – except the operation of the Kaesong Industrial Complex – and it
threatened to attack any South Korean vessel crossing the Military Demarcation
Line, which was declared as a sea border by Pyongyang in 1999. Another grave
incident occurred in November in the disputed Yellow Sea zone. Following live-
fire exercise by South Korean forces, North Korean artillery opened fire on
military and civilian targets on Yŏngp’yŏng Island (located 12 km off the North
Korean coast), killing four South Koreans. The ROK army retaliated by firing on
North Korean military positions. In response to the DPRK’s provocation, ROK
and US conducted previously scheduled but expanded joint naval exercises in the
Yellow Sea while the South Korean army reinforced the defense of Yŏngp’yŏng
Island.
Inter-Korean relations hit a new low point after North Korea successfully
launched an Unha-3 rocket into space on 12 December 2012. It was a
breakthrough in the DPRK’s ballistic missile program, as it demonstrated the
capability of sending vehicles roughly 10,000 km, although it had not reached the
capability to build miniature warheads for mounting on a missile. Consequently,
the UN Security Council Resolution 2087 condemned the launch on 22 January
2013. The DPRK escalated the rhetoric and declared that it would continue the
missile tests and the development of its nuclear program; it even threatened the
US with launching long-range missiles. On 12 February, North Korea conducted a
third nuclear test and declared that it would end the Armistice Agreement on 13
March. At that time, the United States and South Korea conducted the joint
military exercise Foal Eagle, which involved B-52 bombers from an American air
base in Guam and B-2A stealth bombers (which flew directly from Missouri to
the Korean Peninsula) as an affirmation of the “nuclear umbrella” over South
Korea. The war of words reached unprecedented levels, as North Korea declared
a “state of war” against the South on 30 March. North Korea’s saber-rattling,
albeit not unusual, can be partially explained by the recent power succession to
Kim Jong Un (Kim Chŏng-ŭn) – the youngest son of Kim Jong Il. There was little
time to prepare for the transition after Kim Jong Il died on 17 December 2011, and
the young Kim had to quickly assert his leadership. According to such
interpretation of North Korea’s militant attitude, Kim Jong Un needed to
demonstrate that he could stand up to the DPRK’s enemies in order to enhance
his credentials as the new Supreme Leader, particularly among the military – a
key for power succession. North Korea announced that it would restart its
nuclear reactor in Yŏngbyŏn and closed entry to the Kaesong Industrial Complex
– the last functional project of the inter-Korean cooperation. In August, the two
sides agreed to reopen the complex, which signaled the end of the crisis.
The crisis was a test for the new South Korean President Park Gun Hye (Pak
Kŭn-hye). The daughter of late President Park Chung Hee, the new president
formulated her own approach to North Korea – “trustpolitik,” which aimed to
resume dialogue with North Korea. South Korea made a commitment to restore
aid and cultural exchanges with the North in return for a better rapport with
Pyongyang – a compromise between the “sunshine” approach and a hardline
policy. The fact that Park visited Pyongyang and met Kim Jong Il in May 2002 as
chairwoman of the Korea-Europe Foundation helped to facilitate her
communication with the North Korean leadership. For his part, Kim Jong Un – a
third -generation leader from the Kim family – sent a positive signal to the South
during his 2014 New Year address in which he called for establishing a “favorable
climate” for improving relations between the North and the South and for unity
the of all Koreans, who “should open a new phase for independent reunification,
peace and prosperity this year.”13 It seemed that the DPRK was ready to start a
more positive phase in inter-Korean relations. Only time will tell how far the two
Korean leaders might go in promoting linkages and cooperation across the DMZ.
After almost seven decades of separation and extremely divergent historical
trajectories, the two Koreas continue to polarize and distance themselves from
each other, making the possibility of reunification increasingly daunting.
