Professional Documents
Culture Documents
Diaphragm Collector
Diaphragm Collector
Abstract This paper will focus on the design and analysis of collectors,
which are the elements sometimes required to transfer seismic
All three components (horizontal, vertical and foundation) of force from the diaphragm into the vertical seismic force
a building’s lateral force resisting system are important; resisting elements.
however, past research and effort has concentrated on the
vertical systems rather than the horizontal systems. Recently Despite the increased use of computer programs for modelling
there has been increased emphasis on diaphragm analysis and the seismic response of buildings, collector elements are often
design. This paper presents a comparison of different excluded from analytical models where the diaphragm is
diaphragm design methods that have been promulgated over considered rigid or semi-rigid. Therefore, it is necessary to
the past several years. The main focus is the design of perform diaphragm and collector design separate from the
collectors, which are used to transfer load from the diaphragm building finite element model.
into the vertical elements. Some guidelines, such as NEHRP
2010 and NEHRP 2016, use a flexible diaphragm concept, and Traditional collector design is consistent with the assumption
thus assume that the collector is the full length of the of a flexible diaphragm. That is, it assumes that shear is
diaphragm. This is not consistent with the fundamental design uniformly distributed over the length of the diaphragm, the
assumption that concrete diaphragms are rigid and can lead to diaphragm lacks axial stiffness, and stiff collector elements are
large and impractical collectors. Other references such as required to deliver diaphragm forces to the vertical seismic
“Evaluation of Collector Design for Concrete Diaphragms” by force resisting elements. The diaphragm may be designed for
J.S. LeGrue utilize rigid diaphragm or partial length methods a lower shear demand; however, the use of discrete axial-
for collector design. This paper compares and contrasts the loaded collector elements constitutes a load path with less
above methods and investigates analytic and experimental redundancy and ductility than a continuous diaphragm loaded
studies that have been used to validate these methods. in shear. Consequentially, building codes such as ASCE 7-10
require that most collector elements be designed to resist
Introduction amplified seismic forces (ASCE 7-10). Alternative
methodologies are utilized in practice to eliminate
While concrete diaphragms are an important part of the “unnecessary” collectors and reduce collector demands where
seismic force resisting system for most concrete buildings, collectors are required. Two such alternatives are the rigid
limited research has been done to understand how these diaphragm method and the limited collector length method.
elements will perform in an earthquake. Older textbooks on
reinforced concrete such as “Reinforced Concrete Structures” The rigid diaphragm method relies on the stiffness of the
by R. Park and T. Paulay (Park and Paulay, 1975) neglect to diaphragm to distribute diaphragm forces to the vertical
mention concrete diaphragms. Traditionally, guidance on how seismic force resisting elements. The diaphragm is designed
to design concrete diaphragms, has often been simplistic, to have sufficient strength to deliver the design force to the
recommending that they be designed utilizing a uniform shear vertical elements within the length of the vertical elements.
method and/or that they be designed to always remain elastic.
2017 SEAOC CONVENTION PROCEEDINGS
The limited collector length method is a hybrid approach that structure. Finally, a case study is presented comparing the
utilizes a collector of limited length determined so that practicality of the three methods.
diaphragm strengthening is either unnecessary or limited.
Strut and tie analysis, another promising method for
This paper provides an overview of relevant past publications determining the load path through the diaphragm to the lateral
on collector design for concrete diaphragms and addresses the force resisting elements, can be complicated to apply to
basic three collector design approaches, the traditional or seismic design (ATC, 2010). More work is needed before it
uniform shear method, the rigid diaphragm method and the can be applied in practice, thus this methodology is not
limited collector length method. These methods are compared addressed in this paper.
in the design of a simple example structure and compared with
respect to the finite element analyses results for the example .
Code Issues
Note that ASCE 7-10 explicitly specifies how to determine the
Diaphragms, chords and collectors are addressed in ASCE 7- magnitude of the diaphragm force, but is vague about how the
10 Section 12.10. Per Section 12.3.1.2 concrete diaphragms force is distributed through the diaphragm. Also, there are no
are to be idealized as rigid; however, Section 12.10.2 states that code requirements regarding the effective width of a collector.
