Professional Documents
Culture Documents
Robert L. Sanks
Robert L. Sanks
I n t r o d u c t i o n
ROBERT L. SANKS
CONTRIBUTORS
Roger J. Cronin
Marc T. Pritchard
Brian G. Stone
Roy L. Wilson
This book is written for a wide variety of readers: the ing the editors. (Editors' names are not listed unless
expert and the beginner in a design office; the project an editor is a principal author.)
leader of a design team; the city engineer or chief The reviewers are listed as contributors (except, of
engineer of a water or sewerage authority (or their course, for the editors), but not all contributors
subordinates) who may review plans and specifica- are reviewers. A contributor is one who has helped
tions; and manufacturers' representatives who should in any way, from writing a short segment to giving
know how their equipment is best applied to a pump- advice.
ing station. Recommendations for the utilization of Engineers do not always agree, and the viewpoints
the book by each group of readers are given in Sec- expressed do not necessarily reflect those of each
tion 1-7. individual contributor or even of the author. Where
The aim of the volume is to show how to apply the an unresolvable conflict occurs, both viewpoints are
fundamentals of the various disciplines and subjects given. No effort has been spared to make this book
into a well-integrated pumping station—reliable, easy the most authoritative possible. In spite of these ef-
to operate and maintain, and free from serious design forts, there are more differences than can be encom-
mistakes. passed and some errors may have occurred, so read
To facilitate the selection of good design engin- thoughtfully and with care.
eers, the publisher hereby gives permission to
photocopy Chapter 1 only of this book for distribu-
tion to municipalities or utilities and their represen- 1-2. Responsibilities of Project Engineers
tatives.
The design of a pumping station depends on several
specialties, which are listed in Table 1-1 more or less
1-1. Authors and Contributors in chronological order, together with the approxi-
mate range of percentages of engineering or design
Each author or contributor is an expert with many costs. Not all specialties for all pumping stations are
years of experience in the subject discussed. Further- shown. For example, river engineering (not shown)
more, all chapters were reviewed and critiqued by might be a significant part of design costs for a raw
four to eight other equally qualified experts, includ- water pumping station taking water from a river
tions are written so that inefficient and unreliable
Table 1-1. Specialties and Disciplines in the Design
equipment with poor maintainability is eliminated.
of Pumping Stations
Approximate percentage
Specialty of design costs 1-3. Units
Planning and water 5-15 Metric (or SI) units are used worldwide and now take
resources management precedence in American technical literature. Although
Surveying 0.5-1
Foundation and soils engineering 2-10
SI units will probably be used exclusively in the future,
Hydraulic engineering 5-15 many American engineers still think in English units,
Analysis for transients 0-2 plans for structures in the United States are still drawn
Structural engineering 20-35 in feet and inches, and pipes and machinery conform to
Civil and mechanical engineering 15-40 inches (although many manufacturers now give di-
Electrical engineering 10-30 mensions in both units). Much of today's literature is
Instrumentation engineering 2-5 written with SI units followed by English units in par-
Architecture 0.5-2 entheses, a cumbersome practice but one that makes
Specifications and 5-10 the work more universally appealing. That system is
contract administration followed here, and formulas and many of the worked
Construction engineering 15-50
examples are also shown in both units. Abbreviations
Start-up, operations, and 5-20
checkout are defined in Chapter 2.
Engineering notation is typically used in tables
and calculations. Exponents in multiples of three are
useful for prefixing units with micro, milli, and kilo.
Large and small numbers in calculations, for ex-
ample, are written as 3.0 x 107 and 1.62 x 10~3,
meandering in a sandy plain, and a raw wastewater whereas in tables the same numbers are designated
lift station at a treatment plant may be so closely in computer language as 3.0 E+7 and 1.62 E—3.
tied to the treatment plant that it would be impos-
sible to assign engineering costs to the lift station
alone. 1 -4. Standards and Codes
Although each discipline is important to the suc-
cess of the design, several specialties do not require a The use of standards in the specifications is extremely
detailed knowledge of hydraulics or pumps. To direct important. The quality of the product is largely
the design of a plant, it is not necessary to be a dependent on a wide variety of standard codes and
structural, soils, mechanical, or electrical engineer. standard specifications—most of them the result of
But the project leader should be familiar with these years of experience by both users and manufacturers.
disciplines and must be able to coordinate the work Because most standards and codes, updated from
of the specialists. time to time, represent a consensus, they are an indis-
Plant hydraulics requires great care because the pensable aid for quality control.
hydraulic computations establish the ultimate ca- Readers, especially designers, should become fa-
pacity and, thus, the total capital costs. But the selec- miliar with the available standards (particularly those
tion and specifying of reliable mechanical equipment identified here) to reference exactly which standards
is just as important, and an understanding of control (or portions of standards) apply to the project and to
methods, available monitoring equipment, and per- consider the advice contained in them intelligently.
