Evaluating Thermoregulation in Reptiles

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vol. 168, no.

3 the american naturalist september 2006 

Notes and Comments


Evaluating Thermoregulation in Reptiles: An Appropriate Null Model

Keith A. Christian,1,* Christopher R. Tracy,1,† and C. Richard Tracy2,‡

1. School of Science, Charles Darwin University, Darwin, Northern The paradigm-shifting article by Cowles and Bogert (1944)
Territory 0909, Australia; caused biologists to recognize that reptiles employ behavior
2. Department of Biology, University of Nevada, Reno, Nevada 89557
to interact with their thermal environments as a means to
Submitted November 18, 2005; Accepted May 22, 2006; regulate their body temperatures. Two decades of field and
Electronically published August 7, 2006 laboratory studies subsequent to the article by Cowles and
Bogert gave birth to the field of animal physiological ecology
Online enhancement: appendix. and to an expanding literature documenting how some rep-
tiles regulate body temperature by behaviorally and physi-
ologically exploiting diverse thermal environments. Nearly
fifty years ago, Heath (1964) published an admonition that
abstract: Established indexes of thermoregulation in ectotherms simply measuring body temperature or correlating body
compare body temperatures of real animals with a null distribution temperature with air temperature was inadequate to char-
of operative temperatures from a physical or mathematical model acterize complex environments in which thermoregulation
with the same size, shape, and color as the actual animal but without might occur. In the late 1960s, some studies applied the
mass. These indexes, however, do not account for thermal inertia or physics of heat transfer and thermodynamics to add un-
the effects of inertia when animals move through thermally hetero-
derstanding to observations of reptile interactions with their
geneous environments. Some recent models have incorporated body
mass, to account for thermal inertia and the physiological control thermal environments (Bartlett and Gates 1967; Norris
of warming and cooling rates seen in most reptiles, and other models 1967). Subsequently, biophysical models describing the en-
have incorporated movement through the environment, but none ergy budgets of animals put the thermal biology of reptiles
includes all pertinent variables explaining body temperature. We pre- into an ecological perspective (Porter and Gates 1969; Porter
sent a new technique for calculating the distribution of body tem- et al. 1973; Christian and Tracy 1981; Tracy 1982; Wald-
peratures available to ectotherms that have thermal inertia, random
schmidt and Tracy 1983; Stevenson et al. 1985). Contem-
movements, and different rates of warming and cooling. The ap-
proach uses a biophysical model of heat exchange in ectotherms and
poraneously, the concept of “operative temperature” (Te)
a model of random interaction with thermal environments over the was developed to incorporate both animal and environ-
course of a day to create a null distribution of body temperatures mental factors into a mechanistic index of the driving force
that can be used with conventional thermoregulation indexes. This of the thermal environment on the body temperatures of
new technique provides an unbiased method for evaluating ther- animals under a given set of environmental conditions (Bak-
moregulation in large ectotherms that store heat while moving ken and Gates 1975; Bakken 1981; Roughgarden et al. 1981;
through complex environments, but it can also generate null models
Tracy 1982; Bakken et al. 1985).
for ectotherms of all sizes.
The Te of an animal incorporates surface areas (areas
exposed to various forms of radiation and convective heat
Keywords: body size, body temperature, ectotherms, null model, op- exchange), but, by definition, it is a “massless” index,
erative temperature, thermal inertia. meaning that it is an index of the interaction of an animal
of a particular size, shape, and posture with its thermal
environment, assuming that the animal has no body mass
(and therefore no heat capacity or “thermal inertia” that
* Corresponding author; e-mail: keith.christian@cdu.edu.au. can result in a lag in change of body temperature when

E-mail: chris.tracy@cdu.edu.au. subjected to a new thermal environment). Although a

