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On the definition of the shear velocity in rough bed open channel flows
D. Pokrajac
Department of Engineering, University of Aberdeen, Aberdeen, UK
J.J. Finnigan
CSIRO, Marine and Atmospheric Research, Canberra, Australia
ABSTRACT: Shear velocity u∗ is a well-known fundamental velocity scale of the wall turbulence, widely
used for scaling various flow quantities such as mean velocity and turbulent intensities. The definition of shear
velocity is closely related to the universal Logarithmic law of the wall, which was originally derived for constant
shear stress boundary layers. Because the shear stress is constant, the momentum flux ρu∗2 is equal to the wall
shear stress, so u∗ is often understood as some kind of synonym for the wall shear stress. The universal Log-law is
also used for the flows with linear shear stress such as pipe flows and uniform open channel flows. In such flows
the turbulent momentum flux delivered to the roughness differs from the wall shear stress, but the difference is
negligible for the rough walls where boundary layer thickness (flow depth in case of uniform open channel flow),
is much larger than roughness height. In rough wall flows where the flow depth and the roughness height are of
the similar order, the difference between the turbulent momentum flux representative of the free outer flow and
the wall shear stress may become significant. For such flows it is important to distinguish between the wall shear
stress and the shear stress used for evaluation of the shear velocity. This paper highlights the problems associated
with the definition of the shear velocity in shallow open channel flows and its use for evaluation of the bed shear
stress. The influence of the definition of u∗ on the data analysis is illustrated using experimental results.
89
and troughs, is the appropriate position of an equiv-
alent imaginary bed i.e. the idealised sharp interface
between turbulent flow and the rough wall. This affects
the definition of basic concepts such as flow depth
and the shear velocity, especially for flows with small
relative submergence (flow depth/roughness height
ratio).
The shear or friction velocity is usually defined
as the velocity scale of the momentum absorbed by
the bed. It can be evaluated either at the roughness
crests, where the bed starts extracting momentum from
the flow, or at the troughs, where the total momen-
tum is absorbed, or somewhere between them. Various
versions are present in the literature and yet called Figure 1. Definition sketch.
the same name. It introduces confusion and makes it
difficult to compare published data.
In this paper we present a case for defining the water and the grains. The double-averaged momentum
universal velocity scale u∗ in rough bed flows from equation in x direction is (Nikora et al. 2004)
the shear stress at the roughness crests, rather than
from the total momentum extracted from the flow i.e.
from the bed shear stress. In order to clearly define the
bed shear stress we first use DAM to summarise the
momentum balance in uniform flows over rough beds. where g = gravitational acceleration, ρ = density,
We then revisit the original derivations of the univer- α = angle between the bed and the horizontal datum,
sal Log-law where u∗ was first introduced, and point φ = porosity of the rough bed=volume of water/total
out that the Log-law was first developed for constant volume dV , τxz is the fluid shear stress and fx is the
shear stress boundary layers, so it does not answer the total drag force exerted by the fluid on the roughness
question about the appropriate definition of the shear per unit plan area and unit height dz. For an averaging
velocity. In case of rough bed open channel flows with volume above the roughness crests dV contains only
linear shear stress only the shear velocity associated water, so φ = 1 and fx vanishes from the equation. The
with the roughness crest has a potential to be univer- fluid shear stress is
sal, so it is adopted as the appropriate velocity scale
for scaling flow properties. The consequences of using
the velocity scale based on the bed shear stress instead
are illustrated using a case from the literature and our
own experiments. where the three terms are the spatially averaged vis-
cous stress, the spatially averaged turbulent stress and
the form-induced stress, respectively. The over-bar
denotes time average, = fluctuation, = spatial
2 DOUBLE-AVERAGED OPEN CHANNEL average and tilde = the deviation of a time-averaged
FLOW quantity from its spatial average. The drag term is
obtained by integrating local pressure and viscous
We consider steady uniform two-dimensional open stress over the interface between water and grains, S,
channel flow over a rough bed. A right-hand within the averaging volume dV :
co-ordinate system is used with x = streamwise,
y = lateral and z = bed-normal coordinates, and the
velocity components in x, y, z direction are denoted
by u, v, w respectively (Fig. 1). Roughness height is
denoted by k. and the origin of z is placed at the where nx , ny , nz are the components of the unit vector
roughness crest. For simplicity, roughness elements n, normal to the surface dS, pointing into the fluid
have identical height. In natural sediments, where this (Fig. 1).
is clearly not the case, some statistical property of the Spatial averaging smoothes spatial heterogeneity of
bed level e.g. z99% can be used as a global level of the flow near the rough bed in (x, y) planes, so that all
roughness crest. flow variables are represented as profiles in z. The
The double-averaged momentum equations are lowest point in such profiles is the lowest point of the
obtained by averaging Reynolds equations over thin bed roughness. Time-averaged flow depth measured
bed-parallel volumes dV (Fig. 1). These volumes may from that point is denoted by H , and time-averaged
intersect with the bed so in general they contain both flow depth measured from the roughness crests is h.
