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Contact between the glenoid and the humeral head in

abduction, external rotation, and horizontal extension:


A new concept of glenoid track
Nobuyuki Yamamoto, MD,a Eiji Itoi, MD,b Hidekazu Abe, MD,a Hiroshi Minagawa, MD,a
Nobutoshi Seki, MD,a Yoichi Shimada, MD,a Kyoji Okada, MD,a Akita and Sendai, Japan

To date, no anatomic or biomechanical studies have moderate in size and do not appear to influence
been conducted to clarify what size of a Hill-Sachs recurrent instability.8
lesion needs to be treated. Nine fresh-frozen cadaveric For a glenoid bony defect, a cadaveric study by
shoulders were tested in a custom device. With the Itoi et al16 revealed that a defect of at least 21% of the
arm in maximum external rotation, horizontal exten- superior-inferior glenoid length would cause instabil-
sion, and 0°, 30°, and 60° of abduction, the location ity after a Bankart repair without bone grafting.
Burkhart et al3,4 reported from their clinical experi-
of the entire rim of the glenoid was marked on the hu-
ence that a defect greater than 25% of the glenoid
meral head using a Kirschner wire. The distance from width would need bone grafting, because in such
the contact area to the footprint of the rotator cuff with cases, the Bankart repair alone did not yield satisfac-
the arm in 60° of abduction was measured by a digi- tory results.
tal caliper. With an increase in arm elevation, the gle- Rowe et al29 classified the Hill-Sachs lesion into 3
noid contact shifted from the inferomedial to the su- sizes: mild (2 cm ⫻ 0.3 cm), moderately severe (4 cm
perolateral portion of the posterior aspect of the ⫻ 0.5 cm), and severe (4 cm ⫻ 1 cm or more). With
humeral head, creating a zone of contact (glenoid a Bankart repair alone, the recurrence rate was 0%
track). The medial margin of the glenoid track was (0/30) in shoulders with a mild Hill-Sachs lesion,
located 18.4 ⫾ 2.5 mm medial from the footprint, whereas it was 4.7% (3/64) and 6.0% (1/16) in
which was equivalent to 84% ⫾ 14% of the glenoid shoulders with moderately severe and severe Hill-
Sachs lesions, respectively.28,29 From these data,
width. A Hill-Sachs lesion has a risk of engagement
they concluded that a severe Hill-Sachs lesion was a
and dislocation if it extends medially over the medial risk factor for recurrent dislocation after a Bankart
margin of the glenoid track. (J Shoulder Elbow Surg repair and that a procedure such as transplantation of
2007;16:649-656.) the infraspinatus tendon into the humeral head defect
should be considered in such cases.29
B ony defects of the glenoid and humeral head are Burkhart and Debeer4 analyzed the results of 194
common injuries associated with anterior glenohu- consecutive arthroscopic Bankart repairs and identi-
meral instability. The incidence of defects of the fied specific factors related to recurrence of instabil-
glenoid ranges between 8% (18/226) and 90% ity. According to their report, 1 factor was a signifi-
(90/100)2,9,12,15,19,28,34,35 and of the humeral cant bony defect of the humeral head that engaged
head between 38% (48/125) and 100% (60/ with the anterior glenoid rim with the shoulder in
60)7,13,14,25,28,33 in shoulders with recurrent ante- abduction and external rotation. Several authors have
rior dislocation. Most of these lesions are small-to- recently recommended that a Hill-Sachs lesion greater
than 20%6 or 25%23 of the humeral head be recon-
From the aDivision of Orthopedic Surgery, Department of Neuro structed using an allograft.
and Locomotor Science, Akita University School of Medicine; Hardy et al9 measured the depth and the volume of
and the bDepartment of Orthopedic Surgery, Tohoku University a Hill-Sachs lesion. They reported that an arthroscopic
School of Medicine. Bankart repair was contraindicated for shoulders with
Reprint requests: Eiji Itoi, MD, Department of Orthopedic Surgery, a Hill-Sachs lesion whose depth was greater than
Tohoku University School of Medicine, 1-1 Seiryo-cho, Aoba-ku, 16% of the humeral head diameter or whose volume
Sendai 980-8574, Japan (E-mail: itoi-eiji@mail.tains.tohoku.
ac.jp). exceeded 1000 mm3. These reports were all based
Copyright © 2007 by Journal of Shoulder and Elbow Surgery on their clinical experiences. To our knowledge, no
Board of Trustees. anatomic or biomechanical studies to date have clar-
1058-2746/2007/$32.00 ified what size Hill-Sachs lesion is critical and needs
doi:10.1016/j.jse.2006.12.012 to be treated.

