MELLOR, Philip A. (2007) - "Embodiment, Emotion and Religious Experience Religion, Culture and The Charismatic Body".

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00-Beckford_FM 9/3/07 12:56 PM Page i

The SAGE
Handbook of the
Sociology of Religion
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The SAGE
Handbook of the
Sociology of Religion

Edited by
James A. Beckford
and N. J. Demerath III
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Introduction and editorial arrangement © James A. Beckford


and N. J. Demerath III 2007
Chapters 1–34 © SAGE Publications Ltd 2007

First published 2007

Apart from any fair dealing for the purposes of research or private
study, or criticism or review, as permitted under the Copyright,
Designs and Patents Act, 1988, this publication may be reproduced,
stored or transmitted in any form, or by any means, only with the
prior permission in writing of the publishers, or in the case of
reprographic reproduction, in accordance with the terms of
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concerning reproduction outside those terms should be sent to
the publishers.

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Contents

List of Figures and Tables ix

About the Contributors x

Introduction 1
James A. Beckford and N. J. Demerath III

PART I THEORIES AND CONCEPTS 17

1 The Classical Tradition in Sociology of Religion 19


Randall Collins

2 Assessing Modernities: From ‘Pre-’ to ‘Post-’ to ‘Ultra-’ 39


Kevin J. Christiano

3 Secularization and Sacralization Deconstructed and Reconstructed 57


N. J. Demerath III

4 Rational Choice and Religious Economies 81


Frank J. Lechner

5 Globalization and Glocalization 98


Peter Beyer

PART II METHODS OF STUDYING RELIGION 119

6 Micro Qualitative Approaches to the Sociology of Religion: 121


Phenomenologies, Interviews, Narratives, and Ethnographies
James V. Spickard

7 Surveys of Behaviour, Beliefs and Affiliation: Micro-Quantitative 144


David Voas

8 History, Methodologies, and the Study of Religion 167


John R. Hall
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vi CONTENTS

PART III SOCIAL FORMS AND EXPERIENCES OF RELIGION 189

9 Congregations Resurgent 193


N. J. Demerath III and Arthur E. Farnsley II

10 Evangelicalism and Fundamentalism: The Politics of 205


Global Popular Protestantism
Paul Freston

11 From ‘Cults’ to New Religious Movements: Coherence, 227


Definition, and Conceptual Framing in the Study of New
Religious Movements
Thomas Robbins and Phillip Charles Lucas

12 New Age Religion and Irreligion 248


William Sims Bainbridge

13 Civil Religion in America and in Global Context 267


Marcela Cristi and Lorne L. Dawson

PART IV ISSUES OF POWER AND CONTROL IN 293


RELIGIOUS ORGANISATIONS

14 Keepers of the Tradition: Religious Professionals and 295


their Careers
Paula Nesbitt

15 Orders and Schisms on the Sacred Periphery 323


Patricia Wittberg

16 Faith-Based Initiatives 345


Arthur E. Farnsley II

17 Religion on the Internet 357


Douglas E. Cowan

PART V RELIGION AND POLITICS 377

18 Religion and the State; Violence and Human Rights 381


N. J. Demerath III

19 Religion and Regulation 396


James A. Beckford and James T. Richardson

20 Religion in Rebellion, Resistance, and Social Movements 419


Sharon Erickson Nepstad and Rhys H. Williams
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CONTENTS vii

21 Religious Affiliations, Political Preferences, and Ideological Alignments 438


Laura R. Olson

PART VI INDIVIDUAL RELIGIOUS BEHAVIOUR IN SOCIAL CONTEXT 459

22 Cross-National Comparisons of Individual Religiosity 463


Pierre Bréchon

23 Rethinking the Relationship Between Ethnicity and Religion 490


Peter Kivisto

24 Religious Socialization among American Youth: How Faith Shapes 511


Parents, Children, and Adolescents
John P. Bartkowski

25 Age, Generation, and Cohort in American Religion and Spirituality 526


Michele Dillon

PART VII RELIGION, SELF-IDENTITY AND THE LIFE-COURSE 547

26 Religion and Identity 549


Arthur L. Greil and Lynn Davidman

27 Gender Differences in Religious Practice and Significance 566


Linda Woodhead

28 Embodiment, Emotion and Religious Experience: Religion, 587


Culture and the Charismatic Body
Philip A. Mellor

29 Religion as a Factor in Life and Death through the Life-Course 608


Stephen J. Hunt

PART VIII CASE STUDIES FROM AROUND THE WORLD 631

30 Oligopoly Dynamics: Official Religions in China 635


Fenggang Yang

31 The Religious Landscape of Central and Eastern Europe


after Communism 654
Irena Borowik

32 Judaism in Israel: Public Religion, Neo-Traditionalism, 670


Messianism, and Ethno-Religious Conflict
Stephen Sharot
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viii CONTENTS

33 State Shinto and Religion in Post-War Japan 697


Susumu Shimazono

34 Mexico: A Mirror for the Sociology of Religion 710


Roberto J. Blancarte

Index 729
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List of Figures and Tables

Ch 3 Table 3.1: A typology of secularization scenarios 72


Ch 7 Table 7.1: Data sources for selected countries 160
Ch 12 Figure 12.1: Curvilinear relation between religiousness and New Age acceptance 253
Table 12.1: Barnes & Noble titles in 30 subcategories of New Age 249
and alternative beliefs
Table 12.2: Cult definitions from Stark and Bainbridge (1985, 1987) 250
Table 12.3: Per cent atheist among those who like ... 260
Ch 21 Table 21.1: Religion and the 2004 American Presidential Vote 444
Ch 22 Table 22.1: Religious feeling, denomination, religious practices and 468
beliefs in God
Table 22.2: Beliefs in life after death, hell, heaven, reincarnation, telepathy 470
and lucky charms
Table 22.3: Relationship between the scale of beliefs in God and the 471
scales of practices, religious feeling and trust in churches
Table 22.4: Relationship between the scales of religiosity and some 473
socio-demographic variables
Table 22.5: Relationship between attending religious services at 475
12 years old and age, denomination and frequency of current
attendance at worship
Table 22.6: Attendance at religious services at 12 years old and typology 477
of religious evolution
Table 22.7: Attendance at religious services once a month 481
by birth cohort
Table 22.8: A great deal or quite a lot of confidence in the church by
birth cohort 481
Table 22.9: Belief in life after death by birth cohort 482
Table 22.10: Belief in a personal God by birth cohort 483
Table 22.11: Belief that God is important in one’s life (from 8 to 483
10 positions) by birth cohort
Table 22.12: Dimensions of religiosity, for young and old people, 484
in Central and Eastern European countries
Ch 23 Figure 23.1: Summary of the Abramson and Hammond/Warner Typology 494
Ch 27 Figure 27.1: Religion’s positioning in relation to gender 570
Ch 30 Table 30.1: Official statistics of five religions in China 639
Ch 32 Table 32.1: Respondents’ proclaimed level of observance of the mitzvot 677
Table 32.2: Identities, practices, and beliefs 678
Table 32.3: Identities, practices, and beliefs by origins in 1999 680
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About the Contributors

William S. Bainbridge earned his doctorate in sociology from Harvard University, with a disser-
tation based on research about the space program. He is the author of 13 books, four textbook-
software packages, and about 200 shorter publications in information science, social science of
technology, and the sociology of religion. He has published extensively on new religious move-
ments, including the general textbook, The Sociology of Religious Movements (1997), and sociolog-
ical case studies of two movements: Satan’s Power (1978) and The Endtime Family (2002). His most
recent works in this area are God from the Machine (2006), a study using artificial intelligence tech-
niques to understand religious belief, and the forthcoming book, Across The Secular Abyss, a study
of tension between science, religion, and human well being. With Rodney Stark, he wrote three
books outlining a general social-scientific approach to religion: The Future of Religion (1985),
A Theory of Religion (1987), and Religion, Deviance and Social Control (1996).

John P. Bartkowski is Professor of Sociology at Mississippi State University. Much of his work
examines the connections between religion, gender, family, and social welfare. He is the author
of Charitable Choices: Religion, Race, and Poverty in the Post-Welfare Era (New York University
Press, 2003), The Promise Keepers: Servants, Soldiers, and Godly Men (Rutgers University Press,
2004), and Remaking the Godly Marriage: Gender Negotiation in Evangelical Families (Rutgers
University Press, 2001). Bartkowski is currently working on two books – one on Latter-day Saint
teen religiosity and another on faith-based social service provision in different regions of the
U.S. His work has appeared in such journals as Sociology of Religion, Journal for the Scientific
Study of Religion, Social Forces, Sociological Quarterly, Social Science Quarterly, Social Science
Research, Criminology, Journal of Marriage and Family, Gender & Society, and Qualitative
Sociology.

James A. Beckford, Fellow of the British Academy, is Professor of Sociology at the University of
Warwick. He was President of the Association for the Sociology of Religion in 1988 and President
of the International Society for the Sociology of Religion from 1999 to 2003. His main publications
include Religious Organization (1974), The Trumpet of Prophecy. A Sociological Analysis of Jehovah’s
Witnesses (1975), Cult Controversies. The Societal Response to New Religious Movements (1985),
Religion and Advanced Industrial Society (1989), (with Sophie Gilliat) Religion in Prison. Equal Rites
in a Multi-Faith Society (1998), Social Theory and Religion (2003), and (with D. Joly and
F. Khosrokhavar) Muslims in Prison: Challenge and Change in Britain and France (2005). He is the
editor of New Religious Movements and Rapid Social Change (1986), and co-editor of The Changing
Face of Religion (1989), Secularization, Rationalism and Sectarianism (1999), Challenging Religion
(2003), and Theorising Religion: Classical and Contemporary Debates (2006).

Peter Beyer is Professor of Religious Studies in the Department of Classics and Religious Studies
at the University of Ottawa, Canada. His publications include Religions in Global Society
(Routledge, 2006), Religion and Globalization (Sage, 1994), Religion in the Process of Globalization
(ed., Ergon, 2001), and numerous articles in diverse journals and collected volumes. His research
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ABOUT THE CONTRIBUTORS xi

specializations include religion and globalization, social theory of religion, religion and transnational
migration, and religion in Canada. He is currently conducting research into the religious lives and
attitudes of second generation Hindu, Muslim, and Buddhist youth in Canada.

Roberto Blancarte is Director of the Centro de Estudios Sociológicos (Centre of Sociological


Studies) at El Colegio de México. He obtained his Ph.D. at the École des Hautes Études en Sciences
Sociales in Paris, France (1988). He is the author of Salinismo e Iglesia católica; ¿una nueva con-
vivencia? (1991); Historia de la Iglesia católica en México (1992); Afganistán; La revolución islámica
frente al mundo occidental (2001); El sucesor de Juan Pablo II; Escenarios y candidatos del próximo
cónclave (2002) Entre la fe y el poder; Religión y política en México (2004). He has also edited Cultura
e identidad nacional (1994); Religiones, Iglesias y democracia (1995); El pensamiento social de los
católicos mexicanos (1996); and Laicidad y valores en un Estado democrático (2000). His major area
of research is church–state relations, laicity, and secularization.

Irena Borowik, Professor at Jagiellonian University, Poland, is a sociologist of religion in the


Institute for the Scientific Study of Religion and has been President of Nomos Publishing House
since 1991. She is interested in theoretical and methodological problems of the sociology of
religion, religious change in post-communist countries, and the religiosity of European societies.
Her recent publications include (in Polish) Rebuilding of Memory. Religious Change in Central and
Eastern Europe after the Collapse of Communism (2000), Religious and Moral Pluralism in Poland
(with T. Doktór, 2001) and a number of books in English, edited and co-edited, concerning reli-
gions and churches in Central and Eastern Europe, among others New Religious Phenomena in
Central and Eastern Europe (1997, with G. Babinski), Church-State Relations in Central and Eastern
Europe (1999), Religion and Social Change in Post-Communist Europe (2001, with M. Tomka),
Religions and Patterns of Social Transformation (2004, with D. Marinović-Jerolimov and
S. Zrinščak).

Pierre Bréchon is a Professor of Political Science at the Institute of Political Science in Grenoble
(France). He works on the analysis of political and religious values, electoral sociology and inter-
national sociological surveys. He has written several books, including Comportements et attitudes
politiques, 2006; and La France aux urnes, 4e edition, 2004. He has also edited Les partis politiques
français, 2e edition, 2005 and Les valeurs des Français, 2nd edition, 2003. His recent publications in
English include ‘Integration into Catholicism and Protestantism in Europe: the impact on moral
and political values’, in Loek Halman and Ole Riis (eds), Religion in Secularizing Society. The
European’s Religion at the end of the 20th century, 2003, pp. 114–161; ‘Religious voting in a secular
France’, in David Broughton and Hans-Martien ten Napel (eds), Religion and Mass Electoral
Behaviour in Europe, 2000, pp. 97–117; and ‘Influence of religious integration on attitudes: a
comparative analysis of European countries’, Revue française de sociologie, 2004/45, Supplement,
pp. 27–49.

Kevin J. Christiano is an Associate Professor of Sociology at the University of Notre Dame in


Indiana. He received his B.A. degree from the College of William and Mary in Virginia, and the
M.A. and Ph.D. in sociology from Princeton University. In addition to numerous articles in schol-
arly journals, Christiano is the author of two books: Religious Diversity and Social Change
(Cambridge University Press, 1987) and Pierre Elliott Trudeau: Reason Before Passion (ECW Press,
1994 and 1995). He is also co-author (with William H. Swatos, Jr, and Peter Kivisto) of Sociology
of Religion: Contemporary Developments (AltaMira Press, 2002). A second edition of this text is
scheduled to appear in 2007. Christiano is a past president of both the Association for the
Sociology of Religion and the American Council for Québec Studies.
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xii ABOUT THE CONTRIBUTORS

Randall Collins is Dorothy Swaine Thomas Professor of Sociology at the University of


Pennsylvania. His books include Weberian Sociological Theory (1986); The Sociology of Philosophies
(1998); Macro-History (1999); and Interaction Ritual Chains (2004). His recent work applies the
study of rituals to violence, in a forthcoming book, Violence: A Micro-Sociological Theory of
Antagonistic Situations (Princeton University Press).

Douglas E. Cowan is Associate Professor of Religious Studies and Social Development Studies
at Renison University College, the University of Waterloo. The author of numerous works, he has
written or edited three books on religion and the Internet, including Cyberhenge: Modern Pagans
on the Internet (Routledge, 2005). Most recently, he has written Cults and New Religions: A Brief History
(with David G. Bromley) and Sacred Terror: Religion and Horror on the Silver Screen.
In addition to a number of projects dealing with religion and popular culture, his work on cinema
horror has led him to a wider interest in the socio-historical relationships between religion and fear.

Marcela Cristi, originally from Chile, emigrated to Canada in 1976. She started graduate studies
in her late 40s and completed her Ph.D. in sociology at the University of Waterloo in 1998. She cur-
rently teaches in the Department of Sociology at Wilfrid Laurier University. She is the author of
From Civil to Political Religion (2001) and has published several book chapters dealing with reli-
gion, culture and politics. She is particularly interested in totalitarian types of civil religion. Her
article ‘Civil Religion in Comparative Perspective: Chile under Pinochet (1973–1989),’ Social
Compass (1996), co-authored with Lorne Dawson, focuses on the political manipulation of civil
religion. Her current research is on civil religion in the context of nationalism and globalization.
A chapter on this topic is forthcoming in Civil Religion, Nationalism and Globalization (2008).

Lynn Davidman is Professor of Judaic Studies, American Civilization and Gender Studies at
Brown University. She is the author of the award-winning Tradition in a Rootless World (1990) and
Motherloss (2000), both published by the University of California Press. She is also co-editor, with
Shelly Tenenbaum, of Feminist Perspectives on Jewish Studies (Yale, 1994). She has received several
grants and awards for her research on religion and gender, including a fellowship at the Institute
for the Study of Religion at Princeton and at the Bunting Institute at Radcliffe. She is currently
working on a book on individuals in Israel and the United States who leave Orthodox Judaism as
adults. She has recently published essays on unsynagogued Jews in the Journal for the Scientific
Study of Religion, with Wendy Cadge, and in the Handbook of the Sociology of Religion. Two addi-
tional papers on this topic are scheduled to be published soon.

Lorne L. Dawson is Professor of Sociology and Religious Studies at the University of Waterloo in
Canada, and Director of the Laurier-Waterloo Ph.D. program in religious diversity in North
America. He is the author of Comprehending Cults, 2nd edn. (Oxford University Press, 2006), the
editor of Cults and New Religious Movements: A Reader (Blackwell, 2003), and co-editor (with
Douglas Cowan) of Religion Online (Routledge, 2004). He has published over 60 articles and book
chapters on questions of theory and method in the study of religion, new religions, and religion
and the Internet. His current research is on the nature and operation of charismatic authority (e.g.,
‘Psychopathologies and the Attribution of Charisma,’ Nova Religio, 2006), the cultural significance
of new religions (e.g., ‘Privatization, Globalization, and Religious Innovation’ in Theorizing
Religion, edited by James Beckford and John Wallis, 2006), and the social processes conditioning
how religious groups respond to the failure of prophecy (e.g., ‘Prophetic Failure in Millennialist
Movements’ in The Oxford Handbook of Millennialism edited by Catherine Wessinger, 2007).

Jay Demerath is the Emile Durkheim Distinguished Professor of Sociology at the University of
Massachusetts, Amherst. Before arriving at UMass as Chair in 1972, he received his A.B. from
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ABOUT THE CONTRIBUTORS xiii

Harvard and his Ph.D. from the University of California at Berkeley, and spent ten years at the
University of Wisconsin, Madison, the last two of which on leave as Executive Officer of the
American Sociological Association. Past-President of the Society for the Scientific Study of
Religion, the Association for the Sociology of Religion, and the Eastern Sociological Society, his
recent books include A Bridging of Faiths: Religion and Politics in a New England City (with Rhys
Williams), Crossing the Gods: World Religions and Worldly Politics, and Sacred Circles and Public
Squares: The Multicentering of American Religion (with Arthur Farnsley II et al.).

Michele Dillon, is Professor of Sociology at the University of New Hampshire and past Chair of
the American Sociological Association section on the Sociology of Religion. Her most recent
book, In the Course of a Lifetime: Tracing Religious Belief, Practice, and Change
(co-authored with Paul Wink, University of California Press, 2007), uses longitudinal data gath-
ered over 60 years, to explore questions of religious autonomy in American culture, and
the dynamic role of religious and spiritual engagement in anchoring individuals’ everyday lives
from adolescence through early, middle, and late adulthood. She is also the author of Catholic
Identity: Balancing Reason, Faith, and Power (Cambridge University Press, 1999), Debating
Divorce: Moral Conflict in Ireland (University Press of Kentucky, 1993), and several research arti-
cles. Dillon edited the Handbook of the Sociology of Religion published in 2003 by Cambridge
University Press.

Arthur E. Farnsley II is a Fellow of the Center for the Study of Religion and American Culture at
Indiana University Purdue University Indianapolis and Executive Officer of the Society for the
Scientific Study of Religion. His work includes Southern Baptist Politics (Penn State, 1994), Rising
Expectations: Urban Congregations, Welfare Reform, and Civic Life (Indiana, 2003), and, with his
co-authors, Sacred Circles, Public Squares: The Multicentering of American Religion (Indiana,
2005). He also co-edits the Religion and Urban Culture series at Indiana University Press
and was research director for the 11-part video series, Faith and Community: The Public Role
of Religion. His current research considers the religious and political roots of American anti-
institutionalism.

Paul Freston is a sociologist. Originally from Britain but resident in Brazil since 1976 and a natu-
ralized Brazilian citizen, he has worked mainly on religion and politics, the growth of
Pentecostalism in the global south, and questions of religion and globalization. He currently holds
the Byker Chair in sociology at Calvin College, Michigan, and is professor of sociology on the post-
graduate program in social science at the Universidade Federal de São Carlos, Brazil. His books
include Nem Anjos Nem Demônios: Interpretações Sociológicas do Pentecostalismo (co-authored,
Vozes, 1994); Evangelicals and Politics in Asia, Africa and Latin America (Cambridge University
Press, 2001); Protestant Political Parties: A Global Survey (Ashgate, 2004); and Evangelical
Christianity and Democracy in Latin America (Oxford University Press, 2007).

Arthur L. Greil is Professor of Sociology at Alfred University in western New York State. He received
his B.A. degree from Syracuse University and his M.A. and Ph.D. degrees from Rutgers University.
He is the author of Georges Sorel and the Sociology of Virtue and Not Yet Pregnant: Infertile Couples
in Contemporary America. He is the editor of Defining Religion: Critical Perspectives on Drawing
Boundaries between Sacred and Secular (with David G. Bromley) and of Between Sacred and Secular:
Research and Theory on Quasi-Religion (with Thomas Robbins). He has authored over 40 scholarly
articles on a wide range of topics, including conversion and identity change, quasi-religion, religion
and politics, and infertility. Among the journals in which he has published are Journal for the
Scientific Study of Religion, Sociology of Religion, Review of Religious Research, Journal of Marriage
and the Family, Qualitative Sociology, and Social Science & Medicine.
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xiv ABOUT THE CONTRIBUTORS

John R. Hall, Professor of Sociology at the University of California – Davis, has served as Director
of the UC Davis Center for History, Society, and Culture and Director of the University of
California Edinburgh Study Centre. His scholarly research spans the sociology of religion,
epistemology, social theory, economy and society, and the sociology of culture. His published
books include an edited volume – Reworking Class (Cornell University Press, 1997), Cultures of
Inquiry: From Epistemology to Discourse in Sociohistorical Research (Cambridge University Press,
1999), Apocalypse Observed: Religious Movements and Violence in North America, Europe, and
Japan, co-authored by Philip D. Schuyler and Sylvaine Trinh (Routledge, 2000), Sociology on
Culture, co-authored by Mary Jo Neitz and Marshall Battani (Routledge, 2003), and Visual Worlds,
co-edited by Blake Stimson and Lisa Tamiris Becker (Routledge, 2005). His current research
focuses on apocalyptic terrorism and modernity.

Stephen J. Hunt is a Reader in the Sociology of Religion at the University of the West of England,
Bristol, UK. He gained his Ph.D. at the University of Reading in 1996 on the subject of the impact
of American neo-Pentecostal ministries in the UK. His specialist research interests include the
Charismatic movement, the ‘New’ Black Pentecostal Churches and the ‘gay debate’ in the Christian
Churches. Recent research has focused on religious faith among prison inmates. Dr Hunt’s
publications include the volumes Religion in Everyday Life (Routledge), Alternative Religion:
A Sociological Introduction (Ashgate), Religion in the West: A Sociological Perspective (Palgrave), The
Alpha Initiative: Evangelism in the Post-Christian Era (Ashgate), The Life Course: A Sociological
Introduction (Palgrave) and the edited work Christian Millenarianism (Hurst Publishing). His
forthcoming volume, The Charismatic Movement in the United States and Britain: A Comparative
Reader, will be published by Edwin Mellen in 2007.

Peter Kivisto is the Richard Swanson Professor of Social Thought and Chair of Sociology at
Augustana College. Among his recent books are the following: Citizenship: Discourse, Theory, and
Transnational Prospects (Blackwell, 2007, with Thomas Faist), Dual Citizenship: Democracy, Rights,
and Identities beyond Borders (Palgrave Macmillan, 2007, with Thomas Faist), Intersecting
Inequalities (Pearson Prentice Hall, 2007, with Elizabeth Hartung), Incorporating Diversity:
Rethinking Assimilation in a Multicultural Age (Paradigm, 2005), and Multiculturalism in a Global
Society (Blackwell, 2002). Recent articles have appeared in Acta Sociologica, Ethnic and Racial
Studies, Ethnicities, and the Journal of the History of the Behavioral Sciences. He is the editor of
The Sociological Quarterly and is a member of the board of the International Sociological
Association’s Research Committee on Migration.

Frank J. Lechner is Associate Professor of Sociology at Emory University. In addition to publish-


ing papers on religion, globalization, and theory, he has written World Culture: Origins and
Consequences (Blackwell, 2005) and edited The Globalization Reader (Blackwell, 2004), both with
John Boli. He has papers on ‘Religious Rejections of Globalization’ in Religion in Global Civil Society,
edited by Mark Juergensmeyer (Oxford, 2005) and on ‘Trajectories of Faith in the Global Age:
Classical Theory and Contemporary Evidence’ in Theorising Religion, edited by James A. Beckford
and John Walliss (Ashgate, 2006). A forthcoming book is entitled The Netherlands: National Identity
and Globalization (Routledge). Future projects include another book on globalization.

Phillip C. Lucas is Professor of Religious Studies at Stetson University. He is founding editor of


Nova Religio, a scholarly journal dedicated to the study of alternative and new religious movements
throughout history. He has written four books: New Religious Movements in the 21st Century: Legal,
Political, and Social Challenges in Global Perspective, with Thomas Robbins (2004); Cassadaga: The
South’s Oldest Spiritualist Community, with John J. Guthrie, Jr, and Gary Monroe (2000); Prime
Time Religion: An Encyclopedic Guide to Religious Broadcasting, with J. Gordon Melton and
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ABOUT THE CONTRIBUTORS xv

Jon R. Stone (1997); and The Odyssey of a New Religion: The Holy Order of MANS from New Age to
Orthodoxy (1995).

Philip A. Mellor is Professor of Religion and Social Theory and Director of the Institute for
Religion and Public Life in the Department of Theology and Religious Studies at the University
of Leeds. He is the author of Religion, Realism and Social Theory: Making Sense of Society (Sage,
2004) and, with Chris Shilling, of The Sociological Ambition: Elementary Forms of Social
and Moral Life (Sage, 2001) and Re-forming the Body: Religion, Community and Modernity (Sage,
1997), as well as many articles in a range of academic journals in sociology and religious
studies. His research interests are in the areas of contemporary religion, embodiment and cultural
change.

Sharon E. Nepstad is Associate Professor of Sociology at the University of Southern Maine. Her
research focuses on the role of religion in social movements. She is the author of Convictions of the
Soul: Religion, Culture, and Agency in the Central America Solidarity Movement (Oxford University
Press, 2004). Her forthcoming book, Religion and War Resistance in the Plowshares Movement
(Cambridge University Press, 2008), examines how radical Catholics have used controversial tac-
tics of property destruction to obstruct the production and use of nuclear weapons.

Paula Nesbitt is Visiting Associate Professor in Sociology at the University of California, Berkeley.
Having researched clergy careers for 20 years, her publications include Feminization of the Clergy
in America: Occupational and Organizational Perspectives (Oxford University Press, 1997) an edited
volume, Religion and Social Policy (AltaMira Press, 2001), and various articles in the Journal for the
Scientific Study of Religion, Sociology of Religion, the Review of Religious Research and other
journals. Her current research involves a longitudinal analysis of religious leadership and multicul-
turalism in the worldwide Anglican Communion. She holds a Ph.D. and M.Div. from Harvard
University.

Laura R. Olson is Professor of Political Science at Clemson University. Recent books include (as
co-author) Women with a Mission: Religion, Gender, and the Politics of Women Clergy (University
of Alabama Press, 2005) and Religion and Politics in America: Faith, Culture, and Strategic Choices
(Westview, 2004); and (as co-editor) The Encyclopedia of American Religion and Politics (Facts on
File, 2003) and Christian Clergy in American Politics (Johns Hopkins University Press, 2001).

James T. Richardson, J.D., Ph.D., is Foundation Professor of Sociology and Judicial Studies at the
University of Nevada, Reno, where he directs the Grant Sawyer Center for Justice Studies and the
Judicial Studies graduate degree program for trial judges. He combines an interest in the law and
its operation in society with an interest in the Sociology of Religion, particularly new religious
movements. His recent work has focused on social control of new religions, exemplified by a recent
edited volume Regulating Religion: Case Studies from Around the Globe (Kluwer, 2004). He has pub-
lished numerous articles in journals, including Sociology of Religion, The Journal for the Scientific
Study of Religion, and Social Compass, as well as in law reviews.

Thomas Robbins is a semi-retired sociologist of religion. He received a Ph.D. from the University
of North Carolina at Chapel Hill in 1973. He has held teaching or research positions at Queens
College (CUNY), Yale University, and Central Michigan University. He is the author of Cults,
Converts and Charisma (Sage, 1988) and has co-edited six collections of original papers, including
In Gods We Trust (Transaction, 1981, 1990), Millennium, Messiahs and Mayhem (Routledge, 1997),
and Misunderstanding Cults (University of Toronto, 2002). He has published numerous articles,
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xvi ABOUT THE CONTRIBUTORS

essay and reviews in edited collections and in social science and religious studies journals. He lives
in Rochester, Minnesota.

Stephen Sharot is Professor of Sociology, Ben-Gurion University of the Negev, Beer-Sheva, Israel.
His major publications are: A Comparative Sociology of World Religions; Virtuosos, Priests and
Popular Religion (New York University Press, 2001); Ethnicity, Religion, and Class in Israeli Society
(co-authored with E. Ben-Rafael, Cambridge University Press, 1991); Messianism, Mysticism, and
Magic; A Sociological Analysis of Jewish Religious Movements (University of North Carolina Press,
1982). His articles have appeared in Sociology of Religion, Journal for the Scientific Study of Religion,
Review of Religious Research, Comparative Studies in Society and History, British Journal of
Sociology, Religion, and Ethnic and Racial Studies. He is currently working on representations of
class in American cinema.

Susumu Shimazono is Professor in the Department of Religious Studies of the University of


Tokyo, and has published widely on modern and contemporary religious movements as well as on
modern Japanese religions in general. He has published eight Japanese books, one in Korean, and
an English book titled From Salvation to Spirituality: Popular Religious Movements in Modern Japan
(Trans Pacific Press, 2004). He edited with Mark Mullins and Paul Swanson Religion and Society in
Modern Japan (Asian Humanities Press, 1993). Although his works are based mainly on empirical
and historical research on religions in Japan, he has always been interested in comparative perspec-
tives between Japan on the one hand and the West and various parts of Asia on the other. He was
invited to teach at the University of Chicago, at the Ecole des Hautes Etudes en Sciences Sociales,
and at Eberhardt Karls Universität Tübingen. Recently he is working on the area between religion
and medicine including bioethics and a new interdisciplinary area of death and life studies.

James V. Spickard is Professor of Sociology at the University of Redlands and Research Consulting
Professor at the Fielding Graduate Institute. He has published widely on various aspects of the
sociology of religion, on human rights, on religious social activism, on social theory, and on the
social foundations of ethics. His interest in reflexive ethnography resulted in his recent edited
collection Personal Knowledge and Beyond (NYU Press, 2002). He is currently writing a book on
non-Western social theories, tentatively titled After Colonialism. He is also preparing a book on the
future of religion in the late modern world.

David Voas is a demographer whose recent research has concerned religion and religious change.
Following degrees at the London School of Economics and Cambridge he spent many years out-
side academic life prior to taking up a university post in 1998. He currently works at the University
of Manchester, where he is Senior Research Fellow at the Cathie Marsh Centre for Census and
Survey Research. His work has been published in Sociology, the British Journal of Sociology,
American Sociological Review, Population and Development Review, and elsewhere. He is particu-
larly interested in cross-national comparisons, the intergenerational transmission of religious
involvement, the social mechanisms of secularization, and related topics.

Rhys H. Williams is Professor of Sociology at the University of Cincinnati (USA). His publications
generally focus on the intersection of religion, politics, and social movements in the US. He is currently
editor of the Journal for the Scientific Study of Religion, and in the 2006–2007 academic year was Chair
of the American Sociological Association’s Section on Collective Behavior and Social Movements.

Patricia Wittberg is Professor of Sociology at Indiana University Purdue University Indianapolis. Her
most recent book is From Piety to Professionalism – And Back? Transformations in Organized Religious
Virtuosity. She has written widely on religious organizations, especially Catholic religious orders.
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ABOUT THE CONTRIBUTORS xvii

Currently, she is working with the Center for Applied Study in the Apostolate, a research group
affiliated with Georgetown University, on a study of newly founded Catholic religious orders and
lay movements.

Linda Woodhead is Head of the Department of Religious Studies and Professor of Sociology of
Religion at Lancaster University. From January 2007 she will be Director of the AHRC/ESRC
Research Programme on Religion and Society. Much of her research is focused on religion in
contemporary Britain, with a particular interest in the decline of the churches and the rise of alter-
native forms of spirituality. She is currently involved in an EU funded research project on the
Muslim veil in the UK, and is writing on religion and emotions, and religion and gender. Recent
publications include: The Spiritual Revolution: Why Religion is Giving Way to Spirituality (with Paul
Heelas, Blackwell, 2005), Christianity: A Very Short Introduction (Oxford University Press, 2004),
An Introduction to Christianity (Cambridge University Press, 2004), and Congregational Studies in
the UK (co-edited with Mathew Guest and Karin Tusting, Ashgate, 2004).

Fenggang Yang is Associate Professor of Sociology at Purdue University. He received his B.A. from
Hebei Normal University in 1982, his M.A. from Nankai University in 1987, and his Ph.D. from
The Catholic University of America in 1997. His sociological research has focused on immigrant
religions in the United States and religions in China. He is the author of Chinese Christians in
America: Conversion, Assimilation, and Adhesive Identities (Penn State University Press, 1999), the
co-editor of Asian American Religions: The Making and Remaking of Borders and Boundaries (New
York University Press, 2004), State, Market, and Religions in Chinese Societies (Brill Academic
Publishers, 2005), and Conversion to Christianity among the Chinese (a special issue of the Sociology
of Religion: A Quarterly Review, 2006). His current research focuses on the political economy of
religion in China, Christian ethics and market transition in China, and Chinese Christian churches
in the United States.
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Introduction

J A M E S A . B E C K F O R D A N D N . J . D E M E R AT H I I I

Discussion of religion seems to be everywhere Long-standing expectations that religion


in the first decade of the twenty-first century. would merely wither away as modernisation
Television documentaries, newspaper stories, progressed have proven simplistic. Religion has
magazine articles, online user groups, blogs, become more complicated, newsworthy, con-
cartoons and websites all compete to offer the tentious and problematic. And if there is any
latest story about religion. Sensationalist consensus to be had on religion, it is that there
accounts of violence and exploitation associ- is a lot of religion around. Indeed, many pun-
ated with religion tend to dominate. It has dits are surprised that religion has such high
become a cliché to claim that religion must be visibility in the twenty-first century. Many
taken seriously because of its association with sociologists have come to realise that it makes
extremism, terrorism, violence and doomsday no sense now to omit religion from the reper-
scenarios. This is how many journalists and toire of social scientific explanations of social
programme makers see it. They also have a life. On the contrary, it has become increasingly
tendency to focus on the growing popularity of essential to have a clear sociological under-
various forms of conservative religiosity standing of the ways in which religion operates
around the world. This is fine – as far as it goes – as one of the many forces shaping – and being
and fully understandable. But the narrow focus shaped by – our increasingly globalised – and
on these sensational, headline-touted and eye- globally conflicted – world.
catching phenomena fails to do justice to the The reasons for wanting to study the socio-
richness and diversity of other facets and logical aspects of religion are diverse in the
developments of religion. It also conceals the extreme. Interest may arise from curiosity
trajectory of intellectual development in the about the workings of religious organisations
sociological study of religion. A more inclusive or religious movements. Equally, interest may
and even-handed approach to the sociology of centre on questions about religious motiva-
religion is, therefore, our aim. Without over- tion, experiences or emotions. There may be
looking religious violence and the spread of concern with the economic, political or moral
conservatism, this Handbook will also delve implications of religious beliefs and values.
into religion’s relationship with such things as And the conflicts and intertwining of religions,
politics, community development, healthcare, cultures and civilisations lend themselves well to
education and personal experiences through sociological investigation. In other words, the
the life cycle. reasons for wanting to understand the sociology
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2 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

of religion know no limits. They cover the Third, sociological perspectives on religion
entire range from personal curiosity to a con- embrace the widely differing meanings attrib-
cern for national security or peace and justice uted to the term ‘religion’. Dictionaries typi-
in the world. cally define religion as ‘beliefs and practices
relative to deities, spirits or other superhuman
powers’. This type of definition is certainly
close to the commonsense meaning of the
SOCIOLOGICAL APPROACHES
term, but it is too narrow for sociological
TO RELIGION
purposes. For example, it does not refer to
aspects of religion such as emotions, experi-
If the need for a sociological understanding of ences, groups or organisations. Nor does it
religion has rarely been greater, just what is dis- include beliefs and practices that can be con-
tinctive about such an understanding? Five char- sidered religious in spite of the fact that they
acteristics loom large. First, a sociological have no place for deities, spirits or other super-
approach is partly distinguished by what it is human powers. What is needed, then, is an
not. Of course, some people consider religion to approach that recognises that the meaning of
be eternal truth, divinely inspired law or unques- ‘religion’ is itself varied, changing and subject
tionable values as ordained by gods or spirits. to social influences. Instead of relying on a def-
But sociology does not provide ultimate answers inition that more or less arbitrarily includes
to ultimate questions. The sociological agenda only some defining characteristics of religion
does not involve evaluations of particular faiths and excludes others, a better approach is to
and convictions, nor does it assess the transcen- regard the definition of religion as an open-
dental postulates on which they are based. Given ended, often contested and on-going social
the vicissitudes of religious dynamics, sociology process. There is argument and disagreement
offers more paradoxology than doxology. about what counts as religion in everyday life,
Second, as this Handbook will amply and this is a topic for sociological investigation
demonstrate, there are many different socio- in its own right. It goes almost without saying
logical approaches. Nevertheless, they all focus that public opinion about the value of religion
on the social dimensions of religion and the also ranges widely between utter condemnation
religious dimensions of the social. The sociology and enthusiastic embrace.
of religion is not restricted to understanding Fourth, sociological approaches to religion
churches, sects, cults, temples and mosques – utilise research methods that are as diverse as
though this is one part of its challenge. It also religion itself. Religion can have social, cul-
has a mandate to seek out the myriad ways in tural, historical, political, economic, moral,
which religion at various levels affects the psychological, aesthetic, philosophical, lin-
seemingly non-religious aspects of social life. guistic and legal dimensions – and some
Religion is social because it finds expression in would add genetic and neurophysiological
and shapes social relationships and processes to the list. Consequently, research techniques
that range from the micro-world of the indi- and strategies need to be properly attuned
vidual to the macro-world of whole societies. to the particular dimension at issue. There
Religion is also social in that it both involves is certainly no single ‘sociological method’ for
and influences the communication of mean- the study of religion. It is more a question of
ings through ideas, images, rituals, emotions, being sensitive to the complex interweaving
texts, styles of self-presentation, gestures, of religion with other aspects of social
music, song, dance and so on. From a sociolog- or cultural life and of selecting appro-
ical perspective, there are few more misleading priate methods for studying it. Sociological
conceptions of religion than George Santayana’s approaches are also frequently involved in
remark that ‘Religion is what man does in his interdisciplinary and cross-disciplinary inves-
own solitariness’. Even when practised alone, tigations required by religion’s multi-faceted
religion is rooted in the social. phenomena.
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INTRODUCTION 3

Fifth, the sociology of religion both borrows now returned to a position close to the centre
from and contributes to other fields of sociol- of intellectual curiosity about the forces shap-
ogy. Many of its insights come from scholars ing socio-cultural life in the early twenty-first
who were not personally religious – for example, century. Elsewhere, one of us has characterised
the great triumvirate of Marx, Weber and this trajectory in terms of Sir Thomas
Durkheim. Much of its conceptual and Beecham’s encouragement to orchestras to
methodological core reflects broader inquiries ‘start together and finish together’ (Beckford
into non-religious cultures, organisations, pat- 2000: 481–82).
terns of inequality, and questions of self and This is not the place for a detailed history of
identity. At the same time, sociology as a whole the sociology of religion (see O’Toole 1984;
has benefited considerably from scholarship Beckford 1989, 1990; Willaime 1999; Davie
on religion. Again the aforementioned tri- 2003), but shifts in the assumptions underly-
umvirate offers a case in point, as we shall see. ing sociologists’ attempts to make sense of reli-
Sociology’s understandings of social change, of gion are an important part of the context for
power and authority, of social movements and the chapters that follow. Indeed, numerous
of institutional commitment have all been contributors pay tribute to the influence that
influenced by research on religion. In some the founding generation of thinkers exercised
sense, religion is only one part of the wider on sociological ways of understanding religion
sphere of what can be sacred to individuals and in the transition from traditional to modern
society. forms of society. And Randall Collins (in this
volume) pays particularly careful attention to
the pioneering work of Marx, Durkheim and
Weber. But it is equally important to realise
THE INTELLECTUAL TRAJECTORY OF THE
that their core work was less preoccupied with
SOCIOLOGY OF RELIGION
religion in its own terms than with under-
standing the broader set of societal dynamics
The development of sociological thinking involving modernisation, rationalisation,
about religion has undergone many changes industrialisation and urbanisation. As a result,
since the late nineteenth century. Some ideas the emergence of sociological approaches to
have run into the sand; others have declined in religion was inseparable from the consolida-
popularity but revived at a later date; and there tion of sociology as a form of methodical inves-
has been a continuing percolation of new tigation of societal continuity and change. And
ideas. There is both continuity and creativity. by the middle of the twentieth century, religion
And, with the passing of time, the diversity of had moved even further to the periphery of
approaches has increased both within and sociology.
between the various linguistic communities This loss of centrality was associated with
in which sociologists of religion publish their three factors. First, many social scientists per-
writings, the largest of which being English by ceived religion itself as marginal to society, and
far. The sociology of religion began in close prox- this was especially the case with modernising
imity to the work of other social scientists, society. Second, the dominant school of func-
especially social anthropologists and political tionalism tended to relegate religion to the
economists. It subsequently drifted away from status of a purely conservative or stabilising
the central concerns of social science before force in society. Third, sociologists of religion
starting to align itself with them once more. paradoxically de-centred themselves by creat-
The closing decades of the twentieth century ing their own problematics and institutions
witnessed an increasingly creative and mutual that were poorly articulated with the social
engagement between sociologists of religion science mainstream – for example, their endur-
and intellectual developments in other fields of ing fascination with elaborating the church-sect
sociology as well as with other social sciences. distinction of Max Weber and Ernst Troeltsch.
As a result, sociological interest in religion has For all of these reasons, the sociology of
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4 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

religion became relatively isolated from, and settings such as revival meetings, prayer
insulated against, the issues and ideas that groups, faith healing activities, and particularly
interested most social scientists (Beckford the rapidly growing visibility of controversial
1985a). Again in Sir Thomas Beecham’s terms, new religious movements in the 1980s. The
it was not playing in time with the majority of melding of insights from the sociology of
the sociological orchestra. knowledge and symbolic interactionism (Neitz
But in the 1960s, a series of developments 1990) transformed our understanding of, for
intimated the eventual re-synchronisation of example, ‘active’ conversion (Richardson 1985),
the sociology of religion. One major factor was healing in religious settings (McGuire 1988),
the move away from functionalism in the soci- ‘implicit religion’ (Bailey 1990) and religious
ology of religion, beginning with the separate experience (Neitz and Spickard 1990).
and joint writings of Peter Berger and Thomas Meanwhile, Marxist ideas continued to
Luckmann. Their Social Construction of Reality influence only a few sociologists of religion in
(Berger and Luckmann 1966) marked the advanced industrial societies. They studied the
beginning of an intellectual turn away from capacity of religion to comfort the oppressed,
questions of systems and functions towards a to stimulate rebellion against exploitation or to
concern with the social processes that engen- provide ideological justification for the most
der experience, knowledge, culture and lan- powerful social classes in society. In spite of
guage. The application of this ‘sociology of extensive theoretical discussion, empirical
knowledge’ approach to religion had already investigation and historical inquiry, however,
inspired the German edition of Luckmann’s few Marxists showed interest in religion as a
The Invisible Religion in 1963 and was to underlie sociological phenomenon. And even fewer
Berger’s path-breaking The Social Canopy in mainstream sociologists of religion integrated
1967. In their different ways, Berger and Marxist perspectives into their research (but
Luckmann represented not only continuity see Maduro 1982). Not even the quasi-Marxist
with the themes of the ‘classics’ but also – and Critical Theory – with its mixture of humanistic
more importantly – a departure from the prac- Marxism, psychoanalysis and cultural theory –
tice of confining the sociology of religion to made much of an impact on the sociology of
the study of formal religious organisations religion. Nor did the fashion for Liberation
such as churches, denominations and sects as Theology or theologies of struggle lead to
exemplified by Charles Glock and his student, many fresh initiatives in the sociology of reli-
Rodney Stark and by Robert Wuthnow at the gion except in some specialised studies of
University of California, Berkeley. It was there countries in Latin America and South East
too that Robert Bellah elaborated the Asia (but see Smith 1991). Again, the sociology
Durkheimian notion of a national ‘civil religion’. of religion’s marginality to currents of Marxism
In general, however, the sociology of reli- demonstrated its remove from ideas that were,
gion was relatively slow to follow sociology’s at least temporarily, dominant among other
‘cultural turn’. In fact, the field’s resurgence fol- sociologists.
lowing the 1960s was due in no small measure Although most sociologists of religion resis-
to a turning away from religion writ large as a ted Marxist notions of religion as opiate and
national and societal phenomenon to religion false consciousness, many were interested in
writ small at the level of new movements and religion’s intersection with social class and
new social psychological dynamics. While few other forms of inequality. This makes it all the
were exploring the potential merits of eth- more surprising, then, that one of the major
nomethodology, the notion of ‘framing’ or the factors shaping the intellectual trajectory of
musical and visual registers of religious activi- the sociology of religion in the final three
ties (but see Morgan 1998), a number started decades of the twentieth century was the unex-
to apply insights from symbolic interactionism pected outburst of so-called new religious
to the understanding of the processes whereby movements (NRMs). The movements that
meaning and identity could be generated in attracted most sociological interest at the time
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INTRODUCTION 5

included the Unification Church, the Church strongly emphasised (Jacobs 1991). And soci-
of Scientology, the International Society for ologists of religion found themselves facing
Krishna Consciousness, and the Children of the dilemma of whether to appear as expert
God. Unlike predecessors such as the Salvation witnesses in courts of law considering NRM-
Army or the first wave of Pentecostalism, related cases (Wilson 1998; Hervieu-Léger
members of the NRMs that achieved high vis- 1999). Moreover, research on NRMs was a pow-
ibility and notoriety, especially in the 1970s erful vector for the introduction of broader
and 1980s, did not come from disadvantaged concerns with religious liberty, the regulation of
backgrounds. This is one of the reasons why religion and the relation between human rights
Marxist perspectives appeared to offer very and religions (Shepherd 1982; Richardson
little purchase on NRMs. In fact, the move- 2004). The reverberations of all these method-
ments tended to recruit relatively young, well ological challenges continue to rattle through
educated people from middle class families. In the sociology of religion, although the topic of
this respect, NRMs were similar to ‘new’ social NRMs is no longer so controversial in itself. In
movements in the fields of feminism, peace, fact, by the beginning of the twenty-first cen-
environmentalism and human rights (Hannigan tury religion was more often controversial for
1993). Sociologists were therefore obliged to reasons to do with violence, fraud and sexual
look for new explanations of the capacity of abuse. But it was the confrontation between
NRMs to mobilise followers and resources on a sociologists and NRMs that first placed reli-
scale that alarmed their critics and provoked gious controversies on the sociological agenda.
numerous controversies (Robbins and Lucas in New developments in qualitative research
this volume). Debate centred on a wide range of methods have lent themselves well to the soci-
would-be explanations involving ‘brainwashing’, ology of religion overall (Spickard et al. 2002)
charismatic leaders, civil religion, identity theo- notably in relation to ethnographic, narrative,
ries, anomie, alienation and so on. More impor- visual, discourse analytic, biographical and
tantly, the rise of NRMs in the late twentieth autobiographical forms of investigation
century led sociologists of religion to examine (Spickard in this volume). And recent socio-
the role of the mass media in framing contro- historical studies of religion have demon-
versies – and the response of police and politi- strated both the centrality of religion to a
cians to ‘cult controversies’ (Beckford 1985b). well-balanced understanding of historical
And, in view of the transnational operations of change and the variety of increasingly self-
the most controversial NRMs, it became reflexive methods that sociologists of religion
important to understand how the response to are deploying in their analyses of religious
them varied from country to country. change (Hall in this volume) and narratives of
Studies of NRMs also brought new method- religion’s place in the life-course (Hunt in this
ological techniques and issues to the sociology volume).
of religion. Because these small groups were Studies of mainstream religious traditions
generally only accessible to field research – and and organisations have also become more
sometimes actual ‘participant observation’ – ambitious and sophisticated in their use of
they prompted a surge of qualitative ethnogra- research methods, often combining qualitative
phy. But this led in turn to ethical issues about and quantitative techniques. This is certainly
the social relations between sociologists and the case with large-scale investigations of
the movements they were studying, especially parishes (Hornsby-Smith 1989), congregations
as some of the movements were reluctant to be (Roof and McKinney 1987; Ammerman 1997;
closely observed (Robbins et al. 1973; Barker Ammerman et al. 1998; Harris 1998; Becker
1983; Ayella 1993). Questions were raised 1999; Demerath and Farnsley in this volume),
about the challenge of studying religion in ‘immigrant congregations’ (Warner and Wittner
some of its controversial forms (Robbins 1983; 1997; Ebaugh and Chafetz 2000), generations of
Richardson 1991). The importance of account- believers (Roof 1993, 1999; Dillon in this
ing for the gendered aspects of NRMs was also volume), denominations (Ammerman 1990;
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6 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Chaves 1997) and religious organisations supernatural ideals. Partly in connection with
(Demerath et al. 1998). Growing methodolog- these developments, other sociologists have
ical sophistication is also a hallmark of innova- turned their attention to the embodied character
tive studies of religion and charitable activities of human experience – including religion – and
(Wuthnow 1991), the expanding scope of ‘spir- to the neglected realm of embodied emotions
ituality’ (Wuthnow 2001), the changing char- (Mellor in this volume).
acter of clergy training and careers (Carroll If the majority of sociologists of religion
et al. 1997; Nesbitt 1997, and in this volume) were less than enthusiastic about the useful-
and the rising salience of ‘special purpose ness of orienting their research towards the
groups’ (Wuthnow 1988). idea of a post-modern turn, it is nevertheless
Very different methodological develop- true that many theorists of the post-modern
ments in the sociology of religion have been condition have seen fit to regard recent changes
associated with increasingly sophisticated in religion as evidence in support of their gen-
manipulation of quantitative data generated by eral claims. Anthony Giddens (1991), for
large-scale surveys of beliefs, attitudes and example, associates the growing popularity of
opinion (Voas in this volume). In particular, conservative religious practices in late moder-
the continuing expansion of the European nity with ‘the return of the repressed’. Zygmunt
Social Survey, Eurobarometer, the European Bauman (1992) also regards the search for
Values Survey, the World Values Survey, the moral and spiritual certainty as a sign that
International Social Survey Programme and post-modern sensibilities have burst out of
the Pew Global Attitudes Project has enabled their modernist constraints. Elsewhere, the
sociologists of religion to chart continuity and tendency is to highlight the exotic, playful or
change in quantitative indicators of religious pastiche-like characteristics of aspects of reli-
belief over time and across a growing number gion in, for example, some New Age spirituali-
of countries (for example, Norris and Inglehart ties or some hybridised forms of liturgy
2004; Bréchon in this volume). without taking proper account of their relative
All of these methodological advances helped insignificance in the broader picture of reli-
in re-synchronising the sociology of religion gion. The closely related argument that New
with sociology as a whole. But similar theoret- Age spiritualities epitomise consumerism, the
ical advances also helped in the re-centring. logic of late capitalism and even the colonisa-
Mainstream sociological theorising had tion of the life-world is also a highly selective
responded to the various claims that moder- interpretation of complex and varied phenom-
nity had advanced to a stage of ‘late moder- ena that defy simplistic categorisation
nity’, if not ‘post-modernity’ (Christiano in (Bainbridge in this volume). Moreover, the
this volume). While relatively few sociologists focus on post-modern baubles or post-modern
of religion saw good reason to restructure their ‘metatwaddle’ (Gellner 1992: 41) runs the risk
research in accordance with these claims, of obscuring our view of much more impor-
David Lyon (2000) made the most plausible tant phenomena such as the growing power of
case for arguing that religion in the early conservative evangelicalism, Pentecostalism,
twenty-first century displayed some post- fundamentalism and religious nationalism – as
modern characteristics – albeit against a back- well as the changing but persistent intertwin-
ground in which the forces of modernity were ing of religion with ethnicity and ‘race’ (Kivisto
still at work. Other theorists saw evidence of in this volume). It is questionable whether these
post-modernity in theological and philosophical phenomena can be most usefully understood as
concerns with the re-enchantment of the post-modern.
everyday world, with the resurgent interest in An emerging alternative – with special rele-
liturgies and with the apparent belief that New vance to the study of religion – is to charac-
Age spiritualities were capitalising on the fail- terise the contemporary era as ‘ultramodernity’
ure of modern rationality to go on enhancing (Willaime 2006). This term means that the
the quality of human life in the absence of forces of modernity not only continue to
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INTRODUCTION 7

operate but also become more radical. The organisations into tools of sociability, empow-
modernising dynamic of secularisation, for erment and liberation. Whether it be women
example, has allegedly entered a new phase in in religious orders (Wittberg 2006), new reli-
which its implications are themselves radi- gious movements (Jacobs 1991), Catholic
calised. As a result, so the argument goes, politi- parishes (Wallace 1992) or goddess groupings
cians and policy makers increasingly turn to (Griffin 2000), research has brought to light
religion as a cultural resource to replace the their actual or potential capacity to produce
out-moded modernist notion that social or the changes in personal, social and cultural
political problems can simply be ‘managed’ by life for which they strive in the name of their
secular, rational methods. Another way to put different religious commitments.
this is to call it the re-ethicisation of aspects of At the same time, religious phenomena have
social life that were supposed – in the mod- presented feminist scholars with some formi-
ernist model – to have become the preserve of dable challenges. For example, the clear-
rational calculation alone. Religion is therefore sighted decision of some women to commit
believed to have retained or regained a role as themselves to religiously inspired ways of living
a powerful source of moral values and visions that necessarily subject them to the authority of
(Bartkowski in this volume) as well as of per- men requires special consideration (Davidman
sonal and collective identities (Greil and 1991). Another challenge is to understand the
Davidman in this volume) especially in rela- controversies that surround Muslim women in
tion to political power (Demerath and the West who adopt forms of self-presentation
Williams 1992; Demerath 2001), faith-based and dress in public that clearly separate them
initiatives (Farnsley in this volume), political from the majority. Still one more conundrum
attitudes and actions (Olson in this volume), involves the difficulties facing women who do
civil religion (Cristi and Dawson in this volume) – or do not – take action against the abuse that
and political protest (Nepstad and Williams in they receive in religious groups from male
this volume). Religion is also achieving recogni- leaders (Nason-Clark 2001). In short, religion
tion as an integral part of the nexus of relations is a ‘site’ on which some of the most hotly con-
between states, violence and human rights tested debates about gender in theory and
(Demerath in this volume). practice are located.
Some currents of feminist thought have also Since the mid-1980s, it has also become
helped to rescue religion from the irrelevance clear that religion presents major challenges
to which many notions of modernity had con- and opportunities to social scientific explo-
signed it (Woodhead in this volume). On the rations of globalisation and, especially, of
one hand, feminist scholars have clearly docu- ‘glocalisation’ – or the tendency for global
mented the gendered distribution of authority imports to take on local forms and functions
and power in religious traditions and organisa- (Robertson 1992; Beckford 2003: 103–49; Beyer
tions (Wallace 1996). Others have investigated in this volume). Starting from the perception
the contribution made by religions towards the that the world is increasingly experienced as a
identification and self-identification of women smaller place as a result of changes in the
as dependent on, or subservient to, men. volume, intensity and speed of communica-
Evidence is plentiful of the exclusion, margin- tions and movement across national bound-
alisation, oppression and abuse of women in aries, sociological analysis has thrown light on
some religious settings. Sociological studies of religion’s contributions to global forces as well
religion have therefore been an integral part of as on their impact on religion. The main chal-
the wider study of discrimination against lenge has been to explain how systems of belief
women – crisscrossed in places by discrimina- and practice – such as ‘world religions’ – that
tion based on ethnicity, ‘race’ and social class. claim universal truth and validity can be suc-
On the other hand, sociological studies have cessfully adapted to, and melded with, diverse
also explored the capacity of women to trans- local circumstances. At the same time, ‘local’
form religious ideas, rituals, roles, groups and faith traditions increasingly foster claims to
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8 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

universal applicability. The dynamic mutual that explanations of religion should assume
implication between the local and the global is that its practitioners act rationally in the sense
as clearly evident in the realm of religion as in of basing their actions on calculated choices.
any other sphere of culture or society. This assumption rests largely on an instrumen-
Syncretistic and hybrid forms of religion have tal notion of rationality, which ‘assumes the
therefore proliferated in many parts of the presence of subjective efforts to weigh the antic-
world with the aid of global communications ipated rewards against the anticipated costs,
media such as the Internet and satellite broad- although these efforts usually are inexact and
casting (Bunt 2003; Cowan in this volume). somewhat casual’ (Stark and Finke 2000: 37).
The missionary outreach of mainstream forms Rational choice perspectives have given a
of religion has also benefited from the new new twist to some venerable topics in the soci-
information technologies, thereby aiding the ology of religion. They have, for example,
spread of, for example, Christianity, Hinduism helped to call in question some long-standing
and Islam into relatively new mission territo- ideas about the inevitability of secularisation
ries (Coward et al. 2000). Fundamentalisms and as one of the master trends of modernity
conservative evangelical Christian churches (Warner 1993). They have also provided theo-
(Freston in this volume) are undoubtedly ben- retical underpinning for explanations of the
efiting from glocalisation, but it is a mistake relative popularity of conservative churches
to underestimate the extent to which some (Iannaccone 1994), for the expansion of sec-
liberal, sectarian, pagan and New Age expres- tarian organisations (Stark and Iannacconne
sions of religion or spirituality can now take 1997), for the diversity of sectarian and cultic
advantage of the new global opportunities. phenomena (Bainbridge in this volume) and
But for all the loose talk and tight scholar- for revival and reform in the Catholic Church
ship concerning globalisation today, there is an (Finke and Wittberg 2000; Wittberg in this
opposite topic to which the sociology of reli- volume). Rational choice perspectives have also
gion has been slower to respond. If the spread led to new lines of research on topics as diverse
of globalisation mistakenly implies the spread as the historical demography of US churches
of a syncretic consensus, the rise of national- (Finke and Stark 1992) and the reasons for the
ism more realistically entails conflict and successful expansion of early Christianity in the
potential violence both within and between Roman Empire (Stark 1996).
the great faith traditions (Demerath 2001, and Nevertheless, the critical response to these
in this volume). We noted above the sociology theoretical perspectives has been mixed. Some
of religion’s resurgence some twenty-five years critics have applauded the attempt to place the
ago when it moved from the macro to the sociology of religion on a firm basis in propo-
micro. Perhaps now is the time for yet another sitional theory and thereby to challenge some
leap forward with a return to the macro and taken-for-granted views. Others have wel-
specifically the world of national and cross- comed the methodical efforts to ‘translate’
national politics. existing knowledge into theoretical terms that
Meanwhile, another recent development in can be clearly specified and – in some cases –
the sociology of religion is more epistemologi- quantified. And there has been a general
cal and involves the arrival on the scholarly welcome for a style of research that brings the
scene of the economics of religion. From this sociology of religion into line with research in
perspective, religious behaviour is best under- other branches of the social sciences. By con-
stood in terms of rational choice or ‘subjective trast, the psychological assumptions underlying
rationality’ (Stark and Finke 2000). As Frank the rational choice discourse of compensators
Lechner (in this volume) and others have and rewards have attracted strong criticism
shown, this is not a new perspective, but, in (Bruce 1999). The perspective’s failure to take
parallel with thinking about the rational foun- account of differential perceptions of costs and
dations of economic and political conduct, a benefits at the level of actors and entire
growing number of sociologists have argued cultures is another accusation (Spickard 1998).
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INTRODUCTION 9

In addition, the logical distinction between basis of social solidarity. And Max Weber’s
ideal-type theorising and real-life situations is approach gave priority to religions as sources
often blurred in rational choice perspectives and vehicles of meanings and motivations that
(Beckford 2001). have shaped societal developments in crucial
The influence exercised by rational choice ways. Each of these theoretical perspectives
perspectives on some – primarily American – makes assumptions about the meaning of the
sociologists of religion is certainly evidence term ‘religion’: explicit in the case of Durkheim,
that they are once more increasingly talking but largely implicit in the other cases. Entire
the same language as many other social scien- chains of sociological research on religion have
tists. At the same time, it has become difficult descended from these assumptions but with-
to hold the middle ground between the zealous out ever settling their differences or resolving
advocates of rational choice and its equally the question of definition once and for all. This
determined despisers. Rational choice perspec- high degree of variation in definitions is both a
tives are not only challenging but are also con- reflection of the ‘real world’s’ widely differing
tentious – perhaps more so than in other fields understandings of religion and a sign of the soci-
where they have been deployed. This is another ology of religion’s openness towards competing
case in which the sociology of religion has approaches.
become a zone of scholarship hosting some of As editors, we have chosen to showcase vari-
the most timely and heated debates in the ations in the understanding of what religion
social sciences. means in sociological terms. Indeed, two of
To round off this assessment of the intellec- our own contributions emphasise the impor-
tual trajectory described by the sociology of tance of understanding religion – as well as
religion, we return to questions about the con- secularity – as the product of social and intel-
ceptualisation of religion and secularisation. lectual struggles to construct it in certain ways.
This is because – for all the developments in Thus, Demerath’s chapter on secularisation
sociological ways of thinking about the com- and sacralisation shows how the sociology of
plex intersections between religion and other religion could benefit from framing its subject
spheres of social and cultural life – it remains matter, first, in terms of an irregular oscillation
impossible to avoid or to resolve once and for between sacralisation and secularisation and,
all the questions about the meaning of the cen- second, as a sub-set of culture. The effect is
tral terms in the sociology of religion. While both to shift the focus away from the unpro-
this may appear to be frustrating, we want to ductive question of whether religion is in
suggest that it is actually a source of consider- decline or not and, at the same time, to situate
able inspiration and innovation. Studies of sacralisation and religion in the broader con-
religion as a social phenomenon can never take text of cultural change. Moreover, the chapter
anything for granted because their principal by Beckford and Richardson shows how the cat-
object of study can be understood in so many egorisation and definition of religion are subject
different ways. This amounts to a continuous to cultural, political and legal processes of regu-
challenge not only for sociologists of religion but lation. The meanings attributed to religion in
also for other scholars who may be seeking to the ‘real world’ are therefore a matter of strug-
understand religion from other points of view. gle, conflict and compromise (Beckford 1999)
The opening chapter by Randall Collins as well as intellectual genealogy (Asad 2003).
traces the origins of the most influential sets of
theoretical ideas about the nature of religion as
an object for sociological investigation. Marx,
PLANNING AND PRODUCING
Engels, Nietzsche and Freud each reduced reli-
THE HANDBOOK
gion to an illusory artefact of ideological inter-
ests or psychological projection. Durkheim
portrayed religion as a functional mechanism This Handbook represents an effort to meet
for generating the ritual, symbolic and moral several key objectives. First, it began with our
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10 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

attempt to lay out an unusually encompassing We then embarked upon the critical process
sense of the field conceptually and method- of seeking experts for each of the chapter
ologically. Based on our knowledge of the topics and asking them to take on the respon-
developing literature in the field over the past sibility of reviewing and assessing classic as
half-century and more, we produced a template well as recent work in the area with a list of ref-
that covered the field as a whole while suggest- erences that would orient any student – indeed
ing its major component parts and the sub- any professor – to the topic. Rather than invite
topics within those parts that deserved chapter scholars to contribute papers of their own
treatment. choosing that we would try to stitch together at
We had to be selective. We had to decide the last moment, we assigned specific chapters
which topics were important enough to be to specific scholars with our fingers crossed.
included – and which ones could be reluctantly Happily, our response rate would make
omitted. We were determined to provide a bal- survey researchers blush with envy; we were
anced set that fairly represented the core of the able to secure the overwhelming majority of
sociology of religion. At the same time, we our first-choices. And as if to test our writers’
resisted the temptation to favour quirky or thresholds of annoyance, we asked them first
sensational topics that were tangential to reli- for detailed outlines of their prospective chap-
gion’s overall social and cultural significance in ters, and then for first drafts. We then had the
the early twenty-first century. We had no illu- temerity to provide feedback on both. All of
sions of providing a 360° coverage of the sociol- the authors were patient to the point of long-
ogy of religion, or of confusing a Handbook suffering. Alas, a few had to bow out later
with a wikipedia. owing to various personal contingencies. But
Of course, our most general aim was to we were able to back and fill so that only three
guide readers through the most important chapters out of the original thirty-seven have
issues in the sociology of religion. But how did come up blank – albeit important chapters on
we assess ‘importance’? One criterion was social class, sexualities, and India. Otherwise
whether we thought that a topic was a pre- we were gratified that contributors brought
requisite for grasping the sociological meaning their own good ideas for how to treat their
of religion at virtually any place or time. This is topics and approaches. After all, we wanted
the ‘can-you-really-call-yourself-a-sociologist- original contributions, not merely annotated
of-religion-without-knowing-about-this- bibliographies. In addition to analysing the
topic’ consideration. Another criterion was central arguments and empirical findings in an
whether a topic was central to generating inter- area, all chapters reflect their authors’ original
esting research on religion. In other words, the sense of what is most important in where the
topic had to be fruitful as well as interesting. Yet field has been and where it is heading. We were
another was whether a new topic – or a new especially pleased with those that draw on intel-
angle on an old topic – presented a worthwhile lectual resources rarely accessible to readers
challenge to the prevailing wisdom. Would it unfamiliar with languages other than English.
make experienced sociologists sit up and pay Finally, it may seem puzzling that a printed
attention? Certainly it was important for us to Handbook is being published at a time when
include chapters on a range of methodological so much information about religion is now
approaches to the sociology of religion, includ- available online or in other media. So, why go
ing the historical dimension of the discipline. to the lengths of putting together a large edited
Finally, we deliberately included chapters by collection? Paradoxically, the ready availability
non-Anglo-American authors and that dealt of so much information makes a wide-ranging
with religion outside North America and Handbook all the more useful as a series of
Western Europe; and we encouraged all charts that will help readers to navigate the
authors to make cross-national comparisons, rapidly rising sea of materials about religion.
where appropriate. This makes our Handbook Put another way, a Handbook can provide a
virtually unique. variety of devices for ‘decoding’ signals that
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INTRODUCTION 11

might otherwise make no sense – or fail to be about the significance of the material covered
detected. Equally important, this Handbook in each chapter. Here we shall simply indicate
offers critical assessments of the concepts, the general scope of each Part.
methods and theories that are embedded in
various accounts of religion in its social and
cultural contexts. In other words, a Handbook I Theories and Concepts
is a distillation of up-to-date scholarly knowl-
edge and expertise. As such, it enables readers Without wishing to privilege any particular
to pause and reflect critically on the flood of approaches, we begin with a cluster of high-level
digitised information that can sometimes seem theoretical paradigms and the issues that they
engulfing. are both provoked by and provoke. They all pro-
Still another function of this Handbook is to vide influential arguments about and distinctive
connect the past, the present and the future of vantage points on the sociological significance of
the sociology of religion in terms of ideas, religion. Conversely, they illustrate how religion’s
challenges and prospects. Again, this is a way of social and cultural importance varies with the
channelling the flux of information into frame- perspective from which it is assessed. These
works of meaning which can help to make chapters take up respectively religion in the clas-
sense of it. Sociological questions about reli- sical tradition of Marx, Weber, and Durkheim;
gion have evolved in various ways over more in modernity and post-modernity; in the midst
than one hundred years. Not only have the of secularisation and sacralisation; in the per-
questions changed, but the reasons for asking spective of rationality and rational choice; and in
them have also changed. Assessing the value of a globalising world. They are rife with ideas
current ways of understanding religion neces- about the direction of long-term religious
sarily involves knowing about their historical change and the engines that drive them. On the
development. Similarly, an informed sense of one hand, theories in the sociology of religion
how sociological approaches to religion may serve as convenient summaries or frameworks of
develop in the future depends in large part on general ideas that have emerged from empirical
understanding their emergence from the past investigations. On the other hand, theories can
into the present. also stimulate research by pointing either to puz-
zling tensions within existing knowledge or to
intriguing questions that have never been asked
before. Debates about theories provide both
CONSTELLATIONS OF TOPICS
continuity and transformation in the history of
the sociology of religion.
Now that we have specified the distinctive
characteristics of sociological approaches to
religion, provided a brief history of the field II Methods of Studying Religion
that highlights developments, and recounted
the process behind the Handbook, we want to The focus of the second constellation is on the
conclude by describing its organisation. The methods of doing research in the sociology of
chapters are grouped in a relatively small religion. Its chapter topics range from qualita-
number of constellations or ‘parts’. These are tive field work to large-scale quantitative sur-
clusters of closely related topics that often veys and then historical research. The aim is to
occur in the research conducted by sociologists discuss ways of collecting or generating the
of religion. In view of the wide variety of topics kind of information that is required to answer
in the sociology of religion – and of the rea- sociological questions about religion. A cluster
sons for studying them – we have arranged the of methodological issues has developed
contents in a way that caters to as many inter- around attempts to make sense of religion in
ests as possible. All of the Handbook’s eight sociological terms. The fundamental challenge
main Parts begin with an introductory note is to find ways to make the social aspects of
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12 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

religion available for systematic examination. sociologists and dates from the classic distinc-
How can one measure differences in sanctity, tion between church-type and sect-type
faith or reverence? What are the trade-offs organisations. But the issues involved radiate
between intensive depth and extensive scope? beyond Christian groups to affect power and
The debate about appropriate indicators, vari- administration in synagogues, mosques, tem-
ables, scales, classifications and typologies of ples and gurdwaras. Analysis of authority and
religious phenomena – to say nothing about leadership is also inseparable from an under-
measurement and comparison – is the ‘ground standing of the resources on which religious
bass’. To describe research methods as the organisations depend. These topics have been
‘tools’ of the sociology of religion is to under- central to the sociology of religion since the
estimate their importance in helping to deter- late nineteenth century, but their significance
mine what can count as evidence of religion in has recently been transformed by new tech-
a socio-cultural phenomenon. The choice of nologies of communication. In particular, the
methods has a crucial impact on what can be Internet has made it possible for religious organ-
discovered – or, at least, claimed – about reli- isations to develop new forms of authority,
gion in different forms and different settings. leadership and resourcing.

III Social Forms and Experiences V Religion and Politics


of Religion
Relations between religion and politics have
The third constellation deals with some of the invariably been close and complex in all regions
primary social forms for producing, reproduc- of the world. The frequently heard claim that
ing and experiencing religion. They include Islam is somehow different from other religions
mainstream congregations, new religious because it supposedly does not keep religion
movements, New Age spiritualities and civil and politics separate flies in the face of the facts.
religion. It is useful to think of them all as In fact, one of the major reasons for studying
social ‘vehicles’ or ‘vessels’ that transport reli- the sociology of religion is precisely to under-
gion from place to place and across genera- stand how the spheres of religion and politics
tions. They also give rise to collective identity influence each other. Chapters here concern
and solidarity – as well as tension and conflict religion, the state and violence; America’s
– among their practitioners. And they convey distinctive controversy over ‘faith-based initia-
values, beliefs and practices that are expressed tives’; religion as regulated and regulator; reli-
in distinctive forms of language, gesture, ritual, gious, social and political movements; and
emotion and experience. Moreover, they reflect religion’s relationship to individuals’ political
social and cultural influences filtered by gender, and ideological preferences. Faith often inter-
age, family upbringing, sexual orientation, venes in politics to promote its agendas; politics
ethnicity, nationality and other factors. often seeks the legitimacy and influence
afforded by faith. Religion has a broader politi-
cal significance in so far as it contributes
IV Issues of Power and Control towards the regulation of social life and it is,
in Religious Organisations itself, an object of social regulation.

Here the central question involves issues of


power – both internal and external – facing reli- VI Individual Religious Behaviour
gious organisations. Chapters focus on religious in Social Context
professionals, religious orders and schismatic
sects, the influence of the Internet, and faith- Religion can evoke intensely subjective and
based initiatives within the US. The changing private experiences and emotions as well as
distribution of authority in religious organisa- strongly held convictions. Nobody seriously
tion has long been of particular interest to doubts that the significance of religion can also
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INTRODUCTION 13

be crucial for personal identity, states of mind cross-national variations observed in the nexus
and self-worth. Nevertheless, sociological between religion, society and culture. These
research shows that social factors help to shape chapters also show that many of the generalisa-
these subjective phenomena. For example, sur- tions discussed by other contributors need to
veys of reported religious beliefs and experi- be placed in national contexts as well as in a
ences generate cross-national patterns of global setting. In fact, each of them calls in
similarity and difference, which – in turn – question concepts that are routinely used by
point to the influence of social factors at the sociologists of religion in North America and
national level. Such findings do not call in ques- Western Europe. They ‘problematise’ these
tion the reality of individual beliefs or experi- concepts by showing how they have to be
ences; they merely emphasise the need to situate adapted to the particular circumstances that
subjective phenomena in broader social and affect religion in other regions of the world.
cultural contexts. The list of these contexts is For example, Yang’s chapter shows that the reg-
potentially lengthy, but we have selected three of ulation of religion takes very distinctive forms
them for especially careful consideration here: in China, despite evidence of marketisation;
ethnicity, age and generation. In each case, soci- the relation between religion and identity is
ological research has documented clear – albeit particularly complex in Central and Eastern
complex – patterns of association between these Europe, according to Borowik’s chapter,
factors and religion. But this is also an area of following the collapse of communist regimes;
research where the testing of existing knowledge the intersection between religion and ethnicity
and the investigation of new ideas are in Israel is overlaid by messianism and neo-
constantly challenging received wisdom. traditionalism, as is clear in Sharot’s chapter;
Shimazono argues in his chapter that the sub-
tleties of State Shinto in Japan do not fit into a
VII Religion, Self-identity and neat category of religious nationalism; and,
the Life-course according to Blancarte’s chapter, Mexico defies
many aspects of the ‘Western’ understanding of
In addition to the broad social factors that popular religion and secularisation.
shape religion at the individual level, sociologi- So much for the Handbook’s eight main
cal research has increasingly turned to exami- topic areas. But it is essential to grasp that they
nation of identities and the lived experience of constitute only a device for scanning the extent
religion. This involves looking at the patterned and variety of the territory. In reality, sociolog-
ways of being religious and expressing religious ical research on religion often cuts across the
identities. The gendering of the lived experi- divisions between constellations. For example,
ence of religion, for example, has emerged as a the study of individual emotions or experi-
highly significant dimension of the sociology of ences usually situates them in the context of
religion. Less attention has been given to the particular forms of religious organisation.
embodied character of religious practice, but Similarly, questions about the intersection
researchers are beginning to take more seri- between religion and politics often take account
ously the challenge of understanding the impli- of differences in ethnicity, gender or age. These
cations of the human body – including the Parts and chapters indicate the various ways in
embodied nature of emotion – for the practice which religion – however it is defined – can be
of religion. This also involves consideration of understood in its social and cultural contexts.
the life-course and of the changing links Taken together, they also make the case that
between religion and different stages of life. sociological approaches to religion are differ-
ent from theological, philosophical or psycho-
logical approaches. All these approaches can
VIII Case Studies from Around the World complement and assist each other, but they
have different starting points; ask different
The final part of the Handbook contains questions, and seek different answers. There is
five case studies that illustrate some of the no implication here that sociology is superior
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14 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

to the other approaches to religion (pace Beckford, James A. 2000. ‘“Start together and finish
Milbank 1990), although tensions can arise together”: shifts in the premises and paradigms
between them (Radcliffe 1980). underlying the scientific study of religion’. Journal
for the Scientific Study of Religion 39 (4): 481–95.
Beckford, James A. 2001. ‘Choosing rationality’.
Research in the Social Scientific Study of Religion
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Roof, Wade Clark and William McKinney 1987. Warner, R. Stephen 1993. ‘Work in progress toward
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PART I

Theories and Concepts

Part I presents six primary theoretical tradi- that flared up at the end of the twentieth cen-
tions concerning the social and cultural signif- tury about the future of religion. This is surely
icance of religion. In their different ways these a major reason why the so-called classics per-
traditions represent the conceptual founda- sist as both an anchor to the past and an engine
tions – the basic building blocks – for the soci- into the future.
ology of religion. They also catalyse a wide In support of the notion that classical soci-
range of new research questions that promise ology remains powerful despite and because it
to throw fresh light on the meaning of religion is amenable to fresh interpretations, Kevin
in its various contexts. Christiano contends in Chapter 2 that reli-
Randall Collins argues in Chapter 1 that the gion’s sociological significance varies with the
very idea of sociology originated in a contro- terms and conditions of ‘modernity’, ‘post-
versy about religion in revolutionary France modernity’ and ‘ultra-modernity’. Whereas the
and that religion was at the heart of some of classical contributions sought to explain reli-
the earliest attempts to establish sociology as gious change as part of the emergence of new
an intellectual discipline. He adds that even the ideas, structures and processes in post-
founding generation of sociologists displayed a medieval Europe, many current sociologists
variety of theoretical approaches to the under- see religion as a reflection of either the super-
standing of religion. Some, such as Karl Marx, session or the intensification of modernity.
Friedrich Nietzsche and Sigmund Freud, The post-modern gaze brings into focus such
tried to reduce religion to a matter of harmful things as the declining force of claims to
illusions, whereas others followed Emile absolute truth, the loss of respect for tradition
Durkheim’s example in regarding religion as and authority, the creation of hybrid mixtures
the basis of ritual order and morality in soci- of symbols and rituals, and a fondness for irony,
eties. A third perspective developed in the wake pastiche and playfulness. It would also high-
of Max Weber’s studies of religion as a form of light the individualisation, subjectivisation and
social organisation and a source of ideas privatisation of religion as just three among
driving social and cultural change. These three many competing forces in a post-modern
theoretical approaches to the study of religion world lacking authoritative structures. By
remain influential among sociologists today contrast, the advocates of the notions of ‘ultra-
and are still evolving in new directions. Their modernity’ and ‘supermodernity’ (surmoder-
divergent and subtle interpretations of secular- nité) believe that religion is now well placed to
isation are particularly germane to the debates take advantage of post-modern disruptions in
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18 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

order to reassert a new sense of order and particular attempt to re-orient the sociology of
spiritual purpose in areas of life previously religion away from the ‘old’ paradigm. Lechner
corroded and demoralised by aggressive secu- notes that people do not necessarily abandon
larity. Studies of phenomena as different as their rationality when they practise religion, but
New Age spiritualities and Pentecostalism have he questions the assumption that religious actors
confirmed that their practitioners place a high seek to maximise their interests in pursuit of
value on a form of religion that is personal, fixed preferences and that it is in the interest of
practical and emotionally experiential. religious organisations to increase their market
Implicit in many attempts to track down the share without permitting ‘free riders’. He also
expressions of religion that have survived challenges the rational choice view that reli-
modernity is the assumption that secularisa- gious pluralism fosters religious vitality and
tion has largely eroded or marginalised the that secularisation is a self-defeating process.
societal significance of religion – at least, in Noting Adam Smith’s warning about the
the advanced industrial democracies. But danger of adopting a single ‘system’ in the
in Chapter 3 Jay Demerath’s radically new social sciences, Lechner casts doubt on the use-
approach to secularisation charts a new course fulness of a unified theory of rational choice
between the idea that religion is doomed to and other economic metaphors. Nevertheless,
disappear and the idea that secularisation is his conclusion does not simply reject rational
merely a European cultural conceit. His review choice theory; it recommends exploring a pro-
of the often heated polemics surrounding ductive combination of the best of the ‘old’ and
secularisation aims at a better balanced por- ‘new’ paradigms.
trayal of secularisation and its contrary force – Finally one more theoretical initiative that
sacralisation – as continually intertwined advances the sociology of religion to a new set
processes that occur in culture more broadly as of issues with broad ramifications is Peter
well as in religion more narrowly. By means of Beyer’s argument in Chapter 5 for placing reli-
a four-fold typology, he outlines the variety of gion simultaneously in the context of global
scenarios in which the process of secularisa- and local forces. Moving beyond the expansive
tion can be either internal or external to a bromides of globalisation, Beyer endorses the
society and can also be directed or non- notion of ‘glocalisation’ by which one may be
directed. Examples from various regions of led to think globally but adapt locally. He iden-
the world illustrate the explanatory power of tifies four axes on which glocalisation varies;
simultaneously recognising the possibility namely, the degrees to which religion is
of secularisation and sacralisation. Study of the (a) institutionalised or non-institutionalised,
fluctuations between these two processes could (b) publicly influential or privatised, (c) tradi-
therefore help to bounce the sociology of reli- tional/conservative or modern/liberal, and
gion out of a rut and move it closer to main- (d) enacted specifically as religion or conveyed
stream concerns with broader cultural change. by non-religious forms with religious func-
Another recent attempt to re-orient the tions. Using copious examples from many
sociology of religion towards the theoretical regions of the world, Beyer demonstrates the
mainstream concerns the idea of ‘rational close association between forms of glocalisa-
choice’. This more economistic perspective envi- tion and ‘pluralisation’, especially in the
sions a religious marketplace that depends upon wake of extensive migration from the global
the individual’s self-conscious assessments of South to the North and the collapse of com-
costs and benefits. Its proponents see it as offer- munist regimes in Eastern Europe. In effect, he
ing the sociology of religion a sound new argues for reframing ideas about religion in
footing. However, Frank Lechner’s Chapter 4 conditions of modernisation and secularisa-
combines a straightforward presentation tion with new ideas about glocalisation and
of such claims with scepticism about this pluralisation.
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1
The Classical Tradition in
Sociology of Religion

RANDALL COLLINS

The sociology of religion is entwined with soci- inevitable, but attempting to formulate a reli-
ological theory from its very beginnings. gion appropriate for modern society. The
Sociology even began in a controversy over reli- Comte de Saint-Simon, in Catéchisme des
gion. During the 1789 French Revolution, industriels (1823) and Nouveau christianisme
Christianity was abolished, and replaced by a (1825), saw the new industrial era as progress-
civic cult celebrating Reason. This new cult ing under an elite of inventers and engineers,
lasted only from 1794 to 1801, and Christianity who would work for the good of society. Saint-
was restored by Napoleon; but the anti-religious Simon is often regarded as the founder of
extremism of the revolution was one of its most technocracy, but it should be remembered
shocking features to contemporaries, along with that what he called industrialism was a form
the execution of aristocrats and priests on the of religion. Another modern substitute for
guillotine. Controversy began almost immedi- Christianity was put forward by Auguste
ately over the significance of religion for society. Comte in Philosophie positive (1830–42), in
Conservative exiles such as Comte Joseph de which he also created the term ‘sociology’ for
Maistre argued that Papal theocracy was the his new science. Comte proposed that history
only protection from anarchy; and the Vicomte goes through three stages: (a) theological, in
de Bonald held in his Théorie du pouvoir poli- which religion provides the system of belief,
tique et religieux (1796) that religious orthodoxy the military aristocracy is dominant, and the
is necessary for a well-regulated state. The basic social unit is the family; (b) metaphysi-
French Revolution was like a huge experiment cal, in which law provides the belief system and
in contriving a secular society, and the experi- the state is the social unit; and finally (c) the
ment failed. These conservative thinkers are positive stage, in which industry is dominant
regarded as early forerunners of sociology by and all humanity becomes the social unit.
raising its biggest questions: what is the basis of In 1852, Comte published his Catéchisme
social order, and the processes of change. positiviste, ou sommaire exposition de la religion
The first explicit sociologists emerged after universelle, which was to provide the modern
the restoration of the monarchy in 1815. These belief system, Positivism, and established
were progressives, believing that change was himself as the high priest of Humanity.
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20 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Comte had not yet disentangled the found- especially frequent in the 18th century, includ-
ing of a new religion from the scientific or aca- ing most famously Voltaire. The most impor-
demic field which studies society. His most tant of these for the sociological tradition are
notable successors, Emile Durkheim and Max not merely those who declared religion an illu-
Weber, were not only the great systematizers sion, but the reductionists who went on to pro-
and theorists of sociology at the turn of the pose what religion was really about beneath
20th century; they also were the first great classic the surface. We will consider Marx, Nietzsche,
sociologists of religion. For both, religion was a and Freud.
key to their sociology. For Durkheim, religion For Marx, religion was the opium of the
is the prototype of solidarity, what holds soci- masses. It is the primary form of false con-
ety together. Moreover, religion reveals the sciousness, keeping the laboring classes of each
social processes which generate the entire historical era from recognizing their own
range of human symbolism and belief, and the interest in revolt against the property-owning
morality by which human groups in their class. ‘There’ll be pie in the sky, when you die’
varying ways distinguish good and bad. mocked the IWW (International Workers of
Durkheim traces social change in the collective the World) song at the turn of the 20th cen-
consciousness produced by rituals; even secu- tury. Religion is a chief part of the dominant
lar life without traditional religious practices is ideology, the set of beliefs which permeate
upheld by rituals of its own. Weber is most society’s consciousness and uphold the inter-
famous for arguing that Protestantism pro- ests of the ruling class, making the social order
duced modern capitalism; later in his compar- seem natural and inevitable. In The German
ative studies he attempted to demonstrate that Ideology (1846), Marx and Engels stated that
each of the great world religions laid down the the ruling ideas are those of the property-
tracks along which Europe, the Islamic world, owning class, because they control the material
India, and China moved in their distinctive means of mental production. Ideas are pro-
directions. Weber is also the systematic sociol- duced and propagated only where there are
ogist of stratification, bureaucracy and other writing implements, scribes, printing presses
non-religious social institutions; but he and other media, along with material means of
worked out his entire sociology in the process support for intellectuals and artists to do their
of tracing the patterns of historical change work. In ancient and medieval societies,
connected to religion. churches and monasteries were virtually the
The classic tradition comprises these early only places where thinkers could have careers;
founders and especially those who crystallized even the universities were church institutions.
the scholarly discipline. In what follows I will Rulers and aristocrats endowed and supported
take up three strands: the social thinkers who these institutions and received in return a
regard religion as an illusion to be exposed or religious covering for their rule.
an evil to be overthrown – like the most mili- There are two difficulties with the dominant
tant of the French Revolutionists; sociologists ideology theory. One is that religion at times
who analyze religion as the basis of ritual order provided the vehicle for revolt by the masses.
and morality; and those who analyze religion Until the 18th century, virtually the only occa-
as a form of social organization and a carrier sions when peasants or urban workers took part
group for social change. in large-scale revolts was in the form of religious
movements, especially millennial movements
propagating a new revelation. In 16th century
Germany during the Peasants’ Wars, radical
THE REDUCTIONIST OR
Anabaptists burned and seized their landlords’
ILLUSIONIST TRADITION
property; in China there were a series of revolts
against the government, ranging from popular
There have been skeptics, atheists and detractors Taoists in the Han Dynasty (c. AD 200), to the
of religion through the centuries. They were Taiping (Great Heavenly Peace) Rebellion in
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THE CLASSICAL TRADITION IN SOCIOLOGY OF RELIGION 21

the Qing dynasty (1851–64). The key feature is not keep the lower classes in their place so
that the religion provides an organizing device, much by indoctrinating them as by keeping
a technique for mobilizing large numbers of aristocrats and prosperous bourgeois better
persons across a considerable territory, provid- mobilized than those below them. Religion
ing leadership, discipline as well as inspiration. aided a small minority in ruling over masses
Religious missionaries and proselityzation that greatly outnumbered them. But religion
were the chief model for organizational change also was an organizational weapon that could
and growth before the modern era, and these be used by the lower classes themselves, at least
could be adapted from below as much as from at those moments when movements of resist-
on high. Indeed it can be argued that Marxism ance were propagated. The chief difference was
itself was a species of secularized religious that religion was an instrument of revolt only
movement, spreading with millennial fervor to for comparatively brief, volatile periods; once
transcend the merely utilitarian trade-union settled down to peaceful routine, religious
consciousness of the labor movement. practices were again dominated by elites and
The second difficulty is that historically the contributed to social order and upholding the
dominant ideology has had a stronger effect on status quo.
the dominant classes than on their subordi- Marx was deeply influenced by the French
nates. In medieval Europe, Christianity was Revolution, which exemplified for him not
largely the faith of the aristocracy; it was they only the transition from the feudal mode of
who were foremost in devotions in church and economic production to capitalism, but the
castle, and who staffed the priesthood (or at accompanying transition in the realm of ideol-
least its higher ranks), the monasteries and ogy. Religion, as the ideology appropriate to an
nunneries with their superfluous sons and unemancipated stage of historical develop-
daughters. Where possible, aristocrats required ment, was therefore doomed by the march of
their servants and retainers to worship along history. This was the position as well of the
with themselves. But the latter were largely Young Hegelians in Germany, the circle in
going through the forms, while their own which Marx and Engels were initiated in the
beliefs ranged from cynicism to magical beliefs 1830s; Hegel too had been impressed by the
reminiscent of paganism. And outside the French Revolution which he saw as the historical
immediate range of aristocratic influence, the dialectic nearing its completion.
bulk of the rural and poor population was It is useful to compare the analysis by Alexis
irreligious or near-pagan. It was only with de Tocqueville of the same event. In The Old
the Reformation and the ensuing Catholic Régime and the French Revolution (1856),
Counter-Reformation that churches began to Tocqueville noted that the Revolution was
incorporate the masses into their devotions especially ferocious because it combined two
and beliefs as a systematic form of discipline revolutions, political and religious; both kinds
(Wuthnow 1989; Gorski 2000). The spread of of revolutions had happened before (e.g. the
religion into the lives of ordinary people was Reformation was a religious revolution), but
part of the penetration of the state into society, never at the same time. The Revolution was
a top-down process of unification around a prepared, in Tocqueville’s analysis, by the
national culture that was a chief dynamic of growth of state bureaucracy, which displaced
modernization. Ironically, more people were the aristocrats and made them superfluous;
religious in the 19th and 20th centuries, as they remained a privileged class in outward
modernization and secularization proceeded, forms, while bureaucrats wielded real power and
than in the so-called age of faith of medieval bourgeois outpaced them in wealth. The regime
society. prohibited any real political opposition but tol-
What this implies is that the dominant erated and even fostered general and abstract
ideology was primarily a device for unifying the criticism and proposals for reform; intellectuals –
ruling class, giving them coherence and philosophes like Voltaire – criticized religion as
consciousness of their own superiority. It did superstition contrary to the advance of reason.
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22 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Tocqueville notes that religion was an easy Apollonians, but they retained their power
target since it too was part of the medieval among the peasantry and made periodic
establishment now being replaced by royal returns in the form of ‘Saturnalia’ and other
bureaucrats, while religious authority was irk- popular festivals. Christianity was a develop-
some in its remaining powers of occasional ment of the Apollonian religion of self-control,
censorship of intellectual life. The aristocrats which resolutely repressed Dionysian prac-
were in the lead in anti-religious cynicism; the tices. Along with this came a transition in
Marquis de Sade, whose writings published in morality. For the classic Greeks, good and bad
the 1790s depict sexual depravity as proof of were not categories of inner spiritual status,
the impotence of God to rule the world, was but overt descriptions of social standing: aris-
only the most spectacularly outrageous of many tocrats were good and beautiful, the poor were
witty lords and ladies of fashion. But after bad and ugly; good and bad was straightfor-
the Revolution abolished the privileges of the wardly a matter of winners vs. losers, those
aristocracy, this former ruling class made an who were favored by the gods and those who
about-face; Tocqueville notes that this most were not. Nietzsche called this the hero-morality
anti-religious class before the Revolution of the Greeks. It was displaced by the slave-
became the most piously traditionalistic after- morality of Christianity. Resentment by the
wards. When they no longer had any claim to lower classes – especially the slaves – brought a
status but their antiquity of descent, religion too revolution in religion and morality; good no
became part of their honorific self-presentation. longer meant worldly success but repressing
Tocqueville held that religion was not necessar- one’s sensual desires; self-denial in this life would
ily outmoded, provided that it was structured in be compensated by rewards after death, while
keeping with contemporary social institutions. In the worldly dominators would be punished
America, which he visited during the 1830s, he for their sins in Hell.
found that religion was prospering, not as a state- The Christian morality of self-repression
supported Establishment, but as a plethora of held sway across the Middle Ages, but in the sec-
local congregations. He found this an analogy in ularizing societies of the late 19th century
the religious sphere to his argument in the polit- Nietzsche discerned a prediction of the future:
ical sphere that government prospers best when ‘God is dead’, he declared, looking at the empty
there are intermediate groups between the indi- formality of contemporary religions; churches
vidual and the state authority. Here we have a are merely tombs and monuments for dead
third alternative to Marx’s dominant ideology: belief. But even the modern secularist, he felt,
not just that religion can support upper class was still trammeled by Christian morality, with
rule or lower class rebellion, but middle class its self-restraint and its emphasis upon sacrific-
intermediary groups which temper the power of ing the individual to the ethical claims of the
the state and provide participation and self-rule larger group. Altruistic, do-gooding movements
in the torso of the social body. ranging from alcohol prohibitionism to inter-
Nietzsche, writing in the 1870s and 80s, national socialism were all extensions of
turned the critique of religion in an anthropo- Christian repression of self in the name of larger
logical and psychological direction. As a classi- ideals. Nietzsche preached instead for a return
cal philologist, expert in the language and to Greek morality, a ‘re-evaluation of all values’.
culture of ancient Greece, Nietzsche discerned Speculating about the future of biological evo-
a difference between two kinds of religion. In lution in a Darwinian vein, Nietzsche foresaw
the classic period the focus was upon what he the coming of the Übermensch – ‘Superman’
called the Apollonian gods, idealized nature (literally ‘over-man’) – who would be com-
spirits representing reason, proportion, and pletely unrepressed, joyously creative as well as
control. Behind these were the Dionysian destructive, as Nietzsche envisioned the ancient
gods, representing emotion, intoxication, and Dionysian cults.
orgiastic ritual practices; these gods were his- Nietzsche’s construal of the historical path
torically older, and had been displaced by the of religions has been criticized as inaccurate
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THE CLASSICAL TRADITION IN SOCIOLOGY OF RELIGION 23

by Weber; and Nietzsche’s theory of the social Freud’s chief writing about religion is enti-
sources of morality was replaced by a more tled The Future of an Illusion, (1927), the title
adequate theory, applicable to all historical leaving no doubts as to where he stood. The
epochs, by Durkheim. We shall meet these religious illusion could be cured the same way
below. Nietzsche’s chief contribution has been that neuroses and other psychological prob-
as a pioneer, one of the first to theorize the dif- lems could be cured, by psychoanalysis. The
ferences among religions based on ancient and aim is to expand the scope of the Ego, of
anthropological evidence; and above all, to see conscious self-reflection and deliberate deci-
there is a genuine sociological question in sion, replacing the infantile willfulness of the Id,
explaining standards of right and wrong. and the harsh punitiveness of Superego.
Nietzsche’s most important successor in the Through the benefit of psychotherapy, humans
theory of religion was Sigmund Freud. For will be freed from illusion and repression,
Freud, religion is a projection of basic psycho- while still maintaining a healthy medium of
logical components of the human self, the trin- pleasurable impulse and realistic deliberation
ity of Ego, Id, and Superego. Ego is the rational and control. Has this come about? To some
consciousness (like Nietzsche’s Apollonian extent, both Nietzsche and Freud are correct in
gods); Id is the unconscious self, revealed in discerning a trend towards lessening repres-
dreams and neurotic symptoms, a reservoir of siveness, in the 20th century and beyond, in
primal energies, chiefly composed of sexual both erotic life and violent aggression. But this
lust and violent aggression (in effect, the has not followed strictly from adopting a
Dionysian gods). The Superego is also an Dionysian religion or from the spread of psy-
unconscious part of the self, but it is the oppo- choanalysis. Freud’s own version of psy-
nent and repressor of Id; it contains the ideals chotherapy, after a vogue of half a century, has
of restraint, morality, and punishment for vio- been criticized on technical grounds and
lations. When Superego is in command, the largely replaced in practice by a variety of
human individual feels guilty not only for non-Freudian therapies. Even so, the trend
sinful actions, but even for illicit thoughts and towards non-repression and permissiveness
unconscious wishes. Freud made a rather fan- has occurred among vast numbers of persons
ciful historical interpretation of how the earliest who have never had psychotherapy. The source
humans first established a Superego (by killing of the trend must be found more widely in
the father-ruler of the primal hoard and then other social patterns. And Freud’s prediction of
feeling guilty about it); but his more important the disappearance of religion is only partially
argument is that the Superego is internalized accurate; it describes the attitudes and prac-
into each child in the process of growing up. tices of many intellectuals and highly educated
The Superego is the father, who represents liberal professionals, but altogether these make
authority and punishment within the family; up less than 10% of the population in America
the infant begins with Id impulses of seeking (though atheism and irreligion are wider in
erotic pleasure and venting aggression, but is Europe, Russia and China). Ultimately, the
gradually forced to learn self-control; the flaw is that religion cannot be explained merely
crucial stage, within the first five years, is on the level of the psychology of individuals;
when the little boy identifies with his father, although psychology provides a component of
internalizing him as one’s own Superego. The religious behavior (like all behavior), religion
little girl’s pathway is more complex, and is an eminently social phenomenon which
neo-Freudians (especially feminists) have the- varies by group and historical period. This is
orized about its peculiarities; but in general true of irreligion as well; the emancipated fol-
both sexes end up with a Superego which lowers of Marx, Nietzsche, and Freud occur in
internalizes parental authority. For Freud, the distinct groups and historical circumstances.
Superego is the source of religion; the worldly Thus we turn to the great comparative sociol-
father, internalized, becomes the Heavenly ogists to explain when and where religion
Father. (as well as irreligion) exists.
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24 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

explanations of the nature of religion, which


RELIGION AS SOCIAL ORDER
previous scholars had largely cast in the form
AND MORALITY
of answers to the question of the historical or
evolutionary origins of religion. Durkheim
Durkheim, writing at the turn of the 20th cen- shifts the emphasis: the search for origins is
tury, systematized and generalized from work historical, whereas Durkheim is analytical; he
done by his predecessors and contemporaries seeks the principles of the functioning of reli-
in the new scholarly fields of comparative reli- gion in social life whenever it is found.
gion and anthropology. Much of this work was Previous theories had suggested that religion
directed towards the discovery of ancient cult arises from dreams, which seem to reveal an
practices. James Frazer, in The Golden Bough alternative to the waking world; or from death,
(1890), noted that besides Olympian gods of which produced dread of what comes after; or
ancient Greece and Italy were numerous minor again, from awe of nature and its powerful
deities and spirits, each connected with local forces like thunder and lightning; or from the
cult practices. These included oracles, agricul- experience of miracles or magic which cannot
tural fertility rites, sacrifices, harvest festivals be naturally explained. The problem with all
and re-enactments, which leave their remnants these explanations, Durkheim argues, is that
even today in Halloween, May Day, and other they assume religion is based on a mistake in
celebrations. The biblical scholar William thinking by primitive people, which modern
Robertson Smith, in The Religion of the Semites rational people would not make. But religion
(1889), argued that the religion of the ancient cannot be merely a hallucination or a mistake;
Hebrews could still be found among the or else how did it survive so long, and become
Bedouin tribes of Arabia and Palestine, with such a powerful force in human societies?
their communal meals and animal sacrifices. Religion must correspond to something real in
This work crystallized in what became known human experience, and that experience is at
as the ‘Cambridge School’ (Jane Ellen Harrison, the core of social life.
F.M. Cornford, and Gilbert Murray) who held Durkheim proposes another approach, via
that myths should be interpreted not in terms comparisons. What do all religions have in
of belief but as justifications of cult practices of common? Not the specific contents of beliefs,
the original believers. As R. R. Marrett, one of nor particular kinds of god or spirit. Religions
the members of the Cambridge School, com- are too various along these lines, ranging
mented, ‘primitive religion was not thought among beliefs in animistic spirits, polytheism,
out, but danced out’. The same year the monotheism, Nirvana or other spiritual
Cambridge scholars published their major worlds, etc. The only thing these all have in
works, 1912, was also the date of Durkheim’s common is a belief dividing the world into two
crowning work, Elementary Forms of Religious parts, the sacred and the secular (ordinary,
Life. Here Durkheim sets forth a theory of reli- utilitarian, banal). Durkheim now offers a def-
gion as based on rituals, which he generalizes inition of religion: religion is action towards
and applies to the social construction of soli- sacred objects; indeed rites or ritual can be
darity, symbolism and morality in all types of considered rules of conduct in the presence of
societies. the sacred. The sacred can take many forms:
Durkheim concentrated on recently pub- images and ikons; sacred places, buildings, and
lished reports on the Aborigines of the central costumes; holy books, words, songs, dances,
Australian desert; his rationale was to seek and gestures. Sacred objects are both positive
the simplest existing society, with no stratifica- and negative, good and evil, god and devil.
tion among social classes, no state, and no Both kinds of sacred objects are treated with
intellectuals, in order to study the elementary respect, as powerful and dangerous.
forms of religion in their purest form – and Durkheim now concentrates on the rites
therefore their most theoretically generalizable and sacred objects of the Australian aborigine
form. Durkheim first disposes of alternative clans. The central feature is the totem specific
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THE CLASSICAL TRADITION IN SOCIOLOGY OF RELIGION 25

to each clan (for instance a clan may regard the agents or judiciary, are essentially religious
red kangaroo as its totem). This means both prescriptions. Punishments for violations are
the animal itself, as one sees it in the wild, but carried out by the community out of their feel-
even more importantly, the totem is an emblem, ing that a spiritual force with which they are
painted on a rock, or sometimes on a portable usually attuned has gone wrong, and that ritual
device such as a wooden placard or shield. The atonement must be made to set things right.
symbolic nature of the totem is shown by the Punishment might occur for acts of utilitarian
fact that respect is given to the painted represen- consequence, such as killing or stealing; but the
tation, even more than to the animal itself. For most serious violations are purely ritual ones,
it is this emblem, rather than the living animal in which the sacred object is not treated with
in the desert, that is at the center of the cere- proper respect. To fail to carry out a ritual
monies in which the clan gathers and worships. properly, or to intrude into a ritual where one
Durkheim now shows that the tribal totem is not a proper member, is to incite the emo-
provides virtually all of the structure and the tional boundary of the group; it leads to rituals
rules of conduct which make up the social of punishment filled with moral dread.
order of the clan. The totem provides, first of What is the source of this belief in the sacred
all, the name of the clan. We are the red kangaroo realm standing apart from society, and ruling
people, it is what we call ourselves. It gives us over it? Durkheim’s most famous argument is
our identity. It becomes an emblem of mem- that god represents society. That is to say,
bership; we know who we are – and who other whatever the type of sacred object in that par-
people are – by seeing what totem they carry or ticular religion, it represents in symbolic form
give respect to. Durkheim notes that tribal the group’s consciousness of social member-
members may stamp the totem on their goods, ship. Durkheim offers a series of parallels
to mark them as items of property; or even paint between god and society, showing that the
or tattoo it upon their bodies. It is similar to latter has all the qualities that people attribute
the use of a coat-of-arms among the nobility to the former. Society is prior to and outlasts
of the Middle Ages, which also was stamped on the individual; it was here before we were born,
the wall of one’s home, embroidered on one’s and will be here after we are dead. Society is
flags, shields, and clothes. more powerful than the individual, and is the
The totem also sets forth the basic principles exemplar of power itself as it affects one’s life.
of moral behavior. It is prohibited to kill or eat Society indeed creates each individual person;
the totem animal of one’s clan. Why? Because quite literally one is born from other people,
it is kin with us; it is our ancestor, our brother. and they from others in an endless chain.
Beneath this belief is a wider prohibition on Society establishes moral force over the indi-
killing, or harming other members of the clan. vidual, telling it right from wrong. And society,
We are all red kangaroos, we do not kill or at its peak moments of interaction, raises the
harm each other. The moral prohibition is not individual out of oneself, endowing one with
universal. Outside us are other clans, the clan feelings of inspiration and of contact
of the white cockateel, for example; they can with something greater than oneself. All the
kill the red kangaroo, and indeed they might characteristics attributed to god or spiritual
kill us too. (And we can kill them.) There is no beings – eternity, transcendence, omnipotence,
moral prohibition against harming outsiders; creation, moral law, consolation, inspiration
it might not be prudent to do so, and it may and aid – are characteristics of society, pro-
lead to an act of revenge; but morality extends jected into a symbolic realm. Thus it is society
only up to the boundary of the group. Further that awakens the sense of the sacred.
widening of the scope of moral injunctions Durkheim goes on to give several kinds of
depends upon widening social membership. evidence for his argument.
Humans have bonds with their totem, and First, the strength of religious sentiments are
thus with each other. Principles of justice, in a variable, rising and falling with the presence of
simple society without specialized police group rituals. Religious feeling is a variable
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26 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

which correlates with the strength of con- by a monk what to do when he felt doubts
sciousness of society. Drawing on the aborig- about his faith; Luther’s reply was, ‘pray all the
ines, Durkheim points out that the tribe goes more, the faith will come.’ Ritual participation
through phases in time, alternating between creates belief.
dispersion and concentration. Much of the Religion thus leads to the social construc-
time the clan is split into little groups, wander- tion of time. Ceremonies become time-markers;
ing in the desert looking for food. During it is the repetitive schedule of reassembling the
certain times of the year, when food and water group for particular kinds of rituals that pro-
are abundant at particular places (the site at duces a calendar. The only aspects of time
which these observations were made is now the which are naturally given are the alternation of
town of Alice Springs, in central Australia), the day and night, and the seasonal cycle of the
clan begins to gather. As people get closer and year; all the other divisions – hours, days of the
the social density goes up, they become more week, months, yearly holidays and commemo-
excited. This excitement finally culminates in a rations, birthdays – are human constructions.
grand ceremony carried out together, full of All of these initially were markers of times
dancing, animated movements and noise- when the group gathered for particular kinds
making; Durkheim refers to it as collective of religious rituals; even the emphasis on hours
effervescence. It is during these gatherings that of the day was given prominence by monks
the group focuses upon its religious emblems; who carried out a daily round of prayers.
it is simultaneously conscious of its religion Durkheim is the great social constructivist; all
and of its social presence. the basic categories of human experience are
Since the tribe cannot spend all its time in laid down by the organization of social gather-
these gatherings and at a peak of collective ings and events. It is because the emotional
effervescence, the sense of society and of reli- memory of the strongest of all experiences –
gion would fade away if there were no way to the focused arousal of the group – is transient
remember them. An emblem is necessary to unless it is periodically renewed, that humans
externalize the feeling in a collective represen- have constructed a symbolic scheme of time, as
tation, and thus to make it enduring. Symbols a guide to reassembling in order to repeat their
are devices by which society reminds its mem- experiences.
bers of itself during the time when the group is Durkheim’s second line of argument that
not assembled, or when the emotional inten- god represents society is macro-comparative
sity is low. Hence there is need to repeat rituals (whereas his first argument is micro-
periodically or else symbols lose their mean- comparative). The type of god or religious
ing. If people do not take part in its gatherings symbol corresponds to the type of social struc-
over a period of time, their belief fades away. ture. Durkheim launched this analysis already
Moderately strong commitments are renewed in an earlier work, The Division of Labor in
by meeting about once a week, as in the stan- Society (1893). Schematically, all societies in
dard weekly religious service. Very intense human history can be laid out on a continuum
commitments, as in cults, are kept up by hold- in which their division of labor ranges from
ing ceremonies every day, or more than once a low to high – to use Talcott Parsons’ (1964) ter-
day. Persons who attend once or so per year minology, their degree of differentiation. Each
have only nominal commitment; those who pole of the continuum corresponds to its own
stop attending for a couple of years attenuate type of collective conscience, which Durkheim
their faith to the point where it disappears. The labels respectively, mechanical solidarity and
argument is not that frequency of attendance is organic solidarity. Where the group structure
an indicator of strength of religious commit- consists in a small community, tightly bounded
ment, but the other way around: attending is to outsiders, and containing few distinctive
what generates the faith, and lack of participa- roles among its members, its law or moral code
tion lets the meanings fade. Martin Luther is punitive and repressive. Virtually all of its
responded in a similar vein when he was asked law is what we would call criminal law, calling
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THE CLASSICAL TRADITION IN SOCIOLOGY OF RELIGION 27

for violent punishments or infliction of bodily are particularistic; each little tribe or clan has
pain; these sanctions are strongest and most its own spirit or totem, which is regarded as
frequent for violations of ritual prohibitions or different from the sacred being of neighboring
taboos, or as sacrifices to rectify the improper tribes. It is only one’s own group’s symbol that
carrying out of a ritual. Symbolic violations is efficacious and binding upon oneself; the
take priority over merely practical, utilitarian landscape may be populated by spirits because
violations. In contrast, where the social struc- there are a variety of peoples out there, but this
ture is complex and differentiated, law swings animism is radically pluralistic. Such symbols
preponderantly towards restitution and reha- are reified, treated literally as if they were
bilitation; civil law becomes much larger than things. As social complexity grows and net-
criminal law (for evidence, check a law works become larger and more differentiated,
library); symbolic violations are downplayed religious symbols change as well; the scope of a
in favor of restoring the injured party’s prop- god’s power expands, and eventually the gods
erty or awarding damages. Even criminal law become regarded as not quite literally the way
swings toward a sentiment of rehabilitation they are depicted. Zeus becomes regarded not
over punishment; morality shifts towards for- so much as the king of the gods ruling on
giveness and altruistic hopefulness. All this can Mt. Olympus, but as the spirit of law and
be stated in terms of modern social network justice. Christianity and other world religions
theory: where the group’s network is dense, (although they also have particularistic ele-
with many redundant overlapping social ties, ments) come to treat their god or spiritual prin-
the group has a very strong consciousness of ciple (such as Buddhist Nirvana or Hindu
itself, as its beliefs and sentiments reverberate Atman) as invisible, incorporeal; they occupy a
throughout the network. This is what Durkheim metaphysical plane which is recognized as not to
called mechanical solidarity, an intense state of be confused with worldly categories of represen-
the collective consciousness; hence symbolic tation. In short, with the growing differentiation
violations are felt with great intensity, and the of social structures, religious symbols change
group responds with a strong repressive emo- from particularistic to abstract, and from reified
tion. In contrast, where the network structure and literal to reflexive. As Bellah (1964) has
is diffuse and wide-ranging, individuals have a argued, religion changes from local and particu-
variety of social ties and remote connections, laristic to universalistic. Durkheim’s explanation
and the sense of group consciousness is is that the collective consciousness becomes
weaker. The chief social sentiment is that of more generalized and abstract to encompass
exchange with persons different than oneself many differences among social roles.
(the division of labor); it is this solidarity- A caveat is in order here. The reader might
with-difference that Durkheim calls organic have noted above, in the discussion of moral
solidarity. (For an analysis, see Rawls 2003). codes shifting from punitive to rehabilitation,
Differences in collective consciousness are that not everyone in modern society goes
expressed in religious symbolism. At the along with this; there are strong advocates of the
mechanical solidarity end of the continuum, death penalty and other punitive law, as well as
the gods or spirits are arbitrary and peremp- liberal altruists who go in the other direction.
tory; obedience to ritual injunctions is always Contemporary sociology (Collins 2004) recog-
in full force and punishment for violations is nizes that the Durkheimian model applies to the
automatic. At the organic solidarity end, god kinds of network structures that persons actually
becomes more forgiving, more benevolent; in experience, rather than to the overall structure of
the complex differentiated networks of society. Not everyone in a complex society is
modern times, religious injunctions turn into a necessarily involved in cosmopolitan and
call for spiritual sympathy and altruism to all long-distance networks; there exist pockets
people. A parallel development occurs in the of high social density, little communities of
realm of religious symbols. In densely con- strong believers in their own faith, and here a
nected, isolated communities, religious symbols greater degree of mechanical solidarity prevails.
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28 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

There is no simple evolution from small iso- We might add: in the era of global contacts,
lated dense communities to large intercon- especially with the increasing frequency of
nected ones; long-term historical change can long-distance trade, travel and war in the 19th
incorporate many small dense communities and 20th centuries, the various world religions
within a larger differentiated structure. Hence have come to confront each other. This pro-
there can be conflicts within contemporary duces a paradox of rival monotheisms; each has
society between the two kinds of symbolism its geographical sphere of origin and popular-
and their contending moral codes. ity, but each claims by its very nature to be the
Durkheim’s model has been tested systemat- one true god. Along the lines of Durkheim’s
ically by Guy Swanson in The Birth of the Gods theory of collective consciousness, a new meta-
(1962). Using comparisons from the Human level of religious consciousness has arisen.
Relations Area Files, Swanson shows that the Sometimes referred to as multi-culturalism, it
number of levels of social hierarchy correlates is actually a meta-ethic which enjoins respect
with the power and unity of the god. In state- for the particularisms of each of the world
less tribes or clans, in which everyone is of the cultures. The paradox is that this meta-culture
same social rank, the religion is generally a is itself a culture with its own network of social
form of animism; the people are relatively adherents, competing with the more parti-
egalitarian and so are the spirits, none taking cularistic networks and their visions. In
precedence over another. In societies where an Durkheimian terms, history is always a conflict
aristocracy exists above the common people, between parts of the world with more univer-
religion takes the form of a high god or gods, salistic consciousness and those with more
literally reigning from their abodes in the sky particularistic consciousness.
(or a holy mountain like Olympus). Geopolitics A third line of argument for Durkheim’s
creates polytheism; where there are coalitions proposition that god reflects society is the for-
among aristocratic states, or shifting conquests mulation of a general theory of ritual. Durkheim
of one state by another, the gods of one’s developed his theory of ritual with respect to
enemies and allies become incorporated into a Australian aborigines, although he was clear that
pantheon. Finally, in centralized empires the general principles applied to rituals of other
monotheism is favored. Thus Christianity arose religions, and even of secular life. He pointed, for
within the Roman empire, Buddhism in the instance, to the flag of the regiment that soldiers
Maurya empire in ancient India, Islam in the in combat would die to protect. The general
process of developing a conquest state taking applicability of a theory of rituals provides a
advantage of the stalemate between the means to test Durkheim’s propositions with new
Byzantine and Persian empires which weak- levels of evidence, showing how the ingredients
ened both. Max Weber makes a similar analy- of social rituals, when put together in requisite
sis: the great world religions arise with the combinations and intensities, lead to the kinds
development of regularized long-distance of outcomes Durkheim specified. I have formal-
trade, diplomacy and conquest; the seeds of ized Durkheim’s model in Interaction Ritual
the world religions may precede the actual Chains (Collins 2004).
formation of empires, and their universalism There are four main ingredients for a suc-
may cause them to proselytize outside their cessful ritual: 1. bodily co-presence: persons
state boundaries; but it is the shift to a assemble in the same place. Religious rituals
world-scale of social connectedness that pro- require assembling the congregation; although
duces the ecumenical outlook. As Durkheim rituals can be broadcast through the media,
would put it: as social connections spread this is never as satisfactory as actually attend-
out to encompass a sense of a community of ing, and there must always be at least some
human interaction encompassing the entire group present. (‘For when two or three are
world, religious symbolism develops into a gathered together in my name, there am I in
conception of a god or spiritual entity which the midst of them.’ Matthew 18:20). Bodily
encompasses all. co-presence is crucial because this is what makes
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THE CLASSICAL TRADITION IN SOCIOLOGY OF RELIGION 29

possible the feedback of emotion and signs group consciousness. The variability of rituals
of bodily micro-attention (detailed in another and their outcomes thus provides evidence of
context by Goffman 1963) which produce a the workings of Durkheim’s model. The most
heightened sense of the social. crucial ingredients are numbers 3 and 4; a
2. Barrier to outsiders: the walls of the successful ritual is one in which there is a
church or chapel mark a sacred space which strong mutual focus of attention and a strong
differentiates what goes on inside from the collective mood; thus I have suggested an alter-
mundane activities outside. The barrier facili- native name for ritual theory would be ‘the
tates group focus and gives a clear marking of mutual focus / emotional entrainment model.’
its boundaries and hence of its identity. Once the ingredients are present, the ritual
3. A mutual focus of attention: individuals builds up intensity. There is feedback through
focus upon the same thing or action, and rhythmic entrainment: micro-sociological
become mutually aware that each other is so observations show that in successful rituals
focusing. This is the crucial step which creates bodies become aligned and coordinated in
a strong sense of shared consciousness or great detail; people feel unity because they are
intersubjectivity; the nouns here are mislead- caught up in the same rhythm. Mutual focus
ing, since these are not things but processes, and emotional intensity feed back into each
contingent ongoing accomplishments enacted other; the stronger the emotions the greater
over a period of time to just the extent that the the magnetic pull of collective focus, and vice
mutual awareness of common focus is sus- versa. These are the details of what Durkheim
tained. The kinds of things that can be focused referred to as collective effervescence.
upon vary enormously; and although partic- If the ritual is successful, four kinds of
ular religious groups have their habitual ways outcomes follow:
of focusing, the key is not their distinctive
objects, but rather the process. The common (a) group solidarity: participants feel them-
terms ‘ritual’ or ‘ritualistic’ sometimes have a selves members of a group and committed
pejorative sense of mindless, stereotyped to its identity;
actions; this comes from the sense that partic- (b) symbols representing membership. These
ular rituals generally have fixed formulas, tra- are the sacred objects. Whatever the
ditional actions that are always repeated. But group focuses upon becomes an emblem
the stereotyping is merely an aid; the crucial of the group. Symbols which already
thing is that everyone performs the same thing exist (the cross, the Bible, the Koran, etc.)
at the same time, focuses their attention in the are resuscitated and filled again with
same direction, and is aware that others are so meaning;
focusing. (c) emotional energy. The individual who takes
4. A shared emotional mood: a ritual takes part in a successful ritual feels uplifted,
place with an emotional tone held throughout more confident in oneself, stronger. This is
the congregation. This may be reverence or one of the great attractions of religion for
awe in the presence of the sacred objects, or the individuals; it is why persons in periods of
seriousness and silence which falls over the stress (such as wartime) or in moments of
group. But the content of the emotion can vary concentration and struggle (such as an
widely; it can be sorrow at a funeral, righteous athlete entering a game) often use religious
anger at a violator or enemy, joy at a triumph. rituals like praying or crossing oneself.
In every case, the ritual works if the emotion is Durkheim notes that this feeling of emo-
shared widely. tional energy is an apportionment of the
It should be noted that rituals vary also in heightened energy of the group in its
their success or failure. The ingredients can ritual assembly. He uses the Polynesian
be stronger or weaker; some of them may term mana for this collective emotion. We
be totally absent. Such conditions can make might note that rituals throughout are
rituals fail, or at best give a pallid sense of emotional transformers: starting with a
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30 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

shared emotion as a necessary ingredient; enterprise, they referred to Durkheim as the


ramping up the emotion through collec- great ‘tabou-totem’ of their group (Collins 2005):
tive effervescence; and ending with feel- … the real function of the cult is to awaken within the
ings of solidarity in the group and a worshippers a certain state of soul, composed of moral
portion of that in individuals as their own force and confidence … The essential thing is that men
inner strength; are assembled, that sentiments are felt in common and
expressed in common acts; but the particular nature
(d) moral standards of right and wrong: rituals
of these sentiments and acts is something relatively
create the basic standards of morality. secondary and contingent. To become conscious of
Foremost is respect for the symbols of the itself… the necessary thing is that (the group) partakes
group; the worst possible sin is an offense of the same thought and the same action… Before all,
against the god or its representations. And rites are the means by which the social group reaffirms
itself periodically… (Tribal rituals) translate and main-
since symbols represent group member-
tain a sentiment of pride, confidence, and veneration
ship, morality also enjoins solidarity with wholly comparable to that expressed by the worshippers
one’s fellow members. in the most idealistic religions when, being assembled,
they proclaim themselves the children of the almighty
Since ritual effects dissipate over time, God... This sentiment is made up of the same impres-
people who are already attached to a group feel sions of security and respect which are awakened in the
individual consciousness by this great moral force
the need to repeat its rituals periodically. This is which dominates and sustains them, and which is the
not merely a functionalist argument; groups collective force (Elementary Forms, book 4, chapter 4)
may benefit from having rituals, but they do (1912/1964: 431–2).
not always carry them out, and some groups
lose solidarity or even fade away. The feedback
link that keeps the rituals continuing is that
RELIGION AS ORGANIZATION
individuals who experience the emotional
AND CARRIER GROUP
energy and the respect for its symbols carry a
device for motivating themselves to reassemble
to repeat the ritual. Symbols are also reminders The third major approach to sociology of reli-
of group solidarity when the individual is back gion is exemplified by Max Weber. Weber is
in ordinary life or alone. Hence one can use a known above all for the ‘Weber thesis’, but his
religious symbol (a cross, a Bible, rosary beads) work is wider than this; and his importance for
to carry out private rituals. Rituals are not the theory of religion comes largely from the
always public, but they are always social, in the latter part. We may in fact discern two Weber
sense that private rituals derive from collective theses discussed in reverse order:
rituals. Even a religion of lonely inward medita- Weber Thesis I. (1904–1905) The Protestant
tors, such as certain branches of Hinduism and Ethic and the Spirit of Capitalism. Weber
Buddhism, has a group organization in which Thesis II. (1915–1920): a comparative sociol-
individuals are initiated into how to mediate, ogy of world religions as determining the
and in the sacred meanings of meditation. Zen trajectory of each major part of world.
monks, for instance, may meditate in a state of The latter thesis encompasses three works
inwardness, but they generally do this together published in German and translated into English
in a meditation hall; they may turn their faces under the titles The Religion of China; (originally
to the wall and away from the others, but there The Economic Ethics of the World Religions:
is an atmosphere of group consciousness; it is a Confucianism and Taoism, 1916); The Religion of
great aid to individual concentration when India; (originally Hinduism and Buddhism,
others are concentrating around you. 1916–1917); and Ancient Judaism; (1917–1919).
It is appropriate to end this section on Weber also planned but died before he could
Durkheimian theory with a quotation from write the remainder of the sequence, comprising
Durkheim himself; although his group of schol- books on Islam, early Christianity, and medieval
ars contributed mightily to his work, and they Catholicism. We might note that the Protestant
themselves were well aware that it was a collective Ethic, the first written, would thus come at the
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THE CLASSICAL TRADITION IN SOCIOLOGY OF RELIGION 31

end of Weber’s comparative sequence; had he Each religion has a primary carrier group,
lived that long, doubtless he would have con- ‘the strata whose styles of life have been at least
siderably modified some of its arguments. predominantly decisive for certain religions’
In addition to these comparative studies (Gerth and Mills 1946: 268). This means that
of the world religions, Weber set forth his these are status groups, in Weber’s terminology,
systematic theory in the work translated as with a distinctive lifestyle and social prestige.
The Sociology of Religion (a long chapter in In contrast to economic classes, they are not
Economy and Society, posthumously published mere statistical categories of persons with a
in 1922); and in a chapter which he wrote to particular relationship to property, but an
introduce his collection of comparative studies, associational community – people who actu-
which in English was titled ‘Social Psychology ally associate together, and tend to exclude
of the World Religions’ (in the famous Gerth others who lack the same status. At the most
and Mills reader From Max Weber, 1946). Its intimate level, status groups are held together
original title was ‘Economic Ethics of World by commercium – commensality among sets of
Religions’, and this gives us a clue to Weber’s persons who visit each others homes and eat
guiding interest. He was concerned above all together at the same table, and connubium –
with the origins of modern capitalism; and his intermarriage. Weber comments that these are
Protestant Ethic study had given him the idea markers of status in everydaylife: ‘their absence
that religions provided the key, both in the signifies status differences’ (Gerth and Mills
direction of capitalism, and against it. Weber 1946: 300–1). The most extreme of such status
defines an economic ethic as ‘the practical groups are Brahmins in the Indian caste
impulses for action which are founded in the system; their demand for absolute ritual purity
psychological and pragmatic contexts of reli- has the effect that they will not eat with anyone
gion’ (Gerth and Mills 1946: 267). Specifically, other than those who carry out the same rituals,
he means the impulses for economic action; members of their own caste. Jewish kosher
but in fact his studies commented widely on practices, similarly, were another extreme
the political, military, artistic and other kinds example of religiously based commercium; in
of action which also flow from religion. this case these were practices instituted during
We should note that Weber’s primary con- the disaspora, which ensured that the Jewish
cern is with the world religions: those of large community would remain together after it had
size and geographical spread. These are also lost its state temple in Jerusalem.
world religions in the sense that in principle Weber’s analysis hinges on the status group
they are open to everybody, as religions of uni- whose lifestyle is most strongly representative
versal recruitment. This is one meaning of uni- of the religion; or to put it another way, the
versalistic religion, in Parsons’ sense; they are status group is often formed out of persons
universal not only in their symbolism, but in who become committed to the religious prac-
their organization; they are all missionary or tices to a degree that they become standards
proselytizing religions, since they motivate for the conduct of their entire lives. This gives
their followers to bring their salvation to all the them a culture and a lifestyle, and also sets of
world. Hence they are monotheisms or equiv- level of prestige in the surrounding society.
alent (such as Buddhism, which is atheistic at Weber comments that honor can be positive or
the highest level of some of its ontologies). negative. The former makes others look up to
World religions stand in contrast to tribal reli- that status group, and thus through the emula-
gions and to polytheisms on just these points. tion they receive they can be widely influential
Weber is a comparative medievalist; it is in the in setting the tone of the entire society. The
medieval period of each part of the world, after prestige of the Brahmins in India became so
its breakthrough into a world religion and a cos- great that other groups imitated them by
mopolitan large-scale political and economic establishing their own prohibitions on social
structure, that the pathways into the future are intercourse with others lower than themselves;
laid down. in this way the caste system spread downwards
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32 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

through society, formulating barriers not only in which religion was regarded as good for the
among the four main castes but elaborating well-regulated state, but not a matter of belief
numerous sub-castes, each making its own for the literary elite themselves.
claim for status against those near them. Early Hinduism was organized around the
Negative status honor defines a group which is Brahmins educated in the Vedas, the tech-
shunned by all, or segregated into a ghetto; niques of carrying out rituals. Initially they are
Weber calls them ‘pariah groups’, examples of an occupational group of priests, ‘ritualistic
which have been the Jews in medieval Europe, and spiritual advisors’ to communities. It was
Parsees in India, gypsies and others. Such this monopoly over ritual practice that the
pariah groups nevertheless on occasion have Brahmins elaborated into dominance within
played important roles in economic life, since the caste system.
standing outside of normal social rules they Later, in the period around 400 BCE – AD 200,
may carry out tasks ordinary persons are pro- non-Brahmin ascetics competed with them over
hibited from; e.g. in medieval Europe Jews religious primacy. The most successful of these
were moneylenders and in that capacity were ascetics were the Buddhists, but there were other
often protected by kings. orders such as the Jainas (known for their
Following, then, is an epitome of each of the extreme doctrine of non-harming any form of
world religions, in terms of the status group or life), as well as freelance shramanas who per-
carrier that is its most distinctive representative: formed feats of self-abnegation and meditation,
Confucianism is ‘the status ethic of the demonstrating their apartness from the material
prebendaries’, i.e. the scholar-officials who concerns of everyday life. These ascetics formed
staffed the bureaucracy of the Chinese empire. their own status groups, and acquired so much
More exactly, Confucians were the status social prestige that the traditional Brahmins
group of men educated in the ancient texts and eventually began to emulate them, establishing
their commentaries, especially in the orthodox their own ascetic practices while nevertheless
lineage going back to Confucius. They were holding on to their practice of ritual.
not always in office; in part because sometimes In late medieval India came another innova-
the empire was too fragmented to have a tion, popular religious movements which
bureaucracy, or was controlled by alien ethnic incorporated those who had been excluded by
conquerors who sometimes favored their own the elite purity of the Brahmins and the ascetic
aristocrats, or appointed Taoists or even world-renunciation of the monks. Weber calls
Buddhists. But the Confucian ju (to give them these movements the ‘ardent sacramental reli-
their Chinese name) were keepers of the texts giosity of the savior, borne by lower strata with
and upholders of a distinctive way of life; their plebian mystagogues’.
whether they were in or out of office, they were Buddhism centered on contemplative, men-
always prepared to take office, or studying for dicant monks who rejected the world; ‘only
the imperial examinations which grew up in these were full members of the religious com-
the later dynasties. Their prime doctrine is that munity; all others remained religious laymen
good social order depends upon correctly car- of inferior value’. Buddhism thus is a religion
rying out of rituals; in this respect they were concentrated in monasteries, and it was this
like Durkheimians, and even put ritual ahead form of organization, even more than its
of belief. Confucius is reputed to have said, doctrine and ritual practice, that had its
‘respect the gods and keep them at a distance,’ strongest effects upon societies. Buddhism was
meaning that one should perform the rituals one of the early movements to challenge the
for traditional gods, but merely a social good Brahmins in India; it dominated many of the
form; the gentleman does not become carried major states of India until around the seventh
away with spiritual belief, which Confucians century, when it eventually began to be dis-
deemed characteristic of the lower classes. The placed; meanwhile it spread to south-east Asia,
Confucian lifestyle emphasized the formal side as well as northward to Tibet, China, Korea,
of religion almost to the exclusion of all else; and Japan. In some of these places it allied with
Confucians often had an almost secular outlook, native aristocrats to establish theocracy (Tibet);
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THE CLASSICAL TRADITION IN SOCIOLOGY OF RELIGION 33

or fought over precedence with Confucians this carried over into the secular era of the
(China, Korea); its greatest influence was per- 19th and 20th centuries, where Jews became
haps in Japan, where the Buddhist monasteries prominent both in ideologically oriented
dominated the late Middle Ages as the strongest social and political movements (such as
military units, as well as the centers of economic Marxism), and in the educated professions and
growth. One can argue, extending Weber, that intellectual life.
the status ethic of the Buddhists, together with Christianity began as a religion of itinerant
their organizational form, was so important in artisan journeymen. Weber finds it characteris-
Japan that it prepared the way for the most tic that Jesus was a carpenter, a skilled trades-
successful takeoff into Asian capitalism inde- man in his day who recruited his followers from
pendently of Europe (Bellah 1957; Collins 1997). others of the same quasi-commercial social
Early Islam was carried by world-conquering class. During the Middle Ages, Christianity
warriors who launched the religion by 100 became dominated by monks; their monastic
years of conquest around the Mediterranean organization, operating outside the bounds of
and the Middle East. Medieval Islam brought a family and kinship, had a special advantage in
new status group within settled urban life: settling land and setting up pockets of literate
mystical Sufism ‘under leadership of plebian administration in northern Europe, and hence
technicians of orgiastics’; these created broth- monasteries were favored by kings extending
erhoods of petty bourgeois craftsmen, which their rule. In the later Middle Ages (a point that
made religious faith a marker for the ordinary Weber did not live to elaborate; see Southern
middle-class person. In both these forms, it 1970; ‘The Weberian Revolution of the High
should be noted, Islamic religiosity is carried by Middle Ages’ in Collins 1986), the church built
ordinary laymen (the gender here is deliberate), up a large bureaucracy of priests and bishops,
not by specialized priests or withdrawn with a legal and administrative system centered
monks. Islam is thus a practice for everyday on the Pope. This displaced the monks from
life, with a popularistic orientation rather than being the central carrier group (and opened
respect for hierarchy. This is one of the features the way for them to be eliminated by the
that has kept Islamic states from enjoying a Reformation). One might argue, in Weber’s way,
high level of legitimacy in their own right; and that the chief carrier group of late medieval
it also helps explain the moral and political Catholicism became its Papal bureaucrats.
fervor of Islamic activists down to our times. The Protestant Reformation, in one aspect,
Diaspora Judaism is the ‘religion of civic was the downsizing of the Papal bureaucracy
pariah people’ in the sense explained above; to the various national kingdoms; for instance
‘civic’ here means the preference for living in the Church of England, or the various Lutheran
cities, even at a time when most societies were churches in Germany and Scandinavia, main-
overwhelmingly agricultural. In medieval times tained much of the centralized administrative
came the dominance of rabbi intellectuals; structure and the rituals of the Catholics, but
somewhat like Islam, the leaders of the religion transferred authority to the local prince. The
were not priests, but simply learned men who more radical, and in Weber’s view more
acquired respect in their community by their socially consequential churches of the Protestant
knowledge of the scriptures; ‘rabbi’ simply Reformation, were the sects of pietism and
means ‘teacher’. Again like Islam, these learned methodism. These split radically from priest-
men acted as judges as well as advisors; they centered and ritualistic religion, to emphasize
constituted the courts of law in their communi- the priesthood of all believers and the necessity
ties, even though they had no state power and of strict guidance by religious principles in
would rely on others to enforce their verdicts. one’s work. Here we come full circle, to Weber
Rabbis were the carrier group of Judaism Thesis I. Having made the journey around the
during the long centuries when it no longer had world on the vehicle of comparative religions,
a homeland nor a temple with its high priests. we can see that Weber regarded radical
One long-term consequence has been the high Protestants as having a chief carrier group too:
respect for learning in the Jewish community; the pious businessman.
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34 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

We may sum up Weber’s emphasis upon the forces for worldly ends: to cure an illness, save
social effects of religion by his famous state- a life, ease a childbirth, make crops grow, win a
ment of importance of world images for battle, kill an enemy. Magic is not ethical; it is
action: ‘Not ideas, but material and ideal inter- merely a technical means to an end. The ends
ests, directly govern men’s conduct. Yet very are worldly, not transcendent. Magic lacks
frequently the world images that have been organization, but consists of individual practi-
created by ideas have, like switchmen, deter- tioners. Magic is embedded in everyday life; its
mined the tracks along which action has been effects on conduct are to reinforce a worldly
pushed by the dynamics of interests. From orientation. Magic is characteristic of tribal
what, and for what, one wanted to be redeemed and ancient religions; it survives at the margins
(i.e. salvation)… depended upon one’s image of the world religions, viewed with varying
of the world’ (Gerth and Mills 1946: 280). degrees of sympathy or suspicion by the devout.
Weber provides a wealth of analytical devices Magical religion lacks leverage to change the
for understanding the many facets of religions world; neither in motivation, nor in goals, nor
and the way in which they mesh with the larger in forms of organization does it do anything to
system of stratification, economy, politics and promote social change or restructure society.
everything else. He remains our great classic soci- Weber considers it significant that one of the
ologist of religion (and indeed of everything else) historically transformative world religions,
because he knew more about world history Judaism, developed a strong antagonism to
than almost anyone, and at the same time magic. This is one of the things that made it a
managed to structure it through insightful seedbed for social developments.
theoretical categories. Since Weber wrote almost Ceremonial religion places emphasis upon
100 years ago scholars have learned a great deal ritual; salvation is accomplished by partaking
more about world history, and the deficiencies of of the proper sacraments. Thus it is the
some of Weber’s works have been exposed Durkheimian religion par excellence. Its chief
(I would say, especially in regard to the social and form of organization is the priest and his
economic histories of China, Korea and Japan). followers, in a downward direction, and in an
Nevertheless, we still lack a more recent scholar upward direction the hierarchy of the church
with Weber’s synthesizing accomplishments, and going up to its supreme pontiff (in Catholicism,
the theoretical tools he developed remain basic to the Pope, who is the channel of sacramental sal-
our work as comparative sociologists, even as we vation). The main social effect of ceremonial
apply them to new materials. In this spirit, I will religion is to maintain the group (as Durkheim
close by offering a sketch of one of Weber’s most would say), and (a more Weberian note) the
significant pieces of intellectual chart-making. stratification within the church. There is a
This is his typology of paths to salvation, which double layer of stratification: the priest is
nicely lays out the main forms of religious action above the ordinary congregation; some are
and organization. (It is found in The Sociology of religiously more worthy than others. And
Religion, Chapters 10–12.) It should be noted among the laity, there is stratification in terms
that these are ideal types: that is to say, they are of piety: those who are assiduous in their
pure forms, oversimplifications of what is usually attendance and participation in ceremonies;
found in historical reality. Nevertheless ideal some may even build up additional merit
types are important for theory; like chemical ele- by pilgrimages, contact with holy objects,
ments, they are the basic processes which may be fasts and other practices of correct ritual atti-
combined to produce more elaborate mixtures. tude. The pious are stratified above those of
There are four main paths to salvation: magic; lesser piety. Weber holds that the main social
ceremony; asceticism; and mysticism. The last effect of ceremonial religion is to maintain the
two in turn subdivide into inner-worldly and status quo; this is the type of religion favored
other-worldly branches. by conservatives. Confucianism, whose main
Magic may be regarded as a zero-order con- doctrine is the necessity for correct ceremonies,
cern for salvation. Magic is the use of religious is the leading example. In modern society
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THE CLASSICAL TRADITION IN SOCIOLOGY OF RELIGION 35

as well, Weber predicts that the most ceremo- religious motivation into a channel where the
nial religions are those favored by the upper most religious persons are withdrawn from
classes (such as Episcopalianism in the US), ordinary life, leaving the normal world to per-
and are least oriented to social change. In sons who have little or no religious orientation.
contrast, magic-oriented religions are most Inner-worldly asceticism, on the other hand,
common in the lower class, where they practice harnesses this energy. By ‘inner-worldly’ Weber
faith-healing and hold out provisions for means in-the-world (the term is ambiguous
material success. The difference in social class because in English it might also be taken to
is one reason that upper-class ceremonial reli- mean an inner world, inside the self, but this is
gions may look down on magical religion. the opposite of Weber’s meaning). The inner-
Asceticism comes in two varieties, other- worldly ascetic is the person who maintains self-
worldly and inner-worldly. Other-worldly control from religious motives, but who
means oriented towards the other world, nevertheless keeps up their usual work and
towards transcendence of ordinary reality. family. Asceticism is like a bowstring being
Ascetics mortify the body in search of salva- drawn back; the greater the tension of the pull,
tion; they give up sex, family life, good food, the more power in the trajectory of the arrow
clothes (sometimes to the extent of living when it is released. Weber sees the ascetic reli-
naked, as among some Indian sects), all prop- gions, above all medieval Catholic monasticism
erty and possessions; they may go further and as pulling the bow to a high tension point. The
practice austerities such as kneeling or stand- Reformation is the releasing of the bow. Luther’s
ing in uncomfortable positions for long most significant act, Weber held, was abolishing
periods of time, or even self-torture such as the monasteries. Henceforward persons who
flagellation, crowns of thorns or beds of nails. wanted to be especially holy would have to do
Not all ascetics go to these extremes; Buddhism it in ordinary life; everyone would have to
called itself the middle path, because it was become a monk. It was this inner-worldly ascet-
between the extremes of self-torture and icism that was expressed in the most radical
worldly life; it practiced a moderate asceticism Protestant sects, and which became the motiva-
of withdrawal from the world, while concen- tion for the development of modern capitalism.
trating on meditation as the path to salvation. We should add that inner-worldly ascetics
(More on this below, under Mysticism.) have transformed not only the economic
Organizationally, asceticism can take the world, but to a considerable extent the politi-
form of living in monasteries, practicing ascet- cal. Although Weber did not develop this point
icism together in a group; this is especially very far, ascetics in politics are quite common
characteristic of Christian (and after the in radical movements; they are puritanical
Reformation, Catholic) monasteries. Or asce- about themselves and often impose their puri-
tics could live alone as holy beggars, receiving tanical controls on others if they are successful.
alms from pious folk who believe there is reli- The militant political reformers are like
gious merit in their offerings. Weber regards monk-soldiers of the Middle Ages; in more
asceticism as a pathway which harnesses enor- recent centuries they appear shorn of their
mous energy for the religious life. It creates overtly religious motivations. In the English
tremendous tension with the ordinary world, Revolution of the 1640s, though, the Puritan
by the negative path (a term also used by cause was more visible in politics than in eco-
Durkheim to describe asceticism) of rejecting nomics, in the short-lived effort to establish a
worldly concerns and pleasures, and indeed Commonwealth of the religiously righteous
putting as much distance between oneself and (Walzer 1970). Gorski (2001) describes how
them as possible. But as long as ascetics remain similar revolutions of ascetic Protestantism
apart from the world, sequestered in monas- transformed politics into disciplinary states in
teries or making social contact only through the Netherlands and Prussia.
begging, this tension has no larger effects. To avoid misunderstanding, a further note is
Indeed, Weber regarded it as siphoning needed about Weber’s types of capitalism.
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36 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Weber was well aware that merchants, trade, capitalist enterprise are only distantly related to
and money-making were activities found in religious causes, if at all; so I will say no more
many societies from ancient Mesopotamia about them here (for elaboration, see ‘Weber’s
onwards. But this is not the kind of capitalism Last Theory of Capitalism’ in Collins 1986).
which transformed the modern world. The key This is the culmination of Weber’s argu-
is not merely profit-making, an orientation ment, and of his lifework, where Weber Thesis
towards making money in the market. This II meets Weber Thesis I. To go on after this may
motivation has existed since ancient times seem anticlimactic, but we still have one more
throughout the world, in several varieties of path to salvation to consider: mysticism.
non-modern capitalism which Weber refers to Mysticism is the most direct pathway to salva-
as traditional capitalism (in which habitual tion. The mystic uses techniques such as med-
methods are used over again without innova- itation or concentrated prayer so as to achieve
tion); or as robber-booty capitalism (a mixture immediate experience of the Divine. One does
of piracy, trading, and sharp-dealing); or politi- not have to die to go to Heaven; mystics reach
cal capitalism (using state franchises, grants and the experience in their own lives. At least such
contracts as protected ways of making money). is the aim; by all accounts, it is not an easy path
In contrast, what Weber calls modern capitalism to achieve. Mysticism is often confused with
or rationalized capitalism is characterized by the asceticism; and in actual instances the two may
systematic application of calculation to business overlap. Mystics are usually ascetics of some
enterprise, and by the ascetic orientation. The degree (though often mild ones), and ascetics
rational modern capitalist does not merely sometimes attempt to achieve mystical experi-
make profits; he plans for the future, plows back ence by ascetic means. The organizational
his earnings into further expansion. He has a forms are also similar; ascetics generally live
drive to transform the world – similar to the either as isolated hermits or as residents of
quest for salvation but aimed at the material monasteries. In Weber’s typology, most mystics
sphere; hence he constantly experiments with are other-worldly mystics; they attempt to
new forms of organization, new technologies of transcend the ordinary world, and may regard
production and distribution. The modern capi- as it merely a veil of illusion, which will be
talist entrepreneur thus sets up the drive pulled aside when one comes to experience
towards constantly renewed innovation that Nirvana, Atman, or the great Wordless concep-
distinguishes modern capitalist markets from tual reality. Mystics, like ascetics are in tension
traditional markets. Modern capitalism does with the world, and also siphon off religious
not merely engage in the quantitative expansion motivation from economic and political activ-
of trade (hence arguments that China had a ities. They bend the bow, but they never release
higher volume of trade than the West are beside it into social change. And Weber would say
the point), but in self-sustaining capitalist they do not bend the bow as tight as the asce-
growth. It is this that is the inheritance of reli- tics do; it is the releasing of the ascetic tension
gion in launching modern capitalism; more that is the pathway to modernity.
specifically, the transformative effect of inner- But there is an inner-worldly version of
worldly capitalism. mysticism: mysticism as practice-in-the-world
As is true with everything in Weber, there is rather than withdrawing to a monastery or
even more to it than these elements; the hermitage. Weber does not elaborate much on
modern rational capitalist is an entrepreneur in this variant of mysticism, noting the tendency
the Schumpeterian sense, who comes into exis- to quietism in western mystics who live in
tence only where there is a social structure which the world. Nevertheless, Weber noted (The
allows all the factors of production – land, labor, Sociology of Religion, p. 176) that ‘the core of
capital – to move freely in a competitive market, the mystical concept of the oriental Christian
and where property rights are guaranteed by church was a firm conviction that Christian
favorable political institutions. Many of the brotherly love ... must necessarily lead to unity
pathways to these prerequisites to modern in all things.’ Thus authority could be
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THE CLASSICAL TRADITION IN SOCIOLOGY OF RELIGION 37

dispensed with, since everyone is filled with Among the lessons of Weber’s typology is
the same spirit. The mystical element in that these orientations can exist among various
Quakerism made them resistant to all author- groups even in modern secular times. We still
ity, both within the church and in the state. find practitioners and customers of magic;
Extending this analysis further than Weber’s there are still religious ceremonialists (although
own remarks, we may note that in the political their prestige has fallen relative to more fervent
realm, inner-worldly mystics have a tendency or activist churches). It is chiefly the other-
towards promoting altruistic movements; worldly forms of religion that have faded away;
because they see the divine everywhere, they it is hard to find ascetics or cloistered mystics
can see it in all other human beings. Thus may today. But the inner-worldly versions of ascet-
arise a kind of gentle reformism, an altruistic icism and mysticism still exist: in business, in
sympathy for the poor and downtrodden of politics (where indeed they tend to dominate
the world. St. Francis was an early example of a the political landscape, especially among the
mystic who took the path to worldly activism, more dedicated or extremist movements), and
setting off a movement of religious men and in the aesthetics of private life.
women living among the poor; the Franciscans I will end on a note about Weber personally.
in this respect are the forerunners of modern He is most famous for his analysis of ascetic
leftist social movements. (At any rate move- Protestants; but he himself was not one of
ments of a particular kind of inner-worldly them. He was impressed by their historical
ascetic leftism, to be distinguished from the achievements, but he did not like them. He saw
harsher, more tension-driven kind of political them as hard, cold, calculating people, with
radicals who aim to transform the world by their eyes on a distant horizon and running
seizing state power.) We may remind ourselves over all obstacles including the human beings
that the reformist movements of 19th century before them. Weber rarely expresses his per-
America such as the anti-slavery movement sonal preferences in his writings, but one can
based in New England came out of the same cir- see his style brighten up when he comes to
cles as the Transcendentalists, who were a branch the mystical worldview (see Religion of India,
of liberal Protestantism advocating a kind of pp. 133, 177, 190–1). He himself had no calling
gentle pantheistic nature-mysticism. (A good for mysticism; indeed he said that in all things
exemplar of this mysticism as applied to human he was ‘religiously unmusical’. But where reli-
beings is the poetry of Walt Whitman.) And in gion touches a chord in him it is in the form of
the 20th century as well, periodic eruptions of the political altruism and everyday sensitivity
mystical movements, like the ‘flower children’ of the inner-worldly mystics. These are indeed
of the 1960s, revived the outlook and social the antidotes to the toughness of the inner-
practices of inner-worldly mystics. worldly ascetics. One can conjecture that in
One other influence of inner-worldly mysti- Weber’s view, modern life would be unbear-
cism that Weber mentions is aesthetics. Mystics able unless one were balanced by the other.
in everyday life are prone to see the spiritual
aspect of their surroundings, and to put it into
poetry or painting. These were favorite practices
CONCLUSION
of Taoists during the middle dynasties of China;
at least among the gentry (there were also
lower-class Taoists purveying magical amulets The movements of scholarship emanating from
to the peasantry) aesthetics was regarded as Durkheim and Weber have made up a consider-
spiritual action, gently and quietly getting into able portion of the sociology of the religion from
the Tao, the unspoken Way which lies behind all their days until ours. In that sense the classical
things and which is best expressed outside of traditions are still very much alive, although
expository language. In other societies as well, developed in significant new directions. In this
there have been inner-worldly mystics devoted chapter I have not treated all the scholars who
to the aesthetic lifestyle. have had major influence, and many of them
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38 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

could also be honored with the epithet ‘classic’. Companion to Durkheim. Cambridge: Cambridge
The Durkheimian school was particularly rich in Univ. Press.
innovative developers, such as the work of Durkheim, Emile 1893/1964. The Division of Labor
Marcel Mauss and Henri Hubert on magic, and in Society. New York: Free Press.
Durkheim, Emile 1912/1964. The Elementary Forms
on sacrifice. Talcott Parsons and his student
of Religious Life. New York: Free Press.
Robert Bellah made influential syntheses and
Frazer, Sir James 1890/1936. The Golden Bough.
applications of both Durkheimian and Weberian New York: St. Martin’s Press.
traditions. Going further back, we could add Freud, Sigmund 1927/1975. The Future of an
Ernst Troeltsch and his writings on the social Illusion. New York: W. W. Norton.
teachings of the Christian churches; but Gerth, H. H. and C. Wright Mills (eds) 1946. From
Troeltsch was closely allied with Weber, and even Max Weber: Essays in Sociology. NY: Oxford Univ.
lived for a while in his house in Heidelberg. Even Press.
some of the radical new departures in the sociol- Goffman, Erving 1963. Behavior in Public Places.
ogy of religion in the late 20th century, such as Notes on the Social Organization of Gatherings.
the religious market theory of Rodney Stark and New York: Free Press.
Gorski, Philip S. 2000. ‘Historicizing the seculariza-
colleagues, have an element of Weber, insofar as
tion debate: church, state and society in late
they consider religion as providing supernatural
medieval and early modern Europe.’ American
compensators for the ills of the social world. And Sociological Review 65: 138–68.
although the classic sociologists were all inclined Gorski, Philip S. 2001. The Disciplinary Revolution.
to the view that modern society was secularizing Calvinism and the Rise of the State in Early Modern
away from religion, the renewed debate over sec- Europe. Berkeley: Univ. of California Press.
ularization in recent decades is foreshadowed in Marx, Karl and Friedrich Engels 1846/1970. The
some respects by classic themes; Durkheimians German Ideology. New York: International
in particular see religion-like processes at the core Publishers.
of social life, and thus unlikely to disappear. Parsons, Talcott 1964. ‘Evolutionary universals in
Sociological research of course moves society.’ In Parsons, Sociological Theory and
Modern Society. New York: Free Press.
onward, and new discoveries are always to be
Rawls, Ann Warfield 2003. ‘Orders of interaction
admired. Yet the classic traditions have estab-
and intelligibility: interaction between Goffman
lished a solid base from which to grow. and Garfinkel by way of Durkheim.’ In A. Javier
Trevino (ed.), Goffman’s Legacy. Boulder, CO:
Rowman and Littlefield.
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Press. University of Michigan Press.
Bellah, Robert N. 1964. ‘Religious Evolution.’ Tocqueville, Alexis de 1856/1983. The Old Régime
American Sociological Review 29: 358–74. and the French Revolution. NY: Random House.
Collins, Randall 1986. Weberian Sociological Theory. Walzer, Michael. 1970. The Revolution of the Saints.
Cambridge and New York: Cambridge University NY: Athenaeum.
Press. Weber, Max. 1904–5/1998. The Protestant Ethic and
Collins, Randall 1997. ‘An Asian route to capitalism: the Spirit of Capitalism. Los Angeles: Roxbury.
Religious economy and the origins of self- Weber, Max. 1906. ‘The Protestant Sects and the
transforming growth in Japan.’ American Spirit of Capitalism.’ In Gerth and Mills 1946.
Sociological Review 62 (Dec.): 843–65. Weber, Max. 1917/1958. The Religion of India. New
Collins, Randall 1998. The Sociology of Philosophies. York: Free Press.
Cambridge: Harvard University Press. Weber, Max. 1922/1991. The Sociology of Religion.
Collins, Randall 2004. Interaction Ritual Chains. Boston: Beacon Press.
Princeton University Press. Wuthnow, Robert. 1989. Communities of Discourse:
Collins, Randall 2005. ‘The Durkheimian Movement Ideology and Social Structure in the Reformation,
in France and in world sociology.’ In Jeffrey the Enlightenment, and European Socialism.
Alexander and Phil Smith (eds). The Cambridge Cambridge: Harvard University Press.
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2
Assessing Modernities:
From ‘Pre-’ to ‘Post-’ to ‘Ultra-’

KEVIN J. CHRISTIANO

For more than a century, or for as long as soci- and of expressing that thought, so that their
ology has existed as a defined discipline, its common cultural energies spawned new styles
theorists and practitioners have concerned for collective life.
themselves with discovering the origins and In response, institutions that had become
documenting the effects of modernity. brittle and petrified over long expanses
The first generations of scholars to identify of slow-moving history, when the repetition of
themselves as sociologists (the ‘classical’ con- traditional patterns normally sufficed to meet
tributors to the field) lived, after all, in a time any challenge, practically groaned and buckled
when awareness of the enormous changes of under the pressures of adaptation to acceler-
the eighteenth and nineteenth centuries, and ated change and the novelty that it introduced.
of their impact throughout society, was build- Society was entering a wholly unprecedented
ing to a climax (Giddens 1971: xi–xii and 201; stage; it was becoming, in a familiar word,
Nisbet 1966/1993: 21–44). modern. The persons who would both analyze
The displacement of huge populations from and advance this new period of modernity
the countryside to the city created concentra- were sociologists. Declares the British commen-
tions of people – and their problems – to a tator James A. Beckford (1992: 12), ‘It is virtu-
degree that no one had seen before. The tran- ally a truism to say that all the formative
sition from back-breaking cultivation of the contributions towards classical sociology were
land to mechanized production in factories preoccupied with trying to understand moder-
forced these masses of people into new settings nity’ (compare Beyer 2001: 419; Giddens, with
for work. There they encountered new tech- Pierson 1998: 66–7; Hunter 1994: 14; and
nologies of the machine age that shaped and Willaime 2006: 77–8).
applied their labor differently. In the process, Moreover, those who sought to develop this
people came to new understandings about understanding, the sociologists of the classical
how society as a unit was to be regulated: the era (Karl Marx, Émile Durkheim, Max Weber,
powers of old élites crumbled and slipped into Georg Simmel, and others), reserved in their
memory as new masters arose. To match these analyses, as we shall see, a privileged place for
changes, people adopted new ways of thinking the action of religion. Their theories would not
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40 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

regard religious belief and behavior, even pages of their own and each other’s academic
under the strains that modernity imposes, as if reviews (e.g., Mathews 1895, 1896).
they were minor and marginal human habits. Although the matter is axiomatic to the
Although these thinkers differed in their contemporary student of religion, sociologists
predictions for the future trajectory of reli- like Charles A. Ellwood (1873–1946) were
gious ideas and institutions, each believed that treading on relatively new turf when they held
no sociology that is worthy of the name hence- ‘…that the religious consciousness is a form of
forth could overlook the primacy of religion as social consciousness, and that a religious vision
a model and a motivation for human action. necessarily includes a social vision. The patterns
Quite the contrary: as the French sociologist for the religious life always come from the
Jean-Paul Willaime (2006: 77–8) has noted, ‘It social life and always have a social significance’
is precisely because sociological thinking made (Ellwood 1923: 130 [emphasis in the original]).
a strong connection between the analysis of ‘Religion is a growing, evolving thing,’ pro-
modernity and the analysis of religion that the claimed Ellwood, a president of the American
present-day sociological study of the religious Sociological Society, in the journal titled
must take serious account of analyses of the The Biblical World (Ellwood 1920: 456). For the
changes in modernity itself.’ religious side, Shailer Mathews, for twenty-five
From such perceptive comments about years (1908–1933) dean of the Divinity School
sociology’s past comes the mandate for this at the University of Chicago, concurred. His
chapter about the past, present, and future of general credo was neatly summed in a single
religion. The section that immediately follows sentence: ‘All religions,’ he declared, ‘are phases
offers an assessment of the dimensions of the- of religion.’ To one who would insist that ‘reli-
ories that chart religious change as a process of gion is the gift of God and therefore has no his-
evolution. In succeeding sections, the reader is torical development,’ he could reply merely
presented with accounts of religion in the tran- that ‘the facts are against him’ (Mathews 1911:
sition to modernity, as viewed first through the 57). If religion were constantly moving and
eyes of classical sociologists and then through changing, it was only natural that analysts of
those of more recent critics who write of a self- religion would want to track that growth and
aware and self-oriented ‘reflexive’ modernity. development: ‘The tracing of some sort of an
Finally, this essay explores whether there is evolution in religious belief and practice,’
underway at present a movement to a new wrote the pioneering philosopher and psycholo-
stage of social development (‘post-,’ ‘ultra-,’ or gist of religion Irving King (1909a: 38),
‘supermodernity’), and, if so, what changes ‘has long been a favorite task with those engaged
this trend and others portend for a ‘new age’ of in the scientific study of religion.’
religion, institutional and personal. King (1874–1937), who was also a founding
influence in the field of religious education,
made his own contribution to this pursuit in
a series of articles leading to the publication
CONCEPTIONS OF RELIGIOUS EVOLUTION
of his 1910 book, The Development of Religion.
Remarked King in a publication for philosophers
In Europe, evolutionary theories of religious (1909a: 44–5):
development and change date back at least to The problem of the evolution of religion is then the prob-
the eighteenth century, while in North lem of tracing the connection between various religions
America, such thinking flourished especially and the cultural matrix out of which they have sprung, of
toward the end of the nineteenth century and noting how, in certain environments, and in the face of
at the beginning of the twentieth (see Verkamp certain life-problems, the religious type of attitude tends
to develop in particular ways, and how, in like manner, its
1991: 538–9). During the latter phase, theolog- content and form vary with these external conditions.
ical scholars and social scientists joined in a
common search for the roots of religion, and He was to state the case for a social and evolu-
shared their speculations and discoveries in the tionary approach to religious change only
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ASSESSING MODERNITIES: FROM ‘PRE-’ TO ‘POST-’ TO ‘ULTRA-’ 41

slightly differently for the readers of an early began to wane. Not until much later, in the
volume of the American Journal of Sociology 1960s, did there appear what was to be the
(1909b: 434): most significant and lasting of many sociolog-
ical studies on the evolution of religion: the
…the religious consciousness has been built up, or
elegant essay by Robert N. Bellah with the
differentiated, from a back-ground [sic] of overt activity
and relatively objective phases of consciousness. simple title, ‘Religious evolution’ (Bellah 1964;
The assumption underlying the problem is that the reli- see also Beckford 1989: 68–9).
gious attitude of mind has had a natural history, that Religious change, to Bellah, is neither linear
there was a time in the history of the race when a defi- nor unidirectional, nor does one stage of
nite religious attitude did not exist, and that, in its gen-
development obliterate all examples of its
esis and in its development, it has been conditioned by
the same laws according to which other mental attitudes precursors. Nevertheless, Bellah begins his
may be described. overview by dividing the religious history
of humanity into five ideal-typical periods:
Likewise, Dean Mathews (1863–1941), who primitive, archaic, historic, early modern, and
would go on to figure prominently in the popu- modern (pp. 360–1). Movement from the
larization of the Social Gospel in America oldest to the latest stages, assumes Bellah,
through works like The Social Teaching of Jesus means gravitation to ‘more differentiated,
(1917), asserted both the inherently historical comprehensive, and in Weber’s sense, more
and social natures of religion. There is no such rationalized formulations’ (p. 360). In each
thing as ‘generic religion,’ he taught; ‘religions instance of religion over time, Bellah (p. 362)
never existed except as interests and institu- outlines four dimensions of distinction:
tions of people.’ For that reason, he called upon ‘the kind of symbol system involved, the kind of
his fellow theologians to abandon what he religious action it stimulates, the kind of social
condemned as their ‘scholastic abstractions,’ organization in which this religious action
for ‘religion is not a thing in itself, possessed occurs and the implications for social action in
of independent, abstract, or metaphysical general that the religious action contains.’
existence.’ Rather, to Mathews, religion was In the case of primitive religion, the symbol
‘a name for one phase of concrete human system is a ‘mythical world’ full of imagery that
activity.’ He concluded, moreover, that it was is detailed and particular at the same time as it is
‘only from a strictly social point of view that fluid and ‘free-associational’ (pp. 362 and 363).
either religion or religions will in any measure Religious action is anchored in rituals from
be properly understood. We know only people which the group derives its very identity. No
who worship in various ways and with various hierarchy separates religious practitioners
conceptions of what or whom they worship’ from the simply pious; they ‘have become one
(Mathews 1911: 58 and 59). In other words, with the myth.’ In addition, there is no reli-
Mathews explained, ‘when we speak about reli- gious organization, strictly speaking: ‘Church
gion we are speaking about the activities of real and society are one. Religious roles tend to be
people acting and reacting in very real social fused with other roles, and differentiations
situations from which institutions, customs, along lines of age, sex and kin group are
and programs evolve’ (Mathews 1911: 74).1 important’ (p. 363). The effect of primitive
Despite this initial burst of scholarly activity religious action, according to Bellah (p. 364), is
around the turn of the twentieth century, to reinforce the solidarity of the social group
within several decades evolutionary theory in (compare Casanova 1992: 52; and Durkheim
sociology broadly – and particularly in the 1912/1965).
sociology of religion – had largely vanished The most salient feature of Bellah’s second
from the view of research. The perspective on period, archaic religion, is a symbol system in
social change that evolution provided, along which, for the first time, mythical actors are
with its main defenders in academic circles, ‘more definitely characterized’ (p. 364); that is
had come under criticism when enthusiasm to say, they take on the properties of gods.
for the liberating insights of Charles Darwin Archaic religions, Bellah contends, ‘elaborate a
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42 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

vast cosmology in which all things divine and the idea that all creedal statements must
natural have a place’ (p. 364). receive a personal reinterpretation is widely
In contrast to archaic religions, what Bellah accepted’ (p. 372). The signal attribute of the
terms historic religions, which arise in literate modern stage of religious evolution, according
societies, conceive of a world in which human to Bellah, is cultural and personal freedom.
experience is radically split, with religion resid- Although such freedom carries with it the
ing in a supernatural space ‘above’ everyday danger of ‘pathological distortion,’ Bellah
reality. Historic religions are thus dualistic, in elects to close on an essentially optimistic note,
that they ‘are all in some sense transcendental’ one that could have been sounded perhaps
(p. 366). Religious action is motivated to seek- only in the dewy dawn of the 1960s counter-
ing salvation, or entry into the life that is culture. The erosion of old structures and
beyond earthly existence. The organization of practices with the onset of modernity should
historic religions ‘is associated with the emer- be seen, he urges, as ‘offering unprecedented
gence of differentiated religious collectivities’ opportunities for creative innovation to every
(p. 367); a new religious élite joins the political sphere of human action’ (pp. 373–4). Forty
class in competition for popular support. years later, after persistent poverty, racial
The paradigmatic case of early modern reli- unrest, regressive revolutions, grinding wars –
gion is the Protestant Christianity of the and intolerance, genocide, and despotism
Reformation era (Freitag 1999: 201). In its around the world – not everyone would regard
democratic religious impulse, notes Bellah, we the modern age in quite the same manner.
witness an open challenge to the legitimacy of What is more, the ‘postmodernists’ among
hierarchy in both spiritual and political set- them are in our day poised to take full advan-
tings. Salvation is distinguished through inner- tage of their disillusionment.
worldly activity. The outcome of these beliefs,
in terms of religious organization, is the sepa-
ration of individuals into two sharply opposed
SOCIOLOGICAL CLASSICISM AND
camps: the saved (or ‘elect’) and the unre-
THE ROAD TO MODERN RELIGION
deemed sinners. Finally, the social implications
of Protestantism are well known to students of
sociology: the so-called ‘Protestant ethic’ and Most summaries of religious change in
its effects on economics, science, and the law sociology are not as historically ambitious as
(see Weber 1904–1905/2001). Robert Bellah’s. In fact, they have concentrated
Bellah’s last phase of evolution, modern in the main on the passage between premodern
religion, ‘represents,’ he says, ‘a stage of reli- and modern structures of society. As others
gious development in many ways profoundly have observed, these types of sweeping changes
different’ from what went before it (p. 371). – whether welcome or not – are exactly what
Modernity, according to Bellah’s famous classical sociology developed in the first
description, ushers in ‘an infinitely multiplex’ instance to address. Examples of this mission
world; with the collapse of many elaborate include the thought of Germans Karl Marx
orthodoxies, ‘it is not that life has become again (1818–1883) and Max Weber (1864–1918), and
a “one possibility thing,”’ he remarks, ‘but that of the French theorist Émile Durkheim
it has become an infinite possibility thing’ (1858–1917). As Randall Collins argues in the
(p. 371; compare Wilson 1976: 1). Unlike previ- preceding chapter of this Handbook, both
ous stages of religious evolution, the modern Marx and Weber attributed the majority of the
period establishes unmistakably that ‘man in social changes of the eighteenth and the nine-
the last analysis is responsible for the choice of teenth centuries to the onset of capitalism
his symbolism’ (p. 373). in the West, a change that, in their view, pro-
As long ago as the 1950s, Bellah could ascer- duced the individualization of social structures
tain that ‘for many churchgoers the obligation and the rationalization of social relations (Beck
of doctrinal orthodoxy sits lightly indeed, and 1986/1992: 95–9; Giddens 1971: 178–84; and
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ASSESSING MODERNITIES: FROM ‘PRE-’ TO ‘POST-’ TO ‘ULTRA-’ 43

