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Journal of

Near Eastern Studies

Muhammad and Justinian:


Roman Legal Traditions and the Qurʾā n
JUAN COLE, University of Michigan*

Introduction ninth-century codification of Islamic law as an imperial


project “on the pattern of the Corpus Iuris of Justin-
Two great bodies of law and ethics emanated from Late
ian I,” though his comparison is to the project and
Antiquity, the Codex and Novels of the Roman Em-
not the substance.5 A Justinianic context for the Qurʾān
peror Justinian (r. AD 527–565) and the Qurʾān (circa
itself, however, has not been argued in any extended
AD 610–632). That Near Eastern legal traditions, in-
way. I will attempt to show here, however, that Jus-
flected in the Levant by Roman practices, had an im-
tinian’s Novel 134.13 on the punishments for violent
pact on the development of Islamic law is generally ad-
stealing is paralleled by a Qurʾān verse (The Table, 5:33)
mitted, though the exact mix of the two is contested.1
so closely as to rule out coincidence, and that some
Lena Salaymah argues that Islamic law originated in “a
Qurʾānic law has an imperial Roman background.
common Near Eastern legal culture” and exhibited hy-
The question I pose here is not one of “borrowing”
bridity in its subsequent development.2 Other authors
or “influence,” but of whether the logic of punishment
have drawn attention to the survival of Roman legal
in late antiquity with regard to brigandage operated
regimes in the early Muslim empires.3 Others have es-
similarly in Constantinople and Medina, and if so, why.
sayed comparisons between the two corpora.4 Benja-
The Qurʾān is an original work that draws on many cul-
min Jokisch holds that the Abbasids undertook the
tural contexts, including Arabian, Nabataean, Yemeni,
Ethiopian, Iranian, and Jewish ones, and the body of
* An early version of this paper was given at the conference of the
imperial Roman law is only one such context for it. The
International Qurʾān Studies Association in Tangier, July 29–30,
2019. My thanks to Andrew Marsham and the anonymous referees
more interesting issue has to do with the logic of punish-
for JNES for their comments on an earlier draft. Abbreviations used ment. As Michel Foucault argued of the monarchical
in this article include OCIANA = The Online Corpus of the Inscrip- episteme, crimes were offenses against the body of the
tions of Ancient North Arabia (http://krc.orient.ox.ac.uk/ociana/). sovereign and punishment therefore inscribed on the
1
Crone, Roman, Provincial and Islamic Law (2002); Hallaq, body of the criminal. This inscription does not announce
Origins and Evolution of Islamic Law (2005).
2
that this body is a stable possession of the king; rather it is
Salaymeh, Beginnings of Islamic Law (2016), 101, and more
generally ch. 3 thus marked as a field of contention in which various
3
Papaconstantinou, “‘What Remains Behind’” (2009).
4 5
Al-Azmeh, Islamic Law (2013), 208. Jokisch, Islamic Imperial Law (2007), 617.

[JNES 79 no. 2 (2020)] © 2020 by The University of Chicago. All rights reserved. 0022-2968/2020/7902-0002$10.00. DOI: 10.1086/710188

183
184 ✦ Journal of Near Eastern Studies

types of power jockey constantly with one another.6 with Rome.11 I would go further and suggest that
Foucault’s insight can help us tease out the significance Muhammad’s polity in the Hijaz initially formed part
of Qurʾān 5:33 in this imperial context. of what Garth Fowden called the “Byzantine common-
The quest to understand the Roman heritage of Is- wealth,” comprising Axum, Armenia, Iberia (eastern
lamic law is hardly new. Ignaz Goldziher wrote, “The Georgia), and other powers which usually allied with
dogmatic development of Islam took place under the Constantinople against Sasanian Iran.12 Although Fow-
sign of Hellenistic thought; in its legal system the influ- den saw Christianity (even its Miaphysite branch) as
ence of Roman law is unmistakable . . .”7 Goldziher one basis for Eastern Rome’s soft power, the members
perhaps did the field a disservice with this exaggeration of the commonwealth ranged against Sasanian Iran
and failure to specify the periods and types of influence. during the great war of 603–629 included not only
Still, he stimulated important further and more contex- Miaphysite Ethiopia but also the pagan Onoq Khaga-
tual inquiries which challenged the premise of the iso- nate of Central Asia. If the commonwealth could en-
lation of late antique Arabia from its surroundings. The compass the Khaganate, it is hard to see why it could
early twentieth-century figures pursued this direction not also include a non-Christian member like Muham-
in part to challenge the binary of Aryan and Semitic mad’s incipient polity in the Hijaz.
culture in the European thought of their time, which
racialized the Qurʾān and Islam as a Semitic Other.8
Arabophone Romans
They have not on the whole so far prevailed, possibly be-
cause many scholars continue to find it difficult to de- The Arabic-speaking clans of Syria, the Transjordan,
construct the Self/Other divide between Europe and Palestine, and the northern Hijaz had been under Ro-
Arabia. The argument for an Eastern Roman context man rule for more than four centuries when Justinian
for early Islam, however, has been given new life by issued his Codex, and researchers are discovering that
the movement to see it as part of late antiquity.9 Impor- the Eastern Roman Empire shaped their lives much
tant subsequent contributions viewed Roman and Is- more powerfully than historians had once thought.13
lamic law synoptically, most recently those by Andrew Direct Roman rule in the Hijaz itself after the fall of
Marsham and Sean Anthony.10 The research findings the Nabataean kingdom in 106 is increasingly attested
here are intended to settle the issue in favor of a Roman by archeology. Michael A. Speidel observes, “A Roman
inheritance for some Islamic law, a finding that makes military camp recently discovered in the city of Hegra
even more sense if classicist Glen Bowersock is right that [Hijr], as well as several Latin, Greek, and Nabataean
the very early Muslim community actively took sides inscriptions, suggest that Roman soldiers seamlessly oc-
cupied the city as the Nabataean kingdom was taken
over.”14 Likewise, even beyond the empire, the arche-
6
Foucault, Discipline and Punish (1977); see also Gustafson, ologists excavating at the Kinda capital of Qaryat al-
“Inscripta in Fronte” (1997). Faw have demonstrated a late antique Arabia which
7
Goldziher, Islamic Theology and Law (1981), 4. had substantial interactions with Hellenistic culture, dis-
8
Becker, “Der Islam als Problem” (1910); Schacht, “Foreign El-
covering statuettes of Greek deities such as Artemis,
ements” (1950). Salaymeh, Beginnings of Islamic Law (2016), 91,
makes the good point that Goldziher and Becker, by locating origins
Herakles, and Harpokrates.15 The Hijaz retained its
of Islamic law in Graeco-Roman traditions, were implicitly attacking links with the empire via its trade connection to Trans-
Ernest Renan’s racial theory of an absolute division between Aryan jordan and Arabia Petraea even after imperial authorities
and Semitic culture.
9
Neuwirth, Qurʾan and Late Antiquity (2019); Cole, “Paradosis
11
and Monotheism,” (2019); Cole, Muhammad (2018); Bowersock, Bowersock, Empires in Collision (2012), ch. 3; Bowersock,
Crucible of Islam (2017); Crone, Qurʾā nic Pagans (2016), vol. 1; Crucible of Islam (2017), ch. 6
12
al-Azmeh, Emergence of Islam (2014); Shoemaker, Death of a Fowden, Empire to Commonwealth (1993), 100–137.
13
Prophet (2011); Sarris, Empires of Faith (2011), ch. 7; Howard- Bowersock, Roman Arabia (1983); Millar, Roman Near East,
Johnston, Witnesses to a World Crisis (2010); Donner, Muhammad 31 BC–AD 337 (1993); Pollard, Soldiers, Cities, and Civilians
and the Believers (2010) and Donner, “Historical Context of the (2002); Shahid, Byzantium and the Arabs (1995–2010); Fisher, Be-
Qurʾān” (2006), 21–39. tween Empires (2011) and Rome, Persia, and Arabia (2019); and
10
Marsham, “Public Execution” (2011): 120–21; see also for con- Fisher, ed., Arabs and Empires before Islam (2015).
tinuities between Roman and later Muslim penal practices, Marsham, 14
Speidel, “Rom und die Fernhandelswege durch Arabien”
“Attitudes to the Use of Fire” (2015), and Anthony, Crucifixion and (2019), 58–59.
Death (2014). 15
Al-Ansari, “Qaryat al-Faw” (2019), 185.
Muhammad and Justinian ✦ 185