“Collector elements shall be provided that are capable of
transferring the seismic forces originating in the other portions Overview of References on Collector Design
of the structure to the elements providing the resistance to
those forces.” A general interpretation of these two sections is Until about ten years ago there was little published guidance
that a well-defined load path must exist through the diaphragm addressing the design of collectors within concrete
to the lateral force resisting elements. Section 12.10.2.1 diaphragms. The 2008 SEAONC Blue Book lists a few
requires collectors to be designed for maximum force due to acceptable methods such as the uniform shear distribution
(1) the equivalent lateral force procedure or the modal method, the rigid diaphragm method and strut and tie
response procedure multiplied by an overstrength (Ω) factor, methodology and concludes that “any mechanism of force
(2) the diaphragm design force (from Section 12.10.1.1) delivery can be assumed in analysis provided the complete
multiplied by an overstrength (Ω) factor and (3) the minimum load path has adequate strength.” (SEAOC, 2008)
diaphragm design force. These forces do not need to exceed
the maximum diaphragm design force. Practically, one must The National Council of Structural Engineers Association
address both the force that comes from the overall building developed a series of examples that emphasize that the
analysis and the force that comes from the maximum diaphragms should be designed to remain elastic and inelastic
acceleration of the story in question (which is not accurately deformations should be limited to the vertical elements: “the
captured by the overall analysis). global ductility system reduction factor, R, that is used to
2017 SEAOC CONVENTION PROCEEDINGS
The rigid diaphragm method relies on the axial and shear The minimum collector length is determined from Equation 4
stiffness of the diaphragm, which is idealized as a rigid body, and Figure 3.
to transfer seismic load to the vertical lateral force resisting
elements. Collectors are not required; instead the diaphragm 𝑉𝑢 −𝑙𝑤𝑎𝑙𝑙 (𝜙𝑣𝑛 )
𝐿𝑐𝑜𝑙 = 𝜙𝑣𝑛
(Equation 4)
is strengthened near the lateral force resisting element so that
its shear strength (φVn) exceeds the diaphragm shear force
(Vu). 𝜙𝑣𝑛 = 𝜙𝑎𝑐𝑣 (2𝜆√𝑓𝑐′ + 𝜌𝑡 𝑓𝑦 ) (Equation 5)
The diaphragm shear strength is checked with Equation 3. Vu is the shear distributed to the shear wall and φvn is
calculated by equation 5 where acv is the area of concrete slab
𝜙𝑉𝑛 = 𝜙𝐴𝑐𝑣 (2𝜆√𝑓𝑐′ + 𝜌𝑡 𝑓𝑦 ) (Equation 3) per unit foot and the rest of the terms are defined for Equation
3.
where Acv is the wall length times the slab thickness, λ is a
light-weight concrete factor (λ =1 for normal-weight concrete), The collector design force can be calculated with the Equation
6. The required steel area is calculated in the same way as it is
fc’ is the concrete strength, ρt is the ratio of steel shear
reinforcement to gross concrete area, fy is the steel for the uniform shear method. If Lmin is less than the length of
reinforcement yield strength and φ= 0.6 per ACI 318-14 Sec the lateral force resisting element, no collector is required and
21.2.4.1. ρt is modified until (φVn>Vu). ACI 318-14 Sec the limited collector method reduces to the rigid diaphragm
method.
18.12.9.2 limits the nominal shear capacity (Vn) to 8 𝐴𝑐𝑣 √𝑓𝑐′ .
If an acceptable design cannot be obtained, the slab thickness
should be increased. 𝐿
𝑇𝑢 = Ω0 𝑉𝑢 (𝐿 𝑐𝑜𝑙𝑙 ) (Equation 6)
𝑚𝑖𝑛
Limited Collector Length Method
Note that for both the rigid diaphragm method and the limited
The limited collector length method relies on the stiffness of collector length method, that slab reinforcing is required to
the diaphragm to transfer force to the lateral force resisting transfer the shear forces to the slab area adjacent to the vertical
system in a manner similar to the rigid diaphragm method; lateral force resisting element.
however, partial-length collectors are used, instead of
2017 SEAOC CONVENTION PROCEEDINGS
The example building used to compare the three methods is The building is assumed to be designed and detailed as a
one story, rectangular in plan and has. a concrete shear wall at special reinforced concrete shear wall building. Thus the
each end. To understand how different parameters affect the response modification factor is R=5 and the overstrength factor
diaphragm design, the diaphragm length (Ldiaph), wall location, is Ω0=3.0. Accidental torsion has been neglected; the
and diaphragm design force, Fpx, are varied to create eight 𝐹𝑝𝑥
diaphragm shear along each line of resistance is 𝑉𝑢 = .