Notwithstanding, there are some key factors that make for achieving
reconciliation possible. The first condition is to end the Korean War, which
means the replacement of the armistice agreement with a peace treaty. The
peninsular Cold War architecture is the root cause for a continued division, so
until it is dismantled, the inter-Korean antagonism will continue to persist. The
peace process entails steps toward denuclearization of North Korea and military
de-escalation, as well as the recognition of the DPRK by the United States and
Japan. Some argue that a “grand bargain” – including denuclearization,
recognition and economic aid to North Korea – was perhaps the most effective
formula for achieving permanent peace, but at the current moment the prospects
of such an equation are still dim. DPRK’s determination not to give up its nuclear
arsenal – which is perceived by the regime as its last stand against the hostile
world surrounding the country – is an obstacle for reaching such an agreement
and, more importantly, for implementing it. In recent years, North Korea has
more vigorously expanded its nuclear program and has conducted a space launch,
which has enhanced its bargaining position and has also increased the security
risks on the peninsula. One possible way to deal with the nuclear problem has
been offered by Siegfried Hecker, a Stanford University professor and the former
director of the Los Alamos National Laboratory. Hecker put forth a formula of
“three No’s”: no more bombs (meaning no plutonium and highly enriched
uranium); no better bombs (including testing and missile launches); and no
exports.14 Even if North Korea agreed to this, it would still be a difficult
proposition for domestic political reasons, as Washington and Seoul would hardly
accept a solution which would fall short of complete denuclearization. Clearly, no
solution can be found without some flexibility and compromise from all sides.
Major players in the East Asian region are interested in peace, but they are
even more concerned with preserving stability, which is associated with the
status quo or a divided Korean Peninsula. Reunification of Korea is not exactly
against the interests of China, Japan, and the United States, but it is not their
priority either. Without a Helsinki-type process of collective regional security and
cooperation, permanent peace on the Korean Peninsula will continue to remain
out of reach. The participants in the Six-Party Talks, for example, could
constitute such a regional security mechanism. On several occasions, the two
Koreas have reached different degrees of rapprochement and a common
understanding that they should pursue reunification independently, but the
historical context of division is also inseparable from external factors. Similarly,
peace and reconciliation are closely connected to foreign powers, starting from
the conclusion of peace treaty.
The two Koreas have premised reunification on the concept that it should be
achieved on each state’s terms. This means that one of the two should prevail and
the other would have to disappear, hence the irreconcilable inter-Korean
antagonism. The race for superiority has defined inter-Korean relations since the
inception of the two Korean polities. Despite the huge economic gap (North
Korea is three percent of the South Korean economy), South Korea has not been
able to “win” the peninsular Cold War. For all practical purposes, the two Koreas
have developed mutual deterrents as insurance policies and the zero-sum game
cannot achieve significant progress toward reunification in the foreseeable future.
Thus, mutual recognition of the two Koreas is another important condition for
reconciliation and the reunification process. DPRK’s Marxist vision of revolution
in the South further deepened the conflict between the two Koreas in the global
Cold War era. Expectations of North Korea’s collapse by ROK and its allies have
also led to missed chances for reaching a comprehensive peace regime and a
durable reconciliation between the North and the South. Isolation and
impoverishment have pushed North Korea further toward militarization and
bellicose rhetoric and provocative behavior. Recognizing the fact of the division is
important step toward overcoming it.
Another key factor for the reunification process is its prioritization by the two
Korean states. Their pledged commitment to unity has been backed by
statements, unmatched by consistent and comprehensive policies. On the
contrary, there are interests and forces in both the DPRK and the ROK, which are
either afraid or directly opposed to unification. One example is the North Korean
political and military elite, who are doomed if unification is achieved through
absorption by the South. Further, concerns of prohibitively high unification costs
(some estimates reach one trillion USD) and insecurity on the Korean peninsula
discourage South Korean policy makers and the public to support reunification, at
least in the short-run.
The two Koreas have followed diverging paths, so the historical trend is to
make the division permanent. Shifting the centrifugal dynamics on the Korean
peninsula will require profound changes, both internally and externally. Bridging
economic and social gaps between the two sides is an extremely difficult task,
although the economy seems the most promising sphere for promoting inter-
Korean exchanges and cooperation. An even bigger challenge to reunification is
the emergence of separate Korean nations with distinct identities and values.