pulled the garrisons out in favor of dependence on pro- and even some pastoralists knew Greek.21 There is some
Roman Arabophone tribes. evidence, as well, for the integration of urban Arabo-
Some of the thousands of Safaitic Arabic inscriptions phone families into the empire. In the sixth century,
of the first four centuries of the common era advert to Constantinople directly ruled and taxed cities such as
the Roman emperor.16 One, found in Syria, said, “By Petra, the capital of Palaestina Salutaris. It did not turn
Nuʿmān son of Khabyṯ son of Nasṛ . . . of Ḍayf and he civil administration over to Jafnid phylarchs, as some
set up a standing stone for ʾṬʿ the year that Caesar sent earlier historians had assumed. The recently-discovered
reinforcements to the province and put the [province] Petra Papyri of the sixth century show an Arabophone,
in good order.”17 This ancient rock inscription shows Chalcedonian Orthodox family running a church and
how this rural population saw themselves as well as their maintaining rich orchards and other properties, taking
pagan values and worship as benefiting from participat- pride in Petra’s position in the Eastern Roman Empire,
ing in the empire. The inscriptions display anxiety about and using Greek for their correspondence.22 The con-
the security of the frontier: “By Ẓaʿn son of Kh ̣asman clusion seems inescapable that Petra by that time had
son of Ẓann of the lineage of Ḍayf, who was a com- Arabophone residents even if they subsisted as a minor-
mander the year Caesar ejected the Persians and so, ity among Aramaic-speakers. This evidence further sug-
Allāt, may he enjoy peace and security.”18 Another carv- gests the trilingualism of some Arabic-speakers, who
ing from these centuries speaks of “the year word was knew the Aramaic vernacular and the koine Greek of
sent to Caesar that people of the Roman Empire died towns and cities alongside their native tongue.
and Damascus burned.”19 This phrase displays the geo- The sixth century witnessed a further integration of
graphic imaginary of the unknown Arabophone author. the Arabophone peoples into the empire. The emperor
The inscription likely concerns a raid into the Roman Justinian attempted to recover all the territory of the
Empire’s Near Eastern territories by the Sasanians or Roman Empire at its height, and to reduce the power
their foederati, accompanied by large civilian casualties of provincial elites in favor of Constantinople.23 Justin-
and by arson in the great caravan city. It also shows a ian recognized as phylarchs the paramount Jafnid chiefs
provincial instinct to appeal directly to the Roman em- who coordinated the levies of Arabic-speaking tribes
peror in response. drawn from the Banū Ghassān, Banū Kalb, Banū Judhām
The integration of the Arabic-speaking tribes into and others in eastern Syria, the Palestine eparchies, and
the empire increased over time, as they largely con- the Transjordan. Contrary to what some earlier historians
verted to Christianity and some came to serve as border alleged, these foederati, who served alongside the Ro-
guards (limitanei) or tribal adjuncts ( foederati) to the man army in guarding the Limes Arabicus, the line of
Roman legions.20 Arabophone long-distance merchants fortresses protecting Roman cities from Bedouin and
Iranian raids, did not have a territorial realm.
They had not erected an Arab “kingdom” but rather
16
See in general Al-Jallad and Jaworska, Dictionary of the held a special layered position under duces or military
Safaitic Inscriptions (2019), 111, (entry for “qsr”).
̣ Nabataean in- commanders of garrisons in the Levantine eparchies.
scriptions mostly predating the Safaitic show locals mentioning “Cae-
They must have known enough Greek to interact with
sar,” but usually only for purposes of establishing a date: Ferguson
and Nehmé , “Nabataean ‘Caesar’ ” (2014): 37–42.
their colleagues and superiors. From about 528, Justin-
17
See “Nʿmn bn ḫ byṯ ” in OCIANA (http://krc.orient.ox.ac.uk ian recognized al-Ḥ ārith, son of al-Jabala IV, as phylarch
/ociana/corpus/pages/OCIANA_0035837.html); translation slightly in Arabia Petraea and Palaestina Secunda, and he held
altered for clarity. Also cited in Macdonald et al., “Les inscriptions this position until 569.24 Al-Ḥ ārith’s brother, Abū
safaı̈tiques de Syrie” (1996): 453–58, D. A standing stone or nasab ̣
is a square featureless rock inhabited by a deity.
18
See “Zʿ̣ n bn kh ̣s1mn” in OCIANA (http://krc.orient.ox.ac.uk 21
Al-Jallad and al-Manaser, “New Epigraphica from Jordan II”
/ociana/corpus/pages/OCIANA_0016759.html); translation slightly (2016); Villeneuve, “Greek inscriptions” (2019).
altered for clarity. A fragment of this inscription is cited in Clark, 22
Al-Jallad, “Arabic of Petra” (2018); Al-Ghul, “Preliminary
New Safaitic Inscriptions (1987), 110, n. 86. Notes” (2006); Jaakko Frö sé n, et al., eds., The Petra Papyri (2002–
19
See “Bnʾlh bn ʾs1bn” in OCIANA (http://krc.orient.ox.ac.uk 2018). For an argument that Greek was an urban standard in the Le-
/ociana/corpus/pages/OCIANA_0031070.html), and Al-Jallad, “Ear- vant in the Eastern Roman Empire, see Millar, Greek Roman Empire
liest Mention of Damascus” (2018): https://twitter.com/safaitic/sta (2006). The Petra Papyri reinforce this argument.
23
tus/1029723995917168642?lang=en, accessed June 2020. Sarris, Economy and Society (2006); Bell, Social Conflict (2013).
20
Graf, “Saracens and the Defense” (1978): 13–14; Hoyland, 24
Greatrix, “Les Jafnides” (2105); Liebeschuetz, East and West
“Arab Kings” (2009). in Late Antiquity (2015); Fisher, Between Empires (2011); Whittow,
186 ✦ Journal of Near Eastern Studies