1990: 7–9 and 11–16; Lemieux 1992: 217; Lyon (Weber 1904–1905/2001: 60) that people
1994/1999: 29–30 and 37–8; and 2000: 24–7; endured as a necessary aspect of existence.
Spohn 2003: 265–70). Neither ritual formulae nor acts of devotion
were deemed sufficient to win grace for those
whom God had already condemned to
Karl Marx perdition.
However, successful activity in the world
Marx, working with his faithful friend and could potentially convince the believer (if not
collaborator Friedrich Engels (1820–1895), the Maker) of his or her election for sainthood –
envisioned capitalism in its industrial maturity and the more organized and efficient such
darkly, for it engendered ‘uninterrupted distur- activity the better. Vigorous and methodical
bance of all social conditions, everlasting work could not be bartered for salvation,
uncertainty and agitation’ (Marx and Engels yet the fledgling Protestant nevertheless
1848/1987: 25–6). Together they foresaw the might interpret an enterprise that prospered as
dissolution of the mostly static societies (with a sign of divine favor. Capitalism, propelled at
their traditional lifestyles) to which premodern first by religious fervor, later jettisoned its
peoples had grown accustomed. ‘All fixed, fast- moral strictures only to retain its adherence to
frozen relations, with their train of ancient and an unstinting rationality.
venerable prejudices and opinions, are swept The long-term effects of this change were, to
away,’ they wrote, in one of the more lyrical Weber, even more dispiriting than they were
passages from The Communist Manifesto; ‘all for Marx. ‘The modern man,’ he wrote, ‘is in
new-formed ones become antiquated before general, even with the best will, unable to give
they can ossify. All that is solid melts into air,2 religious ideas a significance for culture and
all that is holy is profaned, and man is at last national character which they deserve’ (Weber
compelled to face, with sober senses, his real 1904–1905/2001: 125). The results are stark
conditions of life and his relations with his at best:
kind’ (Marx and Engels 1848/1987: 26).
Where the fulfillment of the calling cannot directly be
For Marx, the ‘real conditions of life’ were related to the highest spiritual and cultural values, or
ones that excluded religion, because belief in when, on the other hand, it need not be felt simply as
an Almighty and an afterlife over which He economic compulsion, the individual generally aban-
presided quelled exactly the discontent that dons the attempt to justify it at all. In the field of its
highest development, in the United States, the pursuit of
would be necessary to spark a revolution to
wealth, stripped of its religious and ethical meaning,
deliver humanity while on earth. tends to become associated with purely mundane pas-
sions, which often actually give it the character of sport
(Weber 1904–1905/2001: 124).
Max Weber
So do modern individuals progress from a
For Weber, it was religion itself, embodied religious ideology that places them at an
in the ascetic Protestantism of the Reformation, unbridgeable distance from God to a concrete
that helped to eradicate magical notions setting in which their own efforts at work are
from social life and to usher in a radical ‘disen- estranged from any higher meaning whatsoever.
chantment’ of the modern world (Giddens
1971: 214–16; Luckmann 1991: 168–9). The
Reformation conceived human actors, in the Émile Durkheim
corrupt and degraded condition of their
creation, as completely separated from God. Durkheim premised his theory of social
The severe precepts and self-denying change on the expectation, in general, of an
practices of Calvinism, with its doctrine of increasing differentiation among the units of
predestination, served in particular to exacer- society, and, in particular, of an increasing
bate the ‘unprecedented inner loneliness’ division of labor (Durkheim 1893/1984; see
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44 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

also Bellah 1959; Merton 1934, 1994; and permitted a common belief system – or a small
Schnore 1958). Less modern (‘primitive’) soci- number of them – to dominate society. Indeed,
eties were characterized, Durkheim held, by a in the extreme case of the simplest groups, reli-
pattern of organization that he dubbed the gious belief and a consciousness of society
mechanical division of labor (Freitag 1999: 191 were, for Durkheim, largely the same thing:
and 193; Schnore 1958: 621–2). Under this ‘everything social was religious – the two
arrangement, segments of society achieved words were synonymous.’ Yet, with increasing
cohesion by virtue of their sheer identity. With social complexity, he asserted, ‘religion extends
mechanical solidarity, as the American demog- over an ever diminishing area of social life.’
rapher Leo F. Schnore (1958: 621) put it, ‘The The deity is ‘at first present in every human
basis of social unity is likeness or similarity … relationship,’ but over time He ‘has progres-
The “social segments” of the community (fam- sively withdrawn. He leaves the world to men
ilies and kinship units) are held together by and their quarrels’ (Durkheim 1893/1984: 119;
what they have in common, and they derive see also Giddens 1971: 111–12).
mutual support from their very likeness.’ The ‘common consciousness’ that, for
To account for more modern societies, in Durkheim (1893/1984: 120, 230, and 238–241),
contrast, Durkheim laid out ‘another and fun- bound social actors into a single, self-aware
damentally different mode of organization,’ unit was dissipating in intensity and gravitat-
which he called the organic division of labor. ing toward a loose and indistinct abstraction. It
Like the integrated systems of organs in the followed, too, that in this state ‘personal ties are
human body, this pattern relies not on the few and weak,’ suffering as they did from ‘mutual
similarity of its units (as had mechanical solidar- indifference’ (Durkheim 1893/1984: 240).
ity), but on arrays of complementary differ- Contradictions would amass while common
ences. Here people and groups are connected feeling would break down. Thus religion, in so
by the obligations of contracts. ‘According to far as it persisted as a social phenomenon, fell
Durkheim, a complex and heterogeneous victim to institutional isolation in its special-
society, like all but the most rudimentary ized forms, and to vague vacuity in its more
organisms,’ noted Schnore (1958: 621–2), ‘is general manifestations. More and more,
based on an intricate interdependence of spe- people became free to adapt rules, customs,
cialized parts. Labor is divided; all men do not and traditions to their own purposes. In the
engage in the same activities, but they produce latter-day literature, Robert Bellah (1959: 454)
and exchange different goods and services.’ summarized this point: ‘Implicit throughout
In Durkheim’s theory, the direction of his- the Division of Labor is the notion that the per-
tory’s motion is away from any solidarity that formance of complex differentiated functions
is mechanical and toward, albeit incompletely, in a society with an advanced division of
its organic form (Giddens 1971: 76–9 and 101; labor both requires and creates individual vari-
Merton 1934: 321). More specifically, organic ation, initiative, and innovation, whereas
solidarity arises and expands from the modern undifferentiated segmental societies do not.’
‘condensation’ of greater numbers of social Durkheim himself (see also Christiano
units in a fixed space (physical density). This 1987: 93; Hervieu-Léger 1993/2000: 92–7; Hill
concentration then generates a heightened rate 1992: 217–21; Luckmann 1991: 175–6; Nielsen
of interaction among the units (moral or 2001: esp. 122–4; and Westley 1978, 1983)
dynamic density), which causes them to com- follows the causal connections in, and draws
pete and ultimately to specialize (Bellah 1959: out the implications of, his theory as clearly as
452; Christiano 1987: 68–9; Giddens 1971: any commentator:
216–19; Merton 1934: 320–1 and 325–6).
The effects of this process of transformation As societies become more voluminous and spread over
vaster territories, their traditions and practices, in order
on religion can be witnessed in its changed cir- to adapt to the diversity of situations and constantly
cumstances under modernity.3 The very simi- changing circumstances, are compelled to maintain a
larity of social units in the premodern stage state of plasticity and instability which no longer offers
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ASSESSING MODERNITIES: FROM ‘PRE-’ TO ‘POST-’ TO ‘ULTRA-’ 45

adequate resistance to individual variations. These with respect to the state (Lyon 1996: 20–1).
latter, being less well contained, develop more freely and This outcome has been labelled by one theorist
multiply in number; that is, everyone increasingly fol-
lows his own path. At the same time, as a consequence
(Casanova 1992: 19) ‘the deprivatization of
of a more advanced division of labour, each mind finds religion’ (see also Casanova 1994). How might
itself directed towards a different point on the horizon, this happen?
reflects a different aspect of the world and, as a result, The German theorist Ulrich Beck
the contents of men’s minds differ from one subject to (1986/1992: 10–11) envisions three distinct
another. One is thus gradually proceeding towards a
state of affairs, now almost attained, in which the mem-
stages to social development: the tradition
bers of a single social group will no longer have any- of ‘pre-modernity,’ the ‘classical modernity’ of
thing in common other than their humanity, that is, industrial society, and a newer stage: ‘reflexive
characteristics which constitute the human person in modernity’ (see also Giddens 1990; Mellor
general (Durkheim 1898/1969: 26; compare Bellah 1993; and Willaime 2005). In this last period,
1959: esp. 452–4).
the action of modernity becomes about
In their most extreme impact, the ‘plasticity modernity itself, and especially about coping
and instability’ to which Durkheim alludes with novel threats to the environmental and
above produce an essentially religious senti- social arrangements that are necessary to
ment that envelops the person but can extend sustain common life. Notes Beck tartly: ‘…the
no farther than to the traits that the individual engineering sciences’ claim to a monopoly on
shares with all of humanity. Out of this develop- rationality in risk perception is equivalent to
ment is heralded what Durkheim described as the claim of infallibility of a Pope who has con-
a ‘Cult of Man’ (Durkheim 1912/1965, verted to Lutheranism’ (Beck 1986/1992: 59).
1898/1969; see also Giddens 1971: 72–4, Nevertheless, much of Beck’s focus is on sci-
79–80, 105–7, 199, 218; Hill 1992: 218–20; ence and technology; he does not explain at
Isambert 1992; Prades 1990; and Westley 1983: any great length the implications of reflexive
5–9), wherein the sacred is so radically modernity for change in the institutional loca-
diversified that it comes finally to reside not tion of religion. Indeed, for Beck the ‘counter-
in cultic expressions of community but modern’ belief in progress effectively replaces
within each human individual (Westley 1978: religion (compare Giddens 1990: 46; and
137, 139). Wuthnow 1988: 268–96). ‘It is a type of secular
religion of modernity,’ he claims (emphasis in
the original):
MODERNITY AND THE SOCIAL All the features of a religious faith apply to it, such as
SCIENTIFIC EYE trust in the unknown and the intangible [,] or trust
against one’s own better judgment, without knowing the
way or the ‘how.’ Faith in progress is the self-confidence
As Durkheim understood, with the spread of of modernity in its own technology that has become
modernity, a process arrived through which creativity. The productive forces, along with those who
develop and administer them, science and business,
core meanings of religious belief and devotion
have taken the place of God and the Church (Beck
were herded into the private sphere (Beyer 1986/1992: 214).
1990: 373–6; Casanova 1992: 17–20, 34–7, 55;
Luckmann 1991).4 Nevertheless, ‘there are cer- A comparable neglect of the religious impli-
tainly grounds for suggesting,’ writes Beckford cations of reflexive modernity is evident in the
(1992: 16), ‘that the anticipated privatization work of the theorist whose name is most
of religion is at least being paralleled by a closely associated with that expression,
process whereby religion is also becoming Anthony Giddens (Beckford 2003: 121–4; Lyon
more publicly visible and controversial.’ Thus, 1994/1999: 34; Mellor 1993). To Giddens,
in its latter stages, modernity has fostered an modernity consists in the distinctive ‘modes of
attraction of popular attention to religion’s social life’ that ‘emerged in Europe from about
remaining public presence in institutions like the seventeenth century onwards’ and that
denominational organizations and especially spread from there throughout almost the
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46 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

entire world (Giddens 1990: 1). With moder- Michael Hill, a sociologist of religion, is
nity, he explains, the new institutions of society more helpful in elaborating the effects of
are characterized by the pace of social change modernity on religion. Hill identifies six char-
that they undergo (extremely rapid), the scope acteristics that he regards ‘as typifying the reli-
of this change (wide: ‘waves of social transfor- gion of modern, complex societies.’ About a
mation crash across virtually the whole of the modern religion, according to Hill, it may be
earth’s surface’), and the nature of its results said that:
(change introduces truly novel social forms)
(1) It is individualistic…. (2) It emphasizes an idealized
(Giddens 1990: [emphases in the original]). human personality…. (3) It maintains a degree of toler-
In turn, Giddens is adamant in his belief ance…. (4) It is syncretistic…. (5) It is monistic…. [and]
that the modernity that was born in the transi- (6) It emphasizes a process whereby individuals are
tion to the industrial age has not yet given way ‘morally remade’ or empowered (Hill 1992: 224–5
to a period that is defined by an aimless, amor- [emphases appear in the original]).
phous, and subversive postmodernity (Giddens
The paramount truth that shows through all
1990: 45–7; Giddens, with Pierson 1998:
of these various conceptualizations of the
116–17; Mellor 1993). Instead, he insists, ‘we
modern is that modernity constitutes the most
are moving into one in which the conse-
notably problematic stage in the development
quences of modernity are becoming more
of societies. That is to say, many of what soci-
radicalized and universalized than before’
ologists today take to be their fundamental
(Giddens 1990: 3). What is ‘post-modern,’ then –
problems were bequeathed to the discipline by
in the literal sense that it follows the familiar
the transition to modernity. If during the
form of modernity – is not a fashionable ‘post-
modern age simple social practices and small-
modernism’ but rather an intensified and
scale patterns of human behavior succumb to
reflexive version of modernity’s former self.
differentiation and institutional complexity, if
This version of modernity, according to
broadly based social functions are incorpo-
Giddens (1990: 53 [emphasis in the original];
rated into multipurpose arrangements with
compare Lyon 1994/1999: 25–6), underlines
specialized parts, if cultural diversity abounds
‘the separation of time and space’; the reorgani-
and fragmentation of identities ensues, if vast
zation of social relations, in order to join
systems of social action render us ever more
impersonally the large gaps that are so created;
interdependent, and if old traditions are
and the generation of objective knowledge
blurred but not obliterated under modernity,
about these processes, which knowledge can
then every social scientist is now a modernist –
alter or substitute for an earlier reliance upon
or better, a commentator on modern matters.
different traditions. The overall outcome is
And in the course of these changes, he or she
that, more than ever before, humans today live
may monitor religion both backpedaling into
in conditions that they themselves have had a
the realm of the intimate and charging head-
hand in devising (compare O’Neill 1988: 495).
long into the political give-and-take of modern
Like Bellah and Casanova, Giddens stresses the
times.
possibilities for cognitive re-invention and
personal liberation that are embedded in the
structures of modern circumstance. In the sit-
uation of modern people, the world and their
POSTMODERNISM AND ALL THAT:
experience of it are open to them; they live,
ANTI-FORMS OF POSTMODERN FAITH
says Giddens (Giddens, with Pierson 1998: 94),
‘in the future rather than in the past.’ Yet, about
the place of religion in this future, Giddens ‘Postmodernism’ is at the same time a much-
ventures merely that in an era of reflexive used yet still a badly understood concept.
modernity, fundamentalist forms of faith will One cause of this problem is its manifold, and
cause deep conflict (Giddens, with Pierson seemingly multiplying, meanings (Lemieux
1998: 130–2; compare Beckford 2003: 123–4). 1992: 187). They are as numerous, it sometimes
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ASSESSING MODERNITIES: FROM ‘PRE-’ TO ‘POST-’ TO ‘ULTRA-’ 47

appears, as the legions of the idea’s enthusiasts ‘I define postmodern as incredulity toward
and detractors combined. Indeed, some (see, metanarratives . . .,’5 he wrote – especially unbe-
e.g., Beckford 1996: 34; Bruce 1998: esp. 28–9 lief in the Enlightenment claim that positive
and 34; Featherstone 1988: 202; and Freitag science will deliver human liberation. Indeed,
1999: 212–13) would insist that postmodernity skeptical reaction against Enlightenment reason
is not at all distinct from the developmental as the intellectual underpinning of modernity is
stage that is considered to precede it, but rather a basic attribute of most things that are prop-
that it really inheres in the continuation and erly considered postmodern (see Featherstone
extension of trends long recognized as 1988: 204–5; Lyon 1993: 118, 120–1; and 2000:
modern. ‘The argument, in this regard,’ writes xi; Macquarrie 1963/2001: 448–9; and Woller
Paul Heelas (1998: 9), ‘is that virtually every- 1997: 9).
thing discussed in the present context under Also associated with the concept, reports
the heading “postmodernity” can be found Jeffrey C. Alexander (1994/2003: 209), are
within the setting of modernity.’ ‘frank revelations of theoretical perplexity, tes-
If intellectual historians (e.g., Macquarrie timonies to dramatic shifts in reality, and expres-
1963/2001: 447) and other commentators sions of existential despair.’ Mike Featherstone
(e.g., Featherstone 1988: 203, 208) are correct, (1988: 203) further spies ‘a stylistic promiscu-
artists and architects – and not philosophers or ity favouring eclecticism and the mixing of
social scientists – probably introduced the codes; parody, pastiche, irony, playfulness and
word ‘postmodern’ to the twentieth-century the celebration of the surface “depthlessness”
vocabulary. In the 1960s, denizens of the art of culture.’ To these descriptions the historical
scene in New York City glommed onto the anthropologist Ernest Gellner (1992: 30) adds
term, while critics of the built environment a ‘jerky fragmentariness’ of style.
appropriated it consistently in the 1970s when A harsh opponent of postmodernism,
reaching for a means to describe the more joy- Gellner is himself skeptical of the skepticism
fully ornamental habits of design that grew up that postmodernism exhibits so unapologeti-
in opposition to the austere and sterile mod- cally. In one passage from his short book on
ernist structures of twentieth-century greats Postmodernism, Reason and Religion, he pro-
like Le Corbusier (1887–1965) and Mies fesses a mock-ignorance of his first-named
van der Rohe (1886–1969). But in relatively topic:
little time, the term assumed a variety of often
Postmodernism is a contemporary movement. It is
competing and confusing usages.
strong and fashionable. Over and above this, it is not
Postmodernism is, for example, both a altogether clear what the devil it is. In fact, clarity is not
thing, and a broad style of describing and conspicuous amongst its marked attributes. It not only
accounting for that thing. It is a direction of generally fails to practise it, but on occasion actually
social change leading beyond (or in addition repudiates it (Gellner 1992: 22–3).
to) the modern, to the state of having achieved
In another segment, he melds a British style of
postmodernity. Thus it is a characteristic ten-
wry description with both negative definition
dency of late-industrial societies, a trajectory
and negative affect or attitude:
of their development as well as an attribute of
their cultures. Yet it is also a philosophical con- Postmodernism would seem to be rather clearly in
cept, a mode of literary and artistic creation, favour of relativism, in as far as it is capable of clarity,
and a theory of criticism for the evaluation of and hostile to the idea of unique, exclusive, objective,
those creations. In truth, there are almost as external or transcendent truth. Truth is elusive, poly-
morphous, inward, subjective …and perhaps a few fur-
many definitions of postmodernism as the ther things as well. Straightforward it is not (Gellner
number of persons who have invoked it, 1992: 24).
whether in praise or in dismissal.
Probably the best known definition of post- However amusing Gellner’s reactions may
modernity comes from the work of Jean be, they fail finally as reliable formulations.
François Lyotard, the French philosopher. A more frontal reconnaissance is the route of
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48 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

James Beckford. As he has noted (Beckford Most of all, it would not hesitate to implode on
1992: 19; see also Lyon 1996: 19; and 1994/1999), the individual, and it would not regret the
a rejection of received rigidities, a tendency to mess: Paris would be worth it.
combine elements that had heretofore been held
in isolation, and a concession that grand per-
spectives may not supply the answers to persist-
OTHER PHASES? ULTRA-MODERNITY
ent questions, are all hallmarks of a postmodern
AND SUPERMODERNITY
sensibility.6
Last, a more literary inventory of the cul-
tural characteristics of postmodernity springs Ultra-modernité
from the architectural criticism of Charles
Jencks: Ultra-modernité, as the name suggests, is
a concept that originated in France, a country
The Post-Modern Age is a time of incessant choosing.
It’s an era when no orthodoxy can be adopted without that not only has undergone the same process
self-consciousness and irony, because all traditions seem of secularization that has affected the rest
to have some validity…. Pluralism, the ‘ism’ of our time, of the industrialized West, but that also has
is both the great problem and the great opportunity: sustained a unique relationship to the secular
where Everyman becomes a Cosmopolite and via its civic doctrine of laïcité. Although laïcité
Everywoman a Liberated Individual, confusion and
anxiety become ruling states of mind and ersatz a is difficult to define outside its formative con-
common form of mass-culture…. Between inventive text, in French history it has come to represent
combination and confused parody the Post-Modernist the active legal residue of the Enlightenment
sails, often getting lost and coming to grief, but occa- and the Revolution, the events that introduced
sionally realising the great promise of a plural culture modern notions of citizenship and republican-
with its many freedoms. Post-Modernism is fundamen-
tally the eclectic mixture of any tradition with that
ism to France, and that correspondingly
of the immediate past; it is both the continuation of moved the potentially fractious institutions
Modernism and its transcendence. Its best works are of religion to the periphery of collective
characteristically doubly-coded and ironic, making life. The combined effect of these phases
a feature of the wide choice, conflict and discontinuity on the national polity has been to establish in
of traditions, because this heterogeneity most clearly
captures our pluralism (Jencks 1987: 7).
French society today an officially – and
some would say vigorously – secular environ-
Assuming that a usable minimum of this ment, especially in the civil and educational
record – stronger as description than as defini- spheres.
tion – is accurate, what then would a truly The sociologist Jean-Paul Willaime first
postmodern religion resemble? To initiate an coined the term ultra-modernité to lay out the
answer to this question, we could stipulate most salient attributes of religion under the
with confidence that a postmodern religion legally secular (laïc), post-Revolutionary
would not be captured within a church – or régime in his home country, although it has
not a highly conventional such organization, come to bear implications for the functions of
anyway. More likely, a postmodern faith would faith in modernized nations around the world.
lock the lone adherent in its gaze, yet ask her or The meaning of the concept is best revealed in
him actually to adhere to very little. The reli- what Willaime describes (in French) as the ‘laï-
gious truths of ages would have given way to cisation de la laïcité,’ or ‘the secularization of
the presumed validity of personal experimen- laïcité’ – put differently, the cancellation
tation and experience. Postmodern religion through evacuation of the characteristically
would vacate the seat of authority to entertain French expectation that, in properly modern
difference and dissidence; it would violate circumstances, religion should be expunged
sharp boundaries and indulge in ironic contra- from the public realm, from the state and from
dictions. It would invite transgression as a means state-supported schools (Willaime 2000:
of transcendence. Religion in postmodernity 392–3; 2004: 374 [and Note 3], 375, and 377;
would be a-historical and anti-traditional. and 2006: 83).
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ASSESSING MODERNITIES: FROM ‘PRE-’ TO ‘POST-’ TO ‘ULTRA-’ 49

Ironically, however, the identical force of The impact on religion of this change is to
modern criticism that pushes religion from create an opening in the culture that allows
public prominence, under ultra-modernity religious faith to re-enter public discourse and
reacts back upon itself, undermining the display – not as an overarching unity of belief,
acceptance of an officially secular condition but instead as ‘a possible symbolic resource’ out
for society. In ultra-modernity, the corrosive of which new (if more limited) ‘subcultural’
actions of modern styles in thought and cul- identities may be formed and new (though more
ture are so severe that they weaken the power modest and less sweeping) values may arise
even of individual outlooks that previously (Willaime 2005: 3–5). Together, these new cre-
were stridently modern – that is, secular. ations can humanize modern societies, Willaime
Explains Willaime: argues; they ‘could help to prevent politics from
being transformed into the mere management
A strikingly important development has been the demys-
of individual aspirations and to prevent moder-
tification of modernity itself. Modernity becomes disillu-
sioned with itself when it exercises its faculties of nity from dissolving into widespread relativism’
self-reflection and self-criticism. In other words, moder- (Willaime 2006: 85; see also 2006: 87–8).9
nity has become critical of modernism and of its own
A new socio-religious configuration is emerging in
utopian absolutism…. Ultra-modernity is still moder-
which the religious, far from appearing in the form of a
nity, but radicalized – a modernity disenchanted and
tradition resisting modernity, appears instead in the
problematized. This is to say a modernity undergoing the
hyper-modern form of a tradition that prevents ultra-
set-back of systematic reflexivity which it brought upon
modernity from dissolving into a self-destructive cri-
itself (Willaime 2004: 383–4 and 375; compare Lambert
tique. Increasingly, religion provides identities and offers
1999: 311; and Willaime 1998: 28–31; and 2005: 3).
to individuals the possibility of social integration and
direction within individualistic and pluralistic societies
Thus are scientific rationality, political (Willaime 2004: 375).
authority, and a triumphant secularity all
drawn into question, and no more than a
moment after what is perceived as their Surmodernité
instant of success. ‘The great demythologizing
ideologies find themselves demythologized’ Of all the widely differing permutations on
and society enters ‘a stage where modernity the concept of modernity, ‘supermodernity’
has itself demythologized its own enchant- (‘la surmodernité’) may qualify as the most
ments’ (Willaime 2000: 393 and 394 [Note 3]; intriguing successor. The idea derives from the
compare Willaime 2005: 3; and 2006: 79).7 Or, work of the French anthropological theorist
stated more colorfully, ultra-modernity ‘is a Marc Augé (1992/1995; see also Augé 1998),
modernity which is hit by a counter-punch who consciously sought to avoid invoking the
from the systematic reflexivity that it had conflicted term ‘postmodernity’ as the setting
unleashed’ (Willaime 2006: 79). According to for his thought (see Augé 1998: 97).
Willaime (1998: 31): Supermodernity, in Augé’s (1992/1995:
A modernity that has been successfully accomplished 29–31) conceptualization, stems from the
(what I call ‘ultra-modernity’), that has learned to human need to impart meaning to the present
demythologize itself, feels the full force of the very dis- world, a place that seemingly drains meaning
enchantment of modernity…. Protestantism finds itself away from itself faster than it can be replen-
shaken in an ultra-modernity characterized by the ished. It is marked most by its ‘essential quality,’
movement toward uncertainty, including uncertainty
with respect to modern ideals (the fallout from
an inclination to sheer excess: ‘overabundance
progress, misgivings about accelerating change, and of events, spatial overabundance, the individu-
about individualism itself), … Now, ultra-modernity, alization of references’ (pp. 29 and 40).
which no longer has to win its autonomy from religion, The first surplus is evidenced in a proliferation
tends to reinvent religion as religion: it is no longer a of ‘occasions on which an individual can feel
matter of a secularized religion seeking to rejoin society,
but a religion all the more inclined to assert itself in a spir-
his own history intersecting with History, can
itual tone because it is trying to express itself in a society imagine that the two are somehow connected’
that it inhabits in its heart.8 (pp. 29–30).
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50 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

An excess of space is apparent in the in the most pronounced traits of contempo-


distances that social actors in supermodernity rary religion. Does it lay a track for the individ-
are prone to placing around themselves. As the ual seeker leading away from the traditional
scale of human experience expands to a histor- verities, which are backed by conventional
ically unparalleled degree, we do more to insu- piety, and toward delving much more deeply
late ourselves from the others who enter our into solitary explorations of the self? Should
field of cognition. To employ Augé’s example, we anticipate religion that is, in the words of
we may watch images of faraway locales one critic (Wolfson 2002: 124; compare
beamed to us by satellites in outer space, but Hervieu-Léger 2001), ‘a radically individual-
we do so in the increasing isolation of private ized affair, shorn of all shared theological
homes. Though highly realistic, these images beliefs and ecclesiastical and public bonds’?
present a ‘false familiarity’ in which distant fig-
ures take on the aura of media celebrities or
sports stars. ‘We may not know them person-
ally,’ Augé (1992/1995: 32) concedes, ‘but we WHAT NEXT? RELIGIONS OF AND
recognize them.’ FOR THE FUTURE
With supermodern change, the places that
we once occupied by virtue of personal attach- Émile Durkheim (see also Giddens 1971: 116;
ments and local identities are supplanted by and Hervieu-Léger 1993/2000: 26–7) fore-
‘non-places’ (pp. 111–12) that are populated casted nearly one hundred years ago that
by those who share the statuses of ‘passengers, modern persons might be embarking on a
customers or Sunday drivers’ (p. 101). More period (some would refer to it as a ‘New Age’)
and more, we do not ‘live there,’ in the sense in which they and their groups attach them-
that our presence will be socially registered and selves with increasing frequency to new gods:
uniquely acknowledged. On the contrary, in a deities designed for, and so made suitable to,
non-place a person ‘is relieved of his usual their own time. However, he regarded this trend
determinants’ (p. 103). In more and more con- as – in at least one respect – as encouraging as it
texts we are anonymous travellers, men or may have seemed inevitable. Ruminating in
women who are merely passing through. We are 1914 on ‘The Future of Religion,’ Durkheim
‘people who, for a time, have only to keep in posited that:
line, go where they are told, check their
The old ideals and the divine figures that embodied
appearance…. The space of non-place creates
them are in the process of dying, because they do not
neither singular identity nor relations; only adequately respond anymore to the new aspirations that
solitude, and similitude’ (pp. 101 and 103). are emerging, and the new ideals that will be necessary
The third form of supermodern overabun- for us to guide our life are not born. We thus find our-
dance is the most relevant to religion selves in an intermediary period, a period of moral chill
that explains the various symptoms of which we are,
today:10 the individualization of references to
at each moment, the anxious or saddened, depressed
persons. In the instance of persons as religious witnesses….
believers, there is the record of ever-mounting …there is one idea that it is necessary for us to get
rejection of coercive authority over the group: used to: it is that humanity is deserted on this earth,
left to its capacities alone and able to rely only upon
Sociologists of religion have revealed the singular char- itself to direct its fate. As one moves forward through
acter even of Catholic practice: practising Catholics history, this idea only gains ground; I doubt, therefore,
intend to practise in their own fashion …. never before that it will lose any in the future. At first glance, the idea
have individual histories been so explicitly affected by can upset the man who is accustomed to depicting as
collective history, but never before, either, have reference extra-human the powers that he leans on. But if he
points for collective identification been so unstable. The comes to accept that humanity by itself can provide
individual production of meaning is thus more necessary him with the support that he needs, is there not in this
than ever (Augé 1992/1995: 37). perspective something highly reassuring, since the
resources that he is calling for are found thus placed on
If Augé’s diagnosis of supermodern society his doorstep and, as it were, right at hand? (Durkheim
is correct, we should expect confirmation of it 1914/2002: 7–8).11
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ASSESSING MODERNITIES: FROM ‘PRE-’ TO ‘POST-’ TO ‘ULTRA-’ 51

Nor was this French founder alone in think- Wuthnow 1976). One of the contributors to
ing that a New Age was aborning. Just two years this research, Donald Stone (1978: 127–30),
later, in the middle of the First World War, the detected a finite series of four features running
often allusive (if occasionally elusive) Georg through the plural belief systems of these new
Simmel (1858–1918) proffered an opinion that groups: (1) they acknowledged the authority of
was remarkably similar to Durkheim’s: scientific knowledge; (2) they displayed a
‘pragmatic attitude,’ privileging practices that
In our present context the essential fact is the existence of
large social groups who, in pursuit of their religious yielded tangible results (‘If it works, do it.’); (3)
needs, are turning away from Christianity … the wide- they operated as ‘open’ organizations, allowing
spread rejection of any fixed form of religious life is in syncretism and tolerating differences in perspec-
keeping with our general cultural situation. Thus supra- tives; and (4) they rejected ‘dualistic theology’ for
denominational mysticism has by far the strongest appeal
a ‘holistic’ approach, because in them ‘God
to these groups. For the religious soul hopes to find here
direct spontaneous fulfillment, whether in standing becomes immanent and man transcendent.’
naked and alone, as it were, before its God, without the Two decades later, such patterns as these, if
mediation of dogma in any shape or form, or in rejecting anything, had widened geographically from
the very idea of God as a petrefaction and an obstacle, hotbeds of cultural ferment to the mainstream of
and in feeling that the true religion of the soul can only
modern societies. The research studies that Wade
be its own inmost metaphysical life not moulded by any
forms of faith whatever (Simmel 1916/1997: 95). Clark Roof and his colleagues (Roof et al. 1995)
compiled from an international team of scholars
About the last part of this passage, David Lyon who focused on the post-Second-World-War
(1993: 119) has commented that ‘One could be birth cohorts in their countries featured several
forgiven for hearing premonitions of New Age common themes: the new generation of believ-
in this quotation.’ ers favored formulations of faith that submitted
So precisely what do sociologists of religion to individual choice, allowed a mixture of group
mean when they invoke the phrase ‘New Age’? and personal beliefs (even if such a combination
Danièle Hervieu-Léger describes ‘New Age’ seemed contradictory on its face), promised
religion in the following fashion. It is, she says: unusual religious experiences, and tilted against
…a religious belief entirely centered upon individuals
the institutional character of the churches
and their personal accomplishment, and characterized (see also Dobbelaere 2000: 445).
by the primacy accorded to personal experience which North of the U.S.-Canadian border, the soci-
guides everyone according to their own way. It is not a ologist Raymond Lemieux (1992) found that his
matter of discovering and committing oneself to a truth fellow Quebeckers routinely ascribed three traits
outside the self; it is a matter of experimentation –
everyone finding their own truth for themselves. In spir-
to those elements of contemporary religion and
itual matters, no authority defines and imposes an spirituality to which they were most committed.
external norm upon the individual. The objective pur- ‘Why do you believe in what you believe?,’ he
sued is the perfection of the self, perfection which is not asked them.12 Their answers had a trio of rav-
concerned with the moral accomplishments of the indi- elled threads. According to Lemieux (1992:
vidual, but with access to a higher state of being
206–17), these favored beliefs and practices:
(Hervieu-Léger 2001: 164).
(1) possessed a practical utility – they ‘worked’
Empirical research on the religious faith for the individual follower; (2) held a worth that
of the currently rising rank-and-file of reli- could be directly experienced, not merely
gious adherents supports many of these accepted or understood; and (3) appealed to the
insights, yet it also disputes others (see, in the ‘common sense’ of the individual.
case of the external authority of ‘holism,’
Beckford 1984). For example, among the earli-
est such studies was the project on groups pro-
CONCLUSION
moting a ‘New Religious Consciousness’ in the
San Francisco Bay area (1972–1975), which
was centered at the University of California The names that sociologists attach to varieties of
in Berkeley (Glock and Bellah [eds] 1976; religion today, and the traits that are associated
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52 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

with them, are many and sometimes confusing. thicket of symbols and meanings – some more
Nevertheless, one can cut through a great deal recognizably ‘religious’ than others – that society
of the complexity in the present picture by dis- holds out to them. Although many traditional
regarding for an instant the issue of what labels choices are as available as ever, they exist in
these constellations of conditions wear, and the present as precisely that: choices, and not
retaining in mind the conditions that them- fixtures of an identity that is assumed from
selves appear and re-appear in their respective birth or imparted by an unchanging social
descriptions. Whatever else may be debatable, environment.
as Clark Roof has concluded, ‘…it’s hard to Instead, persons who today seek to explore a
dismiss the fact that the religious stance today religious option will engage necessarily in what
is more internal than external, more individual Lyon (2000: 43 and 92), in several especially
than institutional, more experiential than cere- nice turns of phrase, calls ‘liturgical smorgas-
bral, more private than public’ (Roof 1996: bords, doctrinal potlucks’ and ‘stained-glass
153; see also Roof et al. 1995; Roof 1999; and window-shopping.’ Beyond that realization,
Wolfson 2002). however, it may be less useful for sociologists
Thus, contemporary religion – whether it is to ponder how to designate our times: do we,
classified as modern, late-modern, or post- in the end, inhabit ‘modern,’ ‘high-’ or ‘late-
modern – holds at its center the spirit and soul modern,’ ‘reflexively modern,’ ‘ultra-modern,’
of the individual. ‘If a century ago Durkheim or ‘postmodern’ circumstances? Or something
offered us the “conscience collective” as the sup- else altogether? To Lorne L. Dawson (1998:
posedly real basis of religion – the notion that 132), it would be worthwhile alternatively for
in a sense society is religion – today,’ notes sociology ‘to stop identifying religion intrinsi-
David Lyon (1993: 123; see also Campiche cally with one side of various essentially invid-
2003: 298–9; and Hervieu-Léger 2001), ‘we are ious dichotomies.’ For the urgent question
offered little more than an inner quest, the for sociologists of religion in the twenty-first
search for self-identity and the realization of century might be less why people find them-
human potential.’ José Casanova (1992: 28) selves in the position of choosing than what
concurs: ‘…the cult of the individual has they make of their opportunities once they get
become, indeed, as foreseen by Durkheim, the there.
religion of modernity.’ He explores this image
further:
If the temple of ancient polytheism was the Pantheon, a NOTES
place where all known and even unknown gods could be
worshiped simultaneously, the temple of modern poly-
theism is the mind of the individual self. Indeed, 1. Religion is ‘never absolutely static,’ Mathews
modern individuals do not believe generally in the exis- observed. Mirroring the genetic method that is found in
tence of various gods. On the contrary, they tend to some classical sociology of religion, he maintained that an
believe that all religions worship the same god under evolutionary perspective on religious conditions hence
different names and languages, only they reserve to was valuable because ‘we must study comparatively both
themselves the right to denominate this god and to wor- the highly developed religious systems and the simplest
ship him/her/it in their own peculiar language. Thomas type of religion as it exists among primitive people.’ Why
Paine’s ‘My mind is my church’ or Thomas Jefferson’s do this? Answered Mathews: ‘we must study the simplest
‘I am a sect to myself ’ are the paradigmatic ‘high culture’ religious organisms in order to understand the more com-
expressions of the modern form of individual religiosity plicated’ (Mathews 1911: 59; compare Durkheim 1912/1965;
(Casanova 1992: 27). see also Bellah 1959: esp. 456–8).
2. David Lyon (1993: 118 and 124 [Note 9]; and
Whether perceived as an obligation or an 1994/1999: 12 and 112 [Note 15]) assesses this language
opportunity, as a chore or a challenge, it and tracks its literary echoes back to their source in
William Shakespeare’s play, The Tempest (Act 4, Scene 1,
may well be the inevitable situation of religious Line 150).
believers in the current cultural setting to 3. James A. Beckford (1989: 26) captures compactly the
have to plot their own courses through the essence of Durkheim’s theoretical prediction.
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ASSESSING MODERNITIES: FROM ‘PRE-’ TO ‘POST-’ TO ‘ULTRA-’ 53

4. This section follows my earlier explanation in REFERENCES


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5. In Lyotard’s original French phrasing, ‘l’incrédulité à
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Whether too radically simplified or not, this is the most How intellectuals explain “our time”.’ In J. C.
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on the concept. (See, among other examples: Jeffrey 1994: cultural sociology, pp. 193–228. New York: Oxford
94; Jencks 1987: 36; and Lyon 1993: 118; 1994/1999: 16; University Press. Originally published in 1994.
and 2000: 42.)
Augé, M. 1995. Non-places: Introduction to an
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(a) A refusal to regard positivistic, rationalistic, Augé, M. 1998. La surmodernité: Héritage chrétien
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9. Interestingly, a rather similar type of assertion
appears in the argument of the American historian of reli-
Bellew.
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3
Secularization and Sacralization
Deconstructed and Reconstructed1

N . J . D E M E R AT H I I I

Until some thirty years ago, increasing faith- both its explicit assumptions and its implicit
lessness was an article of faith among scholars agenda.
and elites throughout the West, if not world- Secularization has taken on different mean-
wide. The notion that religion might give way ings for different camps. It matters whether the
to non-religion and perhaps irreligion was not reference is to religion’s displacement, decline,
only taken for granted by sinners outside the or change; to the sacred at the level of the indi-
sacred ranks but was actually depended upon vidual, the institution, the community, or the
by saints within the fold. Philosophers and culture; and to a pattern that is long-term,
kings begrudged the influence of organized linear and inevitable or short-term, cyclical,
religion and welcomed the decline of what they and contingent. Clearly, it is possible to con-
perceived to be institutionalized superstition. struct versions of secularization that are either
At the same time, religion everywhere played outrageous or reasonable. It matters greatly
off the dangers of secularity. Cautionary tales of how the concept is deployed. For some, it is
the slippery slope away from the sacred have a prophecy of religious demise – whether
long constituted a master religious narrative. a tragic jeremiad or a triumphant anticipation.
In recent years, much of this has changed. For others, it is a set of historically and socio-
Today anyone who takes ‘secularization’ seri- logically specified processes that move less
ously and says so runs the risk of being labeled linearly and with less certainty through time.
antediluvian, anti-church, or anti-social. For still others, secularization converges with
At least in some circles, a concept that was once sacralization to form a stream of constantly
an unquestioned staple of scholarly work has shifting conceptions and locations of the
been shunted to the unmucked stables of sacred. Whichever option is at issue, the stakes
scholarship past. In the eyes of its critics, secu- are far from idle.
larization is a hypothesis that has been proven Debate here has become deeper and more
false and a term that should be expunged from raucous than is common in the academy, per-
proper usage. The very fact that religion per- haps because the issues concern not just scholar-
sists and often thrives is ample rebuttal to the ship but all of the potentially personal overtones
‘secularization thesis’ and a signal to abandon of religion, not to mention the livelihood
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58 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

of every student of religion. In fact, one of this near – quite possibly in his lifetime. The main
chapter’s objectives is to recapture the argu- thrust of his views was shared by many
ment for social science and rid secularization Europeans and Americans, including Benjamin
of connotations that mistakenly threaten both Franklin and Thomas Jefferson.
religion and the religious. Six major sections And the prophets of secularization multi-
follow. The first is historical in reviewing some plied. By the second half of the nineteenth cen-
of the classic treatments of secularization in tury, they included the sometimes infamous
the sociological literature and their recent father – or at least namer – of ‘sociology,’ the
detractors. The second section is more French positivist, Auguste Comte (1852).
provocative in describing secularization’s Comte was a prophet of rationalism who
detractors and the five principal issues in the conceived of a future controlled more by social
debate that has ensued. The third section is science than by religion. His view was shared
conceptual in providing a formal definition of by contemporaries such as England’s Herbert
secularization, introducing the tandem notion Spencer (1874), whose non-fiction sales
of ‘sacralization’ and developing a conceptual rivaled those of Dickens’ novels, and by the
framework for investigating both. The fourth German, Karl Marx, whose political migrations
section considers a series of eight paradoxical had by then taken him through France and
myths, traps, and misinterpretations lurking Belgium to his final residence in England. Marx’s
for such investigations. The fifth section pres- conception of religion as an opiate is well-
ents a typology of four different scenarios of known, though it is often lifted out of its more
secularization that can be seen in different compassionate – indeed more spiritual – context
settings around the globe. And the sixth as follows:
section extends the importance of seculariza-
tion beyond religion per se to a wider concep- Religious distress is at the same time the expression of
real distress. Religion is the sigh of the oppressed crea-
tion of the ‘sacred’ that is at the core of culture ture, the heart of a heartless world, just as it is the spirit
itself. of an unspiritual situation. It is the opium of the people.

Of course, Marx and Engels envisioned a


de-narcotized future once the masses learned
FROM CLASSICAL TO CONTEMPORARY
the real secret of their misery, substituted class
CONCEPTIONS OF SECULARIZATION
consciousness for false consciousness, and
exchanged this-worldly action for other-worldly
Both the process and the thesis of seculariza- hopes.
tion have precursors in the mist of early his- Max Weber and Emile Durkheim continued
tory, but it is the Western Enlightenment that the tradition into the first two decades of the
provides their first codification – at least for twentieth century. Their positions concerning
Western consumers. The term itself dates from religion were suffused with irony. Although
France in the mid-seventeenth century. The both came from upstanding religious homes –
first high priest of this anti-church was the Lutheran for Weber and Jewish for Durkheim,
French bourgeois intellectual, Francois-Marie who came from a long line of rabbis – Weber’s
Arouet Voltaire (1694–1778). A professed self-description as ‘religiously unmusical’ was
‘deist’ whose belief in impersonal forces stood apt for Durkheim as well. Still, both provided
in sharp contrast to ‘theistic’ conceptions of a classic statements concerning the importance
personal God, his writings railed against the of religion – whether Weber’s ‘Protestant ethic’
Church’s sanctimonious superstitions and as a pre-condition of capitalism or Durkheim’s
ecclesiastical trappings (cf. Voltaire, 1756). But conception of religion as the latent worship of
Voltaire was not the most materialist figure of society itself. At the same time, each became
his day, and he was distinguished more by the sensitive to secularization without using the
expression of his views than their substance, term, though they differed somewhat in their
including his sense that the end of religion was assessments of it.
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SECULARIZATION AND SACRALIZATION DECONSTRUCTED AND RECONSTRUCTED 59

For Weber (1904), secularization was an of them, or else because they no longer answer to our
implication of the ‘rationalization’ that was so actual aspirations; but as yet there is nothing
to replace them… In a word, the old gods are growing
uniquely characteristic of the West. He was old or already dead, and others are not yet born…
ambivalent about the results. On the one hand, It is life itself, and not a dead past which can produce a
he appreciated its cultural underpinnings of living cult. But this state of incertitude and confused
everything from capitalism and bureaucracy to agitation cannot last forever. A day will come when our
developments in architecture and music. On societies will know again those hours of creative effer-
vescence, in the course of which new ideas arise and new
the other hand, Weber wrote within the legacy formulae are found which serve for a while as a guide to
of German historiography and a concern for humanity…
the ‘Geist’ or spirit of every age. He lamented a
dark side of rationality that would lead to a By the mid-twentieth century, secularization
hollow disenchantment. Towards the very end had become one of the master motifs of the
of his famous Protestant Ethic and the Spirit of social sciences. By then, however, sociology
Capitalism, he summarizes the new capitalists had begun to develop more nuanced versions
pessimistically as follows: of secularization. Perhaps not surprisingly,
the 1960s produced a bumper crop as a possi-
Today, the spirit of religious asceticism – whether ble response to a decade in which changes of
finally, who knows? Has escaped from the cage … and
all sorts seemed at hand. In 1960, Talcott
the idea of duty in one’s calling prowls about in our lives
like the ghost of dead religious belief. No one knows Parsons was among the first to develop the
who will live in this cage in the future, or whether at the notion of societal differentiation as it applied
end of this tremendous development entirely new to American religion. As society becomes
prophets will arise, or there will be a great rebirth of old more complex, all of its institutions become
ideas and ideals, or, if neither, mechanized petrification,
more differentiated from each other and
embellished with a kind of convulsive self-importance.
For of the last stage of this cultural development, it enjoy more autonomy but less overall influ-
might well be truly said: ‘Specialists without spirit, sen- ence. However, the process does not occur
sualists without heart; this nullity imagines that it has equally, and traditional institutions such as
attained a level of civilization never before achieved’ religion are more affected by the changes.
(Weber, 1904 (1995): 182).
And yet Parsons distinguished between reli-
gious change and religious decline, arguing
Durkheim was more positive about secular-
that, if anything, religion’s new place in the dif-
ization, in part because he was more positivistic,
ferentiated scheme of things offered it protec-
working selectively within the tradition of
tion against some of the more corrosive
Comte and French positivism. Durkheim
secularization:
(1961) was optimistic about a secular morality
and an autonomous ethic for society. But while … a process of differentiation similar to that which has
he envisioned religious beliefs being displaced affected the family has been going on in the case of reli-
by science, he reasoned that the sense of society gion and has reached a particularly advanced stage in
the United States… Through this process of differentia-
as a sacred collectivity would remain, and he
tion religion already has become a more specialized
envisioned a waxing and waning of sacred agency than it had been in most other societies. But
commitments as part of the natural rhythm of since the Renaissance and the Reformation (this)
social change. In a passage that might well process has been going on… (Parsons 1960: 304).
serve as the text for this sermon, he describes
France on the eve of World War I and then Two works developed this theme in different
looks to the future: ways in the late 1960s, though both Peter
Berger’s The Sacred Canopy (1967) and Bryan
If we find a little difficulty today in imagining what Wilson’s Religion in Secular Society (1966)
(the) feasts and ceremonies of the future could consist restored the connotation of religious dimin-
in, it is because we are going through a stage of transi- ishment. Berger dealt with both the rise and
tion and moral mediocrity. The great things of the past
which filled our fathers with enthusiasm do not excite
decline of religion. Having described religion’s
the same ardor in us, either because they have come into importance as a source of meaning for a
common usage to such an extent that we are unconscious cosmos that is often inchoate, he went on to
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60 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

note factors involved in religion’s erosion. between religion’s role at the quite different
These included privatization, pluralism, and a levels of the individual, the organization, and
new religious marketplace, all contributing to a the society (1985). We will return to these dis-
secularization which he defined as ‘…the tinctions later.
process by which sectors of society and culture Meanwhile, by this time, secularization had
are removed from the domination of religious become a major priority on the agenda of
institutions and symbols’ (1967: 107). The def- social scientists examining religion. Returning
inition has a somewhat backwards quality, as if to the U.S., Richard Fenn (1979) stressed that
religion remains and remains unchanged, but secularization involves a blurring rather than a
society leaves by the backdoor. But clearly reli- sharpening of the boundaries between the
gion itself was changing, and Berger assigned sacred and the secular; still more recently, Fenn
some of the blame to influences within the refers felicitously to secularization as the
churches rather than laying all the blame on ‘domestication of charisma’ (1993). Certainly
external factors in the secular context. He argued secularization is at least a sub-theme of Robert
that liberal clergy and theologians were often Bellah et al. in Habits of the Heart (1985), a
out ahead of the process in diluting religion to work that depicts the community’s losing
avoid conflicts with a lapsing laity. struggle with individualism – perhaps the ulti-
If Berger’s conception of secularization sug- mate form of differentiation at the personal
gests society pulling away from a still religious level. Wade Clark Roof and William McKinney
core, Bryan Wilson conveyed the opposite sce- (1987) describe a similar pattern as a ‘new vol-
nario by which religion itself recedes to the mar- untarism’ that has displaced old denomina-
gins and suffers a diminution of influence. For tional loyalties. And Robert Wuthnow (1988)
him, secularization is ‘the process whereby reli- notes still other forces of differentiation at
gious institutions, actions, and consciousness work to shift religious action away from the
lose their social significance’ (Wilson 1966: xiv). denominations and congregations in the direc-
But Wilson was aware of a profound difference tion of ‘special purpose groups’ whose single-
between the declining influence of the estab- issue agendas are often more a reflection of
lished churches and the often surging growth of political morality than religious doctrine or
sectarian movements (cf. Wilson, 1990). theology. Wuthnow also describes a differentia-
Both Berger and Wilson were part of a tion between America’s liberal and conservative
growing choir singing the anthem of societal ‘civil religions.’
differentiation. Often seen as part of a larger Mark Chaves (1993) distinguishes between
process of ‘modernization,’ differentiation has declining religion and declining religious
since been a prominent theme among func- authority, noting that the two do not always go
tionalists such as Parsons in a later work on hand-in-hand in secularization. Chaves docu-
evolution (1977) and Niklas Luhmann (1982), ments the emergence of differentiated ‘dual
neo-functionalists like Daniel Bell (1976) and structures’ within denominations. He argues
Jürgen Habermas (1988), and religious scholars that secularization involves a split between
such as David Martin (1978). But differentia- declining ‘religious’ authority, on the one
tion can take different forms and exact differ- hand, and increasing secular ‘agency’ authority,
ent tolls. The Belgian sociologist, Karel on the other. This is consistent with other tra-
Dobbelaere (1981) draws a parallel between ditions of organizational analysis within reli-
secularization and the French term ‘laiciza- gion, including the classic distinction between
tion,’ which Durkheim and others used to ‘sects’ and ‘churches,’ and the common process
denote a loss of priestly control with a resulting by which the purity of the former’s religious
decanonization of religion. While developing authority ultimately gives way to the latter’s
the concept for European settings, Dobbelaere agency authority.
draws two important distinctions, one Still another strand of secularization theory
between the processes of differentiation, has stressed the shift in location and content of
decline, and change (1981) and the other traditional religion. A notion first predicted by
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Weber’s colleague Ernst Troeltsch in the There is no question that this argument has a
1920s under the possibly mis-translated term, certain face validity. But the secularization
‘mysticism,’ involves the individuation or ‘pri- debate runs deeper and is not so easily decided.
vatization ‘of religion as subsequently devel- In its most recent incarnation, the late
oped by Thomas Luckmann along with his Jeffrey Hadden (1987) was among the first to
sense of a ‘shrinking transcendence’ (Luckmann, lay down the gauntlet with a stinging attack on
1967, 1990). Recently Roof has noted similar secularization theory and theorists, arguing
developments in his survey of ‘baby boomer’ that the latter had neglected research and
religiosity and their turn away from traditional analysis in their zeal to convert secularization
religious forms towards spirituality and New into a ‘taken-for-granted ideology.’ Over the
Age pursuits (Roof 2001). next ten years, the rumblings and grumblings
Finally, a very recent addition to the reach grew louder. When Peter Berger partially
and contingencies of secularization comes recanted his earlier secularizationist views in
from Pippa Norris and Ronald Inglehart 1997 and later elaborated the point by pointing
(2004). Their globally comparative study uses a to a global religious efflorescence (Berger,
wide variety of data – especially the series of 1997, 1999), this certainly drew blood. But
Euro-Barometer and World Values surveys – to when the emerging leader of the anti-secular
test the theories of others and buttress a theory opposition, Rodney Stark, administered secu-
of their own. Essentially they argue that secu- larization’s last rites, ‘requiescat in pace,’ in
larization is a function of ‘existential security’or 1999, he was premature. As so often happens in
confidence in basic life subsistence and life such debates, the disagreement involves a
conditions; this explains why it is a clear trend number of different arguments passing each
in the West by almost any measure. At the same other in a starless night. In fact, the debate can
time, countries experiencing existential be dis-aggregated into five debates over five
in-security in Latin America, the Middle East quite different issues.
and South Asia show the opposite trend of 1. First, there is the question of degree;
increasing religious involvement, including i.e. whether secularization should be considered
extremist religious movements and behavior. as a massive all-or-nothing transformation
In a sense, this returns us to a very old concep- between conditions where religion is all domi-
tion of the relationship between social class nant to conditions in which religion has disap-
and religiosity: because the ‘poor are always peared altogether OR secularization may also be
with us’ so is religion as a theodicy of needed found in smaller, more nuanced shifts well
other-worldly escape and compensation. within the former continuum rather than at
So much, then, for a rapid review of some of its poles.
the high points of the rise of secularization The British anthropologist, Mary Douglas
theory in sociology. But even the most ardent (1982) was among the first to chastise seculariza-
supporters of the theory would concede that tion proponents for imagining a mythical past
the review has been one-sided. It is high time against which the present will inevitably come
to introduce the theory’s critics and criticisms. up short. In her case, the past involved those
simple, undifferentiated societies studied by
anthropologists but stereotyped by others as
convenient foils. Thus, even here religious
THE MYTH OF THE MYTH OF
piety and participation are not always either
SECULARIZATION?
deep or universal. If these are the beginnings of
the neo-evolutionary process of moderniza-
Today it is common to hear that secularization tion, their religion bears inconvenient similar-
has been categorically ‘disproven’. After all – ities with the religion of complex societies
the critics contend – just a quick glance at toward the end of the process.
home or abroad indicates that religion is Rodney Stark (1999) picked up the point
booming everywhere for weal and for woe. and elaborated it for early Western societies.
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62 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

To the extent that a secularizing trend depends point that makes it especially vulnerable to
upon a contrast with a pious ancient and pricking. Using an all-versus-nothing criterion
medieval Europe, Stark cites evidence suggest- is a very stringent test indeed, and it ignores
ing that this is mythical. Once one looks the important dynamics and variations that
beyond the public displays of ecclesiastical may occur in between these extremes. Such
officialdoms, the masses appear to be at the prophecy has been virtually non-existent
very least anti-church, if not anti-religious. among more measured twentieth-century
Attitudes towards organized faith were con- analyses. Recent critics have preferred to con-
spicuous for their alienation, their corruption, centrate their fire on the earlier and more
and their sheer raucousness. The religion of extreme versions of the argument and then
many ‘Christian’ nations founded in these early generalize the results to secularization of any
years was only inches deep as a pious surface sort and form. Even if secularization is seen as
covering an often impious base. a straight-line, linear process from high to low –
In its earliest formulations by such fore- and most would argue that this is rarely the
going Enlightenment sages as Voltaire (1756), case – one can surely imagine a society whose
Marx (1844), Comte (1852), and Spencer religion is powerful but not all powerful from
(1874), there is little question that seculariza- which there is religious change without decline,
tion involved a linear and inexorable decline of and decline that does not reach demise. To
religion to the point of its disappearance. Put deny conceptual standing to lesser changes
in this extreme form, it is once again not hard along the continuum because they do not
to reject the ‘secularization thesis,’ as this ver- involve a shift from the extreme maximum to
sion of it has come to be known. Both of its the extreme minimum is akin to denying scien-
extreme poles buckle beneath the weight of tific standing to all sorts of fluctuations from
evidence. The critics are no doubt correct that temperature gradients to demographics.
the very notion of a totally religious society is The critical dynamics in virtually all matters
a mythical construct unsustained by either his- of change occur within the mid-range of the dis-
torical or anthropological evidence. Whether tributions rather than at the ideal-typical poles.
reaching back to ancient societies or reaching Virtually all of the major sociological work
out to isolated tribes, one may find religion on behalf of secularization over the past
as a potent force but never omnipotent. seventy-five years has occurred in this more
Competing interests, rival claims, status closely grounded and finely raked terrain.
jostling within and without the priesthood – Social scientists have described various aspects
all of these have taken their toll on religious of religious decline in the complex societies of
domination. Nor is secularity itself unknown the West, but none has made so bold as to
in such settings; people on the margins often claim or predict religion’s omnipotent univer-
become alienated from or indifferent to reli- sality or its disappearance especially with the
gion. And at the other extreme, where is the proliferation of sects and cults – or ‘new reli-
society with no traces of religion? Certainly gious movements’ as the latter are now called
not the U.S. or anywhere else in the West. Nor euphemistically. Nowadays religion’s mere per-
for that matter in the several countries around sistence masks a host of questions concerning
the globe who have mounted official cam- religion’s changing terms and circumstances.
paigns against religion – the People’s Republic The ‘secularization thesis’ of mythical propor-
of China or the former U.S.S.R. True, religion tions with a mythical beginning and a mythical
is sometimes a minority phenomenon in these end is indeed in error, but as I have argued
and other countries, but in no instance can it elsewhere, it is a largely non-instructive error
be described as fully dormant, much less dead. somewhat akin to disproving Newton, or
Surely this should be the death knell of secu- denying the hypothesis of global warming
larization. But once again, not so fast. There is because we have not yet been burned to a crisp
a sense in which the anti-secularization critics and the nights do, after all, still get cooler
have inflated the secularization argument to a (Demerath 1998, 2000c).
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2. Meanwhile, even within a less extravagant liberal (and more secular) churches. Critics
range of secularization, there are debates. note that the work is not without problems –
A second major issue concerns levels, i.e. does for example, spectacular growth rates are less
secularization occur at the macro-level of likely among already large denominations and
whole societal cultures and structures, the more likely among successful start-ups that
meso-level of religious institutions and organ- have nowhere to go but up, and the thesis
izations, the micro-level of individual forms of refers to rates of growth and decline rather
religious belief and participation, or all or than absolute size where the liberals continue
none of the above? to lead. Moreover, the study assumes that
Surprisingly, once the focus shifts to these membership is a constantly reliable measure of
less extreme versions of secularization, the dis- general religiosity over time when, for example,
agreement narrows considerably. Consider the in the early years it was more a measure of elite
following remark regarding the macro- and community standing than individual piety.
meso-levels from the arch-critic of seculariza- Finally, as James Hunter (1987), Philip Jenkins
tion, Rodney Stark: (2002) and others have pointed out, even
today’s radically conservative churches experi-
This refers to a decline in the social power of once- ence secularization over time and may become
dominant religious institutions whereby other social
tomorrow’s modernists.
institutions, especially political and educational institu-
tions have escaped from prior religious domination. Many scholars have also noted the contin-
If this were all that secularization means, there would be ued vitality of religion in America. Stephen
nothing to argue about. Everyone must agree that, in con- Warner’s ‘new paradigm’ (1993) provides a sys-
temporary Europe, for example, Catholic bishops have tematic statement of how the American case
less political power than they once possessed, and the
may differ from the European scene that
same is true of Lutheran and Anglican bishops... Nor are
primary aspects of public life any longer suffused with spawned secularization theory in the first
religious symbols, rhetoric, or ritual (Stark, 1999: 4–5). place. But recently Stark has taken his methods
and his ‘market’ model of religion abroad. He
This greatly reduces the gap between secu- and economist Laurence Iannaccone (1994)
larization’s advocates and at least one key have argued that even the secularization of
antagonist. For many of his opponents, Stark’s European religion was greatly exaggerated – an
acceptance of ‘macro’ as opposed to ‘meso’ and argument that has had both supporters (Davie
‘micro’ secularization suggests a battlefield 1994; Swatos and Gissurarson 1997) and
conversion – though, in fact, it is not a new detractors (cf. Bruce 1995; Dobbelaere 1993;
position for him (cf. Stark and Bainbridge Wilson 1998). Stark and his compatriots use a
1985). Nor is it a trivial concession. Many of the ‘supply-side’ interpretation of the religious
twentieth-century theories of secularization marketplace, in which they argue that individual
reviewed in the previous section pivot around demand is less important than the religious
this point, especially Parsons, Berger and organizations’ supply. The supply may involve
Wilson. But if there is at least some agreement a religious monopoly or religious competition
at this one level of secularization, debate con- in any given society or region, and their dis-
tinues at the other two levels of institutional puted findings indicate that competition is
and individual religion. more favorable to religion because it allows the
It is here that Stark has concentrated his consumer to exercise more ‘rational choice’ in
relentless fire against secularization. His book seeking out the religious benefits.
with Roger Finke, The Churching of America 3. Meanwhile, a third source of contention
(1992), uses actual and reconstructed church involves the question of just how should one
membership data to argue that individual reli- measure secularization? There are a variety of
giousness has increased rather than decreased barometers ranging from the standard counts
over the last two centuries, and that the of church membership, church attendance, and
real ‘winners’ have been conservative churches, religious media consumption to legislative and
while the real ‘losers’ have been the more judicial decisions, and the uneven compliance
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64 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

with both. However, all of these indices are sus- some 25% of the nation’s public classrooms
pect in one way or another. Grace Davie (1994) begin with some form of spoken or silent
has argued, for example, that a common cur- prayer – the Supreme Court notwithstanding.
rent syndrome in Britain involves ‘believing Meanwhile, the dispute over secularization is
without belonging.’ By contrast, a steady not confined to the West. In fact, the Western
stream of research in the U.S. has long indi- version of the debate is comparatively innocu-
cated that one can be a church member – even ous because it is largely confined to scholars
a church attender – without being a believer in removed from the political ramparts and
the traditional sense. American church mem- because the politics of religion has generally
bership totals generally exceed church atten- been laid to rest save in a few cases such as the
dance rates by 50%, and recent work by tragically contested Northern Ireland and the
Haddaway et al. (1993) has shown that claimed recent anti-climactic decision of Sweden to
church attendance routinely exaggerates actual sever state ties with the Lutheran Church as of
church attendance by 50% or more. On the 2000. But once one leaves the West to visit
other hand, Robert Woodberry (1998) has countries elsewhere (cf. Demerath 2000a,
shown inflated attendance reports are due 2001), it is hard not to be struck by one area
largely to religion’s continued high standing in after another where assessments of seculariza-
the culture and the bias that results from the tion and secularity have become volatile public
normative desirability of attendance. issues exacerbated by the ideological conflict
Despite such biases, Hout and Fischer (2002) between forthright pro- and anti-secularists.
have analyzed the doubling of those with ‘no From Poland and Eastern Europe through the
religious preference’ from 7 to 14%, a finding remains of the U.S.S.R. to Afghanistan; from
whose significance for secularization has itself the Balkans through Turkey and into Iran; from
been debated (cf. Marwell and Demerath Algeria through Egypt to Israel; from Pakistan
2003). There are also less obtrusive measures of through India to Sri Lanka; from Indonesia
faith and faithlessness. For instance, increasing through China to Japan – these are just a few
sales of religious books and rising ratings of countries whose national identities now hang
religious media are often cited as evidence in the balance of a prolonged conflict over sec-
against secularization. However, such activity ularization (cf. Juergensmeyer 1993). I shall
may reflect active minorities swimming have more to say about these non-Western
against the secularizing current as opposed to cases later. But the struggles may involve both
a more phlegmatic majorities drifting with a one religious group versus another and religion
secularizing stream. generally versus a secular culture.
Judicial decisions concerning religion may 4. These cases cue still a fourth issue that
be subject to the reverse misinterpretation. fuels the larger debate over secularization. Just
When the U.S. Supreme Court ruled against as we can reject an all-to-nothing temporal
prayer in the public schools in 1963, this was trajectory for secularization, it seems clear that
by no means a reflection of dominant public we must reject all-or-nothing generalizations
sentiment. Like most decisions in the area of that apply to all individuals, all churches,
religion over the past half-century, these all religions, all social classes, all communities,
reflected the court’s protection against the first all regions, or all societies, much less to the
clause of the Constitution’s First Amendment world as a whole. Although there has been a
guarding against a religious establishment. In persistent tendency towards such overdrawn
most such cases, the originating plaintiffs were characterizations, this moves us out of sociol-
aberrant non-religious types with thick wallets ogy and the world as it is into more philosophi-
and thicker skins who were resisting local prac- cal and theological treatments of the world as it
tices. Indeed, many such practices – including ought to be – as if there were consensuses here.
school prayer – that have been ruled unconsti- Since so much of the empirical literature
tutional have been continued below the in sociology makes this point, it is hard to know
national radar. It is speculated that even today where to begin or end in citing references.
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But the aforementioned Norris and Inglehart depiction of the world, it is in a better position
(2004) volume might suffice for traversing the to draw upon scholars from different back-
widest array of such differences in its global grounds who will not feel they have personal
survey of secularization. As they make clear, axes to grind or personal identities at stake.
secularization is not a global phenomenon, 5. Finally, the fifth and last principal topic
given major differences between East and for debate concerns the relationship between
West, North and South. Nor are these immune secularization as religious decline or religious
to further macro-, meso-, and micro- variation. change. Here too Rodney Stark has helped to
World faith traditions differ between them- bring the issue to the fore:
selves (e.g. the more secular Buddhists vs. the
Of course, religion changes. Of course, there is more reli-
less secular Hindus). gious participation and even greater belief in the super-
But there are also differences within Faith natural at some times and places than in others, just as
traditions (e.g. within the Abrahamic tree, the religious organizations have more secular power in some
more secular wings of Liberal Protestants and times and places than in others. Of course, doctrines
Reform Jews versus the generally less secular change – Aquinas was not Augusteine, and both would
find heresy in the work of Avery Dulles. But change does
branches of Islam). Within each of these gen- not equate with decline (Stark 1999: 29).
eral groupings, churches, temples and mosques
vary, as do the members in or around them. Once again, Stark appears to concede a great
The well-known distinction between churches, deal before snatching it away with his last sen-
sects, and cults reeks of secularization, and cer- tence remark that ‘… change does not equate
tainly some of each are more secular than with decline.’ He is certainly correct that the two
others. Even among evangelical, fundamentalist are not identical. Moreover, only one equates
or Pentecostal groups, some have moved further with secularization, and that is change rather
down the road to secularization than others, than decline. Of course, there is little question
partly as a result of the search for organizational that secularization has come to connote decline,
stability and membership growth. Finally, the whether in its long-range or short-term form.
sociology of religion is replete with demonstra- But as I shall argue momentarily, change may
tions that individuals within even quite specific involve secularization without decline; indeed,
religious groups will differ. As sociologists of secularization can be part of a process that is
religion have long demonstrated, individuals necessary to maintain or even increase religiosity.
differ by parental background, age, gender and
ethnicity and social class – to name only a
few variables that bear upon the extent of
secularization and the degree of secularity. DEFINING SECULARIZATION AND
All of these findings have a self-reflexive INTRODUCING SACRALIZATION
impact upon the very scholars researching
them. One reason why the secularization para-
At this point, we are now sufficiently
digm went so long without being challenged is
acquainted with the key issues surrounding
that so many of the scholars supporting it
secularization to consider a definition that is a
came from cultures, sub-cultures, and organi-
bit more formal and considerably broader than
zations that were part of it. In the West, this
those mentioned earlier. Of course, there are
meant scholars who were themselves largely
almost as many definitions as there are broad
secular or from the more secular religious
treatments of the topic, and there is certainly
backgrounds of Liberal Protestantism and
no paucity of the latter, since any serious soci-
Catholicism or Reform Judaism, as opposed to
ological treatment of religion requires a treat-
newer and more conservative movements.
ment of secularization (e.g. Beckford 2003).
As the saying goes, what you see depends upon
Still, here is my definition:
where you are seated. But to the extent
that secularization becomes a more variegated Secularization is a process of change by which the sacred
phenomenon as opposed to a single massive gives way to the secular, whether in matters of personal
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66 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

faith, institutional practice, or societal power. It involves relatively recent devotion to Mariolatry, begin-
a transition in which things once revered become ning in the nineteenth century; Islam’s increas-
ordinary, the sanctified becomes mundane, and things
other-worldly may lose their prefix. Whereas ‘secularity’
ingly sacred enmities between Sunnis and Shia
refers to a condition of sacredlessness, and ‘secularism’ where power hangs in the balance, and radical
is the ideology devoted to such a state, secularization is Hinduism’s effort to sacralize India as an offi-
a historical dynamic that may occur gradually or cially Hindu state. Within American religion,
suddenly and is sometimes temporary and occasionally sacralization is apparent in both the tendency
reversible.
of religious ‘sects’ to revive or revitalize older
Several aspects of the definition are worth religious beliefs and practices and the tendency
emphasizing. First, it refers to a process of reli- of ‘cults’ to develop new religious forms,
gious change, but not necessarily to religious whether through the innovation of a prophetic
decline, let alone demise. After all, if religion and virtuosic leader within the society or by
involves notions of transcendence that are importing a religion from outside the society
ritually reinforced and collectively supported, that is effectively new within it. Virtually every
this is not immutable; it may take varying forms, Protestant denomination began as either a
and it is not always the oldest or most traditional sectarian effort to recapture a lost religious truth
versions that are the most compelling. Indeed, I or a theological and organizational innovation.
will argue momentarily that effective religion Groups like the Christian Scientists, Mormons,
often depends upon change – and secularized Adventists, the Jehovah’s Witnesses, and Waco’s
change at that. Branch Davidians continue to bear strong
Second, the definition carries no sense of lin- traces of their original efflorescence. Imported
earity or inevitability. It may – or may not – movements such as the Unification Church
occur among individuals as an accretion or an (South Korea), the Hare Krishna (India) and
epiphany, among institutions such as cults, the Soka Gakkai (Japan) have also had deeply
sects, churches, denominations, and whole sacralizing effects for their American members.
faith traditions, and among communities and Sacralization is also apparent at certain
societies where a particular form of the sacred points in the history of U.S. ‘civil religion,’ i.e.
suffers a diminution of influence. any nation’s sense of its shared sacred heritage
And third, note the emphasis on ‘a particular and commitments. It is not unusual for a coun-
form of the sacred.’ Secularization is not a try’s civil religious sensibility to wane and wax
process that sweeps everything sacred before it. over time. It would be too simple to argue that
As some sacred beliefs, rituals, or influences its shared Judeo-Christian legacy tends to secu-
undergo change, others within the same firma- larize during relatively uneventful periods of
ment may remain constant or even experience collective complacency, only to sacralize during
recrudescence or enhancement. times of national crisis. But a sense of common
In fact, this is the cue for the entrance of religious dedication does tend to surge during
sacralization as the dialectically opposing process and immediately after major external crises,
which is crucial in understanding the larger con- e.g. a true world war or the events of 9/11 when
text in which secularization often operates. church attendance experienced a temporary
Turning the above definition of secularization spike. However, contrary to the old axioms,
on its head, sacralization is the process by which there are atheists in both foxholes and
the secular becomes sacred or other new forms of deathbeds, and some types of internal societal
the sacred emerge, whether in matters of personal crises may reduce religion’s credibility, as
faith, institutional practice or political power. And happened in the U.S. during the progressive
sacralization may also ‘occur gradually or suddenly, movements of the 1960s.
and may be sometimes temporary and occasionally The important point is that neither secular-
reversible.’ ization nor sacralization alone is adequate
Sacralization may take a number of forms. to describe the U.S. or any other nation in holis-
Even established religions generate new sacred tic and linear terms. While both short- and
commitments over time; witness Catholicism’s long-term trends in one direction or another
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are common, the two tendencies often oscillate closer to producing a new set of contentiously
and even play off one another as partners in a divisive paradoxes. Much of this pivots around
dialectic. And while these apparent adversaries the very terms at issue. Both ‘secular’ and
sometimes respond to each other’s pulls in the ‘sacred’ are mutually referential in that each
opposite direction, the next section will point makes a statement about the other. To be secu-
out that they can also be allies. Secularization lar is to be non-sacred; to be sacred is to tran-
often serves as a form of adaptation to historical scend and transform the secular. Much the
change, and it can prepare the way for a same is true when we shift from semantics to
sacralization that is more attuned to contem- social processes. Just as an object must have
porary circumstances once the detritus of been sacred for it to be subsequently secular-
tradition is cleared away. ized, so must it have been secular for it to be
Certainly I don’t mean to advocate some subsequently ‘sacralized.’ And just as secular-
law-like proposition by which secularization ization marks a decline of the sacred, so does
and sacralization are always linked to insure sacralization denote an increase in the sacred
some constant level of sacredness in an individ- in one form or another and at one level or
ual or social unit. Nor do I mean to suggest a another.
rigid model of religious crop rotation by which But linking the processes of secularization
secularization always clears the ground for a and sacralization can have paradoxical results.
new sacred planting, since new forms of the Consider the following eight propositions as
sacred may precede and influence the secular- examples:
ization of older forms. The major argument is
that tendencies in each direction generally (1) Religious ‘awakenings’ require previous reli-
check each other to ward off all-or-nothing gious ‘naps.’ American religious history
extremes of either sort. In fact, this is not a new has been commonly charted in terms of its
perspective. As pointed out by Goldstein eighteenth, nineteenth and possibly twen-
(2006), virtually every one of the classic and tieth century awakenings (cf. McLoughlin
contemporary sociological proponents of secu- 1978). But later revivals imply earlier
larization – not to mention their critic, Rodney slumbers which have equal merit as his-
Stark himself (e.g. Stark and Bainbridge, 1985) torical focii (e.g. May 1949; Erikson 1966;
have made reference to some form of oscillat- Turner 1985). It is the combination of the
ing cycles of more and less religion. Still, excep- two that establishes the most basic rhythm
tions do occur, and there is at least a loose sense of a country’s religious history. If this is true
in which sacralization without secularization is at the macro-level, it has a micro-parallel.
the equivalent of ‘pre-modernity;’ seculariza- There is a similar relationship between
tion without sacralization is not a bad defini- individuals’ religious conversions and their
tion of ‘post-modernity,’ while the two in earlier religious indifference. Newspaper
tandem are central to much of what ‘modernity’ headlines and scholarly accounts that stress
itself entails. As this suggests, pre-modernity, the former but neglect the latter fail to cap-
modernity, and post-modernity are far more ture the critical interaction between sacred
defensible as iterative cyclical moments rather and secular.
than static phases of a single linear trend. (2) Modernization may lead to both seculariza-
tion and sacralization. The grand narrative
of the ‘secularization thesis’ holds that
religion beats a steady and linear retreat in
PARADOXES OF SECULARIZATION
the face of mounting modernization. There
AND SACRALIZATION
is some truth to this, but also some half-
truth. In fact, this is what Peter Berger
At just the time when one might expect work referred to in recently recanting some of his
on secularization to yield a consensually vali- earlier writing on secularization (Berger
dated paradigm (cf. Tschannen 1991), it is far 1997, 1999). To unpack the mystery,
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68 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

modernization does often lead to forms of with it, one must be careful not to mistake
secularization, but these in turn often the sacred exceptions for the secular rule.
spark a sacralizing response – one that It is sometimes tempting to interpret the
ironically uses the means of modernity to high heat of a small religious movement as
protest the ends of modernity. Gorski more important than the smoking embers
(2000) makes a similar point in discussing of a larger and more secularized tradition.
the effects of the Protestant reformation in In the same spirit, one must be wary of
modernizing Europe: it was both secular- confusing growth rates with size. Both
izing and sacralizing. This duality also have their place, but even those small,
characterizes the putative ‘fundamen- conservative religious movements with
talisms’ everywhere, whether in the origi- high growth rates may still be marginal to
nal Christian version in the U.S., or in the the larger population and culture. Many
Islamic and Hindu variants around of Finke and Stark’s (1992) ‘winning’ con-
the global girdle of religious extremism. servative denominations with high recent
As noted earlier, India is one of many growth rates are still small compared to
countries offering scarred testimony to reli- most of the ‘losing’ denominations that
gion’s continuing presence. On the other remain far larger despite recent attrition.
hand, these countries also bear witness to (5) Sacred manifestations may reflect secular
the incursions of secularity as a perceived forces, and vice versa. The relationship
threat to religious interests. If either religion between any form of behavior and the
or secularity were fully dominant in these motivations behind it is problematic.
settings, the conflicts would be obviated As we have seen, standard indicators of
(Beteille 1994). religiosity such as civil religious loyalty,
(3) The rise of a vital ‘religious marketplace’ is church membership, church attendance,
also evidence of both secularization and and religious belief are all subject to
sacralization. As noted earlier, Stark and his myriad interpretations, not all of which
colleagues (1999, 2000) and the early Berger are unambiguously sacred (cf. Demerath
(1967) invoke the ‘religious marketplace’ 1998; Haddaway et al. 1993). It may be
as a telling metaphor, but each draws out more that the civil is religious than that
different implications. For Berger, such a the religious is civil; church membership
marketplace involved an increase in compe- and attendance reflect a variety of sacred
tition that was staged in increasingly secular and secular meanings that vary across a
terms and reflected the crumbling of reli- population and across time; affirming
gion’s prior structural monopolies and/or a religious belief may be less a matter of
cultural hegemonies. For Stark et al., on the cognitive conviction than of cultural affili-
other hand, religious competition led to a ation and continuity. Even the various
rational-choice process by which choosers ‘fundamentalist’ movements around the
seek out the most satisfying religious world may not be as uniformly or fanati-
options according to religious criteria. cally ‘religious’ as they are often portrayed.
And yet the new consumer’s mentality Many of their members have a predomi-
may involve more stained-glass window- nantly secular agenda that is aided by reli-
shopping than long-term buying, i.e. actu- gious legitimation, hence religion may serve
ally joining a church. The aforementioned in some instances as a means rather than an
debate over changing patterns of religiosity end in its own right (Demerath 2001).
turns on this point, as does a current dispute At the same time, a withdrawal from
over the significance of religious ‘switching’ conventional religious frameworks may
in the U.S. (cf. Demerath and Yang 1998). coexist with a more privatized faith,
(4) Because movements running against the namely the ‘little voice’ of the pseudony-
societal grain often create more friction mous ‘Sheila Larson’ in Bellah et al. (1985:
and more headlines than trends running 221). And surely there are any number of
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conventionally secular commitments that sect-to-church dynamic whereby newer,


take on sacred valences for their devotees, smaller, and often more precarious reli-
as noted earlier. gious movements make secular adapta-
(6) Moderate secularization can be a prophy- tions in the quest for organizational
lactic against ultimate secularization. stability. A number of recent studies
Changing social conditions require chang- have described the kind of sacred-secular
ing forms of the sacred if they are to be tensions that often result within conserva-
relevant. Hence, some degree of secular- tive religions churches – for example
ization may serve as a form of sacred adap- over issues of gender (viz. Bartkowski
tation. As one early example, the British 2001; Gallagher 2003), and still others
historian R. H. Tawney (1962) amended have discredited the stereotype of conser-
Weber’s heavily theological account of the vative churches as static and homogeneous
development of Calvinist pre-destination- (e.g. Hunter 1987, and Greeley and
ism, whereby success in this life ultimately Hout 2006).
became a clue to salvation in the next life. (8) Focusing on the fate of old forms of religion
Tawney showed that this was due to a may deflect attention from new forms of the
series of takes-and-gives between Geneva’s sacred. Obsessing over secularization of
rising middle-class parishioners and a the past may preclude analysis of sacral-
clergy willing to make secularized ization in the present and future. Just as
compromises to keep their pews filled. conventional religion may not necessarily
The same dynamic has been a tactic in the be sacred, so are new sources of the sacred
trajectory of Liberal Protestantism over not necessarily religious. Today one hears
the past century, as pastors and theolo- a good deal of talk – some of it glib –
gians have made comparable concessions about a growing distinction between reli-
to their secularizing adherents (cf. Berger gion and spirituality and about profound
1967; Demerath 1992). The tactic has sacred commitments in everything from
been challenged by advocates of strict socialism to sex. Just because they have
doctrine and strict churches (Kelley 1972; attained cliché status does not mean they
Iannaccone 1994). But the possibility should be jettisoned as possibilities for
remains that cleaving to strictness might deeper investigation (cf. Demerath 2000a).
have cost the churches far more defections
than did adapting to the secular. The eight propositions above lead into a
(7) Secularization may be more common in series of issues beyond the scope of this essay:
conservative than liberal religious commu- Does every individual need some sense of a
nities. Because secularization involves sacred commitment and regimen that is self-
change, the question is where the greatest consciously maintained and ritually rein-
change is likely to occur. Since liberal reli- forced? Does every collectivity and society
gious organizations have already under- require something similar that is shared
gone considerable secularization, many among its members? And if the answers to
now face a stained glass floor as a con- either or both of these questions are affirma-
straint against further change. On the tive, what is the relation between the sacred-
other hand, conservative religious groups ness required and conventional religion, on
are closer to the traditional ceiling and have the one hand, and more secular sources, on the
further room to change in a more secular other? To what extent can the sacred reside in
direction. While it is clear that evangelical, high and low culture, moral and ethical con-
fundamentalist and Pentecostal churches victions, and movements on behalf of political
are less secular than more mainstream causes, personal identities, and nationalist
churches, it is by no means clear that they ambitions? And is it possible to investigate
have recently experienced less seculariza- these matters without falling into traps of tau-
tion. The point is well-made by the classic tology and teleology? Precisely because these
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70 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

questions are so old, it is time for newly widely analyzed by historians (cf. Merrick
researched and freshly conceptualized answers. 1990; Darnton 1995; Gordon 1998). This in
turn is linked to France’s role as a seedbed for
Enlightenment thought, which provided such
critical intellectual second-guessing of religion
SHIFTING FROM RELIGION
from Voltaire forward. One strand of this
TO CULTURE AT LARGE
tradition took the form of French positivism.
As represented by the mid-nineteenth-century
To some readers, my earlier definitions of visionary, Auguste Comte, positivism – like
secularization and sacralization may suffer Marxism – both sought and prophesied the
from a glaring omission: they contain no specific replacement of religion by social science.
mention of religion per se. This is not an over- Subsuming religion within a larger category
sight. I want to stress the broader category of of the sacred has a more extensive pedigree.
the sacred, noting that religion is only one of The great comparativist, Mircea Eliade (1959)
many sources of the sacred, and not all of reli- was consistently at pains to talk of ‘hieropha-
gion qualifies as sacred. In emphasizing the nies’ that afforded contact with the ‘sacred,’
relation between secularity and the ‘sacred,’ rather than concentrate on religion itself. For
I want to push beyond religion to consider a him conventional religion by no means
sociologically richer vein of the sacred; namely, exhausted sacred possibilities. If religion was
culture. explicitly sacred, other forms qualified implic-
Of course, secularization is no stranger to itly. In fact, Edward Bailey (1998) has made
cultural analysis. Virtually every major cultural explicit the notion of ‘implicit religion’ that is
theorist and cultural historian has taken reli- itself implicit in the work of Eliade and others.
gious secularization into account as either an As Rousseau, Durkheim, and Weber would
effect or a cause of historical change, as we have also have agreed, sacred meanings may
already seen with Marx, Weber, and especially emanate from the political, the familial, and
Durkheim who noted the civic the quotidian. The quality of sacredness is not
inherent in a thing or idea; rather, sacredness is
origin of ceremonies that, by their object, by their
results, and by the techniques used, are not different in imputed from within a social context.
kind from ceremonies that are specifically religious. Meanwhile, if religion is only one form of
What basic difference is there between Christians’ cele- the sacred, the sacred in turn is one important
brating the principal dates of Christ’s life... and a citi- dimension of something broader still; namely,
zen’s meeting commemorating the advent of a new
culture. The relation between religion and
charter or some other great event of national life?
(Durkheim 1912: 429). culture can be so close as to be confusing.
Consider the two definitions below from the
This seminal passage was later re-born in anthropologist, Clifford Geertz, and see if it is
Robert Bellah’s (1967) famous account of ‘civil immediately obvious which refers to religion
religion’ with specific reference to the U.S. and which to culture:
national polity. However, it is worth remarking
a) ___________ is 1) a system of symbols which acts to
that Bellah gave the concept a far more nar- 2) establish powerful, pervasive, and long-lasting moods
rowly religious thrust than had Durkheim – or and motivations in men by 3) formulating conceptions
for that matter, Durkheim’s own predecessor of a general order of existence and 4) clothing these con-
in these matters, the eighteenth-century social ceptions with such an aura of factuality that 5) the
moods and motivations seem uniquely realistic (Geertz,
philosopher, Jean Jacques Rousseau (1960).
1973: 190).
As this suggests, France has been a special
source of secularization accounts. The eigh- b) _________ is ... the framework of beliefs, expressive
teenth-century decline of the French monarchy symbols and values in terms of which individuals define
their world, express their feelings, and make their judge-
and the ensuing French Revolution involved a ments. (It) is the fabric of meaning in terms of which
fundamental ‘de-sacralization’ of the link human beings interpret their experience and guide their
between church and crown that has been action (Geertz 1973: 144–5).
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Both definitions have that perverse element


A TYPOLOGY OF SECULARIZATION
of abstraction that qualifies them as social sci-
SCENARIOS
entific; both share an emphasis on the kind of
‘control system’ that Geertz found essential.
The first refers to religion and the second to If secularization is alive and well within reli-
culture, but in the often arbitrary world of gion, and if religion is only part of the wider
conceptual definitions one could do far worse sphere of the sacred which is in turn a crucial
than reverse them. component of culture, then it follows that
And yet Geertz’ emphasis on cognitive secularization should be an active dynamic
control neglects another element that both within culture itself. The insight is surely not
phenomena have in common. It is true that an original revelation. However, it is little
both religion and culture are symbol systems acknowledged in the various discussions of
that perform powerful directive functions. But cultural change that have occurred in the social
one of the reasons for their power is precisely a science literature. While older theories of his-
shared quality of sacredness. The point tory and the more recent but now largely
scarcely needs elaboration for religion. But recessed literature on ‘modernization’ refer
arguing that culture carries a sacred dimension to secularization, both refer almost exclusively
may be more controversial. to the secularization of religion per se
Take the very word ‘culture.’ In strict etymo- (e.g. Germani 1981). Secularization of culture
logical terms, it traces back to the notion of as distinct from religion is commonly neglected.
‘horticulture’ and the spreading of manure – Virtually any form of cultural change both
something many critics of culture`s conceptual reveals and depends upon the opposite but
softness will have no difficulty crediting. But if often symbiotic processes of secularization and
one adds a historically indefensible but sacralization. Take any episode of transition,
conceptually strategic hyphen to produce the and it is not hard to find the waning of older
term ‘cult-ure,’ this cues a more instructive ‘sacred’ beliefs and values, along with the fre-
story. ‘Cult’ in its older, non-pejorative, quent waxing of new ones. This applies to
Durkheimian sense refers to that behavioral every type of symbol – whether political, eco-
core of religious beliefs and practices that con- nomic, scientific, or indeed religious. As indi-
stitute the center of any religion – and perhaps cated above, all cultural components require a
any cultural system as well (Demerath 2003). sacred quality, and generally this quality must
Can a culture operate effectively without erode before the components may decline and
having a cultic or sacred component? In possibly give way to new commitments.
responding no, I am using the term sacred in Cultural secularization may involve various
its broader connotation rather than as a syn- syndromes which have rarely been disentan-
onym for the conventionally religious. Taken gled. As noted previously, even within the
in this way, any cultural system of symbols, narrow sphere of religion, secularization is gen-
beliefs, and values is a sacred system in that its erally discussed in all or nothing terms. When
components must be accorded a reverential gradations are admitted, they are gradations of
status that allows for the leap of faith required degree not of kind. But in what follows, I want
in converting what are often relative and arbi- to delineate four basic kinds of secularization
trary judgements into absolute normative that are framed by the intersection of two fun-
standards. Culture’s credibility depends less damental distinctions. The two distinctions
upon the objective, empirical, or rational involve internal versus external sources and
standing of its tenets than upon a subjective, directed versus non-directed scenarios. The
non-empirical, and a-rational belief in its former distinction refers to the difference
guidance. This requires a special status that between secularization that emerges from
involves the quality of sacredness in at least a within the social context of the cultural system
latent, if not always manifest, sense. So much at issue versus secularization that is imported
for a bridge to our concluding section. or imposed from outside. (See Table 3.1.)
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72 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Table 3.1 A typology of secularization scenarios Turning and turning in the widening gyre
Internal External The falcon cannot bear the falconer;
Non-directed Emergent Diffuse Things fall apart; the centre cannot hold;
Directed Coercive Imperialist Mere anarchy is loosed upon the world,
The blood-dimmed tide is loosed, and everywhere
The ceremony of innocence is drowned;
The best lack all conviction, while the worst
Are full of passionate intensity.
The latter distinction refers to secularization
that stems downward from authorities in con- Surely some revelation is at hand;
trol versus secularization that seeps upwards Surely the Second Coming is at hand.
The Second Coming! Hardly are those words out
from within the cultural system itself. Putting When the vast image out of Spiritus Mundi
the two distinctions together produces four Troubles my sight; somewhere in sands of desert
combinations or types of secularization: ‘emer- A shape with lion body and the head of man
gent,’ ‘coercive,’ ‘diffused,’ and ‘imperialist.’ A gaze blank and pitiless as the sun,
In describing each, I shall draw on a wide array Is moving its slow thighs, while all above it
Reel shadows of the indignant desert birds.
of examples, including some drawn from a The darkness drops again; but now I know
recently completed fourteen-nation compara- That twenty centuries of stony sleep
tive study of religion and politics around Were vexed to nightmare by a rocking cradle,
the globe (Demerath 2001). This applies the And what rough beast, its hour come round at last,
types to whole societies, but they could also be Slouches towards Bethlehem to be born?
relevant to the secularization of sub-cultures,
communities, institutions, or even social The historian, James Turner (1985), dates
movements within a society. the legitimation of unbelief among American
intellectuals at the end of the Civil War. But the
(1) Emergent Secularization: This form of Enlightenment altered more than religion; it
internally evolved and non-directed secular- affected a whole conception of human self-
ization is the classic model for religion. Here consciousness that included what Arthur
secularization is seen as a kind of drift to the Lovejoy (1936) called ‘the great chain of being’
left – the unintentional product of increasing and what Owen Chadwick (1975) termed ‘The
education, industrialization, modernization, Secularization of the European Mind.’
and differentiation in the social context. This Moreover, the Enlightenment was not just an
is the secularization described in a stanza of assault upon faith, but a substitution of one
Matthew Arnold’s ‘Dover Beach:’ faith for another. The notion of progress
through thought became a sacred cult in its
The sea of faith
own right – albeit one that has been subject to
Was once, too, at the full, and round earth’s shore
Lay like the folds of a bright girdle furl’d secularization since. Meanwhile, there is little
But now I only hear question that the rise of Newtonian and
Its melancholy, long, withdrawing roar, Darwinian science as well as the advent of
Retreating to the breath major universities set apart from religious
Of the night-wind down the vast edges drear
seminaries represented a major cultural change
And naked shingles of the world.
(cf. Koyre 1957; Foucault 1966).
Arnold wrote in England in the mid- There was no single event, let alone decree,
nineteenth century when a number of Western that produced the shift. Certainly this was not
intellectuals had begun to sense that perhaps the result of any authoritative edict. Rather, it
the Enlightenment had gone too far and depended on cultural forces that were them-
produced saddening changes on the part selves dependent upon forms of non-religious
of the many, not just the few. However, secularization. Weber was right to point to the
the poet who grasped not only seculari- rise of the Protestant Ethic as a historical
zation but possible sacralization in its wake watershed, but most historians now agree that
was W. B. Yeats in his verse, ‘The Second he overestimated the effects of religion and the-
Coming:’ ology themselves. Insofar as Protestantism broke
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the spell of Catholic dominance over a tightly Here then is the cultural cycle of seculariza-
undifferentiated world, it released a series of tion and sacralization enacted within the eco-
developments in the newly differentiated and nomic sphere itself. The spirit or culture of
autonomous spheres of society. Gradually, pol- capitalism had achieved autonomous standing
itics, the economy, and the world of science but it had become sacralized in its own terms
and education began to march to their own and for its own sake. While Weber and others
cultural drummers, but not before drumming might quarrel with the quality of meaning
out some of the older sacred tenets that had involved, there is little question of its quantity.
conserved the past and inhibited change. In The rise of science and education, of democ-
each case, new sacred commitments depended racy and capitalism – these are among the great
upon the secularization of older cultural faiths. cultural transformations in Western history.
In politics, democracy took various struc- Each depends upon a succession of secularization
tural forms, but its cultural core arose only and sacralization, even though none is conven-
after ‘de-sacralization’ was well under way for tionally religious. All of this illustrates an internal,
the French monarchy and other absolutist non-directed, ‘emergent’ form of secularization
regimes in the West. It is true that part of the that is more glacial than explosive. It is a cultural
legitimating code of the ‘ancien regime’ involved dynamic that nevertheless moves mountains.
its ties with the church. But it also involved a
conception of top-down civil authority that (2) Coercive Secularization: Here is another
went far beyond religion. form of internal secularization but one that is
The rise of capitalism – and most especially purposely directed by some type of effective
its Weberian ‘spirit’ – depended upon the secu- authority. There are many types of direction,
larization of a prior economic stage with its and the term ‘coercion’ is meant to suggest a
attendant economic rituals. Here structural top-down exercise of power – legitimate or
changes influenced the cultural shift, and one not. There are many loci and levels of coercion,
might paraphrase Karl Marx to stress the but for simplicity’s sake, I shall focus here
importance of changing modes of economic mainly on the societal.
production in de-sacralizing old social prac-
tices. The theme has continued to resonate Surprisingly, there are those who would place
within twentieth-century ‘critical theory’ that the U.S. in this category. Although no political
began in Germany between the two World leader would dare exert public influence on
Wars. Themes of materialistic disenchantment behalf of secularization, this is at least one
echo deeply within Herbert Marcuse’s lament interpretation of the first part of the First
for ‘one-dimensional man’ (1964); Daniel Amendment to the Constitution: ‘Congress shall
Bell’s concern for the ‘end of ideology’ (1964) make no laws respecting an establishment of
and the loss of meaning within the ‘cultural religion ...’ Of course, the clause goes on to sup-
contradictions of capitalism’ (1976), and port the ‘free exercise of religion.’ But the estab-
Jürgen Habermas’s sense of the ‘colonization lishment ban and the judicial decisions in its
of the (private) life world by the (public) wake concerning prayer in the public schools,
system (1989).’ Christmas celebrations on public property, etc.
But all is not lost, and somehow enchant- have often been construed as governmental
ment has persisted (cf. Schneider 1993). The his- coercion on behalf of ‘secular humanism.’ This
torian, Daniel Gordon, offers a telling rebuttal to is not the place to debate the greater wisdom of
the Weberian despair: the establishment clause, especially since I have
elsewhere defended it as the often neglected but
But when Weber spoke of an ‘iron cage,’ he meant an unique mark of genius within the First
absence of meaning, an economy that had no moral
Amendment (Demerath 2000b and see Chapter 18
ground at all... Yet, had Weber known more about the
Enlightenment and its sacralization of capitalism, he in this Handbook). However, it is clear that both
would not have created such a radical antithesis between clauses of the First Amendment have had both
the Reformation and modernity (Gordon, 1998: 151). secularizing and sacralizing impacts.
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74 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Meanwhile, there are other instances of officially Muslim. Over the next several years in
coercive secularization in the U.S. On the one the mid-1920s, he was able to pass a series of
hand, consider the federal government’s role in statutes that amounted to no less than a cul-
restricting Native Americans, both territorially tural transformation. These included bans on
and culturally, with secularizing consequences. certain forms of Islamic practice – such as the
On the other hand, the federal government has Sufis’ mystical ‘whirling dervishes’ – and on
also played a secularizing role in reining in such items of traditional Islamic dress as the
racism and racial segregation. There is little men’s ‘fez’ and the women’s veils. Here too the
question that racism has long been a part of secularization reached beyond religion to
American culture, especially following the other aspects of the traditional culture.
Civil War when emancipation of the slaves It included a Westernization of the written
required new doctrines of racial inferiority to numerical system and mandated alterations in
justify continued discrimination. But how does the language itself. More than seventy years
one change racism? Put more familiarly, how later, Attaturk continues to be revered, and his
can one secularize the values, norms, and rituals changes endure. Although there is now a resur-
that it entailed? When the government stepped gence of Islamic identity in life style and
in to produce and implement civil rights legis- politics, this is a minority movement and one
lation that integrated schools, public accom- held in tight check by an ever-vigilant military.
modations, and voting practices, the required Clearly Attaturk was one of the twentieth-
changes in behavior ultimately brought about century’s most effective statesmen, and his
corresponding changes in both social psychol- example of directed secularization was not lost
ogy and culture. This is a clearer instance of on others of his generation, including Lenin
coerced secularization paving the way to and Stalin in Russia, Nasser of Egypt, Ben-
change, though some might argue that the Gurion of Israel, Sukarno of Indonesia, and
coercion was more external than internal Mao Zedong of China.
because it came from Washington and the Of course, Mao’s regime in China offers a
federal government rather than the South. particularly infamous example of coercive sec-
Insofar as laws and political regimes can ularization – especially its hyper-coercive
influence change, and insofar as virtually every (anti-) ‘cultural revolution’ during the 1960s
social change requires some secularizing of an and 1970s. One might quarrel with the term
older culture to make way for or accommodate ‘secularization’ here because many Chinese
the new, virtually every country offers exam- suggest that theirs was never a religious culture
ples of coercive secularization. Turkey, China, to begin with – superstitious and philosophical,
and Japan offer three especially instructive yes, but religious, no. But whatever one calls
cases that combine religious and other cultural Confucianism, Taoism, and Buddhism, the
changes. larger point involves a secularization of sacral-
Turkey was once the center of Orthodox ized culture embedded in traditional forms.
Christianity and then later became the center This was most assuredly Mao’s objective –
of the once great Islamic ‘Ottoman Empire.’ again as a way of preparing the nation for a
Turkey straddles the border between Asia and new sacred system; namely, communism. It is
Europe, and the vicissitudes of its culture ironic that today communism itself has begun
reflects its geography. This was especially clear to give way: a second-order secularization of a
shortly after World War I when the young mili- secularization that was once held to be sacred
tary officer, Kemal Attaturk, seized control of in its own right.
the state and essentially pivoted the nation As Susumo Shimazono points out in his
180 degrees to face the West. Influenced by his chapter in this Handbook, Japan also offers
sympathetic understanding of the European ambiguities with regard to religion. But at least
Enlightenment, French positivism, and Emile two instances of coercive secularization stand
Durkheim, Attaturk declared that Turkey out. First, during the 1860s, a small group of
would henceforth be a secular state rather than elite figures behind the throne were eager to
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spark a new sense of Japanese nationalism and of the sub-continent’s culture. For weal and for
industrialization. They fomented the ‘Meiji woe, the British altered the area’s entire political,
restoration’ with the Emperor as the divine economic, and educational infrastructure with
head of a new system of ‘State Shinto,’ which wrenching cultural changes. Imposed moder-
was deliberately grafted on to the traditional nity has had a major secularizing impact on
and localistic ‘folk Shinto.’ Buddhism was vig- India’s traditional culture – including job
orously suppressed (viz. secularized) through- and educational ‘reservations’ as a counter
out the country to create a cultural space for to untouchability and the prohibition of prac-
the new national faith so zealously promoted tices such as ‘sati’ when a wife is expected to
as a way of binding the country together and throw herself on her husband’s funeral pyre.
prodding it forward, both economically and There have been few more imperialistic
militarily. Some eighty years later, following forces in world history than the converting
the ill-fated venture known in Japan as ‘the great armies of Christianity. These mobilizations
Pacific war,’ the country experienced another on behalf of new sacred systems have been
form of directed secularization, this time aimed perhaps more effective in secularizing older
at State Shinto itself. But because here the direc- ones, sometimes leaving a confused void as a
tion came from the U.S., I shall use it as a segue result. In addition to their obvious effects on
into a third form of secularization. indigenous religions, they have had important
consequences for non-religious cultural ele-
(3) Imperialist secularization: This is another ments. For example, Lamin Sanneh (1991)
form of directed secularization, but one that notes that missionary activities in Africa were
emanates externally, that is, from forces out- not all negative from the standpoint of African
side the society at issue. It strains no credulity political development. Because they offered
to begin with the U.S. as an imperialist exem- educational programs with a new common
plar, though its role in Japan following World language, they tended to break down (secular-
War II is not often seen in imperialist terms. ize) older tribal cultures and divisions, thus
The U.S. was understandably eager to uproot clearing the way for new nationalistic bonds.
State Shinto, downgrade the Emperor’s status, Nationalism is itself both a secularizing and
and insure that religion would never again sacralizing phenomenon, though it is fre-
serve to mobilize the nation. A new Japanese quently misunderstood. Beginning in the mid-
constitution was the vehicle for these purposes. nineteenth century, the spoils of warfare often
But just as the earlier secularization under the produced new nation-states. These were
Meiji restoration was unable to totally elimi- assembled out of the remains at war’s end
nate all Buddhist influence, the more recent through acts of statecraft that frequently had
secularization of State Shinto has not com- no regard for cultural communities and affini-
pletely expunged all traces. It is one thing ties. The new nations were often cultural
to change a political structure with the stroke hodge-podges in which those exercising power
of a constitutional pen, but quite another to were often strangers to those affected by it.
transform a society’s culture so quickly. Imperialist secularization was an important
means of holding onto power insofar as it
Meanwhile, there are ample instances of diluted competing sources of loyalty – whether
imperialist secularization in other places and ethnic, tribal, regional, or religious. The Soviet
other times. India has been a reluctant host to Union and its Eastern European satellites were,
outside powers for almost a millennium. The of course, prime examples. However, as we have
Muslim Mogul emperors began their succes- seen over the past decade, there are limits to the
sion in the early sixteenth century, only to be processes of secularization and re-sacralization.
followed by the British ‘raj.’ Both empires Older cultural identities and enmities have
exerted secularizing influence over Hinduism, asserted themselves throughout the region with
though Hinduism has certainly survived. Both tragic consequences in Bosnia and the former
also had secularizing impacts on other aspects Yugoslavia, including Kosova. Because the new
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76 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

forces of separatism are quite different from have it (cf. Demerath 2006). Cultural exchanges
the motives behind older nation-states, they have long followed trade currents, and the
might better be termed ‘culturalism’ than spread of Western culture into the far corners
‘nationalism.’ of the world began to be reciprocated in the
seventeenth century. And wherever one culture
(4) Diffused Secularization: The typology’s diffuses into another, the former is likely
final scenario of secularization involves exter- to have a diminishing, secularizing effect. Of
nal forces that spread more by diffusion than course, the effect is greatly accentuated when
direction. These are often the unintended con- the invading culture enjoys a favorable power
sequences of culture contacts. They result from differential.
transmitted cultural innovations that become I have used the term ‘diffused seculariza-
hegemonic in new locales, and in the process tion’ for this syndrome in several senses.
serve to displace old practices, rituals, and Obviously it refers to the consequences of the
beliefs – whether formally or informally diffuse spread of cultures around the world.
sacred. But it also needs pointing out that host cul-
tures tend to diffuse and give their own local
Imagine the reactions of the New Guinea twists to foreign cultures that reach them,
fishing villagers who, sometime in 1943, awoke hence the now fashionable but awkward amal-
to see for the first time a substantial fleet of the gam, ‘glocalization.’ Finally, local cultures
U.S. Navy anchored offshore and establishing themselves experience some diffusion and
beach installations with jeeps, guns, and com- dilution as a result. We have certainly wit-
munications equipment, which the villagers nessed aggressive assertions of traditional
were seeing for the first time as the wondrous faiths and identities as sacralizing responses to
bounty of a divine providence. It was incidents this general secularizing trend.‘Fundamentalist’
like these that led to the famous ‘cargo cults’ of Islamic and Hindu movements as well as
Oceania. These cults worshiped new gods of more direct political opponents of Western
Western materialism and waited – largely in culture have become major players on the
vain – for their own cargo to materialize. world stage.
Of course, any new religion comes at the
expense of the old. In this instance, sacralization
preceded secularization.
CONCLUSION
Today’s ‘globalization’ offers parallels to the
cargo cults, except that here the materialism
does materialize. Accounts are legion of televi- If one secret to scholarly success is writing
sion sets aglow in dark slum dwellings in about a topic where few of one’s colleagues
Calcutta, cosmetic sales on the upper Amazon are deeply invested and knowledgeable, this
in Brazil, internet communication between chapter has been a ticket to infamy. Among
stay-at-home families in China and their sociologists of religion, secularization is on
migrating children, and surgical miracles being the tip of the collective tongue, and the
performed in African villages. Globalization concept of secularization may crop up more
has some of the qualities of a Western middle frequently in this Handbook than any other save
class conceit – as if the world were now totally ‘religion’ itself. Nor would this surprise profes-
enthralled by our high tech innovations, sional religious practitioners, whether in the
mass media programming, consumer prod- local congregational trenches or on the Vatican
ucts, and medical advances, not to mention throne. In virtually every generation, the clergy
our environmental depredations and political decries and laments a loss of religious literacy
manipulations in pursuit of our economic and an ebbing of faith compared to genera-
interests. But globalization is neither as new tions past. Judging from my own interviews
nor as totalizing as popular treatments would and focus groups over the years, this is as
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SECULARIZATION AND SACRALIZATION DECONSTRUCTED AND RECONSTRUCTED 77

true of their private remarks as their public NOTES


presentations.
But recently an influential group of sociolo- 1. This chapter borrows, draws upon, and extends some
gists of religion have called for an end to such of my earlier writings on the topic which are cited in the
talk and have provoked heated debate on the text and noted in the references.
topic. While weary combatants sometimes
allow such debates to fade away before the
issues are resolved, this chapter represents at
least one participant’s second wind. Indeed, REFERENCES
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4
Rational Choice and
Religious Economies1

FRANK J. LECHNER

Adam Smith may well be the founder of the institutions in the same way as other facets of
sociology of religion. His Wealth of Nations is a society. Such explanations sidestep the question
classic text in economics, but Smith ranged of the truth of religion.
beyond the confines of that discipline. In ana- Though Smith’s analysis of religion had little
lyzing the institutions of ‘commercial society,’ direct impact, his way of treating religion as an
he practiced sociology as well. A striking ordinary activity amenable to secular analysis
instance is a section on the ‘expense of public became a hallmark of the sociology of religion
works and public institutions’ in Book V of the as practiced by Weber, Durkheim, and their
Wealth (Smith 1976a [1776]). After discussing intellectual descendants. One group of present-
the proper role of government in commercial day scholars, united under the banner of
society, Smith turns to the role of other institu- ‘rational choice,’ claims a close kinship not just
tions, including religion. He points out that with Smith’s approach but also with the sub-
clergy who depend on voluntary contributions stance of his arguments. Drawing on the theo-
tend to be more zealous, that sects drawn from retical arsenal of contemporary economics,
the common people are stricter, that without itself a mutation of Smith’s legacy, they
political interference a multitude of sects will propose that religious activity is inherently
flourish, and that over time the authority of rational. In choosing to join a church, take on
clergy is bound to decline. In keeping with the a religious commitment, or accept a religious
spirit of his book, he implicitly criticizes belief, people weigh costs and benefits in light
monopoly religion that is entwined with the of their preferences. Their ‘demand’ for reli-
state. Established churches may be abused by gion is met by a ‘supply’ produced by religious
the powerful and obstruct the ‘perfect liberty’ organizations. The activities of consumers and
Smith envisioned. As important as the specific producers constitute a market or ‘religious
points Smith makes is the general message he economy.’ The vitality of a society’s religion
conveys. Religious activity, he implies, is just as depends on the way this economy works.
reasonable as any other kind. The forces that Unless the economy suppresses all religious
shape most institutions also affect religion. We demand, religion is likely to be a viable institu-
can therefore explain religious activity and tion and no society can become wholly secular.
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The twin ideas that for individuals religion treating religion as rational activity involves
is a rational choice and that in society religion three assumptions:
takes the form of an economy are at the core of
1. ‘Individuals act rationally, weighing the costs and
a ‘new paradigm’ for the sociology of religion. benefits of potential actions, and choosing those
According to its advocates, this way of thinking actions that maximize their net benefits.’
about religion – anchored in Smith’s work 2. ‘The ultimate preferences (or ‘needs’) that individuals
though different in how it identifies rationality use to assess costs and benefits tend not to vary much
and choice – promises to do two things for the from person to person or over time.’
3. ‘Social outcomes constitute the equilibria that
field. Rational choice offers to replace a hotch- emerge from the aggregation and interaction of indi-
potch of ideas with a more coherent theory vidual actions.’
that accounts for all the important facts of reli-
gious life. For the old notion that religion The first assumption deliberately simplifies
is doomed it substitutes the idea that religion is human decision-making to help us ‘model
alive and well in modern societies. This chap- behavioral changes … as optimal responses to
ter reviews and illustrates the arguments of the varying circumstances’ (ibid.: 27). In explain-
paradigm’s prolific proponents against the ing behavior, it is not so much the rational cal-
background of relevant points made by Smith. culation as the varying circumstances that
It shows how the paradigm comes in two related matter: ‘Behavioral changes (over time) are the
versions, each of which has tried to explain consequence of changed constraints; behav-
religious behavior, religious organization, and ioral differences (across individuals) are
religious change. the consequence of differing constraints’
These explanations are contested. Critics (ibid.: 28).
argue that rational choice assumptions This model suggests some new predictions.
are implausible, that the evidence refutes reli- For example, people who place a relatively high
gious economy arguments, and that the new- value on their time should be more likely to
paradigm picture of religion in modern substitute monetary contributions for time-
societies is misleading. For such reasons many consuming church attendance – a point
sociologists have resisted conversion. In the Iannaccone finds confirmed in survey
spirit of Adam Smith, who warned of the risks evidence. In addition, the model translates
of applying a single ‘system’ to human affairs, well-known sociological insights into new lan-
this chapter suggests that adoption of any one guage. For instance, if we think of an individ-
‘paradigm’ in the study of religion may be ual’s religious knowledge as a form of ‘human
premature in any case. Instead, I propose a capital,’ the fact that people who switch to
more ecumenical approach to explaining reli- other denominations tend to pick fairly similar
gion that draws on many kinds of insights. ones makes sense as an effort to preserve the
Constructive competition and collaboration value of their previous religious investments
among multiple views should make the sociology (ibid.: 33). The theory further proposes new
of religion more vital. explanations of common behavior. A case in
point is the idea that religious activity is often
collective because collective production
reduces the risk associated with religious activ-
RELIGIOUS CHOICE
ities whose supernatural benefits no individual
can fully assess (ibid.: 34). In a more specula-
What does it mean to say that religious activity tive vein, the theory suggests that ‘portfolio
is ‘rational’? Advocates of the rational choice diversification’ reduces the perceived risk in
approach offer two slightly different answers. religious commodities, leading consumers to
One answer derives straightforwardly from patronize multiple firms providing private
microeconomic theory. As Laurence Iannaccone, commodities (ibid.: 37–8). This type of
an economist trained at the University of rational choice analysis relies mainly on formal
Chicago, has explained (1997: 26; also 1990), assumptions drawn from economic theory.
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RATIONAL CHOICE AND RELIGIOUS ECONOMIES 83

Few scholars would dispute that people ‘consumer product’ (BBC 2005). Students of
weigh costs and benefits in deciding on the religion, with perhaps a slightly smaller stake
right course of action. Most also agree that in in the issue, also object that few spiritual seek-
some ways religion is like other forms of social ers approach their decision as a ‘standard con-
conduct, so that explanations of that conduct sumer choice problem,’ that many faithful
might apply to religion as well. The basic intu- engage in religious actions as a form of expres-
ition, already implicit in Smith, is that people sion rather than in search of benefits, and that
do not become wholly different creatures people’s relations to the divine make it difficult
by stepping into a church or mosque. But for them to think of their faith as simply
Iannaccone goes several steps beyond this. The another commodity (Bryant 2000). The sacred
question is whether these additional steps pay is in some ways also very different from the
off. Do individuals in fact maximize their utility? profane. At least one prominent rational
Do their preferences not vary much from choice theorist, Michael Hechter, recognizes
person to person or over time? Many scholars that religious behavior may not be instrumen-
reject the maximization assumption, citing tal after all but rather a way of enacting ‘imma-
psychological evidence on the complexity of nent’ values (Hechter 1997).
actual decision-making. Within short periods A ‘thicker’ or more sociological version of
and homogeneous groups, preferences may be rational choice theory, proposed by the
stable, but as a universal assumption most American sociologists Rodney Stark and Roger
sociologists find it implausible. Critics there- Finke, tries to avoid some of the difficulties of
fore argue that since the assumptions are the ‘thin’ economic version by relaxing some of
false, the rational choice argument at best Iannaccone’s assumptions while also attributing
serves as a model that makes occasionally a wider range of inclinations to individuals
useful predictions (Spickard 1998). (Stark and Finke 2000: 84–5). Stark and Finke
These predictions are rarely forecasts about start with the proposition that ‘[w]ithin the
the behavior of specific persons or groups. limits of their information and understanding,
That is to say, rational choice theorists typically restricted by available options, guided by their
do not diagnose a situation, assess the prefer- preferences and tastes, humans attempt to
ences of actors, and then perform a virtual cal- make rational choices’ (ibid.: 85). Realizing
culation on their behalf to show how, as that rewards are always scarce, or not directly
rational actors, they are bound to make certain available at all, ‘humans will tend to formulate
‘optimal’ choices. Instead, their predictions are and accept explanations for obtaining the
more often ‘postdictions,’ reconstructions or reward in the distant future or in some other
just-so stories after the fact that purport to nonverifiable context’ (ibid.: 88). Religious
show that certain behavior in fact displayed by explanations are distinctive in that they
actors must have been optimal given their describe ways of obtaining rewards of
preferences under particular constraints, the immense value while postponing their delivery
latter described in ad-hoc fashion. The main to an otherworldly context (ibid.). People want
reason is that rational choice observers do not religion because it is ‘the only plausible source
have direct access to the actual preference of certain rewards for which there is a general
ranking of people prior to their decisions and inexhaustible demand’ (ibid.: 85).
(cf. Bruce 1999). Even if they did have such Religion, then, ‘consists of very general expla-
information, many critics would find the nations of existence, including the terms of
exercise itself implausible. It assumes, after all, exchange with a god or gods’ – a form
that religion is like real commodities, that of exchange humans ‘will seek’ in their pursuit
hard-nosed calculation is at work in religious of rewards (ibid.: 91).
choices, and that religious participation is These ‘micro foundations’ of religion have
a ‘standard consumer choice problem’ several interesting implications, spelled out in
(Iannaccone 1997: 29). Pope Benedict XVI begs no less than 99 propositions and 36 definitions
to differ, arguing that faith cannot be a (Stark and Finke 2000). For example, Stark and
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84 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Finke suggest that, as rational actors, people will a certain faith rarely lower the ‘price’ of
pay ‘higher prices’ to gods with more wide- exchange with the gods specified in their doc-
ranging powers (ibid.: 98), though they do not trine as a way of attracting new customers.
actually show that the Christian God with these From the theory’s standpoint, it is understand-
characteristics in fact commands higher prices able that individuals should be attracted to
than less omnipotent supernatural beings. faiths that promise the benefit of eternal salva-
Similarly, they say that people will seek to post- tion. Less clear is why they should choose to
pone or minimize religious costs (ibid.: 100), as accept teachings that expose them to the ulti-
illustrated, according to Stark and Finke, by the mate cost of eternal damnation. Why should
frequency of death-bed conversions. Like any rational actor striving for rewards wish to
Iannaccone, they also translate sociological be a Calvinist, or a ‘sinner in the hands of an
findings into their language, for example, by angry God’? Once one accepts a certain
arguing that confidence in ‘risky’ religious Calvinist doctrine, the associated cost makes
explanations increases to the extent that people sense. Yet the theory portrays actors as pursuing
participate in religious rituals (ibid.: 107), or by a most advantageous ratio of rewards to costs.
suggesting that, in trying to conserve social cap- Since not accepting the doctrine in the first
ital, people will tend to convert to the extent that place would appear to lower one’s potential
they have or develop stronger attachments to costs quite substantially, it is puzzling why
those committed to a different religion (ibid.: anyone would want to be a Jonathan Edwards.
119). While Iannaccone makes bold assump- Religious skeptics might pursue this line of
tions about rationality and stable preferences, argument further. Were David Hume to
Stark and Finke are equally bold in ascribing to address the issue from the afterlife, an event
human beings a desire for otherworldly rewards sure to shake his skepticism, he might say that
to be obtained via exchanges with gods. The rational choice arguments do not disprove the
point of their analysis is to show that religion, or skeptical critique of the content of religious
choosing to be religious, is not irrational. belief. The point of that critique is not to argue
This version raises questions as well. that people fail to weigh cost and benefits in
The definition of religion seems restrictive in making religious choices, or that religious
that it focuses only on cognitive ‘explanations.’ organizations do not share any common fea-
These explanations can make clear how believ- tures with secular ones. For all we know, Hume
ers might gain certain rewards, or perhaps did not disagree with his good friend Adam
more commonly, why God bestows certain Smith on this score. Rather, skeptics typically
rewards on the faithful, but it does not follow argue that in accepting and enacting their faith
that explanations themselves are therefore the religious actors also think in ways that are very
‘only plausible source’ of rewards. Without any different from those common in secular fields.
apparent caveats, Stark and Finke argue fur- By dealing with experiences of fear or elation
ther that ‘humans will seek’ certain rewards via conceptions of the supernatural, believers
through exchange with the gods, a claim that accept mysteries not subject to verification,
atheists would dispute. As in the case of contradictions they would not accept in other
Iannaccone, believers might take issue with the contexts, and unreliable reports of miraculous
point as well, since the worship of or submission occurrences that happened long ago. Along
to the divine inherent in many religions is not this skeptical line, Hume would question how
wholly captured in terms of ‘exchange.’ Few believers in the supernatural can properly
believers actually seem to seek a beneficial assess the ‘efficiency’ of their faith. With regard
exchange, trading in one faith for another if it to the implied earthly benefits, he would doubt
offers a better deal. One reason is that, once that religions in fact do preserve explanations
one accepts the values of a faith, what might that are ‘efficient,’ perhaps citing Christians’
appear a cost from the outside, becomes inher- persistence in praying for peace. Of course,
ently meaningful and satisfying conduct. some believers mirror the skeptics’ argument
Similarly, religious organizations committed to by emphasizing that, at bottom, faith and
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RATIONAL CHOICE AND RELIGIOUS ECONOMIES 85

the emotions it embodies are ‘irrational’ about the impact of religious demand on the
(Chesterton 1905: Ch. 11). products supplied by organizations. ‘Almost all
As Hume might stress, skeptics and rational religious sects have begun among the common
choice theorists simply make different kinds of people, from which they have generally drawn
arguments, with skeptics questioning the rea- their earliest… proselytes.’ Since people of
sons for forming certain preferences in the first higher rank typically prefer a liberal or ‘loose’
place, new-paradigm advocates emphasizing system of morality, while commoners like their
rational choices in light of already existing reli- morality more ‘strict or austere,’ it follows that
gious preferences. Rational choice therefore the ‘austere system has… been adopted by
cannot dismiss the skeptical critique. For soci- those sects almost constantly.’ Their strictness,
ology, the point is not to support Hume’s own in short, fits customer demand.
theory of religion or to belabor reasons for Expanding on Smith’s idea about the ration-
skepticism as a kind of intellectual game. ality of religious providers, Iannaccone treats
It would not be difficult, but less than illuminat- churches as ‘profit maximizing firms’ (1997: 39).
ing, to complicate the skeptics’ case by showing Instead of simply trying to maintain their
that rational calculation in light of arguments, ‘authority,’ churches, established or not, seek to
evidence, and sound risk assessment often survive and flourish by attracting committed
leaves something to be desired outside the members. One way to do so, according to eco-
sphere of religion as well. More importantly, nomic logic, might be for churches to lower
the skeptics remind us that religion is stranger, the price of their product. Churches promising
more puzzling than rational choice theorists eternal salvation in exchange for minimal con-
believe. The challenge for sociology is that tributions should be highly popular. Yet in fact,
if religion is also a distinct human activity, Iannaccone argues, it is ‘strict’ churches that
it likely requires explanations that take this survive and flourish (ibid.: 36). The reason is
distinctiveness into account. not the nature of the demand from certain
groups, as suggested by Smith. Iannaccone’s
point is that the strictures are not simply a cost
but also provide a benefit: they get rid of reli-
RELIGIOUS ORGANIZATION
gious free riders. In stricter sects, members
must participate fully, and exclusively, or not at
Adam Smith regarded clergy as rational actors. all. As a result, their members will believe more
‘The clergy of every established church,’ he fervently, attend more frequently, and give
said, ‘constitute a great incorporation. They more generously, as a comparison of American
can act in concert and pursue their interest denominations confirms (Iannacone 1994:
upon one plan and with one spirit … . Their 1191–5). Members also benefit from the high
great interest is to maintain their authority commitment of their fellow believers, adding
with the people; and this authority depends on to the attraction of strictness. Strict churches
the supposed certainty and importance of the are therefore stronger. In this way, cost-benefit
whole doctrine which they inculcate, and upon analysis produces a counterintuitive result.
the supposed necessity of adopting every part Catholics might object that their church has
of it with the most implicit faith, in order managed fairly well over two millennia in spite
to avoid eternal misery.’ Smith’s point here is to of free riders. Iannacone conveniently defines
counsel the ‘sovereign’ that in this case he can strength in terms of average member contribu-
‘never be secure unless he has the means of tions and commitment, which makes Mormons
influencing in a considerable degree the and Jehovah’s Witnesses look strong, but meas-
greater part of the teachers of that religion.’ ured by size, longevity, or global scope, the
Since, in principle, ‘the authority of religion is Catholic Church would seem just as strong.
superior to every other authority,’ the safer Academic critics like Marwell (1996) add other
course for the sovereign is to stay out of religious objections. For example, since strictness
affairs altogether. Smith also has an argument includes costly participation, the argument
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86 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

risks becoming tautological. The statistical ‘growth has been concentrated among the
finding of high average contributions in strict higher-tension religious groups, while lower-
churches is simply a result of strict organiza- tension groups have declined.’ In their view,
tions forcing backsliders to leave. The quanti- the decline of ‘mainline’ Protestant churches
tative evidence does not cover strict churches and the growth of conservative ones in the U.S.
that failed, making them seem more successful since World War II confirm the point (Finke
than they are. The evidence also does not show and Stark 1992: 249ff.).
that solutions to the free riding problem actu- The objections to Iannaccone’s argument
ally induce people to join a particular church. also apply to Stark and Finke, but once again
In fact, Marwell concludes, it might be more their version raises other questions as well.
logical for rational actors to join churches Even assuming that individuals are attracted to
where they can ride free on the efforts of every- high-cost sects because these offset sacrifices
one else, but then they would dilute the aver- with distinctly valuable otherworldly rewards,
ages of all churches, leaving no church stronger one would still expect competing sects to steal
than any other. As such criticism indicates, this customers by offering similar rewards at lower
application of rational choice theory to reli- cost. Some American megachurches that
gious organization is still contested (Sherkat accentuate the benefits of Christianity and dis-
and Ellison 1999: 384). pense with the gloomy parts fit this pattern,
Stark and Finke offer another version of but religious discounting is still rare. While
Iannaccone’s argument. Sects, they posit, are Stark and Finke attribute the religious beliefs
‘religious bodies in relatively higher tension of sects to their tension with the environment,
with their surroundings’ (2000: 144). Such ten- it is at least as plausible to reverse the causality:
sion or deviance will typically raise the cost of Jehovah’s Witnesses do not believe what they
membership: ‘The higher its level of tension believe due to ‘tension’ but, rather, what they
with its surroundings, the more exclusive, believe creates the tension in the first place.
extensive and expensive is the level of commit- The meaning of ‘tension’ remains fuzzy in any
ment required by a religious group’ from case. For example, it is not clear in what sense
which it follows, say Stark and Finke, that ‘to Southern Baptists are in high tension with
the degree that they manage to attract and their surroundings in the American South.
to hold members,’ if a group’s level of tension Without such presumed tension, Stark and
with its surroundings increases, its members Finke cannot explain Baptists’ conception of
will become more committed (ibid.: 145). the supernatural or their relatively high
Or as they say even more emphatically in their growth. Some observers of the American South
book on the ‘churching’ of America, ‘religious might go a step further and suggest that it is
organizations are stronger to the degree that ‘liberal’ denominations, such as the Unitarian-
they impose significant costs in terms of sacri- Universalists, that are in ‘tension’ with the pre-
fice and even stigma upon their members’ vailing culture, which, by the logic of rational
(Finke and Stark 1992: 238). To explain why choice arguments, should pay off in future
rational actors should want to join more costly growth, though this has yet to materialize.
groups, Stark and Finke suggest that ‘despite
being expensive they offer greater value’ and
that they are able to do so ‘partly because they
RELIGIOUS COMPETITION
are expensive’ (ibid. emphasis in original). This
point they support in turn by arguing that
groups in tension with their surroundings typi- Smith noted that clergy who depend on volun-
cally think of god as more dependably provid- tary contributions are likely to show greater
ing otherworldly rewards, whereas groups in zeal and industry in their work than those who
lower tension conceive of god as more distant, rely on government support. Secure in their
impersonal and unresponsive (ibid.: 146). funding, the latter neglect ‘to keep up the
They then suggest that this also explains why fervour of faith and devotion in the great body
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RATIONAL CHOICE AND RELIGIOUS ECONOMIES 87

of the people.’ Forced to work harder to attract Within any society, they argue further, places
believers, teachers of new religions have an that have a more competitive market should
advantage in challenging the establishment also be more religious, a point they have
and are more likely to keep up the fervor of the supported with studies of American cities
faithful. While religious zeal at times has dis- (e.g., Finke and Stark 1988). The argument
turbed public order, Smith argues that it is also leads to counterintuitive predictions, such
‘innocent’ where society is divided into many as the audacious one that the more European
sects. Surrounded by many others like them- societies become deregulated, the more com-
selves, members of each sect will treat each petitive their markets will be, the more reli-
other with moderation and respect. This will gious Europeans should become, and the more
come about, Smith suggests, if government we can look forward to the ‘churching’ of
stays out of religious affairs: ‘if politics had Europe (Stark and Iannacone 1994). As a case
never called in the aid of religion ... it would in point, Introvigne and Stark cite the experi-
probably have dealt equally and impartially ence of Italy in the late-twentieth century,
with all the different sects, and have allowed where, they suggest, a modest rise in competi-
every man to choose his own priest and his tion for the Catholic Church produced a
own religion as he thought proper. There religious ‘revival’ of ‘guaranteed’ durability
would in this case, no doubt have been a great (Introvigne and Stark 2005: 15).
multitude of religious sects.’ In other words, Each step in the religious economy argu-
the separation of church and state promotes ment has generated debate. Take the first step
pluralism, at least in the sense of actual diver- first: state regulation of or support for religion
sity of options, which in turn fosters religious in fact need not stifle pluralism, as illustrated
moderation and civic peace. by the case of Britain, where the established
Rational choice advocates expand on churches have faced competing independent
Smith’s diagnosis of government support for churches for centuries (Bruce 1995: 426). In
religion: ‘a state-sponsored religious monopoly the U.S., the presumed second step – disestab-
will provide only the appearance of piety – an lishment leading to pluralism – actually
ineffective clergy and an apathetic population occurred in reverse order (Olson 2002: 155–6;
lie just below the surface’ (Iannaccone 1997: 40). Phillips 2004: 148). Contrary to religious econ-
By contrast, pluralistic competition ‘will stim- omy arguments, pluralism also need not foster
ulate religious markets just as it does secular actual competition, as in the case of diverse
markets, forcing suppliers to efficiently pro- religious communities locked in conflict.
duce a wide range of alternative faiths well Where competition does occur, the religious
adapted to the specific needs of consumers’ economy model argues that the market will be
(ibid.). This ‘supply side’ model thus argues stimulated because potential religious cus-
that deregulation fosters pluralism, that plural- tomers act like consumers in other markets
ism creates competition, that competing reli- and respond to better deals. Yet its actual
gious firms will supply more desirable propositions do not support the argument
products more effectively, that the wider offer- about the way market behavior raises vitality.
ings in a competitive market will more ade- For example, according to Stark and Finke,
quately satisfy the latent religious demand of people preserve religious capital. Presumably
consumers, and that as a result overall religious they would agree that car owners do not try to
vitality will increase. Far from harming reli- preserve their ‘transportation capital’ in the
gion, pluralism helps. Rational theorists argue same way. It follows, then, that there is some-
that this accounts for American religious thing special about religious brand loyalty.
exceptionalism: because the U.S. has a more Trading in a Ford for a Toyota is easier than
open and competitive religious market than switching from Episcopalian to Baptist. But
overregulated Europe, its people are more reli- if religious switching is exceptional and poten-
gious and its firms more successful (Stark and tial religious customers do not respond like car
Finke 2000: 220ff.; Finke and Stark 1992). buyers to suppliers’ incentives, then it is not
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88 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

clear how competition should translate into participation rates, from which we can calcu-
vitality. In practice, a large portion of church late both the level of denominational pluralism
growth does not depend on switching. Successful and the total participation rate, leaving the link
religious brands, such as conservative churches between the latter two variables as an artifact
in the U.S., tend to grow more through effective of the calculations (ibid.: 217). In view of this
socialization of members than by gaining new model and the quantitative analysis it inspires,
customers through competition. It thus remains the most plausible reading of previous studies
an open question to what extent the market may well be that ‘pluralism actually has little or
analogy really works for religious actors. no effect on participation’ (ibid.: 227). Until
The linchpin in the religious economy argu- quantitative studies become more refined, the
ment is the link between pluralism and vitality. link between pluralism and vitality thus
In one wave of studies, an index of the variety remains in limbo.
of religious offerings, derived from the market Case studies avoid the technical problems
shares of each, measured ‘pluralism’ while the just mentioned. They also have the advantage
total participation rate measured ‘vitality.’ of being able to examine whether increases in
Many such studies report negative findings pluralism over time lead to greater vitality. A
(cf. Breault 1989). For example, an analysis of study of Utah shows that, even after the Utah
U.S. counties finds that pluralism did not market opened to competitors, the Latter-Day
increase participation (Land et al. Blau 1991). Saints (Mormon) church limited pluralism
Another study of the U.S. argues that ‘North and maintained its high market share by virtue
Americans are religious in spite of, not because of its high birth rates, insistence on marrying
of, religious pluralism’ (Olson 1999: 171). The within the faith, and distinct beliefs and rituals
most thorough review of relevant research up (Phillips 1999). In Aberdeen, as available reli-
to 2001 concludes that the evidence ‘does not gious options increased from 15 in 1851 to
support the claim that religious pluralism is about 40 in 1991, church attendance fell from
positively associated with religious participa- about 60 per cent in 1851 to 37 per cent in 1878
tion in any general sense’ (Chaves and Gorski to 11 per cent in 1995 (Bruce 1999: 80ff.). In the
2001: 261). Because much early research suf- Netherlands, the more competitive situation
fered from technical problems, such negative that followed the decline of closed and mutu-
judgments do not yet settle the issue. To measure ally exclusive religious ‘pillars’ since the 1960s
pluralism, researchers typically need evidence has not yet led to the churching Stark and
on how many different churches command at Iannacone expected (Lechner 1996a). As vari-
least a small share of the market. But if the ous Dutch studies have shown, changes in
measure of pluralism includes information market structure did not significantly affect
on participation, the independent variable overall religious attachment and an expanding
becomes entwined with the one to be supply of church options did not lead to
explained. The conventionally used Herfindahl greater participation (Becker et al. 1997;
index displays this problem, since this measure Verweij 1998; Sengers 2003). In other words, in
of ‘supply-side’ diversity depends mathemati- an American state, a Scottish city, and a
cally on the ‘demand side’ (Montgomery 2003: European country the religious market did not
787). A more serious technical problem is that produce the expected effects. Other local com-
this index is also very sensitive to variation in parisons, such as the different trajectories of a
the size of large and small congregations and, Boston neighborhood and a Georgia county
as a result, produces positive or negative corre- (Ammerman 1997), reinforce the point. Though
lations for mathematical reasons (Voas et al. it may be too early to say that the qualitative
2002: 215). Instead of treating such correla- evidence falsifies the theory, the accumulating
tions as evidence of a causal link between plural- evidence has put the burden of proof on
ism and the total participation rate, a better rational choice advocates.
model would say that a number of historical They have responded to contrary evidence
and random forces shape denominational in part by conceding that the effects of
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RATIONAL CHOICE AND RELIGIOUS ECONOMIES 89

competition are contingent. Pluralism may be Such responses to earlier criticism therefore do
necessary for competition but it is not always not bolster the religious economy model’s
sufficient, since factors other than regulation prospects.
can constrain choice and ‘muffle’ competition
(Stark et al. 1995: 442). Stark and colleagues
even turn this point into a formal proposition:
RELIGIOUS CHANGE
‘To the degree that competitive forces are con-
strained within a religious economy, pluralism
will not be related to religious participation’ Looking back at Europe’s religious history,
(ibid.). The concession is reasonable, but it Smith argued that ‘[t]he gradual improvement
does not explain in terms of the original of arts, manufactures, and commerce, the same
theory which factors constrain competition, causes which destroyed the power of the great
and to what extent; instead of building general barons, destroyed in the same manner,
theory, the concession gives way to an ad-hoc through the greater part of Europe, the whole
account of how numerous mediating factors temporal power of the clergy.’ In part, this was
might promote or restrain the effects of the result of self-interested action by the clergy,
pluralism. Stark and Iannaccone (1996) also which ‘found something for which they could
attempt to parry the Dutch evidence by exchange their rude produce’ and who ‘wished
arguing that conflict among Dutch religious to get a better rent from their landed estates.’
communities accounts for previously high Already by the fifteenth century, the power of
commitment. The concession correctly recog- the church was limited in much of Europe to
nizes that Dutch religion was quite ‘vital’ when its ‘spiritual authority,’ and even that the clergy
a competitive market was absent, but, regard- sometimes undermined by their lack of ‘charity.’
less of its historical accuracy, the point that Without spelling out all the ways in which it
communities in conflict reinforce commit- unfolds, Smith paints a picture of seculariza-
ment to norms and raise religious participa- tion, in the sense that with the advancement of
tion does not follow from the argument about competing productive institutions the scope of
religious suppliers seeking adherents in a religious, or more precisely church, authority
market, and the rejoinder also leaves unex- declines. This line of argument became the
plained why decades of ‘backsliding’ failed to hallmark of subsequent work on seculariza-
produce the expected rechurching (cf. Stark tion, which argued that in the process of mod-
and Finke 2000: 242–3; Lechner 1996b). ernization religion loses its social significance.
Though one could view competition and con- Rational choice theorists partly agree with
flict as alternative forms of opposition, as this view of secularization, insofar as they take
Olson (2002) has suggested, such an argument for granted that secularization, a process that
again departs from the religious economy took centuries, greatly changed modern soci-
model. One possible refinement of the reli- eties, and at times produced intense strife in
gious economy model draws on industrial Europe, is now ‘obvious’ and ‘limited’ (Stark
organization economics to suggest that a and Finke 2000: 60). They say it is evident in
market offers a ‘richer menu’ of options if the the fact that ‘primary aspects of public life [are
denominations present in one include those not] any longer suffused with religious sym-
present in another (Montgomery 2003: bols, rhetoric or ritual’ (ibid.). Translating the
782–3). Unfortunately, evidence on New York findings of other scholars, Stark and Finke also
towns in 1865 and U.S. counties in 1990 indi- describe secularization in their own terms. A
cates that even with this refinement, the link monopoly firm, they suggest, will try to ‘sacral-
between competition and participation is ize’ a society by seeking to exert its influence
negative. As Montgomery concludes from over other institutions (ibid.: 60). By contrast,
his study of counties, ‘U.S. counties with deregulation in a previously regulated econ-
more religious options ... generally have omy will lead to desacralization (ibid.: 200).
lower religious participation’ (ibid.: 805). Their point, however, is to emphasize that the
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90 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

‘obvious’ desacralization of society does not rational choice argument itself. Similarly, they
result in the secularization of believers. To criticize yet another ‘old paradigm’ figure for
think otherwise was the great error of the ‘old implausibly suggesting that secularization
paradigm’ in the study of religion. Its adher- seems hard to reverse (ibid.: 259), but fail to
ents, Stark and Finke assert, believed that only add that such irreversibility has to do with the
monopoly religions are strong, that pluralism institutional secularization Stark and Finke
weakens faith, and that in modern societies themselves find ‘obvious.’ In fact, few sociolo-
religion is doomed. By way of example they gists expect the ‘demise’ or ‘extinction’ of reli-
cite Peter Berger’s argument that contention in gion (Beckford 1989). Most agree on the
a pluralistic market calls into question the importance of macro secularization and on the
‘plausibility’ of faith (Berger 1969) and the variability of individual religiosity across time
similar claim by Steve Bruce that since ‘plural- and space. There is much common ground
ism universalizes “heresy”,’ a ‘chosen religion is (Demerath 1995: 110).
weaker than a religion of faith’ (Bruce 1992: When rational choice theorists argue that
170). To Stark and Finke, America’s religious micro secularization cannot happen, they do
vitality massively refutes such bleak scenarios. so partly by assuming that it is impossible.
The ‘new paradigm’ based on the religious Iannacone assumes that religious preferences
economy model proposes a sunnier scenario: are stable, at least across populations, and
since competitive pluralism raises religious Stark and Finke similarly assume that humans
vitality, there can be no overall trend toward will keep seeking supernatural rewards exclu-
individual secularization. If any secularization sively supplied by religion. Of course, if the
does occur, for example in periods of slack latent demand for religion is assumed to be
competition, it will prove to be temporary, constant, no society can become secular with-
since the market will correct when new out ruthlessly suppressing it. In principle, the
providers enter and consumers find religious theory thus rules out a collapse of the religious
offerings that suit their needs. Barring artificial market and of individual religious commit-
constraints on the market, secularization is ment. Yet even in Stark and Finke’s terms there
self-limiting. is actually good reason to think that people’s
The contrast Stark and Finke draw between taste for religion can change over time and that
old and new paradigms overstates the differ- humans vary in the extent to which they seek
ences among scholars. For example, they chas- supernatural rewards. Let us assume, as Stark
tise Durkheim for suggesting that where and Finke rightly do, that human beings devise
multiple groups compete, ‘the less [religion] stories and explanations to make sense of their
dominates lives’ (Stark and Finke 2000: 31), yet experience (cf. Stark and Finke 2000: 86–7).
Durkheim is hardly predicting the ‘demise’ of Humans want to lead meaningful lives.
religion but in effect merely states a version Religion, by the theory’s definition, offers one
of the desacralization argument. That religion particular type of explanation. But if religion is
becomes ‘weaker’ under pluralism, in the sense one type of meaning supplier, then in principle
intended by Bruce, need not entail universal it faces competition from other stories that
decline in faith, though such declines have offer other answers and rewards. Assuming
unmistakably occurred in some large coun- that the taste for religion remains constant
tries. Stark and Finke take another leading secu- really means that the relative attractiveness of
larization scholar, Karel Dobbelaere, to task for different kinds of explanations cannot vary.
evasively suggesting that ‘the religiousness of But why should that be so? If the key to all the
individuals is not a valid indicator in evaluat- explanatory story-telling is the production of
ing the process of secularization’ (ibid.: 60), meaning, as Stark and Finke appear to agree,
when Dobbelaere simply means to distinguish one can well imagine new suppliers of meaning
the issue of individual religiousness from the altering the very nature of the demand. In other
‘macro’ secularization he finds more impor- competitive markets, that happens all the
tant, a distinction that is also crucial to the time. Instead of holistic religion giving meaning
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RATIONAL CHOICE AND RELIGIOUS ECONOMIES 91

to all of human experience, upstart providers theory ‘does not force a particular conclusion’
such as therapists, artists, or even sociologists on secularization; for example, if one assumes
might claim to shed distinctive light on only a that at least some of the ‘fruits of technology’
slice of human experience. One question for may substitute for ‘religious commodities,’
the sociology of religion is how and to what the former may ‘crowd out’ the latter
extent such alternatives might gain favor in the (Iannaccone 1995: 117). Since Stark and
market for meaning. Of course, assuming con- Finke appear strongly committed to their
stant preferences or demand forestalls even anti-secularization view, the case of the thick
raising the question. In a very general sense, to version is more complicated. According to
be sure, the demand for meaning may be con- one of Stark and Finke’s propositions, ‘[a]n
stant. But just as the introduction of automo- individual’s confidence in religious explana-
biles changed demand for horses, and the tions is strengthened to the extent that others
advent of personal computers changed demand express their confidence in them’ (Stark and
for mainframes – altering not just the level but Finke 2000: 107). They also say that participa-
also the nature of the previous demand for tion in rituals strengthens confidence (ibid.).
transportation and communication, respec- It follows that if some people in a group or
tively – religious demand itself is subject to society lose faith, this should weaken the con-
challenge. If so, then we cannot dismiss micro fidence of others around them, and that if
secularization by assuming it away. they stop participating in rituals, this also
Beyond the assumptions, both versions of lessens attachment. As we have seen, Stark
the theory argue that the workings of the and Finke argue as well that ‘people will
market moderate any budding tendencies attempt to conserve their religious capital’
toward individual secularization. The basis in making religious choices (ibid.: 121).
for this argument is the crucial link between If people have invested little in their faith,
pluralism and vitality, which, as we have they have less at stake in changing their alle-
seen, is in doubt. While it is certainly plausible giance. As Stark and Finke further point out,
that ineffective churches create opportunities ‘[s]ocieties with low levels of religious partici-
for aggressive challengers, it does not follow pation will be lacking in effective religious
that such competition will necessarily stem socialization’ (ibid.: 202). By the logic of their
society-wide declines. In some cases, as recent argument, it follows that if a society begins to
European experience shows, actual preferences tolerate backsliders and to falter in transmit-
or demand do in fact shift, for reasons not ting ‘religious capital,’ some individuals will
easily captured by the theory. Religion is in fact lower their religious investments. As they have
in decline across Europe, and increasingly less reason to stay or become religious, they
‘open’ markets did not keep consumption further affect those around them. The propo-
from falling (Voas 2004). This is not to say sitions entail that this is more likely to become
that Europe is the model for studying religion a self-sustaining than a self-limiting process.
elsewhere. The point is simply that European Backsliding can easily snowball. A market cor-
evidence refutes one of the religious economy rection may not occur. The theory does not
claims. By the logic of falsification à la Popper, tell us how to reverse micro secularization
one of Stark’s heroes (Stark 1997), this is just once it begins.
the kind of critical evidence that should lead to In making the case against micro seculariza-
revision of the theory. At least, ‘any paradigm tion, Stark and Finke ridicule the argument
that admits an exception as broad as historical that pluralism in modern societies undermines
Europe has obvious problems of generality’ the plausibility of beliefs. Yet their own theory
(Demerath 1995: 109). implies much the same thing. Without stressing
Taking rational choice propositions at face the point, Stark and Finke leave open the pos-
value, it is not clear that the theory actually sibility that the desire for supernatural rewards
should rule out individual secularization. could actually vary. For example, they say
As Iannaccone has rightly suggested, economic that ‘[t]o the degree rewards are scarce, or are
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92 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

not directly available at all, humans will tend


EMBEDDED RATIONALITY AND
to formulate and accept explanations for
THE SOCIOLOGY OF RELIGION
obtaining the reward in the distant future or
in some other nonverifiable context’ (ibid.: 88).
They also assume that humans ‘will attempt to In science it is often fruitful to analyze one
evaluate explanations on the basis of results, thing in terms of something else – light waves
retaining those that seem to work most effi- as particles, genes as information, brains as
ciently’ (ibid.: 87). Conversely, then, if rewards computers, and so on. In social science it is rea-
become less scarce or if new explanations for sonable to assume that human social behavior
old problems come to seem ‘efficient,’ the is all of a piece and therefore amenable to
acceptance or plausibility of older explana- explanation in terms of one theoretical
tions should decline. Now more modern soci- scheme. The application of rational choice
eties, as Smith implied, do offer a much wider theory to religion combines these strategies.
range of rewards, though of course no mere By analyzing religion as a form of rational con-
mortal enterprise can supply salvation. More duct carried out in a religious economy, it
pluralistic societies also supply a wider range promises to unify the study of religion under
of ‘explanations,’ many of which produce one theoretical canopy. Advocates for the new
‘results’ in areas such as health and economic paradigm at times seem to apply their own
well-being previously covered by religious account of sects as they create tension with their
explanations. The larger the supply of effective old-paradigm environment, require adherence
secular explanations for life’s problems, the to strict principles, and promise the transcen-
more they will call into question the authority, dent reward of a testable deductive theory. In
perhaps even the plausibility, of previous reli- pursuit of their new truths, they have guarded
gious explanations. At least some humans their core ideas and resisted falsification. Enticed
eager to retain ‘those that seem to work most by an approach whose assumptions appeal to
efficiently’ may decide to jettison their old modern common sense and derive partly from
beliefs. Change in the ‘environment’ of reli- another high-status discipline, sociologists con-
gious suppliers can thus trigger change in verting to the new paradigm have not had to sac-
religious demand (cf. Sengers 2003: 193). rifice much intellectual capital. Ritual repetition
Catholics who rejected the Church’s teaching of its claims and a growing cadre of proponents,
on sexuality after the introduction of the at least in the United States, have increased the
contraceptive pill are a case in point. It is paradigm’s scholarly plausibility.
to the theory’s credit that it can account From a rational choice perspective, the
for such facts, but doing so contradicts the question is whether adoption of rational
claims some of its authors prefer to make. choice pays off. Does it help students of reli-
More clearly than traditional secularization gion maximize their explanatory utility? Does
theories, which focused on institutions and the it reduce costs and add rewards? For individual
culture at large, the religious economy argu- scholars, much depends on their preferences.
ment predicts micro secularization in modern Those who prefer to think that human relations
societies. While Iannaccone still chases the red to the divine have specific, intrinsic qualities
herring of the ‘death’ of religion, he indeed will resist reducing religion to rational
expects that, in the face of competition from exchange in the absence of proof that such rea-
other institutions, America’s religious institu- soning by analogy at least makes descriptive
tions are likely to jettison some of their tradi- sense (Bryant 2000). From this point of view,
tional ‘supernatural’ teachings, shift to the cost of doing violence to the ‘real’ quality of
support for positive innerworldly experiences, religion by applying a distorting metaphor is
and lose market share to a growing nonreli- simply too great. Others who are open in prin-
gious segment of the public (Iannaccone ciple to a general theory relying on such a
2004). This plausible argument nicely mirrors metaphor still might question its utility on
old-paradigm expectations. the grounds that the assumptions of the ‘thin’
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RATIONAL CHOICE AND RELIGIOUS ECONOMIES 93

version of rational choice are invalid (Spickard scholarly opinion on the merits of rational
1998) or that the theory is not as logically uni- choice even in economics this ‘pure’ play also
fied and deductive as its proponents claim carries risks. Like sociologists before them,
(Chaves 1995) or that the 99 prose proposi- economists are increasingly contextualizing
tions of the ‘thick’ version yield, as we have rational choice. In the sociology of religion, the
seen, results at odds with what its authors want analysis of context has taken many forms. The
to argue. old ‘paradigm’ – if we can call family resem-
For most sociologists, neither disagreement blances among wide-ranging views a paradigm –
about the presumed ‘real’ nature of religion treated religion as a form of social construction
nor evidence of logical deficiencies in the embedded in a system of institutions,
theory is decisive. Their main concern will be in processes of interaction, in ecological
whether the new paradigm accurately answers settings, and in historical conjunctions. Once
their questions or fruitfully produces new we understand how they are embedded,
ones. Certainly, rational choice proponents especially how religious ‘preferences’ are them-
have raised new questions, translated old ones, selves shaped by individuals’ ties and context
and offered provocative explanations of well- (cf. Ellison 1995; Sherkat 1997), the rationality
known facts. At the same time, their specific of individuals may help us to explain better,
accounts of the sources of religious organiza- but only a little better, how and why they do
tion, the consequences of religious competition, what they do – a small portion of the variance,
and the trajectory of secularization are now in as methodologists might put it.
doubt (Bruce 1999, 2002). A prime example, as Notwithstanding the efforts by rational
noted, is the religious economy argument choice theorists to replace a putative old para-
about the benefits of pluralism and competi- digm with a superior new one, friendly compe-
tion, which appeared to be intuitively promis- tition and even collaboration across a seemingly
ing but has not been confirmed. Of course, large theoretical divide might be more reward-
social science can learn from productive errors ing to sociologists who wish to avoid a costly
and successful falsification, which in this case paradigm struggle. On closer inspection, the
point toward significant modification of the divide is not so large in any case. After all, Stark
new-paradigm thrust. Still, for rational sociol- and Finke themselves claim that ‘stressing
ogists interested in maximizing returns to their the social aspect of religion is a hallmark of the
scholarly investments the accumulation of neg- new paradigm’ (2000: 35). Since most of their
ative results makes it difficult to judge whether colleagues have been ‘stressing’ the same thing
the reward of learning outweighs the cost of the all along, there is at least a common starting
research effort expended. point. To its credit, much of the new paradigm
Since sociology as a whole has yet to settle is not so new. In fact, Stark and Finke touch on
on a single theory and sociologists do not even several ways in which religion is embedded in
agree that it is desirable to have one, it may be the wider society. Iannaccone, as well, requires
overly risky to commit a subdiscipline to a par- an account of the ‘constraints’ that do the
adigm defined in terms of one theory, even one explanatory work in a theory that holds prefer-
more successful than rational choice has been ences and calculations constant and itself
to date. Adam Smith wisely warned against cannot provide such an account (cf. Lechner
falling prey to intellectual ‘systems,’ and per- 1990; Chaves 1995). In the interest of maxi-
haps sociologists should take this to heart. mizing explanatory gains, practitioners of the
Instead of betting on a single horse, or to old paradigm might encourage their colleagues
replace the sociology with the economics of to deviate a bit more from rational choice
religion, portfolio diversification seems the orthodoxy, as a few examples will illustrate.
rational strategy. Collective diversification To introduce the concept of a religious
would still justify concerted efforts by individual economy, Stark and Finke say that ‘[r]eligious
scholars to pursue the consequences of organizations do not exist in a vacuum’ (Stark
a single theory, though in light of shifting and Finke 2000: 35). The most important parts
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94 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

of their environment are other religious organi- his theory of ‘moral sentiments’ (Smith 1976b) –
zations and ‘aspects of the rules and norms this does not go far enough to incorporate
governing religious activities’ (ibid.). Citing emotional interaction into the theory itself.
Talcott Parsons, they argue that we can analyze Collins might urge them to take a few more
religious life, taken in toto, as a religious econ- steps down the old path, to affirm that ideas
omy, itself a ‘subsystem of all social systems’ are not mere instruments of exchange but
that parallels subsystems ‘involved with the instead symbols of group membership, that
secular (or commercial) economy’ (ibid). ideas or ‘explanations’ are themselves created
Parsons would agree in principle that it is by moral-emotional patterns of interaction,
useful to think of religion as an institutional and that religious interaction is but one part
‘subsystem’ connected in regular ways to other of a larger ‘market’ for interaction rituals
parts of an overarching social system and that (Collins 2004: xi, xiii). Of course, this might
these connections are governed by norms. lead to further changes in the theory, starting
To explain how religion ‘works’ in any society with the overly cognitive definition of religion
we must therefore describe, more clearly than itself.
rational choice theorists typically do, the form As we have seen, religious economy propo-
of the subsystem and its component organiza- nents acknowledge that markets have no uni-
tions, show how it depends on and contributes form effects, or in other words, that the possible
to other such subsystems, and identify the pre- effects of competition depend on many other
vailing institutional norms. Parsons’ own factors. They also have been at pains to stress
analysis of America’s denominational system, that for individual customers it is the actually
embedded in a differentiated society with a available options that matter. The market plus
secularized Christian tradition, offers a partial ‘other factors’ in any one place constitute what
illustration (Parsons 1978). At the same time, Nancy Ammerman (1997) has called the ‘social
Parsons would say that it is a mistake to focus ecology’ of religion. Thinking ecologically is
only on religion as an ‘economy’ and to necessary to understand ‘supply’ in relation to
account for it only by economic reasoning. ‘demand’: ‘the social ecology of a given com-
Such reasoning can only capture some aspects munity – and the life histories represented by
of any institution, he insisted throughout his that social ecology – will affect the relationship
work. Religious interests guide action within between institutional supply and religious
normative constraints, which, with some participation’ (ibid.: 127). From this point of
exceptions, receive little attention in rational view, not yet fully incorporated into rational
choice theory. choice explanations, market operations are
Stark and Finke acknowledge that earlier ‘path dependent.’ For example, new competi-
versions of their theory (Stark and Bainbridge tion plays out differently in places that have
1987) were overly cognitive. To remedy the always had it than in former monopolies, espe-
problem they propose to give more attention cially if older cohorts dominate the commu-
to the ‘emotional and expressive component of nity (ibid.). Specific cultural contexts ‘define
religion’ (2000: 83). An example is their propo- desirable religious behavior,’ which in one
sition that ‘prayer builds bonds of affection’ place may mean that many participate in spite
between humans and gods (ibid.: 109). They of limited choices while elsewhere even ample
‘are entirely willing to give Durkheim and the supply cannot stimulate demand (ibid.: 125).
functionalists their due with respect to the Of course, such sensitivity to the impact of
observation that social rituals do generate time and place complicates attempts to apply
group solidarity and, in that sense, social inte- general theories to religion.
gration’ (ibid.: 108). Similarly, they follow As a final example of a possible rapproche-
Randall Collins in assigning a greater role to ment between old and new paradigms, recall
ritual (ibid.: 107). From the point of view of that Stark and Finke consider macro secular-
Durkheim and Collins – not to mention that ization ‘obvious.’ As religious providers lose
of rational choice patron saint Adam Smith in monopoly status, society desacralizes and the
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RATIONAL CHOICE AND RELIGIOUS ECONOMIES 95

public role of religion declines. According to that this happens, it will not achieve the
the theory, variations in this process might monopoly status to which its advocates may
depend on previous levels of regulation. have aspired. Even for would-be unifiers, this is
Supplementing market arguments, Stark and not all bad. Diverse scholarly markets in which
colleagues have also argued that national or multiple views compete may well produce
communal conflict may prevent desacraliza- greater vitality in the sociology of religion and
tion. Here again old-paradigm versions of better explanations of its subject. If nothing
secularization theory would urge them to go else, rational choice has given a boost to this
further. Modern societies, David Martin ecumenical project. To this project, I trust,
(1978) would insist, display a strong tendency Adam Smith would give his blessing.
toward differentiation, dividing society into
specialized, more systematically organized
institutions. This process has special implica-
tions for the place of religion in public life, but NOTES
much depends on when and how its impact is
first felt. Differentiation in a former monopoly 1. I thank the editors and Erik Sengers for their helpful
associated with the ‘old regime,’ as in France, comments.
turns religion into a divisive problem and
fosters attempts at radical secularization.
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5
Globalization and Glocalization

PETER BEYER

Globalization is a relatively recent term. It replaced both in popular and scientific dis-
appeared in English-language usage only in the course. While modernization excluded various
1960s, albeit without the heavy connotations ‘others’ that were deemed either pre-modern/
that it began to carry in the 1990s. Other simi- traditional or only on the way to moderniza-
lar expressions, however, already popularized tion, globalization includes us all, even our
the core meaning of all people on earth living ‘others’. Modernization temporalized its uni-
in a single social space, notably Marshall versalism: eventually all would/could become
McLuhan’s notion of a ‘global village’ (McLuhan modern. Globalization spatializes it: the local
1964). Entering social scientific discourse in has to come to terms with the global. It
the early 1980s, globalization itself subse- (re)constitutes itself in the way that it does
quently became such a widespread term that it this. The reverse side of this mutual relation is
has become something close to a general name that the global cannot be global except as
for the current era in which we all live, for better plural versions of the local. Hence globaliza-
or worse. And in fact, the evaluation of global- tion is always also glocalization (Robertson
ization oscillates uneasily between utopian 1995), the global expressed in the local and the
promise and dystopian menace. Parallel to this local as the particularization of the global. This
ambivalent attitude has been a very consistent difference between modernization and global-
tendency to understand globalization in terms ization allows us to understand the different
of analytic binaries, especially the spatial dis- attitudes toward religion that prevail under the
tinction between the global and the local, or aegis of each term.
that between universal and particular (see esp. The discussion of this basic thesis in this
Robertson 1992). chapter proceeds as follows: In a first section, I
The global in globalization refers both to a elaborate the idea of the pluralization of reli-
geographic limit, the earth as a physical place, gion by isolating and then illustrating four
and to an encompassing range of influence, important axes of variation along which this
namely that all contemporary social reality is pluralization appears to proceed. On this basis,
supposedly conditioned or even determined by two further sections then focus on the socio-
it. This inescapable and inclusive quality con- logical observation of religion. The first traces
trasts with the notion of modernization, the reasons why sociological understanding has
arguably the prime term that globalization has shifted away from a modernization emphasis
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GLOBALIZATION AND GLOCALIZATION 99

which usually favoured the regional or Notions of secularization, differentiation, priva-


national society as the default unit of analysis. tization, and the categorization of religion
The second looks at how the subdiscipline has along ‘modern/traditional’ lines do not cease
since the 1980s been explicitly or implicitly to make sense in this context. Instead, these
expanding the basic unit of analysis to include ideas become subordinated to the now seem-
the entire globe, while simultaneously moving ing self-evidence of religious diversity. Rather
away from the assumption of secularization as than an anachronistic presence better suited to
the dominant trend and toward variations on bygone eras, religion now appears much more
pluralization instead. These more literature- easily as a prime way of being different or par-
review oriented sections are then followed by a ticular and therefore as an integral aspect of
brief presentation of my own suggestion for globalization/glocalization. As such, religion
how to theorize religion in global/glocal soci- becomes the site of difference, contestation
ety. Finally, a concluding section considers and, not infrequently, conflict. Its previously
possible future directions for the sociology of defining qualities as a provider of societal
religion in light of the overall analysis. cohesion, integration and solidarity virtually
disappear from the screen. Applied to religion,
they now make about as much sense as the idea
that a globalizing society is also a secularizing
GLOBALIZATION AND PLURALIZATION
society.
OF RELIGION

The dominant sociological thesis about the


relation of religion and modernization has AXES OF VARIATION IN GLOCAL RELIGION
been one of incompatibility: a modernizing
society was ipso facto a secularizing society.
On the basis of this observation, the most per-
Religion, as a comparatively ‘irrational’ orien-
sistent questions about religion and globaliza-
tation in a modernity defined by rationaliza-
tion will concern its plural manifestations, the
tion, would lose its broader social influence or
different ways in which religion glocalizes.
become a privatized domain. While not all
Numerous strategies suggest themselves for
observers of modernization agreed with this
understanding this variety, but the following
proposition, as globalization has become the
four axes of variation seem to stand out:
regnant universalizing concept, the dissenters
have quickly become the majority. In as much 1. Religion that is institutionalized as religion
as the modern excluded its other side, namely vs. religiosity that is non-institutionalized.
the traditional, modernization could assign Within this continuum would fall new reli-
religion to that ‘other side’, allowing only gions and new religious trends or move-
certain restricted religious expression the ments, which can enter the continuum and
status of modern religion (cf. Durkheim 1965; move to the institutionalized pole as
Bellah 1970). With globalization, the global they develop; as well as Luckmann’s brico-
includes its defining polar opposite, the local, lage or Bellah et al.’s ‘Sheilaism’ on the
such that when religion appears as the local, it non-institutionalized end.
is thereby also global, or better, glocal. Hence, 2. Religion that is publicly influential vs. reli-
what stands out with respect to religion in the gion that is privatized. Unlike under the
globalizing as opposed to modernizing world assumptions of many forms of seculariza-
is not secularization but pluralization, the tion theory, religion can now be either or
inclusion of different glocalizations of religion. both of these in different contexts.
Theories of religion in the global circumstance 3. Religion that is traditional/conservative vs.
correspondingly can be expected to emphasize religion that is modern/liberal. It is difficult
notions of socially constructed religious plural- to assign precise meanings to the two poles
ity from both a global and a local perspective.1 of this axis of variation, but under this
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100 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

heading fall discussions about so-called a variable set of entities which people there call,
‘fundamentalisms’, positive or negative ori- treat, and enact as religions (or parallel words
entations to religious plurality itself, and in other languages). These generally include
the degree to which religion claims to be Christianity, Hinduism, Islam, Buddhism;
determinative for other, non-religious and, less consistently, Judaism and Sikhism.
domains. Beyond these clearly globalized religions is a
4. Religion that is specifically enacted as religion varied list of others recognized regionally, for
vs. non-religious forms that may nonetheless example, Zoroastrianism, Daoism, Jainism,
carry ‘religious’ functions. Religion is clearly Rastafarianism, Baha’i, Candomblé, or Cao Dai.
one of the most evident ways of asserting Two related global continuities are evident
individual or collective difference in the here: the specific globally present religions, and
global context; but there are also other cate- the seemingly accepted fact that there are reli-
gories which can play central roles in struc- gions which can be named and to which one
turing glocality, ones that are neither can belong or not. In either case, the globalized
understood nor performed as religious. category is already inherently plural. There is
Prominent examples are culture, gender, race, no such thing as a single global religion. These
and ethnic/nation. overall statements, however, tell us little about
concrete situations in various regions.
These axes of variation are not necessarily Different religions dominate in different
exhaustive; nor will the religious manifesta- places: Christianity in Europe, Latin America
tions of today’s global society fall neatly onto and several African countries; Islam from
one side of a continuum or another. Rather, Northern Africa to Indonesia; Buddhism in
they serve as heuristic distinctions for marking eastern Asia; Hinduism in South Asia. Each of
out the field of religious pluralization under these has a significant, if usually minority,
the rubric of globalization. Of particular note presence in most of the other world regions as
is that each pole of each axis of variation is well. Many of the smaller religions have
itself subject to pluralization. Institutionalized regional concentrations, like the Punjab for
religion, for instance, will manifest as plural Sikhs, Jamaica for Rastafarians, or Japan for
religions; while non-institutionalized religios- Omotokyo. But like the larger ‘world’ religions,
ity is inherently variable. Instances of local most of these also have presences in other parts
‘monopoly’ or uniformity, by contrast, will call of the world. Large or small, the religions are
for special explanation, much like ‘strong’ reli- usually globally spread and locally concen-
gion under the secularization thesis had to be trated. Moreover, the individual religions man-
seen as an ‘exception’. In addition, although ifest themselves only as particular variations
these continua pose the implicit question of such as Protestant, Catholic, Orthodox
what actually counts as religion, defining reli- Christianity; Sunni, Twelver Shi’a, or Ismaili
gion would be misplaced because what is Islam; Vaisnava, Saiva, or Advaita Vedanta
needed is not conceptual uniformity or the iso- Hinduism; Mahayana or Theravada Buddhism;
lation of some sort of essence of religion. and so forth. And within each of these cate-
Instead, what matters is what people in this gories there are most often more subvariants
global society actually call and treat as religion. such as Anglican or Jehovah’s Witnesses
Such orientations can and will be contested and (Protestant), Bohra or Nizari (Ismaili), Zen or
often ambiguous; they will themselves pose the Shingon (Mahayana), and so forth. Most of
question of pluralization and glocalization. these are likewise globally spread with local
Some illustrations of how pluralization and concentrations. The result is a different local
glocalization express themselves through these mix of pluralized religions in different regions.
axes of variation will serve to concretize the In addition, each of the variants receives local
argument at this point. colouring: Anglican Protestant Christianity
Beginning with the institutionalized religions, is not the same in Uganda as it is in Canada
in practically every country and region, we find or even different places in these countries;
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GLOBALIZATION AND GLOCALIZATION 101