Korea has been moving from “two states – one minjok (nation)” towards a “two
states – two nations” reality.
The history of Korean division and prospects of unification would be further
illuminated by studying the issue of nation formation in the long-term partition
of Korea. Inter-Korean relations could be examined from anthropological,
cultural, social and psychological perspectives, outlining the connecting and
disconnecting points between the two Koreas. Study of North Korean migration
to the South, for example, can provide revealing intersecting points between the
two Koreas on the humanitarian level. The scholarship of inter-Korean relations
needs more research in various fields, such as economics, politics, security,
diplomacy and culture, which includes also the link between domestic policies
and the approach of the two Korean states toward each other.
Notes
1 Interestingly, this was not the first time Korea had been divided by foreign powers in modern history. A
secret clause of the Yamagata-Lobanov agreement in 1896 stipulated the division of Russian and Japanese
spheres of influence in Korea along the 39th parallel, even though the agreement was related only to the
movement of limited number of troops from both sides and did not lead to the actual partition of the
country.
3 Archive of Chinese Ministry of Foreign Affairs (CFMA) 106–00581–03, Report from the Chinese embassy
in the DPRK, Minutes of Conversation between Kim Il Sung and Qiao Xiaoguang, Re: the Military
Rebellion in South Korea, 16 May 1961: 19–20; 106–00581–06, Memorandum from the Chinese embassy
in the DPRK, Meeting of Central Standing Committee of Korean Worker’s Party on 18 May 1961, 21
May, 1961:32–33.
4 Romanian Central Historical Archive (ANIC), File no. 43/1971, Report from the Romanian embassy in the
DPRK, Minutes of Conversation on the Occasion of Party and Government Delegation on behalf of the
Romanian Socialist Republic to the DPRK, Pyongyang, 10 June 1971. North Korea International
Documentation Project (NKIDP), Woodrow Wilson International Centre for Scholars.
5 Kim Il Sung articulated his five-point peace treaty proposal at the 2nd session of the Fifth SPA in April
1972: 1) suspension of the increase of armed forces and arms race; 2) withdrawal of all foreign troops,
including those of the US; 3) reduction of the armed forces of the North and the South to under 100,000
troops and under, and sharp arms reduction; 4) termination of import of all kinds of weapon, tactical
equipment and materials; 5) signing a peace treaty which will solve the aforementioned issues and
guarantee that the North and the South will not use force against each other. Archive of the Bulgarian
Ministry of Foreign Affairs (AMVRB), opis 31, delo 116, 1882, Report from the Bulgarian embassy in the
DPRK, Second Session of the Fifth Supreme People’s Assembly of the DPRK and the issues addressed by
Kim Il Sung, ambassador Yanko Georgiev, Pyongyang, 10 July 1973, 50.
6 Political Archive of the German Ministry of Foreign Affairs (PA AA MfAA), C 951/76, Report from the
embassy of the GDR in the DPRK, Information provided by DPRK Deputy Foreign Minister Kim Yŏng-
taek to ambassadors of East European countries on 3 July 1972, Pyongyang, 4 July 1972, NKIDP.
7 AMVRB, opis 29, Delo 69, 1609, Minutes of Conversation between Kim Il Sung and Todor Zhivkov, held
on 25 October 1973: 133–135.
8 Yafeng Xia and Zhihua Shen, “China’s Last Ally: Beijing’s Policy Toward North Korea during the U.S.-
China Rapprochement, 1970–1975,” Diplomatic History (2013): 26.
9 Recent reports dispute the North Korean involvement in the assassination plot, as the Japanese
investigations failed to confirm Mun’s alleged links to the DPRK or the Ch’ongryŏnhaphoe in Japan.
10 Sergei Radchenko, “North Korea and the End of the Cold War,” paper at international conference “China-
DPRK Relations during the Cold War,” Shanghai, October 14–15, 2011.
11 The IAEA introduced special inspections to assess suspicious undeclared facilities, after it was established
in 1991 that Iraq had a clandestine nuclear program in secret sites close to those inspected by the
international agency of undeclared nuclear waste sites.