haps even display and data storage is fundamental for Never specify a standard unless you have read all of it
the design of a good and efficient plant. and understand its implications. In today's litigious
It is the responsibility of the project leader to society, a specifier may be held legally responsible for
provide or coordinate all of the services in Table a conflict or contradiction in a specification. Specifi-
1-1. It is bad practice to allow equipment suppliers cations must be accurate and clear (see "Specification
to design custom plants in whole or in part. Many are Language" in Section 28-1).
interested in selling their equipment, and they cannot Standards are referenced in contract documents
always be trusted to use the best. The project leader and in this book by a simple code name such as
should ensure (1) that decisions are made by those "ANSI B16.1" or "ASTM B43." Such designations
who are completely objective and (2) that specifica- are entirely sufficient to identify the document.
1-5. Manufacturers' Recommendations Beginners
Be cautious when advised to consult manufacturers Beginners should read the entire book and resist the
or to follow manufacturers' recommendations. Many temptation to study a single subject or a single
manufacturers get business based on one consider- chapter.
ation—low price—so they tend to stretch their cri-
teria for use to the limit. Thus, their products perform
as they say only if Project Leaders
• their instructions or recommendations are followed
Project leaders must have a working knowledge of all
exactly;
phases of the project and must be able to communi-
• their product is used in a service perfect for its use.
cate with other members of the team to plan the
These constraints are rarely met in field installa- project effectively. They must coordinate all phases,
tions, so designers must consider the merit of the distinguish the good from the shoddy, and shoulder
manufacturer's recommendations and often establish the responsibility for producing a well-designed facil-
a more conservative design. ity. Hence, they too should be well acquainted with
the entire book.
1-6. Safety
Experts
Many fatal accidents occur each year in the water and
waste water industries in the United States. Designers
Experts are themselves the best judges of what to
should be aware of the hazards and circumvent them
study. It would be wise to scan the entire volume to
insofar as possible both by good design and by ad-
note the depth and thoroughness of coverage. There
equate warnings and other instructions in the oper-
is a wealth of new and valuable information added in
ation and maintenance (O&M) manual. Every
many chapters.
designer should read Life Safety Code [1] and two of
the NIOSH reports [2,3] as well as Sections 23-1 and
23-2 in this volume, in which some of the hazards in
Public Utility Managers
both water and wastewater pumping are explored.
Public utility managers and others who deal with or
1-7. How to Utilize This Book have control over the pumping station design would
be wise to read the following:
Many of the facets of pumping station design are so
• Chapter 25 from the beginning through Section
interrelated that coherent discussions of different
25-6 and, especially, Tables 25-3, 25-4, and 25-5
topics sometimes involve the same subject in several
(for wastewater pumping) and Tables 25-6 and
places and from different viewpoints. Hence, none
25-7 (for water pumping).
of the chapters should be studied in isolation. This is
• The first few pages of Chapters 17, 18, or 19 for
an integrated work and should be read as a whole. For
wastewater, water, and sludge pumping, respect-
example, station head-capacity (H-Q) curves are cus-
ively.
tomarily shown as single lines for simplicity. A reader
• Chapter 15, Sections 15-1 and 15-11 and, espe-
who misses Figures 10-27, 10-30, and 18-17 and the
cially, Table 15-3 and the results of Example 29-1
discussion of friction losses in Section 3-2 might not
if variable-speed operation is considered.
realize that H-Q curves should be considered as
• Before beginning to review plans, read Chapter 27,
broad bands. Note that there is extensive cross-refer-
because much aggravation can be avoided and
encing. The relatively complete index can be used to
considerable funds may be saved by following the
find any given subject.
advice it contains.
Design-to-cost is a proprietary, computerized man- The intelligent application of money for design can
agement system used by one consulting firm for ac- promote better coordination between client and de-
curate cost estimating and scheduling at any stage of signer and between the various design disciplines.
design completion. Because the potential for control- Proper funding also allows adequate investigation of
ling costs is greatest in the early stages of design, the viable alternatives and enough time for truly careful
system is extremely useful. It enables (1) designers to preparation and checking of plans and specifications
focus immediately on the most cost-effective alterna- with a probable decrease in the overall capital cost,
tives; (2) clients to see the consequences of incorpor- with reduced chances for errors and expensive change
ating special features; and (3) designers, construction orders and with improved client satisfaction.