E-mail: dtracy@biodiversity.unr.edu. massless index normally can be used for studies of small
Am. Nat. 2006. Vol. 168, pp. 421–430. 䉷 2006 by The University of Chicago. animals, its use for larger animals can be misleading be-
0003-0147/2006/16803-41441$15.00. All rights reserved. cause larger animals tend to have thermal inertia, and their
422 The American Naturalist

body temperature depends on both the instantaneous Te against using their approach with large ectotherms. Chris-
and also the body temperatures that the animal had in the tian and Weavers (1996) addressed this problem by using
recent past, because bodily thermal inertia causes a lag in biophysical equations to incorporate the effects of thermal
body temperatures during warming or cooling (Spotila et inertia. This resulted in a predicted body temperature for
al. 1973; Spotila 1980; Tracy 1982; Stevenson 1985a; Turner a stationary large lizard that could then be substituted for
and Tracy 1986). Biophysical models can incorporate ther- the massless Te in the indexes proposed by Hertz et al.
mal inertia and physiological control of heat exchange, Seebacher and Shine (2004) pointed out that the effects
and some models have been developed to calculate body of thermal inertia in ectotherms can be substantial when
temperatures for large ectotherms in the warmest and large ectotherms move about in a thermally heterogeneous
coolest parts of their thermal environment (Christian et environment. They offered equations and a table of coef-
al. 1983; Stevenson 1985a; Tracy et al. 1986; Christian and ficients to correct Te when applying the thermal indexes of
Weavers 1996), to provide context to the body tempera- Hertz et al. (1993). Their technique explicitly models animal
tures attained by the animals. movement through the environment at regular intervals.
Based on earlier work employing a cost-benefit ap- The approach illustrates that large ectotherms with large
proach to thermoregulation (Huey and Slatkin 1976), thermal inertia have a reduced range of attainable body
Hertz et al. (1993) drew attention to the fact that the temperatures. While this work draws attention to the prob-
question “How carefully does an animal thermoregulate?” lems associated with thermal inertia, it does not create a
is a complex of several distinct and interacting questions. true null model of available body temperatures for large
The answer to that complex question requires not simply ectotherms because that would require both random move-
an examination of the pattern of the animal’s Tb but also ments (both in terms of time and in terms of direction
a comparison with the thermal options available in the relative to thermal environments) and the option that any
environment. One part of this complex question is “How random “decision” to move would include not moving.
variable is the animal’s Tb (‘precision’ of thermoregula- A second problem in the Seebacher and Shine (2004)
tion)?” A second question that must be addressed is “How model is that it apparently (as evidenced by their fig. 1b)
closely do Tb’s match the preferred or set point range of does not incorporate physiological (cardiovascular) con-
the species (‘accuracy’ of thermoregulation)?” A third trol of heat exchange that typically allows reptiles to warm
question is “To what extent do thermoregulatory behaviors at a faster rate than they cool, sometimes twice as fast
actually enhance the accuracy of Tb’s relative to those of (Bartholomew 1982; Turner and Tracy 1983; Dzialowski
a nonregulating control (the ‘effectiveness’ of thermoreg- and O’Connor 1999, 2001, 2004; O’Connor 1999). Thus,
ulation)?” On the basis of these questions, Hertz et al. the 5-kg animal (in fig. 1b of Seebacher and Shine 2004)
(1993) have provided methods to evaluate data bearing on should warm faster than it cools. Cardiovascular control
the quantification of thermoregulation. These methods of thermoregulation creates efficiencies in thermoregula-
represent a conceptual advance and have since become tion that can be critically important to homeostasis in
commonly used in studies of reptilian thermoregulation individuals, especially for large-bodied ectotherms (see
(e.g., Bauwens et al. 1996; Blouin-Demers and Weather- Tracy et al. 1986).
head 2001; Fitzgerald et al. 2003; Ibargüengoytı́a 2005), Seebacher and Shine’s (2004) model also predicts very
despite having some well-discussed limitations to their use large second-order body temperature dynamics (see
(e.g., Christian and Weavers 1996; Wills and Beaupre Turner 1987 for discussion of second-order body tem-
2000). The thermoregulatory indexes of Hertz et al. (1993) perature dynamics). Systems with second-order dynamics
have been modified and extended by various authors (so named because the dynamics are better described by
(Christian and Weavers 1996; Brown and Weatherhead second-order differential equations) have an initial time
2000; Blouin-Demers and Weatherhead 2001; Blouin- lag (the second-order dynamics) before body temperatures
Demers and Nadeau 2005), but all of theses indexes require begin to change in response to a change in thermal en-
a null model (the body temperatures of a nonregulating vironment. Thereafter, body temperatures change in re-
animal) with which to compare empirical data. lation to the heat capacitance of the body (the first-order
Indeed, one of the major contributions of the Hertz et dynamics). The first-order dynamics are dominated by the
al. (1993) article (see also Hertz 1992a, 1992b) was to heat capacitance of the body, resulting in a lag in change
compare the animal’s Tb to a null model. They suggested in body temperature with respect to time due to mass-
using a random distribution of Te as the null distribution related thermal inertia (appropriately described in terms
for comparison. However, they also pointed out that Te of a “time constant” t). The second-order dynamics, in
does not accurately reflect the temperatures available for contrast, are likely related to establishing a new gradient
large animals or for small animals that move quickly of temperatures within the body after a change in thermal
among thermal environments, and so they cautioned environment. There is some theoretical basis for conclud-
Null Model for Ectotherm Thermoregulation 423