Karib, served as phylarch in Palaestina Salutaris, which northern Transjordan), with its capital at Bostra, which
stretched through the west of Transjordan to the Negev was a center for trade down to the Hijaz. In 536, he
and Sinai, and may have at least notionally included the wrote in Novel 102:
Hijaz.25 Abū Karib, according to Prokopios, bestowed
We have, therefore, looked also at the province of
some of the Hijaz on the emperor:
Arabia, and enquired into the reason for its low
This coast immediately beyond the boundaries of yield to the public treasury, despite its highly fer-
Palestine is held by Saracens who have been set- tile soil; and also for our being besieged by a mass
tled from old in the Palm Groves. These groves of petitioners, all of them lamenting robberies,
are in the interior, extending over a great tract injustices or other depredations. What we have
of land, and there absolutely nothing grows ex- found to blame as being the cause of the trouble
cept palm trees. The Emperor Justinian had re- is the weakness in the governorship.28
ceived these palm groves as a present from Abo-
He complained that the dux or commander of the
chorabus [Abū Karib], the ruler of the Saracens
Bostra garrison had more or less held the hapless civil
there, and he was appointed by the emperor cap-
governor hostage. The dux drew strength militarily in
tain over the Saracens in Palestine.26
this period from the Jafnid phylarch al-Ḥ ārith and his
We cannot precisely locate the territory in the Hijaz tribal levies, and this extra biopower may well have con-
that Abū Karib ceded to Constantinople, since the only tributed to his ability to dominate the civilian governor.
description given is that the inland oasis towns had date It seems likely that the city had Arabophone residents,
orchards. This is a description which might fit Tabuk as did Palmyra to its northeast, since we know that
and Hijr, but also would apply to Yathrib, famed from some phylarchs kept personal property there at a resi-
622 as Medina (the City, i.e., of the Prophet). dence.29 As with his other provincial reforms, Justinian
Prokopios of Caesarea, a Palestinian, had the disdain in Novel 102.2 appointed a governor (μοδεράτερος)
for Arabic-speaking peasants and pastoralists (“Sara- with stronger administrative powers. Justinian said of
cens”) typical of urban writers in that era.27 He dismissed his new governor in Bostra, “He will not allow either
the Hijaz as ungovernable and useless in practice to Jus- the admirable dux, or the phylarch or any of the pow-
tinian. The likelihood is, however, that Western Arabia erful houses, or even . . . our divine household itself to
did provide resources to the empire, and that Constan- inflict any detriment on our taxpayers.” This passage
tinople wielded substantial influence there in the mid- suggests that al-Ḥ ārith had been mulcting residents.
sixth century, given the revived Roman strength in Justinian insisted on the regular collection of taxes
Transjordan and Syria and the archeological evidence and the imposition of social order in the frontier city:
for prosperity in southern Transjordan. Large numbers “neither in Bostra nor anywhere else are people to
of Arabic-speakers resident in the Eastern Roman Em- abandon themselves to rioting and civil disorder, or
pire came under the sway of its laws and customary to turn what in ancient times were occasions for relax-
practices and adopted them into their habitus, a long- ation and entertainment into bouts of murderous in-
term phenomenon that could easily have influenced sanity.”30 The emperor here condemned the rowdiness
their cousins beyond the Limes Arabicus. of sports fans, the notorious green and blue “circus” or
By the 530s, Justinian had grown concerned about arena factions who often rioted over the outcomes of
poor governance and insecurity in the provinces, in- chariot races at the hippodrome. A major riot such as
cluding the eparchy of “Arabia” (southern Syria and this in Constantinople itself early in Justinian’s reign
had even challenged his rule. Some of the turbulence
“Late Roman/Early Byzantine Near East” (2010), ch. 2; Shahid,
in Bostra, however, may have derived from occasionally
Byzantium and the Arabs (1995–2010); Caldwell, Between State
and Steppe (2001); Eger, Islamic-Byzantine Frontier (2014).
25 28
Shahid, Byzantium and the Arabs (1995–2010), 1:124–28; Corp. Jur. Civ. 102; all translations of this work quoted from
Edwell, et al., “Arabs in the Conflict between Rome and Persia” Miller and Sarris, trans., Novels of Justinian (2018).
29
(2015), 230–43. For Jafnid property in Bostra, see John of Ephesus, Eccl. Hist.,
26
Proc., De Bell. Pers., I, 180–81; translation quoted from Dew- III, 3.42 (trans. Smith [1860], 241). For Palmyra see Sartre, “The
ing, Procopius (1914). Arabs and the Desert Peoples” (2008), 501–502 and sources cited
27
Grafton, “ ‘The Arabs’ in the Ecclesiastical Historians” (2008); (n.b., I am not alleging that Palmyra was an “Arab” city).
Athanassiadi, “Arabia through Greek Eyes” (2019). 30
Corp. Jur. Civ. 102.1.
Muhammad and Justinian ✦ 187