Sunni Islam is not quite the same in Indonesia for example, between relatively ‘theocratic’
as it is in Turkey, France, or Saudi Arabia; and Iran or Saudi Arabia and relatively ‘secular’
similarly for all the others. Nonetheless, all this Tunisia or Turkey. In places where Islam is not
variation, far from vitiating the global single- dominant, usually for very practical reasons
ness of the religions and their main divisions, this religion tends to be a more privatized con-
actually constitutes them (see Beyer 2003). Both cern, but that does not exclude public visibility
practitioners and external observers understand and Muslim attempts to influence what goes
these religions as unities through variation, in on in other domains. By contrast, although per-
other words, as glocalizations. The universals haps in the majority of areas where Christianity
are real abstractions; concrete, socially effective is dominant this religion leans more toward a
religions appear only as localized particular- concentration on its own strictly religious
izations of those global universals. Finally, the affairs, there are so many exceptions to this
construction of both global unity and local pattern that it is little more than a statistical
manifestations occurs with reference to one generalization. In countries as varied as the
another: the religions constitute and reproduce United States, Poland, the Philippines, Zambia,
themselves in a context of recognized plurality Brazil and Russia, there have over the past few
of religions and subdivisions of religions. decades been various sometimes quite effective
None of this, of course, excludes disagreement and long-lasting Christian forays into the
and conflict over and across the various public arena. Similar statements could be
boundaries; rather it explicitly includes such made for virtually every other religion; for
contestation. Buddhism in Japan or Thailand, for Judaism in
As differentiated social entities, the institu- the United States or Israel, for Hinduism in
tionalized religions bear variable relations to India or Great Britain, and so on. All these
domains of social life that are not religion. cases taken together show that, on a global
Thus, through their authorities and represen- scale alone, religions are both publicly influen-
tatives, particular religions can seek to exert tial and privatized. It is only at the local or par-
direct influence on these other domains, ticular level that their subvariants may lean
whether politics and law, economy, science, mass more heavily toward one alternative than the
media, education, or a variety of others. They other. Although almost all the movements seek-
can also focus on their own reproduction ing to assert public religious influence engage
through ritual and practice. Of course, most globalized structures such as the system of states,
religious groups do both, the latter even being the world economy, cultural flows of various
a condition for the former. The alternative of kinds, and indeed other (global) religions, the
seeking to exert public influence or restricting particular characteristics of such movements,
oneself to privatized religious concerns is how long they last, and how effective they are,
rarely that stark. Globally speaking, religion is these are a matter of local circumstances and not
both a privatized and public concern. The seri- a global trend in either the direction of increased
ous variation in this dimension is at the local privatization or general ‘resurgence’. An aspect of
or particular level, especially as concerns how the glocalized pluralization is unpredictability.
heavily and effectively institutionalized reli- Over the past three decades, the religious
gion is brought into play in non-religious developments that have without doubt
domains. This variance only overlaps partially received the most attention as a global phe-
with the differences of the religions them- nomenon are so-called ‘fundamentalisms’.
selves. Thus, for instance, Islam is generally Chief among these have been the American
more publicly active than many other religions, Christian Right, Religious Zionism in Israel,
consistently claiming direct relevance in the Islamist movements in a number of countries,
operation of all other spheres of life. It is often as well as Sikh and Hindu nationalist move-
quite effective in this capacity. Yet even here we ments in India (see Marty and Appleby
see substantial variation, whether over time 1991–95; Kepel 1994). Perhaps the most evi-
as movements rise and fade, or geographically, dent common feature of these movements is
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102 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

that they are religio-political movements, ones New religions demonstrate the opened-ended
that seek public influence for religion. From a possibility for additional institutional reli-
slightly different perspective, however, they are gions. From Scientology, The Family, and the
also for the most part conservative or neo- Raelians to Won Buddhism, Falun Dafa, and
traditionalist movements, meaning that their I-Kuan Tao, a bewildering variety of groups
explicit rationale includes a reassertion of often fall under this heading, with their origins
values and ways of living warranted by the in virtually every corner of the world (see
past, by tradition, and thereby in opposition to Melton and Baumann 2002). Aside from the
orientations conceived as modern, liberal and sheer plurality, what is of relevance here is that
secular. Among the symbolic issues that most the category of a new religion, along with its
consistently express this opposition are a call pejorative version, ‘cult’ (with strictly parallel
for comparatively strict control of (especially terms in other languages), is itself globalized,
female) bodies in contrast to supposed permis- as is the suspicion with which new religions are
siveness or decadence, and a separatist (often treated by others, including recognized reli-
nationalist) claim to the exclusive validity of gions, mass media, schools and governments.
their truth over against a posited global rela- There is in that context significant continuity
tivism or anomie (Kapur 1986; Lustick 1988; in the anti-new religions discourse around the
Juergensmeyer 1993; Riesebrodt 1993). It is in world (see Richardson 2004). Moreover, a very
fact the traditionalist, ‘anti-modern’ discourse large number of these new religions try to
that most clearly distinguishes those move- establish an international and even worldwide
ments labelled as ‘fundamentalist’, since presence, such demonstration of broader
quite often not particularly militant move- appeal clearly forming part of their claim to
ments like the Jewish Neturei Karta, the legitimacy. Thus, even though most new reli-
Christian Communion and Liberation, or the gions are quite small and show even more
Islamic Tablighi Jamaat (see Ahmed 1991; regional concentration than the larger and
Kepel 1994) are called ‘fundamentalist’, while older ‘world’ religions, they participate in the
publicly and politically engaged, but non- globalized category of an institutionalized and
traditionalist, religious movements such as the differentiated religion quite as much as do the
liberation theology movement in Latin latter. They thereby further express the plural-
America do not. As movements and as a cate- ization of religion both as a social reality and as
gory, ‘fundamentalism’ therefore points to the a category of observation. Nonetheless, as with
contemporary and global relevance of a kind the world religions, new religions appear only
of religion that, under the aegis of moderniza- in particular and local form: pluralization
tion, was deemed to be obsolete and destined manifests itself as glocalization of these reli-
to disappear. It represents a clearly possible gious movements and that multiple localiza-
variant of religious presence in contrast to tion is both a condition and a symptom of
more liberal and non-exclusive religion, both of their globalization.
which appear to belong in a globalized society. If the title of new religions refers to those
The recognized religions do not have a movements that seek recognition as religions,
monopoly on the religious in contemporary the term ‘spirituality’ has in recent decades
global society. Three other types of phenom- come to designate another important and
ena exist alongside and even compete with inherently plural religious phenomenon. Not
them. These are new religious movements, coincidentally a word that is still in many ways
especially those that seek to become new, rec- but a synonym for the religious, spirituality
ognized religions; non-institutional, highly now often refers to religion in a highly individ-
individualized, religiosity or ‘spirituality’; and ualized mode, and in this sense outside or at
broadly speaking religio-cultural expression the margins of the authoritative bounds of
that is not differentiated as religion. Each of institutionalized religions. A variety of trends
these illustrates the dynamics of glocalization and manifestations can fall under this heading.
and pluralization in a somewhat different way. From the somewhat amorphous New Age and
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GLOBALIZATION AND GLOCALIZATION 103

Japanese new New Religions to the tendency those cultures or identities vis-à-vis global
for a great many people around the world to forces. Ironically, however, the category of abo-
fashion their own combination of religious riginal has itself become globalized, a prime
beliefs and practices with little reference to symptom of which is that aboriginal peoples
specific centres of religious tradition or around the world are often in contact and
authority (cf. Roof 1999; Heelas et al. 2005), a relate to one another as aboriginal peoples.
parallel style of religiosity appears to be gain- Aboriginal spirituality is not so much a way of
ing attention. Although the global aspect of maintaining the local against the global as it is
this development can be subsumed under dif- yet another instance of glocalization, doing the
ferent headings, for instance Inglehart’s notion global in local mode. A further indicator of this
of post-materialist (Inglehart 1997) religion, role is that, in some cases, such as African
the concrete variety of such spirituality can Traditional Religion in countries like South
almost by definition only be local. Yet, follow- Africa or Benin (cf. Mndende 1998), or various
ing Inglehart’s analysis, this sort of religiosity indigenous religious cultures in Indonesia (see
seems usually to be pursued by the relatively e.g. Schiller 1997), ‘aboriginal’ people mobilize
more privileged segments of the global popu- in the opposite direction: they seek to con-
lation, those with a higher probability of struct and have their religious ways recognized
having broader global connections and thus as distinct religions, with the same goal of cul-
being themselves less rootedly local than those tural recognition and assertion. The situation
large numbers without such power. This sort points to the generally ambiguous but close rela-
of highly particular and highly plural religios- tion between religion and culture as pluralized
ity is therefore also in that sense more global and glocalized categories.
and hence glocal. Aboriginal people striving for cultural
In some quarters, however, the term spiritu- recognition and autonomy are not alone in
ality carries a different meaning, shading over insisting on an intertwining of religion and
into the idea of religio-cultural expression that culture, thereby melding two categories for
is not distinguished as religion. Spirituality asserting glocal difference. The frequency of
refers also to the religious ways of aboriginal religious nationalism is another and more
peoples and thus to a form of religiosity that is powerful manifestation. From State Shinto in
glocal in a rather distinct way. The category of pre-World War II Japan and Irish Catholic
‘aboriginal’ or ‘indigenous’ is, from one angle, nationalism to Sinhalese Buddhist nationalism
local by definition: it is what was ‘here from the in Sri Lanka and Hindu nationalism in
origins’ as opposed to that which came here twentieth-century India, this strategy has
‘from somewhere else’ relatively recently. been a constant of our world throughout the
Aboriginal and indigenous people are those modern era. These and many other religio-
who were in a place before its incorporation nationalist movements have insisted on an inti-
into globalizing structures. Their ‘traditional’ mate link among a particular religio-cultural
cultural expressions can and do thereby claim way of life, a particular territory, and a particu-
to be ones that belong to that locality more lar group of people generally attributed with a
purely than others. A mark of that belonging is common ancestry and history in that territory.
in many cases that the carriers of this indigene- In each case, a critical warrant for this identifi-
ity reject differentiation among various func- cation is a rootedness in the past, often the
tional modalities, including especially religion, mythic past. As with the aboriginal movements,
when applied to their cultural traditions, such however, religious nationalisms are not isolated
differentiated structures being seen as that which occurrences that just happen to have certain
engenders the homogenization of the local into features in common. They are local variations
global patterns. The insistence on aboriginal on a globalized theme, even model. The
spiritualities as a non-differentiable dimension religio-cultural identities structure themselves
of aboriginal culture is thereby a way of con- in deliberate comparison with the rest of the
structing the integrity and inviolability of world, almost invariably imagining this
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104 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

outside as homologous ‘others’, other religio- be superseded by the ‘cult of man’ for Durkheim,
cultural identities. and to succumb to modern rationality in a
disenchanted world for Weber. In one form or
another, the reigning historical direction was
modernization and the outcome for religion
THE SOCIOLOGICAL UNDERSTANDING
was secularization.
OF RELIGION: FROM MODERN TO
The passage from traditional to modern in
GLOBAL CONTEXT
classical sociology was in one sense a temporal
transition from past to present and future, but
In suggesting pluralization as the prime leit- it also had spatial reference. First, what we now
motif for observing religion under conditions call the West was modern or at least moderniz-
of globalization, I do not claim that religious ing, while other regions of the world were at
plurality is anything new. Notions of multi- best non-modern. Even though Marx, Weber,
plicity in matters religious are as old as the Durkheim and other classical sociologists took
concept itself. What I am proposing is rather account of the wider world that they inhabited,
that the most significant dimension for under- their attention to the non-Western regions was
standing religion in the specifically global soci- limited because from their perspective that is
ety of today is its pluralization along several not where their main concern, modernization,
axes of variation. The shift to a global perspec- was happening. Where they did pay attention,
tive is key. Without that change in perspective, such as in Durkheim’s analysis of the religion
the argument loses much of its rationale. It is of Australian Aborigines or Weber’s compara-
therefore important to understand how glob- tive studies of China and India, it was as exam-
alization has come to be such a ubiquitous ples of the pre-modern or traditional. Second,
concept and what effect that is having on the the modernizing West for these thinkers (Marx
sociological observation of religion. Given the is a partial exception) came to be seen as
influence that the classical thinkers of the nine- divided geographically into ‘national societies’,
teenth century still have on this discipline, I which could be compared as to the way mod-
begin with Marx, Durkheim and Weber. ernization occurred in each case. The geo-
Since its nineteenth-century origins, sociol- political unit of the nation-state, especially
ogy has been informed by the guiding differ- during the period from the late nineteenth-
ence between modern and non-modern or century to the early twentieth-century, became
traditional societies. Karl Marx focused almost more or less synonymous with the idea of a
exclusively on the development and fate of society. From that time, sociological observa-
capitalism in contrast especially to feudalism; tion became primarily the Western, nation-
Émile Durkheim built up his theory on the state based observation of modernization in
distinction between modern organic and tra- the West (Albrow 1990; Robertson 1992: 8ff.).
ditional mechanical solidarity societies; Max Somewhat ironically, however, that same
Weber concentrated on various dimensions of period was one of the most intense in terms of
the shift from pre-modern to modern, includ- the projection of Western power all over the
ing themes like rationalization, bureaucracy, world. In contemporary conceptual terms,
political domination and modern capitalism. classical sociology took place in a globalizing
In one sense, religion occupied a central posi- historical situation, but its understanding
tion for all three of them: as an ideological tool was national, perhaps international, but
of the dominant classes for Marx, as a founda- not global. At the beginning of the twenty-first
tional aspect of society for Durkheim, and as a century, the self-evidence of this identity
key factor in the rise of modern capitalism for between the (nation) state and society has
Weber. Yet in each case, the prevailing fate of at begun seriously to loosen, but it still informs
least institutional religion was decline and even the discipline to a great extent. This has
disappearance: to be discarded by proletarians had corresponding consequences for the
and fade away under communism for Marx, to understanding of religion.
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GLOBALIZATION AND GLOCALIZATION 105

The secularization assumptions of the clas- the Solidarity movement in Poland. All of
sics prevailed in sociology and, to a lesser these showed that religion could (still) be a
degree, in the sociology of religion until the public and mainstream force; all of them are to
latter quarter of the twentieth century. Indeed, a significant degree incomprehensible without
they reached a kind of apogee in the 1960s taking into view the wider global context in
with the influential work of thinkers such as which they occurred (cf. Beyer 1994). Various
Peter Berger, Thomas Luckmann, Bryan ongoing and subsequent religio-political events
Wilson, Richard Fenn, Talcott Parsons and in places like Israel-Palestine or Sri Lanka only
others. Although there were salient differences reinforced that impression. What they encour-
in their various perspectives, they shared a aged is a shift in sociological observation,
threefold assumption: religion was either exemplified in the work of Robertson, Stark
declining or being pushed to the margins of and Bainbridge, and a great many others, in
societal importance; religion’s role in society which the sociology of religion moves gradu-
was integrative; and the modern societies of ally more into the mainstream of the larger
interest were national and Western (now discipline at the same time as most sociologists
including Japan). Their positions did, however, of religion hastily claim to abandon the secu-
include a wider ‘international’ awareness. The larization thesis and pay attention to religious
national societies could be and were compared diversity in new ways. Now, in this different
in terms of the way religion operated within context, the variety of ways in which religion
them. The question of pluralization, usually in and religiousness manifests itself as well as new
terms of pluralism, was also posed at this developments in the religious sphere become
national level; and the prevailing question in that much more obvious and worthy of atten-
this regard was how it affected the seculariza- tion, whether we are speaking, for instance,
tion of a society (see esp. Berger 1967; Martin of the abiding strength of religion in the
1978). Pluralization across the nations was United States, the continuing efflorescence of
hardly even an issue. new religious movements in every corner of
What transformed that situation since the the globe, the growth of already longstanding
1970s is to some degree a matter of specula- Pentecostalism or Islamism worldwide, the
tion. But one can begin by noting a coinci- religious assumptions of seemingly secular
dence not often mentioned. The mid-1980s Europeans, or the vitality and ever changing
saw the publication of both Roland face of Christianity in sub-Saharan Africa.
Robertson’s seminal ideas on globalization and There can be little doubt that the seemingly
Rodney Stark and William Bainbridge’s sudden and precipitous fall of the Soviet
explicit theoretical rejection of the seculariza- empire at the end of the 1980s marked a pro-
tion thesis (Robertson and Chirico 1985; Stark found change in world order and, inevitably, a
and Bainbridge 1985). Both were the result of significant shift in how people around the
work begun in the later 1970s, both suggested world, including sociologists, understood that
a significant reorientation for sociological world. In a few short years, the self-evident
observation, and both have been highly influ- Cold War organizing distinction between
ential since. They also represent two radically East and West disappeared. The world was not
different approaches. What they nonetheless just different, it had to be thought anew, and
have in common is their shared historical con- now without the socialist/capitalist divide.
text and here religious developments play a These had, in effect, been alternative paths of
critical role. At the risk of oversimplifying, the modernization from which a ‘national society’
year 1979 stands out. Its portentous events could choose. The signs of transformed obser-
include the Iranian revolution, the founding of vation in the 1990s became quickly apparent.
Jerry Falwell’s Moral Majority in the United Two tendencies are particularly notable. One
States, the Nicaraguan revolution, the accession has tried to continue with a modified version
of John Paul II to the papacy, the Soviet inva- of the old lines, effacing the socialist alternative
sion of Afghanistan, and the first stirring of and thereby leaving the ‘capitalist road’ as the
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106 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

only possibility. Francis Fukuyama’s early 1990s that neither the national society nor the notion
declaration of the ‘end of history’ (Fukuyama of secularization need be or has been aban-
1993) and the worldwide anti-globalization doned. As noted, these maintain their impor-
movements that emerged toward the end of the tance, only now as aspects of pluralized
decade represent opposing versions of this variation rather than as guiding assumptions.
direction. It touched off the rapid rise in popu- That said, we should not expect the change to
larity of the term, globalization, understood take place all at once. Current sociological
essentially as global capitalism without the thinking is in fact in a kind of transitional
socialist alternative. This understanding of phase, combining ‘modernization’ and ‘global-
globalization is modernization in a monopolis- ization’ assumptions. Two of the clearer exam-
tic guise. It therefore has had little cause to take ples of this are analyses of European
religion seriously – except as defensive ‘funda- ‘exceptionalism’ and religious market theories,
mentalism’ (Barber 1996; cf. Beckford 2003: trends well represented in the work of Grace
103ff.) – and has typically imagined a decline in Davie (Davie 2003) and Rodney Stark and his
the power of the national state (see Rudolph collaborators (Stark and Bainbridge 1987;
and Piscatori 1997; Beck 2000). Both features Finke and Stark 1992; Stark and Iannaccone
witness to the difficulty of continuing to 1994) respectively. In spite of sharp differences
observe today’s social reality in the normative in theoretical perspectives, the two approaches
terms of the ‘secular/modern national society’. share a continued orientation toward the idea of
The other significant tendency has also secularization, the use of the national/regional
adopted a global perspective, accepting that we (Europe and the United States) society as the
evidently all now live in the same social world. basic unit of analysis, and yet also an explicit
The result, however, is the observed multiplica- contextual awareness of and reference to the
tion of difference rather than (just) progressive rest of the world without, however, giving the
homogeneity. This is the direction that I notion of globalization an operative place
emphasize here. It understands the global within their theories. Thus Davie’s examina-
in terms of its glocal particularizations. It tion of religion in contemporary Europe
resonates strongly with the post-modern focuses on this region’s exceptionalism in
discourse that has paralleled the recognition of terms of how secularized it is, that by compar-
globalization (see Lyotard 1984, French origi- ison most of the rest of the world is not secu-
nal published in 1979). In announcing the end larized, and that religion is not thereby simply
of grand narratives, post-modernism opened unimportant in Europe. The exceptionalism
the door for the multiplicity of narratives, but only makes sense in global context. And, in
also for their contestation. Important in the spite of their explicit rejection of the secular-
present context is that these visions no longer ization thesis, Stark et al. analyse religious
have to assume the national, territorially delim- markets in mostly national/regional terms and
ited, and solidary society as normative. It is with respect to how ‘vital’, namely unsecular-
also among them that one finds a much stronger ized, each of those markets is. They also put
place for religion. It is therefore this kind of great stress on religion’s rationality (Stark and
approach that has more clearly informed very Finke 2000), a preoccupation that resonates
late twentieth and early twenty-first century much more with a modernization/seculariza-
sociology of religion. tion orientation. Yet, in seeking to construct a
general theory of religion, they expressly claim
validity for all religious markets around the
world, not just in the West.
THE SOCIOLOGICAL UNDERSTANDING OF
This transitional situation also reveals itself
RELIGION IN THE GLOBALIZATION ERA
in the use of the distinction between religion
and spirituality. From Ernst Troeltsch’s late
A closer look at post-Cold War sociological nineteenth-century discussion of ‘mysticism’
observation of religion can begin by repeating (Troeltsch 1931) to Thomas Luckmann’s
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GLOBALIZATION AND GLOCALIZATION 107

‘invisible religion’ of the 1960s (Luckmann globe have been topics of growing attention in
1967), a key element of the secularization the sociological literature of the post-Cold War
thesis has hitherto been privatization, the idea decades (see e.g. Hexham and Poewe 1997;
that religion has become more and more the Dawson 1998; Kent 1999; Barchunova 2002;
affair of individuals or voluntary associations Richardson 2004). This orientation is a notable
and less and less a matter of overarching insti- addition to that which informed the sociologi-
tutional authority. That discussion continues, cal literature on new religious movements
but there has been a partial shift in emphasis that dates from the 1960s to the 1980s, which
corresponding to a change from privatization generally operated mostly in the orbit of secu-
as dominant principle to religion/spirituality larization assumptions, notably through the
as axis of variation. On the one hand, a signif- dominance of the question of conversion (see,
icant literature still operates in the context of from a great many, Lofland 1966; Judah 1974;
the privatization thesis, arguing either posi- Glock and Bellah 1976). That literature was
tively that privatized spirituality is the (new) also overwhelmingly oriented to the national
dominant trend (e.g. Roof 1999; Heelas et al. or regional society, mostly in the West, but also
2005) or negatively that such non-institutional in Japan (see e.g. McFarland 1967; Brannen
spirituality is merely ‘potential’ religion 1968; cf. Shimazono 2004).
(e.g. Stark and Bainbridge 1985; Bibby 2002). At the beginning of the twenty-first century,
These perspectives generally adopt the national sociological analyses of religion that adopt
society as their unit of analysis, although some- an overtly global orientation are still not that
times including cross-national comparison. common. To be sure, ever since the early 1990s,
On the other hand, the phenomenon is receiv- there has been a smattering of such works (e.g.
ing increasing attention as a globalized trend Robertson and Garrett 1991; Ahmed 1994;
and alternative. Under this heading would Beyer 1994; Van der Veer 1996; Rudolph and
fall Ronald Inglehart’s suggestion of a ‘post- Piscatori 1997; Haynes 1998; Meyer and
materialist’ religiosity, the growing presence of Geschiere 1999; Esposito and Watson 2000;
which he detects on the basis of ‘world’ values Stackhouse and Paris 2000; Beyer 2001;
studies (Inglehart 1997). It would also include Hopkins et al. 2001; Juergensmeyer 2003;
a varied literature on the New Age movement Agadjanian and Roudometof 2005; Learman
as a specifically global and not just Western 2005), but their number contrasts markedly
development (Rothstein 2001; Carozzi 2004; with the social scientific literature on global-
Ackerman 2005; Howell 2005). Moving across ization itself, which has become unmanageable
the continuum, there is the attention that in volume. There is, however, a very significant
somewhat more institutionalized but still often literature on religion that is highly relevant to
quite fluid religious developments are receiv- the themes of globalization and glocalization.
ing. Pentecostal/Charismatic Christianity is a The bulk of these contributions have centred
case in point. Although it already began to on two subjects: religio-political mobilization
attract sociological attention in the 1960s and and religion in the context of transnational
1970s, many of the more recent contributions migration. The literature on the former grew
focus specifically on its ability to translate itself and adopted a global dimension as of 1979
or glocalize relatively easily around the world, when, in light of the rise of the American New
as well as on its global growth (see e.g. Poewe Christian Right, the term began to be trans-
1994; Cox 1995; Dempster et al. 1999; ferred from its original context, first to Islam
Coleman 2000; Martin 2002; Wilkinson 2006). and the Iranian revolution specifically, and
Somewhat related is the topic of new religious then to diverse religio-political movements in
movements. In spite of their small size and Islam, Judaism, Hinduism and Sikhism espe-
often limited geographic range, their global cially (for early examples, see Haines 1979; von
presence, global aspirations, as well as the sim- der Mehden 1980). In spite of the dissimilari-
ilarity in the kind of suspicion and opposition ties among the different so-called ‘fundamen-
that they attract in countries right across the talisms’ and protests that it was a Western
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108 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

misconception when applied outside the the emphasis on the plurality of these forms in
Protestant Christian fold, the term has per- the United States, on their roots in various
sisted in social scientific discourse since parts of the world, as well as on the common-
the early 1980s, arguably because of its ability alities that they display in response to the par-
to name an important global continuity ticularly American context. In that light, the
among otherwise highly disparate religious narrative it tells is no longer overwhelmingly a
movements. Fundamentalism is in that sense a Christian story with a Jewish minor thread.
quintessentially glocal concept. Other non-Christian religions are the focus
A somewhat similar analysis applies to the along with a new intra-Christian variety. Most
relation between religion and transnational importantly in the present context, the transna-
migration. A critical part of the web of com- tional dimension is receiving sustained atten-
munications and flows that has helped to make tion, attesting to the explicitly global aspect of
today’s globalized reality so apparent is the this new religious plurality (see e.g. Levitt
movement of people under various guises 1998; Prebish and Tanaka 1998; Lawson 1999;
ranging from tourists to migrants. The impor- Ebaugh and Chafetz 2002; Haddad and Smith
tance of the latter category is that it represents 2002; Guest 2003; Vásquez and Marquardt
the more or less permanent moving of people 2003; Carnes and Yang 2004; Levitt 2004).
from one part of the world to another, but in Similar but also different developments have
such a way that links between the ‘old’ country occurred among scholars in other regions. These
and the ‘new’ are in most cases maintained, include countries such as Canada and Australia
thereby contributing to the density and per- (Coward et al. 2000), but notably and in greater
manence of global social connections. Religion volume, Europe. As with the American litera-
consistently plays an important role in such ture, recent global migrants to this latter region
migration as resources for immigrant adapta- have raised the double question of how these
tion to new local environments and as one of will challenge the ways that religions take form
the social forms that flows from one part of the and importance in European countries, and how
world to another along the communicative their implantation in this region will generate
links thus established. Migration is in turn a new forms of the recently arrived religions. On
prime conduit for the globalization of the reli- both sides, what is at issue is the plural glocaliza-
gions themselves. In light of the intensification tion of religion (see e.g. Burghart 1987; Dessai
of both migration and transnational linkages, 1993; Baumann 2000). Somewhat in contrast to
it is not surprising that the social scientific lit- the United States, however, the majority of the
erature which focuses on them becomes, in attention falls on one particular religion, namely
effect, globalization literature with respect to Islam. To some extent this is because a majority
religion. A brief look at some examples will of migrants in many countries are Muslims, to
serve to concretize this point. some degree because Muslims seem to challenge
Beginning in the mid-1990s, American soci- the highly privatized and unobtrusive way that
ologists began to pay concerted attention to religion has functioned in this region during
the religious expression of that country’s post- much of the twentieth century. In consequence,
1960s migrants. Here the work directed by the burgeoning literature on Islam and Muslims
Stephen Warner and Judith Wittner was in Europe tends very much to operate on the
ground breaking and was notably carried out assumption of implicit comparison: Can Islam
only in the mid-1990s. Already the title of the adapt? Can Europeans maintain their seemingly
major publication emerging from this established ways and demand that Islam con-
research, Gatherings in Diaspora, pointed form? (see, from among many, Khosrokhavar
explicitly to the linkages of migrant religious 1997; Vertovec and Rogers 1998; Nielsen 1999;
forms in the United States with the wider Roy 1999; Rath 2001; Jonker 2002). The axes of
world (Warner and Wittner 1998). What is also variation of publicly influential to privatized and
characteristic of this volume and of the grow- of traditional/conservative to modern/liberal are
ing literature that has emerged in its wake is both at play and overlap with the issue of the
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GLOBALIZATION AND GLOCALIZATION 109

plurality of religions themselves and of their the lack of explicit theorizing on the relation
global presence. between the two terms is perhaps a bit puz-
Two other global regions from which highly zling. As noted, the amount of literature rele-
relevant literature has been emerging are Latin vant to the question is on the rise, but for the
America and the Caribbean and sub-Saharan most part globalization in these works remains
Africa. Two prime religious vehicles in these the name for an aspect of the social environ-
cases are Christianity and New World African ment to which religion responds in various
religions. With respect to the former, although ways, not as something that, like capitalism or
the transnational Roman Catholic Church is the sovereign state, is a constitutive dimension
certainly still of importance (cf. Lanternari 1998; of globalization. Partial exceptions are the
Casanova 2001), it is Pentecostal and Evangelical efforts that emphasize the transnational face of
Christianity that is receiving the bulk of the religion and the literature on religio-political
attention, arguably because of its transnational movements. But even here, the global context
presence and recent growth, the ease with which is provided by something other than religion
its proponents move around the world from var- to which religion responds. At best religion
ious home bases, and its diverse glocalization in thickens global flows. The contributions of
so many regions (e.g. Meyer and Geschiere 1999; Roland Robertson move into the gap to an
Adogame 2000; van Dijk 2001; Alvarsson and extent in that he stresses the thematization of
Segato 2003). New World African religions like globality as an integral facet of the global con-
Voudon, Candomblé, or Santería are quite dif- dition; and that this task is an inherently ‘reli-
ferent in their characteristic features, yet they gious’ one (Robertson and Chirico 1985;
share with Christianity, and with Pentecostalism Robertson 2001). Such thematization also
in particular, a long transnational history in allows multiple possibilities, thereby implicitly
which Africans and their inherited religious admitting at least some of the axes of pluraliza-
expressions play a significant role. The trans- tion presented here. In this way, he shows how
Atlantic connection has been a prime path globalization as a historical development is as
across which both originally African and religious as it is from other angles economic,
European religious impulses travelled eventually political, or broadly speaking socio-cultural.
to engender new, pluralized, and glocalized Robertson’s efforts are therefore important;
religions that are today still in the process of for- but they are at best a beginning. In the follow-
mation (Clarke 1998; Motta 1998). The transna- ing paragraphs, I sketch a theoretical approach
tionalism has provided the conditions for that seeks to explain how religion and the plu-
reconstructing ‘old’ world religions in plural ralization of religion have been a key dimen-
fashion; and also, according to some observers, sion of the historical process of globalization
for constructing a new world religion altogether itself.
(Frigerio 2004). Therefore, just as the transplan- It is no accident that the bulk of globaliza-
tation of other religions along the paths of global tion analyses describe the process primarily
migration is resulting in their pluralized and glo- in economic, political, and sometimes in tech-
calized reconstruction in regions where they nological terms. The justification for this
had little presence before, so is an older migra- emphasis lies in the fact that the historical con-
tion spawning new religions that are in turn pro- struction of today’s global society centred on
ducing glocalized versions on several continents. the development and expansion of an initially
European-based capitalist economy and of ini-
tially European imperial power, both of which
have since been appropriated with differential
THEORIZING PLURALIZED RELIGION
success by virtually every other part of the
IN A GLOBAL SOCIETY
world. The theoretical key to understanding
how religion might fit into this picture and
In light of the increasing sociological attention also be constitutive of it is to focus on how the
paid to religion in the context of globalization, sorts of transformations in the economic and
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110 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

political realms that brought about this expan- sociological discussion under the rubric of
sion and appropriation also happened in the modernization.
area of religion. This, in turn, requires a con- A brief historical narrative can outline the
ceptualization under which economic, politi- development of a religious system in the
cal, religious, and other social modalities can modern phases of globalization. In Western
be subsumed and compared. On one level, the European society of the high and late Middle
sociological notion of institution might serve Ages, religion already had a well-developed
this purpose. For greater clarity and more and differentiated presence in the form of the
detailed comparability, however, I suggest the Roman Christian Church. This specialized but
concept of societal system as developed in the also multi-functional institution provided
work of Niklas Luhmann (Luhmann 1995). some of the conditions that allowed the rise of
Here cannot be the place for a thorough other systems, notably the economic, political
presentation of the details of this approach and scientific. The gradual differentiation of
(see Beyer 2006, Ch. 1), but the argument these other systems provided a context for the
about globalization on its basis can be summa- clearer differentiation of the religious one, a
rized like this: from about the late medieval development that manifested itself institution-
period in Western Europe, there began to ally through the Protestant and Catholic
develop roughly simultaneously distinct and Reformations and conceptually in the emer-
yet interdependent social systems, each spe- gence of a new and pluralized understanding
cializing in different functional areas, includ- of religion itself. Beginning in the sixteenth to
ing a capitalist economic system, a political seventeenth centuries, Europeans began to
system of sovereign states, an empirically based conceive religion no longer primarily as a gen-
scientific system, and a religious system mani- eral and singular sort of activity that could
festing itself as a plurality of religions. Each of express itself through various practices of piety
these systems gradually built up its differenti- and devotion, but as a differentiated domain of
ated structures on the basis of its own ration- divine/human relations that manifested itself
ality; each enhanced its peculiar mode of mainly through a set of distinct and systematic
power. And it was on the combined basis of religions to which a given person could
these institutional systems that the Europeans ‘belong’ or not. In spite of a continued search
succeeded in spreading their influence around for unity in the religious domain, Europeans
the world by the beginning of the twentieth came to see these religions increasingly as irre-
century. As an integral part of this process, ducibly distinct. They included initially, under
non-Western regions of the world have appro- newly minted words, Christianity, Judaism,
priated these systemic power modalities, Mahometanism (i.e. Islam), and Paganism.
invariably particularizing them to local cir- Given that these semantic and institutional
cumstances and thereby glocalizing them. developments happened in the context of
These systems have thus become the dominant European global expansion, however, by the
social structures of contemporary global soci- nineteenth century Europeans included an
ety. Yet they are by no means all that consti- increasing set of additional religions that,
tutes that society. The societal systems armed with their new understanding, they ‘dis-
specialize and are therefore selective in what covered’ in other parts of the world, including
they include. They do not subsume everything Buddhism, Confucianism, and Hinduism. The
that might otherwise appear as economic response of people in these other regions
production/consumption, political regulation, varied. In the case of Islam, Judaism, Buddhism,
knowledge, or religion. This combination of and Hinduism, for instance, there was wide-
characteristics opens the way for understanding spread collaboration in the re-imagining and
the pluralization of religion under conditions reconstruction of these religio-cultural tradi-
of globalization, but in such a way as to sub- tions as one of the religions and thus in the
sume the older notions of secularization, priva- glocalization of this initially Western model
tization, and differentiation that dominated of what a religion was. In the case of the
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GLOBALIZATION AND GLOCALIZATION 111

Chinese and Confucianism, there was more or category such as, for instance, culture. In that
less unanimous refusal. All cases, however, light, we should expect constant debate and
included widespread contestation around the observation concerning how institutionalized
central questions of what belongs to these reli- religions are faring in a particular region,
gions, which religions belong, which variations whether non-institutional religiosity is more
of these religions are authentic, and in general prevalent, whether and how new religions are
what are the boundaries of the religious forming and becoming accepted, and so forth.
domain itself. Moreover, the development of The possibility exists that, in a given region,
this religious system is an aspect of the modern institutional religions will weaken to the point
process of globalization itself. The religions do of irrelevance or, by contrast, will strengthen
not just respond to a globalizing context; they so as to push non-institutional forms under-
emerge as a part of that process just like the ground. Yet there is nothing in the theory of
global capitalist economy or the global system the religious system that would predict one
of sovereign states. In light of this complex and trend or another, only continued variation
selective historical development, the pluralized along this axis. Since the historical construc-
fate of religion along the axes of variation tion of this religious system only makes sense
becomes clear. in the context of other analogous systems
First, the thesis of a differentiated and glob- developing at the same time, the question of
alized religious system along these lines offers the relations between the religious system and
an explanation as to why, in spite of significant these other systems will be an important con-
contestation and ambiguity, there seems to be sideration. This condition points to the
such widespread global agreement on the exis- salience of the three other axes of variation
tence and legitimacy of a delimited if region- outlined above.
ally varied set of religions, and on the fact that Third, therefore, the co-existence of these
these religions are unities in spite of wide- systems introduces the question of whether the
ranging ‘internal’ variation. Correspondingly, social purposes that the religious system serves
contemporary sociology understands religious cannot be fulfilled by one or more of the other
‘pluralism’ primarily in terms of these religions systems. For instance, can a sense of the ulti-
and their different subdivisions and not, for mate meaning of life not be provided through
instance, in terms of individual variation in the scientific system with its ever-expanding
belief and practice.2 Religion is not just vari- form of knowledge? Can an ultimate sense of
able; the religions are plural, both internally belonging and moral rightness not be had
and in relation to each other. through the state as the vehicle of the nation?
Second, in light of the selective and some- Can loving acceptance not be found in the
what arbitrary modern (re)construction of intense relationships of the family? Can under-
religions, the possibility of variation across the standing and socialization not be delivered
boundaries between institutionalized and effectively through academic education? Can
non-institutionalized religiosity becomes evi- cosmic vision not be provided by science or
dent. Not everything conceivably religious falls art? Can participation in mass media perform-
within the authoritative boundaries of the reli- ances or through sport not supply people with
gions; and the elements of these religions a sense of ritual regularity and incorporation?
could be recombined in a wide variety of ways. The idea is not that these alternatives will
Thus, what falls under labels like spirituality or inevitably replace religion in these functions,
those forms that could be new religions hovers but rather that these possibilities are a con-
at the boundaries of the recognized religions stant, acting as another source of religious
or outside them altogether. Without the exis- variation over time and in different places.
tence of the institutionalized religions, such con- More critically in this regard, the relation of
trasting variation could gain no observational religion to other systems points to the question
purchase. We could not recognize them as reli- of the relative power of these systems.
gions, as spirituality, or as another contrasting Although the relation of the systems is not
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112 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

hierarchical in any structural sense, they do of past societies which ostensibly allowed true
vary in terms of their prominence. With few religion its proper role. By contrast, on the lib-
exceptions, the global capitalist economy, the eral side, positive orientations to the differenti-
system of territorial states and the scientific ated situation tolerate and even celebrate
system are most often far more invasive and religious and other forms of plurality, laud the
unavoidable in the lives of the world’s popula- ‘freedom’ and ‘inclusion’ that it promises (and
tions than is the authoritative influence of the criticize the failure to live up to these ideals),
institutionalized religions. Yet, to the degree and accept the relatively autonomous func-
that religion constructs itself as one of the tioning of other institutional societal systems.
dominant systems in global society, that power Such a stance is not, however, identical with
relation need not be constant and certainly the acceptance of religious privatization or the
religion should not be expected to disappear. radical secularization of society: a sectarian
Rather, simply out of that structural relation, conservative orientation can also abandon the
one should expect a fluctuation between rela- wider public world to its secularity, and liberal
tive powerlessness of the religious system, religious positions are often also publicly
manifested for instance in the widespread assertive (cf. Casanova 1994).
privatization of religion, and the relative resur-
gence of religion so as to exert meaningful
public influence at least in various regions
CONCLUSIONS: FUTURE DIRECTIONS FOR
(cf. Beyer 1994).
THE SOCIOLOGICAL OBSERVATION OF
Finally, the differentiation of a religious
RELIGION IN GLOBAL CONTEXT
system poses the question of the relation of
that system to the society as a whole, including
its other dominant societal subsystems and the The theoretical perspective outlined in the last
respective other religions. The axis from ‘con- section is but one attempt to gain some greater
servative’ to ‘liberal’ religion enters at this purchase on the role of religion in the con-
point. The central issue in this regard is the struction of contemporary global society. Its
extent to which the religions, through their main advantages are that it demonstrates how
adherents, will accept the relativization one can see globalization and religion as inti-
implied in the concentration of religious con- mately linked while at the same time showing
cern in a particular societal subsystem among that this linkage necessarily implies various
others, and one that is moreover internally dif- forms of glocalized religious pluralization.
ferentiated into formally equal religions. Given That said, the field of the sociological under-
the universal and encompassing visions that standing of religion in global context is still
what we recognize as religions typically offer, rather sparsely occupied, probably because we
this is an important issue because it concerns still find ourselves in a transition between a
the core logic of that system, its claim to render previously dominant secularization/modern-
access to the transcendent conditions that ization and an as yet only practically recog-
make the immanent possible. If religion asserts nized pluralization/globalization perspective.
such a foundational role for all aspects of social So much of the more recent sociological liter-
and personal life, then how will it respond to ature on religion operates with an explicit or
limitation and even contradiction of that implicit awareness of the now unavoidably
claim? As noted above, the answers will vary global and religiously plural context, but the
along a continuum from rejection to unprob- often implicit theoretical assumptions that
lematic accommodation. On the conservative inform this work are frequently still those of
end one finds responses that claim unique the secularization thesis. A main symptom in
validity for their religion or variant thereof. this regard is that the perceived inadequacy of
They reject key features of the modern world the latter leads only to the hypothesis that the
deemed representative of the limiting situa- ‘real’ situation is just the negation of secular-
tion, and they valorize of traditions evocative ization, for instance, the ‘resacralization’ of
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GLOBALIZATION AND GLOCALIZATION 113

society or that nothing has fundamentally those concepts as a symptomatic or contributing


changed since the fifteenth century CE. Just factor. Analogously, the older concepts remain
as the post-modern has thus far defined itself important but now subsumed under the domi-
primarily as the negation of the core assump- nant motif of pluralization as descriptors along
tions of the modern, so have post-secularization axes of variation. For in the final analysis, the
positions not really gone much beyond observ- shift from one leitmotif to another is more a
ing that the ‘king is dead’ or that the ‘emperor matter of looking with different eyes at long-
has no clothes’. standing developments than it is a claim that
Replacing the leitmotif of secularization/ something radically new has happened only
modernization positively with that of pluraliza- since the new terms rose to prominence. We have
tion/globalization then carries certain implica- lived in an era of globalization and pluralization
tions for the directions that the sociological for quite some time now. The construction and
observation of religion will likely continue to valorization of these partially neologistic ideas
take. The first and most obvious of these direc- only signals a reassessment of what we deem to
tions is that the sheer variety of glocal forms be most worthy of our attention.
that religion takes will persist as a prime focus of
research. Simply documenting that variety is
already a significant and ongoing task. Just as
important is the issue of the co-existence of NOTES
these religious forms and variations within the
single social space of global society and indeed 1. See e.g. Stark and Bainbridge 1987; Beyer 2006 as
within a great many localities of that society. two, in their details, radically different examples.
The ‘problem of religious pluralism’ is sympto- Beckford’s (2003) much more extensive analysis of secu-
larization, pluralism, globalization and religious move-
matic of the basic situation of religion under ments overlaps in important ways with what I am
globalized conditions. Pluralization of religion outlining here. There are, however, also important differ-
is not just descriptive, it is also potentially and ences. They are signalled in the choice of the word plural-
actually problematic just like secularization was ization, a deliberate distancing from and echoing of the
under the assumptions of modernization. generally more evaluative pluralism; and in the close link I
am suggesting between pluralization and globalization,
Sociological research will therefore have to con- subordinating secularization and movements to these two
tinue to concern itself with the possible ways primary terms. I take Beckford’s emphasis on social con-
that this pluralization is managed, and the con- structionism as a given.
sequences of different strategies in this regard. 2. Cf., for example (Bellah et al. 1985), who, in seeking to
describe just this sort of variation ‘across religious bound-
In this regard, although the pluralization thesis
aries’, coin the now well-known term, ‘Sheilaism’, thereby
concerning religion undermines the possibility giving it a name as if it were another religion, in effect seek-
of any easy prognosis, the issue of transforma- ing to model this phenomenon on the taken-for-granted
tions in the religious field and the discerning of religions.
religious trends nonetheless remains. If we can
no longer convince ourselves that there exists a
master trend, then we are still left with the ques-
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Durkheim, Émile 1965. The Elementary Forms Political Change in 43 Societies. Princeton, NJ:
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39–60. Blackwell.
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and Survival in New York’s Evolving Immigrant Peter B. Clarke. Westport, CT: Greenwood.
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Press. Over: The Impact of Immigrant Growth on
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Haines, Byron L. 1979. ‘Islamic Fundamentalism Learman, Linda (ed.) 2005. Buddhist Missionaries in
and Christian Responsibility’. Christian Century the Era of Globalization. Honolulu: University of
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across the Americas. New Brunswick, NJ: Rutgers Warner, S. and J. G. Wittner (eds) 1998. Gatherings
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PART II

Methods of Studying Religion

If concepts and theories are the coins of the methods are self-reflexive about the special
realm in any scientific discipline, it is impor- demands and the limits facing researchers
tant to avoid inflating the currency beyond trying to understand and explain religion in its
what practicality and the facts warrant. This is manifold social and cultural settings.
the role of research methods. Each of the three Instead of blithely assuming that it is possible
chapters in this part deals with a different set to measure every aspect of religion with numer-
of techniques for collecting and analysing the ical precision, David Voas begins Chapter 7
kind of information that is best suited to by acknowledging that the difficulties in doing
answering the questions at hand. While so are considerable whilst showing how different
methodological issues will echo throughout types of phenomena require different types of
the Handbook, here they receive the front- measures. However, he goes on to argue that
and-centre treatment they so richly deserve major benefits stem from using quantitative
but so seldom receive. The chapters involve qual- techniques where appropriate, and his exam-
itative, quantitative and historical-comparative ples strengthen his case. He introduces some
methods respectively. But in actual practice, methodological innovations – such as item
they are often creatively combined rather than response theory, computer simulation, multi-
strictly segregated. level modelling and social network analysis –
In Chapter 6, James Spickard stresses the that further enhance our capacity to make
need to select research methods according quantitative sense of patterns in religion. He
to their ‘fit’ with the object of research. also presents a very useful practical guide to
Qualitative methods are capable of generating major data sets for secondary analysis of mate-
a wide range of information about religion in rial on religion.
all its subtlety and complexity. Some methods The methodological net is widened even
arise from social phenomenology’s concern further in Chapter 8 by John Hall’s discussion
with human consciousness and experience; of methods that he labels ‘sociohistorical
others have roots in hermeneutics and people’s inquiry’, i.e., the point where historical sociol-
own interpretations of their life; a third general ogy serves, and intersects with, the sociology of
approach focuses on the analysis of discourse religion. Three deep-seated antinomies serve
and narrative expressions of religion; and to structure his discussion: the fact/value dis-
finally ethnography aspires to produce detailed tinction; the history/society division; and the
descriptions of groups and collectivities at work positivism/interpretivism binary. The evolu-
and at play. At their best, all of these qualitative tion of sociohistorical inquiry shows just how
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diverse the styles of historical research on religion – including aspects of secularisation,


religion have been; and the range of research modernity, state formation, apocalyptic move-
methods is no less wide today. Hall identifies ments and fundamentalism – shows just how
four particularising and four generalising diverse the application of sociohistorical meth-
practices, all of which share forms of discourse ods can be. At the same time, scholars are
relating to value, narrative, social theory and becoming more critically self-reflexive about
explanation/understanding. A review of the the philosophical assumptions underlying
range of historical and comparative studies of their choice of methods.
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6
Micro Qualitative Approaches to the
Sociology of Religion:
Phenomenologies, Interviews,
Narratives, and Ethnographies

J A M E S V. S P I C K A R D

In the last thirty years, the sociology of religion two working-class Protestant congregations to
has undergone a methodological sea change. cast doubt on the claim that such congregants
Where major research was once largely quanti- find strict churches attractive, as some sociolo-
tative, built upon large-scale surveys, national gists claim (e.g., Kelley 1972; Iannaccone
and transnational data sets, and the like, most 1994). Interview respondents reported being
sociologists now accept small-scale qualitative drawn to their new congregations by such things
studies as a regular part of the discipline. As I as feeling the presence of the Holy Spirit, the
shall show in this chapter, such studies take family-like nature of congregational life, and
various forms. Each has its strengths and the qualities of the pastor. They were specifi-
weaknesses, but all have more cachet than cally not attracted by strict rules of behavior,
before. Only a few scholars now deride close, nor did they find such norms terribly good
qualitative analyses of religious life as ‘slow reasons to stick with the congregation. Moreover,
journalism’ – a casual reporting that misses the they did not find that their congregations
underlying social patterns whose discovery enforced rules strictly, despite being in denom-
sociologists so esteem. inations generally classified at the strict end of
Despite this change, many methodological the scale.
writings are stuck in old patterns. Among Similarly, my own interviews with religious
other things, standard descriptions too often social activists (Spickard 2005; McGuire and
treat qualitative work as exploratory, i.e., as Spickard 2003) revealed the dominance of
suggesting patterns for later quantitative work rule-based and relational motives, as opposed
to confirm. In reality, the opposite is often the to means-ends calculations. That is, these
case. For example, Joseph Tamney (2005) used activists chose to act based on their sense of
open-ended interviews with participants in ‘the right thing to do’ or on their relationship
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with others – two motive-types predicted by different research objects. In my experience,


religious ethicists (Niebuhr 1963), but not most research errors arise from an investigator’s
considered important by either rather rational- confusion over these objects, so it is worth taking
choice theory or resource-mobilization theory, a moment to understand this concept.
which consider means-ends calculations the We all know that sociological research can
only form of human rationality. investigate many different kinds of things.
In neither of these cases was qualitative As sociologists, we can seek patterns in
research exploratory. Each project was designed people’s behavior, or we can listen to people
to test a specific sociological theory by figuring report that behavior; we can measure their
out that theory’s predictions and then observing personal characteristics or we can ask them
to see whether these predictions came to pass. about the identities they claim; we can capture
Nor is it particularly helpful to group all their personal opinions (either casual or deep);
quantitative methods into one pile and all we can tap their cultural knowledge and their
qualitative methods into another – though personal expertise. We can also ask them about
this, too, is still standard practice. For example, their experiences – either as narratives or as
Charles Ragin writes: that experience presents itself to their con-
sciousness. (This list does not exhaust the
Most quantitative data techniques are data condensers. possibilities, but it indicates their breadth.)
They condense data in order to see the big picture .…
Metaphysically speaking, each of these
Quantitative methods, by contrast, are best understood
as data enhancers. When data are enhanced, it is possible things is a different kind of object. Acts, for
to see key aspects of cases more clearly (Ragin 1994: 92). example, are different sorts of things than
reports of acts. The former occur in space and
On one level, this is right. Most quantitative time and are matters of observation. The latter
research does condense data into simpler, are stories that people tell about what they
more homogenous packages. Much survey have done; they unfold in time but not space,
research, for example, assigns people to cate- and they do so after the fact. They also typi-
gories such as ‘Protestant’, ‘Catholic’, ‘Moslem’, cally leave out most of what actually happened
and ‘Hindu’. This is not always a virtue, how- in order to focus on the meaning of the event
ever. For example, Aisha Khan (2005) shows us from the actor’s point of view. That is, narra-
that rural south Trinidadian religious dis- tives focus on those elements of the act that the
course contains the terms ‘Moslem’, ‘Hindu’, actor thinks are central, while observation puts
‘Christian’, and so on, but these terms do not the observer in the driver’s seat.
sort people into separate demographic boxes Capturing different objects requires differ-
as they do in Europe and North America. ent research methods. We can locate the pat-
Trinidadian ‘Hindus’ consult imams and may terns in acts by observing them, but observation
observe ‘a prayers’ with their Muslim neigh- cannot capture the thoughts and intentions of
bors. Trinidadian ‘Muslims’ revere pandits and those doing the acting. Asking people to report
even sponsor Hindu festivals – making sure to their acts captures such thoughts and inten-
include food that fits both traditions’ dietary tions, but it fails to capture patterns of which
rules. As Khan repeatedly points out, her the actors are unaware. If, for example, a
informants say ‘is all one God, anyhow’ – a teacher unconsciously interrupts women in
philosophical-ecclesiastical discourse that class while not interrupting men, we cannot
emphasizes connection over separation. Khan’s discover this by asking her to report her
ethnography shows us that religious identity actions; only observation will do. Mere obser-
can be variable, not just fixed. Survey research vation will not, however, tell us why she inter-
based on identity labels would largely miss the rupts. We can only discover this by asking her
point of Trinidadian religious life. to tell us her version of what is going on.
Furthermore, different kinds of qualitative In general, sociology has adopted different
methods are not really similar. To use a language research methods for capturing different
that I find useful, the different methods seek kinds of things. Survey research, for example,
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MICRO QUALITATIVE APPROACHES TO THE SOCIOLOGY OF RELIGION 123

usefully captures people’s surface opinions, SOCIAL PHENOMENOLOGY


because it works best with simple questions
that people do not need to struggle to answer.
Done well, it can also capture deeper attitudes Social phenomenology ultimately traces itself to
by combining simple questions into complex the work of Edmund Husserl (1913, 1917). He
wholes.1 It also captures elements of people’s argued for a radical shift in perspective – one
self-identities, especially those that they find that placed human experience at the center of
unproblematic. Asking people whether they philosophical investigation. By setting aside
are ‘Black’ or ‘White’, for example, produces (‘bracketing’) our thoughts about things, he
fewer difficulties in the United States than it argued, we can open ourselves to pure experi-
does in Brazil, because the former draws a firm encing. This does not allow us to experience
color line where the latter does not. Similarly, the world objectively, but it does allow us to be
asking people to identify with a single religion objective toward our own subjective experi-
produces fewer problems in the U.S. than ence. To use Thomas Luckmann’s somewhat
in Japan: Japanese participation in multiple convoluted language:
religious practices is common, as is a refusal to By using the methods of phenomenological ‘reduction’
identify with any particular one of them; in the we proceed step by step from the historically, biograph-
U.S., this is rare. In short, survey research ically, socially and culturally concrete features of every-
works better in some places and on some day experiences to its elementary structures. … The goal
topics than it does in others. Overall, it is not of phenomenology is to describe the universal struc-
tures of subjective orientation in the world (Luckmann
so good at capturing subtlety and nuance. The 1978: 8–9).
various qualitative methods do a better job of
this, because they are able to tap deeper levels. On the face of it, this would seem to sidestep
Not all qualitative approaches seek the same sociology. Sociology, after all, famously locates
metaphysical object, however. Each of the ‘the social’ midway between ‘the universal’ and
methods that I explore in this chapter seeks ‘the individual’ (Mills 1959). What sense can
something different. Phenomenology tries sociology make of the phrase ‘the universal
to capture people’s subjective experiences as structures of subjective orientation’? How can
they present themselves to consciousness. Such one claim to describe pure experience when
experiences have social elements, on which that experience is always shaped and inter-
social phenomenology concentrates. Narratives preted by cultural factors?2
collect people’s stories on many topics – Among other responses, Husserl argued that
including their stories about their experiences – part of our very experiencing is our experience
and reveal these narratives’ patterns. Informants that our minds generate thoughts about what-
are typically aware of some of these patterns ever we are contemplating. These may not be
but are unaware of others; narrative analysis completely independent of us, but neither do
works in both realms. Hermeneutic interview- they completely account for our objects of
ing focuses on the meanings that people make contemplation. This, in itself, is a universal
of their lives, experiences, and so on, and is thus structure well worth investigating. Humans
limited to people’s conscious self-understandings. seem to do this, just as they seem – universally –
And ethnography explores the various social to need an object to think about. As Husserl
patterns, conscious and unconscious, behavioral noted, consciousness is always consciousness
and mental, that appear in specific settings – of something. The task of the phenomenologist
as seen from the standpoint of a socially is to chart the subjective shape of various such
situated ethnographer. universal experiences.3
These approaches are not, of course, pecu- I shall describe three different ways in which
liar to the study of religions. Yet sociologists of scholars have used phenomenological analysis
religion have put each of them to good use in the sociology of religion. The first of these is
in recent years. I shall devote the rest of this my own use of phenomenology to deepen the
chapter to showing how. sociological understanding of religious rituals
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124 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

(Spickard 1991, 2005). The second is David nature only in recitation. Unlike ideas, which
Preston’s (1988) social phenomenology of Zen can be equally well expressed in many forms,
practice. The third is Thomas Csordas’s (1993, poetry, music, and ritual must be enacted.
1994) cultural phenomenology of illness and They must be made present to people’s experi-
healing. encing, not just to their minds. Each works by
I based my analysis of ritual on Alfred leading people’s attention from point ‘A’ to ‘B’
Schutz’s (1951) notion of the co-presence of to ‘C’, and so on. As Schutz (1951) points out in
social actors in structured time. Following his phenomenology of music:
Husserl’s quest for the universal structures of
The flux of tones unrolling in inner time is an arrange-
experiencing, Schutz differentiated several ment meaningful to both the composer and the
experiential ‘worlds’ within which people beholder, because and in so far as it evokes in the stream
subjectively live. These are not external or of consciousness participating in it an interplay of rec-
objective worlds, but rather are experiential ollections, retentions, protentions and anticipations
which interrelate the successive elements (p. 170).
attitudes toward the world – what some might
today call states of consciousness (though his Experiencing music is a social act, not just
concept is more subtle than that). In his because people do so together but because they
famous article ‘On Multiple Realities’ Schutz share the same time-bound experience.
(1945) explored four of these worlds: ‘the
world of everyday life’, the world of imagina- Although separated by hundreds of years, the
[beholder] participates with quasi simultaneity in the
tion, ‘the world of dreams’, and ‘the world of [composer’s] stream of consciousness by performing
scientific theory’. Each state exhibits different with him step by step the ongoing articulation of his
degrees of attention to external reality, different musical thought. The beholder, thus, is united with the
forms of spontaneity, different experiences of composer by a time dimension common to both, which
the self, time, sociality, and so on. is nothing other than a derived form of the vivid pres-
ent shared by the partners in a genuine face-to-face rela-
In the world of work, for example, social life tion (pp. 171–2).
is based on interpersonal communication
about an assumedly shared reality. This reality This time-bound sociality is precisely how
is vivid: we experience it with our bodies as people experience religious rituals. Applying
well as in our thoughts. We do not doubt the this analysis first to Navajo ceremonies (1991),
world’s reality. More precisely, we bracket our then to Catholic activists’ masses (2005),
doubts in the interests of getting our work I showed how rituals structure their partici-
done. Sociality is a fact of life, only problematic pants’ stream of attention, leading them to
when we visit a foreign land (see Schutz 1944). experience a changed world. In the Navajo
The world of dreams, on the other hand, is case, I relied on others’ fieldwork to validate
free from everyday practicality. Dreaming is the experiential force of the Navajo belief
passive: dreams happen to one, without con- that ritual restores the goodness of creation.
scious direction. We express this experience in It may not do so objectively, but it does so
our retelling: we say ‘This happened, then that, subjectively – in the structure of their experi-
then this’. Though sometimes realistic, dreams ences. In the Catholic case, I used thirteen
lack the vivid presence of everyday life. Dreams years of my own fieldwork to chart how the
especially lack full bodily sensation. dynamic of a specific activist group’s ritual
Subjectively speaking, people experience moved the members of that group from dis-
religious rituals neither as everyday work nor couragement at the difficulty of their task to a
as dreams – nor, for that matter, as imagina- sense of renewed experience of community,
tion or scientific theorizing. Instead, like then to a reconnection with their transcendent
music, rituals are experiences that unfold in purpose. In both cases, my research object
time. Poly- rather than monothetic, both ritu- was the structure of participants’ subjective
als and music defy translation into other experience. Both analyses required me to chart
media. The same is true for poetry, which, the time-bound structure of that experience,
though it can be summarized, finds its full recreating it in ideal-typical form.
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MICRO QUALITATIVE APPROACHES TO THE SOCIOLOGY OF RELIGION 125

Preston (1988) took a somewhat different In Preston’s account, the process by which
tack. Basing his book on several years of field- Zen is transmitted is the key to its ability to
work in two California Zen groups, he noted develop spontaneity in its practitioners. Zen
that standard sociological theory fails to rituals break down the normal sense of self
account for meditative religions in general and without substituting anything in its place. Zen
for Zen meditation in particular. Meditation is does not socialize one into a new identity, but
not just an incidental adjunct to Zen philoso- forces one to confront the internal processes by
phy; it is the core of the Zen experience. which identities are constructed. One must
Sociology’s traditional focus on religious ideas learn to transcend those processes to continue
and especially the conversion/commitment on the path. Bodily experience is the key.
paradigms so prominent in the sociological Only a close phenomenological attention to
literature when Preston wrote overlooked this the experience of learning to ‘sit Zen’ can
in their emphasis on changing worldviews and uncover such matters.
social allegiances. By focusing on the phenom- Csordas (1990, 1993, 1994, 1995) also starts
enon of meditative experience, Preston showed with the body, but takes a more traditionally
in detail how Zen meditation ‘deconditions’ philosophical approach. Rather than using
the mental processes on which the conversion/ Schutz, Becker, or Goffman, he uses the work
commitment views are based. Meditation allows of Maurice Merleau-Ponty (1962, 1964) to
its practitioners to experience a different propose a phenomenology of embodiment, ‘in
way of being, which, however, does not escape which bodily experience is understood to be
social patterning. But its patterning is in a the existential ground of culture and self, and
different key. therefore a valuable starting point for their
Preston’s vehicle was an in-depth look at analysis’ (1995). He does not treat bodily expe-
how the beginner encounters Zen: in zazen rience as generating self and culture; that is not
(sitting meditation) and in sesshin (meditation what he means by ‘existential ground’. Instead,
retreats). Building on Becker, Goffman, Schutz he sees both self and culture as second-order
and Sudnow, he showed how the beginner first reflections of a person’s experience as an
tries to follow the rules of practice: ‘sit just so’, embodied being – but reflections that simulta-
‘don’t look up’, ‘count breaths’, and so on. neously condition that experiencing. His goal
These rules are socially learned, yet Zen teachers is to show how the body/self presents itself to
provide little guidance about how to follow consciousness, shaped by as well as shaping
them. And the beginner soon discovers that culture. The phenomenologist’s task is to
following them does not induce the meditative describe the ways in which embodied selves
state. In fact, the harder one works, the farther take up an existential position in the world –
away that goal seems to recede. Zen offers no with culture built into the very process.
alternate ideas, other than to say that ideas are All this is very abstract; fortunately, Csordas
meaningless. So much for theories of reality- gives examples. His most extensive effort is his
construction that emphasize ideas in religious study of Catholic charismatic healing (1994),
conversions! but he provides a briefer, clearer example of his
If the beginner persists, Preston argued, he or approach in his study of a Navajo man with a
she begins to notice a change. Sitting becomes cancerous brain lesion (1995). Unable to speak
easier as the body becomes accustomed to after his injury, this man experienced his strug-
it. The ‘bodymind’ – not the ‘self’ – becomes gle to regain speech as a religious quest – one
more attentive. The body itself becomes ‘prac- which he understood in traditionally Navajo
ticed’, and its activities take on a meaning quite terms. The Navajo sense of the holiness of
distinct from religious ideas. Further practice exact language (Witherspoon 1977) led him to
allows one to improvise spontaneously: one’s experience his recovery as something holy – a
action becomes the result neither of a con- hard-fought return to a socially valued state of
sciously directed intention nor of an automatic being. Csordas describes how this man’s efforts
reproduction of traditional forms. to heal himself into speech grew into a wish to
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126 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

become a medicine man or a minister and thus they are analytic reconstructions of how the
heal others. Bodily experience and religion experience appears to an idealized observer,
are here tied closely together. But, as Csordas not how it exactly appears in any specific
puts it: person’s consciousness. Each analyst expects
every empirical experience to have a more-
The patient’s search for words is thematized as religious
not because religious experience is reducible to a neuro-
or-less quality to it, without destroying the
logical discharge [in a particular brain region] but pattern. The projects are phenomenological
because it is a strategy of the self in need of a powerful precisely because of this typicality. They
idiom for orientation in the world.… Our argument uncover the structures of subjective experienc-
goes beyond the pedestrian assertion that culture and ing in their respective areas while recognizing
biology mutually determine the experience of illness,
and toward a description of the phenomenological
that any individual’s experience will differ in
ground of both biology and culture (p. 287). some details. As with most sociology, it is the
pattern that matters; here, the pattern takes
Csordas’s phenomenology sees religion and place in the subjective experience of religious
culture as resources that selves use to make participants.
their embodied way in the world, but sees these Such patterns of subjective experience are
resources as bound up with experience rather different from patterns of individual meaning,
than separable from it. His effort begins with from the patterns of narrative, and from the
‘the preobjective and prereflective experience patterns revealed by ethnographers, as we shall
of the body’ (1990: 6), showing that the self- see below. Each of these aims for a different
conscious self is already engaged in cultural research object. Phenomenology works by
interpretation. It then tracks that engagement, focusing on the experiential dimension, by
setting aside the concern for causality in the bracketing away the ideas accreted to that
interests of thick description. dimension, and by then reconstructing the
These phenomenological approaches have typical patterns found in the resulting idea-less
several things in common. Each is built on a experiencing. The process is never perfect: as
close attention to religion’s experiential side, as Luckmann (1978: 8) notes, pure idea-less
that experience presents itself in the conscious- experience is inexpressible in language, which
ness of the religious participant. Each con- obviates the phenomenological enterprise.
structs a standard pattern: of the attention to What distinguishes phenomenology from other
ritual, of the shift in inner awareness, or of the qualitative methods is the object – experience –
attempt to come to terms with a body that toward which it aims. As with all research
resists one’s bidding. My Navajo study is the methods, one does the best one can.
most schematic, having been built on others’ Traditionally, Husserlian phenomenology
fieldwork and on an imaginative reconstruc- based itself on the introspective examination
tion of ritual from the participants’ point of of experience. Its validity depended on others’
view. My depiction of Catholic ritual is more ability to examine their experiences with the
precise because it is based on years of observa- same rigor – moving ‘step by step from the his-
tions and interviews; so is Csordas’s phenome- torically, biographically, socially, and culturally
nology of healing. Preston’s phenomenology of concrete features of everyday experience to its
Zen meditation is even more precise, not elementary structures’ (Luckmann 1978: 8).
because his fieldwork was necessarily more Alfred Schutz used this introspective approach;
acute but because the Zen experience revolves the best examples occur in his essays ‘Making
around the same attention to subjective Music Together’ (1951) and ‘The Stranger’
detail that phenomenology requires. Each case (1944), though persons wishing more philo-
produces a typical pattern of experiencing, sophical details should also consult ‘On Multiple
seen from the subjective point of view. Realities’ (1945). David Sudnow (1978) applied
Analytically, such patterns share traits with this introspective method to the task of
Max Weber’s ‘ideal-types’ – though they operate learning to play improvisational piano, with
on the level of experience, not of ideas. That is, fascinating sociological results.
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In recent years, phenomenological psychol- object do interviewers seek – and how does the
ogists have moved beyond introspection, nature of that object shape their research
driven in part by their discipline’s devaluing projects? In principle, we can divide interviews
of that approach. In response, Amedeo and into two types. The first type – hermeneutic
Barbro Giorgi (2003) provide a step-by-step interviewing – seeks to capture people’s own
method for doing phenomenological inter- understandings of their lives. It seeks to
views. They show how to help their informants portray people’s worlds as if from the inside,
separate their experiences from the ideas that communicating them to outsiders as accu-
accrete to them and how to build these inform- rately as possible. As Jürgen Habermas (1968)
ants’ accounts into descriptions of those expe- notes,4 this type of research arises from the
riences’ elemental structures. David Rehorick universal human interest in communication.
and Valerie Bentz (forthcoming) have collected Among the many things that humans do is to
many examples of this technique. Though seek to understand one another, and this
using interviews rather than introspection, understanding is grounded in their ability to
both sets of authors keep the phenomenology’s imagine each other’s inner worlds. Hermeneutic
object – raw experience – clearly in mind. interviewing involves the sympathetic appre-
Not all so-called phenomenological writing hension of others’ realities as they themselves
is so good. Clark Moustakas’s (1994) version of see them. Its goal is the representation of other
the method gets things precisely backwards, by people’s lives.
bracketing the analyst’s prior concepts so as Interviews may, of course, do more than
better to hear informants’ ideas about their this. A second type of interviewing seeks to
experiencing. This is not phenomenology, uncover patterns in the interviewees’ answers,
because it seeks a different research object: including some of which they may not be
it seeks ideas, not experiences. It is more akin aware. Though this type does not wish to
to hermeneutics, to which I now turn. misunderstand people, it does not settle for
mere understanding. It goes beyond under-
standing to explain why people think the way
they do. The focus may be semi-hermeneutic,
HERMENEUTIC INTERVIEWING
i.e., having at least some interest in how people
understand themselves, or it may be entirely
In a very worthwhile piece, David Yamane explanatory, not much caring how people view
(2000), criticized my phenomenological their own lives.
approach to Navajo rituals, claiming, first, that Habermas shows that the truth-test of
the analysis of rituals cannot be built on typo- hermeneutic interviewing is different, in prin-
logical description but requires face-to-face ciple, from the truth-test of explanation. One
interviews with informants, and, second, that knows whether one’s explanations are correct
these informants cannot give sociologists when they produce results in the real world:
access to experience directly. Instead, they pro- the rocket goes up, the solar array produces
vide at best articulations of experience – i.e., power, the voters whom one has tried to
the transformation of experience into words. manipulate elect one’s candidate to office. One
Though I obviously question Yamane’s claim knows when one has understood someone, on
of the a priori inaccessibility of experience, as the other hand, only when that interlocutor
well as his rejection of observing subjective says so. First, the interviewer listens, and then
experience as a sociological tool, I applaud his responds with what she or he has heard: ‘This
emphasis on interviewing as a source of is what I hear you saying: …’ The person being
knowledge. Talking to people about their reli- interviewed often says, ‘No, you have not quite
gious lives is a fine – and separate – source of got it right; this is what I meant: …’ or ‘That’s
sociological data. part of it; here’s some more: …’ The inter-
Let us start the discussion with the frame- viewer listens again, again tells what s/he has
work that I proposed above. What metaphysical heard. Finally – ideally – the interviewee says,
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128 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

‘Yes, you understand me!’ and the process is For, it appears to us, another popular religious faith,
done. This is the famous hermeneutic circle, Moralistic Therapeutic Deism, is colonizing many
historical religious traditions and, almost without
which goes round and round until under- anyone noticing, converting believers in old faiths to its
standing is confirmed. alternative religious vision of divinely underwritten
Many sociologists of religion have used such personal happiness and interpersonal niceness. …
hermeneutic strategies. Lynn Davidman The language, and therefore experience, of Trinity, holi-
(1991) interviewed Jewish women who had ness, sin, grace, justification, sanctification, church,
Eucharist, and heaven and hell appear, among most
converted to Jewish Orthodoxy to understand Christian teenagers … to be supplanted by the language
why they had chosen a religion that counted of happiness, niceness, and an earned heavenly reward
them as less important than men. One of her (Smith and Denton 2005: 172).
two study groups was attracting precisely the
educated, independent women whom feminist Smith and Denton’s interviews let them paint
theory said would reject such situations. After this picture in great detail.
paying close attention to her informants’ Much of Robert Wuthnow’s voluminous
Davidman discovered that they had not found research on American religious life has been
their independent (and single) lives very satis- similarly designed. For his 1999 study of
fying. The interpersonal disconnectedness of Americans’ religious upbringing, for example,
contemporary urban middle-class work life he and his associates interviewed 200 Christians
left them hungry for companionship and for a and Jews about their formative religious expe-
sense of tradition. Jewish Orthodoxy provided riences and about their religious journeys. Not
both. It gave them a firm sense of place and only did he discover the continuing role that
purpose, while simultaneously giving them a religion plays in their lives; his study also
family role (and a family!) that met their personal reveals the ways that many of them – not all –
needs. The strength of Davidman’s study lies have moved ‘to a more deliberate, intentional
in her ability to listen to her informants’ approach to faith’ (p. 162). Intentional engage-
self-descriptions – and then to represent their ment in various personal spiritual practices
commonalities and differences to her readers. has shifted their sense of religion’s purpose as
Christian Smith and Melissa Denton’s well as the place of church religion in their per-
(2005) recent study of the religious lives of sonal lives. After giving his readers a great
American teenagers used hermeneutic inter- amount of detailed insight into his individual
viewing as part of its research strategy. After informants’ lives, he concludes that:
completing an extensive telephone survey of
it is still possible to describe American religion in terms
3370 randomly selected teens and their par- of its congregations and institutions, but increasingly it
ents, they conducted 267 in-person follow-up appears that people are recognizing that participation
interviews. These provided more details about in these entities may not be the same thing as practic-
teens’ religious lives, while simultaneously ing spirituality. If nothing else, the multiplicity of
options available for guiding our spiritual practices
letting them cross-check their survey results.
now places a heavy responsibility on individuals, alone
Among other things, they discovered that reli- or in the company of others, to make choices
gion matters a lot to American teenagers. Most (Wuthnow 1999: 192).
are happy with the religious organizations in
which they have been raised. Some can be Readers believe him precisely because his
counted as spiritual seekers and some are not hermeneutic interviewing has let him show us
religious, but Smith and Denton write that his informants’ lives so revealingly. Only inter-
‘most are living out their lives in very conven- viewing designed to provide a full picture of an
tional and accommodating ways’ (p. 171). informant’s view of the world allows such
More significantly, however, Smith and detail.
Denton’s interviews show that: There are, of course, other examples.
Only a minority of U.S. teenagers are naturally absorbing
Stephen Warner’s (1988) prize-winning study
by osmosis the traditional substantive content and charac- of a mainline Presbyterian church used the
ter of the religious traditions to which they claim to belong. results of hermeneutic interviews to portray
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MICRO QUALITATIVE APPROACHES TO THE SOCIOLOGY OF RELIGION 129

the religious attitudes of various church leaders universe in which our interlocutors live. For
and members in some detail. Julie Ingersoll all but the mad (and perhaps for them, too),
(2003) used hermeneutic interviews to portray imagination is social. People do not pray to
Evangelical women’s sense of themselves and gods and serve the poor idiosyncratically; they
the struggles that they encounter belonging to do so because these acts have meaning within a
a religion that insists on their second-class shared universe. The point of hermeneutic
status. W. Clark Roof (1993, 1999) interviewed inquiry is to gain ‘access to the conceptual
scores of Baby-Boomers to produce his depic- world in which our subjects live so that we can,
tion of a generation of religious seekers explor- in some extended sense of the term, converse
ing a vast spiritual marketplace. By focusing on with them’ (p. 24).
people’s own accounts of themselves in reli- Non-hermeneutic research can also use
gious settings, these and other studies provide interview methods, but with a different inten-
views of religion from the inside. tion. The point here is not just to represent
Hermeneutically informed research on reli- one’s informants’ subjective views, but to
gion is not just limited to single-session open- locate patterns in those views of which the
ended interviewing; it extends to any kind of informants may not be aware. Jodie Davie
research that seeks to portray people’s lives as (1995), for example, collected spiritual biogra-
they, themselves, see them. Some sociologists, for phies as part of her study of a Presbyterian
example, have focused on religious life-histories. women’s Bible study group. She contrasted
Their interviews ask people to present their their (sometimes rather wild) stories of personal
own religious biographies, so that readers can religious experiences with the tamer, less
learn something about religion from people’s personal accounts that the same women gave
subjective self-presentations. in group meetings. This contrast allowed her
Karen McCarthy Brown’s Mama Lola (2001) to draw conclusions about the dynamic
is probably the most famous example of such a between individual and collective spiritual life
life-history. Brown presents a spiritual biogra- in that mainline Protestant denomination.
phy of Alourdes, a Vodou priestess living in Many Presbyterians, including some of her
Brooklyn, New York. She weaves her account of informants, recognized this dynamic once it
Alourdes’ life with the stories of her Haitian was pointed out to them. However, few of her
ancestors, the lwa that she serves, and the shift- interviewees expressed it in their interviews as
ing relationship between her and Brown over part of their subjective world.
the course of their multi-decade association. Brenda Brasher’s (1998) interviews with
Like all good hermeneutic work, Brown lets us Evangelical Protestant women led her to
see Alourdes’ life from the inside – at least as conclude that Evangelicalism does not disem-
much as is possible given the cultural, social, power women, despite its ideological and insti-
and religious differences between them. That is tutional insistence that women should not lead
her goal: to show how Vodou makes religious men. In this case, some of her informants did
sense, not just for Alourdes and her fellow reject the outside world’s interpretation of
Haitians, but for Brown and for her readers. their lives, noting that their power was comple-
This task inevitably involves interpretation. mentary to that of men, not suppressed by it.
As Clifford Geertz (the most famous exponent But for others, the term ‘power’ did not enter
of hermeneutic anthropology) put it, ‘What we into their subjective worlds at all, and Brasher
call our data are really our own reconstruc- also reconstructed these informants’ accounts
tions of other people’s constructions of what using this term – a clear example of the
they and their compatriots are up to’ (1973: 9). researcher’s emphasis on pattern over hermeneu-
The point is to make these reconstructions tic meaning. Brasher did so to show that
as accurate as possible. As Geertz also pointed Evangelical religion-as-lived supports women’s
out, hermeneutics is not limited to the retrieval religious agency – a crucial element of ‘power’
of private meanings (pp. 12–13). Instead, it is a in Brasher’s view. Brasher presents her inform-
matter of becoming familiar with the imaginative ants as actually powerful, even if they do not
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130 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

realize it, though she does not claim that they are Social science is no stranger to this phenom-
powerful in the same way as Evangelical men. enon. Marx’s analyses of the origins of class
Julie Ingersoll (2002, 2003) specifically consciousness and Freud’s theories of the
challenges Brasher’s interpretation, because unconscious both famously contend that
her own interviews with Evangelical women asking people what is happening to them is not
show that they recognize male power and often the best way to discover what is really going on.
resent it. In what amounts to the classic Such ‘hermeneutics of suspicion’, to use Paul
hermeneutic response to the interpreter who Ricoeur’s (1970) term, propose that an outside
appears to go beyond the informants’ self- analyst can have greater insight into an
understandings, Ingersoll wonders how informant’s subjective world than does that
Brasher (and others) can support their claim informant her/himself. Conceptually speaking,
of female Evangelical empowerment against however, this requires that the analyst have
the testimony of Evangelical women’s own a theory of the relationship between the
subjective sense that they are disempowered. informants’ utterances and what is really going
The question dogs nearly all qualitative on. It requires a theory of interpretation. For
research. Which gets interpretive priority? The Freudians, for example, a dream about a cigar
views of the ‘natives’ – and if so, which ones? – is ‘really’ a dream about a penis (a conclusion
or the views of the outsider? somewhat undercut by Freud’s famous state-
There are clearly two levels at work here. On ment that this is not always the case: ‘A cigar is
the one hand, there is the subjective self- sometimes just a cigar’).
understanding of the informant, which may or As Habermas (1968) points out, such inter-
may not contain concepts like ‘power’, ‘empow- pretive theories themselves require justifica-
erment’, ‘subservience’, and so on. Some of tion, because they cannot rely on the classic
Brasher’s informants used such ideas but hermeneutic truth-test: when the informant
others clearly did not. A purely hermeneutic says, ‘You understand me’. To the extent
study would portray the latter’s religious that sociologists engage in science, not fiction,
worlds without using these concepts, and they need to substantiate the grounds on
would not draw conclusions about whether or which they interpret their informants’ mean-
not these informants were ‘really’ empowered, ings. Hermeneutic interviewing grounds itself
disempowered, and so on. And it would por- in the informants’ affirmations that they can
tray the former’s religious worlds by using see themselves in our writing. Other forms
these concepts in whatever way they them- of interviewing must justify themselves in
selves did – in Brasher’s case by arguing that other ways.
these women felt empowered by Evangelicalism In general, sociologists have not been very
rather than otherwise. Ingersoll’s informants, clear about these distinctions and so have
on the other hand, did use these concepts and mixed together hermeneutic and non-
they saw themselves as disempowered by their hermeneutic forms of interpretation. None of
male-dominated religion. Ingersoll reports this this, however, undercuts the importance of
in her representation of their views. interview studies, nor does it undercut the
On the other hand, the question of what is value of the specific studies that I have men-
‘really going on’ takes us beyond the mere tioned. The key point here is the metaphysical
understanding of one’s informants’ subjectively distinction between the object of pure
viewed worlds. Sociologists who ask this ques- hermeneutic interviewing – the portrayal of
tion implicitly pursue a different research our informants’ subjective views – and the
object than do pure hermeneuts. Where the object of other kinds of interview studies. Each
latter’s intellectual model could easily be ‘Stick to time we use our informants’ views to make a
the native’s viewpoint, please’, non-hermeneutic claim different from one that they subjectively
research presumes that the inquirer can know recognize, we must justify our claims.
things about her/his informants’ views that are The question arises of how one should
hidden to the view-holders. design interview studies; fortunately there are
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MICRO QUALITATIVE APPROACHES TO THE SOCIOLOGY OF RELIGION 131

several good models available. I have found her informants talked about religion at God’s
guides by Weiss (1995), Wengraff (2001) and Love: We Deliver, a New York City organization
Kvale (1996) to be very useful. Wengraff, that prepares meals for those infected with
particularly, provides a clear model for how to HIV/AIDS. She tracked the shifting rationales
develop an interview study that builds on for this charitable work, noting how the organ-
established literature.5 The appendix to Smith ization alternately emphasized and deempha-
and Denton’s (2005) study, mentioned above, sized the religious aspects of its mission.
provides an exemplary account of how to inte- (At various times and for various audiences it
grate interview with survey research. Reaching emphasized the spiritual, physical, and/or
beyond the study of religion, Lynn Davidman’s community-building importance of its work.)
(2000) interview study of sixty men and She also listened to the ways in which the
women whose mothers died young shows not kitchen volunteers talked about their partici-
only how to design and carry out deep inter- pation, noting how religion appeared (or didn’t
views, but also how to work with one’s data so appear) in their everyday conversations. By
that one does justice to one’s informants’ tracking day-to-day talk, she found the various
understandings while simultaneously revealing ways in which religion could or couldn’t be
underlying cultural patterns.6 mentioned. Overtly sectarian language, for
example, was virtually taboo, but workers
expected that everyone would have a deep, but
largely private, spiritual connection with their
NARRATIVE AND DISCOURSE ANALYSIS
volunteer activity.
By watching the tentative play of religious
Interviewers collect their informants’ personal language, partly shared, Bender portrays reli-
narratives. These narratives can appear in gion-as-lived as a complex balancing act.
other forms as well. Written texts, letters, Individuals use their store of learned religious
newspaper articles, even novels and television concepts to explore their own felt sense of
shows can all take the form of narratives, and purpose without ever quite committing them-
all can provide information about religions. selves to any one religious vision. Kitchen coop-
Sociologists have lately become adept at eration broke down either when people felt
mining these narratives for information. As themselves being forced to conform to a
with interview research, one has two choices. particular religious vision or when they felt
One can either focus on the narratives’ overt that their own vision was undervalued by
meaning and seek to recreate the world that others. Knowing this, volunteers attempted to
one’s informants describe. Or one can analyze share just the right amount of religious talk –
the stories for indications of deeper meanings, enough to maintain the sense of shared purpose
including ones of which their tellers are but not so much as to make that purpose
perhaps not aware. These two options seek unsustainable.
different research objects, and the second In good hermeneutic style, Bender’s method
requires the researcher to justify her or his depended on understanding her informants,
move from the informants’ text to a revelation but she moved past mere understanding to
of deeper meanings. reveal the ways in which people use religious
Sociologists of religion have lagged behind language to manage social interactions.
their counterparts in anthropology, media In a similar vein, Aisha Khan (2005) recently
studies, and the like in their use of this second explored the shifting discourses of race and
option, but an increasing number are finding it religion in southeastern Trinidad. She paid
attractive. In this section, I shall consider some close attention to the ways in which people
of these efforts and explore their possibilities spoke about religion, about religious differ-
for new forms of qualitative discovery. ences, and so on, using these ways of speech to
To start with a recent example, Courtney draw conclusions about the conceptual worlds
Bender (2003) paid close attention to the ways in which her informants live – a classic
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132 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

hermeneutic task. At the same time, however, a ‘freedom fighter’ – though this example pres-
she considered how the taken-for-granted ents itself more clearly than most, as nearly
ways of talking about religion shape these con- everyone can see the differences the terms
ceptual worlds. She notes, for example, that the make. The question of whether Scientology is a
common phrase ‘Is all one God, anyhow’ ‘religion’ is a more nuanced example, as it
primes people to minimize religious differ- draws not only on political posturing but on
ences. The phrase expresses the Trinidadian scholarly differences over religion’s nature. Is
perspective that the differences between (for anything that calls itself a religion really a reli-
example) Moslems and Hindus are not very gion? Are religions allowed to charge set fees
important, but it also creates that perspective, for their services? These are live questions that
by belittling those who seek to accentuate the go to the heart of contemporary Western life,
differences. The established way-of-speaking given the historic conflicts over religion that
about religion both expresses and shapes social shape so many Western institutions.
reality. A close attention to language and lan- A good discourse analysis, however, would
guage use gives the researcher considerable point out that a distinction embedded in the
insight into religion’s role in the social world. last paragraph – between ‘posturing’ and
Both of these examples focus on ‘discourse’ – ‘scholarship’ – is also discursive, as it shapes
a core concept in Foucauldian and post-modern our attitudes toward various things that people
social theory. ‘Discourse’ is more than mere claim to know. Among other things, it privi-
language; it is an institutionalized way of leges ‘disinterested’ knowledge over advocacy
thinking, embedded in language, that shapes and assumes the latter is more likely to be false.
people’s thoughts and behavior. The idea here In each of these cases, discourse delivers the
is relatively simple. It begins with the realiza- vocabulary, expressions and (usually) the style
tion that the fundamental concepts of any that people use to communicate with one
human activity are social constructions. People another.
collectively create the ideas with which they It is worth remembering here that calling
grasp the world, and they collectively modify religion a discourse does not make it any less
those ideas over time. For example, no one real. As Margaret Wetherell and Jonathan
encounters ‘poverty’ in the raw; we encounter Potter (1992: 62) write in another context:
it through a socially constructed discourse
New Zealand is no less real for being constituted discur-
about poverty – a collection of public and pri- sively – you still die if your plane crashes into a hill,
vate talk that encourages us to think that the whether you think that the hill is the product of a
topic of our conversation is a fixed part of the volcanic eruption or the solidified form of a mythical
universe. As Cindy Myers (2005) shows in whale. However, material reality is no less discursive for
being able to get in the way of planes. How those deaths
some detail, ‘poverty’ means something differ-
are understood […] and what caused them is consti-
ent to the editorial writers of The New York tuted through our systems of discourse.
Times than it does to the editorial writers of
the Wall Street Journal. The former see it as Few sociologists of religion have applied this
powerful and active, as an entity that captures concept rigorously to their work, though some
people and mires them, from which they are are beginning to do so. The most adventurous
unable to escape. The latter see people as are beginning to explore ‘critical discourse
active, often choosing poverty rather than analysis’ (CDA) – a style of discourse analysis
affluence or (if they are government bureau- that seeks to reveal the ways in which people’s
crats) making others poor with their mis- languages are shaped by systems of social and
guided policies. Neither vision is ‘real’, exactly, political power. Critical discourse analysis
but both have consequences. explores the interactions between discourses
A given discourse presents preformed alter- and power relationships. First developed by
natives that guide thought down particular Norman Fairclough (1995), it attempts ‘to
paths. Someone who blows up buildings, unpack the ideological underpinnings of dis-
for example, may be seen as a ‘terrorist’ or course that have become so naturalized over
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MICRO QUALITATIVE APPROACHES TO THE SOCIOLOGY OF RELIGION 133

time that we begin to treat them as common, grammar affect the text’s message? For example,
acceptable and natural features of discourse’ the bishops’ November 2002 ‘Statement on Iraq’
(Teo 2000). Myers’ work, already mentioned, (USCCB 2002a) is written in a highly active
explores the political impact of poverty dis- voice, which emphasizes the control that
course on Americans’ lives. Wetherell and American officials have over the choice of
Potter (1992) explore racialized discourse in whether or not to go to war – a voice that
Aotearoa/New Zealand. Fairclough (1995) specifically combats any official attempt to
details the conflicting discourses found in avoid responsibility for the consequences.
university advertisements. A passive voice statement – ‘war was begun
The only study I know that applies critical today’ – would present war as a natural
discourse analysis to religion is Titus Hjelm’s phenomenon that just happened without a
conference paper on religion and newsmaking responsible agent, as would a nominalization
(Hjelm 2005). Essentially a proposal for socio- such as ‘there was much destruction of the city
logical activism, Hjelm suggests using CDA center’. The active voice suggests that war is a
as a theoretically informed framework for choice and that other choices are possible.
tackling questions of religion in the news, and Another of the bishops’ documents, issued a
shows how expertise in sociology of religion month later, also uses active-voice language, but
can be used to interpret, influence, or shape differently. The ‘Essential Norms’ to deal with
the presentation of ‘newsworthy’ items about the sexual abuse of minors by clergy (USCCB
religion in ways that undercut existing power 2002b) does not attempt to avoid Church
relations rather than supporting them. In his responsibility. It does, however, use a much more
reading, CDA allows scholars to free their own bureaucratic tone, giving the impression that
intellectual work from ideological servitude – procedures are now in place to protect all. This
simultaneously promoting more equalitarian document is meant to reassure – and to under-
social arrangements. line the fact that the hierarchy previously did not
Louise Phillips and Marianne Jørgensen have enough procedures in place to protect
(2002: 60–95) provide a clear outline for how parishioners. Now it does, the document tells us,
this can be done. In their presentation, critical both in words and through the ways it uses
discourse analysis operates on three simultane- language. Critical discourse analysis exposes
ous levels. First, one examines the discursive such textual tricks, surfacing them for all to see.
practices that produce a particular text – The third step in a critical discourse analysis
perhaps one of the ‘Statements’ of the U.S. is to locate the text in the wider circle of social
Conference of Catholic Bishops.7 Such docu- practices of which it is a part. In the case of the
ments do not appear from thin air. They are bishops’ letters, this would involve describing
produced according to specific procedures, the ways in which the text is promulgated and
and they go through many drafts, consulta- used both inside and outside the Catholic
tions, and so on before being approved. They Church. Among other things, this would
conform to particular genres, use identifiable include not just the American church hierar-
language, etc. In short, as texts they carry chy’s actions but reactions from Catholic laity,
specific embedded social practices. Critical the efforts of various Catholic intellectual
discourse analysis reveals these practices, how factions to promote or denigrate the docu-
these practices shape the texts that result, and ment, the Vatican’s private and public rejoin-
whom such practices serve. ders, responses from other religious groups,
Second, one looks at the texts themselves. government and politicians’ efforts to spin the
How does a given text convey its message? To document to support its own positions, etc.
whom is the text directed, and how does it con- Importantly, CDA looks for the pattern of
ceptualize its audience? What metaphors does these reactions, especially as they sustain or
it use and what are their implications? What undercut existing power relations – both
possibilities does the text offer and what possi- within and outside of church organizations.
bilities does it hide? How do wording and even This is its ultimate aim: to show how power
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134 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

shapes the language that we use and how that Sociologists have long used this method
language in turn reinforces the structures of to describe specific religious locales. Typically,
power. these have been in the form of case studies:
This logic is admittedly circular. Critical dis- studies of congregations (Ammerman 1987;
course analysis was designed to unmask power, Neitz 1987; Warner 1988), of new religions
so it looks for power relations. It is no surprise (Daner 1974; Barker 1984; Zablocki 1980), of
that it finds them; power permeates human networks of Appalachian snake handlers
affairs, even the most equalitarian. CDA reminds (Birckhead 1976), of Cuban-exile visitors to a
one of the folk saying about hammers and Miami shrine (Tweed 1997), or of women who
nails: anyone who goes looking for power will joined the Rajneesh movement (Goldman
find it. This may be why few sociologists of 1999). Such studies focus on a specific time
religion have encountered CDA and even fewer and place. They do not tell us what people-
have used it. The sociology of religion is one of in-general do; instead they tell us what people
the least likely of sociology’s subdisciplines to do in the particular community they have
explore issues of power (Beckford 1983, 1989), observed. They produce ‘thick descriptions’ of
and one of the very least likely to have explored these communities, to use Clifford Geertz’s
the neo-Marxist tradition in which CDA is (1973) term – ones that bring these communi-
based.8 On the other hand, Hjelm does not ties to life in their readers’ minds.
‘consider a Marxist perspective the only or Descriptive ethnography calls for hermeneutic
even a necessary one for CDA. You can be crit- interviewing, as we want to know these locales
ical of power relations/hegemony without from the native point of view. But it also calls
assuming a fixed view of power in the capitalist for more than that. I do not mean just the
system’ (Hjelm 2006). simple fact that ethnographers observe as often
Focusing on the issue of circularity misses as they interview, or that they conduct cen-
the point, however. Though it is not news that suses, look for hidden patterns, and so on.
power is both shaped and sustained by lan- These are important aspects of the ethno-
guage, it is still useful to learn exactly how this graphic project, but they no longer distinguish
happens in particular cases. One can use other ethnography from other research methods.
forms of narrative analysis to investigate other Nor does the fact that ethnographers look
aspects of language. If one wants to see how beneath the surface of things, toward social
power operates, however, critical discourse patterns of which local actors are unaware.
analysis is a constructive (if neglected) tool. The key difference is that contemporary
The approach is promising enough to recom- ethnography has become reflexive, by includ-
mend it broadly. ing the ethnographer as well as the community
Note, again, what research object is being being studied in its field of view. A bit of
sought. Discourse analysis in general and CDA history tells us why.
in particular do not limit themselves to particular Ethnographic anthropology arose at the end
texts’ overt meanings. Instead, they seek to expose of the nineteenth century to serve the needs of
patterns that stand behind these texts – ones of Western colonialism. American, British,
which the writer or speaker is often unaware. French, and Russian imperial bureaucrats
Where hermeneutics sticks to that awareness, wanted to avoid the shoals that had sunk their
discourse analysis claims to reveal more. Spanish and Portuguese predecessors. The
better they knew their subjects, they reasoned,
the easier it would be to control them. So they
hired ethnographers, from James Mooney
ETHNOGRAPHY 9
(1896), who investigated the Sioux Ghost
Dance, and Frank Cushing (1896), who visited
Despite its simple definition – the scientific Zuni Pueblo, to E.E. Evans-Pritchard (1940),
description of peoples and cultures – ethnog- who explored Nuer politics in the Sudan in the
raphy is anything but simple in practice. late 1930s – and incidentally led native raids on
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MICRO QUALITATIVE APPROACHES TO THE SOCIOLOGY OF RELIGION 135

the Italians in next-door Ethiopia (Geertz one is studying. The fact is, ethnographers
1988: 50ff) – to the less well-regarded 1960s cannot depict their informants’ lives without
anthropologists who fed the CIA data on the writing about their own relationship with
Pathet Lao at the height of the Vietnam War those informants. Only thus can they tell read-
(Horowitz 1974). ers the full story, including how they know
Sociological ethnography, on the other what they claim to know. J. Shawn Landres and
hand, was born in the Chicago settlement I have elsewhere explored the details of this for
houses. It sought assimilation, not control. Its the social study of religion (Spickard and
guiding question was: How could the ‘socially Landres 2002),10 so I shall only touch the high-
disadvantaged’ be helped to join the middle- lights here.
class world? Sociologists from W. F. Whyte Ethnographers typically face three major
(1943) to Eliot Liebow (1967) and their jour- issues as they design their research. First, the
nalistic successors (e.g., Kozol 1988; Kotlowitz problem of subjectivity, with its correlates, the
1991; Lemann 1992) have been guided by the insider/outsider problem and the question
sense that the first step in helping poor people of researcher identity. Second, the problem
was to know them. Their descriptions of gang of social power, of which the above history of
members, unemployed African Americans, ethnography illustrates a part. Third, the prob-
homeless families, and other social outsiders lem of representing one’s informants to one’s
humanized such people to mainstream readers readers. All are related, and all are especially
and who then supported programs to improve important to the ethnographic study of religion.
their lot. The problem of subjectivity is relatively easy
Clearly, these anthropological and sociolog- to grasp, if only because ethnographic work
ical ethnographies were two-edged. On the one depends so much on the researcher’s sensitiv-
hand, they did help readers understand lives ity to the patterns that she or he sees. The issue
foreign to their own. They ‘made the strange is: What guarantee do we have that any partic-
familiar’, to use the old saw. On the other ular presentation of reality is right? Brasher’s
hand, they amounted to ‘poking into the lives (1998) previously cited study of evangelical
of people who are not in a position to poke women, for example, portrays them as power-
into yours’ (Geertz 1998: 72) – an activity ful despite their churches’ formal ideology;
more questioned today than in previous eras. Ingersoll’s (2003) study shows the opposite.
This is as much a matter of accuracy as it is Which picture is more correct? Or are they
of ethics. Eliza McFeely (2001) shows how perhaps both correct, each seeing slightly dif-
early ethnographers, Cushing included, mis- ferent aspects of the similar social scenes?
understood the Zuni because they did not take To take a different example: Weston LaBarre
their own social position into account, and (1962) presents Appalachian snake-handling
thus failed to understand the ways the Zuni as a religion based in extraordinary psycholog-
misled them in order to maintain their inde- ical needs. Dennis Covington (1995) presents
pendence. Clifford Geertz (1988) documents it as a reasonable, yet ultimately unattractive,
similar failings in the work of Claude Levi- response to social marginalization. Jim
Strauss, Bronislaw Malinowski, E. E. Evans- Birckhead (1997) presents it as a not-so-
Pritchard, and Ruth Benedict. Not that any of extraordinary part of Southern life, one
these ethnographers did poor work. They did marked for attention not so much by the
not. But their basic stance amounted to a claim natives as by mainstream American culture’s
that they understood the natives better than fascination with the dangerous and bizarre
the natives understood themselves. McFeely (see below). Which of these pictures is right?
and Geertz show that their pretense of doing Or are they all partially correct, each contain-
so got in the way of true understanding. ing important insights that depend on the sen-
Anthropological ethnographers have lately sitivity of their investigators?
come to recognize that ethnography’s research Sometimes this problem presents itself as a
object is not just the lives of the people that question of insiders versus outsiders. Who has
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136 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

the best grasp of a given religious reality: an political and occupational identities. Complex and
insider, who shares the views of her or his shifting, each of these is available to be mobilized in
constructing and co-constructing the meanings that
informants; or an outsider, who can (suppos- unfold [in the research setting] (p. 35).
edly) see them more objectively? There is no
easy answer to this, of course, except to say that Neitz writes with more honesty than most
no observer ever has a full view. James about the ambiguous identity shifts she
Chancellor’s (2000, 2001) account of being encountered during her research with witches.
invited to write an oral history of The Though she was not a witch herself, she writes:
Family – a much reviled ‘cult’ group, formerly
known as the Children of God – shows the I find when I am with the witches I study, and they are
engaged in their spiritual pursuits, I sometimes feel
benefits of both positions. The group sought earthly, grounded; whereas when I am doing sociology,
him out to tell their story precisely because he I sometimes feel rather ghostly.… Woman/feminist/les-
was not a member, and was thus more credible bian/witch/ scholar/native/other. There is no easy way to
in the eyes of the world. He did not convert, divide up ‘them’ and ‘me’.… A woman I interviewed a
but became enough of an insider that (as of number of years ago told me that if you are a woman
and you are aware, you are a witch. As I listened to her,
this writing) The Family’s website calls his I tried out her definition: Am I a woman? Am I aware?
book ‘a unique insider’s perspective’.11 At the Am I a witch? (pp. 33, 35).
same time, he reports that his ability to main-
tain intellectual independence let Family Neitz concludes that she can no longer identify
members open up to him in a way that they as simply the researcher, but she has not
could not to true insiders. Similarly, Benjamin become one with her informants. She ‘walks
Zablocki describes the ethnographer being between the worlds’, struggling to find ways to
simultaneously a ‘serial convert’ and a ‘serial claim what she knows ‘without an authority
apostate’. Advocating a policy of ‘maximum based on scientific imperialism’.
feasible immersion’, he writes: The problem of power is embedded in
ethnography’s origins, as I have noted above. It
When this technique is partly successful, it may result in
the important breakthrough of actually being able to stems from the fact that ethnographers typi-
enter the sacred time and the sacred space of the reli- cally have more social power than do the
gious group at least for short periods.… Such a fleeting people they study. This partly results from our
experience of sharing this space and time can be as valu- academic settings: universities give researchers
able as a zip disk worth of interviews.… Its scientific
considerably more freedom than do other
value resides, I think, in the capacity it gives the
researcher to validate and contextualize more conven- employers. More important, however, is the
tional observations (Zablocki 2001: 225). relative paucity of ethnographic accounts of
society’s power centers. Few powerful people
Few researchers – indeed few people – are wish to have witnesses nosing into their affairs
capable of suspending themselves between – especially witnesses who will then write
inside and outside for very long, in part about what they find.
because the identity struggles are too great. There are exceptions, of course. Gideon
The disciplinary taboo against ‘going native’ Kunda (1992) spent a year in the engineering
keeps most researchers in line. So does the fact department of a high-tech corporation, unrav-
that most ethnographers depend on academic eling the supposedly ‘progressive’ nature of
jobs for their livelihood. ‘You are really one of this workplace, whose leaders have a good deal
us’, the academy insists – and financial pres- more power and prestige than any ethnogra-
sure (along with collegial loyalty) makes most pher. On the religious front, Simon Coleman
people conform. But getting close to one’s (2000, 2002) did his fieldwork in a Swedish
informants always raises identity questions. As evangelical megachurch, which granted him
Mary Jo Neitz (2002) puts it: entry so that they could learn from him about
In doing research in religious groups, multiple identities how to work cross-culturally. They saw his
are brought into play: religious identities, sexual identi- anthropological expertise as a useful skill for
ties, gender identities, racial identities, class identities, their global evangelism. Televangelist Jerry
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MICRO QUALITATIVE APPROACHES TO THE SOCIOLOGY OF RELIGION 137

Falwell was extremely open with ethnographer How do my informants represent themselves
Susan Harding (1987, 2000), at least in part, to each other (‘A holy community misunder-
she reports, because he thought that God stood by the world’; ‘Hindu immigrants in a
might be leading her toward conversion. This strange land’)? How do my informants repre-
was not trophy hunting on his part; Harding sent themselves to me and to other outsiders
reports that he genuinely sees God active in (‘A caring group of people following Jesus’;
individuals’ lives and sees himself as an instru- ‘People just trying to practice their religion’)?
ment of God’s will. Her encounter with this And – often overlooked, how do my inform-
deepened her ethnography – a good example ants represent me to myself? This is a particu-
of how examining one’s relationships in the larly valuable representation, because it often
field can help one learn more about one’s reveals elements of our informants’ worldview
informants than might otherwise be possible. that we might otherwise miss. For example,
J. Shawn Landres (2002: 102) reports a simi- Harding’s (1987) realization that her inform-
lar experience at New Song Church. He argues ants thought she was a spiritual ‘seeker’ told
that ‘the field’ in which the ethnographer does her a lot about their outlook. Unfortunately,
her or his fieldwork necessarily includes the most ethnography fails to report this – or
ethnographer her/himself. As a result, it perhaps to notice it.
includes the ways in which one uses one’s social Once fieldwork is finished, another set of
position to gain knowledge, consciously or not. representations arises: those having to do with
And it includes the ways in which one’s inform- ethnographic writing. What choices do ethno-
ants respond, revealing or hiding their knowl- graphers make as they represent their inform-
edge depending (in part) on their relative social ants to the public? Do they hide some of their
power. failings, perhaps in the interest of presenting a
This brings us to the problem of representa- more balanced truth, as Chancellor (2001)
tion, about which a great deal of anthropolog- reports doing? Do they reveal them, hoping
ical ink has been spilled. The issue is not just that they will not be overblown, as Burke
how ethnographers come to know what they Rochford (2001) did with his work on Hare
know, but also how they convey that knowl- Krishna child abuse? Do they distance them-
edge – i.e., how they write about those whom selves from their informants’ odd practices, as
they have studied.12 Landres (2002) notes that Winston Davis (1980: vii–x) did with his study
there are eight different levels of representation of Mahikari spiritual healing? Or do they
in every ethnographic encounter. First, ethno- embrace these practices, as did Karen Brown
graphers represent themselves to their inform- (2001) becoming a native, at least in a partial
ants simply in order to gain access to them. way. Each choice has its rationales; each has
‘I am a scholar trying to understand your reli- perils.
gion’; ‘I am a non-evangelical Christian trying Next, what happens when one’s informants
to understand how evangelical Christians see read one’s work? Do they threaten to sue, as
the world’. These introductions are inevitably Kwame Appiah (2000) reports of the Ugandan
partial, revealing only segments of our identity Ik after they read Colin Turnbull’s The
and our program, but they are not necessarily Mountain People? Do they say, ‘Well, you got
false. Nor are the second representations – the us, didn’t you?’ as the head of The Family told
ways in which my prospective informants rep- James Chancellor (2001: 51) on reading his
resent the ethnographer to each other: ‘Here is manuscript. In either case, one’s relationship
someone who can tell our story’; ‘Here is a with one’s informants is never the same.
potential convert, even if he doesn’t know it.’ Finally, Landres notes that every piece of
These representations inevitably shape the ethnographic writing contains not just an
research; ethnographers must account for them image of the people studied but an image of
if they are to present their research accurately. ethnography as a method of research. ‘Every
The third, fourth, and fifth representations new ethnography implicitly presents a prescrip-
involve ways in which informants present things. tive model of how ethnography ought – or
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138 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

ought not – to be “done”’ (p. 110). This may be abiding cultural obsessions with cults, inbred
why current anthropological training begins and degenerate hill people, fanaticism, danger,
with reading ethnographies – hundreds of sex, and death’ (p. 33). It taps into non-
them. Where sociology students take methods Southerners’ images of ‘Appalachian otherness’,
courses, often learning cookbook techniques, in fact becoming an icon of that otherness in
anthropology students read. They see the outsiders’ minds (p. 21). To let snake-handling
skilled and not-so-skilled at work, weigh their define this religion is to separate oneself from
representations, and learn.13 its practitioners, to exoticize them and define
Let us end this section by taking a leaf from them in outsiders’ terms. It is to focus on
the anthropologists’ notebook, to see how the our image of them rather than their image of
issues of subjectivity, power, and representa- themselves.
tion play out in a particular case. In a long Yet, Birckhead notes that this is too simple.
reflective essay, Jim Birckhead (1997) uses Not only do outsiders treat serpent handling as
Appalachian snake-handling churches to illus- an icon; insiders do too. Like all humans who
trate various aspects of these issues. must construct a cultural identity – and that
Birckhead begins by noting the vacuity of means everyone – people from these churches
the traditional view that one’s research subjects define themselves, at least in part, by the one
are ‘out there’ – as people with a clearly identi- practice that distinguishes them: their willing-
fiable culture, different from ours, that sepa- ness to court death in pursuit of their faith.
rates them from us and from others around They construct an identity around snakes,
them. The serpent handlers of his acquain- strychnine, and other practices that put their
tance are not so isolated. They are just like their lives on the line.
neighbors: semi-rural, often poor, victims of More complexly, part of this identity is
an economy that has bled their region of performed. Serpent handlers do not work in
capital and concentrated it in outsiders’ hands. private, nor are they and their fellow congre-
They drive pickups, listen to country music, gants the only ones to attend their church
eat Southern foods, travel, and talk just like services. One also finds observers: curious
their neighbors. Yes, they take up serpents and tourists; reporters and camera crews; even the
drink poison in church, but not as regularly as occasional anthropologist. All are drawn by the
popular images would have us believe. Many exotic, to which the participants play. These
groups use serpents ‘as infrequently as once a are not hidden observers, though they may
month, once a year, or even once in five years portray themselves as such; like all observers,
(and then only by one or two preachers or they influence the scenes they view. Those who
elders)’ (p. 31). In fact, says Birckhead, ‘remove take up serpents thus become actors in a dual
the serpents, poison, and fire, and serpent han- sense: they take their lives in their hands in a
dling is indistinguishable from the plethora of way closed to ordinary people; and they do so
small, independent, Pentecostal and charismatic before an audience that has come for a show.
groups throughout the South, other parts of They thus collude in the identity that the world
the United States, and around the world’ (p. 32). has given them: they become exotic as part of
Other Southerners – circus men, animal their process of cultural self-definition.
collectors, zoologists – handle snakes more Serpent handlers are, however, not the only
often, yet they are not seen as bizarre or degen- ones constructing identities; so must the other
erate. Why, then, does mainstream scholarship participants in this cultural scene. Film crews,
let snake-handling define these people and tabloid reporters, and tourists all define
why do we let it define them in such negative themselves by their pursuit of the unusual. The
terms? professionals stalk the strange, package it, and
Birckhead suggests that snake-handling is sell it – communicating a sense of mystery to
perhaps more significant for mainstream the masses. Their stories about snake-handlers
American culture than it is for rural and strychnine-drinkers feed a hungry market,
Appalachians. It resonates with our ‘dark and for which these reporters have become cultural
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MICRO QUALITATIVE APPROACHES TO THE SOCIOLOGY OF RELIGION 139

midwives, serving and reproducing our cul- the outside. Because no human can escape
ture’s ‘dark and abiding obsession’ with the her or his own social identity and stand-
bizarre. The tourists consume such experi- point, however, this requires portraying the
ences, living their personal obsessions. For ethnographer as part of the picture. Reflexive
both, snake-handling sects are better than ethnography uses the multi-leveled, dynamic
‘show biz’ because they are ‘real’. relationships between ethnographer and
Birckhead goes even deeper than this, but ‘native’ to produce as complete a represen-
the point is made: representations pile on rep- tation as possible of the chosen social
resentations. One must sort through such scene.
issues in every ethnographic encounter. If the
reflexive turn among anthropological ethnog- There are, of course, other qualitative meth-
raphers has accomplished anything, it is to ods to choose from. Each, however, raises
highlight the importance of subjectivity, loca- issues similar to those detailed here. The fact
tion, identity, and power in the ethnographic that there is now so much good qualitative
process. Each level of the analysis opens up an work in the sociology of religion is a sign of the
aspect of the cultural scene we are attempting discipline’s growing maturity.
to describe. Rather than thinking of them as
obstacles to ethnographic understanding, we
can profitably think of them as tools to make NOTES
that understanding more complete.

1. E.g., Andrew Greeley’s (1989) use of multiple surveys to


capture differences in Protestant and Catholic imaginations.
CONCLUSION 2. This problem takes many forms. From the theory
side, Foucault (1965, 1977), among many others, charts the
role that socially informed ‘discourses’ play in ‘naturaliz-
In conclusion, I wish to return us to the frame- ing’ one or another socially generated worldview. From the
work that I outlined toward the beginning of research side, David Yamane (2000) notes that researchers
do not collect raw experiences but narratives of experience –
this chapter. Each of our four qualitative meth- narratives that are themselves socially formed.
ods seeks a particular object. 3. The challenge posed by Foucault, Yamane, and others
resembles claims of the late nineteenth-century histori-
• Phenomenology seeks to describe experi- cists (e.g., Rickert 1892), who emphasized the historical
ence as it appears in the subjective con- contingency of human life and the role that particular
social contexts play in shaping what people consider ‘real’.
sciousness of the experiencer. Csordas, Though developed as a counter to naive positivism, his-
Preston, and I all do this, though in our dif- toricism equally stripped humans of their ability to
ferent ways. Each is worth exploring. manage their affairs. In Luckmann’s words, ‘The modern
• Hermeneutic interviewing seeks to repre- social sciences developed in continuous danger of either
forgetting the barely discovered humanity of their subject
sent one’s informants’ conscious views of
matter or of defining it as a trivial epiphenomenon of a
the world, of themselves, and of their place truer reality’ (Luckmann 1978). Both historicism and pos-
in it. The test of such research is whether itivism are reductionistic: either a reduction of human life
those informants accept one’s interpreta- to culture and discourse or a vision of life as but a tool of
tion – the ‘You got us, didn’t you’ that ‘objective’ forces. The question is: How can we elaborate
the structures of experience without losing either their
James Chancellor’s depiction elicited.
universality or their grounding in subjective experiences?
• Narrative and discourse analysis look beneath This question is akin to the one facing Max Weber (1922),
these surface views by analyzing one’s who similarly sought to mediate historicism and posi-
informants’ language for patterns of which tivism by means of the ideal-typical analysis of social
they may not be aware. One can do this from subjectivity.
4. For a concise account of Habermas’s argument, see
various standpoints; the critical analysis of
Schroyer (1972).
hegemonic discourse is a promising option. 5. A four-page summary of this method (‘How to
• Ethnographers try to describe their inform- Construct an Interview Protocol’) can be found at
ants’ worlds, both from the inside and from http://www.mcguire-spickard.com/Fielding/ documents.htm.
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140 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

6. Davidman includes her interview protocol as an Brown, Karen McCarthy 2001. Mama Lola: A Vodou
appendix to her book. She provides further insight on her Priestess in Brooklyn. Updated and expanded edi-
method in Davidman (2002). tion. Berkeley: University of California Press.
7. As I write this, several such statements may be found Chancellor, James D. 2000. Life In the Family: An
at http://www.usccb.org/statements.shtml.
Oral History of the Children of God. Syracuse, NY:
8. Otto Maduro (2003) is a notable exception.
Syracuse University Press.
9. Portions of this section are adapted from Spickard
and Landres (2002). Used by permission of the publisher. Chancellor, James D. 2001. ‘The Family and the
10. See also the articles collected in Spickard et al. Truth?’ pp. 37–51 in Toward Reflexive
(2002). Ethnography: Participating, Observing, Narrating,
11. http://www.thefamily.org/dossier/books/book9/book9. edited by D. G. Bromley and L. F. Carter.
htm. Accessed 16 Feb. 2006. Amsterdam: JAI/Elsevier.
12. Two edited collections were particularly important Chouliaraki, Lilie and Norman Fairclough 1999.
in articulating the issues for cultural anthropologists: Discourse in Late Modernity: Rethinking Critical
Writing Culture by James Clifford and George Marcus Discourse Analysis. Edinburgh (Scotland):
(1986), and After Writing Culture by Alison James and her Edinburgh University Press.
associates (1997). The former highlights the question of
Clifford, James and George E. Marcus (eds) 1986.
how ethnographies are written, while the latter focuses on
the issue of what such writing really accomplishes.
Writing Culture: The Poetics and Politics of
13. Clever readers will note that I have chosen the Ethnography. Berkeley: University of California
anthropologists’ option for this essay. I give you not a Press.
cookbook for doing qualitative research, but some tasty Coleman, Simon 2000. The Globalisation of
examples. Charismatic Christianity: Spreading the Gospel of
Prosperity. Cambridge: Cambridge University Press.
Coleman, Simon 2002. ‘But Are They Really
Christian?’ Contesting Knowledge and Identity in
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7
Surveys of Behaviour, Beliefs and
Affiliation: Micro-Quantitative

DAV I D VOA S

Following a brief defence of the idea that reli- By its nature, description relies on categories.
gion can be quantified and a few remarks con- If we describe Fred as a devout Christian, we
cerning the scope of the review, this chapter either treat the qualities of being devout and
covers: Christian as irreducible, or we define them in
terms of other attributes (Bible reading, ortho-
• Basic issues in the quantitative study of doxy, etc.). These characteristics may be binary
religion, and the types of survey data that (present or absent, e.g. having had a church
are used. wedding) or variable, in which case we use
• Difficulties in collecting data and in meas- terms like ‘more’ and ‘less’ that rely on implicit
uring religious affiliation, behaviour and quantification. Because any quality can in
belief. principle be treated as a quantitative variable,
• Benefits that none the less derive from there is no reason to rule out quantitative
quantitative research, both in understand- analysis.
ing religious commitment and in assessing Critics might argue that religion is so com-
its consequences. plex that in practice one cannot record and
• Emerging methods that could be used in classify behaviour and beliefs in a satisfactory
the study of religion. way. The need to measure is a strength as well
• Key challenges in the field. as a weakness, however. While it is certainly
• Major datasets that are available for sec- true that quantification simplifies what has
ondary analysis. been observed, these methods force us to be
clear about what we are studying. The act of
selecting and defining variables imposes a
rigour and an openness to criticism that can
SHOULD RELIGION BE QUANTIFIED?
more easily be escaped in discursive treatments
of the same phenomena.
Religion can be studied in the same way as any Experience – in the form of qualitative
other social phenomenon, and quantitative research – shows that we can collect meaningful
sociology offers an important set of tools. quantitative data on religious belief and practice.
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We need data of this sort in order to discuss big The demarcation between the sociology and
issues, such as the alleged growth in alternative the psychology of religion is not always clear,
spirituality, the supposed persistence of and some surveys might straddle the frontier.
Christian belief among non-churchgoers, the Psychologists are typically interested in indi-
apparent strength of evangelical and charis- vidual personality, emotional needs and
matic congregations, the relative religiosity of responses, and cognition. They therefore do
women, the degree of commitment of young analyses where not only the things to be
European Muslims, and so on. Unless we are explained but also the variables doing the
content with guesswork, we have to collect explaining are at individual level. Sociologists
information from representative groups of accept the relevance of individual differences
people through social surveys. Without empir- but are more concerned with how social
ical evidence of this kind we have nothing but factors may affect religious attitudes and
case studies, the representativeness of which behaviours.
would be impossible to judge. The line between quantitative and qualita-
Quantification gives us a description of who tive work can also be slightly fuzzy. Material
is religious and how committed they are, by from unstructured interviews may be coded
age, sex, ethnicity, marital status, class, and so and analysed using computer software, and
on. It tells us how far religion and religiosity conversely surveys may include open-ended
are associated with values, attitudes, and questions that invite discursive responses.
behaviour of many other kinds: politics and Some effort at classifying answers is generally
prejudice, morality and delinquency, marriage necessary if quantitative analysis is to be
and family, education and employment, etc. done. Crucially, too, some form of random
Quantification often provides the best or only (or ‘probability’) sampling should be used to
way of testing theories about the causes and select respondents in order to generalize
consequences of religious affiliation and findings to an entire group. The samples
involvement. It is the natural perspective to use need to be fairly large: typically a thousand
in discussing trends, and it facilitates interna- or more, though smaller surveys may be
tional comparisons. useful.

What Does ‘Quantitative’ Mean? Religion vs. Religiosity

Quantitative work often involves using aggre- It would be a mistake to think that religion
gate or group-level data (e.g. on counties itself – Catholic, Anglican, Hindu, Buddhist –
or congregations), but for many purposes is necessarily the key variable in this domain.
we want access to the whole set of records For some people, affiliation is purely nominal;
from a sample survey. The sociology of reli- others will have a serious personal commitment,
gion is characterized by a concern not just seeing faith as important in their lives. What
for institutional structures but also for indi- matters may be not only or even mainly one’s
vidual faith and practice. Sociologists have notional identity or affiliation, but instead one’s
asked how traditional beliefs and behaviour degree of religious commitment, or ‘religiosity’.
(as well as the role of the church) have evolved (This term is used non-pejoratively to mean
with the coming of modernity. These ques- the quality of being religious, not – as often
tions can only be answered by analysing in common usage – the display of excessive
survey microdata, i.e. data on individuals. The or affected piety.) Religiosity is bound up
analysis should control for other potentially with attitudes, behaviour and values, while
influential variables, which is one advantage religion per se is arguably more like ethnicity,
of using individual-level rather than aggre- something that for most people is trans-
gated data (and also large samples rather than mitted to them rather than being chosen
small ones). by them.
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146 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

These two concepts lead to quite separate Quantification requires clarity about what is
questions. On the one hand there is the issue of being measured, but religion does not lend
the social significance of being Methodist, itself to simple description. There is no single
Mormon or Muslim relative to having some marker of having a religion or of being
other affiliation, or none; on the other, the religious. A number of factors may be relevant:
issue is how far degree of religiosity matters. belief, practice, membership, affiliation, ritual
Over time there may be aggregate growth or initiation, doctrinal knowledge, cultural affin-
decline in particular denominations or in the ity, moral sense, core values, external percep-
commitment shown by those involved. tion, or something else. It cannot be taken for
granted that the concepts of affiliation and
religiosity used here are one-dimensional
attributes. ‘Having a religion’ is an ambiguous
VARIETIES OF MEASUREMENT notion, and ‘being religious’ is even more diffi-
cult to define or observe.
Background We have various indicators of these attrib-
utes, but no real measure, and they may be
Surveys are now firmly established as a basic multi-dimensional qualities. A crucial issue
tool in the field, but it was not always so: from the outset of rigorous empirical investi-
gation, therefore, has concerned how best to
Research on religion using quantitative data and meth- ‘operationalize’ religion. The challenge, in
ods can be found prior to World War II and even before
other words, has been to find variables that
the turn of the [20th] century. But it has been only since
the late 1950s and early 1960s that work of this sort has capture enough of what we mean by ‘religious
multiplied to a significant degree. Gerhard Lenski’s The commitment’ (or whatever) that we can justi-
Religious Factor, which is now regarded as a pioneering fiably use them in research.
work in the quantitative study of religion, was first pub- A pioneer in this field was Charles Glock,
lished in 1961. Thus, when we speak of quantitative reli-
who from the mid-1950s sought to identify a
gious research, we are speaking of a relatively recent
academic development (Wuthnow, 1979: 1). number of core dimensions in religiosity. He
settled on five: belief, knowledge, experience,
Early studies of religion tended to focus on practice and consequences. The last of these is
the traditional categories of religious identity distinct in being the outcome of involvement
and attendance at services, though measures rather than a clear component of religiosity; it
of orthodoxy and biblical or doctrinal knowl- is probably better seen as an indicator of the
edge were also sometimes included in ques- significance of religion rather than of personal
tionnaires. From the 1970s there have been commitment. Lenski proposed a somewhat
increasing efforts to capture a more rounded different set of four dimensions. Two relate to
concept of religion and to measure less con- personal religiosity (doctrinal orthodoxy and
ventional varieties of belief and spirituality. devotionalism) and two are types of interper-
These efforts have been aided by practical sonal involvement: associational (within the
developments: surveys have multiplied, statis- institutional context) and communal (social
tical techniques have been developed and interaction outside the church setting).
refined, and perhaps most importantly, In the years that followed a number of
computers have made data analysis far easier researchers developed survey questions corre-
than before. Until the beginning of the 1980s, sponding to these dimensions, the intention
producing even simple cross-tabulations was being to create scale measures of each.
likely to involve punch cards, complicated Faulkner and DeJong (1966) were among the
instructions, mainframe computers, and a first to do so, and they argued that the rela-
great deal of time. A job that in the past might tively modest correlations between the differ-
have taken half a day to prepare – and would ent scales they devised showed that religiosity
perhaps have needed to run overnight – can is indeed multi-dimensional. Others disagreed;
now be done in seconds. in particular, Clayton (1971) showed that the
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items made up a perfectly acceptable unidi- of religiosity. Objective measures of religious


mensional scale, and in subsequent work affiliation (e.g. baptism) now tend to be less
offered evidence that belief is the fundamental important than self-identification. Identity has
component of religiosity (Clayton and become a major topic in contemporary sociol-
Gladden 1974). The debate has continued, ogy, and religion is still capable of being an
however, with further results on both sides; the aspect of personal identity that does not
early studies are well reviewed by Roof (1979). depend on active participation, official mem-
While recent evidence supports the view that bership, or even agreement with basic doctrine.
religiosity can be measured on a unidimen-
sional scale (Voas 2004), it remains true that
the construct has multiple facets that one Types of Survey Data
might wish to analyse separately.
Discussions of how to operationalize aspects Most surveys collect data on a cross-section of
of religious commitment show no sign of the population at a single point in time. The
ending. Arguments about evangelicalism in the resulting data give us a snapshot of the situa-
United States have been marked by disagree- tion, and just as with a picture we can place
ment over whom the category should include people and their surroundings in relation to
and how to estimate its size; the issue is expertly each other. We may find it more difficult, how-
reviewed in Hackett and Lindsay (2004). ever, to see whether someone has been or will
In recent years it has become conventional be moving, and in what direction. For many
to focus on three aspects of religious involve- purposes, such as studying social change, we
ment: belief, practice and affiliation. The first would really like a series of pictures rather than
two dimensions seem fundamental, represent- a snapshot – but can surveys provide it?
ing the distinction between the internal (belief There are various ways to generate data on
in creeds, knowledge and acceptance of doc- change. One is to go back to the same people
trine, affective connection) and the behav- year after year, decade after decade, to find out
ioural (participation in services, private what is new and what has stayed the same.
devotion and communal activity). Belief (in These are ‘panel’ or ‘longitudinal’ surveys. Such
God, an afterlife, a transcendent moral order, studies require a large investment over a very
specific articles of faith, or less directly in the long period, and there are relatively few of
importance of religion) is a basic sign of reli- them. Alternatively, a survey may be conducted
gious commitment, and profession of faith or every year or two with many of the same ques-
agreement with some specific statements of tions appearing each time. The sample is not
belief may be a good index of personal religiosity. the same from one year to the next, and hence
Actual religious behaviour, such as frequent there is an additional source of uncertainty: if
prayer or attendance at services, may be an there are differences, is it because things have
even stronger sign of religious commitment. changed or simply because new people have
Of course some people attend for personal, been interviewed? Nevertheless these repeated
family or social reasons in the absence of faith cross-sectional surveys (such as the General
or even affiliation, but in general one can Social Surveys in the US and Canada, or the
reasonably assume (with good evidence) that British Social Attitudes survey) often give us
religious practice in the modern world implies the best information we possess about trends.
belief. There are also ways of creating a time series
Although affiliation is simply what other than through contemporaneous data
Americans label ‘religious preference’ rather collection. Respondents can be asked to recon-
than a measure of commitment, the growth struct their family, education or work histories.
(particularly outside the US) in the number of Such retrospective data is also useful with reli-
those who say that they have no religion has gion; one can ask about religion of upbringing,
ironically turned the simple willingness to attendance at certain ages, when churchgoing
accept a denominational label into an indicator stopped or started, and so on. Other questions
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148 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

related to childhood concern the religious ethnicity in Europe and North America,
affiliation or practice of the respondent’s particularly as an increasing proportion of the
mother and father at that time. Indeed, ethnic minority population is native-born
respondents may answer questions about rather than immigrant. Very good qualitative
parents, spouses and children, serving in effect studies have been weakened by serious errors
as proxies for them in supplying data on entire in quantitative estimation; for example con-
families. trast Eck (2001) and STATS (2001) on the issue
of how many Muslims there are in the
United States.
Mixed Methods Religious organizations have long been
important providers of education, and reli-
Surveys of representative samples of individu- gious issues related to schooling are more than
als (or congregations or anything else) are ever in need of both quantitative and qualita-
important because they allow us to generalize. tive exploration. Mixed methods could also be
Information about a few people, or for that used to good effect in studying a number of
matter about a thousand people not selected at other areas in which religion can be relevant,
random, only tells us about those individuals. including health and social services, immigra-
In trying to discover what is happening and tion, policing and criminal justice, and
(broadly) why, there is no substitute for inves- employment. Beckford et al. (2006) provide a
tigating the population as a whole via sample useful review that incorporates some original
surveys. Ultimately, however, social processes research, while Chaves (1997) offers a valuable
emerge from the combined and interacting model of what can be achieved by combining
effects of individual action. To understand evidence from a variety of sources (surveys, a
how things really work at the level of the census time series, interviews, archival records,
actors, it is useful to investigate a small number and published reports by participants and
of cases in depth. Such qualitative research observers).
may help us to understand the attitudes, moti-
vations and interactions that produce the
results we see.
DIFFICULTIES
Most scholars are specialists in particular
methods as well as certain fields, and most
projects involve either quantitative or qualita- Data Collection Issues
tive research but not both. This specialization
is not necessarily a bad thing; others may be Many of the difficulties in collecting data on
better qualified than we are to fill the gaps that religion for quantitative analysis are those
we create. Studies using both sample surveys faced by survey researchers in any field. For
and in-depth interviews tend to demand a example, in order for a sample to be drawn,
great deal of time or money, and the most suc- one needs a list of some kind – a ‘sampling
cessful examples typically involve teams of frame’ – of individuals in the relevant popula-
researchers. Such mixed-methods work can be tion. If the aim is to study members of a
very valuable, though, in producing results minority religious group, there may be no such
that are both broad and deep. Examples lists available. Similarly there are common
include Smith (with Denton 2005) on the problems of representativeness. Thus while an
religious and spiritual lives of American alternative to conventional sampling is to con-
teenagers and Ammerman (2005) on American tact potential respondents on the telephone
congregations. using random digit dialling, the people who
Mixed-methods research would be of clear answer may not be representative of the popu-
value in a number of areas. Identity and eth- lation. In the past many people did not have
nicity is one; religion is arguably becoming telephones; now the problem is that some people
more rather than less important as a marker of are only contactable on mobile telephones that
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SURVEYS OF BEHAVIOUR, BELIEFS AND AFFILIATION 149

may not have numbers generated by the These effects may be stronger in personal
automated system. In any event the growth in interviews than on more anonymous written
telephone marketing has made many people questionnaires or even telephone surveys. One
reluctant to respond to surveys. technique that can be helpful in face-to-face
It is unlikely that merely phoning, knocking interviewing is to hand the respondent a card
on doors or stopping people in the street will with the answer options identified as A, B, C,
produce a representative sample. Those who etc., so that the ‘unpopular’ choice is easier
are at home or out at any given time of the day to give.
tend to have special characteristics, which is Some questions may not be clear to people.
why the best surveys often involve repeated Answers on specific doctrines or religious
attempts to interview specific individuals ideas, e.g. the Trinity or reincarnation, may be
selected for the sample. Surveys conducted via difficult to interpret if the concepts are not
the internet have become common, but again understood by everyone. The same problem
there are many problems of representativeness. arises when using a word like ‘belong’; how
Even assuming that everyone has equal access formal does the belonging have to be? If the
to the questionnaire, those who complete it way such questions are understood varies
will be essentially self-selected. A related prob- systematically by age, class or culture then
lem exists even when investigators approach the results may be especially misleading.
specific individuals selected from a good sam- Comparisons over time and cross-nationally
pling frame: not all will agree to participate. are especially hazardous.
The issue of non-response bias – the effect on
the results of losing those who refuse to do the
survey – is a constant concern for quantitative Measurement Problems
researchers.
Even surveys using the best sampling tech- Notwithstanding the case made at the outset
niques may not produce representative data if for quantitative studies of religion, there is no
the samples are too small. Size is rarely a denying that many problems exist in practice.
problem in looking at simple frequencies for The variables that purport to capture religion
the key variables – most serious surveys have at or religiosity may not be reliable or valid, or
least a thousand respondents – but it quickly may not relate to those dimensions that are rel-
becomes an issue as one attempts to break evant to our purpose. Obtaining fully satisfac-
down the totals by other characteristics. Hence tory data on religion – whether affiliation,
it may be possible to discover (within an attendance or belief – is difficult. Indeed, the
acceptable margin of error) what proportion following ‘law’ is at least semi-serious: a quar-
of people believe that our destiny is written in ter of responses to any question on religion are
the stars, but it may be impossible to say any- unreliable. Various cases in point follow.
thing meaningful about how they differ from
the general population.
Affiliation
Religion can be a sensitive subject, though it
falls a long way short of some others (e.g. sex, Most people in the West are still able to specify
drug use) in difficulty. Members of minority their religious background, just as they can
groups may be reluctant to identify themselves name their birthplace, father’s occupation, and
for fear of persecution (by someone with secondary school, but whether these things
access to the data, if not by the investigators). make any difference to how they see them-
Others may be reluctant to answer questions selves or the way they are perceived by others is
about what they see as personal matters. Social not at all certain. Different people will see reli-
desirability can infect responses, so that people gion in different ways: as a voluntary associa-
may not want to admit to unusual beliefs or tion (in which membership will lapse unless
practices and conversely may tend to exaggerate regularly renewed), as something more like a
their orthodoxy or frequency of churchgoing. nationality (which you can have even if you go
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150 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

elsewhere), or simply as an aspect of cultural having been baptised by the Church of


heritage. England, fewer than a third identify themselves
Responses on religious affiliation are heavily as such. For all religions combined the BSA
influenced by the exact wording and context of 2001 survey gives a total of 58 percent in
the question. At one extreme, for example, the England and Wales, a very different result than
2001 Census of Population shows 72 percent of the 79 percent (aged 18+) obtained from the
people in England and Wales, and 65 percent census in the same year.
of those in Scotland, categorized as Christian. Research in France has also revealed the sub-
On the census form for England and Wales stantial impact of exactly how a question is
religion follows the questions on country of phrased. Use of a filter question (‘Do you have
birth and ethnicity, so that it appears (reflect- a religion?’) leading to a follow-up (‘Which?’)
ing the intentions expressed in the government in the event of an affirmative response was
White Paper) to be a supplementary question found to produce a much higher level of
on the same topic. The positive phraseology people declaring no affiliation than a single
(‘What is your religion?’) combined with tick- question in which ‘none’ was merely one
box options that simply list world religions option (Lambert 2002: 571).
(e.g. Christian/Muslim/Hindu) invite the These problems are not exclusively European
respondent to specify a communal back- or Western. In Japan, the Religions Yearbook
ground rather than a current affiliation. Note published by the Ministry of Education and
too that census forms are typically completed Bureau of Statistics shows Shinto totals (based
by the household head on behalf of all individ- on reports from the shrines) amounting to
uals at the address, and to the extent that such more than three-quarters of the total popula-
persons tend to be older and more religious tion. The Agency of Cultural Affairs states that
than average, the numbers may be higher than Shinto is followed by half the population, with
they would be on confidential individual many of the same people being adherents of
questionnaires. Buddhism. Surveys conducted by private
The religion question used on the census groups, though, typically find that only 2 or
form in Scotland preceded (rather than fol- 3 percent of Japanese identify themselves
lowed) those on ethnicity, was worded in a less with Shintoism (Adherents.com 2005; Japan-
leading way, and also offered answer categories Guide.com 2005; US Department of State
for specific Christian denominations; perhaps as 2000, 2005). The difficulties of deciding what
a result, people were nearly twice as likely as in having a religion might mean in Japan are obvi-
England to give their affiliation as ‘none’. Failure ously very considerable, with ritual participation
to appreciate the role of questionnaire design (e.g. in ‘Christian’ weddings) not necessarily
has led even astute commentators to interpret being a good index of personal religious identity.
these differences in erroneous ways (see for
example Dorling and Thomas 2004: 37-8).
Attendance
In contrast to the census, the question posed
in the British Social Attitudes (BSA) survey People exaggerate their attendance at religious
occurs in the context of a wide-ranging services to a surprising degree. In a celebrated
enquiry into opinion and practice, and it is contribution to the scholarly literature on
worded in a way that might seem more likely religion in the United States, Hadaway et al.
to discourage than to encourage a positive (1993) compared self-reported attendance
response (‘Do you regard yourself as belonging from polls with actual counts of people in
to any particular religion?’). The respondent church and found very substantial discrepan-
must interpret for him or herself what ‘belong- cies. The latest research suggests that only
ing’ might mean, but for most it probably about 22 percent of Americans attend religious
implies some current as opposed to past affili- services in any given week, in contrast to the
ation. Thus although half the English popula- 40 percent commonly found from opinion
tion could legitimately be counted as Anglican, polls (Hadaway and Marler 2005).
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SURVEYS OF BEHAVIOUR, BELIEFS AND AFFILIATION 151

A similar phenomenon can be seen in polling show that people are prepared to
Britain. A 1999 Gallup poll posing the question express opinions about almost anything,
‘How often do you go to church?’ generated whether or not they have any knowledge of or
responses that appear somewhat inflated rela- interest in the topic. Views may be unin-
tive to church survey data (as reported in formed, not deeply held, seldom acted upon,
Brierley 2000). Similarly, asking people what and relatively volatile. People feel that on
they did the previous weekend, offering a list certain matters they are required to hold and
that includes home improvement, visiting even to express opinions, but that is not the same
friends and other possibilities in addition to as finding those issues particularly important.
churchgoing, results in a figure some 50 per- While 25 percent of respondents may say
cent higher than actual attendance. Even more that they believe in reincarnation, one is not
surprisingly, enquiring whether the individual inclined to suppose that they thereby express
attended within the last seven days (the ques- any basic truths about their own identities. The
tion normally used in American Gallup polls) corollary, though, is that it is difficult to be too
has produced values that are twice as high as impressed by the apparent number of conven-
observed weekly attendance (Hadaway and tional believers. The argument here is not that
Marler 1998). the large subpopulation acknowledging what
There are important lessons here for poll- has memorably been called the ‘ordinary God’
sters. A question that seems absolutely precise, (Davie 1994) is shallow or insincere. The point
to which one can give an unambiguous yes/no is simply that we cannot conclude from the
response, is being interpreted as something far fact that people tell pollsters they believe in
more complex. As Hadaway and Marler point God that they give the matter any thought, find
out, when Gallup asks ‘Did you, yourself, it significant, will feel the same next year, or
happen to attend church or synagogue in the plan to do anything about it.
last seven days?’, they make the respondent A question on the 1991 BSA survey asked
symbolically choose between being churched about encounters with a powerful spiritual
and unchurched. If being a churchgoer is part force. Not quite a quarter of people said that
of one’s personal identity, there may be consid- they had had such an experience at least once.
erable resistance to answering in a way that Interestingly another one in eight responded
places one outside the fold. Subjective feelings ‘can’t say’, which seems a wonderfully English
of regularity are being translated into unrealis- answer, rather like being asked ‘has the
tic frequencies; what one might infer about Almighty appeared before you in all His terri-
religiosity is an interesting but complicated fying majesty?’ and replying ‘I’m not sure’. The
matter. English are not alone in being hazy or inartic-
ulate about belief, though; American teenagers
are similarly vague about what they believe
Belief
(Smith with Denton 2005).
The validity of responses on belief often seems
open to doubt. Opinion polls in Britain show
Reliability
high levels of belief, but in all sorts of things,
including reincarnation (a quarter of respon- For all measures of religion and religiosity,
dents), horoscopes (also a quarter), clairvoy- test-retest reliability can be surprisingly low.
ance (almost half), ghosts (nearly a third), and A comparison of waves 1 and 9 (1991 and
so on (Gill et al. 1998). It is far from clear that 1999) of the British Household Panel Survey
these beliefs make any difference to the people shows that the frequency distribution of reli-
claiming them. Research suggests that casual gious affiliation is utterly static, from which it
believers even in astrology, for example, which is tempting to conclude that religious identity
is distinguished by its practical orientation, is a stable attribute. Closer examination at the
rarely do or avoid doing things because of individual rather than the aggregate level reveals
published advice (Spencer 2003). Studies on that a remarkable 27 percent of respondents
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152 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

interviewed in both surveys supplied different


BENEFITS
religious labels for themselves at the two dates.
No doubt some of those panel members really
did change allegiance (between denominations As an editor of this Handbook wrote in the
or between affiliation and no religion), but it is 1960s concerning one of his own early contri-
likely that many are simply uncertain or butions, ‘This chapter has been more of a
ambivalent. The line between ‘C of E’ (Church critique and a charting of pitfalls than a cele-
of England) and ‘none’ can be rather fuzzy. bration of current knowledge concerning indi-
When faced with questions on religion, vidual religiosity’ (Demerath and Hammond
many people are prone to be facetious, idio- 1969: 154). Plus ça change … Notwithstanding
syncratic or simply non-compliant. An internet all of these difficulties, it remains possible to
campaign that swept through all English- obtain reliable, useful data on religion. Such
speaking countries conducting censuses around data are valuable in helping us to understand
2000–2001 encouraged people to list their reli- the nature and sources of religiosity on the one
gion as ‘Jedi Knight’. (A frequent suggestion hand, and the consequences of religious affili-
was that if numbers reached some threshold ation and commitment on the other.
governments would be forced to confer official
recognition on this ‘religion’, ignoring that fact
that these countries do not maintain lists of Religion as Dependent Variable
accepted faiths.) Some 390,000 people in
England and Wales wrote in ‘Jedi’, exceeding Often we are interested in explaining the
the number of Sikhs, Jews and Buddhists. In relative prevalence of religion or religiosity in
Australia there were more than 70,000 Jedi. different times and places. In statistical terms it
For some measures of religion and religios- is the dependent variable, so called because its
ity, the very small numbers in certain cate- level is assumed to be dependent on the values
gories make the data sensitive to coding and of the explanatory (or independent) variables.
similar errors. In Scotland, the published total Many of the main theories of religion (from
of people writing in ‘another religion’ on the secularization through supply-side economic
2001 census form was about 27,000. A later, approaches) aim to account for the success or
more detailed count (commissioned by the failure of the religious enterprise in relation to
Pagan Federation) revealed that most of other factors.
those respondents described themselves as Descriptive statistics give us basic informa-
Jedi Knights and many of the remainder spec- tion about the level and distribution of reli-
ified a Christian denomination and so belong gious characteristics in a population. Common
in a different category. In fact only 5,400 (or tools such as correlation and regression can
20 percent of the number published) genuinely reveal associations between these and other
belong to ‘another religion’, most of them being variables. Information about changes in beliefs,
Pagans or Spiritualists. behaviour or the statistical associations over
Religion is often viewed as a purely private time provides the basis for studying social
matter in Western countries. The US census does change.
not broach the topic, and special legislation was From quantitative work we can hope to
required in Britain before the question could be learn about continuity and change, religious
included in 2001. Parliament stipulated that growth and decline, the connection between
the question should be voluntary, the single believing and belonging, non-traditional spiri-
exception to the rule that completion of the tuality, the influence of age, gender and socio-
census form is legally required. The sorrowful economic characteristics, inter-generational
precedent of registration in Nazi Germany was transmission, cross-national comparisons, and
mentioned in debate, and there is some evidence much else besides. The literature is now
that non-response was higher than average in very large, and it has been many years since
areas with a substantial Jewish population. it was possible even to attempt an overview
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SURVEYS OF BEHAVIOUR, BELIEFS AND AFFILIATION 153

(Wuthnow 1979). A look through the Journal ‘very happy’ varies directly with degree of reli-
for the Scientific Study of Religion – established gious participation (Hope 2000). Alternative
in 1961 and now publishing more than explanations are possible – happy people may
30 papers a year, many of which are based on be more inclined to engage in community
quantitative research – will provide an idea activities, including religious ones – but it is
of the range of current work. Survey-based not implausible that faith provides a sense of
articles on religion can also be found in other meaning and that churchgoing promotes a
specialist journals such as Sociology of Religion, feeling of security and belonging.
the Review of Religious Research, and Social
Compass, and in general journals such as the
Marriage and fertility
American Sociological Review, Social Forces, and
the British Journal of Sociology. There is a strong association between homogamy
of all kinds and marital stability: the more
similar spouses are in religion (but also in age,
Religion as Independent Variable ethnicity, education, social class and so on), the
more likely they are to stay married (Waite and
Social scientists are also concerned with the Lehrer 2003). A further issue is whether some
impact of religion on other aspects of life – religions are better for marriage than others
what are often referred to as ‘outcomes’. (or none). The answer is probably affirmative –
Religion can affect age at marriage, marital sta- the theology and communal structures of
bility, attitudes to family planning and desired some groups strongly discourage separation
family size, health and morbidity, education, and divorce – though selection bias may also
economic activity, social equality, crime, alco- be relevant (if for example people with no
hol use, social attitudes, and any number of religion tend to be less traditional and more
other areas. susceptible to partner change than others).
The influence of religion on fertility has
been a standard topic in demography, e.g. on
Morbidity and mortality
its historical role in the European fertility tran-
By far the largest literature is in health, where sition (Lesthaeghe and Wilson 1986), the
there are journals specifically dedicated to changing importance of ‘Catholic’ fertility
work in this field and a 728-page Handbook of (Westoff and Jones 1979), or its contemporary
Religion and Health summarises 1,600 articles significance in less developed countries (Iyer
(Koenig et al. 2001). The evidence suggests that 2002). Specifically religious norms may matter
the positive effects of religion (e.g. on lifestyle, little unless the religious institutions supporting
emotional stability and in social support) them play a significant role in the lives of their
dominate the potential negative ones (anxiety, members (McQuillan 2004).
fatalism, etc.), but the balance will depend on
the particular case.
Socio-economic position
In one of the best studies done specifically
on the effect of religion on mortality, Religious affiliation may be associated with
researchers found that in the US the difference socio-economic position for many reasons,
in life expectancy at age 20 between non- including not only group values but also
churchgoers and the most frequent attenders is historical advantage, social networks and
more than seven years, i.e. roughly as impor- preferential treatment. Education is an impor-
tant as the gap between men and women or tant determinant of economic success, and this
between black and white (Hummer et al. factor has historically been associated with
1999). There is even some evidence that happi- religion. In the United States ‘educational
ness is influenced by religiosity. Data from the attainment is highest among Jews and
US General Social Survey shows that the per- lowest among fundamentalist Protestants, with
centage of people who describe themselves as Catholics and mainline Protestants at the
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154 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

centre of the distribution’ (Lehrer 1999: 358). that is manifested in various ways, but which is
An important influence of religion on socio- fully captured by no single observation. A very
economic status may be a protective one relat- important issue (that can be tested statisti-
ing to religiosity rather than affiliation. There cally) is whether the concept in question can
is a substantial literature on the inverse associ- be measured along a single dimension.
ation between religious involvement and crim- As an example, one might include in the
inal activity, drug abuse, and a range of risky or analysis several variables measuring some aspect
anti-social behaviour (Ellis and Peterson 1996; of religiosity, e.g. religious affiliation, fre-
Corwyn and Benda 2000; Johnson et al. 2000a; quency of attendance, frequency of prayer, self-
Johnson et al. 2000b; Regnerus 2003). description as religious (or not), and importance
of religion in life. The first methodological ques-
tion to consider is whether these variables can
Social and political attitudes
be combined (by adding the values of each) to
Religious beliefs are likely to influence other form a single scale. It is by no means obvious
social attitudes. In previous decades it was that they do all result from one underlying
commonplace for political parties on conti- construct; there might be, for example, a
nental Europe to be associated with particular ‘private commitment’ dimension and a ‘public
religious groups (or alternatively to appeal to participation’ dimension.
the self-consciously secular), but these links The classical approach would be to test
are rapidly disappearing (Norris and Inglehart the reliability of the scale by examining the
2004). Religiosity is now one of the single best intercorrelation of the items composing it.
predictors of voting intentions in the United Assuming the value of a standard statistic such
States, however; people who go to church as Cronbach’s Alpha is sufficiently high, the
voted Republican by a 2-1 margin in the 2004 sum of the variable values would be used as
presidential election, while those who do not the index of religiosity (which is assumed to be
attend services voted Democratic in the same the underlying construct being manifested
proportion. through the responses).
This method has various problems. In par-
ticular, it takes no account of the relative ‘diffi-
culty’ of the various items. For example, if
EMERGING APPROACHES
three variables apply to more than half the
population (e.g. being baptised, belief in a
Methodological innovation has been continu- higher power, and attendance at least once a
ous in quantitative social research. The sec- year), while a fourth applies to only a small
tions that follow examine four techniques or fraction of it (e.g. self-description as highly
approaches that could be used in the study of religious), then the apparently small difference
religion: item response theory (as a form of between scores of 3 and 4 would be mislead-
scale measurement), computer simulation, ing. At best the scores can be treated as ordinal
multilevel modelling (to consider context), measures of religiosity. If however we need an
and social network analysis. None of these index that can be treated as an interval scale
approaches is genuinely new, and all have been (for example because we wish to compare
applied to religion, but each shows a great deal the average religiosity of different groups
of potential yet to be exploited. of people), then the classical approach is
unsatisfactory.
Although sociologists have rarely ventured
Item Response Theory beyond the classical methods, researchers in
psychology and education have developed an
We frequently wish to construct scales from a alternative approach to measurement known
number of variables. The principle is that there as item response theory (IRT). Here the basic
is some underlying construct (e.g. religiosity) idea is that each respondent has more or less of
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SURVEYS OF BEHAVIOUR, BELIEFS AND AFFILIATION 155

the latent attribute and each item (question) is when there are at best a few dozen cases to
more or less demanding of that attribute. which they can be applied, rather than hun-
Depending on their degree of religious com- dreds or thousands. Computer modelling can
mitment, for example, people will exhibit help to solve this problem. Real life provides
varying levels of belief and practice and reli- only a few examples; simulations can be per-
gion will be more or less salient in their lives. formed for as many circumstances as we can
One or two real sacrifices for the faith may say devise, and repeated with random variation a
more about your religiosity than conforming very large number of times. In so doing it is
in dozens of conventional ways. By looking at possible to study the relative influence of the
the interaction between items and respondents ‘rules’ embodied in the model (the general
we can construct a scale that allows us to mechanisms of change) and the ‘initial condi-
compare not only one individual with another tions’ assigned prior to a run (the social and
but also one difference in scores with another. historical context, here likely to be from hypo-
The requirements that must be satisfied in thetical rather than actual populations).
order to produce this kind of scale are substan- Discovering which has most effect on the
tially more onerous than under classical meas- outcome, and in what circumstances, may help
urement theory. For example, the items must us to understand the unfolding of events in the
form a hierarchy from ‘easy’ to ‘difficult’; the real world.
characteristic curves that represent the proba- Computer modelling may also be able to
bility of someone with any given level of the assist in identifying the most promising
attribute ‘passing’ each item should not cross. general or particular explanations, though in this
(For further details see Embretson and Reise situation the approach is somewhat different.
2000 and Sijtsma and Molenaar 2002.) Using In constructing a simulation, after all, one
the World Values Survey, Van Schuur (2003) assumes that certain rules are significant. The
shows that belief in life after death does not answers, if they are to be found, emerge in
belong on the same scale as the other religious comparing the results derived from different
variables; it does not fit comfortably between models based on rival assumptions. One may
belief in God (‘easy’) and belief in hell find that the patterns created by some models
(‘difficult’). Voas (2004) applies IRT to con- seem especially ‘life-like’, or conversely that
struct a religiosity scale for respondents in the with others it is difficult to produce output
European Social Survey, and is thus able to resembling reality. There is no guarantee that
compare the average religiosity of Swedes and such contrasts will be found, but one can
Spaniards, old and young, men and women, etc. reasonably hope to learn something about
what evidence may be crucial.
The general area of computer simulation
Computer Simulation includes a number of distinct approaches.
Multi-agent models (in which the behaviour of
In the sociology of religion one often sees con- many discrete ‘individuals’ determines the out-
flicts between generalising views (that typically come) are becoming increasingly popular (see
emphasise common mechanisms of change) the January 2005 issue of American Journal of
and alternative particularising approaches Sociology introduced by Gilbert and Abbott
(that emphasise the uniqueness of each period 2005 for a general overview), though other
and society). The problem that follows is then types of models have also been used
to identify which theories or what kinds of (Bainbridge 2006; Hayward 1999, 2002, 2005).
facts underpin the best explanations. In assess- Iannaccone and Makowsky (2007) show that
ing whether the most important premises in an if attachment to a religion of origin is in
argument are the general or the particular balance with a tendency to adapt to a new
statements, we are handicapped by having a environment following a move, regionally
rather small set of real episodes to study. It is distinctive distributions of religion can persist
difficult to evaluate competing explanations over time. Spickard (2005) uses a similar model
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156 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

to argue that competition and state regulation commitment determined by individual choice
do not have the effects claimed by proponents as opposed to social environment? Statistical
of the supply-side theory of religious markets. regression models in which variables relating
Chattoe (2006) simulates a population of to different levels – with coefficients estimated
worshippers and argues that strict churches using specialist software such as MLwiN or
do not do better than liberal churches in the HLM – may help to provide the answers.
long run, contrary to earlier claims. (For a basic introduction to multilevel model-
ling, see Kreft and de Leeuw 1998; more tech-
nical treatments are available in Snijders and
Multilevel Modelling Bosker 1999, Raudenbush and Bryk 2002 and
Goldstein 2003).
Much empirical work on religion has suffered Multilevel models have been used to suggest
from analysing individuals in isolation, often that, at least in respect of adolescent educa-
for the good reason that no information on tional attainment in the United States, ‘church
place of residence or the local religious envi- attendance functions as a protective mecha-
ronment was available. It has long been nism in high-risk communities in a way that it
argued, however, that the ‘religious ecology’ does not in low-risk ones’ (Regnerus and Elder
shapes the influence of religion on individual 2003: 646). To cite another example, it appears
behaviour (Stark et al. 1982; Stark 1996). There that in Iceland (and perhaps more generally)
is good evidence that national culture and reli- ‘The religiosity of individual parents is not
giosity have a substantial influence on the significantly related to their children’s alcohol
commitment of churchgoers and the likeli- use, but female students drink significantly less
hood that children will follow in the parental in schools where religious parents are more
footsteps (Kelly and de Graaf 1997). A further prevalent’ (Bjarnason et al. 2005: 375). Other
question is what kinds of context matter and studies using the approach are described in
how far. Different levels can be defined, such as Johnson et al. (2000a, b) and Regnerus (2003).
country, region, locality, congregation and
individual; how much variation in religiosity
and in its perceived value is provided by each Social Network Analysis
level?
Multilevel modelling (also called hierarchi- A key task in the sociology of religion is to
cal modelling) will be useful here. The funda- understand the way that religion – or indiffer-
mental feature of the method is its ability to ence to it – is transmitted and sustained
distinguish effects operating at different levels, through family and social networks. One of the
such as those of the household, the congrega- underlying ideas relates to the diffusion of
tion, the town or district, and the region. Data innovations. There is now a large literature
from external sources (e.g. the population (with a considerable number of computer pro-
census or church attendance surveys) may be grams available) on the transmission of atti-
integrated with a primary dataset on individu- tudes through social networks. Because of the
als to provide supplementary independent importance of religious upbringing for partici-
variables at the area level. Where survey pation in later life, it will be especially interest-
respondents provide their postcode (and this ing to study the impact of different patterns of
detail is available to researchers, which is often marriage (and marital breakdown) on religious
not the case because of confidentiality con- affiliation in the new generation. Religious con-
cerns), there are good opportunities for spatial version and revival is a classic diffusion process,
analysis. but of course indifference can spread in much
What is the impact of belonging to a conser- the same way. There is a considerable amount
vative church, or of living in an area where of inertia in these systems: entrenched religios-
your denomination is small, or of being in ity is not quick to change, but likewise people
a particularly religious country? How far is raised without religion tend not to turn to it.
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The notion of synergy (treated in more The proximate causes of these cultural shifts
detail later) is also important. There may be must be sought at the individual level, with
feedback between social norms and household changes that people make in their own obser-
choice (e.g. the more it becomes ‘normal’ not vance and in the raising of their children. In
to go to church, the less likely even believers are some cases there will be no particular mystery
to attend). about the mechanisms at work, if for example
It has long been evident that social relations a new ruler requires religious conformity.
are important in understanding the spread of a Particularly in the modern context, however, it
religion or the maintenance of religious com- is far from clear why there is conversion or
mitment. Questions about which of the deconversion, revival or apostasy. Carrying the
respondent’s five closest friends were members investigation to the level of the particular indi-
of his or her congregation were used by Glock vidual would force us to look to psychology for
and Stark in the mid-1960s. Stark and explanations, but there is an intermediate
Bainbridge (1980) stressed the importance of perspective. The challenge is to understand
network connections in cult recruitment. why people in general change in certain cir-
Olson (1989) showed that strong congrega- cumstances. Is it because, for example, they are
tional friendship networks are not an unal- now more likely to choose partners from a
loyed good: they can facilitate retention but different denomination (or none), and such
may hurt recruitment because existing church mixed marriages tend not to transmit a clear
members are less inclined to incorporate new- religious identity? Does religious socialization
comers and may appear to be ‘cliquish’. There is depend on parents or on peers? Does the exis-
still less output on social networks and religion tence of options for belief and worship make it
than the importance of the topic would merit, more or less likely that people will continue
but the pace seems to be quickening; see to be religious? We need to understand the
Ellison and George 1994; Cavendish et al. 1998; mechanisms at work behind aggregate change.
Mears and Ellison 2000; McIntosh et al. 2002; Questions about mechanisms also arise in
Christerson and Emerson 2003; Smith 2003. looking at the alleged effects of religion on
other social phenomena. Perhaps religion is
simply a proxy for other variables. The exis-
tence of an association between religiosity and
KEY CHALLENGES
health, for example, does not necessarily mean
that religion per se is the proximate determi-
What follows is a partial and inevitably per- nant or has any causal effect. Religion often
sonal list of key areas deserving attention in the acts through lifestyle or other variables, and
quantitative study of religion. These include part of the challenge in this field is to identify
finding mechanisms that explain the associa- such confounding or mediating factors. It may
tions previous work has identified; distin- also be the case that religiosity and these vari-
guishing age, period and cohort effects in ous characteristics are influenced by common
religious change; investigating the reciprocal factors, and to that extent religious status
effects of context and commitment; and is purely an epiphenomenon. A further prob-
detecting and measuring manifestations of lem is that much of the evidence for the signif-
alternative spirituality. icance of religion comes from the United States
or from other parts of the world where we
know that religion is indeed socially significant.
Mechanisms Selection bias is potentially serious. Does
religion cause good outcomes, or do people
Religious life is not static in any society. likely to experience good outcomes tend to be
New religions appear, old ones fade; one kind religious? The association between churchgo-
of practice or belief gives way to another; ing and success among inner-city youth in the
overall religious involvement goes up or down. United States might imply that compulsory
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158 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

church attendance would be beneficial – Reciprocal Effects of Context and


or alternatively could come about simply Commitment
because socially dysfunctional people do not
go to church while families that favour Individual religious commitment will increase
work and discipline do (Freeman 1986). or ebb away depending on the investment
Recent research suggests that there are made to maintain it. At the same time, it will
genuinely causal connections between reli- appreciate or depreciate as a function of the
gion and various outcomes, but the issue is valuation placed on religion in the wider soci-
clearly an important one (Regnerus and ety. The individual investment and the social
Smith 2005). value are linked, however. If there are substan-
tial neighbourhood effects in the erosion or
augmentation of religiosity (Voas 2006), then
Distinguishing Age, Period there may be feedback between the micro and
and Cohort Effects macro levels. It is natural to suppose that the
local or regional context might affect reten-
It is hard to explain religious change without tion, ability to recruit, etc. If the amount of
first having a good idea of how it operates. In religious interest shrinks to a certain point, it
particular, we need to understand what combi- may become difficult to prevent a shift toward
nation of period, cohort and age effects are at widespread non-participation in religion.
work. Are European societies becoming less Conversely, if religious involvement is suffi-
religious because of forces that have an impact ciently high (as perhaps in the US), then levels
on everyone? Or do those forces have their of participation may be self-sustaining.
effect by undermining religious upbringing, Changes in religiosity may be as or more
so that some generations come to be less reli- important than absolute amounts. Trends at
gious than their predecessors? And if (as we the congregational or national levels may
tend to suppose) people become more reli- induce positive feedback as people join or
gious with age – perhaps on reaching life stages leave; likewise individual movements may be
such as childbearing or widowhood – how reinforced if shifts in attitude towards church
far does this factor compensate for the other become self-fulfilling. English data suggest that
influences? the worship experiences of churchgoers who
No analysis can provide unambiguous have a strong but declining sense of belonging
answers. Each of these variables can be are even less favourable than among those who
expressed as a combination of the other two do not feel a strong sense of belonging at all
(for example, age is simply the difference (Escott 2006).
between the date at any period and an individ- Another mechanism for positive or negative
ual’s year of birth), and with sufficient ingenu- feedback is congregational size. The dispiriting
ity all purported effects of one kind could be impact of having small numbers in large
explained in terms of the other two. There churches has been offered as one explanation
remains the possibility, for example, that age for declining religious participation in Britain
and period are both significant but that their (Gill 2003).
net effect is nearly nil (if the tendency is to These conjectures concerning the positive
become more religious with age and concur- feedback between individual choices and social
rently less religious over time). Plausibility and norms point to a possible mechanism underly-
parsimony will generally lead us to favour cer- ing both religious strength and decline. It is
tain interpretations, however (Harding and natural to take demand for granted in a
Jencks 2003). relatively religious society where church par-
Longitudinal datasets are particularly useful ticipation and spirituality produce valuable
in attempting to identify the different effects, dividends, and with upward momentum pro-
and likewise repeated cross-sectional samples ducing a virtuous spiral, suppliers may play a
provide valuable data for these purposes. key role in determining how much and what
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SURVEYS OF BEHAVIOUR, BELIEFS AND AFFILIATION 159

kind of religion is produced. Where spiritual people are undoubtedly motivated by an


entropy has set in, however, demand may attraction to metaphysical spirituality, but
diminish and the positive outcomes associated others are mainly interested in physical and
with religion may become progressively mental methods of stress relief, or in alterna-
diluted. A vicious circle of falling investment tive forms of healing, or in spa-type bodywork,
and falling return on investment may be or in opportunities for self-expression and
created. There are interesting questions about psychological support. How the numbers
how (and in the long term whether) an break down, how much overlap there is
equilibrium can be maintained other than between them, whether and when the connec-
at the extremes of general participation or tions reflect a shared conception of the sacred
non-participation. rather than simply mutual sympathy or
common practice – these are the questions to
address.
Detecting New Manifestations Alternative spirituality may turn out to be even
of Spirituality more complex than conventional religiosity. We
can use the standard indices: self-identification
Many scholars and pundits argue that spiritu- (e.g. as ‘spiritual but not religious’), belief (in
ality based on personal experience and characteristic ideas such as past lives or the
well-being is growing and even displacing con- sacredness of the self) and practice (of activi-
ventional religion (Roof 1999; Heelas and ties like astrology or alternative medicine,
Woodhead 2005). Efforts to assess the scale, where they are personally important). The
nature and significance of alternative spiritual- resulting overlap can be quite small (Voas and
ity are sorely needed, especially as the size, pro- Crockett 2004). Whereas there is still a reason-
jected growth, novelty and permanence of this ably close connection between mainstream
phenomenon are vigorously debated (Voas religious belief, affiliation and attendance, the
and Bruce 2007; Heelas 2007). realm of spirituality is considerably more dif-
It is not always easy to say what ‘spiritual’ fuse; it is very difficult to predict what people
means; the label is used to flatter anything believe, do, or call themselves on the basis of
from earnest introspection to beauty treat- any of the other pieces of information.
ments, martial arts to support groups, comple-
mentary medicine to palm reading. Moreover
the descriptions of spirituality given by
APPENDIX: MAJOR DATASETS FOR
respondents seem to have little to do with the
SECONDARY ANALYSIS
supernatural or even the sacred; it appears to
be a code word for good feelings, the emo-
tional rather than the material. Not even a Every investigator dreams of working with
quarter of those from a sample in Kendal, data from high quality, purpose-built sample
England defined their core beliefs about spiri- surveys. In practice it is so expensive and time
tuality in terms that were either vaguely eso- consuming to conduct good surveys that most
teric (‘being in touch with subtle energies’) or quantitative work is done on existing data
religious (‘obeying God’s will’). The rest said collected for uses not specifically related to
that it was love, being a decent and caring religion. Such ‘secondary analysis’ is often frus-
person, or something similarly terrestrial trating, principally because questionnaires
(Heelas and Woodhead 2005). A proportion typically contain far fewer questions on reli-
even described it as ‘living life to the full’, on gion than one would like, but the approach
which basis some pop stars might qualify as does allow a great deal to be done quickly and
spiritual masters. cheaply.
Sociologists need to try to distinguish Regular national surveys are conducted for
between the different constituencies currently the purposes of social research in many devel-
considered under the holistic banner. Some oped countries. These datasets are typically
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160 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

archived and made available to scholars within main national surveys in a number of major
a year or two after fieldwork is completed. countries, including their sample size, type
Most are repeated cross-sectional surveys, and (cross-sectional or panel), and a brief indica-
religious affiliation and frequency of atten- tion of which variables on religion are
dance at services often feature among the core included. In a few instances censuses are listed,
questions that are asked routinely. Longitudinal although census data are available primarily in
studies also exist, though religion is not the form of standard tables, not individual
always included. (In the European Community records. Most census agencies now create sam-
Household Panel, for example, religion is not ples of anonymized records, however (also
one of the variables.) known as ‘public use microdata samples’).
Table 7.1 provides information on the date These datasets can be analysed in the same way
of inception and subsequent frequency of the as any other large survey.

