Professional Documents
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MBO Principles: Management by Objectives
MBO Principles: Management by Objectives
MBO Principles: Management by Objectives
Management
by Objectives
MBO Principles
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Types of Plans:
Strategic
Strategic plans are organizationwide, establish overall objectives, and position the organization
with relation to its environment.
Operational Plans
Operational plans specify details on how individual objectives are to be achieved.
Organizational level
Life cycle of the organization
Environmental uncertainty
Length of future commitments.
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Hierarchy of objectives
Vision
Mission
Goals
Objectives
Policies
Procedures
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SWOT analysis
Benchmarking
Operations research
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2. Planning
3. Organization Design
4. Motivation
5. Leadership
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Management is the process of getting activities completed efficiently and effectively with and through
other people.
Management functions:
Planning
Organizing
Staffing
Directing
Coordinating
Reporting
Budgeting
Management roles:
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Division of work
Authority
Discipline
Unity of command
Unity of direction
Subordination of individual interest
Remuneration
Centralization
Scalar chain
Order
Equity
Stability of tenure
Initiative
Esprit de corps
Plan
Organize
Command
Coordinate
Control
Division of labour. Organizations need to appear rational and so gain legitimacy, in order to secure
resources and support, and to inspire confidence and trust.
Authority hierarchy is an essential part of PR. May be through internal data analysis or external
consultants.
Formal selection
Formal rules & regulations
Impersonality
Career orientation
(Weber 1947. The Theory of Social & Economic Organization)
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Division of Labour
Departmentalization
Specialization
Unity of Command
Line of command
One superior
Spans of Control
Levels of control
Centralization and decentralization
Contingency Factors
Suggested Readings
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Functional Organizations
Divisional Organizations
Matrix Structures
Lateral Relations
Dotted-line supervision
Liaison roles
Temporary task forces
Permanent teams
Integrating managers
Suggested Readings
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Use functional structures when the organization is small, geographically centralized, and
provides few goods and services.
Use lateral relations to offset coordination problems in functional and divisional structures.
When the organization needs constant coordination of its functional activities, then lateral
relations do not provide sufficient integration. Consider the matrix structure.
To adopt the matrix structure effectively, the organization should modify many traditional
management practices.
Suggested Readings
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Organizational Development
Structural Interventions
Reorganization
New reward systems
Cultural change
Task-Technology Interventions
Job redesign
Socio-technical systems
Quality of working life
People-focused Interventions
Sensitivity training
Survey feedback
Process consultation
Team building
Intergroup development
Suggested Readings
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Suggested Readings
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Theory X Assumptions:
Theory Y Assumptions:
Suggested Readings
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Achievement
Recognition
Work itself
Responsibility
Advancement
Growth
Hygiene factors are those whose absence can create job dissatisfaction:
Supervision
Company policy
Working conditions
Salary
Peer relationship
Security
Suggested Readings
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Influence
Competitive
Suggested Readings
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Specific goals increase performance, and difficult goals, when accepted, result
in higher performance than easy goals.
If the employee perceives inequity, she/he will act to correct the inequity:
Lower productivity
Reduced quality
Increased absenteeism
Voluntary resignation.
Suggested Readings
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Readings List
Introduction.
Bradsher, James Gregory and Michele F. Pacifico. "History of Archives Administration." In Managing
Archives, ed. James Gregory Bradsher, 18-33. Chicago: University of Chicago Press, 1988.
Evans, G. Edward. "History and Styles of Management." In Management Techniques for Librarians, 39-
62. New York: Academic Press, 1983.
Kurtz, Michael J. "Archival Management." In Managing Archives and Archival Institutions, ed. James
Gregory Bradsher, 241-252. Chicago: University of Chicago Press, 1988.
Laudon, Kenneth C. and Jane Price Laudon. "Information Systems and Organizations." In Management
Information Systems: A Contemporary Perspective, 2d ed., 95-142. New York: Macmillan, 1991.
McCarthy, Paul H. "The Management of Archives: A Research Agenda". American Archivist 51, no. 1/2
(Winter/Spring 1988): 52-69.
Swift, Michael. "The Use of Management Techniques and Technical Resources in Response to the
Challenges Facing Modern Archives". In Proceedings of the 10th International Congress on Archives
held in Bonn, 17-21 September 1984, 119-134. Munchen: K.G. Saur Verlag.
Wilsted, Thomas and William Nolte. "The Management Process." In Managing Archival and Manuscript
Repositories, 3-8. Chicago: Society of American Archivists, 1991.
Administration is not an end in itself but rather a means directed towards accomplishments. These
accomplishments include the defining of objectives, the assigning of priorities, the translating of
objectives into operational terms and the evaluation of results.
Earl, Michael J. "Experiences in Strategic Information Systems Planning." MIS Quarterly 17, no. 1
(March 1993): 1-24.