disgruntled tribesmen; though they provided support from the Hijaz to the Roman Empire, writing, “Mu-
for the dux when the gold and honors flowed freely hammad went down for trade to the lands of Palestine,
to them, they could just as easily provide disorder when Arabia, and Syrian Phoenicia.”34 Some Muslim writers
disappointed of these. of the Abbasid period (750–1258) also speak of such
The later Abbasid literary tradition, which is generally northern commerce.35 They contend that from 610,
silent on Roman connections to the Hijaz, does contain Muhammad began his religious mission in Mecca as a
an anecdote pointing to their significance. Sometime in prophet, preaching his new scripture, the Qurʾān.
the late sixth or early seventh century, a Christian of A mid-eighth-century Muslim work goes beyond
the al-Asad sept of the Quraysh confederation in Mecca, speaking of Muhammad’s travels in Roman territories
ʿUthmān b. al-Ḥ uwayrith, is alleged to have traveled to to alleging his partisanship for Constantinople in its
Constantinople.31 He sought investiture as a phylarch two-and-a-half decade-long war with Sasanian Iran
(Ar. mā lik) of the Tihama or west Arabian coast. If this (603–630). The Qurʾān (Rome 30:1–6) contains the
journey occurred, he would likely have been petitioning following passage:
Maurikios (r. 582–602) or Phokas (602–610), before
Rome lies vanquished in the nearest province. But
the fall of Antioch to the Sasanian armies in 611 made
in the wake of their defeat, they will triumph after
travel from the Hijaz to Constantinople difficult. There
a few years. Before and after, it is God who is in
were precedents for ʿUthmān’s quest for authority
command. On that day, the believers will rejoice
among Arabophone peoples in the Roman hinterland.
in the victory of God; he causes to triumph
In 580, Tiberios II had brought the Jafnid phylarch al-
whomever he will, and he is the Mighty, the Mer-
Mundhir III (the son of al-Ḥ ārith) to his court in Con-
ciful. It is the promise of God; God does not break
stantinople and bestowed an honorary crown on him.32
his promises, but most people do not know it.
ʿUthmān b. al-Ḥ uwayrith, many years later, promised
safety to the caravan routes linking the Arabian Penin- According to one of the earlier extant commentaries
sula to the Roman Empire. The emperor is alleged to on the Qurʾān, that of Muqātil b. Sulaymān of Balkh
have backed this attempt to secure the Hijaz for Rome, (d. 767), these verses speak of the Iranian advance into
given Sasanian dominance in Yemen. On his return to Palestine and Transjordan in 613–614.36 Although it
Mecca, as Abbasid-era authors tell the story, ʿUthmān has until recently seldom been read this way, the verse
initially gained some traction with this claim to be a cen- identifies the triumph of Emperor Herakleios (r. 610–
tral leader. In the end, however Zumʿa b. al-Aswad b. al- 641) over Iran’s Khosrow II (r. 591–628) as the victory
Mutṭ alib
̣ blocked him, arguing that the tradition in the of God himself, in which Muhammad’s followers will
Tihama was to oppose any central political authority. exult. Bowersock observed, “It seems as if, for a pre-
This late, orally-transmitted anecdote cannot be proven cious instant, we are listening to an early Islamic voice
from any contemporary primary source such as inscrip- proclaiming Arab support for the Christian Empire of
tions or Greek accounts. If it contains even a kernel of Constantinople.”37
truth, however, it points to continued Roman influence Rome 30:1–6 recalls the Safaitic inscriptions of ear-
in west Arabia during Muhammad’s lifetime. (ʿUthmān lier centuries in which Arabic-speakers praised the Cae-
was a cousin of his wife, Khadı̄ja, and Zumʿa was his first sars for bringing order to the Near East and alerted
cousin). them to Sasanian or pro-Sasanian attacks on Damascus.
Some accounts of Muhammad (c. 567–632) by There is some literary evidence beyond the Qurʾān itself
seventh-century Christians situate his career in part in for the believers around Muhammad having been pro-
the Roman Near East. Ps.-Sebeos calls him a “mer- Roman. Muqātil b. Sulaymān asserted,
chant” and gives him a special attachment to Pales-
tine.33 The late seventh-century writer Jacob of Edessa Rome and the Iranians fought, and Rome was
depicts Muhammad as pursuing long-distance trade vanquished, and this news reached the prophet
and his companions in Mecca and was grievous

31
Ibn Bakkār, Jamharat Nasab Quraysh (1962/1381), 425–26;
Lecker, “Monotheistic Cousins” (2017): 367–71. 34
Quoted in Hoyland, Seeing Islam (1997), 165.
32 35
John of Ephesus, Eccl. Hist., III, 5.15–18; Shahid, Byzantium Anthony, Muhammad and the Empires of Faith (2020), ch. 2.
36
and the Arabs (1995–2010), 1: 354–56. Muqātil b. Sulaymān, Tafsı̄r (2002), 3:406.
33 37
Thompson, Armenian History (1999), 95–96. Bowersock, Empires in Collision, 61.
188 ✦ Journal of Near Eastern Studies