Table 7.1 Data sources for selected countries


Country Data source(s) Description
Australia National Social Science Survey Cross-sectional survey of 2–3,000 adults (aged 18+) with
a panel component carried out most years between 1984
and 1996. Data on regularity of attendance, affiliation
and beliefs.
Australian Election Surveys Surveys of representative sample of c. 2–3,000 adults
eligible to vote (aged 18+) carried out in 1987, 1990,
1993, 1996, 1998, 2001 and 2004. Data on affiliation
and regularity of attendance.
Census of Population (5 yearly) Data on religious affiliation; starting in 1971, respondents
were asked to write in ‘none’ if appropriate.
Canada Canadian General Social Survey Annual cross-sectional survey of representative sample of
c. 10,000 Canadian adults (aged 15+) carried out since
1985. Data on regularity of attendance and affiliation
in all years, data on past attendance in 2001.
Census of Population (5 yearly) The Canadian Census provides data on religious
affiliation for (almost) the entire Canadian population;
tables from 1971 and later available from Statistics
Canada.
France Enquêtes post-électorales Surveys of voters, typically 4,000+, coinciding with
françaises French national elections from 1958 onwards. Data on
affiliation and regularity of attendance.
Baromètre OIP (Observatoire Representative cross-sectional surveys of c. 14,000 adults
Inter-régional du Politique) (c. 700 per region) conducted annually since 1985.
Data on affiliation and attendance in most years, and
occasionally belief.
Germany German Socio-Economic Panel Longitudinal household panel survey started in 1984
with an initial panel size of c. 12,000 adults (aged
17+), extended to the former East Germany in 1990.
Data on affiliation (1990, 1991 and 1997) and regularity
of attendance (1990, 1992, 1994, 1995, 1996, 1997, 1998,
1999, 2001, 2003).
German General Social Survey Biennial cross-sectional survey of 3,000–4,500 representative
(ALLBUS) German adults (aged 18+) carried out since 1980
(former East Germany added in 1991). Data on
affiliation and regularity of attendance, additional
data in 1991 and 1998.
Great Britain British Household Panel Survey Longitudinal household survey started in 1991. Constant
panel of c. 6,500 adults (aged 16+). Regularity of
attendance data in Waves 1, 3, 4, 5, 7, 9, 11 and 14;
affiliation in 1, 7, 9, and 14; belief in 1, 7, 9 and 14.
Continued
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SURVEYS OF BEHAVIOUR, BELIEFS AND AFFILIATION 161

Table 7.1 Data sources for selected countries—cont’d


Country Data source(s) Description
British Social Attitudes Survey Annual representative cross-sectional survey of c. 3,000
British adults (aged 18+) carried out most years since
1983. Data on regularity of attendance and affiliation
in all survey years and religious beliefs in selected years
since 1991, and past and past parental attendance in
1991 and 1998.
Scottish Social Attitudes Survey Similar to the British Social Attitudes survey, but taking
a sample of c. 1,600 exclusively from Scotland. Annual
since 1999. A special module on religion was included
in 2001.
Census of Population A question on religion appeared for the first time in 2001.
In England and Wales, the Christian category is not
subdivided further. More detail is available for Scotland,
where religion of upbringing was also recorded.
Italy Indagine Longitudinale sulle Longitudinal survey of a representative sample of 5,000
Famiglie Italiane households. Carried out biennially since 1997. Data on
religious affiliation, regularity of attendance and
religious beliefs in odd numbered waves.
Indagine Multiscopo sulle Annual cross-sectional survey carried out since 1987
Famiglie covering about 20,000 households. Data on regularity of
attendance 1993–1996 (not affiliation, but nearly all
affiliated people are Catholic).
Japan Japanese General Social Survey Annual cross-sectional survey of representative sample of
c. 3,000 adults eligible to vote (aged 20–89), annually
from 1999 (pilot year) onwards. Data on affiliation,
extent of participation, and belief in life after death.
New Zealand Census of population (5 yearly) Data on religious affiliation for (almost) the entire
population; comparisons are possible from 1986
onwards [1986 was the first year with an explicit
‘no religion’ option as opposed to an entirely free
response].
Poland Polish General Social Survey Cross-sectional survey of representative sample of
c. 2,000 adults (aged 18+). Carried out annually 1992–1997,
thereafter biennially. Data on affiliation, regularity of
attendance and beliefs.
United States General Social Survey Cross-sectional survey of representative sample of
c. 1,500–3,000 US adults (aged 18+) carried out
annually most years since 1972 and biennially since 1994.
Data on regularity of attendance, affiliation and religious
beliefs, with additional data in some years (1988, 1991
and 1998).
Other There is no religion question on the census. Many sample
surveys on religion are available for secondary analysis,
however, often through the American Association of
Religion Data Archives (www.thearda.com).
Source: Alasdair Crockett, UK Data Archive, University of Essex

European/World Values Surveys in relation to political, social and economic


circumstances. This larger set of surveys is
The European Values Surveys grew out of known collectively as the World Values Survey
studies carried out in ten countries in Western (WVS). Five waves have been conducted, in
Europe. In 1981 the scope was extended to 1981–1982, 1990–1991, 1995–1996, 1999–2001,
other parts of the world with the aim of inves- and 2005–2006. More than 80 countries have
tigating changes in beliefs, values and attitudes been included at least once.
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162 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Data collection involves stratified, multi- modules on special topics for incorporation
stage random samples of adults (aged 18+). into regular national surveys. The data are then
National sample sizes are typically about 1,000, available for international comparative work.
though they have ranged from 300 to 4,000, The modules have concerned the role of gov-
depending on the country. Since the mid- ernment, social inequality, family and chang-
1990s the European Values Surveys have been ing gender roles, etc.; religion was the focus in
effectively a subset of the World Values 1991 and 1998. Participating countries in 1998
Surveys. included 13 countries from Western Europe,
Questions on the survey forms commonly 8 from Eastern Europe (including Russia),
include: Cyprus, Israel, Canada, the USA, Australia,
Current (and past) religious affiliation New Zealand, Chile, Japan and the Philippines.
Religious upbringing (yes/no) The next survey on religion is planned for
Frequency of attendance at services 2008. The questions should provide data in
Self-perception as religious person (or not) three important areas: the impact of religion
Belief in God/soul/hell/reincarnation, etc.
on socio-political attitudes and behaviours,
Importance of religion/God in life
religious change, and religious tolerance and
Other topics that have been covered at least extremism.
occasionally include:
Social/moral/spiritual contribution of churches
Importance of religious ceremony to mark birth/ Opinion Barometers
marriage/death
God image
The Eurobarometer surveys of social and politi-
Prayer
What is most important for child to learn (one option cal attitudes are sponsored by the European
being religious faith) Commission. The series began in the early
Confidence in churches 1970s; there are two rounds per year consisting
Belonging to, and voluntary work for, religious of nationally representative samples of approxi-
organization
mately 1,000 from each country in the European
Meaning of life (God featuring in some answers)
Lucky charms Union. Questions typically include religious
Horoscopes affiliation, attendance at services, self-described
Religion in politics religiosity, and trust in religious institutions. The
The great strength of the WVS is its excep- importance of religion in life featured in early
tionally broad international coverage; for many surveys.
countries it provides the only readily accessible Switzerland has a survey following the same
data on attitudes and values. The surveys gener- model that can be integrated with the standard
ally include a good set of questions on religion. Eurobarometers. In addition, the Centre for
The dataset has weaknesses, though. Samples the Study of Public Policy (now based at the
are relatively small, the quality of the sampling University of Aberdeen) runs a number of
is variable, and data collection has often been surveys across Central and Eastern Europe, the
done by different groups in different ways in Balkans and the former Soviet Union. The
different years, making comparisons difficult. New Europe Barometer, taking in most of
Even for individual countries, differences Eastern Europe (including Belarus, Ukraine
between waves (in sampling, data collection and and Moldova) started in 1991, the New Russia
questionnaire design and content) reduce our Barometer a year later, followed by the
ability to measure change over time reliably. New Baltic Barometer covering Estonia, Latvia
and Lithuania.
Similar surveys on other continents have been
International Social Survey Programme launched since the late 1990s. Latinobarómetro
(for Latin America) and East Asia (now Asian)
The International Social Survey Programme Barometer were the first, followed by the
(ISSP) is a cross-national collaborative effort Afrobarometer. Even more recent is the
in which the partner agencies adopt common Asiabarometer (officially the Japan-ASEAN
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SURVEYS OF BEHAVIOUR, BELIEFS AND AFFILIATION 163

Barometer). There is now an organization UK, etc., that yield important information on
called Globalbarometer, one of the aims of religion, though the survey microdata are pro-
which is to produce questionnaires that make prietary and not generally available for use. The
intercontinental comparisons possible. Pew Global Attitudes Project is exceptional both
in its international scope and in making datasets
available once reports have been published.
European Social Survey (ESS) There are in addition many small (and some-
times not so small) surveys touching on religion
The European Social Survey (ESS) is a new pro- conducted from time to time by opinion poll-
gramme that currently covers 23 nations. The sters, churches, academics and public agencies.
project is a multinational partnership in which Much quantitative information on religion
the standards of design, execution and cross- lies outside the scope of this chapter because it
national comparability are exceptionally high. concerns aggregates rather than individuals.
The first round of data collection took place in Such work includes the counts of members or
2002/2003 and the second in 2004/2005; the attenders conducted by denominations, con-
intention is to repeat the exercise every two gregational studies in which key informants
years. Data are collected using personal inter- supply data on their churches, periodic surveys
views supplemented by short self-completion that attempt to enumerate adherents or atten-
questionnaires. A great deal of expert attention ders by area and denomination, the published
has been devoted to sampling strategy, transla- output from population censuses, and other
tion, methods, and quality assurance, with the studies in which individual-level analysis is not
highest possible level of cross-national compa- possible. These figures can none the less serve
rability. In producing representative samples, as important contextual data.
obtaining a high response rate (the target is There are ways of collecting quantitative
70 percent) is a key objective. data that do not rely on surveys at all. Many
The ESS provides better coverage of religion churches maintain and publish statistics on
than most general purpose surveys, notwith- rites of passage (e.g. baptisms, confirmations,
standing the organizers’ modest view that with marriages and funerals). They may also release
this dataset religion is better used as an explana- financial data on giving. Attendance counts
tory variable than as something to be studied in may be conducted non-intrusively. Media
its own right. The survey questions cover the attention to religion can be measured by
three main areas of affiliation (current or past counting items, column inches, or air time,
identification), practice (attendance at religious and data may be available on the size of the
services, prayer, organizational participation/ audience for religious broadcasts or the num-
support) and belief (self-rated religiosity, impor- bers of hits on religious websites. Book sales, or
tance of religion). While the questions on how the space devoted in bookshops to religion and
religious the respondent is and how important spirituality (e.g. ‘mind, body, spirit’), including
religion is to him/her do not measure beliefs religious fiction, spiritually based self-help,
directly, it seems likely that there is a strong and so on, are also indicators of religious
association between these variables and strength interest.
of religious belief.

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it is also worth mentioning important surveys Religions_By_Adherents.html#Shinto.
conducted by organizations or researchers such Ammerman, N. 2005. Pillars of faith: American con-
as Gallup and Barna in the US, Reginald Bibby gregations and their partners. Berkeley: University
in Canada, Opinion Research Business in the of California Press.
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Oxford: Blackwell. churchgoing and other background factors to the
Cavendish, J. C., Welch, M. R. and Leege, D. C. 1998. socioeconomic performance of black male
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8
History, Methodologies, and
the Study of Religion

JOHN R. HALL

Historical inquiry – arguably the oldest researchers come to terms with three vexsome
methodology employed in the scholarly study antinomies. The first, between value-free
of religion – is today a craft, practiced by the inquiry and value commitment, springs from
few rather than the many. Nevertheless, at the the modernist goal that Max Weber pursued,
dawn of the twenty-first century, historical of creating knowledge that is valid in its own
research – and the comparative analysis it right, independent of the value commitments
inevitably entails – hold signal importance due of its producers. In a postmodern era when
to their distinctive capacity to get at cultural ideology sometimes demonstrates a powerful
and institutional issues relevant to religion. capacity to construct reality after its own
Given our resurgent understanding of reli- image, the fact-value distinction has the great
gion’s importance for polities, global struc- merit of cultivating a culture of reason (Bendix
tures, and everyday life, it is worth considering 1970). However, the strong modernist division
how best to use historical and comparative between science and values sometimes has had
analysis to improve the quality of research the unfortunate effect of closing off the kind
on religion, and, potentially, the vitality of of moral dialogue that thrived during the
public discourse. In this chapter, I explore Enlightenment. Considering sociohistorical
the genesis and contemporary possibilities of methodologies of studying religion offers an
‘methodology’ in the broad sense of the term, opportunity to explore whether and how such
inextricably linked with epistemological, dialogue can be revitalized.
theoretical, and substantive issues. Because the Second, modernist constructions of knowl-
diversity of approaches to the study of religion edge tended to warrant a strong distinction
is so great as to transcend any narrow between history and society, between past and
characterization of ‘historical sociology’ or present as objects of study. Yet social theorists
‘the sociology of religion,’ I discuss method- increasingly recognize that historicity – social
ological approaches to religion under the life, events, and processes unfolding over time
rubric of ‘sociohistorical inquiry.’ – is ontologically central to the character of the
Exploring sociohistorical methodologies social. Whether presentism obtains more
in the study of religion, I hope, will help strongly in the sociology of religion than in
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168 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

other subdisciplines of sociology is an open made through comparison of cases. Others


question. Certainly, like other sociologists, in the nineteenth century, notably scholars of
those interested in religion often focus on their religion, used comparison not for science, but
own societies and their own times. Yet separat- to pursue hermeneutic understanding, and
ing the present from history is neither possible to try to differentiate the historically variable
nor desirable, and thus, exploring sociohistor- from the phenomenologically essential – that
ical methodologies should encourage the which is enduring in human experience. Under
analysis of historicity in research on religion the influence of sociology on the rise, histori-
more generally. ans began using sociological concepts to
Third, as a subdiscipline, the sociology of broaden the events and processes that they
religion is unevenly attached to wider intellec- described. No longer was history simply an
tual currents, both interdisciplinary and socio- epic tale of nations and civilizations. It encom-
logical. Sociologists of religion can easily fall passed everyday life, self and identity, labor,
into the modernist trap of accepting a binary technology, economic practices, families, social
of positivist science versus interpretation, and movements, and popular culture. Historical
thus fail to connect with postpositivist devel- studies of religion began to connect to all of
opments precipitated by the crisis of posi- these topics and more.
tivism in the social sciences, and by the For religion, topics of historical inquiry have
cultural, linguistic, and historical turns in the taken form in relationship to value-based con-
human sciences more generally. Considering troversies about who should study it, and how.
sociohistorical methodology thus offers a Given these controversies, there is no single
useful vantage point from which to deepen the ‘right’ way to recount the development of
epistemological sophistication of the sociology sociohistorical methodologies in the study of
of religion as an enterprise. religion. To offer one telescoped narrative: the
This chapter first traces multiple lineages use of historical and comparative analysis of
of how religion has been studied historically. religion predated the emergence of sociology,
I then outline a typology of contemporary socio- and subsequently developed both within soci-
historical methodologies relevant to the study ology and outside it. Both within and outside
of religion. This typology in turn offers a basis sociology, the study of religion often mirrored
for exploring how scholars have used method- deeper concerns about the character and
ologies to pursue various substantive themes prospects of contemporary society. It was
in the study of religion. I conclude by sketching simultaneously a reflection of and a reflection
a sociology of knowledge concerned with about modernity (Kippenberg 2002).
the role of sociohistorical methodologies in One deep beginning can be found in ancient
research, and the consequences for contours Judaism’s prophetic and sometimes apocalyp-
of knowledge about religion. tic emphasis on the relation of a people’s des-
tiny to historical time (Wax 1960; Kumar
2003). Here and in other ways, religion has
been fundamentally important to the forma-
HISTORICAL INQUIRY AND RELIGION:
tion of historical consciousness that is so cen-
A NARRATIVE
tral to the becoming of modernity.1 Indeed, in
the Europe of the early modern period, reli-
The historical sources and styles of sociohis- gious history amounted to a particularly
torical inquiry’s methodologies are diverse. important version of philosophical or ‘univer-
Already in 1835, in Democracy in America, sal’ history, not only in religious appreciation
Alexis de Tocqueville demonstrated the power of history as the great glory of God unfolding
of comparative analysis for explaining societal (Manuel 1965; Patrides 1972), but in dismissal
differences – in part on the basis of religion. of it as hypocrisy and superstitious whimsy, for
Less than a decade later, John Stuart Mill iden- example, at the hands of Scottish philosopher
tified formal logics by which inferences can be David Hume (1976 [1757]).
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HISTORY, METHODOLOGIES, AND THE STUDY OF RELIGION 169

By the nineteenth century a particularly rich scientific with romantic or spiritualist themes
set of developments converged in the German (Iggers 1975).
Religionswissenschaft, or analytic science of The interplay in Germany between enlight-
religions, distinguished from theology and enment, science, and romanticism forged a
dogmatics by its emphasis on history. Scholars of crucible that shaped later currents of historical
the eighteenth-century German Enlightenment scholarship (Reill 1975). In these currents, reli-
sometimes puzzled over Augustine’s fifth- gion – and more generally culture – brought
century formulation of history as the revela- to the surface all the important neo-kantian
tion of God’s will. At the hands of Immanuel controversies of the late-nineteenth-century
Kant, a moral thread remained, albeit modi- German Methodenstreit, the conflict over
fied. Kant refused to view history as a ‘planless methodology that centered on whether science
conglomeration of human actions.’ Religion – could be objective, what the role of values
and history – could be understood within the should be in inquiry, whether cultural sciences
bounds of reason, he affirmed. But in place of focused on hermeneutic understanding
telos, Kant proposed value standards as bench- require different methods from the natural
marks that might chart the ‘guiding thread’ of sciences, and what the status of generalizations
history’s progress toward enlightenment is in the cultural sciences, given the uniqueness
(1963 [1784]). of history (Köhnke 1991).
Kant was neither theologian nor historian. For the study of religion, the legacy of
But for a theologian of the German German historicism largely traces to the
Enlightenment period – the heterodoxical founding philological and comparative work
Friedrich Schleiermacher – religion only of Max Müller, who consolidated the
becomes something other than a ‘dead letter’ Religionswissenschaft that became known as
through its connection to history. Indeed, comparative religion in the U.K., or in the U.S.,
Schleiermacher held that ‘in religion’s eyes as the history of religions. Müller both partici-
prophecy is also history, and the two are not to pated in and advanced a broad exploration of
be distinguished from one another – and at all prehistory and comparative civilizational
times all true history has first had a religious analysis made possible by the archeological,
purpose and proceeded from religious ideas’ ethnographic, and archival developments that
(1996 [1799], p. 42). Schleiermacher was a resulted from expanding European colonialism.
romantic who saw in any generation’s collec- Yet for all the importance of Müller as a
tive experience the spiritual force of history, founder and a scholar, his work had Hegelian
thus anticipating Hegel’s idealist dialectical and evolutionary influences that offer little
model of history. Yet not just theologians methodological guidance today, and we must
embraced such views. Consider Leopold von look elsewhere.
Ranke, the nineteenth-century German The significance of religious historicism
scholar credited with establishing a ‘scientific’ can be most efficiently detailed via two early
history concerned with ‘what actually hap- twentieth-century scholars who tempered its
pened’ (wie es eigentlich gewesen). For Ranke, more romantic and emanationist tendencies –
the ‘actual’ is not reducible to the purely Ernst Troeltsch and Max Weber. Both were his-
empirical. Rather, exactitude about historical toricists in the broad sense: they wanted to
particularities is important, he asserted, respect and capture the particularities of the
because ‘every action of the past gives evidence past. But instead of trying to identify some
of God, every moment preaches His name’ (see ephemeral spirit, or Geist, of History, each in
Gilbert 1990, pp. 44–5). In Ranke, the study of his own way sought to bring religious history
history consolidated the practice that has into view by way of social theory, using con-
become known as ‘historicism’ – typically cepts to analyze the inner meanings of asceti-
understood to suggest that the past needs to cism and mysticism, religious organizational
be understood in its own self-referential forms, the social roles of religious practition-
terms. For Ranke, historicism conjoined ers, and other aspects of religion.
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Of the two, Troeltsch was a student of If Troeltsch was a man of God, Max Weber
Wilhelm Dilthey, who worked to link biogra- famously declared himself ‘unmusical’ in mat-
phy and history, and Troeltsch held faster to ters of religion. This self-description is belied
the central historicist idea that the historical by: Weber’s comprehensive sociological con-
particularity of an era, like the individual ceptualization of religion, ranging from inner
person, requires understanding in its own experience, to social roles, and social organiza-
terms. Part theologian, part historian, Troeltsch tion; his seminal works in the comparative his-
shared with Ranke the view that history reveals torical sociology of the world religions; his
the variegated dispensations of God. But classic analysis of the relationship between
Troeltsch stretched his frame to the world reli- Protestantism and the spirit of capitalism; and
gions, whose believers ‘may experience their his consolidation of an epistemological and
contact with the Divine Life in quite a different methodological position in relation to the
way’ from Christians (Troeltsch 1972 [1901], Methodenstreit that considerably advanced the
p. 26). He argued that systematic theology possibilities of analyzing religion. Weber devel-
and even dogmatics would have to yield to oped his methodological position in con-
historical understandings of religion, because tention with Heinrich Rickert’s analysis of
religious doctrines change over time, and values, for which Troeltsch had great admira-
more importantly, religion becomes linked tion, and this difference signals their method-
with historical unfolding and destiny. ological divergence in the historical analysis of
Specifically, he thought, Christianity and espe- religion. Of the two, Weber moved much more
cially Protestantism fed into developments of centrally within modern sociology.
modernity, the contours of which were still Basically, Rickert sought to establish the
emergent. Thus, Troeltsch’s understanding of possibility of ascertaining objective values,
historical processes is inextricably bound up ones that have general cultural validity and the
with a distinctive historicized theology. ‘unconditional general value’ of truth (1986).
Nevertheless, in good neo-kantian fashion, he For Troeltsch (1991b), this approach warrants
sought to distinguish his more value-committed the project of universal history, which depends
enterprises, such as reconciling Christianity upon such a value to create narrative coher-
with modern society, from his empirical socio- ence in relation to the chaos of events.
historical studies, which he sought to pursue Troeltsch recognized the empirical flux of
with rigorous objectivity (Troeltsch 1912). His value orientations in history, and he certainly
critical-historical methodology emphasizes did not think that some divine principle could
that (1) all historical events are interconnected order empirical history. However, his nuanced
(in a way that for Troeltsch affirms Divine discussion of Rickert suggests that human des-
presence), and (2) the process of interpreta- tiny underwrites all knowledge, and that a
tion depends upon the use of comparative ‘metaphysic of history’ could itself be a product
analogies – both between present experience of historical investigations. In these reflections,
and the past and between various past events as in Troeltsch’s historical studies, telos, reli-
(Troeltsch 1991a [1898], pp. 13–14). This gion, and empirical research exist in dialectical
methodology provides a sociological counter- tension.
balance to Troeltsch’s historicism, for it theo- By contrast, Weber recognized Rickert’s gen-
rizes parallel developmental processes across eral warrant for the pursuit of truth, but he
different historical cases, and aligns research maintained a much stronger neo-kantian dis-
with sociological concepts such as church, sect, tinction between an acceptance of the value-
and mysticism. These, Troeltsch used as scaf- laden basis on which the questions of inquiry
folding for historical analysis in his famous are forged and a ‘value-neutral’ ethic in the
Social Teachings of the Christian Churches actual conduct of inquiry (Oakes 1988; Hall
(1992 [1912]), which nevertheless must be 1999, pp. 39–41). Weber well recognized that
read as an inquiry structured by its author’s he was eurocentric in the questions about
distinctive religious commitments. modernity that he posed for empirical research,
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HISTORY, METHODOLOGIES, AND THE STUDY OF RELIGION 171

and he asserted that ‘all knowledge of cultural analyze cultural specificities in comparison to
reality is knowledge from particular points of general sociological typological concepts, thus
view’ (Weber 1949, p. 81, orig. emph.). Yet neither ‘pigeonholing’ the specific within a
despite, or perhaps because of, this resolute general category, nor treating the subjects of
ethic of value-neutrality, Weber consolidated his study as unique phenomena to be discussed
a methodology that offered penetrating only in historicist, idiographic, or individu-
possibilities for the study of religion compara- alistic terms. For the analysis of the Protestant
tively and historically, in ways that get at ethic, to take one instance, Weber could exam-
cultural meanings and their relationships ine the historically distinctive pathways to
to social action. This methodology centers on ‘inner-worldly’ (that is, internalized) asceticism
(1) Verstehen, or the interpretive understand- of Calvinists, Methodists, Baptists, and Quakers,
ing of meaning, and (2) the use of ideal types – and contrast these with the ‘other-worldly’
sociohistorical models that bear comparison monastic setting of asceticism that predomi-
to empirical cases, identifying social action, nated in medieval Catholicism. The controver-
organization, and other phenomena and sies over Weber’s thesis about Protestantism
processes in terms that are ‘meaningfully ade- are legion (Roth et al. 1995), but Weber’s
quate,’ which is to say, incorporate logics of critics often draw on his methodology,
meaning as analytic components. ‘Charisma,’ employing Verstehen and ideal types to make
for example, is not a personalistic and psycho- their points. Weber’s methodology thus has
logical characteristic of an individual; rather, a salience even for those who contest his
it is a phenomenon based on meaningful pat- substantive analyses.
terns of action and social relationships, some- Both Troeltsch and Weber tended to be con-
times played out in a community (Weber 1978: siderably more sociological than many schol-
1111–20). ars of the Religionswissenschaft. Rudolf Otto
For the study of religion, Weber (1978, (1923) and Gerhardus van der Leeuw (1938)
chap. 6) coupled Verstehen with an analytic were more phenomenological, structuralist,
framework of ideal types that conceptualize and hermeneutic in their searches for the inner
religious social phenomena along four central experience of religion, sometimes using com-
axes – (1) ideas and meaningful affects (e.g., parison and historical analysis specifically to
asceticism, faith, piety, rationality), (2) practi- continue to get at the essential core of the
tioners (priests, prophets, preachers), (3) orga- sacred (Long 1967), rather than to probe ana-
nizational structures (church, sect), and (4) the lytic generalizations. Matters were different,
character of congregational participants (who but hardly more sociological, in the U.S. where
have particular religious needs and interests, Joachim Wach, and later, Joseph Kitagawa and
often conditioned by their wider social circum- Mircea Eliade, consolidated a fertile interdisci-
stances). Connecting everyday life with history, plinary history of religions at the University of
Weber could open up social phenomena to Chicago (Kitagawa 1987, chap. 6). However, its
detailed analysis that linked institutional and sociology focused on cultural meaning rather
organizational arrangements with inner mean- than social organizations and institutions
ingful experience, specific lifeworldly ethics, (Kitagawa 1959, pp. 19–21). Founders of the
and typical modes of action associated with history of religions at the University of
one or another social role. Thus, for example, Chicago abandoned the older idealist histori-
he was able to investigate patterns of life mean- cism that would chart the telos of God, but
ing and careers, the institutional structures of they continued the historicist antipathy toward
power, and social organization in China in rela- sociological generalization (Wach 1967 [1935]).
tion to both bureaucracy and Confucian and Tellingly, Mircea Eliade dismissed Emile
Taoist thought, in a way that allowed compari- Durkheim for treating religion as a ‘projection
son to religion, self, and society in the West. of social experience,’ commenting, ‘Though
Particularly important for the study of reli- Durkheim identified religion with society,
gion, Weber’s use of ideal types allowed him to Les formes élémentaires does not, properly
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172 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

speaking, represent a contribution to the interviews to weave his fascinating cultural


sociology of religion’ (1963, p. 99). inventory of local Pyrenees village life in the
Eliade’s jibe notwithstanding, Durkheim’s late thirteenth and early fourteenth centuries –
place in the sociology of religion remains Montaillou: The Promised Land of Error (1979).
assured, but for his substantive analysis rather Much can be learned from Annales school
than for any historical methodology. His func- studies, but they innovated more in topic
tionalist approach did not connect well either than in method. Like many historians, partici-
to the analysis of religious meaning or to the pants in the Annales school drew on eclectic
comparative study of religion’s social organiza- analytic strategies.
tional and institutional features. Indeed, By contrast, the scholars taken to ‘found’
Durkheim’s analyses in The Division of Labor sociology – Tocqueville, Marx, Durkheim, and
(1947) and The Elementary Forms of the Weber among them – often invoked religion
Religious Life (1995) in effect set modernity historically and comparatively, to explain both
apart from both history and religion, by theo- the character of modern societal development
rizing that with the complex division of labor and its absence. This religious sociological
in industrial society, ‘organic’ solidarity would interest in history continued in the early twen-
displace ‘mechanical’ solidarity, undercutting tieth century, e.g., in the U.S. with H. Richard
the functional importance of religion for soci- Niebuhr’s (1929) study of American sects and
etal integration under modern conditions. denominations and their organizational devel-
This was an historical argument, of course, but opments, and Liston Pope’s (1942) detailed
one better accommodated to stage theories study of churches, cotton mills, and the labor
and functionalism than to a more fine-grained movement in a Southern mill town. But by
analysis of historical events, institutional mid-century, U.S.-based sociological posi-
structures, and social processes. tivism and structural-functionalism distanced
Reflecting Durkheim’s – and French struc- sociology both from the German interpretive
turalism’s – strong divide between theory and and historical tradition, and from historical
history, and emphasizing the temporal axis of a research more generally.
strong objectivist grid of diachrony versus syn- Weber’s legacy, like Durkheim’s and that of
chrony, the French historians who founded the the Religionswissenschaft, was strongly shaped
famous Annales school in the early twentieth by his reception in the U.S. – with an unfortu-
century were, like the Chicago history of reli- nate result. Modernity became the enemy of
gions scholars, largely atheoretical in their history. With Europe rebuilding after World
work, even though it would be hard to miss the War II, Weber’s ideas found their central trans-
sociology implicit in many of their analyses mission belt into mid-twentieth-century sociol-
(for example, in Marc Bloch’s study) would be ogy via Talcott Parsons (1937), who read Weber
hard to miss as framed by Fernand Braudel, in a decidedly normative and Durkheimian
were to broaden historicism considerably direction, aligning his own work with more
beyond the political, to encompass multiple conventionally scientific currents in American
scales of time – from the immediate to the sociology by substituting a ‘more parsimo-
institutional, to long-term or ‘ecological’ time – nious’ framework of ‘analytically real’ variables
and to address diverse social and cultural for Weber’s historically richer methodology of
topics of history, from studies of everyday life case comparisons using ideal types (Hall 1999,
to technology. Religion was certainly one of pp. 107–16).
these topics. Thus, Lucien Febvre’s 1942 study More widely, many U.S. sociologists during
of religious thought artfully turned the ques- the twentieth century sought to graft Weber’s
tion of whether Rabelais was an atheist into a value-neutral approach onto sociology as a
study of mentalités concerned with the collec- supposedly ‘value-free’ science. In the bargain
tive meaning that unbelief would hold in sociology became divided from both history
sixteenth-century Europe. Later, Emmanuel Le and any verstehende approach to cultural
Roy Ladurie used archives from inquisition analysis. ‘Value-free’ social scientists followed
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HISTORY, METHODOLOGIES, AND THE STUDY OF RELIGION 173

the vision of positivism that had been first laid (1980; Skocpol 1984b) and Charles Tilly
out early in the nineteenth century by Auguste (1984) made the point that comparative-
Comte, aiming progressively to obtain knowl- historical sociology could not be characterized
edge about how society works in order to by a single methodology. Skocpol and Somers
perfect it. For Comte, the basis of knowledge identified three different logics of compara-
moves from theological to metaphysical to sci- tive-historical research – theory application,
entific, and science trumps history through analytic generalization, and contrast-oriented
societal control of human destiny. Perhaps comparison. Tilly sketched four strategies of
connecting to this legacy (and to the strong propositional analysis: the study of individual-
French structuralist divide between diachrony izing propositions about a unique case, ‘encom-
and synchrony, history and structure), passing’ comparisons dealing with multiple
American sociologists of the mid-twentieth forms of an overall instance (such as a world
century widely embraced a bifurcation between economy), ‘universalizing’ analysis that seeks
social science and history, and directed their to subsume all instances under a general theo-
attention to scientifically structured theory retical model, and ‘variation-finding’ investiga-
and the use of census and survey data to con- tions that identify alternative patterns of a
duct quantitative empirical research on con- phenomenon in a diverse set of cases.
temporary society. Whence C. Wright Mills’s A third approach, the Qualitative
famous critique of establishment sociology and Comparative Analysis (QCA) of Charles Ragin
his call in the late 1950s for a ‘sociological imag- (2000), formalized comparative research by
ination’ that would connect social structure consolidating a methodology to analyze the
with biography and history. degree to which cases share patterns of variable
attributes measurable across cases. Here, Ragin
built on the two famous methods specified by
John Stuart Mill in the nineteenth century –
CONTEMPORARY RESEARCH
(1) the method of agreement, which holds that
METHODOLOGIES
within a sample of very diverse cases, similari-
ties that occur are likely to be patterned by
After Mills, unhistorical scientism did not last some shared causal dynamic; and (2) the indi-
long. In the past fifty years, historicization of rect (because non-experimental) method of
the social sciences (and increased social theo- difference that is meant to approximate for
retical sophistication of historical inquiry) in-situ case studies the logic of experiments
have created far more auspicious circum- with control groups. This logic asserts an iden-
stances for sociohistorical research on religion. tifiable condition to be ‘the effect, or the cause,
Already in the 1960s, comparative and histori- or an indispensable part of the cause’ in cases
cal sociology was emerging as an approach – or with one outcome, when this outcome is
more accurately, array of approaches – that absent in other cases that lack the initial
offered alternatives to structural-functionalism condition. Ragin’s innovations, using set
and quantitative empiricism. In the 1970s, theory, are twofold. First, he provides analyti-
building on pathbreaking research by scholars cally for the possibility that different sets of con-
like E. P. Thompson, Reinhard Bendix, ditions may yield the same outcome. Second, he
Barrington Moore, Charles Tilly, and Immanuel develops a basis for incorporating non-binary
Wallerstein, historical sociologists began to variables into comparative case analysis.
reflect on the logics of historical and compara- These efforts to think through historical and
tive methodologies. These efforts initially cen- comparative methodologies have precipitated
tered on exemplars, and on methodological their own internal debates, and completely
debates over Marxism, the Weberian approach, alternative epistemological developments
and the formal logic of John Stuart Mill (see now challenge them. On the internal front,
e.g., Roth 1976; contributors to Skocpol researchers have explored questions about
1984a). Notably, both Skocpol and Somers whether a ‘case’ could be easily specified as to
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174 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

its boundaries – in relation to other phenom- theory, and (4) explanation/understanding.


ena, and in relation to the question of what it But the practices differ from one another
might be a case of (see contributors to Ragin according to how these four forms of discourse
and Becker 1992). Related to these puzzles are articulate with one another in the orchestration
issues about ‘levels’ of analysis, namely whether of research – narrative in relation to theory,
all cases need to be equivalent to each other in values in relation to explanation/understand-
‘level’ – all nation-states, all social movements, ing, and so forth. Below, I sketch the four
or so forth – or whether (and how) compara- particularizing and four generalizing method-
tive historical analysis might move across ological practices, and briefly mention for each
‘levels’ in studying any given case (such as rev- a relevant exemplar in the study of religion.
olutionary mobilization in the American revo- These ideal types in turn provide reference
lution in cities and towns, colonies, and in the points for understanding, in the sections that
nation as a whole). follow, how historical scholarship on religion
On the second front, projects to refine has actually been framed (for more detailed
methodology in a formal sense have been accounts of the methodological practices, see
countered since the 1970s by critical social Hall 1999, chapters 8, 9).
epistemologies clustered under what has
become known as the cultural (or sometimes,
linguistic) turn – the movement associated Particularizing Practices
with postmodern developments more broadly,
instigated by historians such as Hayden White To particularize is to be centrally concerned
(for his critique of ‘metanarratives,’ such as with the study of a single relatively bounded
those driven by the close association of reli- sociohistorical phenomenon. Historians, who
gious meaning with historical narrative), fem- along with anthropologists are the scholars
inists, people of color, and French intellectuals most committed to particularizing inquiry,
such as Michel Foucault, Jean-François conventionally employ (1) historicism as a
Lyotard, and Jacques Derrida, under which methodology to analyze unique events in rela-
rhetorical and narrative features of social tion to an era or interconnected set of events as
accounts, as well as their relationships to social an ‘historical individual’ (e.g., the Reformation,
power and discipline, draw into question any the Cold War). In turn, three other particular-
value-neutral claims, and promote a more izing practices offer alternatives to historicism:
ironic, self-critical, and reflexive stance toward (2) specific history, centered on a set of events
sociohistorical inquiry. The cultural turn that rendered coherent by the mutual orientation
was unfolding in history and the humanities of social actors in history; (3) configurational
eventually began to have pronounced effects history, in which a researcher frames theoretical
on methodologies of research. As a conse- or substantive questions that link issues and
quence, by the end of the twentieth century, events potentially beyond the interests or
sociohistorical inquiry could be understood as knowledge of historical actors themselves; and
a wide interdisciplinary domain marked by (4) situational history, in which value-based
‘integrated disparity’ – with interrelated but questions directly structure analysis to produce
contentiously different methodological practices analyses relevant to the individuals and groups
and agendas of inquiry (Hall 1999).2 who hold those values.
Methodologically, this domain of sociohis- As we have seen, historicism emerged as
torical inquiry can be mapped by identifying Leopold von Ranke’s alternative to idealist or
four particularizing practices and four general- spiritualized universal history. It reflects a con-
izing practices of research. These eight research ventional aversion among historians to formal
practices are connected with one another methodology beyond a Rankean commitment
because they share four methodologically rele- to ‘scientific’ use of the archives. A narrative
vant forms of discourse that they all employ – is constructed to tell ‘what really happened’
(1) value discourse, (2) narrative, (3) social by treating the origins, genesis, and unique
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HISTORY, METHODOLOGIES, AND THE STUDY OF RELIGION 175

character of events in empiricist, self-referential, misunderstandings of the people involved.


and seemingly antitheoretical terms. The prob- Theories relevant to diverse phenomena are
lem of colligation – that is, selection of events deployed in relation to intrinsic narrative and
drawn together to cohere as ‘history’ – is typi- the explanation and interpretation of contin-
cally resolved by invoking events on the basis gencies, to yield an analytically rigorous
of their relation to a larger ‘story.’ Thus, account ordered not by the implicit value col-
Leopold von Ranke employed a history of ligation of historicism, but by actors’ meanings
elites – including the church – as the ordering as they are asserted in history.
axis, and much more recently, for American Third, configurational history, by contrast
history, David Hackett Fischer’s Albion’s Seed with specific history, depends on the
used four successive waves of migration of dis- researcher constructing a (typically analytic)
tinct, religiously connected social strata as the narrative extrinsic to events. It operates theo-
axis of an analysis in which ‘every period of the retically by initially identifying the elements,
past, when understood in its own terms, is conditions, and developments necessary for
immediate to the present’ (1989, p. x). But the the occurrence of a particular ‘configurational’
basis of colligation is in principle open, for social phenomenon, e.g., modern capitalism,
example, to the self-understanding of ‘one an institutional arrangement of religion, or a
nation under God,’ or to an historicized family structure. The theoretically defined
marxism. By some such device, historicism configuration is then used as a basis for gener-
investigates a reality deemed to have an existence ating questions of focused historical analysis,
independent of the practice of research, while by seeking to identify and more deeply analyze
linking that investigation with larger ‘moral’ ‘break points’ at which the fulfillment of con-
stakes. Because historicism is implicitly com- ditions and creation of elements that comprise
mitted to a value-based ordering principle of the phenomenon are in play. This strategy is
colligation, it is subject to ever new construc- not inherently comparative in the conven-
tions of ‘history’ based on shifts in the ordering tional sense, but it involves a strong use of
principle. social theory in relation to historical analysis,
Second, specific history is a verstehende project and is thus favored by historical sociologists
that constructs a narrative about lived events (e.g., Max Weber, in his studies of the
in relation to the meanings given them by his- Protestant ethic, and more recently, Michael
torical social actors – in anticipation, in Mann) who seek to develop sociologically
unfolding action, and in memory. Because the informed explanations of distinctive historical
‘plots’ of actual life are manifold and overlap- developments.
ping, the plot of an intrinsic narrative is not Fourth, situational history pursues research
determined solely by events, but rather, questions explicitly designed to address moral
involves choices by the researcher, who could or political issues, producing knowledge useful
follow myriad alternative streams of specific for those with special interests in a situation –
history in relation to any given set of events, members of a social movement seeking to
whether magic in the fourteenth century, advance their cause, or a community buffeted
household life among Chinese peasants, or the by unwanted social forces. Such research
trajectory of a religious social movement, such addresses the questions of ‘where we stand and
as I traced in my study of Peoples Temple are likely to go’ (Roth 1976: 310). Lenin’s revo-
and Jonestown, Gone from the Promised Land lutionary tract, What is to be Done?, stands
(2004). Colligation in specific history thus as a classic, but even research that does not
varies widely in focus, from biography to the embrace revolution can combine resolute
study of self-conscious social movements. value commitment and hard-hitting inquiry.
Across this range, analysis centers on plot, Yet ironically, scholars who study religion
clarified through narrative concerned with largely avoid this methodology, perhaps
what happened and how, given the motives, because they fear their research will be dis-
goals, interactions, understandings, and missed as biased. In such research, ‘situation,’
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176 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

defined by value concerns (e.g., over the (such as systems theory) or a temporally
decline of a religious denomination), struc- dynamic totality (for example, via marxism
tures a distinctive set of questions, and or world-systems theory, or possibly, a
although analytic rigor is paramount, narra- reconstructed social evolutionary theory).
tive gives special attention to theories, inter- Systemic conditions marked by periodization
pretations, and explanations that have timely and conjuncture give shape, significance, and
implications for one course of action over developmental import to historical events.
another. Inquiry thus potentially empowers Though totalizing theories stand in disre-
individuals, groups (including religious ones), pute among many scholars today, world-
and even societies, by puzzling out the context, systems analysts rightly observe that an
the motives and intentions of protagonists increasingly interconnected world may be sub-
and other actors, and the social processes, ject to encompassing processes that are rightful
conjunctures, and contingencies that shape objects of inquiry. The warrant for this claim
current situation and future possibilities. approximates astronomy, which studies only
one observable universe, nevertheless subject
to coherent and predictable processes. Like
Generalizing Methodologies astronomy, universal history employs a para-
digmatic theoretical framework, rarely modi-
In turn, four generalizing methodologies fying its fundamental concepts or theorizations,
address research questions not easily consid- instead focusing on how particular phenomena
ered in particularizing research, namely, advance or fail to advance the theorized telos of
whether a given account would hold up for the totality. However, only interconnections
other similar cases, and whether different con- constituting the totality are universal. Thus,
ditions might yield the same or different like other researchers, those committed to uni-
outcomes. (1) Universal history drapes its his- versal history can study many phenomena
torical analysis on a master theory or telos of within the totality using another generalizing
history. Given the strong theorization, despite or particularizing methodology.
a tendency to focus on a single case, it can be In the second generalizing practice, theory
considered a generalizing practice. The other application, the analyst seeks to bring parallel
three generalizing practices compare relatively phenomena into view via narratives that apply
bounded cases. (2) Theory application is used a parsimonious theoretical lens to the analysis
to explore how a theorized social process plays of cases, as Stark and Finke have done, for
out historically in alternative situations. In example, in their history of American religion
turn, (3) analytic generalization, the favored (2005). Typically, a historically and contextually
method of comparative-historical sociology, bounded social theory dictates the central issues
centers on the logic pioneered by John Stuart of comparative plot analysis for case narratives,
Mill. Alternatively, theory can be deempha- and explanation or interpretation centers on
sized in favor of (4) contrast-oriented compari- differentiating theoretically informed versus
son, in which a substantive question structures non-theoretical accounts, and on determining
comparisons of cases that yield insights and whether the non-theoretical accounts require
rules of experience rather than the testing of modification or disconfirmation of the theory,
hypotheses. or are simply matters that lie outside the
The first generalizing practice, universal his- theory’s domain. The emphasis on close and
tory, like situational history, is rarely used by careful comparison of a small number of cases
scholars of religion, but for different reasons. offers bases for deepening the theorization
It involves an effort to theorize ‘history’ in its of explanatory accounts and inductively refin-
totality, and scholars of religion now typically ing the theory, but generalization typically is
view such totalizing theories as suspect. The undermined by the small number of cases.
methodology proceeds by specifying an Third, analytic generalization encompasses
exhaustive general conceptual framework the formal methods formulated by Mill and
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HISTORY, METHODOLOGIES, AND THE STUDY OF RELIGION 177

elaborated by Ragin (2000). Here, the researcher sociohistorical phenomena deemed kindred in
empirically tests hypotheses deduced from the- relation to a theoretical theme. The focus is on
ories or induced from observations. Examples how a particular social phenomenon (e.g., pro-
of research on religion that draw on this letarianization, fundamentalism) plays out in
methodology include Robert Wuthnow’s different (but sometimes connected) sociohis-
(1989) study of the Protestant reformation torical contexts. This is basically how Clifford
compared to two other ideological move- Geertz proceeded in his classic comparative
ments, and Philip Gorski’s (2003) study of reli- analysis of Islam in Morocco and Indonesia.
gion and state formation in Europe. In these Geertz, and others who use the methodology,
uses of the methodology, and more widely, centrally employ narrative to trace the relations
narrative is structured to offer the basis for between contexts, processes, and outcomes.
adjudication of hypotheses in relation to theo- Because causal independence of cases is not
ries, and the evaluation of alternative explana- assumed, accounts of genealogies, diffusion, and
tions and interpretations mediates the process mutual influence can readily be incorporated
of adjudication. The rigor of this practice into the analysis.
approximates the intent of positivism. However, The delineation of these ideal typical
problems of measurement equivalence and research practices notwithstanding, the great
sample size can threaten validity. For example, practitioners of sociohistorical research have
Lieberson (1992) argues that small numbers shown us that their craft cannot be adequately
of cases preclude probabilistic arguments, reduced to any formalization. Thus, research
and the number of variables of interest may projects are often more complex than any one
overwhelm the cases analyzed, thus making of the eight methodologies just described.
deterministic causal relationships impossible A given research project will carve out its own
to infer. distinctive strategy of inquiry, linking research
However, Emigh (1997) describes the questions, sources of data, and structures and
methodological use of even single-case research logics of analysis. It may approximate one
as a basis for revising theories. And others have research practice on one front, and use another
suggested a different logic than positivism. methodology to address other questions. For
Goldstone (2003) points to the value of example, a generalizing contrast-oriented
‘congruence testing’ that yields knowledge comparison might incorporate particularizing
about patterns shared even by a small number studies that use methodologies of specific or
of cases. And Steinmetz (2004) and others configurational history. Such possibilities
hold that close analysis of a small number of come into view when the actual range of socio-
cases can yield causal and interpretive knowl- historical research on religion is considered.
edge about social processes in themselves
and in situ. These strategies begin to shift away
from analytic generalization, and toward
HISTORICAL AND COMPARATIVE
contrast-oriented comparison.
STUDIES OF RELIGION
Indeed, many researchers invoke historicity,
culture, and contingency as circumstances that
draw into question both any ‘overly theorized’ The sociological study of religion has benefited
account of the social world, and any effort to tremendously from the renaissance of compar-
seek analytic generalization by comparing ative and sociohistorical inquiry since the mid-
cases that are not actually causally independ- twentieth century. Research has increased in
ent of one another. Contrast-oriented compari- sophistication, and the old problems of
son offers an alternative. Here, explanation and methodologically unreflexive idealism and
interpretation order inquiry oriented to the historicism have become largely eclipsed by
production of relatively modest ‘bounded clarification and development of alternative
generalizations’ and ‘rules of experience’ methodologies. Yet sociohistorical research on
through contingent and idiographic analysis of religion has been unevenly distributed – in the
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178 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

academic venues where it is pursued, in its religion varies according to its societal context,
research agendas, and in its methodologies. in Morocco and Indonesia.
Indeed, the three are related, as Philip Gorski It should also be emphasized that qualitative
(2005) has shown by reviewing past and emer- field research can employ comparative
gent research agendas. In his analysis, sociolo- methods. Such an approach is unusual, for field
gists of religion have more often used researchers typically adopt an attitude similar
historical and comparative methods than reli- to historicism, in which a phenomenon is con-
gion has been incorporated by historical soci- sidered unique unto itself, to be understood in
ologists concerned with the ‘classic’ topics of its own terms. However, internal comparison is
state formation, class formation, revolution, sometimes a feature of field research in the
and the like. sociology of religion, as with Stephen Warner’s
However, resurgence of religious fundamen- New Wine in Old Wineskins (1988), which
talism around the globe has increased the examines a schism within a local congregation
importance of sociohistorical analysis. And fueled by renegade evangelicals who begin to
indeed, the sociology of religion already was meet outside the institutional confines of their
more open to historical analysis than many mainline Presbyterian church. And some
other subdisciplines of sociology because of its research uses a comparative approach to
relation to the history of religions, and on the address theoretical questions. Thus, Penny
basis of its connections to university religious Edgell Becker (1999) sought to transcend the
studies departments and such professional conservative-liberal continuum as a concep-
associations as the Society for the Scientific tual basis for differentiating local congrega-
Study of Religion and the American Academy tions, by developing a comparative typology
of Religion. Yet the very interdisciplinarity – centered on organizational structure, form of
and interest in specific groups and movements – worship, social forms of congregational life,
in religious studies means that the resources of and other features. This approach – similar to
sociology and social theory more generally are the classic Weberian strategy – allows Becker to
sometimes less than fully utilized. Historically examine the degree to which a given congrega-
oriented sociologists of religion are well tion approximates the logic of one or more
positioned to redress this tendency, in part types, how a congregation handles commit-
because of the strong exemplars of research ments to divergent logics, and what its trajec-
that can be drawn upon. Thus, given the tory is. A Weberian methodology also facilitates
challenge of forging a distinctive methodolog- comparison of one ideal type with another, as
ical practice in relation to substantive ques- well as comparison of cases within the overall
tions and sources of data, it is useful to framework (Roth 1976).
examine how actual exemplars in the sociohis- Beyond case studies and sociological com-
torical study of religion are methodologically parisons in field research, the range of socio-
structured. historical methods in the study of religion can
To be sure, sociohistorical research on reli- be fruitfully traced in relation to a classic ques-
gion is diverse in its methodologies and topical tion – the relationship of religion to social
foci, and scholarship often proceeds outside change, especially the emergence of modernity.
the frame of history per se. Some case studies – Two broad agendas – somewhat at odds with
for example, those of Louis Dumont and one another – have been central. On the one
M. N. Srinivas on the caste system in India – hand, analyses of secularization fuel debates
are distinctly theoretical in their problematics. concerning whether religion is declining in
Other works are not so theoretically oriented, institutional, social, and cultural significance
but advance instead largely through the com- and the degree to which religion has become
parative analysis of religion. As noted above, permeated by non-religious modern features.
Clifford Geertz’s classic study Islam Observed On the other hand, there is the debate con-
(1968) employs a method of contrast-oriented cerning the significance of religion – especially
comparison to consider the question of how ascetic and rational Christianity – for the
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HISTORY, METHODOLOGIES, AND THE STUDY OF RELIGION 179

emergence of modernity in its various facets, shifting markets and preferences for religion
from the overall character of modernity, to over the course of American history. Also,
economic institutions, and state and nation Stark (1996) has applied a number of theories
structures. In turn, historical studies lend in sociological analyses of history in his book
themselves to considering the nemeses of on the first four centuries of Christianity’s
modernity – apocalyptic religious violence consolidation.
and fundamentalism. Although these various In the face of the rational-choice challenge,
agendas are themselves connected in complex the secularization thesis has been defended for
debates, it is worthwhile to consider the Christian Europe (e.g., by Bruce 2002), while
methodologies employed separately. Davie (e.g., 2002) has adopted an intermediate
view that asks whether religions tend to oper-
ate as public utilities (there when one needs
Secularization and Historical Studies them) or markets (in which people dissatisfied
with one product search for another). But as
On the question of secularization, early func- Gorski (2005: 169–71) notes, debates over secu-
tionalist and structuralist theories of modern- larization and its rational-choice alternative
ization tended to encourage a kind of have not been strongly informed by close his-
totalization of history via stage systems theo- torical-comparative study despite the central-
ries or analysis of evolutionary tendencies. ity of historical transformations to the topic.
The origins of this approach probably trace to True, a freewheeling discursive consideration
Durkheim’s binary account of the shift of diverse comparative issues has taken place.
from mechanical to organic solidarity. But the central issue posed by the debate – the
However, David Martin’s A General Theory of relation of religion to modernity – remains
Secularization (1978) exemplifies a more open to detailed research using historical-
nuanced methodology that approximates con- comparative methods. This project becomes all
trast-oriented comparison: his general theory the more relevant in relation to debates over
sets up an initial basis for analyzing alternative globalization and multiple modernities, and all
trajectories of secularization under theoreti- the more urgent in the face of the rise of mili-
cally specified conditions (e.g., anti-clericalism, tant fundamentalist movements, notably,
civil religion) that map onto world-regions – in Islamicist ones. On these fronts, scholars
England, America, Scandinavia, Latin coun- debating secularization have a good deal to
tries, communist countries, and elsewhere. learn from the methodological strategies and
Martin’s agenda could benefit from further analytic framings of research problems devel-
historical inquiry, but the basic methodologi- oped to study other facets of modernity.
cal strategy shows one way of pursuing a theo-
retical analysis comparatively, thereby taking
account of the diverse conditions under which The Significance of Religion for Modernity
a theorized process occurs. A different approach
is the careful configurational history by which Whereas secularization theorists and their
Hugh McLeod (1974) has explored the social rational-choice protagonists have centered
and cultural processes that led to the fading of their debates in sociological theories and defi-
Victorian religion in London (in good histori- nitions – of secularization, religious markets
cal fashion, he avoids the conceptual reification and monopolies, and the like – and focused on
of ‘secularization’). religion’s waxing and waning, the problem of
In the past two decades, secularization religion’s relationship to modernity has had
theory has been challenged by rational-choice quite a different character among Weberian
theorists, notably Rodney Stark and his scholars and others concerned with gauging
colleagues (e.g., Stark and Bainbridge 1987). the influence of religion on the character
For example, Finke and Stark (2004) used of modern social forms, for example, rational-
a method of theory application to analyze ism and work asceticism. Weber’s comparative
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180 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

civilizational analyses and his work on inner- became differentiated from state power. Thus,
worldly asceticism and modernity both centered employing a methodology of analytic general-
on religion as a basis for differentiating alterna- ization, Wuthnow contributes not only to a
tive meaning structures of social organization. Weberian discussion of religion’s consequences
His research logic did not strictly follow the for modernity, but through contrast-oriented
approach of John Stuart Mill, oriented toward comparison, reveals alternative trajectories and
identifying causal regularities. Rather, Weber degrees of secularization.
favored contrast-oriented comparison that con- Other scholarship on religion and moder-
centrated on explaining differences, especially nity differentiates two lines of analysis that
the distinctiveness of Western social institu- Wuthnow fused: (1) religious meaning, its
tions. Yet the Weberian interest in religious institutional bearers, and its diffusion, adop-
meanings and social organization does not tion, and significance; and (2) macro-historical
restrict research to a single methodological analyses of religion and state structures.
practice. Thus, Wolfgang Schluchter (1981;
1989, pt. 2) has formalized the sprawling
Religious meanings and institutions
typologies that Weber laid out in Economy and
Society. His intellectual reconstruction links On the first front, there is a venerable tradition
Weber’s analyses to Parsons’s pattern variables of historical and comparative studies con-
(e.g., universalism versus particularism), and cerned with the relationship of the Protestant
yields a typological framework that sketches a ethic to economic institutions, and to
configurational history of modernity, specifi- modern culture more broadly. In the 1950s,
cally, a developmental analysis of the emer- debates within Marxism and structural-
gence of Western rationalism that also functionalism framed this line of research.
continues Weber’s practice of contrast-oriented Thus, E. P. Thompson’s classic The Making of
comparison. the English Working Class (1963) is an historicist
Other studies of modernity that bear a Marxist social history that takes account of
Weberian cast are more empirical than Methodism’s importance for the working
Schluchter’s almost theoretical construction of classes of England. On the functionalist front,
historical development. For example, in Robert Bellah (1957) used what amounted to a
Communities of Discourse (1989), Robert single-case study framed within a methodol-
Wuthnow examines the Protestant Reformation ogy of analytic generalization to ask whether
along with two other ideological movements late industrialization in Japan depended on
important to Europe – the Enlightenment and values that provided a functional equivalent to
socialism. His approach uses a comparative Protestant inner-worldly asceticism. Another
logic of analytic generalization to examine the sociologist, Neil Smelser, engaged in theory
interactions of ideology with economic application of Parsonian systems theory to
resources and structures of power. In the case study structural differentiation. In his analysis
of the Reformation, a key factor favoring the of the cotton industry and its workers in
movement was the relative independence of England, Protestant asceticism became analyt-
the state from countervailing interests in cen- ically important for how it legitimized entre-
tral Europe, northern Europe, and England, preneurial dissatisfaction with production
compared to other areas, notably eastern ‘bottlenecks’ that derived from incomplete
Europe, France, and Spain, where landed inter- systemic function integration of the textile
ests were able to exercise greater influence over production process (1959, pp. 65–77).
the adoption of Reformation ideology. In turn, More recent historical studies have
institutional conditions and social interests employed a variety of methodologies to zero in
in various regions of Europe influenced the on modern ‘Protestant’ meanings, audiences,
selective adoption of Reformation ideas. The and their contexts. David Zaret (1985) carried
consequence of these diverse processes was out a social history of the Puritan conception
variation in the degree to which religion of a ‘heavenly contract’ between God and
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HISTORY, METHODOLOGIES, AND THE STUDY OF RELIGION 181

believers, in particular addressing the econo- that had consequences for modern Roman
mistic imagery of that contract’s relation to Catholicism.
salvation and its uneasy alignment with other Of course, for Weber, the paramount issue
Puritan ideas, notably predestination. As a about the Protestant ethic concerned its conse-
good Weberian, Zaret considered covenant quences for the character of the self in modern
theology not just as a debate among religious individuals and their ways of experiencing
elites, but in its social and organizational cir- and gearing into the world. One of his great
cumstances, analyzing how its development achievements was to demonstrate how to use
was forged by the interaction between religious ideal types as a basis for rigorous analysis of
virtuosi and lay practitioners. His detailed alternative cultural meaning structures that
study of meanings in their social contexts – shape identity. Yet Weber’s example has been
using a variety of sources of data beyond the acknowledged more in the breach than in
conventional analyses of sermons and other emulation. The reasons are historically
clerical works – represents a specific history, but complex. For much of the twentieth century,
one that is framed in relation to theoretical sociologists seeking to legitimate their disci-
issues originating in historians’ debates over pline as a science shied away from cultural
the configurational history of Protestantism. analysis, or else sought to reduce culture to yet
Lutz Kaelber (1998) pushes Weberian analy- another ‘variable.’ Cultural analysis often
sis back to the European medieval period, seemed like a trick of rhetoric that depends
focusing on lay and heterodoxical practices of on ‘enchanting’ its audience (Schneider 1993).
rational asceticism, and why their social orga- And indeed, for some of the great cultural
nizational contexts generally failed to encour- analyses in the social sciences – books like
age diffusion and institutionalization. Kaelber Daniel Bell’s The Cultural Contradictions of
is very much the sociological historian who Capitalism (1977) – societal self-reflection
makes detailed use of archives. His work shows eclipsed scholarly significance.
how a configurational history structured as an The multivalent importance of cultural
investigation of the genealogy of inner-worldly historical analysis yields a methodological
asceticism can employ contrast-oriented com- challenge – of whether and how to bridge
parison to address key issues en route, for interpretation and explanation, meaning
example, about the relation between chrono- adequacy and scientific rigor. Cultural histori-
logical phases and regional variations of the ans have many options (Hall 2003a). For
Waldensian heresy, and the consequences of religion, one exemplar worthy of note is the
different formations of asceticism among the study of modern culture by John Carroll,
Waldenisans versus the Cathars. Puritan, Paranoid, Remissive (1977). As the title
At a more general level of analysis, James C. suggests, Carroll has traced a sequence of
Russell (1994) has synthesized primary sources cultural identity complexes, moving from the
and secondary analyses to write a configura- Puritan through the Paranoid to, potentially,
tional history of the interaction between early the establishment of a new cultural persona,
Roman Christianity and the Germanic peo- the Remissive, who is freed from past burdens
ples, whose expectations encouraged a turn of individual and collective guilt to pursue a
toward more magical, heroic, and folk religion, hedonistic life of self-fulfillment. Although
compared to the Church, which he character- Carroll’s study is a typological sketch rather
izes as mainly world-rejecting in theology and than a full configurational history, it is method-
urban in its locus. By carefully developing soci- ologically important for offering a vision of how
ological constructs concerning religious virtu- historical formations of culture and self can
osi, structures of salvation and conversion, and be analyzed sociologically by use of Weberian,
other social phenomena, Russell is able to Freudian, and other conceptualizations that
establish the conceptual benchmarks by resuscitate specifically religious meaning as
which to chart a long-term shift toward the an axis for the analysis of modernity and its
‘Germanization’ of early medieval Christianity ‘postmodern’ developments.
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182 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

A second recent study, Anthony Marx’s Faith


Religion, nation, and state formation
in Nation (2003) addresses similar themes in a
Whereas it is mainly sociologists of religion different way. Marx is concerned to under-
who have concerned themselves with religious stand nationalism not simply as a phenome-
meanings, the relation of culture to nation and non of modern politics, but rather, as one
state formation has drawn wider attention having its basis in premodern exclusionary
from historical sociologists. Michael Hechter, politics that allied religion and monarchy. To
for example, studied national solidarity and its explore this thesis, Marx uses a practice of con-
connections to cultural boundaries (1975). Yet trast-oriented comparison to analyze three major
culture can be a diffuse phenomenon to ana- cases – Spain, France, and England/Scotland –
lyze, and if Weber’s analytic framework is a in relation to a sequence of historical periods
trustworthy guide, a sociological analysis of in which each formation of nationalism is
culture in relation to nation and state can be mediated by opportunities and constraints.
particularly fruitful if it attends to the social His and Gorski’s analyses both demonstrate
bases of culture creation and transmission, and the importance of taking religion seriously in
to its institutional consequences. Though the the analysis of nationalism and state forma-
implications of religion for economic institu- tion, and they show how flexible methodolo-
tions have been long studied and hotly gies can bring into view religious organizations
debated, there have been few parallel analyses and practitioners, religious ideas, and popular
for nations and states. This situation is now religion in their complex relations with state
changing, and two recent works suggest power and national institutions.
methodological approaches.
In The Disciplinary Revolution, Philip
Gorski (2003: esp. 36, 163) theorizes in a Apocalypse and Revolution
Weberian and Foucauldian fashion that disci-
pline of the Calvinist variety has been impor- Where Gorski and Marx are centrally con-
tant for state formation because it increases cerned with the relation of religion to state and
social order and administrative efficiency, in nation, a different line of research pursues the
part by promoting national cultural integra- connection of religion – often apocalyptic and
tion aligned with state boundaries (a tacit millennialist religion – to political violence.
revisiting of Hechter’s problematic). To The cases examined range widely in scale and
explore this thesis, Gorski in effect uses two significance, and the comparison of violent
methodological practices – contrast-oriented with non-violent groups is important. At one
comparison and analytic generalization to com- extreme are the small messianic sects driven by
pare two Calvinist cases – the Netherlands fantasies that puncture history, but without
from around 1550 to 1700 and Brandenburg- significant consequences such as the secret
Prussia from around 1640 to 1750 – with each flagellants of Thuringia. At the other end of
other and with other European cases (2003: 38). a continuum, some groups – the movement
The former method allows Gorski to concen- around Thomas Müntzer, the Mau Mau rebel-
trate on the Calvinist cases, both to understand lion, and today, al Qaida – manage to catapult
the influence of the historically earlier Dutch themselves into main currents of history.
case on the later one, and to ferret out the dif- The central question – of how religion and
ferences in their trajectories based on varia- violence are connected – has a rich tradition
tions in their societal contexts. The latter of historical research, and it remains of
method, the comparative method classically paramount importance today (Hall 2003b).
formalized by John Stuart Mill, makes it possi- The practices of historical research that
ble to evaluate the thesis about the conse- have facilitated study of religion and violence
quences of Calvinism or its absence for the are diverse. Werner Stark’s (1967) five-volume
consolidation of administratively effective ‘study of Christendom’ certainly deserves
modern states. attention, not especially for its amalgam of
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HISTORY, METHODOLOGIES, AND THE STUDY OF RELIGION 183

configurational-historical and contrast-oriented Apocalypse Observed (2000). There, we employed


comparative methodologies, but because Stark a methodology of contrast-oriented comparison
puts the analysis of violence squarely into the to analyze five contemporary cases of collective
study of the dynamics of church and sect in suicide, in the end, drawing on an inductive
relation to nationalist and democratizing his- method to develop a second model – of ‘mysti-
torical processes. Norman Cohn takes up sim- cal apocalypse’ – to explore the cultural logic
ilar themes but in a different way. His classic of collective suicide in which concerted exter-
study of medieval European millennialist nal opposition was minimal – by Heaven’s
movements, The Pursuit of the Millennium Gate, and in a different way, by the Solar
(1970), is a loose configurational history of Temple.
apocalypticisms, organized as a series of some-
times interconnected specific histories that trace
the myriad patterns of millennial eschatology Fundamentalism
and their social manifestations from ancient
Judaism to medieval and early modern When the lens is rotated a bit, a related line of
Europe. Though Cohn addresses analytic ques- analysis comes into view. ‘Fundamentalism’ is a
tions along the way – the sociology of the Free fraught term for sociological analysis, since like
Spirit heresy, for example – comparative analy- apocalypticism, its cultural content can vary
sis is left for the most part to a concluding so much. Thus, the problem of cross-cultural
chapter that ferrets out shared conditions comparison is particularly acute. Among the
under which groups arise, social strata attracted extensive scholarship on fundamentalism,
to such groups, and related sociological two studies mark distinctive methodological
dynamics. strategies for dealing with this challenge.
Bryan Wilson’s Magic and the Millennium Martin Riesebrodt’s Pious Passions (1993) is
(1973) exemplifies an alternative methodology. predicated on the relative absence of effective
It begins with an explicitly sociological typol- comparative research on fundamentalist
ogy of the kinds of peoples among whom, and movements, and therefore proceeds by seeking
social conditions under which, new religious to develop an initial sociological model based
movements emerge, and the character of on detailed comparative analysis of ideology,
meaningful responses (thaumaturgical/magi- carrier groups, and causes of mobilization
cal, versus millennial). This framework then within two quite different movements – U.S.
serves as the basis for a contrast-oriented Protestant fundamentalism in the 1910s and
comparison that seeds theoretical analysis at 1920s, and fundamentalism in Iran during the
various points within subsequent chapters’ 1960s and 1970s. The implicit methodology is
discussions of specific cases – themselves an inductive form of analytic generalization –
organized in relation to the book’s initial John Stuart Mill’s ‘method of agreement’ that
typology. Comparative conclusions avoid isolates crucial similarities in a diverse set of
strong generalization. cases. The application of this methodology
A quite different practice, specific history, is acknowledges differences between the two
used in my (2004) study of the apocalyptic cases, but nevertheless characterizes shared
movement of Jim Jones and Peoples Temple. elements of fundamentalism as ‘radical patri-
In part, a verstehende methodology traces the archalism’ concerned with moral decay in the
transformations in meanings given to the ide- family and society, spawned especially under
ology of ‘revolutionary suicide’ in the course conditions of rapid urbanization.
of the Temple’s confrontation with external Riesebrodt develops a general analytic
opponents. The dynamics unearthed in that model from close case comparison that por-
study in turn became the basis for an initial trays fundamentalism as a quintessentially
sociohistorical model (ideal type) of ‘warring modern phenomenon. By contrast, in
apocalypse’ that I and my colleagues Philip Fundamentalism, Sectarianism, and Revolution,
Schuyler and Sylvaine Trinh later used in Eisenstadt (1999) has explored the religiously
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184 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

dualistic and fundamentalist origins of Second, although sociohistorical studies of


modern radical secular utopianism. He argues religion range widely in their methodological
that the dualism of Western monotheistic reli- approaches, some methodologies have been
gions is especially prone to utopian millennial- favored more than others. Of course, the
ism because it posits a radical divide between present survey reflects my own biases. Though
the mundane world and the utopian world as there are many meritorious historicist studies
envisioned by the elect. Eisenstadt identifies of religion (for example, studies of American
the secular progeny of this religious ideology religious history), I have not concentrated on
as modern Jacobinism – the ideology that them, for historicism as an approach is not
would inaugurate a totalistic transformation particularly methodologically self-conscious;
of society through violent political action, rather, its topics are often framed by historio-
and he provides a configurational history of graphic criticism of previous studies. Though
Jacobinism’s relation to fundamentalist religion some scholars in the humanities have gravi-
and apocalyptic eschatology. This configura- tated to an interdisciplinary ‘new’ historicism,
tional history is undergirded by comparative this move seems problematic in light of episte-
analysis of Judaism, Christianity, and Islam, mological critiques associated with the cultural
especially in contrast to other world religions, turn (Hall 1999: 220–8). Thus, consideration
and fleshed out through contrast-oriented com- of historicist studies does not help much in
parison of Jacobinism as it plays out in differ- getting at basic methodological issues.
ent societal and historical contexts in the In the wake of the cultural turn, many histo-
modern era. rians are becoming more reflexive about their
methodologies. Fortunately, those interested
in religion have a wide range of exemplars
demonstrating alternatives to historicism,
RELIGION AND HISTORY: TOWARD
most notably various studies approximating
A SOCIOLOGY OF KNOWLEDGE
specific history that uses interpretive methods
to provide a verstehende account of history as
This brief and highly selective survey of his- it is meaningful to historical actors (among
torical methodologies used in the study of reli- exemplars discussed above, Zaret, Hall), and
gion demonstrates two general points. First, studies centered in configurational history that
as Riesebrodt (1993: 196) observed in dis- self-consciously frame historical topics by way
cussing fundamentalism, religion cannot be of researchers’ theoretical or analytic questions
summarily glossed by framing its considera- (Schluchter, Russell, Carroll, Eisenstadt).
tion solely in relation to non-religious social Among generalizing studies, a diversity of
theoretical conceptualizations. Certainly reli- methods similarly obtains for the study of
gion is amenable to analysis in relation to religion. Although theory application confronts
theories of organizations, social movements, a widespread contemporary suspicion of
identity formation, and the like. However, it is overly theorized accounts of religion, Stark
not reducible to them, for religion is a phe- and his associates have done a great deal to
nomenon sui generis. Indeed, as Durkheim and demonstrate its potential. That said, the more
Weber both well understood, there is much to favored methodology is analytic generalization,
be said for bringing categories of religious using either inductive reasoning or hypotheses
analysis (e.g., the sacred, communion, com- deduced from theory (Bellah, Wuthnow,
munity, charisma and its routinization, com- Becker, Riesebrodt). Finally, the generalizing
munity, ritual, church, sect, schism, and approach that enjoys especially frequent use is
so on) to bear in wider inquiry. Theoretically contrast-oriented comparison, for it is designed
informed historical inquiry on religion ought to take into account conditions of historicity
to be nurtured and developed, for scholars of and nuances of cultural meanings that are of
religion themselves, and for a wider audience central concern in sociohistorical studies of
in the human sciences and society-at-large. religion.
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HISTORY, METHODOLOGIES, AND THE STUDY OF RELIGION 185

Of course, many studies encompass more of analysis that Schleiermacher attempted for
than one logic of research. A given research an earlier era – one that would envision human
practice may fold other practices within its dis- hopes and destinies by way of a direct engage-
course, or be constructed as a hybrid that bridges ment of the sacred, not simply in its exegetical
two methodologies – a point demonstrated by sources in ancient religious texts, but in its
Kaelber’s (1998) artful balance of configura- contemporary social and cultural conditions,
tional history and contrast-oriented comparison challenges, and possibilities. Such a venture
and Gorski’s (2003) shifts between analytic might seem anathema to most modernists.
generalization and contrasting comparison. But certain thinkers – most notably Jürgen
Notably, the genre of historical analysis that Habermas (1987) – have criticized the binary
has enjoyed strongest growth in the past quar- of fact and value both as an overdrawn empir-
ter century, cultural history, is often carried ical description of modern knowledge produc-
out as a hybrid of specific and configurational tion, and as an inadequate ethos to guide the
histories, sometimes with important contrast- production of knowledge. This questioning of
oriented comparisons (Hall 2003a). Here, a the fact-value distinction portends the poten-
central challenge concerns how to mediate his- tial for new relationships between commit-
torical particularity and general explanation ment and scholarship. Thus, metanarrative
whilst identifying processes and mechanisms may not be dead. Historian William Hagen
(for approaches, see Biernacki 2000; Hall 2000; (2007) has argued that if metanarrative is
Kane 2000). taken to encompass ‘large scale and long-
Yet knowledge is shaped not only by the term historical conceptualizations,’ not only
methodologies employed, but also by method- is it unavoidable – even in the most micro
ologies forsworn. In the twentieth century, histories – but researchers would be well served
scholars of religion outside schools of theology by the use of ‘non-tyrannical master narratives,
generally sought to avoid both universal his- open to falsification and revision.’ Reformulated
tory – the grand metanarrative of religion and in these terms, universal history can again
history – and situational history based on become an honorable – and important –
value commitments. The reasons were several. scholarly project. On a different front, Jeffrey
Both the modernist urge to separate fact from Alexander (1986) and Roger Friedland (2005)
value and the concern of scholars of religion to seek to advance a ‘religious sociology,’ one that
gain legitimacy outside religious circles ren- recognizes religion as inseparable from social
dered these methodologies suspect. Universal life, and therefore places issues about religion
religious history became eclipsed by a general at the core of sociology. In substantive analysis,
distrust of metanarrative and a strongly secu- this possibility can be pushed further by
lar intellectual culture whose participants arguing, as Adam Seligman (2004) does, that
shuddered at any thought of religious telos or pervasive social and sociological issues – for
destiny. Situational history became largely the example, concerning matters of community
province of scholars aligned with the secular and of conflict – may be fruitfully addressed
political Left, who asked, as Lenin had, ‘What is from ‘outside’ secularity, within a religious
to be done?’ domain of discourse.
However, the postmodern condition has Such new approaches depend upon socio-
changed all this. Both Christian fundamental- historical research, because after all, it is histor-
ists and Islamicists have demonstrated ical possibility that is at stake. For those who
Schleiermacher’s point that religion as history share particular values or goals, situational his-
is not a dead letter. Given these developments, tory addresses questions of immediate impor-
the secularity of modern scholarship has had tance concerning their circumstances and
an unintended consequence. Public intellectu- prospects. On the other hand, universal history
als, who not only adhered to, but embraced, a seeks to discern the larger patterns of history in
separation of religion from the public sphere ways significant to us all. Thus, ironically, a new
have left postmodern society bereft of the kind historical moment recoups the importance
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186 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

of the very methodological practices that lost Durkheim, Emile 1995 [1912]. The Elementary
ground in the modern period. In our era, ques- Forms of the Religious Life. Karen Fields, trans.
tions about the historicity of religion have New York: Simon and Schuster.
emerged from the quiet shadows. Those who Eisenstadt, S. N. 1999. Fundamentalism, Sectarianism,
and Revolution: The Jacobin Dimension of
want to say something about these questions
Modernity. Cambridge: Cambridge University Press.
will be well served by taking on methodology
Eliade, Mircea 1963. ‘The history of religions in ret-
as central to their calling, for its practice rospect: 1912–1962.’ Journal of Bible and Religion
undergirds knowledge. 31: 98–109.
Emigh, Rebecca 1997. ‘The power of negative think-
ing: the use of negative case methodology in the
development of sociological theory.’ Theory and
NOTES
Society 26: 649–84.
Febvre, Lucien 1982 [1942]. The Problem of Unbelief
1. See Sharpe (1975), who provides a study of the in the Sixteenth Century: The Religion of Rabelais.
ancient precursors and modern developments of compar- Cambridge: Harvard University Press.
ative-historical studies in religion. Finke, Roger and Rodney Stark 2004 [1992]. The
2. For a more detailed account of the cultural turn, see Churching of America, 1776–1990, rev. ed. New
Hall 2003a. In Adams et al.’s introduction to Remaking Brunswick, NJ: Rutgers University Press.
Modernity (2005), they chart the consequences of the
Fischer, David Hackett 1989. Albion’s Seed: Four
cultural turn for historical and comparative sociology in
British Folkways in America. New York: Oxford
the U.S., and contributors to the volume survey substan-
tive comparative and historical agendas – especially in the University Press.
U.S. – under contemporary epistemological conditions of Friedland, Roger 2005. ‘Religious terror and the
inquiry. erotics of exceptional violence.’ Anthropological
Yearbook of European Culture 14: 39–74.
Geertz, Clifford 1968. Islam Observed. New Haven,
CT: Yale University Press.
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Köhnke, Klaus Christian 1991. The Rise of Neo- University of California Press.
Kantianism. New York: Cambridge University Press. Roth, Guenther 1976. ‘History and sociology in the
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Schluchter, Wolfgang 1989. Rationalism, Religion, the Modern World. London: Williams & Norgate.
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A History. London: Duckworth. Troeltsch, Ernst 1992 [1912]. The Social Teachings of
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PART III

Social Forms and Experiences


of Religion

Sociologists can afford to ignore the metaphysi- Beginning with the formal organisation of
cal question of whether religious beliefs are religion, Jay Demerath and Arthur Farnsley
actually grounded in transcendental reality. argue in Chapter 9 that the sociological study
This is the work of mystics, theologians and of congregations has blossomed in recent
philosophers. Instead, one of the many tasks of decades and that congregational forms of
sociologists is to examine the forms in which organisation are no longer an exclusive prop-
religious values, beliefs and experiences occur. erty of Christian churches, denominations or
The five chapters to follow explore some of the sects. Using original data from an investigation
most important social forms – or ‘vehicles’ – of of congregations in the city of Indianapolis,
religion. They are the social and cultural devices Indiana, they note that, like birds of a feather,
for producing, expressing and reproducing people from similar social backgrounds tend to
religion across cultures, space and time. Not only ‘congregate’ together. Other research has docu-
do they ‘convey’ religion, but they also ‘contain’ mented the growing differentiation of congre-
and encapsulate it in distinctive arrangements. gations in accordance with their shared
Even when religious traditions share underlying background characteristics, principal orienta-
patterns of, say, leadership, assembly, worship, tions to the world, and strategies of responding
and regulation, each tradition tends to displays to changes in their social and cultural environ-
them in distinctive forms. If it is true, then, that ments. Demerath and Farnsley’s own four-fold
‘the gods have feet of clay,’ sociologists of religion typology emphasises how different types of
are in the business of analysing divine footwear. congregation respond to cross-cutting pres-
The full variety of religion’s social forms is sures in urban settings. But local congregations
too vast and intricate to be compressed into a of very different types find it increasingly diffi-
few chapters, so we have selected five aspects cult to retain the loyalty of their local parish-
that indicate something of the range of possi- ioners, and they increasingly find themselves
bilities – at least within the West. They include in tension with their national denominational
congregations, Pentecostal and Evangelical bureaucracies. Religious developments in
mobilisations, new religious movements and many regions of the world confirm the impor-
sects, New Age, parapsychology and atheistic tance of congregations as basic units of
movements, and civil religion. Christian practice. And while Islam, Hinduism
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and Buddhism all have their own distinctive meaning in theoretical terms. In particular,
forms of religious community and sociability, Robbins and Lucas assess the explanatory use-
there are growing congregational equivalents fulness of theoretical ideas about secularisation,
even in these traditions. globalisation, rational choice, post-modernity
The case of ‘global popular Protestantism’ and sect-church dynamics in relation to case
confirms the importance of the congregational studies of two different NRMs. They stress the
form of religion, but Paul Freston also argues need for sociologists of religion to ensure that
in Chapter 10 that Christian evangelicalism their conceptual and explanatory ideas are
and the surge of Pentecostalism and funda- continually adjusted to fit changing circum-
mentalism around the world deserve sociolog- stances and to take advantage of intellectual
ical analysis for other reasons. In particular, developments in neighbouring fields of study.
their extraordinarily rapid and pervasive Recent developments in the relatively mer-
spread into many countries of Latin America, curial forms of religion and spirituality associ-
sub-Saharan Africa and Asia has major politi- ated with the New Age, parapsychology and
cal implications for democracy and civil order. Transhumanism certainly challenge sociolo-
This new wave of globalising Christianity gists of religion to consider whether a re-think
recalls earlier forms of church missionising of their conventional ideas is required. William
beginning some three-hundred years ago, Bainbridge argues in Chapter 12 that these
but now the missionaries are likely to come subtle and shifting new types of consciousness
from the global South rather than from and reflexive practice are more loosely organ-
Western Europe or North America. And yet the ised than other forms of religion and less
propensity to violence that is such a frequent resistant to influences coming from the scien-
fundamentalist stereotype is weaker among tific and technological centres of secular
Christians than some other faith traditions, culture. Some are merely ‘audience cults’;
and recent survey findings indicate that evan- others are ‘client cults’; while a third category
gelicals’ moral and political attitudes do not contains ‘cult movements’ with the characteris-
bear out a US-style ‘culture wars’ scenario. tics of fully fledged religious organisations.
However, because global evangelicalism seems The many varieties of parapsychology are also
to be quite differentiated according to its polit- shown to take one or more of these three social
ical locale, it is unlikely to promote a new and forms, as illustrated by the Telepathy Developing
unified model of global Christendom despite Circle ritual within the Process Church of the
its immense potential for transforming the Final Judgment. Bainbridge also assesses vari-
personal, economic, and political lives of bil- ous explanations of atheistic beliefs, predicting
lions across the world’s southern hemisphere. that ‘long-submerged tensions between reli-
It seems improbable that new religious gion and science are beginning to resurface’
movements (NRMs) will ever have the same in movements such as Transhumanism and
transformative capacity as global evangelicalism. Extropianism. His provocative conclusion is
But, as Thomas Robbins and Phillip Lucas that convergence between various fields of
show in Chapter 11, these movements present cognitive science could herald a significantly
sociologists with some exciting opportunities greater threat to organised religion because it
that make it worthwhile – and difficult – to unifies science as a set of principles in contradic-
examine them as a distinctive form of contem- tion to religion. On the other hand, we may be
porary religion. For example, their relative entering a period when more innovative reli-
newness brings developmental processes and gions arise, embracing some of the new scientific
generational shifts into clear focus; and their ideas – a truly New Age.
relative simplicity of authority structures casts The most loosely organised vehicle of reli-
light on leadership issues. At the same time, the gion to be considered in this Part is civil
sociological study of NRMs faces challenges religion. As a form of national self-veneration
concerning their definition, their comparabil- through its most common religious denomi-
ity with other forms of religion and their nator, its lack of formal organisations or local
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SOCIAL FORMS AND EXPERIENCES OF RELIGION 191

groups does not mean that civil religion turns largely on the question of whether civil
cannot be a carrier of significant nationalist religion is an effective integrative force on the
ideas, sentiments and practices in many basis of shared values or a divisive political
countries. In fact, Marcela Cristi and Lorne source of elite manipulation. The US is invari-
Dawson claim in Chapter 13 that civil religion ably the reference point for national compar-
operates in some circumstances as an ‘instru- isons with its national days of patriotic
ment of national unity.’ Nonetheless, it can celebrations and non-denominational prayers
also be a focus for intense controversy. The at the beginning of each day in Congress. But
concept of civil religion has a long history, research has shown that it is exceptional in
but it was Robert Bellah’s celebrated 1967 essay many respects and that there are at least three
on ‘Civil religion in America’ that sparked a common types of civil religion. The challenge
continuing debate about the validity of the for sociologists of religion is not only to cut
concept and its applicability to countries other through the conceptual confusion but to take
than the US – especially against the back- proper account of the changes in US society
ground of globalisation, on the one hand, and and the effects of globalisation on all national
growing religious diversity, on the other. societies. Clearly the prospects for a ‘global
According to Cristi and Dawson, the debate civil religion’ remain remote.
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9
Congregations Resurgent

N . J . D E M E R AT H I I I A N D A R T H U R E . FA R N S L E Y I I

In recent years, few topics in the sociology of formal organizational structure with ties to a
religion have enjoyed more attention than con- larger religious identity, however ephemeral or
gregations, and it is worth wondering why they contested these may be. Meanwhile, seen from
have sparked a veritable growth industry? the bottom up, they are voluntary religious
Certainly this is not because congregations are communities that provide individual adher-
a new phenomenon, though we will note that ents their most intimate and potentially influ-
they are now less taken for granted in their ential contact with religious organization. If
older settings and more prominent in new Peter Berger and Richard Neuhaus (1977)
non-Christian religions around the globe. Nor could depict religion generally as a ‘mediating
is it because congregations have never been institution’ between the individual and society,
studied before, though we will show how new the congregation serves a similar mediating
methodologies allow new types of research on function between the individual and the reli-
a larger scale. Certainly it is not because they gion of which it is a part. Congregations also
are newly debated, though we will see how the mediate, even buffer, the experiences their
nature of the debate has changed. In the 1960s, members have with other organizations. For
many critics saw congregations as an escape instance, many people learn Roberts Rules of
from religion’s ethical responsibilities in a Order in congregations, a skill they transfer
world crying out for change; today many ana- elsewhere. In other cases, congregations pro-
lysts see congregations as the Maginot line in vide a familiar ‘front door’ to multiple other
defending religion’s core functions against the settings ranging from healthcare to family
onslaught of larger, more impersonal, and counseling to the arts.
more secular forces in increasingly complex This chapter examines congregations and
societies (cf. Wind and Lewis 1994). the literature concerning them historically,
Congregations may be defined in both top- typologically, and globally. But, of course,
down and bottom-up fashion. Seen from the many in the West know congregations to be
top down, they are that form of every religion’s religion’s most local outposts, whether in a
organization that comes closest to touching city center, a nearby neighborhood, a growing
and enfolding the individual adherent. Note suburb, or a rural hamlet. Because they are
that informal gatherings for worship, prayer or especially common within Protestantism, and
meditation don’t count; congregations entail a because Protestantism is especially common
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within the United States, it makes little sense Indianapolis’s racial make-up is roughly
to map any American community without 76 per cent white, 21 per cent black, 2 per cent
including the religious congregations within it. Hispanic, and 1 per cent other. Yet in 9 out of
To make the point more pointedly, we begin by 10 congregations, at least 90 per cent of the
drawing upon our recent study of religion in members are of one race, and most congrega-
the not a-typical American metropolitan area tions are considerably more racially homoge-
of Indianapolis, Indiana (cf. Farnsley et al. 2004). neous than that. Indianapolis’s congregations
See also Form and Dubrow (2005) for a similar have, on average, some 400 members and a
but more ecological portrait of Columbus, Ohio. budget of roughly $250,000. But those averages
represent the mean; they are created numbers
calculated by spreading the total number of all
members and total of all budgets evenly
AN INDIANA SNAPSHOT OF
among all the congregations. In real life, most
CONGREGATIONS IN SITU
congregations are nowhere near as big as those
averages suggest. A small percentage of very
‘Anyone wishing a close look at religion’s large congregations with substantial budgets
building blocks of the faith traditions will inflate those averages. At least half of the
quickly learn that they are not hard to find. congregations in Indianapolis have fewer than
In Indianapolis, Indiana, a city of some 850,000 150 members, so the majority of congregations
people, there are approximately 1,200 congre- are relatively small groups where no more than
gations, or one for about every 700 residents. 100 people gather on the Sabbath to worship.
In virtually every neighborhood there is a The median budget for congregations is closer to
Catholic parish, a representative sample of $125,000 than to $250,000 average, and this
congregations from mainline denominations, leaves little after paying a pastor’s salary and ben-
and several evangelical churches. In some efits and the bills for facilities and their upkeep.
urban neighborhoods, especially African- Congregations, by their own report, draw
American neighborhoods, the churches are the fewer than half of their members from the
defining features of the non-residential neighborhoods surrounding their houses of
landscape. The Martindale-Brightwood neigh- worship. Even Catholic parishes, which are
borhood has nearly 100 churches for its 11,000 arranged as geographic catchment areas, draw
residents, a ratio approaching one church for substantial numbers from outside their parish
every 100 residents. Religious practitioners boundaries. Clergy, sometimes assumed to live
understand the congregations’ central role. next door to the house of worship, usually
When asked to distill the city’s religious life to commute. Nearly 60 per cent of clergy say, by
its essence, one pastor said, “I can best describe their own definition, that they live outside the
religion in Indianapolis as being ‘church.’ To neighborhood where their congregation is
people in Indianapolis, the size of church and located. How, then, do congregations function
the name of the minister are all important. To as the de facto centers of religious life, the
“have religion” is to participate in or identify building blocks of religious community?
with a congregation.” Said another, “my per- Congregations are centers of concurrent
sonal experience in Indianapolis is defined interests that overlap with shared race and
best as congregationally-based. I’m very aware social class. Members usually share a common
of overarching institutions and some attempts history, including family ties. They often have
to ‘network,’ but I still sense that ‘local churches similar interests in schools, property values,
doing their own thing’ summarizes the reli- and public safety. Once again the sociological
gious scene”.’ truism about ‘birds of a feather’ holds firm.
Most congregations, considered as distinct, Congregations are, above all, places where
individual units, are homogeneous by people of similar social characteristics gather
comparison to the general population. Their to worship, to learn, to teach their children,
members share ethnicity, race, and social class. and to socialize.
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CONGREGATIONS RESURGENT 195

Congregations often function as extended traceable to the sixteenth century Protestant


families or as the small villages of an earlier Reformation against Catholicism. Of course,
epoch. Even larger churches that are complex it was Max Weber who chronicled the social
organizations run by sophisticated manage- implications of the theological change so
ment techniques are held together by glue that famously in his Protestant Ethic and the Spirit
is both highly personal and interpersonal. of Capitalism. But another shift was more
St. Christopher Catholic in the Indianapolis enduring and more sociological. Protestantism
suburb of Speedway is an enormous organiza- did what every successful movement must;
tion, yet it strives to maintain the family namely, stressing a problem to which it pro-
metaphor. Said one staff member: vided the solution. In this case, the problem lay
in its new theological emphasis on the individ-
We have six masses on the weekends now, so we’re just
bursting at the seams. Since we are so large now – and our
ual’s direct relationship to God, unmediated by
philosophy is we want to reach people from womb to priests or an ecclesiastical hierarchy. Catholic
tomb – we have over 55 organizations with different types salvation required institutional sponsorship
of leadership in each. We try to hit every age group. Now and intervention, but Protestant salvation was
we are a large family, and it’s not as intimate as it used to solely a matter between individuals and their
be, but that’s the price you pay for growth. I hate saying
that large churches are big businesses, but they must be
all-knowing God. Whatever attraction this
run like one if you’re going to make money count and pay new Protestant doctrine may have had, it also
your bills. Still, my family made our church a home away had a downside.
from home and my kids all feel the same way. Although As Weber knew, there was a loneliness
my eldest son moved away, he says ‘I can’t see my kids involved in the shift from Catholic ecclesiasti-
playing in sports against St. Chris, you know.’ He said it
just does not feel right. So that’s why they all come here.
cal hegemony to Protestant autonomy.
(Farnsley et al. 2004, 114–116). Individuals were left on their own to answer to
God for their compliance with an ethic that
In Indianapolis there can be no question was bleak and demanding – all with their ulti-
that local congregations have begun to assert mate salvation hanging in the balance. Under
their own priorities in charting their own such circumstances, it is scarcely surprising
destinies. Correspondingly, ecclesiastical rules that many sought the comforts of community
and regulations promulgated from points up and that congregations emerged as a staple of
the religious chain of command have lost some the new Protestant denominations. The con-
of their legitimacy and credibility. Indeed, in gregational form traveled with these denomi-
some circles, the struggle between denomina- nations throughout Northern Europe and later
tions and congregations is a battle over scarce in the U.S. The congregation was especially
resources. Dividing up the collection plate has important in the rural areas and small towns of
always produced its share of disagreements, and Europe and America where it was often the
they are now increasing. only gathering point. The U.S.’s particular
Even this little bit of local ethnography emphasis on frontier self-reliance and local
drawn from one city illustrates the important democracy gave congregational life a further
place of congregations in the social landscape. thrust that was later carried back into the new
With that importance in mind, we can shift frontiers of urbanization. As the great French
our attention to a more analytical context that observer of America, Alexis de Tocqueville
is partly historical and partly conceptual. (1848), knew full well, congregations were at
the heart of American communities across the
land and at every status level. Churches, sects
and temples offered a range of social activities
THE RISE AND SPECIALIZATION OF
and service functions. In addition, they some-
CONGREGATIONS IN THE WEST
times exerted an ethical influence that energized
the local body politic.
The congregational phenomenon is largely a But not surprisingly, congregations began to
development of Western Christendom that is differ. And here too Weber provided the first
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196 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

systematic account with the considerable help sects and NRMs is that the former represented
of his longtime colleague and sometime a return to a given religion’s earlier and pre-
lodger, Ernst Troeltsch (1931). Subsequent sumably purer days, whereas the latter champi-
congregational types flow from their famous oned either a new or newly imported religious
‘ideal-typical’ distinction between ‘church’ and vision (Stark and Bainbridge, 1985).
‘sect.’ ‘Churches’ were the established religious As important as the adding and editing of
organizations, sometimes coextensive with the types have been, the chief American break-
state. Church adherents were generally drawn through was to give the distinction a dynamic
from the high-status and well-integrated ranks dimension beginning with Niebuhr’s pioneer-
of a community or society, and churches ing work. Thus, while religious organizations
accommodated these members with an edu- generally start as a form of sect, over time it
cated and professional clergy presiding over a matures into a church. Thomas O’Dea (1961)
well-managed organization with a fixed liturgy noted that this was not a simple process and
but a relatively flexible doctrine and a social described five basic dilemmas involved in the
ethic that could adjust to this-worldly needs ‘institutionalization’ of religion, ranging from
and changes. ‘Sects,’ by comparison, were usu- an increasingly heterogeneous membership
ally set apart from mainstream society and with ‘mixed motivations,’ to the original shared
drew from the ranks of the low-status and symbol system’s loss of saliency, the loss of a
more marginal members of a community or movement’s meaning for its members with an
society. Instead of providing a point of integra- increasingly structured organizational form,
tion with this world, sects stressed a theodicy the tendency for increased legalism to come at
of escape and compensation in the world the expense of a movement’s concrete signifi-
beyond and the life to come. Suspicious of the cance, and the various problems associated
high-status appurtenances of the churches, sects with increasing concentrations of power. But
preferred lay leaders to professional clergy and perhaps the greatest problem overall is that,
scorned tendencies towards bureaucratization. in time, the church may become so overzealous
Here the doctrine was fixed and often literal, in pursuing stability and members that it
while the ritual was flexible, spontaneous and compromises its founding ideals and alienates
often given to emotional evidences of God’s a group of members who follow a charismatic
spirit. leader in breaking away to form a new sect. The
The rise of the sociology of religion during scenario is common, and not just in religion.
the twentieth century revolved around the The dynamic occurs in every institutional field
church-sect distinction to such a degree that from the corporate to the political.
there were periodic calls to expunge the phrase The church-sect distinction did what ideal-
from the field’s vocabulary. The distinction types always do by giving concrete status to a
was elaborated through contributions by many distinction that was overdrawn in the first
scholars ranging from H. Richard Niebuhr place. To cite one correction not exactly at
(1929), through Benton Johnson (1963) and random, a much younger Demerath (1965)
Bryan Wilson (1961) to Rodney Stark and showed that many Protestant congregations
William Bainbridge (1985). Although the basic had a wider range of member class and status
logic remained the same, the term ‘churches’ ranks than the distinction would predict but
became a cover for everything from local con- these were related to predictably different
gregations (e.g. First Methodist) to denomina- patterns of religious involvement – some
tions (e.g. Methodism), ‘institutionalized sects’ ‘church-type’ and some ‘sect-type’ within the
(e.g. The Church of Latter Day Saints or same congregations. However, a different sort
‘Mormons’), to national ‘ecclesia’ (e.g. Russian of correction shows that not all churches
Orthodox Church). At the same time, the cate- are the same. There has been a steady stream
gory of sects came to include cults, or as they of work showing that the term ‘church’ covers
are now more commonly known, ‘new reli- a wide variety of priorities and agendas, of
gious movements.’ The difference between sinners and saints.
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CONGREGATIONS RESURGENT 197

Forms of religious ‘polity’ have been a long- new cultural identities, or new internal struc-
standing interest of scholars interested in tures; and (d) organizational innovation
congregations, especially in relation to the requiring either a new organizational birth
larger denominations to which they belong. or essential rebirth. Congregations are defined
Traditionally, three types of polity were dis- as constituent parts of a complex urban
cerned: (1) the Catholic or Episcopal type in environment, and organizational birth, orga-
which power flows downward from the ecclesi- nizational death, and other stages in the orga-
astical officials at the top of the denomina- nizational life cycle have to be understood
tional structure who control everything from relative to the total environment. The book’s
the hiring and firing of priests to critical goal was to consider the response of congrega-
budget decisions, liturgical forms, and doctri- tions to major shifts in their immediate
nal disputes; (2) The Presbyterian model, in communities.
which power is concentrated in regional A still more recent addition to the typologi-
‘presbyteries’ or councils that make the crucial cal repertoire has been Penny (Becker) Edgell’s
decisions; and finally, (3) the Baptist or schema in Congregations in Conflict (2000).
Congregational form by which power is con- Edgell notes that many congregational studies
centrated in the congregations themselves as have come to rely on ‘ideoculture’, and she
part of a treasured tradition of ‘local autonomy.’ focuses on congregations’ inner, often idiosyn-
Of course, this three-fold distinction is another cratic core, studied through the intense lens of
set of ideal-types which tend to blur into one ethnography. Applying the insights of an
another in reality. Paul Harrison (1959) made emerging sociological field known as the ‘new
the point in his classic study of the American institutionalism’ (cf. Powell and DiMaggio
(viz. ‘northern’) Baptist Convention. While 1991), she seeks patterns in local cultures –
its congregations continued to pride them- what she calls ‘bundles of ideas’ – that merge
selves on their autonomy, bureaucracy was with specific practices in individual congrega-
entering through the denomination’s backdoor tions to form dominant models of and for
and imposing a polity that was increasingly community life. Edgell’s four congregational
top-down. ‘bundles’ involve four major congregational
Meanwhile, another treatment of how orientations as houses of worship, families, com-
church congregations differ came in Roozen munities, and leaders. Congregations tend to
et al.’s Varieties of Religious Presence (1984). see themselves in all of these terms, but most
They developed a four-fold typology at the display a particular penchant for one model or
intersection of two dichotomies. The first another, especially in times of conflict or crisis.
involves the aforementioned contrast between Finally, we offer one more classification of
‘this worldly’ versus ‘other worldly’ orientations; congregations, not because it supplants earlier
the second distinguishes congregations that work, but because it tries to reflect a different
are publicly proactive in seeking change versus perspective concerning how urban residents
those content with the status quo. Thus four define concepts of place or community. Like all
types emerge: activist (this-worldly and publicly of the authors above, most especially Weber
proactive), civic (this-worldly but not proac- himself, we are aware that real-life congrega-
tive), evangelical (otherworldly and proactive), tions show the futility of proposing ironclad
and sanctuary (otherworldly but not proactive). analytical boxes into which actual organiza-
There have, of course, been other helpful tions will fit. Real congregations sit uneasily
categories of congregational activity. Ammerman among any set of axes. Congregational responses
et al.’s Congregation and Community (1997) must be fluid in an environment that permits,
identifies several congregational strategies to or even requires, individuals and their organi-
deal with significant changes in their social zations to create their own social and cultural
environment: (a) persistence in the face of centers. Therefore, our research on Indianapolis
change; (b) relocation to new neighborhoods; commends yet another set of four cells. Like
(c) adaptation to new ideas about gender, their forebears, our types are ideal-typical;
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198 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

as their creators did, we recognize that of God or to the present world around them,
every congregation is likely to harbor all four nor is it whether they look exclusively ‘inside’
tendencies but with varying weightings. or ‘outside’, because all congregations do some
Again, it makes sense to plot the possibilities of each. The real question is which they do
of congregational self-centering along two dis- first. With these axes in mind, we offer this
tinct axes. The first axis is by now familiar and four-fold typology of congregational response
runs between congregations that center them- to urban multicentering:
selves in present and this-worldly concerns and
those that orient themselves toward future and Types of congregational response to multicentering
other-worldly ones. A substantial proportion of This-worldly Other-worldly
congregations, more than half, fall well toward External Community Outreach Conversionist
the other-worldly side of this axis. This is not Internal Customer Service Cloistered
to say that half of all believers fall to that side,
because the congregations that take this per- Community Outreach congregations find
spective tend, on average, to be smaller. But their balance in relating to and serving their
when we think about congregations as organi- external environments in this-worldly fashion –
zations adjusting to urban realignment, we do perhaps by hosting a soup kitchen, reaching out
well to remember that many of the organiza- to an impoverished inner city church, or coop-
tions in question have relatively little interest erating with secular agencies to operate a drug
in the civic community because the bulk of recovery center. While Conversionist congrega-
their priorities are focused elsewhere. They tions also serve a world outside their doors, they
align themselves toward the future and toward do so by bringing ‘the word and the spirit’
the Kingdom of God, as opposed to adjusting plus the perceived benefits of conversion to the
their activities to the world around them. religiously unaffiliated. Both Customer Service
The second axis runs between congregations and Cloistered congregations are more inter-
with an internal focus on the faith community nally directed to the needs of those who are
versus an external focus on some aspect of the already members. In the customer service case,
surrounding social environment. Clearly, every provision is made for responding to the congre-
congregation, as a social organization, must be gations this-worldly characteristics while serv-
responsive to its members’ needs. Moreover, ing as ‘niches’ for particular racial, ethnic, or
most congregations look beyond themselves at sexual preferences; these congregations may
some points as they consider their relationship, also respond to a more heterogeneous member-
and even their mission, to the rest of creation. ship’s common this-worldly needs such as
But there are important differences in degree pre-school day care, teen-age recreation leagues,
between congregations at the endpoints of this a 12-step program for alcoholics, discussion
axis. On one side are those whose primary groups or circles of group therapy. Cloistered
instinct is to begin with themselves, asking the congregations seek to provide more other-
question, ‘who are we?’ before looking outward worldly oriented spiritual interventions to pave
to ask the question, ‘where are we and what the way to salvation, including Sunday school,
ought we to do?’ On the other side are those adult Bible study, and prayer meetings.
who begin with their environment, asking
‘where?’ and ‘what?’ in order to define ‘who’
they are.
NEW DIRECTIONS IN STUDYING
Together, these two axes provide four
CONGREGATIONS
ideal-types of congregational responses, each
of which describes a different way that congre-
gations attempt to balance themselves in Recently work on congregations has taken
response to the inward and outward forces of other paths as new forms of organizational
urban change. The question is not whether any analysis have been deployed by sociologists of
congregations look only to the future Kingdom religion (cf. Demerath et al. 1997; Powell and
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CONGREGATIONS RESURGENT 199

DiMaggio 1991). Two recent works have President George W. Bush’s ‘faith-based
looked at a wide variety of congregations in the initiatives.’ Instead, the most prevalent congre-
process of distilling some common syndromes gational work concerns the cultural production
among them. The Hartford Institute of of art and music.
Religion Research has produced a spate of In virtually every Christian faith, there is a
empirical studies in the area. In addition to the widening gap between national denominations
aforementioned work of Roozen et al. and the and local congregations. Many older ‘main-
soon-to-be mentioned work of Carl Dudley, stream’ churches have lost their younger gener-
Nancy Ammerman has examined congrega- ations and become increasingly geriatric in
tions as the Pillars of Faith (2005) that uphold their membership and style. The new religious
the importance of religion in both local com- action occurs in new settings – whether in
munities and the nation at large. Scott the world of cults, conservative evangelical
Thumma (2007) has done extensive research churches, or ‘mega’ congregations that offer
on the rise of the new ‘mega church’ congrega- their two thousand members and more – often
tions where the multitudes are drawn to a much more – a sense of community that can
range of services and messages that are within be both deeply spiritual and sometimes sur-
the ‘customer service’ tradition. And Cynthia prisingly secular. These congregational behe-
Woolever and colleagues have conducted a moths often bear little resemblance to the
massive study of some 3,000 congregations in churches of yesterday as they struggle on behalf
the U.S., Australia, England, and New Zealand. of everything from a ban on abortion to equal
Along with Deborah Bruce, Woolever discusses rights for homosexuals.
the U.S. findings in A Field Guide to US Descriptions of American religion are laced
Congregations (2002). with the congregational motif. It provides one
Some excellent studies have focused on the obvious explanation for how the U.S. can be
role of congregations in specific locations. ranked among both the most and least reli-
Notable among these are Nancy Eiesland’s gious peoples. That is, Americans can be
A Particular Place (2000) about suburban towards the top in religious ‘form’ but towards
Atlanta and Omar McRoberts’ Streets of Glory the bottom in religious ‘function.’ Since the
(2003) about largely black congregations in early nineteenth century, foreign observers
urban Boston. Still others have focused on the have noted how Americans use their religious
changing organizational styles within specific affiliation and participation to validate and
worship traditions, such as Don Miller’s elevate their social standing.
Reinventing American Protestantism (1997). Consider two well-known recent religious
Mark Chaves’s work (cf. 2004) offered a strik- movements in the political field, the Moral
ing methodological breakthrough meant to Majority of the 1980s and the current Christian
capture the entire range of congregations. The Coalition. At the outset, this burst of right-
congregations mentioned by the adherents in wing activism was described as a massive reli-
combined random samples in the General gious movement which would not only elect
Social Survey of the National Opinion Research candidates such as Ronald Reagan but control
Center produced a random sample of congre- them once in office. Subsequent evidence sug-
gations that went far beyond earlier research in gests that both claims were exaggerated, and
determining the breadth and depth of the field, sometimes the influence ran unintentionally
especially the many smaller congregations. and ironically in the opposite direction as
Using extensive questionnaires with congrega- mainstream voters shrank from the prospect
tion members and key informants allowed of a new theocracy. As America came to be
Chaves to scotch some popular misconcep- defined by religious pluralism – a shift from
tions while noting other previously neglected the ‘many as one’ to the ‘one as many’ – and
trends. For example, congregations are not as religion lost some of its institutional force
typically involved in local politics or the vis-à-vis government and its ideological
kind of intervention programs promoted by force within an increasingly secular culture,
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200 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

religionists looked to specific communities residential mobility, needed social services


that shared ethnic, racial, and other socio- than a matter of doctrine, ritual, or pastor,
demographic characteristics that strengthened (cf. Demerath and Yang 1998). At the same time,
their religious coherence. Congregations, the as Peter Berger (1967) noted some 40 years ago,
truly local religious organizations where mem- when religion becomes competitive, congrega-
bers shared all of those characteristics in the tions are the organizations that bear the brunt
context of a common history, became central of the marketing required to keep members
to ‘lived’ religion in America. These were the and pay the bills. Not to spoil the story, but
places where people actually worshipped. This such marketing to religious consumers is pre-
was where they made friends or enemies, cele- cisely what happened. Protestant congrega-
brated births and deaths. Indeed, it is often tions, both liberal and conservative, began to
lamented but scarcely surprising that ‘Sunday look to American business for models that
morning services are the most segregated time would help them promote their strengths and
of the week.’ To use an old sociological distinc- appeal to the consumers most likely to consti-
tion, insofar as these services are ‘in-group’ cel- tute their target audience. Denominations still
ebrations and support mechanisms, it is sadly mattered because they offered some assurance
understandable that they rarely extend their by way of ‘branding.’ Episcopalians and United
embrace to ‘out groups’ in the community. Church of Christ were most likely to be liberal,
An important chronicler of congregations to be inclusive (including gays and lesbians),
has been Steven Warner, whose particular and to attend to ritual. Assemblies of God were
research focus has been on immigrant likely to be biblically conservative and offered
congregations. Warner (1993, 1997) has argued the emotive charismatic experiences such as
that American religion largely floats on a sea of faith healing and speaking in tongues. Any
congregationalism, whether formal or ‘de facto,’ particular congregation might not fit the mold,
and has proclaimed this as the basis for a ‘new but they had reason to stay within accepted
paradigm’ for the American (as opposed to the parameters or risk having their members
European) sociology of religion. switch brands.
But it is also true that the ties that bind
adherents to congregations have weakened.
One can no longer assume that the congrega-
CONGREGATIONAL CONSULTANTS
tional affiliations of one generation are the
same as those of their family’s previous gener-
ations, and certainly it is less and less the case Because supply nearly always rises to satisfy
that ‘Once an X, always an X,’ though some demand, there has arisen a great company of
traditions have greater adhesion than others, consultants to congregations. Conservative
especially when they are large enough so that churches were most likely to judge their suc-
their young members are less apt to find their cess or failure in terms of membership growth,
spouses outside the faith. Given the strength of since that was the most direct measurement of
pluralism, denominational and congregational the degree to which they were spreading a true
identities became less compelling, and given message and being rewarded by God for it.
the ever-increasing rise of religious illiteracy, An entire field of evangelical consulting devel-
such labels made less and less difference – at oped in the 1970s known as the Church
least within, say, the greater Protestant ranks. Growth Movement.
Catholics and Jews switch too, though here One of the central features of the Church
ties to distinct theological traditions and long- Growth Movement was the Homogeneous
standing cultural traditions matter more. Unit Principle (HUP). Conservatives had always
Religious ‘switching’ can be easily over- been critics of ecumenical movements like the
estimated, and there is evidence that when it National and World Councils of Churches
occurs, the reasons are more secular than because those had been linked to both biblical
sacred, i.e. more a matter of inter-marriage, liberalism and political liberalism, which the
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CONGREGATIONS RESURGENT 201

conservative churches demonised. Despite business practices to ministry led to his


those concerns about liberal ecumenism, founding The Alban Institute, the U.S.’s
however, there was a nagging concern that the foremost consulting house for congregations,
Gospel message called for inclusion, including in 1974.
racial inclusion, in an environment of univer- Dudley is perhaps best known for his
sal brotherhood. At the very least, Christ’s love attempts to make congregational studies rele-
extended to everyone. vant to social ministry. Today, he is involved in
HUP made clear that the most important ministry consulting at Hartford Seminary, a
thing was that people be led to an individual center of congregational research where many
relationship with Christ, if this required cater- of the scholars listed in this chapter have
ing to their imperfect predispositions. Men served on the faculty. As noted above, the
and women could be led to Christ, but in ways Hartford Institute of Religious Research is a
that were most comfortable for them, which is powerful force in American congregational
to say, with other people most like themselves. studies. Dudley’s many books include Basic
So the homogeneity of churches – by race, class, Steps toward Community Ministry (1991) and
education, and other measures – was portrayed the original Handbook for Congregational
as beneficial for individual salvation, even if Studies (1986), which he co-authored with
such prejudicial segregation was ultimately a Jackson Carroll and William McKinney. The
necessary evil measured against God’s ideal. updated version, Studying Congregations
Better that we be separate now that we might be (1998), involved many of the same authors,
together one day in God’s eternal kingdom. with Ammerman as the new lead editor.
As American society became ever more Loren Mead’s bibliography contains titles that
multicultural, HUP became an evangelical seem drawn from an MBA course, highlighted
relic. The church growth movement, however, by the The Once and Future Church (1991). In
continued apace. It is worth noting that today the mid-1990s Mead stepped down from the
such movements are led by international fig- presidency of the Alban Institute to pursue
ures like Paul Cho of Korea as well as American retirement as a consultant and author. He was
gurus such as Peter Wagner of Fuller Seminary. replaced by James Wind. Wind is co-author,
Meanwhile, liberals never embraced HUP, with Jackson Carroll and Carl Dudley, of
but they did engage in full-scale management Carriers of Faith: Lessons from Congregational
consulting of their own. Members of these Studies (1991). He is also co-editor, with James
churches were, after all, the management Lewis of the Louisville Institute, of the two-
classes of American life. Nothing made better volume collection American Congregations
sense to them than defining a mission state- (1994), in many ways the best summary of
ment, choosing direct, cooperative action – recent congregational studies, including his-
missions in the traditional sense – to carry out torical, theological, and sociological analyses.
that mission statement, and research to iden-
tify and then to market to target audiences.
They might not always have used such com-
CONGREGATIONS DISSEMINATED
merce-driven language, but they often came
pretty close.
The two names most closely associated with American religious organization continues to
the rise of organizational consulting – either for be distinctive in world context, and the congre-
purposes of community organizing or efficient gational emphasis continues to be important.
congregational management – are Carl Dudley However, the organizational aspect of
and Loren Mead. Dudley is an ordained American religion is not as unique as it was
minister and Alinsky-trained neighborhood even 25 years ago. The distinctive congrega-
organizer dedicated to helping congregations tional model has spread around the globe at
find their appropriate social ministry. Mead is the same time that it has begun to diversify and
the Episcopal priest whose interest in applying even atrophy within the United States itself.
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202 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

As much as congregations appear to be the feminized) congregations. In somewhat the


distinctive province of Protestantism – and same spirit in Poland, the political cells of the
U.S. Protestantism at that – other parallels and Solidarity movement gave the Catholic Church
equivalencies have begun to develop in recent new contacts with the people during a decade
years. Reform Judaism has a much more con- of cooperation. Now that these contacts have
gregational focus than Orthodox Judaism, largely disappeared, the Church is suffering the
whose temples are more strictly devoted to consequences.
sex-segregated worship and education than to The spread of congregations as the basic
family and community activity. Gradually the units of religious worship and community
American Catholic parish has taken on more has been both a cause and a consequence of
congregational qualities, especially as partici- Protestantism’s spread from Latin America
pation is less tied to neighborhood residence through Africa, and the Middle East, to both
and individuals are allowed to select their South and East Asia. Paul Freston’s chapter in
churches on other grounds. this Handbook charts this development, as does
Even countries that Americans would think Philip Jenkins’ recent book on The Next
of as defined by the ‘European’ model of state Christendom: The Coming of Global Christianity
churches surrounded by sects are host to (2002). But congregation-like units have also
congregations as a key organizational type. been on the rise within other faith traditions
Margaret Harris (1998) provides an account of that have traditionally made little place for them.
congregational life within British Judaism as Neither the Islamic mosque nor the Hindu
well as Christianity; and Mathew Guest et al. temple functions as a congregation in the
(2004) use congregations to provide multiple Protestant sense. With the family as the key
lenses on British religious life, ranging from a Islamic institution, Muslim ritual life is not
Welsh case study of evangelicalism to conflict grounded in a wider network of social activity
within British Catholicism and the develop- and support. Strictly speaking, the mosque is
ment and maintenance of Quaker identity. not one of the pillars of Islam, nor is it critical
A major recent story line has been the declining to the prayers that are essential but can be
numbers in Anglican churches around Britain. performed anywhere. The mosque is a special
But here a news report on the latest statistics of locus for prayer alone, and other activities
declension is apt to be followed by letters from within it are formally proscribed. In practice,
scattered village rectors to the effect that their mosques can take on educational functions
church attendance has recently increased by and even serve as a mobilizing vehicle under
50 per cent (perhaps from 20 to 30 with the the leadership of particular imams or mullahs.
arrival of two new families in the parish) and But traditionally the mosque lacks a sense of
surely this is a harbinger of a revival in the offing. full-blown congregational solidarity.
In fact, a similar sequence is now not uncommon The Hindu temple is more a shrine to a par-
with respect to the declining memberships of ticular god or goddess than a center of lay
Liberal Protestant congregations in the U.S. activity. In fact, Hindu rituals often revolve
Congregations continue to redefine the reli- around the home in their concern for the
gious realm outside the Euro-American ‘west’ purification of food and body. Rather than go
as well. The congregational model was at the to the priests, Hindus often have the priests
core of the ‘Liberation Theology’ movement come to them, and it is often said that ‘there is
within Latin American Catholicism. A key to nothing two Hindus do together that one
this development was a move away from the Hindu cannot do alone.’
patriarchal impersonality of large parishes With this in mind, it is perhaps not surpris-
towards the more egalitarian intimacy of ‘base ing that other faith traditions have spawned a
communities.’ These congregation-like units variety of extra-religious movements that pro-
have been among the most successful Catholic vide more communality. Some are spiritual,
responses to Protestant Pentecostalism’s some social, some educational, some economic,
own stress on tightly bonded (and highly some political, and some all of the above.
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CONGREGATIONS RESURGENT 203

Buddhism has followed several slightly differ- individualism, fluid social boundaries, and
ent paths, depending upon which Buddhism is multiple voluntary groups are involved in
in question. The Theravada Buddhism of every conceivable form of social action.
Thailand and Southeast Asia is a tradition America’s Protestant colonizers required reli-
controlled by monastic monks. Temples are gious organizations capable of enforcing com-
centers of religious observance but not lay munity boundaries by defining ‘us’ versus
organization. Although there is an elaborate ‘them’ according to theological, ethnic, and
ecclesiastical structure in the sangha and some many other status markers. This social ground
monks have considerable followings, the laity proved fertile for multiple religious communi-
is afforded little by way of a congregational life. ties locally gathered. It was a seedbed that has
On the other hand, the Mahayana Buddhism produced hundreds of thousands such organi-
of North and East Asia is more oriented to the zations, each able to provide a locus of identity
laity. In China, Buddhist groups are often forced defined by denominational tradition, social
to take a sheltered congregational form as a pro- status, geography, or the personal charisma of
tection against the party and the state. In Japan, a founding or sustaining leader.
the ‘new’ and ‘new-new’ lay Buddhist and Shinto Congregations or their equivalents now
movements have developed clear congregational appear across multiple cultures and within a
forms. This characterizes both the most radical wide variety of faiths. Although we should
of them – the Aum Shinrikyo – and the largest of guard against using a Western lens to interpret
them, the Soka Gakkai, whose membership is non-Western circumstances, there are sound
now estimated at anywhere from one-twentieth sociological reasons to assume that voluntary
to one-tenth of all Japanese. The Soka Gakkai’s religious organizations are well-suited to main-
intense recruitment has revolved around nested taining belief, building religious community,
levels of lay organizations which once offered and providing services in a variety of cultures
structured support and identity to rural work- affected by a globalizing market economy and
ing-class migrants to urban areas and now an expanding bureaucratic state. Put simply,
perform similar functions for an increasingly congregations are a good fit for the space
middle-class constituency. occupied by religion in the modern world.
In settings where a congregational or other If research into congregations sometimes
communal grouping is lacking, the faithful smacks of defensiveness or boosterism, perhaps
may be especially vulnerable to aberrant move- this is because many analysts see congregations
ments that offer an equivalent to the congrega- as a humanizing, personalizing force in an
tional experience while pursuing more secular increasingly depersonalizing environment, a
and political agendas. This is true of the vari- place where internal community is created and
ous organizations within the ranks of India’s sustained for folks who no longer find such
Hindutva. It is also the case with a number of community in the geography of small towns or
Muslim extremist movements in countries the bonds of shared ethnicity. The earliest ana-
such as Egypt, Israel, and Pakistan, not to lysts of church and sect saw congregations as
mention the current internal religious wars in part of a sectarian resistance against the totality
Afghanistan and Iraq. of the ‘church’ in its alliance with mainstream
culture. We would argue that today few classical
‘churches’ exist because religion is so unlikely to
be coextensive with the more powerful institu-
CONCLUSION
tional forces of state and market. In such an
environment, congregations offer a truly
The congregation as a type of voluntary reli- modern organizational outlet small enough to
gious organization with roots in the traditional nurture individual spiritual growth in a local
Protestant ‘sect’ is a Western invention most community but large enough to buffer individ-
commonly found in North America. The uals from the larger and more impersonal forces
U.S. has no state church and its high religious that structure their daily lives.
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204 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

REFERENCES
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of Global Christianity. New York: Oxford University
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10
Evangelicalism and Fundamentalism:
The Politics of Global Popular
Protestantism

PAU L F R E STO N

‘Wherever there are pentecostals, there is trouble’.


variously referred to as ‘fundamentalist’, ‘evan-
The above comment was made at an academic gelical’ or ‘sectarian’. Its global expansion rep-
symposium by a leading European scholar resents a major religious transformation of the
of religion, in response to a presentation of last half-century, affecting more established
mine on global pentecostalism. The comment forms of Christianity as well as non-Christian
did not seem to shock the people present, religions, and constituting (along with Islam)
and I was too surprised to do more than perhaps the major grassroots religious pres-
murmur my amazement. Later, I wondered ence in poor and volatile regions of the world.
what would have been people’s reaction if For its sheer size, vibrant growth, geographical
my interlocutor, instead of referring to pente- spread, social, political and cultural effects and
costals, had said: ‘Wherever there are Muslims potential dangers, this is a key phenomenon of
(or Jews), there is trouble’. There would religion and politics at the global level.
probably have been a groundswell of ethical We shall look at various aspects of this phe-
disapproval, because it is no longer politically nomenon in comparative perspective. The
correct to speak that way about Muslims unifying theme is democracy, in a broad sense
or Jews. But the same comment about which includes not only a religion’s propensity
pentecostals does not provoke an outcry. to oppose dictatorships and deepen democra-
Considering that most pentecostals are poor, cies, but also its attitudes towards political vio-
non-white people from the Third World, that lence and religious freedom, and the presence
is rather strange. or absence of notions of sacred community,
This chapter is about the political implica- sacred territory and divine law. The main
tions of the popular forms of Protestant question concerns what light is thrown by
Christianity in the global south (Latin America, the globalization of Christianity on the histor-
Africa and Asia) of which pentecostals consti- ical correlation between Protestantism and
tute the major segment. This Christianity is democracy. Historically, democracy has been
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206 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

strongest in countries of a Western Christian be thrown into the mix of factors that deter-
tradition (initially Protestant, later Catholic as mine how believers will behave in particular
well). But is that a spurious correlation, depend- circumstances. At the same time, religious tra-
ent on other factors in the West which might ditions are not all-important. How important
not exist in the global south? As Christianity they are in each context has to be determined
becomes more global it may become easier to empirically, not decided beforehand.
separate ‘Western’ from ‘Christian’.
The key theoretical debate is between essen-
tialism and contextualism, i.e. between the
THE GLOBALIZATION OF CHRISTIANITY
weight of traditions and the importance of cir-
cumstances. On the one hand, we must ques-
tion the idea that political consequences can be Christianity is still often treated as the religion of
simply read off from religious doctrine. There the developed West. That is problematic today,
may be affinities between certain religious and when it has notable political involvement in the
political doctrines, but many other factors south. While Christianity as a percentage of
come into play, both within the religious field world population neither declined nor grew
and from the social context. So we should during the twentieth century, there was a vital
avoid ‘essentialist’ ideas such as, for example, change in its composition. Its areas of recession
that Protestantism is essentially democratic (Europe and the ‘old Commonwealth’) were
and Islam is essentially undemocratic. compensated by areas of accession (sub-Saharan
Religious traditions are not univocal or Africa, parts of Asia, the Pacific). Christianity
immutable; there is always diversity as well as is now only 40 per cent European and North
development. On the other hand, we should American, as opposed to 80 per cent in 1900.
avoid the opposite conclusion, that religious Nevertheless, discussions of religion in
traditions are epiphenomenal and all show the global politics are still dominated by Islam and
same internal differences, with any variations American Christianity, especially the evangeli-
being explained by different social contexts. cal Protestantism that has achieved visibility
After the terrorist attacks of September (or notoriety!) in the Bush White House. But,
2001, both these extreme interpretations were after the United States, the countries that
common. Some analysts declared Islam to be now have the largest numbers of practising
essentially undemocratic and violent. Others Protestants are Brazil, China and Nigeria. This
reacted by declaring Islam and Christianity to is a new reality, and it is important to understand
be as varied as each other in their political that it exists and what forms it takes.
manifestations. In discussing global popular Protestantism in the global south is often
Protestantism, I want to navigate between these misleadingly portrayed as largely ‘made in the
extremes. Religious traditions are important; it USA’. But in fact it has mostly spread independ-
is sociological nonsense to say ‘all religions are ently of Western initiatives. This autonomous
the same’. If we recognize internal differences Third World appropriation of Christianity has
within major religions (the Christianity of enabled it largely to transcend historical asso-
George W. Bush is patently not that of ciations with colonialism, rendering both
Liberation Theology; the Islam of the Sufis is Western Christian triumphalism and Western
not that of Al-Qaeda), we can also recognize post-colonial guilt irrelevant for understand-
that each religion’s internal diversity is not ing it and distorting for evaluating its political
identical (in range of positions, numbers proclivities. This also points to the need for an
embracing each position, or the plausibility appropriate terminology to fit the new reality
with which each position can be defended of Christianity into discussions of global
doctrinally). The unique relationship of each politics which often juxtapose terms such as
religious tradition to sacred scriptures and ‘the Islamic world’ and ‘the West’. Christianity
to concepts of law, territoriality, religious is more and more external to both these
organization and religion-state relations must categories.
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Some recent works have suggested contro-


GLOBAL EVANGELICALISM
versial hypotheses regarding the political
implications of Christianity in the global south.
But other works continue to treat Christianity If the global spread of Catholicism is little
as virtually synonymous with the traditionally known in the West, that of Protestantism is
Christian countries of the developed West. even less so. This is partly because it is fractured
An example of this would be Norris and and has no global centre to register its activities.
Inglehart’s (2004) analysis of the data from the It includes not only extensions of Western
World Values Surveys. They do not separate Protestant denominations (now usually run
southern Christianity from that of the devel- autonomously), but also huge denominations
oped world. It is quite possible that a separate founded in the global south.
category of ‘southern Christian (or Protestant, Our focus will be on evangelical Protestantism,
or Catholic)’ would yield quite different results and in fact most Protestants in the global south
for value systems and attitudes to work, the would come under this rubric. Compared to
market and the state. Where does southern Western Protestantism, the Third World version
Christianity fit into the ‘clash’ between the is considerably more evangelical (and indeed
West and the Islamic world, which for Norris largely pentecostal).
and Inglehart centres around sexuality and What are ‘evangelicals’? There is no globally
gender equality, and for Huntington (1998) accepted definition, but for our purposes the
centres around democracy? term refers to a sub-set of Protestants, distin-
Similarly, when Norris and Inglehart con- guished by doctrinal and practical characteris-
clude that Protestant societies display the tics but not by denominational affiliation or
weakest work ethic, they do not mention that even necessarily by self-labelling. Many recent
the societies examined are overwhelmingly studies have borrowed a working definition
post-industrial and traditionally Protestant, from historian David Bebbington (1989: 1),
with very weak religious practice. But all of the consisting of four emphases: conversionism
few ‘agrarian’ Protestant societies examined (all (need for change of life), activism (missionary
in Africa) seem to be heavily pro-work. It would efforts), biblicism (special importance to the
be interesting to correlate the work ethic with Bible, though not necessarily the fundamen-
levels of Protestant practice in diverse countries. talist idea of ‘inerrancy’), and crucicentrism
The globalization of Christianity, giving it a (centrality of Christ’s sacrifice on the cross).
huge presence in economically and culturally Evangelicals are therefore found in many
distinct societies, has increased the variability denominations (including ‘mainline’ ones such
of its relationship to politics which stemmed as Anglican, Methodist and Reformed churches,
originally from its origin as a persecuted sect, as well as Baptist, Pentecostal and independent
the lack of a ‘law’ in the Christian scriptures churches).
and the emphasis on cultural adaptation and Most southern Protestants are also pente-
the use of vernacular languages. At the same costal (highly supernaturalistic believers who
time, Christianity’s global spread (not prima- emphasize the contemporary manifestations
rily due to migration, as with many other of ‘gifts of the Holy Spirit’ such as speaking in
religions, but to processes of conversion) has strange tongues to worship God, divine healing,
given it a footing as a minority virtually prophecy and exorcism of evil spirits).
everywhere that it is politically permitted. If Since the term ‘evangelical’ has become
Christian minorities were historically located well known globally in conjunction with the
mainly in Muslim societies, with a well-defined American ‘religious right’, it is important to
dhimmi status, and in the colonial period in stress that, even though American missionary
Africa and Asia were usually under Christian efforts are numerous, the vast majority of
colonial rulers, nowadays Christian minorities evangelical growth in the south is not due to
find themselves under an immense variety of them, but rather to indigenous initiatives.
political systems. While American television evangelists trumpet
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208 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

their own global importance, in reality they are denominations, pentecostal groups or African
merely the foam on the surface of the river, Independent Churches, number perhaps
telling us little about the currents underneath. 100–150 million.
Global southern evangelicalism is institution- Another region of growth is Latin America.
ally divided, strongly practising and fast-growing. Long after their arrival in the nineteenth century,
In most countries it is over-represented among non-Catholic churches remained as insignificant
the poor. It is not a state religion, and rarely has as they still are in Latin Europe. But since the
any unofficial privileged relationship with gov- 1950s in Brazil and Chile and the 1970s else-
ernments; in a few countries, it is discriminated where, they have grown considerably. The
against. Being a voluntary, non-traditional reli- secure hegemony of early twentieth-century
gion composed disproportionately of the poor, Catholicism is now threatened as Protestants
it usually does not have strong institutions and have risen to 10 per cent or more of the popula-
its cultural and educational resources are tion (at least 50 million people). Of these,
limited. Church divisions make it impossible to two-thirds are pentecostals. Pentecostalism is
establish a normative ‘social doctrine’. It often associated disproportionately with the poor,
has no international contacts, cutting it off from less educated and darker-skinned.
the history of Christian reflection on politics. It While Asia remains by far the least
may be an arriviste minority inexperienced in Christianized continent, evangelicalism has
the public sphere and still lacking full political done well in certain areas and probably totals
legitimacy, but nevertheless confident (even some 60 million. The Philippines resembles
excessively so) about its future. Latin America in having a Catholic majority
Evangelicals probably (in a conservative and a growing evangelical minority. In South
estimate) number 300–400 million people, or Korea Protestantism numbers 20 per cent of
5 per cent or 6 per cent of world population, the population and has entered the national
their importance enhanced by high levels of mainstream. Evangelical Christianity is also
practice and global distribution. Together with fairly strong among diaspora Chinese. And it
Catholicism (whose 20 per cent of world pop- has become the dominant religion among sev-
ulation includes much more non-practising eral ethnic minorities; there is now a swathe of
affiliation), evangelicalism has been a funda- mini-Christendoms among ethnic minorities
mental contributor to the globalization of from India to Indonesia. In addition, in India it
Christianity which has transformed it into a is disproportionately located among the Dalits
largely non-white religion, more and more (‘untouchables’). Last but not least, it has grown
distant from power and wealth. dramatically in China, both in the official
David Martin (2004: 277) discerns two main Protestant church and the unregistered churches.
lines of evangelical expansion: the attraction If we adopt a fairly conservative estimate
of voluntaristic popular Christianity which of 50 million Christians in China, probably
emphasizes the Spirit,‘spreading in partial align- 25–30 million of those would be evangelicals.
ment with the English language and Anglo- Some scholars regard China as poised to go
American influence’; and ethnic-minority through an explosion of Christian adherence
evangelicalism (especially in Asia), involving similar to that of Africa in the twentieth century.
‘the emergence of minority self-consciousness
which leaps over the pressure exercised by the
local majority and links itself to evangelicalism
EVANGELICALISM AND FUNDAMENTALISM
as an expression of transnational modernity’.
The region of most startling expansion is
sub-Saharan Africa. Far from independence Whether this global popular Protestantism is
signalling hard times for the churches, they referred to as ‘evangelical’ or ‘fundamentalist’,
grew in numbers, organizational depth and two comparisons are inevitable.‘Evangelicalism’
social importance. Believers of broadly evan- conjures up the figure of the American
gelical characteristics, whether in mainline religious right which has helped to elect
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EVANGELICALISM AND FUNDAMENTALISM: THE POLITICS OF GLOBAL POPULAR PROTESTANTISM 209

George Bush, encouraged the invasion of Iraq (although the latter also happens, as with
and supported Israeli expansionism. And ‘fun- African immigrants in Europe). Conversionist
damentalism’ invites a comparison with radi- and diasporic globalization have different
cal Islamism. Is global popular Protestantism implications. If the de-territorialization and
an extension of American ‘soft power’ around voluntarism usually associated with globaliza-
the world? Or is it a potential constituency of tion really do expand, then conversion will
violent non-state actors? Or could it even be a become a major phenomenon of the twenty-
conflation of these characteristics? first century. But works on religion and global
Firstly, it is useful to ponder the term ‘funda- politics often suppose a stable situation in terms
mentalism’ in relation to a globalizing world. of religious identities, varying only in the degree
I disagree with suggestions (Waters 1995; of political mobilization of such identities,
Beyer 1994) that a globalized world must lead whereas in fact switching of religion may be rife
either to religious relativism or to clashing and may be creating both new conflicts as well
fundamentalisms. Beyer (1990: 393) sees only as new bases for social cohesion. Since the rise of
two options for religion to have any public evangelicalism is usually related to large-scale
influence: the ‘liberal’ option, ecumenical, conversion, it may provide an additional
tolerant and making few really religious dimension to existing conflicts (Nigeria and
demands; and the ‘conservative’ option which North-East India), or it may spark off a transi-
reasserts the religious tradition ‘in spite tion to a new relationship between state and
of modernity’ and champions the cultural religion (Latin America), requiring dynamic ‘han-
distinctiveness of a particular region, such dling’ by the state (in legislation, day-to-day
as the New Christian Right and Islamist treatment and consultation) and society (social
movements. attitudes to religious change; who the media
However, besides the relativizing reaction consult for a ‘religious viewpoint’ on issues).
and the fundamentalist reaction, there is also Evangelicalism and fundamentalism have a
what we might call the conversionist reaction complex relationship. While there is overlap
to globalization. Peaceful conversionism is (some evangelicals can be considered funda-
another plausible (and frequent) way of resolv- mentalists), evangelicalism is an older and
ing the ‘crisis’ of identity of a shrinking world. broader tendency within Protestantism, while
Indeed, it may fit well with the greater serious- the ‘fundamentalist’ label has been extended in
ness of faith which often accompanies the another direction to include phenomena from
transformation of religion towards an achieved other religions. Fundamentalism and evangeli-
identity. The dynamic of conversion places evan- calism relate differently to globalization, the
gelicalism in a different relationship to global former being more a reactive phenomenon of
cultural processes from either pan-religious globalization whereas the latter predates and
ecumenism (tending to global homogeneity) or possibly contributes to it. The Fundamentalism
fundamentalism (tending to irreducible pockets Project of the early 1990s illustrates this. The
of anti-pluralism). As generally a non-traditional volume on the state defines fundamentalism as
religion (in the global south) spreading by con- ‘movements of religiously inspired reaction to
version, its interests are usually the opposite of aspects of global processes of modernization
those of a reactive fundamentalism. For evan- and secularization ... the struggle to assert or
gelicalism, pluralism and cultural diffuseness reassert the norms and beliefs of “traditional
are advantageous, whereas fundamentalisms religion” in the public order’ (Marty and
(and religious nationalisms) constitute its most Appleby 1993: 2, 5). But evangelicalism is far
serious barriers. It may be that evangelicalism from traditional in most of the Third World.
flourishes best in a world that is tranquilly reli- Guatemalan neo-pentecostalism is studied in
gious, rather than one that is either secularized the series, but the final volume admits how
or defensively religious. weakly it fits the Project’s schema.
The globalization of evangelicalism is Philip Jenkins (2006: 2–12) begins his study
largely conversionist rather than diasporic of reading the Bible in southern Christianity
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210 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

by asking whether this phenomenon means enabled it to become a cross-cultural voluntary


that the fundamentalists will win on a global community. Instead of imposing a religious
scale. There is indeed, he says, great respect for law, it spoke of a law ‘written on the heart’.
the Bible and often a tendency to literalism. Instead of trying to establish a kingdom, it
But they are not addressing the same questions spoke of a ‘kingdom not of this world’, which
as Western fundamentalists (obsessed with at once enabled believers to belong to any
‘secular humanism’ and ‘liberal Christians’), earthly kingdom (‘render unto Caesar ...’) but
and the greater presence of pentecostalism also relativized all of them.
produces a hermeneutic which is ‘feminine, This initial distance from, and suspicion of,
eschatological and organic’ and which often the state contributed to a lasting political mod-
unifies things which the West separates, such as esty in Christianity. Lacking a definite political
social liberation and spiritual deliverance. recipe, a variety of postures towards the state
Most accounts of American Protestant funda- could be adopted, from eschatological indiffer-
mentalism (e.g. Bruce 2000; Marsden 2006) ence through prophetic critique to conformist
emphasize peculiarly American factors (local legitimation. Not only did early Christianity
changes; the American system which allows lack access to power or a body of law to impose
minorities to reproduce themselves). Thus, on all and sundry; it also lacked any concept of
Marsden says fundamentalist militancy territoriality. In fact, it critiqued the idolatry
typically arises when proponents of a once- of territory. This continues to have political
dominant religious culture feel threatened by implications, even though territoriality remained
cultural trends. American fundamentalists a ‘temptation’ which could, if necessary, be
romanticize the founders of the republic and justified by Old Testament models of a theo-
often strongly support its foreign wars. As cratic ‘holy commonwealth’. David Martin
largely a reinvention of white Bible-belt reli- (1997: 114–20, 194–201) portrays Christianity
gion, there is little reason to expect it will char- as a massive revision of Judaism on a universal
acterize evangelicalism the world over. The scale, but which had to work its way through
Fundamentalism Project concluded that ten enormous resistances which partially confis-
movements studied were fundamentalist cated it. Thus, this marginalized faith became
without qualification; only one (from the US) the official cult of the empire, virtually
was Protestant and was highly ‘reactive’. co-extensive with the social whole and partly
Guatemalan pentecostalism was examined, reverting to the Old Testament programme.
but scored ‘absent’ on ‘reactivity’ (Almond But from early modern times, differentiation
et al. 1995: 414). and globalization expanded the separation of
Church from nation, or faith from land and
natural community, and reactivated its origi-
nal status as a cross-cultural voluntary group.
THE HISTORICAL REFERENCE POINTS:
Violence is likely as church separates from
PRIMITIVE CHRISTIANITY AND
nation, since the latter now has the power
EARLY PROTESTANTISM
(invoked by Augustine to curtail religious
freedom) to ‘compel people to come in’. (This
Evangelical Christianity, besides its radical bib- struggle between voluntary church and
licism, also sees itself as a return to the purity authoritarian nation-state may partly explain
of the early church. It thus tends to seek justi- why some observers feel that ‘wherever there
fication for its political positions in the scrip- are pentecostals, there is trouble’.)
tures, especially the New Testament. However, Although the magisterial Reformation
early Christianity was a discriminated sect, did not break with the Christendom model,
distant from political power. Not only was its Protestantism did tend to promote tolerance
founder executed by the state (unlike the because it fractured the church and weakened
founder of Islam, who governed a state), but it all human instances authorized to resolve
also soon adopted a cultural flexibility which religious disputes. It also spawned a radical
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EVANGELICALISM AND FUNDAMENTALISM: THE POLITICS OF GLOBAL POPULAR PROTESTANTISM 211

fringe which by the 1640s was breaking Scholars differ (e.g. Juergensmeyer 2001:
the ‘Augustinian consensus’ (Coffey 2000) 40–1 versus Bruce 2003: 211) in their evalua-
on religious persecution. And it was doing tion of contemporary Protestant involvement
so from religious conviction, not from scepti- in violence in the global north. Christianity
cism. Even many sectarians who were intoler- can, evidently, be used to justify violence; like
ant in polemical or ecclesiastical contexts many religions, it offers images of cosmic war
were nevertheless firm supporters of civil which absolutize conflicts and demonize
tolerance. opponents. It has been used (directly by some
American Christians and indirectly by the
US government) to justify the absolutizing
‘war on terror’. But our concern is how much
CHRISTIANITY AND ISLAM:
that happens in the global south.
LAW, TERRITORY AND POWER

Many leading scholars of religion and politics


SOUTHERN PROTESTANTISM AND ISLAM
agree that there are differences between
Christianity and Islam which transcend their
social contexts. While Christianity started There are several dimensions to the relation-
on the margins of an existing empire, Islam ship between the two largest religions in the
became the centre of a new empire. Perhaps for global south: Christianity and Islam.
that reason, it is not carried by a ‘church’ dis- One of the most influential books on
tinct from other spheres of life. It also strongly global Christianity, Philip Jenkins’ The Next
emphasizes a religiously sanctioned body of Christendom (2002: 190), affirms that ‘an
laws, something absent in Christianity. Another increasing share of the world’s people is going
contrast is in Islam’s stress on territoriality. to identify with one of two religions, either
This intimate original connection with power, Christianity or Islam, and the two have a long
law and territory requires of Islam a theodicy and disastrous record of conflict’. He even fore-
to explain its recent geopolitical humiliations, sees a ‘coming crusade’ of Christians against
whereas no such requirement seems to weigh Muslims, in competition for converts (as
on southern Christians in countries that suffer people of third religions become scarcer).
similar humiliations. But we must remember ‘Issues of theocracy and religious law, tolera-
that no religion is frozen in time, and ideas tion and minority rights, conversion and apos-
originally absent can be acquired (as when tasy, should be among the most divisive in
Christianity acquired territoriality and became domestic and international politics for decades
Christendom). Thus, Christians living in cul- to come.’ So is politically destabilizing conflict
tures influenced by non-Christian models of inevitable now that fewer religious ‘third
religion-state relations may start to imitate options’ are available? Will expansionist
those models (there are hints of an Islamization monotheisms make pluralistic post-colonial
of Christianity in Nigeria, for example [Freston nation-states inviable?
2001: 184]). In addition, Christianity’s birth
distant from power has left it with dangerous
voids (e.g. how to relate to other religious
POLITICAL DIMENSIONS OF
groups once in power) which may be filled by
PROSELYTIZATION AND CONVERSION
Old Testament models or models from sur-
rounding society. While Islam was born
with norms of relative tolerance for some reli- The legitimacy and regulation of proselytiza-
gions and regulated intolerance for others, tion constitutes a growing political question
Christianity lacks explicit norms and thus worldwide (Hackett 2007). However, the
oscillates between extremes of tolerance and growth of southern Christianity is changing
intolerance. the composition of Christian missions
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212 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

(Freston 2007). While American proselytizers doing theology without missions and burning
remain numerous, Europeans have diminished anyone who thought differently’. In other
sharply, their place being taken by Latin words, he views missions as an antidote to
Americans, Africans and Asians. This can affect intolerance. This is a far cry from the common
the debate on the social acceptability and polit- idea that missions are related to coercion and
ical legitimacy of proselytization, since the new the colonization of consciousness. Realistically,
proselytizers are from the oppressed global we would have to say that both scenarios have
south and do not carry post-colonial stigma. happened in the past and will probably happen
In addition, there is now increased interac- in the future.
tion among the world religions. Although they In some pentecostal circles we see a more
have encountered each other before (militarily problematic tendency. Like those pseudo-
and peacefully), the encounters were more democrats who want ‘one man, one vote, one
limited. Today, through the media, diasporas time’, some pentecostal leaders appear to want
and missions affect more people, even in freedom to ‘win’ and then close down religious
the heartlands of the respective faiths, and freedom.
increasingly through peaceful propagation. Nevertheless, a survey of pentecostals in the
As the conversionist world religions increas- United States and nine countries of the global
ingly target each other’s populations, debate south carried out by the Pew Forum on
over the rights and wrongs of proselytization Religion and Public Life in 2006 paints a more
will become more salient. encouraging portrait of ordinary pentecostals.
The political dimensions of southern To the question whether it is important that
Christian proselytistic activities are thus a there be freedom for religions other than one’s
key dimension of the relationship between own, pentecostals everywhere were at least as
Christianity and public life around the world, affirmative as the general population of their
especially where the churches are fast-growing. countries (e.g. 94 per cent of Brazilian pente-
In some countries the political system depends costals, compared to a national average of
heavily on the maintenance of existing religious 95 per cent), and in the Philippines even more
percentages, making proselytization a threat to so (95 per cent compared to 87 per cent).
political hegemony. How do southern Christian
proselytizers see questions of religious freedom
and ‘appropriate’ methods?
SOUTHERN CHRISTIANITY AND VIOLENCE
Social class comes into play here. In most of
the Third World, pentecostal churches have a
genuinely popular nature in which both lead- Another dimension of the relationship
ers and led are from humble origins. They are between Christianity and Islam in the global
distant from cultural and academic power, south concerns political violence, whether
and often do not conform to ‘polite’ discourse. related to international terrorism or to more
In addition, their theology is uncompromising local forms of violence.
and often seen as intrinsically ‘aggressive’. The question of a potential connection
In increasingly plural societies, it is neces- between Christian poverty and international
sary not only to respect other religions but also terrorism leads to the vexed issue of context
to protect them from ridicule and contempt. versus religious tradition. Three leading sociol-
Yet in general the rising tide of evangelical mis- ogists (Davie, Heelas and Woodhead 2003: 13)
sionaries from the global south is not, I believe, have predicted that, in the world’s most
the final ingredient in a recipe for global reli- impoverished region, which is sub-Saharan
gious conflagration. They are, on the whole, Africa, certain forms of ‘hard and exclusivistic’
engaged in peaceable activities based on the Christianity have a serious terrorist potential.
supposition of religious freedom and dialogue. All they lack are Al-Qaeda’s ‘knowledge,
As one Brazilian missionary told me, ‘the skills and technology to be dangerous on an
Protestant reformers went on for centuries international scale’.
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The only movement cited in justification is caused by the geopolitical humiliation of


the Lord’s Resistance Army. But their portrayal the Muslim world in recent centuries. It is
of this Ugandan militia as an advance guard of important to ask whether there are any differ-
‘hard’ sub-Saharan Christianity is questionable ences (at least, in the weight of each posture
(the founder is of Catholic origin but has cre- within each religion, and the plausibility with
ated an eclectic belief system including the Ten which each posture can be defended theologi-
Commandments and elements of Islam and cally) that stem from the religions themselves.
traditional Acholi religion, and is funded from Does a Christianity with massive grassroots
Muslim sources, and the movement enjoys no support in the cauldron of the global south
sympathy amongst African Christians in become susceptible to the appeal of political
general). But what is the true potential for violence? Thrust into the same context of
forms of ‘southern’ Christianity to become the poverty and geopolitical humiliation, does it
next constituency of recruits for terrorism? reveal itself as Islam’s twin brother?
Political correctness virtually decrees that In coming decades, southern Christianity
one admit a similar range of positions as equally and ‘Euro-Islam’ will help us to answer these
feasible within every major religious tradition; questions better. But it would seem that the
that one agree, in short, with what Bruce weaker sense of territoriality in Christianity
(2003: 215) calls the ‘Pygmalion method’: that means that, however much it may come to be
religion is epiphenomenal and circumstances associated with the poor and oppressed, it will
are everything. If Jerry Falwell and the leader find it hard to generate a broad sense of a
of Hizbollah were to swap places (but not reli- ‘Christian umma’ under threat, a generalized
gions) their attitudes to violence would simply sentiment of belonging to a distinct religiously
be reversed; all major religions are so broad defined community with a common fate. Thus,
that they can legitimate almost any action. there will be no diffused feeling of alienation to
Bruce does not want to go to the opposite underpin a cultural cauldron in which Christian
extreme adopted by Huntington, whose civi- terrorist organizations could emerge and find
lizational blocs are defined largely by religious sufficient recruits and broad enough sympathy
traditions. Nevertheless, between arguing that (for their causes, if not for their methods).
religion is absolutely crucial and that it is If not a southern Christian ‘umma’ using
merely epiphenomenal, it is possible, says religiously justified geopolitical violence, what
Bruce, to argue that there are significant differ- about more localized violence based on
ences between traditions. Apart from separa- religion?
tion of church and state, Bruce finds the key Southern evangelicals have indeed used
difference between Christianity and Islam in violence. Recent publications (Ranger forth-
the question of ‘law’, a religiously mandated coming; Lumsdaine 2007) talk of increasing
way of life. Wherever they are found in signifi- Muslim–Christian conflict in West Africa and
cant numbers, says Bruce controversially, South-East Asia. While most of the violence
‘Muslims always want either to take over the has probably been perpetrated by Muslims, the
state or to secede from it – the goal being the Christians have been far from blameless.
imposition of shariah’. There is nothing com- Nigerian bishops have approved taking up arms
parable in the behaviour of Christians, he during inter-religious rioting. Evangelicals have
claims (2003: 234f.). killed Muslims who (they would say) were
One healthy reaction to terrorism in the attacking them. During the guerrilla emer-
name of Islam has been to resist the tempta- gency in the 1980s, Peruvian pentecostals filled
tion to demonize that religion. But it is also the Peasant Patrols formed (sometimes on
unhelpful to portray Islam as a twin brother to evangelical initiative) to defend the local com-
Christianity having a similar diversity of pos- munity from the Maoist Shining Path guerril-
tures and explaining current differences las, in the absence of other support. In their
merely as a time-lag (‘look at all the similar armed action, these pentecostals saw themselves
things Christians have done in the past’) as fighting the anti-Christ (López 2007).
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214 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Violence in self-defence is not, of course, of Indonesia. As the transmigration of


incompatible with democracy (especially Javanese Muslims and the activity of Muslim
where the state is weak or absent). But in other militias upset the local religious and ethnic
contexts, ‘self-defence’ is construed as neces- balance, Christian militia groups emerged.
sary against the state itself, e.g. where What about state violence? Vásquez and
Protestantism has been adopted by a consider- Marquardt (2003: 141) inveigh against pente-
able portion of a small ethnic minority which costalism’s ‘rhetoric of war’, with its language
considers itself oppressed by the post-colonial of ‘spiritual warfare’ and ‘crusade’, giving as
nation-state. Protestantism has fused signifi- example of the dangers involved the anti-
cantly with ethnic separatist rebellions among insurgency strategy of the charismatic evan-
marginal peoples. One example is the Indian gelical general Ríos Montt, president of
state of Nagaland, almost totally Christian Guatemala in 1982–83. But that is to underes-
and largely Baptist. The main guerrilla group, timate the capacity of pentecostals to compre-
the National Socialist Council of Nagaland hend these militant metaphors, and drives a
(NSCN), is so influenced by evangelical wedge between Ríos Montt and other equally
Christianity that it has an evangelistic music repressive (but non-pentecostal) Central
group. The manifesto of the NSCN is imbued American military presidents. Ríos, in any case,
with a sense of mission, resulting in a mixture was a recent convert. What is certain, however, is
of socialism, democratic centralism, evangeli- that his pentecostalism did not prevent him
cal missionary fervour, a liberal doctrine of acting in that way, since he was held in high
religious toleration and a profession of faith in esteem by his church.
guerrilla warfare. ‘It is arms and arms alone There is a growing tendency on the part of
that will save our nation’ (Freston 2001: 91; for some pentecostals to demonize their religious
other examples of Protestant involvement in rivals and social movements they regard as
separatist rebellions, see Freston 2001: 82–3, degenerate. Although not necessarily incompat-
94–100, 116–18). ible with peaceful co-existence and democratic
Beyond self-defence and armed separatism, life, this is potentially worrying in regions where
can one talk of evangelical terrorists? There democratic norms are not soundly embedded.
was some involvement in the Rwandan geno- In short, popular Protestantism in the global
cide of 1994 (after Rwanda had been the scene south has some connection with violence, but
of one of the great evangelical revivals of the there are few examples not related either to
twentieth century). And there are a few cases self-defence in the absence of the state, or to
in Central America of pentecostal vigilante ethno-regional separatist movements. Southern
groups, in a context where such groups are Protestants do not have the Islamic concepts
proliferating. However, a recent book on reli- of the honour of a sacred community
gious terrorists (Stern 2003) mentions only (umma) and the defence of a sacred territory
three candidates for a category of ‘evangelical (dar-al-islam). Nor do they have the geopolitical
terrorists’, two of which are in the United influence that American evangelicals enjoy.
States. Firstly, the ‘Identity Christians’ who see And, as a relatively new religion, only rarely
Anglo-Saxons as the ‘true Israel’ and America (and then usually only among marginalized
as a sacred land. As the dominant religion of minorities) are they connected with ethno-
the racist right, it is not very exportable to religious conflicts. All these factors minimize
the Third World. The second group are the their propensity to violence.
extreme anti-abortionists who have bombed
abortion clinics and murdered their staff. This
is potentially exportable, and we should only
A NEW CHRISTENDOM?
find out how much if most of the Third World
were to adopt abortion policies similar to those
of the United States. The third group are the Jenkins (2002: 12) foresees a ‘new Christendom’,
Christian militias in some eastern islands a wave of Christian states which may eventually
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EVANGELICALISM AND FUNDAMENTALISM: THE POLITICS OF GLOBAL POPULAR PROTESTANTISM 215

form an African and Latin American axis in character in politicians have impeded eco-
which faith is the guiding political ideology. nomic growth ... Good governance cannot be
Is there any evidence for this? Or, at least, for achieved by bad people.’
attempts to create new ‘Christian’ nations or Mumba was, in any case, heavily defeated at
states in the global south? the polls. But we should notice what is not
As to predictions of a new Christendom, going on in Zambia. It is the nation that is
Sanneh (2003: 39) replies caustically that there declared Christian and not the state. There is
is ‘little evidence that Christian Africa will no established church, no legal discrimination
repeat the disasters of Christian Europe ... of non-Christians in public life and no limita-
there have been no ecclesiastical courts con- tion on religious freedom, much less any
demning heretics and witches to death, no Christian ‘sharia law’. Even those who
bloody battles of doctrine, no territorial lament the inadequate implementation of the
aggrandisement by churches, no jihads against ‘Christian nation’ concept do not advocate
infidels, no amputations’. As Sanneh’s slide such measures. Their proposals are all perfectly
from medieval Christian to modern Muslim compatible with democratic life. Mumba’s
deeds indicates, it is not only European programme says little about specific laws to
Christendom which is the supposed model for make the country more ‘Christian’, but it does
future southern Christian deviations, but also talk a lot about public morality and qualities
radical Islamism. Yet southern Christianity lacks of leadership. While it makes questionable
the ecclesiastical unity and political muscle assumptions about the relationship between
necessary for a reconstituted Christendom, personal faith, good governance and national
while also lacking the Islamist nostalgia for a prosperity, there is no idea that a Christian
glorious past. Almost no southern Christians nation should have a ‘sharia’. With all the limi-
have political projects similar to those of tations of Zambian Christian politics, this is an
radical Islamists. This is so even in Zambia encouraging sign for the political future of the
(Freston 2004a: 83–91) where the influence of Christian south.
charismatic evangelicalism led to the nation And yet there are causes for concern in some
being declared ‘Christian’ in 1991 by president charismatic theology, such as the concept of
Chiluba. After his electoral victory (which was territoriality (and a ‘rule of the saints’) in ver-
not on a specifically religious platform), he had sions of ‘spiritual warfare’ which talk of ‘terri-
State House ‘cleansed’ of evil spirits, organized torial spirits’ and are frequently associated with
an ‘anointing’ service modelled on that of King theocratic currents. The sacralisation of power
David, and declared Zambia to be a ‘Christian in such concepts (and its consequent demo-
nation’ in a covenant relationship with God. nization when in the hands of non-believers),
While some Christians criticized Chiluba makes criticism difficult. Introducing territori-
for this, others approved but felt it had not ality into a pluralistic situation brings dangers.
gone far enough. Amongst the latter was If Tertullian ridiculed the pagans who cried
Nevers Mumba, a televangelist who ran for ‘away with the Christians to the lions!’ when-
president in 2001 for his own political party, ever the Tiber rose as high as the city walls,
promising a ‘revolution of morality and today it is ‘spiritual warfare’ pentecostals who
prosperity’. It was not good enough, he said, blame such calamities on the particular reli-
merely to have a Christian president and gious rival or socially ‘degenerate’ group of
vice-president; all political positions should be their choice.
occupied by God-fearing people. His intention However, the danger to democracy can be
was to ‘uphold the declaration of Zambia as a exaggerated: some analysts jump from the
Christian nation, with a view to making it discourse to the supposed effects, without any
more practical’. This did not mean religious empirical evidence. In practice, the language
discrimination, he explained; rather, it meant of demonization functions largely as an inter-
leaders with a different character.‘Abuse of office, nal language of justification, a manicheism
high levels of selfishness and overall lack of of people and not of ideas (‘we must elect
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216 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

men of God’). It is possible for people to dis- is successful. But it is largely wrong. Global
agree strongly about things they regard as Protestant politics cannot be read off from
supremely important (such as the need to con- that of white American evangelicals. To give a
vert others, and even exorcise them of demons) rather puerile example, no Venezuelan
and still be good democrats. The popularity of Protestant was willing to assassinate Hugo
exorcism has to do with the growing concern Chávez at the behest of Pat Robertson!
with evil in many parts of Africa (Ellis and Ter One line of interpretation of Third World
Haar 2004: 42) and Latin America (Birman popular Protestantism claims it is ‘contribut-
2000: 276-8). A spirit idiom is used to express ing mightily to the Americanization of
concern with poor governance. By treating older global culture’, that ‘the social product that
notions of spiritual evil seriously (rather than [Protestants] distribute so successfully around
with poorly concealed disdain), pentecostalism the world is clearly stamped ‘Made in USA’ and
defuses fatalism and leads a cultural revolution that it promotes an acceptance of American
(Soares 1993: 43-50; Jenkins 2006: 99). global hegemony (Brouwer et al. 1996: 270–1).
In evaluating this, we have to remember this is
a phenomenon that spans three continents
The American Religious Right and several ‘generations’ of churches, so varia-
and Popular Protestantism tions are immense. The ‘Americanization’
in the Global South theory obviously builds on certain facts.
Southern Protestantism has many foreign con-
If it is important to compare evangelicals with tacts; the question is how important they are.
other religio-political actors in the Third In personnel and money, both Catholicism
World, it is also relevant to compare them with and historical Protestantism are usually far
their co-religionists in the global north, and more foreign than pentecostalism. Foreign
especially in the country often (and largely presence is usually most noticeable in the
mistakenly) seen as creator and controller of media, whose efficacy for growth is doubtful.
global evangelicalism: the United States. As International contacts often do not indicate
American evangelicals have become politically dependence at all, but rather a source of
influential in a conservative direction, culmi- symbolic legitimacy for fighting local battles.
nating (so far) in their role in the re-election of While Brouwer et al. concentrate on reli-
George Bush in 2004, does the globalization of gious globalization from above, it is globaliza-
evangelical Christianity portend a similar role tion from below which is more widespread
in the south, including a strengthening of and determinant. Transnational evangelical-
American ‘soft power’ through a common ism is more and more initiated within
geopolitical worldview? If not the next con- the Third World. The ‘hard’ (orchestrated)
stituency of recruits for terrorism, are south- Americanization thesis is hard to defend as an
ern Protestants the polar opposite, creating a account, not of American religious actors’
global constituency that sees the world through intentions but of global evangelical growth.
the eyes of American religious right leaders The ‘soft’ (emulationist) version of this thesis
such as Pat Robertson or James Dobson, or at is still plausible, but close examination of
least of the 40 per cent of Bush voters reputed evangelical networks tends more towards a
to be evangelicals? Is global Protestant political ‘complex global flows’ explanation.
involvement an offspring of the religious right? If not an offspring, what about a natural
Or at least its natural ally? And does it repre- ally? Here, the answer is more complex.
sent an extension of the ‘soft power’ of the There is considerable alignment on abortion
United States? and homosexuality, but less on gender and
With regard to being an offspring of the economics, and still less on geopolitics.
religious right, the bald answer is ‘minimally’. Even on abortion and homosexuality,
The religious right does of course try hard to American-style ‘culture wars’ are not reproduced
export its views and would have us believe it (except perhaps in South Africa). Most societies
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EVANGELICALISM AND FUNDAMENTALISM: THE POLITICS OF GLOBAL POPULAR PROTESTANTISM 217