contractors, and owners to share information that
keeps costs under control. The system is made pos-
sible with a database of 20,000 items in which two Partnering
subsystems (continuously upgraded costs and sched-
uling) are electronically linked. In early planning and Partnering is a voluntary process that promotes non-
design phases, estimators produce conceptual costs adversarial relationships among the parties involved
that are, on the average, accurate within an error in a construction project. Partnering benefits all pro-
range of +11 to —3%. As the design proceeds, new ject participants (owner, contractor, and engineer) by
data are entered as soon as available, and the accur- reducing their exposure to disputes and litigation and
acy increases until the final estimate (based on quan- by increasing their productivity. The teamwork dur-
tities of materials, equipment, person-hours, location, ing construction improves quality and the chance of
and labor and market conditions) has an average timely completion and results in fewer lingering dis-
error of only +7 to - 1 % . The key element is cooper- putes. See "Partnering. A concept for success" [12].
ation between all persons working on the project. The Partnering between owner, engineer, and contrac-
program can be used anywhere on a notebook com- tor has been tried, often with success but sometimes
puter [10, H]. with mixed or poor results. Sincere efforts by each to
The concept can be used and a program devel- be fair with the others are the keystone to success.
oped by any firm that keeps good records of numer-
ous and recent construction costs. Obviously, the
capability of providing accurate costs from beginning Resolve Potential Claims as Change Orders
to end helps to establish and maintain good relation-
ships between the owner and designers and (during Claims that lead to litigation are simply disputes that
construction) between the contractor, owner, and could not be resolved as change orders. The apparent
design firm—particularly when change orders are ease of such a solution is deceptive if any of the
processed. following occurs:
• Ambiguous contract language. [14], and pumps, drivers, and pump systems are cov-
• Imprecise contract words or phrases such as ered in Pump Handbook [15]. Storm water pumping (a
"prompt," "reasonable," "workmanlike," and "to subject omitted in this text) is discussed in the Manual
the satisfaction of the engineer," which will surely for Highway Storm Water Pumping Stations, Volumes
lead to different interpretations by different people. I and II [16] and Design of Wastewater and Storm-
• Lack of communication and mutual respect. water Pumping Stations [17]. A compendium of
standard design plans for storm water pumping is
contained in the Pump Station Design Manual [18].
Alternative Dispute Resolution The Hydraulic Institute, beginning in 1994, has issued
an impressive number of useful standards under the
The construction industry has developed a variety of auspices of the American National Standards Insti-
alternative dispute resolution (ADR) procedures to tute. These standards are reviewed and improved on a
avoid the time, bitterness, and cost of resolving dis- 5-year cycle and the Institute is adding standards
putes by litigation. Those that should be considered regularly. All specifiers and designers should have
include: these standards accessible, either in hard copy or
electronically via a standards subscription service.
• Mediation, a formal method wherein both parties The Hydraulic Institute also sells the standards in
negotiate their differences before a neutral third searchable CD ROM format. The number of times
party. Mediation may be mandated by the contract books or codes and standards are referenced, the title,
or adopted at the first irreconcilable dispute. and the context in which the references are given are
• Mini-trials wherein a third party acts as a judge clues to their importance. Consulting firms must have
and both sides present their positions and answer an extensive library of codes and specifications. Be-
questions from the other side and the judge. cause these are voluminous and frequently revised,
• Dispute review board named by the parties at the subscribing to a microfiche service or on-line refer-
start of the project. The board thus becomes famil- ence service through the Internet is definitely worth-
iar with the project throughout its life. while for a large office.
Many other steps can be taken to prevent litiga-
tion, but the above are some of the most important.
A more extensive discussion has been prepared by 1-13. Operator Training
Wilson [13].
Good operation is just as important as good design.
A good crew can make a poor facility seem good,
1-12. Library whereas a poor crew will make a good facility seem
poor. Consequently, it is in the long-term interest of
Every designer should acquire an extensive library public utilities and agencies to spend the money ne-
because no book, however complete, can contain ad- cessary to send their operators and maintenance staff
equate discussions of all topics. Read with caution and to seminars and other training sessions so that they
suspicion, however, because there are many mistakes can learn how to operate and maintain the pumping
in the literature, and some may lead to blunders or equipment properly. Training should be conducted
poor design. Just because a book is listed here or (1) by qualified representatives of the equipment
because it carries a prestigious label or a distinguished manufacturers, (2) at various seminars conducted by
authorship, do not assume it to be universally authori- manufacturers, (3) during in-house training sessions,
tative or correct. Thoughtful reading of diverse opin- and (4) especially by the engineer responsible for the
ions and consideration of the author's credentials, original design. This last individual is the only source
coupled with your own experience and expertise, can of information on the operational concepts embodied
often distinguish between fact and fallacy, good and in that design.