ing that animals can exhibit second-order body temper- We developed a computer program (in True BASIC) to
ature dynamics (Turner 1987), but there is a dearth of construct a null distribution of Tb pred. The Tb pred represents
empirical evidence that second-order effects are important the body temperatures achievable by the animal based on
in the thermal biology of lizards. This may be because the animal characteristics, Te, and the body temperature
physiological control of temperature gradients in the body of the animal in the recent past (as the animal is warming
by cardiovascular mechanisms can rapidly establish new or cooling). Calculation of Tb pred is accomplished by first
temperature gradients in the body. Thus, a 6.9-kg land assigning a random starting situation (corresponding to a
iguana has been shown to have no second-order lag in site in which the microclimate, at that time, is either
response to an experimentally controlled change in ther- Te max or Te min) and a random length of time for the modeled
mal environment (see Tracy et al. 1986), and a 5-kg Var- animal to remain in that spot. Then, Tb pred’s are calculated
anus varius appears not to have second-order temperature for the animal in that place for each minute that the animal
dynamics in response to change in thermal environment remains in that place. This is done using Te as the driving
(fig. 3 in Seebacher and Shine 2004). Nevertheless, See- force and the thermal time constant t to incorporate body
bacher and Shine’s model (likely incorrectly) predicted mass. Each place is assigned a random proportion of the
that a 5-kg lizard would respond to a novel thermal en- distance between Te max and Te min as an indicator of the
vironment so slowly that it would show no discernible animal being in full sun, full shade, or any intermediate
change in body temperature even after 15 min. This con- partial shade. The proportion remains constant until the
cept of second-order dynamics needs to be studied further animal’s next move, but the Te max and Te min are updated
(see Turner 1987, 1994a, 1994b, 1994c), but here we accept every minute of the day such that the predicted Tb also
the empirical evidence that large second-order body tem- may change while an animal is in one place as the daily
perature dynamics are not likely to be very important in conditions change. The time constant t is taken from re-
predicting body temperatures of lizards in changing ther- gression equations generated from data in Dzialowski and
mal environments. O’Connor (2001). Different time constants are used for
Here, by using a randomly generated null model against warming (th p 1.96 # mass0.434) and cooling (tc p
which one can compare the body temperatures achieved 2.34 # mass0.362). Alternatively, time constants could be
by an animal, we address the problems associated with measured for an individual species. The form of the first-
data for ectotherms with large body size that move through order equation for the predicted body temperature of the
a thermally heterogeneous environment. We contend that animal adjusted for thermal inertia and time in a given
our method overcomes the inadequacies associated with place is Tb pred p T0 ⫹ (Te ⫺ T0 ) # e⫺1/t, where T0 is the
previous approaches and that it offers a robust technique temperature at the time the animal first enters the new
for evaluating thermoregulation, according to the pre- place. Next, the program chooses a new random place and
scriptions in Hertz et al. (1993). The method is particularly time, calculates the corresponding predicted Tb, and con-
useful for animals with substantial thermal inertia (large tinues these steps over the course of the entire day (24 h).
animals) but also can be used more generally. The animal could be modeled as remaining above ground
for the full period or as retreating into a refugium, so long
as Te max and Te min are adjusted accordingly. Finally, the
A New Null Model Incorporating Size and Movement
model repeats this process for as many days as desired (we
In our approach, we first establish the extreme tempera- used 1,000 replicate days) to generate a distribution of
tures available in the environment at a given time by cal- random predicted Tb achievable over the day (i.e., a null
culating the maximum (Te max) and minimum (Te min) body distribution).
temperatures from a steady state biophysical model (Porter The term d̄b was defined by Hertz et al. (1993) as the
and Gates 1969; Porter et al. 1973; Porter and James 1979; mean deviation of an animal’s field-active body temper-
Porter and Tracy 1982; Tracy 1982; Waldschmidt and Tracy atures from its set point (or preferred) range. This index
1983). Input data included animal characteristics (e.g., so- is an indication of the accuracy of thermoregulation, but
lar absorptivity and surface areas) and microclimate data on its own, this index cannot be used to determine whether
from days when lizards were followed with telemetry an animal is thermoregulating because it lacks information
(Christian and Weavers 1996). The Te max and Te min represent about the availability of thermal opportunities in the en-
the way in which the animal integrates its thermal envi- vironment, as Hertz et al. (1993) noted. The term d̄e was
ronments in the most hot and most cool environments defined as the mean deviation of Te from the animal’s set
available, and the following procedures were used to cal- point range and is thus a measure of the thermal quality
culate predicted body temperature (Tb pred), within this of the animal’s environment (Hertz et al. 1993). For large
range of thermal environments, of an animal with thermal ectotherms, it is appropriate to substitute the mean achiev-
inertia using Te max and Te min as driving variables. able body temperature (Tb pred) for mean Te to calculate
424 The American Naturalist