(and their laws) are opposed to easy abortion 69 per cent of Filipinos. But compared to their
and gay marriage. In addition, most national average, US pentecostals are notably
Protestants are poor people in poor countries, more conservative, whereas southern pente-
on the edge of survival. As they try to recon- costals mirror theirs or are slightly more liberal.
struct the family in the midst of mass unem- On economic policy, southern pentecostals
ployment, the violence of machismo culture, generally reflect national opinion regarding
and the anomie resulting from the transition a free market economy (from 89 per cent
to mega-cities, they are little attracted to occa- favourable in Nigeria to 47 per cent in Chile).
sional efforts by denominational leaders to However, on welfare (whether government
involve them in single-issue ‘values’ politics. should guarantee food and shelter to every cit-
The 2006 Pew Forum survey on pentecostal- izen) pentecostals everywhere are slightly more
ism asked two questions on abortion. Firstly, favourable than their general populations. And
whether abortion is ever morally justified. In southern pentecostals (from 80 per cent in
the US, 64 per cent of pentecostals answered Kenya to 97 per cent in the Philippines), are
no, well above the 45 per cent of the general always more favourable than their American
population. In all nine southern countries co-religionists (77 per cent).
surveyed, an even higher percentage of pente- Regarding socio-eoconomic questions,
costals answered no (from 77 per cent in South evangelicals have shifted somewhat to the left
Korea to 97 per cent in the Philippines). But in recent years, especially in Latin America.
only in South Korea are pentecostals signifi- In part, this is due to changes in the Catholic
cantly above the national average as in the US. Church, no longer seen as occupying the
In Latin America they slightly reinforce the left so much. There are also class aspects: in
strong general opposition. And in Africa and Venezuela, for example, pentecostals tend to be
the Philippines they merely reflect their quite favourable to Hugo Chávez, as are other
national average. members of the lower classes. And growing
The second question concerned legislation: involvement in social projects sometimes leads
should government interfere with a woman’s to the perception that many transformations
ability to have an abortion. Global pentecostal- cannot be achieved at the purely individual
ism is more nuanced on this than usually level. Also, pentecostalism’s attraction as a reli-
imagined. American pentecostals are now in gion of personal salvation means that more and
the middle range (54 per cent favouring gov- more left-wing militants convert and continue
ernment intervention, compared to a high of their left-wing militancy.
77 per cent in the Philippines and a low of Even some prosperity preachers, previously
37 per cent in Guatemala). But pentecostals in thought to be automatically favourable to neo-
the US and South Korea still stand out as far liberalism, have changed their views, realizing
more favourable to anti-abortion legislation that their encouragement of self-employment
than their national average. Pentecostals else- might be as well served by the left’s proposals
where reflect national opinion closely; and in for strengthening the domestic market and
four countries are below their national aver- small-scale enterprise as by a recessive neolib-
age! Little more than a third of Guatemalan eralism which throws people onto the informal
pentecostals think government should legislate market but abandons them there.
against abortion.
On gender issues, pentecostals everywhere
Extension of American ‘Soft Power’?
are more in favour of women as religious lead-
ers than are other Christians and the general Does global Protestantism spread an ideologi-
populations. As to whether men should have cal outlook favourable to US foreign policy? In
more right to employment than women when fact, the ‘war on terror’ and especially the war
jobs are scarce, only 29 per cent of American in Iraq have revealed a fissure within global
pentecostals think so, more than the 25 per cent evangelicalism. The unpopularity of American
of Kenyan pentecostals but way below the foreign policy has meant that the influence of
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218 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

evangelicals on President Bush has sometimes universal condemnation of the terrorist attacks
damaged the image of evangelicals locally (as of 2001.
when former president Mário Soares of Firstly, what about world bodies within
Portugal spoke of ‘fanaticized sects like the evangelicalism? A World Evangelical Alliance
evangelicals ... to which Bush belongs’). statement of February 2003, when the invasion
Our survey of evangelicals should be placed was imminent, walks a tightrope. ‘The WEA is
in the context of world opinion. According to a global, evangelical network … where no one
a Pew Research Center survey of March 2004 nation or person is dominant … We believe
(covering Europe and Muslim countries that war … is almost always the worst solution’
[‘A Year After Iraq War’, http://people-press.org/ (statement of 21 Feb 2003, www.worldevangelical.
reports/display.php3?ReportID=206]), discon- org). The Baptist World Alliance was
tent with US policies had intensified following more direct, classifying the invasion as ‘a
the invasion of Iraq. Amid doubts about great sin’ (statement of 20 March 2003,
America’s real motives, there was broad agree- http://www.internationalministries.org/update/
ment (except in the US) that the war had hurt bwa_war2003.htm).
rather than helped the ‘war on terror’. Similarly, Our survey of countries will be weighted
in April 2003 90 per cent of Brazilians were towards Brazil, which has the largest evangeli-
opposed to the invasion of Iraq. Sixty per cent cal community in the world outside the United
said their view of the US had worsened, and only States. The leading interdenominational evan-
2 per cent said it had improved (Datafolha, 6 April gelical magazine Ultimato has strongly opposed
2003, www1.folha.uol.com.br/folha/datafolha). the war, although it does publish letters to the
And a 2004 survey concluded that, of 35 nations editor which take a different position. It argues
surveyed, only the Philippines, Poland and that Bush is achieving what 40 years of com-
Nigeria would clearly back George Bush for munist propaganda were unable to, that is, to
re-election (www.fpa.org/newsletter_info2583/ put the US at odds with the rest of the world.
newsletter_info.htm). The Iraq war is seen as a pretext to establish a
We should also place our survey of southern new world order. The magazine favourably
evangelicals in the context of American evan- cites American evangelist Leighton Ford for his
gelical opinion. Many of its most respected opposition to the war, but denounces the evan-
voices blessed the war plans. A poll of February gelicals who, in its opinion, ally themselves
2003 showed evangelicals were more likely to with self-interested politicians who speak cyn-
support a war in Iraq than the American public ically of the defence of Christian morality but
in general (in Sine 2004). Soon after the inva- not against the absurd level of US military
sion, 87 per cent of white evangelicals sup- spending, the economic imperialism, the exac-
ported it (Marsh 2006). Many respected erbated nationalism, the hypocrisy of alternat-
leaders viewed it as opening a chance to evan- ing free trade and protectionism according
gelize Muslims. The president of the National to the convenience of American corporations,
Association of Evangelicals signed an open and of supporting convenient dictatorships
letter which stated (before the invasion) that and overthrowing inconvenient ones in the
‘the threat Iraq and its weapons pose to us and name of democracy, and the cowardly 40-year
to others is truly grave’ (http://www.nae.net/ blockade of Cuba.
index.cfm?FUSEACTION=editor.page&pageI Interviews in Ultimato with leading
D=17&IDcategory=1). The largest denomina- Brazilian evangelicals stress the danger of an
tion, the Southern Baptist Convention, with- American mentality which sees itself as the
drew from the Baptist World Alliance after the incarnation of good, remembering that
latter had condemned the invasion. Saddam Hussein (like many erstwhile Latin
How, then, do Third World evangelicals American dictators) was long supported by
view the Bush administration’s foreign policy? the US. Behind the rhetoric of disseminating
The following overview is admittedly impres- democracy, one finds the desire to control
sionistic. In it, one should take as read a energy resources and consolidate imperial rule.
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EVANGELICALISM AND FUNDAMENTALISM: THE POLITICS OF GLOBAL POPULAR PROTESTANTISM 219

The neo-conservative doctrine of removing all a post-Bush reaction, lead to a weakening of


obstacles to lone global domination makes all desire for a healthy moral climate.
states around the world feel threatened. The The majority current in Brazilian evangeli-
war will make the world less safe and harm the calism seems far closer, on these geopolitical
image of evangelicals everywhere. questions, to ‘mainstream’ Christian currents
How representative is all this? Before the in the US rather than to American evangelical
invasion, a television programme with several positions. For Spanish-speaking Latin America,
Brazilian evangelical congressmen discussed Padilla and Scott (2004) stress the surprising
the issue. However conservative the parties diversity of Latin American churches which
that these congressmen represented, and how- pronounced against the war, including many
ever ‘unconventional’ the pentecostal churches churches thought of as politically conservative
they were members of, they were unanimous or which imagine themselves as ‘non-political’.
in condemning the imminent invasion. In They conclude that not a single Latin American
addition, in my research among Brazilian denomination seems to have been in favour,
evangelical missionaries abroad I have been even in the few countries whose governments
struck by how opposed to the Bush adminis- supported President Bush.
tration policies my interlocutors have been. Looking briefly at a few African and Asian
Already during the 2001 war in Afghanistan, countries, we find that a conservative South
the leader of a mission which places profes- African political party, based mostly among
sional people in Muslim countries told white and black charismatic churches, the
me: ‘American policies are not helping, and African Christian Democratic Party, strongly
American evangelicals are very pro-Israel … opposed the imminent invasion. Its spokesman
[But] we [Brazilian missionaries] have no diffi- in parliament said that ‘selfish interests and
culty taking a position unfavourable to Israel … ducking domestic problems’ were not good
We repudiate the terrorist attacks [of reasons for war. ‘The ACDP rejects from a
September 2001] … but we recognise they did Christian perspective the American “civil reli-
not happen in a historical vacuum. The West gion” that says America is predestined by God
must reflect on its international policies and to save the world, [which amounts to] a near
abandon the double standard it applies … We deification of the US state’ (Freston 2004a: 96).
need to show the world that we are moved by a In China (personal communication from
different spirit from the one … in which prej- Kim-Kwong Chan), which may now have more
udices are stronger than respect and dignity.’ evangelical Christians than any other country
Even more idealistically, another Brazilian mis- in the world except the United States and
sions leader affirms that ‘the Christian com- Brazil, virtually all Christians followed the
munity had an opportunity to evangelize the standard sentiment of the Chinese population,
world on September 11th ... If the representa- that the US was bullying the world in its own
tive of the greatest Protestant nation had national interest.
[spoken] of forgiveness and not revenge, the Somewhat different positions predominated
world would really have known the gospel. If in India and the Philippines. In the former
he had said, “we forgive what you have done, country (personal communication from Sushil
and we want to ask forgiveness for what we Aaron), silence seems to have been the main
have done to you over the years”...’ The presi- reaction. In the Philippines, however (personal
dent of the leading evangelical student organi- communication from David Lim), many
zation in Brazil said that, while he agreed with leading evangelicals are pro-Bush, albeit less
the standard portrayal of Bush as a leader who strongly than before. It should be remembered
has ruined the image of Americans around the that Filipinos are one of the few peoples who
world, given munition to those who ridicule would have re-elected Bush in 2004.
Christianity and is a puppet of the arms and oil The Pew survey in 2006 asked whether
industries, he feared that Bush’s ‘insensitive respondents favoured ‘the US-led efforts to
and hypocritical defence of morality’ might, in fight terrorism’. In all countries surveyed,
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220 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

pentecostals are similar to the national average, Pat Robertson’s declaration that Yitzhak
except (for obvious reasons) in the half- Rabin’s assassination was divine punishment
Christian and half-Muslim country of Nigeria. for having signed the Oslo Peace Accords, and
Only there (71 per cent) and the Philippines Ariel Sharon’s stroke was God’s retribution for
(76 per cent) do pentecostals support the ‘war giving up the Gaza Strip.
on terror’ as much as in the US (72 per cent); There are an estimated 25–30 million
these two countries are predictable exceptions Christian Zionists in the US (Sizer 2004: 23).
in the global south since they both suffer inter- Christian Zionism is usually (though not always)
nal tension between their Muslim and non- linked with a theory of biblical prophetic inter-
Muslim populations. But in Latin America and pretation known as dispensationalism, which
South Africa, only around one-third of pente- began in Britain in the 1830s but has taken
costals support the ‘war on terror’, and in root most strongly in the US. Indeed, there are
South Korea only 16 per cent. In all Latin many ‘Judaizing elements’ (Martin 1997) in
American countries surveyed, pentecostals are American Protestantism, with its motifs of
actually slightly less favourable to it than their covenant, promised land and pilgrimage. Such
general populations; so much for the idea ideas may make it especially susceptible to
that global pentecostalism is helping American Christian Zionism.
‘soft power’! Does the rise of global evangelicalism mean
It is true that this disfavour may be partly the globalization of strong support for
due to a desire, especially in countries where Christian Zionism? After all, southern believ-
evangelicals are a small minority and pluralism ers read the same Old Testament and may be
is not always respected, to avoid the negative exposed to Christian Zionist literature from
fall-out for their own communities of an asso- the US which tells them that their nations
ciation between President Bush’s global unpop- cannot be blessed unless they support Israel.
ularity and his well-publicized links with On the other hand, Christians read the Bible
American evangelicals. In any case, this geopo- for centuries before anyone thought of a
litical divide gives the lie to the idea of Third national restoration of the Jews and the dis-
World evangelicalism as ‘global American pensationalist schema of interpretation. And
fundamentalism’. there are several reasons why apocalypticism
in general and Christian Zionism in particular
might not be so important for believers in the
Christian Zionism in the Third World?
global south. Intensity of prophetic interest
American evangelicals’ influence on foreign depends on other priorities; for poor people in
policy is often considered strongest in its the global south, survival issues take prece-
uncompromising support of Israel. This is due dence over idle speculation. Apocalyptic may
to Christian Zionism, a current in modern be popular for existential comfort but not so
Christianity which not only reintroduces much for geopolitical titillation; indeed, as
territoriality but also involves direct conflict Jenkins says (2006: 128), they may not have to
with Islam. imagine End Times scenarios to make biblical
Christian Zionism believes that the Jews references to persecution real for them. They
remain God’s chosen people, apart from any have no impression of a declining church
possible conversion to Christianity, and that (which dispensationalism prophesies for the
all the land ‘from the river of Egypt to the End Times), nor do they resent a loss of cul-
Euphrates’ has been given in perpetuity to tural hegemony within their own cultures
them. The Jewish temple should be rebuilt in (which they have never had), and much less do
Jerusalem (on the site of the Al-Aqsa mosque). they fear a receding geopolitical hegemony for
Christian Zionists support Israeli expansion- their own countries (which most of them
ism, believing this will culminate in the battle could never dream of having). They have no
of Armageddon and the return of Christ. Some post-Holocaust feeling of guilt regarding
would even concur with television evangelist the Jews, and probably have little first-hand
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EVANGELICALISM AND FUNDAMENTALISM: THE POLITICS OF GLOBAL POPULAR PROTESTANTISM 221

contact with Jews. They are more likely to have impulses which accompanied, or even antici-
contact with Arabs, and some of them (e.g. in pated, Huntington’s (1991) ‘three waves’ of
parts of Latin America) are actually descended democratization. The first of Witte’s waves was
from Arab immigrants. They feel less threat Protestant, in the Northern Europe and North
from terrorism; indeed, they may entertain America of the seventeenth and eighteenth
feelings of Third World solidarity against ‘neo- centuries. Of course, this first wave was largely
imperialism’. In the tough conditions of the an unintended result of the fracturing of the
Third World, the idea of blessing as dependent religious field and the experience of wars of
on support for Israel does not seem as cogent. religion, rather than the intended result of
Even though some denominations cultivate most Protestant leaders’ convictions. Even so,
links with the ‘Holy Land’, the emphasis is ‘most of democracy’s original exponents were
more on ‘the places where Jesus walked’ rather deeply rooted in verities derived from Christian
than on current issues (see, for example, the faith and ethics’ (De Gruchy 1995: 49). In addi-
website of the Brazilian neo-pentecostal tion, ‘principled pluralism’ was one of the early
Universal Church of the Kingdom of God, Protestant postures towards the state. This
www.arcauniversal.com.br). position, which first achieved political
The Pew survey of 2006 asked respondents importance in the 1640s with the Levellers in
whether they sympathized more with Israel or England and Roger Williams in Rhode Island,
the Palestinians. Of course, ‘sympathy’ for Israel supplied the theological basis which allowed
does not necessarily indicate Christian Zionism, Protestant sectarian theology to overflow into
but it is the best data we possess. In all ten democratic politics by rejecting any division of
countries, pentecostals are above their national the political world between the godly and the
average in sympathy for Israel. American ungodly. The situation of Old Testament Israel
(60 per cent) and Filipino (67 per cent) pente- was seen as entirely exceptional; today, the state
costals sympathize very strongly with Israel, should be non-confessional.
considerably above their national averages Thus, democratization was strengthened
(41 per cent and 55 per cent respectively). not just by Protestant fragmentation (Bruce
Nigerian, Kenyan and Guatemalan pente- 2004: 9–10) but also by elements of Protestant
costals are over 40 per cent, but their teaching and organization (Willaime 1997: 2081;
co-religionists in Brazil, Chile, South Africa Berger 2004: 78; Anderson 2006: 195). In con-
and South Korea are below 40 per cent. Even sequence, today’s Protestants, wherever they
more telling is the sum of the three replies may be, are not usually required to allay fears
which seem to preclude a Christian Zionist regarding their religion’s ultimate ability to
position (sympathy for the Palestinians, both co-exist with democracy.
or neither). Only 18 per cent of American pen- But in reality, there have always been
tecostals come in those categories, versus Protestantisms in the plural. Early Protestantism
56 per cent of pentecostals in Chile, followed included not only the ‘principled pluralist’ posi-
by five other countries between 52 per cent and tion of religious freedom in a non-confessional
46 per cent. Once again, Nigeria (32 per cent) state, but also the ‘Christian nation’ idea of the
and the Philippines (25 per cent) are the only state promoting true religion and morals,
southern countries whose pentecostals mirror and the apolitical ‘rejection’ of the state. Some
their American brethren. non-democratic regimes in modern times
have enjoyed Protestant support or at least
acquiescence. Protestantism, whether histori-
Protestantism in the global south
cally in the global north or today in the south,
and democracy
has often been undemocratic at diverse levels:
Of the major religions, Protestantism has the in its internal life, in its attitudes towards other
longest historical links with religious freedom religions, and in its association with undemoc-
and democratization. Witte (1993) speaks ratic regimes or with undemocratic political
of three waves of Christian democratizing actors. But its historical origins, its theological
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222 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

traditions and its organizational divisions and politics. However, with its numerical bur-
combine to weaken any tendency to theocracy geoning, the political restraint implied in
or to a concerted use of political violence. acceptance of democratic rules is less evident
This is to disagree with those like Bruce in some quarters. As evangelicalism turned
(2003: 245, 2004: 18) who believe that ‘religion global, it became involved in politics in very
taken seriously is incompatible with democ- diverse settings and was put to a variety of
racy’ because the godly/ungodly division of the political uses (Freston 2001, 2004a, 2004b).
world is incompatible with the principle that This variety is accentuated by ‘local subver-
all people are essentially of equal worth. Bruce sion’, in which local contextual factors over-
ignores ‘principled pluralism’ and its impor- whelm the universal heritage of the church; a
tance in the evolution of religious freedom and danger all the greater in churches with local
democratic ideas. Nevertheless, southern autonomy. Being a decentralized faith, the
Protestantism, which is certainly ‘religion globalization of evangelicalism may produce a
taken seriously’, does not yet have both feet splintering of political perspectives unable to
firmly in the democratic camp, and it often dialogue with each other.
operates in contexts where few other political The political implications have been
actors are wholehearted democrats either. In appraised in very varied ways by scholars.
any case, by the late 1990s most scholars of On the one side are authors who emphasize
democratic transitions thought religious tradi- the repressive and corporatist nature of many
tions were largely irrelevant to the outcomes of churches (especially the pentecostal ones).
democratization processes. And while democ- Other authors see southern Protestantism as a
racy is undoubtedly strongest in countries of potential or actual contributor to democracy,
a Western Christian tradition, that correlation whether directly through resistance to
might not hold if one controlled for other authoritarianisms and assistance to democra-
factors (Anderson 2006: 204). tizing movements, or indirectly through cre-
Woodberry and Shah (2004), however, ating the cultural conditions for democratic
allege that the correlation between democracy consolidation (as part of a vibrant civil soci-
and Protestantism does hold in the global ety, offering a free social space, an experience
south, even controlling for other variables. of solidarity and a new personal identity, as
They talk of compelling cross-national evidence well as responsible participation in the com-
of a causal association between Protestantism munity and, for some, the development of
and democracy, but a relation that is mediated leadership gifts) and, in some versions,
and contingent. Mediating factors include not through stimulating capitalist forms of
only characteristics of Protestant activity (such economic development.
as the encouragement of education), but also Theorists who favour the latter interpreta-
opponents’ reactions which often imitate its tion often go back to Tocqueville’s study of
organizational forms and activities. This American democracy in the 1830s. The ques-
means Protestantism’s effect on democracy tion is whether global evangelicalism has the
may not be as dramatic as before, as other characteristics Tocqueville viewed as beneficial
actors adopt its characteristics. Also, they to democracy, especially clerical self-restraint
warn, some strains of global pentecostalism in avoiding direct political involvement and
may not have as positive an effect as historical doctrines which moderate the people’s taste
Protestantism (amongst other reasons, because for material well-being. Pentecostalism in the
of their smaller emphasis on education). global south has not always done well in main-
Thus, there is no blanket answer to taining an advisable distance from the vicissi-
whether southern Protestantism is a help or a tudes of democratic partisanship, or in averting
hindrance to democratization. It arrived in people’s gaze from materialistic envy, or in bal-
the Third World largely with a critique of Catholic ancing democratic impulsiveness by salutary
or non-Christian ‘confusion’ of religion long-term thinking.
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EVANGELICALISM AND FUNDAMENTALISM: THE POLITICS OF GLOBAL POPULAR PROTESTANTISM 223

In addition, democratization itself includes more than their supposed God-given right
both transitions and consolidation. In transi- to rule.
tions, pentecostal churches are often not much While pentecostals have shown themselves
use. For standing up to dictatorships, it is more adept at personal transformation, their record
helpful to be a traditional, hierarchical, in societal transformation has fallen far short,
transnational church with elite connections. both because of the complexity of social ques-
It is not so easy for a pentecostal church, espe- tions and because of the corrupting effect of
cially for those with no transnational or elite politics as the supreme focus of power. In fact,
connections, deprived of intellectual resources the pentecostal self-belief that is positive for
and vulnerable to repression. However, in personal transformation becomes a liability in
democratic consolidation (the long haul of politics. And the charismatic ritualism that can
creating a democratic culture) these churches produce results at the micro level does not
might be more use because they promote cer- function at the macro level. A ‘spiritual war-
tain activities, encourage economic develop- fare’ mindset which attributes all a country’s
ment, are anti-fatalistic and instill skills of problems to the ‘wrong people’ being in power,
leadership and public speaking. They have cer- and which imagines a manifest destiny for
tainly provided a significant route for individ- one’s own group as incorruptible leaders, is
uals of lower social origin to achieve political bound to come to grief.
visibility (e.g. some pentecostal congressmen The fragmentation of evangelicalism means
in Brazil or Nicaragua). that its direct political impact is always smaller
However, churches may be enveloped in an than might be hoped or feared. No evangelical
apocalyptic mentality which regards the neo-Christendom is feasible, however much
world as hopeless. Such withdrawal is not numerical success the churches might still have.
helpful to democratization and may harm it. Despite the dangers of corporatism (using the
That mentality is now less common, espe- state to strengthen the ecclesiastical institution),
cially in churches with a slightly higher social there is now a plurality of competing organiza-
level. One now sometimes finds the opposite, tions whose actions can politically cancel each
a triumphalistic mentality which says believ- other out. These are voluntary communities
ers should govern their countries in the name which people enter or leave at will, and evangel-
of God. In some places (Guatemala) it is icalism is perceived in many countries as help-
better-off charismatics, used to a political ing to create a vibrant civil society. However, at
role, who entertain such ideas. In other places times it is a civil society bound up in its own
(Brazil) it is the older lower-class pentecostal limited projects and unable to develop a more
churches which have grown so much that universalist reflection on public life such as
their leaders become ambitious. Since democ- characterizes, for example, Catholic social
racy is the numbers game, they try to trans- doctrine. In some countries the result has been
form their religious leadership into political damage to their public image, associating it
leadership, either to help their own churches with political naivety and vulnerability to
by milking the state, or by dreaming of exer- manipulation, and sometimes with corruption
cising political power themselves, or by elect- and hunger for power. While fragmentation is
ing a ‘man of God’ as president who will beneficial in limiting the danger of theocratic
attract divine blessing on the country. That regimes or large-scale conflict, it also increases
dream has serious anti-democratic potential, the possibility of political underachievement
but in practice it never happens because they compounded by corruption scandals (as have
do not control the votes of their members blighted pentecostals in Brazilian politics).
and the denominations never unite behind a Several questions in the 2006 Pew survey
single political project. In any case, since they are pertinent for attitudes to democracy.
do not have a sharia to implement, their ideas Pentecostals everywhere are affirming (between
of theocracy generally boil down to little 84 per cent and 99 per cent) of the importance
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224 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

of honest multiparty elections, similar to or Evangelicalism is thus less ‘use’ during phases
slightly above their national averages. When of democratic transition than it is during
asked whether, to solve the country’s problems, the more extended periods of consolidation.
it would be better to have a more participatory Indeed, the evangelical concept of voluntarism
government or a strong leader, pentecostals and the duty to convince and publicise bears
always prefer a participatory government. more than a resemblance to Habermas’ con-
But in the Philippines, Nigeria, South Africa cept of the public sphere and communicative
and Guatemala (following their national ten- action. The massive daily practice of convinc-
dencies) over 40 per cent would like a strong ing, at the grassroots level, even by groups
leader, whereas pentecostals in Brazil, Chile, which are not internally democratic, may be
Kenya and South Korea are less interested important for the quality of democracy that is
(under 30 per cent) in the strong leader possible in the public sphere.
solution. In seven countries, pentecostals are less Thus, while circumscribed by certain broad
favourable to a strong leader than their general parameters, actual evangelical politics is very
populations, so pentecostal attitudes do not hard to predict (not only because evangelical-
weaken democracy in most of the global south. ism is decentralized, but because it is now pres-
On the other hand, American pentecostals are ent in so many contexts across the globe). One
more favourable to a strong leader (34 per cent) implication of this localism is that imitation
than their national average of 24 per cent. may prevail: local patterns of religion-state
When asked whether government should relations may be absorbed as evangelicalism
make our country a Christian country or gains in political legitimacy. Probably the
whether there should be separation of church greatest danger to democracy will come in
and state, American pentecostals (by a margin Africa, especially with the rise of ‘Christian
of 52 per cent to 36 per cent) prefer the nationalism’ as the more secular independence
‘Christian country’ option, as do pentecostals movements have lost their lustre. But in
in Nigeria (58-35) and South Africa (45-37). In Latin America, despite the now-fading heritage
all other countries surveyed, pentecostals reject of a monolithic Catholic model, the more
the ‘Christian country’ idea, notably in Chile pluralist present will almost certainly keep
(23-62) and Brazil (32-50). However, every- evangelicals broadly within the democratic
where except Chile pentecostals are more and non-confessional track; and future growth
favourable to the idea than other religious curves will change their composition and push
believers in their country. Africa seems the them towards more mainstream politics (in
most propitious location for Jenkins’ idea that the case of numerical stagnation, by increasing
new ‘Christian nations’ will appear in the the percentage of birth-members; or in the
global south. case of continued expansion, by incorporating
Evangelicalism’s emphasis on individual other social sectors). In Asia, it is unlikely that
freedom to respond to the religious message evangelicals will be influenced by communist
results in an opting out of social ‘sacred or non-Christian religious nationalist models
canopies’ and the creation of an unending rather than secular ones. Facing Asian nation-
pluralism. The results for democracy are para- alisms, evangelicalism generally represents a
doxical. Totalitarian regimes are resisted, as are democratizing force.
non-Christian religious nationalisms, but
authoritarian regimes which do not impinge
on evangelical religion may not be. The evan- REFERENCES
gelical world is too fissured to undergird
national-level movements advocating major Almond, Gabriel, Sivan, Emmanuel and Appleby,
political change in whatever direction. There R. Scott 1995. ‘Fundamentalism: Genus and
have been no national ‘Reformations’ of Species’. In Marty, Martin and Appleby, R. Scott
Christendom in the Third World as there were in (eds), Fundamentalisms Comprehended. University
northern Europe, no Protestant state churches. of Chicago Press, pp. 399–424.
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Anderson, John (ed.) 2006. Religion, Democracy and Jenkins, Philip 2002. The Next Christendom.
Democratization. London, Routledge. New York, Oxford University Press.
Bebbington, David 1989. Evangelicalism in Modern Jenkins, Philip 2006. The New Faces of Christianity.
Britain, London, Unwin Hyman. New York, Oxford University Press.
Berger, Peter 2004. ‘The Global Picture’. Journal of Juergensmeyer, Mark 2001. Terror in the Mind of
Democracy 15: 2, April, pp. 76–80. God. Berkeley, University of California Press.
Beyer, Peter 1990. ‘Privatization and the Public López, Darío. 2007. ‘Evangelicals and Politics in
Influence of Religion in Global Society’. In Fujimori’s Peru’. In Freston, Paul (ed.), Evangelical
Featherstone, Mike (ed.), Global Culture, London, Christianity and Democracy in Latin America.
Sage, pp. 373–95. New York, Oxford University Press.
Beyer, Peter 1994. Religion and Globalization. Lumsdaine, David (ed.) 2007. Evangelical Christianity
London, Sage. and Democracy in Asia. New York, Oxford
Birman, Patrícia 2000. ‘Whatever Happened to University Press.
What Used to be the Largest Catholic Country in Marsden, George 2006. Fundamentalism and
the World?’ Daedalus 129, 2, Spring, pp. 271–90. American Culture (2nd edn). New York, Oxford
Brouwer, S. Gifford, P. and Rose, S. 1996. Exporting University Press.
the American Gospel: Global Christian Marsh, Charles 2006. ‘Wayward Christian Soldiers’.
Fundamentalism. London, Routledge. New York Times, 20 January.
Bruce, Steve 2000. Fundamentalism. Cambridge, Martin, David 1997. Does Christianity Cause War?
Polity. Oxford, Clarendon Press.
Bruce, Steve 2003. Politics and Religion. Cambridge, Martin, David 2004. ‘Evangelical Expansion in
Polity. Global Society’. In Lewis, Donald (ed.),
Bruce, Steve 2004. ‘Did Protestantism Create Christianity Reborn. Grand Rapids, Eerdmans,
Democracy?’ Democratization 11, 4 August, pp. 273–94.
pp. 3–20. Marty, Martin and Appleby, R. Scott (eds) 1993.
Coffey, John 2000. Persecution and Toleration in Fundamentalisms and the State. University of
Protestant England: 1558–1689. Harlow, Pearson. Chicago Press.
Davie, Grace, Heelas, Paul and Woodhead, Linda Norris, Pippa and Inglehart, Ronald 2004. Sacred
(eds) 2003. Predicting Religion. Aldershot, and Secular: Religion and Politics Worldwide.
Ashgate. Cambridge University Press.
De Gruchy, John 1995. Christianity and Democracy, Padilla, C. René and Scott, Lindy 2004. Terrorism
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Ellis, Stephen and Ter Haar, Gerrie 2004. Worlds of Pew Forum on Religion and Public Life 2006. Spirit
Power. New York, Oxford University Press. and Power: A 10-Country Survey of Pentecostals.
Freston, Paul 2001. Evangelicals in Asia, Africa and Washington, D.C.
Latin America. Cambridge University Press. Ranger, Terence (ed.) forthcoming. Evangelical
Freston, Paul 2004a. Protestant Political Parties: Christianity and Democracy in Africa. New York,
A Global Survey. Aldershot, Ashgate. Oxford University Press.
Freston, Paul 2004b. ‘Evangelical Protestantism Sanneh, Lamin 2003. Whose Religion is Christianity?
and Democratization in Contemporary Latin Grand Rapids, Eerdmans.
America and Asia’. Democratization 11, 4, August, Sine, Tom 2004. ‘Divided by a Common Faith’.
pp. 21–41. Sojourners, October.
Freston, Paul 2007. ‘The Changing Face of Christian Sizer, Stephen 2004. Christian Zionism. Leicester, IVP.
Proselytizing: New Actors from the Global South Soares, Luiz Eduardo 1993. ‘A Guerra dos
Transforming Old Debates’. In Hackett, Rosalind Pentecostais contra os Afro-Brasileiros: Dimensões
(ed.), Proselytization Revisited. London, Equinox. Democráticas do Conflito Religioso no Brasil’,
Hackett, Rosalind (ed.) 2007. Proselytization Comunicações do ISER 44, 43–50.
Revisited. London, Equinox. Stern, Jessica 2003. Terror in the Name of God.
Huntington, Samuel 1991. The Third Wave: New York, Ecco.
Democratization in the late Twentieth Century. Vásquez, Manuel and Marquardt, Marie Friedmann
Norman, University of Oklahoma Press. 2003. Globalizing the Sacred. New Brunswick,
Huntington, Samuel 1998. The Clash of Civilizations Rutgers University Press.
and the Remaking of World Order. London, Waters, Malcolm 1995. Globalization. London,
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Willaime, Jean-Paul 1997. ‘Les Fondements Witte, John (ed.) 1993. Christianity and Democracy
Religieux du Politique Moderne’. In Lenoir, in Global Context. Boulder, Westview Press.
Frédéric and Tardan-Masquelier, Ysé (eds), Woodberry, Robert and Shah, Timothy 2004. ‘The
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11
From ‘Cults’ to New Religious
Movements: Coherence, Definition,
and Conceptual Framing in the Study
of New Religious Movements

THOMAS ROBBINS AND PHILLIP CHARLES LUCAS

WHAT IS THE FIELD?


characterized by a certain ambiguity or inco-
herence. In our view, a theoretical reconsidera-
Since the mid-1970s, the study of new religious tion or re-orientation of the field may now be
movements (NRMs) has become a significant in order.
and flourishing sub-area within the disciplines As James Lewis and Jesper Peterson have
of both religious studies and the sociology of recently noted, the ‘field of new religious
religion. Many important studies have been movements’ has now become a recognized aca-
published and some significant theoretical demic subspecialty. However, ‘it is a very odd
work has been done. In the wake of the ‘war on field of specialization that lacks the adequate
terror,’ however, the study of NRMs has had to internal logic for determining which phenom-
deal with an increasing shift of public (and ena fall within its purview’ (Lewis and
academic) attention from ‘dangerous cults’ to Peterson 2005: 3–4). The basic scope and
shadowy Jihadist groups such as Al-Qaeda that boundaries of the field do not appear to be
threaten nations with terrorist attacks. This definitely settled. There does exist, however, an
development has tended to focus scholarly implicit understanding that the study of
attention on issues of violence and apocalyptic NRMs often pertains to a set of familiar groups
thinking in NRMs, to the detriment of such or ‘cults’ such as the Unification Church,
issues as charismatic authority in NRMs, the ISKCON (Hare Krishna), the Children of God
social and cultural significance of NRMs, (The Family), the Church of Scientology, the
sect to church theory, secularization and Raelians, the Church Universal and Triumphant,
NRMs, globalization and NRMs, and recruit- and Sokka Gakki. The problem is that some
ment to, and defection from, NRMs. Moreover, of these groups are now several generations
it is arguable that the field as a whole is still old, i.e., they are not really all that ‘new.’
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228 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

What then is a new religious movement or a world make it difficult to argue that the mar-
‘new religion’? How old does a group have to riage ceremonies are evidence of significant
be before it is no longer considered new? Is tension between the Moonies and the sur-
chronological ‘newness’ the crucial identifying rounding social environment. In addition, the
category or is the vital element some frequent Unification Church owns a number of conven-
correlate or consequence of ‘newness’ such as tional businesses throughout the world so that
charismatic leadership, rapid organizational it is no longer dependent on the controversial
change, intensity of member commitment, or sale of flowers, books, and other articles in
tension with society at large? If the latter, does public spaces such as bus depots or airports.
a group cease being a NRM when its charis- David Bromley makes the additional point
matic leader dies, when a second generation of that NRM studies (he uses the term New
members who grew up in the community takes Religion Studies [NRS]) need to ‘identify the
over power, or when the group accommodates key analytical dimensions that distinguish
itself to societal norms, as, for example, when types of religious groups and lead toward a con-
the Church of Jesus Christ of Latter-day Saints ceptualization of newness’ (Bromley 2004: 91).
rejected polygamy? He observes that religious studies scholars tend
Eileen Barker has argued forcefully that the to ‘categorize groups on cultural criteria’
fact of chronological ‘newness’ is indeed socio- (Bromley 2004: 91). Thus, for example,
logically significant because chronologically J. Gordon Melton has organized his typology
and organizationally ‘new’ movements tend to of new religious groups according to nineteen
share certain typical, important features such families that have historical commonalities,
as charismatic leadership, a first generation belief system resemblances, and ritual/practice
membership of ‘converts,’ a primary reliance commonalities. Social scientists, on the other
on proselytization rather than birthrate to sus- hand, emphasize taxonomies of social organi-
tain growth, intense intragroup ties, and a sig- zation, charismatic authority, and the degree to
nificant degree of tension with mainstream which social features of a NRM are congruent
society (Barker 1989, 2004: 88–102). The diffi- with ‘the structure and interests of dominant
culty with this position arises when these institutions’ (Bromley 2004: 92; Melton 2004:
features of ‘newness’ disappear and the group 73–87).
becomes a stable organization with routinized Bromley proposes a way of defining new
charisma, solid growth through group religions that incorporates both social and cul-
birthrates, a conventional means of raising tural dimensions and subsumes these under
money, and minimal tension with the larger the concept of alignment. Alignment, in his
society. Does the group then no longer fall formulation, is defined as the degree of congru-
under the purview of NRM study? Are any of ence a group has with the ‘dominant culture
these characteristics more important than and dominant institutions’ of a particular soci-
others? For example, the Unification Church ety (Bromley 2004: 91). This way of defining
still has its charismatic founder, Rev. Sun new religions emphasizes the role of power in
Myung Moon, in power. However, the group understanding what kind of group it is. Bromley
has become an accepted supporter of, and posits a continuum along which groups can be
fellow traveler with Republican conservatives classified depending upon their degree of
through its publication of the Washington acceptance or contestation by dominant social
Times and its contributions to Republican institutions and their alignment with domi-
causes. True, the group’s mass marriages still nant cultural patterns. This formulation allows
raise eyebrows in the mainstream media, but him to propose three general categories of
its packaging of these events as ‘rallies to religious institution: (1) Dominant religious
strengthen marriage and family’ and its ability groups. These are groups ‘that are most
to attract mainstream religious and political strongly aligned with dominant cultural pat-
leaders (such as Neil Bush, George W. Bush’s terns and social institutions’ (Bromley 2004: 93).
younger brother) to these rallies around the They do not challenge the prevailing social
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FROM ‘CULTS’ TO NEW RELIGIOUS MOVEMENTS 229

order and are thus in a low degree of tension patterns (rejection of Brahmanistic rites and
with other dominant groups in society. caste differences, for example).
(2) Sectarian religious groups. These groups Another problem lies with the term, ‘move-
reject both the authority and legitimacy of ment’. Should NRM studies – as a field – cover
dominant religious institutions and yet claim new subgroups or currents within existing
cultural legitimacy because of their adherence churches (e.g., schismatic movements and
to what they see as the authentic core of the parachurch movements)? How about the loose
dominant religious tradition’s teachings. networks, teachers, seminars, books and prod-
Sectarian groups create alternative organiza- ucts subsumed under the designation, ‘New
tions that dominant groups regard as incongru- Age Movement’? And what about new theolog-
ent with mainstream institutions with respect ical ‘schools’ (Prosperity Theology) or new
to such elements as specific practices, intensity tendencies in biblical exegesis? Or political
of commitment, and non-alignment with movements that employ religious symbols and
mainstream legitimating bodies. An example rhetoric such as Al-Qaeda or Hamas?
would be the Amish community in the United Clearly, the influence and notoriety of the
States. The Amish reject military service, ‘usual suspects’ in NRM study is on the wane.
modern technological conveniences, and mem- In the meantime, many other types of groups
bership in the National Council of Churches, and movements have emerged that could fall
yet see themselves as authentic heirs of biblical under the purview of NRM study. We have
Christianity. (3) New religious groups. These suggested some of these in the above para-
groups lack congruence with both dominant graph. Others might include Asian and African
social institutions and dominant cultural pat- ‘independent’ churches; religio-therapy groups
terns. In Melton’s taxonomy, they stand out- such as Avatar, Mindspring, and Landmark
side dominant religious ‘families,’ and in Forum; groups that fall under the Nature
Barker’s terms, they are ‘new’ movement Spirituality umbrella, i.e. Wicca, Asatru,
organizations. Because these groups are often goddess spirituality, Pagans, Neo-shamans,
rejected by dominant religious and social insti- and various Druidic orders; and internet or
tutions, they tend to exist in a high degree of ‘virtual’ religions.
tension with the larger social order (Bromley Perhaps the stated purview of the journal
2004: 94). Nova Religio could provide a starting point for
Bromley’s formulation not only integrates this redrawing of the boundaries of NRM
cultural and social elements, but it includes a study. Nova’s purview includes religious com-
broader array of groups than encompassed in munities, movements, and phenomena that
current NRM studies, which tend to focus on a fall outside the established, or dominant, reli-
limited cohort of NRMs in the West. The gious institutions and discourse of a given
reason for this broader purview is because nation or culture (Lucas 1997: 8). This focus
Bromley’s distinctions work across historical includes, among others, minority religions,
periods and cultures. Since acceptance as a new religions, Gnostic and Hermetic groups,
legitimate ‘religion’ is dependent on cultural millenarian and primitivist groups such as
setting and historical period, this model allows Christian Identity and the Branch Davidians,
for the fact that the status of any religious nationalist NRMs such as Mahikari, metaphys-
group changes over time; ‘legitimate religion’ is ical and Ancient Wisdom movements such as
a contested designation constantly up for Unity, Spiritualism, and Eckankar, Jewish
renewal or rejection. Thus, for example, the movements such as Kabbalah Learning Center
study of Christianity during the first century and the Love Family, African-American and
CE is the study of a sectarian offshoot from Afro-Caribbean groups such as Father Divine’s
Late Temple Judaism. The study of early Peace Mission, Santeria, and Rastafarianism,
Buddhism is the study of a new religious group alternative healing groups, and Marian appari-
that was incongruent with both dominant tion groups (Lucas 1997: 8). Without a clearer
social institutions and dominant cultural definition of its field of study with clear
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230 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

conceptual parameters, NRM studies may Religious innovation can thus be seen as both
remain somewhat fluid and inchoate as an aca- a response to and a repudiation of conven-
demic subspecialty. Notwithstanding the pres- tional secularization theory. Indeed, Stark and
ent scholarly and public interest in new and Bainbridge envision secularization as an inher-
minority religions, academic marginality or ently self-limiting process that engenders a reac-
insignificance may lie in the future for this sub- tive dynamic of spiritual renewal (Stark and
field unless it undertakes more rigorous theo- Bainbridge 1985). Both secularization and reli-
retical elaboration and conceptual boundary gious renewal are thus viewed as alternating
setting. phases of the evolution of a ‘religious econ-
omy.’ This essentially cyclical model, which
precludes a linear, fundamental transforma-
tion of any particular religious milieu, appears
THEORETICAL PERSPECTIVES FOR
to have provided a persuasive explanation for
FRAMING NRM PROLIFERATION,
contemporary religious vitality and societal
DIVERSITY AND DEVELOPMENT
influence.
It might also be argued that the strongest
Much of the theoretical work done in NRM proponents of conventional secularization
studies has revolved around attempts to theory have been British and European schol-
‘explain’ the rise of NRMs and to provide inno- ars whose perspective may be unduly influ-
vative constructs for interpreting and framing enced by the documented decline of state
their proliferation, diversity, and notoriety churches in countries like the United Kingdom,
over the past forty or so years. Among the Germany, Holland, Denmark, and Sweden. In
leading theories in this regard are seculariza- these cultural milieus, church attendance and
tion, globalization, rational choice/religious membership has indeed dropped precipitously
economy, postmodernity/modernization, and over the past several generations. If seculariza-
sect-to-church theory. Theories regarding con- tion is defined as the loss of societal influence
version and so-called ‘brainwashing’ have also for state churches and the concurrent rise of
played a prominent role in NRM studies, but secular philosophies and institutions in
space limitations do not permit discussion of Western Europe, there is clearly some validity
these theories in this chapter.1 to the theory. The mistake, however, may be in
over-emphasizing state churches to the detri-
ment of the many non-traditional, non-
Secularization mainstream, new and minority religious
groups and movements in their midst. Since
The proliferation of NRMs can be viewed as these ‘alternative’ modes of religious activity
a repudiation of conventional secularization are not perceived to have the former social
and disenchantment perspectives, which are influence of state churches, they are often cited
arguably incompatible with the ongoing efflo- merely as proof of the ‘privatization’ and thus
rescence of esoteric ‘cults’ and also with the marginalization of religion as a force in society.
rise of evangelical and Pentecostal Christianity, This is not to say that non-traditional and new
and militant Islam. Is the whole idea of religions have been ignored by secularization
secularization simply bankrupt? theorists; quite the contrary is the case. But the
Although the conventional theory of secu- strong commitment to various forms of secu-
larization has come under heavy criticism, larization theory by sociologists during the
variants of the theory have proved useful in late twentieth century tended to undervalue, in
explaining the rise and spread of NRMs in the our view, the broader cultural significance of
late twentieth century. In these variant per- private and alternative modes of religious
spectives, the faltering of mainstream churches commitment, including NRMs.
and faith traditions has created a spiritual If one looks at a society such as the United
vacuum that new groups can fill and exploit. States in which there is no state church,
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FROM ‘CULTS’ TO NEW RELIGIOUS MOVEMENTS 231

conventional secularization theory appears NRM studies thus survives only in a limited
even less convincing. Although some ‘main- fashion as part of a larger process of religious
stream’ churches have indeed lost members growth, decline, reformation, and innovation.
and societal influence (Presbyterians, As older religious institutions lose their influ-
Episcopalians, Methodists, United Churches ence, secularizing forces may indeed appear
of Christ, for example), other mainstream ascendant in particular societies or subcultures
denominations continue to grow in member- at particular times. What is debatable is
ship and influence, especially churches such as whether any society remains wholly secular-
the Roman Catholics, the Southern Baptists, ized over time. As events in the former Soviet
and the Assemblies of God. Older ‘new’ reli- Union amply demonstrate, even societies with
gions such as the Church of Jesus Christ of officially atheistic ideologies are prone to
Latter-day Saints and the Seventh-day resurgences of religious sentiment over the
Adventists continue to grow and expand their long duration. Taken as a grand theory of
memberships and societal influence. The modern religion, the secularization thesis
Adventists do so through their respected net- has simply not stood the test of time and has
works of hospitals and the Mormons through therefore been supplanted by other theories.
aggressive missionary work, successful pene-
tration into national political life, and strategic
ownership of land and businesses. In addition, Globalization
independent mega-churches such as Willow
Creek, the Vineyard Fellowship, and Calvary NRMs are ‘global’ in the sense that they may
Chapel have experienced explosive growth and frequently be said to represent transnational
social influence, as have television and radio fellowship networks. They may also embody
ministries and religiously based political global cultures, i.e., their influence and range
action groups such as Focus on the Family, have been greatly extended as processes of glob-
the Moral Majority and its offshoots, and alization have accelerated in late modernity
Promise-Keepers. Indeed, the influence of con- (Beckford 2000; Hexham and Poewe 1997).
servative and evangelical Christianity on Globalization may be viewed as involving a
American political and social life has arguably number of symbolic and cultural processes or
never been stronger than in the present era. dimensions, which have definite implications
All of the preceding evidence still does not take for the spread and growth of NRMs.
into account the ongoing proliferation of new Globalization (or globalism) entails the diffu-
religious movements, whether ‘cult’ move- sion of symbolic and communicative networks
ments or ‘sect’ movements.2 These groups con- from places of origin to distant locales
tinue to dot the land, notwithstanding their throughout the world and across political
(often) short lifespan. boundaries. A relevant example is Hinduism,
The above comments with regard to which is associated with the spread of Asian
Western Europe and the United States do not (‘Eastern’) symbols and practices to the West
take into account other evidence that under- and the consequent rise of gurus, roshis, and
mines traditional secularization theory. lamas as purveyors of popular spirituality. It
In particular, the mushrooming growth of can be argued that Hindu-based religious ideas
independent churches in Africa and Asia, the (karma, reincarnation, self-realization) and
rise of militant Islam as a potent political and practices (yoga, meditation, mantras) have sat-
social force in the Fertile Crescent and beyond, urated Western culture since the mid-1960s,
and the spectacular surge in membership in aided by the large-scale immigration of
Protestant evangelical and Pentecostal churches Indians to countries like the United Kingdom,
in Latin America all counter any theory that Canada, and the United States and the prolifer-
would argue for a loss of influence for religious ation of Hindu gurus in Western countries.3
worldviews and institutions in the modern These teachers often create organizations and
world. Secularization as a significant theory in institutions to propagate their versions of
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232 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Hindu philosophy and spirituality, versions intensify a traditional animus against subver-
that are often adapted to Western norms and sive ‘one-worldism,’ which is perceived as a
interests. Not only is this diffusion of threat to traditional beliefs and practices and
Hinduism taking place among Westerners, but to traditionalist and localist worldviews.
it also is occurring via ordinary Indians who Globalization, as Roland Robertson and
have migrated to the West in search of eco- James Beckford have both noted, is accompa-
nomic betterment and opportunity. In some nied by the relativization of received social and
cases, these Indians become supporters of personal identities (Robertson and Chirico
Hindu-based NRMs such as ISKCON and 1985; Beckford 1989: 200). As such, it is a
regular attendees at their temples and festivals. social process that fuels a search for new
Another example involves the spread of identities. The latter may often be tied to par-
variegated forms of Christianity (especially ticularistic movement mystiques. The globalist
Pentecostalism and evangelical Protestantism) relativization of received individual and social
to Asia, Africa and Latin America. In these identities may produce a ‘fundamentalist’ or
cases American versions of Christian belief and neo-traditionalist reaction that often entails a
practice (for example, speaking in tongues, the primitivist retreat to a traditional deposit
‘prosperity gospel,’ and television ministries) of ‘truth’ and authenticity, which is reinforced
have been brought to new ‘mission fields’ and by socio-political mobilization. On the other
influenced in significant ways the practice of hand, some theorists view ‘fundamentalist’
Christianity in cultures very far removed from religious movements as retreatist and as mere
that of the United States (Cox 2001; Hallum ‘defensive reactions against globalization.’
2003; Gifford 2004). Globalization also denotes Indeed, these fundamentalisms may some-
an emerging conceptualization of the world as times attempt to ward off globalizing forces
a single entity or place. These various aspects of through immersion in a homogenous commu-
globalization create an impetus for syncretistic nal enclave (Castells 1997). This theoretical
religious innovation and diversity. Put another analysis has been criticized by Beckford as a
way, the forces of globalization bring together simplistic and one-sided view that ignores the
peoples and ideas of widely divergent religious activist impulse of many ‘fundamentalists,’
backgrounds, fostering dialogue, accommoda- who more and more seek to remove their con-
tion, and innovation that often includes a syn- victions from the purely private realm and to
cretistic blending together of beliefs and transform their environment through social
practices into new ‘global’ faiths (Robertson action (Beckford 2003: 131–2).
and Chirico 1985). In summary, it might be argued that the
New religious movements increasingly find conditions of globalization both facilitate and
it necessary to interpret globalization and its challenge the growth of NRMs. For example,
significance and thus to infuse globality with ‘cults’ have flourished on the global internet,
spiritual meaning. The meaning systems of a but so has the anticult movement, which has
number of movements thus feature conspicu- developed a particularly strong internet pres-
ous themes of globality and world unification, ence (Beckford 2004: 253–63).4 Whereas
e.g., Bahai, Soka Gakkei, Unificationists, NRMs can easily and inexpensively spread
Raelians, Watchtower, ISKCON (Barker 1984; their messages around the world using the
Rochford 1985; Beckford 2003, 2004; Palmer ‘net,’ so too can anticult activists transmit their
2004b). negative portrayals of ‘dangerous and seduc-
It should also be stated that the infusion of tive cults’ using the same medium. The anticult
religious meaning into globality can some- movement has been signally successful in
times be distinctly negative and demonologi- spreading anticult ideology around the world
cal, e.g., ‘fundamentalist’ movements in the by making its formulations and warnings non-
U.S. and in the Mideast may be viewed as seek- culture specific. Put another way, anticult
ing through political action to reject or ward activists have been very adept at formulating
off globalism. They thereby reinforce and typologies of cult characteristics that are
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FROM ‘CULTS’ TO NEW RELIGIOUS MOVEMENTS 233

transnationally applicable. The spread of The premise of Stark and Bainbridge’s social
anticult ideas to governing elites in such coun- psychology is that human beings are unable to
tries as France, Russia, Japan, and the Peoples obtain the intense rewards that they greatly
Republic of China shows the success of these desire (e.g., immortality) through direct
efforts (Lucas 2004b: 341–57). action. Therefore they tend to accept ‘compen-
It is our view that the globalization model sators’ or promises of future rewards. The most
for interpreting NRMs furnishes a provocative potent anticipations, however, are predicated
‘large context’ frame that yields key insights on explicit supernaturalism. Naturalistic ide-
into the transnational aspirations and ideologies ologies, in Stark and Bainbridge’s view, cannot
of NRMs, the processes of global diffusion of compete with supernaturalistic religions
NRM institutions, and the role of the internet in because the latter are associated with more
NRM successes and failures (Richardson 2004). intense compensators (such as eternal life)
The model has certain shortcomings, however. than the compensators associated with purely
It over-generalizes and thus directs attention secular ideologies. It is partly for this reason
away from key movement attributes that are that Stark and Bainbridge see secularization as
complex, particularistic and local. NRMs are a self-limiting process that almost automati-
culture-specific in many ways, and this fact cally engenders religious renewal and revital-
requires that researchers conduct thickly ization. What their theory envisions is a
described studies of individual groups continuous cycle of secularization and spiritual
(alongside more global interpretations and revitalization whereby dynamic new move-
theory-building) lest essential elements for ments arise, institutionalize, and eventually
understanding and interpreting these groups decline or lose their dynamism and are then
are left undisclosed. Simply put, globalization supplanted by newer, more fervent movements
should not necessarily become the exclusive or (Stark and Bainbridge 1985).
dominant frame for the study of NRMs. It may Parenthetically, when Stark and Bainbridge
miss too much on the local and particular level initially formulated their theory, there may
(Dawson 1998b: 580–95). have been strong objections raised to their
basic premise of the superiority of supernatu-
ralist to naturalistic or secular ideologies. They
Rational Choice – Religious Economy are sociologists, after all. In recent decades,
however, certain developments, most notably
‘Rational choice’ or ‘religious economy’ models the fall of the Soviet Union and the diminished
are presently receiving substantial attention. It appeal of Marxism and communism as theo-
is worth noting that early formulations of the ries of social transformation may appear to
Stark-Bainbridge ‘rational choice’ model of validate their basic premise. Moreover, militant,
religion were developed with specific reference Jihadist Islam has now supplanted ‘Godless
to the growth of NRMs. The Stark-Bainbridge Communism’ as the dynamic-but-dangerous
model may thus be viewed as a general, some- ideology that is presumed to menace the
what ‘economist’ model of religion that has United States and the ‘Free World.’ The intense
largely arisen from the study of new and emer- zeal and growth of Jihadist Islam, with its pow-
gent movements (Stark and Bainbridge 1985). erful supernatural compensators, adds further
In its initial elaboration, the rational choice credence to the Stark and Bainbridge theory.
model is a highly systematized and somewhat In the view of Stark and his collaborators,
psychologized theoretical frame for looking at established and conventional religions decline
the origin and evolution of NRMs. In this because they lack compelling compensators.
connection, it is interesting that Stark and New, supernaturalist mystiques also possess an
Bainbridge, perhaps slightly incongruously, intrinsic advantage over ‘secular’ symbolic struc-
have wedded a behavioristic psychology to tures that are overly accommodated to moder-
an explicitly supernaturalistic, substantive nity, such as science, rationality, or secular
(theistic) conception of religion. political ideologies (Stark and Bainbridge 1985).
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234 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

It may be objected that most NRMs tend to be by both the organizational strategies of com-
small and frequently ephemeral compared to peting religious groups and the constraints of
traditional or conventional faiths. On the other state regulation. These factors represent a more
hand, Christianity, Islam and Buddhism origi- imperative determinant of religious change
nally began as small sect or cult movements. than the subjective vicissitudes of demand.
NRMs might be viewed as part of a revitaliza- In their economist model, Stark and his col-
tion cycle of religion in society: most NRMs laborators basically envision religious ‘firms’
fail but some surge forward to ultimately operating competitively in a market in which
become major or even dominant societal each firm seeks to occupy and to consolidate a
faiths. In the Stark and Bainbridge view, the key ‘niche.’ Thus, ‘it is not church-switching
more audacious a NRM’s supernatural claims [i.e., changes in the relative demand for vari-
and promises (thus, its compensators), the ous ‘brands’] that is the central dynamic in
more chance it has for long-term success. The religious change. Rather it is the shifting of reli-
success of Mormonism over the past 150 years gious firms from niche to niche that has the
is eloquent evidence to support this con- greatest impact on the overall religious econ-
tention. Mormonism provides powerful super- omy with the consequence that the primary
natural compensators for its members: 1. An religious suppliers change over time’ (Stark
afterlife of ongoing growth and beatitude with and Finke 2000: 196).
extended family; and 2. The potential to For Stark and his collaborators, the degree
become godlike beings that rule their own to which (and manner in which) a religious
planets and planetary systems. milieu is subject to state regulation is a crucial
Radically innovative new movements or variable in shaping what we might term the
‘cult movements’ are said by Stark and religious ‘political economy.’ However, there is
Bainbridge to proliferate where conventional, a pertinent religious variable that is exclusivity
institutionalized churches are weak. Thus, in or the degree to which a religious organization
the United States cult activity seems highest on recognizes the legitimacy of religious competi-
the American West Coast and in the ‘sun belt.’ tion and permits its participants to become
Europe, conventionally presumed to be highly involved with competing firms. In a relatively
secularized, might appear to challenge the unregulated market exclusive firms (which
model; however, according to Stark and Finke, demand exclusive loyalty from participants)
Europe, where churches are indeed weak, ‘is tend to be more rewarding to their participants
awash in cult movements’ (Stark and Finke than non-exclusive firms, and the former
2000: 55). Indeed, after the fall of the former therefore have a competitive advantage from
Soviet Union there was a surge of NRM a Starkian perspective. Perhaps this pattern
growth and allegiance in Eastern Europe. To a says something about the psychology of ‘homo
certain extent this growth continues, in spite of religiosus’ and the attractiveness of elitist or
strong countercult and anticult currents in ‘morally superior’ religious communities. Or
specific Eastern European countries (Shterin perhaps it is simply a matter of the compen-
2004: 99–116). sators offered by each type of firm. Exclusivist
There is a newer ‘religious economy’ version churches and movements tend to offer greater
of rational choice theory, which emphasizes a supernatural compensators for their followers
‘supply side’ approach to the sociology of reli- and greater assuredness that their followers
gion. ‘Religious demand’ is said to be ‘very have chosen the ‘one true way.’
stable over time’ such that ‘religious change is Although they are now large, institutional-
largely the product of supply-side transforma- ized and internally differentiated faiths,
tions’ (Stark and Finke 2000: 193). ‘Hearts and Judaism, Christianity and Islam were origi-
minds’ (revivalist sentiments, for example) nally exclusive, ‘intolerant’ firms which
issues that affect religious demand are thus appeared initially in a market dominated by
viewed as secondary considerations. What is relatively non-exclusive firms such as the ‘mys-
vital is the supply of religion as determined tery cults’ and various versions of civil religion
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FROM ‘CULTS’ TO NEW RELIGIOUS MOVEMENTS 235

that were focused around local and national (Lucas 2004b: 347–8). French politicians
pantheons. ‘Each [exclusive firm] won because responded to the Solar Temple events with the
it was a better bargain [for religious con- creation of a list of 172 ‘sects’ that had been
sumers] despite requiring higher costs’ for compiled by the Renseignements Généraux
devotees (Stark and Finke 2000: 194). Perhaps (RG), a secretive government intelligence-
a more recent example of the competitive gathering agency. The government made it ille-
advantage of exclusivity is the Sokka Gakkai gal to question the RG’s criteria for what
sect in Japan. It requires an exclusive commit- constitutes a sect or to question its sources of
ment from devotees (unlike most of its com- information (Palmer 2004a: 63–4). Members
petitors), yet it has grown from a few thousand of particularly disfavored groups, most notably
households in 1951 to over eight million in the Church of Scientology, may be denied civil
the mid-90s (Stark and Finke 2000: 194). service employment in some parts of Europe
Ironically, most converts actually come from (Schoen 2004: 85–98). There are reports of
fairly non-exclusive religious backgrounds. persisting European discrimination against
The recent growth of dynamic and intoler- Muslims, although France is making strides to
ant Christian, Islamic and Hindu fundamen- integrate Muslims into approved governmen-
talisms probably entails a similar pattern. In an tal advisory bodies that protect, for example,
unregulated market, exclusive firms may have Jews and Protestants.
an advantage over non-exclusive competitors. In contrast to Western Europe, religious
Put another way, religious competition in participation has traditionally been high in the
unregulated markets tends to increase the ‘effi- U.S. This may be largely due, according to
ciency’ of religious firms and the commitment Stark and Finke, to American deregulation and
of their adherents. Such groups are ultimately ‘the powerful forces unleashed by a free market
strengthened by the need to compete for cus- religious economy’ (Stark and Finke 2000:
tomers. Competition among multiple religious 221). Deregulation, in their view, fosters plu-
suppliers tends to increase the available choices ralism, and both deregulation and pluralism
for religious consumers and thus compels reli- encourage high levels of participation.
gious suppliers to be more responsive to con- Stark and Finke assume that in most soci-
sumer needs and more efficient and resourceful. eties there are some persons who will prefer to
As stated above, the degree of regulation make strong, exclusive commitments to strict,
of the ‘religious market’ is a key variable affect- ‘uniquely legitimate’ groups which do not
ing religions. In heavily regulated and con- accept the legitimacy of competing faiths and
trolled markets, authorities employ various which generally manifest a high degree of ten-
measures to disable the competitors of favored sion with mainstream social and religious
groups and to discourage religious pluralism. institutions. Other persons will gravitate to
In this connection European nations, which more tolerant, lax, low-tension groups. In a
purport to have freedom of religion, in actual- sense, these are the polar ‘niches’ of a religious
ity ‘permit almost unlimited discretion to free market, in Stark and Finke’s view, and
bureaucrats and parliaments concerning remain as a constant in any religious economy
specific policies and decisions to impose sanc- (Stark and Finke 2000: 196–217).
tions on minority religions,’ while not provid- New movements will tend to position them-
ing the legal safeguards that exist in the U.S. selves in an available ‘niche.’ But a group’s
(Stark and Finke 2000: 232). In Germany, some niche in the religious economy may shift over
Pentecostal groups are actually denied tax time. There is some tendency over time for
privileges unless they register as sports high-tension groups to evolve in the direction
clubs rather than as churches. In Belgium, of lower tension with, and greater accommo-
a parliamentary commission created a list dation to societal norms. This ‘moderating’
of dangerous cults without input from the tendency can have the effect of producing
groups themselves at public hearings. It then an oversupply of lower tension groups. Such
created a commission to monitor these groups groups are generally characterized by low levels
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236 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

of commitment; many fail while others persist The above propositions do not necessarily
but do not effectively control the behavior of suggest that high-demand NRMs represent the
participants. High-demand exclusivist groups wave of the future. Indeed, this hardly appears
exert more control over devotees but the rigor- to be the case in Europe, where dynamic but
ous level of personal sacrifice and commit- sometimes rather traditional Muslim and
ment expected by leaders can prove too much Christian sectarian movements appear to be
for many members. These select exclusivist more conspicuous than new religious groups.
groups thus occupy a fairly small market niche, Stark and Finke argue that ‘It is the fear of
as few persons are willing to accept their rigid these [Christian and Islamic] groups that has
regimentation and excessive demand for per- motivated reactionary, authoritarian laws and
sonal sacrifice. Given the limited pool of policies in Eastern Europe and in the nations
potential recruits, there tends to be an over- of the former Soviet Union’ (Stark and Finke
supply of such groups; they face fierce compe- 2000: 257). This may be an overstatement,
tition and manifest a high failure rate (Stark given the draconian European response to the
and Finke 2000: 196–217). Solar Temple events of the mid-1990s and the
Stark and Finke assert that high levels of anticult measures brought about by resurgent
commitment are most likely to be found in an nationalisms in the countries that once made
unregulated market with multiple competing up the former Soviet Union. But it is true that
firms. Individuals are empowered to choose efforts to safeguard society against dynamic,
the firm which best suits them, while competi- militant Christian and Islamic groups have
tive organizations are free to rearrange them- increased in the wake of 9/11 and the global
selves to meet consumer preferences, and are ‘war on terror.’ Indeed, we argue that the
moreover pressured by market imperatives to ecology for new and minority religions
make such strategic alterations. They are more throughout the world appears very unfavorable
likely to proselytize than are firms in a less for the foreseeable future given the patterns
competitive milieu. The megachurch (defined of repression and harassment of the past ten
as a congregation of no less than 2,000 mem- years, particularly in Western and Eastern
bers) phenomenon in the U.S. is an excellent Europe, Central Asia, and the Peoples Republic
example of this contention. These churches, of China (Lucas 2004b: 341–57).
which deemphasize historical theology and The rationalization/religious economy model
denominational boundaries, do market has a number of problems. We have indicated
research to find out what religious ‘consumers’ above that certain religious properties such as
want in a church. They then accommodate supernaturalism may enhance the success of
themselves to these changing needs. Their religious firms. However, the meaning of the
contemporary programming (including up- dependent variable of ‘success’ is not com-
tempo music), servicing of member needs (for pletely clear. Vivid supernaturalism may char-
example, singles’ groups, 12-step groups, acterize small close-knit sects with strong
‘Connection cafes’) and conservative social bonds between devotees and a tendency to sur-
message has led to a doubling in the number of vive and grow. At the same time, however, large
these churches (to 1,210) over the past five institutionalized denominations may evince a
years (Levy 2006). somewhat watered down supernaturalism.
According to Stark and Finke, firms which Such denominations may hold their positions
feature supernaturalist meaning systems pos- of cultural dominance even when their growth
sess an advantage over relatively secularist rate slows and they lose the fervency and close
groups such as today’s ‘liberal’ churches, which intra-group ties of earlier years. Two American
are finding it increasingly difficult to market denominations, the United Methodists and
themselves effectively. They observe, ‘only vivid Roman Catholics, come to mind as examples.
conceptions of an active and concerned super- There are also cross-cultural complications
naturalism can generate a vigorous religious with the model’s applicability. Canada and
action’ (Stark and Finke 2000: 258). Australia have witnessed strong NRM growth
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FROM ‘CULTS’ TO NEW RELIGIOUS MOVEMENTS 237

coincident with generally weak religious Mans (HOOM), which each combined ele-
(i.e., churchly) commitments. On the other ments from a broad array of religious tradi-
hand, in the United States ‘cults’ and ‘sects’ pro- tions. In the case of the Unification Church,
liferate in a context of stronger general com- the Reverend Sun Myung Moon created an
mitment to churches. The weak church-strong original amalgam of traditional Korean
sect/cult pattern may have been theoretically shamanism, missionary Presbyterianism, and
over-generalized by Stark et al. messianic millennialism, while Earl W. Blighton
Questions have arisen as to whether the of HOOM combined theosophical, Rosicrucian,
United States with its relatively strong churches Gnostic, yogic, and traditional Roman Catholic
and weak cultural secularity really (as was once elements into his unique religious system
taken for granted) provides a more favorable (Barker 1984; Lucas 1995).
climate for the growth and proliferation of The breakdown of the nuclear family and
cults than does more secular Europe, where increasing sexual permissiveness are also asso-
older churches are weaker compared to the ciated with postmodernity. The fragility of
American pattern. An alternative formulation the nuclear family continues a basic trend in
might suggest that NRM growth is a fairly con- late modernity which saw traditional, ethno-
stant phenomenon across cultures, although religious ‘extended families’ and homogenous
greater freedom of religion might lead to neighborhood settings weakened by enhanced
greater NRM proliferation and diversity. The geographical mobility, population shifts to
recent past in Eastern Europe and Russia is evi- large urban centers from rural areas, and
dence for this latter contention; once dracon- higher levels of education. The undercutting of
ian measures against non-state-sponsored both nuclear and extended families tends to
religiosity were lifted in the early 1990s, NRMs, produce a new search for communal forms
missionary activity, and minority traditions all that emerge as family surrogates for young
proliferated to an unprecedented degree. adults (Dawson 1998c: 53–6).
Another set of postmodern conditions that
encourages the proliferation of new groups
Postmodernity and Modernization includes the weakening of ascribed religious
ties, the relativization of truth claims and the
An additional perspective uses postmodern questioning of metanarratives. These condi-
critiques of contemporary culture as concep- tions reinforce a growing cultural ethos of
tual tools with which to analyze emergence, religious individualism or ‘designer religion.’
growth, and distortion in NRMs. This perspec- Under these conditions individuals are freer to
tive posits that a new and unprecedented phase switch religious affiliations without social cen-
of socio-cultural development has emerged sure and to cobble together idiosyncratic reli-
during the late twentieth century, which has gious worldviews and identities that use
particular implications for new religions. elements from many religious traditions (Bellah
To begin, the hyper-plural and globalizing et al. 1985; Hammond 1992). Moreover, they
dimensions of postmodernity have been iden- arguably erode the cultural power of tradi-
tified as encouraging the worldwide diffusion tional religious teachings and allow NRMs
of alternative worldviews and lifestyles (and to emerge and gain at least a small initial
tolerance and receptivity towards such following (Sentes and Palmer 2000; Lucas
unprecedented diffusion). Put another way, the 2004a: 28–48).
worldwide diffusion of lifestyles and world- These same trends, however, may destabilize
views that characterizes postmodernity fosters new movements and inhibit their consolida-
cultural conditions that encourage the emer- tion and survival. For example, postmoder-
gence of new and foreign mystiques and that nity’s radical relativization of truth claims and
generate syncretic religious formations. This hyper-pluralism may encourage the prolifera-
effect can be seen in movements such as the tion of diverse groups and movements, but it
Unification Church and the Holy Order of also makes it difficult for a new movement to
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238 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

establish its putatively unique and superior image to meet external exigencies. As a result,
religious message. This is due to the increased rank-and-file members find it more difficult to
cultural skepticism that accompanies hyper- be confident regarding the timeless and
pluralism and that leads both intellectuals and authoritative (e.g., divinely inspired) status of
the public to perceive new religions as socially the movement’s truth claims. The continual
constructed discourses mainly designed to refashioning of the group image to maintain
enhance the cultural influence and financial competitiveness in the religious marketplace
viability of new organizations and their can also have the effect of undermining group
unscrupulous leaders (Lucas 2004a: 28–48). cohesion and collective identity. It therefore
The postmodern ‘hermeneutic of suspicion’ becomes more difficult for the leadership to
that increasingly characterizes societal atti- maintain an aura of absolute, timeless spiritual
tudes toward NRMs is reinforced by sensa- truth and thus to exercise control and author-
tional episodes of deception, abuse and ity over the group (Greaves 2004; Lucas 2004a:
malfeasance by groups such as the Branch 28–48).
Davidians, the Peoples Temple, Heavens Gate, The critiques of contemporary culture by
ISKCON and the Solar Temple (Rochford postmodern theorists such as Jean Baudrillard,
1998: 43–69; Bainbridge 2002; Palmer 2004a: Jacques Derrida, Michel Foucault, and Richard
61–74). Thus, cultural patterns that facilitate Rorty have been largely ignored by scholars of
the creation and emergence of new groups may NRMs (but see Beckford 1992, 1996). It is our
also undercut their consolidation and survival. contention that this inattention to innovative
A final condition posits that postmodern cul- cultural interpretations has robbed NRM stud-
ture is characterized by a pervasive domination ies of powerful conceptual tools with which to
of simulation in the sense that contemporary interpret and analyze significant dimensions of
experience is increasingly mediated through NRM emergence, growth, and distortion. We
synthetic images (Baudrillard 1983). Those recommend a more thorough engagement
who become ‘masters of the image,’ whether with these theorists as a way to enlarge the
politicians, propagandists, media moguls, or conceptual toolkit available to NRM theorists.
television evangelists, can easily damage the This is not to encourage a wholesale adoption
legitimacy and public standing of their com- of these perspectives, but rather a judicious use
petitors using advanced telecommunications of theories and concepts that we believe can
resources. They can also scapegoat ‘deviant’ yield valuable insights into social and cultural
groups in their efforts to maintain moral dimensions of NRMs.
authority and cultural hegemony. In this con-
text, NRMs must work particularly hard to
craft positive public images of themselves Sect-Church Theory
(Rochford 1987; Lucas 2004a: 28–48; Palmer
2004b). Because these representations must All but one (the religious economy) of the
change in order to adapt to shifting public foregoing perspectives might be said to entail
trends, challenges, and attitudes, they may causal or explanatory constructs in the sense
sometimes diverge rather significantly from that they purport to reveal what social and
the actual internal reality of the group. These cultural factors have fostered the late twentieth-
problems may lead to identity confusion within century (and early twenty-first century) pro-
new religious communities and to both intra- liferation of NRMs, e.g., that groups/
group and public uncertainty regarding the movements at least partially reflect the conditions
relation of disseminated group representations of secularization, globalization, postmodernism,
to actual reality. etc. However, our final perspective, which had
This problem might be profitably under- its inception in an earlier phase of social-
stood as a dysfunctional consequence of post- scientific theorizing, is rather more a natural
modern reflexivity, i.e., the group becomes too history model that identifies recurrent processes
aware that it is tactically constructing its own and developmental phases featured in the
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FROM ‘CULTS’ TO NEW RELIGIOUS MOVEMENTS 239

growth of new movements. In this sense it pressures to conventionalize wielded by


resembles Stark and Bainbridge’s rational electronic-media-savvy religious, anticult,
choice/religious economy theory. countercult, and socio-political institutions
Although in need of serious modification, (Lucas 1995: 252); 3. The increasingly repressive
sect-church (or church-sect) theory has for many legal, political, and religious limits placed on
decades been a mainstay of Anglo-American non-conventional religious groups – especially
sociology of religion (Neibuhr 1929; Pope 1942; in the wake of 9/11 and the global ‘war on
Wilson 1959; Stark and Bainbridge 1985; terror’; 4. The great difficulty of creating suffi-
Troeltsch 1992). The model identifies recur- ciently impermeable boundaries and sustain-
rent patterns whereby socio-religious ferment ing a stable collective identity in a globalizing
has produced emotionally vibrant new sect or world that homogenizes, dissolves boundaries,
cult movements that subsequently undergo and transmits information with dizzying
processes of institutionalization to produce speed. Finally, today’s new movements, unlike
more respectable and administratively elabo- yesteryear’s ‘sects’ or sectarian ‘churches of the
rate and hierarchical ‘churches’ and ‘denomi- disinherited’ are not conspicuous for recruit-
nations.’ The latter have difficulty appealing to ment of marginal individuals from lower rungs
the alienated or marginal elements of society, of the socio-economic ladder. Indeed, research
and thus new sects and cults periodically arise indicates that many of those who joined NRMs
to minister to marginal individuals whose in Western industrial nations during the late
needs are not met by state churches or denom- twentieth century came from middle and
inations (in the American context). Through upper-middle-class backgrounds (Wallis 1977;
the processes of institutionalization and Barker 1984: 198; Jones 1994; Palmer 1994).
accommodation yesterday’s deviant sects (and As these observations indicate, sect-church
sometimes cults) have been seen to become theory must undergo significant updating and
tomorrow’s conventional, respectable (but less modification if it is to contribute to our under-
dynamic) churches and denominations. standing of developmental processes in
The past processes of sect conventionaliza- contemporary religious movements. Such
tion delineated by sect-church theorists have, modifications can extend and elaborate on the
as one of the present writers has noted, gener- pioneering theories of H. R. Neibuhr, Liston
ally been ‘correlated with such long-term fac- Pope, and Bryan Wilson. Like the sectarians
tors as a group’s rising socioeconomic status they depicted, recruits to today’s new religious
and the death of its founding generation ... movements may be ‘deprived’ or ‘disinherited’
sect-like movements changed gradually into but not in the simplistic socio-economic or
denominations, but only after the passage of at culturally unsophisticated terms once used.
least fifty to sixty years’ (Lucas 1995: 251). Today’s NRM recruits may paradoxically find
However, in the contemporary milieu, it social adjustment through participation in
appears that ‘conventionalization or co-optation seemingly deviant movements. In this connec-
by dominant religious discourses may be tion, one of the present writers identified
taking place within the first generation itself ’ ‘Eastern’ mystical movements in the late 1960s
(Lucas 1995: 251). Moreover, the impetus for and early 1970s as resocializing ‘youth culture’
such transformation may no longer simply be and ‘drug culture’ recruits in a manner which
the death of the founding generation or a promoted renewed commitment to prestigious
gradual rise in socio-economic status. Rather, educational and career goals (Robbins 1969:
movement transformation may include: 1. The 308–17). More studies are needed to discern
difficulty of constructing a persuasive, credi- the social and psychological profiles of today’s
ble, and authentic self-representation in a NRM recruits. Are there new forms of depriva-
postmodern world whose ephemerality, hyper- tion or alienation in the postmodern era? Does
pluralism, and acceleration of time make the loss of influence of state churches and
such attempts at stable identity construction mainstream denominations create a wide-
increasingly problematic; 2. The powerful spread imperative to seek out religious answers
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240 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

wherever they may be found – including sec- kept all assets in common. Unlike traditional
tarian and cult groups? Do the loss of shared monastic communities, however, the order
public spaces and civil discourse, and the established its presence in largely urban set-
atomization of society create deep-seated tings, accepted coeducational membership,
needs for emotionally intensive religious com- and ordained women priests. The early 1970s
munities, whether mainstream or otherwise? saw an outreach to lay persons in the form of
Does the ‘clash of civilizations’ that some theo- the Christian Community and Discipleship
rize lies behind the current war on terror foster movements. These movements drew interested
a need for new institutions that reinforce reli- families and individuals who wished to study
gious identities? It is our position that tradi- under the renunciate community’s auspices
tional sect-church theory must be continually while remaining financially independent.
refined, elaborated, and updated so that it Blighton also created the Immaculate Heart
moves beyond narrow studies of mill hands Sisters of Mary and Brown Brothers of the
and counterculture youths and begins to grap- Holy Light as celibate suborders dedicated to
ple with the more complex conditions and service work, missionary outreach, and Marian
populations of postmodern societies. devotional practices. Members of the suborders
staffed Raphael Houses, pioneering shelters for
victims of domestic violence (Lucas 1995).
Blighton died suddenly in 1974. After sev-
TRANSFORMATIONS OF POSTMODERN
eral turbulent years of interim leadership,
GROUPS: HOOM AND CUT
Vincent Rossi assumed leadership of the order
in 1978. Rossi’s initial public statements reiter-
Two recent studies of contemporary NRMs ated Blighton’s mystical and millennial vision
provide examples of the processes we have dis- and called for members to present the message
cussed in the body of this paper. Particularly of Christ in a universal and inclusive manner.
interesting in this respect is the tension- The movement’s combined membership
fraught transformation of the syncretistic peaked at about 3,000 in 1977. Following
Holy Order of Mans (HOOM) into an Eastern the mass suicides at Jonestown, Guyana, in
Orthodox sectarian movement. The order November 1978, and the resulting public hos-
emerged in San Francisco as a ‘New Age mys- tility toward non-traditional religions, how-
tery school’ teaching an idiosyncratic version ever, the order’s membership began to decline
of the Western esoteric tradition. It was organ- precipitously. The anticult movement capital-
ized long the lines of Roman Catholic teaching ized on the public’s shock with new efforts to
orders such as the Jesuits and Franciscans. The convince politicians and judges to regulate cult
order’s founder was Earl Blighton, a retired movements. The order began to appear on ‘cult
electrical engineer and social worker who had lists’ published by leading countercult groups
been affiliated with Spiritualist churches, and to garner negative media coverage for the
Rosicrucian groups, the Subramuniya Yoga first time in its history. Rossi responded to this
Order, and the Theosophical Society. Blighton’s hostile religious ecology with a strong defense
central message was that the Earth was enter- of the group’s ecumenism, non-sectarianism,
ing a golden age of spiritual illumination, and and authentic Christian pedigree in various
that the order had been divinely ordained to public forums. He also inaugurated a private
prepare the Earth for this new era through the search within the group for precedents in
transmission of ancient Christian ‘mystery Christian history for the order’s mission and
teachings’ and ‘solar’ initiations. HOOM spread identity. This search was designed to equip
rapidly throughout the United States between members to represent the order in terms
1969 and 1974. It established seminaries, mis- acceptable to the Christian mainstream. Rossi’s
sion stations, and training centers in sixty major initiatives resulted in the group moving gradu-
cities. Members took lifetime vows of poverty, ally toward a more conventionally Christian
service, obedience, purity, and humility, and public and private identity. After flirtations
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FROM ‘CULTS’ TO NEW RELIGIOUS MOVEMENTS 241

with evangelical Protestantism and Roman past and a commitment to rigorous Eastern
Catholic Thomism, the group began to study Orthodox Christianity (Lucas 2003: 5–23).
a sectarian variant of Eastern Orthodoxy A second case study focuses on the contro-
under the guidance of a defrocked Russian versial, apocalyptic cult movement, Church
monk, Herman Podmoshensky. Working Universal and Triumphant. The group origi-
with Podmoshensky, Rossi began to jettison nally emerged from the theosophical and
Blighton’s eclectic esotericism and adopt in its ‘ascended masters’ cultic milieu of the 1950s.
place Orthodox beliefs and liturgies. This rad- Founder Mark Prophet followed the teachings
ical shift in value orientations and self-identity of the Saint Germain Foundation and partici-
entailed mass confusion within the member- pated in two spin-off groups, the Bridge to
ship and significant defections – particularly Freedom and Lighthouse of Freedom. Each of
among women, whose status and authority these groups claimed as its mission the publi-
declined as the group moved into the cation of teachings of the Ascended Masters, a
Orthodox camp. Rossi also consolidated the group of advanced adepts believed to be
order’s far-flung communities (which included responsible for human spiritual evolution. In
centers in Germany, England, Spain, and the 1950s Prophet proclaimed himself the
Argentina) into ten large family-centered com- messenger for the Ascended Masters in the
munities. During the mid-1980s, the order dawning Aquarian Age. He founded Summit
refocused its efforts on the celebration of sea- Lighthouse and began to publish the ‘dicta-
sonal festivals, the creation of an alternative tions’ of the masters in publications such as
private school system, and the preservation of Pearls of Freedom. Summit Lighthouse grew
authentic cultural traditions from ‘ancient slowly until the late 1960s, when an infusion of
Christianity’ (Lucas 1995). counterculture recruits greatly expanded the
Rossi began negotiations with Orthodox group’s membership and resource base. The
jurisdictions in the United States for official Lighthouse established a new international
acceptance but was stymied because of his headquarters in Colorado Springs, Colorado,
insistence on institutional autonomy. Finally, and opened Montessori International to teach
in 1988, he came to terms with Metropolitan the group’s children and Ascended Master
Pangratios Vrionis, the archbishop of the University (later called Summit University) to
Archdiocese of Queens, New York. The give recruits an intensive exposure to Prophet’s
remaining 750 members of the group received esoteric teachings (Lucas 2004a).
re-baptism and changed their name to Christ Mark Prophet died in 1973 and was suc-
the Savior Brotherhood (CSB). The brother- ceeded by his wife, Elizabeth Clare Prophet.
hood’s new mission was to bring ‘the light and She renamed the group Church Universal and
truth of Orthodox Christianity to the spiritu- Triumphant in 1974 and moved its headquar-
ality of perishing peoples of these darkening ters to Pasadena (and later Malibu), California.
and crucial times’ (Lucas 1995). CSB had a dif- Prophet became a star of the New Age circuit
ficult time establishing itself as a legitimate during the late 1970s and early 1980s, barn-
Orthodox congregation because the Standing storming the world with her idiosyncratic
Committee of Orthodox Bishops in the teachings of anti-communism, mystical nation-
Americas did not recognize Pangratios’ alism, apocalyptic survivalism, and theosophi-
authority. By the late 1990s the brotherhood cal enlightenment. Following disputes with
had severed ties with Pangratios (who was neighbors in Malibu, Prophet moved her fol-
charged with sodomy with minors) and begun lowers to Paradise Valley, Montana, in 1986.
to fracture into individual parishes, each of The group settled into a 30,000-acre ranch on
whom joined with legitimate Orthodox juris- the border of Yellowstone National Park and
dictions around the country. Today the broth- began farming and publishing enterprises as
erhood is little more than a legal entity with well as seasonal retreats for its international
real estate holdings. Its few remaining members membership. Prophet believed that the ranch
are held together by a nostalgia for a shared was under the protection of the Ascended
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242 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Masters, who would allow the group to survive problematic and the maintenance of a distinc-
a coming nuclear exchange between the United tive religious system – with its non-traditional
States and the Soviet Union. In 1989 the beliefs and practices – was jeopardized. Each
church entered the ‘shelter cycle,’ during which group found it difficult to maintain its
it built fallout shelters in the Grand Teton integrity in the face of widespread public criti-
Mountains and awaited an apocalypse that cism, member defections, and an increasingly
Prophet claimed was imminent. The failure of conservative cultural environment. The com-
these doomsday scenarios to materialize com- munities became chameleon-like formations,
bined with widespread negative publicity, IRS shifting rhetoric and changing tone and
investigations, and weapons smuggling convic- appearance to suit rapid alterations in the cul-
tions led to growing member defections and tural landscape. Their millennial and utopian
declining financial resources for the church. In dreams rapidly became implausible and
response, the leadership attempted to recast unsustainable and each group took on a more
the church’s public image as a benign and conventional identity in an effort to lessen ten-
‘mainstream’ religious group that obeyed the sion with the dominant society and thus sur-
laws, paid its taxes, and looked forward to a vive in the American religious marketplace
glorious New Age of spiritual enlightenment. (Lucas 2004a). Similar processes have been
A new corporate structure emerged in the observed in the Hare Krishna movement,
1990s involving a more open and responsive which emerged at the same time as HOOM
leadership style. Unfortunately, the rapid shift (Rochford 1997: 2).
in the group’s self-representation from an elite, As we have already seen, globalization and
apocalyptic, esoteric movement to a ‘customer hyper-pluralism are postmodern conditions
oriented’ purveyor of New Age teachings, that can encourage the initial formation of
goods, and services surprised and confused new movements. New movement formations
some of its members. After a number of lead- are also fostered by the postmodern decline of
ership battles and the retirement of its charis- conventional churches, the weakness of ascrip-
matic prophet because of Alzheimer’s disease, tive ties, the precariousness of both the nuclear
many devotees defected from a group which and extended families, and the syncretizing
they felt no longer embodied its original spiri- tendencies associated with telecommunica-
tual intensity and initiatory ritual practices. tions, international travel, and the internet.
The Church Universal and Triumphant soldiers Although postmodern culture in many ways
on and has attempted to compensate for the encourages the formation of new movements,
decline of its formerly dominant American it clearly (in the ways we have outlined above)
contingent by trying to foster spiritual commu- impedes their long-term growth and survival.
nities worldwide (Whitsel 2003; Lucas 2004a). The postmodern pattern for NRMs seems to
These case studies argued that both HOOM be ‘easy come, easy go.’
and CUT underwent institutionalization and It should be acknowledged that the post-
‘conventionalization’ processes that played modern perspective, or rather the idea that
out rather more rapidly than conventional contemporary NRMs should be designated as
sect-church theory would have predicted. ‘postmodern,’ has elicited critical commentary
Fundamental transformations in worldview, from James Beckford, Lorne Dawson and
polity, value orientations, practices, and mem- others. Beckford notes the relative neglect in
bership occurred within the first generation of such discussions of the conspicuous contem-
followers rather than over several generations. porary growth of ‘Christian churches and
The causes for these transformations were Jewish communities with strict and very con-
directly related to the problems of consolidat- servative outlooks,’ as well as those embodying
ing a viable group self-representation and pro- a ‘liberal and tolerant spirituality’ (Beckford
tective boundaries in an increasingly hostile 1992: 17). To denote what contemporary
postmodern cultural context. Absent such movements have in common, Beckford prefers
boundaries a stable group identity became the designation of ‘holistic post-modern’
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FROM ‘CULTS’ TO NEW RELIGIOUS MOVEMENTS 243

(Beckford 1992: 17). Thus, ‘we should refrain,’ observers of the contemporary religious scene,
adds Lorne Dawson, ‘from continuing to iden- but there have been dissenters. According to
tify most, if not all NRMs with some anti- Lorne Dawson, ‘In the late 1980s the activity of
modernist stance’ (Dawson 1998a: 139–56). NRMs tapered off, and membership in the rel-
Such an understanding of the term ‘postmod- atively well-established groups like Scientology,
ern’ may be misleading, he adds, in view of the Krishna Consciousness, and the Unification
syncretistic blend of ‘traditional and modern Church has stabilized well below levels these
elements’ and of ‘conservative and modern achieved in the early to mid-seventies.’ ‘Fewer
impulses’ in so many of today’s NRMs (Sentes new religions’ notes Dawson, ‘are being formed
and Palmer 2000; Dawson 1998a: 139–56). now, and they are attracting fewer followers.’
Perhaps a clarification of the term ‘post- (Dawson 1998a, 1998b) Other commentators,
modern’ would address these criticisms. Thus, including the present authors, point to contin-
‘postmodern,’ when applied to religious phe- ued proliferation of new and minority reli-
nomena, would not necessarily be understood gious groupings, while acknowledging that
as designating a particular ideological stance the forms these communities take differ in sig-
with regard to modernity, or even a metanar- nificant ways from those that dominated
rative that all postmodern groups subscribe to, scholarship during the 1970s and 1980s.
but rather a cultural context that allows for a In this connection there has also been dis-
wide range of religious formations and organ- sent from the widely accepted notion that the
izations, which range from ultra-conservative 1960s and 1970s – the period of the ‘counter-
to ultra-liberal, traditional to experimental, culture’ – witnessed a striking surge in the
institutional to bio-degradable (transient and number and significance of novel groups.
ephemeral). The postmodern condition really Rodney Stark and his collaborators, for exam-
describes a putative ‘ecology’ within which reli- ple, have gathered data detailing the prolifera-
gious movements and communities emerge, tion of NRMs in the ‘Roaring Twenties’ and
develop, and decay. Understanding both the ‘Jazz Age’ and affirming the existence of an
more obvious and subtle dimensions of this ‘amazing stability in cult activity over the
condition/ecology allows us to assess the chal- 40 years between 1920 and the 1970s.’ This
lenges and opportunities it presents for new suggests, notes Stark et al., ‘the need for more
and minority religions. The responses of NRMs basic theories of cult formation than those
to these conditions will vary, to be sure, but in suggested by scholars who regard the rise of
some instances we can observe parallel strate- cults as a new phenomenon’ (Stark and
gies and initiatives – for example, the creation Finke 2000: 255). In a similar vein, historian
of sophisticated public relations apparatuses to R. Lawrence Moore has affirmed that there has
do battle with negative representations of a never been ‘a period in American history when
group in the mass media. so-called small sects were not growing at a
faster clip than denominations then viewed as
large and stable.’ Moore criticizes sociological
and journalistic commentary that has ‘assumed
CONCLUSION
that sects and cults ... began to affect religious
life in only around 1960’ (Moore 1986).
Finally, it is worth noting that the various This ‘constancy premise’ is worth considera-
interpretations of NRM proliferation we have tion, but it does not challenge the fact that the
been discussing more or less presuppose (and profusion of NRMs and minority religions in
may only make sense if it is presumed) that the late twentieth century has been signifi-
new and minority movements have in fact cantly influenced by unprecedented cultural
been growing in recent decades and have thus patterns such as postmodernity and globaliza-
become and continue to be culturally signifi- tion, as discussed in the body of this chapter.
cant. The importance and vitality of contem- This influence has more to do with the forms
porary ‘NRMs’ has been accepted by many and ideologies of these new groups, as well as
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244 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

cultural and legal challenges, and developmen- Pagan studies, media studies, Africana studies,
tal crises that they face than with raw numbers folklore studies, anthropology, and Judaica. To
of recruits – which may have remained con- the extent that the field of NRM studies can
stant as a percentage of the general population. forge alliances with other academic sub-areas,
Put another way, the cultural context of NRMs expand its purview, and more clearly define its
and minority religions has undergone seismic field of study and theoretical tool kit, it can
shifts during the past sixty years, and the pace begin to secure itself a recognized niche within
of these shifts has accelerated with the advent the academy. It can also continue to make a
of global electronic communications tech- significant contribution to our understanding
nologies, mass emigration of Third World peo- of religion’s role in contemporary cultures.
ples to the Western industrialized democracies,
and now the worldwide ‘war on terror.’ It is the
perennial challenge of NRMs to adapt to cul-
NOTES
tural and social change; our point is that this
challenge has become even more acute in the
postmodern world. 1. The following studies are recommended for those
Finally, as we suggested briefly above, at least who wish to delve more deeply into conversion and so-
called ‘brainwashing’ theories and debates: Lorne Dawson
a minority of scholars studying new move- 1998c, 1996; David Bromley and James T. Richardson
ments are presently considering the possibility 1983; Larry Shinn 1993; James T. Richardson 1993, 1996;
that the growth of NRMs has leveled off some- and Benjamin Zablocki and Thomas Robbins 2001.
what and that in future both the study of new 2. A sect movement is an offshoot from an established
movements and expertise in the area may cease Christian denomination. Typically, a small group of mem-
bers become convinced that their denomination has
to command the premium it has achieved in veered away from its original doctrines and values. They
recent decades. We contend that NRM prolif- break away (and sometimes are expelled) and set about to
eration will continue at present levels and that restore the church to its original purity. The sect move-
the more likely scenario is a shift in interest to ment typically is small and has a very dense social network.
groups that exhibit violent or quasi-violent There is some degree of tension with the larger society,
which it views as corrupt. The Branch Davidians, for
tendencies, for example ‘terrorist’ and extrem- example, is a sect movement that is an offshoot of the
ist religious formations such as Al-Qaeda, Seventh-day Adventists. Sect movements tend to have tra-
Hamas, Christian Identity, Temple Mount ditional beliefs and practices. A cult movement is a reli-
Faithful, and Aum Shinrikyo (see, for example, gious community that begins independently of any
established denomination or sect movement. Its leaders
Cook 2002, 2005; Bonney 2004; Hall 2004;
introduce novel beliefs and practices and may adopt beliefs
Wessinger 2007; Bjorgo 1995). Clearly, there and practices from other traditions in a piecemeal way.
has been a considerable shift in resources to Like sect movements, cult movements typically have small,
studies and analyses of these groups at the gov- close-knit memberships and exist in some degree of ten-
ernmental level, and this is bound to affect sion to the surrounding culture (Stark and Bainbridge
1985: 23–9; Stark and Bainbridge 1987: 124).
funding for academic research and programs.
3. One piece of evidence for this assertion is the new
The study of NRMs with violent tendencies (as of 2005) U.S. television show, My Name is Earl. The
has been a growth industry in the U.S. and show’s main character has led a life of crime and one day
Canada since the Branch Davidian and realizes that his unhappy condition is the result of bad
Heaven’s Gate events, and we foresee this trend karma. He vows to right all of the wrongs he is responsible
for, confident that this will create good karma and a
continuing as the ‘war on terror’ expands and
happier life.
dominates national and international agendas 4. The anticult movement emerged in the 1970s when
and resource allocations (see, for example, concerned parents of children who joined NRMs banded
Wessinger 2000; Tabor and Gallagher 1995). together to ‘rescue’ their children through various legal
We also foresee an end to the balkanization of and extra-legal means (including ‘deprogramming,’ a
forced removal of the member from their community and
NRM studies, as NRM scholars increase their
attempt to discredit its teachings by intense argumenta-
cooperation and dialogue with scholars in tion). The movement was initially successful in convincing
such fields as Islamic studies, social movement political leaders in the United States to hold hearings on
studies, political science, criminal studies, the ‘cult’ problem. Although they failed to convince these
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FROM ‘CULTS’ TO NEW RELIGIOUS MOVEMENTS 245

politicians to pass legislation that would monitor or sup- Bjorgo, Tore 1995. Terror from the Extreme Right.
press NRMs, they were successful in popularizing the London: Frank Cass.
‘brainwashing’ conjecture as an explanation for NRM Bonney, Richard 2004. Jihad: From Qur’ân to bin
recruitment of their children. Over time, the movement Lâden. New York: Palgrave Macmillan.
has disavowed illegal ‘deprogramming’ and encouraged
Bromley, David G. 2004. ‘Perspective: Whither New
various forms of post-membership counseling and treat-
ment. The movement continues to hold international
Religions Studies?’ Nova Religio 8: 91.
meetings and to publish anticult literature. The leading Bromley, David G. and James T. Richardson
anticult organization today is the International Cultic (eds) 1983. The Brainwashing/Deprogramming
Studies Association. See Benjamin Zablocki and Thomas Controversy: Sociological, Psychological, Legal, and
Robbins 2001. Historical Perspectives. Lewiston, NY: Edwin
Mellen Press.
Castells, Manual 1997. The Power of Identity.
Oxford: Blackwell, 1997.
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12
New Age Religion and Irreligion

WILLIAM SIMS BAINBRIDGE1

This chapter scans the periphery of conven- J. Gordon Melton (2000) has argued that its
tional religion, employing unifying themes to historical heart was a millenarian movement
consider the New Age Movement, parapsy- that coalesced in the 1960s, when popular
chology, Atheism, and the challenge to religion culture proclaimed the dawning of the Age of
posed by what E. O. Wilson (1998) calls the Aquarius. As a distinct movement anticipating
consilience of science, and what Roco and the spiritual transformation of the world,
Bainbridge (2003) call the convergence of tech- Melton says, the New Age reached a peak in the
nology. One theme is the tension between 1980s, then faded afterward. The net result was
religious authority embodied in traditional increased public awareness of alternative spiri-
denominations and religious traditions, versus tual beliefs and practices. The meaning of the
the freedom or anarchy represented by a variety term New Age is currently ambiguous, and
of loosely organized parareligious movements, many people do not distinguish it from occult
and by people like Atheists and Transhumanists or paranormal phenomena. The nearest thing
who turn their backs on the supernatural alto- to a definition is that the New Age is whatever
gether. Another is the function that religion is sold in ‘New Age’ shops or in the ‘New Age’
performs for individuals, through both pri- sections of bookstores.
mary and secondary compensation for unavail- The online bookseller, Amazon.com,
able but highly desired rewards. A third theme includes both New Age and Occult categories
is the progressive consolidation of a secular cul- within a larger category called Religion and
ture, based partly in science and technology, Spirituality. The phenomena covered by New
that is simultaneously libertarian and global, Age are: Astrology, Chakras, Channeling,
personal and cosmopolitan. Divination, Dreams, Meditation, Mental and
Spiritual Healing, Mysticism, New Thought,
Reincarnation, Self-Help, Theosophy, Urantia,
and Visionary Fiction. The Occult category
THE NEW AGE
contains: Alchemy, Astral Projection, Auras
and Colors, Crop Circles, Cults and Demonism,
John A. Saliba (2003: 27) has noted that the ESP, Magic, Metaphysical Phenomena, Near-
New Age ‘has no central organization and Death Experiences, Occultism, Parapsychology,
no commonly accepted creed.’ However, Rosicrucianism, Satanism, Shamanism,
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NEW AGE RELIGION AND IRRELIGION 249

Spiritualism, Supernatural, UFOs, Unexplained Judeo-Christian-Islamic religious tradition has


Mysteries, Wicca, and Witchcraft. The Barnes no place for it either (Bok and Mayall 1941).
& Noble company uses a somewhat different In the ancient world, Astronomy was inti-
category system, and Table 12.1 shows the num- mately connected to religion, and when the
bers of book titles listed in 30 subcategories of Babylonians named the planets after their
New Age and Alternative Beliefs, as of May 2005. gods, they probably imagined that those dis-
Each of the Barnes & Noble categories has tant lights in the sky actually were manifesta-
many subcategories. For example, Astrology tions of their deities (Toulmin and Goodfield
has fully 97, from American Federation of 1962). The modern astronomical idea that the
Astrologers to Zodiac, including several of the planets are lifeless objects unrelated to human
separate planets and constellations, plus spe- purposes was alien to the ancients’ way of
cial topics like Astrological Geomancy, thought. Most modern astrologers seem to
Ephemerides, and Houses. Note that the lack a general theory of their art, because few
Amazon.com and Barnes & Noble classifica- of them take the ancient gods seriously, and
tions mix religious and allegedly non-religious they probably do not want to alienate customers
phenomena. What they may have in common who still retain some affinity to a conventional
is being deviant from the standpoint of the religious tradition.
conventional Judeo-Christian tradition in Except for the mystical principle ‘as above,
Western societies. Beliefs and practices from so below,’ and non-technical references to the
Eastern religion are included, but without the tides caused by the gravity of Moon and Sun,
sophisticated organizational and cultural con- modern astrologers do not explain the physical
text of the societies from which they came. mechanisms by which the planets could influ-
Consider Astrology. In 1993 and 1994, the ence our fates (McIntosh 1969). In contrast,
General Social Survey asked 2,943 American some authors connect astrology to Tarot and
adults how true each of a set of statements was, other interpretive practices as part of a unified
including: ‘Astrology – the study of star signs – symbolic system with which to think about
has some scientific truth.’ Fully 46.2 per cent said human life and personality, without asserting
definitely or probably true, 41.8 per cent said that the physical planets and stars of astronomy
definitely or probably not true, and 11.9 per cent have anything to do with the spiritual planets
failed to decide. Thus, the modal response and constellations of astrology (Gad 1994).
was the feeling that Astrology has some If the phenomena in question here are simi-
truth, even though the relevant scientific lar to religion, but in some way different, how
disciplines (astronomy and perhaps psychol- are we to conceptualize them? One controver-
ogy) reject astrology, and the dominant sial term that is often applied to them is cult.

Table 12.1 Barnes & Noble titles in 30 subcategories of New Age and alternative beliefs
2,361 Witchcraft and Magic 353 Tarot 147 Numerology
1,061 Spiritualism 348 Cults 145 Mysticism
1,001 Astrology 135 Anthroposophy
331 Ghosts & Haunted Places
916 Mental & Spiritual Healing 316 Supernatural 133 Near-Death & Out of Body
Experiences
661 Parapsychology 281 Aliens & UFOs 110 Fraternal Orders: Freemasonry
536 Meditation 261 Angels 103 Sacred Places
517 New Age 228 Reincarnation 64 Atlantis
447 Dreams & Dream Interpretation 183 Alternate Beliefs & 52 Auras & Colors
Spirituality - Reference
402 Prophecy 167 New Thought 36 Graphology
356 Fortune Telling & Divination 159 Demonology & Satanism 33 Fraternal Orders: General &
Miscellaneous
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250 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Dictionaries typically give several definitions, natural world, humans often imagine ways of
and one found in Webster’s New Collegiate seeking it that involve supernatural forces,
Dictionary is ‘a religion regarded as unortho- realms, or beings. Such unproven but hopeful
dox or spurious.’ Journalists and public critics explanations involve compensators, essentially
of unorthodox religions have used cult as a promises that must be taken on faith. Table 12.2
term of opprobrium, implying that a group so lists some definitions that Stark and Bainbridge
called must be spurious, illegitimate, and vile. (1985, 1987) offered for describing and analyz-
In reaction to this stigmatization, many schol- ing cults and associated phenomena, in terms
ars have shifted to the phrase new religious of compensators.
movement, but this is an awkward term, espe- The distinction between religion (general
cially when applied to phenomena that are not compensators) and magic (specific compen-
new and may not be religious. Stark and sators) merely elaborates the traditional
Bainbridge (1985) urged scholars to ignore the anthropological distinction between these
connotation that journalists give to the word terms (Malinowski 1948). Religion makes big
cult, and employ it to name supernaturally ori- promises, and magic, small ones. For example,
ented subcultures with novel or exotic beliefs religion may promise eternal life, whereas
and practices. Indeed, these phenomena magic offers a supposed cure for a particular
deserve social-scientific study precisely because disease. The sociological characters of New
they reveal many general processes of cultural Age and occult phenomena are clarified by the
innovation and variation: Cult is culture writ concepts: cult movement, client cult, and
small. audience cult.
Human culture is the result of social A cult movement is a fully fledged religious
processes of innovation, evaluation, and com- organization, but one devoted to novel or
munication intended to help people achieve exotic compensators (beliefs and related prac-
desired goals, such as health, security, wealth, tices). Participants are members, and member-
and social status. In the pursuit of desired ship typically is exclusive; that is, members do
goals, humans frame explanations about how not simultaneously belong to two or more
and why rewards can be obtained and costs competing religious movements.
avoided. Successful explanations are recipes, A client cult is a magical service business, for
tactics, instructions, or algorithms for gaining example uniting a professional astrologer with
the reward in a series of steps. When a reward clients who pay to have their horoscopes cast.
is difficult or impossible to attain within the The clients may simultaneously visit other cult

Table 12.2 Cult definitions from Stark and Bainbridge (1985, 1987)
Compensators are postulations of reward according to explanations that are not readily susceptible to unambiguous
evaluation.
Compensators which substitute for single, specific rewards are called specific compensators.
Compensators which substitute for a cluster of many rewards and for rewards of great scope and value are called general
compensators.
Supernatural refers to forces beyond or outside nature which can suspend, alter, or ignore physical forces.
Religion refers to systems of general compensators based on supernatural assumptions.
Magic refers to specific compensators that promise to provide desired rewards without regard for evidence concerning
the designated means.
Cults are social enterprises primarily engaged in the generation and exchange of novel compensators.
A cult movement is a deviant religious organization with novel beliefs and practices.
A client cult is a magical service in which practitioners provide specific compensators to clients, often but not necessarily
based on supernatural assumptions.
An audience cult is a cultural or mass media phenomenon that communicates magical or religious compensators without
formal relations between producers and consumers.
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NEW AGE RELIGION AND IRRELIGION 251

practitioners for other magical services, such as emergence of a new cult movement. Another
Tarot reading or meditation training, and their way is that an existing cult movement or client
relations with each other are informal. They are cult practitioner may publish books intended
not fellow members of a formal organization. to attract potential recruits. For example an
An audience cult is a mythology. The profes- astrology book published by Heindel and
sional myth-maker and his audience may Heindel in 1922 served to draw adherents
never even meet, as the author of a book about to their cult movement, the Rosicrucian
UFOs has no direct social relationship with Fellowship, that established a small community
most readers. In the modern world, audience in Oceanside, California.
cults operate largely through the mass media. Several research studies have explored the
Thus, the three kinds of cult differ largely in relationship between traditional religious com-
terms of their degree of social organization from mitment and the three degrees of cult organiza-
high in the case of cult movement (religion), tion. One could argue that religious people
medium in the case of client cults (magic), and were especially attracted to the New Age,
low in the case of audience cults (mythology). because it harmonizes with their belief in the
This conceptualization can be used to clas- supernatural – a positive correlation theory.
sify cases; for example, the books tallied in Or, one could argue that traditionally religious
Table 12.1 are chiefly audience cult products. people will reject the New Age, because they are
It can also be used to analyze processes of committed to the contradictory set of beliefs
change. Sometimes a mythic audience cult can promulgated by the denomination to which
give birth to a magical client cult which evolves they belong – a negative correlation theory.
into a fully organized religious cult movement. A more sophisticated curvilinear argument
Massimo Introvigne has used this insight to says that the New Age will be most popular
analyze the development of Damanhur, among somewhat religious people, and least
founded by Oberto Airaudi in Italy beginning popular among both very religious and non-
in the 1970s: religious people. Very religious people do not
The birth of Damanhur could be described according to like it because it contradicts their firmly held
the well-known Stark-Bainbridge typology of audience faith. Very irreligious people do not like it,
cults, client cults and cult movements. Damanhur’s because they reject the supernatural in general.
experience shows that a leader and his or her followers Somewhat religious people are more accept-
could pass subsequently through the three stages.
ing, because they are open to religious beliefs
Damanhur started as an audience cult including the
readers of Airaudi’s popular books. When Airaudi but lack doctrinal commitment.
started a professional career as a ‘pranotherapist’ and Tobacyk and Milford (1983: 1029) defined
healer, his regular clients moved from the audience cult paranormal phenomena to include: ‘… a wide
to the client cult stage. Finally, Airaudi was capable of range of beliefs and experiences concerning
organizing his clients into a movement, which eventually
religion, psi (clairvoyance, precognition, telepa-
became communal (Introvigne 1999: 192).
thy, and psychokinesis), the occult, witchcraft,
By the late 1990s, Damanhur had grown superstitions, the supernatural, and extraordi-
into a commune of 450 people, with another nary and extraterrestrial life forms.’ In creating
300 associate members living in individual a scale to measure these phenomena, they
homes, and a wider membership of perhaps included four statements related to conven-
1,000 who were studying the ideology. Its tional religious belief: ‘The soul continues to
unique culture draws upon four chief sources: exist though the body may die.’ ‘There is a
ancient Egypt, Celtic traditions, Theosophy, devil.’ ‘I believe in God.’ ‘There is a heaven and
and the New Age. For 15 years, the group hell.’ However, when Tobacyk and Milford
secretly labored to create a vast underground applied the statistical technique called factor
temple, which was discovered by amazed analysis to the data, these four items separated
authorities in 1992. Thus, one of the ways out from the others. Thus, conventional religion
that an audience cult may relate to religion is is distinct from the other topics, even though
that it provides the socio-cultural basis for the some connections exist.
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252 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Geographic analysis using rather old data on 2. Some people can hear from or commu-
the United States, Canada, and Western Europe nicate mentally with someone who has
has indicated that cult movements and client died.
cults were more common where church mem- 3. Some scientific instruments (e.g.,
bership is relatively low (Stark and Bainbridge e-meters, psionic machines, and aura
1985; Bainbridge 1989a). One measure of audi- cameras) can measure the human spirit.
ence cult activity, readership of the occult mag- 4. Some people can move or bend objects
azine Fate, showed a similar pattern, being less with their mental powers.
popular where the churches are strong. A ques- 5. Some people really experience telepathy,
tionnaire study of students at the University communication between minds with-
of Washington showed that ‘Born Again’ out using the traditional five senses.
Protestants were far less likely than those with 6. Scientifically advanced civilizations, such
‘no religion’ to approve of Yoga, Transcendental as Atlantis, probably existed on Earth
Meditation, Tarot reading, ‘occult literature’ thousands of years ago.
and ‘your horoscope’ (Bainbridge 1997: 389).
These studies contradict the theory that the Negative statements:
New Age and occult correlate positively with 1. All ancient people were less advanced
religion, and support the negative correlation than modern civilization in science and
theory. However, their data may not be sensi- technology.
tive enough to test the curvilinear theory. In a 2. It’s not possible to influence the physi-
more recent questionnaire study of 1,765 cal world through the mind alone.
Canadians, Alan Orenstein (2002) found a 3. Extra-sensory perception (E.S.P.) prob-
curvilinear relationship between church atten- ably does not exist.
dance and a scale measuring paranormal 4. Psychic mediums who claim they can
belief. Among Canadians who seldom if ever communicate with the dead are either
attend church, just 27.0 per cent score high on frauds or mentally ill.
paranormal belief, compared with 34.6 per cent 5. Numerology, biorhythms, and similar
having medium frequency of church atten- attempts to chart a person’s life with
dance, and only 20.6 per cent among those numbers are worthless.
who attend church often. 6. Astrologers, palm readers, Tarot card
Another recent study (Bainbridge 2004) readers, fortune tellers, and psychics
analyzed data from 3,909 respondents to an can’t really foresee the future.
online survey that included 20 putatively New
Age statements in an agree-disagree format. Respondents were also asked how religious they
A factor analysis grouped fully 15 of these items are on a 7-point scale, from ‘extremely non-reli-
together, reflecting a high degree of unity. That gious’ to ‘extremely religious.’ Figure 12.1 shows
is, people tended to respond to statements that the relationship to religiousness of four
about these varied topics similarly, suggesting representative beliefs is noticeably curvilinear.
that they belong to a more-or-less unified sub- The two solid lines across Figure 12.1 show
culture. Twelve of the 15 items were combined the percentage agreeing with two positive
to make a reliable index, equally balanced statements: ‘Some people really experience
between six items that New Age believers would telepathy ...’ and ‘There is much truth in
agree with (positive items), and six they would astrology....’ These two lines trace convex (hill-
tend to disagree with (negative items): shaped) curves, indicating that people who are
somewhat religious agree with these state-
Positive statements: ments more often than people who are either
1. There is much truth in astrology – the extremely non-religious or extremely religious.
theory that the stars, the planets, and The two dashed lines show the percentage
our birthdays have a lot to do with our agreeing with two negative statements: ‘Extra-
destiny in life. sensory perception (E.S.P.) probably does not
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NEW AGE RELIGION AND IRRELIGION 253

80.0

70.0

60.0
Percent Agree with Statement

50.0

40.0

30.0

20.0

10.0

0.0
1 2 3 4 5 6 7
How Religious (7 = Extremely) Telepathy Astrology No ESP No Astrology
Figure 12.1 Curvilinear relation between religiousness and New Age acceptance.

exist.’ ‘Astrologers, palm readers, Tarot card argue strenuously that their discipline has no
readers, fortune tellers, and psychics can’t connection to religion (Felser 1999). Indeed,
really foresee the future.’ These lines are con- K. Ramakrishna Rao rejects any connection to
cave (valley-shaped), indicating that people in the other topics associated with the occult or
the middle of the religious spectrum are less New Age:
likely to agree with these negative beliefs. Thus,
beliefs associated with the New Age have an The general public often confuses parapsychology with
spiritualism, ufology, astrological, palm- and tarot-card
ambivalent association with religion, and we
readings, hypnotic regression to ‘past lives,’ and a host of
see a similar ambivalence in the related cultural other occult practices. In contradistinction to these
phenomena known as parapsychology, the practices, however, parapsychology is concerned with
paranormal, or wild talents. ‘psychic’ abilities that can be studied empirically; that is
to say, it is concerned with those abilities that can be
studied by observation and experimentation under con-
trolled conditions. Parapsychology, then, is the systematic
PSEUDOSCIENCE AND PARARELIGION and scientific study of psi (Rao 1984: 1).

For more than a century, there has been a


One of the remarkable facts about standard grand debate between authors who claim that
psychology textbooks is that hardly any of research demonstrates the reality of psi, ESP,
them cover parapsychology, considering it to and other paranormal phenomena (Rhine
be a pseudoscience unworthy of mention. 1934, 1971; Beloff 1974; Edge et al. 1986), and
Parapsychology could also be described as others who argue that the apparent positive
parareligion, because it postulates essentially results are the result of error, poor experimen-
supernatural phenomena that satisfy people’s tal design, and even occasional fraud (Hansel
desires to transcend the material world. 1966; Alcock 1981; Hyman 1989). In recent
However, many self-identified parapsychologists years, the parapsychology journals themselves
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254 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

have published a number of studies raising seek to replicate real-life situations in which
serious questions about the reality of the very people sometimes feel they have paranormal
phenomena they are dedicated to studying experiences, such as hearing the telephone ring
(Milton 1999). and guessing who is calling (Sheldrake and
A century ago, scientists were in the process Smart 2003), or sensing that you are being
of exploring the electromagnetic spectrum, stared at (Evans and Thalbourne 1999).
and the general public was astonished by mar- Psychokinesis, also called telekinesis, is the
vels such as X-Ray photography and radio that alleged power to move or otherwise affect
exploited wavelengths shorter or longer than physical objects at a distance by means of the
the familiar octave that can be seen by the mind alone. If telepathy is extrasensory per-
human eye. Thus it was not surprising that ception, psychokinesis is paranormal action.
many writers imagined that spiritual phenom- Just as extrasensory perception is abbreviated
ena might have a physical basis in as-yet undis- ESP by parapsycholgists, psychokinesis is
covered ‘vibrations’ or ‘rays.’ For example, in abbreviated PK. ‘Mind over matter’ is the prin-
1930 Upton Sinclair titled his book about ciple of magic, whereas Western religions
telepathy, Mental Radio. At the time, it was rea- reserve for God the power to affect the real
sonable to hope that parapsychology could world by force of will alone.
produce convincing results, and become a rec- Much stage magic mimics psychokinesis,
ognized branch of the larger discipline of psy- when a magician levitates a scarf, or teleports a
chology, perhaps based on a well-supported playing card into the pocket of a member of
scientific theory of how paranormal phenom- the audience. Many people believed that the
ena operate. Today, that is a far fetched dream, magician Yuri Geller possessed the mental
because progress in physics and neurology did power to bend spoons, when he was actually
not uncover mechanisms that could account using the misdirection and prestidigitation
for ESP. tricks of a stage magician (Randi 1975; Marks
Despite the excuses that psi talents are rare, 2000). While Geller performed other kinds of
and that the people with these talents perform tricks, he was best known for spoon bending.
unreliably, the phenomenon would have been Notice that spoons are ordinary household
acknowledged by psychologists by now, if in fact objects, used by every member of Western
it were real. Psychology is a vast and diverse col- societies from earliest childhood, an intimate
lection of research approaches and schools of part of everyday life. A scientist, setting out to
thought, lacking central authority and ortho- investigate whether the human mind can exert
doxy, so it could not have wrongfully excluded forces on physical objects, might never in a
parapsychology for such a long time were there million years have thought about experimenting
any scientific basis for psi (Kalat 1986). with spoon-bending.
Books, magazine articles, and television pro- In J. B. Rhine’s famous PSI laboratory, a
grams about ESP are audience cult artifacts, series of psychokinesis experiments were done
whereas professional psychics are client cult by asking test subjects to influence rolling dice
practitioners. Some cult movements incorpo- (L. E. Rhine 1971; Feather and Rhine 1971).
rate ESP in their beliefs and practices. For Some care was invested in getting well bal-
example, the Process Church of the Final anced dice, because it is well known that so-
Judgement had a training activity called the called loaded dice will roll seven more often
Telepathy Developing Circle that sought to than expected by chance. But apparently little
improve members’ intuitive sensitivities thought was given to the question of how PK
(Bainbridge 1978), and that will be described in could make dice come up seven, if indeed PK
the next section. Despite its claim to be doing existed. Supposing the human mind can exert
rigorous science, parapsychology tends to a slight force on physical objects, how can that
focus its experiments on things that are per- force control the complex tumbling of a pair of
sonally meaningful within an individual’s pri- dice? It would be an incredible engineering
vate life. For example, many ESP experiments challenge to design a machine that could force
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NEW AGE RELIGION AND IRRELIGION 255

ordinary dice to roll seven, for example by covered so the subject could not see it clearly –
blowing air at them in carefully controlled ways. thus being unable to aim that supposed mental
Merely calculating the rotation, bounces, and force properly – and the subjects tended to
final resting position of a pair of dice is an focus on the counter that was supposed to reg-
incredibly difficult physical problem, let alone ister their successes (Cox 1971). Even in this
influencing them to give a desired result. case, parapsychology obscures the physical
But that is the key, actually, desire. mechanism by which the mental force could
Like other forms of pseudoscience and operate and emphasizes the humanly desired
parareligion, psychokinesis is about how outcome.
people desire the world to be, and those desires In recent years, parapsychologists have made
are expressed in very human forms. Dice are extensive use of computers and other high-tech
cultural objects created by humans, and like a devices as instrumentation for their experi-
spoon they fit in the human hand. We want ments. Helmut Schmidt asked research subjects
dice to come up lucky seven, as a metaphor for to influence radioactive decay and the genera-
wanting good fortune in general. Humans want tion of electronic noise, each of which was part
to influence humanly beneficial outcomes, not of a random-number generator that would
scientifically measurable ones. Dice are famil- determine which of a set of lights would flash
iar things – found in the typical home – and (Schmidt 1970, 1973; Hyman 1989). Another
their symbolism is clear. They are already part study had subjects watch an animated dog race
of human life, and are personally meaningful. on the screen of a computer, and mentally try
A great variety of PK experiments have been to make a particular dog win (Roe et al. 2003).
done, and naturally they vary in whether the Quite apart from whether a mental force exists
methodology carries much humanistic sym- or not, it seems implausible that human beings
bolism, but very commonly they ask test sub- could aim it into the precise part of the hidden
jects to accomplish a humanly desired outcome electronic components to affect the measure-
without having a clear conception of how a ment device in the desired way. Again, the focus
mental force could in fact do so. That is, they is on a humanly meaningful outcome, not on a
are experiments in magic. clean test of a physical theory.
Some experiments involve living organisms,
and thus invoke the symbolism of a life force.
For example, parapsychologists experiment
RELIGIOUS TELEPATHY TRAINING
with making plants grow more vigorously
(Grad 1964), or preventing fungus from grow-
ing (Barry 1971). In one study, an experimenter One of the standard rituals of the Process
hooked polygraphs to two philodendron plants Church of the Final Judgement, the Telepathy
and asked subjects to mentally ‘increase the Developing Circle or TDC, will illustrate how
activity’ in one plant but not the other, yet it is the meaning of ESP adapts to the goals and
not clear what kind of force could do so, unless social context of the group that employs it
it is a life force unknown to modern biology (Bainbridge 1978: 197–202). Conventional
(Brier 1971). religious organizations in modern societies
A physicist setting out to test PK would tend to avoid practicing magic, if only because
probably have designed laboratory instrumen- magical beliefs can be disproven empirically
tation to measure the pressure of human and thus risk discrediting the entire belief
thought with a finely tuned pendulum or tor- system. In contrast, religious beliefs like faith
sion balance in a vacuum chamber, but that in the existence of God and the afterlife are dif-
would conflict with the magical emphasis on ficult to disconfirm empirically. Telepathy can
human desires situated in everyday life. One be tested experimentally, and thus is susceptible
experiment did ask people to influence the to empirical disconfirmation.
movement of a pendulum, but the experimenter The fundamental aim of the Telepathy
commented that frequently the pendulum was Developing Circle is to increase the sensitivity
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256 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

and awareness of participants. Processean Hate, Satisfaction, Frustration, Surprise,


leaders would explain that a telepath is not a Boredom, Lust, Disgust, Excitement, or
mind reader who steals information from the Indifference. If this Circle is one of a series, the
thoughts of an unwilling victim, but a spiritually Guide should cycle through all 20 before
advanced person who can discern the mood of a repeating one.
person or group. Telepathy means becoming Depending upon the intensity of the experi-
more aware, increasing sensitivity around other ence and the number of participants, that we
people, around objects, around environments. will call Novices here, a Telepathy Developing
Telepathy means being able to understand what Circle can last from one hour to one and a half
a person is feeling and going through, without hours. The Circle can be done with as few as
talking about it, just by being near, picking up two people, or as many as three dozen. If more
the person’s moods and emotions. than seven people are present, the group
However, the Process always left open the should be divided into subgroups. Ideally, each
question how much it was dealing in psychology, subgroup should have an even number of
and how much in religion, how much in natu- people, usually six. One of the activities
ral talents of the human mind, and how much involves pairs, and if there is an odd number of
in the supernatural. For example, the Process Novices, the Guide can participate also, to
asserted that God had broken apart into four complete the last pair. If this is the first time
co-equal gods: Lucifer, Jehovah, Christ, and many of the participants have attended a
Satan. Associated with each was a different Circle, the Guide may wish to quote some of
human personality: Luciferian, Jehovian, the sentences above. If all of the participants
Christian, and Satanic. Individual members have attended several Circles, the Guide may
could decide for themselves whether the gods omit some of the instructions below.
were real supernatural beings, or metaphors Before the Guide enters, participants sit on
for the different types of humans. cushions on the floor, arranged in a circle or a
Processeans did tend to agree that two set of circles. The Guide enters and may stand
telepaths are capable of extremely intimate or may sit on a high-backed straight chair,
communication with each other. A group of above the participants and able to see them all.
telepaths has immense spiritual power which The Guide says: ‘Welcome. We have gathered to
can be channeled either for good or evil. The assist each other in developing spiritual sensi-
TDC is designed to emphasize the beneficial tivity and awareness. We should not judge each
aspects of sensitivity, awareness, and non- other, but appreciate. We should not criticize,
verbal communication. The following script for but gently encourage. This will be a safe place
a TDC will allow interested readers to try it for to communicate. All hostility, blame, demand,
themselves, and will illustrate how the super- and envy are banished. Prepare to open your
natural concept of telepathy can be interpreted minds, your hearts, and your spirits.’
in actual practice. Now the Guide gives the first instruction:
An experienced spiritual Guide directs the ‘Begin by meditating on your aims for the
Circle. Before the gathering, the Guide selects a evening. What do you wish to give to others?
concept for one of the meditations in the activ- What do you wish to receive from them? Join
ity. Some actual meditation topics used by the hands, each of you with the two on either side.’
Process in one or another Circle were ‘the (If there is a single circle, all join hands around.
future of Humanity and your part in it,’ ‘mass If there are several circles, members of each
destruction,’ ‘the end of the world,’ and ‘self.’ If join hands in a separate ring.) ‘Relax. Close
the group faces an important decision, it can your eyes. Make no effort. Let it come. Now
become the meditation topic. In the absence of begin the meditation.’ After a short meditation,
a particular topic, the guide might select one of the Guide says: ‘Come in now. Open your eyes.
these 20 emotions as the meditation topic for Release your hands.’
the evening: Love, Fear, Joy, Sadness, Gratitude, A round of the room follows ‘When it
Anger, Pleasure, Pain, Pride, Shame, Desire, is your turn, express the aims that came in
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NEW AGE RELIGION AND IRRELIGION 257

your meditation. What do you wish to give? with two or three people the Guide knows will
What do you wish to receive?’ The Guide then be comfortable speaking, calling on them by
calls each person by name, who answers with a name. The Guide should use his or her own
brief phrase (such as: ‘to give understanding ‘telepathic abilities’ to sense who especially
and receive strength’). The Guide acknowl- needs to express feelings to the entire group,
edges whatever each person says, in a warm but calling on these individuals by name. The
dignified tone, using such acknowledgements Guide should radiate acceptance, encouraging
as: good, right, okay, fine, indeed, sure, true, people to speak and to feel that others have
thank you. feelings similar to theirs, always acknowledg-
The second part of the activity similarly asks ing what people express. The Guide concludes
each Novice to speak: ‘Now we will have this activity by summing up the feeling in the
rounds on how your awareness and sensitivity room around EMOTION.
have been during the past week.’ (Or, if there Next comes a classic psychic practice: ‘It is
are several circles, the Guide can say: ‘Now we time now for psychometry, so each of you will
will have rounds in each of the smaller circles pair off with another.’ The Guide may go
on how your awareness and sensitivity have around the room, helping people pair off,
been during the past week.’) ‘In turn, each when possible putting people together who do
person should say how his or her sensitivity not know each other well or two people of the
has been developing, what kinds of things have opposite sex. ‘First, half of you will do a read-
been happening in the realm of emotional ing on an object belonging to the other person
communication. Others may ask gentle, encour- in your pair. It should be something the person
aging questions, to help the person express what has carried, something belonging to that
he or she has been experiencing around sensi- person alone, that has absorbed some of the
tivity.’ During this activity, the Guide may walk person’s aura. Hold that object to your fore-
around the room, providing encouragement head, and images will flow into your mind.
and making sure every person has a chance to Describe those images to the other person. If
say how his or her sensitivity has been. the person does not have a suitable object, you
The Guide says: ‘All right? Has everyone fin- may hold hands with them instead. When you
ished? Good. Now we will meditate on the are doing the reading, do not worry about
emotion of EMOTION (Substituting one of whether you are picking up something about
the following for ‘EMOTION’: Love, Fear, the person you are reading, because you will be.
Joy, Sadness, Gratitude, Anger, Pleasure, Pain, ‘The main thing is to relax. Do not place any
Pride, Shame, Desire, Hate, Satisfaction, demands on yourself. Just relax and let the
Frustration, Surprise, Boredom, Lust, Disgust, images flow in. They will come. If you come up
Excitement, or Indifference.) Close your eyes. against a block, the block is probably in the
Make no effort. Allow the EMOTION within person that you are reading, so describe the
you to rise into your consciousness. Now begin feelings around the block. If you draw a com-
the meditation on EMOTION.’ After five or ten plete blank, describe what you yourself are
minutes, the Guide says: ‘Come in now. Open feeling, because you will probably be picking it
your eyes. We conclude the meditation on up from the person you are reading. Now
EMOTION. Now we will have rounds on what begin the psychometry.’
you saw or felt in your meditation on EMO- (The Guide may complete the last pair, if
TION.’ (Or, if there are several circles, the there is an odd number of Novices in the
Guide can say: ‘Now we will have rounds in group, or may meditate on the vibrations in
each of the smaller circles on what you saw or the room during the psychometry, if there is an
felt in your meditation on EMOTION.’). even number.) The Guide lets the first psy-
The Guide says: ‘All right? Has everyone fin- chometry reading go for about ten minutes,
ished? Good. Did anyone get a particularly then says: ‘All right. Bring that reading to a
strong image around EMOTION?’ The Guide close.’ The Guide waits briefly for people to
encourages individuals to speak out, starting conclude their readings.
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258 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

The Guide says: ‘Now exchange roles in each the group setting, the TDC may also have been
pair. The person who gave the reading before building commitment to the group. By couch-
will receive one now. The person who received ing the communications in paranormal terms,
the reading before will now take an object it may have built belief in the doctrines of the
belonging to the other, and give a psychometry group. Indeed, the paranormal definition of
reading. Remember, if you open your mind the situation may have helped people express
and allow the images to flow, they will do so.’ feelings and images, by dispelling normal inhi-
The Guide lets the second psychometry read- bitions. For example, the images that arose in
ing go for about ten minutes, then says: ‘All the psychometry activity were defined as real
right. Bring that reading to a close.’ The Guide elements of the subject’s aura, rather than
again waits briefly for people to conclude their being the thoughts of the reader, thus freeing
readings. ‘Now let us do a round of the room, the reader of responsibility for them.
about the images you received.’ The Guide calls The Telepathy Developing Circle encour-
on several participants by name, asking how aged the willing suspension of disbelief, rather
their readings went, and sympathizing with than demanding belief. This simultaneously
whatever they express. facilitated intimate communication among par-
The final activity of the TDC follows: ‘In ticipants, and embedded their feelings within
conclusion, meditate on what you have the group’s doctrinal structure. As people
achieved during the evening. What did you become emotionally invested in a cult (whether
give to others? What did you receive from religious, client or audience), suspension of
them? Join hands, each of you with the two on disbelief evolves into belief. The belief may in
either side. (If there is a single circle, all join some mundane, factual sense be incorrect.
hands around. If there are several circles, As it serves functions for individual and group,
members of each join hands in a separate however, it becomes valued, influential, per-
ring.) Relax. Close your eyes. Make no effort. haps even fanatically held. The question then
Let it come. Now begin the meditation.’ After a becomes how disbelief could ever become cen-
short meditation, the Guide says: ‘Come in tral to a person’s view of religion. This is the
now. Open your eyes. Release your hands.’ challenging question of Atheism.
The Guide says: ‘In your private meditations
over the next week, return to the images of this
evening. Throughout every day, accept your
ATHEISM
feelings of EMOTION. Stretch out with your
feelings to others. Allow your sensitivity and
awareness to grow. The Telepathy Developing The social-scientific literature contains few
Circle is now ended.’ The Guide departs. Then significant studies of Atheism, in part because
the Novices may talk with each other and grad- it is difficult to study a phenomenon that is
ually prepare to leave. The Novices share a both rare and unorganized. Historical research
quiet, informal social activity with each other, has been done within the history of ideas tra-
after the TDC. dition (Campbell 1972; Turner 1985), but it is
For the Process, the TDC served several hard to do field observations of people who
functions. By its very name, it claimed to be never meet for group activities, and even ques-
developing participants’ telepathic powers. tionnaire research is limited by the cost of
Perhaps it developed empathy rather than obtaining huge numbers of respondents. From
telepathy, encouraging people to use their 1988 through 2000, the General Social Survey
proverbial five senses to feel the mood and emo- asked 8,027 American adults what they believed
tions of other people, quite apart from whether about God. Only 2.5 per cent were Atheists who
a sixth sense exists. Another function was to responded, ‘I don’t believe in God.’ Another
build emotional bonds between the people, 4.0 per cent were Agnostics, responding ‘I don’t
both as a group and as a network of dyads. know whether there is a God and I don’t believe
By allowing people to express their feelings in there is any way to find out.’
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NEW AGE RELIGION AND IRRELIGION 259

One would like to use data like this to not want such a person teaching in college, and
explore the factors inspiring a small minority 33.4 per cent want Atheistic books banned
of the population to become Atheists, but the from the public library. Nobody today burns
203 Atheistic GSS respondents were polled in Atheists at the stake in Western societies, but in
six different years, when the survey contained the US an Atheist will frequently interact with
different items, so there are too few cases to people who oppose his right to express his fun-
run many of the correlations we would wish. damental beliefs. Atheists may be immune to
The standard GSS demographic items do reveal the fear of God, but as potential victims of
a few basic facts. Atheists are more common prejudice they have good reason to fear other
among men (3.7 per cent) than among women people’s belief in God.
(1.7 per cent), and among college graduates These observations immediately suggest a
(4.0 per cent) than among people who have not perspective for explaining Atheism, namely
completed four years of college (2.1 per cent). control theory (Hirschi 1969). People will tend
Combining the two variables, Atheists consti- to conform to other people’s expectations, for
tute 5.1 per cent of male college graduates, but example accepting the majority belief in God,
only 1.3 per cent of female non-graduates. unless they are weak in social bonds and thus
Using data from the Eurobarometer surveys, as relatively free to deviate. Of course, this does
well as the GSS, Bernadette Hayes (2000) not explain how the majority got to be reli-
reported that religious independents (including gious in the first place. However, given that
Atheists) tend to be male and well-educated. religiousness is the norm, control theory
Numerous secular intellectuals believe that would explain why some individuals failed to
Atheism is on the rise, as science and other sec- share it. A classic statistical study of schizo-
ularizing forces progressively erode both the phrenia found that this form of mental
functions and plausibility of traditional reli- deviance was more common in socially disor-
gious faiths. In contrast, Rodney Stark and ganized areas (Faris and Dunham 1939), but
Roger Finke (2000) have distinguished the the analogy with the mental deviance of
level of Atheism in society, which they think Atheism would seem far fetched. Old Australian
may be roughly constant, from the visibility of census data suggest that Atheists are more
Atheism in public life, which may vary over common among people who have moved away
time. A key factor may be the degree of repres- from their region of birth and thus may be
sion Atheists experience in different countries weak in the social ties that restrain deviant
and eras. behavior (Bainbridge 1989b). To date, how-
The GSS contains three items purportedly ever, really convincing empirical tests of
measuring the willingness of the general pop- the control theory of Atheism have not been
ulation to grant Atheists civil rights, but the performed.
items are not precisely about Atheists. All three A different theory that has some elements in
refer to ‘somebody who is against all churches common with control theory suggests that
and religion.’ One asks, ‘If such a person Atheism is encouraged by weakness in social
wanted to make a speech in your (city/town/ obligations. Religion gains strength from the
community) against churches and religion, social obligations people incur in intimate
should he be allowed to speak, or not?’ The social relationships, because it offers a way of
second item asks, ‘Should such a person be meeting those obligations even when it is
allowed to teach in a college or university, or impossible for a person to satisfy the needs of
not?’ And the third inquires, ‘If some people in other persons in a practical manner (Bainbridge
your community suggested that a book he 2002, 2003b). For example, a friend or family
wrote against churches and religion should be member may be dying. Those close to him or
taken out of your public library, would you her have an obligation to help, but there may
favor removing this book, or not?’ Nearly a third be no way they can save the person. Therefore,
(30.6 per cent) of the US population would ban they offer religious compensators instead.
an anti-religion speech, fully 50.3 per cent do If the dying person expresses some faith in the
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260 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

compensators, then their obligation to help is religious compensators: young, healthy, rich
satisfied by praying God to take the soul of people. But this is not a very good explanation
the dying person. of Atheism, because all people are deprived to
This social obligation theory is consistent some extent, and all face the ultimate depriva-
with the frequent observation that women are tion of death. Nonetheless a weakened need for
less likely to be Atheists, because traditionally primary compensation may facilitate conversion
(and perhaps biologically) women are more to Atheism when assisted by a lack of need for
nurturant and take on greater social obliga- secondary compensation among people who
tions within the family. A recent study based are deficient in strong social obligations. Other
on a very large international online question- factors may weaken social obligations. A high
naire found several pieces of evidence that divorce rate or a low fertility rate will mean
seemed to support this theory (Bainbridge that fewer people have family obligations.
2005a). For example, Atheism was more A high level of economic development provides
common among childless adults, and less many impersonal supports, such as health
common among adults with two or more chil- insurance and social services, that reduce inter-
dren. For other examples, 4,742 people personal obligations. A welfare state robs social
responded to a series of questions, starting: obligations from its citizens, whether or not it
‘How much would you like to do the following successfully fulfills these obligations itself. And
activities?’ The list included two measures of to the extent that secularism weakens religious
closeness to family: ‘A large family reunion’ and faith, it also weakens the plausibility of compen-
‘A family history field trip.’ Table 12.3 shows sators required for secondary compensation.
that Atheists are much more common among Nonetheless, people fervently desire things
the people who express negative feelings about they cannot have. Unlike religion, Atheism
family activities. promises nothing, unless possibly some
Social obligation theory is different from pride Atheists may feel in accepting ‘the
control theory, in that it primarily concerns truth’ when other people surrender to the
very strong relationships rather than all kinds wishful thinking of faith in the supernatural.
of stable bonds, and in that it does not take Very recently, a loosely organized but vigorous
religiousness for granted. Rather, it builds on movement has arisen that is compatible
the compensator theory of religion outlined in with Atheism yet offers hope comparable
Table 12.2, by suggesting that there are two to that of religion. A common name for
distinguishable processes through which com- this movement is Transhumanism, although
pensators may generate religiousness, the first the World Transhumanist Association
psychological and the second sociological: (www.transhumanism.org) is but one of a
number of differently named organizations
• Primary compensation substitutes a com- that together constitute the movement.
pensator for a reward that people desire for Another term is Extropian, coined by
themselves. the Extropy Institute, that is devoted to
• Secondary compensation substitutes a com- ‘designing the means for resolving technologi-
pensator for a reward that a person is obli- cal and cultural issues of transhumanity’
gated to provide to another person. (www.extropy.org). Some observers suggest
that Transhumanism is more egalitarian than
One might argue that some people are so Extropianism, chiefly on the issue of whether
satisfied with their lives that they do not need all humans can collectively evolve to a higher

Table 12.3 Per cent atheist among those who like...


Not at all Not really Mixed feelings Would like Like very much
Family reunion 15.9% 9.8% 9.1% 5.7% 3.4%
Family trip 14.4% 9.8% 7.3% 6.3% 4.9%
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NEW AGE RELIGION AND IRRELIGION 261

level, rather than only a small elite evolving and


CONVERGENCE OF SECULAR CULTURE
possibly leaving the human species altogether.
The fundamental principle of Transhumanism
is the confidence that science and technology The New Age, paranormal, and Atheist phe-
can transform human nature, over the nomena are taking place in a cultural environ-
very near future, even perhaps eradicating ment where the long-submerged tensions
death (Immortality Institute 2004). For between religion and science are beginning to
Transhumanists, our species has entered a rev- resurface. Ideas corrosive of religious faith are
olutionary period of transition from human to already well-developed in diverse areas such
super-human nature. During the transition, as cosmology, evolution, cognitive science,
hope in rapid technological progress can sub- and artificial intelligence. Now, the merging of
stitute for religious faith. After the historical science and technologies – called consilience or
transition, people will have no use for gods, convergence – closes the loopholes where a
because they will be godlike themselves. ‘God of the gaps’ might survive. That is, the
Few Transhumanists beat the drum of truce between science and religion has been
Atheism, because they are more interested in facilitated by the very fragmentation of science
promoting the positive things that they believe, itself, but now secular science is developing a
rather than refuting the beliefs of others. Yet comprehensive model of existence that may
Transhumanist leaders have expressed concern more directly challenge religion. At the same
that religion will attempt to suppress transfor- time, small but vigorous movements have
mative technologies, as it may already be doing arisen to promote technologies that challenge
with human cloning and stem cell research religion’s monopoly on transcendence and
(Hughes 2004; Bainbridge 2003a, 2005b). immortality: Transhumanists, Extropians,
Transhumanists and Atheists alike assert that and related groups. The result may be an envi-
science supports their doctrines. ronment more conducive to new religious
Science rejects tenets of the New Age and movements, parareligion, and irreligion.
parapsychology, such as astrology and telepa- As Stark and Finke (2000) noted, the social
thy, yet it does not reject Atheism. Indeed, sci- and behavioral sciences appear to encourage
ence is methodologically Atheist, seeing how Atheism, and we are all familiar with Freud’s
far it can get in explaining the world without writings against religion, notably The future of
reference to the supernatural. For a century, an illusion (Freud 1927). Several theories of
most scientists have found it impolitic to criti- religion have been proposed recently within
cize religion, all the more so after popularly cognitive science that might have some rele-
elected governments became the main sup- vance for Atheism. At this point we can neither
porters of pure science. This situation is most integrate them satisfactorily with the compen-
acute in the United States, where there is sator theory, nor decide between them on the
considerable debate over whether the basis of empirical evidence. However, to the
Republican Party has become a vehicle for reli- extent that religious faith can be explained
gious opposition to science, especially social without reference to any actual supernatural
science and socially relevant areas of biology forces, the existence of such forces becomes
and environmental science, because it seeks to less plausible.
represent the substantial fraction of Americans To begin with, the dominant model of the
who are Evangelicals (Larsen 1992; Mooney mind in cognitive science holds that it is merely
2005). An Atheist might argue that it is the the sum of the complex behavior of neurons in
obligation of science to test the theories of reli- the brain. Of course, so simply put, this is
gion, as it tests all other theories, but in the merely the old argument that human behavior
twentieth century the sciences strenuously is the result of brain functions, which has been
avoided taking on that potentially costly a challenge to religion for many years (Ray 1863,
challenge. The twenty-first century may tell a 1871). However, considerable progress has
different story. been achieved in recent years understanding
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262 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

how the brain does in fact function. At the same of experimental and observational evidence
time, computer and information scientists have that humans’ brains are so constructed that we
made progress duplicating some (but by no are bound to be dualists, like the French
means all) of those functions in machines. philosopher René Descartes, believing that we
A common conception that unites neuro- ourselves are somehow separate from our
science and artificial intelligence is neural net- bodies. The human brain is not directly con-
works, and it has proved possible to model scious of its own mental processes, and
fundamental dynamics of the social-scientific because the brain uses somewhat different
theory of religion in computers (Bainbridge modules to handle the social versus physical
1995, 2006), which manifestly lack souls. worlds, we naturally perceive ourselves as both
Clearly, cognitive science has a long way to go subject and object, thus soul and body. Bloom
before it can fully explain human cognitive and explicitly argues that his research refutes reli-
emotional phenomena, but researchers in the gion. Of course any body of research may be
field are confident that they are on the right wrong, but the work of cognitive scientists like
track, and that the approach has no need of the Bloom and Pinker is closely integrated with
concept of soul. other top-quality research in the field; they
Atheism by definition is a belief that God have published highly-publicized popular
does not exist, but the existence of God is not books, and a number of practical applications
the only question. The major world religions may also give their ideas very wide currency.
assume not merely that a supernatural realm More controversial, but useful as an example
exists, but that a portion of each human being of a different research approach, is the work of
is supernatural. Cognitive science may be able Eugene d’Aquili and Andrew Newberg
to prove that this idea is false. Perhaps more (Newberg et al. 2001), who have used brain
socially important, by applying methods based scan methods to seek the structures in the
on neural networks to the treatment of human brain that are involved in religious experiences.
beings and to technologies that directly serve A core idea of their theory is that a mystical
millions of humans (Stein and Lidik 1998; sense of oneness with God can result when
Quinlan 2003; Schultz 2003), cognitive science what they call the orientation association area
may convince a significant segment of the of the brain experiences sensory deprivation.
general public that souls do not exist. They claim that this brain module orients the
Cognitive science has simultaneously offered self in space and helps distinguish the self from
its own explanations for why people believe in the rest of the universe. D’Aquili and Newberg
such things as gods or souls. A number of cogni- have been criticized for failing to use up-to-date
tive scientists suggest that evolution placed a brain scan methods, and for ignoring recent
sufficiently high priority on humans possess- literature in the field, but potentially their idea
ing social skills, that our mind naturally inter- could be integrated into other cognitive
prets complex phenomena in the non-human science theories that religion is merely an error
world as if they were the result of purposeful of perception, an accident of evolution and
action of conscious beings (Pinker 1997; Boyer brain structure. In fact, D’Aquili and Newberg
2002; Atran 2002; Barrett 2004). If so, humans do not argue this. They leave open the possibil-
are innately predisposed to imagine that super- ity that the religious experiences are real, and
natural beings are responsible for natural that evolution may have designed the brain
processes. If true, this could reinforce the part structures to permit religious experiences
of the compensator theory that explores how (either because they are real or because reli-
explanations are exchanged between humans, gion benefits humans). This may be another
and over time give rise to belief in general reason their work is controversial within cog-
compensators based on assumptions about nitive science yet has generated much interest
exchanges with supernatural beings. within theology (d’Aquili and Newberg 2000).
Very recently, Paul Bloom (2004a, 2004b) Cognitive science is one of the four fields
has offered a considerable amount and variety of science and technology that appear to be
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NEW AGE RELIGION AND IRRELIGION 263

merging in what Mihail Roco and I have called consciousness is rooted in our biologically
convergence (Roco and Bainbridge 2003; Roco evolved neural network that senses and manip-
and Montemagno 2004; Bainbridge and Roco ulates information through processes at the
2005): nanotechnology, biotechnology, informa- nanoscale and above. When the rhodopsin pig-
tion technology, and cognitive science. From ment in the eye intercepts light, the molecule
their initials, these are called the NBIC fields. changes shape by a few nanometers, thereby
Edward O. Wilson (1998; cf. Dennett 1995), has passing information to the neurons. The neu-
called the unification of the sciences consilience, rotransmitter chemicals that communicate
and points out that it poses an entirely new across the brain cells are stored in vesicles per-
intensity of challenge for religion. Previously, haps 50 nanometers across, and move a similar
people could ignore the contradictions between distance from one neuron to another.
science and religion, because science was frag- Computer vision has yet to duplicate human
mented, and each piece employed different prin- eyesight, but machines already can see, recog-
ciples. True unification of science, on the basis of nize movement, identify objects, and plan their
a set of principles that apply across fields and own path through a complex environment.
achieve success both in explaining the world and Information technology pioneer Ray
in transforming it, could be extremely inimical Kurzweil (1999) may have been overly opti-
to religion, if (as the compensator theory sug- mistic when he predicted that machine intelli-
gests) religion thrives where human comprehen- gence will surpass human intelligence before
sion and control are most limited. the middle of the twenty-first century, but he
Convergence of three of the four fields is was prescient when he called them spiritual
already well advanced. Nanoscience examines the machines. Consciousness is merely informa-
structure and behavior of matter at the tion about existence, processed in an informa-
nanoscale – the size range from 1 to 100 tion system that must make decisions and take
nanometers or billionths of a meter. The actions. Whether humans will finally learn the
nanoscale structures inside the living cell that truth about themselves and their universe
make biology possible are now being under- during this century, it is possible to discern a
stood as molecular machines. Genetic engi- new vision of ourselves that is emerging in
neering is based on increasingly rich knowledge connection with NBIC convergence: Human
about the DNA that carries the code of inheri- personalities are dynamic patterns of informa-
tance and is less than three nanometers across. tion. Although embodied in matter – currently
The smallest components of computer chips in flesh but potentially in silicon – personali-
are now less than 100 nanometers across, and ties are non-material. Information is simply
high-density information storage already the modern word for spirit.
depends upon nanotechnology. Biomimetic
computing, such as genetic algorithms and
evolutionary programming, provide models of
CONCLUSION
how all the complexity of nature could arise
mechanistically. At the same time, computers
are essential for research and design of both Social scientists have suggested that organized
living and non-living creations, notably bioin- religion performs a variety of functions for
formatics and nanoinformatics. Through nan- human beings: providing comfort to desperate
otechnology, biotechnology, and information individuals, strengthening social solidarity,
technology, the wonders of nature are being and supporting morality, among others. To be
subsumed within human creativity. As people sure, there remain many empirical questions
gain the power to create the world anew, they about how well religion actually performs these
lose faith that a creator must be supernatural. functions. For example, church membership
Convergence with the fourth field, cognitive apparently deters larceny far better than homi-
science, is only now beginning, and the result cide, thus providing very uneven support for
is likely to be even more profound. Human morality (Bainbridge 1989a; Stark and
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264 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Bainbridge 1996). However, given that religion Atran, S. 2002. In gods we trust: The evolutionary land-
performs some of the hypothesized functions scape of religion. Oxford: Oxford University Press.
at least somewhat well, what would be the con- Bainbridge, W. S. 1978. Satan’s power. Berkeley:
sequence if the disorganized faith of the New University of California Press.
Bainbridge, W. S. 1989a. ‘The religious ecology of
Age or the faithlessness of Atheism became
deviance’. American Sociological Review 54:
very popular? The simple answer is that society
288–95.
would suffer. A slightly more complex answer Bainbridge, W. S. 1989b. ‘Wandering souls’. In
is that an increase in parareligion and Atheism G. K. Zollschan, J. F. Schumaker, and G. F. Walsh
could erode factors like social solidarity that (eds), Exploring the paranormal, pp. 237–49.
themselves support religion, leading to a feed- Bridport, Dorset, England: Prism.
back loop in which the weakness of organized Bainbridge, W. S. 1995. ‘Neural network models of
religion causes even more weakness. religious belief ’. Sociological Perspectives 38:
An answer at a higher level of sophistication is 483–95.
that decline of religion as traditionally defined Bainbridge, W. S. 1997. ‘The New Age’. In The sociol-
could open opportunities for entirely fresh ogy of religious movements, pp. 363–91. New York:
Routledge.
responses to the challenges of human existence,
Bainbridge, W. S. 2002.‘A prophet’s reward: Dynamics
of which Transhumanism and Extropianism
of religious exchange’. In T. G. Jelen (ed.), Sacred
might possibly be foreshadowings. It is unlikely markets, sacred canopies, pp. 63–89. Lanham,
that technology could overcome death and all MD: Rowman and Littlefield.
forms of deprivation in the near future, but the Bainbridge, W. S. 2003a. ‘Religious opposition to
growth of artificial intelligence and genetic engi- cloning’. Journal of Evolution and Technology, 13
neering could discredit religions that assume (www.jetpress.org/volume 13/bainbridge.html).
souls and deny evolution. Through convergence, Bainbridge, W. S. 2003b. ‘Sacred algorithms:
the NBIC technologies may have so much Exchange theory of religious claims.’ In
impact on everyday life that it is impossible for D. Bromley and L. Greil (eds), Defining religion,
many people to ignore the materialistic assump- pp. 21–37. Amsterdam: JAI Elsevier.
Bainbridge, W. S. 2004. ‘After the New Age’. Journal
tions of the sciences on which they rely. Thus, we
for the Scientific Study of Religion 433: 381–94.
may be entering a period when innovative reli-
Bainbridge, W. S. 2005a. ‘Atheism’. Interdisciplinary
gions arise, embracing some of the new scientific Journal of Research on Religion, http://www.bepress.
ideas. It remains to be seen whether science- com/ijrr/vol1/iss1/art2/.
oriented religions or secular culture will be able Bainbridge, W. S. 2005b. ‘The Transhuman heresy’.
to create new social forms to support solidarity Journal of Evolution and Technology (www.
and morality. If they succeed in doing so in the jetpress.org/).
future, then the term New Age will take on an Bainbridge, W. S. 2006. God from the machine.
entirely new and more significant meaning. Lanham, MD: AltaMira.
Bainbridge, W. S. and Roco, M. C. 2005. Converging
technologies for human progress. Berlin: Springer.
Barrett, J. L. 2004. Why would anyone believe in God?
NOTES Walnut Creek, CA: AltaMira.
Barry, J. 1971. ‘Retarding fungus growth by PK’. In
J. B. Rhine (ed.). Progress in parapsychology,
1. The views expressed in this essay do not necessarily pp. 118–21. Durham, NC: Parapsychology Press.
represent the views of the National Science Foundation or Beloff, J. (ed.) 1974. New directions in parapsychology.
the United States. Metuchen, NJ: Scarecrow Press.
Bloom, P. 2004a. Decartes’ baby: How the science of
child development explains what makes us human.
New York: Basic Books.
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13
Civil Religion in America
and in Global Context

MARCEL A CRISTI AND LORNE L. DAWSON

Thus stands the cause between God and us. We are ‘trustee’ of the blessings of liberty and prosper-
entered into a covenant with HIM for his work. We have ity for all (Kohn [1944] 1967: 293; Hughey,
taken out a commission … For we must consider that
we shall be as a city upon a hill. The eyes of all people
1984: 118). To assure the religious liberty that
are upon us (John Winthrop, 1630). undergirds this promise the Puritan forefa-
thers provided the theological justification for
That this Nation, under God, shall have a new birth of eliminating any sort of religious monopoly in
freedom – and that the Government of the people, by the new world (Hammond, 1974: 125; Rice,
the people, for the people, shall not perish from the 1980: 57). This principle is embodied in the
earth (Gettysburg Address, Abraham Lincoln, 1863). First Amendment of the Constitution of the
United States: ‘Congress shall make no law
respecting an establishment of religion, or pro-
hibiting the free exercise thereof.’ By creating
INTRODUCTION
the ‘wall of separation’ between church and
state the founding fathers set a social dilemma
John Winthrop’s sermon and Abraham in place from which the American tradition of
Lincoln’s Gettysburg Address are classic civil religion has grown. Since the ethical and
expressions of American civil religion, giving moral values of the nation could not be
voice to the idea that Americans have a special monopolized by any specific church, a differ-
place in history as a people chosen by God to ent ‘civil’ religion emerged – a belief system
fulfill His will and serve as an example to the independent of both church and state (Mead,
rest of the world (Hammond, 1976; Hughey, 1974: 66).
1992; Hepler, 1996). The dissenting churches Clearly, the great constitutional originality
that fled Europe to resettle in America con- of the American system is disestablishment
ceived themselves as founding a ‘New Israel’ (Demerath, 2001: 193). But while the separa-
devoid of the corruption of the European tion of church and state is a central principle of
world. For them, as is commonly observed, American religious and political life, the polit-
America was to be a beacon among nations, ical realm has historically been imbued with
a shining example of God’s purpose, and the a strong religious dimension (Bellah, 1967).
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268 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

This relationship is manifested in several ways. and values. The purpose of the First
Special occasions, such as national holidays Amendment, they argue, was to provide free-
and presidential inaugurations, are solemnized dom from religious oppression, to prevent sec-
with biblical references and invocations of tarian fanaticism, and to protect all religions
God. Presidents and political statesmen, from from government interference. It was not
Washington onwards, have made appeals to intended to eliminate religion from public life.
God both to request protection and guidance Defenders of an even stricter separation of
in times of crisis, and to express gratitude for church and state fear, however, that the civil reli-
His blessings. At the opening of legislative ses- gious discourse used so often in public life is a
sions and other important public ceremonies it ruse for reasserting a de facto if not de jure reli-
is customary to begin with a prayer. The invo- gious establishment, legitimizing an evangelical
cation ‘God save the United States and this Protestant vision of America.
Honorable Court’ is used each time the Clearly, a renegotiation of boundaries
Supreme Court assembles to hear an argu- between the religious and the political orders is
ment. American children in school pledge alle- taking place in America and this realignment
giance to ‘one nation under God,’ and the has recently moved to the forefront of the legal
American motto ‘In God We Trust’ is engraved and political agendas of many Americans
on its coins. Presidential speeches are com- (McClay, 2004). In these circumstances, the
monly brought to a conclusion with the bene- practice of civil religion, normally perceived as
diction ‘God Bless America,’ and biblical an instrument of national unity, has become
quotations or religious symbols are inscribed the focal point of discord and divisiveness.
on various government buildings throughout In this chapter we will briefly outline the
the land. These and other public religious genesis of the concept of civil religion, and its
expressions too numerous to mention are the application to American history and culture in
outward manifestations of American civil the highly influential work of Robert N. Bellah.
religion. We will then examine the diverse reactions to
The intimacy of the relation between reli- Bellah’s conception of civil religion. Attention
gion and politics in America has long been rec- will focus in particular on the oft repeated
ognized. But controversies over the role of claim that, in theory and practice, the concept
religion in public life have become more pro- of civil religion is fundamentally ambiguous.
nounced in recent decades, placing a strain on It is riddled, many argue, with the tensions born
both the phenomenon of American civil reli- of disparate interpretive tendencies, variously
gion and how sociologists have conceived it. conceived as the Puritan and Enlightenment
The disputes have focused on everything from heritages of American political life, the priestly
school prayers (see Brown and Bowling, 2003; and prophetic expressions of civil religion, and
Davis, 1998, 2003c; Hepler, 1996) to the the orthodox versus progressive, or simply
constitutionality of the phrase ‘under God’ in conservative and liberal understandings of
the Pledge of Allegiance (see Canipe, 2003; America and its destiny. Calling on an alterna-
Cloud, 2004) to the erection of nativity scenes tive formulation, drawn from the origins of the
on public property (Wuthnow, 1996: 82). In a concept in the thought of Durkheim and
more pluralist and secular America some Rousseau, we propose recasting civil religion as
people believe that religion should be eradi- a continuum of possibilities for the public
cated from public life, just as others are assert- expression of religion. This continuum varies
ing more forcefully than ever that America is a from a conception of civil religion as ‘culture,’
Christian nation, and religion should remain as a spontaneous and integrative social phe-
in the public square. The former group asserts nomenon, to a conception of civil religion as
that the intrusion of religion in public life is ‘ideology,’ as an imposed and manufactured
unconstitutional, while the latter claims that political resource. This approach better serves
the framers of the constitution wanted the the critical thrust of contemporary research on
nation to be governed by Christian principles civil religion, particularly in contexts other
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CIVIL RELIGION IN AMERICA AND IN GLOBAL CONTEXT 269

than the United States. We will end with a brief Greek and Roman city-states as governed by
consideration of the comparative literature religious notions and organized like a church.
using the notion of civil religion to explain the Each city had its national religion and a patron
social and political uses of religion in other deity. Citizens were required to renew the tie of
cultures, and some thoughts on the future of common worship by celebrating together spe-
research on this topic. cial rites from which non-citizens were
Before proceeding it is wise to note a few excluded. Solemn assemblies, ceremonial festi-
things. First, there is a vast literature on this vals and public worship honored the city’s
topic and our analysis is necessarily selective myth of origin, and its military prowess and
and synoptic, but hopefully not unrepresenta- accomplishments. Ritual occasions were used
tive of the varied and excellent research avail- both to inculcate a common morality into citi-
able. Second, any attempt to definitively state zens’ lives, and to reaffirm their sense of solidar-
what civil religion is, to provide ‘the’ definition ity and shared identity. Religion and the
of it, is bound to be frustrated by the sheer political order were fused and indistinguishable.
variety of relevant variables. Nonetheless it is It is the French philosopher Jean-Jacques
prudent to provide at least an initial and highly Rousseau, however, who first introduced the
generic statement of what we mean. A civil term ‘civil religion’ into modern discourse.
religion is a system of symbols, beliefs, and Rousseau used the term in The Social Contract
rites of a reverent and celebratory kind, con- ([1762] 1973) to refer to a public morality reg-
cerning the myths, history and destiny of a ulated by the state. He held that, from a politi-
people that is used to establish and express the cal standpoint, all religions were inadequate to
sacred character of their social identity and the the needs of the modern state. He took an
civic and political order associated with it. The especially dim view of Christianity because he
elements of this civil religion are commonly thought it divided citizens’ loyalties and dis-
derived from, yet institutionally distinct from, tracted them from their civic responsibilities.
existing religious systems. In some instances Yet he feared that loosening the bonds between
the civil religion may be the result of strong Christianity and politics might threaten the
emotional commitments to political ideals that traditional sources of political legitimacy, and
are elevated to a position of transcendence he believed that no state ‘has ever been founded
consonant with religious beliefs, yet without without a religious basis.’ To resolve the
any specific reference to traditional religious dilemma posed by these conditions, Rousseau
systems. As we will see, this form of sacraliza- postulated a new religious belief system, a
tion can happen in many different ways, but ‘purely civil profession of faith,’ made useful
conceptual order can be brought to the plethora for politics ([1762] 1973: 272). The tenets of
of possibilities.1 this religion, to be fixed by the sovereign,
include a belief in the existence of a divinity, in
the afterlife, in rewards for the just and punish-
ment for evil, in the sanctity of the social con-
HISTORY OF THE CONCEPT
tract, and a love of the country and its laws.
Citizens would be forced to accept the canons
The notion of civil religion is often traced back of this new faith on pain of banishment or
to classical antiquity, to the local gods of the death. In Rousseau’s view, the social order is ‘a
Greek city-state, and to Imperial Rome and its sacred right which is the basis of all other
religious foundations. It refers to the religious rights.’ This right, ‘does not come from nature.’
dimension of certain civic ceremonies, collec- Rather, it must ‘be founded on conventions’
tive values and traditions found in any political ([1762] 1973: 165–6). Civil religion is a central
society (Nisbet, 1988). To this extent, it is ‘as element of the conventions needed to guaran-
old as political society’ itself (Henry, 1979: 1). tee social order. In short, Rousseau conceives
Fustel de Coulanges, in his classic work religion in a purely instrumental fashion, as a
The Ancient City ([1864] 1956), describes the fundamental prerequisite for government.
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270 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

He deliberately constructs a creed to encour- community, and its purpose is to concretely


age civic virtues and a public spirit, and to help express and legitimate this social solidarity
maintain the political community by cement- (see Hammond, 1974: 116 and 1980b: 139).
ing people’s allegiance to the state (Cristi, 2001: From a Durkheimian perspective, then, civil
20–1). This type of civil religion flourished at religion is more of a cultural than a political
the height of the French Revolution, when phenomenon. It is a non-coercive civic faith
Robespierre and other Jacobin leaders imposed that emerges naturally from the group and
the Religion of the Supreme Being on France. serves to further strengthen its collective iden-
Dogmas, liturgies, and ceremonies were cre- tity, rather than an ideology imposed from on
ated by these overzealous adherents of high for the presumed greater good of the
Rousseau’s philosophy that had the ‘revolu- nation (Cristi, 2001: 12).
tionary state … as the essence of belief and
rite’ (Nisbet, 1988: 525).
The contemporary discourse on civil reli-
AMERICAN CIVIL RELIGION
gion does not take Rousseau as its point of
departure, however, so much as the sociology
of Emile Durkheim ([1912] 1961). Durkheim It was this Durkheimian legacy that informed
never used the term civil religion. Nor did he the contemporary debate on civil religion as
refer to a divinity or a belief in God. But it is initiated by the publication of Robert Bellah’s
his conception of the intimate relationship of seminal essay ‘Civil Religion in America’
religion and society that formatively shaped (1967). Though Bellah notes that the term civil
this field of research. His understanding of the religion is ‘of course, Rousseau’s,’ his orienta-
foundations of social integration and alle- tion is Durkheimian. He emphasizes the non-
giance to the state contrasts sharply with that coercive nature of civil religion, its role as an
of Rousseau. He believes society to be united integrative and legitimating force in society, and
by a voluntary, spontaneous, and noncoercive its supposed independence from established
expression of collective identity, which is religions and the state.
embodied in a set of beliefs and practices. In Bellah begins his famous article by claiming
his conception, as long as individuals join that ‘few have realized that there actually exists
together to form groups there will always be alongside of and rather clearly differentiated
some common faith between them, since reli- from the churches an elaborate and well-
gion is part of the symbolic self-understanding institutionalized civil religion in America’
of every society. The very constitution of soci- (1967: 1). He defines American civil religion as
ety is a religious phenomenon, in the sense that a ‘genuine apprehension of universal and tran-
a ‘society can neither create itself nor recreate scendent religious reality as seen in or, … as
itself without at the same time creating an revealed through the experience of the American
ideal’ conception of itself that is traditionally people’ (1967: 12). America’s self-understanding
embodied in its religious world view ([1912] is firmly grounded, he asserts, in a universal
1961: 470). In turn the power that people religion of the nation that endorses a belief in
attribute to the gods and things deemed sacred the existence of a God whose laws serve as eval-
is actually derived from their participation in uative standard for judging the nation. He also
the collective consciousness and effervescence maintains that since the early days of the
of social life. Thus, for Durkheim, religious nation, Americans have been profoundly influ-
and civil society are ‘coterminous,’ to borrow enced by religious and moral understandings,
Demerath and Williams’ term (1985: 156). In and have interpreted their history essentially in
Durkheim’s memorable phrase: ‘If religion has religious terms. In his view, civil religion repre-
given birth to all that is essential in society, it is sents an ‘institutionalized’ set of ‘sacred beliefs’
because the idea of society is the soul of reli- about the nation, which provides Americans
gion’ ([1912] 1961: 466). In essence religion with a sense of cohesion and solidarity, especially
develops out a pre-existing sense of moral in times of profound national crisis.
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CIVIL RELIGION IN AMERICA AND IN GLOBAL CONTEXT 271

American civil religion, as described by collectively accepted as right or wrong.