for them. The pagans rejoiced and gloated and the exaction of revenge, but also a way of making the
confronted the companions of the prophet, say- wounded monarch whole. At the same time, punish-
ing, “You are people of the Book and the Ro- ment often came at the edge of the same sword the
mans are people of the Book, but our brethren sovereign deployed for victories at arms. If anything,
the people of Iran have triumphed over your sib- Foucault underestimated the degree to which patrimo-
lings from the Roman Empire.”38 nial emperors took the offense personally.42
Although it later became an iconic symbol of the
Although ninth-century Abbasid writers sometimes
Muslim legal tradition, the amputation of a limb in pun-
contended that Muhammad came into conflict with
ishment for a crime was originally a Roman practice.
Constantinople, their works show no awareness that
Citing previous legislation from centuries before, the
Sasanian Iran occupied the Near East from 613 until
Codex of Justinian 6.1.3 said, “Whenever fugitive slaves
(likely) early 630, meaning that for virtually the Proph-
are seized while going over to the barbarians, they are
et’s entire ministry, the Hijaz had no border with the
either to be mutilated by the amputation of a foot or
Roman Empire. Their accounts of Medinan armies
condemned to the mines or inflicted with some other
taking on the Romans late in the Prophet’s life are there-
punishment at will.”43 In an early Novel (17.8), Justin-
fore implausible and filled with anachronisms and tell-
ian instructed his officials regarding tax-agents who did
ing errors.39 The Qurʾān continues to laud Christians
not keep careful books for the estate properties on
into what are thought to be its latest chapters (e.g., The
which they made demands and the amounts received,
Table 5:82, which calls followers of Jesus “the nearest in
“You will threaten them with a heavy fine and with am-
love” to Muhammad’s believers).40 This pro-Roman,
putation of a hand, if they do not, at least in future,
pro-Christian political orientation of the Qurʾān (de-
comply unfailingly with what have always been their in-
spite its Unitarian critique of the Christologies of the
structions, though not hitherto observed.”44 The tax-
time) helps situate the way in which it affirms some Ro-
agents are menaced with amputation not, presumably,
man law.
for sloppy record-keeping, but out of suspicion of
The Roman context of the Arabophone peoples is
peculation. With regard to scribes who dared transcribe
largely absent from the later Abbasid depictions of the
the works of Severus, the anathematized former Bishop
region. Most ninth-century Muslim authors carefully
of Antioch, Justinian ordered (Novel 42.1.2): “they
isolate the Hijaz from outside influences and depict it
are to know that the penalty for those who copy his
as culturally “empty,” perhaps for the purpose of Mus-
works will be amputation of the hand.”45 The chronicler
lim apologetics in preserving Islam from charges of out-
John Malalas asserted that during the consulship of
side influence. Montgomery has shown that academ-
Decius, the emperor sent a decree to Athens that “gam-
ics have often accepted this depiction.41 Yet seeing the
ing” should not “be allowed in any city, for some gam-
Arabic-speakers as having been for centuries deeply in-
blers who had been discovered in Byzantion had been
tertwined with a Hellenized Near East ruled from Con-
indulging themselves in dreadful blasphemies. Their
stantinople is an important prologue to understanding
hands were cut off and they were paraded around on
the relationship of the Arabic Qurʾān to Roman culture.
camels.”46 The gamblers may have been throwing dice
for divination purposes, an activity sometimes associ-
Amputation, Exile, and Violent Robbery ated with dissidence.
Aggravated stealing accompanied by the use of
Foucault argued in his early writings that, in the pre-
force—including robbery, banditry, and piracy—could
modern world, for a criminal who had injured the
body of the sovereign, punishment for his crime was
42
Foucault, Discipline (1977), 48–50; Dean, Signature of Power
(2013), 26–28, 74–75.
38 43
Muqātil b. Sulaymān, Tafsı̄r, 3:402. Cod. Just. 6.1.3; translation quoted from Frier, ed., Codex of
39
Powers, Zayd (2014), ch. 3; Astren, “Re-reading the Arabic Justinian (2016); Smith and Cheelham, A Dictionary of Christian
Sources” (2009). Antiquities (1893), 1:244.
40 44
Some point to an apparently late anti-Christian verse, Repen- Corp. Jur. Civ. 17.8; for the context of this decree in Justinian’s
tance 9:29, but I argue that it addresses militant pagans at Ḥ unayn “reform program,” see Sarris, Economy and Society (2006), 210.
45
and has been widely misinterpreted: Cole, Muhammad (2018), Corp. Jur. Civ. 42.1.
46
179, 303 n. 7. Malalas, Chron., 18.47; translations quoted from Jeffreys,
41
Montgomery, “Empty Ḥ ijāz” (2006). et al., Chronicle of John Malalas (1986).
Muhammad and Justinian ✦ 189

also be punished by the amputation of a limb, though potamia around 581, he had the leader of the Saracen
Justinian also considered a whole range of other penal- foederati arrested. Ultimately, Tiberios II sent him with
ties appropriate as well. In the long Novel 134 of the his family into exile in Sicily. Relatives and partisans of
year 556, paragraph 13 said: “for violent assault, with Mundhir rose up throughout the Near East as a result,
or without weapons, indoors, on the highway or at sea, and even killed the dux of Bostra.50
we command that the offenders are to undergo the pen- Execution and the cutting of limbs also appears in
alties of the law.”47 The Novel mentions four possible the literary sources. John Malalas said that in 556 an-
punishments for robbery: death, amputation of a limb, other major rebellion of Samaritans and Jews broke
the vague “chastisement” (σωφρονίζεσθαι, castigatur) out in Caesarea Maritima, the capital of Palaestina
by other means, and banishment. If the infraction did Prima. The chronicler alleges, “they attacked the Chris-
not rise to the level of a capital crime or require ampu- tians of the city and killed many of them. They attacked
tation, Justinian permitted the other punishments, in- and plundered the churches. When the governor of the
cluding exile or “chastisement by other means.” In the city went out to help the Christians the Samaritans at-
case of nonviolent theft such as pilfering or embezzle- tacked and killed him in the Praetorium and looted all
ment, the article entirely prohibits amputation and the his possessions.”51 The wife of the dead governor man-
death penalty (a departure from 17.8, in which he pre- aged to get to Constantinople, where she pleaded with
scribed amputation for unacceptable record-keeping by Justinian for an imperial intervention. He ordered his
tax officials). governor of the East, Amantios, to intervene. He went
There is some literary evidence for the implementa- to Caesarea Maritima with his troops. John Malalas adds,
tion of these practices. Romans had practiced banish- “Amantios searched for and found those who had com-
ment as a punishment for a very long time by the sixth mitted the murders. He hanged some, beheaded others
century, but Christian Roman authorities after Con- or cut off their right hands, and confiscated others’ prop-
stantine may have favored it because they saw it as more erty.” In this instance of rebellion and brigandage,
merciful than execution or corporal punishment, and Amantios imposed two of the four possible punishments
more reversible in case magistrates later wished to show detailed in 134.13, that is, execution and cutting off a
clemency to a repentant criminal. Officials in the Chris- limb. The third punishment mentioned, i.e., having their
tian Roman Empire often favored islands as the place of property expropriated, likely fell under the rubric of
exile.48 An Arabophone phylarch imposed a less-than- “chastisement.” John of Ephesos alleges that Tiberios II
Christian form of exile, however, on Samaritans in Pales- (r. 574–582) had the murderer of a former bishop of Je-
tine who staged a major revolt in 529. After he repressed rusalem, Eustokhios, thrown to wild beasts, after which
it in 531, John Malalas writes, “the Saracen phylarch of local authorities had his hands and feet cut off.52
the Romans took 20,000 boys and girls as booty from Short of execution, there are few more dramatic in-
the Samaritans; he took these as prisoners and sold them scriptions of the power of the sovereign on the body of
in Persian and Indian territory.”49 Selling the Samaritans the offender than the amputation of a limb. This pun-
into slavery probably falls under the rubric of banish- ishment is attested in the sixth-century Roman Empire
ment. Note that “India” for Malalas refers to the littoral both in legal texts and literary sources. That it should
of the Red Sea down to Axum and Yemen, so that some later appear in the Qurʾān is not a sign of the exotic
of these Samaritans likely ended up as household slaves character of the latter, but of its situatedness in the le-
in the Hijaz, where it would have been understood that gal matrix of Roman late antiquity. Its imposition by
these rebels had been enslaved and exiled by the Eastern Amantios on rebellious Samaritans, if John of Malalas’
Roman Empire for plunder and banditry. report can be credited, shows that it served not only as a
Arabic-speaking tribes in the empire later saw the criminal but also a political punishment, underlining
practical implementation of a gentler exile with regard
to one of their own. When heir-apparent Maurikios ac-
cused phylarch Mundhir III of secretly working with 50
John of Ephesus, Eccl. Hist, III, 3.40–43; Shahid, Byzantium
the Sasanian empire during a failed invasion of Meso- and the Arabs (1995–2010), 1:354–56; Fisher, Between Empires
(2011), 175–78; Theophyl. Sim., Hist., 3.17, Whitby and Whitby,
trans.; Whitby, The Emperor Maurice (1988), 272–74.
47
Corp. Jur. Civ. 134.13. 51
Malalas, Chron., 18:119; see Rabello, “Samaritans in Iuris
48
Washburn, Banishment (2013), 28, 136, 159. Civilis” (1997).
49 52
Malalas, Chron., 18.35. John of Ephesus, Ecclesiastical History (1860), 229 (III, 3.35).
190 ✦ Journal of Near Eastern Studies