poor. The references in these chapters are publications Purchasing expensive pumping installations with
often found to be useful, but by no means are they sensitive equipment and expecting untrained staff to
intended to include all of the useful literature. Fur- maintain them is simply shortsighted. Indeed, over
thermore, inclusion is not an endorsement of authority the long term, cutting back on training sessions will
or assurance of freedom from error. cost the utility more because: (1) more labor hours
Readers must determine their own library needs. will be needed by poorly trained personnel to operate
Pump sump design, pump testing, and vertical tur- and maintain the station than would be required by
bine and propeller pumps are discussed by Dicmas properly trained staff; (2) equipment will have to be
repaired more frequently than it would if it were 2. Papillon Creek Wastewater Treatment Plant, Omaha,
properly cared for to begin with; (3) the station can Nebraska, HETA 83-440-1537, NIOSH, U.S. Depart-
be kept operating more efficiently and expensive, ment of Health and Human Services, Atlanta, GA (1984).
critical, and relatively fragile items such as mechan- 3. Criteria for a Recommended Standard. Working in Con-
fined Spaces, DHEW (NIOSH) Publication No. 80-106,
ical seals and bearings for pumps are more likely to
U.S. Department of Health, Education, and Welfare,
be properly installed and maintained by skilled main- U.S. Government Printing Office, Washington, DC
tenance workers, thereby reducing replacement parts (December 1979).
costs; (4) skilled maintenance staff can repair equip- 4. Nevada Revised Statutes, NRS 625, and Nevada Ad-
ment (for example, they can balance pump shafts and ministrative Code Board Regulations, NAC 625 (1994).
impellers) to a degree that minimizes problems such 5. Legislature of the State of New Mexico, "An act relating
as vibration (which always reduces the longevity of to public purchases, amending, repealing and enacting
rotating equipment); (5) properly trained staff will certain sections of the procurement code." Section 13-1-
probably have a better attitude toward keeping the 55 NMSA (1978).
station neat and in good operating condition; and 6. Sanks, R. L., "How to choose a consulting engineer,"
Public Works 120 (10): 125-126 (September 1989).
(6) good training will result in fewer accidents and
7. Shaw, R. L., "Competing on price, again," Civil Engin-
missed work days—an important consideration be- eering 59 (10): 6 (October 1989).
cause water and wastewater industries are among the 8. Whitley, F., "Consultant selection—controlling the pro-
most hazardous ones in the United States. cess," Public Works 120 (4): 47-49 (April 1989).
Large submersible pumps provide a good example 9. Jones, G. M. "Municipal pumping stations, the case for
of the cost-effectiveness of good training. These large quality and reliability," Pumps and Systems, pp. 32, 34,
pumps are out of favor with many public utilities, but 36-37. (September 1993).
a staff well trained in removing and repairing them 10. Pritchard, M. T., D. S. Parker, and A. Malik, "Design-
can keep them operating with only ordinary effort to-cost with BACPAC." In-house publication, Brown
and little down time provided the equipment is of high and Caldwell, Pleasant Hill, CA.
11. Pritchard, M. T., D. S. Parker, and A. Malik, "Keeping
quality and the facilities are tailored for easy pump
costs from creeping," Water Environment & Technology
removal and replacement (see Sections 25-5 and 27-5). 4 (12): 38-39 (December 1992).
A utility with a goal of low capital expenditure would 12. AGC, "Partnering. A concept for success," Publ. No.
(in 1998) save an estimated construction cost of be- 1205, Associated General Contractors of America, 1957
tween $1 and $6 million for a 1.3m3/s (30 Mgal/d) E Street N.W., Washington, DC 20006.
pumping station if three submersible pumps were 13. Wilson, R. L., President, Wilson Management Associ-
used instead of three dry-pit pumps (see Figures 29- ates, Inc., Glen Head, NY. Personal communication
2 and 29-3). Obviously, the cost of training would be (August 1995).
repaid many, many times. 14. Dicmas, J. L., Vertical Turbine, Mixed Flow & Propeller
Pumps, McGraw-Hill, New York (1987).
Utilities should also realize that when the main-
15. Karassik, I. J., J. P. Messina, Paul Cooper, and C. C.
tenance staff have become skilled in repairing com- Heald, Pump Handbook, 3rd ed. McGraw-Hill, New
plex equipment, their market value is much higher York (2001).
than that of "average" workers. If it does not offer a 16. Lever, W. F., Manual for Highway Storm Water Pump-
competitive salary appropriate to the level of skill, it ing Stations, Volumes I and II, Report No. FHWA-IP-
will lose the benefits of its training program by be- 82-17, Federal Highway Administration, National
coming a training center for transferees to those pri- Technical Information Service, Springfield, VA
vate industries and other public agencies that do (October 1982).
appreciate the worth of skillful mechanics. 17. Design of Wastewater and Stormwater Pumping Sta-
tions, Manual of Practice FD-4, Water Environment
Federation, Alexandria, VA (1993).
18. Pump Station Design Manual, Los Angeles County
1-14. References
Flood Control District, Los Angeles, CA (n.d.).