Bellah, is impregnated with biblical imagery: He believes that these moral understandings
‘Exodus, Chosen People, Promised Land, New ‘must rest upon a common set of religious
Jerusalem, Sacrificial Death and Rebirth’ understandings.’ It is through the collective
(Bellah, 1967: 18). Like any other religion, it religious meaning system that people are able
has its own set of sacred rites and symbols, a to have ‘a picture of the universe in terms of
ceremonial calendar, prophets and martyrs, which the moral understandings make sense’
and sacred texts and places. It is ritually (1975: ix). The shared religious principles pro-
celebrated in various solemn occasions, partic- vide both a ‘cultural legitimation’ of the nation
ularly presidential inaugurations. Holidays and a basic ‘standard of judgement’ for criticiz-
such as Memorial Day, the Fourth of July, ing and seeking the perfection of the nation. In
Thanksgiving, and Veterans Day are all imbued his view, there has always been (and perhaps
with a special, sacred significance. Its litany of will always be), a certain tension between the
venerated sacrificial martyrs and heroes spheres of action associated with religion,
includes the founding fathers of the nation, legitimation, morality, and civic responsibility.
President Abraham Lincoln, President John F. Every society has to confront this tension or,
Kennedy, Martin Luther King Jr., and the put in another way, every society has to find a
Unknown Soldier. Its most sacred texts are the workable solution to the religio-political prob-
Declaration of Independence, the Constitution, lem. Bellah locates civil religion in the dialecti-
and the Gettysburg Address. The memorials to cal strain of these spheres of action (1980a: viii).
Washington, Jefferson, and Lincoln, Arlington Civil religion does not have constitutional
Cemetery, and more recently the Vietnam War authority, but Bellah notes that historically it
Memorial, are the hallowed places adorned has played an active role in matters of public
with the important symbols of the civil reli- concern. He claims that in American political
gious creed. The ceremonies and visitations thought ‘sovereignty rests, of course, with the
associated with these sites provide for the regu- people, but implicitly, and often explicitly, the
lar renewal and reaffirmation of the American ultimate sovereignty has been attributed to
moral vision of itself (Parsons, 2002). God’ (1967: 4). Presidential inaugurations and
With these descriptive elements in hand, political speeches, since the times of the found-
Bellah rightly argues that the principle of ing fathers, reflect the consistent belief that
church and state separation has never ‘denied’ Americans, personally and collectively, have
Americans the opportunity to attribute a an ‘obligation’ to fulfill ‘God’s will on earth’
deeply religious meaning to American public (1967: 5). What Lincoln referred to as ‘our
life. While civil religion is embedded in reli- ancient faith’ is the belief that the Revolutionary
gious and moral understandings rooted in the spirit and its ‘normative core’ – the rights to
Judeo-Christian tradition, it functions inde- life, liberty and the pursuit of happiness – are
pendently and ‘alongside’ institutionalized reli- God given and inalienable. God has uniquely
gions. It is ‘neither sectarian nor in any specific blessed the nation and will guide and protect it
sense Christian’ (Bellah, 1967: 8). Yet it is not so that America can champion and defend
just some generalized religiosity since its pri- those rights (Bellah, 1976c: 55–6).
mary referent is the collective consciousness of Foreign observers have often remarked on
Americans. Its symbols, though Christian in the ‘elements of theism and even theocracy’ in
origin, do not stand for any God, any church, American political life (Angrosino, 2002: 248).
or any denomination in particular. Rather, Alexis de Tocqueville, writing about America
they are ‘uniquely American, transcending in the 1830s, was struck by the ‘mystical’ ways
denominational or religious differences’ Americans regarded themselves and their
(Demerath and Williams, 1985: 157). history (Nisbet, 1988: 526), and G. K.
Following Durkheim, Bellah claims that any Chesterton famously remarked that America
stable and cohesive society rests on a ‘common was ‘a nation with the soul of a church’ (cited
set of moral understandings’ about what is in Mead, 1974: 45).
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272 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

While skeptical observers may dismiss the Civil religion is thus perceived as a spontaneous
use of God talk during inaugural addresses or common civic faith capable of sustaining a plu-
presidential campaigns as only a ‘semblance of ralistic culture by overriding its religious,
piety’ designed to win votes or avert losing ethnic, and social diversity. It is assumed to
them, Bellah argues that what people say on foster unity and consensus, for its primary
public and solemn occasions deserves serious function is to generate powerful symbols of
attention. These addresses give voice to a sense national solidarity and encourage Americans to
of value and purpose ‘not made explicit in the achieve national aspirations and goals.
course of everyday life’ (1967: 2). Bellah uses
several examples to illustrate his point. For
instance, he quotes from Kennedy’s inaugural
BELLAH’S GREAT AND TROUBLED LEGACY
address: ‘the rights of man come not from the
generosity of the state but from the hand of
God… let us go forth to lead the land we love, The religious identity of American society was
asking His blessing and His help, but knowing noted many times before. It is presaged in John
that here on earth God’s work must truly be Dewey’s classic work A Common Faith (1934),
our own’ (1967: 1–2). This public religious Robin Williams’s (1951) ‘common religion’ in
spirit, ‘expressed in a set of beliefs, symbols and America, Lloyd Warner’s (1953) analysis of
rituals,’ and symbolically framed in the found- Memorial Day celebrations, and Sidney Mead’s
ing documents of the nation and reiterated in ([1967] 1974) discussion of ‘the religion of the
presidential inaugural addresses and political Republic.’ Seymour Martin Lipset posited the
speeches, is what Bellah calls ‘American civil existence of an ‘American Creed,’ a distinct set of
religion’ (1967: 4). values that Americans hold with a quasi-religious
This civil religion operates through various fervour (1963: 178), and Will Herberg (1955)
institutions and branches of government. spoke of ‘the American Way of Life,’ a system of
The presidency, in particular, is considered to beliefs and practices that ‘constitutes a faith
be its most important institutional base common to Americans as Americans,’ giving the
(Henderson, 1975; Gamoran, 1990; Cristi, nation an ‘overarching sense of unity’ (1974: 77).
2001). So too is the public school system. In fact But Bellah’s essay resonated, sparking an
Bellah suggested it may have provided the most ‘unprecedented burst of excitement’ (Wimberley
significant place ‘for the cultic celebration of the and Swatos, 1998: 94; see Mathisen, 1989: 137).
civil rituals’ (Bellah, 1967: 11; Gehrig, 1981b: 49; Indeed, Bellah’s essay roused both ‘passion-
and Michaelson, 1970 as well). In general, the ate opposition’ and ‘widespread acceptance’
social plausibility of the civil religious discourse (Bellah, 1978: 16) and went on to become one
depends on the creation and maintenance of a of the most acclaimed and controversial publi-
set of institutions imbued simultaneously with cations in the sociology of religion. It is diffi-
political and religious significance. In a compar- cult to say why. The notoriety of Bellah’s esssay
ative analysis of civil religion in Mexico and the may stem simply from his ability to concisely
United States, Hammond (1980a) demonstrates re-articulate past arguments and capture their
that a true civil religion will only develop if there meaning with an apt new phrase, ‘American
are sufficient independent organizational vehi- civil religion.’ It may be because he insisted that
cles. Elsewhere he has argued that the American ‘this religion – or perhaps better, this religious
legal system has uniquely functioned as such a dimension – has its own seriousness and
vehicle as well (1980b, 1989). integrity and requires the same care in under-
In short, Bellah’s thesis is that civil religion standing that any other religion does’ (Bellah,
in America provides religious legitimation to 1967: 1). Certainly the moral earnestness of the
political authority, gives the political process a debate over civil religion grew out of the tenor
transcendent goal, serves as a carrier of national of the times. American institutions were facing
identity and self-understanding, and serves a crisis of legitimation in the wake of the social
as a resource for morally judging the nation. and cultural disturbances of the sixties and the
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CIVIL RELIGION IN AMERICA AND IN GLOBAL CONTEXT 273

Nixon years (e.g., the civil rights movement of civil religion. In a later publication he pro-
and its attendant riots, the domestic conflict posed four different constructions of what he
over the Vietnam War, the student rebellions, called public religion in America: social, cul-
and the Watergate scandal). tural, political, and theological, using a reli-
Initial interest in the topic crossed discipli- gious referent to distinguish between the
nary boundaries and centered, for the most models. His emphasis was on the explicit reli-
part, on definitional disputes (e.g., Cutler, 1968; gious content of civil religion (Wilson, 1979:
Coleman, 1969; Cherry, 1971; Marty, 1974; 149–50). Agreeing with Jones and Richey, he
Hammond, 1976; West, 1980; Gehrig, 1981b), pointed out that Bellah’s model was just ‘one
the clarification of the concept or refinement possible construction of a larger public reli-
of its meaning (Jones and Richey, 1974; Garret, gion’ (Mathisen, 1989: 134). Broadly speaking,
1974; Wilson, 1979), determining if a civil reli- however, most scholars accepted Bellah’s idea
gion actually exists in America, and if so, how of civil religion as a legitimating and integra-
it could be empirically identified, and what tive force (Thomas and Flippen, 1972: 218).
role it played in people’s voting behavior Consequently, Bellah had either steadfast
(Thomas and Flippen, 1972; Wimberly et al., supporters or friendly critics.
1976; Wimberley, 1976, 1978, 1979, 1980; Conceptual differences and definitional dis-
Christenson and Wimberly, 1978; Jolicouer and crepancies kept the debate over civil religion
Knowles, 1978; Wimberly and Christenson, alive for a number of years, but eventually
1980, 1981, 1982). attention shifted to identifying the institutional
Donald Jones and Russell Richey (1974: sources of American civil religion and grasping
15–18), for example, were the first to attempt a its relationship to broader theoretical models
conceptual clarification of the term, distin- and concerns (Mathisen, 1989: 135). Cole and
guishing five understandings of the concept: Hammond (1974) and Hammond (1980b,
(1) a folk religion, as illustrated by Will 1989) placed civil religion in the context of
Herberg’s idea of the ‘American Way of Life’; religious pluralism and growing social com-
(2) a transcendent universal religion of the plexity, and attempted to link it with develop-
nation, as exemplified by Sidney Mead’s notion ments in the legal system. Coleman (1969) and
of ‘religion of the Republic,’ and Bellah’s own Bellah (1980a) examined it in terms of reli-
model; (3) a religious nationalism, which ele- gious evolution, while Fenn (1978) placed it in
vates the nation itself to be an object of wor- the context of secularization theory, and
ship and celebration; (4) a democratic faith, Markoff and Regan (1982) located it within
which sacralizes humanistic values such as the context of theories of modernization.
equality, freedom, and justice as a sort of Others treated popular sports and aspects of
national creed, but without necessarily refer- popular culture as expressions of civil religion
ring to a transcendent being; and (5) a (see Rogers, 1972; Novak, 1976; Sinclair-
Protestant civic piety, which refers to the Faulkner, 1977; Simpson, 1984). Cross-cultural
alliance between Protestantism and national- case studies also began to appear. Moodie
ism in America – the overall ‘Protestant color- (1975) examined the civil religion of South
ing’ of the American identity. The five usages Africa, Liebman and Don-Yehiha (1983) that
reveal the potency of the idea of a ‘general reli- of Israel, and Bellah (1980c; 1980d) and
gion’ (Jones’ and Richey’s term) of this kind, Hammond (1980a) examined civil religion in
as well as the perplexing complexity posed by Japan, Italy, and Mexico.
its conceptualization. While explicit academic research on civil
The historian John Wilson (1971, 1974) religion has waxed and waned, almost four
attempted to identify and reduce the ambigu- decades later the expression ‘civil religion in
ity inherent in Bellah’s thesis by examining America’ has become part of the accepted vocab-
what he believed were the three most common ulary of social scientists and it is widely used in
models implicit in the literature: theological, cer- fields other than the sociology of religion (e.g.,
emonial, and structural-functional conceptions Novak, 1992; Selznick, 1992; Beiner, 1993;
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274 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Giner, 1993; Kessler, 1994; Frohnen, 1996, exist between God and the ‘New Jerusalem’ of
Rawls, 1996; DeLue, 1997). As the literature America (Bellah, 1976c: 65; Bulman, 1991: 529;
continues to grow the concept has moved Williams, 1999: 8). This tradition, communi-
beyond the boundaries of America to be tarian in nature, is well illustrated by John
embraced around the globe (Regan, 1976; Winthrop’s vision of a holy ‘city upon a hill,’
Reynolds, 1977; De Azevedo, 1979; Purdy, and his ‘New Order of the Ages’ (Novus Ordum
1982; Takayama, 1988; Zuo, 1991; Kim, 1993; Seclorum), as etched upon the Great Seal of the
Minkenberg, 1997; Cha, 2000; Parsons, 2002). United States (see Kohn [1944] 1967: 291,
There has also been a resurgence of interest in 293). From colonial times, as George Bancroft,
the concept with the revival of civil religious the great American historian of the nineteenth
discourse in the United States after the shock- century, demonstrated, the United States has
ing events of September 11, 2001 (Swatos, perceived itself as an ‘instrument of Providence,
2004: 193). its whole history a fulfillment of “Manifest
Bellah spent many years trying to explain Destiny” and the nearest approximation in all
what he meant by American civil religion. He human history to the ideal state’ (Nisbet, 1988:
expressed both surprise and frustration by the 525). Echoes of this view reverberate in
controversy, elaboration, and misinterpreta- American political life to this day.
tion of the concept. Disheartened by what he But the utilitarian tradition has also been
called the ‘unnecessary reification’ of the term, present since early in the nation’s history. This
he ceased using it in the late 1980s. But he tradition resonates well with the modern
remained keenly interested, he declared (1989: theory of natural rights, as expressed by John
147), ‘in the substantive issues’ addressed by Locke. It ‘stands, above all, under the archetype
the concept (e.g., see Bellah et al., Habits of the of the social contract,’ whereby individuals
Heart, 1985). pragmatically give up part of their freedom
and unite into commonwealths for the preser-
vation of their own self-interests, especially
their property (Bellah, 1976c: 66; 1974b). This
THE TWO CIVIL RELIGIONS IN AMERICA
tradition is characterized by a ‘vigorous indi-
vidualism’ (Bellah and Sullivan, 1981: 42) and
In the Western world, as Jay Demerath com- in Bellah’s words by an ‘idolatrous worship of
ments, few nations ‘can boast such a natural private pleasure and profit’ (cited in Watts,
melding of religion and nationhood’ as the 1980: 7). By the mid-nineteenth century, it
United States (2001: 236). Yet scholars have began to give rise to the ‘gospel of work, the
noted that civil religion, like any other religion, gospel of wealth, and the gospel of success’
can work to divide Americans, as well as unite (Bellah, 1976c: 72).
them, as its tenets are interpreted and applied The principles of civil religion, ‘certainly lib-
differently. erty and the pursuit of happiness, but also
From the beginning, Bellah (1976c) argued equality and even life – differ [when viewed
that there was an internal tension in this creed. from] these two perspectives’ (Bellah, 1976c: 66).
American civil religion has been buffeted and While the tensions between these two visions
driven by a clash of what he calls ‘two struc- of America have occasionally been ‘obscured,’
tures of interpretation,’ the biblical and utili- the dual legacy is reflected in the two most
tarian traditions. Both of these cultural sacred political documents of American civil
well-springs have nourished the American cul- religion – the Declaration of Independence
tural identity and self-understanding, but their and the Constitution of the United States. The
messages tend to diverge. first expresses virtue and community in the
The biblical tradition has its roots in Puritan Puritan sense, the other individualism, utilitar-
theology and republican political practice, and ianism and self-interest. It seems no accident
it ‘stands, above all, under the archetype of the that there are ‘several references to God in the
covenant,’ the special relationship thought to Declaration but none in the Constitution’
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CIVIL RELIGION IN AMERICA AND IN GLOBAL CONTEXT 275

(Bellah, 1976c: 70). In Bellah’s opinion, these the American form of government to enjoy
two interpretive tendencies ‘are profound and lasting legitimacy because it was created by
ultimately irreconcilable’ (1974b: 116). founding fathers … who were deeply influ-
The prominent historian of American reli- enced by Judeo-Christian values’ (Davis, 1998:
gion, Martin Marty, has delineated matters 19–20). This is the version of civil religion most
somewhat differently, calling on the Weberian often espoused by Christian evangelicals and
distinction between priestly and prophetic reli- fundamentalists intent on upholding absolute
gion. As Marty eloquently summarizes, priestly standards of morality in society. It endorses
civil religion ‘comforts the afflicted,’ while ‘“traditional” moral values, and appeals to a
prophetic civil religion ‘afflicts the comfort- generally uncritical acceptance of the correct-
able’ (Marty, 1974: 145). The priestly interpre- ness and goodness of American values and
tation assigns to the United States a special their influence in the world’ (Parsons, 2002: 4).
place in the divine scheme of things. America God’s laws, set forth in the Bible, are believed
is a chosen nation blessed by God’s favor. to be ‘the foundation of all law.’ Hence, any law
Under this construct, the nation itself is cele- that contradicts biblical teachings is consid-
brated and imbued with sacred significance. ered unconstitutional (Angrosino, 2002: 261;
The prophetic understanding, by contrast, see also, Pierard and Linder, 1988; Mathisen,
reminds Americans that they will be held 1989; Coleman, 1996; Wuthnow, 1996).
accountable before God for their actions (see, In contrast, the prophetic, progressive, and
Marty, 1974; Wuthnow, 1988a; Mathisen, 1989; liberal vision of America assigns a greater role
Davis, 1997). Thus, the priestly form is ‘cele- to human agency (Angrosino, 2002: 261),
bratory,’ and the prophetic type is ‘challenging shifting the focus from the nation as such to
and judgmental’ (Ungar, 1991: 505). According humanity in general and the special values
to Marty, when the discourse of civil religion embodied in American life (Davis, 1998: 20).
shifts its focus from the teachings of a tran- America’s mission is not conceived as ‘divine’
scendent deity to the promise of national self- and Americans are not seen as ‘a chosen
transcendence, ‘the signal of priestly civil people.’ Rather, if America can play a role on a
religion is raised.’ Such a civil religion ‘will have global scale it is due to its immense blessings,
as its main priest the president, since he alone resources and power (Wuthnow, 1988a:
stands at the head of all the people … and he 247–51). The liberal rendition emphasizes,
has greatest potential for invoking symbols of however, America’s unique commitment to the
power’ (1974: 151, 146).2 issues of social and economic justice, interna-
The priestly and prophetic modes roughly tional peace, ending global poverty and
correspond in turn to James Davison Hunter’s hunger, and addressing world ecological con-
(1991) distinction between two public philoso- cerns. Human rights and problems relating to
phies competing for dominance in modern the misuse of power are given a special place.
America: the orthodox and the progressive, Spokespersons for the liberal version of civil
and to Robert Wuthnow’s (1988a; 1988b) dis- religion are more likely to remind Americans
tinction between conservative and liberal ver- of their ‘sins’ and failings in these regards, call-
sions of American civil religion as well. These ing on them to uphold the nation’s highest
two world views provide conflicting and often ideals.
incompatible visions of America’s destiny. The For Wuthnow (1988a: 254) the conservative
priestly, orthodox, and conservative account of and liberal factions in contemporary America
civil religion, closely identified with the bibli- have created two different civil religions. Bellah
cal tradition, is explicitly nationalistic, cele- disagrees. He recognizes (or at least did some
brates and legitimates capitalism, and grants 30 years ago) that American civil religion
the American nation a ‘special place in the may have a different relationship to the repub-
divine order.’ It conceives the nation as ‘God’s lican and liberal traditions of American politi-
instrument to evangelize the world, gives bibli- cal life. But, he states, there may be several
cal legitimacy to capitalism, and understands ‘public theologies but only one civil religion.’
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276 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Although republicans and liberals ‘may differ interactive and complementary natures.
in their social programs … they do not neces- Calling on Williams’ analysis, Marcela Cristi
sarily differ in their civil religions’ (1976a: (2001) argues that civil religion manifests itself
155). More recently, Angrosino has echoed this in two forms: there is the Durkheimian view of
view claiming that as a resource for judging civil religion as ‘culture’ and the Rousseauan
the behavior of the nation, civil religion tran- political approach to civil religion as ‘ideology.’
scends the politics of the left and right. It is These types are not polar opposites, but rather
thus not ‘captured either by party politics or by definable endpoints of a continuum of blended
denominational religiosity’ (2002: 259). While possibilities.
such statements are debatable, the crucial At one end of the spectrum is the classical
question remains: Should the phrase ‘one Durkheimian position which ascribes sacred-
nation under God’ in the Pledge of Allegiance ness to the group and asserts that each collec-
‘be understood as a proclamation of God’s tivity has a common religion. Here, civil
blessing or as a reminder of God’s judgement?’ religion is assumed to be a ‘cultural given’
(Canipe, 2003: 309). With this ambiguity in (Demerath, 1994: 113) or an ‘emergent prop-
mind, references to the conservative-liberal erty of social life itself ’ (Hammond, 1980b:
continuum and the priestly and prophetic 138). Civil religion as culture has a taken-for-
types have become standard in scholarly exam- granted character, and it is most manifest
inations of aspects of civil religion in America. during what Swidler (1986) terms ‘settled peri-
ods.’ Its power to shape or direct human action
is rather limited. In Geertzian terms, it refers to
the ‘assumed “givens” of social existence,’ what
CIVIL RELIGION AS CULTURE
he calls ‘primordial attachments’ (1973: 259).
AND IDEOLOGY
That is, the ‘givenness’ that stems from being
born into, or being part of a particular com-
While there is a wide range of studies on the munity. At the other end of the spectrum, civil
topic of American civil religion the bulk of the religion is conceived in terms of a particular
literature fails to note a fundamental theoreti- political order, as advocated by Rousseau. It is
cal distinction between the variant of civil reli- a premeditated political ideology, constructed
gion influenced by Durkheim and that proposed by the state and/or its political leaders, and
by Rousseau. One stresses shared values as the used as a political resource. As an ideology,
bond of society and focuses on the use of civil civil religion tends to develop in times of crisis,
religion to promote the non-coercive integra- abandoning its taken-for-granted character. It
tion of society. The other emphasizes domina- has, or at least it is intended to have, a direct
tion within society and focuses on the influence on public actions and the actions of
manipulation of civil religion in the context of the public (Swidler, 1986: 282).
power imbalances and the political interests of Civil religion as culture is a non-coercive
different groups in society. In our view, failure faith. It is supposed to be anchored in mutually
to recognize this distinction has produced an meaningful rituals and symbols that cement
over-simplified understanding of civil religion, national or group unity. Civil authorities have
unnecessarily limiting its utility. To understand no power to enforce its doctrine. Allegiance is
why Bellah’s model of civil religion is indeed voluntary, and expressions of loyalty are vol-
just ‘one possible construction of a larger untarily given (e.g., American expressions of
public religion’ (Mathisen, 1989: 134), we need civil religion throughout most of the twentieth
to return to the sources of the concept. century). In Durkheimian terms, the core of
Rhys Williams (1996) has argued that two civil religion is the celebration of the collectiv-
perspectives can be used to explain the socio- ity. By contrast, Rousseau’s view of civil reli-
political significance of religion in general: gion has little to do with a grassroot consensus.
religion as ‘culture’ and religion as ‘ideology,’ Rather it involves a state-led ideology imposed
and he notes that it is important to see their with various degrees of coercion. When civil
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CIVIL RELIGION IN AMERICA AND IN GLOBAL CONTEXT 277

religion manifests as ideology, the state has the disagree more. The attempt to identify civil
authority to compel belief and national unity. religion exclusively with its Durkheimian her-
In its most extreme form, there is little or no itage unrealistically reduces the intellectual
freedom as to what individuals can say or do, compass of the concept in ways that run
membership and participation are compul- counter to the increasingly critical nature of
sory, and expressions of loyalty are regularly contemporary studies of religion in the United
expected. Soviet Communism, Nazism, Italian States and comparative contexts. Bellah was
Fascism, Franco’s Spain, and Pinochet’s Chile describing something real in his original essay,
provide classic examples of civil religion in this and this helps to account for the persuasive
more ideological guise. power of the concept of civil religion. But if
It does not follow, however, that only dicta- we cleave too closely to his Durkheimian
torial regimes have Rouseauan civil religions. understanding of this phenomenon we risk
Democratic societies may employ the machin- undermining the social scientific value of the
ery of the state (the presidency, political concept. In the literature, however, it is quite
speeches, solemn occasions) or other instru- apparent that the concept is employed in a
ments of coercion (legislation, the judicial and much more generic and elastic sense, especially
police systems, and education) to pressure in comparative or non-American contexts.
people to display patriotism, national solidar- Here the concept is being used to ferret out
ity, or support for a particular political pro- and identify similar aspects of the social and
gram or course of action. Here the symbols political life of other nations and cultures, to
and principles of a civic faith are manipulated address the larger religio-political problematic
to serve a political agenda, to legitimize special of social systems. Civil religion is best con-
interests and inspire loyalty among political ceived then, we would argue, as a Weberian
subordinates and allies. This means that in any ideal type (Weber [1904] 1949). Its primary
given society, including the United States, one value is as a heuristic device – a simple fact
may find some degree of each type of civil reli- overlooked too often in applications of the
gion. Political and historic specificity is the concept. As an ideal type it requires definition,
hallmark of all kinds of civil religion. Such but like the concept of religion itself, it is sub-
being the case, different varieties of civil reli- ject to the push and pull of too exclusive or too
gion may exist not only between societies, but inclusive formulations. The Durkheimian cri-
within the same society at different times in teria, implicitly invoked by Bellah to give defi-
their social, political, and religious history nitional substance to civil religion, have the
(see, e.g., Markoff and Regan, 1982; Cristi and unfortunate effect of muting the full range of
Dawson, 1996). the concept. For instance, too often during the
In the years following Bellah’s first essay so-called ‘Golden Years’of the civil religion
only a few scholars noted this distinction, let debate (Mathisen, 1989) the Durkheimian
alone discussed its significance (Wilson, 1971; approach was taken at face value. Consequently
Hammond, 1980b; Demerath and Williams, civil religion was perceived as if it were
1985; Luke, 1987; Giner, 1993; Willaime, 1993; divorced from political society, or as if it were
Casanova, 1994; Demerath, 2001).3 outside the competence of political leaders and
To avoid mudding the waters some might the state. Likewise civil religion was treated,
argue that civil religion should be limited, by almost by definition, as if it transcended the
definition, to the Durkheimian variety. William interests associated with differences in ethnicity,
Swatos (2004: 195), for example, argues that race, gender, and religion.
Bellah may have taken ‘language on a holiday’ Some scholars have recognized the immedi-
and reshaped Rousseau’s concept into some- ate problem (e.g., Harding, 1968; Thompson,
thing he did not intend, but in the final analy- 1971; Long, 1974). Charles Long noted that
sis restoring an understanding of Rousseau’s civil religion was not always embraced by
views ‘is relatively unhelpful to the course of and did not include the history, values, and
civil religion scholarship today.’ We could not experiences of minority groups. American civil
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278 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

religion either ‘consciously or unconsciously’ spokespersons for the religious right (e.g.,
had served as an ideological tool to ‘enhance, David Barton and Pat Robertson) have claimed
justify, and render sacred the history of that the wall separating church and state is a
European immigrants in this land’ (1974: 212). nonsensical myth. They have sought to protect
In the process, it had rendered black Americans, and even intensify the outward expressions of
Indians, and Jews ‘invisible.’ He considered the civil religion as a means for advancing their
notion of civil religion, together with its narra- evangelical Christian conception of America
tive and discourse, to be merely a ‘mask’ hiding and the values they associate with this religious
the ideological commitments of white America worldview. The late Chief Justice of the
and its discriminatory practices (Long, 1974: Supreme Court, William A. Rehnquist, held
214). Michael Novak (1992) advances a similar similar views. Their argument is that the sepa-
argument (see Angrosino, 2002: 249 as well). ration principle, as used today, contradicts the
A few other scholars called attention to the original spirit and intent of the founding
moral ambiguity and potential misuse of civil fathers, for their intention was to form a
religion (Bennet, 1979), addressing how dema- government based on Christian principles, and
gogues and other political officials could to protect the church from state interference,
exploit its ‘emotional appeal for support of ‘not the other way around’ (Davis, 2003a: 7;
their political causes’ (Tanembaum, 1975: 470). Wuthnow, 1996: 41).4
Like any form of religion, civil religion may be Because civil religion is deeply embedded in
used to aggravate rather than ameliorate ‘sec- the history of the United States, and because it
tarian interests’ (Cristi and Dawson, 1996; is an ‘American cultural reality’ (Davis, 1998: 14)
Angrosino, 2002: 253). But the acknowledg- expressed in ‘a rich tradition of practices that
ment of the political potential of civil religion are culturally and judicially accommodated’
is limited, and only some researchers have been (Davis, 2003d: 663), it is reasonable to assume
inclined to pursue the idea that civil religion that the dispute over which public expressions
may be both a spontaneous grassroots phe- of religion can be accommodated by the First
nomenon and a consciously imposed creed Amendment will continue for some time. In
manufactured by political leaders (Demerath this regard the liberal and conservative under-
and Williams, 1985; Demerath, 2001: 9). standings of civil religion have made the issue
Bringing Rousseau’s foundational concep- more complex and difficult to resolve. The U.S.
tion of civil religion back into the discourse Supreme Court will be increasingly faced with
offers an active corrective to these tendencies the difficult challenge of assessing when a
in two ways: (1) it highlights the potential for ritual or custom constitutes a violation of the
civil religion to be a more elite and coercive Constitution, and when to authorize it as a
phenomenon, and (2) it reasserts the theoreti- neutral or nonsectarian expression of the
cal character of the idea of civil religion, since nation’s religious heritage (Davis, 2003d: 668).
Rousseau’s discussion of civil religion is pre- When operating at a national level, then,
scriptive, and not a description of a specific civil religion gives sacred meaning to national
phenomenon at any particular time and place. life. It takes place in the public square, where
The rise of the New Religious Right in the civic life tends to be endowed with a sacred
United States as a potent political force has quality by means of collective rituals, symbols,
prompted a heightened level of recognition of and solemn assemblies. Beliefs and behaviors
the relevant issues. As Parsons (2002: 4) writes, acquire a sacred dimension. As such, civil reli-
‘It is … clear that, especially during the 1980s gion may be considered a belief system which
and early 1990s, there was a concerted attempt functions as a surrogate religion in pluralistic
by conservative political groups in America to contexts, giving meaning to civic and political
annex the concept of “American civil religion” existence, and expressing the self-identity of a
firmly to their cause.’ Condemning the princi- collectivity. Yet, like secular ideologies of all
ple of church – state separation, and the recent kinds, civil religions may also be used to force
legal struggles to strengthen this principle, an identity on a group and to legitimize an
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CIVIL RELIGION IN AMERICA AND IN GLOBAL CONTEXT 279

existing political order, or even a particular the values, and the political and legal struc-
political agenda, by injecting a transcendental tures, that afforded this protection. This meant
dimension or providing a religious gloss for the principle of the separation of church and
the justification of various special interests state became a defining feature of American
(Cristi, 2001). In this latter sense, civil religion civil religion. Developing out of different cir-
may be no more than a ‘cynical use of religion cumstances, from situations where a single
to apply a sacred veneer to a profane reality’ religion was dominant or there was cultural
(Demerath and Straight, 1997: 207). Given this warfare between two or more religions, other
variation in manifestations, the Durkheimian- societies have tended to create civil and politi-
Rousseauan distinction is essential when dis- cal systems premised on the complete disestab-
cussing civil religious phenomena anywhere in lishment of religious beliefs and practices, or
the world. Drawing this distinction makes it civil religions designed to assure social order
easier to highlight some of the more Rousseauan either through the more overt sacralization of
aspects of civil religions operating even in a specific political regime, or the de facto
democratic contexts. nationalization of a specific religious tradition.
Holding true to the paradigm set by Bellah in
the former case it appears that it is relatively
easy to conclude, at least in principle, that no
CIVIL RELIGION IN COMPARATIVE
civil religion exists, for example in Canada and
PERSPECTIVE
perhaps Mexico as well. But appearances can
be deceiving. In the latter case, the situation is
Bellah may have wished to distance himself straightforwardly problematic, since a civil
from the term civil religion, but the concept religion clearly seems to be present, but not
took on ‘a life of its own,’ generating an strictly in Bellah’s terms of reference.
immense literature worldwide.5 Comparative Working with Bellah’s theory in mind, for
analyses duly refer to Bellah’s work, but they instance, Hammond (1980a: 62) argues that a
are often confronted with the difficulty of true civil religion never developed in Mexico
relating the distinguishing features of American because the sacred and the secular are strictly
civil religion to the variety of more generic separated, and there is no set of institutions
forms of religio-political relationships encoun- imbued simultaneously with political and reli-
tered elsewhere (e.g., Regan, 1976; Reynolds, gious significance. He recognizes that Mexico
1977; Cipriani, 1989; Zuo, 1991; Cha, 2000). has a ‘vibrant nationalism,’ but he does not
Researchers can often point to a civil creed, associate it with a civil religion because it is not
with nationalistic and political significance, related to God. Mexican political rhetoric
that has been given a religious quality through makes no use of transcendental language or
the introduction of specific beliefs, rituals, and any other sacred idea or symbols. Historical
public ceremonies, paralleling the situation in circumstances made Mexicans much more
the United States. But problems often arise, at ambivalent to the introduction of religious
least from the vantage point of the largely themes into their public ceremonies, political
American paradigm, because the civil religion speeches, educational system, and judiciary.
in question does not exist independently of The Catholic Church, which backed the losing
either the state or a specific dominant religious side in the Mexican Revolution, was purpose-
tradition, or it does not include a belief in God. fully excluded from the affairs of the state (see
But the American case is actually rather Stevens, 1975 as well). Coleman and Davis
exceptional. In the face of existing pluralism, (1978) argue, however, that this analysis places
conceived both as an emergent social value and too much weight on the espoused secularism
as a developing social fact (see Beckford, 2003: and anticlericism of Mexican political elites. In
73–4), and motivated by the religious and practice, they argue, these relatively authoritar-
political advantages of institutionally protect- ian elites tend to call on the quasi-religious
ing that pluralism, the United States sacralized mythology of the Mexican Revolution to
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280 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

garner support and exercise social control. It is this function that differentiates civil reli-
They succeed in doing so, moreover, because gions from other kinds of religion. This is why
much of the populace of Mexico is condi- it is most appropriate to frame a variable con-
tioned to certain patterns of interaction with ception of civil religion in terms of the degree
religious authorities that are analogous to the of conscious political manipulation involved
patterns of interaction instituted by the govern- in the creation and operation of any civil reli-
ment. Thus civil society in Mexico may not be gion. This criterion keeps the methodological
quite as secular as it first appears. focus on the use of religion to create, bolster, or
As indicated, holding too exclusively to even change the social order. Second, while
Bellah’s model is even less helpful in identify- broadening the usage of civil religion, the con-
ing, let alone explaining, the apparent emer- tinuum maintains conceptual clarity because it
gence of a civil religious discourse under retains the stress that both Durkheim and
dictatorial regimes, such as that of Francisco Rousseau placed on the truly religious charac-
Franco in Spain (Stevens, 1975) or General ter of civil religions. This emphasis prevents
Augusto Pinochet in Chile. Cristi and Dawson researchers from mistaking all strident forms
(1996) demonstrate that Pinochet’s regime of nationalism (and other phenomena) for
sought to create a ‘priestly’ civil religion to manifestations of civil religion. The tendency
sacralize and legitimate the political abso- to do so undermines the social scientific utility
lutism introduced by the military coup d’état of the concept by eliminating functional
of 1973. The democratically elected govern- equivalents to civil religion. Keeping the focus
ment of Salvador Allende was destroyed in the on the obviously sacred character of the foci of
name of a holy war against Marxism. In the civil religions allows researchers to conceptu-
years that followed the regime engaged in a ally and historically differentiate between secu-
systematic campaign of propaganda to cast lar and sacralized forms of nationalism, and
Pinochet as a messianic figure, the savior of chart if and when one sometimes becomes the
Chilean democracy and the Catholic faith. other.
The regime’s struggles with various ‘enemies’ The latter point is important because it
of the state were symbolically equated with a addresses the common and quite understand-
transcendental view of the destiny of the able tendency to equate the mere presence of
Chilean people. some quasi-religious rites within seemingly
Thus, to retain the value of the concept of secular systems of authority and patriotism as
civil religion as a tool of critical analysis in the evidence of a civil religion. But the presence of
social sciences, and hence gain insight into the such ritualistic practices is a universal feature
relationships between religion, nationalism, of social life, and hence insufficient to warrant
and politics in much of the rest of the world, claiming there is a civil religion.6 The bound-
we must work with a broader conception, one aries of the concept of civil religion are unde-
which recognizes that civil religion can emerge niably vague. This is true of many of the basic
‘from the cultural ground up into the state’ or categories of social analysis (e.g., class, revolu-
be ‘imposed top-down upon the society by tion, community, religion), yet it is wise not to
the state’ (Demerath, 2001: 238). deviate too far from the tacit criteria of general
The orientation to a continuum of forms of usage. Thus when scholars treat professedly
civil religion has several theoretical merits. secular phenomena, like the civic philosophies
While it renders the concept of civil religion and ceremonies of Marxist-Leninist regimes
more elastic, it keeps the conceptual focus (e.g., McDowell, 1974; Luke, 1987) as instances
squarely on the two key determinants of civil of civil religion, a measure of caution is in
religion as a class of social phenomena. First, as order. These cases are outliers that must be
both Rousseau and Durkheim stress, civil reli- examined on an individual basis to determine
gions are primarily about the creation and if some aspect of their practice has been ele-
maintenance of ‘social order’ (as opposed, vated to the more traditional conceptions of
for example, to the salvation of individuals). the sacred or transcendent, be it the utopian
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CIVIL RELIGION IN AMERICA AND IN GLOBAL CONTEXT 281

Marxist vision of history and the fate of a more serious discussion of the ways in which
humanity or the personification of the spirit of seemingly secular ideologies are sometimes
the revolution in eighteenth-century France or sacralized (e.g., Nazism, see Moltmann, 1986),
twentieth-century Communist China. without opening the door to considering all
But the situation is problematic. Rousseau, intense forms of nationalism as forms of civil
like Bellah, explicitly links the notion of civil religion.7
religion to belief in a deity and other transcen- With this framework in place we can now
dental elements (e.g., life after death). But the further specify that the existing comparative
Durkheimian approach, reflecting its roots in literature suggests there are at least three
Durkheim’s theory of religion, is more inclu- common types of civil religions: (1) totalitar-
sive. It hinges on a functionalist orientation to ian, state-directed civil religions, (2) sacralized
systems of beliefs and practices relative to forms of nationalism, imposed with various
‘sacred’ things. The sacred-profane dichotomy is degrees of indoctrination and/or coercion, and
inherently ambiguous, with the emphasis (3) civil religions manifested as historically
falling on the process of rendering things specific ideologies promoted by a political or
sacred (i.e., ‘set apart and forbidden’), because intellectual elite. We are not claiming that these
all manner of things can be deemed sacred. are the only varieties, and in many instances
Sacredness is attributed to things; it is not the types overlap, and one variety may be more
intrinsic to them. Civil religions are systems of salient for a time only to be superseded by
beliefs and practices that render aspects of another.
social identity sacred. But what does sacraliza- Totalitarian state-directed civil religions
tion entail? This is not the place to resolve this come in two varieties: state-based or church-
difficult issue. It suffices to say that sacraliza- based, but both forms are characterized by a
tion entails attributing an ultimate meaning ‘monistic state uncontrolled by civil society’
and importance, as well as a sense of perma- (Markoff and Regan, 1982: 347). In the
nence, even eternal significance, to whatever is church-based type, the ‘traditionally dominant
held sacred. We should be able to gauge, with religion, often supranational,’ may act as the
evidence, whether the cluster of phenomena civil religion, as in the case of the Islamic
we are studying in any context, such as a republic of Iran and to a lesser extent Saudi
nation, involves a measure of sacralization suf- Arabia. The most obvious but not the only
ficient to establish the presence of a civil reli- examples of state-directed civil religions are
gion. The exercise is inevitably interpretive, but found either in ‘totalitarian regimes or regimes
it need not be hopelessly open-ended. with a recent totalitarian past’ (Markoff and
In short, we want to keep the creative options Regan, 1982: 347), such as Revolutionary
of scholars open. Civil religion may either France, Fascist Italy, Nazi Germany, Franco’s
involve straightforwardly relating the fate of a Spain, Pinochet’s Chile, Brazil during the revo-
nation to the will of some transcendent being, lutions of 1930 and 1964, China during
or it may more indirectly involve achieving a the Cultural Revolution, and State Shinto in
similar level of national self-sacralization Japan from 1868 to 1945.8 In totalitarian soci-
through the extreme glorification of some eties, civil religion is centered on the dictator’s
ideals identified with the nation. In some cases ideology becoming in effect a state religion,
political leaders may also become the objects and sometimes the dictator is deified (e.g.,
of worship and veneration, achieving a quasi- Lenin, Hitler, Mao Zedong). Japan and the
transcendental status (e.g., George Washington former Soviet Union provide examples of very
in American culture or Mao Zedong during different kinds of state-sponsored civil reli-
the Cultural Revolution in China; see Zuo, gions. In the Soviet Union the civil creed took
1991). But stipulating that civil religion the form of a carefully elaborated state ideol-
involves a significant measure of systematic ogy that sacralized the social, economic and
sacralization prevents the concept from becom- political doctrines of Marxism. By contrast,
ing too porous. Setting the boundary stimulates Japan relied on Shintoism, also skillfully crafted
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282 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

by the state, and a small political elite that was heresy treason’ (Hammond, 1976: 172). In
eager to industrialize the nation and launch it as Japan the emperor was assumed to be linked
a world power (Demerath, 2001: 238). But genealogically to the prehistorical age of the
while the Soviet Union used ‘political religion,’ gods, and the Japanese social structure was justi-
or we might say religionized politics, to sup- fied in strictly religious terms (Bellah, 1980c: 29;
port the authority of the state, Japan used ‘reli- also Takayama, 1988; 1993).
gion politically,’ or politicized religion, to In a democratic context, Israel’s civil religion
achieve the same end (Apter, 1963: 61). Franco’s would also fall under the category of sacred
Spain, as Coleman and Davis (1978: 56) note, nationalism. Subsequent to the establishment
assigned an explicit religious role to the state, of the State of Israel, after Zionist-socialism was
‘and made quasi-religious demands upon citi- displaced, a ‘civil religion of statism’ developed
zens,’ so that ‘one’s allegiance to the state to foster the sacrifices needed to build national
became a measure of one’s commitment to the institutions. Since then, three different kinds of
“Spaniards” view of themselves as the civilizers civil religion have emerged in Israel. All three
and Christianizers of a barbaric and godless have consciously adopted and adapted tradi-
world’ (Stevens, 1975: 362, cited in Coleman tional symbols of religious Judaism to suit or
and Davis, 1978: 56). In Chile, Pinochet enhance particular politico-ideological goals
endowed his mission of reconstrucción nacional (see Liebman and Don-Yehiha, 1983).
with divine characteristics, so much so, that Civil religion as an ideology of a political
one author has referred to the Chilean coup elite is found in contingent circumstances
d’état as ‘le coup divin’ (Bastien, 1974; Cristi when a civil religious discourse is used to influ-
and Dawson, 1996). In these cases a specific ence the public order for partisan political
and clearly articulated state ideology was tied ends. Specific groups may use religious lan-
to a divine purpose or sacred destiny, explicitly guage and symbols to ‘frame … and legitimate
and implicitly, to better mobilize and exert their own particular political and moral
control over the populace. visions’ (Demerath and Williams, 1985: 166).
In sacred nationalism there is either a direct This may happen both in totalitarian and dem-
link between the state and the sacred via an ocratic societies. One might bear in mind the
established religion, or the nation and its polit- civil religion of South Africa which celebrated
ical ideals are sacralized in a more indirect and ‘elevated the dogmas of the Dutch
manner by the religious inclinations of its pop- Reformed Church into political virtue’ and
ulace. Thus, sacred nationalism focuses on the provided legitimation for the racist policy of
power of religion, of an organized or more dif- apartheid (Apter, 1963: 65, and Moodie, 1975).
fuse kind, to legitimize the state. Here the If we turn our attention to Europe, we can cite
sacred power of the state and the power of reli- the case of Germany where, since the collapse
gion to legitimize it are one and the same of the Berlin Wall, the use of religious refer-
thing. Both in Franco’s Spain and in Japan ences and symbols has become more common
under State Shintoism, there was an overt in political discourses. Indeed, after the unifi-
identification of political and religious alle- cation of 1989–1990, and despite a recogniza-
giances. Franco explicitly justified the repres- ble trend to secularization in the society, the
sive apparatus of the state by investing it with role of religion in politics significantly increased.
religious authority. The measures were neces- Leading statesmen such as Chancellor Kohl
sary to defend Catholicism, to establish a true attempted to give a religious tinge to the project
Christian society, and to combat Satanic of unification. Minkenberg has suggested that
Communist forces (i.e., Republicanism). The this increase is the result of a neo-conservative
Spanish state demanded a quasi-religious program seeking to use the state and religion
commitment to the Spanish cause and a fierce to promote a nationalist political agenda
loyalty to the nation (Coleman and Davis, (Minkenberg, 1997).
1978: 56–7), to the point that, like during In the United States, during the McCarthy
Isabella’s Spain, ‘treason became heresy, and era or the Nixon presidency, civil religion was
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CIVIL RELIGION IN AMERICA AND IN GLOBAL CONTEXT 283

used as a political tool against a presumed has argued that civil religions à la Rousseau
Communist conspiracy and in the defense of ‘have not routinely developed’ and are ‘proba-
the Vietnam War. Bennet (1979: 123fn30); bly quite rare’ (1980a: 77), the reverse may
Linder and Pierard (1978: 109); Rouner (1986: actually be more true. It is clear that modern
137), and Bellah (1974a: 261–4) have all taken industrial states are no strangers to such phe-
Nixon to task for exploiting appeals to civil nomena. In the wake of Bellah’s famous essay
religion to rally support for his policies.9 this reality has been commonly overlooked.
Likewise, Sheldon Ungar (1991) has shown
convincingly how civil religious discourse was
manipulated in the United States during the
THE FUTURE OF RESEARCH
nuclear arms race with the Soviet Union.
ON CIVIL RELIGION
In his view, a clearly defined civil religious
ideology was generated to justify American
nuclear monopoly and other military policies. Predicting the future is a fool’s errand.
Military superiority came to be viewed as a Nevertheless, the continued use of any concept
‘sacred trust,’ the outcome of the ‘uniqueness’ is dependent on an estimate of its significance.
and exceptional ‘destiny’ of the United States. It seems that research on civil religion in
More recently, President George W. Bush has America and around the world will continue to
repeatedly invoked a civil religious discourse to face three basic challenges that will influence
justify the war in Iraq (Cristi, forthcoming), as this significance: (1) striving for conceptual
his father, President George H. Bush adapted clarity, (2) coping with the changing character
the notion of manifest destiny to justify the of American society, and (3) coming to grips
Persian Gulf War (Coles, 2002). with the consequences of globalization. These
Political leaders are hardly unique in cloth- challenges are not new nor are they distinct.
ing themselves ‘in religious garments.’ Politicians But changing circumstances are bringing new
worldwide do the same thing (Demerath, 2001: considerations to bear on the discourses of
5).10 Yet, as Henderson notes (1975: 479), ‘the civil religion, both the phenomenon and its
difference between “borrowing” religious lan- academic analysis.
guage for legitimate purposes, and exploiting The concept of civil religion is intrinsically
that same language for partisan political ends ambiguous and variable because the phenom-
is exceedingly difficult to determine.’ But the enon is, but the sheer volume of literature tes-
contention that civil religion is not primarily tifies to its heuristic value. Its future utility, as
‘an ideology intended to reinforce the author- comparative studies demonstrate, will depend
ity of the state or cast a halo over institutions’ on whether a greater consensus can be
(Bellah, 1976b: 167), or that it is ‘an outlet nei- achieved about its delineating features. To this
ther for propaganda nor factional ideology end the concept of civil religion needs an iden-
within a state’ (Bennet, 1979: 112fn14) will not tity that is more independent of the American
survive scrutiny. As Marty (1974) concludes, paradigm. We have proposed fashioning an
civil religion is ‘episodic’ and used to fulfill dif- understanding of civil religion that integrates
ferent purposes at different times. To be viable essential elements of its dual intellectual her-
the concept of civil religion must take this state itage. Reframing civil religion as a continuum
of affairs into account.11 of possibilities, ranging from cultural to ideo-
Clearly, civil religion manifests itself in dif- logical manifestations, increases the breadth
ferent ways in different contexts, and with and flexibility of the concept, without sacrific-
varying degrees of direct or indirect coercion, ing its integrity. On the contrary, this approach
or affiliation with organized religion. In its improves and sustains the theoretical focus on
Rousseauan form, it may range from state- the three most important features of civil reli-
sponsored God-talk in support of specific poli- gion as a distinct form of religious expression.
cies, to political witch-hunts, to totalitarianism First, as indicated, an awareness of the
and political messianism. But while Hammond range of possibilities highlights the functional
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284 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

foundation of this form of religion, over (1976c: 72; see also Ahlstrom, 1972; Wilson,
against others, in meeting the requirements of 1986: 118; Wuthnow, 1996: 75). Several reli-
social order (as opposed to other kinds of gious and social developments in contempo-
more explicitly religious purposes). Second, rary American society make the persistence of
calling on the dual heritage keeps the focus on the more cultural form of civil religion prob-
phenomena that either have a truly transcen- lematic: (1) the growing cleavage between
dent referent, or have been subject to sacraliza- those who hold that America is a Christian
tion in a meaningful way, preventing the nation and those who believe that one’s identity
concept of civil religion from being sapped of as a Christian should be more universal (i.e.,
its explanatory power by too loose a usage. free of specific affiliation with American inter-
Third, the use of a continuum keeps researchers ests); (2) the established cleavage between lib-
attuned to the intrinsic tie between religion eral and conservative factions, within both
and politics, and not just nationalistic senti- mainline Protestantism and Catholicism, and
ments or aspirations. Civil religion happens in between them and evangelical Americans,
civil and political contexts, and sociological about the very nature of America’s ‘mission’ in
and historical studies show that one cannot the world; (3) the steadily rising number
exist without the other (i.e., all civil religions of Americans simply declaring that they have
are to some extent political). no religious identification, and thus desiring
In many parts of the world, and at many dif- a more secular America; and (4) the substantial
ferent times in almost all parts of the world, and growing number of immigrants coming
the political half of this relationship has been to America from non Judeo-Christian
the source of both the motivation and means backgrounds.
of creating and perpetuating civil religions. Two decades ago Demerath and Williams
True in some instances, perhaps the United (1985: 161) questioned whether the social and
States foremostly, civil religions have emerged political implications of differences in ethnic-
more spontaneously from the celebration of a ity, gender, race, and religion in America had
people’s social identity. But the political link- not ‘pushed the nation past the conditions’
age is never missing nor the potential for needed to foster a truly integrative and unify-
manipulation. In fact the success of any nas- ing civil religion. More recently others have
cent civil religion may rely on its elevation to raised similar doubts (e.g., Ashbee, 2003;
importance in the life of a people through McGraw, 2003). Biblical symbols ‘no longer
the skillful manipulation of its content by have the legitimacy’ they once did, Watts
political leaders and elites who can benefit observed (1980: 6, 8), and ‘have lost much of
from doing so. This, in fact, is an important their motivational power.’ Can Americans
question deserving more systematic treatment. learn to successfully incorporate other symbols
In any event, the dual focus of our approach into a new national myth? Can American civil
makes the intrinsically political character of all religion be adapted or reinvented? Or is the
civil religions apparent to researchers. This is identity of Americans heading towards a sig-
particularly important today in the face of nificant transformation, an identity that is not
changes in the character of American society grounded in religion? Or obversely, are the
and the rest of the world – changes rendering reports of American civil religion’s demise
the application of Bellah’s more traditional (i.e., a transcendent, Judeo-Christian universal
conception increasingly problematic. religion of the nation), much exaggerated?
For example, the America emerging at the Certainly questions like these, whose answers
dawn of the twenty-first century is very differ- are not self-evident, will stimulate research
ent from the nation Bellah addressed in his for decades to come.
original essay. In 1976 even Bellah wondered if Bellah acknowledges that his argument was
the concept of civil religion ‘came to con- ‘premised on the sociological idea that all
sciousness just when it was ceasing to exist or politically organized societies have some sort
when its existence had become questionable’ of civil religion’ (Bellah, 1974a: 257). On the
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basis of this Durkheimian assumption, a civil likely co-exist, and sometimes clash, with other
religion is not only an essential but an unavoid- religions. In fact this civil religion of humanity
able phenomenon (Wilson, 1979: 154). But as may be called into existence, much as American
Durkheim said, ‘the religion of yesterday could civil religion was, by the need to curtail the
not be [that] of tomorrow’ ([1898] 1973: 51). more oppressive and disruptive features of sec-
Thus, while civil religion is unlikely to disap- tarian and fanatical forms of religion as they
pear, no matter how specific civil religions may re-acquire power in international relations
wax or wane, its form is not static. (see e.g., Huntington, 1996; Jenkins, 2002).12
Both Durkheim and Bellah expected a The concept of a global civil religion
global civil religion to eventually emerge. remains rather inchoate, but it warrants the
Bellah stated that the world community needs attention of scholars. The global spread of the
a ‘global concord’ for its survival – a global doctrine of human rights, the shift from
order of civility and justice. In his original national to international laws in the resolution
essay he alludes to the emergence of a ‘trans- of conflicts, the spread of environmentalism
national sovereignty,’ that would require the and other global movements such as feminism
‘incorporation of vital international symbolism and gay culture, the success of groups like
into [American] civil religion, or, perhaps … it Doctors Without Borders, Green Peace, and
would result in American civil religion becom- Amnesty International, and hundreds of other
ing simply one part of a new civil religion of international nongovernmental organizations,
the world’ (1967: 18). This new civil religion all seem to lend some support to this vision
would ‘transcend’ yet ‘include’ American ethical (Casanova, 2001). Certainly it is in line with the
commitments and values (Bellah, 1980a: xiv). process of ‘glocalization’ predicted by global-
For Durkheim, the rapid expansion of modern ization theory, whereby the realm of the pri-
states, combined with the division of labor, will vate and the individual, on the one hand, and
create a diversity of individual experiences that the truly universal, on the other, will be
defies the capacity of traditional religions to emphasized as the traditional modern focus on
unite whole societies into moral communities. the nation-state and other intermediate social
Soon, he argues, the ‘members of a single social groupings fades (see e.g., Robertson and
group will have nothing in common among Chirico, 1985). In studying this fascinating pos-
themselves except their humanity’ (Durkheim sibility, however, we would urge scholars not to
[1898] 1973: 51). Consequently, the sacred will forget the political character of civil religions.
be located increasingly in the individual, the Regrettably, we have no reason to believe that
human person as the carrier of inalienable the political manipulation of civil religious
rights, dignity and freedom. Traditional discourses is limited to national contexts.
religions will be displaced by what he variously Expression of the civil religion of humanity
called the ‘religion of humanity,’ the ‘cult of the must be placed against the full continuum of
individual,’ or the ‘cult of man.’ This entails the possible forms of civil religion.
glorification of ‘humanity,’ not the wants and
needs of individuals, but the abstract sense of
our common condition and value as individu-
als. A new body of collective beliefs and prac- NOTES
tices will arise, endowed with the authority to
build the social institutions required to safe- 1. A Google search for ‘civil religion’ takes you first to
guard the individualism enjoyed and sanctified FACSNET, where an extended essay on the topic begins
by the citizens of future societies. Durkheim with the following interesting claim: ‘Since we first posted
envisioned this new religion as a universal reli- our article on American civil religion in October, 2002, it
has become among the most demanded pages on FAC-
gion capable of embracing, or even substitut-
SNET and has consistently remained in the ‘Top 10’ most
ing for, all other religions (Wallace, 1990: 222). visited pages on the site’ (retrieved Feb. 14, 2006).
In truth, however, he seems to be describing a 2. For an historical analysis of presidential inaugural
new and universal civil religion, one that will addresses see Toolin (1983) and Pierard and Linder (1988).
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286 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

For more on American Presidents’ religious rhetoric, see see DeGrazia (1981) and Gregor (1969); for Nazi Germany
Donahue (1975); Henderson (1972, 1975); Hart (1977); see Moltmann (1986); for Fascist Spain see Stevens (1975)
Tipton (1984); Adams (1987); Bulman (1991); Linder and Coleman and Davis (1978); for Pinochet’s Chile see
(1996); Coles (2002), and Davis (2003b). Cristi and Dawson (1996) and Cristi (2001, chapter 5); for
3. Derek Davis (1998: 12), author of numerous editori- Brazil see De Azevedo (1979); for China see Zuo (1991);
als on civil religion in the Journal of Church and State, dis- for pre-1945 Japan see Coleman (1969), Bellah (1980c).
plays a characteristic lack of understanding of Rousseau’s For a global comparative view, see Demerath 1994 and 2001.
ideas. He argues, for instance, that ‘Rousseau’s civil religion 9. For more on Nixon’s public rhetoric, see Henderson
has no transcendental reference point.’ Yet the first dogma (1972), Alley (1972), Donahue (1975), and Wimberley
of Rousseau’s civil religion is ‘the existence of a mighty, (1980).
intelligent, and beneficent Divinity, possessed of foresight, 10. Renaissance philosopher Niccolo Machiavelli was
and providence’ ([1762]1973: 276). Likewise, Hammond one of the first thinkers to openly discuss the idea of the
(1980a) takes the position that civil religion, in Rousseau’s political importance of religion. Perhaps the first proto-
meaning of the term, is independent of both the church theory of civil religion à la Rousseau is to be found in his
and state. But quite the opposite is the case. As Rousseau writings. Rulers should encourage a religion that ‘teaches
states, the dogmas of civil religion, ‘which the Sovereign that he who best serves the State best serves the gods’
should fix, … ought to be few, simple, and exactly worded, (Allen, 1960: 459).
without explanation or commentary’ ([1762] 1973: 276). 11. Bellah (1980a, 1980c), Apter (1963), Coleman
4. Curiously, as some authors have noted, the failure of (1969), and Hammond (1980b) have tied a blurring of the
the legal system to distinguish adequately between civil reli- lines of demarcation between religion and politics to an
gion and traditional religion has unwittingly compounded evolutionary scheme. Any system leaning towards theoc-
the problem, inadvertently increasing the politicized or ide- racy is viewed as ‘archaic.’ In early modern societies, the
ological character of contemporary support for and expres- two spheres became differentiated but never totally sepa-
sions of civil religion (Davis, 2003d: 663; Cloud, 2004). rated, while modern societies exhibit a high degree of dif-
5. To name just a few studies, in a European context ferentiation. Bellah recognizes that the fusion of political
(Davie, 2001); the United Kingdom (Bocock, 1985; Wolffe, and religious power is ‘a permanent possibility in human
1993; Rowbottom, 2001); in Italy (Cipriani, 1989; Ferrara, history’ and even acknowledges that such regressive
1999; Pace, 1999; Rusconi, 1999; Gundle, 2000) and Siena tendencies may appear in democratic societies but, overall,
(Parsons, 1997); in Germany (Minkenberg, 1997); in he and others tend to confine this solution to the religio-
France (Markoff and Regan, 1982; Willaime, 1993); in political problem to nations in the process of modernizing
Eastern Europe (Mestrovic, 1993); in relation to Marxism or third world countries. In our framework civil religion is
as a civil religion and Communist states (Zeldin, 1969; never totally divorced from political society, since it seems
McDowell, 1974; Lane, 1979, 1981; Zuo, 1991; Lowe, 2001); ‘beyond dispute’ that the civil religious discourse ‘can be
and in Poland in particular (Morawska, 1987) and various employed by the state to mask and sometimes advance raw
post-revolutionary Communist systems (Luke, 1987); in power’ (Goldzwig, 2002: 109). There is no intrinsic link
relation to other nations around the globe, for example between civil religion and a theory of social, political, and
Canada (Cheal, 1978; Kim, 1993); Australia (Crouter, 1990; religious evolution.
Black, 1990); Chile (Cristi and Dawson, 1996); Sri Lanka 12. Rousseau also envisioned something like a global
(Seneviratne, 1984); Mexico (Stevens, 1975; Coleman and civil religion. In A Discourse on Political Economy he advo-
Davis, 1978; Hammond, 1980a); Brazil (De Azevedo, 1979); cated the idea of a universal general will: ‘the great city of
Iran (Braswell, 1979); Japan (Bellah, 1980c; Markoff and the world becomes the body politic, whose general will is
Regan, 1982; Takayama, 1988, 1993); Korea (Cha, 2000); always the law of nature, and of which the different states
Thailand (Reynolds, 1977; Markoff and Regan, 1982); and peoples are individual members’ (cited in MacFarlane,
Malaysia (Regan, 1976; Markoff and Regan, 1982); Indonesia 1970: 109).
(Purdy, 1982); Israel (Liebman and Don-Yehiya, 1983,
Bidussa, 2000); and South Africa (Moodie, 1975).
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PART IV

Issues of Power and Control in


Religious Organisations

The four chapters in this Part of the Handbook the Protestant clerical careers in particular
aim to take the understanding of religious have been feminised, with all the attendant
organisations one stage further. Each chapter risks that power can be both a blessing and a
focuses on a different type of power and con- curse. At the same time, Nesbitt documents the
trol that may occur in religious organisations. intersection of religious leadership with
Two are internal such as the power of religious inequalities based on ‘race’ and sexual orienta-
professionals as priests and pastors of main- tion. Role tensions and conflicts, contradictory
stream organisations, and an insulated com- pressures from forces for professionalisation
munity’s capacity to control itself. But two are and deprofessionalisation as well as changes in
external such as the outside power and control the supply and demand for clergy are problems
wielded by the state, and the way outside in every major faith tradition. They are also
power characterises the virtual communities of problems facing professionals in non-religious
the Internet. Some of the implicated issues organisations, and research is needed to show
have long been high on the sociological whether the clergy response is distinctively
agenda; some need to be reconsidered in the one of ‘exit, voice or loyalty.’
light of changing political circumstances, new Religious orders – those institutions for
strategies of ‘marketing’ religion, and, of people with a strong vocation to a life of
course, new information technologies. worship, prayer, meditation and selfless pur-
The selection, training and career develop- suit of spiritual discipline – are especially
ment of religious professionals are key interesting to the sociology of religion for
processes in formal religious organisations what they can reveal about the place of reli-
such as churches and denominations. In gious virtuosi in late modernity. In Patricia
Chapter 14 Paula Nesbitt provides historical Wittberg’s view, religious orders and schis-
and contemporaneous analyses of the factors matic sects may be marginal variants on the
that bear on these processes. She also identifies periphery of the religious mainstream but they
the issues that currently affect both ordained remain connected to the centres of organised
and lay professionals and the organisations in religion in various ways. Chapter 15 uses some
which they work. These include the effects of rational choice ideas to consider factors that
gendering on clergy careers and the thesis that lead to the development of orders and sects.
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It underlines the importance of heterogeneity All these developments underline the need for
in religious markets but also the role of con- sociologists to understand religion in the context
flicts over religious resources, the tolerance of of changes taking place at the level of state and
central religious organisations for diversity, government.
and the degree to which charisma is attributed Finally, relations between the centre and the
to them. In structural terms, orders and schis- periphery of religious traditions have probably
matic sects vary in terms of their relationship become less predictable since access to the
to central religious organisations, their internal Internet and other forms of electronic commu-
composition, and their stage of development. nication became widely available in many parts
Wittberg also stresses their capacity for reli- of the world. They now form an important
gious innovation – either by adapting to, or dimension of the socio-cultural and technolog-
resisting, forces in their socio-cultural environ- ical contexts in which religion operates. As
ments. In this sense, they are bellwethers or Douglas Cowan contends in Chapter 17, soci-
lightning rods for potential disruption to reli- ologists of religion ignore the influence of the
gious traditions, and they offer both alterna- Internet at their peril, since it now shapes so
tives and competition for dominant religious many of the activities of religious organisa-
organisations under duress. tions. Taking the Vatican, the Church of
Meanwhile, if American churches need Scientology and the Church of the Flying
help, there is a willing provider standing by. Spaghetti Monster as case studies, he demon-
Chapter 16 examines the US Government’s strates the broad diversity of ways in which
effort under President George W. Bush to assist ancient, recent and ironic forms of religion
religious organisations in delivering social serv- have incorporated, refracted or exploited
ices within the framework of their faith tradi- online communication media. It is not simply a
tions. Arthur Farnsley describes this as a question of the Internet being a neutral forum
‘renegotiation of institutional boundaries’, for religion: it is more a question of how usage
which raises a number of significant issues of the Internet can alter public awareness of
for sociologists of religion. Certainly any idea religious issues, including the perennial debate
of a clear separation between religion and the about what counts as ‘religion’. To this end,
state has given way to a more complex notion Cowan assesses attempts to map the signifi-
of an overlapping web of relations between cantly different phenomena of ‘religion online’
governments at the federal, state and local and ‘online religion’ before broaching the ques-
levels and religious agencies of various kinds. tion of whether ‘cyber-religion’ should be con-
Boundaries between state and religion have ceptualised as a specific type of religion and, if
been subject to frequent redefinition since the so, with what distinguishing characteristics.
1980s when the US Government began to Evidence indicates that an explosion of cyber-
encourage religious organisations to provide religion has taken place since the mid-1990s,
social services with public money. Provided but its future remains unclear in view of the
that religious agencies delivered services with a persisting ‘digital divide’ between the world’s
secular purpose to the public, the long- rich and the poor, the relatively low salience of
standing objections to Government backing of religious activities among regular users of the
religious organisations appeared to be over- Internet and the weakness of the embodied
come. But beginning in the Clinton adminis- dimension of online communication. Some
tration, the door was opened to dispensing difficult ethical and methodological issues
faith as part of the social service package and beset research into religion on the Internet, but
funding faith for its own sake. This has led to sociologists of religion are well placed to accept
strengthened opposition to the new partner- these challenges and to discover just how far
ships and increased pressure on congregations to formal and informal religious activities have
undertake such new or expanded responsibilities. been affected by the digital revolution.
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14
Keepers of the Tradition:
Religious Professionals and their
Careers

PAU L A N E S B I T T

The emergence of professional religious lead- circumstances so as to maintain consistency


ership across a variety of traditions has had a with the religion’s core precepts.
profound consequence on what has been held The implications of religious professional-
as sacred, and how religious communities and ism are multifold, not only for those interested
congregations have practiced their faith. Not in becoming leaders, but also for the religious
only have religious leaders become the author- organizations and communities that profes-
ized keepers of tradition, but the criteria, sional leaders serve. In this chapter, we will
processes and outcomes of selecting, training, analyze various differentiating factors of pro-
and grooming future leaders have affected fessional leadership and issues they involve,
how religions develop as organizations and beginning with the emergence of religious pro-
traditions over time. fessionalism and the division of religious labor.
The rise of professional religious leadership Our focus primarily will be on the selection,
typically has occurred as part of a routiniza- deployment, and careers of ordained clergy,
tion process that religious movements undergo although lay professionals also will be part of
as they seek to give order and structure to how our analysis and discussion. The latter part of
their religion is lived over generations (Weber the chapter will emphasize contemporary
1978) and how it adapts to geographic and cul- issues affecting religious professionals and
tural migration. Professionalism resolves such their denominations such as the ordination
questions as, who holds the authority to deter- and deployment of women clergy, occupa-
mine what is a legitimate belief or practice and, tional feminization, sexual orientation, clergy
more importantly, what is not. Professionalism role tension and conflict, professionalization
also regulates who can speak authoritatively and deprofessionalization movements, clergy
for the religion and its historical tradition. supply and demand, and abuses of power.
Furthermore, it determines who is authorized The chapter will conclude with implications
to interpret doctrine and tradition in the con- for the future of religious professionals and
text of changing geographic, cultural or social areas needing further research.
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moved from an itinerant or part-time leader-


THE EMERGENCE OF RELIGIOUS
ship, often supplemented by secular work, to a
PROFESSIONALISM
professionalized clergy class (see Acts 6: 2–4).
Some religions have formed a professional
The word profession originally meant the act of class that remains closely accountable to the
taking a religious vow as part of a religious laity, where prospective leaders are selected,
order. To profess was to make a lifelong com- groomed and affirmed with largely lay input,
mitment to uphold the religious tenets and and where the laity continues to exert substan-
practices, the final step in a lengthy process of tial influence on designated leaders. Most reli-
discerning one’s vocation to monastic life that gions, however, have built at least some
typically included vows such as poverty, bureaucratic layers through which professional
chastity and obedience. A religious vocation leaders take most or all of the responsibility for
was viewed as superior to secular pursuits mentoring, educating and training aspirants
(cf. Preston 1986). Novices would prove them- for religious careers, and upon whom their
selves through various criteria at different subsequent careers depend to a significant
stages, prior to being allowed to progress to the extent. In this context, religious authority ulti-
ultimate act of professing the religious life and mately becomes tightly consolidated in the
attaining the authority that came with this step hands of administratively chosen religious
(cf. Weber 1978). The act of profession, then, experts (cf. Weber 1978).
separated those legitimated and authorized as Religious professionals typically solidify into
religious leaders from others, which Weber an occupational class having specific shared
(1993) identified as critical to the differentia- interests as well as a commitment to their
tion and rise of a professional leadership or various responsibilities and tasks (Ranson
clergy class from the masses, or laity. et al. 1977). Weber (1993) attributed the devel-
A professional clergy class, according to opment of religious scripture and written
Weber (1993), initially emerged from a doctrine to a professional clergy class. The act
panoply of sorcerers, magicians, and other of codifying the religious tradition secured
charismatic leaders. Devotees or disciples who the role of priestly leaders as the authentic
had studied the craft of rituals, teachings and interpreters, as the arbiters of conflicting inter-
other aspects, and faithfully sought to pass on pretations, and the alleviators of skepticism
this body of knowledge, formed a priestly stra- by the laity. Priestly leaders also socialized
tum of leadership. A priest in the Weberian the laity to support the codified doctrine and
context represented an archetypal professional teachings through various forms of religious
leader who served a religious community or education, exhortation, and ritual obligation.
organization by performing its rituals, oversee- Since priestly leadership emphasized religious
ing and safeguarding a corpus of religious guardianship rather than innovation, a profes-
teachings and practices in the service of others. sional class was more likely to support the
Priestly authority came from the office that maintenance of the religious tradition and
one holds, based on others’ recognition of that consequently the interests of those who benefit
office as a legitimate arbiter of religious prac- from it (Weber 1993; cf. Lehman 1987a).
tice and tradition. Religions such as Hinduism Religious professionals have been financially
and Judaism (prior to the destruction of the supported in various ways, ranging from those
temple in 70 CE) developed a priestly caste that committing themselves to a lifestyle as itiner-
was set apart through birthright to profession- ant monks or preachers, performing services
ally oversee all matters religious. Other reli- where needed and living off of donations, to
gions recruited from among the ranks of those rationalized bureaucratic structures where a
who showed interest or expertise for leader- clergy class receives its livelihood from
ship. The professionalization process of a reli- expected contributions or formal assessments
gion’s leadership is well illustrated in from a congregation’s membership or from a
Christianity as that faith organizationally centralized regional or organizational office
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KEEPERS OF THE TRADITION: RELIGIOUS PROFESSIONALS AND THEIR CAREERS 297

(Weber 1993; cf. Wuthnow 1994). Economic Many religions have a rite of ordination for
dependency has further pressed priestly lead- professional leaders which formally sets apart
ers to represent the interests of those to whom those acknowledged to have a professional
they are beholden: their religious community mastery of religious knowledge and who are
or organization, or where government support authorized to perform certain religious tasks
is granted, the interests of the state. or rites as well as to speak and teach with reli-
gious authority. Typically, it follows a process
of vocational discernment, mentoring by reli-
gious leaders, extended education and practi-
A RELIGIOUS DIVISION OF LABOR
cal training. Ordination, which stems from the
Latin word ordina-re, meaning to set into order,
The clergy is regarded as the oldest of the has been a controversial term among some
three classic learned professions – the other Christian and Jewish clergy according to a
two being medicine and law, which arguably study by Blohm (2005), primarily in its histor-
developed from the undifferentiated functions ical context of setting apart and dividing
of religious leaders as healers and arbiters of ordained leaders as clergy from the others,
religious law. Historically in many religious or laity.
traditions, those who sought religious voca- Congregationally oriented Protestant
tions or careers would apprentice to a reli- denominations typically have a single ordina-
gious leader or teacher, or join a monastic tion rite, with the commission given by the
community that focused on intensive religious local membership. However, to have a congre-
education, including scriptural study and gational ordination recognized elsewhere in
ritual practices. As bodies of religious knowl- the denomination, the process can involve
edge and scholarship became more detailed multiple levels of screening by denominational
and teaching methodologies more formalized, officials and committees, an advanced degree
religious schools or seminaries developed in from an approved seminary, internships,
many traditions. Today, in most Christian and examinations, and various other requirements.
Jewish seminaries, students study for several Christian denominations with an ordered
years to earn a professional degree, normally hierarchy typically ordain twice, first to a pro-
at the Master’s level. Following admission, bationary or preparatory status, which in sev-
which normally requires recommendations eral denominations is known as the diaconate,
from one or more religious professionals, and then to a final professional status with full
seminarians undertake a comprehensive cur- standing and authority. In the more hierarchi-
riculum and internships that ensure knowl- cal denominations, a few may ultimately be
edge of relevant languages, scripture, history, consecrated as a bishop and possibly elected to a
theology, ethics, and various practical skills denomination’s highest office. Religious organi-
involving worship and pastoral care. Seminary zations also may have multiple ordination tracks
education also provides the opportunity to and statuses for specialized professional work
accumulate social capital through social net- (Nesbitt 1997).
works or ties to other future clergy and reli- Among other religious traditions, Buddhist
gious leaders, as well as religious capital that monks and priests also are considered to be
includes mastery of specialized theoretical and ordained. The Jewish rabbinate shares many
practical knowledge, rituals, and other aspects similarities as an ordained status with
of religious culture which, taken together, can Christian ministers and priests by virtue of
reinforce the seminarians’ emotional commit- formally conferring recognition of those who
ment to their religion and solidify their pro- are deemed sufficiently knowledgeable to
fessional expertise (Finke and Dougherty interpret Jewish law and pass on the tradition,
2002). Furthermore, seminary serves to based on their extensive education and mas-
heighten the boundary between professional tery of the rabbinical literature. However, some
religious leaders and others. rabbis have viewed the term ordination as
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298 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

having a Christian bias, preferring instead the called to their careers (cf. Goodwin and Chen
phrase ‘getting semichah,’ which more closely 1996). Studies on British Protestant and
refers to earning a degree based on one’s Anglican clergy have found the call to be a sim-
knowledge (Jacobs 1995, cited in Blohm 2005). ilarly prominent theme (Blohm 2005; Thorne
2000). However, Blohm (2005) suggests that the
emphasis on a vocational call may be culturally
Religion as Vocation particular to the British (and North American)
context, since it is not particularly important
The notion of vocation, which comes from the among those on the European Continent.
Latin word uocare meaning ‘to call,’ has been Protestant congregations in many denomi-
an important part of the discernment process nations also have utilized ‘the call’ as a
for those in Christianity seeking careers as metaphor for the process of selecting and
ordained religious leaders (Weber 1958). hiring a minister. Yet, employment processes
Historically stemming from the biblical idea of often resemble those utilized by secular firms
God’s calling people to religious tasks and seeking to hire management-level employees,
commitment, such as Moses (Ex. 3–4), the which typically involve a detailed job descrip-
prophets, or the Israelites as a people overall tion and its congregational setting, a formalized
(Is. 41:8–9) and Jesus’ calling of his disciples candidate search, the screening of résumés and,
(e.g. Mt. 4:18–22), the commitment to the reli- for some denominations, the use of online
gious life by entering religious orders was search engines, followed by intensive rounds of
understood to be a divine vocation from the interviews with prospective candidates, then
Middle Ages onward (cf. Weber 1958). During internal discussions as to whether a prospective
the Protestant Reformation, Martin Luther candidate is a ‘good fit’ for the organization or
and John Calvin broadened the concept of setting, before the selected candidate is for-
vocation to include worldly or secular work, mally ‘called’ to the congregation (Nesbitt
based on an interpretation of Christian scrip- 1997). Thus, a ‘call’ functionally invokes a reli-
ture advocating the priesthood of all believers gious overtone to an often highly rationalized
(1 Pet. 2:9), which resultantly modified the and bureaucratized hiring process.
prevailing clerical class structure of priests and Paradoxically, the concept of a spiritual call-
laity. Those having the vocation of ‘religious ing, when utilized for deployment processes,
gifts’ would be ordained or appointed to lead can create sizable dilemmas when aspirations
Protestant congregations, although they were and organizational interests conflict. The
to lead lives in close proximity to the laity ‘call’ has been widely used as a gatekeeping
whom they served, in sharp contrast to monas- mechanism by religious organizations to
tic traditions. admit or deny applicants based on various
Today, in most Christian denominations, external criteria (cf. Zikmund et al. 1998).
those seeking a religious career typically claim Denominational projections of available open-
to have felt a divine call. For some, the notion ings in congregations, the availability of suffi-
of a calling has come as a sudden insight or cient resources to pay an adequate fulltime
event, while others have perceived it as a grad- salary, or concerns about recruitment of
ual yet persistent urging that cannot be demographically undesirable candidates based
ignored (Blohm 2005; Zikmund et al. 1998). on gender, age, race, ethnicity, or sexual orien-
It is tested in various ways by religious leaders tation can result in selection decisions made
and, if perceived as legitimate, aspirants then quite apart from an aspirant’s sense of calling.
are allowed to proceed on a path of supervised
training toward a professional vow or commit-
ment. Zikmund et al. (1998) found that more Deployment and Careers
than three-fourths of the 4,600 clergy they
studied in 15 U.S. Protestant denominations If we consider a career to be a sequence of
admitted to a sense of having been divinely positions held over the occupational life
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KEEPERS OF THE TRADITION: RELIGIOUS PROFESSIONALS AND THEIR CAREERS 299

course, from ordination to the cessation of all also represents the modal job in most religious
occupational activity, analogies can easily be organizations. However, the type of available
made with secular occupations. Some denom- positions can vary widely by religious tradition
inations, such as the Roman Catholic and the and the size of a particular denomination.
Methodist Churches, place their clergy in Beyond leading a congregation, or working on
parishes or congregations and can move them its staff, clergy also may hold positions on
at-will throughout their careers. Clergy in administrative staffs in denominational offices
most other religious organizations, however, and agencies (cf. Chaves 1991), or in seminar-
must find their own position through an array ies and religious schools. Occasionally
of formal and informal networks. Formal net- crossover can occur in clergy labor markets
works include advertised openings in denomi- between denominations that share certain
national media or related sources, computerized affinities or agreements, where clergy may be
placement services that match job openings to employed in a congregation of another
potential candidates, and working through a denomination (Donovan 1988; Nesbitt 1997).
denomination’s formal deployment processes Sometimes clergy and lay professionals may
that often involve one or more individuals at hold religious positions in secular work envi-
the regional level who coordinate or broker ronments such as chaplaincies in military,
deployment. Most large Protestant and Jewish prison, campus, or hospital settings; in coun-
organizations have such processes that help to seling and social service agencies; or in other
identify and match clergy to position open- organizations where a need is recognized for
ings. For instance, a Joint Commission on access to a religious professional. Clergy who
Rabbinic Placement oversees the pulpit search work outside the congregation, unless as a
for Conservative rabbis (Fried 2002). Informal denominational executive, tend to have less
networks include word-of-mouth referrals, prestige within their denomination (Nesbitt
seminary officials and colleagues, family or 1997; cf. Zikmund et al. 1998).
school classmate social connections, as well as Career paths normally begin with an initial
associations of other clergy and laity who may placement in a congregation following ordina-
know of openings. For Conservative rabbis, the tion, either as sole leader of a small congrega-
Rabbinical Assembly serves as both a profes- tion or as an associate to the senior leader of a
sional organization and networking opportu- larger congregation (cf. Zikmund et al. 1998).
nity to seek information about placements Staff positions in large congregations often
(Fried 2002). Research on Protestant clergy involve specialization for certain areas of reli-
over the past 30 years has shown that the gious work such as education, children and
formal, objective processes such as computer- youth programs, pastoral care, or occasionally
ized deployment have been particularly helpful charitable and outreach programs to serve the
for women and minority-race clergy who wider community. Typically, the first place-
either might not be aware of desirable posi- ment is considered to be a transitional posi-
tions or not considered for them if deployment tion, from which clergy expectedly move to a
occurred through informal networks alone larger or more prosperous congregation, or to
(Lehman 1980; Zikmund et al. 1998). Informal one less so but where they can attain upward
networks have been an important resource for mobility by becoming the sole professional
employment among male clergy, although they leader. Some clergy serve multiple small con-
have been found to be much less effective for gregations that are clustered together to form a
women (Lehman 2002; cf. Zikmund et al. 1998). single job or appointment. This may occur due
Unlike secular professions, clergy jobs are to an undersupply of clergy or insufficient
part of an internal labor market that is bound financial resources to pay a fulltime leader
within their denomination. The primary (cf. Blohm 2005). Roman Catholic priests, for
job sector for clergy has been religious leader- instance, may be responsible for sacramental
ship of a self-supporting congregation duties at several parishes because of the priest
(cf. Chaves 1991; Zikmund et al. 1998). This shortage (Wallace 1992).
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300 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

How clergy are paid and the amount they 2005; Zikmund et al. 1998; Blohm 2005).
make also vary by position and denomination. Despite evidence that denominational officials
Most Protestant clergy and Jewish rabbis, tend to think of clergy deployment in terms of
directly hired by the congregation they serve, traditional career stages that involve entry-
typically are paid according to the size and finan- level positions associated with clergy in their
cial resources of the congregation. This can 20s and 30s, advancement years of upward job
result in sizeable salary disparities among clergy mobility during one’s 30s and 40s, career
who hold the same job title with similar duties in plateau occurring through the early 60s,
different congregations. Over the past two followed by retirement (Maloney and Hunt
decades, several denominations have encour- 1991), the clergy as a second career has only
aged the standardization of clergy compensation been found to be problematic for those aspir-
packages (cf. Waldron 1986; Gilbride et al. 1990), ing to senior-level positions in their denomi-
partly to assure that clergy are paid fairly for nation (Nesbitt 1997, 1995). Older age has
their work, including contributions to pension been found to be an asset for working with
and other benefits. congregations having middle-aged and older
Christopherson’s (1994) research found that members (Carroll et al. 1983). Resultantly, the
clergy often feel a tension between secular clergy as a career tends to be atypical among
aspects of a career and the ideals of a religious other professions in its opportunities for those
vocation. This may be particularly acute for seeking to change careers.
male clergy since the types of positions they
prefer tend to align with those traditionally
associated with career success (cf. Finlay 1996). Lay Religious Professionals
Within Protestant and Jewish religious organi-
zations, measures of career success have Some religions do not ordain their profes-
included the relative size and financial resources sional leaders. This can arise out of the belief
of one’s congregation, the number of clergy that leadership should be representative of the
and administrative staff one supervises, the membership rather than as a distinctive class
extent of membership growth, the amount of or status group. Nonetheless, lay professionals
compensation received, and one’s prestige in similarly are acknowledged to have certain
the civic community (Lehman 1990; Chapman expertise and legitimacy that does grant them
1991; Marder 1991; Purdum 1991; a degree of authority and privilege not avail-
Christopherson 1994; cf. Blanton and Morris able to all members. The Salvation Army and
1999). Leaders of larger, more prestigious con- The Society of Friends (Quakers) represent
gregations also typically hold more political two diverse examples within Christianity
status within their denomination (cf. Carroll et where leaders are not ordained, although the
al. 1983). Although many Protestant clergy Salvation Army commissions its lay officers
perceive their rationale for accepting or and The Society of Friends records what it
remaining in a position based on the notion of believes to be an ordination by God (Gibson
divine will or a vocational call (cf. Zikmund et 1970; cf. Nesbitt 1997). Within Islam, leaders
al. 1998), which can affect job mobility and are not ordained. In the Shi’ite tradition, a
attainment over one’s career, other evidence leader stems from the bloodline of
suggests that clergy tend to approach career Muhammad, an organizational form that
decisions in ways somewhat similar to secular Weber (1978) equated with traditional author-
work, moving to occupational positions of ity. Sunni leaders, or ima-ms, who lead the
increasing resources, authority and prestige prayers in local mosques and function as
within the job ladder of their denominational the overall head of their local religious com-
structure (e.g. Carroll et al. 1983). munities, are selected for their religious knowl-
More recently, the age of those entering sem- edge and respect within the religious
inary, being ordained and beginning their clergy community (Nasr 1985). The ‘ulama-’ however,
careers has risen markedly (e.g. Aleshire 2003, who are religious scholars having authority on
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KEEPERS OF THE TRADITION: RELIGIOUS PROFESSIONALS AND THEIR CAREERS 301

Islamic life and who are considered to be the Archbishop Desmond Tutu played a vital role
custodians of tradition, are broadly recognized in South Africa’s anti-apartheid movement
as a professional leadership class (Graham and and the subsequent reconciliation movement;
Reinhart 1989). Like ordained clergy in other Pope John Paul II visibly supported the strug-
traditions, they hold the authority to speak for gle of Poland and other countries to break with
their religious tradition, including the interpre- communism; the Dalai Lama’s quest for polit-
tation of Islamic law (Sharia) and other matters ical freedom in Tibet has been recognized
of religious doctrine and practice. globally. Such prophetic leaders, however, have
Even in religions that have ordained clergy, had the support of the religious groups and
lay professionals may hold powerful positions. organizations they represent. Priestly leaders
More often, they hold staff positions in denom- occasionally have relied on office charisma for
inational offices and agencies, specializing in reforms about which their religious organiza-
areas such as religious research and scholarship, tions have been ambivalent or not supported,
pastoral care, social welfare services, social thereby creating social tension that occasion-
justice, administration and development; or ally has resulted in reprimand, discharge from
in congregations as specialists in religious edu- the position they held, defrocking, excommu-
cation, music, or chant. Monahan’s (1999b) nication or expulsion.
multidenominational study showed that laity Some denominations and their congrega-
shared a substantial amount of clergy work tions insist on their clergy exhibiting office
in many Protestant and Catholic churches. charisma. For instance, the personal charisma
In many denominations, laity can be licensed of Pentecostal Protestant ministers has been
or appointed to lead a congregation when regarded as vital to the community’s worship,
no ordained clergy are available, although although the use of charisma is both scruti-
where key sacramental roles exist as in the nized and tested for credibility by the member-
Roman Catholic and Anglican/Episcopal ship and thus closely controlled (Poloma 1989,
Churches, they remain the province of clergy 1997). Many African American Protestant con-
(cf. Wallace 1992). gregations also have expected their leadership
to exert office charisma in making prophetic
commitments for racial equality and social
change (e.g. Harris 1987). Yet another example
RELIGIOUS PROFESSIONALS
involves campus chaplaincies, which have
AND SOCIAL INEQUALITY
tended to be more liberal than traditional con-
gregations, and where there has been a greater
Although religious professionals as priestly acceptance of clergy speaking prophetically as
leaders in the Weberian (1993) sense may well as taking action on various social causes
focus on guarding and transmitting their reli- and concerns (Demerath and Hammond
gious traditions, occasionally they have used 1969). This was particularly the case during the
charisma to take prophetic stands for social 1960s in the U.S., when students faced con-
change. Weber (1978) understood this type of cerns about the military draft, the Vietnam
leadership as office charisma, which is ulti- war, Civil Rights, and what they saw as the
mately attached to the credibility of the office inflexibility of institutional boundaries, both
one holds, rather than charisma as a pure form secular and religious. Today, however, college
of authority that conflicts with rationally chaplains often have been engaged in helping
organized or bureaucratic leadership. During students with little or no religious background
the latter half of the twentieth century alone, learn about their religious traditions and the
the Rev. Martin Luther King, Jr. provided cat- boundaries upon which religious identity is
alytic leadership during the U.S. Civil Rights formed (cf. Poorman 2004).
movement, attributed to mobilizing more In the following section, we will explore reli-
people to action than any other figure in gious leadership in relation to three different
American history (see Morris 1996). Anglican forms of societal inequality and social change.
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302 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

The first represents the Black Church in the groups and those with storefront churches,
United States, an example of the importance have tended to emphasize personal salvation
placed on religious leadership as a function rather than engage in political action, although
of societal segregation and marginality. The McRoberts (2003, 1999) argues that these min-
second involves an analysis of the emergence isters do take an active role in social welfare
of female religious professionals – particu- ministries. The final group, positive thought
larly women clergy – and the extent to which materialists according to Franklin (1991), have
their presence may have affected the clergy emphasized constructive thinking as a route to
overall as an occupation. We will conclude personal health and success instead of social
with a brief discussion of ordination and or political activism. Although as pure types
sexual orientation, which has become quite they help to differentiate different leadership
controversial in a number of denominations orientations, leadership interests don’t always
over the last two decades. fit into discrete categories (cf. McRoberts
2003), or they may shift with societal issues
and trends.
Racism and Religious Leadership: In most denominations under the Black
Lessons of the U.S. Black Church Church umbrella, ministers often have been
expected to sustain certain prophetic commit-
The legacy of slavery, segregation, institutional ments for social change in race relations and
racism, and socioeconomic inequality has the socioeconomic improvement of African
played a crucial part in the prophetic expecta- American communities. For instance, Lincoln
tions that have been placed on ministers in the and Mamiya’s (1990) national study of 2,150
Black Church, a phrase that sociologically Black Church congregations found that over
refers to a range of African American Christian 90 per cent of the ministers believed that the
denominations having emerged since the late- Black Church should be politically and socially
eighteenth century in the United States activist (cf. Pattillo-McCoy 1998). More than
(Lincoln and Mamiya 1990). Ministers have three-fourths of laity in another study (Harris
held powerful roles and elevated status in these 1987) similarly believed that their minister’s
communities, as head of the only institution role should actively include working against
where African Americans historically could oppression, and more than two-thirds wanted
hold leadership positions in society. their minister to take political leadership in
Franklin (1991) has characterized ministers such efforts. Some denominations, however,
in African American religion in relation to have focused more on personal salvation and
diverse goals, the means they have used to transformation than political activism and
achieve them, and the assumptions of religious change, which at times has created sizable ten-
authority they hold that inform their actions. sion within the leadership of the Black Church
Progressive accommodationists, traditionally the (McRoberts 2003). Lincoln and Mamiya’s
largest segment, have sought peace and justice (1990) study also points to the ministry’s loss
through negotiating and working with estab- of status since the Civil Rights era and to a
lished interfaith and secular institutions. concern over the future supply of ministers
Prophetic radicals, those dissatisfied with the who are similarly talented and motivated as
slow gains of the accommodationists and more their predecessors.
concerned about economic inequalities of free African American women have a rich legacy
market capitalism and their effects on the poor, as founders and leaders of independent
have been more willing to engage in strategies churches, which often has been a result of a
of confrontation. Redemptive nationalists have lack of opportunities for women’s leadership
promoted separatism, such as a separate within their traditional church (Baer 1994).
nation that would assure African Americans Many Black Church congregations have
of their civil and human rights. Grass-roots opposed women pastors and preachers despite
revivalists, characteristic of Protestant Pentecostal the strong majority of female participants
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KEEPERS OF THE TRADITION: RELIGIOUS PROFESSIONALS AND THEIR CAREERS 303

(Lincoln and Mamiya 1990; cf. Baer 1994). Carroll et al. (1983) have articulated a pattern
Pressure to limit preaching ministry to men of women’s religious leadership, based on
has been attributed to compensation for the Weber’s insights. Charismatic religious groups
racism that has denied African American men traditionally have provided women important
leadership and esteem in other social institu- opportunities to found new religious move-
tions, although the resultant sexism has lim- ments and to lead communities that grant
ited sharply the job opportunities available to leadership based on evident spiritual gifts
African American women (Gilkes 1989; rather than qualifications and procedures
Goldman 1990; Lincoln and Mamiya 1990; decided upon by a governing body or specified
Baer 1994). For instance, Konieczny and in tradition. Consolidating and organizing
Chaves’ (2000) study found that women were groups, by contrast, either have developed
more likely to lead congregations that were at gender-segregated leadership roles or have
least 80 per cent African American, were excluded women from leadership altogether,
independent of national denominations and based on requirements and procedures that
that were socioeconomically poorer. have been formalized and objectified. Maturing
and institutionalizing groups have offered
women leadership roles, but usually those that
Women as Professional are marginal or subordinate to senior leader-
Religious Leaders ship positions which overwhelmingly are held
by men. At times, when women have been
Women have found a variety of ways to work given leadership roles, men have guarded their
as religious professionals, even in restrictive activity to ensure that their religious interpre-
eras and cultures. Traditionally, for Buddhist tations conform to those of the male leadership
and Christian women, the religious life as nuns (cf. Stocks 1997).
offered them a professional alternative to the One of the most significant developments
traditional roles of marriage and motherhood. among lay women’s professional religious
Roman Catholic nuns have a long history of run- leadership has occurred as a consequence of
ning not only their own religious orders but the shortage of Roman Catholic priests to staff
also a range of schools and other institutions parishes and the need to hire trained lay men
that those orders established throughout the and women for the day-to-day administrative,
world (cf. Wittberg 1994). Protestant women pastoral, and liturgical work. Wallace’s (1992)
similarly, as missionaries, have had profes- study of lay women pastoral associates found
sional religious careers (Smith 1970). Single that some parishioners had begun to express
and widowed Muslim women have made their their support for the women also being able to
livelihood as ritual leaders and teachers perform the sacramental roles traditionally
(Hegland 1997). Women have worked as reserved for priests. Eklund’s (2006) research
shamans or religious healers (cf. Lee 1999). They further showed that priests acted as gatekeep-
also have founded numerous new religious ers for both the amount of authority the
movements (Wessinger 1993). Yet, as these women had and for overall parish support for
movements have institutionalized they gener- their leadership. This could serve to sustain as
ally have been taken over by men (e.g. Brereton well as suppress the women’s efforts.
and Klein 1979). The pattern of women’s leadership that
Weber (1993) observed that religious groups Carroll et al. (1983) set forth, based on
emerging on the social margin have tended to Weberian typology, has been challenged in
give greater equality to women than those recent years by the growing number of female
found among more privileged classes. He also elite leaders in large, bureaucratized denomi-
noted that as religious groups develop a more nations. Since the 1980s, women have been
formal organizational and leadership structure, elected as Anglican/Episcopal, Lutheran, and
with a codified scripture or doctrine, women Methodist bishops, including Presiding Bishop
become excluded from leadership roles. of the Episcopal Church (USA). A female rabbi
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304 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

has led the largest U.S. group of Jewish clergy, Women’s opportunities correspondingly
Reform Judaism’s Central Conference of declined (Barfoot and Sheppard 1980).
American Rabbis (Lattin 2003). And, a woman A second wave of Protestant denominations
has headed the National Council of Churches opening full ordination to women occurred
(USA). Although it has been argued that a glass after World War II. These denominations were
ceiling is intact for women leaders in religious more bureaucratically stratified, with strong
organizations (Purvis 1995; Stanley 1996), it regional authority structures governed by
has not been categorically impermeable. We bishops or other elected leaders (Chaves 1997;
now turn to women clergy, where the greatest Nesbitt 1997). Among the more well-known
gender controversies have occurred surround- were the African Methodist Episcopal,
ing their eligibility for ordination and their Methodist, Presbyterian, Lutheran, and
occupational prospects. Episcopal/Anglican Church traditions in the
U.S. and in several other countries. However,
not all sectors of these traditions supported
Women’s ordination
women’s ordination, with substantial tension
All religions that ordain their leaders at one and schism as the result (Darling 1994). During
time or another have excluded women from this era, some Jewish denominations also for-
the rite (e.g. Carmody 1979). Although there mally opened ordination to women, although
were ordained nuns in Buddhism’s early cen- the first female rabbi, Regina Jonas, had been
turies (Goonatilake 1997) and female deacons ordained privately in 1935 in Germany
and priests in some early Christian communi- (Guttmann 1982, cited in Blohm 2005). Women
ties (e.g. Ide 1986; Børresen 1993), women’s have been counted among Lutheran pastors
ordained status disappeared as these religions from Sweden to Japan, Anglican priests from
developed more formal organizational struc- Kenya to Hong Kong, and by the 1990s among
tures and gained prestige in the surrounding Conservative rabbis in North and South
society (Carmody 1979; cf. Weber 1993). America. Yet, in a pattern similar to the late
Contemporary women’s ordination, carrying nineteenth century, ordained women still face
the same status as men, commenced only occupational challenges in obtaining positions
in the mid-nineteenth century (1853). This on parity with those held by men (Chaves
occurred in Protestant denominations with a 1997; Nesbitt 1997; Zikmund et al. 1998) and,
congregational polity, where autonomy and in cases such as the U.S. Southern Baptist
authority resided at the local level (cf. Chaves Convention or the Presbyterian Church of
1997; Nesbitt 1997). Women ordained in these Australia, support for women’s ordination has
denominations nonetheless faced significant been revoked altogether (Ammerman 1990;
challenges in finding congregations willing to Lehman 1994).
call (hire) them, were paid marginal wages Not all religions allow women to be ordained.
and, if they were successful in making their Christian and Jewish Orthodox traditions do
congregation grow and prosper, typically were not ordain women, nor do some conservative
replaced by men (Gibson 1970; Tucker 1990). Protestant denominations, although there has
Additional tensions that ordained women been advocacy for doing so (e.g. Greenberg
faced in those early years ranged from denom- 1984, cited in Blohm 2005; May 1998). The
inational ambivalence and lack of support for Old Catholic Churches in Europe opened ordi-
their presence to the reversal of women’s nation to women in the 1990s (Blohm 2005).
ordination altogether (cf. Keller 1984; Tucker The Roman Catholic Church has stood firmly
1990; Chaves 1997). Women clergy in against ordaining women despite movements
charismatic-oriented denominations such as for women’s ordination in Britain, Europe and
Protestant Pentecostalism fared somewhat North America since Vatican II; sizable sup-
better occupationally, until these denomina- port for women’s ordination among both laity
tions in the 1920s began to shift from a and clergy (e.g. Gallup and Lindsay 1999;
prophetic to a more priestly orientation. Lehman 1994: 37); and an acute shortage of
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KEEPERS OF THE TRADITION: RELIGIOUS PROFESSIONALS AND THEIR CAREERS 305

priests in many parts of the world hold, in salaries and benefits and other aspects
(cf. Schoenherr and Young 1993). In 2002, of their jobs. Whether women serve as
seven Roman Catholic women were ordained Protestant ministers, Anglican/Episcopal
by two retired bishops on a ship in the Danube priests or Jewish rabbis, they are more likely to
River (Johnson 2002), analogous to a pattern hold a position as assistant or associate on a
of extralegal means used to achieve women’s congregation’s staff (e.g. Marder 1996; Nesbitt
ordination by bishops and other supporters in 1997; Zikmund et al. 1998). When clergy
the U.S. Episcopal Church in 1974, in the wake change jobs, men more often tend to move
of overt and sustained resistance (Darling into positions as solo or senior leaders of con-
1994). The Catholic women priests were gregations while women are more likely to
excommunicated one month after ordination move to another assistant or associate staff posi-
(Johnson 2002). At least three Catholic women tion (Nesbitt 1997; Zikmund et al. 1998;
had been covertly ordained during the Lehman 2002). Evidence also shows that
Czechoslovakian Communist regime, which women are paid less than men doing similar
was justified as a means to maintain the work (Marder 1996; Zikmund et al. 1998;
Church’s presence there, although the Vatican Konieczny and Chaves 2000; Lehman 2002),
has refused to recognize their ordinations and that women are less likely than men to
(Pomerleau 1992). Some Catholic feminists, earn a full-time wage regardless of marital
however, have been skeptical over supporting status or children (Zikmund et al. 1998). When
Catholic women’s ordination and the extent to women clergy do lead a congregation, it tends
which a gender integrated priesthood simply to be smaller, with fewer financial resources
would perpetuate a model of leadership and than those of men (e.g. Nesbitt 1997; Zikmund
ultimately of church that had been developed et al. 1998) – a trend that has persisted since
by men and served male interests. Rather, they the nineteenth century. Research on women
argue that the ordained priesthood – and clergy has yielded varying explanations for the
the Church itself – must be rearticulated in challenges that they face. Chaves’ (1997) his-
ways that include and sustain feminist values torical comparative study of women’s ordina-
(Ruether 1986; cf. Wallace 1994). tion in U.S. Protestantism argues that women’s
ordination and careers reflect the extent to
which a denomination is centralized, its vari-
Women clergy: career patterns
ous subcultures that create political influences
and perspectives
and pressures, and how the denomination
Studies on women clergy over the past 50 years interacts with surrounding secular cultural
have shown remarkably consistent findings influences. Denominational stipulations per-
across geographic locations, denominations mitting women clergy are loosely coupled
and decades. Although Zikmund et al. (1998) with actual practices that are much more
did note some improvement in the occupa- restrictive, reflecting the surrounding cultural
tional prospects of U.S. Protestant women ethos. He further argues that clergy supply
clergy, based on their update of an earlier study and demand are not correlated with women’s
(Carroll et al. 1983), the occupation was still an ordination. Nesbitt’s (1997) longitudinal study
‘uphill calling’ for women. Broadly, studies on of Unitarian Universalist and Episcopal (USA)
clergy in North America have found that male and female clergy, makes the case instead
women are several years older than men at the that the occupational prospects of women
time of ordination, although typically they clergy are directly related to changing occu-
have the same educational background and pational needs of religious organizations,
other characteristics (e.g. Stevens 1996; Nesbitt wrought by low membership growth and
1997; Zikmund et al. 1998). Following ordina- financial strain that have created a demand for
tion, men and women hold similar entry place- a part-time and nonstipendiary ordained labor
ments, but soon thereafter gender differences force that has become disproportationately
emerge in the types of positions that clergy populated by women. She also associates
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306 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

backlash movements against women clergy As in secular professions, controversy persists


with concerns over the ensuing prospect of as to whether or not a glass ceiling exists in
occupational and organizational feminization. limiting women’s opportunities. A stained glass
Zikmund et al. (1998) document numerous ceiling has been argued specifically to limit the
gender inequalities that have persisted in 15 number of qualified women who attain high-
Protestant denominations, finding that level positions (Purvis 1995; Stanley 1996).
women clergy have greater acceptance than in In Konieczny and Chaves’ (2000) study of 1,236
past years, but that men tend to work in larger U.S. congregations across diverse religious tra-
congregations and earn more than their female ditions, not only were just 9 per cent headed by
colleagues. They argue that women clergy are women, but as a congregation’s size increased
expanding their ministry beyond congregational the number of female leaders sharply declined,
and denominational boundaries, and challeng- with no women overseeing congregations of
ing their denominations to rethink their under- more than 1,000 members. Other research con-
standing of church and leadership. The findings firms that large congregations tend to prefer
are remarkably similar in the Nesbitt (1997) and male clergy (Kammerer 2002; Darling 2003;
Zikmund et al. (1998) studies despite different cf. Lehman 1985, 1994), which directly inhibits
methodologies. Chaves’ (1997) analysis shows women’s prospects for upward mobility.
that internal and external forces both legitimate Conversely, it has been argued that a glass
women’s ordination and control how it is lived ceiling assumes conformity to a certain set of
out, and provides an important complement to goals (Hitt 2002) and that women should rede-
the other research. fine occupational achievement and success on
Similar patterns have been identified in their own terms (Marder 1996). Others have
research on women clergy in Australia, Britain attributed at least some of the gender gap to
and the European Continent. Lehman’s (1994) passive socialization processes and different
comparative study of lay attitudes toward occupational choices that women have made
women clergy in two Australian denomina- (e.g. Carroll et al. 1983). For instance, Finlay
tions found that support for women clergy fal- (1996) found that male Presbyterian (USA)
tered when asked to consider a woman to be seminarians were more attracted to congrega-
their senior pastor or leader. Lehman contends tions having a high-status membership, and
that the Australian context shares similarities resultantly were about twice as likely to prefer
with research findings on clergy in Britain and solo pastorates in growing suburban congrega-
the U.S., namely that women more often pastor tions. Female seminarians, however, were more
struggling congregations and are less likely to willing to consider a broader array of posi-
experience upward career mobility, which he tions, including pastorates of congregations in
associates with lower support for women in poor communities and chaplaincies. Some
more prestigious clergy roles (Lehman 1980, women clergy have claimed not to want high-
1985, 1987b). Other studies on British level leadership jobs (Ice 1987; Marder 1996),
Protestant clergy found biases against women which often include greater stress and some-
by male seminary colleagues and in the train- times significantly longer hours. Rather,
ing process itself (Tidball 1989, cited in Blohm women may explicitly choose jobs that may fit
2005; Furlong 2000). Blohm’s (2005) study of more easily with childcare or other commit-
Christian and Jewish clergy found a persistence ments – positions that may even be part-time
of congregational stereotypes that worked or nonstipendiary (cf. Lehman 1985; 2002).
against women ministers, priests and rabbis. Women clergy also have shown greater job sat-
Studies of Swedish and Norwegian clergy simi- isfaction than men who hold similar positions
larly have found that despite formal church (McDuff 2001; Zikmund et al. 1998), which
norms prescribing equality for ordained men suggests that they may have lower intrinsic
and women, a substantial sentiment against motivation to seek job change, including the
women clergy has persisted (Stendahl 1985; prospect of upward mobility into high-level
Hansson 1993; Piper 1995). leadership positions. These disparities, however,
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KEEPERS OF THE TRADITION: RELIGIOUS PROFESSIONALS AND THEIR CAREERS 307

can become embedded within different career male and female Anglican/Episcopal bishops,
trajectories that more likely position men than Nesbitt (2001) found that the male bishops saw
women for accumulating the kind of religious the presence of female bishops as a symbolic
capital that will lead to elite leadership oppor- opportunity for the transformation of the
tunities. It also can result in salary differences, prevalent authoritarian leadership style to a
with women serving congregations that are far more egalitarian and relational leadership
less able to pay what their male counterparts style, which they preferred as well. The women
are making or, in some cases, may not pay characterized their style as collegial and rela-
a full-time wage. Nonetheless, whether inten- tional, but did not attribute it to their status as
tional or not, women have modeled more women other than as a byproduct of gender-
varied interests and career paths. role socialization experiences and having had
to work in nontraditional ways throughout
their clergy careers (cf. Stevens 1996), although
Women clergy and social change
they did value this style as an opportunity for
The prospect of women clergy as change changing how power was deployed. Male
agents has been widely debated. First, as part of rabbis similarly have perceived the growing
the discussion surrounding women’s ordina- number of female rabbis as representing a
tion, women with religious authority have social change opportunity to broaden the
been argued to subvert women’s subordinate norms and expectations surrounding the rab-
gender roles justified by scripture (Kirk 1957), binate in ways that allow them to participate in
and to predict major structural change for the those values and issues often associated with
religious organization (Fitzpatrick 1993). It women (Marder 1991).
also underlies the liberal feminist arguments As denominations have opened their ordi-
that once women clergy attain positions of nation processes to women, concerns often
substantive authority in their denominations have been raised that the clergy as an occupa-
they will be more likely to act on behalf of tion would feminize, with an attendant male
women’s interests (e.g. Nesbitt 1997; Blohm clergy exodus and diminished interest by
2005: 438). young men seeking ordination as well as few
One of the largest assumptions has involved laymen participating in their congregations
women clergy as harbingers of change through (e.g. Hewitt and Hiatt 1973; Schaller 1987).
their leadership style. Women have been Since women have been a majority of lay par-
argued to have a more feminine and relational ticipants in most denominations (see Walter
style (Ice 1987), what Lehman (1993) has called and Davie 1998, cited in Eklund 2006; Gallup
a maximalist perspective in contrast to minimal- and Lindsay 1999), the prospect of a
ists who argue that intrinsic gender differences predominately-female clergy would suggest
do not exist. Studies on clergy in the United the plausibility of such concerns that women
Kingdom and Canada have shown that women would take over their religious organizations.
see themselves as using a more egalitarian and Indeed, women’s influx into the ordained
collaborative style in their ministry (Stevens clergy rapidly increased during the 1970s and
1996; Robbins 1998; cf. Nason-Clark 1987). 1980s, both in denominations that had
However, studies on several U.S. Protestant ordained women for a century or more and in
denominations have not found strong, consis- those newly opening ordination to women
tent gender differences (Lehman 1993; Zikmund (Chaves 1997; Nesbitt 1997; cf. Carroll 1992:
et al. 1998). Rather, leadership style has tended 292; Zikmund et al. 1998), and in the 1990s as
to vary more by race and ethnicity than by the Church of England began to ordain
gender, suggesting the primacy of cultural women to the priesthood (see Blohm 2005). As
effects in not only differentiating styles but retiring clergy in all denominations have been
also in the construction of what is considered to overwhelmingly male, the new replacement
be masculinity and femininity (Lehman 1993). cohorts of clergy, which have reached to over
In a study of leadership differences among 50 per cent female in some denominations,
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308 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

ultimately predict a changing demographic marriages potentially present a complication


composition within the clergy over time to assumptions behind that doctrine. Some
(Nesbitt 1997; Blohm 2005). Furthermore, religious groups have been more restrictive,
denominations that ordain women have expe- prohibiting ordination on the basis of non-
rienced sharp declines in the ratio of young heterosexual orientation. The few denomina-
men seeking ordination – declining by as tions that openly ordain clergy without regard
much as 55 per cent between 1950 and 1990 in to sexual orientation or a requirement of
one denomination ordaining women (Nesbitt celibacy outside of heterosexual marriage
1997). However, the occupational prospects for include Unitarian Universalism, the United
young men have been found to be greater in Church of Christ (USA), the Metropolitan
ordination cohorts with a higher ratio of women Community Church, and Reform and
(Nesbitt 1997). As women come to represent a Reconstructionist Judaism. Semi-exclusivist
greater percentage of clergy in several denomi- denominations deeply split over the issue of
nations over time, the occupation is showing sexual orientation (Wellman 1999) have affirm-
effects similar to secular feminized occupations, ing or ‘reconciling’ congregations and move-
such as gendered job segregation that benefits ments, such as those found in Presbyterian,
the smaller concentrations of men but propor- Methodist, Lutheran, Disciples of Christ, and
tionately few women (cf. Reskin and Roos American Baptist Churches. More recently, the
1990; Nesbitt 1997; Zikmund et al. 1998). Roman Catholic Church has moved from a
In sum, male leaders in a range of denomi- semi-exclusivist to a staunch exclusivist posi-
nations have accepted women’s ordination, but tion on the sexual orientation of its clergy,
not necessarily granting them parity in oppor- a shift that clearly began in the mid 1980s
tunities for employment and congregational (cf. Wellman 1999) and was exacerbated in the
leadership. Women clergy nonetheless have a wake of clergy sexual abuse scandals.
broad diversity of ways that they practice their Over the past three decades, gay men and
careers. Despite whether an actual glass ceiling lesbians in committed same-gender relation-
exists or not, disparities in the types of posi- ships have been ordained by clergy leaders or
tions that women clergy hold, their compensa- congregations despite their denomination’s
tion, and their career trajectories differ in ways formal position on the issue. Additionally,
that lead to fewer resources and lower com- some clergy have publicly come out after
pensation over their occupational lifecourse. having lived a heterosexual lifestyle that often
Furthermore, whether or not women clergy as a included marriage and children (e.g. White
critical mass ultimately seek to change the occu- 1994). In many denominations, gay and les-
pation, their demographic concentration over bian clergy have great difficulty finding con-
time will create a very different occupational gregational positions or employment within
profile in the future of many denominations. their denomination (Zikmund et al. 1998).
Analyzing the 147 female and 64 male clergy in
their multidenominational sample who identi-
Ordination and Sexual Orientation fied as being in a committed same-gender rela-
tionship, Zikmund et al. (1998) found no
Much of mainline Protestantism, Roman significant differences between gay/lesbian and
Catholicism and Conservative Judaism have straight clergy on a range of measures, includ-
been sharply polarized over whether clergy ing the maintenance of boundaries between
should be ordained without regard to their their work and private lives. However, gay and
sexual orientation. Some moderate denomina- lesbian clergy did have a slightly greater ten-
tions historically have utilized the standard of dency to be employed in secular positions or to
celibacy outside of marriage, which effectively have seriously considered leaving the ministry.
sidestepped the sexual orientation aspect by One of the most recent changes in favor
framing all sexuality as a matter of practice of allowing openly gay and lesbian clergy to
within marriage, although gay and lesbian function in their churches, with far-reaching
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KEEPERS OF THE TRADITION: RELIGIOUS PROFESSIONALS AND THEIR CAREERS 309

consequences, was the U.S. Episcopal Church’s directions, but role conflicts also emerged
decision in 2003 to affirm the diocesan election between what ministers viewed as important,
of an openly gay bishop – a move that also trau- given their master and integrative roles, and
matized conservative sectors of the denomina- the other roles that consumed a disproportion-
tion as well as conservative churches within the ate amount of their time. Added pressure of
worldwide Anglican Communion (cf. Eames congregational expectations for a high level of
2004). Thus, despite some moderating trends expertise in the very different types of practi-
toward acceptance of gay and lesbian clergy, tioner roles and the kinds of knowledge that
a sizable amount of opposition or tension each represented further added to role tension.
remains in most religious organizations. Role strain remains as much of an issue for
clergy in congregations today as it was in the
1950s, if not more so. Kuhne and Donaldson’s
(1995) study of U.S. evangelical ministers
ISSUES FACING THE CLERGY
showed that in a workweek that averaged
51 hours, they found 41 different work activi-
The clergy has been called a ‘hazardous profes- ties each day, with nearly half of these lasting
sion’ as well as a ‘holy crossfire’ (Blackmon and five minutes or less. Such severe time fragmen-
Hart 1990; DeLuca 1980, cited in Blanton and tation and high task load (referring to the
Morris 1999: 331). Clergy and lay religious number of different activities) both erodes a
professionals face numerous issues related to minister’s ability to develop work continuity
working in religious congregations and organi- and contributes to role ambiguity (Monahan
zations. Some involve the organizational envi- 1999a). Both role uncertainty and role conflict
ronment in which they work, while others have have been identified in studies on British
to do with occupational role pressures and pro- Anglican clergy, as well (Francis and Rodger
fessional change. We now turn to a few of the 1996; Heald and Rhodes 1986, cited in Bryman
many challenges and possibilities facing reli- 1996). Blohm’s (2005) study of British female
gious professionals today. rabbis, ministers and priests also affirmed the
pervasive feeling of time pressure, role
fragmentation, and sometimes unrealistically
Role Tensions, Ambiguities high expectations from members of their
and Conflicts congregation.
Further role conflicts have emerged from
Concerns over role strain, role fragmentation, the pressures ministers typically have felt to
and the ensuing tensions have been the topic of put the needs of members of the congregation
research among Protestant, Catholic, and before those of their own families. Zikmund
Jewish clergy since the 1930s (see Nelson 1985). et al. (1998) found among Protestant denomi-
Blizzard’s (1985) multidenominational study of nations that the emphasis on a spiritual calling
Protestant ministers in the 1950s poignantly resulted in expectations that ministers devote
showed the disparity between how clergy virtually all waking hours to their work, with
understood their work as a professional occu- little time left for personal or family life.
pation, or what he termed the ‘master role,’ and Additionally, clergy and their families often
the various integrative roles that provided spe- lived a fishbowl existence, where their personal
cific occupational self-definition, such as lives were on display for all to evaluate whether
scholar or evangelist. This was further compli- or not they modeled the idealized expectations
cated by the numerous practitioner roles asso- for clergy (e.g. Mace and Mace 1981). The
ciated with specific tasks that ministers were accumulation of these demands can create a
expected to fulfill, namely preacher, pastor, sizable strain on personal and family relation-
teacher, priest, administrator, and organizer. ships, although Zikmund et al. (1998) found
Not only did heavy time demands weigh that the clergy divorce rate was similar to that
on clergy, often pulling them in numerous for the U.S. population overall, and somewhat
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310 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

lower in the conservative denominations of Unlike other professions such as law or medicine
their study. that function under a single set of standards or
Work satisfaction, however, has been found requirements for a given geographical area, dif-
to be generally strong among clergy in a range ferent religions have varying standards and
of denominations (cf. Dudley and Cummings requirements for their professional leadership.
1996; Zikmund et al. 1998). Job dissatisfaction However, three broad trends can be identified
among Protestant clergy serving congregations across a range of denominations. The first has to
has been associated with experiencing role do with professionalization steps to enhance the
ambiguity, role conflict and fragmentation status of the clergy as an occupation. The second
(Dudley and Cummings 1996; cf. Jackson involves various external pressures and internal
and Schuler 1985, cited in Monahan 1999a), changes that result in deprofessionalization ten-
feeling the pressures of occupational changes dencies. Not surprisingly, a third trend involves
(cf. Coate 1989), and holding more liberal per- efforts to reprofessionalize the clergy. These
spectives than a congregation’s membership three steps typically are closely related.
(although being more conservative than a con- Professionalization movements historically
gregation did not have a similar effect, accord- have been related to the growth of an educated
ing to Mueller and McDuff ’s (2004) study). middle class (Larson 1977). As average educa-
Dissatisfaction has been related to giving seri- tional levels rise in society, a more highly edu-
ous thought about leaving both a position in cated laity has tended to erode some of the
the congregation and the ministry altogether power that professional religious leaders tradi-
(cf. Francis and Rodger 1996; Price 2003; tionally have held. Professionalization move-
Mueller and McDuff 2004). Ironically, low ments, similarly, have sought to raise educational
salaries and benefits are not necessarily a source standards and other requirements, with many
of significant dissatisfaction when compared to denominations adding new criteria for ordina-
other issues (Mueller and McDuff 2004; cf. tion (Prestwood 1972) and some also develop-
Blanton and Morris 1999 for conflicting results). ing formal certification programs for lay
Brunette-Hill and Finke’s (1999) study of religious leaders. Educational inflation is par-
U.S. Protestant and Catholic clergy, which built ticularly evident in mainline Protestantism,
upon Blizzard’s (1985) research, found a where the normal education expected for ordi-
decline of over 20 hours per week of time that nation was raised from a Bachelor’s degree to a
clergy worked (down from 69 hours per week Master’s degree around 1970 (Nesbitt 1997).
in 1955), most of which was accounted for by Although Master’s degrees remain normative,
fewer pastoral calls and less time spent in local doctoral degrees are increasingly common, in
meetings, denominational or ecumenical large part due to the introduction of an
activities, and with civic organizations. Their applied, Doctor of Ministry degree that now is
study raises important questions about why offered at a range of seminaries (Nesbitt 1997;
these shifts have occurred, and whether a Perl and Chang 2000). Professionalization
declining public involvement of clergy reflect trends in evangelical Protestant denominations
changes in occupational self-understanding, not only have included increased education
expectations of congregations, or broader expectations, but knowledge of hi-tech media
societal shifts toward civic disengagement and organizational growth management skills
(cf. Putnam 2000). have been integrated into traditional clergy
roles. Pastoral care and counseling as well as
spiritual direction have become increasingly
Professionalization and professionalized roles for clergy and lay profes-
Deprofessionalization Movements sionals, as a result of third-party insurance and
the rise of litigation.
The clergy has experienced a number of pres- Another aspect of growing professionaliza-
sures and conflicts that have challenged its tion has been the development of clergy
professional stature over the past 40 years. associations. These have served as powerful
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KEEPERS OF THE TRADITION: RELIGIOUS PROFESSIONALS AND THEIR CAREERS 311

networks within Judaism, Islam, Orthodox (Stendahl 1985). Douglas (1977) identifies two
Christianity, Roman Catholicism, and additional deprofessionalizing effects: a sepa-
Protestantism. Although each denomination ration of theological and pastoral functions
self-regulates who is ordained, what the crite- within liberal Protestantism that occurred in
ria are for professional practice, and means of the mid-nineteenth century and the relocation
censuring those clergy who transgress profes- of ministerial virtue from traditional occupa-
sional boundaries, the clergy associations have tional role activities to the character of the
had a range of additional functions. Some have individual.
formed to link clergy within a single denomi- Kleinman (1984) further identified a shift
nation, serving as a forum and as a pressure in the occupational self-understanding
group for various professional practice con- among mainline U.S. Protestant clergy during
cerns such as employment and compensation, the 1960s and 1970s that involved a growing
or to collaborate on common issues in the com- trend for clergy to understand their profes-
munity or wider society. In Iran, for instance, sional role and its authority in a humanistic
the radical Islamic clergy association has perspective. In a shift away from a clerically ori-
endorsed candidates as well as impacting soci- ented occupational identity of being set apart,
ety in other ways (Pipes and Clawson 1993). as gatekeepers and brokers of the sacred and its
Another model is exemplified by an African tradition, a humanistic orientation refocuses
Methodist Episcopal ministers group in the occupational master role to enhance the
Chicago that has worked in the community to development of ministry among all partici-
get more youth into college and to coordinate pants, which theologically is grounded in the
their congregations as health screening sites scriptural notion of the priesthood of all
(Ammerman 2001). Other clergy associations believers. Kleinman (1984) saw this shift as the
have been interfaith, emphasizing social or crux of a growing professional identity crisis
political action, mutual discussion and sup- and a deprofessionalization trend within the
port between religious and civic leaders on Protestant ministry. Such changes also can be
shared concerns, or on interfaith dialogue as a understood in a context of broader societal
means to achieve deeper understanding of shifts that include the demand for a more egal-
other religious traditions and practices. Yet itarian and expressivist approach to religion
others have formed around special interests, among those coming of age in the 1960s and
such as retired clergy, women clergy, Polish subsequently (cf. Tipton 1984; Carroll 1992;
American clergy, or recovering alcoholic Flory and Miller 2000). Blohm (2005) has
clergy. Similarly, professional associations have identified a similar shift among the Anglican
arisen for chaplains and for lay professionals. and Protestant clergy she interviewed. This
shift in the master role from specialist to facil-
itator has raised concerns over what remains
Occupational deprofessionalization
distinctive about professional ministry that
A growing egalitarianism among participants cannot be done by nonprofessionals (Carroll
in some denominations has directly decreased 1992: 294).
lay dependence on professional religious lead- Deprofessionalization also has been a
ers (cf. Monahan 1999b). This and other concern within the rabbinate. The rabbis
trends have challenged the professional stature that Blohm (2005) interviewed had spoken
of the clergy. Occupational deprofessionaliza- of a declining congregational interest in
tion trends have been traced as far back as the rabbi making halachic decisions or seeking
the rise of the secular state, which jeopardized the rabbi’s advice on life decisions. This ulti-
both clerical power and financial support mately has led to a declining desire for learning
(Douglas 1977). Although clergy of state about the tradition among congregations
religions have enjoyed higher status than ranging from Orthodox to Reform Judaism.
their secular counterparts, additional pressures Consequently, the rabbinical master role of
have eroded even their professional stature teacher, as well as arbiter of religious law and
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312 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

tradition, has lost authority and prestige. clergy (Blohm 2005). Seeking to regiment and
Blohm’s (2005) interviewees also spoke of an control religious work (Wortman 1991) in a
enabling or facilitating role in the rabbinate, time of professional identity transitions and
helping others to make their own choices deprofessionalization challenges, the prolifera-
rather than the more traditional role of giving tion of clergy tracks represents a movement
advice. Where role boundaries between clergy toward heightened clericalism.
and laity lose their distinctiveness, there is Clericalism has been understood as a means
likely to be competition (Nelson 1985). Such to gauge religious authenticity through attain-
crises have contributed to congregational con- ing hierarchical status as a religious leader
flicts over clergy leadership, and resultant (Stendahl 1985), and as such it has served as a
clergy stress (Price 2003). means to resist deprofessionalization pres-
sures. Concurrently, it facilitates an emphasis
on sacramentalism and ritual that both differ-
Reprofessionalization movements
entiate clergy tracks from one another but also
(Re)professionalization movements have sought strengthen the role of clergy as distinct from
greater control of religious tasks as a means of laity. Stendahl (1985) argues that the Church
professional expertise (cf. Larson 1977). Besides of Sweden’s increase in high-church clericalism
rising educational standards and certification came as a response to declining church partic-
programs, over the past several decades an ipation and diminished public prestige of its
array of new professional tracks have emerged clergy. Similarly, the growth of the U.S.
in several Christian denominations that spe- Episcopal permanent diaconate has been asso-
cialize in training laity, either for professional- ciated with a high-church liturgical movement
ized religious leadership or ordained ministry. during the 1950s and 1960s (Stewart and West
These tracks have developed distinct profes- 1991). Clericalism also has been hypothesized
sional identities along with circumscribed roles as a means to bolster the status and commit-
and responsibilities. Perhaps the most well ment of lay volunteers (cf. Stewart and West
known is the permanent diaconate, more 1991) in ways that allow some laity access to
recently called the professional diaconate, in clerical orders without severe disruption to
Roman Catholic, Anglican (Episcopal), and their secular work, as well as to provide a more
Methodist traditions. All claim it to be an effective means of social control over their
ancient order of early Christianity (Dunigan commitment to religious work by virtue of
1986). However, its resurgence over the past ordination vows (Nesbitt 1997). Taken
century creates an alternative supply of clerical together, clericalism movements can be useful
labor that either takes over functions that oth- in bolstering not only the public status of reli-
erwise would have been performed by laity or gion in a secularizing milieu but also the inter-
it relieves clergy in the traditional track from nal status of those who govern and administer
having to perform less prestigious tasks such the religious tradition among its remnant
as pastoral calling, routine education and faithful.
administration, or community service. Other
denominations also have developed profes-
sionalized ordained tracks, such as the Clergy Supply and Demand
Unitarian Universalist minister of religious edu-
cation and community minister (Nesbitt 1997), Liberal Protestant denominations in the U.S.
and clergy ordained or laity licensed to serve a have experienced a slack clergy labor market
specific congregation in various denomina- over the past 50 years, with a greater supply of
tions. Furthermore, many of the newer tracks clergy than available full-time placements
often involve part-time or nonstipendiary posi- (Chang and Bompadre 1999; Nesbitt 1997).
tions (Nesbitt 1997). In the Church of England, This has resulted in more clergy working in
distinct tracks have differentiated full-time denominational agencies and in placements
stipendiary from part-time and nonstipendiary outside their religious organizations such as
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KEEPERS OF THE TRADITION: RELIGIOUS PROFESSIONALS AND THEIR CAREERS 313

hospital, prison, or school chaplaincies, or retirees interested in part-time or interim


in the secular workforce. Given that the avail- work to the more frequent steps of licensing of
able supply of clergy has been known to relate lay local pastors, ordaining clergy to serve spe-
to denominational changes (Paul 1964, cited cific congregations, and the use of clergy in alter-
in Ranson et al. 1977), conditions of oversup- native tracks such as the permanent diaconate
ply suggest a connection with the growing (Wortman 1991; Nesbitt 1997).
number of part-time placements in a number
of denominations. Tight congregational budg-
Clergy shortages: the case of the
ets, standardization of clergy compensation,
Catholic Church
and diminished denominational support for
struggling congregations have forced many The effect of clergy shortages on the tradi-
congregations into market solutions for pro- tional parish priestly roles in the Roman
fessional labor, namely the use of positions Catholic Church is undisputable (cf. Verdieck
that pay a part-time stipend or that are non- et al. 1996). Since Vatican II, shortages of Roman
stipendiary. Although this historically has Catholic priests have become acute in North
been the situation for small, poor congrega- America and Europe. Schoenherr and Young
tions, larger and more affluent congrega- (1993) predicted that from 1966 to 2005 the
tions also have turned to this solution as number of U.S. diocesan priests would have
a means to maintain programming and ser- dropped by 40 per cent – a time when the church
vices. Conditions of clergy oversupply thus had been projected to grow by 65 per cent.
result in a pool of potential candidates who Although annual resignations of diocesan
either are unable to find full-time placements, priests in the decades just prior to Vatican II
are willing to piece together two or more part- had been relatively few (e.g. Schoenherr and
time positions, or for other reasons such Greeley 1974), resignations peaked in 1970
as having a secular job or being formally (Hoge 1987) and continued at an elevated level
retired, are willing to accept part-time work. through the 1970s (Schoenherr and Sørensen
Concomitantly, those found to disproportion- 1982, cited in Verdieck et al. 1996). Most of the
ately hold such positions have been women shortage, however, has been attributed to sharp
clergy, retired clergy, one or both spouses of a declines in ordination rates to the priesthood
dual clergy couple, and clergy in alternative (Schoenherr and Young 1993). Currently,
ordained tracks (cf. Nesbitt 1997; Zikmund supply dislocations are being addressed
et al. 1998; Blohm 2005). through the recruitment and deployment of
Similarly, clergy shortages can affect the young men from less prosperous countries to
occupational structure along with the role locations where shortages are most acute, the
content of its positions. Concerns over short- ordination of married men to the permanent
ages have involved declines in seminary enroll- diaconate, and the use of trained lay leader-
ments, greater interest among seminarians ship. Local recruitment efforts to the priest-
in noncongregational placements, and an hood have been more problematic. For
increased average age of seminarians that short- instance, a study by Hoge et al. (2001) found
ens the normative occupational life expectancy that only about 15 per cent of young adult
from a traditional 40-year span for clergy (Price American Catholics had received encourage-
2003; cf. Steinfels 1989; Nesbitt 1997). Clergy ment to consider the priesthood or religious
shortages traditionally have been an issue in orders as a career vocation, and much of this
remote geographic locations and where con- came from their family rather than Church
gregations cannot offer a fulltime salary, but officials. In another study, U.S. Catholic bish-
more recently have included other sites with ops have been found to engage in recruitment
limited options for the spouse of a clergyper- for the priesthood, with those having higher
son to pursue a career. Solutions to address results offering a traditional presentation of
regional shortages have ranged in Protestant the priesthood and its leadership role, as well
denominations from the deployment of as the unique contribution that it makes
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314 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

(Yuengert 2001), which itself may contribute orders, to economic growth in societies that
to a growing conservativism among recently have opened a wider array of secular opportu-
ordained priests. nities for women (Ebaugh et al. 1996). Others
Wallace (1992) contends that the ordained have pointed to changes set forth by Vatican II
permanent diaconate open to married men that gave more religious roles to the laity, as
was revived as an alternative labor supply to well as removed both the exclusive benefits and
help meet parish pastoral needs and to allevi- boundary markers that had provided those in
ate pressure either for women’s ordination or religious orders with a distinctive identity and
dependence on female lay pastoral leadership. status (cf. Ebaugh 1993; Wittberg 1994; Finke
Her research identified some dioceses that 1997). Many of the Vatican II changes focused
chose not to ordain permanent deacons so that on integrating nuns as religious professionals
parish leadership roles would remain available into the secular world, where they lived in sec-
to laity, especially women. By 1998, about ular neighborhoods, dressed in secular attire,
4 per cent of American Catholic parishes were and either held church jobs that were actively
led by women (Konieczny and Chaves 2000; involved in the secular community or worked
cf. Wallace 1992). Wallace’s (1992) study con- in secular institutions altogether. Consequently,
cludes that the supply dilemma combined with less emphasis was placed on the religious com-
the exclusion of women from ordination may munity itself as a source of identity, cohesion,
have set off a transformation of the traditional or distinctive rewards for those who entered or
priestly role, and a shift toward democratic remained.
decision-making among the laity that chal- Religious orders that have been more tradi-
lenges traditional hierarchical understandings of tional in their practices, and make strong
religious authority. Regardless of whether solu- demands, have been more successful in
tions to the priest shortage will extend to lifting recruiting new members (Finke 1997). Such
the celibacy mandate on the priesthood or open- orders have offered a distinctive religious
ing it to women, the Catholic Church’s leader- communal lifestyle that differs sharply from
ship structure is undergoing significant change the secular world. They also have returned
as it seeks to respond to the supply dilemma. to more traditional symbols such as wearing
Augmenting the declining number of clergy, the habit, putting a greater emphasis on
the Catholic Church has experienced a yet contemplative prayer, and supporting more
greater decline in men and women who profess traditional Church doctrine and hierarchy
and remain in religious orders (Stark and (Wittberg 1996; Finke 1997). Ebaugh et al.
Finke 2000). In the U.S., for instance, the (1996) also found a corresponding growth in
number of nuns dropped nearly 50 per cent the ratio of nuns to Catholics in those coun-
between 1965 and 1994 (cf. Wittberg 1994; tries where industrialization has lagged, such
Kelly 1998), the result not only of women leav- as Guatemala. Additionally, some religious
ing, but a yet more precipitous fall in the orders have grown by opening up lay associate
number of women seeking to enter orders programs for women who are married or oth-
(Ebaugh 1993; Finke 1997). Similar trends also erwise committed to life in the secular world
have been evident in Canada, Western Europe, (Ebaugh 1993).
and other industrialized nations (Ebaugh et al.
1996; Stark and Finke 2000). For instance, the
ratio of nuns to Catholics in countries such as Clergy Sexual Misconduct and Abuse
Australia, South Africa, and South Korea
declined by 63 to 86 per cent between 1960 and Religious leaders who are personally involved
1990 (Ebaugh et al. 1996). with a congregation or religious community
Various explanations for the patterns of can become deeply enmeshed in the lives of
decline have ranged from the contraction of participants. While their power can be utilized
Catholic schools and colleges, many of which to inspire others or give pastoral support, which
were staffed and run by women’s religious can have strong therapeutic value, occasionally
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KEEPERS OF THE TRADITION: RELIGIOUS PROFESSIONALS AND THEIR CAREERS 315

power can be used in a manner that becomes


CONCLUSION: OCCUPATIONAL AND
coercive, harmful, or abusive. Predictions of
ORGANIZATIONAL TRANSFORMATIONS
priest shortages had not factored into their
equation the additional effects of hundreds of
Roman Catholic priests removed from The primary roles and responsibilities of
parishes in some dioceses as a result of sexual religious leaders have varied widely according
misconduct accusations, settlements and to religious tradition, although they share a
convictions. Referred to as the ‘Catholic similar form of authority grounded in a formal
Watergate’ (Yamane 2003), the scandal among recognition of their knowledge, expertise,
Catholic priests has been considered to be the and faithfulness to the religious organization
most daunting crisis in the history of the or group they serve. Across sometimes very
Church (Wiegel 2002, cited in Yamane 2003). diverse religious traditions, as migrating groups
Although the abuse by Catholic priests has begin adopting congregational formats, there
resulted in steps to put tighter controls on is a growing normativization of traditional
clergy and minimize the prospect of future leadership roles and functions (e.g. Abusharaf
occurrences (Stammer 2003), concern has 1998). Although substantial research has been
been raised over the extent to which the scan- conducted on the occupation and careers of
dals will affect clergy-laity relationships in the Protestant and Roman Catholic clergy, and to
longer term, as well as the overall future of the some extent the Jewish Rabbinate, comparative
church. studies have yet to be done on the leadership of
Although Roman Catholic priests have had Buddhist, Muslim, and other religious commu-
the most visibility by virtue of the number of nities as they shift to a congregational form in
cases, sexual abuse has been an issue across a the wake of migration to a publicly diverse reli-
range of religious organizations and traditions. gious environment.
Abuses of power among some gurus in the Women have demonstrated strong interest,
Hare Krishna movement not only included influence and expertise as religious profession-
cases of sexual misconduct but also a range of als. Their modeling of nontraditional roles for
illegal acts involving drugs, weapons, and women, such as ordained clergy, has been
death of a dissident follower (Rochford 1998: transformative for younger women and girls
104–6). More common has been sexual (Stevens 1989; Marder 1991). They also have
involvement with adult members of the con- opened transformative interests among men in
gregation and the abusive molestation of chil- reshaping traditional leadership practices to be
dren. In many denominations today, clergy more inclusive of family commitments and
and lay professionals undergo rigorous back- less hierarchical in emphasis (Marder 1991;
ground checks and training to minimize the Nesbitt 2001). As more female religious leaders
likelihood of such abuses of power. Arguably, participate in interfaith settings with others
the public downfall of Pentecostal televange- who do not ordain women or grant women
lists Jimmy Swaggart and Jim Bakker during leadership opportunities, a role modeling
the late 1980s (Poloma 1989) marked the spillover is possible as a contributing factor to
opening of an era where thousands of cases social change. In 1998, the presence of 11
of sexual misconduct and abuse would not female bishops had been anticipated to create a
only become public, but many cases would stormy rift at the worldwide Anglican
be addressed outside the religious organiza- Communion’s Lambeth Conference of Bishops,
tion, in secular courts, resulting in convictions but it turned out to be a nonissue (Nesbitt
and settlements. This has resulted in religious 2001). Yet, demographic controversies over
professionals increasingly being subject to access to religious leadership often involve an
secular laws governing civil and human rights, array of other cultural, ideological, and organi-
with ensuing limitations on occupational zational issues, whether the concerns are
and organizational separation from secular grounded in race, gender, or sexual orienta-
oversight. tion. Further research, for instance, needs to be
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316 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

done on gay and lesbian clergy along with the Southern Baptist Convention. New Brunswick:
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related linkages and issues as well as those that American Communities: Congregations and
Service Organizations Working Together.’
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Church of England. Ph.D. Dissertation. CCSRG, Religious Orders: A Social Movement Perspective.
Department of Theology and Religious Studies, Albany: State University of New York Press.
University of Bristol. Wittberg, Patricia 1996. ‘“Real” Religious
Tidball, Dianne 1989. ‘Walking a Tightrope – Communities.’ In The Issue of Authenticity in the
Women Training for Baptist Ministry.’ Study of Religions, Lewis Carter (ed.) 149–74.
Unpublished M.A. Thesis. London. JAI Press.
Tipton, Steven M. 1984 [1982]. Getting Saved from Wortman, Julie A. 1991. ‘Dioceses Redefining
the Sixties. Berkeley: University of California Press. Roles of Deacons, Priests.’ Episcopal Life. May,
Tucker, Cynthia G. 1990. Prophetic Sisterhood: pp. 1, 9.
Liberal Women Ministers of the Frontier, Wuthnow, Robert 1994. God and Mammon in
1880–1930. Boston: Beacon Press. America. New York: Free Press.
Verdieck, Mary Jeanne, Joseph J. Shields and Yamane, David 2003. ‘Bishops’ Political Influence
Dean R. Hoge 1996. ‘Role Commitment and the Catholic Watergate.’ Sociology of Religion
Processes Revisited: American Catholic Priests Section Newsletter 9 (3) (Spring): 1, 4.
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Yuengert, Andrew 2001. ‘Do Bishops Matter? A Zikmund, Barbara Brown, Adair T. Lummis and
Cross-Sectional Study of Ordinations to the US Patricia Mei Yin Chang 1998. Clergy Women: An
Catholic Diocesan Priesthood.’ Review of Uphill Calling. Louisville: Westminster John
Religious Research 42 (3) (March): 294–312. Knox Press.
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15
Orders and Schisms on the
Sacred Periphery

PAT R I C I A W I T T B E R G

The role of religion in societies, and in the lives religious hierarchy would equally satisfy indi-
of individuals, has been a central preoccupa- viduals from all of the different classes, ethnic-
tion of sociologists since the founding of the ities, ages, genders, or geographic locations in a
discipline. According to Durkheim and his society. As a result, several variant forms of a
successors, religious participation creates and given religion may be needed if that religion is
enhances social integration; according to to unite individuals within different societal
Marx, religion is a pernicious invention of the subgroups, to provide their lives with alterna-
elite to keep the masses in docile subjugation. tive – or even mutually exclusive – meanings,
For theorists such as Max Weber and J. Milton or to support their own collective power vis-à-vis
Yinger, religion provides an essential theodicy others in the society. For example, religious
to explain why bad things happen to good worldviews which require extensive doctrinal
people, and so enables individuals to cope with expertise to comprehend will be unavailable to
the problems of life. For Peter Berger and the average lay adherent, whose opportunity to
Thomas Luckmann, religion serves to define acquire such knowledge is limited by time or
and demarcate reality, thus establishing a bul- financial constraints.2 Theologies which rele-
wark against intellectual chaos. For contempo- gate women, peasants, or a particular ethnic
rary conflict and social movement theorists, group to second-class spiritual status will be
religions provide useful ideological and mate- less attractive to the members of the stigma-
rial resources for the underclass to mobilize in tized group. ‘Strict’ versions of a religion may
its struggle against the dominant elite.1 draw socio-economic strata whose members
Since few, if any, modern societies are homo- have little to lose; less-demanding versions
geneous, however, all of these theories must take may appeal more to the wealthy and success-
into account the fact that whatever role they pos- ful.3 In times of rapid social change, successive
tulate for religion will be differently enacted in generational cohorts may also desire different
each of a society’s varied sub-populations. It variants of a religion.4
is highly unlikely that a single world-explaining Whether these variants remain contained
theodicy, a single socially-cohesive ritual within a single religious tradition or are expelled
practice, or a single empowering/subjugating from it will depend on a host of organizational
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324 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

and ideological factors, both within the larger society.6 The ideological and structural forces
society and in the religion itself. To a greater or which determine whether such variants
lesser degree, all societies possess a ‘center’ remain within a parent church (as ‘orders’) or
composed of key values, beliefs, and institu- break from it (as ‘schismatic sects’) will be dis-
tions, as well as of the elites who maintain and cussed in the first section. For the purposes of
propagate them. These center elites are organ- this discussion, the term ‘order’ will refer to
ized into interlocking institutions – business, any organized group of religious virtuosi
governmental, educational – which are often, (Weber 1958: 287) located outside of the
but not always, interconnected ‘through a center governing structure of the church but
common authority, overlapping personnel, nevertheless retaining a role officially defined
personal relationships, contracts, perceived and approved by that center. Wach (1944:
identities of interest, a sense of affinity with a 173–85) referred to such groups as ecclesiolae
transcendent whole, and a territorial location in ecclesia. Ecclesiolae span a range of organi-
possessing symbolic value’ (Shils 1975: 4). In zational distinctiveness: from the devotees of
some societies, the institutional interlock is a particular saint or Hindu deity to groups
complete: elites in one area (e.g. business) also which either periodically or continually engage
occupy the central positions in government, in a common activity or work for a common
education, the media, and religion (Farnsley goal. Examples might be the base ecclesial
et al. 2004). In other societies, or at other times, communities and house churches among both
divisions among these institutional centers may Protestants and Catholics, as well as the havu-
be more pronounced. Additionally, each institu- rah and schtibel movements in contemporary
tional center may exist in varying degrees of ten- Judaism and the medieval fraternities provid-
sion with one or dozens of groups which ing poor relief or producing a town festival
are ‘peripheral’ to it, whether geographically, (Henderson 1994; McGuire 2002: 169–70).
economically, or culturally.5 According to Wach, ‘orders’ are the most for-
In any given religious tradition, therefore, mally organized of these groups, and usually
the elites in its center organizations define the demand their members’ primary allegiance
official version of its doctrines, rituals, and while nevertheless remaining connected with
moral behaviors. The elites of the religious the religious center.7 In contrast, ‘schism’ will
center may overlap with the political and eco- denote that process by which a peripheral
nomic elites of the secular center, or they may group departs from – or is expelled by – the
be in significant tension with them. At the same religious center and forms a new and separate
time, the ecclesiastical center must also deal sect in opposition to the church from which it
with the religious needs and desires of groups sprang (Niebuhr 1929; Troeltsch 1950;
on the societal periphery (Blasi 2002: 278). The Johnson 1957, 1963; Finke and Stark 1992).8
particular social, political, and economic con- This section of the chapter will also briefly
ditions experienced by each of these peripheral consider whether the very concepts of ‘schism’
groups will influence the type(s) of religious and ‘order’ can be generalized to other religious
variants they find most attractive – which will traditions besides Western Christianity – and,
most likely not be the one promulgated by the for that matter, whether contemporary develop-
center authorities. The theological and organi- ments may have rendered these concepts moot
zational characteristics of these marginal vari- within Christianity itself.
ants, and of the sacred center, will determine In the second section of this chapter, possi-
whether and how peripheral religious expres- ble variations in peripheral religious groups
sions remain an accepted – or at least tolerated – will be outlined: the market niches filled by
part of the central religion, or whether they the groups, their ‘life cycles’ of growth and
ultimately separate from it. decay, etc. For orders, the differences in their
This chapter will focus on the religious continuing relationship with the denomina-
variants that arise on the periphery of – but tional center will also be described. Since it has
still are related to – the center of church and been well documented that both orders and
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ORDERS AND SCHISMS ON THE SACRED PERIPHERY 325

schismatic sects perform a key role in initiating have a greater incentive than the center elites
innovative changes within the larger religious to enlist new adherents, most are more activist
landscape,9 a third and final section will briefly in marketing their faith to the periphery.
summarize some of these innovations, and will Often, several entrepreneurial leaders may
explore the factors conducing to their adop- compete for adherents within the same periph-
tion or rejection by the religious center – and eral niche. The Protestant Reformation furnishes
by other peripheral religious groups as well. an example of competing schismatic groups in
several European countries (Presbyterians vs.
Quakers vs. Anglicans in England; Lutherans
vs. Pietists vs. Anabaptists in Germany).
FACTORS INFLUENCING THE DEVELOPMENT
Protestant sects in Latin America today exhibit
OF ORDERS AND SCHISMS
the same dynamic (Freston 1993; Green 1993;
Chesnut 1997: 172–4). Competition for con-
The Heterogeneity of Religious Markets verts between sect and sect or order and order
has often catalyzed efforts to expand and evan-
As recent ‘Rational Choice’ theorists have gelize niche populations in additional periph-
argued, societies where the religious impulse is eries. Of the fifteen largest U.S. agencies
not artificially constrained by an ecclesial or supporting overseas missionaries in 1992, all
governmental center will develop a variety of but one were supported by sectarian, rather
religious markets within its peripheries.10 The than mainline, Protestant groups. Likewise, the
amount of heterogeneity in the larger society vast majority of Catholic missionaries have
will determine the number of these ‘niche mar- been members of religious orders, who often
kets,’ for whom the center’s accepted version of competed with each other for converts (Finke
religious faith or practice is less attractive. and Wittberg 2000: 160–1). The chance to
Rural peasants in search of an explanation for engage in such missionary work provided an
capricious weather patterns may prefer a additional attraction to the order or sect: for
theodicy that emphasizes magically appeasable women or less-formally educated classes, it
gods or demons over the more theological and offered opportunities to develop their leader-
abstract versions prevalent in the center’s ver- ship and professional abilities that were rare in
sion. One ethnic group may prefer the cohe- the secular world.12 Labeling these evangeliza-
sion fostered by emotionally expressive tion efforts ‘entrepreneurial’ or pointing out
worship; another may be extremely uncom- their personal benefits is not intended to imply
fortable in such settings. Upwardly mobile that those who engage in them are motivated
capitalist classes may favor scriptures that ele- solely by desires for self-aggrandizement
vate self-help and individualism; poorer and power – although this may sometimes be
groups may gravitate toward church-based the case. It is equally possible, however, that a
movements as resources for mobilization or religious entrepreneur may be sincerely driven
support in time of need.11 by a profoundly felt religious experience. What
Peripheral dissatisfaction with the center’s counts is that, whatever his/her motivation, the
official religious belief or practice and prefer- religious variant s/he espouses fit the needs or
ence for an alternative version is often inchoate desires of a particular peripheral niche market
and unrecognized. The crystallization of better than the center’s version, and that s/he
religiously variant populations into a self- be particularly devoted to spreading it.
conscious group usually requires a precipitating While rational choice theorists may empha-
event or individual. Rational choice theorists size the efforts of religious entrepreneurs to fill
point to the specific efforts of one or more reli- market niches, other researchers attribute
gious entrepreneurs – charismatic individuals schisms to conflicts over religious resources.13
who are able, and eager, to articulate a new reli- Such conflicts are especially likely to arise, they
gious vision and collect a group of followers maintain, when a religion’s center elite attempts
around it. Since such entrepreneurial leaders to consolidate its power over peripheral groups,
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326 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

or in times of denominational mergers.14 denominations, on the other hand – even


Conflicts may also occur when the charismatic those which theoretically espoused individual
founder of a religion ages or dies, necessitating autonomy in matters of faith and practice –
‘routinization’ of his/her authority. At such have often been fractured by ‘culture wars’
times, struggles over resources and power may between center and periphery over doctrinal
erupt as potential successors and their follow- or moral diversity.19 According to this model,
ers contend for the founder’s mantle (Wallis therefore, the failure of the denominational
1979: 187–90). Finally, some peripheral groups center to allow sufficient internal variation
may desire access to a valued spiritual status or often pushes peripheral religious groups out
practice monopolized by the center; religious of the parent church into schism, while toler-
variants which provide these groups with ance for diverse beliefs and practices may
access to (e.g.) ordination, theological scholar- permit them to stay as encapsulated orders or
ship, preaching opportunities, or other recog- movements.
nized virtuoso roles may attract a large These differences in tolerance, however, may
following from the disenfranchised periphery.15 not be as clear-cut as they seem. Even ‘tolerant’
Still another spur to schism might be events faiths may discriminate in the kinds of varia-
in the larger society which lead an ethnic or tion which they will allow on their peripheries.
geographic population formerly intent on Hinduism has traditionally excluded certain
assimilating with the societal center to re- religious variants – Buddhism, for example –
define themselves in opposition to it. Once a while assimilating others (Sharot 2002: 448).
periphery comes to see itself as a separate group, Similarly, Catholicism has accepted only some
its members may be reluctant to accept the of its peripheral religious groups: for every
dominance of the center’s religious system and ‘legitimate’ religious order or movement
may attach greater significance to their own approved by Rome, even a cursory reading of
variant beliefs and practices. church history reveals groups such as the
Waldensians, Beguines, or Humiliati – to say
nothing of Luther himself – who were rejected
The Center’s Tolerance for Diversity and driven from the Church.20 Ideological tol-
erance/intolerance for internal variations may
Once constituted as a distinct and self- also wax and wane over time: the Vatican
conscious group, what determines whether a center’s acceptance of variation, especially in
peripheral religious variant remains within the governance and ritual practices, has declined
central faith system or separates from it? One markedly in recent years, as has tolerance for
factor may be the center’s ideological and orga- diversity within Hinduism. Still further com-
nizational tolerance for internal diversity plications may arise if the center and the
(Sutton and Chaves 2004: 177). Several authors periphery disagree on the insider/outsider
have noted that Catholicism, despite its repu- status of the periphery’s preferred religious
tation as a religious monopoly, has historically variant: ‘There has been a tension between the
allowed for a wide range of internal variation tendency of Hindus to consider Sikhism as a
both in rituals (e.g. the veneration of various branch or caste of Hinduism and the demand
local and/or ethnic saints) and – at least until of Sikhs to be recognized as a separate religious
recently – in government.16 Peripheral groups group’ (Sharot 2002: 448. See also Mahmood
which might have exited other denominations, 1997, and Sharot 2001: 103–4).
therefore, were often retained within
Catholicism as religious orders or as lay move-
ments.17 Many of these espoused particular The Charismatic Characteristics
theological and ritual practices distinct from of the Center
the practices of the Catholic ‘center.’18
Hinduism has similarly been considered ‘toler- In addition to the range of variants tolerated by
ant’ of internal variation. Many Protestant the religious center, the amount of veneration
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ORDERS AND SCHISMS ON THE SACRED PERIPHERY 327

accorded to the center by its peripheral popu- peripheral Islamist militants have recently
lations is also important in determining begun to deny that their countries’ govern-
whether such groups exit or remain within the mental and religious elites are ‘true’ Muslims, a
fold. Protestant Christianity, by definition, has judgment that is reciprocated by the center in
traditionally affirmed the right to exit one’s dueling fatwas.25 The Sunni–Shi’ite division is
denomination and begin a new, ‘purer’ church also becoming more acrimonious, with at least
based on the original teachings of Christ. In some Sunni leaders labeling Shi’ites as
contrast, Catholic movements seeking a return heretics.26 Even ethnically homogeneous faiths
to apostolic purity might hesitate to break such as Eastern Orthodoxy are beginning to
their ties to the sacred center. To leave the ‘One experience tensions, in the United States at
True Church’ would separate dissidents from least, between ‘cradle’ adherents and new con-
the papacy and from two millennia of apos- verts, while Orthodox churches in Eastern
tolic succession, the very source of their reli- Europe find themselves resisting the increas-
gious authenticity. Peripheral dissident groups ingly activist attempts of Protestant evangeli-
within solidly Catholic regions may thus be cals to convert their flocks.27 Whether these
more likely to create new religious orders than internal tensions will ultimately lead to formal
to break away in schism. Catholic dissidents in schisms in Orthodoxy and Islam is currently
more pluralistic religious environments may unclear. Still, although theories of globaliza-
feel freer to exit but, since a plethora of alter- tion and mass society had once assumed that
nate denominations exist, they may join one of societies and cultures would become increas-
these instead of creating a schismatic Catholic ingly homogeneous, ideological splits between
sect of their own.21 center and periphery appear to be growing,
Linking the faith of the religious center to both in numbers and in acrimony. To the
the societal center’s definition of peoplehood extent that religion is one vehicle for these
may also inhibit schism: to the extent that divisions, faiths without a previous tradition of
one’s identity as Orthodox is synonymous with schism and heresy may soon develop one. And
one’s identity as a Greek, Russian, or Serb, for globalizing missionary sects may themselves
example, it may be hard even to conceive of experience schismatic pressures as adherents
breaking from it.22 Similarly, the foundational from developing countries begin to outnum-
ideal of a pan-Islamic umma, which denies the ber those in the faith’s home base (Lawson
very validity of distinguishing between center 1998, 1999; Vance 1999: 200–2).
and periphery in Islamic society, may render it
impossible for Sunni Muslims, at least, to grant
legitimacy to attempts at sectarian schism.23 Organizational Factors
The concept of the umma has taken on added
resonance in the European Islamic diaspora, In addition to ideological factors such as toler-
where pan-Islamism provides a foundational ance of variation and reverence for the sacred
identity for deracinated, second-generation center, organizational and structural factors
immigrants.24 Due to the value accorded to within a religion or denomination may also
their sacred or societal centers, therefore, influence the exit or retention of peripheral
Catholicism and Orthodoxy may have been religious groups. However, it is not always clear
more likely to retain their peripheries as orders what the outcome of this influence will be.
or internal movements, Protestantism to expel It may be easier for a dissident group to with-
them as schismatic sects, and Islam not to rec- draw from a decentralized, congregational-
ognize the order/sect distinction to begin with. polity denomination such as the Baptists, since
Whether this will continue to be the case no formally constituted hierarchical authority
in any of these faith traditions, however, exists to punish them for doing so. On the
is unclear. The increasing intolerance of other hand, similarly decentralized faiths
Hinduism and Catholicism for internal varia- (Sunni Islam, for example) may have retained
tion has already been mentioned. Similarly, various competing schools precisely because
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328 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

there was no central authority to expel them. of mainline denominations facing a growing, if
Having a religiously authoritative central body loosely connected, network of nondenomina-
may inhibit exit from a denomination, but tional churches, parachurch organizations, and
central authorities may also expel groups that alienated individual mainline congregations –
wish to remain. And expelling a peripheral in an increasingly acrimonious culture war.
group may be precisely what is needed to feed Formally organized denominations may no
its growth, to the point that some religious longer be viable in America’s highly individual-
groups may cultivate their identity as a perse- istic religious marketplace. And, therefore, sec-
cuted periphery long after it has ceased to tarian schisms may become irrelevant as well.
apply to them in any meaningful sense.28 Other Similarly, the viability of internally encapsu-
organizational factors, such as whether a lated orders may also be declining within
potentially dissident group owns its church Catholicism, as religious pluralism and indi-
buildings and land or whether these assets are vidualism increase and Catholics feel freer to
legally the property of the denominational ‘shop around’ for readily available alternatives.
center, may inhibit or facilitate exit (Templeton This is certainly true in the United States, where
and Demerath 1998). the number of men and women in Catholic
An additional complication may be occur- religious orders has fallen from 214,932 in
ring in the United States, at least, where the 1965 to fewer than 91,000 today (Bunson 1999,
recent rise of nondenominational churches Official Catholic Directory 2005). But solidly
may make the whole question of orders and Catholic European countries such as Ireland,
schisms moot. ‘Even though they are organized Spain, and Italy have also shown dramatic
as churches (with buildings, Sunday schools, declines in both the number and the member-
budgets, choirs, clergy, and committees), [non- ship of religious orders.30 Roman Catholic offi-
denominational churches] are not fully “offi- cials may actually prefer that the Church’s
cial religions” – as historically defined. Thus disruptive peripheral groups exit rather than
researchers cannot make any general assump- remaining as religious orders with at least
tions of what affiliation with such a church the potential for alternate power and influence
means’ (McGuire 2002: 103). If it is unclear vis-à-vis the center.
what it means to be affiliated with a nonde-
nominational church, it will also be unclear
what schism from such a ‘church’ would imply. Summary
Similar conceptual vagueness may also arise
when considering formal schisms in estab- The number of peripheral religious groups –
lished denominations. Numerous observers and whether they break from the center in
have noted the declining relevance of denomi- schism or remain connected to it as orders or
national distinctions within the United States. lay movements – thus depends on a host of
It is no longer clear to most adherents what the ideological and organizational factors, as well
doctrinal and practical differences between as on precipitating events such as the activities
being (e.g.) a Methodist or a Presbyterian actu- of religious entrepreneurs or the center’s con-
ally are, beyond the address of a remote central solidation attempts. Furthermore, the ecology
office demanding its yearly assessment.29 As a of the larger religious field is constantly chang-
result, the traditional dynamics attendant ing. Over time, peripheral populations grow
upon severing a periphery’s ties to its now- more distinct or assimilate, governments
attenuated center may no longer apply, and any become more or less tolerant, imported com-
dissident congregations which do depart may petitors thrive or diminish as threats, succes-
be less likely to form new, organized sects sive generations forget the burning issues of
afterward. Religiously speaking, American their parents, and new ‘controversies du jour’
society may no longer have a single ‘center’ take center stage. The resulting environmental
from which peripheral groups can exit. turbulence not only affects the survival of
Or there may be two centers – a declining set established sects or orders and the creation of
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ORDERS AND SCHISMS ON THE SACRED PERIPHERY 329

new ones, but also calls into question the very A differentiation of offices and agencies devel-
meaning of the conceptual category ‘schism’ or ops (Chaves 1993; Gorski 2000). Some schis-
‘order’ itself. Even as it becomes more difficult matic sects grow in wealth and status,
to define what ‘schism’ from a nondenomina- becoming part of the religious center (Yinger
tional church might actually mean and as the 1970: 261–62; Stark and Finke 2000a: 154–68).
numbers of religious orders decline within At this point, of course, the newly ‘denomina-
western Catholicism, Salafist or Wahabi move- tionalized’ sect is itself vulnerable to losing the
ments in Islam are exhibiting more schismatic allegiance of the periphery from which it orig-
characteristics. It is necessary, therefore, to inated, and a new round of sectarian schism
consider not only the changing mechanisms by may begin. Some religious orders have experi-
which orders or schismatic sects arise on reli- enced a similar life cycle: with stricter Cistercian
gious peripheries, but also the kinds of orders monasteries splitting off from more lax
and sects they are (cf. Brock and Harvey, 1987). Benedictine ones; Capuchins from Franciscans,
discalced Carmelites from their predecessors.
Other orders suffered a more or less gradual
decline, followed by ultimate extinction, and
VARIETIES OF RELIGIOUS ORDERS
new orders arose in their place. However, while
AND SCHISMATIC SECTS
individual orders or schismatic sects may have
been born, grown, aged, and died, the cultural
Commonalities template for such groups has – until recently –
continued within the larger religious tradition,
Although there could, theoretically, be as many constantly giving birth to new orders or new
varieties of orders or schismatic sects as there sects that replaced the old (Francis 1950: 440;
are market niches within the religious periph- Stark and Finke 2000a: 206–7).
ery to fill, in practice certain commonalities do
exist. The ideal type of order or schismatic sect
is one that is in some way separated from ‘the Variation I: Relationship to the Center
world,’ i.e. from both the secular and the reli-
gious center.31 New sects and orders tend to Citing the common characteristics of this cul-
arise in times of religious and/or civil crisis, tural template for orders or sects, however,
resulting in recurrent waves of religious efflo- masks a wide range of variations among
rescence alternating with periods in which the individual groups which theoretically
fewer such groups appear.32 conform to it. The first is the organizational
Individual groups also exhibit similar ‘life distinctiveness of the group itself: how firm is
cycles.’33 Both orders and sects tend to experi- the boundary between it and the center?
ence an enthusiastic beginning distinguished Within Christianity, at least, schisms draw a
by widespread charismatic manifestations clear distinction between the religious center
within the leadership or among all of the mem- and the breakaway sect. Such schismatic
bers. The group exists in high tension with both boundary-drawing is almost as old as
the religious center and the surrounding secu- Christianity itself. Rival Christian groups have
lar society (Johnson 1957, 1963; Stark and contended for occupation of the religious
Finke 2000a: 142–54). A potential order may center – and mutually excommunicated
even be expelled by Church authorities at this each other in the process – since at least the
point. Upon the death of the founder and the second century (Brown 1988: 110–19; Ehrman
first generation, however, the order or sect 2003). The winner of each round succeeded in
undergoes a routinization of its initial fervor, defining the losing side as heretical, and
perhaps aggravated by conflict between the thus outside the boundary of ‘true’ religion.
deceased leader’s successors. If this transition Unless backed by elites in the secular center,
period is successfully navigated, a period these expelled groups usually faded from the
of institutionalization and stability ensues. religious scene.
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330 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Religious orders, by definition, have avoided Faithful,’ it does not need any official recogni-
expulsion and remained connected to the tion at all. ‘It is well that from the very begin-
center in greater or lesser degree. Even orders, ning Church authority may be informed of the
however, have varied in how distinctly their project; but prudence may dictate not involving
boundaries vis-à-vis the center were drawn, the authority immediately’ (Gambari 1991: 17)
and, as a result, in how difficult or necessary it Alternatively, the bishop might publicly com-
might be to reconcile any competing claims for mend the project and appoint an official liai-
the members’ allegiance. This was especially son or supervisor for it, while still requiring it to
the case with the male orders: to what extent remain in an unofficial status. Many, if not most,
were ordained Benedictines, Franciscans, and of the new groups within Catholicism have
other religious order priests subject to the local remained at this stage for the entire duration
bishop, especially if they staffed parishes within of their existence.
the latter’s jurisdiction? Or to what extent did Official Church status begins with a group’s
the ordained members of these orders see formal designation by its bishop as a ‘Public
themselves primarily as parish priests rather Association of the Faithful.’ The bishop is con-
than monks or friars (Hennessey 1997)? sidered to be the appropriate judge of the
Commitment to an order has always co- proper time to grant this status. However, there
existed uneasily with the allegiance demanded are no established guidelines to help the bishop
by the religious center. As a result, faiths with in this decision – nor, conversely, to protect
strong centers, such as Roman Catholicism, petitioning groups from the arbitrary applica-
have taken care to insure that their internal tion of idiosyncratic standards on the part of
orders remain subordinate to the center’s different bishops (Gambari 1991: 17, 21).
authority.34 Even ecclesiolae that are not Similarly, there are no published criteria
full-fledged religious orders, such as the for when a Public Association of the Faithful
Neocatechumenate or charismatic prayer is ready for the next step – designation as a
groups, have been ‘reined in’ when center full-fledged diocesan or papal religious order.
authorities feared they were inappropriately In an attempt to resolve these statutory ambi-
usurping their members’ loyalty (Allen 2006). guities, one ad hoc committee of the U.S. dioce-
Church officials have even attempted to sup- san officials (‘Vicars for Religious’) responsible
press such groups entirely, and have regularly for overseeing religious orders attempted to
issued decrees forbidding the establishment of draw up a set of guidelines for when a new
any additional ones – usually at the precise group would be eligible for official status:
time when a new wave of such foundations was
beginning.35 Only when the new orders proved • The members of the group should live in
their usefulness – by retaining or attracting community for ... at least three years, work-
peripheral groups otherwise vulnerable to ing out their way of life and writing down
schism, for example, or by bolstering a pope’s their rules.
or bishop’s power vis-à-vis the state or • After the group has a certain stability – at
other clerics – did the central Church authori- least three years of living together and at
ties officially, if grudgingly, legitimate their least six members – the group may then ask
existence.36 the diocesan bishop to give it temporary
Similarly today, Catholicism’s leadership has recognition as an Association of the Faithful.
made little provision for the legitimation of This period of temporary recognition shall
new religious orders, despite the fact that sev- not last longer than ten years.
eral hundred such groups are being established • Before making application to the local
in various parts of the world.37 Whenever a bishop for formal approval as a [Public]
new potential order arises in the Catholic Association of the Faithful, there should be
Church, bishops have a range of options for a fair number of members – at least ten – and
how to deal with it. As long as the group a long term – at least seven years – of public
remains a ‘Private Association of the Christian testimony to their lives (Seif 1994: 189).
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ORDERS AND SCHISMS ON THE SACRED PERIPHERY 331