Figure 1: Examples of predicted body temperatures as a function of time of day for lizards differing in body size, as calculated from a model that
assumes random movements through the thermal environment. A total of 1,000 replicates (days) of the model were used to determine the null
distribution, which was then used in thermoregulatory indexes. The shaded area represents the middle 950 replicates, or the 95% confidence interval
of the distribution; lines are representative individual replicates for lizards of each size.

d̄e. The Tb pred calculated for each hour of each iteration of ulation (Hertz et al. 1993). Others have argued that a better
the model was compared to the set point range to yield a index of effectiveness of thermoregulation is simply the
d¯ b, and then a d¯ e (mean) was calculated for 1,000 iterations difference, d¯ e ⫺ d¯ b, with higher values indicative of more
for comparison with hourly values of d̄b. effective thermoregulation (Blouin-Demers and Weath-
The simplest use of these indexes is a direct comparison: erhead 2001; Blouin-Demers and Nadeau 2005). The “ex-
when d¯ b ! d¯ e, it suggests that the animal is regulating its ploitation” of the thermal environment (Ex) is defined as
body temperature because the selected body temperatures the amount of time an animal has a body temperature
are closer to the set point range than would be the case within its set point range divided by the amount of time
if the animal were randomly selecting body temperatures during the day in which it is possible for the animal to
in its environment (as represented by the null model; Hertz achieve its set point range (Christian and Weavers 1996).
et al. 1993). We used a one-tailed paired t-test to compare
d¯ b with d¯ e.
Example
The “effectiveness” of thermoregulation is defined by
Hertz et al. (1993) as E p 1 ⫺ (d¯ b /d¯ e ), where a value for To illustrate the methods developed in this article, we have
E of 0 indicates a random selection of thermal environ- reanalyzed data shown in figures 1A and 1B of Christian
ments and a value for E of 1 indicates careful thermoreg- and Weavers (1996) on body temperatures of two species
Null Model for Ectotherm Thermoregulation 425

Figure 2: Mean predicted Tb as a function of time of day, calculated for lizards ranging from 10 to 1,000 kg. The means were calculated from 1,000
iterations (replicate days) of the model for each body size. Error bars (95% confidence interval) are shown for 0.01–1,000-kg animals.