Foucault’s point that in pre-modern monarchical sys- necessarily of highway robbery) were burned alive, cut
tems, the two were intertwined. to pieces, hung by the feet, stoned, or blinded.54 These
punishments must be gleaned from scattered legal and
literary sources, and there is no single text laying out
Brigandage and Rebellion
a series of them in the way Novel 134.13 and The Ta-
It is time to place the relevant language from Novel ble 5:33 do.
134:13 side by side with the Qurʾān’s chapter of The It may be possible to gain a deeper understanding of
Table 5:33. I have set the exact parallels in boldface. The Table 5:33 by situating it in early seventh-century
The Novel said, of violent stealing: West Arabia. Nicolai Sinai and Walid A. Saleh have re-
cently argued for taking account of the biography of
In the case of a crime such that the law condemns
Muhammad in that understanding, reviving an ap-
the guilty to death, the criminal is to suffer the
proach which scholars have little deployed in recent de-
penalty imposed by the force of law, but if the of-
cades during the era of revisionist hyper-skepticism.55
fence is not such as to merit death, he is to be
But new methods and findings have vindicated the Mus-
chastised by other means, or sent into exile;
lim historiographical tradition’s dating of the Prophet’s
and if the character of the offence demands am-
ministry to roughly 610–632 in West Arabia. What are
putation of a member, only one hand is to be
clearly first-century AH Muslim inscriptions have been
amputated.
discovered in the vicinity of Mecca and Medina, some
The Table 5:33 reads: dated.56 Early Qurʾān manuscripts have been identified.57
New methods and findings have brought forward the
The recompense of those who make war on God likely date of some of the earlier Muslim accounts of Mu-
and his prophet and promulgate brigandage in
hammad’s life, though scholars dispute how far.58
the land is to be killed, or crucified, or to have The Qurʾān itself, our only primary source for the
their opposing hand and foot cut off, or to be early community, recounts how the believers around
exiled from the territory.
Muhammad, having been expelled to Medina from
The punishments permitted in the Qurʾān for violent Mecca by bellicose pagans, fought three major battles,
stealing, of execution, amputation, or exile, are precisely fending off or attempting to weaken their Quraysh foes.
the same as those mentioned in Novel 134.13, and the The later tradition gives 622 as the date of the emigra-
match is so exact as to rule out coincidence. This partic- tion to Medina, and dates the major battles between
ular verse shows such close kinship with the Novel as to 624 and 627. After the acquiescence of Mecca to the
raise the question of whether the Qurʾānic text contains Prophet in January of 630, a polity formed around
an endorsement of an epitome of Justinian’s 134:13, him with the cities of Medina and Mecca at its core.
made perhaps by provincial magistrates in eparchies Political momentum in Western Arabia swung to Mu-
near to the Hijaz. hammad, who received a large number of delegations
How unlikely this concordance is to be a coinci- from clans pledging fealty to him, whether as believers
dence is underlined if we consider the other major legal or allies.59
system of that time, that of Sasanian Iran. Punishments
for highway robbery and theft in Sasanian, Zoroastrian
54
law do not overlap nearly as exactly as the Qurʾān and Perikhanian and Garsoian, ed. and trans., Farraxvmart i
the Novel of Justinian. The Book of Tansar notes, “ ‘El- Vahraman (1997), 49; Canepa, “Punishments, Persian” (2018);
Macuch, “Judicial and Legal Systems” (2012).
ephant’ refers to his ordering that highway-robbers and 55
Sinai, “Muh ̣ammad as an Episcopal Figure” (2018); Saleh,
heretics be cast beneath an elephant’s feet. The ‘Cow’ “Preacher of the Meccan Qurʾān” (2018).
was a cauldron made in the shape of a cow. Lead was 56
Al-Rāshid, Al-S ̣uwaydirah (2009); Saʿid and Baytar, Nuqū sh
melted in it and a man cast into it.”53 The Sasanians also Hismā (2018); Imbert, “L’Islam des pierres” (2011); Lindstedt
flogged or cut off the noses of thieves and allowed their “Who is in, Who is Out” (2019).
57
Sadeghi and Goudarzi, “Sanʿaʾl and the Origins of the Qurʾan”
victims to sue and receive compensation from robbers.
(2012).
More rarely, those found guilty of crimes (though not 58
Gö rke and Schoeler, Die ä ltesten Berichte (2008); Shoemaker,
“In Search of ʿUrwa’s Sira” (2011); Gö rke, Motzki, and Schoeler,
“First Century Sources?” (2012); Anthony, Muhammad (2020).
53 59
Boyce, trans., Book of Tansar (1968), 48. Cole, Muhammad (2018), chs. 6–7.
Muhammad and Justinian ✦ 191