649
650 Yamamoto et al J Shoulder Elbow Surg
September/October 2007

In patients with recurrent anterior dislocation, the


result of the anterior apprehension test is usually
positive at various degrees of abduction, depending
on the location of the Bankart lesion: it is positive with
lower degrees of abduction when a Bankart lesion is
located high, whereas it is positive with higher de-
grees of abduction when the lesion is located low.27
These positions are critical positions to induce an
anterior dislocation. It is important to know, therefore,
the exact anatomic relationship between the humeral
head and the glenoid in these critical positions. To the
best of our knowledge, no such studies have been
reported in the literature. The purpose of this study
was to determine the articulating surface of the hu-
meral head with the glenoid with the arm in various
degrees of abduction while it was kept in maximum
external rotation and horizontal extension.

MATERIALS AND METHODS


Preparation of specimens
We used 9 fresh-frozen cadaveric shoulders from donors
with a mean age of 71 years (range, 63-79 years) at the
time of death. The shoulders were from 6 men and 3 women
(5 left, 4 right shoulders). The exclusion criteria were those
with rotator cuff tears, fractures, contracture, osteoarthritis,
or other diseases of the shoulder detectable by direct in-
Figure 1 Custom-designed shoulder-positioning device.
spection or on radiographs.
The previously frozen shoulders were thawed overnight
at room temperature. Each specimen was disarticulated at from the capsule so that the rim of the glenoid could be
the scapulothoracic joint proximally and transected at the palpated through the capsule during the marking procedure
middle part of the humerus distal to the deltoid attachment described below.
distally. The skin, subcutaneous tissue, and all the muscles A pair of acrylic plates (240 mm long ⫻ 40 mm wide)
were removed except for the rotator cuff. The lateral one was fixed to the medial border of the scapula with 4-mm
third of the scapular spine, including the acromion and the plastic screws. Another pair of acrylic plates (220 mm long
distal half of the coracoid process, was removed. The ⫻ 130 mm wide) was fixed to the scapular body with
supraspinatus tendon was sectioned together with the joint 1.8-mm Kirschner wires. Cables were attached to Kirschner
capsule at its insertion to the greater tuberosity by using a wires inserted into the greater and lesser tuberosities to
sharp blade. The infraspinatus and teres minor tendons apply compressive force and rotational torque to the hu-
were also released from the greater tuberosity with the merus. A 10-mm-diameter intramedullary rod was inserted
posterior capsule. into the proximal humeral shaft and fixed in place with
Because opening the posterior half of the joint capsule polymethyl methacrylate.
could affect the results of this experiment, in a pilot study, The specimens were then attached to a custom-designed
we measured the distance from the medial margin of the shoulder-positioning device (Figure 1). The device allowed
contact area to the medial margin of the footprint with the the humerus to be placed in a given plane of elevation (such
arm at 60° of abduction in a shoulder first with the posterior as the scapular or coronal plane), a given angle of gleno-
capsule and the intact infraspinatus and teres minor tendons humeral elevation (0° to 100°), a given angle of humeral
intact and then with the posterior capsule opened and the rotation (external or internal), and a given angle of horizon-
infraspinatus and teres minor tendons released. The mean tal extension. The coronal plane was defined as that which
(⫾ standard deviation) distance with the posterior capsule was 30° horizontally extended relative to the scapular
opened and the infraspinatus and teres minor tendons plane.17
released was 20.9 ⫾ 1.3 mm compared with 19.7 ⫾ 1.5 A 22-N force37 was applied to the humeral head
mm for the intact specimens. The difference between them against the glenoid fossa through the cables attached to the
was not significant (P ⫽ .32). Kirschner wires in the humeral head with pulleys and
Finally, the remnant posterior capsule was vertically weights to keep the humeral head centered in the glenoid
sectioned down to the 6 o’clock position, leaving the pos- fossa during the test. A screw was inserted perpendicular to
terior half of the joint open. This enabled us to evaluate the the humeral shaft, 10° internally rotated from the plane
contact between articular surfaces of the humeral head and including the humeral axis and the bicipital groove. The
the glenoid. All anterior soft-tissue structures were pre- screw was used as a reference to indicate the anterior/
served. The subscapularis tendon was bluntly separated posterior direction of the humerus.21 Abduction angles
J Shoulder Elbow Surg Yamamoto et al 651
Volume 16, Number 5

were 0°, 30°, and 60° relative to the scapula, simulating


0°, 45°, and 90° of abduction of the arm relative to the
trunk.26 Neutral rotation was defined relative to the trunk,
which was equivalent to 30° of external rotation relative to
the scapular plane. The position of the humerus relative to
the scapula was determined using a goniometer attached
to the shoulder-positioning device. The specimen was kept
moist with a spray of saline solution applied every 5 to 10
minutes during the test, which was performed at room
temperature (24°C).