Evans, G. Edward. "Planning." In Management Techniques for Librarians, 2d ed., 130-154. New York:
Academic Press, 1983.
Hackman, Larry J., James M. O'Toole, Liisa Fagerlund, and John Dojka. "Case Studies in Archives
Program Development." American Archivist 53, no. 4 (Fall 1990): 548-560.
Jacob, M.E.L. "The Strategic Planning Process." In Strategic Planning, 9-24. New York: Neal Schuman
Publishers, 1990.
Laudon, Kenneth C. and Jane Price Laudon. "The Strategic Role of Information in Organizations and
Management." In Management Information Systems: A Contemporary Perspective, 2d ed., 69-94. New
York: Macmillan, 1991.
Schwirtlich, Anne-Marie and Gunnel Bellviken. "Getting Organized." In Keeping Archives, ed. Ann E.
Pederson, 21-72. Sydney, Australia: Australian Society of Archives, 1987.
Stueart, Robert D. and Barbara B. Moran. "The Planning Process." In Library Management, 3d ed., 19-53.
Littleton, CO: Libraries Unlimited, 1987.
Wilsted, Thomas and William Nolte. "Managing Archival Facilities." In Managing Archival and
Manuscript Repositories, 55-67. Chicago: Society of American Archivists, 1991.
Wilsted, Thomas and William Nolte. "Planning." In Managing Archival and Manuscript Repositories, 27-
34. Chicago: Society of American Archivists, 1991.
Organizational Design.
The structure of formal organizations and the nature of classical organizational theory. Situational theory
and organizational design. Implications of such design in the fulfillment of objectives.
Klaassen, David. "The Provenance of Archives Under Library Administration: Organizational Structures
and Organic Relationships." Journal of Library Administration 7, no. 2/3 (Summer/Fall 1986): 35-47.
McCarthy, Paul H. "Archives Under Library Administration: Points of Convergence and Conflicts."
Journal of Library Administration 7, no. 2/3 (Summer/Fall 1986): 17-34.
Orlikowski, Wanda J. and Daniel Robey. "Information Technology and the Structuring of Organizations."
Information Systems Research 2, no. 2 (June 1991): 143-169.
Stueart, Robert D. and Barbara B. Moran. "Organizing." In Library Management, 3d ed., 54-95. Littleton,
CO: Libraries Unlimited, 1987.
Wilsted, Thomas and William Nolte. "Organizational Structure." In Managing Archival and Manuscript
Repositories, 15-26. Chicago: Society of American Archivists, 1991.
Models of human behaviour provide an orderly image of the work world which guides the manager's
actions. Theories of motivation and their application to the work situation.
Baker, Betsy and Beth Sandore. "Motivation in Turbulent Times: In Search of the Epicurean Work
Ethic." Journal of Library Administration 14, no. 4 (1991): 37-50.
Evans, G. Edward. "Motivation." In Management Techniques for Librarians, 2d ed., 174-198. New York:
Academic Press, 1983.
Nadler, David A. and David E. Lawler. "Motivation: A Diagnostic Approach." In The Management
Process: A Selection of Readings for Librarians, ed. Ruth Person, 315-326. Chicago: ALA, 1983.
The supervisory function; the purpose of delegation; the adaptation of individuals and organizations to
conflict and change.
Baker, Sharon L. "Managing Resistance to Change." Library Trends 38, no. 1 (Summer 1989): 53-61.
DeLisi, Peter S. "Lessons from the Steel Axe: Culture, Technology, and Organizational Change." Sloan
Management Review 32, no. 1 (Fall 1990): 83-93.
Erkkila, John and Pamela MacKay. "Practical Supervision: The First Line of Management." Journal of
Library Administration 12, no. 1 (1990): 103-115.
Kotter, John P. and Leonard A. Schlesinger. "Choosing Strategies for Change." Harvard Business Review
57, no. 2 (March/April 1979): 106-114.
Lawrence, Paul R. "How to Deal with Resistance to Change." Harvard Business Review 47, no. 1
Smith, H.A. and J.D. McKeen. "Computerization and Management: A Study of Conflict and Change."
Information and Management 22, no. 1 (January 1992): 53-64.
Zuboff, Shoshana. "New Worlds of Computer-Mediated Work." Harvard Business Review 60, no. 5
(September/October 1982): 142-152.
Films.
All organizations develop their own climates derived from such factors as traditions, purposes,
personalities and stereotypes. Organizational climate affects staff behaviour and compatability. It also
affects and is affected by the way decisions are made and communicated within an organization.
Auster, Ethel. "Human Management in Times of Restraint." Canadian Library Journal 44 (December
1987): 413-419.
Conroy, Barbara and Barbara Schindler Jones. "How Communication Occurs." In Improving
Communication in the Library, 6-28. Phoenix, AZ: Oryx Press, 1986.