If the later accounts are correct, and the Qurʾān itself Given that Roman law penalized aggravated rob-
gives some credence to this depiction, it appears that bery (ληστεία) with these punishments, I believe we
pastoralists feared central government of a sort that now have a definition of fasā d in The Table 5:33, to
they saw forming around Muhammad at Medina, and wit, brigandage, banditry, or plunder—the violent ex-
some cobbled together tribal coalitions to forestall propriation of property. (Many words in the Qurʾān
the rise of a new state that might subject them. The ma- are polysemous, and fasā d is elsewhere sometimes used
jority of the population in the Hijaz consisted of settled to mean “corruption.”) This definition of fasā d (and
townspeople and villagers, but mobile pastoralists in perhaps especially al-fasā d fı̄ al-ard )̣ as violent theft
the region remained powerful. The chapter of The Ta- in the light of the similarity between Justinianic law
ble is typically dated to the last years of Muhammad’s and the Qurʾān is supported by Joseph 12:73, where Jo-
life, roughly 630 to summer 632, a time of Roman re- seph’s brothers protest, “They said, by God, you know
surgence after the victory over Iran. The appeal of im- that we did not come to commit fasā d in the land
perial notions of law and order to the new and fragile (linufsida fı̄ al-ard ̣) and we are not thieves (sā riqı̄n).”
community of Muhammad’s believers in the lawless Here the text, by using a parallelism, defines the phrase
Hijaz would be easy to understand. It is indicated in for us as involving stealing. This connotation would
the Qurʾān that the community of believers that had also make sense of a verse such as The Cow 2:27, which
gathered around Muhammad suffered from brigandage complains of tribes who violated their peace treaty
and the rebellion of local tribes. Repentance 9:97 said, with the Prophet in the early 620s in Medina, saying,
“The Bedouin are the most egregiously pagan and “Those who break the covenant of God after swearing
hypocritical and more likely to remain unaware of the to it, and sever what God has ordered to be joined,
limits God has set by what he revealed to his messen- and commit fasā d in the land (yufsidū na fı̄ al-ard ̣)—
ger, and God is All-Knowing, All-Wise.” The verses in they are the losers.” That is, such tribes had not only re-
The Table 5:33 ordering exile, execution, amputation, pudiated the Prophet’s sovereignty by breaching their
or crucifixion for lawlessness likely had a context in treaty with him, but had likely gone on to engage in
urban-rural conflict. raiding. Something more than mere “corruption” is fur-
The later Muslim historiographical tradition holds ther indicated in The Cow 2:30, where the angels pro-
that in late January of 630, an alliance of the Hawāzin test to God about creating Adam and admitting him to
tribe that pastured in northeast Hijaz near Sasanian ter- the garden of Eden, “Will you place therein one who will
ritory and the Thaqı̄f tribe of the city of Ṭāʾif gathered commit fasā d therein (yufsidu fı̄hā ) and shed blood?” By
at the dry riverbed of Ḥ unayn to confront Muhammad this parallelism, the verse associates fasā d with mayhem.
and his followers militarily, threatening to expel them The Cow 2:251 celebrates David’s victory over Goliath
from newly-won Mecca.60 This battle is recounted in and the Philistines, adding, “Had God not checked some
the Qurʾān (Repentance 9:1–29), with Ḥ unayn men- of the people by the means of others, the earth would
tioned at 9:25. The tradition holds that Muhammad surely have become subject to plunder ( fasadat); but
and his forces mounted a vigorous defense and defeated God is bounteous unto all beings.” Most translators have
the truculent tribes. The Bedouin campaigns against given “the earth would have been corrupted” here,
the Prophet’s budding polity are viewed in the Qurʾān which is vague. Surely the text means to indicate that
as a form of banditry. Configuring rural rebellion as the Philistines would have engaged in looting had they
banditry had a long tradition in the Roman Empire.61 defeated David. Finally, the association of amputation
The condemnation of rebellion and brigandry in The of the hands with theft is affirmed in The Table 5:38,
Table 5:33, with its strong resonances with Novel which allows that punishment for “stealing,” both for
134.13, likely refers to actions such as those undertaken males and females. Verse 5:33 also applies these penalties
by the Hawāzin. to those who violently attack the prophet’s new commu-
nity, i.e., those who commit rebellion and banditry. As
used in the Roman Empire, the Greek equivalent of
fasā d, ληστεία, encompassed both meanings of brig-
60
Ṭabarı̄, Ta’rı̄kh al-Rusul wa al-Mulū k, (1879), 1654–55,
andage and political rebellion.62
1669–70; Ṭabarı̄, History of al-Tabari, (1989–2007), 9:1–3, 20–
21. Peters, Muhammad and the Origins of Islam (1994), 238–39;
Cole, Muhammad (2018), 173–80.
61
Blumell, “Beware Bandits!” (2007). 62
Ibid., 4.
192 ✦ Journal of Near Eastern Studies