However, neither the membership criteria nor Some bishops have granted a group its official
the time limits in these guidelines have any Public Association status immediately; others
legal foundation in Church law. Bishops were require a wait of years. ‘Groups’ as small as one
free to disregard them at will and have fre- or two members are recognized in some dioce-
quently done so. ses; others must wait until they have at least ten
A second difficulty relates to the ongoing or twelve people who have stayed for longer
role of the bishop. Officially, he is responsible than a year. Some public associations are
not only for initially certifying the new public allowed to accept members who have trans-
association of the faithful, but also for contin- ferred from established religious orders; others
uing to guide its spiritual and organizational are not. The founders of one new order were
development until it achieves official status told to develop their group’s spirituality and
as a full-fledged religious order (Gambari ethos (its ‘charism’) independently, without
1991: 18–19). In actuality, however, the bish- undergoing any training or mentoring with an
ops have few or no organizational incentives to established religious order; another group was
fulfill this role. In fact, there are disincentives. required to participate in precisely such men-
As the founder of one new religious order toring for several years before it could be
put it: approved (Wittberg 1996b: 165). Some new
No one can blame a bishop for trying to avoid extra
groups have been restricted in whether they
work. There’s so much on the average bishop’s plate can wear a religious habit, what they can call
now that any more would seem cruel. And so, when a themselves, or even ‘whether a sign can be
new community, following the directions of Canon Law, posted outside or not’ (Seif 1994: 191), while
approaches their [bishop], it’s probably natural for others are encouraged to adopt the full accou-
him to groan a bit – more work. Unfortunately, many
do more than just that. More than a few simply refuse
trements and practices of a traditional reli-
to answer mail – my own experience will attest to gious order immediately upon their founding.
that. Then I remember one bishop from New England These inconsistencies lose nothing in the telling
whom we contacted... who did write back, proudly as they are recounted among the new commu-
advising me that he has a policy against accepting nities, and the members at times exhibit a sense
any new communities... . He has since gone on to
another diocese, where one of his first acts was to dis-
that at least some Church officials are trying
band a new community he inherited when he landed to get rid of them.
there (Farrell 1992). In spite of these negative experiences, how-
ever, many new Catholic associations perceive
Many nascent orders have had to petition
their own local Church officials as welcoming
scores of bishops before finding one that
and helpful. In addition, the new orders often
would allow them to live in his diocese – and
receive assistance from established orders.
even once such an invitation was extended,
The national federations of the Franciscan,
there was no guarantee it would not later be
Benedictine, and Carmelite orders have assisted
rescinded. Once present in a diocese, even
numerous new associations within their
unofficially, many groups have been kept wait-
respective traditions: mentoring their finances,
ing, sometimes for decades, without being
inviting them to workshops and retreats, or
granted official status.
interceding for them with Roman authorities.
Since clear guidelines for granting official
Even the local vicars for religious have been
status do not exist, there are widespread incon-
generally well-disposed, despite expressing
sistencies from diocese to diocese. This leads
some reservations about the financial viability
to confusion on both sides:
and membership stability of the groups under
You can go from chancery office to chancery office and their care (Wittberg 1996b: 169–72).
get vastly different information, if you get any informa- In contrast to Catholicism, peripheral
tion at all from these people, because they’re pretty
Protestant movements are more likely to end
much in the dark... . They’ll pretend they know what to
do, but – No, really, our vicar for religious is a fine man. in schism from the parent denomination than
But there’s nothing out there to tell you what to do in encapsulation within it, although denomi-
(Quoted in Wittberg 1996b: 165). nations may vary in whether they immediately
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332 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

expel dissidents or attempt to paper over dis- Methodism’s central doctrines or worship
agreements for years, or even decades, in order styles, but with the limited leadership roles and
to remain united.38 Whether a split is inter- segregated facilities allotted to them in the
preted as being due to a niche demand for a eighteenth-century Methodist Episcopal
different worship style or doctrine, or to the churches of New York City and Philadelphia
desire of virtuosi for a more rigorous faith, or (Lincoln and Mamiya 1990: 49–58; Washington
to a conflict between contending parties over 1972: 36–46). Separating from an established
church power and resources, such schisms are order or denomination thus provided an alter-
‘the primary source of new denominations’ in native source of spiritual or temporal power to
the United States. In subsequent generations, the otherwise powerless groups. Additionally,
causes of the original schism may no longer be however, these splits left both groups more
relevant. Ethnic groups may assimilate, rigor- ethnically homogeneous internally – and more
ous faith demands may once again attenuate, distinct from each other – than before.
power balances may shift, and separated Since it is difficult for any organization, once
denominations which split over these issues established, to change its institutionalized goals
may once again merge. and operations, the distinctive demographic
composition of an order’s or a sect’s initial
market niche fundamentally shapes its subse-
Variation II: Internal Composition quent identity and activities.40 Catholic orders
have traditionally addressed some societal or
In addition to variations in whether and how a ecclesial disjuncture which was not being filled
peripheral order or sect relates to its religious by the center’s version of the faith at the time of
center, such groups also vary in their internal their founding. Early monastic orders, for
composition. Some have appealed primarily to example, arose because some fourth, fifth, and
women, others to men. Some have attracted the sixth-century Christians wished to model an
rural poor, others the rising but disenfranchised ideal Christian social order in a time of civil and
middle class, and still others a particular ethnic ecclesial decay (Francis 1950: 437–43; Lawrence
or racial minority. Within contemporary 1989: 31). The mendicant friars of the thir-
Catholicism, some religious orders are predom- teenth and fourteenth centuries evangelized the
inantly young, while others have no members rising commercial classes in the newly revived
under the age of fifty. This differential attractive- medieval cities, whose religious needs and
ness thus results in orders or sects that are inter- desires were not being met by the stagnant
nally homogeneous, but which differ from each rural monasteries (Little 1978: 173–202).
other in race, class, or some other characteristic. Sixteenth-century ‘apostolic’ orders focused on
While Rational Choice theorists may renewing the Church to meet the challenges of
emphasize attraction to a particular niche as the Reformation: for male orders such as the
the reason for diversity across sects or orders, Jesuits, this included extensive missionary
another cause might be their original forma- work; for female orders such as the Ursulines, it
tion from struggles between contending inter- included primarily teaching (Rapley 1990: 84).
nal factions. Several Catholic religious orders Over time, the needs and composition of
in the United States and Canada owe their exis- both the religious center and the periphery
tence, not to their doctrinal or ritual appeal for inevitably change, spawning new under-served
a particular peripheral niche population, but (and old over-served) niche markets. With the
to the secession of (e.g.) Polish-descended sisters ascendancy of a new order or sect better
from an ethnically German order in which adapted to this new environment, established
they had occupied an inferior status, or of orders or denominations had to conform to the
Francophone sisters from Irish-dominated new model of the upstart groups, or else face
Canadian orders.39 Similarly, the formation of decline and extinction (Finke and Stark 1992).
the AME and CME denominations was due to By the nineteenth century, therefore, the vast
African Americans’ dissatisfaction, not with majority of Catholic religious orders were of
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ORDERS AND SCHISMS ON THE SACRED PERIPHERY 333

the ‘apostolic’ variety: the sisters engaged in occupying various stages in a sort of corporate
teaching, nursing, and social service, while the life cycle. At any one time, some orders or sects
men were occupied primarily with higher edu- may be small, enthusiastic, poor, and growing;
cation and retreat work. Even formerly monas- others may be large, established, and wealthy;
tic and mendicant/evangelizing orders were while still others may be shrinking and demor-
increasingly adapted to the apostolic model: alized, with a largely elderly membership.
Benedictine, Franciscan, and Dominican Numerous scholars have noted that both sects
sisters taught and nursed in much the same and religious orders typically progress through
types of settings as ‘apostolic’ groups such these stages over a 100 to 200-year period.43
as the Ursulines or Sisters of Mercy did, Rational Choice theory would postulate that
while Benedictine monks and Franciscan or this movement happens because the groups
Dominican friars ran colleges and worked in have diluted their distinctive demands in order
parishes. This homogenization was such that, to appeal to a larger range of potential mem-
by the end of the nineteenth century, all of the bers, ‘thereby moving away from the market
women’s orders received constitutions from niche(s) in which they were originally based,’
Rome that were identical except for a single increasing the number of free riders, and
paragraph at the end listing the ‘works’ they attenuating their original fervor (Stark and
would do, their official title, and the name Finke 2000a: 205). But this may be only one
of their founder (Lozano 1983: 3). Not until causal factor in the process. To the extent that
after the Second Vatican Council (1963–66) the religious environment of any society is tur-
did the monastic and mendicant orders bulent, with niches arising and vanishing over
attempt to re-differentiate themselves from time, sects and orders may simply outlive their
the apostolic mold. appeal (see Kauffman 1991). The birth, growth,
Societal and cultural changes in the late and extinction of schismatic sects may thus
twentieth century have again altered the reli- serve an adaptive function for Protestantism as
gious environment – and thus the available a whole within this turbulent environment.
market niches – for both Catholic orders and Catholic religious orders, by undergoing these
Protestant sectarian groups. With the assimila- life cycles within themselves, may spare the
tion of the immigrants and the growing larger Church from a similar fate (Finke and
bureaucratization of Catholic schools, hospi- Wittberg 2000: 154). It is to the creative and
tals, and social agencies, the apostolic orders adaptive function of orders and schisms that
began to decline in numbers. At the same time, we now turn.
cloistered monastic orders have begun to expe-
rience a modest resurgence in Catholicism,
and a limited number of such groups were
THE CREATIVE ROLE OF
even begun in some Protestant denomina-
ORDERS AND SCHISMS
tions.41 Interestingly, religious orders in
Eastern Orthodoxy and Buddhism appear to
be moving in the opposite direction: both were Despite their belief that sectarian groups were
primarily monastic and contemplative until inferior to more mainstream churches, early
the late twentieth century and are now begin- scholars noted that it was the former, not the
ning to engage in ‘useful’ works such as teach- latter, which were the source of creativity and
ing and social service.42 adaptation for the religious field as a whole.44
Some of these innovations were in worship
styles: Luther and Wesley wrote hymns using
Variation III: Stage in Organizational popular language and melodies; Thomas
Life Cycle Aquinas (a Dominican) and Francis of Assisi
composed lyric poetry which Catholics
Another way in which religious orders and still sing today. Other innovations were doctri-
schismatic sectarian groups may differ is by nal: (e.g.) the early monks’ development of
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334 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

asceticism as an alternative for martyrdom, the Elites may also refuse to adopt a peripheral
medieval friars’ articulation of a theology for group’s innovation, not because it lacks ideo-
the budding mercantile economy of the thir- logical legitimacy, but because it threatens
teenth century, or Luther’s doctrine of salva- their own power and position. In the face of
tion by faith. Still others were pastoral: the the center’s resistance, the ultimate success of a
Dominicans perfected the idea of the sermon periphery’s innovations may depend on its
targeted to a specific audience and even wrote ability to mobilize adequate material and tactical
‘how to’ books on the subject; the Jesuits resources to promote them. However appealing
invented the idea of a spiritual retreat. The new theologies or practices might be to a poten-
camp meetings of the ‘upstart’ Protestant sects tial niche market, they cannot be adopted if the
and the parish missions of nineteenth-century niches never learn of them. Resources needed to
Catholic orders such as the Redemptorists reach these markets would include the avail-
served to re-awaken spiritual fervor in the ability of productive recruitment networks,
masses.45 reliable sources of revenue, access to media or
other publicity outlets, and flexible decision-
making structures. These may or may not be
Innovation: Adaptation and Resistance available to relatively marginalized peripheral
groups. Alternatively, a long-established center
What determines whether the innovations of elite may have grown unused to wielding
peripheral sects or orders are adopted by the its power in the face of an organized peripheral
center? Studies of a variety of religious tradi- insurgency. Ammerman (1990: 168–211),
tions have claimed, first of all, that the success for example, describes the failure of center
of peripheral innovations depends on whether elites in the Southern Baptist Convention to
the center is open to syncretism and ‘brico- resist a takeover of the denomination by its
lage.’46 Center elites are frequently embedded fundamentalist periphery.
in larger institutional expectations which may According to social movement theorists,
inhibit such change. The increasing profes- strengths and weaknesses in its surrounding
sionalization of religious elites may encourage environment – its ‘opportunity structure’ –
a sort of ‘mimetic isomorphism,’ whereby also help determine the success or failure of a
denominational officials take their cues from peripheral group (Tarrow 1989: 34–5, 83–7).
their peers in other established denomina- When faced by powerful elite resistance,
tions, rather than adopting the innovative upstart sects or orders may have to move to
alternatives advocated by their own, delegiti- areas where the center’s reach is weak, or to ally
mated, periphery (Finke 2004: 24; Wuthnow themselves with powerful patrons in the secu-
and Cadge 2004: 363).47 Thus, in contrast to lar center, in order to gain traction for their
earlier times when seminaries may have been innovations.48
on the cutting edge of denominational change,
today’s professional training is more likely to
discourage clergy from adopting the innovations
CONCLUSIONS
of peripheral groups (Cherry 1995: 128–51;
Carroll et al. 1997: 204–50). At the extreme,
center authorities may even choose to allow Religions exist in turbulent and unpredictable
their denomination to die rather than abandon environments, which are made increasingly
established theological or pastoral practices precarious by accelerating technological inno-
respected by their peers for more successful vations and widening globalization. As a result,
peripheral innovations (Finke and Stark 1992: the centers of any denomination or faith tradi-
98–9). Of course, such a choice insures that tion must be open to periodic and profound
peripheral sects will continue to grow and, internal changes in order to survive. But
in time, will supplant the declining elite as a numerous organizational studies have cast
new center. serious doubt on whether center elites can ever
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ORDERS AND SCHISMS ON THE SACRED PERIPHERY 335

initiate adaptive change sufficient for their sur- account the full panoply of forces which they
vival. Neo-Institutionalists point to interlock- initiate and to which they are subject. It is
ing expectations upholding the status quo; hoped that this chapter will aid in this effort.
sociologists studying internal organizational
culture cite the difficulty even of imagining
change; critical theorists point to the intransi-
gence of entrenched power elites; organiza- NOTES
tional ecologists hold that organizational
‘dinosaurs’ must simply die out and yield the 1. For the Durkheimian tradition, see Durkheim (1965:
field to competitive upstarts better adapted to 62); Greeley (1972: 108–25) and Turner (1991: xxi). See
the changed environment. In churches as in Marx (1963: 43, 44, 122) for religion as an instrument of
oppression; see Yinger (1970: 7); Weber (1958: 275);
other organizations, adaptive change occurs in
Meslin (1972) and Wittberg (1996a: 64) for the view that
periodic cycles of extinction and resurgence.49 the purpose of religion is to enact a spiritual response to
Orders and sects have filled precisely this the basic dilemmas of a culture. See Berger and Luckmann
‘upstart’ adaptive role within the periphery of (1966); Berger (1967: 24); Luckmann (1967: 23);
Western religious denominations. Without the Malinowski (1944) and Homans (1941) for the role of reli-
gion in defining reality. For an example of how religion
creative doctrinal, ritual, and pastoral innova-
can provide power resources, see the research by (e.g.)
tions which these groups provide, established Lincoln and Mamiya (1990); Hunt and Hunt (1977);
churches would become less and less able to Nelsen and Nelsen (1975), and Marx (1967: 99–101) on
provide meaning, belonging, and support to the role of African-American churches in fostering Black
the ever-changing peripheries of their soci- militancy.
2. Weber (1963b: 192–3) makes this point. For example,
eties. As similar turbulence begins to affect the
see Finke and Stark (1992: 85–90) on the attraction of
religious and secular centers of other parts of ‘simple preaching’ by uneducated Methodist preachers
the world, orders and schisms may become over the scholarly theological sermons of nineteenth-
more prevalent even in faith traditions not century Congregationalist and Presbyterian clergy.
previously subject to them. On the other hand, 3. Stark and Finke (2000a: 198); Argyle and Beit-
Hallahmi (1975), and Iannaccone (1988, 1990) all make
environmental turbulence in the postmodern
this point.
West may have increased to the point that even 4. Mannheim (1952) makes this point about the differ-
full-fledged schisms or orders do not have time ing generational worldviews of successive age cohorts;
fully to develop, and a congeries of even more Weber (1958: 270) notes the possibility of generational
ephemeral nondenominational churches and change in religions. See for example, the movement toward
parachurch movements has taken their place. traditionalism among at least some contemporary
Catholic youth (Davidson et al. 1997: 145–54).
This adaptation to a turbulent environment 5. Shils (1975: 3–11) introduces these concepts.
is a constantly contested process. Center elites However, he considers primarily geographic and socio-
resist yielding their place to upstart peripheral economic peripheries. In contrast, this essay will be con-
groups, who must contend with the center – sidering religious peripheries – which may or may not be
and with each other – for the resources they based on geography or class. A good discussion of inter-
locking religious and economic elites can be found in
need to prevail. Elites, too, may be divided, Farnsley et al. (2004: 27–30, 50–3, 76). Other peripheries,
allying with or repudiating peripheral groups such as gay/lesbian groups, could also fit this model.
as their own interests dictate. It is not simply a 6. This is in contrast to externally originated religious
matter of the order or sect with the most func- manifestations: ‘cults’ imported from alien traditions
tionally adaptive innovations being destined to (Johnson 1963, 1971; Stark and Bainbridge 1985) or the
faiths of colonial peoples ruled by overlords with a differ-
win; the skill and cunning of its leaders, the ent – or no – religious faith. Imported ‘cults’ such as the
alliances they can make with powerful patrons Unification Church or Rastafarianism, as well as colonized
and supporters, and their access to networks of religions such as Irish Catholicism under British rule or
recruits and publicists, all play an essential part the Egyptian Coptic church, will not be discussed here,
even though both are, admittedly, peripheral to the social
in the struggle. The study of orders and
and religious centers of their respective societies.
schisms in all their rich variety, as they arise on 7. Within Roman Catholicism, the term ‘order’ has
the sacred periphery and move – or fail to a specific canonical meaning. Only a fraction of the reli-
move – to the religious center, must take into gious groups of men, and very few of the women’s groups,
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336 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

are officially ‘orders.’ While male Benedictines, An example of the latter might be the departure of some
Franciscans, Dominicans, etc. are orders, only cloistered Presbyterian congregations after the creation of the
contemplative nuns can claim this status. Active groups of PCUSA (Templeton and Demerath 1998).
religious women – teachers, nurses, and the like – are 15. Brown (1988: 787, 143) notes that clerical ascen-
called religious ‘congregations’ and their members are dancy in second- and third-century Christianity had
called ‘sisters,’ not ‘nuns.’ To complicate things further, denied virtuoso status to the laity; the monastic and
there are additional categories such as ‘secular institutes’ eremitical lives of the early desert fathers and mothers
and ‘societies of apostolic life.’ In this chapter, however, the were a reaction to this. Rapley (1990: 5–6) and Buckley
word ‘order’ will be used for all formally organized ecclesi- (1989: 28) made a similar observation for the virtuoso role
olae in Catholicism, as well as for parallel structures within of contemplative women in Catholic religious orders. For
Anglicanism, Eastern Orthodoxy, Hinduism and the appeal of schismatic sects to women, see McNamara
Buddhism. (1985: 68) and Pagels (1976: 299) for the Gnostics, Bynum
8. ‘Schism,’ too, has had other, variant meanings which (1987: 123) for the Waldensians, and Rapley (1990: 11–20)
are not used here. The ‘Great Papal Schism’ of the early for the Protestant reformers. Currently, in Latin America
1400s stemmed, not from a periphery splitting off from and among the Hispanic population in the United States,
the religious center, but from three competing factions evangelical ‘sects’ offer opportunities for religious leader-
vying for control of this center. The schism between ship to men and women whose class, gender and/or edu-
Western and Eastern Orthodox churches (AD 1054) also cational status would disqualify them from formal
does not fit the center-periphery schema used here. Some ministry within Catholicism. (See Deck 1994: 412; Martin
modern cases, too, are ambiguous: the split between the 1990: 283–4; and Bastian 1998).
newly merged PC (USA) and dissident congregations of the 16. Finke and Wittberg (2000); Carroll (1996b); Sharot
former PCUS is difficult to fit into the center-periphery (2002); Iannaccone (1992: 170), and Diotallevi (2002)
model (Templeton and Demerath 1998). make this point. This was especially true, Sharot notes, of
9. A point made by – among others – Troeltsch (1950); the medieval Church, whose religious pluralism ‘was made
Wach (1944); Demerath and Hammond (1969); Gannon possible by the often highly autonomous functioning of
(1980); Winter (1980); Stark and Bainbridge (1985); the Church’s various divisions and branches, such as bish-
Wittberg (1994); Finke (1997a, 1997b); Demerath et al. oprics, abbeys, colleges, guilds, religious orders, confrater-
(1998); and Finke and Wittberg (2000). nities, and parishes’ (2002: 447. See also Walters 2002: 73–4).
10. Stark and Finke (2000a: 193–201); Finke and Stark Only in the mid-nineteenth century, Carroll (1989: 27)
(1992); Nauta (1994: 48–9). While many critics have dis- notes, did Church authorities begin to try to standardize
puted other aspects of Rational Choice Theory (see Sharot and homogenize Catholic theology, ritual, and governance.
2002: 446–7 for a list), its insight about the development See also Burns (1992).
of pluralistic alternatives in open religious markets seems 17. Weber (1963b: 619–78, 733–57), Troeltsch (1950:
to hold true. 723), and Francis (1950: 440) were the first to point out
11. For tensions between peasant and clerical versions of how important it has been for Catholicism to be able to
Catholicism, see Schneider (1990); Behar (1990); Brandes retain its peripheral virtuosi as a safety valve within the
(1990) and Tomasi (1975: 143). Orsi (1985) and Carroll larger institution, thus ‘counteracting both sectarianism
(1989: 31) describe the discomfort of second-generation and license’ (Francis 1950: 440). More recently, see also
Irish-Americans when confronted with the worship styles Gannon (1980: 159) and Finke and Wittberg (2000).
of the newly arrived Italian immigrant Catholics. See 18. Carroll (1989: 27–8); Hynes (1989), and Olson
McKibben (2005) for the religious preferences of (1988: 378–84) describe these rituals and beliefs for
upwardly-mobile classes; see Shirley (1997) and Warren peripheral ethnic variants of Catholicism; Orsi (1996:
(2001) for the church-based mobilization of the poor. See 40–2) charts a similar development for second-generation
also the strength of Catholicism in Quebec, Ireland, and Catholic laywomen devoted to St. Jude. Tomasi (1975: 152)
Poland, precisely because it served as a vehicle for nationalist calls Italian national parishes ‘quasi-sects.’ Lozano (1983: 7)
resistance to a religiously-alien overlord (Fahey 1992: 254; notes that many Catholic orders also saw themselves as fol-
Abramson 1988). lowing a parallel calling distinct from the common
12. Foley (1992) and Rapley (1990: 21) note this moti- Christian vocation – a self-perception which many bishops
vation among nuns in eighteenth-century Quebec; Weber held in suspicion.
(1986: 302); Boyd and Brackenridge (1983: 170); Brereton 19. See Ammerman (1990: 248–52); Farnsley (1994),
and Klein (1979: 308–9), and Cnaan et al. (1999: 196) note and Grammich (1999) for examples of this in Baptist
that missionary work was one of the few ways a nineteenth- churches. See Smith (1998: 210–16) for a discussion of the
century Protestant woman could follow a professional paradox of Evangelical Protestants espousing both the
career in medicine or social work. freedom of individuals to make their own decisions about
13. Sutton and Chaves (2004) advance this explanation. religious matters and the necessity of using American law
See Leatham (2003) for an illustration of resource-driven and government to enforce ‘Christian’ principles.
schism in a Mexican millenarian sect. 20. Little (1978: 119); McDonnell (1969: 35) and
14. An example of the former might be the schismatic Kaelber (1998) give examples of this uneven process of
‘Old Catholics,’ who broke from Roman Catholicism after acceptance/rejection for emerging Catholic religious
the declaration of Papal Infallibility by Vatican Council I. orders in medieval Europe.
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ORDERS AND SCHISMS ON THE SACRED PERIPHERY 337

21. Hostie (1983: 279, 282–86) notes that new religious have few options in secular society. And, in Latin America
orders have historically been more likely to arise in solidly at least, sectarian churches compete in Catholicism for the
Catholic countries such as Spain, Italy, or France, and that allegiance of these peripheral groups.
the density of such new foundations decreases as one 31. Francis (1950: 439–40) makes this point for reli-
moves away from the Catholic center. This does not mean, gious orders; Johnson (1963); Stark (1964); Stark and
of course that orders founded in the center cannot move to Bainbridge (1985) and Stark and Finke (2000a: 145) for
peripheral areas and even flourish there – witness the sectarian groups. See also Gannon (1980: 168–70).
membership growth of European religious orders in North 32. Lozano (1983: 46) states that new religious orders
America in the nineteenth century and in Southern and ‘are born as a result of a return to the Gospel during
Eastern Asia in the late twentieth (Wittberg 1994: 2, 39; a period when the church is undergoing powerful
1996a: 6). But they are less likely to begin there. pressures.’ See Hostie (1983: 289–308); Gannon (1980:
22. This also holds true when faiths are vehicles for 161), and Wittberg (1994: 31–42) for a summary of
nationalist resistance to a religiously-alien colonial over- these ‘waves of foundation’ for Catholic religious orders.
lord. See Beyer (1989: 11); Hynes (1989); Abramson (1988: See Hatch (1989) for a discussion of the recurrent periods
8), and Sorrell (1989: 340) who discuss this dynamic for of schismatic sectarian efflorescence in American
Irish, Polish, and Quèbecois Catholics. Protestantism.
23. Ahmed (2002: 63–4) notes that, while there have 33. Hostie (1983: 82–5) postulates a 100- to 200-year
been numerous millenarian and reform movements life cycle for Catholic religious orders. See Hostie (1983:
within Islam, as well as many different schools of Koranic 58–69); Knowles (1976); Froese (1985); Hinnebusch
interpretation, none of these have ever attempted to exit (1973: 1311), and Wittberg (1994: 171–94) for a descrip-
Islam. Nor, until recently, have the Sunni variants tion of these life cycles in Catholic Religious orders.
attempted to label other variants schismatic or heretical. Stark and Finke (2000a: 206–7) note a similar life cycle
Shi’ism, on the other hand, precisely because it admits of for Protestant denominations.
a center authority, is much more prone to schism. 34. One official document on new religious orders men-
24. Kepel (1994: 35) makes this point. See also Goody tions their subordination to the Church hierarchy or to
(2004: 97–8); Mayer 2002), and Roy (2005). canon law in at least 66 of its 101 numbered paragraphs
25. See Cimino and Mayer (2006); Burt (2003), and (Gambari 1991).
Kurzman (2003). Kepel (1994: 31–2) notes that most 35. This is documented, for different eras, by Lawrence
Islamic militants were peripheral to the Sunni religious (1989: 228); Padburg (1989: 21), and Rapley (1990: 21),
center – the ulemas of their respective home countries. among others. See Lozano (1983: 67–70); Frazee (1982:
Most ‘have found their own way into the sacred texts, 263–4); Rapley (1990: 33); McNamara (1996: 317–23,
which they read and interpret without reference to the 461–5), and Wittberg (1994: 78–82) for accounts of episco-
learned commentaries of the ulemas.’ Recently, the new pal and papal suppression of religions orders: Hinnebusch
mufti of Syria expressed deep concern about the unre- (1973: 1309–10) and O’Malley (1993: 285–96) note that
strained issuing of fatwas by individuals and competing the orders could achieve a certain amount of leverage
groups (Cimino and Mayer 2006: 2). Among African by playing off bishops against the pope.
American Muslims, there are a plethora of sectarian divi- 36. Rapley (1990: 25) notes that the Jesuits offered the
sions, perhaps as a result of lingering Christian influence papacy a ‘strike force’ useful to extend papal authority, but
on the leadership (Skerry 2005: 20). at the price of accepting the very ‘mixed’ (i.e. non-monas-
26. Wiktorowicz (2005). Ahmed (2002: 57) notes that tic) hybrid form of religious order the Church had just
there are no differences in beliefs between Sunnis and condemned at the Council of Trent. Similarly, the
Shi’ites, and that, in the past, neither considered the other Daughters of Charity were allowed to exist uncloistered –
to be un-Islamic. in defiance of the Trent’s decrees – because of the usefulness
27. See Krindatch (2005: 306) and Gallagher (2005) of their services (Rapley 1990: 86).
for Orthodoxy in the United States. See Froese (2004) for 37. See Pingault (1989) for the establishment of
religious competition in the post-Soviet states. new religious orders in France; see the Center for
28. Frykholm (2004: 15, 17, 20, 34, 184) and the Applied Research on the Apostolate (1999, 2007) for
Smith (1998: 89, 121–4) illustrate this point within the new religious orders in the United States. This official
American Evangelical community. Templeton and reluctance is in contrast to the historically anomalous
Demerath (1998) describe the factors that inhibit a dissat- situation in the nineteenth century, when bishops actively
isfied congregation from exiting the PCUSA, as well as established religious orders as center institutions
the factors that led the denomination’s elites to facilitate to assist in the works of the diocese, or to increase their
their departure. power vis-à-vis Rome. (See Wittberg 1994: 86–9 for a
29. Wolfe (2003: 42–9) and Wuthnow (1988: 97) make summary.)
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of religion. over the ordination of homosexuals would be an example
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(1996). Church officials may point to booming popula- See Hayes (2004).
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Asia. However, many of these, especially the women, Thompson (1989, 1992) for these dynamics in the
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16
Faith-Based Initiatives

A R T H U R E . FA R N S L E Y I I

The term ‘faith-based initiatives’ refers to a issue comes to a head because of the conflu-
new way of understanding the partnership ence of two, seemingly disparate, streams: the
between government and religious organiza- U.S. is widely noted as the most religious of
tions to deliver social services and strengthen Western democracies, and the U.S. Constitution
community ties. Faith-based initiatives seek to explicitly limits the links between religion and
expand that partnership by lowering the barri- government. Faith-based initiatives provide an
ers between religion and government, making unusually clear window into this sometimes
it possible for faith-based organizations to tense combination.
maintain their religious, even sectarian, charac- Faith-based initiatives are a matter of public
ter while using public funds to deliver services. policy relevant to political scientists and econ-
By this definition, faith-based initiatives are omists, but they also raise several issues of
of primary interest in the American context. To special concern for sociologists of religion.
be sure, complex and varied relationships This renegotiation of institutional boundaries
between religion and government exist in vir- provides five key areas for sociological analysis:
tually every national context. Demerath’s (1) the changing nature of organizations;
Crossing the Gods: World Religions and Worldly (2) the institutional relationship between
Politics (2001) highlights the intriguing simi- church and state; (3) the role of mediating insti-
larities and differences in those relationships tutions, both secular and religious, in American
dependent both on the faith traditions and society; (4) the expanding role of congrega-
the historical political structures involved. tions; and (5) the increasingly prominent role
The affinity between Christianity and the of conservative evangelicals in public policy.
democratic foundations of Western nation-
states is a staple of the sociological diet, in
Europe as well as in the Americas. Beckford
FAITH-BASED INITIATIVES IN CONTEXT
(2005) makes the interesting point that in the
United Kingdom, religious difference is so
tightly tied to ethnic difference that govern- The United States government works in concert
ment’s interaction with religion can be under- with a variety of other organizations to provide
stood as an attempt to manage growing social services of all kinds. In some cases, the
diversity. In the United States, however, the federal government uses public revenues and
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346 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

public employees to offer services directly. and must not exclude or marginalize citizens
In other cases, state and local governments are who claim other, or no, religious affiliation.
the providers, sometimes with financial assis- Faith-based initiatives should be under-
tance from the federal government. Government stood in the context of both this complex social
at all levels pays external, private contractors to service web and this Constitutional limitation
provide services for a fee. on partnership between religion and govern-
Many kinds of religious organizations also ment. What is new, interesting, and controver-
provide social services. Most world religions sial about these initiatives is the attempt to
call their followers toward charity and good strengthen the link between government funding
works. Sometimes this good work is offered and religious social service offerings by weakening
ad hoc by individuals or congregations; some- the restrictions imposed by strict interpretations
times it is offered through cooperative agencies of the First Amendment.
created specifically for that purpose. A variety There is nothing new or especially contro-
of private, secular agencies and organizations versial about government funding for reli-
also provide social services using revenues from giously affiliated social service agencies.
multiple sources. Religious groups have cared for the poor and
It is tempting to imagine social services unfortunate since America’s founding and,
proceeding on three separate tracks – public/ especially in the early days, the distinction
government, private/religious, and private/ between local religion and local government
secular – but the reality is considerably more was seldom as clearly delineated as the
complex. Private citizens have both religious Constitutional restrictions on federal involve-
and secular reasons for lobbying government ment in religion. Over time, state and federal
to spend public funds in ways they consider government assumed an ever greater role in
worthwhile. Government issues contracts to service provision, a story much too long and
private service providers, both religious and complex to be related here. As government’s role
secular, and has done so for decades. Individuals increased, the relative role of private providers –
move back and forth among these institutions both religious and secular – necessarily changed
as leaders, volunteers, and financial supporters. too. Some operated independently, using
In societies where the national government donations from citizens who were also already
assumes the overwhelming share of responsi- paying taxes. Some became contractors hired
bility for social well-being, the institutional by the government to provide services on its
arrangement is truly two-tiered, with govern- behalf. Many developed a mixed strategy, using
ment occupying the first level and all other both private and public funds.
efforts below it in supplemental roles. In the Although religious organizations have
U.S., where there is steady pressure to limit the always been able to use their private funds to
reach of the national government, the arrange- deliver any (or no) services as they saw fit, those
ment looks much more like a web in which who became government contractors faced
federal, state, and local government overlaps restrictions grounded in First Amendment
with both secular and religious private efforts. limits on ‘establishment.’ Government could
As if this mix were not complex enough, it is not fund activities that were clearly sectarian,
further complicated by the uneasy relationship such as those aimed at conversion or at
between religion and government in the U.S. strengthening theological beliefs. Congregations –
The First Amendment to the U.S. Constitution churches, synagogues, mosques, temples – do
states that, ‘Congress shall make no law not usually make this distinction so boldly;
respecting an establishment of religion, or pro- their mission is to deliver both material and
hibiting the free exercise thereof.’ American spiritual comfort as part of the same package.
courts have repeatedly found that when gov- Because it is difficult to separate support for
ernment intersects with religion, governmental their material missions from support for their
activities must have a secular purpose, must spiritual ones, government generally eschewed
not advance any particular religious interest, support for congregations and contracted with
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FAITH-BASED INITIATIVES 347

large agencies designed specifically to provide It is crucial to remember that these faith-
services. based agencies working in partnership with
But if government tended to shy away from government have only ever been a small part
direct involvement with congregations, its sup- of the total religious social service effort.
port for faith-based social service agencies has Individuals of faith, their congregations, and
long been strong. Over time, government and their explicitly sectarian agencies use their own
the faith-based agencies negotiated an under- funds to provide services of all kinds, from
stood agreement subject to challenges and tin- small donations and food pantries to family
kering at the edges. Non-profit service agencies counseling, job training, and education.
could compete for and receive public funding Because these efforts are done without govern-
so long as they behaved in a manner consistent ment money, they can be as religious, evange-
with government’s secular purposes. Their listic, and sectarian as they wish. If private
religious motivation was not an issue so long groups want to include scripture reading and
as their practices conformed to government’s evangelization as part of their service delivery,
non-sectarian standards. These agencies could they face no legal restrictions.
not, for instance, deny service to clients who
were not members of their religion. They
could not discriminate in hiring, meaning that
HOW CHARITABLE CHOICE
they could not deny employment to others
CHANGED THE EQUATION
who held different, even very different, religious
beliefs. They could not evangelize or prosely-
tize, at least not in programs supported by ‘Faith-based initiatives’ represent a fundamen-
public funds. tal re-negotiation of the limits to partnership
The exact location of the boundaries created between government and religious groups. In
by these restrictions was subject to constant the old model described above, government at
redefinition as the courts attempted to apply all levels was cautious in its involvement.
‘establishment’ limits to evolving laws and Service agencies with religious roots were
practices. Many faith traditions developed required to demonstrate that their state-funded
large, bureaucratic agencies that were rooted in programs would be thoroughly non-sectarian.
their religious beliefs but were operated inde- The presumption was that church-state part-
pendently as not-for-profit corporations that nerships risked violating the Establishment
conformed to Constitutional requirements. In Clause, so the burden to prove adequate sepa-
practice, there was usually little difference ration was on those who proposed or sup-
between these faith-based non-profit organi- ported such partnerships. In the new model
zations and their secular counterparts, even if captured by the term ‘faith-based initiative,’
their underlying philosophies were sometimes government encourages – sometimes even
very different. Government contracted with promotes – service provision by agencies with
these provider agencies, whether secular or reli- religious roots. Government now presumes
gious, as the situation demanded. For instance, these programs are both effective and legally
if a Jewish Federation could do a better job of secure; the burden to prove otherwise has
settling Russian, Jewish, immigrants, it could shifted to critics who fear government might
compete for contracts to do so, just as Catholic be supporting religious ideas or practices.
Charities might claim an advantage in working This important change in emphasis began in
with certain other ethnic clients. If Lutheran the 1980s. The Emergency Food and Shelter
Child and Family Services, the American Program, begun by Congress in 1983, estab-
Friends Service Committee, or a Salvation Army lished a coalition that included Catholic
agency could make the case that it was the Charities, the National Council of Churches
preferable provider in a given situation, it could of Christ, United Jewish Charities, and the
receive the government contract so long as its Salvation Army all under the guidance of
activities did not cross the Constitutional line. the Federal Emergency Management Agency.
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348 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

The Adolescent Family Life Act encouraged But the provisions marked the momentous
‘family members, religious and charitable change in emphasis noted above. The old
organizations’ to take up the effort to educate understanding that faith-based agencies had to
teens about sexuality and pregnancy. By 1990, maintain an essentially non-sectarian charac-
the Child Care and Development Block ter was gone. What supporters of the old
Grant Act required states to ‘maximize’ the model of partnership had considered cautious
choices available to eligible parents, including was defined by proponents of the new model
sectarian agencies among those choices (Farris as hostile. In the new model, faith-based
et al. 2004). groups could keep all of their sectarian charac-
But the focal point of the change occurred ter so long as they did not use direct govern-
during the Clinton administration in 1996 when ment funding for specifically sectarian
Congress passed the Personal Responsibility purposes. And if their funding was indirect, if
and Work Opportunities Reconciliation it came, for instance, from vouchers brought
Act (PRWORA) containing the so-called ‘char- by clients who had a free choice of service
itable choice’ provisions. For the first time, providers, then even those minimal restric-
federal law made clear the shift from a tions did not apply.
presumption of church-state caution to one of The charitable choice provisions set the new
church-state promotion. Indeed, for several standard, opening the way for a wave of part-
years the changes now known as ‘faith-based nerships among government at all levels and
initiatives’ were referred to as ‘charitable religious groups of all kinds. The term ‘faith-
choice.’ based’ came to be preferred because it covered
These provisions redefined government’s the widest range of organizations and did not
former hesitation about religion as potential suggest that their activities themselves were
discrimination against religious providers and strictly religious. So a large, bureaucratic,
provided new definitions of the Constitutional charitable agency such as Goodwill could be
limits. For instance, state governments that faith-based and so could a small, storefront
received PRWORA money were not required congregation. The point, especially to support-
to hire private contractors but, if they hired ers of the new changes, was that these groups
any, then they were explicitly required to allow had religious roots and religious motives – that
faith-based contractors to compete for those is, they had a religious base – but they provided
funds. If state law forbade religious groups services that served a secular, public purpose.
from participating, then PRWORA funds had ‘Faith-based initiatives’ came to be the catch-
to be kept in a separate account for which reli- all phrase capable of covering the many pro-
gious groups could compete. Moreover, these grams that developed beyond the specific pool
groups could not be discriminated against of funds covered by the original Charitable
because of their religious character. Eligible reli- Choice provisions in 1996.
gious groups could have sectarian elements in By the 2000 presidential election, candi-
their mission statements and could use those dates Bush and Gore were both promising to
criteria to select officers and board members. expand the partnership between government
They could prefer to hire co-religionists, and faith-based groups. The Bush administra-
although state and local anti-discrimination tion carried through on this promise, though
laws might still apply. They could not be required not without setbacks both internal and exter-
to ‘remove religious art, icons, scripture, or other nal to the debate. Internally, the administra-
symbols.’ tion faced strong opposition from civil
The charitable choice provisions did not libertarians who favored the older, more cau-
change the First Amendment’s minimal tious model. These critics were leery of the
requirements. Religious groups receiving first level of changes enacted as part of sweep-
direct funding under this program were ing welfare reforms through the 1990s. They
expressly prohibited from using them for ‘sec- were increasingly vocal as the administration
tarian worship, instruction, or proselytization.’ sought to expand these reforms. Externally,
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FAITH-BASED INITIATIVES 349

the disastrous effects of 9/11 forced the RELEVANT ISSUES FOR THE
administration to put both its energy and its SOCIOLOGY OF RELIGION
moral capital elsewhere.
Because of this resistance and necessary
The sociology of religion offers an unusually
change in priorities, faith-based initiatives
good vantage point from which to frame these
lost steam in Congress and few legislative
significant changes in their fullest social con-
changes occurred. But the administration
text. As noted above, sociologists are especially
pushed ahead, creating faith-based offices
interested in organizational theory, including
in several cabinet departments and directing
the relationship between church and state, the
money toward these efforts where possible.
role of mediating institutions, and the chang-
In starkest terms, what could be changed by
ing role of congregations as a type of religious
Executive Order was changed; what could
organization. Those more interested in
only be done with Congressional approval
resource mobilization turned their attention
was not.
to the rising political role of conservative
But this hardly exhausted the reach of
evangelicals.
charitable choice and faith-based initiatives.
The legal changes already enacted gave state
and local government considerable new lati-
tude and potentially new responsibilities. Organizational Analysis
Those who wanted to promote expanded part-
nerships with religious groups now had much Sociologists joined a broad interdisciplinary
more freedom to do so. Even those who mix as organizational theory was more aggres-
remained cautious now had to worry that any sively applied to religion. Demerath et al. (1997)
contracting activities that avoided religious described both how religious groups take on
groups could be construed as discriminatory. secular characteristics borrowed from political
Many states made explicit efforts to educate and economic organization and how secular
faith-based groups about their rights to apply organizations take on certain sacred character-
as contractors. In some places, a kind of istics. They made the compelling argument that
affirmative action preferring faith-based religious organizations were not an isolated
providers arose either as a statement of intent case and not necessarily unique.
or as a precaution. Their work drew from other organizational
There are today as many combinations of theorists outside the sociology of religion,
partnership between government, private/secu- most notably Carl Milofsky, Walter Powell, and
lar, and private/religious providers as there are Paul DiMaggio, who were already treating con-
states and municipalities to manage them. If gregations and faith-based non-profit groups
anything, the web of providers is today even as constituent elements in neighborhood
more complex because services have devolved ecologies (Milofsky 1988). Treating congrega-
from greater centralized, national control tions as ‘neighborhood organizations’ rather
toward state and local levels since the mid-1980s. than as essentially ‘sacred’ or ‘spiritual’ groups
The church-state relationship in the U.S. is represented a major change in thinking about
not, nor has it ever been, ‘all or nothing.’ religion’s role in public life. Those who studied
Government provided funding for programs different kinds of organizations – in the non-
with religious underpinnings even when profit field, in social work, and in sociology of
that partnership was defined by caution. religion – saw very early the implications of the
Government still does not fund sectarian or new government-religion partnership in
evangelistic activities even though the partner- which local faith-based groups would be
ship is now defined by advocacy and promo- treated as neighborhood organizations capable
tion. The change is one of emphasis based on a of being alternate providers that could be
revised interpretation of the First Amendment’s directed toward community-building or
restrictions. social-service ends.
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350 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Two other efforts to take the long, wide view and state.’ Legal scholars and political scientists
of the changes underway deserve special men- led the way both in documenting and raising
tion. Thomas Jeavons (1994) attempts to clarify, questions about these changes. Ira Lupu and
or at least to highlight, the dualistic position Robert Tuttle (2005) paced the discussion in
faith communities always occupied. Their mem- the legal community, publishing many papers
bers were attracted primarily because these and briefs tracing the case law surrounding the
communities met personal needs, but many of changes. Black et al. (2005) surveyed the polit-
those needs pointed them outward toward ical machinations aimed at changing laws
service. Moreover, the majority of fellow citi- where possible or instituting executive orders
zens looking on expected congregations to when legal change proved too difficult.
serve, both by creating individuals of character A coalition of think-tanks, public policy
who would serve in other organizational set- institutes, and individual lawyers and academ-
tings and by offering programs of their own. ics helped clear the ground for the changes.
Much of the literature about congregations’ One of the earliest and most influential contri-
roles, to which we return below, drew from butions came from journalist Marvin Olasky
this early description. (1992), who claimed social services worsened
A second, even more overarching, perspec- dramatically as America shifted away from
tive came later from Robert Wuthnow (2004). private/religious service provision toward
Wuthnow analyzes religion’s role across the federal/public responsibility. Most prominent
service spectrum, from volunteering to the among the think-tanks that took up the policy
character and expectations of service recipi- shift was the Center for Public Justice, which
ents to the importance of human and social not only helped in the formulation of the 1996
capital. Echoing Jeavons, he points out essen- ‘charitable choice’ laws, but also provided early
tial differences between faith-based non- guidebooks informing congregations and
profits that have adopted a ‘service provider other organizations of their new ‘rights’ as
model’ and congregations that continue to potential applicants for funding and remind-
hold a religious-transformation model. ing governments of their new obligations to
Wuthnow also emphasizes the problem of ensure non-discrimination for religious
homogenization raised by Milofsky and the groups (Carlson-Theis 2000; Esbeck et al.
earlier organizational theorists. With more 2004). Other reports followed quickly, detail-
government funding comes ever greater pres- ing the role and responsibilities of faith-based
sure toward uniformity. As others had noted groups (Sherman 2001).
before, Wuthnow emphasizes the social risks of Almost immediately a counter-coalition
allowing congregations to change their organi- began to take shape. Americans United for the
zational characteristics. As one observer put it, Separation of Church and State quickly took
‘Who will do what they used to do?’ the lead, but a flurry of books, articles, and
reports questioned both the Constitutional
legitimacy and the practical efficacy of
Church and State attempts to shift public funding toward local
religious organizations with clearly sectarian
Thinking about religious organizations and practices. Titles like ‘Can Churches Save the
their relationship to other kinds of organiza- Cities?’ and ‘In God They Trust?’ became
tion took many shapes. Not surprisingly, common (Klein 1997; Kramnick and Moore
church-state issues immediately grabbed, and 1997). Social work scholar Robert Wineburg
still command, the bulk of public attention wrote one of the earliest academic challenges
(see Demerath in this volume). Commentators to the evolving ‘new’ partnership model
from all sides correctly recognized a major (Wineburg 2000).
reinterpretation of the Establishment Clause, a Historians were quick to point out that from
new understanding of what Thomas Jefferson one point of view the new changes were a
called ‘the wall of separation between church matter of degree, not type. Congregations,
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FAITH-BASED INITIATIVES 351

denominations, and their affiliated service Berger and Neuhaus’s To Empower People:
agencies have always been part of the American The Role of Mediating Structures in Public Policy
social service infrastructure (Mapes 2004). The (1977) was an early manifesto of the changes
question was not ‘if ’ government could pro- envisioned. It highlighted the manner by
vide funding to faith-based organizations, but which an expanded federal state alienates indi-
what the limits were. Likewise, sociologists rec- viduals and suggested that smaller institutions –
ognized that large, overarching institutions like families, schools, congregations – could act as
‘church’ and ‘state’ are not so neatly separated effective buffers. This same line of thought
in practice as they are in theory. Still, the accu- runs through much of the early literature tout-
mulated changes known as ‘faith-based initia- ing first Charitable Choice and then faith-
tives’ could not be dismissed as a minor based initiatives. Neighborhood reformers like
reinterpretation, either of the Constitution or McKnight and Kretzmann (1993) argued that
of established institutional roles. Faith-based civic planners had focused too much on neigh-
initiatives quickly became a fault line in the borhoods’ liabilities and paid insufficient
ongoing culture wars, a symbol of the split attention to their assets. Among these assets
between those who wanted to reassert the civic were the much-ballyhooed ‘social capital’
importance of traditionalism and majoritari- made famous by Robert Putnam (2000) and
anism, on the one hand, and those who believed the strength of their mediating institutions,
governmental neutrality was best accom- most notably churches and other religious
plished by leaving religion to individuals and organizations. Henry Cisneros, Secretary for
their privately chosen associations. Such a Housing and Urban Development in the
major change in principle, even when accom- Clinton Administration, claimed that congre-
panied by haphazard changes in practice, gations were the last, best hope in many
signaled other underlying social changes. depressed neighborhoods (Cisneros 1996).
John DiIulio (1997), who later became the first
director of President Bush’s Office of Faith-
Mediating Institutions and Based Initiatives, talked up the advantages
Community Renewal of faith-based service provision for urban,
especially black-urban, youth.
The most pervasive, but in many ways the This mantra – that local congregations could
most abstract, of these changes involves the do a better job than welfare bureaucrats – was
role of mediating institutions in American the reformers’ rallying cry. Their arguments
life. Whatever else can be said of the neo- rested on three basic assumptions:
conservative political resurgence traced to the
1980 presidential election, the reformers have (1) That congregations knew their social envi-
steadily beat the drum for strengthening the ronments and their individual neighbors –
role of smaller, local institutions over against their potential clients – better than other
the federal government. This is not to say that service providers could.
the federal government has become smaller, at (2) That congregations are smaller and that
least in budget terms, but that conservative ‘smallness’ is better because it allows for
policies have consistently sought to increase greater flexibility and customization of
local control by families, religious groups, local services.
school systems, and local government. The (3) That congregations do not merely provide
entire project of welfare reform, most closely services, they also provide ‘values’. This is
associated with the Democratic administration tied to the underlying conviction that what
of Bill Clinton, was premised on the idea of poor people need is not simply material
‘devolution.’ Where possible, the goal was to assistance, but to become better people.
shift tasks down from the federal level to the
smallest, most local level of organization capable Each of these assumptions is championed by
of fulfilling the required task. different reformers and each is challenged
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352 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

from the other side. Critics were especially organizations were relatively small, had little
quick to note the problems that congregations money to spare, and were generally uninter-
faced both as government contractors and as ested in government collaborations. He had
would-be service providers, despite the fact also been among the first to note that African-
that most congregations provide some services American congregations were statistically
on a regular basis (Farnsley 2003). But from the much more likely to take advantage of the new
sociology of religion’s point of view, the most partnership opportunities (Chaves and Higgins,
compelling feature of these claims is that con- 1992). Arthur Farnsley (2003) echoed many of
gregations became the focal organization. No those same findings in his case study of faith-
one was previously arguing about government based reforms undertaken in Indianapolis, IN,
providing funding to the ‘essentially non- a city whose mayor was keen to trumpet the
sectarian’ service groups that had religious success of private community groups.
roots. Everyone, it seemed, was prepared to A number of other sociologists of religion
argue about congregations as the new locus turned at least a little of their attention to the
of service devolution. changes. Nancy Ammerman (2005), whose
research includes multiple national studies of
congregational activities, is especially attuned
The Changing Role of Congregations to the variety of partnerships common to con-
gregations. Without taking a political stand,
In the great academic division of labor, First she says that faith-based initiatives pose a ‘chal-
Amendment issues often fall to the legal and lenge,’ especially for conservatives who must
political science communities. Likewise, ques- ‘occupy that new territory in a way that
tions about neighborhoods and mediating enhances rather than diminishes their ability
institutions interest social workers, econo- to build bridges’ (Ammerman 2005: 264).
mists, and sociologists outside the field of reli-
gion. But sociologists of religion, especially
those who focus on organizations, stepped to The Expanding Public Role of
the fore as the role of congregations became Conservative Evangelicals
a key sticking point in the national debate.
Social work professor Ram Cnaan offered Not every sociological analysis of faith-based
early praise for congregations as part of a large, initiatives focused on organizational aspects,
private safety net. A colleague of both faith- either within types of religious groups or
based supporter John DiIulio and faith-based among the many different groups that make
critic Robert Wineburg in some of the earliest up American society. Some sociologists, espe-
research into the topic, Cnaan argued that con- cially those interested in resource mobiliza-
gregations already do much more than most tion, turned their attention to the growing
people realize and should be supported in any strength of the religious group most clearly
way that increases their efforts. He offered involved in instituting the new reforms.
broadly optimistic estimates of what congrega- A wealth of sociological literature running
tions were doing and what they could do back into the 1980s described the rise of the
(Cnaan et al. 2000; Cnaan 2004). Supporter ‘New Christian Right,’ as it was once called,
Amy Sherman (2001) worked with various and the increasing public prominence of con-
policy think-tanks both to tout the expanding servative, evangelical Christians. Anson Shupe
role of congregations and to offer those same (1982) and Jeffrey Hadden (Hadden and
groups advice and support. Shupe 1986) were discussing the political
Students of congregations were quick to views of Christian fundamentalists, and their
challenge the optimistic analysis coming from potential social consequences, even before the
faith-based supporters. Mark Chaves (2004) so-called Reagan Revolution, and long before
used his national survey of congregations the rest of the country started thinking about
to point out that the vast majority of those the Moral Majority or red states and blue states.
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FAITH-BASED INITIATIVES 353

Sociologists and historians have shared the in religion risked establishment, so would-be
responsibility for analyzing this significant contractors had to prove their activities were
segment of American society, producing non-sectarian. The new arrangement pre-
works such as Marsden’s Fundamentalism sumes social services offered by reputable con-
and American Culture (1980), Ammerman’s tractors have legitimate public value. The
Bible Believers (1987), Hunter’s American burden to prove such activities are sectarian,
Evangelicalism (1983), and Smith’s more recent and thus unconstitutional, falls to critics.
Christian America: What Evangelicals Really What defenders of the old model saw as a
Want (2002). cautious desire to ensure government neutral-
But it was Hunter who raised the most ity, critics saw as unjustified hostility toward
telling point with his Culture Wars (1991), in religion. What supporters of the new model
which he describes a social battle between lib- see as a level playing field, critics see as cross-
eral individualists and conservative tradition- ing a hard-won Constitutional line keeping
alists that creates the principal fault line in church and state safely separate.
American society. Wuthnow’s Restructuring of Any discussion of the new arrangement must
American Religion (1988) places that same begin with the stipulation that the changes are
fault line within, rather than between, some of of degree, not type. The fiction that govern-
America’s most important religious traditions, ment never funds religious organizations is
especially its denominations. deeply ingrained in the popular imagination,
Sociologists today analyze the religious but it has never been a reality. Government is a
roots of political cultural disagreement from primary funder for many very large service
many different perspectives. Some see lurking organizations with religious roots. Nothing in
cultural boundaries rooted in region, race, and the new arrangement changes the firm
social class. Others see rational choices made Constitutional ban on ‘establishing’ religion;
by people who favor some sorts of goods, again, a change in degree, not type. But the
whether personal or social, over others and degree is significant. As with gay marriage, gun
act accordingly. Some argue for the power of control, and abortion rights, there is consider-
ideology, some about the ability to mobilize able underlying disagreement in America
resources and forge links between specific sets about the relationship among individual liberty,
of ideas and practices. As journalists and polit- government responsibility, and the relative role
ical scientists turned toward the notion that of non-governmental institutions. The Bill of
political allegiance now hinges on one’s atti- Rights remains the same, but the social context
tude toward ‘God, Guns, and Gays,’ sociologists is considerably different.
of religion found a broad audience who The sociology of religion has much to say
wanted to know about the connection between about those contextual differences. First and
religion, morality, and political involvement. foremost, the institutions and organizations
have changed. Government today plays a much
larger role than it did in 1776, 1876, or 1976
(the ‘Reagan Revolution’s’ stated desire to limit
CONCLUSIONS AND FUTURE
government notwithstanding). Congregations
DIRECTIONS FOR RESEARCH
play a much different role too. Organizational
sociology helps us understand these changes
Students of American history know that the and the effects they have had on our social
term ‘New Deal’ was already in use, but faith- choices.
based initiatives represent a reshuffling of their Three specific kinds of changes have war-
own, albeit on a much smaller scale. Supporters ranted special attention. Sociologists have been
of government funding for faith-based social interested in the relationship between religion
services have renegotiated the boundaries and government, and organizationally
of church-state separation. The old arrange- between church and state, from the earliest
ment presumed any government involvement work of Marx, Weber, and Durkheim. The new
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354 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

arrangement raises questions for Constitutional was worth fighting for. Thanks in part to the
scholars and political scientists, to be sure, but steady drumbeat of civil libertarian dissent and
it sits right in the sociologist’s wheelhouse. The non-partisan research that questioned the
role of mediating institutions in America has reforms’ efficacy, faith-based initiatives got
been, likewise, a foundational interest since the short shrift in the legislature. President Bush
seminal work of Tocqueville. The new church- responded by using Executive Order to create
state arrangement highlighted social changes offices and programs that did not require
that had been underway for decades. Finally, Congressional approval. Supporters of the ini-
congregational studies are a more recent devel- tiatives ‘won’ because the President delivered
opment in which sociologists of religion the promised programs; critics won by stop-
learned to borrow liberally from organizational ping further development where possible.
theorists. In such a rationalized, bureaucrati- Of course, both sides also ‘lost’ in the sense that
cally directed society, could it possibly be critics were unable to stop the President from
otherwise? The new church-state arrangement using his office and supporters could not enlist
provided fertile ground for scholars interested enough votes to expand as they hoped.
in congregations. National interest also receded because the
Although organizational questions domi- faith-based initiatives, like welfare funding
nate the literature today, sociologists of reli- itself, moved down to the state and local level,
gion interested in resource mobilization were with governors and state legislators making the
writing about the ascendance of conservative decisions. At the local level, even the state level,
evangelicals long before faith-based initiatives differences tend to get watered down and cov-
came along. In many ways, the story of faith- ered over. Big-idea groups like the Christian
based initiatives is the story of late twentieth- Coalition and the American Civil Liberties
century conservative evangelicalism writ small. Union are relatively weaker. Debates tend to
Analysis of that movement, including the role focus on past precedent, best practices, and
of welfare reform within it, is far from com- other pragmatic issues. Thus faith-based initia-
plete, and sociologists of religion will continue tives quietly merged into everyday life in the
to pace the conversation. world of government, congregational mission,
Where is future analysis likely to go? That and social work. As always, the strength or
depends, in part, on the future course of public weakness of a state’s budget was a very strong
policy. September 11, 2001, the invasion of factor in determining whether potential
Afghanistan, and the subsequent invasion of reform was desirable or even possible. The rel-
Iraq made it difficult for faith-based initiatives ative strength of the majority party or the
to attract much interest. Religion stories governor, and the relative homogeneity or
abound in the national media, including sto- diversity of the state’s populace, determined
ries about conservative evangelicals, but this how far reformers or critics could try to push
interesting slice of American institutional the envelope.
order could not sustain ongoing public atten- Faith-based initiatives are unlikely to push
tion. Even as culture clashes go, with religious substantive issues like the Iraq war, or more
conservatives battling civil libertarians, this emotional cultural issues like gay marriage,
issue fails to generate the heat thrown off by off the front page in the near term. But the
the abortion and gay marriage controversies. changes in church-state definitions are gen-
By the middle of his second term, President uine and politicians, pastors, and social
George W. Bush could hardly afford to waste workers will all be dealing with them for
any political capital on an issue more likely to generations. Religion’s public role and its rela-
rile his opponents than to stoke his supporters. tionship to government as defined in the
Momentous external events were not the Constitution have made a real, if somewhat
only reason faith-based interest receded. To subtle, shift. Sociologists of religion will con-
some degree, both sides lost; and both sides tinue to document the change and analyze its
won enough that it was not clear what was left implications.
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REFERENCES
Organizations to Staff on a Religious Basis.
Center for Public Justice.
Ammerman, Nancy 1987. The Bible Believers. Farnsley, Arthur E. II 2003. Rising Expectations:
New Brunswick: Rutgers University Press. Urban Congregations Welfare Reform and Community
Ammerman, Nancy 2005. Pillars of Faith: American Life. Bloomington, IN: Indiana University Press.
Congregations and their Partners. Berkeley, CA: Farris, Anne, Richard P. Nathan and David J. Wright
University of California Press. 2004. The Expanding Administrative Presidency:
Beckford, James 2005. ‘Faith Communities and the George W. Bush and the Faith-Based Initiative.
British State.’ Unpublished paper presented at the Roundtable on Religion and Social Policy.
annual meeting of the American Sociological Hadden, Jeffrey K. and Anson Shupe (eds) 1986.
Association, Philadelphia. Prophetic Religious Politics: Religion and the
Berger, Peter and R. J. Neuhaus. 1977. To Empower Political Order. NY: Paragon House.
People: The Role of Mediating Structures in Public Hunter, James 1983. American Evangelicalism.
Policy. Washington, DC: American Enterprise New Brunswick, NJ: University of Rutgers Press.
Institute. Hunter, James 1991. Culture Wars: The Struggle to
Black, Amy, Douglas Koopman and David Ryden Define America. New York: Basic Books.
2005. Of Little Faith: The Politics of George W. Bush’s Jeavons, Thomas. 1994. When the Bottom Line is
Faith-Based Initiatives. Washington: Georgetown Faithfulness: The Management of Christian
University Press. Service Organizations. Bloomington, IN: Indiana
Carlson-Theis, Stanley 2000. Charitable Choice University Press.
for Welfare and Community Services: An Klein, Joe 1997. ‘In God They Trust.’ New Yorker
Implementation Guide for State, Local, and Federal Magazine, June 16, 40-8.
Officials. Center for Public Justice. Kramnick, Isaac and Laurence Moore 1997. ‘Can
Chaves, Mark 2004. Congregations in America. the Churches Save the Cities? Faith-based
Cambridge, MA: Harvard University Press. Services and the Constitution.’ American Prospect
Chaves, Mark and Lynn Higgins 1992. ‘Comparing 35: 47-53.
the Community Involvement of Black and White Lupu, Ira and Robert Tuttle 2005. The State of
Congregations.’ Journal for the Scientific Study of the Law 2005: Legal Developments Affecting
Religion 31: 425-40. Partnerships Between Government and Faith-Based
Cisneros, Henry 1996. ‘Higher Ground: Faith Organizations. Albany, NY: Nelson Rockefeller
Communities and Community Building.’ Essay Institute of Government, SUNY.
published as brochure by Department of Mapes, Mary 2004. A Public Charity: Religion and
Housing and Urban Development. Social Welfare in Indianapolis, 1929–2002.
Cnaan, Ram, Robert Wineburg and Stephanie Bloomington, IN: Indiana University Press.
Boddie 2000. The Newer Deal: Social Work and Marsden, George 1980. Fundamentalism and
Religion in Partnership. New York: Columbia American Culture: The Shaping of 20th Century
University Press. Evangelicalism. New York: Oxford University Press.
Cnaan, Ram 2004. The Invisible Caring Hand: McKnight, John and John Kretzmann 1993.
American Congregations and the Provision of Building Communities from the Inside Out: A
Welfare. New York University Press. Path Toward Finding and Mobilizing Community
Demerath, N. J. III 2001. Crossing the Gods: World Assets. Evanston, IL: Northwestern University
Religions and Worldly Politics. New Brunswick, Press.
NJ: Rutgers University Press. Milofsky, Carl (ed.) 1988. Community Organizations.
Demerath, N. J. III, Peter Dobkin Hall, Terry New Haven: Yale University Press.
Schmidt, Rhys Williams (eds) 1997. Sacred Olasky, Marvin 1992. The Tragedy of American
Companies: Organizational Aspects of Religion Compassion. Washington: Regnery Gateway Press.
and Religious Aspects of Organization. New York: Putnam, Robert 2000. Bowling Alone: The Collapse
Oxford University Press. and Revival of American Community. New York:
DiIulio, John 1997. ‘Lord’s Work: Church and the Simon and Schuster.
Civil Society Sector’ and ‘Spiritual Capital Can Sherman, Amy 2001. Charitable Choice Handbook
Save Inner City Youth.’ Reports to the Brookings for Ministry Leaders. Center for Public Justice.
Institution. Shupe, Anson D. 1982. Born Again Politics and the
Esbeck, Carl, Stanley Carlson-Theis and Ronald Moral Majority: What Social Surveys Really Show.
Sider 2004. The Freedom of Faith-Based NY: Edwin Mellen Press.
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Smith, Christian 2002. Christian America? What Wuthnow, Robert 1988. The Restructuring of
Evangelicals Really Want. Berkeley, CA: University American Religion. Princeton, NJ: Princeton
of California Press. University Press.
Wineburg, Robert 2000. A Limited Partnership: Wuthnow, Robert 2004. Saving America? Faith Based
The Politics of Religion, Welfare, and Social Services and the Future of Civil Society. Princeton,
Service. New York: Columbia University Press. NJ: Princeton University Press.
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17
Religion on the Internet

DOUGL AS E. COWAN

Claude Lévi-Strauss would be proud. At those who participate in it are actually doing
its most basic level, a computer is Urim and when they are online is rather more difficult.
Thummim – yes/no; on/off; open/closed – a set There is, of course, the technological defini-
of binary distinctions that has grown into such tion: the World Wide Web is a network of
ever-increasing complexity that the founda- interlinked computers whose purpose is to
tions of its technology have been utterly lost to facilitate the unrestricted flow of information
the vast majority of those who use computers between the varied millions of terminals that
on a daily basis, lost in the hype and glitz of its constitute that network, and whose principal
alleged potential, and lost further as it becomes dictum is ‘data must flow’ (cf. Abbate 1999;
ever more common, ever more deeply embed- Berners-Lee 2000; Gillies and Cailliau 2000;
ded in the fabric of our daily lives. Berger and Hafner and Lyon 1996). At the level of the user,
Luckmann (1966), as well, would be proud though, within fairly fixed and identifiable
that the process by which we forget, by which limits its function varies. For some it is a neces-
we bury the social construction of reality – sary tool of employment – whether routing
externalization, objectivation, and internaliza- packages for an express shipping service, man-
tion – has been so well and truly demonstrated aging multinational business transactions,
by the computer and its virtual progeny, the auctioning a wide variety of commodities
Internet. online, or conducting research for an essay on
Few would contest the claim that one of the religion and the Internet. For a much larger
most influential technological innovations of constituency, it has become an enjoyable pas-
the late twentieth century has been the popular time, a way to keep in touch with friends and
emergence of the Internet, especially in its family, interact with like-minded persons
most recognizable form, the World Wide Web. around the world, and explore areas of interest
In little more than a decade, the Web has gone that might not otherwise be open to them. For
from an electronic curiosity, the almost exclu- still others, though a significantly smaller
sive province of a small population of techno- group than either of these other two, aspects of
logical cogniscenti, to an integral part of daily Internet use have taken on the character of a
life for hundreds of millions of people world- lifestyle – online gamers and political
wide. Yet, to say precisely what the Internet ‘is,’ Webloggers, for example, who could no more
what social function it serves, or even what imagine life unconnected to the Internet than
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358 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

they could a day without caffeine, cigarettes, or with no obvious controls on the quality of
C-SPAN. Though there may still be some who information presented online, this raises the
regard the Internet as little more than a cul- significant question of who determines what
tural adjunct, sociologists interested in a wide constitutes ‘clear, sound ethical principles,’ and
variety of phenomena ignore the influence of in whose interest the ecclesial gatekeepers of
the Web only at their peril. these concepts propose to manage perceived
Since the mid-1990s scholars have regularly transgressions.
noted religion’s massive online presence ‘The Church and Internet,’ on the other
(O’Leary 1996) and have tried both to map its hand, specifically addresses the role of the
contours, and to make sense of the various uses World Wide Web in the lived religion of
to which religious people are putting this Roman Catholics, and the responsibility of the
newest of human communication technolo- Church to safeguard the boundaries of accept-
gies. In this chapter, I would like to survey able belief and practice that could be chal-
those attempts at cartography, explore a few of lenged by unregulated computer mediation.
the conceptual frameworks scholars have used Most significantly, the report declares unequiv-
to understand the continuum that stretches ocally that ‘virtual reality is no substitute for
between religion online and online religion, the Real Presence of Christ in the Eucharist,
and suggest the outlines of research that has the sacramental reality of the other sacraments,
still to be conducted. To begin, though, con- and shared worship in a flesh-and-blood
sider these three brief vignettes, screenshots of human community. There are no sacraments
religious life on the World Wide Web. Each on the Internet; and even the religious experi-
reveals salient questions that should be consid- ences possible there by the grace of God are
ered by sociologists interested in religion and, insufficient apart from real-world interaction
or on, the Internet. with persons of faith’ (Pontifical Council
2002a). That is, while many Roman Catholics
may be online, online interaction will never
replace one’s lived Roman Catholicism. Roman
THREE VIGNETTES
Catholics around the world may have become
accustomed to hearing Mass on the radio or
‘The First Areopagus of the Modern Age’: watching it on television, but the interactivity
The Vatican and the Internet (or, as some would argue, the illusion of
interactivity) presented by the Internet cannot
In 1990 Pope John Paul II called the vast com- in any way substitute for the physical encounter
plex of worldwide communications media ‘the of the worshipper with the worshipping
first Areopagus of the modern age.’ Twelve community.
years later, the Pontifical Council for Social Despite the proscription contained in ‘The
Communications issued two documents that Church and Internet,’ which would presum-
directly address the unavoidable reality of the ably include such devotional practices as the
Internet as an integral part of that complex – Adoration of the Blessed Sacrament, there are
‘The Church and Internet’ and ‘Ethics in indications that at least some Catholics regard
Internet’ (2002a, 2002b). Pointing out in a gen- computer-mediated adoration as a significant
eral way the various benefits and drawbacks of option in their lives. Unable to travel to a
life on the Web – the advantages of increased chapel where the Blessed Sacrament has been
communication as well as the hazards of com- reserved for devotional adoration, for example,
munication that is increasingly unregulated – a number of believers are turning to Web sites
‘Ethics in Internet’ stated that the World Wide that upload digital images of the Host. Seeing
Web only has positive social value ‘if it is used this as a viable devotional practice, some even
in light of clear, sound ethical principles, espe- report miracles and apparitions associated
cially the virtue of solidarity’ (Pontifical with their online adoration. Because it lacks
Council 2002b). Because the Internet operates the explicit blessing of the Church, however,
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RELIGION ON THE INTERNET 359

and following the declarations in ‘The 2003a, 2004; Grossman 1995, 1997; Lippard
Church and Internet,’ others regard it as prob- and Jacobsen 1995a, 1995b; Peckham 1998).
lematic at best, idolatrous at worst (see Cowan For years prior to the popular emergence of
2006). the World Wide Web, Scientologists had tried
This single example raises some of the most in a variety of ways to silence or forestall online
fundamental questions of religion and the criticism of the Church’s beliefs and activities.
Internet. Are Internet users simply seeking They flooded newsgroups with spam postings,
religious information or are they actually employed ‘cancelbot’ software to automatically
attempting to practice some form of com- delete newsgroup messages containing partic-
puter-mediated faith? What kind of religious ular words and phrases, and, in some cases,
activities are people pursuing over the Web, pursued legal action against Internet service
what do those online experiences mean to par- providers and remailers. In 1994, however, par-
ticipants, and is there such a thing as a com- ticularly sensitive material which had to that
puter-mediated religious practice that stands point been zealously guarded by the Church
as a qualitatively practical substitute for offline suddenly appeared on the Usenet group alt.reli-
religious devotions? What happens when prac- gion.scientology. Related to the cosmogonic
titioners report what they regard as authentic esoterica of Church doctrine and teachings
religious experiences, but the validity of those known as the ‘Operating Thetan’ (OT) levels,
experiences is denied, sometimes a priori, by this material came to public attention (if not
institutional authorities like the Roman necessarily into the public domain) when a
Catholic magisterium? former Scientologist introduced it as part of
his defence against a libel suit brought by the
Church of Scientology. In short order, though,
‘Propriety Online and the Right to One’s the OT material was posted on the Internet,
Own Belief’: The Church of Scientology where despite a number of efforts by the
Church to have it removed it has remained ever
When the Internet first emerged as a popular since. While many commentators have sug-
medium of communication in the mid-1990s, gested that a religion has the exclusive right to
enthusiasts regarded the nascent World Wide maintain the propriety of its esoteric teachings
Web as unregulated territory, a data frontier and to determine exclusively when and to
free from the intervention of government and whom those teachings will be delivered, critics
corporation. Believing that the online world of Scientology have consistently pointed to this
represented a qualitatively different informa- material as clear evidence of its fanciful and
tion space than those found offline, users reg- fraudulent character.
ularly replicated and reposted material from This highlights the issue of religious move-
one Web site to another, sometimes citing the ment and countermovement on the Internet,
original source, but very often not. However of the World Wide Web as a battleground for
utopian this philosophy may have been, in contending religious (and anti-religious)
practice it quickly raised the issue of unautho- visions (cf. Introvigne 2000, 2005; Mayer 2000).
rized reproduction and redistribution of pro- As I have noted elsewhere (Cowan 2003a,
prietary and, in at least one case, esoteric 2004), the Internet appears to favor counter-
religious material. If one of the questions raised movement activity for a number of reasons.
by online adoration or devotional practice is First, the architecture (and, in many ways, the
who determines what is authentic religious philosophy) of the World Wide Web encour-
experience, the concern here is who controls ages unrestricted replication of information
the right to disseminate religious information. across multiple Web sites. Anti-Scientologists,
At the forefront of battles to protect its for example, quickly picked up the OT material
proprietary material from unauthorized repro- and duplicated it on a number of sites, which
duction and distribution over the Internet has both increased the difficulty the Church faced
been the Church of Scientology (cf. Cowan in policing the Internet and occasionally
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360 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

brought the online OT material under the religious media (cf. Berger and Ezzy 2004;
aegis of legal systems that were decidedly Clark 2003).
unsympathetic to Scientology’s position (cf.
Brill and Packard 1997; Browne 1998; Horwitz
1997; Kent 1999). Second, because there is no ‘Touched by His Noodly Appendage’:
process by which material posted to the The Church of the Flying
Internet is vetted for accuracy – indeed, some Spaghetti Monster
enthusiasts promote the Web specifically as a
venue for ‘instant expertise’ (Wright 2000) – Finally, there is the Internet as a medium for
because those who search the Web for infor- religiously oriented discourse that might never
mation are often ill-equipped to gauge the have taken place but for the World Wide Web.
validity of the information presented, and Consider, for example, the Church of the
because information that is often wildly Flying Spaghetti Monster. In 2005, outraged at
inaccurate can be presented online in a very the reintroduction of debates over the teaching
professional-looking manner, the perception of creationism (now called ‘Intelligent Design’)
of credibility and authority is often conferred in Kansas public schools, an unemployed
on material simply because it is widely repli- physics graduate named Bobby Henderson
cated. Third, countermovement material is wrote a letter to the Kansas State Board of
produced for a very specific target audience – Education outlining an alternative religious
those who are already predisposed to believe cosmogony based on belief in a supreme being
claims made about suspect groups. This can known as the Flying Spaghetti Monster, who,
result in ‘a progressively deteriorating epis- according to drawings supplied by Henderson,
temic loop, the intellectual rigor of which will resembles nothing so much as a plate of al
continue to degrade over time’ (Cowan 2003a: dente pasta and meatballs with a pair of eyeballs
209), as ‘original sources and research become mounted on bread-stick stalks. Henderson
lost in the replication, and the oversimplified argued that if one religion’s creation mythology
portrait of the group under attack comes to was going to be taught in public schools, there
represent far more a caricature than an analy- was no good reason another’s cosmogony
sis’ (Cowan 2004: 268). Finally, religious should not rate equal time in the classroom.
groups of whatever size have only limited per- Along with the letter, Henderson also con-
sonal, organizational, and financial resources, structed a Web site devoted to his satirical faith,
and for most groups countering Web-based complete with downloadable computer graph-
misinformation is at best a secondary agenda. ics about ‘the most logical and fastest growing
Propagating such information, on the other religion on the planet,’ a variety of posters,
hand, is the primary agenda of dedicated T-shirts, coffee mugs, and even Flying Spaghetti
countermovements, one to which they can and Monster computer games. Within three
do dedicate the totality of their efforts online. months, the site was receiving nearly two mil-
A related issue concerns popular fears of the lion hits per day, and has been discussed in
Internet as a recruiting tool for new and deviant mainstream print media as well as a wide vari-
religious movements. In the wake of the ety of Internet chatrooms, discussion forums,
Heaven’s Gate suicides in 1997, a number of and Weblogs.
observers opined that the World Wide Web But for the Kansas Board of Education, the
provided devious religious leaders with a low- Church of the Flying Spaghetti Monster might
cost mechanism for recruiting new members never have come into being. It is, after all, a
(Brooke 1997; Levy 1997; Markoff 1997; Urban satirical response to what the author regards as
2000). Though this view has been significantly an absurd situation. The important point in
challenged (cf. Cowan 2005a; Dawson and terms of the current discussion, however, is
Hennebry 1999; Robinson 1997), fear of the that but for the World Wide Web as a relatively
Internet as a channel for new religious recruit- low-cost venue for the mass dissemination
ment appears regularly in both secular and of information few outside the founder’s
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RELIGION ON THE INTERNET 361

immediate circle of family and friends would faith is practiced over those same networks.
ever have known the ‘Pastafarian’ faith existed, Proposed first by Christopher Helland (2000),
much less have found themselves touched by this concept has been expanded in recognition
its chief deity’s ‘noodly appendage.’ What that these are not opposing positions, but
started as a lark has blossomed into a move- theoretical endpoints on a continuum (cf.
ment that, though not yet a religious move- Cowan 2005a, 2006; Dawson and Cowan 2004;
ment per se, has religious discourse at its heart, Hadden and Cowan 2000; Young 2004). A site
finds its chief mode of communication on the that provides information about Wicca, for
Internet, and illustrates a number of issues example, its history, beliefs, material culture,
facing scholars interested in religion on the and perhaps a listing of Wiccan groups in dif-
Internet. ferent countries, but which does not offer
As I will discuss in the following section, to either instruction in Wiccan religious practice
this point much of the research into religion or online opportunities for practice (such as
and the Internet has focused on specifically participation in online ritual), would be con-
religious uses of the World Wide Web – how sidered religion online. This moves toward
religious groups and organizations are pro- online religion when elements of religious
moting themselves online, how that promo- practice are incorporated into the Web envi-
tion has changed (or not) the nature of the ronment. These include but are hardly limited
message or experience they seek to communi- to online prayer requests and prayer chains;
cate, and how successful (or not) that commu- Hindu puja and modern Pagan ritual; spiritual
nication has been. Henderson’s Church of the counseling and computer-mediated divina-
Flying Spaghetti Monster highlights the tion; sacramental e-adoration and cyber-monk
Internet as an important venue for the dissem- services from a Zen monastery. Online
ination of positions that dissent from religion, religion as a fully realized category, however –
from its sponsorship in society, and from the a ‘cyber-religion’ – occurs when the entirety of
power it retains to shape the contours of social religious activity occurs over the Internet, and
life and discourse. This, then, is not the ques- will be discussed in more detail below.
tion of religion qua religion on the World
Wide Web, but of the Web as a tool to generate
social awareness about religiously oriented
MAPPING CYBERSPACE: CATEGORIES
issues and to contribute to more general dis-
OF INTERPRETATION
cussions about the role of religion in public
life. Indeed, it is at this juncture that, although
their social penetration remains fairly low, In necessarily broad strokes, Internet com-
I would expect to see the importance of Weblog mentators and researchers, both scholarly and
contributions to such discussions increase. lay, have approached the question of ‘religion
on the Internet’ from a number of different
perspectives. Although they are hardly discrete
Between Religion Online and categories and while some of the entries in
Online Religion each deal with religion only implicitly (in the
sense that their concerns about the Internet
Before we proceed, it would be useful to men- apply to all Internet activities more or less
tion one of the more important conceptual dis- equally), to this point four basic approaches
tinctions in terms of religion on the Internet, have marked the exploration of religion and
one that is either implicit or explicit in each of the World Wide Web. In each, the metaphor of
these examples: the conceptual continuum mapping cyberspace is apt because, though
that runs between ‘religion online’ and ‘online they inevitably overlap in some ways, each
religion,’ between information about religion approach both tightens the focus on particular
that is accessed via computer-mediated net- aspects of religion on the Web and fills in
works, and the various ways in which religious the contours identified by other methods.
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362 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

From the general to the specific, and though areas where the Internet has achieved the
still in their methodological infancy, these greatest level of social penetration – North
approaches include: reconnaissance and survey, America – only slightly more than half of
construction and maintenance, community and those with access go online on any given day
identity, and religious experience and practice. (cf. Castells 2001; Mossberger et al. 2003;
Asking simply ‘What’s out there?’, the ‘guide Norris 2001; Wresch 1996). The most popular
to’ approach provides an initial reconnaissance use of the Internet remains email, followed by
of the cyberterrain, surveying the wide variety reading news online and using the Web to
of religious uses of the Internet (e.g., Bedell check the weather (Pew Internet and American
2000; Brasher 2001; Bunt 2004; Gold 1997; Life Project 2005).
Helland 2004; Horsfall 2000; Lawrence 2000; In terms of religious use of the Internet, the
NightMare 2001; Raymond 1997). These range level of access drops even further. To be sure,
from simple congregational homepages listing the Internet is changing the ways in which mil-
little more than a location, contact informa- lions of people worldwide communicate about
tion, and perhaps meeting times, to highly their religious beliefs and practices, but
elaborate Web sites that utilize the latest in whether those religions or their participants
Internet technology to communicate the orga- have been or will be substantially changed by
nization’s message and attract potential partic- the Web remains an open and significant ques-
ipants, both online and off. These initial tion. According to Hoover, Clark, and Rainie,
surveys are important first steps in under- though 38 percent of American Internet users
standing how different religious traditions had ‘sent, received, or forwarded e-mail with
have found homes on the Web. Campbell, for spiritual content,’ only 17 percent had used the
example (2004), has described how British Web to ‘[search] for places in their community
Christians use the Web to evangelize partici- where they could attend religious services,’ and
pants in nightclub culture, while Prebish less than half that number reported that they
(2004) and Kelly (1999a, 1999b) catalog many had ever ‘made or responded to a prayer request
of the ways in which Buddhism has emerged online’ (2004: 4). Equally important is the
online. Without deeper analyses, however, the finding that, although 64 percent of those with
‘guide to’ approach can suffer from two funda- Internet access in the United States report that
mental weaknesses: (a) it can easily fall prey to they have gone online for religious or spiritual
the commercial and enthusiast hyperbole that purposes at one time or another (Hoover et al.
marks much of the Internet, and (b) the fluid- 2004: 4), less than 5 percent do so for those
ity of the Internet environment and the speed purposes on any given day (Pew Internet and
with which it changes render any kind of cata- American Life Project 2005: 58).
logue approach out of date almost from the Moving from a survey of online content to
moment it is completed. the varied ways in which that content is (or
Industry and enthusiast claims that the ought to be) produced, the ‘how to’ approach
world is now ‘globally connected,’ that the delineates different facets of Web site construc-
Internet provides ‘instantaneous access’ to any- tion and maintenance (e.g., Careaga 1999;
where on the planet, and that the quality and Careaga and Sweet 2001; Knight and Telesco
character of this connectivity will change the 2002; McSherry 2002; Telesco and Knight 2001).
face of religion as we know it need to be rigor- Though only a portion of this burgeoning lit-
ously interrogated as research hypotheses, not erature is aimed at producing religious content
accepted as the premises upon which research on the Internet, and though these are rarely in-
proceeds. Contrary to much of the rhetoric depth analyses of Web design or usage, they are
that surrounds the World Wide Web – important primary data for understanding
especially in highly technologized nations – how members of certain religious traditions
the world is not nearly so connected as it first both approach the Internet and have suggested
appears. Indeed, less than 15 percent of the to their own religious microcultures how the
world’s population has Internet access, and in Web should be used.
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RELIGION ON THE INTERNET 363

A modern Pagan named Ivy, for example, for example, Jones 1995, 1997, 1998; Rheingold
suggests that if participation in an offline ritual 1993; Smith and Kollock 1999; Turkle 1995;
group is impractical, then perhaps modern Wellman and Haythornethwaite 2002).
Pagans should ‘start your own online coven’ Some scholars reject the idea that authentic
(2003: 61). Since a coven is a very particular community can ever be established or main-
type of social group – it is not a book club, not tained through computer-mediated communi-
a discussion group, and not a chat line – Ivy cation (e.g., Lockard 1997; Slouka 1995), while
states that ‘the aspect that sets an online others contend that if what is occurring on the
coven apart from other online groups is ritual’ Internet is excluded a priori, then perhaps
(2003: 61). While she acknowledges that there the category itself needs to be reconsidered
are hundreds of modern Pagan email lists and (e.g., Campbell 2005; Cowan 2005a; Cowan
discussion groups, ‘neither constitutes a cyber- and Hadden 2004; Dawson 2004; Liu 1999;
coven unless they make online ritual part of Willson 2000). To this point, one of the most
their activities’ (Ivy 2003: 61). For a variety of useful contributions to the discussion of
reasons that I have discussed in detail else- online community has been made by Dawson
where (Cowan 2005a: 119–51), online Pagan (2004), who proposes a set of empirical ‘iden-
ritual is considerably less common than one tifiers’ by which researchers could determine
might think, and, in fact, the majority of whether a religious community is present
groups that establish themselves as ‘covens’ on online or not. Mirroring similar conditions
discussion portals such as Yahoo! or MSN do offline, these markers include ‘(1) interactivity,
not fit Ivy’s principal criterion. Rather, they are (2) stability of membership, (3) stability of
online discussion forums for offline ritual identity, (4) netizenship and social control,
working groups, online study, discussion, or (5) personal concern, and (6) occurrence in a
chat groups which are often labeled ‘covens’ by public space’ (Dawson 2004: 83). It is important
their members, fan sites for television pro- to note here that communities are not binary
grams such as Charmed and Buffy the Vampire entities in the sense that there is either a com-
Slayer, or role-playing game forums that have munity or there is not. As I have noted else-
styled themselves as covens. Beyond the basics where, ‘it is not the case that something called
of Web site design and construction, ‘how to’ community either exists or it doesn’t, blinking
guides such as these are often most concerned into being when a sufficient number of charac-
with the creation and maintenance of online teristics are present and disappearing the
community, which leads to the third research moment it falls below some theoretical thresh-
approach. old of viability’ (Cowan 2005a: 57). Using
The ‘online community and identity’ these identifiers, however, it is possible to
approach poses a number of interrelated ques- investigate online claims to community and
tions: Is there such a thing as online religious evaluate whether or not the characterization
community, and if so, what does it look like, is reasonable.
and how would we know it when we see it? On Yahoo! and MSN, for example, a number
What does this community mean for those of modern Pagan discussion forums claim to
who participate, and how does it affect how be communities, yet post less than one mes-
they see themselves, how they construct their sage per month per member, and in some cases
identities, and how they manage relationships, the majority of messages are posted by only two
both online and off? If it is not a community, or three members. Despite explicit claims to
despite the participants’ self-description of it being an ‘online community’ and listing hun-
as such, then what is it? (See, for example, Bunt dreds of ‘members,’ in many cases the vast
2000, 2003; Campbell 2005; Cowan 2005a; majority of messages are posted by one or two
Dawson 2004; Kim 2005; Lövheim and people, and most of these are repostings from
Linderman 2005; MacWilliams 2005; for other discussion groups. Despite repeated
important perspectives on this, though not appeals from list owners, actual discussion is
directly related to religion on the Internet, see, relatively rare. While this group may maintain
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364 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

a stability of membership, a stability of iden- user claimed to see ‘an image of an angel with
tity, and it may occur in a public space (in that head bowed and hands folded appeared on my
there are no restrictions on membership or screen after the exposition. The image
access), it fails to meet the more important cri- appeared to the left of the tabernacle and
teria of interactivity, personal concern, and behind the altar. It looked like an angel on its
netizenship (in the sense of a participative knees behind the altar adoring the Blessed
responsibility on the part of other members). Sacrament’ (Chapel Webcam Witness Stories).
On the other hand, online discussion groups Members of a large Hindu temple in the Dallas-
that are linked in some way to offline groups Fort Worth area can conduct different
display considerably more robust community computer-mediated puja, while similar Web
characteristics. In these groups, online com- graphics programs allow modern Pagans to
munication becomes an extension of, rather construct ‘virtual altars’ to a wide variety of
than a substitute for, offline community, gods and goddesses. The Christians who oper-
and groups seem to exhibit higher levels of ate Digibless.com offer a ‘cyber-blessing’ service
participation, interactivity, personal concern, for computer files, data transfers, and email
and netizenship. While it would be difficult to messages, while Web-oriented modern Pagans
characterize the first group as a community, have created a range of spells and rituals
despite its self-identification as such, it would designed both to facilitate computer-mediated
be equally difficult to deny the notion of Pagan ritual and integrate computer technol-
‘community’ to the second. ogy into the lived magickal practice of Wiccans
The last approach marks the least-explored and Witches. Telesco and Knight, for example,
region of cyberspace – the ‘religious experi- two popular Pagan authors, have written a
ence.’ What makes online activity ‘religious,’ number of spells and online rituals designed
and how will we know it when we see it? How especially for the computer-literate Pagan.
are participants using the Internet to experi- They recommend the ‘Antivirus Spell’ ‘when-
ment with, construct, and pursue religious ever you’re scanning your system for viruses, or
ritual and practice? How do these computer- whenever you’re loading in new virus software’
mediated religious practices relate to parent (Telesco and Knight 2001: 51); the ‘defragmen-
practices and traditions offline? (On this, see, tation’ spell features an elaborate offline ritual
for example, Apolito 2005; Cowan 2005a, 2006; that ‘symbolically supports the restructuring of
Dawson 2004; Young 2004). your system’ (Telesco and Knight 2001: 53); and
Although not as abundant as other forms of the ‘file transfer spell’ is designed ‘to protect the
religion on the World Wide Web, many Internet data as you download it or send it to someone
users are clearly turning to online interaction else’ (Telesco and Knight 2001: 56).
as a form of religious practice. In some ways Clearly, not all co-religionists will regard any
their lived religion is migrating from ‘real space’ of these as authentic religious experiences. What
to cyberspace, from religion online to online the ‘religious experience’ approach demands,
religion. As noted above, Roman Catholics however, is much closer analysis of the experi-
clicking into different Web sites that host a dig- ences these users claim to have. Instead of
ital image of Host claim to perform computer- simply asking who is doing what online, this
mediated adorations of the Blessed Sacrament, approach asks what the online experience
some of which even involve the manipulation means to those who are having it. Claims of an
of multiple Web sites. ‘If our computers are angelic apparition following online adoration of
working right,’ wrote one user to the operators the Blessed Sacrament could be explained away
of the adoration site, ‘sometimes I can pull up naturalistically as residual retinal stimulation
your small chapel window, then ‘light’ a small from staring at the computer screen, or techno-
candle at Gratefulness.org and have that tiny logically as a residual image ‘ghosting’ on the
candle window overlapping your chapel screen itself. The problem, though, is that natu-
window’ (Chapel Webcam Witness Stories). ralistic explanations for offline religious phe-
During her period of online adoration, another nomena have been offered for centuries with
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RELIGION ON THE INTERNET 365

relatively little impact on the breadth or depth religion on the Internet is that of the ‘cyber-
of religious belief. What needs more thorough religion’ or true ‘online religion,’ a religious
investigation is (1) what religious experiences tradition or group that exists only and com-
users claim to be having online, (2) how they pletely on the World Wide Web (cf. Campbell
account for those experiences, especially in light 2005; Cowan 2005b; Cowan 2006; Hadden and
of co-religionist criticism or institutional pro- Cowan 2000; Helland 2000, 2005; Young
scription, (3) how those experiences affect their 2004). In terms of an authentic ‘online reli-
religious lives offline, and (4) whether or not gion,’ however, it is worth asking whether we
online religious experiences are ‘contagious,’ are attempting to conceptualize what Stark and
that is, will one person reporting an online Bainbridge (1985: 19–20) have referred to as
apparition lead to others reporting the same? the ‘un-ideal type,’ a research construct that
What seems clear at this juncture at least is cannot exist in real life and is, therefore, of lim-
that no one method should determine how ited analytical value. Have discussions over the
research into the religious usage of or activity characterization of ‘online religions,’ for exam-
on the Internet is conducted. Simply counting ple, been framed too much in terms of what
the number of Web sites devoted to a particular researchers would like to find, or believe they
tradition, for example, tells the researcher noth- ought to find, rather than what is actually
ing about the kind of sites the search returns, there? In this regard, consider one recent con-
how those who constructed the sites intended tribution to these discussions: Højsgaard’s
them to be used and whether their intentions analysis of ‘cyber-religion’ (2005).
were realized by actual users, or, in many cases,
whether the search returns have anything to do
with the particular search term at all. Without ‘Cyber-Religion’: An Initial Exploration
careful content analyses of the Web sites one
finds, for example, it is impossible to know Briefly, Højsgaard defines a ‘cyber-religion’ as
whether the search term ‘Goddess’ has returned one that is ‘mediated or located primarily in
results for sites dealing with the modern Pagan cyberspace,’ whose ‘contents reflect the main
revival of goddess worship, evangelical counter- features of the postmodern cyber culture,’ and
cult sites dedicated to debunking that revival, fan which ‘is only sparingly organized’ (2005: 62).
sites constructed in honor of some musical or cin- Though some of his conceptual constituents
ematic celebrity hyperbolically named a ‘goddess,’ remain vague and it is unclear what it means to
or cooking sites containing recipes for Green be ‘located primarily in cyberspace,’ Højsgaard’s
Goddess salad dressing. In the cartography of work represents a useful starting point from
cyberspace, context is crucial. On the other hand, which to consider the question of a ‘cyber-reli-
describing in detail what one finds on a particular gion.’ Using the Google search engine and
Web site is only useful analytically when that search combinations of ‘cyber,’ ‘virtual,’ ‘reli-
description can be set in the much larger contexts gion,’ and ‘religiosity’ Højsgaard generated a list
of religion on the Internet as a whole and Internet of what he characterizes as authentic ‘cyber-
use by that tradition in particular (e.g., Cowan religions’ (2005: 53, n.1), among which were
2005a). The ‘religious experience’ approach, groups such as Digitalism, the Church of the
however, does lead to perhaps the most intrigu- SubGenius, Technosophy, the Church of Virus,
ing aspect of research into religion on the and the SpiriTech Virtual Foundation. The
Internet – the possibility of a true ‘cyber-religion.’ sites he includes, however, illustrate three sig-
nificant and interrelated problems that all
research into religion on the Internet must
confront: (1) the fragility and fluidity of the
CYBER-RELIGION: AN ‘UN-IDEAL TYPE’?
online environment relative to the kinds of
claims researchers make about the constituents
One of the fundamental theoretical poles around of that environment; (2) adequate conceptual-
which scholars have tried to conceptualize ization about the nature of what it means to be
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366 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

‘primarily online’; and (3) the fundamental or process is ‘completely and exclusively
importance of defining what we mean by ‘reli- online’? Perhaps it is from the user perspective,
gion’ as a general analytic concept, especially in that Church of the Subgenius is only acces-
from a sociological perspective. sible online, or is only initially accessible
First, Højsgaard’s list clearly demonstrates online. But even this does not remain online,
the fragility and fluidity of cyberspace. Less since there are a plethora of Subgenius items
than a year after the publication of his essay, of for sale on its Cafepress page, as Højsgaard
the thirteen sites he lists two are defunct, two notes. What happens to online exclusivity as
have not been updated since 2000, two contain soon as someone orders and begins to wear a
little more than the philosophical ramblings of T-shirt with the Subgenius logo? Or, even
their creators, one provides a variety of links to before that, when these items of Subgenius
online religious information, and five are material culture come into being? By defini-
clearly designed to parody religious belief and tion, T-shirts, ball caps, posters, and bumper
practice, not emulate it. Only one, Kemetic stickers cannot exist online; they are exclu-
Orthodoxy, comes close to what might be con- sively offline phenomena. Indeed, online pur-
sidered a true online religion, and it moved chase is only one option; customers can also
offline in very significant ways in a very short choose to call a 1-888 number or mail an order
period of time (cf. Krogh and Pillifant 2004a, form to the Subgenius headquarters at a PO
2004b). The fluidity of the Internet also affects box in Cleveland Heights, Ohio – decidedly
research when the domain name for a ‘cyber- mundane options for a full-orbed cyber-
religion’ is either purchased by another Internet religion. Once a self-proclaimed ‘cyber-religion’
content provider or the original provider gets starts hawking coffee mugs, wall clocks, and
bored and changes the format. One of mousepads, any claim to an exclusive ‘virtual-
Højsgaard’s ‘selected websites with a cyber- ity’ is rendered a bit gratuitous. Indeed, the
religious affiliation’ (2005: 53), for example, is ‘sacred text’ of the Church of the Subgenius
‘Cyber-Voodoo,’ which has apparently been was originally published in 1983, a decade
online since early 2001. A quick check of the before the emergence of the World Wide Web.
site, though, reveals that it is now the product Third, and perhaps most importantly, while
page for something called ‘Flaming Hooker Højsgaard finds some examples of what he
Productions,’ which markets a variety of T-shirts thinks ‘cyber-religion’ might look like and con-
and other paraphernalia lampooning world structs a theoretical model that describes them
leaders such as Kim Jong-Il and Saddam (if not necessarily accounts for their existence),
Hussein. There is, in fact, absolutely nothing his attempt leaves unanswered what he means
on the site of even a remotely religious nature. by ‘religion’ itself. Definitions, of course,
Second, Højsgaard points to an aspect of the abound in the sociological and anthropologi-
discussion upon which I have written at length cal literatures, and I will make no attempt to
(Cowan 2005a). That is, the notion of some- reprise them here. A few salient aspects ought
thing being ‘located primarily in cyberspace’ is to be considered, however. According to any
analytically unclear at best, and at worst just as definition, for example, is it reasonable to con-
hyperbolic and problematic as the idea that we sider a parodistic Web site that purports to be
are all now ‘globally connected.’ In terms of the a religion as a way of satirizing other aspects of
Web sites he investigates, for example, as long religious belief and practice an authentic reli-
as the operators of the Church of the Subgenius gion itself? What does religious commitment –
(a) develop their Web product offline prior to and by implication religion itself – mean when
uploading, (b) do not allow for the online membership requires no more than the click of
manipulation of that product by users (that is, a mouse? Claiming more than two-and-a-half
users are simply consumers and not partici- million members, for example, users can join
pants), and (c) depend almost exclusively on the ‘religion’ of Digitalism simply by submit-
offline referents for the online product to ting an electronic form. Højsgaard’s own
remain meaningful, what part of this product analysis indicates that the Digitalism Web site
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RELIGION ON THE INTERNET 367

has not been updated since 2000, that it con- is simply that. Although Roman Catholics who
tained little more than the author’s thoughts participate in online adoration of the Blessed
on a variety of subjects, and that for the pur- Sacrament or Hindus who perform various
poses of his own research he relied on an puja via the World Wide Web may find meaning
Internet archive site. Further, the ‘founder’ is in these activities, these are both predicated on
quite explicit that there are no requirements offline referents and function only as adjuncts
for Digitalists. In response to the question, to these offline traditions. Cyber-religions, on
‘Then What???’ (2000) the archived site reads: the other hand, may draw their theological and
‘It’s really up to you. We don’t ask you to do ritual inspiration from offline traditions, but
anything special but to relax and be yourself. they exist in practice only on the Internet.
You don’t need to pray or do special things More to the point, a cyber-religion must be
every day.’ To which we might also add, ‘So exclusively online in terms of its social and
what?’ If one can join a religion simply by liturgical interaction. Potential members inves-
clicking a button and nothing further is tigate the cyber-religion through Web sites,
required, how does this satisfy any substantive chatrooms, and discussion forums; current
or functional definition of religion? Of all the members use online discussion venues to vet
Web sites Højsgaard includes, only one at any potential members, train and initiate neophytes,
point in its history came close to being a and conduct ongoing religious education; doc-
‘cyber-religion’ – Kemetic Orthodoxy. Also trinal, liturgical, scriptural, and organizational
known as the House of Netjer, Kemetic texts are lodged online, exoteric texts available
Orthodoxy is ‘an Egyptian revival religion that to all, esoteric perhaps password-protected;
has developed a following largely through the and all organizational administration, social
Internet’ (Krogh and Pillifant 2004b: 167). interaction, and ritual practice is computer-
Begun originally as an offline group in the mediated, whether in a chatroom, a discussion
early 1990s, Kemetic Orthodoxy moved online forum, or even a private room in a MUD
in the early 1990s and attracted a few hundred (Multi-User Domain), MOO (a MUD that is
interested visitors to their Web sites, many of Multiple Object Oriented), or MMORPG
whom remain active with the group. In com- (Massive Multiplayer Online Roleplaying
parison with the other sites Højsgaard consid- Game) – all of which represent the online
ers, their durability has less to do with being a world in terms of a graphical interface. While
‘cyber-religion,’ than with operating both members may meet or know each other
online and off, and with presenting itself as an offline, all the ‘business’ of the cyber-religion is
authentic religion rather than simply a parody. conducted over the Web. Sociologically, this
raises the issue of religious privatization, since
the vast majority of users connect to the
Cyber-Religion: An Unideal Type? Internet, surf the Web, and interact online as
individuals, not as part of a group. Online
What would a true ‘cyber-religion’ look like? interaction calls into question the kind of social
Following the criteria set out by modern Pagans solidarity that theorists such as Durkheim
who have attempted to create fully-orbed regarded as essential to the practice of authen-
cybercovens, we can identify a number of char- tic religion. While there is some evidence that
acteristics, some of which are congruent with the relationships many people form electroni-
attributes ascribed to offline religion, others cally profoundly affect their religious lives,
that are more unique to the online environ- whether the ephemeral nature of online activ-
ment. Regardless of its particular beliefs, ity can contribute to the long-term durability
doctrines, or religious practices, a true ‘cyber- of a social network is a problem that has yet
religion’ or ‘online spiritual path’ meets the to be fully investigated.
following four criteria, at the very least: Second, a cyber-religion must be identifiable
First, not surprisingly, it must be online. as a religion, not just a grab-bag of icons
An offline faith that has an online presence and text that either parody or parrot offline
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368 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

religious content. Simply uploading a site, pro- Finally, a cyber-religion must exhibit some
claiming oneself a saint, prophet, or goddess kind of online durability, and find a way to
incarnate, and inviting all those who wish to overcome the fragility and fluidity of the
follow your teachings to ‘click-to-join’ does not World Wide Web. Obviously, this is not only a
necessarily constitute a religion. Whether we function of hardware, software, or Internet
take the definition of religion offered by schol- service provision, but also and more impor-
ars such as William James (‘the belief that tantly of the interest, commitment, and cre-
there is an unseen order, and that our supreme ativity of those who would participate. As
good lies in harmoniously adjusting ourselves Højsgaard rightly points out, the Internet does
thereto’; [1902] 1999: 61), Peter Berger (‘the relatively little in and of itself. Whatever its
human enterprise by which a sacred cosmos is beliefs, rituals, or organizational structures, only
established’; 1967: 25), or Catherine Wessinger people can produce and maintain a religion.
(‘a comprehensive worldview that makes sense Indeed, this may be the hardest of the four cri-
of the universe’; 2000: 5), there are at least teria to meet. However fantastic it may appear
some criteria that must be satisfied in order for to us at this point, computer-mediated com-
a system of beliefs and practices to be called a munication is in its technological and social
religion. If we would not classify something a infancy. Despite industry and enthusiast
religion in the offline world, it makes little hyperbole, research indicates that it is consid-
sense to do so simply because it is online. erably more difficult to establish and maintain
Third, religions are social products and cul- meaningful social relationships exclusively on
tural institutions, whatever institutional form the Internet than it is when one does so either
they take and however unaware participants on and offline or offline entirely. However tan-
may be of the ways in which they are pro- talizing the possibility of online ritual, for a
duced. Thus, whether through outreach or wide variety of reasons, not least of which the
charisma, a true cyber-religion must have the fact that we remain ineluctably embodied, suc-
ability to attract members and to fulfill the cessful ritual in cyberspace is far more difficult
religious needs of those members online. What to achieve than similar rituals held offline.
good is being a member if membership means And, lastly, however robust the Internet
nothing in terms of personal and communal appears, it is still vulnerable to the vicissitudes
identity, two of the principal social-psychological of server failure, software and hardware obso-
functions of religious belief, practice, and lescence, malicious hacker activity, even
membership? Here the distinction made by stormy weather. While a severe thunderstorm
Stark and Bainbridge between audience might prompt a parishioner to take the car
cults, client cults, and cult movements may be rather than walk to a church meeting, that
useful (1985: 26–30). An online audience cult same storm could easily disrupt Internet com-
would be something like Digitalism. The munications and end an online meeting before
participant (if we can stretch the concept that it even begins.
far) is a member only insofar as she has
clicked-to-join; nothing more is required, and
she is free to pursue other spiritual interests at Caveat: The Allure of Covert Research
the same time. Client cults offer religious serv- and the Ethics of Disclosure
ices online, often for a fee, though occasionally
not. Online divination sites, for example, or As religious groups continue to interact online,
psychic services are the cyber-versions of the there will be the temptation for sociological
client cult. Both of these require relatively little and anthropological researchers to ‘blend in
of participants. Online cult movements, on the with the crowd,’ to seek once again the elusive
other hand, what I would consider a threshold goal of pure covert research (cf. Paccagnella
for the true cyber-religion, meet all the reli- 1997). Offline, my presence as an outsider at a
gious needs of the membership and demand group meeting, worship service, or religious site
more singular allegiance from members. is immediately apparent. As most researchers
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have noted however, in online interaction The Future of Religion and the Internet
identity is reduced to text and self-presentation,
and the salient differences between researcher Few things have marked the appearance and
and researched could easily be disguised. speed with which the World Wide Web has
On the one hand, this offers tremendous penetrated the technologized areas of the
opportunity for investigations that might not world more than the hyperbole and rhetoric –
otherwise be possible. On the other, it raises both utopian and dystopian – in which this
once again the significant issue of ethics in penetration has been couched. While many
sociological research – especially when that take a dystopian view of computer-mediated
research concerns something as personal, as communication and the power humankind is
emotional, and as potentially volatile as reli- apparently handing over to it (e.g., Brook and
gious meaning and practice. As I have pointed Boal 1995; Brooke 1997; Groothuis 1997;
out elsewhere, ‘I could try to assume the Gutstein 1999; Rushkoff 1995; Slouka 1995;
identity of an African-American Wiccan priest- Stoll 1995, 1999), and not a few evangelical
ess who in mundane life works for the tele- Christians saw in the Y2K non-event the
phone company, but the reality remains that approach of a computer-mediated apocalypse
I am a middle-aged, male academic of Scots- (e.g., Hutchings and Spargimino 1998; Jeffrey
Irish descent and no particular religious 1998; Lindsey and Ford 1999; though, on this,
affiliation’ (Cowan 2005a: 174). Internet see Cowan 2003b), others have greeted the
hyperbole tells us that we can be whoever we Web with varying degrees of enthusiasm and
want online, that we can change age, sex, race, hope. Modern Pagan Lisa McSherry, for exam-
profession, or physical appearance at will. In ple, who as Lady Maat operates the JaguarMoon
terms of research ethics, however, when does Cyber Coven, writes that ‘Cyberspace is a tech-
this cross the line from identity play to deception nological doorway to the astral plane... Once
and fraud? we enter Cyberspace, we are no longer in the
physical plane; we literally stand in a place
between the worlds’ (2002: 5). Jennifer Cobb, a
communications consultant, opines that ‘the
RELIGION AND THE INTERNET:
reality of cyberspace transcends the dualism
PROSPECTS FOR THE FUTURE
represented by the objectified mind... it has the
potential for opening us to a new way of
In this chapter, we have looked at several brief experiencing the world, a way that relies on a
examples of religion on the Internet, surveyed divine reality to give it meaning and substance’
some of the approaches made by scholars to (1998: 10). Finally, sociologist Brenda Brasher
understand its breadth and depth, and consid- suggests that ‘online religion is the most por-
ered in more detail the nature and possibility tentous development for the future of religion
of a ‘cyber-religion.’ Ignoring religion on the to come out of the twentieth century,’ and that
Internet is akin to ignoring religion on televi- ‘using a computer for online religious activity
sion – whether as a participative practice, a could become the dominant form of religion
source of information, or a framework for the and religious experience in the next century’
presentation of entertainment and informa- (2001: 17, 19). Notwithstanding the fact that
tion texts. Since it is unlikely that either reli- similarly utopian claims were made for the
gion or the Internet is going to disappear train, the telegraph, the telephone, and televi-
anytime soon, I would like to conclude by sion, the dream for the Internet remains that it
addressing briefly issues related to the future of will break down the walls of misunderstanding
religion in cyberspace and the sociology of that keep humanity separate, and enhance our
religion online. Specifically, these are: the ability to communicate meaningfully and
future of religion and the Internet; technology compassionately with one another.
and technique in the practice of religion; the Each of these, however, ignores fundamental
danger of the computer’s ‘magic lens.’ issues related to the computer-mediation of
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370 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

religious communication and experience. First, religion is above all a personal field and the
as I noted above, there is the digital divide, the internet is here a tool with less influence’ (Fox
unavoidable fact that Internet access is as sub- et al. 2005: 7). While sociologists might ques-
ject to the processes of social stratification as tion whether ‘religion is above all a personal
other technological products and that content field’ – though that balance certainly shifts in
production is becoming increasingly concen- the online world – Barrat i Esteve’s basic point
trated in the hands of transnational commer- seems well taken.
cial interests. Second, empirical studies indicate This is not to say that there are no benefits to
about half of those with Internet access go online interaction – obviously, there are. Rather,
online on any given day, and when they do, the I would like to suggest that, in order to under-
pursuit of religious knowledge or experience stand more fully how religion is emerging and
ranks very low on the scale of Web activities. developing online, one of the most important
Exchanging email, searching for news, and functions of the sociology of religion on the
checking the weather remain the most common Internet is to challenge claims that are often
activities – which, with its enormous hidden hyperbolic and baseless.
costs, arguably makes the Internet one of the
most wasteful of human communication tech-
nologies. Third, there is little historical evi- Technology and Technique
dence that increased knowledge about
differing religious traditions has served to Following the rise of the machines during the
ameliorate human tension and contention – latter part of the Industrial Revolution, wrote
whether those tensions are directly related to Ellul, ‘everything had to be reconsidered in
religion or not. As I have noted elsewhere, terms of the machine’ ([1954] 1964: 5), and in
‘those who go online are the same people who that reconsideration, that reorganization of
interact offline. In fact, just like the “ethnic dig- space and reorientation of life according to the
ital divide,” it is clear that the Internet is not dictates of the machine, technique is the key.
blind to all manner of human bias and preju- ‘Technique integrates the machine into society’
dice’ (Cowan 2005a: 14). Finally, there is the (Ellul [1954] 1964: 5).
reality that we are embodied beings and that In broad strokes, many commentators have
lived religious practice is as much about our asked how computer-mediated communica-
embodiment as it is our imagination. We tions are affecting the conceptualization and
cannot live our lives online, and until that practice of religion by those who have Internet
technological threshold is crossed offline reli- access. Drawing on Ellul here, though, at a more
gion will not be seriously challenged by its fundamental level we must begin to investigate
online variant. how the techniques of religious practice are
In 2005, the Pew Internet and American being affected by the technical requirements of
Life Project surveyed more than twelve hun- computer-mediated communication – perhaps
dred ‘Internet experts’ about their predictions the most obvious example is the consistent
for the future of the online environment privileging of the visual as a marker of reality
(Fox et al. 2005). Which social and cultural and authenticity. It is not simply that Internet
institutions will change most as a result of users are adapting their religious practice to
increased Internet use and social penetration, the demands of a machine – however we
and which will change the least? In terms of the anthropomorphize that machine – those
latter, religion was the most common answer. demands are changing the ways in which some
Barrat i Esteve, for example, argued that ‘insti- users conceptualize their religious practice and
tutions strongly based on information beliefs. How we do something becomes an
exchange, like international politics, educa- integral part of determining what it is that we
tion, arts or media, will change the most do. While there are literally hundreds of differ-
because the internet is directly linked with ent online venues for posting prayer requests,
information management. On the other hand, sharing the results of one’s own prayer, and
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celebrating the experiences of others, how does The Magic Lens: Seeing and
that affect one’s conceptualization of contact Not-Seeing Online
and communication with the divine? On the
other hand, how does one engage in online Commenting on the ‘magic lens’ of the com-
contemplative prayer, online sesshin or koan puter interface, that small bubble or rectangle
practice, online meditation in all its global that magnifies a certain portion of an image
variety? How can one mechanize – because when the user drags it across the larger parent
that is what the online practice of religion file, Johnson (1997: 88) notes that ‘the lens is a
requires – the intensely personal spiritual tool for discriminating. It filters, and in doing
experience of monastic practice? How does the so it keeps many things opaque. The lens
online expression (((hugs))) compare to the acknowledges that surplus information can be
feeling of warmth and security that comes just as damaging as information scarcity.’ In
from a real human embrace? It may be better terms of religion on the Internet, we must be
than nothing, but how much better remains careful that scholars do not become so con-
to be seen and demands to be investigated. cerned with mapping cyberspace, with delin-
Mechanization of practice also encourages eating what is there, with using our own
us to ask what is at the heart of our beliefs particular ‘magic lens’ to magnify discrete por-
about a particular thing. If seeing something is tions of online religious activity and informa-
the experiential threshold of authentication, if tion, that we forget to ask – or at least neglect
something is real for us because we have seen to foreground – what that same lens misses,
it, what does it mean to see it onscreen? what its discrimination renders opaque or
Although there is a certain absurdity to the sug- invisible. On the one hand, it is not hard to cat-
gestion that taking a virtual tour of Temple alogue aspects of religious experience that are
Square is a realistic substitute for an actual missing in the online world – however creative
visit, is ‘seeing’ the Salt Lake City Temple the ways we try to simulate those aspects – but
through the lens of a Web camera more ‘realis- it does not seem that we have asked what it
tic’ than looking at a brochure, a memorial means that those things are missing. For exam-
book, or slides of someone’s trip? And if so, ple, are there sufficient clues in the record of
why? From a technical perspective, for exam- online interaction that those who choose to
ple, there is no way for a user to know whether participate in aspects of religious devotion or
the onscreen image is ‘real’ or not. Images can practice actually fill in the blanks, supplying
be faked, time and date stamps falsified, infor- what is missing in the computer-mediated
mation managed to present a particular image, episode from the broader repertoire of their
a particular scene, whether or not that scene offline experience? This would hardly be sur-
conforms to reality or not. Yet, we credence prising. Cinema audiences have been supply-
these images because we trust that those who ing relevant, often crucial material to film
have uploaded them mean for them to be narratives for more than a century. There is no
taken seriously. reason to suppose that the same process is not
One of the most essential characteristics of operative in the online experience, and,
computer-mediated communication is that it indeed, close analysis of online religious prac-
is and remains communication. For religious tice indicates that it is almost always linked in
experience and practice to be authentically a important ways to offline religious referents.
part of the online environment, then, it seems Though he acknowledges that the ‘magic
logical that those experiences and practices lens’ may become as common a tool of inter-
must be reducible to communicative events. Of face culture as the computer window, Johnson
course, religion worldwide is replete with such (1997: 90) concludes that ‘like so many con-
events – sermons, darshan, prophecies, and all temporary interface filters, its value will come
manner of ritual interactions – but the impor- less from what it reveals than from what it
tant point here is that these events are not keeps hidden.’ This is also true for religion on
reducible to their communicative component. the Internet, for the computer itself, the entire
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372 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

screen functions as a magic lens – zooming in however, is only possible through an under-
on only those aspects of religious belief, prac- standing of the history of Scientology offline,
tice, life, and culture that are of immediate inter- before any consideration of Scientology’s
est to the user/consumer, and effectively online presence. Consequently, there is a need
blocking out, in Johnson’s words, ‘that great, to conduct research that is informed by a deep
teeming potentiality of data’ (1997: 90) that understanding of the particular religious tradi-
exists beyond the edges of the screen and tion at hand. Only then can researchers rea-
cannot but press in upon it. sonably and/or responsibly relate what they
To take just one mundane example, if a wor- observe as online activity to the almost
shiper attends church regularly because she inevitably larger, more complex religious
likes the music used by a particular congrega- parent processes that occur offline. This way,
tion and the five-register organ that supports we avoid mistaking something that we may
it, that does not mean she is not exposed to all have encountered for the first time online for
other elements that make up any congrega- something that has emerged as a cultural prod-
tion’s particular worship experience. She may uct solely located in cyberspace. In short, we
love the music, but detest the pastor’s preach- need to move from talking about ‘religion on
ing style; however, she cannot avoid the latter if the Internet’ (in the sense of religion as a
she wants to enjoy the former. Online, the macrocultural phenomenon) to ‘religions on
magic lens allows her to focus only on those the Internet’ (which looks at microcultural
aspects of the religious ‘experience’ that she processes specific to particular religious tradi-
wants – though few would dispute that there is tions), and which can then be related to parent
an obvious difference between feeling the traditions offline, and more generally (albeit
music of a five-register Cassavant Frères while far more carefully) to larger religious patterns.
sitting in a well-constructed sanctuary and
simply hearing a sound file of music played on
that same instrument played back through the
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Telesco, P. and Knight, S. 2001. The wiccan web: Surfing Willson, M. 2000. ‘Community in the abstract:
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Seven Bridges Press. Routledge.
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PART V

Religion and Politics

The mutual implication of religion and politics of nations and states. For this reason, Jay
has been a feature of virtually all known civi- Demerath devotes much of Chapter 18 to the
lizations. Given that both of these areas of political and legal frameworks which different
social and cultural life centre on various forms states provide for the practice of religion in
of power, it is not surprising that the fate of public and private life. The separation of
each is at least partially shaped by the other. church and state in the US is arguably the most
What is truly surprising is that so many people intensely discussed arrangement and is still
believe that religion and politics can and subject to many different interpretations,
should be kept separate. Sociologists of reli- which have changed over time. There is no
gion therefore have the opportunity to demon- doubt, however, that the US Constitution
strate just how close the relationship between permits – if not encourages – the powerful
religion and politics can be and just how involvement of religious forces in American
strong are the flows of mutual influence politics. Other countries display different per-
between them. But these generalisations hardly mutations of relations between religion, the
do justice to the complex and shifting patterns state and politics: religious states and religious
in the nexus between secular and sacred forms politics; secular states and secular politics; reli-
of power. Instead, as the following four chap- gious states and secular politics; and secular
ters show, political groups, agencies of the state states and religious politics. Illustrating these
and social movements are all actors in the four combinations with examples from many
drama in which religious and political forces parts of the world, Demerath also points out
contend, compete and sometimes collide. numerous complications and ironies. One of
Some social scientists claim that globalisa- them concerns the propensity of some states
tion has somehow subverted the sovereignty of and some religions to employ violent methods
states and rendered the idea of separate soci- of pursuing their interests. There is a lively
eties unworkable in the twenty-first century. debate among sociologists of religion about
Relatively little support for these ideas about the factors that either permit or deter such vio-
‘global flows’ that bypass states has come lence and the infringement of human rights
from sociologists of religion, most of whom that accompanies it – all in a globalising world.
remain fully aware of the extent to which reli- Historically, religions have contributed heav-
gion needs to be understood in the context ily to the regulation of social and cultural life.
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This is still the case in countries where individual, group and culture. Religion can
the state is closely aligned with particular reli- have a major role in crystallising the ideology
gions as in, for example, Saudi Arabia and Iran. and collective identity of social movements, in
And, as James Beckford and James Richardson supplying organisational resources and skills,
argue in Chapter 19, self-regulation remains a and in facilitating connections with wider soci-
central function of most religious organisa- ety. This helps to explain why religious figures
tions – with or without the backing of a state. are so often involved in social movements – as
But it is common at the beginning of the protagonists or antagonists – even if these
twenty-first century for religious institutions movements are not themselves predominantly
to be subject to regulation by state agencies in religious. Nepstad and Williams examine three
accordance with constitutions and codes of particular movements in an attempt to identify
law, some of which are grounded in interna- the factors that determine whether religion is a
tional conventions. Nonetheless, the resistance force for the status quo or for change: the
of some religious organisations to regulation movement to unionise the workforce in the
by the state is still a contentious issue in some Southern US after 1945; the liberation move-
countries, in spite of the fact that constitu- ment in El Salvador in the 1970s and 1980s;
tional and legal provisions for the freedom of and the anti-apartheid movement in South
religion are increasingly similar – at least in Africa from the 1970s onwards. These move-
liberal democracies. By contrast, court systems ments all pursued different grievances in dif-
vary widely in terms of their procedures and ferent settings. While different religious
prerogatives, thereby reflecting the balance of interests clashed with each other in all three
power in societies between major interest cases, sociological analysis is able to explain
groups. Regional and would-be global efforts why certain religious interests prevailed over
to protect the freedom of religion as well as to others. The availability of ‘free space’ for reli-
regulate how it is implemented have met with gious mobilisation and of ties to pre-existing
varying degrees of success. Often the legal organisations was a major factor in the relative
forms of regulation play a secondary role in success of collective action.
comparison with that of the mass media and The preceding chapters in this Part analyse
public opinion, especially with regard to the political significance of religion mostly in
unpopular religious minorities that are relation to the state, its welfare policies, the
demonised in moral panics. Beckford and apparatus for regulating religion and the con-
Richardson suggest that the regulation of reli- tributions of religion towards social move-
gion has become more controversial in recent ments. Clearly, politics is also significant at the
decades as a result of, first, the growth of reli- level of individuals as citizens and voters.
gious diversity in Western societies and, Laura Olson therefore considers the links
second, the increasing sensitivity of politicians between religious affiliations, political prefer-
to ‘consumer protection’ issues with regard to ences and ideological alignments in Chapter 21.
‘privatised religion.’ In these circumstances, Starting with Tocqueville’s observation in
sociologists cannot afford to ignore the fact that the 1840s that a political opinion accompanies
religion is both the subject and the object of every religion in the US, she examines the ways
regulation and is therefore inevitably politicised. in which religious identity shapes Americans’
Another facet of the political significance of political attitudes and actions. Ideological
religion concerns the pursuit of social change cleavages between the main Christian churches
by means of social movements. In Chapter 20, have long been closely associated with political
Sharon Nepstad and Rhys Williams trace the differences, and recent increases in the level of
long history of religious inspirations of conser- religious diversity have not changed this
vative and progressive movements for social pattern. But it is only with the aid of survey
and cultural change – and the parallel develop- data that sociologists have been able to
ment of sociological thinking about religion’s identify the aspects of religion that primarily
contributions to change at the levels of account for political opinions and allegiances.
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RELIGION AND POLITICS 379

This involves separating out the effects of reli- the importance of examining political atti-
gious believing, belonging and behaving, tudes in the context of particular issues and
among other considerations, in shaping politi- events, and the role of high-profile religious
cal outlooks, voting patterns and opinions on leaders is another factor shaping political
politicised socio-moral issues such as abortion thought and action. Certainly religio-political
and homosexuality. Olson suggests that it may groupings other than the ‘Christian Right’
be an exaggeration to describe Americans as deserve more careful analysis – for example,
poised on the brink of a ‘culture war’ between traditional vs. non-traditional Catholics, the
politically polarised ‘orthodox’ and ‘progres- evangelical religious left, and emergent group-
sive’ citizens. This neglects other types of cleav- ings of Muslims, Hindus and Christians from
age. Moreover, recent research has emphasised non-Western backgrounds.
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18
Religion and the State; Violence
and Human Rights

N . J . D E M E R AT H I I I

Sociologists of religion are not often consulted to as ‘the separation of church and state’ and
on national and international affairs of state provide some variations on the theme, both
(but see Demerath, 2007 for an imagined in the U.S. and elsewhere around the globe.
exception). Until recently the very idea seemed As we shall see, these variations have had
preposterous. Our lair has been that of the pri- critical consequences first, for inter- and intra-
vate and the local, of churches, mosques, tem- religious violence, and second, for human
ples, sects, and cults as the smaller and perhaps rights and religious persecution.
lesser communities of the sacred. But lately
religion has become increasingly embroiled in
the public sphere, and where religion leads, at
SECOND THOUGHTS ON THE TWO
least a few scholars follow. In country after
CLAUSES OF THE FIRST AMENDMENT
country, religion has been either shaped by or
a shaper of critical state policy, and the con-
flicts between major faith traditions and the ‘Congress shall make no law respecting an estab-
divisions within their ranks have done a great lishment of religion or prohibiting the free
deal to define the world of the twenty-first cen- exercise thereof.’ This single sentence begins
tury. Cases in point are legion and range alpha- the ‘First’ of ten amendments to the U.S.
betically from Afghanistan to the former Constitution adopted more than 200 hundred
Yugoslavia with (i)ntermediate stops in, say, years ago in 1791 as its ‘Bill of Rights.’ As much
India, Iran, Iraq, (Northern) Ireland, and Israel. as Americans might relish the conceit that the
This chapter will examine what is to be idea sprang full-blown from the brow of
understood and how it might be approached. Thomas Jefferson (or more likely James
It will highlight both old chestnuts and new Madison), it was the result of a long-term his-
buds in the literature, while drawing upon and torical process. The new nation was eager to
extending some of my earlier writings in the avoid the experiences associated with almost
area, especially Crossing the Gods: World 200 years of European religious wars, not to
Religions and Worldly Politics (Demerath, 2001). mention more than 150 years of religious
It will begin with what Americans typically refer rule at the hands of the British, on the one
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382 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

hand, and their own colonial and state religious Noonan, 1998). But in the U.S., it is the estab-
systems, on the other (cf. Richardson, 2006). lishment clause that has been pivotal and is key
Since its inception, the amendment has been to some of the most important church–state
mythically impregnated and variously inter- litigation of the last half-century concerning
preted (cf. Stokes and Pfeffer, 1964; Wood, issues such as prayer and the teaching of cre-
1985; Witte, 2005). Consider, for example, the ationism and ‘intelligent design’ in the public
widespread reference to Jefferson’s image of a schools, a woman’s right to choose an abor-
‘wall of separation’ between church and state tion, posting the ‘Ten Commandments’ in gov-
in a letter he wrote to a group of Baptist clergy ernment courthouses, and hosting a Christmas
in Danbury, Connecticut in 1803. Because creche on government public property. In such
Americans are proud of their constitutional cases, the complaining plaintiffs have sought
heritage, many have taken the Jeffersonian freedom from religion rather than freedom for
metaphor to heart and regarded the wall as religion.
both more unique and less permeable than the The common historical wisdom suggests
facts warrant. As we shall see later, other coun- that this clause was intended as a check against
tries have developed their own forms of ‘sepa- bullying religious majorities seeking to use
ration,’ though in no country, including the new federal powers to make life difficult for
U.S., is the separation absolute. religious minorities. True, this is precisely what
Clearly the most popular view of the First ‘an establishment of religion’ would have
Amendment celebrates its guarantee of reli- entailed, hence what needed to be prevented
gious freedom for religious individuals and (cf. Gaustad, 1987; Noll, 1990). But consider
groups seeking to avoid state interference while another historical interpretation suggested in a
pursuing their inalienable rights (cf. Adams forthcoming work by John F. Wilson. The
and Emmerich, 1990; Noonan, 1998). This is founders were deeply concerned to protect the
certainly a noble and important aspect of the fledgling federal government, and they realized
wording, and Richardson (2006) provides a that two controversial initiatives had the power
‘socio-legal’ analysis of the conditions which to bring it down: the first was any effort to end
favor religious freedom wherever it is found. It slavery, and the second was any attempt to do
has sometimes been argued that religious free away with the powerful religious establish-
exercise is technically unnecessary since it is ments that were already ensconced at the state
covered under another First Amendment guar- level – for example, Congregationalist in
antee concerning freedom of speech. On the Massachusetts and Episcopalian in Virginia. If
other hand, Hammond et al. (2004) have one reads the establishment clause in this latter
sought recently to expand the implications of context, note how different it seems. Rather
religious freedom to freedom of conscience. than a gauntlet in the face of existing religious
There is no doubt that the free exercise officialdoms, it offers assurance that they
clause has been important in American history would not be tampered with – as indeed they
and a beacon to the world. But it is significant were not until 1940 when the Bill of Rights was
that the ‘free-exercise clause’ follows the so- finally extended to the states, more than a cen-
called (anti- or dis-) ‘establishment clause,’ tury after Massachusetts had been the last state
which begins the amendment as quoted above. to abolish its official religious standing in 1833.
Over time the establishment clause has proved Meanwhile, over the last 200 years, the lan-
to be the most distinctive part of our constitu- guage of the establishment clause has taken on
tional heritage, and a tenet that is rare in other an ever-broadening meaning in the opposite
nations around the globe. The over-whelming direction (Drakeman, 1991). Gradually judi-
majority of the world’s constitutions proudly cial interpretations adapted the clause to
(if sometimes inaccurately) proclaim the free- changing circumstances. The definition of an
dom of religion – or at least of the more private establishment offense has evolved from large
‘religious belief’ (cf. Van Moorseven and Ger denominations using government powers to
Van der Tan, 1978; Krislov, 1985; Wilson, 1987; muscle small religious groups to perceived
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RELIGION AND THE STATE; VIOLENCE AND HUMAN RIGHTS 383

government affiliation with or support for Meanwhile, there has always been an uneasy
either a particular religion or religion in gen- relation between the ‘establishment’ and ‘free
eral as opposed to non-religion. It was exercise’ clauses. From a strict legal standpoint,
President Dwight Eisenhower who captured the first decision to be made concerning a
the limits of American religious tolerance potential church–state case is which of the two
when he said he didn’t care which God a citi- clauses is most pertinent, since arguments
zen believed in as long as he had one. If from the two perspectives are often the obverse
translated into actual policy, this would have of each other. For example, consider a recent
been an establishment violation because it case in which two Catholic women employed
amounted to a state official endorsing religion at a greyhound race track in Massachusetts
generally. However, one can also imagine announced that they were taking Christmas
establishment violations that involve the oppo- day off to celebrate with their families. When
site, that is, government endorsement of or the track fired them on the grounds that they
support for non-religion or what has been had been told in advance that this was its
called ‘secular humanism.’ State departures busiest day of the year and their work was very
from neutrality on either side of the religious important, the two women secured a lawyer
fence are unconstitutional. and filed for state compensation because their
And yet there are some well accepted excep- religious freedom had been violated. This may
tions. Laws concerning the free exercise of reli- seem a straightforward free exercise case.
gion often have explicit or implicit contingencies However, such claims have generally been
concerning the national interest. In the U.S., rejected. In similar cases, the courts have held
there are well-established precedents for deny- that if the state had privileged a religious day
ing free exercise to practices that endanger the off compared to other possible days, especially
health and welfare of innocent victims, includ- a religious day off according to one particular
ing the children of Christian Scientists who are faith compared to other possible faiths, it
protected from their parents’ decisions to would amount to state support for religion
withhold critical medical care. There are also generally, or worse, for one religion in particu-
precedents for allowing church–state relation- lar. Subsequently, the state’s largely Catholic leg-
ships that might otherwise suggest an ‘estab- islature voted to allow every citizen a ‘religious’
lishment.’ Basically, religious organizations holiday of their own choosing and their own
may receive government funds to operate day definition. Because the case has yet to find its
care centers, hospitals, relief programs, etc. as way into the courts, the last shoe has yet to drop.
long as both the intent and the consequences One can imagine the ultimate church–state
are secular. As the government’s social missions case in which each clause is charged with vio-
have expanded, churches and other religious lating the other. Such a case has never actually
organizations are often indispensable allies in materialized but it is not hard to hypothesize.
service provision. This has resulted in not a few For example, placing limits on any religion’s
winks and nudges over relationships that satisfy pursuit of becoming established by the state
the needs of both church and state (cf. Nichols, may be an unconstitutional constraint on its
1988). As is well-known, the courts have upheld free exercise. If a religious denomination is
a variety of what have been termed ‘civil reli- strong enough to marshall control over a
gious’ practices such as the motto ‘In God We governmental unit, isn’t it a denial of its reli-
Trust’ on coins and currency, prayers at gious rights to deny such control? On the other
Presidential inauguration ceremonies and at hand, a state guarantee of religious free exer-
the beginning of each day’s business in the U.S. cise may itself be an establishment violation.
Congress and virtually every state legislature on After all, doesn’t it single out religion for spe-
the grounds that these are more symbolic than cial standing compared to the free exercise of
substantive, and the audience is principally other beliefs and commitments?
one of adults rather than more impressionable In rare cases such as conscientious objector
students in primary and secondary schools. status during the Vietnam War, religious rights
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384 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

have been extended to those who have no formal comes close to requiring an establishment of
religious commitments but hold religious-like organized religion through state certification
convictions. In its 1965 Seeger and 1970 Welsh of only recognized churches, sects, faiths. To
decisions, the U.S. Supreme Court extended the extent that religion is left to the definition
conscientious objector status to persons who of each individual, this involves such wide lat-
were avowedly not religious but held beliefs itude as to stretch ‘religion’ beyond the point of
that occupied ‘in the life of that individual a credibility. In fact, there is no ‘substantive’ defini-
“place parallel to that filled by God” in tradi- tion of religion to serve as the accepted standard
tional religious persons’ (U.S. v. Welsh, 1970). within the American judiciary.
In some sense, this radical allowance was Not long ago, I was asked to serve as an
precedent shattering as it represented the nose expert witness in a Federal Court case involv-
of the secular camel in the religious tent. ing a young woman fired as a check-out clerk
Because its legal implications are daunting, it is by a large department store because she wore a
not surprising that the Court has seldom small gold ring in a pierced eyebrow. When she
returned to the decision. The suggestion that replied that this violated her freedom of religion
there is only a thin line between formal as a member of the Church of Body
religion and other sacred cultural tenets, rites, Modification and later sued on this basis, the
and associations continues to haunt strict case turned on just what constitutes a legitimate
constructionists of either law or religion. religion. Over the past half-century – especially
This was recently manifest in the case of since the Seeger and Welch decisions noted
similarly broad language in the short-lived above, there has been a convergence on the
Religious Freedom Restoration Act (RFRA). issue between the courts, on the one hand, and
The act was passed by Congress in 1993 social science, on the other. In casting a broad
in response to a narrow 1990 Supreme Court net so as to avoid an establishment offense and
ruling in Employment Division v. Smith that accommodate the wide variations in religion
allowed the state of Oregon to deny two Native known to social science, religion could be
American state employees the religious right defined more ‘functionally’ in terms of three
to use peyote – an illegal psychotropic plant criteria: sacred meanings, ritual enactment,
which had long standing in their rituals. But in and communal structure, all of which were
a decision involving a Catholic Church’s ‘free- met by the Church of Body Modification. Alas,
dom’ to resist a town zoning ordinance in the judge finally decided that there were insuf-
Boerne, Texas, the Supreme Court struck down ficient damages for the case to continue. So
RFRA in 1997. The decision not only applied much for a possible opportunity to clarify the
to land use but to a wide variety of dispensa- definitional quandary.
tions which RFRA had seemingly justified on There are two seemingly opposite positions
the basis of personal religious practices. These to take on the strained relationship between
included prison inmates who petitioned for religious free exercise and establishment. On
everything from drug use to conjugal visits as the one hand, the classic position is that free
privately important ‘religious’ rituals. With exercise is so important that some sort of
RFRA defeated, Congress tried again and ‘established’ status should be given to religion
passed the currently operative bill called the in order to protect its freedom. On the other
Religious Land Use and Institutionalized hand, Marci Hamilton has recently argued that
Persons Act (RLUIPA), which is currently the ‘religion is not an unalloyed good’ (cf. Hamilton,
federal law of the land awaiting yet another 2005, p. 6), and its offenses against the citi-
Supreme Court decision when the appropriate zenry such as clergy sexual abuse, race and
case arises on appeal. gender discrimination, and narrow views of
Clearly all of this is no simple matter. To the marriage and abortion require religion to be
extent that religion is restricted to its conven- non-established so that it may be subject to
tional forms – whether Buddhist, Catholic, government monitoring and prosecution in
Hindu, Jewish, Muslim, or Protestant – this the public interest. Given these disparate views,
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RELIGION AND THE STATE; VIOLENCE AND HUMAN RIGHTS 385

it is hardly surprising that the public at large is single sentence refers only to ‘Congress,’ once
varied and conflicted on the issues. There is a elected, not to politicians on the stump. In fact,
consensus on the abstract value of the separa- the one religiously pertinent clause in the orig-
tion of church and state; in a recent study of inal Constitution of 1787 states that ‘... no reli-
Springfield, MA (Demerath and Williams, gious test shall ever be required as a qualification
1992), some 84 per cent agreed that it was ‘a for any office or public Trust under the United
good idea’ in principle. But when asked to States’ (Article VI). Of course, the prohibition
judge the constitutionality of eleven different also extends by implication to any test for
religious practices, a mean of some 34.5 per cent non-religion.
answered incorrectly with another 19.8 per cent American politics is replete with religious
answering ‘not sure.’ Jelen and Wilcox (1995) candidates of virtually every denominational
report similar variation, though ‘elite’ respon- stripe – clergy as well as laity, elected as well as
dents tend to be more in line with prevalent defeated. Although there are periodic com-
judicial interpretations (and with the estab- plaints that religion is not welcome in politics
lishment clause) than members of their ‘mass’ (cf. Neuhaus, 1984; Carter, 1992), these gener-
sample, who were more inclined to ‘accommo- ally refer to the public’s mood not the govern-
date’ religion within the establishment and to ment’s rules, and they often amount to
restrict free exercise to majority Christian complaints that a particular type of religion
groups as opposed to minority sects and has been politically unsuccessful. It is true that
non-Christians. But perhaps the most widely over the nation’s history, some denominations
misunderstood distinction stemming from the such as the Episcopalians have been more
First Amendment involves the difference successful in gaining high office. But this is
between religion’s separation from politics more a function of higher social class and its
versus its separation from government or the attendant political resources than religion per se.
state. This is the issue to which we turn next. In any event, it is precisely at the point that an
office seeker becomes an office holder that the
First Amendment becomes a major constraint to
acting on behalf of one’s religion – or irreligion.
RELIGION, POLITICS, AND THE STATE
The only real constraint on American reli-
IN THE U.S. AND AROUND THE WORLD
gious organizations participating in politics is
a potential loss of tax exemption – a penalty
As religion has become increasingly involved that the Internal Revenue Service applies to all
in politics over the last quarter century in the cultural institutions that would otherwise be
U.S. and elsewhere around the world, there has exempt. However, the measure is rarely enforced,
been a corresponding increase in calls to ban perhaps because this sanction itself could be
religion from politics (cf. Thiemann, 1996). construed as an infringement on free exercise,
The call has become a commonplace of media with the prospect of litigation to follow. The
punditry and political talk shows; it is a fre- most significant recent case involved the cam-
quent weapon used by one political party paigning of the Christian Coalition under the
against another. aggressive leadership of Pentecostal leader, Pat
Certainly one can imagine the call’s appeal. Robertson, and his recently departed political
If there is any truth to the cliché that religion lieutenant, Ralph Reed. The case moldered for
and power are a potentially volatile combina- several years in an IRS file, as no case manager
tion, the solution seems obvious. Yet it is one seemed eager to create martyrs to bureaucratic
thing to bar religion from state hegemony and religious infringement. When the matter was
quite another to bar religion from political finally decided, the Coalition’s tax exempt
involvement by prohibiting religious candi- status was rescinded, but quietly and with
dates from running for office or participating more of a wrist slap than a body blow.
in electoral campaigns. While many assume There is little doubt that the founders
both are central to the First Amendment, the understood politics as a necessary process of
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386 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

airing competing interests and ideologies. only natural that the two should inform –
By contrast, the state is a structure of govern- and occasionally inflame – each other. Religious
ment within which elected politicians serve as visions can become political agendas, and
temporary office holders under the rules of the vice versa. Even American public opinion
Constitution and under the sufferance of the reflects an increasing grasp of the point (cf. Jelen
electorate. In fact, leaving politics open to reli- and Wilcox, 1995). But neither the Constitution
gion while keeping the state closed involves nor this analysis demands that religion should
one of the less remarked upon of the cele- be involved in politics. There are other issues
brated ‘checks and balances’ in the American to animate the political zoo. And yet when reli-
constitutional system. Each practice tends to gion does press for involvement, it is far better
be contingent on the other, much like the rela- to allow it in than to try to keep it out. Banning
tionship between separationism overall and religious considerations and religious leaders
the nation’s civil religion described earlier from politics is simply unrealistic. Moreover,
(see also Cristi and Dawson in this volume). the attempt is apt to backfire. When religion is
Religion can be active in politics precisely denied a place at the political table, it is likely
because we are protected from its official hege- to create more problems – either as an out-
mony; conversely, religion need not have a raged victim of a repressive political system or
position within the state because it can air its as an unmonitored force operating in the
positions politically. Religious advocates on political shadows. In short, a politics that
every side of an issue should be welcome par- excludes religion is no more defensible than a
ticipants in the political contest. But the state’s state that establishes religion.
primary obligation is to insure that the rules of It is perhaps an ironic comment on consti-
the contest are fair to everyone. tutions generally that many nations have a
It is true that mixing religion and politics better record in avoiding establishments that
can lead to the kind of cultural wars that are as are not constitutionally banned than in nur-
real elsewhere as they are rhetorically inflated turing the free exercise that is constitutionally
in the U.S. (cf. Hunter, 1991). But such intra- secured. Indeed, what may be most distinctive
national religious warfare is rare except when about the U.S. constitution is not so much its
state power hangs in the political balance, as in content as the seriousness with which it is
the cases of Guatemala, Northern Ireland, regarded. Even Americans who know little of
Egypt, Israel, India, and of course, Afghanistan its specifics accord it revered status. In many
and Iraq – to name only a few countries that other countries, constitutions are a changing
have become battlegrounds. Politics that gloss, and there are some in which a nation’s
follow a lawful pattern in the pursuit of well- constitutional commitment reflects the sar-
defined and constitutionally regulated state donic line from a recent American automobile
offices is quite different from a politics of commercial, ‘(Constitutions) must be good;
winner-take-all, including the right to re-define we’ve had six of them in the last twelve years.’
the state rather than merely playing a role Clearly constitutions themselves are an
within it. Similarly, there is a crucial distinction unreliable guide to actual relations between
between the state as an enduring, rule-bound religion and power, even in the U.S. But a dif-
apparatus of government that transcends its ferent and broader approach is necessary to
incumbent officials of the moment versus the capture the diversity of relations between reli-
state as the momentary and ideologically gion and power among our comparative cases.
opportunistic creation of the last conquering They range widely from religious states and state
politician – i.e. between the state as a long-term religions to cases where religion lacks either a
end in its own right and the state as a short- legal role in politics or cultural standing in the
term means to more politically particular ends. society at large (cf. Marty and Appleby, 1991).
As the the U.S. founders understood, because Two distinctions drawn from the above mis-
both religion and politics involve competing understanding help to make sense of this pro-
moral guidelines and ethical priorities, it is fusion. The first distinction concerns whether
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RELIGION AND THE STATE; VIOLENCE AND HUMAN RIGHTS 387

or not religion has a legitimate role in national ties by the end of the nineteenth century;
electoral politics; the second distinction involves informally, ties have persisted in varying
whether or not religion is officially established forms. In Brazil, the Catholic ecclesiastical
within the formally constituted state or govern- hierarchy is now seeking to reappropriate and
ment. Overlapping these distinctions produces renegotiate its seat at the right hand of the
four combinations: (1) religious politics with state, while at the same time both church and
a religious state; (2) non-religious or secular state are engaged in a new religious politics
politics and non-religious or secular state; energized by echoing strains of Liberation
(3) secular politics and a religious state, and Theology, on the one hand, and an expanding
finally (4) religious politics with a secular state. pentecostal Protestantism, on the other. In
As simplistic as these clusters may seem, most Guatemala, the dominant military state has
countries find at least temporary homes shifted its ostensible religious affiliation from
among them. Catholic to Protestant in the last decade, and
its indigenous opposition is partly a movement
of Mayan religious revitalization.
Perhaps the clearest combination of a reli-
RELIGIOUS STATES AND
gious state with religious politics is Northern
RELIGIOUS POLITICS
Ireland. There is no question that the state is
perceived in Protestant terms, whether de jure
This combination seems an appropriate start- as a result of its inclusion within the UK or
ing point because some may regard it as the de facto because of the 300 year political dom-
starting point of Western history, not to men- inance of local Protestants. Certainly there is
tion the most common type among today’s no doubt that politics are riven with religion –
non-Western societies. Because such countries at least insofar as they have involved extreme
are so often depicted as suffused with religion civil religious blocs that are ‘culturally,’ if not
in every aspect of life, a religious state would always ‘religiously,’ Protestant and Catholic.
seem to go hand in hand with religious politics. The recent truce and negotiated settlement
In fact, the combination is more the excep- signal a change in the religious politics, but by
tion than the rule, and this is because it is so no means its end. What was once a small
volatile. When a religious state is faced with Catholic minority may well become an effec-
active religious politics, this is because there is tive political majority in the next several
some religious disagreement over the state’s decades, and Catholics have already begun to
own religious direction. Under such circum- make gains through the ballot rather than the
stances, the state’s very legitimacy is called into bullets of the IRA. This is hastened by the
question, and violence may reflect preemptive increased out-migration of Protestants with
actions of state control as well as the clash resources who read the new writing on the
among contending religious parties. If there is graffiti emblazoned walls; it is compounded by
a single pattern that lends itself to the most the frustrations of those less advantaged
widespread religious and cultural violence, it is Protestants remaining behind.
this one. And, alas, while the category is rare, it Or consider the case of Israel. Many Israelis
is hardly non-existent. would protest its categorization as a religious
Among the ‘sample’ of countries considered state, arguing that Zionism itself can be seen as
in Demerath (2001), several cases qualify here – a secular movement, and that the state makes
at least at various points in their histories. Like ample provision for both secular practices and
most other Latin American countries, both various non-Judaic faiths, especially Islamic
Brazil and Guatemala were once officially and Christian. At the same time, there is no
Catholic states in a religious political system question that the Israeli state is perceived as
that involved the subjugation and suppression Jewish by most Jews and non-Jews alike. Even
of indigenous religious alternatives. Formally, if this were not the case, Zionism itself may be
both countries had severed these state religious a sufficiently sacred commitment to qualify as
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388 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

religious in its own terms. Certainly there is no relationship as an inhibiting constraint on


question that Israeli politics often take reli- their prophetic roles. But then the establish-
gious forms. This not only applies to the par- ments that survive are often defended princi-
ticipation of Muslim Palestinians, including pally on non-religious grounds. The Swedish
the Hamas, but also to the struggles among Church still serves as an unofficial census
various Jewish groups – whether secularists on bureau and burial society and still receives
the left or contesting movements on the right state funds after disestablishment in 2000.
such as the Gush Emunim and the ultra- Many politicians see surviving establishments
orthodox Haredim. Former Prime Minister as non-substantive symbols of cultural conti-
Rabin’s assassination makes it clear that the nuity and vestigial charm.
stakes are large and the rates of violence are high. Europe does not exhaust the secular-secular
As all of these countries attest, the combina- category. Its influence is apparent in two addi-
tion of a religious state and religious politics tional cases: Turkey and China. Turkey had
has involved some of the most deeply rooted been tilting toward the West throughout the
and tragic violence of the modern era. This latter days of the Ottoman Empire in the nine-
makes it especially important to consider the teenth century, where there was a special fasci-
alternatives. However, it is one thing to point nation with the secular theology of French
out the dangers of this combination in the positivism. In a sense, Kemal Attaturk both
abstract and quite another to prevent countries had and ate the Ottoman cake when he seized
from sliding towards it in reality. Then too, power in 1921 and carried through one of the
some of the alternatives have warts of their own. most far-reaching and enduring politico-
cultural revolutions in the twentieth century.
Attaturk was familiar with sociologist Emile
Durkheim’s argument that an ethical society
SECULAR STATES AND SECULAR POLITICS
and effective political culture could be sacred
without being religious. Partly as a result,
If the first combination is stereotypically non- Attaturk banned religion from both govern-
Western, this one is associated with the equally ment and politics just as he banned irregular
common – and equally flawed – stereotype of a verbs and Roman numerals from everyday dis-
fully secularized West. In one sense, it repre- course. For the most part, the reforms have
sents a realization of the Enlightenment vision remained, although there have been several
through what has been called the ‘seculariza- instances in which the military has stepped in
tion of public religion’ (Wilson, 1966) or the to preserve secularity, and there is no question
‘de-sacralization of the state’ (Stark and that Muslim political interests have begun to
Iannaccone, 1994). The secular-state secular- mobilize recently. It is characteristic of Turkey
politics combination is often associated with that critics and participants alike resist the
Western Europe in particular. Apart from the label of ‘fundamentalism’ so often applied to
now nominally ‘Christian’ Democratic and neighboring Iran and the formerly Taliban
Socialist parties in Germany and France, both controlled Afghanistan.
countries fall into this category, as does Italy China also qualifies as a doubly secular case,
following its revocation of its long-standing again partly on the basis of an imported
concordat with the Catholic Vatican. Western ideology – in this case, of course,
Much the same is true if one looks function- Marxist socialism. Actually regime opposition
ally rather than formally at Anglican England to religion comes and goes, and despite the
or Lutheran Scandinavia. In fact, there are state’s repression of the Falun Gong, there is
active movements on behalf of religious dises- occasional waggish talk of a ‘third opium war’ –
tablishment in all of these symbolically reli- in this case an intra-Party dispute concerning
gious nations. These are partly efforts to whether Marx was correct in dismissing reli-
revitalize religion as an autonomous political gion as the ‘opiate of the masses.’ Of course,
force, since many church folk now regard the there is truth to the cliché that Marxism itself
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RELIGION AND THE STATE; VIOLENCE AND HUMAN RIGHTS 389

resembles a religion, not least in the recent under the secular-secular rubric, including
‘secularization’ of Marxism as a sacred cause. Anglican England. And even though Sweden
Indeed, one of the reasons why some Chinese was formally religious until 2000, it actually
leaders have been more accepting of tradi- reflected a cultural and political scene that was
tional Christian, Buddhist, and Islamic reli- highly secular. While there were occasional reli-
gious communities – as long as they operate on gious issues which drew attention, these were
the state’s own terms – is a much-lamented very much the exception rather than the rule.
void at the core of Chinese society where only If this first model of a religious state with
money has currency. While some would argue secular politics suggests a certain ritualized cover
that this is a cue for the re-introduction of for an indifference to religion, a second version
Confucianism, this is even less preferable than involves a religion that is such an important
imported faiths because party cadres see the source of state legitimacy that no alternative
Confucian tradition as a feudal and anti- faith is tolerated. Religion is banned from pol-
revolutionary anachronism, despite its consid- itics precisely because it is so potentially upset-
erable informal persistence. This is a time of ting as an emotionally charged component of
transition in China, but not one that portends the culture at large. Religious grievances
a serious religionizing of either the state or against the state are suppressed, and often any
politics in the near future. politics of real substance is kept under wraps.
Clearly, the combination of a secular state These are theocracies represented by some tra-
and secular politics has some empirical ditionally Catholic Latin American states as
standing, and it is in some measure correctly well as a number of Islamic hegemonies in the
associated with Western post-enlightenment Middle East, for example Pakistan at various
developments. But this does not mean that all points in its history. In all of these cases, the
cases are confined to the West, or that religion state controls the political world very tightly
is entirely absent in any instance. Indeed, the and embraces religion more to control it than
combination in pure form runs the risk of to submit to it.
cultural lassitude, if not sterility. Many of the In some ways these first two models of reli-
above cases reveal persisting strains toward gious states with secular politics are opposites
some form of religion or ‘sacred’ alternative of each other. The first represents religious
that state administrations seek to dampen, if tokenism in the midst of apathy, while the
not drown. While these new religious develop- second reveals an imposed religious order to
ments rarely represent major trends, they are quell potential religious disorder. Still a third
also seldom dismissable. So far, then, we have version of a religious state and secular politics
dealt with the two opposing polar combina- is a perverse variant on the second. This involves
tions: the doubly religious associated with states that carefully construct their own religion
violence and the doubly secular tending to frustrate the political mobilization of a
toward vacuity. The next two combinations are genuine religious alternative.
somewhat more common and a bit less intuitive. Indonesia offers a case in point. For more
than 50 years, its government has imposed the
deliberately crafted syncretic religion of ‘pan-
casila’ to bind together Christians, Hindus,
RELIGIOUS STATES AND
Buddhists, and animists – not to mention the
SECULAR POLITICS
85 per cent of the population who are formally
Muslims. Under the now deposed President
Consider three scenarios that combine a reli- Suharto, strict electoral rules made it virtually
gious state and secular politics. The first occurs impossible for any one religious group to rise
when state religiousness is an empty symbol up against the regime, and the state’s adminis-
rather than a compelling commitment – more trative apparatus (‘golkar’) also functions as a
an anachronistic form than a contemporary controlling political structure. In all of this,
function. In fact, we noted several such countries the object was to stifle the development of the
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390 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

so-called ‘Islamic fundamentalists,’ whose namely, the United States and India. When
actual agendas were often more secular than India obtained independence in 1947, it took
religious. three years to carefully develop a constitution.
Thus, the combination of a religious state The result reflected a number of Western
with secular politics makes for even stranger models, including the U.S. itself (cf. Smith,
bedfellows than does politics alone. All three of 1963). But while the Indian form of govern-
its scenarios are somewhat procrustean, and ment enjoyed a successful run of almost
the latter two share a sense of unstable vulner- 30 years with its stability and legitimacy intact,
ability as a temporary way station for cases this began to unravel in the 1980s.
caught in transition between the other three A growing complaint within India today is
basic combinations. that its Independence leaders were too quick to
apply Western secular forms of government to
an Eastern cultural reality that required its
own unique state response (cf. Said, 1978;
SECULAR STATES AND
Carrier, 1995). The argument holds that a sec-
RELIGIOUS POLITICS
ular state may work well enough in a country
like the U.S., but it is discordant within an
This last combination is another that may Indian society that remains so intransigently
seem unlikely at first glance. After all, if a soci- non-secular at its core. Indeed, the very impo-
ety is able to sustain a government that is basi- sition of Western secularism has served per-
cally secular, isn’t this because the surrounding versely to fan the flames of religious extremism
culture is itself so secular that there is no real by forcing religious advocates to adopt aggres-
religious action in the first place? Put oppositely, sive measures to make their case – measures
when any society’s politics become religiously that even include communal violence. Some go
infected, how can its state structures fail to so far as to suggest that India is not just a
follow? deeply religious country but a fundamentally
Both questions are reasonable, but as we saw Hindu society that can only be led by a Hindu
earlier, the logic behind a secularly neutral government. As the argument goes, once
state with a free-ranging religious polity is that Hinduism finds its natural expression in state
each complements and constrains the other. control, it will revert to its natural historical tol-
There need be no limits to the free exercise of erance of the minority religions in its domain.
religion in politics as long as there is a strict And yet this is only one reading of the
prohibition of any religious establishment Indian situation. By no means all Indian influ-
within the state. Politicians, as politicians, may entials and intellectuals have abandoned the
campaign on – and even vote – their religious secular or religiously neutral state. Many con-
consciences; nor is there anything to prevent tinue to resist both religious and anti-religious
them from bowing to the bidding of their reli- models of the state in favor of a more neutral
gious organizations. But state officials and or a-religious reading of the Indian constitu-
state administrations have a different responsi- tion. From this perspective, the cause of the
bility. They must remain formally and func- country’s ‘communal violence’ is not that the
tionally neutral, and not only in the competition state is too secular but rather that it is not sec-
between religions but also in the larger struggle ular enough – not that the state should use its
between religion, on the one hand, and secu- influence to curb or end religion, but rather
larism, on the other. The overall result should that the state should be religiously impartial.
be a contested but vital politics framed by an From the very outset, religion was implicated
equitable state that rises above the fray to guar- in the Indian constitution and the government
antee fairness to all. At least this describes the it conceived. From the beginning there were
constitutional theory and founding enthusiasm controversial religious actions, including a
behind two countries that constitute the world’s state exemption for Muslims to follow Islamic
largest and oldest democracies respectively; rather than national laws in personal matters,
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RELIGION AND THE STATE; VIOLENCE AND HUMAN RIGHTS 391

and liberal religious reforms required of exception that commends the rule concerning
Hinduism in such matters as changes in temple the virtues of a secular state and a religious
administration and a continuation of the British polity. But it would be both naïve and unseemly
‘reservations policy’ as a form of occupational to assume that the same combination would
affirmative action for Hindu ‘untouchables.’ work identically for all other nations. Nor is
These exceptions in secular state policy have India the only cautionary case.
festered over the years. There is an increasing In Egypt, the nation as a whole seems a bat-
tendency for state leaders to become involved tleground between a coercive state with an
in such religious conflicts as Hindus vs. anti-religious ideology of ‘secularism,’ on the
Muslims in Ayodyah, Bombay, Gujarat, and one hand, and small bands of religious extrem-
Kashmir; Hindus vs. Christians in Orissa; ists, on the other. The scene is not uncommon,
Sikhs vs. Hindus in the Punjab; and southern and it has surfaced in a variety of other states
Tamil rebels mobilizing against Buddhists in that have been less than fully successful in their
Sri Lanka. As concessions made to one group efforts to suppress religious opposition, e.g. the
require balancing concessions to its rival, previously described Indonesia, Turkey, and
constructing state policy has come to resemble Thailand.
shortening a chair one leg at a time: the results Post-1989 Poland also qualifies as a secular
are never quite even, and the seat of power state with religious politics. One might sup-
becomes increasingly unstable. The assassina- pose it to be doubly Catholic as a reflection of
tions of both Indira and Rajiv Gandhi offer both its dominant cultural religious alignment
tragic reminders of the possible consequences. and the oft-chronicled alliance of the Church
Of course, religious politics can also lead to with the Solidarity labor movement in bringing
violence and tragedies. India is a country in an end to Communist rule. But Catholicism’s
which Hindus and Muslims have long lived role has already begun to shift. Many Poles are
cheek by jowl in the same areas of a city and more ‘cultural’ than ‘religious’ Catholics, and
sometimes the same neighborhoods. But peri- the old pattern of opposition to ecclesiastical
odically these neighborly relations give way to authority is resurfacing, especially as the Church
horrific communal violence. Why? One expla- has sought to pressure the government into
nation is what might be called the ‘sponta- outlawing divorce and abortion. While Poland
neous combustion model,’ referring to a currently illustrates the combination of a secu-
tendency for any disparate groups sharing lar state with religious politics (cf. Casanova,
close quarters to be set off by sparks that can 1994), it may soon join its European sisters to
lead to conflagrations. A second explanation the West in the doubly secular category as even
can be labeled the ‘political arson’ model by its politics lose their religious flavor.
which riots are purposely initiated by ‘goondas’ Finally, Japan is another sharp-edged peg in
in the hire of politicians starting a political the round hole of a secular state with religious
campaign and anxious to mobilize supporters. politics. In fact, Japan is an especially instruc-
Recent research by observers like Paul Brass tive case because it reminds us that our four
(2003) favors the second model as illustrated types rarely fit any country exactly. Like many
by right-wing Hindu politicians in city after nations that tend to straddle two or more
city in North India. Of course, India is not the types, Japan has exemplified all four combina-
only country where political majorities hold a tions at various times in its history. First,
death grip on minorities. Similar scenarios are Japan’s Tokugawa period from the early seven-
now occurring in countries like Israel and Iraq. teenth to the latter half of the nineteenth century
In a strange way, one’s reading of India combined religious government (or shogunates)
depends upon one’s reading of the United States. with religious politics in the jousting among
Is America a den of constitutionally enforced various Buddhist, Shinto, and even Christian
secularism or a country whose high level of movements. Second, the Meiji restoration in
religiosity is only partially inhibited by its con- the 1860s ultimately led to a religious state
stitution? Overall, the United States may be the and secular politics as State Shinto came to
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392 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

define the government, and opposing religious overrun by dominantly religious cultures often
voices were stilled. Third, at least for the first representing the great faith traditions, most
three decades following the end of World notably and ominously Islam. By somewhat
War II and the adoption of a new constitution, contentious contrast, other scholars have
the situation was more that of a secular state argued that Huntington has been too quick to
with secular politics. Fourth and most recently, jettison more conventional structural explana-
the combination of a secular state and religious tions and religion’s relationship to state power.
politics has begun to surface, however imper- From this perspective, Islam has been hijacked
fectly. Formally, the state continues to be secu- by political movements that give the religion
lar, although there are signs of a non-militarist, an especially bad name, and while it is true that
State Shinto recrudescence. Meanwhile, reli- Islam is vulnerable to such movements, so was
gious politics of a quite different sort involves Christianity vulnerable to the terrorism of
new roles of ‘new’ and ‘new-new’ religious movements like the Ku Klux Klan (cf. Demerath,
movements over the last decade. The 1995 2007; Juergensmeyer, 2000). In addition, the
Aum Shinrikyo’s nerve gas attack on the Tokyo very notion of a single seamless civilization
subway was a pivotal event. The resulting ‘trial sweeping whole nations under its power is far
of the century’ turned out to be a siege for more fiction than fact (cf. Jenkins, 2002; Norris
many marginal religious movements who feel and Ingelhart, 2004). Indeed, the specter of a
tarred by the same stereotypes and sanctions united and aggressive Islam is greatly over-
applied to Aum. This is especially true of the drawn. The greatest violence in the name of
Soka Gakkai and its long-standing relation to Islam today involves various Islamic factions
one of Japan’s largest opposition parties warring against each other – for example,
(Kasulis, 1991). Taliban vs. other Muslims in Afghanistan, Sunni
So much for a brief exercise in cataloguing versus Shiite in the Iraq-Iran border wars of
the range of relationships between religion, the 1980s, and now within Iraq itself.
politics, and the state. As nations strain to move This cues a second and more structural
from one type to another, we are reminded that account of religious violence that keys on the
a variety of factors are at work – some political matters discussed in the previous section.
and some religious. Even America’s heralded There is a developing consensus among several
church–state separation may be less a matter different scholars that the critical variable
of law and binding precedent than of broader involves religion’s relationship to state power.
social, cultural, and institutional patterns Where such power is out of bounds and out
(cf. Lipset, 1996). of play, very little violence occurs. But where
religious traditions or factions with the same
tradition either hold state power or compete
for it, violence is all-too likely to ensue. I have
RELIGIOUS VIOLENCE, HUMAN RIGHTS,
reached such conclusions following a compara-
AND RELIGIOUS PERSECUTION
tive qualitative project on some fourteen coun-
tries around the globe (Demerath, 2001). But
In the best of all worlds, the very phrase ‘reli- similar conclusions are emerging from quanti-
gious violence’ would be dismissed as an oxy- tative research. Israel’s Jonathan Fox has
moron. In reality, of course, it is very real mounted several large data sets that allow him
indeed (cf. Appleby, 2000; Juergensmeyer, to test such propositions (cf. Fox, 2004; Fox
1993, 2000; Lawrence, 1990; Riesebrodt, 1990). and Sandler, 2004). Brian Grim and Roger
Two quite different sorts of explanations have Finke have availed themselves of another
emerged to account for it, one cultural and data set with similar results (cf. Grim and
other structural. First, Samuel Huntington Finke, 2006a, b).
(1996) has argued that such violence is increas- Grim and Finke’s data derive from a project
ingly the result of ‘clashing civilizations’ as concerning a different sort of religious violence
political structures become a vestige of the past and a different range of political involvements
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RELIGION AND THE STATE; VIOLENCE AND HUMAN RIGHTS 393

concerning it. In 1998 the U.S. Congress passed possibility of political bias. In some cases, the
the International Religious Freedom Act embassy assessments are one thing, and the
(IRFA) providing for annual reports on State Department’s use of them quite another
instances of religious persecution occurring in depending upon its political relations with the
every country around the world where the U.S. country in question While it is true that the
has a diplomatic presence, with a detailed sum- first few years of the persecution tallies were
mary to be prepared by the State Department somewhat unevenly collected and coded, more
for the House of Representatives Committee on recent reports have become more standardized
International Relations’ Subcommittee on and more rigorous. In any case, Grim and Finke
Africa, Global Human Rights and International marshal information from some 143 countries
Operations. The bill passed quickly and unani- with populations exceeding 2 million and,
mously, even though some of its supporters’ after converting the largely qualitative reports
motives became somewhat suspect. Although into quantitative form, subject the set to struc-
the original idea behind such action apparently tural equation modeling.
came from liberal Jewish advocates, it was Even though Grim and Finke use quantita-
given special impetus through the House and tive techniques and a ‘religious economies’ per-
Senate by a group of conservative Protestants spective in contrast to my own more qualitative
from the Southwest. They saw it as a way of approach anchored in recent church–state
protecting conservative Christian groups from theory, our conclusions are strikingly similar
the U.S. proselytizing in Western and Eastern to each other and at odds with Huntington’s
Europe, Africa, Asia, and elsewhere around the more cultural contentions. By far their most
globe. These groups have met resistance that robust predictor of religious persecution is an
was sometimes organized by ‘host’ govern- index of ‘government regulation,’ though non-
ments and was often regarded as persecution. governmental ‘social regulation’ on the part of
Not surprisingly, the bill and its subsequent majority religions also has a significant indi-
actions have not been universally well received. rect effect. Translated into constitutional terms,
The legislation seemed inconsistent with other government regulation of religion might well
actions of the U.S. Government such as the characterize an established religion keeping its
Bush Administration’s use of Congressionally non-established religious competition at bay
unapproved funds set aside within the Executive (cf. Van der Vyver and Witte, 1996; Richardson,
Branch for Faith-Based Initiatives, including 2004). Thus, the finding is consistent with
Christian groups around the world proselytiz- aforementioned strictures against religious
ing at the expense of Islamic, Hindu, Buddhist establishments and situations where religion is
and other religious communities while provid- either competing for or actually wielding gov-
ing social services ringed with their own reli- ernment power – though, of course, there are a
gious constraints with respect to problems number of countries in which governments
such as AIDS and birth control. Countries like regulate and even persecute religion precisely
China, France and Germany raised strong because the governments themselves are non-
objections to IFRA’s interference with their or anti-religious. Grim and Finke have not
own internal policies concerning religion. yet reported on a third index of ‘government
Questions have arisen about the reach of favoritism toward religion’ that also seems
U.S. power, not to mention cross-cultural promising in establishment terms.
and cross-national conceptions of internal
religious freedom versus external religious pre-
dation. However, it is true that the targets
CONCLUSION
of recorded persecutions are often internal
themselves and the offenders are by no means
dominantly external American evangelists. In the final analysis, religion’s capital is often
Grim and Finke are aware of the cloud best optimized when religion is not a capital reli-
under which IRFA began, and the continuing gion. That is the pithy version of this chapter’s
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394 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

central theme. In reviewing the American tra- Clauses. Philadelphia: University of Pennsylvania
dition of church–state relations, we noted the Press.
strange beginnings but growing importance of Appleby, Scott R. 2000. The Ambivalence of the
the First Amendment’s ‘establishment’ clause Sacred: Religion, Violence and Reconciliation.
New York: Rowan and Littlefield.
as opposed to its more commonly cited right
Brass, Paul R. 2003. The Production of Hindu-
of religious ‘free exercise.’ The chapter described
Muslim Violence in Contemporary India. Seattle:
the distinction between religion’s often desir- University of Washington Press.
able and constitutionally admissible relations Carrier, James G. (ed.) 1995. Occidentalism: Images
with politics as opposed to its undesirable and of the West. Oxford: Clarendon Press.
unconstitutional ties to the state and govern- Carter, Steven L. 1992. Culture of Unbelief. New York:
ment. At least this is the case in countries such Basic Books.
as the U.S. and India, even though both coun- Casanova, José 1994. Public Religions in the Modern
tries have honored their constitutions in the World. Chicago: University of Chicago Press.
breach as well as in the observance. Other Demerath, N. J. III 2001. Crossing the Gods: World
combinations of a four-fold typology of reli- Religions and Worldly Politics. Piscataway, NJ:
Rutgers University Press.
gion’s relations with politics and the state
Demerath, N. J. 2007. ‘Dear President Bush: An
ordered a quick survey of developments in
Assessment of Religion and Politics in Your
other countries around the world. Finally, the Administration for “Posteriority”,’ Sociology of
chapter took up recent work in what might be Religion, 68:1 (Spring) 5–25.
called the sociology of religious violence and Demerath, N.J. III and Rhys H. Williams 1992.
persecution. Again operating at a multi- A Bridging of Faiths: Religion and Politics in a
national global level, it reviewed cultural and New England City. Princeton, NJ: Princeton
structural explanations, and among the former University Press.
noted the rash of criticisms provoked by the Drakeman, Donald 1991. Church-State Constitutional
‘clash of civilizations’ thesis. Issues: Making Sense of the Establishment Clause.
In all of this, one cannot fail to be struck New York: Greenwood Press.
Fox, Jonathan 2004. Religion, Civilization, and Civil
with how different these questions and answers
War. Oxford: Lexington Books.
are from those that characterized the sociology
Fox, Jonathan and Shmuel Sandler 2004. Bringing
of religion, say, a half-century ago – to take a Religion into International Affairs. New York:
reference point not exactly at random. When I Palgrave Macmillan.
took my first courses in the field, American Gaustad, Edwin S. 1987. Faith of Our Fathers:
research in the sociology of religion was virtu- Religion and the New Nation. San Francisco:
ally restricted to the United States and largely Harper and Row.
focused on the local religious scene at that. Grim, Brian J. and Roger Finke 2006a. ‘International
Now we are moving from the local to the global Religion Indexes. Government Regulation,
– or what some would describe as from the local Government Favoritism, and Social Regulation
to the loco. In addition, our work has shifted of Religion,’ Interdisciplinary Journal of Research
on Religion, Vol. 2/1; 2–40.
from the personal and the domestic to a concern
Grim, Brian J. and Roger Finke 2006b. ‘Clashing
with politics and violence with larger stakes for
Civilizations or Regulated Religious Economies:
us all. It makes one wonder what will have Explaining Cross-National Religious Persecution.’
become of the sociology of religion and of Unpublished manuscript. Pew Forum on Religion
humankind generally after another half-century. and Public Life.
Hamilton, Marci A. 2005. God vs. the Gavel:
Religion and the Rule of Law. New York:
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Hunter, James D. 1991. Culture Wars: The Struggle to Norris, Pippa and Ronald Inglehart 2004. Sacred
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Wei-hsun Fu and Gerald Spiegler (eds), Movements ‘A Supply-Side Reinterpretation of the
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London: I.B. Tauris. Van der Vyver, Johan and John Witte, Jr. (eds) 1996.
Lipset, Seymour Martin 1996. American Exceptional- Religious Human Rights in Global Perspective.
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19
Religion and Regulation
J A M E S A . B E C K F O R D A N D J A M E S T. R I C H A R D S O N