90
stress diminishes and the total momentum from the
flow above is transferred to the roughness:
Figure 2. Momentum balance in 2d rough bed flow. Due to the additional momentum supply below the
roughness top, the bed shear stress τbed differs from
the fluid shear stress at the roughness top τ0
2.1 Momentum balance
In boundary layer terminology open channel flow 2.2 Flow layers
belongs to ‘constant pressure gradient’ boundary layer In ‘deep’ rough bed flows, where the influence of the
flow, because its driving force, gravity, plays a role in bed roughness is significant only over a small part
the momentum balance analogous to the pressure gra- of the flow depth (less than around 0.15–0.2 h), the
dient. In steady uniform flow over a rough bed the following layers can be distinguished:
terms of momentum balance can be obtained by inte-
grating the momentum equation (1) over z. (Nikora (i) The Outer Layer, similar to the outer layer
et al. 2001, Nikora et al., submitted). For any bed- for flows over hydraulically smooth beds, with
parallel plane above the roughness top (Fig. 2) the total the characteristic scales: the shear velocity, u∗ ,
driving force or momentum supply (per unit plan area) the maximum velocity, U∞ (assumed to occur
between the plane and the free water surface is at the free surface), flow depth, h, and the dis-
tance above the zero-plane. (zero-plane= origin
of the Log-law).
(ii) The Logarithmic layer, with the scales u∗ , and
the distance above the zero-plane. A single length
scale exists only over a region far away from both
where z = height of the plane above the roughness top the water surface and the rough bed so that it is
and S = bed slope (Fig. 2 left). It is in balance with not influenced by their respective length scales.
the momentum flux through the plane at the height z, (iii) The Roughness layer, also called the Roughness
τxz (z), so τxz increases linearly, starting from the zero sub-layer, is strongly influenced by the set of sur-
at the free surface. Far away from the roughness both face length scales Li that describe bed geometry,
viscous stress and form-induced stress are negligible including characteristic roughness height, k, so
so τxz is turbulent shear stress. Near the roughness its characteristic scales are u∗ , and Li . This layer
crest persistent vortices behind roughness elements may extend up to 4k above the roughness crest
cause form-induced momentum flux so momentum (Raupach et al. 1991). Flow within the Rough-
is transferred from the flow above by both turbulent ness sub-layer is strongly affected by coherent
and form-induced shear stress (Fig. 2 right). At the eddies generated at the top of the roughness. In
roughness crest, z = 0, the momentum flux from the plant canopy flows the relevant length scale of the
flow above the roughness is just sufficient to balance Roughness sub-layer is determined by the vor-
ρghS, so the fluid shear stress is ticity thickness δw = u(0)/(du/dz)(0) (Raupach
et al. 1996). This was also observed in flows
over relatively dense aquatic vegetation canopy
(Nepf & Vivoni, 2000, Poggi et al. 2004).
Below the roughness crest, between the plane z = 0
and a bed-parallel plane at level z there is an additional For relatively shallow open channel flows some of
momentum supply of φρg(0 − z)S. The correspond- the layers may be absent, because the Roughness sub-
ing total momentum supply of ρgS[h + φ(0 − z)] is layer covers the part of the flow profile ‘reserved’
partly transferred further down via fluid shear stress for the Log-layer, or even extends to the free surface,
and partly transferred to the roughness via form drag obliterating the Outer layer as well.
and viscous drag , which act as momentum sinks. When all three flow layers are present they have a
At the level of the roughness troughs fluid shear single velocity scale u∗ .The Logarithmic layer has only
91
one spatial scale, so it offers the simplest framework
for studying u∗ . For that reason the definition of the
shear velocity and its application in boundary layer
theory are closely related to the universal Logarithmic
law of the wall.
92
argued that the shear stress is still approximately con- (with the assumed κ = 0.4) to the logarithmic for-
stant between the wall and the Log-layer because the mula (8). (Wang et al. 1993, Wang & Dong 1996).