Later Muslim legal scholars termed such acts of forbade an elaborate, formal crucifixion of the sort im-
highway robbery and banditry h ̣irā ba, whereas they posed on Jesus according to the Gospels, criminals or
called rebellion baghy.63 The term h ̣irā ba also comes their corpses continued to be suspended from wooden
from The Table 5:33, deriving from the verb “to make structures or gibbets in the late Roman Empire, and
war on” (that is, on the Prophet and his community). this practice continued into the Muslim era.67 John of
The preference of Abbasid jurists for h ̣irā ba to describe Ephesos alleged that a General Theophilos had some Sa-
brigandage perhaps obscured this part of the semantic maritan rebels in the revolt of 556 crucified, and that he
field of fasā d for later generations. However, Muqātil also decades later imposed this punishment on a rem-
b. Sulaymān (d. 767), writing after 750, did gloss fasā d nant of powerful pagans in Heliopolis (Baalbek) who
in The Table 5:33 as “killing and taking property.”64 had been mistreating lower-class Christians in the Bekaa
That Muhammad sentenced rebels to exile is indi- Valley.68 Roman authorities prescribed crucifixion for
cated in The Gathering 59:1–3, which speaks of a for- political crimes against the emperor. In the Qurʾān
tified village of monotheists who had allied militarily (7:124, 20:71, 26:49), Pharaoh is sometimes reimagined
with the Prophet’s truculent pagan attackers in Mecca, as a late antique Roman Caesar, threatening to impose
referring to them as “those who paganized among the amputation and crucifixion on court magicians who de-
People of the Book.” The later Muslim exegetical tra- serted him for Moses and joined his Hebrew slave revolt
dition and the Prophet’s biographers identified them (recalling the Codex of Justinian 6.1.3). This punishment
as Jews of the Banū al-Nad ̣ı̄r, though there is nothing therefore may be mentioned in the Qurʾān in connection
in the Qurʾān to suggest that these perfidious mono- with banditry and rebellion directed at Muhammad’s bud-
theists were Jews.65 In any case, the Qurʾān said that ding polity, as at Ḥ unayn in 630, as a claim on sovereignty
these enemies of Medina had been convinced that their paralleling that of the neighboring Caesars.
fortifications would protect them, but that the Proph-
et’s forces came at them from a direction they were
Conclusion
not expecting, and so they fled. The later Muslim tra-
dition maintains that this treasonous community of Situating the Qurʾān in Late Antiquity still faces many
monotheists was sent into exile in Syria. conceptual and methodological hurdles. The Muslim
There are just two differences with regard to punish- exegetical and chronicle traditions largely exclude the
ments for brigandage between the language of Novel Roman Near East as a primary background for the text,
134:13 and that of The Table 5:33. One is that the proposing an idealized Arabian context for the scrip-
Qurʾān continues to permit amputation of more than ture. That the Muslims created an empire that came
one limb, as in pre-556 Roman practice. (Justinian into constant conflict with Byzantium perhaps made
would not have had to insist that only one limb be it hard for later generations to imagine that the Qurʾān
taken unless magistrates commonly ordered the ampu- grew up in the late Roman commonwealth and politi-
tation of more). cally favored Constantinople and the Christians. In
The other difference between Novel 134.13 and turn, many nineteenth and early twentieth-century Eu-
The Table 5:33 is that in the Qurʾān, the fourth punish- ropean academics, steeped in Orientalism and Aryan ra-
ment, “chastisement,” is specified as crucifixion. The cial theory, took little interest in this approach, given
Arabophone peoples knew of this penal practice, since that they put the “Semitic” Qurʾān solidly under the
two pre-Islamic Safaitic inscriptions mention crucifix- sign of the Other, making it difficult to conceive it as
ion.66 Although the Codes of Theodosius and Justinian a Roman document. After all, they thought of Rome
as the wellspring of Western Christian culture and iden-
63
Marsham, “Public Execution” (2011): 101–111 (which antici-
tity. Ignaz Goldziher, C. H. Becker, and Joseph Schacht
pated my argument in this paper, though without reference to the were exceptions to this sensibility, but until recently
Novels of Justinian); Haleem, Exploring the Qurʾā n (2017), 92–93. found few successors. In part, the subsiding of this ap-
64
Muqātil b. Sulaymān, Tafsı̄r (2002), 1:473. proach had to do with its early exponents making overly
65
Cole, Muhammad, 140–43; Maʿmar ibn Rāshid, The Expedi- large claims for the Roman inheritance, which is only
tions (2014), 66–67; Ṭabarı̄, Tafsı̄r al-Ṭabarı̄ (2001), 22:496–500;
Schö ller, “In welchem Jahr?,” (1996); Schö ller, Exegetisches Denken
67
(1998), chs. 6 and 7. Anthony, Crucifixion and Death (2014), chs. 2, 4; Marsham,
66
Al-Jallad and Jaworska, Dictionary of the Safaitic Inscriptions, “Attitudes to the Use of Fire” (2015), 109.
129, under “slb;”̣ Al-Jallad, “Crucifixion in Safaitic” (2018). 68
John of Ephesus, Eccl. Hist., III, 3.26–28.
Muhammad and Justinian ✦ 193

one of the contexts for the Qurʾān. Some passages in seen as a form of theft from the crown). Otherwise, he
the Muslim scripture cannot, however, be understood specifies this punishment especially for brigandage. In
without taking Roman culture and politics into account. the Qurʾān, it is the penalty for robbery and pillage and
Power, whether imperial or prophetic, structured for rebellion “against God and his Prophet.” In most in-
these punishments, catching the bodies of the wayward stances, then, amputation appears to be a late-antique
in a legal matrix even as individuals often rebelled against Roman punishment for the use of force by a private in-
these formal norms. Both Justinian’s Codex and Novels dividual. This usurpation inevitably challenges the au-
and the Qurʾān conform to Roman practice in offering a thority of the state, which as Max Weber pointed out,
number of alternative possible punishments for an in- has a monopoly on the legitimate use of force.
fraction and leaving the choice of which to implement What are we to make of the Qurʾān mandating virtu-
to local authorities. We also know that authorities often ally the same punishment for committing robbery or
set aside the formal legislation and proceeded on a prag- mounting a military campaign against the Prophet as
matic and ad hoc basis, imposing lighter sentences than Novel 134.13 prescribes for highway robbers and pi-
the constitutions decreed. It is difficult to know, given rates who offended the emperor? In light of Foucault’s
the paucity of documentary sources for the first centu- insight that such deeds are viewed as crimes against the
ries of Muslim rule, how frequently the state penalized body of the monarch, we can discern in the Qurʾān a
crimes such as armed robbery with the Qurʾānic (or we claim on sovereignty. That the Muslim scripture appro-
might say Justinianic) punishments. Anthony has shown priates the Caesars’ punishment of crucifixion under-
that the later sources allege that the Umayyads (658– lines a Qurʾānic political claim on parallel power. The
750) carried out dozens of crucifixions, especially for embryonic Muslim polity may well have been making
political rebellion. Rebellions constantly broke out over a bid to join the Eastern Roman commonwealth that
that century, however, and the sources mention rela- grouped Constantinople and its allies (including non-
tively few instances of crucifixion for such a long period Chalcedonian Armenia and Axum and the pagan Onoq
and such a large area, stretching from Spain into Central Khaganate) against Zoroastrian Iran. Medina’s mirror-
Asia.69 ing of some Roman legal practices is consonant with
None of the later Muslim exegetes and jurisprudents this aspiration.
of the Abbasid era refers to a Roman background to or
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