2
different configurations. A plan layout of the example
building can be seen in Figure 4 and Figure 5, and a description
Finite Element Analysis maximum stress demand-to-capacity ratios for the different
example buildings can be seen in Table 4. The collector
Finite element models of the example building configurations reinforcement for the uniform shear method and the limited
were created and analyzed in ETABs. Line elements were collector length method are modeled such that a portion of the
used to model the reinforcement and shell elements were used required reinforcement is concentrated within the width of the
to model the concrete slab. The diaphragm design force, Fpx, wall and the rest is distributed into the slab. The maximum
was amplified by the response modification factor and applied stress ratios are given for the distributed reinforcement (F sd),
as a smeared surface load on the diaphragm. concentrated reinforcement (Fsc), concrete compression (Cc)
and concrete shear (Vc). These values should be compared to
Cracking was accounted for through an iterative process. The the response modification factor R=5 since the diaphragm
analysis was run and the tension stress in each slab element design force was amplified by the same factor.
was checked and compared to the concrete’s tension stress
capacity (assumed equal to the modulus of rupture (ACI,
2014)). If the concrete tension stress capacity was exceeded,
that slab element was removed from the model and the analysis
was repeated. This process continued until all remaining slab
elements had tensile stress less than their capacity. The
2017 SEAOC CONVENTION PROCEEDINGS
From these stress ratios, it can be seen that all three design Case Study
methods perform acceptably. The steel stress ratios for the
uniform shear method are often less than the response A case study of a building located in an area of high seismicity
modification factor which shows that this method is is presented to compare the results of designing to the three
conservative. The steel stress ratio for the rigid diaphragm methodoligies presented above. The case study building is one
method varies from 1.7 to 5.5 for the different example of four residental and retail buildings over a two level concrete
buildings. The main cause for this variation is the location of podium. The lateral force resisting system consists of concrete
the wall along the depth of the diaphragm. Steel stress ratios floor diahragms and special reinforced concrete shear walls. A
vary from 1.1 to 2.2 for walls placed mid-depth of the plan of the building is shown in Figure 6. The collector for the
diaphragm and vary from 5.0 to 5.5 for walls placed at the edge wall of interest (also shown in Figure 6 and 7) will be designed
of the diaphragm. The steel stress ratios for the limited using the uniform shear, rigid dipahragm and limited collector
collector length method are similar to the rigid diaphragm length methods.
method, but generally lower by 10 % to 15%.
This case study will investigate the first floor of the building.
The floor diaphragm is 7.5” thick and has typical bottom 𝑣𝑛 < 8𝐴𝑐𝑣 √𝑓𝑐 ′ (Equation 12)
reinforcement of #4 at 24” on center. The concrete strength is
5,000 psi and the steel reinforcement grade is 60,000 psi. From The design force in the collector can be found using statics and
an ETABs analysis, the diaphragm design force which needs is shown in Figure 8.
to be collected into the wall is 414 kips (this value does not
include Ωo). The wall length is 16’-3”. The total length of the
diaphragm, including the wall length, is 211’.
The collector for the wall is designed using the uniform shear
diaphragm method.
2.5∗382 𝑘𝑖𝑝𝑠
𝜙𝑣𝑛 > 𝑣𝑢,𝐷𝑖𝑎𝑝ℎ𝑟𝑎𝑔𝑚 (Equation 9) 𝐴𝑠 = = 17.7 𝑖𝑛2 (Equation 13)
0.9∗60 𝑘𝑠𝑖
The diaphragm shear capacity without the φ factor is compared The required area of steel would correspond to (18) #9 bars.
to 8Acv√(fc’), which is the diaphragm shear capacity limit. The amount of steel in the collector could be reduced along its
length and the final collector reinforcement is shown in figure
11.2 𝑘𝑙𝑓 9. The collector reinforcement is reduced at 1/3 and 2/3 of its
𝑣𝑛 = = 18.7 𝑘𝑙𝑓 (Equation 10)
0.6 length. The collector reinforcement is extended its
development length past the point where it is needed.