of varanid lizards. These lizards include the floodplain There was no obvious pattern in the mean Tb pred for lizards
monitor Varanus panoptes and the sand monitor Varanus ranging from 200 to 5,000 g, except that the body tem-
gouldii, studied during the wet season in northern Aus- peratures of the 5,000-g lizard seemed to lag behind body
tralia. The two species are sympatric, and the data for these temperatures of the smaller lizards (fig. 2).
lizards and their environments were collected simulta- Measured body temperatures for V. gouldii during the
neously. In this study, individuals of each species of ap- activity period of the day were always within the set point
proximately 1.5 kg body mass were selected (Christian and range (central 50% of Tb’s selected in a thermal gradient;
Weavers 1996), and, except where specifically stated oth- Christian and Weavers 1996) for this species (fig. 3),
erwise, a mass of 1.5 kg was used in the models below. whereas measured body temperatures for V. panoptes were
During the period of data collection, the thermal envi- never within its set point range (fig. 4). Nevertheless, the
ronment was such that lizards could attain body temper- Te’s and the mean Tb pred’s indicate that both species should
atures within the set point range during most of the day- have been able to bring their body temperature to within
light hours (Christian and Weavers 1996). Despite the the set point range. Thus, although these two species are
similarities between the two species (body mass, same of similar size, inhabit the same environment, and were
study site, and simultaneous data collection), the patterns measured simultaneously, they interact with their thermal
of body temperatures selected by the species were strikingly environments very differently, and this is consistent with
different (fig. 1 in Christian and Weavers 1996). For com- observations of the behavior and activity patterns of these
parison, we additionally used the methods suggested by two species (Christian et al. 1995; Christian and Weavers
Seebacher and Shine (2004; using equations from their 1996). The body temperatures predicted from the models
table 1) for the two varanid lizards, assuming regular shut- of Seebacher and Shine (2004) were far from the set point
tling movements between thermal patches every 5 min, range for either species (figs. 3, 4), and this indicates a
every 15 min, and every 30 min (namely, three separate problem in their approach to correcting for thermal
simulations). inertia.
Our model calculated predicted body temperatures The indexes of thermoregulation for V. gouldii indicate
(Tb pred’s) that fluctuate widely, as would be expected for a that it is an excellent thermoregulator (table 1), whereas
null distribution of random “thermoregulation” (fig. 1). the indexes indicate that V. panoptes is a much less precise
426 The American Naturalist

Figure 3: Temperatures during a typical day in the wet season in tropical Australia for Varanus gouldii. The temperatures include mean Tb (as
measured by telemetry), mean predicted Tb (as determined by the model in the appendix in the online edition of the American Naturalist), Temin,
and Temax, and three “available Tb” lines determined using the techniques recommended by Seebacher and Shine (2004), assuming that the animals
shuttle between warm and cool thermal environments every 5, 15, and 30 min.

thermoregulator. The former species actively selects a sub- (1993) and Christian and Weavers (1996). Users need an
set of the thermal conditions available in its environment, array of Te values (either calculated or estimated from
whereas the latter species moves through the thermal en- physical models; Tracy 1982; Bakken 1992), Tb’s of real
vironment with little regard to its set point range of body animals, and the ability to generate the null distribution
temperatures. (see appendix in the online edition of the American Nat-
uralist). Although we have applied these methods to mean
values of body temperature among animals (to provide a
Discussion
direct parallel with the data in fig. 1 of Christian and
The new techniques presented here are an easy supplement Weavers 1996), other questions can be addressed by ap-
to the prescriptions in Hertz et al. (1993) for studies of plying the techniques and indexes to data collected from
thermoregulation of large ectotherms. They represent an each individual in a study (Hertz et al. 1993). The model
approach for creating a sophisticated null model that can easily could be modified to reflect different spatial and
be used in conjunction with the indexes of Hertz et al. temporal distributions of thermal patches at a particular
Null Model for Ectotherm Thermoregulation 427

Figure 4: Temperatures during a typical day in the wet season in tropical Australia for Varanus panoptes. The temperatures include mean Tb (as
measured by telemetry), mean predicted Tb (as determined by the model in the appendix), Temin , Temax , and three “available Tb” lines determined
using the techniques recommended by Seebacher and Shine (2004), assuming, in separate simulations, that the animals shuttle between thermal
environments every 5, 15, and 30 min.