Arm positions
Three positions were chosen for testing: (1) 0° of
abduction, maximum external rotation, and extension,
(2) 30° of abduction, maximum external rotation, and
horizontal extension, and (3) 60° of abduction, maxi-
mum external rotation, and horizontal extension, simulat-
ing the one used for the anterior apprehension test.
During the test, a set of torque for external rotation and
extension was applied to the humerus with pulleys and
weights through the Kirschner wires inserted into the
greater and lesser tuberosities. In a previously reported Figure 2 This photo shows marking the glenoid rim at the 8
study39 and our pilot study, we found that a torque of o’clock position from the posterior view of the right specimen. The
250 N-mm for external rotation, a torque of 400 N-mm glenoid rim was marked on the humeral head using a Kirschner
for extension, and a torque of 600 N-mm for horizontal wire (arrow).
extension were required to make the glenohumeral joint
come to the limit of motion without causing excess tension
on the joint capsule. With these torques applied, we kept (point M) would be the shortest. Finally, the distance from
the arm in maximum external rotation (58° ⫾ 5°), exten- point M to the lateral margin of articular surface on a line
sion (20° ⫾ 5°), and horizontal extension (24° ⫾ 3°). CM (point A) was measured. With the arm at 60° of
abduction, the line CM passed through the footprint of the
Marking the glenoid rim rotator cuff. Thus, the distance from point M to the medial
margin of the footprint (point F) on the line CM was also
After each arm position was set, the location of the measured in this position. After the experiments, the hu-
glenoid was marked on the humeral head by creating small meral head diameter and the glenoid width without the
holes along the rim of the glenoid using a 1.0-mm Kirschner labrum were measured by a digital caliper. All the mea-
wire (Figure 2). The holes were aligned 2 to 3 mm apart. surements were performed by a single investigator.
The Kirschner wire was inserted from outside the joint, The width of the labrum was not included in the mea-
through the joint capsule and the labrum, and into the surement, because we found in a preliminary study that the
humeral head. When we marked the anterior part of the anterior labrum was so stretched with the arm in abduction,
glenoid rim, we needed to palpate the rim using the Kirsch- external rotation, and horizontal extension that it was im-
ner wire because it was not under direct vision. After possible to distinguish the labrum from the capsule. To
marking the location of the glenoid in all 3 test positions, the confirm the reproducibility of our measuring method, we
3 sets of holes for 3 different abduction angles were painted repeatedly plotted the anterior rim of the glenoid with the
in 3 different colors, using acrylic color paints to distinguish arm in 60° of elevation and measured the distance from the
them easily. medial margin of the contact area to the medial margin of
the footprint (MF in Figure 3) in our preliminary study. The
Measurement of the distances mean distance was 18.1 ⫾ 0.9 mm. The coefficients of
variation were calculated to be within 5%.
As shown in Figure 3, the distances from the medial
margin of the contact area to the edge of the articular
surface of the humeral head and to the medial margin of the
Contact area in live patients
cuff attachment site on the greater tuberosity were mea- To make sure that what we observed in cadaveric shoul-
sured by a digital caliper (Digital caliper PC-15JN, MITSU- ders was what was happening in live shoulders, we took
TOYO, Kawasaki, Japan). First, the articular center of the 3-dimensional (3D) reconstructed CT images in 3 patients
humeral head (point C) was defined as an intersection with recurrent anterior dislocation with the arm in maximum
between a superior-inferior line connecting 12 and 6 external rotation, horizontal extension, and at 45°, 90°,
o’clock and a lateral-medial line connecting 3 and 9 and 135° of abduction. Each image was taken in a differ-
o’clock of the articular surface of the humeral head. Then, ent patient because of radiation exposure issues (ie, 1
the most medial point (point M) was determined on the position in each patient). In a 30-year-old man, the 3D CT
medial margin of the contact area, such that the distance image was taken with the arm in maximum external rota-
from the articular center (point C) to the most medial point tion, horizontal extension, and at 45° of abduction. In a
652 Yamamoto et al J Shoulder Elbow Surg
September/October 2007

Figure 3 The distances from the medial margin of the contact area
to the edge of the articular surface of the humeral head (MA) and
to the medial margin of the cuff attachment site on the greater
tuberosity (MF) were measured. C, Articular center of the humoral
head; M, most medial point; A, lateral margin of articular surface;
F, footprint.