Log-layer has to be close to the wall (Monin &Yaglom, It is not clear where exactly is τlog in the shear stress
1971), profile.
In shallow open channel flows over rough bed the
The first option clearly cannot yield the universal
roughness height is comparable to water depth. Neither
velocity scale because the bed shear stress depends
the ‘overlap’ approach nor the ‘momentum balance’
on the roughness porosity function φ, which is not
approach is applicable, since there is no scale sep-
universal. To illustrate this let us assume flow over a
aration and the shear stress is not constant. There
bed composed of closely packed rods forming a porous
is no theoretical basis for the universal Log-law and
medium with very low permeability, so that only a thin
the velocity scale responsible for momentum trans-
uppermost layer of the porous bed interacts with the
fer between the Outer layer and the bed becomes less
mean velocity profile above, while below this layer
obvious and Despite that, many investigators present
flow is driven solely by the momentum supplied by
experimental data fitted to the logarithmic equation
gravity within the bed. Increasing height of the rods
(8) and scaled with the shear velocity u∗ . The choice
would not affect the mean velocity profile of the free
of u∗ in shallow open channel flows is discussed in the
surface flow above them, they would remain identical.
remaining part of the paper.
However if we choose to scale them with the shear
velocity calculated from the bed shear stress the scaled
velocity profiles would differ by a factor proportional
4 DEFINITION OF THE SHEAR VELOCITY to the increase in the height of the rods. Thus we would
detect a non-physical suppression of velocities, which
The shear velocity u∗ discussed here is a velocity scale is an artefact of the selection of the shear velocity.
expected to universally collapse data for rough bed Two other options, zero-plane and the Log-layer,
open channel flows including flows with low rela- rely on the existence of the Log-layer and the uni-
tive submergence (with and without the-log layer). In versal Log-law. This makes it impossible to use them
other contexts e.g. sediment entrainment and sediment for shallow flows where the existence of the universal
transport different definitions of u∗ are required. Log-layer is questionable.
Although the u∗ was first introduced in the con- The remaining option of defining the u∗ from the
text of the Log-law, the original derivations of the fluid shear stress at the roughness crest is the sim-
Log-law do not provide a general definition of the plest and the least ambiguous one. In order to achieve
u∗ which would be applicable to the boundary layers uniform flow, flow depth, the velocity profile and the
with variable shear stress where the roughness height turbulence structure must adjust to deliver a momen-
is comparable with the boundary layer thickness. They tum flux to the roughness that just balances the gravity
associate u∗ with the momentum absorbed by the wall. forcing of the free fluid. This momentum flux is τ0 and
However this definition does not specify where exactly the corresponding velocity scale is u∗0 . At the rough-
(along the roughness height k) is this momentum to be ness crest form drag and viscous drag start affecting
evaluated. This is the reason why there is no general the flow introducing a major change in flow physics.
consensus in the literature on the appropriate choice Below the roughness crest flow adjusts to the micro-
of the u∗ . The following options exist: physics of drag and porosity in the roughness, so that
√ the bed shear stress and the corresponding velocity
• u∗bed = τbed , where τbed is the bed shear stress. scale reflect them, rather than solely the characteris-
This classical approach, which assumes that u∗ is an tics of free fluid. For these reasons we have adopted
equivalent way of expressing the bed shear stress, the shear velocity associated with the shear stress at
is widely used in the open channel flow literature the roughness crest as the appropriate velocity scale
(e.g. Bayazit 1976, Ditrich & Koll, 1997, Katul et al. for scaling turbulent flow quantities across the whole
2002,√Rowinski et al.). flow profile.
• u∗0 = τ0 , where τ0 is the total fluid shear stress
at the roughness crest (at z = 0 in Figure 2). This
approach is consistently used in the canopy flow
literature (e.g. Finnigan 2000, Poggi et al. 2004, 5 SHEAR VELOCITY AND THE DATA
Jarvela, 2005), but may be found in open channel INTERPRETATION
flow papers
√ (e.g. Nakagawa 1991).