Evans, G. Edward. "Decision Making." In Management Techniques for Librarians, 2d ed., 111-129. New
York: Academic Press, 1983.
Laudon, Kenneth C. and Jane Price Laudon. "Information, Management and Decision Making." In
Management Information Systems: A Contemporary Perspective, 2d ed., 143-183. New York: Macmillan,
1991.
McCaskey, Michael B. "The Hidden Messages that Managers Send." Harvard Business Review 57, no. 6
(November/December 1979): 135-148.
White, Herbert. Library Personnel Management. White Plains, New York: Knowledge Industry
Publications, 1985. [Read "Approaches to Decision Making" 83-126, and "Communication Today and
Beyond" 149-159.]
Organizational climate also affects, and is affected by, the quality of leadership and the lines of authority
obtaining in an organization.
"Leadership." In Libraries in the 90s: What the Leaders Expect, ed. D.E. Riggs and G. AL. Sabine, 102-
Evans, G. Edward. "Leadership in Management." In Management Techniques for Librarians, 2d ed., 199-
210. New York: Academic Press, 1983.
Moran, Barbara B. "Gender Differences in Leadership." Library Trends 40 (Winter 1992): 475-491.
Tannenbaum, Robert and Warren H. Schmidt. "How to Choose a Leadership Pattern." Harvard Business
Review 51, no. 3 (May/June 1973): 162-175, 178-180.
Wilsted, Thomas and William Nolte. "The Archivist as Manager." In Managing Archival and Manuscript
Repositories, 9-14. Chicago: Society of American Archivists, 1991.
Zaleznik, Abraham. "Managers and Leaders: Are They Different?" Harvard Business Review 70, no. 2
(March/April 1992): 126-135.
Patterns of governance and the impact of power and politics of the internal structure of information
organizations.
Bartolome, Fernando and Andre Laurent. "The Manager Master and Servant of Power." Harvard Business
Review 86, no. 6 (November/December 1986): 37-41.
Brown, Nancy A. "The Bases and Uses of Power in a University Library." Library Administration and
Management (June 1988): 141-144.
Kraemer, Kenneth L., John Leslie King, Debora E. Dunkle, and Joseph P. Lane. "The Role of
Management States in Computing Change." In Managing Information Systems: Change and Control in
Organizational Computing, 98-126. San Francisco: Jossey-Bass Publishers, 1989.
Pfeffer, Jeffrey. Managing with Power. Boston, MA: Harvard Business School Press, 1992. [Read "When
is Power Used?" 33-48, and "Where Does Power Come From?" 71-81.]
Schuman, Patricia Glass. "Women, Power and Libraries." In Management Strategies for Libraries: A
Basic Reader, ed. Beverly P. Lynch, 444-458. New York: Neal Schuman, 1985.
White, Herbert S. "Special Libraries and the Corporate Political Process." Special Libraries 75 (1984): 81-
86.
An overview of the sequential steps involved in the selection, supervision and development of information
professionals.
Estabrook, Leigh, Lisa Mason, and Sara Suelflow. "Managing the Work of Support Staff." Library Trends
41, no. 2 (Fall 1992): 231-245.
Evans, G. Edward. "Personnel: The Human Side." In Management Techniques for Librarians, 2d ed., 211-
237. New York: Academic Press, 1983.
Stueart, Robert D. and Barbara B. Moran. "Staffing." In Library Management, 3d ed., 96-151. Littleton,
CO: Libraries Unlimited, Inc, 1987.
Wilsted, Thomas and William Nolte. "Human Resources: Dealing with People on the Job." In Managing
Archival and Manuscript Repositories, 35-45. Chicago: Society of American Archivists, 1991.
Worthy, James C. "Management Concepts and Archival Administration." In A Modern Archives Reader ,
ed. Maygene F. Daniels and Timothy Walch, 299-308. Washington, DC: National Archives and Records
Service, 1984.
Labour Relations.
Employment legislation, collective bargaining, the collective agreement. Unionization and the
information professional.
Fisher, E.G. and C. Brian Williams. "Negotiating the Union-Management Agreement." In Union-
Management Relations in Canada, 2d ed., ed. John C. Anderson, Morley Gunderson, and Allen Ponak,
185-207. Don Mills, ON: Addison-Wesley, 1989.
Giles, Anthony and Hem C. Jain. "The Collective Agreement." In Union-Management Relations in
Canada, 2d ed., ed. John C. Anderson, Morley Gunderson, and Allen Ponak, 317-345. Don Mills, ON:
Addison-Wesley, 1989.
Relations in Canada, 2d ed., ed. John C. Anderson, Morley Gunderson, and Allen Ponak, 43-69. Don
Mills, ON: Addison-Wesley, 1989.