12 Leonid Petrov, “The Politics of Inter-Korean Economic Cooperation, 1998–2009,” The Asia-Pacific
Journal: Japan Focus, http://www.japanfocus.org/site/make_pdf/3190, accessed August 5, 2014.
14 Siegfried Hecker, “North Korea Reactor Restart Sets Back the Denuclearization,” Bulletin of the Atomic
Scientists, October 17, 2013, http://thebulletin.org/north-korea-reactor-restart-sets-back-denuclearization,
accessed August 3, 2014.
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Index
Note: Page numbers in bold type refer to figures. Page numbers in italic type
refer to tables.
Capitalism: Colonial period 126, 128, 162; Confucian capitalism 296; in early modern Korea 53, 54; emergence
in modern Korea 71, 81, 87
Cairo Declaration 172, 177
Catholicism, see Christianity
Ch’a Ch’i-ch’ŏl 322
chaebŏls 291, 296, 298–307 passim, 323, 329, 343–352 passim
Chang In-hwan 158
Chemical Unions 285–287
Cheju Rebellion 185
Chiang Kai-shek 184
Chang Myŏn 318–319
Ch’anggŭk 133
children in North Korea
China: aid to North Korea 222, 229; colonial period 163; relations with Chosŏn 1, 4, 18–19, 27–37, 46, 82, 83,
92, 100, 154–156 ; relations with North Korea 208, 214–216, 224, 235, 241, 251, 377; role in Korean War 177,
183, 186–191
Chinese Communist Party 184, 207, 215
Chinese People’s Volunteers 188
Chinju Rebellion 20, 45
Chipkangso 100–101
Cho Man-sik 165, 174, 202
Ch’oe Ch’ang-ik 200
Ch’oe Che-u 48, 68, 74, 76, 95–98, 104, 105
Ch’oe Kwang 208
Ch’oe Kyu-ha 322
Ch’oe Rin 118, 119
Ch’oe Si-hyŏng 68, 74, 76, 96–98, 100–102
Ch’oe Ik-hyŏn 29
Ch’oe Nam-sŏn 2, 118, 119, 162, 164
Ch’oe Yong-gŏn 204, 205
Ch’ŏlchong, 17, 44
Ch’ŏlla 95, 97, 99
Ch’ŏllima movement 215, 226
Chŏn Myŏng-un 158
Chŏn Pong-jun 68, 98–121
Ch’ŏndogyo 58, 74, 76, 105, 159, 162
Chŏng Yag-yong 17, 18
Chŏngjo 16, 17, 18, 19
Chŏnju 97
Ch’ongryŏn 230, 231
Chosin Reservoir 189
Chosŏn: Economy 21–22, 81–93; Reform movements 43, 46–58; state and politics 15–21, 27–37, 44–46;
historiography of 3–4, 52–59
Christianity: Chosŏn period 63, 66, 70, 71–73, 131; colonial period 131, 148, 159, 160, 162; persecution of
17–18, 28, 66; in South Korea 365, 366
Chu Yong-ha 200, 203
Chun Doo Hwan (Chŏn Tu-hwan) 55, 322, 323, 324, 375, 376
Ch’ungch’ŏng 95, 97, 102
chungin 3
Chŭngsang-gyo 76
Cinema: colonial period 133; in North Korea 375
Cold War 183, 262, 358–360
colonial modernity 124–138, 158
comfort women 116, 165, 178, 270, 336
COMECON 154, 225
communism 161, 163, 184, 268, 305
concubinage 143, 268
Confucian ethics 18, 19, 21
Confucianism 20, 22, 48, 51, 64–68, 96, 98, 154
Crony capitalism 346
Cuban Missile Crisis 215
Culture policy (bunka seiji) 113–115, 141, 161
Cultural Revolution 191, 216, 218, 268
culture nationalism 161, 162, 359
Hangyŏng 202
Han’gŭl 50, 125, 154, 157
Hara Takashi 120
Hideyoshi see Imjin War
Hong Chae-hak 29
homogeneity 4, 127, 361, 365, 366
Hong Kyŏngnae (see also Kyŏngnae Rebellion) 20, 44