• u∗d = τd , where τd is the total fluid shear stress Shear velocity is widely used as a universal velocity
extrapolated to the level of zero plane, z = −d scale, often in the context of the Log-law, but also for
(Nepf & Vivoni, 2000, Ditrich & Koll, 1997). scaling the data on shallow rough bed open channel
log √
• u∗ = τlog , where τlog is the shear stress that cor- flows where the Log-layer is not present (e.g Katul
responds to u∗ obtained by fitting experimental data et al. 2002). In this section we first analyse how the
93
choice of the shear velocity affects the parameters A given data set has a given set of velocity gradients.
of the Log-law in its original form (8) and present The slope of the best-fit line through their reciprocal
an example from the literature. We then demonstrate, values gives the ratio κ/u∗ and the intercept gives the
using our own measurements of turbulent intensities, position of the zero-plane d.
the general effect of the shear velocity definition on The shear velocity evaluated from the bed shear
interpretation of data on shallow flows over rough bed. stress is over-estimated by the factor shown in Fig-
Only the conventional ‘bed shear stress’ shear ure 4, so that κ is over-estimated by the same factor.
velocity is compared with the adopted ‘roughness This means that for flows with very small relative sub-
crest’ shear velocity. The effect of other versions of the mergence using the ‘bed shear stress’ shear velocity
shear velocity definition, listed in the previous section, instead of the ‘roughness crest’ velocity can have sig-
can be easily evaluated using an analogous procedure. nificant influence on the reported values of the von
From the momentum balance explained in the section Karman constant.
2.1 (Fig 2) it follows that the bed shear stress and the Figure 5 shows the results of Bayazit, 1976, who
fluid shear stress at the roughness crests are related as reported gradually increasing von Karman constant
as the relative submergence decreased. The values of
κ were evaluated by fitting the velocity data to the
Log-law, with the position of the zero-plane d = 0.33 k
below the roughness crest for all experiments. In the
so that same paper Bayazit made a comment that these large
values of κ for small relative submergences may be due
to the wrong choice of the velocity scale u∗ , but did
mental velocity data for shallow flows with low relative 0.80
submergence H /k.
For a given set of experimental data, fitting to the 0.60
log-law produces a single ratio κ/u∗ , provided that
0.40
κ/u∗ and d wee both determined by fitting, The most
obvious way to demonstrate this is by differentiating 0.20
the log formula for u with respect to z, which yields 1.0 1.5 2.0 2.5 3.0 3.5 4.0
(Nikora et al. 2002) h/k
94
not attempt to correct it. These values of κ are here re- 5.2 Turbulent intensities
calculated with the ‘roughness crest’ shear velocity u∗0
The difference between the ‘bed shear stress’ and
instead of the ‘bed shear stress’ u∗bed from the original ‘roughness crest’shear velocity has an important influ-
paper. Figure 5 shows that the correction significantly ence on the turbulence characteristics reported for the
changes κ values. rough bed shallow open channel flows. For instance
This discussion is not aimed at listing all potential turbulent intensities are usually scaled with the u∗ , and
problems with fitting the velocity data to the logarith- compared with the corresponding dimensionless tur-
mic law. The aim is to point out just one particular bulent intensities measured in deep rough bed flows or
source of error. The literature on shallow rough bed smooth bed flows. Scaling the turbulent intensities for
flows contains a range of values of von Karman con- deep flows is not sensitive to the difference between u∗0
stant. In cases where the reported values of κ are
and u∗bed , but for shallow flows the difference becomes
less than 0.4 the correction for u∗bed /u∗0 would further
reduce them. In flows with small to intermediate rela- significant. Using u∗bed instead of u∗0 for scaling intro-
tive submergence the universal Log-layer is often not duces an artificial suppression of turbulent intensities,
present, so there is no reason for κ obtained by fitting caused by the choice of the velocity scale rather than
the velocity data to have the universal value. How- the real physics. The ‘suppression factor’progressively
ever it is important to realise that without a physically increases with decreasing relative submergence. The
based and consistent velocity scale u∗ it is very diffi- maximum turbulent intensity (scaled with u∗ ) is known
cult or impossible to compare different experimental to decrease when the relative submergence decreases
data. Correcting the data for bias introduced by using (Wang et al. 1993, Ditrich & Koll 1997). Part of this
u∗bed would clarify the genuine influence of the relative finding may be the artefact of the choice of the velocity
submergence and other parameters that affect velocity scale.