28-year-old woman and 20-year-old man, it was taken with


the arm at 90° and 135° of abduction, respectively.

RESULTS
With an increase in arm elevation, the contact
area between the glenoid and the humeral head
Figure 4 A, The contact area between the glenoid and the
shifted from the inferomedial to the superolateral por- humeral head. The contact areas at 0°, 30°, and 60°of abduction
tion of the humeral head when viewed posteriorly were marked by the holes painted in acrylic paints. The contact
(Figure 4, A and B). The distance from the medial area shifted from the inferomedial to superolateral portion of the
margin of the contact area to the lateral margin of the posterior articular surface of the humeral head. B, This schematic
articular surface of the humeral head was 17.0 ⫾ 6.6 drawing of A shows the margins of the contact area at 0° (trian-
gles), 30° (squares), and 60° (circles).
mm (0° of abduction), 16.2 ⫾ 6.2 mm (30° of ab-
duction), and 15.8 ⫾ 2.5 mm (60° of abduction) or
74% ⫾ 26% (0° of abduction), 71% ⫾ 27% (30° of live shoulders, the glenoid shifted the same way as
abduction), and 69% ⫾ 16% (60° of abduction) of was observed in the cadaveric shoulders.
the glenoid width. The distance from the medial mar-
gin of the contact area to the medial margin of the DISCUSSION
footprint was 18.4 ⫾ 2.5 mm or 84% ⫾ 14% of the
glenoid width with the arm at 60° of abduction. The contact area of the glenohumeral joint has been
The 3D CT images taken in live patients are shown reported by several investigators18,33,36; however,
in Figure 5. These images clearly demonstrate that in these reports focused on the relationship between the
J Shoulder Elbow Surg Yamamoto et al 653
Volume 16, Number 5

Figure 5 Contact between the glenoid and the humeral head in live shoulders with anterior instability. The scapula
was removed except the articular surface of the glenoid on these 3-dimensional images reconstructed from the
computed tomography scans. The arm was in maximum external rotation and horizontal extension and was
elevated at (A) 45°, (B) 90°, and (C) 135°.

contact area and glenohumeral motion. To the best of abduction while it was kept in maximum external rota-
our knowledge, no reports have clarified the contact tion and horizontal extension. With the arm in these
area of the humeral head and the glenoid from the extreme positions, we were able to examine how the
viewpoint of shoulder dislocation. We focused on this glenoid shifted on the humeral head. We demonstrated
point and measured the width of the contact zone in that as the arm was elevated, the glenoid shifted from
cadaveric shoulders with the arm in various degrees of the inferomedial to the superolateral portion of the pos-
654 Yamamoto et al J Shoulder Elbow Surg
September/October 2007

Figure 6 Glenoid track. With the elevation of the arm, the glenoid
created a zone of contact (gray zone) along the rim of the humeral
head. We defined this zone as a “glenoid track.”