Hong Yŏng-sik 130
Hong Zhunxian 30, 46
Hŏnjong 17
Hulbert, Homer 73
human rights 246, 321, 336
Hwang Jang Yop (Hwang Chang-yŏp) 218, 239, 382
Hwang Woo-suk (Hwang U-sŏk) 364
Hwanghae 102
hyangyak 133
Hyegyŏng, Lady 16
Hyŏn Yŏng-sŏp 118, 119
Hyundai 362
Japan: Annexation of Korea 83, 84, 91; Assimilation policy 111–121, 158; Japanese colonialism; colonial rule
111–121, 125–138, 158–165; Korean relations with Chosŏn 27–28, 30, 33–37, 45, 50–51, 86–93, 100, 173;
Relations with South Korea 361
Jeon Taeil (Chŏn T’ae-il) 300
Juche (chuch’e) 211–219, 225, 235, 359, 372
Kabo Reforms 34, 48–49, 55, 56, 73, 81, 86–89, 92, 130
Kaechu 87
Kaesŏng Industrial Complex 381
Kaesŏng merchants 22
Kang Man-gil 3, 55, 56
Kang Yang-uk 203
Kanghwa, Treaty of 15, 29, 45, 63, 67, 83, 154
Kangwŏn 102
Kapsin Coup (Coup of 1884) 28, 55, 86, 156
Kennan, George 183, 189
Khrushchev 212, 225
Kim Chae 203
Kim Chae-gyu 322
Kim Ch’aek 205
Kim Chong’t’ae 372
Kim Dae Jung (Kim Tae-jung) 317, 324, 344, 346–349, 359, 363, 364
Kim Hong-jip 46, 55
Kim Hwal-lan 118
Kim Jong Il: 246–259 passim, 268, 370, 382; early career 247–248; leader of North Korea 222–226, 228–229;
personality 248–249; successor to Kim Il Sung 209, 218, 228
Kim Jong Suk (Kim Chŏng-suk) 268
Kim Jong Un 209, 246, 285
Kim Il Sung: early career 163, 174, 177, 198; foreign policy 370–379 passim; political thought 211–219, 268;
role in establishing North Korean state, 177, 98, 197–201; role in Korean War 183, 185, 188, 189
Kim Kae-nam 101
Kim Ku 163, 165, 171–172, 174, 177, 211
Kim Kyu-sik 174
Kim Ok-kyun 47, 130
Kim Song-hwan 187
Kim Sŏng-su 174, 185
Kim Tu-bong 200, 201, 203
Kim Ung 205
Kim Wŏn-ju 141
Kim Yŏng-ju 34
Kim Yŏn-su 185
Kim Yong-bŏm 199
Kim Young Sam (Kim Yŏng-sam) 322, 324, 379
Kim You-na (Kim Yu-na) 364
Kim Yun-sik 47, 55
Kimilsungism see juche
kisaeng 133, 134, 135, 145, 329
Kojong 17, 27, 29, 30, 34, 36, 37, 45, 57, 67, 73, 99, 142, 154, 156, 159
Kŏmun-do 32, 33
Korea, historians of 2–9
Korean Democratic Women’s Union 262
Korean Federation of Trade Unions (KFTU) 285
Korean (North) People’s Army: establishment of 205–206; role in Korean War 186, 187, 188
Korean Provisional Government (Provisional Government of the Republic of Korea) 160, 171, 172, 184
Korean War: conflict 186–191; destruction in North Korea 222, 267; historiography of 6–7, 180–183; impact of
265, 357–359, 370; origins 183–186; outcome 175, 191–192
“Korean Wave” 1, 337
Korean Workers’ Party: founding 14, 198–202, 212
Koryŏ 16, 64, 153
Kwangmu Emperor 37, 57, 156
Kwangmu Reforms 81
Kwangju (Gwangju) Massacre 54, 305, 322
Kwŏn Kŭn 18
Kŭnuhoe 148
Kyŏngnae Rebellion 66
Kyŏngsang 99
Labour: Colonial period 116, 146–148; North Korea 226, 227, 267; South Korea 277–293, 300, 305, 307, 348–349;
Women in labour force 146–148, 267, 329–330, 333, 352
Lady Hyegyŏng 16
land reform 203, 262
Law to Eradicate Remnants of Feudal Practice 264
Leaders Program 317