profiles. To explore this possibility we first re-calculated the
An inverse situation happens when the u∗ , deter- results from Bayazit (1976), where turbulent intensi-
mined by fitting the log-law to the measured velocity ties were fitted to the formula
profile (assuming κ = 0.4), is used for evaluation of the
bed shear stress or the friction factor. This is frequent
in field measurements, where using u∗ is a simpler and
more robust alternative to the direct measurement of In Bayazit (1976), turbulent intensities scaled with u∗
the shear stress. In such cases the result of fitting is and plotted against ln u∗ z/ν do not collapse for dif-
the ‘roughness crest’ shear velocity u∗0 , but it is used ferent relative submergences. Instead, they follow a
as if it were ‘bed shear stress’ velocity u∗bed . Since u∗0 set of parallel lines, indicating that only the coeffi-
is always less than u∗bed , this means that, even if the cient A from (12) is responsible for the reduction of
assumed κ = 0.4 is correct, the bed shear stress and the turbulent intensities as the relative submergence (h/k)
friction factor are underestimated by factors shown in decreases. Figure 6 shows the values of A from the
Figure 4. original paper and those corresponding to ‘roughness
The above analysis applies to the cases where κ/u∗ crest’ u∗ as a velocity scale. The re-calculated A val-
and d were both found by fitting. However the position ues vary much less, indicating very small variation of
of the zero-plane is sometimes found using the centre- turbulent intensities with relative submergence. It is
of-pressure method (Jackson, 1981). This method is
not applicable to ‘constant pressure gradient’ bound- 6.0
ary layers because the momentum supply below the
roughness crest affects the position of the centre of 5.0
95
clear that turbulent intensities profiles would collapse out under uniform, fully turbulent rough flow condi-
much better when scaled with the ‘roughness crest’ tions. The aspect ratio varied from 18-5.4 for which
shear velocity. we can assume that the flow was two-dimensional
Further analysis was performed with our own mea- (Kironoto and Graf 1994). The main hydraulic param-
surements of flow over a single layer of spheres packed eters for the experiments are shown in Table 1.
in the cubic pattern. All the experiments were carried Measurements were carried out using Particle Image
Velocimetry along two vertical planes along the flume
Table 1. Experimental conditions. axis, one plane through the centres of the spheres and
another through their connections. The results pre-
Experiment E1 E2 E3 sented below were obtained by averaging the results
for these two planes. More detailed description of the
Bed slope 1:400 1:400 1:200 experimental procedures can be found in (Manes et
Sphere diameter, k(mm) 12 12 12 al. submitted). Figure
Depth h(m)1.3 22 42 21 7 shows turbulent intensities
Maximum depth H (mm) 34 54 33 σu = u2 and σw = w2 measured in the experiments
Relative submergence (H /k) 2.83 4.5 2.75 E1, E2, E3, once scaled with the ‘roughness crest’
Shear velocity u∗ (m/s) 0.0235 0.0300 0.0301 shear velocity u∗0 and once with the ‘bed shear stress
Roughness Reynolds number 141 180 181 shear velocity u∗bed . The values of the shear stress
Average profile velocity (m/s) 0.210 0.340 0.286 at the roughness crest and the bed shear stress were
ubed /u∗ 1.13 1.07 1.14 determined by the extrapolation of the Reynolds stress
1 1
0.9 0.9
0.8 0.8
0.7 0.7
0.6 0.6
0.5 0.5
z/h
z/h
0.4 0.4
0.3 0.3
0.2 0.2
0.1 0.1
0 0
0 0.5 1 1.5 2 2.5 0 0.5 1 1.5
u`/u* w`/u*
Figure 7. Turbulent intensities σu and σw scaled with the ‘roughness crest’ shear velocity (grey symbols) and the ‘bed shear
stress’ shear velocity (white symbols) in experiments E1 (circles), E2 (squares) and E3 (triangles); σu is compared with
turbulent intensities in flow over smooth bed (Nezu & Rodi 1986, line).
96
profiles to the appropriate level (the roughness crest shown that scaling with the velocity scale based on
and the mean bed level z = −φk consequently). The the bed shear stress produces artificially increased von
dimensionless profiles of turbulent intensity collapse Karman constant and artificially suppressed turbulent
reasonably well between the experiments when scaled intensities. For shallow flows this can significantly
with the ‘roughness crest’ shear velocity. When scaled affect data interpretation.
with the ‘bed shear stress’ shear velocity, the turbulent
intensities for the two shallower experiments (circles
and triangles in Fig. 7) clearly stand out, showing the ACKNOWLEDGEMENTS
suppression of the turbulent intensities which is solely
the artefact of the choice of the velocity scale u∗ . It This investigation was carried out as part of an exper-
is interesting to compare the scaled turbulent inten- imental programme funded by the United Kingdom
sities σu with those for the smooth bed flow (Nezu Engineering and Physical Sciences Research Council
& Rodi, 1986), shown in the same figure. Judging (Grant GR/R51865/01).
by the data scaled with the ‘bed shear stress’ veloc-
ity scale, the turbulent intensities are suppressed in
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