study site by using weighted proportional distributions ging response to its immediate past thermal environment.
between Te max and Te min. This is in spite of the fact that the animal is currently in
The Te integrates and reflects the thermal environment a cooling environment. Thus, it is simply not enough to
of an organism of a particular size, shape, posture, and know Te for large ectotherms to predict how the animal’s
color. As such, Te is the “driving force” for heat exchange Tb will respond in particular environments because the
between an organism and its environment. For example, thermal response of a large ectotherm is complexly related
when an ectotherm has a body temperature of 35⬚C in an to present and past Te’s.
environment with Te p 40⬚C, the organism will typically Seebacher and Shine (2004) laudably drew attention to
tend to warm toward 40⬚C. However, large ectotherms, the problems associated with a large ectotherm moving
with large thermal inertia, respond to both their current through a complex environment, but their model does not
Te and the Te from the immediate past. For example, if yield a “null” distribution of body temperatures because
an ectotherm with a body temperature of 35⬚C moves from that model assumes behavioral thermoregulation by lizards
an environment with Te of 40⬚C to an environment with that is not random; indeed, it assumes mechanical move-
a Te of 30⬚C, the core Tb of that organism (as opposed to ment between environments with regular periodicity. In
surface temperature) might continue to rise due to a lag- addition, their model does not incorporate physiological
428 The American Naturalist

Table 1: Thermoregulatory indexes for two species of var- warming faster than cooling) can neutralize the effects of
anid lizards from the wet season in tropical Australia thermal inertia (Stevenson 1985a, 1985b). Thus, effects of
Indexes Varanus gouldii Varanus panoptes thermal inertia for small to medium-sized ectotherms (up
d̄b (⬚C) .0 2.6 to approximately 10 kg), although real and measurable,
d̄e (⬚C) 1.9 1.8 should not be overstated in the broader context of the
d¯ b ! d¯ e t p 5.9, t p 3.5, range of possibilities due to behavior, physiology, and an-
df p 7, P p .0003 df p 7, P p .99 imal-environment interactions. Animals on the order of
d¯ e ⫺ d¯ b 1.9 ⫺.8 100 kg or larger, however, have substantial thermal inertia
E 1.0 ⫺.4 (fig. 2).
Ex 1.0 .0 The tools we provide here generate null models of ther-
Note: Calculated, in part, from original data of Christian and Weavers moregulation in ectotherms by using properties of animals
(1996), these indexes demonstrate that V. gouldii thermoregulate very and environments and the physics of heat exchange be-
carefully but V. panoptes do not. The field data were collected from the tween animals and their environments. These tools make
same study site simultaneously for the two species. A paired t-test of
the d¯ e ⫺ d¯ b index (Blouin-Demers and Weatherhead 2001) revealed that
it possible to investigate the thermal relations of large ec-
the index was significantly greater for V. gouldii than for V. panoptes totherms that move about in complex thermal environ-
(t p 13.7, df p 7, P ! .0001), indicating that V. gouldii is the more ments. However, the technique provides a mechanism for
effective thermoregulator. One-tailed paired t-tests were used to deter- generating null models for ectotherms of all sizes. Even if
mine whether d¯ b ! d¯ e within each species. E p effectiveness of ther- Te’s are measured with physical models, unless Te’s are
moregulation; Ex p exploitation of the thermal environment. Indexes
spatially normally distributed, it would require a prohib-
are defined in the text.
itively large number of models to adequately create a null
model representative of the thermal heterogeneity in the
control of warming and cooling, and this may also explain environment. Thus, the techniques presented here are ap-
the unusually high second-order body temperature dy- propriate in studies of thermoregulation regardless of body
namics predicted by their model. These modeling short- size.
comings doubtlessly contributed to their underestimate of
the abilities of animals with body masses around 5 kg to Acknowledgments
change temperature.
The biological conclusions drawn here about thermo- We thank the Australian Research Council (ARC grant
regulation of two varanid lizards are the same as the con- DP0559093 to K.A.C.), the National Science Foundation
clusions drawn by Christian and Weavers (1996). Obser- (grant INT-0202663 to Christopher R. Tracy), Charles Dar-
vations of these two species reveal dramatic differences in win University, and the Biological Resources Research Cen-
behaviors of the two species (K. A. Christian, personal ter at the University of Nevada, Reno, for financial support.
observation), and the conclusions drawn from the ther-
moregulatory indexes in Christian and Weavers (1996) and Literature Cited
here (figs. 3, 4) are consistent with those observations.
Bakken, G. S. 1981. How many equivalent black-body temperatures
However, the methods of Seebacher and Shine (2004) fail are there? Journal of Thermal Biology 6:59–60.
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Floodplain monitor lizard, Varanus panoptes (photograph by Keith Christian).

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