terior articular surface of the humeral head, creating a


zone of contact between the glenoid and the humeral
head. We define this contact zone as a glenoid track
(Figure 6).
The width of the glenoid track from the cuff attach-
ment site of the greater tuberosity was 84% of the
glenoid width. With this concept of the glenoid track,
we are able to assess the risk of a Hill-Sachs lesion
Figure 7 Glenoid track and Hill-Sachs lesion. A, If a Hill-Sachs
engaging with the glenoid rim with or without a bony lesion remains within the glenoid track, there is no chance that the
defect. For example, if a Hill-Sachs lesion remains Hill-Sachs lesion overrides the rim of the glenoid. B, If the Hill-Sachs
within the glenoid track, there is no chance that the lesion extends more medially than the glenoid track, there is a risk
Hill-Sachs lesion overrides the rim of the glenoid that the humeral head overrides the glenoid rim.
(Figure 7, A). On the other hand, if the medial margin
of a Hill-Sachs lesion is outside of the glenoid track,
there is a risk that the humeral head overrides the Therefore, a defect at the anterior rim of the glenoid
glenoid rim (Figure 7, B). Therefore, the most impor- directly affects the width of the glenoid track.
tant point judging whether a Hill-Sachs lesion en- The glenoid bare spot can be used as a center of
gages with the anterior glenoid rim or not is not the the inscribed circle to quantify the percentage bone
length or depth but the location of the Hill-Sachs loss of the inferior glenoid as shown in a previous
lesion. study.3 The glenoid width can easily be measured on
Similarly, the width of the glenoid track is solely regular CT images, and the glenoid track width can
determined by the width of the glenoid. If there is a be calculated as glenoid width ⫻ 0.84. Figure 8, A
bony defect of the anterior rim of the glenoid, the shows the glenoid pushing the cuff tendon close to its
width of the glenoid track decreases accordingly. A attachment to bring the arm in maximum external
bony defect of the glenoid is located at the anterior rotation and horizontal extension. This makes the
rim of the glenoid and pointing toward 3 o’clock.31 width of the glenoid track 84% of the glenoid width.
J Shoulder Elbow Surg Yamamoto et al 655
Volume 16, Number 5

previously reported indications for surgical treatment of


glenoid and humeral head defects were determined
separately. Although the concept of taking both lesions
into consideration has been introduced in previous re-
ports,5,20,38 none of them has shown exactly how to
apply this concept in one’s practice. Our new concept
enables us to take both lesions into consideration when
assessing a shoulder with anterior instability.
In the present study, we measured distances from
the medial margin of the contact area to the edge of
the humeral cartilage and to the cuff attachment site.
The edge of the posterolateral articular cartilage of
the humeral head is often destroyed by the presence
of a Hill-Sachs lesion in shoulders with anterior insta-
bility,7,13,14,32 whereas the cuff attachment site on the
greater tuberosity is always intact. The latter may
therefore be a better parameter to compare the width
of the glenoid track and the width of a Hill-Sachs
lesion in the clinical setting.
One of the treatment strategies for a large Hill-
Sachs lesion is to limit external rotation by tightening
the anterior soft-tissue structures1,10,22,24,30 or per-
forming a rotational humeral osteotomy30,38 to pre-
vent engagement of the Hill-Sachs lesion with the
glenoid rim. This treatment rationale can be ex-
plained with use of the glenoid track. Tightening the
anterior soft-tissue structures limits external rotation
and horizontal extension, making the glenoid track
shift medially and superiorly. This shift covers the
entire Hill-Sachs lesion and thus prevents engagement
of the lesions.
The present study had several limitations. First, the
width of the labrum was not included for the measure-
ment. The labrum may contribute to the glenoid track
width or engagement of the glenoid with the Hill-
Sachs lesion. However, it was impossible to distin-
guish the labrum from the capsule.
Second, we used a Kirschner wire to mark the
anterior rim of the glenoid on the humeral head. This
Figure 8 Glenoid track and a bony defect of the glenoid. A, As method may or may not be as accurate as the pres-
the glenoid pushes the cuff tendon at its insertion by 16% of the
glenoid width, the remnant 84% covers the articular surface of the sure film method to measure the contact area between
humeral head. B, In a case with a bony defect of the glenoid, the the 2 bones; however, measurements using pressure
defect width (a) should be subtracted from the 84% length to obtain film depend on the pressure between the bones. In this
a true glenoid track width (b) in this shoulder. study, we traced the anterior rim of the glenoid using
a Kirschner wire with the advantage that it does not
depend on the contract pressure between the bones.
Because the glenoid track is defined as a zone of Third, one may argue that opening the posterior
contact between the glenoid and the humeral head, it half of the joint capsule might have affected the
totally depends on the width of the glenoid. results. The posterior capsule is known to affect the
The width of the glenoid track decreases accordingly range of motion in internal rotation, but not external
if there is a glenoid defect. To obtain the true glenoid rotation.11
track width in a case with a bony defect at the anterior Fourth, on the 3D CT images, we can measure the
rim of the glenoid (Figure 8, B), the defect width should width of the glenoid track and the width of a Hill-
be subtracted from 84% of the glenoid width, which is Sachs lesion; however, 3D CT may not be always
the width of glenoid track without a glenoid defect. This available.
way, the bony defects of the glenoid and the humeral In conclusion, we introduced a new concept, the
head can be assessed with regard to each other. All the glenoid track, which enabled us to simultaneously
656 Yamamoto et al J Shoulder Elbow Surg
September/October 2007

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