2017 SEAOC CONVENTION PROCEEDINGS
For this case study, the collector will be detailed as a slab 28.7 𝑘𝑙𝑓
𝑣𝑛 = = 47.8 𝑘𝑙𝑓 (Equation 19)
collector. If the bars are spaced at 8” o.c., the collector would 0.6
414 𝑘𝑖𝑝𝑠
𝑣𝑢,𝑊𝑎𝑙𝑙 = 16.25′
= 25.5 𝑘𝑙𝑓 (Equation 14)
In order to satisfy the diaphragm demand, the diaphragm The collector designed according to the limited collector
reinforcement needs to be increased to #4 @ 4”. The new length method can be found using statics. The collector, unlike
diaphragm capacity is calculated in Equation 17. This value is the uniform shear method, does not need to extend the full
compared to the diaphragm limit. length of the diaphragm.
2.5∗232 𝑘𝑖𝑝𝑠
𝐴𝑠 = 0.9∗60 𝑘𝑠𝑖
= 10.7 𝑖𝑛2 (Equation 23) The limited collector length method produced equivalent steel
stress capacity demand ratios at the critical locations as the
uniform shear method, but with less assumed length of
The required area of steel would correspond to (11) #9 bars.
collectors and less reinforcing steel, and is thus recommended.
Since the collector only extends 21’, the reinforcement is not
reduced along the collector length, however it could be as
References
described in the uniform shear method section.
ACI, 2014, Building Code Requirements for Structural
Discussion on Results
Concrete, ACI 318-14, American Concrete Institute,
Farmington Hills, MI
The volume and weight of the additional steel reinforcement
from the different methods is presented in Table 5. The steel
ASCE, 2010, Minimum design loads for buildings and other
reinforcement due to shear friction ties and reinforcement used structures, ASCE/SEI 7-10, American Society of Civil Engineers,
to resist the eccentric collector moment was not accounted for Reston, VA
in the table. From Table 5, it can be seen that the limited
collector length method is the most efficient with respect to Applied Technology Council, 2010, Modeling and Acceptance
reinforcing steel weight. The uniform shear method produces Criteria for Seismic Design and Analysis of Tall Buildings, Peer/ATC
a design which weighs approximately 7½ as much as the rigid 72-1, Redwood City, CA
diaphragm method and 9 times as much as the limited collector
method. LeGrue, J.S., 2014, Evaluation of Collector Design for Concrete
Diaphragms, Tenth U.S. National Conference on Earthquake
Uniform Shear Method Rigid Diaphragm Method Limited Collector Length Method Engineering, Anchorage, Alaska
Volume Weight As Weight As Weight
3 3
in lbs in lbs in3 lbs
Collector 33,264 9,314 NA NA 3,663 1,026 Moehle, Jack P., Hooper, John D., Kelly, Dominic J. and Meyer,
Diaphragm NA NA 4,397 1,231 NA NA Thomas R., 2010, Seismic Design of Cast-in-Place Concrete
Total 33,264 9,314 4,397 1,231 3,663 1,026
Diaphragms, Chords and Collectors: a guide for practicing
Table 5 – Design Weight Comparison engineers, NEHRP Seismic Design Technical Brief No. 3, produced
by the NEHRP Consultants Joint Venture, a partnership of the
It should also be observed for this case study building that it Applied Technology Council and the Consortium of Universities for
would be practically impossible to extend the collector Research in Earthquake Engineering, for the National Institute of
Standards and Technology, Gaithersburg, MD, NIST GCR 10-917-4
reinforcement the entire length of the diaphragm, due to the
many openings which penetrate the diaphragm. Thus there are Moehle, Jack P., Hooper, John D., Kelly, Dominic J. and Meyer,
factors other than cost which can make the uniform shear Thomas R., 2016, Seismic Design of Cast-in-Place Concrete
method impractical. Diaphragms, Chords and Collectors: a guide for practicing
engineers, Second Edition, GCR 16-917-42, NEHRP Seismic Design
Conclusion Technical Brief No. 3, produced by the Applied Technology Council
for the National Institute of Standards and Technology, Gaithersburg,
The three methods compared in this paper, uniform shear, rigid MD
diaphragm and limited collector length methods all produced
National Council of Structural Engineers Association, 2009, Guide to
acceptable results that meet the intent of the building code for the Design of Diaphragms, Chords and Collectors, ICC Publications,
the example buildings. Country Club Hills, IL
2017 SEAOC CONVENTION PROCEEDINGS