Mudge, Charlotte R. "Collective Bargaining of Librarians in Canada: Issues and Concerns." Argus 11
(June/July 1982): 91-96.
Ponak, Allen and Mark Thompson. "Public Sector Collective Bargaining." In Union-Management
Relations in Canada, 2d ed., ed. John C. Anderson, Morley Gunderson, and Allen Ponak, 373-406. Don
Mills, ON: Addison-Wesley, 1989.
Fiscal Management.
The budget is the fiscal representation of an information organization's objectives. Principles of cost-
effectiveness and various budgetary approaches will be discussed.
"What Works Best in Getting Your Budget Approved." In Libraries in the 90s: What the Leaders Expect,
ed. D.E. Riggs and G. Al. Sabine, 41-50. New York: Horrocks, 1988.
Clemons, Eric K. and Bruce W. Weber. "Strategic Information Technology Investments: Guidelines for
Decision Making." Journal of Management Information Systems 7, no. 2 (Fall 1990): 9-28.
Evans, G. Edward. "Fiscal Management." In Management Techniques for Librarians, 2d ed., 263-288.
New York: Academic Press, 1983.
Kantor, Paul B. "Library Cost Analysis." Library Trends 38, no. 2 (Fall 1989): 171-188.
Kelly, Lauren. "Budgeting in Non-profit Organizations." Drexel Library Quarterly 21 (Summer 1985): 3-
18.
Lederer, Albert. "Information System Cost Estimating: A Management Perspective." MIS Quarterly 14,
no. 2 (June 1990): 159-176.
Wilsted, Thomas and William Nolte. "Financial Management." In Managing Archival and Manuscript
Repositories, 47-54. Chicago: Society of American Archivists, 1991.
Wilsted, Thomas and William Nolte. "Fund Raising and Development." In Managing Archival and
Manuscript Repositories, 69-78. Chicago: Society of American Archivists, 1991.
Application of quantitative methods to solve management problems: statistics, operations research, management information
systems.
Organizations are open systems that constantly interact with the external environment:
inputs (resources and information) -------> transformation process -------> outputs (products, services, information) -------> feedback
Examples of contingency variables: Organization size, task complexity, environmental uncertainty, individual differences.
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Most libraries
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Elton Mayo and the Hawthorne Studies discovered that the informal organization, social norms,
acceptance, and sentiments of the group determined individual work behaviour.
Maslow, McGregor, Herzberg, and many others stressed the importance of social relations in
organizations, understanding workers and managers as human beings with social and emotional needs.
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Suggested Readings
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Attribution Theory
Charismatic Leadership
Charismatic leaders:
Transformational Leadership
Suggested Readings
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Relationship behavior
Task behavior
Maturity of followers
Suggested Readings
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Suggested Reading:
Kraft, Donald H. and Bert R. Boyce. 1991. Operations Research for Libraries and Information
Agencies: Techniques for the Evaluation of Management Decision Alternatives. San Diego: Academic
Press.
Suggested Readings:
Choo, Chun Wei. 1994. Environmental Scanning by Canadian CEOs. In Proceedings of the 22nd
Annual Conference of the Canadian Association for Information Science held in Montreal, Quebec,
Canada, May 25-27, 1994, edited by Albert Tabah, 446-464. Montreal, Quebec, Canada: Canadian
Association for Information Science.
Auster, Ethel and Chun Wei Choo. 1993. Environmental Scanning: Preliminary Findings of Interviews
with CEOs in Two Canadian Industries. In Proceedings of the 56th Annual Meeting of the American
Society for Information Science held in Columbus, OH, October 22-28, 1993, edited by Susan Bonzi,
246-252. Medford, NJ: Learned Information, Inc.
Auster, Ethel and Chun Wei Choo. 1992. Environmental Scanning: Preliminary Findings of a Survey
of CEO Information Seeking Behavior in Two Canadian Industries. In Proceedings of the 55th Annual
Meeting of the American Society for Information Science held in Pittsburgh, PA, October 26-29, 1992,
edited by Debora Shaw, 48 - 54. Medford, NJ: Learned Information, Inc.
Auster, Ethel and Chun Wei Choo. 1991. Environmental Scanning: A Conceptual Framework for
Studying the Information Seeking Behavior of Executives. In Proceedings of the 54th Annual Meeting of
the American Society for Information Science held in Washington, DC, October 27-31 1991, edited by
Jose-Marie Griffiths, 3-8. Medford, NJ: Learned Information, Inc.
An individual will act in a certain way based on the expectation that the act
will be followed by a given outcome and on the attractiveness of that outcome
to the individual.
Suggested Readings
All contents copyright © 1995. Faculty of Information Studies, University of Toronto. All rights reserved.
Suggested Readings
All contents copyright © 1995. Faculty of Information Studies, University of Toronto. All rights reserved.