Lee Myung-bak (Yi Myŏng-bak) 344, 351
LG 302, 362
Li Hongzhang 30
liberation (from Japan)
Literature: colonial period 125, 128–129, 133, 134, 136, 161;
Low-Rodgers Expedition 29
Maitreya 66
March First Movement 103, 105, 113, 14, 115, 141, 159–160, 172, 184
Manchuria 91, 119, 158, 163, 186
Manchurian Incident 164
Mao Zedong 186, 188, 218, 229
Marriage: Chosŏn period 263; colonial period 115, 144; in North Korea 263–266; in South Korea 328, 331, 337
markets, in North Korea 228, 271
Marxism see communism
McArthur, Douglas 188, 189
Meiji Reforms 46, 47, 49, 89
Meiji Restoration 30, 93, 101, 113
Merchants: Chosŏn 22, 32, 82, 91; Merchant guilds 85
Methodist Church see Christianity
“military first” policy 218, 381
“military rule” (budan seiji) under Japanese 113
minjok (folk, nation) 137
minjung 52, 104, 105, 128, 131, 323, 361
missionaries 33, 70–73, 75, 98, 129, 131, 159, 160, 365
Miura Gorō 34, 49
Mizuno Rentarō 114
Modern boy 136, 137, 149
Modern girl 136, 144, 149
modernization 3, 155, 157, 158, 161, 333, 337see also colonial modernity
Moffet, Samuel 75
Mokp’o 35, 93, 131
Mongol Invasions 154
monolithic ideological system 217
Moscow Conference 175
Mu Chŏng 205
Muccio, John 186
music 133, 135
Musillan Rebellion 20
Na Hye-sŏk 149
Name Order of 1940 116–117
Namin 49, 74
Nampo 225
Nationalism: Chosŏn 154–158; Colonial period 158–166; premodern Korea 153–154; in North Korea 361–362;
in South Korea 358–359, 361
nationalist history 364
Neo-Confucianism see Confucianism
neoliberalism 9, 349, 352
Network for North Korean Democracy and Human Rights 242
New Woman (sinyōja) 125, 128, 141, 144–145, 149
newspapers 50, 51, 88, 117, 156
NGOs 239, 242, 381–382
Nine-27 camps 242
nobi 22
Nordpolitik 364, 376
North Korea: constitution 218; economy 215, 216, 217, 221–223, 234–243 passim; 253–255; economic
stagnation 223–231, 253, 246; ideology 246, 247, 257–258; image of 1; foreign policy 212–216, 249–250, 257,
258; historiography of 7–8; human rights 234, 242, 257, 258; military 224, 242, 252, 256, 259; origins of
197–209; relations with South Korea 216, 368–386 passim; role in Korean War 186–191; society 262–272
North Korea Branch Bureau 199, 201
North Korean People’s Committee 202–204, 2009
Northeast Anti-Japanese Army 184
Northern Assembly 100, 102
Northern Learning 47, 54
nuclear weapons 246, 249–251, 378–379
Nuclear No-Proliferation Treaty 378, 379
O Ki-sŏp 199
Ŏ Yun-jung 47
OECD (Organization of Cooperation and Development) 307, 366
Open Port Period 82, 84, 87, 93
Oppert, Ernst 29, 45
Oriental Development Company 91
Orientalism 5
Western imperialism 28
“Western Learning” 29
Wilson, President 159, 184
“wise mother, good wife” 129, 142, 143, 145, 149
Women: colonial period 116, 128, 136, 141–149; in North Korea 262–272; in South Korea 326–338; in South
Korean labour force 327–329; women and modernity 128
Wŏnsan 87
World Food Program 234, 241
World War II 111, 120, 171, 176