This chapter will show that religion – just like which they operate. On the other hand, reli-
many other spheres of social life – is the sub- gion is subject to control by external agencies
ject and object of regulation. Religion is such as political or military institutions. The
involved in regulating aspects of social life; and social regulation of religion demands careful
it is an object of regulation by internal and analysis not only in terms of underlying inter-
external agencies. Sociological understanding ests and social forces but also in terms of its
of religion must, therefore, consider issues of forms and processes. In other words, we shall
regulation but it must also seek fresh approaches analyse religion as both an agent of regulation
that can take account of the shifts that are and as an object of regulation. In addition, we
occurring in the forms of regulation associated shall consider the attempts made to resist both
with ‘the late modern age’ (Giddens 1991) or the control of religion and the control exer-
‘new modernity’ (Beck 1992). Accordingly, we cised by religions. This will allow us to place
shall place the topic of religion and regulation the topic of regulation in a much broader
in the context of broader questions about the social context than is common in the sociology
management of risk, diversity and account- of religion (cf. Finke 1990; Chaves and Cann
ability in advanced industrial or post-industrial 1992; Iannaccone et al. 1997; Grim and Finke
societies. Our argument will also be that 2006. But see Bourdieu 1991).
regulation is far from being a matter only We must sound three notes of caution
for agencies of the state and that the activities before our analysis can begin. First, religion
of non-state actors in some countries have clearly amounts to much more than an agent
become more important since the 1980s or an object of regulation. Other chapters in
(Hutter 2006: 2). this Handbook are an eloquent testimony to
Our analysis of religion and regulation has the rich diversity of expressions that religion
two sides. On the one hand, it examines the has taken – and continues to take – in many
capacity of religious ideas and organisations regions of the world. The focus on regulation is
to regulate thought and action. We shall exam- merely one way of understanding the social
ine the extent to which religion has been a and cultural significance of religion. It is far
powerful agent of regulation in various times from being the key to a balanced sociological
and places. This includes the ‘internal’ self- understanding of religion. But the focus on
regulation of religions as well as attempts by regulation is still important and timely because
religious organisations to control the world in religion is directly and indirectly relevant to
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RELIGION AND REGULATION 397

many of the conflicts and controversies that conformity to regulations and, in some cases,
characterise life in the early twenty-first century applying sanctions in order to punish and/or
(Beckford 2003; Richardson 2004). deter breaches of regulations. The regulation
The second note of caution is about the of religion can take many different forms – as
word ‘religion’. It is a generic term that refers to does the attempt by religions to regulate aspects
a wide range of phenomena extending from, at of culture and society. Some of them draw
one extreme, entire faith traditions such as upon bodies of law or formalised rules that
Islam or Christianity to, at the other extreme, require interpretation and application by qual-
the personal convictions and commitments of ified practitioners such as canon lawyers in the
individuals. In between these two extremes Roman Catholic tradition or jurists in various
there are many different types of religious insti- Islamic traditions. Other forms of regulation
tutions, organisations, groupings and practices. of religion are in the hands of specialists in, for
Although it is convenient to use the word example, human rights or taxation.
‘religion’ as a shorthand way of referring to In addition to these technical ways of regu-
this vast array of differing values, beliefs, lating religion there are less formal – but no
symbols, rituals, teachings, practices, experi- less effective – procedures that can have the
ences, forms of organisation and ethical rules, effect of shaping religions. They include, for
we must always keep this sheer diversity in example, administrative decisions about the
mind. Good sociological analysis of religion allocation of public funds to religious groups
requires us to be sensitive to this diversity and to or the stereotypes of religious personnel that
the variable rates at which religious phenomena appear in the mass media. In all these different
can change. ways, religion is subject to attempts to control,
The third note of caution is about the com- canalise, categorise or certify its beliefs, expres-
plications that arise when the distinction sions, practices and forms of organisation. It
between religious organisations and other follows that some of these regulatory practices
agencies is unclear. It sometimes happens, for actually favour religion over non-religion,
example, that religious organisations act as while other practices accord advantages or
proxies for political interests in attempting privileges to some religions but not to all.1 No
to regulate social and cultural life. Such cases less relevant to this chapter are the attempts to
look like regulation by religion, but they actu- regulate thoughts, feelings, actions, policies,
ally mask the influence of non-religious forces. property and organisations in the name of
Conversely, of course, some political authori- religions. But we should add that regulation of
ties may appear to be acting independently religion – and regulation by religion – is not
whilst actually carrying out the wishes of pow- always successful or complete. For our purposes,
erful religious organisations. The challenge then, attempts to exercise regulation are no less
for social scientists is, therefore, to assess interesting in themselves than are the cases in
the extent to which religion is a proxy for other which regulation actually succeeds. Similarly,
interests, and vice versa, in any particular the resistance to regulation deserves more care-
circumstance. ful consideration than it usually receives in the
The term ‘regulation’ in this context means sociology of religion.
the process of directing or controlling things in The chapter is in four main parts. It will
accordance with rules. Following Hood et al. begin by considering the variety of ways in
(2001), we can identify three aspects of this which religions regulate themselves with dif-
process: information gathering, standard set- fering degrees of success. Forms of religious
ting and behaviour modification. The first self-regulation include the codification of
involves assembling and evaluating informa- beliefs, tests of orthodoxy, the training and cer-
tion about the thing to be regulated; the tification of leaders, and the disciplining of
second refers to determining the criteria with deviants. The second section will analyse the
which to assess how far regulations are respected ways in which external forces and agencies reg-
or breached; and the third relates to judging ulate religions. Codes of law, state constitutions,
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398 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

anti-religious forces, and the mass media can in question. That is, they ideally determine
all have the effect of regulating religious belief, what the main features of the religion actually
practice and organisation. The third section are. At the most basic level, each religion’s con-
will focus on attempts that are made in the stitutive rules provide answers to questions
name of religion to regulate aspects of per- about its distinctive beliefs, practices and
sonal and social life. They include sexuality, the organisational forms. They are usually nested
human body, the family, education, culture, in ‘founding myths’ or narrative accounts of
social welfare, economics and politics. The relations between divinities and human beings
fourth and final section will place changes in which, in turn, frame accounts of the origins
the regulation of religion in the context of and history of the religion. As a rule, some
broad social processes such as globalisation, degree of belief in these accounts is regarded
the perception of risks, sensitivity to consumer as a condition for being identified or self-
protection, and the emergence of international identified with the religion. Many, but not all,
norms of religious freedom. religions show reverence for codified versions
of these and other beliefs in the form of sacred
texts, buildings, landscapes, calendars, uni-
forms, rituals and music. Again, rules govern
SELF-REGULATION OF RELIGION
their legitimate uses.
Further codification of the constitutive rules
We have deliberately refrained from trying to has taken place in many religions by means of
define religion, preferring to acknowledge that theological, philosophical, historical and other
there is no agreement either in public life or in forms of scholarship. Monasteries, universities,
sociology about the term’s meaning. It is seminaries, theological colleges, doctrinal
equally important to recognise that the mean- commissions, ecumenical councils and com-
ing of religion is itself a matter of regulation in mittees of jurists or scholars have all fostered
some circumstances. For example, the rules this kind of codifying – and critical – work.
governing the eligibility on grounds of religion They have produced creeds, statements of
for the status of ‘conscientious objector’ and, faith, dogma and codes of sacred law – as well
consequently, exemption from combat duties as the disputes between different traditions
in the military are a good example of how con- and schools that have punctuated the history
troversial the regulation of religion can be. So, of all religions. The long-term effect of these
rather than pre-empt the question, we shall disputes varies with the form of governance: it
simply accept that the definition of religion is is more disruptive in highly centralised types
subject to public and academic debate and – of religious organisation than in more loosely
sometimes – dispute (Beckford 1999, 2003). structured organisations or faith traditions.
Despite the lack of universal agreement Disputes are just as likely to centre on rules
about the definition of religion, it is clear that governing rituals and other practices as on
most systems of belief and practice that claim questions of belief and teaching.
to be religious are subject to their own rules. The importance attached by many, but not
Self-regulation covers a wide range of phe- all religious traditions, to the control of belief
nomena but is particularly interesting from a and practice is matched by the centrality of
sociological perspective for what it reveals about agencies within religious organisations for
the variety of ways in which religions seek to inculcating basic principles and norms. The
control their practices and their practitioners. reproduction of ‘correct’ belief and practice
For the purpose of analysis, we shall examine requires extensive investment in teaching and
two interrelated aspects of the self-regulation testing. Part of this involves the preparation
of religion. and diffusion of sacred texts and teaching
(1) First, there are rules that constitute par- materials – either in printed forms or, increas-
ticular religions. These constitutive rules mark ingly, in the form of video cassettes, DVDs and
the outer limits of what counts as the religion online documents. No less important is the
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RELIGION AND REGULATION 399

training and deployment of teachers, cate- single authoritative organisations for regulat-
chists, preachers and evangelists. In turn, ing their national and transnational activities.
this requires seminaries, training colleges, mis- Nevertheless, certain scholars, seminars, uni-
sionary organisations and communications versities, mosques, temples and monasteries
specialists. are able to shape and to influence the values,
Admission to strict religious organisations is principles and norms that regulate the devel-
usually dependent on displaying knowledge of opment of these faith traditions. Competition,
their essential truths. Testing candidates for tension, disagreement and conflict are common
admission by examining their knowledge and between the various regulatory bodies particu-
their moral qualities is, therefore, an integral larly when they try to deny the legitimacy or
aspect of the self-regulation of religions. the validity of their competitors’ versions of
Formal certification of suitability for member- orthodoxy or conformity to the religions’
ship and for varying degrees of responsibility claims to truth. In some cases the process of
for teaching or healing may also occur in strict schism occurs when different factions fail to
organisations. By contrast, some other faith resolve fundamental disagreements about a
traditions such as Islam require new believers religion’s constitutive rules.
to make a public profession of their conviction Again, religions vary widely in terms of the
that ‘None has the right to be worshipped but degree of formality with which they regulate
Allah, and Muhammad is the Messenger of their activities and respond to alleged breaches
Allah’ and to understand what this means. of their rules. Many Christian organisations
Ritual symbolisation of new members’ cross- have central agencies for deciding whether
ing the boundary line between outsider and their rules have been broken and, if so, how to
insider often accompanies such professions of discipline the culprits. Cases range from ‘clergy
faith. ‘Initiation’ rituals, particularly in some malfeasance’ (Shupe 1995, 1998) to accusa-
primal or indigenous traditions, may even tions of heresy (Richardson 1975; Givens
entail strenuous trials of physical or psycholog- 1997). Other religious traditions depend less
ical worthiness. In all these cases, rules govern on formal disciplinary procedures and more
the acceptable forms of profession of faith and on local, ad hoc judgements issued by self-
of ritually symbolising admission to a faith appointed guardians of doctrinal truth or
tradition. moral probity. But in all cases the concern of
(2) If constitutive rules provide the frame- religious organisations is to preserve the
work of principles that mark each religion as integrity of their principles and to prevent
unique and self-contained, the regulatory rules errors and abuses from undermining it.
are concerned with monitoring and, if neces- Retaining control over the uses of their key
sary, correcting the thoughts, feelings and myths, symbols and ideas is also a major con-
actions of each religion’s office holders and cern of religious organisations that are worried
practitioners. Admittedly, the distinction by the prospect of their sacred truths being
between constitutive and regulatory rules is not stolen or misused by others.
water-tight. It is merely an aid to understand- The number of places in the world where
ing the complexity of self-regulation. In prac- religious authorities can still legitimately
tice, the two types of rules are interdependent. impose a death penalty for a breach of reli-
The authority to detect and punish infringe- gious rules decreased throughout the twenti-
ments of constitutive rules also varies with eth century. This form of punishment is now
the type of organisation. For example, the limited to certain countries in the Middle East,
Roman Catholic Church’s Congregation for North Africa and South East Asia where Islam
the Doctrine of the Faith2 is a highly formal remains the dominant religion. In fact, threats
body of cardinals, at the very heart of its to kill heretics or apostates occur more widely
worldwide organisation, for regulating the in the world and more frequently but without
Church’s doctrines and morals. By compari- the force of secular law. It is much more
son, Islam, Hinduism and Buddhism lack common nowadays for religious authorities,
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400 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

particularly in liberal democratic regimes, to The prescriptions and the proscriptions that
discipline their rule breakers by censure, are inseparable from religious beliefs can apply
removal of the authority to teach or preach, to individuals, groups, categories of people,
temporary or permanent expulsion in the entire societies or the whole of humanity. But
form of, for example, excommunication, dis- in each case, the argument is the same: reli-
fellowshipment or ‘shunning’. The effect of gious belief is integral to regulation of thought
these penalties can be especially hard on and conduct. In principle, many religious
people with no friends or relatives outside the believers insist that nothing should fall outside
religious organisation that banned them from the realm of religious regulation. In practice,
participation. however, the situation is often different in the
Resistance to attempts at self-regulation in sense that religious prescriptions and proscrip-
religions can take various forms of dissidence tions can be challenged, changed, ignored or
or defection. It may involve direct challenges to rejected. Furthermore, regulation by religion is
the authority of religious organisations to con- only one of many other forms of actual or
trol, for example, the production of knowledge would-be regulation.
in theological faculties or political alliances Regulation by religion takes many different
between wealthy interests and elite clergy. It forms. A simple, but effective, way of thinking
may also stimulate the cultivation and spread sociologically about them is to identify the
of atheism, rationalism, free thought and anti- main sources of the rules that religious organ-
clericalism. Less dramatically, dissidents may isations regard as authoritative. There is, in
simply refuse to comply with rules governing fact, a continuum between the two extremes
certain beliefs or practices whilst remaining of external and internal sources of authority.
compliant in other respects. For example, Adapting the terms devised by Heelas and
many Catholics in various parts of the world Woodhead (2005: 61), some types of religion
seem reluctant to obey the Vatican’s strictures expect their followers to make their lives con-
against ‘artificial’ methods of contraception form to external ‘God-given rules and roles’. By
but they still choose to conform to other contrast, the major source of authority for
requirements of the Catholic Church. In the other types of religion is ‘their inner feelings,
last resort, defectors not only reject the regula- convictions, instincts and judgements’. The
tions of particular religious organisations but distinction between external and internal
also remove themselves from the jurisdiction sources of authority is, of course, a simplified
of such organisations. This may take the exaggeration of complex realities. In practice,
collective form of schism (Wilson 1971) or the regulation by religion draws on combinations
individual form of disaffiliation (Mauss 1969; of external and internal sources of authority.
Richardson et al. 1986). The act of apostasy is But for our purposes it is helpful to organise
more radical than disaffiliation if it involves our discussion in terms of the two extreme
denouncing the religious organisation from positions.
which the apostate has defected (Bromley 1998).

External
REGULATION BY RELIGION
The ‘external’ source of the most explicit state-
ments of religious rules usually lies in texts
From a sociological point of view, beliefs about widely regarded as sacred. Such laws, codes and
transcendent realities or divine powers are entreaties vary widely in form and content, but
rarely an end in themselves. Religious beliefs their normative force commonly flows from
invariably have implications for the conduct the belief that they were dictated, handed down
of life (Runciman 1969). For example, they or inspired by divine powers. Some of the best
can imply that individuals should strive to known codes include the Laws of Manu (c. 1500
do certain things and to avoid doing others. BCE), the Torah, the Ten Commandments,
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RELIGION AND REGULATION 401

the Qur’an and the Shariah, and the Book of Some of these agencies provide services exclu-
Mormon. sively for members of particular religions, but
The mere existence of sacred rules in the their impact on the wider society should not
form of normative texts is not enough to regu- be overlooked.
late conduct. In addition, formal religious Furthermore, it is common for religions to
institutions such as churches, monastic orders spawn voluntary associations, campaigning
or theological academies create organisations groups and lobbying organisations with the
and functions with the responsibility of apply- aim of influencing political programmes and
ing the rules. This involves finding ways of dis- public policies. Some of the high profile exam-
seminating the rules as widely as possible, ples of religious contributions towards change
integrating the rules into religious ceremonies, in public policies include the many ‘temper-
making the rules central to courses of training ance’ groups that have campaigned at various
for religious professionals, and setting up pro- times against the sale and distribution of alco-
cedures and bodies that can enforce the rules. holic drinks (Gusfield 1963) or illegal drugs,
It is no coincidence that religion and education the even larger number of religious groups that
are bedfellows in every faith tradition. have long protested against warfare (Epstein
No less important than these formal 1990) or capital punishment (Haines 1996)
schemes for enforcing rules in the name of reli- and the current mobilisations – supported by
gion are the less formal processes whereby widely differing religions – against the avail-
cultures and societies become imbued with ability of abortion in all but the most extreme
religious ethics. These processes include, for cases (Williams and Blackburn 1996). Support
example, shaping the content of religious edu- for these different campaigns comes largely
cation in schools, influencing public policies, from religious sources and is motivated by the
guiding the development of economic ethics in desire to regulate or, ideally, to abolish, the use
business, trade unions and political parties, of alcohol, illegal drugs, weapons of war and
affecting the evolution of criminal and civil abortion. Other campaigns by religious organi-
law, ensuring that artists, architects, novelists, sations to regulate human life – especially its
musicians and playwrights respect religious physical and genetic components – are currently
ethics in their creative works, and so on. Some focused on euthanasia, experimentation with
of these processes are scattered and subtle. human embryos, surrogate motherhood,
Other processes of control by means of, for genetic therapy, the use of condoms to control
example, laws against blasphemy or heresy can the spread of AIDS, and organ transplantation.
be blunt and brutal. Such attempts at control Controversy surrounds religious groups such
operate in isolation from political and eco- as Jehovah’s Witnesses or the Church of
nomic forces. But their effect is plain to see in Scientology that oppose such routine medical
the religiously inspired regulation of whole treatments as, respectively, blood transfusions
swaths of life in settings as different as late and psychiatric care.
medieval Christendom, early modern Japan or Most of these campaigns to regulate what
Iran in the early twenty-first century. they regard as major social and moral prob-
The capacity of religions to regulate social lems take place on the margins of mainstream
life may be diffused through many different politics and political parties, but the campaign-
processes and institutions, but the effect is ers’ grievances are sometimes pursued by indi-
achieved by identifiable agencies working vidual politicians and political parties as well.
directly or indirectly for religious organisa- Indeed, the overlap between religion and poli-
tions. They include religious agencies in the tics has been – and continues to be – extensive
fields of education, health care, social welfare, in many places. Orthodox Christian churches
sport, and the care of the young, the elderly throughout Greece, the Balkans and Eastern
and vulnerable people. In addition, they Europe, for example, are heavily involved in
include religious publishers, broadcasters, pro- local and national politics; some political par-
gramme makers, lobbyists and website owners. ties and movements in Israel define themselves
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402 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

in terms of Judaism; Islamic political move- poems, music, dance, art or drama they are
ments and parties are powerful throughout the only authoritative to the extent that individu-
Middle East, North Africa, Central Asia, South als freely choose to follow them in daily life. It
Asia, and South East Asia; and Christian is less a question of obedience to external rules –
Democrat parties controlled legislatures and and more a question of seeking to align one’s
governments in a number of West European personal life with recipes for achieving tran-
countries in the latter half of the twentieth quillity, healing or balance. The emphasis is
century (Fogarty 1957; Madeley 1991). In all of therefore on voluntary decisions to experiment
these cases, religion serves as a major source of with ideas and practices that claim to produce
ideological legitimacy and motivation, thereby desired states of body, mind and spirit.
helping to shape both public and private life – Admittedly, gurus, teachers, therapists and
and, in some places, to control it. The Islamic trainers may indicate paths to follow in the
Republic of Iran and the Kingdom of Saudi search for inner truth; but they usually act as
Arabia provide the clearest examples of reli- exemplars rather than as law-givers or judges.
gious regulation over all aspects of society and Their practice is more likely to be guided
culture. Many other regimes still subject their by subjective ideas of appropriateness and
citizens to regulations that are formally in self-reflexive discipline.
accordance with the teachings of, for example, The growing popularity of being ‘spiritual
the Roman Catholic Church (in Ireland, Poland but not religious’ (Fuller 2001) or of cultivat-
and Spain), Orthodox Churches (in Greece, ing subjective forms of spirituality and religion
Serbia and Russia), Islam (in Pakistan, Malaysia (Heelas and Woodhead 2005) does not signal
and Indonesia) and Buddhism (in Thailand). the end of regulation by religion. It simply
A variety of constitutions, concordats and means that different ‘technologies of subjectiv-
codes of law underpin the regulatory powers of ity’ (Rose 1999) or ‘interiority’ (Foucault 1985:
religion. 63–7) come into play. They include ideas, prac-
Nevertheless, resistance to the religious basis tices, ways of talking and forms of social inter-
of regulation was a feature of the revolutionary action that call forth certain notions of what
movements that overturned monarchical or the self is – and of how it can flourish. For
colonial regimes in the USA (1776), France example, rituals that challenge participants to
(1789), Mexico (1910), Russia (1918), Turkey experience the ‘goddess within’ or to share
(1923) and Cuba (1959). The constitutional their deepest feelings with other members of a
separation of religion and state has also taken group help to shape their awareness of them-
effect without revolution in countries as selves as particular kinds of people. Such rituals
diverse as India, Japan and Sweden. And even address participants as ‘capable-of-being-
in countries where religion remains closely empowered’ or as ‘open’ and ‘sensitive’ beings.
allied to the state – as in Denmark or the UK – Healing rituals can be particularly powerful
secularist opponents agitate for a complete occasions for shaping the self by showing that
separation or, at least, a reduction of religion’s it is possible to become a different, i.e. ‘healed’
capacity to regulate citizens’ lives. or ‘whole’, person by choosing to make oneself
open to healing powers.
In fact, one of the attractions of ‘subjective
Internal religion’ is that it offers freedom from the con-
straints of organised or formal religion. But
By definition, the internal or subjective sources the subjective freedom or autonomy on offer is
of regulation by religion do not derive their available only on condition that the individual
main force from codes of sacred law or other conceives of his or her ‘self ’ as being suscepti-
revealed forms of truth. Instead, they arise ble to ‘growth’ or ‘choice’. In other words,
from insights into truths regarded as imma- regulation by external constraint or compul-
nent in nature, history or humanity. Although sion gives way to a more subtle process that
these inner truths may be formulated in books, shapes the individual’s sense of self in such a
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RELIGION AND REGULATION 403

way that it becomes ‘naturally’ susceptible integrating them with relevant theories from
to self-improvement, self-transformation the Sociology of Religion.
and self-monitoring in accordance with the
expertise claimed for particular ‘technologies
of subjectivity’. In the words of Nikolas Rose Constitutional Provisions
(1999: 93):
Modern societies have constitutions, demon-
… the norm of autonomy produces an intense and
continuous self-scrutiny, self-dissatisfaction and self- strating the growth of ‘constitutionalism’ in
evaluation in terms of the vocabularies and explana- the modern era (Arjomand 2003; Go 2003;
tions of expertise. In striving to live our autonomous Scheppele 2004). The spread of constitutional-
lives, to discover who we really are, to realize our poten- ism around the globe has been a major devel-
tials and shape our lifestyles, we become tied to the proj-
opment in recent decades, demonstrating the
ect of our own identity and bound in new ways into the
pedagogies of expertise. power of political leaders holding certain views
about what should be the proper order or
Nevertheless, teachers, therapists and gurus arrangement of global political and economic
who market their products and services are realms. Interestingly, virtually all these consti-
subject to external regulation by statutory tutions include provisions dealing with religion
agencies responsible for governing, for exam- (Richardson 2006a). Most constitutions in
ple, health and safety, financial accountability, Western societies offer guarantees for religious
consumer protection and child protection. In freedom and separation of church and state,
addition, those individuals who are approved although some, particularly in Islamic societies,
by voluntary organisations as teachers or ther- appear to establish what are, in effect, theocratic
apists are also accountable for their actions in states.
terms of codes of ethical practice. What the widely mimicked basic documents
The heated controversies that sometimes in Western societies indicate is that religion
erupt along the border between statutory reg- should not interfere with the political and eco-
ulation and voluntary control usually arise nomic realms, and that individuals should not
from claims that the latter is incapable of deal- be forced to be beholden to a specific religious
ing adequately with problems that allegedly tradition. The idea of churches as mediating
put the well-being of individual practitioners structures for individuals in modern society is
or consumers in jeopardy. The next section weakened considerably in the face of provi-
will examine statutory regulation in greater sions guaranteeing individual religious free-
detail. dom and choice. Individuals are seemingly left
to their own devices in modern Western soci-
eties, and religious groups are to be subservient
to political and economic interests, as well.
REGULATION AND RESISTANCE
The specific language of these basic consti-
tutional documents is of import, even if the
In modern societies the most visible and usual provisions dealing with religious freedom and
method of exerting control over religious disestablishment are not understood or enforced
groups and religious expression is via legal uniformly throughout the world. An idealised
constraints, i.e. laws and constitutional provi- view of a constitution is that it represents the
sions enforced by police and other governmen- basic values of society, and therefore should be
tal authorities, including the courts. However, the underpinning for the legal structure of
there are other less obvious but important society, the laws and practices of which are
ways of exerting control, as will be described designed to implement values apparent in the
herein. Before discussing more subtle methods constitution. A more realistic (and perhaps
of social control we will discuss the arena of cynical) view is that constitutions often play a
legal constraints, adopting some perspectives public image role dictated by those in power in
and ideas derived from the Sociology of Law, a given society as the constitution is being
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404 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

written and later interpreted. From this per- the involvement of religion in public life.
spective, constitutions may include provisions Similarly, The Netherlands and Scandinavian
that are designed to convey selected messages nations seem much more tolerant of religious
to those external to the society and even citizens differences, although in recent times concern
of the society about how the society should be about Islam has tested the levels of tolerance in
viewed. Those messages may be misleading as to these and other Western societies. But in
the true state of affairs in the society, but the Belgium it is apparent that the French attitude
messages are still of import. towards minority faiths has had a major
Thus we saw during the era of the Soviet impact, leading Belgium to attempt to exert
Union provisions guaranteeing religious free- more control over minority faiths than is the
dom written into constitutions of Soviet Bloc case in most European countries. In Germany
countries, belying the extreme persecution of there is yet another traditional approach to
religious groups that was occurring on the regulating religion, with there being two major
ground in many of those societies (Bociurkiw official state churches, with special privileges,
1989). And in China we see a constitution that as well as guarantees of religious freedom for
guarantees religious freedom to all ‘normal other faiths. Yet some of those other faiths
religions’, with the key term being the meaning chaff under the arrangement and have been
of ‘normal’. It turns out that normal religion in seeking for years a legal status similar to that
China means religious organisations set up by held by the Catholic and Lutheran religious
the state, with state-selected leadership. This organisations. The Jehovah’s Witnesses won
designation is accompanied by severe persecu- such a status in Land Berlin in 2006 after
tion of ‘non-normal’ (not state approved) reli- 16 years of litigation.
gious groups, including evangelical Christians, The United States Constitution guarantees
Tibetan Buddhism, the Falun Gong, and other freedom of religion and separation of church
non-approved religious groups (Edelman and and state, and was the first constitution to
Richardson 2003; Yang in this volume). include those now much-copied concepts
Even in Western Europe and the United (Richardson 2006b, c). However, interpreta-
States we note significant differences in the tions of those provisions have varied consider-
understandings of religious freedom and the ably over the two plus centuries since those
role of the state vis-à-vis religion, and such words were written. Indeed, there has been a
understandings can change in important ways recent controversy associated with US Supreme
over time (see relevant chapters in Richardson Court rulings that have shifted from a position
2004). In Western Europe we find crucial dif- where those clauses concerning disestablish-
ferences between and among societies all of ment and religious freedom were considered
which claim to be modern Western style quite sacrosanct to one where religious free-
democracies. All European societies take a doms are more carefully circumscribed and
somewhat ‘managerial’ posture towards reli- approached in a much more European man-
gion and religious groups, a product of a some- agement style. The former position of the
what paternalistic attitude towards their Court was that any state regulation of religion
citizenries. must pass a ‘compelling interest’ test before
France, for instance, is supposedly a secular regulation was allowed. In 1993, however, a
state which affords, especially in recent times, controversial decision changed the formal
little official tolerance for high demand reli- position dramatically, allowing regulation of
gions such as the Jehovah’s Witnesses and religion if a law allowing such was otherwise
other minority faiths. But, at the same time, neutral on its face towards religious groups
France is definitely a Catholic nation, with spe- and practices. More recently, the Court under
cial understandings allowing a privileged role new Chief Justice John Roberts, has moved,
for Catholicism. Meanwhile across the border with a decision involving use of an hallucino-
in Italy and Switzerland there are more relaxed genic tea by a small Brazilian religious group,
attitudes towards minority faiths, and about somewhat back towards the traditional
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RELIGION AND REGULATION 405

position, at least as far as federal laws affecting historical context (Richardson 2000). This
religion are concerned. dialectic process can be well illustrated by laws
In former Soviet Bloc countries there is concerning religion, as is the role of status in
also variation in terms of constitutional state- exerting control over religious expression
ments concerning religion, particularly in how (Richardson 2001, 2004, 2005).
such statements are applied. All constitutions As noted, ideally constitutions are thought
in these countries in Eastern and Central to reflect the values of a society. In turn one
Europe espouse religious freedom, with guar- would expect those values to be elaborated in
antees that minority faiths will be protected, if the specific laws of a given society. If a society’s
for no other reason than the emulation of constitution guarantees religious freedom,
Western Europe and the desire to become a supposedly allowing religious groups and indi-
part of the European Union and the Council viduals to practise their faith without state
of Europe. What happens in those nations interference, then laws would be expected that
varies greatly, however, as reports on the treat- would enable religious groups to act on that
ment of minority faiths in some of those soci- basic guarantee. Thus, for instance, religious
eties demonstrate that the situation is less than groups in such a society should be able to rent
ideal (see Borowik and Babinski 1997; Sajo and and own facilities in which to practise their
Avineri 1999; relevant chapters in Richardson faith, and citizens should be allowed to change
2004; and Borowik in this volume). Hungary is religious affiliations if they desire, with no
perhaps the most Western in its approach, and penalty enforced by the state. If a society’s
minority religions flourish there, even with constitution speaks of separation of church
considerable recognition and support from the and state, then supposedly laws would be
state. This posture seems congruent with developed that treat various religious groups
Hungary’s much more pluralistic history. similarly or at least neutrally in terms of their
Russia is towards the other extreme, while also access to public funds and other privileges.
harkening back to its historical context of a However, if a constitution delineates a close
nation with a 1,000 year history of domination relationship between a religion and the state,
by the Russian Orthodox Church. The promise then there would be laws allowing for such
of the early 1990s of significant change in how things as public funds to flow to the chosen
religion was being regulated in a more tolerant religious group, and representatives of that
and open manner gave way fairly rapidly to a group being allowed special privileges in terms
situation of far-reaching domination by the of tax status, access to military and prison pop-
Russia Orthodox Church. As to the other ulations, and other indications of a special
former Soviet Bloc countries, there are almost relationship between chosen church and state.
as many postures towards regulation of reli- Non-privileged religious groups might balk at
gion as there are nations. being treated as less than equal, but there may
not be much that could be done about the sit-
uation, barring effective interference from
Laws powerful entities external to the society or suc-
cessful campaigns within a society that alter the
Theories from the Sociology of Law suggest political situation and lead to another ‘resolu-
that usually laws are passed which serve the tion’ within the dialectic law-making processes
interests of the more powerful in society (Black of that society.
1976). However, law making is a continual
dialectic process, and seldom is the legal struc-
ture of a society static for long periods of time Courts
(Chambliss and Zatz 1993). What is the law at
one point in time can change drastically in a Court systems vary greatly in terms of the
short period, depending on many circum- degree of autonomy afforded them within
stances and variables operating within a given societies. The same circumstances that allow
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406 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

powerful interests in a society to dictate terms include more dominant religious organisations.
and interpretations of constitutional provi- Thus in Russia we have since about 1990 a
sions and specific laws also can sometimes concerted effort by the Russian Orthodox
dominate judicial systems. Indeed, if powerful Church to limit the activities not only of
interest groups in a society cannot dominate minority faiths – particularly newer ones from
the judicial system of the society, then this the West – but also of longer established ones
demonstrates limitations on the power of those such as the Jehovah’s Witnesses (Shterin and
institutional interests (Richardson 2001). Richardson 2000, 2002). Those efforts have
In modern Western societies it is usually included quite overt actions meant to influ-
economic and political entities that dominate ence decisions of the courts in Russia in cases
other institutional structures, including religion. involving minority religious groups. Such
In these typical situations the courts may sup- efforts have not always been completely suc-
port views of the powerful interests that limit cessful, but nonetheless they have been made,
religious freedom of groups and individuals. In and are usually effective, demonstrating a gen-
some non-Western societies dominated by eral lack of autonomy of the court system in
Islam the courts may be nothing more than Russia.
extensions of the political apparatus of a theo- One fairly recent judicial development,
cratic state. Thus the court systems in societies although with roots going back nearly a cen-
can become an important tool in efforts to tury in Europe, is the rise of constitutional
regulate religion. courts, particularly in former communist
However, the dialectic processes referred to countries of Eastern and Central Europe
earlier also apply to the ways laws are inter- (Richardson 2006a). These courts were estab-
preted and applied. Thus, there may be circum- lished with the express purpose of enforcing
stances where religious groups prevail in provisions of the new constitutions that were
Western societies against seemingly more pow- developed with the fall of the Soviet Union.
erful forces. And, there may be situations Indeed, the establishment of a constitutional
where the prevailing values in an Islamic state court was considered a strong sign that a former
do not completely dictate the outcomes of a member of the Soviet Bloc was ready to join
situation involving controversy over religious the European Union and the Council of
practices. Such situations usually would Europe. These new constitutional courts have
involve the intervention of more powerful been able to enforce some rather basic and
external or internal entities on behalf of the universal values about human and civil rights
religious group or individual practitioner. The in some of these countries, although the pat-
actions of such ‘third party partisans’ (Black tern has been spotty at best. In Hungary the
and Baumgartner 1999; Richardson 2004) Constitutional Court of the 1990s made a
might be exemplified within the US by the number of decisions that reinforced the posi-
American Civil Liberties Union or a major tion of religious groups in public life in that
political party intervening in court proceed- country and allowed protections for minority
ings in ways that affected the outcome of a case faiths as well (Schanda 2002). However, in
in a manner favourable to a minority faith or some other former Soviet dominated countries
the interests of a religious constituency. Another the situation has been different. In Russia, for
example of third party intervention that has instance, the Constitutional Court has been
had some impact on public opinion outside severely limited in power, and thus unable to
China (even if not internally with Chinese act decisively as the ultimate authority con-
courts) is the actions of Amnesty International cerning constitutionally based protections for
concerning treatment of the Falun Gong in human and civil rights in that society.
that country. Nevertheless, in recent years the Court has
Third parties can also intervene in ways made a few decisions that demonstrate a grow-
detrimental to the interests of politically weak ing confidence and degree of autonomy
religious groups, and those intervenors might (Scheppele 2003).
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RELIGION AND REGULATION 407

Global and Regional Regulation Efforts Another example of regional or global


regulation concerns efforts of the US State
It is common to view religious regulation from Department to evaluate the state of religious
the perspective of a world dominated by freedom in countries around the globe. The
nation states. This view is largely correct and International Religious Freedom Act, passed
quite useful in understanding what is happen- during the Clinton administration, requires
ing in most societies, given the relative auton- annual reports to be made that deal with actions
omy of nation states in today’s world. Nations concerning limitations on religious freedom in
determine to a large extent what occurs within all societies with which the US has relation-
their borders concerning religion and religious ships (Sadat 2002). The Act contains enforce-
groups. However, there is another perspective ment mechanisms which allow the President
worthy of consideration given the globalisa- to curtail aid and other relations with a coun-
tion that has occurred in recent times. There try found in violation of religious freedom.
are universal values and norms concerning Recent State Department reports have con-
human and civil rights that have evolved over demned China and other countries for viola-
the decades since World War II, and there are tions of religious freedom. Occasionally, even
organisational entities whose major focus is to countries friendly towards the US such as
enforce and implement those values and Germany and Japan are criticised in this report,
norms (Donnelly 1999). but there have seldom been any consequences
The United Nations is one such body which of note as a result of these annual reports. Thus
has taken special note of problems concerning this regulatory effort has not had much impact,
religion and religious freedom on occasion. but has led to considerable criticism of the US
The Council of Europe is another such body for producing such reports.
which has established what is arguably the
most influential court in the world concerned
with human rights issues. The European Court Media and Regulation
of Human Rights has developed a significant
record in recent years of supporting religious As mentioned, there are less obvious but quite
freedom (Evans 2001). This activity was a long effective ways of exerting control over religious
time coming, as the first decision finding a vio- groups than through use of the legal system.
lation of Article 9 of the European Convention The mass media play a major role in social
Concerning Human and Civil Rights guarantee- control of deviant behaviour, including actions
ing religious freedom did not occur until 1993 of religious groups that transgress societal
(Richardson 1995b). However, since that time a values. Some religious entities, particularly
number of decision have been rendered that newer ones, may be defined as controversial
found violations of Article 9 and related articles. and violative of normative values of society,
The pattern of decisions of the Court is an and the mass media broadcast and interpret
interesting one in that most of the decisions information about the alleged transgressions
involve the Jehovah’s Witnesses seeking to to the public. Indeed, it may be the case that
defend themselves as they proselytise and the media play a primary role in the regulation
refuse to serve in the military or accept blood of religion, with other mechanisms of social
transfusions, and most decisions involve control and regulation, including the legal
Greece and a few countries in the former Soviet system, following the lead of mass media
Bloc (Richardson and Garay 2004). The Court coverage concerning an activity or group that
may be developing a pattern where the older has attracted attention.
members of the Council of Europe are allowed This view of the role of the media is at odds
a considerable measure of respect for their with an idealised view that posits the mass
internal decisions concerning religion, whereas media in modern democratic societies as
newer members of the Council of Europe are simply reporting the news in an objective
not afforded this same degree of latitude. manner in order to have an informed citizenry.
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408 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Instead, the mass media are viewed as an a vested interest in maintaining the status quo
important element of social control mecha- in the realm of religion can express their values
nisms in all modern societies. This view then in various ways, including through the media,
shifts the issue to discerning the values of those which are often a willing partner in exerting
who control this important institution. control over unorthodox religious groups and
On occasion there appears to be overt and activities. Journalists also have personal values,
direct control of the mass media by political of course, even if they like to claim that their
institutions, as in societies such as communist values are not expressed in their stories
China, in the former Soviet Union, or in Iran. (Richardson and van Driel 1997). When the
In Western democracies the mass media usu- personal values of journalists, including edi-
ally have somewhat more independence from tors and owners of media outlets, align with
political structures, but this does not mean those of other dominant institutional struc-
that the media fail to express the values of the tures in society this can bode ill for anyone or
dominant culture in coverage of religion. Thus any group viewed as outside the bounds of
we usually see the Catholic Church granted normal society.
great respect in the mass media of countries Media treatments of unpopular religious
such as France, Italy, Poland, or Hungary, but groups can justify quite violent actions against
treated with much less respect by media in such groups even in Western democracies.
Russia, where Catholicism is considered by Such was the case with the Branch Davidians
many to be an interloper in territory controlled episode occurring at Waco in 1993 (Beckford
by historical right by the Russian Orthodox 1994; Shupe and Hadden 1995). In that tragic
Church, or in China, where the authority of the episode it was clear that representatives of the
Pope is not accepted by Chinese authorities. media were willing to work closely with
In virtually all modern societies newer government officials to portray the Davidians
religious groups are viewed with suspicion and in a very negative light. Media representatives
reported by the mass media with sometimes have since expressed concern at the heavy con-
quite biased coverage (Beckford and Coles 1988; trols exerted over media activities at Mt Carmel
van Driel and Richardson 1988; Richardson outside of Waco, Texas (Richardson 1995a), but
1996; Robbins and Lucas in this volume). The at the time it was plainly the case that the mass
coverage varies, of course, depending on the media were simply parroting what government
degree of control exerted by other institutions officials wanted them to say. The overall effect
over the mass media and the view of those of this cooperation between the media and
controlling media outlets about a given reli- state officials was for American citizens to
gious group or practice. Thus in China there express high levels of support for governmen-
has been a relentless state directed media cam- tal actions at Mt Carmel, even including the
paign to discredit practitioners of the Falun ultimate attack that led to the burning of
Gong. Such coverage helps justify the severe the compound where dozens of women and
actions of the state towards Falun Gong, and children were killed in the conflagration.
sends a message to Chinese citizens concerning Less overtly violent actions concerning con-
the official view of this movement (and other troversial religious groups have been justified
forms of deviant behaviour as well). In Iran, through media presentations that portray such
media coverage of the Baha’i faith serves to jus- groups in negative ways. Within the US this
tify the perennial persecution of members of can be demonstrated by the manner in which
that religious tradition. the mass media so quickly adopted the ‘cult
In Western democracies the efforts at regu- brainwashing’ interpretation of participation
lation through media coverage are more subtle in new religious groups of the 1960s and 1970s
but can be very effective. There can be an unac- (Richardson 1993). This effective cultural
knowledged effect of a confluence of values product was exported over the ensuing
among various parties involved with regulat- decades to, and adopted by, other societies
ing religion. Political and religious leaders with including France and even China and former
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RELIGION AND REGULATION 409

Soviet societies such as Russia. France was par- typically made up of ex-members of religious
ticularly effective at promoting this negative groups such as Jehovah’s Witnesses, Mormons
perspective on minority faiths within its borders (Latter Day Saints), and Christian Scientists.
and in a number of other countries, including These oppositional groups disseminate infor-
China (Richardson and Introvigne 2001). mation about the religions to any who are inter-
The ‘cult brainwashing’ view includes defini- ested, using whatever means they have available.
tions of newer religious groups as ‘cults’ (a A special focus is on disseminating press
term with strong negative connotations) which releases to the mass media, representatives of
‘brainwash’ people into joining and use ‘mind which are often quite willing to treat such
control’ to make them stay in the groups. Such information as factual, making use of it in
a view defines newer religious groups so publications of various kinds. In contempo-
labelled and characterised as outside the pale rary times the activities of these oppositional
of normal protections afforded religious groups include use of the internet, which is a
expression within American culture or other haven for dissidents and apostates from vari-
societies espousing religious freedom. The ous religious groups. Looking for information
First Amendment to the US Constitution guar- on the internet about nearly any religious
anteeing religious freedom was not thought by group will result in sites being found which are
many to be applicable to ‘cults’ (Bromley and adamantly opposed to the specific groups as
Breschel 1992). Instead, for a time in the 1960s well as some sites that are opposed to particular
and 1970s it was deemed acceptable in the categories of religious groups or religion in
US to take overt ‘self-help’ (Black 1999) action general (Dawson and Cowan 2004).
against such groups, sometimes even including Of particular note for our purposes is the
the kidnapping and deprogramming of adult development of Anti-Cult movements (ACMs)
members of such groups. This media-promoted and Counter-Cult movements (CCMs)
view of newer religious groups also served in (Introvigne 1999) in the US and elsewhere
the US as the basis of a number of civil court whose function is to oppose, and encourage
actions against the groups, a tactic that was others to oppose, some of the major New
successful for years until the judicial system Religious Movements (NRMs) such as
belatedly issued rulings precluding such Scientology, The Unification Church, the Hare
actions on the grounds that ‘brainwashing’ Krishna, The Children of God (now The
based claims were not supported by scientific Family), and others. The distinction is not
studies of participation (Anthony 1990; always clear between ACMs and CCMs, but
Ginsburg and Richardson 1998; Anthony and ACMs tend to be more secular oriented organi-
Robbins 2004). sations which claim not to oppose religious
movements themselves, but to take issue with
some of their tactics such as the claimed use of
Anti-Cult and Counter-Cult Movements ‘brainwashing’ and ‘mind control’. CCM
organisations are opposed to the beliefs of the
A common reaction to the rise of newer or NRMs, claiming that they are teaching a false
controversial faiths is the development of religion. These organisations, though small,
movements and organisations opposing them have been quite effective in spreading their
(Shupe and Bromley 1980, 1994). Such oppo- message of opposition, in part because the ide-
sitional groups, which are a specific form of ological position of such groups usually com-
NGO, may be situated in one society or may be ports well with the basic cultural values of
transnational. These organisations attempt to dominant groups in society. Those dominant
encourage official sanctions against the group class members who occupy positions in major
by government officials, as well as other activi- institutional structures of society are prone to
ties that exhort others to exert control over the accept the ACM and CCM messages which res-
target groups. We have seen in the US and onate with their values and self-interest. Thus,
elsewhere the development of organisations these counter-movement organisations have
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410 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

often seen their information accepted by the development of the moral panic about NRMs
media and taken at face value by political and that swept through a number of Western and
religious leaders in society, as well as by the non-Western countries. The campaign has
courts (Anthony 1990; Richardson 1991). found its share of ‘folk devils’ (defined by Goode
and Ben-Yehuda 1994: 28, as ‘the personification
of evil’) on which to focus attention. For the
Moral Panics and the Media moral panic about NRMs the term has included
such personages as the Reverend Sun Myung
Moral panics are powerful devices of social Moon and David Berg of the Children of God, as
control, and serve to justify rigorous regulation well as more recent examples such as David
of religious groups when they are the targets of Koresh of the Branch Davidians and Shoko
a moral panic. The term ‘moral panic’ was Asahara, the leader of Aum Shinrikyo responsi-
developed in the 1970s in deviance studies to ble for the sarin gas attacks made in Tokyo as
refer to situations involving an exaggerated well as a number of other violent actions.
response to some issue or activity that had Obviously, if religious groups are success-
become a concern in a society (Cohen 1972). fully defined as the subject of a moral panic,
Since then the term has been used to refer to then social control of such groups is made
the social construction of a number of differ- much easier. Normal rules do not apply when
ent issues or social problems that have become dealing with groups headed by ‘folk devils’ and
a focus of the media and other institutional supported by unverified ‘folk statistics’ that
interests in society. In recent decades there claim to document the depth and degree of the
have been moral panics about child sex abuse, problem. Religious groups which find them-
missing children, violent juvenile delinquents, selves defined in such a manner are often virtu-
and a number of other issues that were initially ally helpless when dominant groups in society
defined as social problems. For an issue or activ- act against them. The infamous ‘dingo case’ in
ity to move from the status of a social problem Australia demonstrates this kind of effect. The
to that of a moral panic means that a significant Chamberlain couple were accused and found
escalation of concern has been achieved. guilty of killing their daughter who apparently
Scholars are now studying how this escalation had been taken by a dingo (Richardson 1996,
occurs, and under what conditions. Moral 2001). What happened with this matter shows
panics about NRMs have been central to this the level of hysteria that can develop when a
research (Richardson and Introvigne 2007). somewhat strange (to many people) religious
Eric Goode and Nachman Ben-Yehuda group is involved (Seventh Day Adventists).
(1994) list six major elements or actors that Many other instances involving small or
play a role in establishing a moral panic. Not controversial religious groups could be cited as
surprisingly, they list ‘the press’ as the primary well, such as the moral panic in the US concern-
actor, followed by the public, law enforcement, ing the ‘Moonies’ that eventually contributed
politicians and legislators, ‘action groups’, and to the Reverend Moon being found guilty of
‘folk devils’. They also discuss what they call tax evasion and sentenced to federal prison
the ‘disaster analogy’ which they claim is used (Richardson 1992). It is noteworthy that in
in moral panic construction to help make a both the ‘dingo case’ and the Reverend Moon
case that the social problem targeted is thought tax case, the courts played a major role only
of in terms of a disaster that is being visited after a high level of hysteria had been fomented
upon the populace. The term ‘action group’ fits in the general public by extensive media cover-
well the ACM and CCM organisations referred age. These episodes clearly demonstrate that
to above. Those organisations have managed to the rules of evidence and other judicial proce-
promote their message well with the usually dures can be amazingly flexible when the court
receptive mass media outlets. This symbiotic- is functioning in a normative mode, enforcing
like relationship between the media and ACMs the values of society through its rulings
and CCMs has been a major factor in the (Richardson 2001). Regulation of religious
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RELIGION AND REGULATION 411

groups and personages is quite effective when reservations and variations. For example,
all segments of a society have been convinced countries with predominantly Roman Catholic
that an evil is being visited upon a society, and populations tend to have higher rates of reli-
that it must be controlled. gious vitality than would be predicted by the
‘free market’ theory. And in the case of a coun-
try such as China, which forcefully controls
religious activity, the effect is not to eliminate
EMERGING DILEMMAS
all religion but to produce a complicated struc-
ture of (a) officially permitted religion, (b) offi-
Several discussions of contemporary religious cially banned religion, and (c) a ‘grey’ market of
changes and their implications for public poli- ‘activities with ambiguous legal status’ (Yang
cies have a bearing on the regulation of reli- 2006: 97). Another refinement of the argument
gion – and of regulation by religion. In this about the vitality of relatively unregulated
sense, the study of religion and regulation religious markets has shown that ‘state regula-
opens up an interesting – albeit unusual – tion of religion is a more important variable
perspective on some of the major themes in than religious pluralism in explaining religious
the sociology of religion. The following two vitality’ (Chaves and Cann 1992: 285; see
sub-sections will explore dilemmas concerning also Norris and Inglehart 2004: 24). In other
regulation and religion that arise from growing words, the mere fact of religious diversity is not
tensions between changes in religion and necessarily associated with religious vitality.
changes in modes of regulation. The argument that religion flourishes when
regulation by agencies of the state is at a low
level was confirmed by Gill (2001: 132), but he
De-Regulation and Religious Vitality added that ‘scholars have yet to explain the
variation in levels of religious regulation
A growing trend among sociologists of religion across nations’. In fact, Norris and Inglehart
is to argue that the level of religious vitality – as (2004: 24) devised a 20-point Religious
measured by, for example, rates of participa- Freedom Index precisely to test the theoretical
tion in religious activities, membership of reli- idea that regulation of religion by state agen-
gious groups, or financial support for religious cies depresses the level of participation in reli-
organisations – is likely to be higher in soci- gious activities. Their analysis of data from the
eties where agencies of the state do not signifi- World Values Survey and the European Values
cantly regulate the markets for religion (Lechner Survey showed that ‘the relationship [between
in this volume). Thus, countries that foster a regulation and religion] is weak and the corre-
free market in religion are expected to have lation may be spurious’ in nearly 80 countries.
high levels of religious vitality because they They went on to specify that, in the particular
supposedly encourage healthy competition case of post-communist countries in Europe,
and opportunities for religious innovation. By ‘religious pluralism and religious freedom have
contrast, countries which have state-sponsored a negative relationship with participation’.
religious organisations or which subsidise Their provocative conclusion is that ‘societies
some – but not necessarily all – religious activ- with the greatest state regulation of religion
ities are expected to depress the level of reli- have the greatest religious participation and
gious vitality by inducing ‘lazy monopolies’, by the strongest faith in God’ (Norris and
deterring competition between different reli- Inglehart 2004: 230, emphasis original).
gious groups or by imposing excessively high Nevertheless, a more recent analysis of
start-up costs of new religious ventures. cross-national data from 196 countries and
Empirical research has tended to confirm territories suggested that high levels of regula-
these broad theoretical generalisations tion of religion were positively correlated with
(Grim and Finke 2006; McCleary and Barro high levels of religious persecution (Grim and
2006) whilst also generating some interesting Finke 2006). Indeed, Grim (2005: 114) has
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412 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

claimed that ‘Religious regulation was found to individualisation and subjectivisation. Each of
be the strongest predictor of religious persecu- these terms emphasises a different facet of a
tion even when controlling for other possible general trend towards patterns of beliefs, feel-
explanations’. The most general implication of ings, actions and social relations that reflect the
Grim’s findings is that ‘a free and unregulated growing importance of personal choice in
religious marketplace is in the best interests of matters of religion. All of these changes are
religion’ (2005: 120). firmly nested in theories of modernisation and
On the other hand, opposition to a free its more recent forms of ‘new modernity’, ‘late
market in religion is detectable to varying modernity’, ‘postmodernity’ and ‘ultra moder-
degrees in all regions of Europe as well as in nity’ (Willaime 2006); and they all seem to
other parts of the world, but politicians, offi- indicate that religious freedom, religious diver-
cials and public opinion in France have gone sity and religious pluralism (the positive eval-
further than in most other countries – except uation of diversity) flourish alongside privatised
perhaps Saudi Arabia, Russia, Iran and China – and individualised religion. Nevertheless, this
in articulating and implementing policies picture of recent changes in religion is one-
designed to ensure that the freedom of religion sided. Admittedly, the picture is supported by
does not prejudice ‘free thinking’ and republi- extensive evidence (summarised in Heelas and
can solidarity. In particular, France currently Woodhead 2005), but it conceals the fact that
mobilises statutory and voluntary agencies in privatised and individualised forms of religion
a ‘struggle’ against ‘sectarian aberrations’ (les are part of expanding markets of religion and
dérives sectaires) – partly to punish religious that the ‘consumers’ of marketised religion are
groups that allegedly take advantage of vulner- at risk of deception, exploitation and abuse.
able people’s psychological weaknesses, and The second dilemma that arises from recent
partly to prevent such abuse from taking place. trends in religion in advanced industrial soci-
The French Republic’s doctrine of laïcité has a eties therefore concerns the extent to which leg-
mission to strengthen rational, free thought and islators and public policy makers are prepared
thereby to safeguard the freedom of citizens to to allow the marketisation of religion to
decide for themselves whether they wish to prac- proceed without regulation.
tise religion in their private life (Beckford 2004). In David Lyon’s (2000: 10) words, ‘The
In short, there is strong tension between, on demise of regulated, institutional religion
the one hand, the claim that deregulation of seems to open space for all manner of alterna-
religion increases religious vitality and religious tives, as varied as they are unpredictable’. The
freedom and, on the other, the assertion that process may involve piecing together items
deregulation leads to abuses of religion, threats taken from highly disparate origins (often
to the freedom of thought and attacks on the known by the French term ‘bricolage’); and the
cohesiveness of society. The dilemma for outcome may be hybrid or syncretistic forms
policy makers is how to resolve the tension. of religion which juxtapose or blend these
This task is made more complex by the fact items in idiosyncratic combinations. Some of
that issues of religious freedom and perceived them draw inventively on traditions, while
threats from religious extremism cut across others are more radically original. What they
national boundaries. In other words, there is a all share in common is the conviction that
global dimension to the regulation of religion – individuals voluntarily and freely choose their
and to the resistance against such regulation. particular beliefs, practices and allegiances.
On the other hand, the growth of freedom
in religious choice in many countries means
Individualisation, Subjectivisation that supposedly autonomous individuals are
and Consumer Protection increasingly exposed to the marketing prac-
tices of religious organisations seeking to
Religion in advanced industrial societies increase their share of the market. This is an
has undergone processes of privatisation, aspect of what Beck and Beck-Gernsheim
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RELIGION AND REGULATION 413

(2002: 203) call ‘institutional individualiza- chapter, the US Supreme Court has changed its
tion’. It simultaneously frees individuals position since 1990 and seems to have reverted
from tradition and makes them dependent on to a position that provides strong protection
markets, thereby confining free choice to for religious freedom. In fact, some critics of
increasingly standardised or packaged prod- current legislation claim that religious groups
ucts. Entrepreneurial and – in some cases – now benefit from too many protections or
exploitative organisations try to supply reli- exemptions (Henriques 2006).
gious ‘goods’ to potential consumers whose The growth of religious freedom goes hand in
sense of loyalty or obligation to traditional or hand, then, with increasing pressure on govern-
conventional forms of religion is weak or non- ments to protect the consumers of marketised
existent. In itself, this entrepreneurialism in religion against exploitation. This is a relatively
religion is far from new but it has benefited unexplored feature of ‘risk society’ (Beck 1992)
hugely from technological and social changes in the sense that knowledge about the frequency
in recent decades. Beginning in the 1960s, the and probability of the potentially harmful effects
availability of credit cards, photocopiers, fax of all human activities is, in theory, available to
machines, computers, video recording, mobile agencies of the state. Religion is no exception,
phones, the internet and satellite communica- especially in the wake of the violent incidents
tion has assisted the virtually world-wide mar- that have cost thousands of lives either as a result
keting of religion.3 At the same time, relatively of criminal activity in religious groups or as a
cheap forms of transport, extensive migration consequence of the harassment and bad policing
and social mobility have also tended to increase to which some groups have been subjected.
the number of people statistically ‘at risk’ of Gathering ‘intelligence’ and expertise about the
encountering new suppliers of religious goods. risks allegedly associated with strong religious
The result is that consumers of religion enjoy convictions is becoming a routine aspect of
greater freedom of choice and that suppliers are work in government departments responsible
better able to influence their choice by skilful for criminal justice, security and social cohesion.
marketing and branding of their goods. At the same time, civil society contains growing
The extent to which the supply of marke- numbers of organisations and campaigns that
tised religious goods is subject to regulation by monitor the activities of religious groups consid-
agencies of the state varies widely from coun- ered to be potentially or actually problematic.
try to country. Regulation of religion in the Most of them fall into the categories of ‘cult
USA, for example, is relatively light (Richardson watching’, ‘anti-cult’ or ‘counter-cult’ organisa-
2006b), but conditions are nevertheless imposed tions (Barker 2002). Some of these organisations
on the kind of religious (and non-religious) receive support for their work from agencies of
material that can be legally broadcast or sent the state and can, therefore, be said to perform a
through the post. It also controls all offers to type of ‘delegated’ regulation. This primarily
cure medical problems on the strength of reli- involves collecting information and offering
gious beliefs. Moreover, some local authorities to forward it to statutory authorities but it can
regulate door-to-door evangelism as well as also include disseminating information to the
the use of public space – such as airports and mass media or trying to mediate between
train stations – for the purpose of proselytis- religious groups and people with a grievance
ing. And access by religious groups to state- against them.
funded institutions such as hospitals, schools, Liberal democracies face the dilemma of
prisons and military establishments must con- trying to strike an acceptable balance between
form to certain regulations. Very few of these the risks of harm perceived to be associated
regulations are applicable only to religion in with religion and the risks associated with
isolation, but the fact is that the American reli- what might look like intrusion into a suppos-
gious market – probably the least regulated in edly private area of life. ‘Managing’ those risks
the world – is nevertheless subject to a range is central to governance in the early twenty-first
of controls. As we explained earlier in this century.
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414 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

CONCLUSION Diversification of religion is closely associated


with processes of globalisation, marketisation
and ‘institutional individualization’ (Beck and
Issues concerning regulation and religion have
Beck-Gernsheim 2002). The collapse of com-
been growing in importance since the mid-
munist regimes in Central and Eastern Europe
twentieth century. In some respects, these
in the early 1990s triggered particularly acute
issues have also affected other social institu-
concerns about the rapid expansion of an
tions such as business, education, the family
entirely new and uncontrolled religious market
and healthcare as well as politics and public
(Richardson 2004; Borowik in this volume).
protests. One of the key features of late modern
The partial marketisation of religion in the
societies has, in fact, been the increasing capac-
People’s Republic of China has already sparked
ity of systems of regulation to control more and
some difficulties (see Yang in this volume).
more spheres of social life – and to be more
Second, concerns about the uses of religion
accountable for doing so.
in connection with acts of violence and terror-
The prominence enjoyed by regimes of regu-
ism have forced issues about regulation and
lation is related in complex ways to social and
religion much higher up the political agenda –
cultural changes affecting all societies in a rap-
especially since the attacks launched against the
idly globalising world. It would take too long to
USA on 11 September 2001 and subsequently
discuss all these changes here, but the most
against public transport systems in Madrid and
salient include the spread of the internet to vir-
London. Other incidents in Japan, India and
tually all parts of the world and all realms of
the Middle East have also intensified this
human activity, the widespread juridification
concern (Juergensmeyer 2000; Reader 2000;
(Teubner 1998) of regulation in response to the
Kepel 2006). Some of them involve violent
perceived need for social protection, the near-
attacks on religious groups.
instantaneous penetration of global media of
Third, developments in medicine, genetics
communications into any event or situation
and bioethics have not only raised the profile
deemed newsworthy, and the rise in status of
of religion as a source of demands for closer
formal ‘expertise’ in the management of per-
regulation of research and therapies but have
ceived risks and problems. In combination, these
also prompted questions about the need
changes – and others too numerous to mention
to consider tougher regulation of therapies
here – have not only extended the reach of regu-
based on religion (Sloan et al. 1999; Guinn
lation but have also raised awareness of new risks
2006). Long-running debates about abortion,
supposedly requiring regulation (Beck 1992).
euthanasia and blood transfusion are now par-
This chapter has shown that religion is sub-
alleled by equally contentious discussion of
ject to self-regulation as well as to regulation
religious ideas about cloning (Palmer 2004),
by external agencies. It is also resistant to some
gene therapies and so-called New Age healing.
attempts to regulate it; and, in turn, it seeks to
These developments represent an extension of
regulate aspects of social life in accordance
disputes about the limits of consumer protec-
with its own values. On the other hand, religion
tion, patient protection and even child protec-
also gives rise to issues about regulation that are
tion. Religious ideas and interests are at the
relatively specific to itself and that require
centre of these disputes about regulation.
closer investigation in future research. These
issues are diverse but they all reflect the fact that
social change has rendered religion more sus- NOTES
ceptible to calls for enhanced regulation or
self-regulation (Richardson 2004). Three factors
deserve special consideration. 1. Control over publicly funded chaplaincies in prisons,
health care institutions and the military is a good illustra-
First, the growth of religious diversity is tion of the unevenness that exists in many countries
probably the most important factor in this between the negative and positive aspects of the regulation
respect (Champion 1999; Beckford 2003). of religion.
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RELIGION AND REGULATION 415

2. This is the successor to the medieval Inquisition and Black, D. 1976. The Behavior of Law. New York:
the early modern Holy Office. Academic Press.
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ited from access to the internet. See Mayer 2003; Cowan Wrong. New York: Academic Press.
2004.
Black, D. and M. P. Baumgartner 1999. ‘Toward a
theory of the third party’. In D. Black (ed.). The
Social Structure of Right and Wrong. New York:
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20
Religion in Rebellion, Resistance,
and Social Movements1

S H A R O N E R I C K S O N N E P S TA D A N D R H Y S H . W I L L I A M S

The connections, both theoretically and empir- key organizing role that institutions play in
ically, between religion and social change have maintaining social order are ideas recognizable
occupied many of sociology’s most prominent to sociologists and all implicate religion.
thinkers. Sociology was born with the advent Thus, as a result of the social and intellectual
of Europe’s industrial society, and religion’s contexts of sociology’s inception, much of its
role in those societal-wide changes was early analysis of religion centered on the
deemed important even by social theorists not latter’s contributions to social change or resis-
personally religious – in many cases especially tance to it. In contemporary sociology, a par-
by thinkers and writers not personally religious. ticularly salient aspect of that relationship has
But sociology has many of its intellectual been the intersecting subdisciplines of the
roots in the Enlightenment and generally priv- sociologies of religion and social movements.
ileges reason over emotion, empiricism over In this chapter, we: (1) examine briefly the the-
revelation, and progress over tradition. Further, oretical perspectives that assign religion major
many established religious authorities were hos- roles in social solidarity and social change;
tile to the development and spread of the sci- (2) review briefly the major approaches to
entific study of society, in part due to their the study of collective action in contemporary
conviction that moral philosophy was the best American sociology; and, (3) review some
way to order social relations, and in part due to empirical literature on religion and social
their institutional interests in being societal movements that illustrate our theoretical
arbiters themselves. Thus, in many sociological points.
perspectives, religion is typically part of the
social formation that supports tradition and
order, rather than promoting change and
RELIGION AS SOLIDARITY AND STASIS
innovation. At the same time, sociology was
also enormously influenced by conservative
responses to the Enlightenment. The emphasis For our purposes here, we lay out two major
on communities over individuals, the impor- theoretical statements regarding religion as
tance of culture and ritual in social life, and the the source of social coherence and order. First, is
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420 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

of course Emile Durkheim’s in The Elementary and order easily implies that tampering with
Forms of Religious Life (1912/1995). Durkheim social order (or for that matter, with received
offers a case for ‘social solidarity’; that is, reli- religious traditions) can lead to social instabil-
gion is the ideational and emotional conse- ity. Occasionally religion justifies the world –
quence of humans acting together in society. especially the political world – explicitly, as
Periods of collective effervescence produce with doctrines such as the ‘Divine Right of
intense emotions of being connected to others Kings’ in the late eighteenth-century Europe,
and to the collective as a whole. Religion is the or with ‘priestly’ forms of American Civil
articulation of social connection and collective Religion (see, e.g., Demerath and Williams
identification. Durkheim’s is, in essence, a ‘social 1985), but it is often indirect, as with the
organization’ approach to religion, in which Marxian critique of religion for making people
social relations and their facticity are the politically quiescent, and focused on eternal,
source of the ‘transcendent.’ This need not be otherworldly rewards.
resistant to change, but the emphasis on order
and the way in which religion connects the
present to the past make it a powerful force for
RELIGION AS AN AGENT OF
tradition.
SOCIAL CHANGE
A similar, but nonetheless distinct, approach
is found in the work of Clifford Geertz (1973).
He offers an approach to religion that empha- While religion often plays a significant role in
sizes the meanings and symbols that humans codifying, transmitting, and legitimating the
use to make sense of the world and communi- extant, religion has also been a force for social
cate with each other. In his famous essay on change at some points in history and in some
‘Religion as a Cultural System,’ and in empirical societies. The most developed theoretical
work on religion in several different societies, approach to these dynamics in the classical
Geertz focused on how religious understand- sociological canon is in Max Weber’s (1904–
ings provide humans with a way to put them- 05/1996) examination of the development of
selves and others meaningfully in the world. capitalism in the West. Of course, Weber is often
Relations between humans and the divine, rela- credited, or damned, with the argument that
tions between humans and the natural world, Protestantism caused capitalism – a breath-
and relations among humans in society are all taking thesis about the power of religion to cause
made possible, and intelligible, by a shared cul- social change. What is more important to us
tural system that can be defined as ‘religion.’ here is the process or mechanism through which
Cultural chaos and social disintegration are Weber imagined Protestantism doing this.2
held at bay through sense-making systems that Weber re-constructed the world of sixteenth-
are anchored in a uniquely transcendent reality. century Calvinism, particularly focused on ser-
Geertz’s is a ‘culturalist’ approach to religion, in mons and the theology of predestination they
every sense of the word. contained. Empathetically imagining himself
Many scholars have noted, both approvingly in that social time and place, Weber envisioned
and as critique, that these approaches to reli- living within that cultural and religious world-
gion are heavily focused on religion as a con- view. He reasoned that the uncertainty of sal-
servative force in society – one that privileges vation in that theology would engender
order and can justify extant social arrange- religious and psychic angst. One way to deal
ments. Clearly, religions often claim to offer with that dilemma would be to engage in
timeless and non-changing truths, and often worldly actions that would seem to indicate one
function to connect past, present, and future was among the elect. The worldly action that
times into a seamless whole. This can support followed – a vocational calling regarding work
the assumption that the world as it is – includ- and an ascetic avoidance of consumption – led
ing the social world – reflects divine intention to capital accumulation and economic change.
or master plan. Further, the focus on religion Fundamentally, therefore, Weber credited
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RELIGION IN REBELLION, RESISTANCE, AND SOCIAL MOVEMENTS 421

religious beliefs with the power to propel social his examination of ritual and power. He duly
change through their abilities to motivate indi- notes the role of religion in creating legitimacy,
viduals to engage in highly moralized, self- and in ‘mystifying’ political and social relation-
sacrificial, and perhaps even risky behaviors ships. But, he maintains, these properties can
(given the thorough integration of religion work for social movement challengers just as
into life in this period, Collins [1996: xii] they do for the status quo. Rituals and sym-
notes that religion was a social practice, not just bols, he notes, have the ‘virtue of ambiguity’
disembodied belief). and can be multi-vocal in their interpretation.
Thus, individually oriented and religiously Further, ritual helps create ‘solidarity without
motivated behavior is one path through which consensus’ (1988: 67), meaning that partici-
religion contributes to social change. In another pants can feel connected to each other enough
example of how religious actions can have to act collectively without all having to agree
unexpected consequences for social change, on all beliefs or ideas: ‘solidarity is produced by
Weber analyzed the dynamics of charismatic people acting together, not by people thinking
leadership, and the organizational dilemmas together’ (1988: 76).
confronting religious groups by their need to That religion’s solidarity-building functions
routinize charisma. Charismatic leadership, by could challenge power was integral to Antonio
definition, is a relationship that stretches or Gramsci’s (1991) understanding of ‘hege-
even breaks the boundaries of established mony.’ While hegemonic cultural forces are
social and cultural authority. The challenge to crucial to supporting those who hold social
‘the world as it is’ is built into the connection power, developing a ‘counter-hegemony’ is a
between a charismatic leader and his or her concomitantly critical component of social
followers. And movements, religious or other- change. Gramsci argued that religion can con-
wise, that try to harness that charisma after the tribute to the emergence of such counter-
first generation passes engage in a form of hegemonic ideologies since religious groups
social change with that very action. Thus, the are semi-autonomous from other social insti-
transcendent character of charismatic author- tutions and thus provide a free space where
ity was built into the heart of Weber’s theory of alternative perspectives can be discussed.
institutional change. In this sense, ‘prophetic’ However, for alternative views to develop into a
religion is a consistent challenge to existing viable oppositional force, Gramsci argued that
social and political arrangements. two other conditions were necessary: the
Of course, religiously motivated actions can emergence of leaders from the aggrieved pop-
take many forms, among them short-lived col- ulation, and mechanisms for reinforcing insur-
lectivities such as crowds or mobs as well as gent beliefs over time. As Billings (1990) notes,
more organized movements. And religious religious organizations typically build such
movements such as millenarian revivals or ‘structures of support’ into their practices,
cults have often been considered as the products sustaining beliefs through various rituals.
of cultural pathologies or the breakdown of These same practices can be used to strengthen
routinized social transmission mechanisms, counter-hegemonic ideologies. Moreover, reli-
as well as a source of change (see Kniss and gious institutions may provide the space for
Burns 2004). new leaders to emerge who can persuade others
Religion can also work as a more collective to act upon their insurgent views. Consequently,
cultural force in fostering change. On one we see that religion plays a role in social change
hand, this is due to a quality of religious life at the individual, group, and cultural levels of
that does not take the existing world as the analysis.
ultimate reality. Beliefs, practices, rituals, and Not all social change is intentional, nor were
group participation are religious elements that most classical sociological theorists much con-
can question, or help produce challenges to, cerned with what contemporary sociologists
the way the world is organized. Anthropologist would call ‘social movements.’ But we engaged
David Kertzer (1988) makes just this point in in the foregoing discussion to show how deeply
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422 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

sociological concern with religion has been Admittedly, this theoretical assumption has
connected with sociological concern with its own pitfalls. While it may be true that col-
changes in society. We now narrow our sub- lective action is a constant in human social life,
stantive focus and bring our discussion into explicitly organized attempts at socio-political
the sociological present, by turning to a brief change are rarer. And while participation in
examination of one particular agent of social social movements may often be ‘politics by
change: social and political movements. other means’ – usually through demonstra-
tions and protests among people who do not
have a hand on the society’s institutionalized
levers of power – not all collective action is
THE DYNAMICS OF COLLECTIVE ACTION
coolly calculated or strategically rational. Not
all collective action is self-consciously geared
The sociological study of social and political toward change or toward resisting it. We do
movements has spent most of its intellectual want to be able to account for why it sometimes
energy on the problems of movement genesis, is, and why some movements grow larger,
and member recruitment/mobilization. How spread farther, last longer, and effect more
movements arise in society has been the basic change than others.
problematic, with the existence of collective It is exactly because of that last goal – to
action the thing that needs to be explained. understand variation in collective action
Various ‘schools’ of thought have dominated movements – that we urge a moratorium on
social movement scholarship at various times, emendations of theoretical schools of move-
usually with a slightly shifting focus. Some ment emergence. Better, we claim, to look at
schools give pride of explanatory place to orga- the dynamics of collective action, particularly
nizational dynamics, an approach usually that geared toward creating or resisting social
referred to as ‘resource mobilization.’ Others to change, and understand them as existing on
the development of grievances among popula- continua that vary based on both social circum-
tions, and the cultural work that mobilizers do stances and the active decisions made by the
to turn grievances into motivations for protest; people involved.
the ‘framing’ literature has generally emphasized For example, Williams (1994) analyzed reli-
this. Still others examine the surrounding social gious movements in terms of three basic
conditions that are considered either more or dynamics that all attempts at collective action
less favorable to movement emergence – often must engage and negotiate. There are: (a) issues
called the ‘political opportunity structure’ of ideology and movement culture; (b) issues
theory. of organization (which includes the garnering
While we have learned a great deal about and deployment of material and cultural
movement emergence in this way, the focus has resources); and, (3) issues of negotiating the
had some costs in terms of analytic myopia. For social and cultural environment in which collec-
one thing, focusing on movements as the thing tive action takes place. McAdam et al. (1996)
to explain treats the lack of movement activity – offer a similar tripartite scheme, calling atten-
and the social stasis that it seems to represent – tion to framing processes, mobilizing struc-
as the societal norm. This is plausible if social tures, and opportunity structures, respectively.
movements become a thing apart, a time of spe- A longer discussion of how this conceptualiza-
cial action from self-consciously movement- tion of the three dynamics is different from
identified actors. On the other hand, if we think our own would require a different essay. Suffice
of collective action as a standard part of the it to say that McAdam et al. remain concerned
human experience, and calls for social change as primarily with explaining why movements, as
the norm rather than the exception, our analytic discrete political actors, emerge and engage in
attention shifts to the socio-cultural dynamics contentious politics with the state, while we are
that all forms of collective action must negotiate less concerned with movement emergence as
in order to sustain themselves.3 the central problem, and do not limit ourselves
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RELIGION IN REBELLION, RESISTANCE, AND SOCIAL MOVEMENTS 423

to collective action aimed at overt political to these demands by founding formal organi-
change. We consider each of the three analytic zations, often with the purpose of harnessing
foci in turn. the charismatic action that helped initiate mobi-
lization, and some with a quasi-bureaucratic
structure. If a movement wants to found
Ideology and Movement Culture formal organizations to sustain their action,
those organizations often turn ‘participants’
Acting collectively for change requires that into ‘members’ and find some way of marking
people become motivated to try to and change membership and cementing loyalty. In addi-
– or try to resist some change to – their social tion, such practical infrastructural needs as
world. A social condition must be defined as meeting spaces, financial resources, and com-
both wrong and changeable – as unjust griev- munication networks among members must
ances that can and should be addressed. be established and sustained. Even if these
Motivation and mobilization must be defined things are not codified into a bureaucratic orga-
and articulated in a clear and convincing lan- nizational structure, some forms of organiza-
guage that resonates both with those who tion and coordination must be generated and
share a potential grievance, and with those maintained over time. As above, religious insti-
who may not, but who may be sympathetic to tutions possess many of these organizational
movement activity. Whether the definition of features that may be available for use, or may be
grievances and the motives for change precede useful templates for movement groups to adopt.
or emerge from collective action is an active
debate in the scholarly literature. But in either
case there are ideological needs for grievance Social and Cultural Environments
definition, public rhetoric, and legitimacy.
Relatedly, if people are to act together, rather While collective action may be constant in
than just as isolated individuals, they must feel society, some time periods are more likely to
they have something in common with others, produce definable social movements than are
and want to work with them to accomplish others. And even when a social movement has
their joint ends. This requires elements of a all the necessary ideological and organizational
‘culture’ that can produce solidarity among characteristics needed to flourish, it doesn’t
movement members, the collective and indi- always succeed in accomplishing its aims.
vidual motivations to act, and the rituals and Thus, the nature of the social context and
identity claims that makes this collectivity and larger society is crucial to understand. For ana-
its actions meaningful for participants. lytic purposes the societal environment can be
Religious beliefs, moral worldviews, and reli- thought of as having both institutional and
gious identities are not the only resources for cultural fields within which collective action
those engaging in – or hoping to engage in – takes place. The health and distribution of the
collective action, but they can be among the economy, the relative openness of the polity
most potent. and the status of religion in societal legal insti-
tutions (e.g., Richardson 2004), and the con-
nections between political power and
Organization and Organizing institutional religion all shape the likelihood of
religiously based social movements. Further,
If collective action is going to be maintained the extent to which a culture is permeated with
over time and not dissipate too easily, it will religious meanings (what Demerath 2001, calls
require some type of organization. A set of ‘cultural religion’), the strength of collective
leaders always emerges, resources such as and individual emotions that accompany reli-
money, members, and rhetorical symbols must gious convictions, and how the content of reli-
be gathered, and decisions made about distri- gious meanings open or close certain avenues
buting them. Some social movements respond of action, affect movement activity.
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424 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

It should be clear, given these three areas of of social injustices – from economic exploita-
social dynamics, why religion is so often a tion to human rights abuses to racial segrega-
factor in efforts at protest, resistance, rebellion, tion. While we believe that the diversity of
and social change. Religion’s cultural and insti- cases enhances the generalizability of our find-
tutional properties, along with its various roles ings, we also recognize that Christianity is the
in different types of societies, mean that it is primary religion involved in each case. Although
often implicated in the struggle for social this poses certain limitations, it nonetheless
change. A variety of scholars have specifically provides a constant across our cases and thus it
explored religion’s contribution to social is a useful starting point for assessing some
movements (e.g., Beckford 1989: Chapter 6; of the factors that influence whether religion
Nepstad 2004; Smith 1996; Williams 1996, fosters or hinders resistance movements.
2003), sometimes focusing on one of these
dimensions, sometimes trying to integrate
them. To illustrate these dynamics more Labor Struggles in the United States
concretely, we offer three empirical cases in
which religion was central to the dynamics of We begin with Dwight Billing’s (1990) study of
contention. In each case, some religious ele- U.S. labor struggles in the early twentieth
ments supported the social movement challenge century. Billings examines Protestantism’s
while other elements opposed it. We hold up support for the unionization of coal miners in
issues of ideology and culture, organization, and Appalachia as well as its anti-union stance in
social environment as a way of showing some of the textile mills of North Carolina. Through
the ways religious collective action intersects careful comparative analysis, Billings discerns
with, shapes, and is shaped by, social forces. several factors that explain why religion facili-
tated social change in one instance but pro-
moted social quiescence in the other. Before
discussing these factors, we briefly summarize
RELIGION, RESISTANCE, AND
Billings’ cases.
SOCIAL QUIESCENCE
Several major labor conflicts arose in the
textile mills in the North Carolina Piedmont
If religion can both foster resistance and region between 1928 and 1931. The post-war
strengthen the established social order – as our market decline, combined with increased
theoretical overview has demonstrated – then competition, led mill owners to slash wages
what are the circumstances under which reli- and lay off workers. Simultaneously, employers
gion will likely become a progressive or conser- demanded increased worker output, prompt-
vative force? To explore this question ing several thousand employees of the Loray
empirically, we examine unionization battles plant to strike spontaneously. Taking note of
in the southern United States, the liberation this action, organizers from the National
movement in El Salvador, and the effort to dis- Textile Workers Union (NTWU) office in New
mantle the racial apartheid system in South England sent several staff members to provide
Africa. This type of comparative approach has leadership and direction to the strikers. But
several advantages. First, it provides theoretical within weeks, the numbers of strikers dropped
leverage; since religion was both a force for and to less than 200 while the number of union
against social change in each of these struggles, opponents in the community expanded.
we can discern the conditions under which Leading this anti-union sentiment were many
religion has a mobilizing or a suppressing church members and ministers who consid-
effect. Second, by examining movements in ered the NTWU organizers to be an atheistic
different geographic regions, we hope to mini- menace. Since the local pastors’ salaries were
mize the tendency to construct theories that paid by mill owners (who had built and spon-
primarily reflect the developed world. Third, sored their churches), ministers aligned them-
these cases entail challenges to different types selves with the mill companies and discouraged
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RELIGION IN REBELLION, RESISTANCE, AND SOCIAL MOVEMENTS 425

congregational members from participating in organizers with the National Miners’ Union
the strike. The pastors even refused to con- and the United Mine Workers Association
demn police attacks against the strikers, which (Garland 1983; Hevener 1978). As a result,
resulted in several deaths. Ultimately, then, the miners were able to sustain their struggle for
strike failed. Workers did not win any signifi- union recognition while the efforts of their
cant concessions and in the trials that followed textile mill counterparts collapsed in just a few
the conflict, ‘all persons accused of killing weeks.
strikers were acquitted, while workers accused These two cases appear very similar, so why
of conspiracy and murder were found guilty’ did they result in such divergent outcomes?
(Billings 1990: 13). In this instance, religion Why did religion effectively blunt labor
encouraged quiescence and strengthened the activism in the Carolina textile mills while
status quo. fueling resistance in the Appalachian coal
During the same time period, religion had a industry? To explain these distinct religious
notably different influence on strikes that dynamics, Billings discusses several factors
occurred in Appalachian coal mines. Billings including: organizational form, the role of cul-
notes that workers in both the textile and coal ture and ideology, the broader historical context,
industries had remarkably similar economic and and relational ties to employers.
cultural backgrounds and shared an evangelical One of the critical differences in these cases
Protestant heritage that emerged from the rural is that the coal miners were able to develop an
South. Moreover, like the mill owners, coal oper- alternative religious organization while textile
ators built and supported the local churches and workers did not. Both groups initially found
encouraged ministers to denounce unions. that the churches would not support their
During the strikes, most of the local pastors struggle because of their financial dependence
aligned themselves with management. on company owners, and in each case ordained
Despite the parallels to the Piedmont case, pastors uncritically accepted the practices of
Appalachian coal miners did not heed the con- capitalism. So why did coal miners believe they
servative teachings of their pastors. Instead, had the right to reject the views of their minis-
many openly denounced the ministers for siding ters and conduct their own church services?
with coal operators and up to 90 percent of According to Billings, this reflects the distinct
miners stopped attending company-sponsored religious history of the southern backcountry.
churches (Billings 1990: 17). Soon, some of the He observed, ‘The [miner-minister’s] author-
militant workers emerged as lay pastors and ity was rooted in frontier religious traditions
miners held their own religious services. These that recognized the legitimate role of lay min-
‘miner-ministers’ used this free space to pro- isters’ (1990: 17). Out of necessity, the region
mote a religious culture of resistance that fos- had historically allowed non-ordained individ-
tered an insurgent mindset and a willingness uals to lead services and act as religious author-
to strike for union recognition. Moreover, ities. This norm empowered miners to form
these alternative religious services provided a alternative pro-union churches rather than
context where biblical teachings were given comply with the teachings of pro-company
new meaning, granting religious legitimacy to ministers.
labor struggles. For instance, miners altered While the presence of autonomous religious
lyrics of traditional hymns to link faith with institutions was essential, it does not in itself
union activism. Corbin (1981: 164) records the account for the differential outcomes in these
words of one hymn that was frequently sung two labor struggles. To get a more complete
by the miners: ‘When you hear of a thing that’s understanding of how they fomented resis-
called union / You know that they’re happy and tance in the Appalachian case, we must examine
free / For Christ has a union in heaven / How what occurred within these alternative churches.
beautiful a union must be.’ This oppositional Billings argues that the miners’ services func-
religious culture fostered labor activism and, in tioned as a ‘free space’ that aided the labor
some cases, lay pastors worked directly as struggle in three key ways. First, it provided a
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426 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

context where an oppositional religious cul- but they committed a serious error when they
ture and critical consciousness was cultivated. expressed disdain for mill employees’ religios-
Second, the pro-union rituals and music in ity, considering it false consciousness that
these alternative services helped sustain this needed to be eliminated. According to one
insurgent mindset and reinforce union com- account, an NTWU organizer kicked a Bible
mitment among the miners. In other words, out of the hands of a worker, stating that no
these autonomous religious groups functioned one believed in that book anymore (Pope
as a ‘plausibility structure’ (Berger 1969) that 1942). Thus Billings concludes ‘Striking work-
continually reinforced the belief in the neces- ers in Gastonia [North Carolina], who initially
sity for action, which, in turn, kept the labor may have suspected that their God was on their
struggle going. Finally, these autonomous reli- side, found no support... . If textile militants
gious groups provided a context for the emer- found little sympathy for their religious beliefs
gence of indigenous leaders who were known among their leaders, they found even less sup-
and trusted by their co-workers. port from the wider environment... . A poten-
In the Piedmont mills, no comparable free tially autonomous expression of opposition
space existed. Authorities and mill owners was thus silenced’ (1990: 22).
‘effectively ... destroy[ed] any autonomous Finally, the type of relational ties that work-
space and institutions which the working class ers had to company owners also made a differ-
could claim as their own – in which indepen- ence in the outcome of these two cases. The
dent leadership could emerge and develop, in Carolina textile industry was built by wealthy
which popular traditions could be sustained, cotton planters who portrayed themselves as
or in which workers could compare and ana- the patrons of impoverished white sharecrop-
lyze their experience as working people’ (Boyte pers. As planters became industrialists, they
1972: 23). Without this, there was a limited continued this type of paternalistic relation-
capacity to develop oppositional culture, ship, promising jobs for white sharecroppers in
insurgent consciousness, and a commitment to exchange for their loyalty. In fact, Billings notes
sustained activism. Billings notes that some that mill workers only challenged owners when
oppositional religious practices did initially they failed to live up to their end of the agree-
arise and that textile mill strikers thought of ment; this indicates that many employees
their struggle in religious terms. Yet lacking a bought into the image of mill owners as benev-
context where these practices could be routinely olent patrons. Additionally, the highly mecha-
enacted and beliefs reinforced, this oppositional nized nature of mills meant that owners’
religion quickly dissipated. responsibility was often masked by the percep-
In addition to free spaces, Billings argues tion that machines directed and dictated most
that the relationships that workers had to of the day-to-day work in the mills. Only when
established unions also explains the different managers or owners interfered by imposing
outcomes in these cases. Although the United demands (such as faster paces) did workers
Mine Workers of America (UMWA) had not deem them responsible for their state of affairs.
done any organizing in the Appalachian coal The image and relationship between employer
industry, it had been active in other coal and employees, therefore, contributed to social
mining areas in the south. The UMWA was quiescence in this case. The relationship between
willing and able to provide resources to the Appalachian coal miners and coal company
Appalachian strikers but what was particularly owners was markedly different. There was no
important is that they were sensitive to the reli- prior patron relationship as in the Carolina
gious commitments of the miners. In contrast, textile mills, since most miners had been inde-
there was no comparable union in southern pendent subsistence farmers before working in
textile industries at that time. The New the coal mines and were accustomed to work-
England-based National Textile Workers ing autonomously. They felt no sense of loy-
Union (NTWU) did try to assist the Piedmont alty, therefore, to company owners and were
workers by sending in professional organizers willing to challenge them.
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RELIGION IN REBELLION, RESISTANCE, AND SOCIAL MOVEMENTS 427

In short, Billings presents us with two labor in twentieth-century church history. The
struggles that, at the outset, look remarkably Second Vatican Council (1962–1965) opened
similar. Yet his closer probe enables us to see Roman Catholicism to the modern world,
that the role of religion in these unionization updating anachronistic practices and encour-
efforts varied because of differences in: (1) his- aging new forms of worship and ministry. As
torical factors that legitimized lay ministers (or part of this new impetus, the Pope called
failed to do so); (2) the presence of autonomous priests and nuns in Latin America to move out
free spaces that could foster an oppositional to the countryside and into urban barrios to
religious culture; (3) ties to pre-existing unions live among the poor. The initial goal was to
that were sensitive to the religious sensibilities learn about the needs of the masses in order to
of these Southerners; and (4) the historical win them back to the church after many years
context of worker-employer relationships. of neglect; the real effect, however, was on the
clergy who were transformed by seeing the suf-
fering and exploitation of the people. These
The Liberation Movement in El Salvador priests and nuns quickly recognized that the
church had to address the material and social
The struggle for human rights, land reform, and concerns of the poor, not just their spiritual
economic change in El Salvador in the needs, and doing so would require a restruc-
1970s–1980s presents another case where reli- turing of church practices and theology
gion both facilitated and impeded social change. (Berryman 1986; Lernoux 1980).
El Salvador’s social problems emerged from a This burgeoning social justice sentiment
long colonial history that created a situation of was reinforced by the Latin American Bishops
extreme inequality, with a small segment of the Conference held in Medellín, Colombia in
population owning most of the land and con- 1968. At this meeting, church leaders discussed
trolling the nation’s political institutions. In ways of addressing poverty and implementing
response to this concentration of wealth and the lessons of the Vatican II Council. They also
privilege, numerous popular organizations wrestled with the implications of liberation
emerged in the 1970s. Eventually, a broad pop- theology, which holds that Christian mission
ular opposition movement coalesced around a must include efforts to change oppressive
progressive political agenda. As this liberation social structures and people of faith must take
movement expanded, the military became a ‘preferential option for the poor.’ As the
highly repressive, using abductions, torture, conference concluded, the bishops released a
and assassinations to intimidate activists document denouncing the dehumanizing con-
(Berryman 1984; Peterson 1997; Smith 1996; sequences of economic exploitation and indi-
Wood 2003). gence, and they called upon Christians to work
During this period, the Catholic Church in for a just social order and the authentic libera-
El Salvador was divided over the nation’s social tion of the people. The bishops proclaimed
conflicts. On one side, a sizeable number of that the poor have the right to challenge injus-
poor Catholics in the so-called popular church tices and that social change would only occur
were supportive of or involved in the struggle through the organization and action of the
for liberation; on the other side, some Catholics popular sectors (Smith 1991; Nepstad 2004).
(including many church authorities) sought to Immediately after the Medellín conference,
maintain tradition and the status quo. The same Archbishop Chávez of El Salvador began to
variables that we used to examine U.S. labor implement these ideas by encouraging the for-
struggles – organization, ideology and culture, mation of base Christian communities – small,
and historical context – help us to understand lay communities where participants pray, read
how the church was both an impetus and an scripture, and discuss the gospel’s meaning in
obstacle to social change in El Salvador. light of contemporary political and economic
The roots of El Salvador’s progressive popu- conditions. Between 1970 and 1976, seven
lar church are found in two important events training centers were established to teach lay
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428 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

leaders (known as catechists) how to conduct positions on the nation’s conflicts? Clearly, the
worship and facilitate discussion and Bible division reflected distinct class interests. Most
study. They often received training in health traditional Catholics had no incentive to chal-
care, agriculture, and community organizing lenge the status quo since it benefited them.
as well. By the end of the 1970s, 15,000 cate- Many were wealthy individuals who had much
chists had been trained and hundreds of base to lose if the liberation movement succeeded in
communities were established (Montgomery transforming the economic, social and politi-
1982a). The skills these religious lay leaders cal institutions of the country (Berryman
developed often transferred to political activism 1984). Even some members of the church hier-
as thousands of catechists and members of base archy had vested interests in maintaining the
Christian communities participated in various social structure. Monsignor Pedro Aparicio, for
organizations working for liberation (Berryman instance, had a large estate that had been given
1984). One analyst concluded: to him by a former president of El Salvador and
subsequently the bishop mostly sided with the
The rapid growth of the popular organizations of the
wealthy landed class. Others, such as
left in El Salvador cannot be explained without taking
into account the role of the CEBs [base Christian com- Monsignor Alvarez, a colonel and chaplain for
munities] in organizing and concienticizing the people. the military, had institutional forms of power
Similarly, the strength of the revolutionary leadership at and prestige at stake (Montgomery 1982a). In
the grass roots cannot be explained without recognizing contrast, poor Salvadorans had a great deal to
that dozens, if not hundreds, of revolutionary leaders
gain from the liberation movement – namely,
acquired their organizational skills through their training
as catechists (Montgomery 1982a: 220). an end to human rights abuses and economic
exploitation, and greater political input.
As the popular church expanded and became These class interests, however, cannot suffi-
more involved in progressive social move- ciently explain the emergence of El Salvador’s
ments, conservative Catholics attempted to faith-based resistance since the masses had
stop this development. Wealthy Catholics and long desired an end to their poverty and oppres-
most members of the church hierarchy were sion. Similar to the U.S. labor struggles
opposed to the liberation movement (with a described by Billings, one of the critical factors
couple of notable exceptions such as Archbishop that helps explain why this movement emerged
Oscar Romero); they feared that popular church in the 1970s was the presence of an autonomous
members were becoming too political and too religious structure. Once base Christian com-
radical. This segment of the Catholic Church munities were formed, the poor had free
justified and supported the government’s spaces where they could discuss their suffering
repressive policies as a necessary means of pre- and develop a critical consciousness. For
venting the spread of communism. Conservative example, in these base communities, the
Catholic support for the military regime was priest’s traditional homily was replaced by
evident in numerous ways. For example, the group dialogue and reflection on biblical pas-
bishop of Santa Ana, Monsignor Marco René sages. This provided opportunities for reinter-
Revelo, went to a Salvadoran Air Force base to preting scripture to support the liberation
bless some newly purchased war planes, even struggle. The following transcript reveals how
though the military’s dismal human rights this practice helped one group find political
record was well known (Montgomery 1982a). meaning in the biblical story of Christ multi-
Others were subtler, stating that the church plying the loaves and fishes to feed the crowd
should only address spiritual matters and leave that had gathered to hear him preach
political concerns to the government and the (Scharper and Scharper 1984: 42):
army. Eventually, conservative opposition to
the liberation movement grew so strong that Julio: The apostles think there isn’t any food, and it seems
to me that’s the way it is now. We all say we don’t have any
the church became deeply divided. food. It’s that a few people have it all. If it was all shared
How could these two segments of around, we’d be all eating what those few who have the
El Salvador’s Catholic Church take such different food are now eating, and I think we’d all have enough.
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RELIGION IN REBELLION, RESISTANCE, AND SOCIAL MOVEMENTS 429

Alejandro: As I see it, the same thing didn’t happen into issues and policies that the movement
to Jesus that almost always happens to the church: supported, such as land reform, and the
that it’s nothing but words – that we must do good
and all that. But when people are hungry, nothing is
university produced a weekly newsletter that
done to solve the problem. Christ not only uses words, gave voice to popular organizations and
talking to them all day about the kingdom of God, but provided alternative sources of information
he feeds them through his disciples. He doesn’t send (Montgomery 1982a).
them away hungry. Christ’s gospel also feeds you. But Additionally, historical developments
many bishops and priests think it’s only to save
your soul and not to change the economic situation of
shaped both the liberation movement in the
society. popular church as well as the traditional stance
Felipe: A lot of people think things are the way they are
of conservative Catholics in El Salvador.Vatican II
because God wants them to be that way. He made and the Latin American Bishops Council gave
people rich and poor, and until he wants it nothing’s impetus to the formation of base Christian
going to change. And that’s not true. He’s given us the communities, granting legitimacy to lay lead-
order to change things. We have to feed the hungry, and ers and the struggle for social change. Yet the
God will give us the power to make miracles as he gave
it to his disciples.
election of a new pope in 1978 strengthened
the position of traditional Catholics. Pope
Not only did base Christian communities John Paul II was born and raised in Poland,
foster oppositional views, they also sustained where he saw first-hand the repressive effects
them with rituals. In many religious services, of Soviet domination, compelling him to take
music reinforced beliefs and commitment. Just a strong anti-communist stance. When he
as miners incorporated pro-union lyrics into assumed the papacy, John Paul II was pleased
familiar hymns, El Salvador’s popular church with the revitalization of faith in Latin
emphasized the importance of organizing and America but he also believed the popular
political work in their music. For instance, the church was too closely linked to a particular
following hymn was sung in many Salvadoran political agenda and had strayed from the
base communities: ‘When the poor believe in authentic teachings of the Catholic Church.
the poor / That’s when we’ll be free to sing/ This was evident when he visited Nicaragua in
When the poor seek out the poor / And we’re all 1983, where he sternly admonished several
for organization / Then will come our liberation’ priests who held key positions in the new rev-
(as quoted in Nepstad 1996: 113). olutionary Sandinista government. When the
While the popular church’s oppositional pope arrived at the airport in Managua, Father
religious culture contributed to the liberation Ernesto Cardenal, who was Minister of Culture
impulse in El Salvador, efforts to put faith into and had been an important advocate and pro-
action were facilitated by connections to pre- ponent of Nicaragua’s popular church and lib-
existing groups. Ties to established organiza- eration struggle, was there to greet him. Yet
tions are valuable because they can contribute when Father Cardenal dropped to his knees
human and material resources to incipient and attempted to kiss the pope’s ring, John
movements (McAdam 1982; Morris 1984). Paul II pulled away saying, ‘You’d better put
This was true in El Salvador, as Montgomery your relationship with the church in order’
(1982b) notes that some of the earliest base (Randall 1983: 33–4). Later, in an outdoor mass
Christian communities regularly met with rep- attended by 800,000 Nicaraguans, the pope
resentatives of labor unions, student groups, chastised members of the popular church who
and teachers’ organizations at the Basilica of asked him to pray for those who had died in
the Sacred Heart in San Salvador. In 1974, the revolutionary war. El Salvador’s conserva-
these groups combined their experience and tive Catholics viewed the pope’s actions as
resources to form the first mass popular organ- clear, unequivocal support for their position
izations – a coalition known as the United and a public condemnation of the religiously
Popular Action. The Jesuit Central America based liberation movement.
University also assisted the burgeoning libera- In short, El Salvador’s popular church was
tion movement. Professors conducted research able to mobilize and expand in the 1970s due
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430 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

to several factors. First, the emergence of base formation of the Dutch Reformed Church in
Christian communities meant that the poor Africa (DRCA). This black segment of the
had autonomous free spaces where they could church was fairly quiescent until the 1970s,
develop leadership skills, discuss their suffer- when it became a leading force in challenging
ing, and develop counter-hegemonic views. the South African government and the system
These communities also functioned as a sup- of apartheid. Since the white Dutch Reformed
port structure that, through various rituals, Church (DRC) and the black Dutch Reformed
reinforced oppositional religious views and Church (DRCA) held such divergent views, a
political commitments. Second, the Vatican II closer look at this case will enable us to see how
and the Medellín conference marked an impor- the same religious institution can generate
tant break from the historical position of the opposing movements.
Latin American church that had encouraged While many religious groups support the
the poor to accept their lot in life. These events status quo by their silent acceptance of societal
gave legitimacy to this religious movement for institutions, the Afrikaner DRC was a vocal,
liberation. Finally, ties to established organiza- driving force behind South African racial poli-
tions, such as labor unions and university cies. Ken Jubber observed, ‘The Church played
groups, provided valuable resources that helped a vital role in placing on the statute books laws
members of the popular church put their con- dealing with the prohibition of mixed mar-
victions into action. Yet the counter-movement riages and immorality, residential segregations,
of conservative Catholics was also strong due to separate amenities, influx control, job reserva-
historical changes – namely, the appointment tion, and separate universities’ (1985: 282).
of a new anti-communist pope – as well as the How did the white DRC come to advocate such
resources available to them through their blatantly racist policies? The collective action
wealthy constituents and the traditional church. literature again provides insight by pointing
Thus some of the same factors that facilitate our attention toward organizational, cultural,
religiously based progressive movements can and contextual factors.
also help mobilize opposing forces. Dutch Calvinists immigrated to the South
African Cape in the seventeenth and eigh-
teenth centuries and many viewed their tumul-
Racial Apartheid in South Africa tuous voyage through stormy seas as one that
replicated the journey of ancient Israelites to
The conflict over South Africa’s policy of racial the promised land (Villa-Vicencio 1978). As
segregation provides a third case for analyzing they settled and began to prosper, their Calvinist
religion’s role in challenging or maintaining beliefs led them to interpret their well-being as
societal structures and practices. Since roughly an indication that they were chosen by God and
80 percent of South Africa’s population identi- were faithfully following God’s will (not uncom-
fies as Christian (Renick 1991) and numerous mon for settler societies; see the comparative
denominational groups were involved in the examination by Akenson 1992).
anti-apartheid struggle, we will limit our focus The nineteenth century, however, brought
to the Dutch Reformed Church. This religious dramatic changes as the British occupied the
tradition had a very important, albeit contra- Cape. They put into place a British administra-
dictory, influence on twentieth-century South tion, established English as the official lan-
African racial policies. The earliest European guage, and granted legal equality for all free
settlers in South Africa were Dutch Calvinists persons regardless of race. A few years later, the
(called Afrikaners or Boers) who used their British abolished slavery in South Africa, caus-
religious beliefs to justify the creation of ing significant financial losses among many
apartheid policies and support for the Dutch settlers. Thus British control of South
Nationalist Party that implemented them. They Africa generated Afrikaner resentment for eco-
also initiated mission projects among the nomic, political, and cultural reasons; conse-
indigenous population, which led to the quently, many moved to the Transvaal region
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RELIGION IN REBELLION, RESISTANCE, AND SOCIAL MOVEMENTS 431

of the Cape in what became known as the usurp God’s power by building the tower of
Great Trek (Renick 1991). At one point in the Babel, God responded by confusing their
trek, roughly 500 Afrikaners were surrounded speech and scattering the groups. Afrikaner
by 15,000 Zulus. The Afrikaners prayed for theologians argue that this act constitutes ‘spir-
protection and made a covenant with God, itual diversification’ of the human race and an
pledging to commemorate the event each year act of judgment. On this basis, the DRC for-
and build a temple in honor of this saving act. mally adopted a doctrine of ‘autogeneous
On December 16, 1838, the Zulus attacked. By development’ in 1974, which called upon the
the end of the day, 3,000 Zulus had been killed government to enact legislation that would keep
but the Afrikaners suffered only 3 deaths. This racial groups separate from one another. The
event, known as the Vow of Covenant at Blood synod stated, ‘[A]s a church we have always
River, was seen as further confirmation that worked purposefully for the separation of
Afrikaners had God’s favor (Templin 1984). races. In this regard apartheid can rightfully be
The British-Afrikaner conflict erupted again called a church policy’ (Matheba 2001: 114).
at the end of the nineteenth century when gold This unusual interpretation of scripture and
and diamonds were discovered in the the support that it generated for the apartheid
Transvaal and the British attempted to annex policies of South Africa’s Nationalist Party cer-
this Afrikaner republic. In a three-year Anglo- tainly marks a departure from traditional
Boer War, 100,000 Afrikaners were forcibly Protestant Christianity. How did such uncon-
relocated into civilian concentration camps ventional, oppressive views arise? Just as reli-
where more than 25 percent of them died. gious free spaces can foster oppositional beliefs
Eventually, the British prevailed and annexed and progressive movements, the organiza-
the Transvaal. To make sense of their defeat, tional autonomy of South Africa’s DRC facili-
Afrikaners turned to the Exodus story in which tated the emergence of these regressive views.
the Israelites were enslaved by the Egyptians. Early on, the Afrikaner church in South Africa
Just as God sent Moses to liberate them from declared its independence from the DRC
Pharaoh, the Afrikaners believed that God had in Holland and quickly established its own
not abandoned them but would one day liber- seminaries where theology was constructed
ate and vindicate them. When British rule in a ‘hermeneutical vacuum’ (Carr 2001).
ended in 1948 and the Afrikaner National Party Ken Jubber (1985: 277) observed:
came to power, the Dutch Reformed pastor
The organization of the Reformed Church, unlike that
who took over as Prime Minister declared it the of the Roman Catholic Church for example, has never
fulfillment of God’s promise: ‘The history of been strongly internationally centralized or controlled.
the Afrikaner reveals a determination and defi- In addition it has not had a single arbitrator or pontifi-
niteness of purpose which makes one feel that cator as far as theology is concerned. It has accepted that
the Bible does not prescribe a specific church structure... .
Afrikanerdom is not the work of man but a cre-
Consistent with the Reformed tradition, the Dutch
ation of God’ (Carr 2001: 53–4). Reformed Church accepted that Jesus Christ was the
These historical events provided the basis only head of the Church. Because of this, the Church
for the white Dutch Reformed Church’s theol- strove to be as un-hierarchic as possible and to counter
ogy of racial segregation. Afrikaners believed the inevitable tendencies towards hierarchy, institution
and bureaucracy... . Two important results flowed from
that their survival was dependent upon their
the way the Church was organized. Firstly ... [t]he
ability to preserve their religious and cultural absence of a single authoritative voice encouraged
identity. Perceiving themselves as God’s chosen diverse interpretations of scripture. Secondly, factors
people, they felt an obligation to protect this such as the Church’s relative isolation, sovereignty, lim-
identity through racial separation. Moreover, ited locale, lack of hierarchy, social homogeneity, and
close congregational ties allowed it to be strongly deter-
they maintained that segregation is biblically
mined by local events and the changing fortunes and
mandated. Specifically, they argue that in interests of its members.
Genesis 10, Noah’s three sons became the
fathers of different nations after the flood. This religious autonomy and isolation –
When these nations united in an attempt to combined with the economic and political
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432 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

interests of Afrikaners – not only provided a conjunction with the Alliance of Black
fertile context for the rise of apartheid theol- Reformed Christians in Southern Africa, pro-
ogy, it also created space for the development claimed: ‘We unequivocally declare that
of rituals that would reinforce these beliefs. apartheid is a sin, and that the moral and the-
Similar to the labor struggles in the U.S. and ological justification of it is a travesty of the
the liberation movement in El Salvador, these Gospel ...’ (Walshe 1997: 388).
cultural practices sustained views over time. As Black Calvinists also reinterpreted the very
noted, a key ritual is the annual celebration of symbols and stories that their white counter-
‘Covenant Day’ commemorating the defeat of parts used to justify apartheid and Afrikaner
the Zulu at Blood River; this ritual reminds dominance. This is possible because, as Kertzer
Afrikaners that they have withstood difficult (1988) states, symbols and rituals can be mul-
circumstances because they are God’s chosen tivocal in their interpretation. The Exodus
people. story – which the white DRC used to describe
Given its vehement support for segregation, their past oppression and eventual liberation
it is ironic that the white Dutch Reformed from British rule – was seen by the black
Church indirectly generated opposition to DRCA as a promise for their future. Boesak
apartheid in the late twentieth century when proclaimed, ‘Israel has experienced Yahweh’s
black Calvinists called people to resist power in his sensitivity to their cries of pain
Nationalist Party policies. The black Dutch and suffering and in the ten plagues; in the
Reformed Church of Africa was formed in the exodus and in the closing of the waters of the
nineteenth century when white DRC members Red Sea... . This God will rise up; this God will
faced a dilemma in terms of reconciling their deliver us from the hands of those evil men
segregationist beliefs with the influx of black who think and do violence to God’s defence-
converts who sought to join the church as a less people’ (Boesak and Villa-Vicencio 1986:
result of DRC mission efforts. Eventually, most 152, 35). Even the Covenant celebration was
white congregations began holding independent given new meaning as black Calvinists trans-
services for black members and in 1881 a formed it into a day for the church to commit
separate ‘daughter’ church was officially estab- itself to reconciliation and unity. Hence Renick
lished (Jubber 1985). Although born out of argues that ‘symbols such as ... the Covenant
racism, these black DRCA congregations func- and the Exodus – symbols, ironically, planted
tioned as free spaces, allowing an oppositional in the religious psyche of blacks by the
culture and consciousness to arise, albeit Afrikaners themselves – are being reinfused
nearly a century later. with liberating potential by black Calvinists’
In the latter part of the twentieth century (1991: 140).
black Calvinists helped mobilize the fight When the white DRC formed separate con-
against apartheid. A significant contribution to gregations and educational institutions for its
this movement came from theologians at the black members, they inadvertently created free
DRC’s seminary for ‘coloureds’ at the University spaces that cultivated a theology of black power
of the Western Cape. Inspired by black theology and a culture of resistance. This also provided a
in the U.S., these religious scholars drew links context where black leaders emerged who, over
to their own situation. One of the most influ- time, established ties to faith-based organiza-
ential figures was Allan Boesak, a black DRCA tions in the broader international community.
pastor who served as the University of the Much as African-American pastors in the U.S.
Western Cape’s campus minister (Kinghorn civil rights movement were able to tap into wider
1997). In 1976, Boesak published a fiery religious networks for various forms of support
book on black power, Farewell to Innocence, (Morris 1984), black Calvinist leaders helped the
which led the Dutch Reformed Church for anti-apartheid movement through worldwide
Coloureds to release the 1982 Belhar ministerial connections. For example, in the
Confession condemning apartheid as a heresy 1980s, Boesak (who by then was the moderator
(Klaaren 1997). This document, released in of South Africa’s Dutch Reformed Church for
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RELIGION IN REBELLION, RESISTANCE, AND SOCIAL MOVEMENTS 433

Coloureds) was elected as the president of the Council of Churches (including the DRCA)
World Alliance of Reformed Churches called together 150 local theologians to discuss
(WARC). This gave him a platform for dis- the appropriate Christian response to these
cussing apartheid and he quickly realized that escalating levels of state-sponsored repression.
international interest in the black South African Out of this meeting came The Kairos Document,
struggle could make a critical difference. At the which stated that praying for a regime change
1982 WARC conference, he brought South was not sufficient. The document argued that
African apartheid to the forefront of discussion; Christians must directly confront the oppres-
as a result, WARC suspended the white sive apartheid system; people of faith would
Afrikaner church’s membership and called for a need to disobey the government in order to
status confessionis, ‘a state of affairs in which the obey God. After it was released, church leaders
very essence of Christianity is threatened and all over the country responded to the Kairos
a new confession of faith is called for’ challenge by sponsoring illegal protest marches.
(Kinghorn 1997: 153). This provided an impor- In Cape Town, Allan Boesak co-organized a
tant source of moral support to the religiously march of 300 religious leaders who delivered a
based anti-apartheid struggle. petition to parliament demanding a complete
Black Calvinists also won significant mate- withdrawal of police from black townships. As
rial support for the anti-apartheid struggle the faith-based anti-apartheid struggle grew
through their ties to the ecumenical South more active and militant, the government took
African Council of Churches and its interna- a harsher stance with Christian activists.
tional counterpart, the World Council of Throughout the 1980s and into the early 1990s,
Churches (WCC). In the 1960s, the WCC clergy and laity were being closely monitored,
established a ‘Programme to Combat Racism’ attacked, harassed, arrested, and in some
that was designed to lend support to anti- instances, tortured. This repression further rad-
racism groups and liberation movements. The icalized black religious activists (Borer 1996).
WCC subsequently provided funding for vari- In short, the black Dutch Reformed Church’s
ous outreach programs in South Africa and efforts to dismantle South Africa’s apartheid
it also sponsored conferences in Harare, regime were facilitated by organizational, cul-
Zimbabwe (1985) and Lusaka, Zambia (1987) tural, and contextual factors. First, the DRC’s
where South African church representatives commitment to racial segregation led to the
and members of exiled organizations such as creation of autonomous organizations for
the African National Congress met to discuss black and ‘coloured’ members. This provided
anti-apartheid theology and strategies to dis- the free space for a religious culture of resis-
mantle the segregationist Nationalist Party tance to arise and black leaders to emerge.
regime (Walshe 1997). Second, ties to other faith-based groups, such
Additionally, various historical events thrust as the World Alliance of Reformed Churches
church leaders to the forefront of the anti- and the World Council of Churches, brought
apartheid movement. In the late 1970s, the in critical moral, human, and material sup-
South African government began banning var- port. Finally, various historical events set the
ious black consciousness groups and arresting stage for religious leaders to step into political
numerous black political leaders. This effec- roles within the anti-apartheid movement.
tively eliminated the strategic direction of the
movement and thus black religious leaders felt
an obligation to step in to help fill the gap.
CONCLUSIONS
Then, in July of 1985, the Nationalist Party
imposed a partial State of Emergency. Within a
year of this declaration, over 30,000 anti- We have used labor struggles in the Southern
apartheid activists were detained and nearly United States, the liberation movement in
1,200 political deaths were recorded (Borer El Salvador, and the struggle over South
1996: 130–1). As a result, the South African Africa’s apartheid to illustrate three important
20-Beckford_Ch20 9/1/07 2:12 PM Page 434

434 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

ways in which religious institutions and reli- (Burgess 1997; Hadjar 2003; Pfaff 2001).
gious cultural systems contribute to social Another example of the near universal capacity
movement protest and resistance. Religion of religion to foment collective action is
provides important organizational resources Marty and Appleby’s (1994) edited volume on
such as networks of members, meeting spaces, comparative fundamentalist movements.
fund-raising capacities, recognized leadership, Chapters in this volume cover movements
and free spaces that can promote the develop- from almost every continent and involving all
ment of organizing skills and oppositional the major world religions. While not all
consciousness. Religious cultures offer theo- the movements they consider are directly
logical and ideological critiques of existing engaged in trying to transform the public
societal arrangements, and cultural elements sphere – some are ‘defensive’ movements that
such as music, symbols, rituals, and collective just want to keep the modern world out of
identities that shape solidarity and help partic- their enclave – the substantive examples show
ipants stay committed to the cause and each that attempts at both fostering and resisting
other. Finally, religion often has a uniquely change display many analytic similarities.
legitimate place in the institutional and cul- Religion can engender or nurture movement
tural fields of a society. Religious actors are culture, organizations, and a receptive social
often granted the benefit of the doubt, and can environment.
take the moral high ground in political dis- In examining the episodes of collective action
putes. Political authorities often have trouble we analyzed here, no one element can com-
persecuting activist clergy, and risk making pletely explain or predict the occurrence of reli-
them mobilizing martyrs if they do. giously based collective action. This is all the
Although our analysis is limited to three more true when one moves to social contexts
cases, the literature on faith-based resistance in where Christianity is not the dominant religious
other parts of the world indicates that religion’s culture. And yet, as noted above, there are
capacity to foster protest and revolt is indeed dynamics to collective action that span many
widespread. Not surprisingly, significant schol- differences in time, place, and culture. While the
arly attention has recently focused on Islamic trend in social movement theorizing for many
political movements in the Middle East includ- years was to emphasize one set of factors to the
ing Afghanistan (Marsden 1998), Algeria neglect of others, it is clear that there needs to be
(Roberts 1988), Palestine (Abu-Amr 1994), some complementarity – or perhaps an additive
Turkey (Yavuz 2003), Iran (Keddie 1983; Salehi relationship – before these elements result in a
1996), Egypt (Kepel 1986), Pakistan (Nasr protest movement. As we have also noted, these
1994), Bahrain, Yemen, and Saudia Arabia factors can also shape a religious response that
(Wiktorowicz 2004). The role of religion in reinforces the status quo and suppresses dissent.
Latin American social movements is also well But we want to stress that we view collective
documented, particularly in Brazil (Adriance action as a constant in human society; for us,
1995; Bruneau 1982; Burdick 1993), Chile the question is not how does collective action
(Lowden 1996; Smith 1982), Guatemala emerge, but rather, how does the collective
(Bermúdez 1985; Berryman 1994) and action that constantly swirls around
Nicaragua (Berryman 1984; Dodson and social actors – such as religious groups or estab-
O’Shaughnessy 1990; Kirk 1992; Mulligan lished institutions – become angled in such
1991; Randall 1983). a way that it challenges extant societal relation-
Even in relatively secular Europe, numerous ships and sustains that challenge over time.
studies have explored the role of Christianity Religion’s important role in this is no longer
in Northern Ireland’s conflict (Dillon 1997; overlooked by scholars of either religion
Dunlop 1995; McVeigh 1989; O’Brien 1994), in or social movements. Now we need to explore
Poland’s Solidarity movement (Kubik 1994; this in more historical depth and with greater
Osa 1996; Szajkowski 1983; Weigel 1992), and sensitivity to the coalescence of facilitating
in the democratization of East Germany factors.
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RELIGION IN REBELLION, RESISTANCE, AND SOCIAL MOVEMENTS 435

NOTES
Berryman, Phillip 1994. Stubborn Hope: Religion,
Politics, and Revolution in Central America.
1. We are equal co-authors; our names are listed alpha- New York: Orbis Books.
betically. We thank Jim Beckford and Jay Demerath for Billings, Dwight B. 1990. ‘Religion as Opposition:
feedback on an earlier draft. Williams also thanks the A Gramscian Analysis.’ American Journal of
Charles Phelps Taft Research Center at the University of Sociology 96 (1): 1–31.
Cincinnati for the fellowship year in which this was written. Boesak, Allan and Charles Villa-Vicencio 1986.
2. Stark (2004) calls for an end to ‘ancestor worship’ in
A Call for an End to Unjust Rule. Edinburgh: Saint
the sociology of religion, and is particularly critical of soci-
ology’s big three – Marx, Weber, and Durkheim.
Andrew Press.
Nonetheless, their thought is useful for us, in that they Borer, Tristan Ann 1996. ‘Church Leadership, State
illustrate influential theoretical approaches to understand- Repression, and the “Spiral of Involvement” in
ing religion, worldly power, and the relations between the the South African Anti-apartheid Movement,
two. Given how important to Stark’s own theory of reli- 1983–1990.’ Pp. 125–43 in Disruptive Religion:
gion is the uncertainty over salvation and the effects of The Force of Faith in Social Movement Activism.
religious beliefs on worldly action, one might think he would Edited by Christian Smith. New York: Routledge.
look more kindly on the Weberian theoretical project, if not Boyte, Harry 1972. ‘The Textile Industry: Keel of
on all the empirical conclusions. Southern Industrialization.’ Radical America
3. Meyer and Tarrow (1997) argue for what they call a
6: 4–49.
‘social movement society’ – their thesis is that developed
democracies have currently institutionalized social move-
Bruneau, Thomas 1982. The Catholic Church in
ments as a dimension of contentious politics. We would Brazil: The Politics of Religion. Austin: University
push that insight a bit further, arguing for ‘collective of Texas Press.
action’ in many forms rather than just formally organized Burdick, John 1993. Looking for God in Brazil: The
social movements involved in state-based politics. Progressive Catholic Church in Urban Brazil’s
Religious Arena. Berkeley: University of California
Press.
Burgess, John P. 1997. The East German Church and
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21
Religious Affiliations, Political
Preferences, and Ideological
Alignments

L AURA R. OLSON1

Already the events of the twenty-first century Olson, Cadge, and Harrison 2006). How
have provided ample evidence of the fact that and why do religion and politics intersect so
Americans – much more than people in other profoundly in a country that is supposedly
parts of the developed world (Norris and steeped in the principle of church-state separa-
Inglehart 2004) – connect their religious and tion? How and why does Americans’ approach
political views rather closely. For example, in a to religion and politics differ so dramatically
2004 debate with John Kerry, President George from that of their counterparts in other devel-
W. Bush stated: ‘My faith plays … a big part in oped countries?
my life…. And that’s been part of my foreign A time-honored norm of common courtesy
policy…. My principles that I make decisions in the United States is that one should discuss
on are a part of me, and religion is a part of neither religion nor politics, much less the two
me’ (Commission on Presidential Debates in combination, in polite company. Nonetheless,
2004). The same year, evangelical Protestants the close connection between religion and poli-
and traditional Catholics were widely credited tics is an inexorable ingredient of American cul-
for Bush’s reelection (Cooperman and Edsall ture. Alexis de Tocqueville was among the first
2004). The Bush-Cheney campaign had to recognize the profundity of the bond
worked diligently to mobilize conservative between religion and politics in America. After
Christians, who evidently turned out to vote for observing America’s young democracy during
Bush in droves (Green et al. 2004; Pew Forum his four-year visit in the 1830s, Tocqueville
2004). Meanwhile, Americans are deeply wrote: ‘By the side of every religion is to be
divided over a range of socio-moral issues, found a political opinion, which is connected
from homosexuality to abortion to gambling with it by affinity…. [Religion’s] indirect influ-
to physician-assisted suicide, and there is ence appears to me to be … considerable, and it
growing evidence that religious differences never instructs the Americans more fully in the
create public opinion cleavages regarding these art of being free than when it says nothing of
issues (Green et al. 1996; Kohut et al. 2000; freedom’ (1840/1945: 100).
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RELIGIOUS AFFILIATIONS, POLITICAL PREFERENCES, AND IDEOLOGICAL ALIGNMENTS 439

Tocqueville’s observation was – and contin- religious identity shapes individuals’ political
ues to be – keen. Religious freedom grew and attitudes and actions. In the pages that follow,
prospered in the early years of the American I shall examine scholarship on the relationship
Republic, in large part because the framers of between religion and political attitudes and
the United States Constitution ensured that no ideologies with an emphasis on the situation in
single faith would ever enjoy a monopoly over the United States. My emphasis on the U.S. is
others. The notion that a country could exist motivated both by the country’s unusually
without an established church was revolution- high levels of religiosity – and by American
ary in the eighteenth century. Every European politicians’ frequent public connection of
country had an established faith (such as the religion and politics – but also by the fact that
Roman Catholic Church, the Church of relatively few cross-national empirical studies
England, and the Greek Orthodox Church). of religion and politics have been undertaken
Although the notion of the divine right of (but see Berger 1999; Demerath 2003; Norris
kings was already being debunked, the major and Inglehart 2004; Jelen and Wilcox 2002).
world powers of the eighteenth century never- I chart the recent history of scholarly inquiry in
theless justified their colonial imperialism at this area, paying special attention to the nature
least in part through religious justifications. of religious cleavages in American political atti-
The United States, however, would have none tudes and voting behavior. Then I explore
of this; its early colonists had been religious emerging issues in the study of religion and
refugees, after all, and would not tolerate any political alignment, including the increasing
governmental imposition of particular religious relevance of the concept of political context, the
viewpoints (Witte 2005). political roles played by religious leaders, and
By eschewing religious establishment and the consequences of our heavy scholarly focus
guaranteeing free exercise rights, the framers on the American Christian right. I conclude by
created a religious milieu in the U.S. that calling for further research on several under-
encouraged the flowering of both traditional explored aspects of the relationship between
faiths and new religious movements. The reli- religion and politics.
gious diversity that the First Amendment
helped to engender has strengthened and pre-
served organized religion on the whole in the
A BRIEF HISTORY OF THE FIELD
United States (Finke and Stark 1992; Fowler
1989; Stark and Finke 2000). Despite – or
perhaps because of – the constitutional princi- Early studies of religion and politics were
ple of church-state separation, religion and few and far between. Before the 1980s, empiri-
politics have each informed the other2 in pro- cal political scientists ignored religion, and
found and lasting ways since the colonial era. sociologists of religion focused little attention
The same cannot be said of European coun- on politics. The emergence of evangelical
tries. Established churches are now moribund Protestants as a political force, however, led
in most of Europe and secularism is increas- scholars to turn their attention to questions of
ingly replacing religiosity (Berger 1999; Norris how and why religion and politics are relevant
and Inglehart 2004; Stark and Finke 2000; to one another, particularly in the United States.
Stark and Iannaccone 1994). The increased attention given to religion and
Thus we cannot achieve a thoroughgoing politics by the American media since the early
knowledge of the sociology of religion without 1980s finally spurred a small group of political
an understanding of the many intersections scientists (some of whom were motivated by
(some of them quite convoluted) between personal religious convictions: Leege 2003) to
religion and politics – particularly in the launch empirical studies of religion and politics.
United States, since it is such a religious outlier Substantive emphasis was first placed on the
(Norris and Inglehart 2004). This chapter is voting behavior and policy agenda of evangeli-
specifically concerned with the ways in which cal Protestants on the heels of the Moral
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440 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Majority’s appearance on the American politi- offer messages ranging from left-wing calls for
cal scene (Guth 1983; Liebman and Wuthnow social justice to conservative Prohibition-era
1983). The net then widened to encompass campaigns and late-twentieth-century Christian
Catholics (Leege 1988; Welch and Leege 1988, Right politics. As the religious diversity of the
1991), African American Protestants (Harris United States continues to grow (Roof 1999;
1999; Lincoln and Mamiya 1990), and Jews Wuthnow 2005), so too does the range of reli-
(Maisel and Forman 2001). In 1983 an organ- gious voices demanding the government’s
ized section of the American Political Science attention. This increasing religious diversity,
Association was founded specifically to further coupled with the enhanced role religion seems
the study of religion and politics (see Leege to have been playing in American politics in
2003 for a lengthier account of these develop- recent years, makes fully developed scholarly
ments). Before long, courses on religion and analysis of all facets of the religion-politics
politics were being offered at colleges and uni- connection all the more essential.
versities across the United States, and thorough We need look no further than the newspaper
texts were written on the subject (for the most for substantive research questions and justifi-
recent updates, see Fowler et al. 2004; Reichley cations for inquiry in the field of religion and
2002; Wald 2003). Political scientists and politics. In fact, the ‘news of the day’ has given
sociologists also began securing grants from rise to some of our most distinguished studies.
major public and private funding organiza- The Civil Rights Movement of the 1950s and
tions for research on religion and politics (see 1960s relied heavily on the organizational
Leege 2003). foundation of African American churches, as
Systematic research on religion and politics demonstrated by Fredrick Harris (1999). In the
has now proceeded apace for two decades. wake of the Second Vatican Council, Catholic
Debates rage about the extent to which the bishops became deeply involved in American
framers of the U.S. Constitution were religious politics, as documented by Timothy Byrnes
men who wished to establish a Christian nation (1991). The political mobilization of white
as well as about the specific meaning of church- evangelical Protestants was studied in detail by
state separation in the United States (Dreisbach a variety of scholars, most notably Clyde
2003; Jelen and Wilcox 1995; Witte 2005). Wilcox (1987, 1992, 1996). The 1988 presiden-
Scholars also have noticed that religion affects tial primaries featured two high-profile clergy
the behavior of members of Congress (Benson as candidates – Democrat Jesse Jackson and
and Williams 1982) and political party activists Republican Pat Robertson; these two ministers
(Layman 2001) and that presidents as different soon became the subject of a sweeping study of
as Abraham Lincoln, Jimmy Carter, and the politics of populism by Allen Hertzke
George W. Bush have used religious rhetoric to (1993). The 1990s witnessed a turn of the reli-
their advantage for electoral gain, policy influ- gion-politics connection in the U.S. to the local
ence, and the justification of military action level, as documented by Melissa Deckman
(Leege et al. 2002). Meanwhile, the study of the (2004) and others (Green et al. 2000, 2003;
average American citizen’s religious and politi- Rozell and Wilcox 1995, 1997). And the twenty-
cal orientations occupies researchers who note first century already has provided much new
that both voting behavior and public opinion fodder for scholars of religion and politics in
on key socio-moral issues are informed by reli- America, from the study of religion and terror-
gious affiliation, belief, and behavior (Green ism (Demerath 2003; Juergensmeyer 2000;
et al. 1996; Kohut et al. 2000; Wald et al. 1988, Stern 2004) to the institution of the White
1990). Studies also have documented the fact House Office of Faith-Based and Community
that throughout American history, religious Initiatives (Black et al. 2004), and from the U.S.
interest groups have worked to bring their response to religious persecution abroad
policy agendas to bear in Washington, D.C. (Hertzke 2004) to the ‘God gap’ that appears to
(Hertzke 1988; Hofrenning 1995). Such inter- be bifurcating the American electorate into two
ests span every major religious tradition and categories: religious Republicans and secular
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RELIGIOUS AFFILIATIONS, POLITICAL PREFERENCES, AND IDEOLOGICAL ALIGNMENTS 441

Democrats (Kohut et al. 2000; Layman 2001; is they who, in comparison with people in other
Layman and Green 2005). countries of the developed world, bring their
One major challenge facing scholars of reli- religious beliefs most directly to bear upon
gion and politics has been the paucity of their political lives (Norris and Inglehart 2004).
appropriate survey items by which to measure
religious tradition and religiosity in valid and
reliable ways. Today, the National Opinion Belonging, Believing, Behaving
Research Center’s General Social Survey con-
tains some useful religion items, as do the Initially, scholars believed that ecclesiastical
University of Michigan’s National Election lines of division were most politically relevant
Studies. Political scientists Lyman Kellstedt and in the United States. Sociologist Will Herberg
David Leege led pioneering work to develop (1955) categorized American religions into
suitable survey items, making it their mission three basic ecclesiastical groups – Protestants,
to ensure that scholars would be able to study Catholics, and Jews – and scholars assumed
religion’s impact on elections and public opin- that political affiliations fell neatly in line with
ion with the best possible measures (Green these groupings for many decades (see also
et al. 1996; Leege and Kellstedt 1993). Motivated Lenski 1961). White Protestants were thought
by the earlier methodological contributions of to be rather uniformly Republican, whereas
sociologists Charles Glock and Rodney Stark both Catholics and Jews were portrayed as
(1966), Kellstedt and Leege led the way in over- roundly Democratic. These characterizations
seeing the improvement of survey items on were not baseless; indeed, political affiliation
religion, particularly those included in the did break along these affiliational lines for
National Election Studies. Furthermore, over much of the twentieth century. The principal
the past twenty years, political scientist Ronald explanation for this political cleavage, however,
Inglehart has undertaken the enormous four- is not explicitly religious in nature. Although
wave World Values Survey, which provides elements of Catholic and Jewish theology did
comparative perspective on a range of matters resonate with the Democratic Party’s concern
that touch on the relationship between religion for the underdog and the disadvantaged
and politics (see Inglehart 1990; Norris and (Layman 2001; Leege et al. 2002; Maisel and
Inglehart 2004). Most recently, the discipline Forman 2001), so too did the mainline
of political science has been gradually incorpo- Protestant Social Gospel (Wuthnow 1988) –
rating religious measures into broader empiri- and mainline Protestants were not Democrats.
cal studies of political attitudes and behavior Far more politically relevant was the fact that
(see Putnam 2000; Verba et al. 1995). white Protestants formed the basis of the
American establishment for most of its first two
centuries of existence, whereas Catholics and
Jews were viewed with some suspicion because
HOW DOES RELIGION CREATE
their religious beliefs and practices lay outside
POLITICAL CLEAVAGES?
the perceived mainstream. Thus Catholics and
Jews were themselves underdogs, so it was only
If religion is politically relevant, then religious natural for them to identify with the party that
factors must somehow separate citizens into portrayed itself as the champion of the disad-
politically distinct categories. The specific vantaged. As xenophobia receded in the second
nature of these cleaving religious factors has half of the twentieth century and both
been open to debate. Is it the case that religious Catholics and Jews assimilated even more fully
affiliation is the most politically relevant cleav- into American society, ecclesiastical dividing
ing factor? Alternatively, to what extent do points became less socially – and therefore
other factors, such as religious belief and politically – relevant (Wuthnow 1988). If it was
behavior, create politically distinct groups of no longer a major stigma not to be Protestant,
citizens? Here I focus solely on Americans, as it there would naturally be fewer feelings of
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442 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

shared grievance among Catholics and Jews, traditional (Herberg 1955; Lenski 1961)
and therefore it is not surprising that these two ‘Protestant-Catholic-Jew’ framework. Extensive
groups (particularly Catholics) have displayed societal changes caused two dominant reli-
less internal political cohesion over the past gious orientations to emerge in the United States
several decades (Layman 2001). by the end of World War II: (1) a conservative
In recent times, the once hard-and-fast (some might say orthodox) religious witness,
political division between Protestants and and (2) a more liberal (theologically and
Catholics has all but disappeared. In a signifi- morally relativist) approach to religion.
cant deviation from their strong Democratic Wuthnow demonstrates that this dichotomy
allegiance during the Camelot era, Catholics appears within all major American religious
are now swing voters; most evangelical families. Therefore, it becomes most politically
Protestants are Republicans, but mainline relevant to compare individuals who are highly
Protestants are increasingly leaning in a committed to their religion – whatever their
Democratic direction (Fowler et al. 2004; religious affiliation may be – to those who
Green et al. 2004; Kohut et al. 2000; Layman report moderate to low religious commitment.
2001; Layman and Green 2005; Manza and
Brooks 1999, 2002; Reichley 2002). While reli-
gious affiliation may not be a perfect predictor Religion and Public Opinion
of political behavior on its own, religious com- on Socio-moral Issues
mitment is highly correlated with Americans’
political attitudes, outlooks, and actions The foregoing discussion raises the question of
(Kohut et al. 2000). Political scientist John how religion affects American public opinion
Green and his colleagues (Green et al. 2004; on key socio-moral issues, especially matters
Green et al. 1996; Guth et al. 1997) have led the such as abortion and homosexuality. On the
way in explaining that religion must be under- whole, public opinion on socio-moral issues in
stood in a threefold fashion: belonging (affilia- the United States is correlated with religion,
tion), believing (specific theological and but not always with religious affiliation alone.
eschatological beliefs), and behaving (religious What tends to be even more significant in
practices). There is increasing evidence that models of public opinion about abortion and
when it comes to political beliefs and behavior, homosexuality is the strength of individuals’
there are two Americas: those for whom reli- religious commitment, as measured by the
gion is highly salient, and those for whom it is orthodoxy of their religious beliefs and the fre-
not. Simply put, Americans across religious quency of their participation in religious activ-
traditions who display high levels of religiosity ities. Religious orientations also shape
(as measured by frequent worship attendance, individuals’ perceptions of which types of polit-
prayer, and other religious activities, as well as ical issues are of greatest importance. Andrew
high levels of self-reported religious commit- Kohut and his colleagues (2000) report that
ment) are markedly conservative on a range of committed evangelical Protestants are far more
policy issues (Fiorina 2005; Kohut et al. 2000) likely than any other religious group to say that
and Republican in their voting behavior ‘social, sexual, and cultural issues’ are most
(Kohut et al. 2000; Layman 2001) as compared important. In recent years, committed Catholics
with Americans for whom religion is not a have joined committed evangelicals in their
high priority. concern about this set of issues (Kohut et al.
The political cleavage that separates 2000). Pope John Paul II (1995, 1997) spoke
Americans with high levels of religious com- and wrote often against a worldwide ‘culture of
mitment from those who are less involved in death’ in which abortion, euthanasia, and
religious life has been termed the ‘God gap.’ homosexuality are widely accepted. This
Robert Wuthnow (1988) was the first to message has evidently resonated with many
propose that American religion could no longer traditional American Catholics, who have
be understood thoroughly on the basis of the frequently heard their priests and bishops
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RELIGIOUS AFFILIATIONS, POLITICAL PREFERENCES, AND IDEOLOGICAL ALIGNMENTS 443

repeat John Paul’s teaching about the culture Fisher et al. 1994; Fowler et al. 2004; Herek and
of death and call instead for a ‘culture of life.’ Glunt 1993). A comprehensive study of reli-
Committed Catholics are more morally con- gion and attitudes toward gay marriage and
servative now than they have been in the past civil unions (Olson et al. 2006) demonstrates
(Kohut et al. 2000). that religious variables outperform even demo-
Religion and public opinion on abortion has graphic measures in models of attitudes toward
been studied widely (Cook et al. 1992; Dillon same-sex unions. Protestants are more likely
1996; Grindstaff 1994; Jelen 1992; Hoffman than members of other faith traditions to
and Miller 1997; Welch et al. 1995). Recently, oppose same-sex unions, and individuals with
Morris Fiorina (2005) has demonstrated that conservative attitudes toward morality and
public opinion on abortion does not vary dra- secularism and (to a lesser extent) those who
matically by religious tradition, even though participate actively in religious life, are more
on the whole, Catholics and evangelical likely to oppose such unions.
Protestants tend to oppose abortion while
mainline Protestants, Jews, and secular indi-
viduals typically support abortion rights Religion and Voting Behavior
(Cook et al. 1992). In fact, opinion on abortion
is nearly as stable as partisanship in the Just as religion shapes public opinion about
American electorate (Wilcox and Norrander socio-moral issues, it also shapes voting behav-
2001). Nevertheless, religion – especially when ior (Fowler et al. 2004; Kohut et al. 2000; Green
operationalized to include level of religious et al. 2004; Layman 2001; Reichley 2002). Of
commitment (Cook et al. 1992; Evans 2002; course the relationship between religion and
Emerson 1996; Fowler et al. 2004) – has been voting behavior is no longer described easily
shown to affect attitudes toward abortion at using the old Protestant-Catholic-Jew frame-
the aggregate level. In particular, committed work; as is the case with public opinion on
evangelical Protestants and Catholics espouse socio-moral issues, believing and behaving are
highly conservative attitudes toward abortion, equally important factors in the shaping of
and the effect of religious commitment even religion’s connection to voting. As discussed
mitigates the effect of high educational above, the ‘God gap’ phenomenon has created a
attainment (Evans 2002; Peterson 2001). meaningful electoral cleavage that separates ‘the
Recent studies of religion and public opinion churched’ from ‘the unchurched.’ Individuals
toward homosexuality have shown that reli- with high levels of religious commitment tend
gious affiliation and religiosity are both highly to support Republican candidates, while
correlated with opposition to gay rights. secular individuals vote more frequently for
Religious affiliation has an especially strong Democrats.
impact: Jews, mainline Protestants, and secular In the United States, religion now affects
individuals have the most liberal attitudes voting behavior most visibly via the allegiance
about homosexuality. Catholics and moderate of committed evangelical Protestants and tra-
Protestants espouse more tolerant attitudes, ditionalist Catholics to the Republican Party
and evangelical Protestants have the most and its candidates. Table 21.1 displays the
conservative attitudes (Cochran and Beeghley strong religious cleavages that characterized
1991; Fisher et al. 1994; Glenn and Weaver Americans’ voting behavior in the 2004 presi-
1979; Herek and Glunt 1993; Kirkpatrick dential election. Evangelicals supported
1993). Religiosity, as measured by the George W. Bush at higher rates than did adher-
frequency of attendance at religious services, is ents of any other major American religious
also a significant predictor of individuals’ tradition. Mainline Protestants and Catholics
opinions about gay rights. People who display appear on the surface to be swing voters, but
the highest levels of religiosity also espouse the there is also clear evidence of the ‘God gap,’ as
most conservative attitudes toward homosexu- traditionalist (theologically conservative and
ality (Cochran and Beeghley 1991; Fiorina 2005; highly committed) mainline Protestants and
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444 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Table 21.1 Religion and the 2004 American Presidential Vote


Vote Choice
Bush Kerry Turnout
Entire Electorate 51 49 61
Evangelical Protestant (all) 78 22 63
Traditionalist evangelical Protestant 88 12 69
Mainline Protestant (all) 50 50 69
Traditionalist mainline Protestant 68 32 78
Latino Protestant 63 37 49
African American Protestant 17 83 50
Catholic (all non-Latino) 53 47 67
Traditionalist Catholic 72 28 77
Latino Catholic 31 69 43
Other Christians 80 20 60
Jews 27 73 87
Other non-Christian faiths 23 77 62
No religious affiliation 28 72 52
Source: Green et al. (2004). Data are from the Fourth National Survey of Religion and Politics, Post-
Election Sample (N=2,730, November–December 2004, University of Akron). All numbers presented are
percentages.

Catholics supported Bush at rates almost equal Republicans appear to be doing a more effective
to those of evangelical Protestants. The job than the Democrats of articulating the
turnout rates of Protestant and Catholic tradi- ways in which their policy program connects
tionalists alike were very high (these groups’ to the agenda of ‘religious’ Americans.
turnout rates were eclipsed only by that of
Jews, but Jews comprise only a tiny fraction
of the American electorate). Not only do reli- Culture War?
gious traditionalists feel connected to the
Republican Party, they are evidently also In part because public opinion and voting
highly mobilized to appear at the polling place behavior seem to bear a relationship to reli-
on Election Day to cast their ballots for gious factors, a recurring theme in the religion
Republican candidates. and politics literature in recent years has been
In appealing to his committed evangelical the debate over the so-called ‘culture war’ that
Protestant and Catholic constituencies, George is supposedly being waged over the definition
W. Bush has repeatedly alluded to Pope John of morality in American society. In 1991,
Paul II’s teachings about the culture of death. sociologist James Davison Hunter published
Like the late pope, Bush has asked that his controversial Culture Wars: The Struggle to
Americans instead embrace a ‘culture of life’ Define America. In this book and elsewhere
(Fletcher 2005). He first used this language in a (see Hunter 1994), Hunter argues that over the
2000 debate with Albert Gore: past several decades, American liberals and
I think what the next president ought to do is to pro-
conservatives have polarized around socio-
mote a culture of life in America. Life of the elderly and moral issues. Dissension over such issues,
life of those women all across the country. Life of the according to Hunter, has evolved into warlike
unborn. As a matter of fact, I think a noble goal for this conflict that cuts across religious lines. In
country is that every child, born or unborn, need to be essence his assertion is that there is little basic,
protected by law and welcomed to life (Commission on
Presidential Debates 2000).
cultural-level consensus in the United States
over the foundational issues of how people
The phrase ‘culture of life’ later appeared in ought to relate to each other.
the 2004 Republican Party platform as Hunter argues that two major combatants
well (Republican Party 2004). On balance, the are entrenched in the culture war. On one side
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RELIGIOUS AFFILIATIONS, POLITICAL PREFERENCES, AND IDEOLOGICAL ALIGNMENTS 445

are the ‘orthodox,’ a group who rely on religious EMERGING ISSUES IN THE STUDY OF
orthodoxy to explain their views. Their under- RELIGION AND POLITICAL ALIGNMENT
standing of the world is traditional; they con-
sciously reject many modern (and postmodern)
In recent years, the field of religion and politics
ideas about social interaction. Standing in
has diversified and deepened. Political scien-
opposition to the orthodox are the ‘progres-
tists and sociologists alike have made impor-
sives,’ who reject religious orthodoxy and value
tant strides toward expanding our empirical
human potential and reason in its stead. Some
understanding of the relationship between
might label them ‘secular humanists’; however,
religion and politics, especially the political
Hunter’s progressives are not by definition
attitudes, behavior, and strategies of specific
anti-religious, they are just not religiously
religious groups. Nevertheless, some scholars
orthodox. Each side in the culture war
insist that the religion and politics field has
distrusts and criticizes the other. For Hunter,
generated far too little distinctive empirical
the culture war is rooted in fundamentally
theory (Campbell 2004; Leege et al. 1991;
incompatible definitions of such basic con-
Olson and Jelen 1998; Wald et al. 2004). As I
cepts as morality, truth, good, obligation, and
see it, theoretical innovation in this field is
community. He notes that many of the specific
likely to proceed from at least three major
issues being contested deal with the human
frontiers in religion and politics research: the
body, which leads him to observe in a later
inclusion of the notion of political context
book (Hunter 1994) that the human body is
in our work, the study of the concept of reli-
more than just an organism; it has social and
gious leadership, and an expansion of our
cultural meaning and significance. If this is
horizons beyond substantive investigation of
so, American conflict over the meaning and
the Christian right.
significance of the human body may be a
profound statement about the presence of a
much deeper, yet somehow unarticulated,
division in American society. The Relevance of Political Context
The culture war thesis is obviously com-
pelling and has warranted a great deal of analysis. Religion and politics scholarship was limited
However, as a variety of scholars have demon- until recently by a narrow emphasis on the
strated, not all people take up sides along the ‘belonging’ aspect of religion: the beliefs and
lines of the culture war rubric. Scholars of actions of specific religious groups. Our recent
public opinion consistently have demonstrated fascination with the question of the culture
that while an orthodox-progressive cleavage war only magnifies this tendency, because at
may appear in public opinion on some issues, root Hunter’s thesis marks an attempt to fit
this cleavage clearly has not superseded other large groups of American citizens into a neat
cleavages (Davis and Robinson 1997; Demerath two-fold typology. Social phenomena, particu-
and Yang 1997; Fiorina 2004; Jelen 1997; larly religion and politics, do not often lend
Williams 1997). Nor has there been convincing themselves to elegant theorization.
evidence of increased polarization of political Religion is an enormously complex social
views in the mass public (DiMaggio et al. 1996; construct that implies many different things to
Evans et al. 2001; Fiorina 2004; Miller and different observers. At heart, though, religion
Hoffman 1999). In fairness to Hunter, chal- reflects a set of interactions that take place
lenges based on studies of mass behavior every day, and at every possible level, between
may miss his point: the culture war is a faith forces and (for our purposes) the world
war between elite-level activists who wish to of politics. In this sense, religion is an empiri-
shape the culture. Those on the sidelines of cal variable, so we should expect the connec-
the battle should not be expected to display tions between religion and politics to look and
the same single-minded dedication or act differently in different contexts. One
polarization. should not expect public religion and politics
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446 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

to intersect in exactly the same manner in dif- Wald et al. 1988, 1990). Scholars who have
ferent cities (such as, say, Atlanta and Seattle) employed the notion of context have suggested
or in different countries (such as, say, the that the links between religion and politics are
United States and Germany). The connections ultimately rooted in people’s particular reli-
between religion and politics also vary with gious experiences. The overall political tenor of
neighborhood and regional characteristics faith communities (churches, synagogues, or
such as socio-economic status (Crawford and even prayer groups) often plays a more impor-
Olson 2001; Olson 2000). tant role in shaping group members’ political
Context accounts for variation among large behavior than their own personal worldviews
sectors of society and comes in many forms, (Wald et al. 1988). Moreover, some faith com-
such as religious, political, national, socio- munities are more politically cohesive than
economic, urban, and rural. Context is the others. Group members may be bound together
means by which it is possible to show that in many ways; one of their common bonds is
‘social groups are politically relevant not only that they often share political information
because members share common characteris- (Wald et al. 1990). Participation in religious
tics, but also because social interaction within congregations also engenders ‘civic skills’ that
the group makes the members aware of their are directly transferable to the political realm
commonalities’ (Huckfeldt 1986: 5). Through (Verba et al. 1995).
an understanding of the extent to which the There is even appreciable political variation
relationships between religion and politics within religious communities. The ecclesiasti-
vary in different contexts, progress is being cal perspective would suggest that all members
made toward a broader appreciation of the of a particular Baptist congregation would
totality of the interaction between religion and have similar political outlooks. Yet contextual
American politics. research has shown that the political outlooks
Pippa Norris and Ronald Inglehart (2004) of group members are most profoundly influ-
have illustrated the ways in which national enced by the specific ‘discussion partners’
cultures create different sorts of contexts for (friends) with whom they choose to associate
religio-political interaction. They argue: ‘Each most closely (Gilbert 1993).
society’s historical legacy of predominant reli- The notion of context also fosters a better
gious traditions will help shape adherence to understanding of the organized political
particular religious values, beliefs, and prac- activism of specific faith groups. Above all,
tices’ (Norris and Inglehart 2004: 28). They the time-bound nature of political context
classify religious cultures worldwide following (Zeitgeist) shapes faith groups’ decisions about
an ecclesiastical rubric (Protestant, Catholic, the extent and direction of their collective
Orthodox, Muslim, and Eastern), but they are political activity (Fowler et al. 2004). When
also interested in exploring the ways in which Jerry Falwell founded the Moral Majority, it
these religious cultures intersect with the type marked the end of an era of political disen-
of society – postindustrial, industrial, or agrar- gagement by a large sector of the American
ian – supported by a given nation-state. These religious population. But only a subset of
contexts have enormous political significance white evangelicals took part in, or even sup-
worldwide, as Norris and Inglehart clearly ported, Falwell’s political efforts (Jelen 1993;
demonstrate. Wilcox 1987, 1996). There was something
The notion of context can also lead us to a unique about the Zeitgeist of the late 1970s that
richer understanding of the voting behavior led some (but by no means all) evangelicals
and political attitudes of members of certain into a very public political engagement. So too
religious groups. Recent research has shown there was something about the Zeitgeist of the
that religious congregations are themselves early 1960s that led some (but by no means all)
contexts that can facilitate political learning liberal Protestants to rally around the civil
and mobilization (Djupe and Grant 2001; rights cause (Chappell 2004; Findlay 1993;
Gilbert 1993; Putnam 2000; Verba et al. 1995; Friedland 1998). Context also shapes faith
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RELIGIOUS AFFILIATIONS, POLITICAL PREFERENCES, AND IDEOLOGICAL ALIGNMENTS 447

groups’ political activities at the local level. has not yet torn American society apart at the
This is illustrated by the simple fact that some seams? For some Americans, of course, the cul-
churches organize for political activity while ture war rubric makes sense. Certainly there is
others do not. For example, a United conflict over socio-moral issues that simply
Methodist congregation on one side of town cannot be resolved because of the incredible
might be deeply involved in anti-abortion divergence of political viewpoints among
protesting and other forms of activism, while Americans. Ironically, though, part of what
its counterpart on the other side of town might keeps American society together is the very
shun politics altogether. same divergence and diversity that created the
As Paul Djupe and Christopher Gilbert culture war.
(2003) have explained, various contextual Robert Booth Fowler (1989) has advanced
factors also constrain the actions of religious the theory that the diversity of American cul-
leaders. Djupe and Gilbert show that clergy’s ture (which gives rise to the culture war) has an
political leadership is shaped by three broad unconventional partnership with religion
contextual factors: their congregations, their whereby each benefits the other. Fowler argues
religious traditions, and their community. For that no social institution in the United States is
instance, clergy serving in socio-economically able to provide people who live in every possi-
disadvantaged neighborhoods may look out of ble context with meaning, community, and
their office windows and see drug deals taking moral values as efficiently as religion. The rest
place, violent crimes being committed, and of American culture – its political system, its
homeless people struggling to survive. The economic system, even its morality – is highly
same would not be true for clergy serving in individualistic. Individuals are thus isolated
more affluent areas; they deal instead with and left to fend for themselves.
people who are faced with an entirely different Religion, according to Fowler, survives and
set of personal and social challenges. The vast thrives in the United States because it offers a
differences separating these two socio-economic temporary alternative to the isolation of
contexts translate into differences in political modern life. American religion, in all its many
choices on the part of the clergy whose incarnations, acts as a social refuge. In a highly
churches are located within them. Members of individualistic and often confusing society,
churches that are located in affluent areas are people seek meaning, they seek togetherness,
often very politically involved and active in and they seek community. Instead of searching
their communities, either on their own or for conflict, they turn instead to religion for
through various organizations. Their clergy shelter from the storm of everyday life. And
may have no incentive to provide these people because of religious freedom, they are able to
with a stimulus for political involvement. On do so in a myriad of contexts. Most signifi-
the other hand, members of churches that are cantly, the very culture that causes people to
located in disadvantaged neighborhoods may turn to religion for meaning and protection
spend more of their time concerning them- serves to sustain religion.
selves with basic survival needs (or at least
encountering others with such concerns).
Pastors of disadvantaged congregations there- The Study of Religious Leadership
fore sometimes have an incentive to engage in
political activity on behalf of the people in the Leadership is a concept of enduring impor-
neighborhoods that surround them (Crawford tance in both political science and sociology
and Olson 2001; Olson 2000). because both fields concern themselves with
Finally, the notion of context can help us the study of social structures and their ramifi-
come to grips with the matter of the culture cations for people’s everyday lives. Without
war. Why is it that some individuals become some form of leadership, of course, no com-
engaged in culture war-like conflicts while plex social structure could exist over the long
others do not? Why is it that the culture war term. As such, both political scientists and
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448 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

sociologists maintain a keen and necessary true of lay leaders. Fortunately, the political
interest in the concept of leadership – the activities of denominational officials and interest
forms it takes, the effects it has on other indi- group leaders are much easier to track, because
viduals, and the changes that leaders can and in many instances they have specifically
do bring to social structures themselves. defined political roles. Arriving at a compre-
Organized religion is no different from hensive typology of the political actions taken
other complex social structures in its need for by either clergy or laity, however, is a thornier
leadership. Religion is, by its very nature, matter. Clergy, of course, have long been inter-
dependent on leadership of the divine sort. It is ested and involved in American politics in
logical, then, that nearly all organized religions ways that span the gamut from running for
in the world today feature organizational lead- elective office to organizing study groups
ership structure of one kind or another. After about controversial issues in their congrega-
several early studies (Campbell and Pettigrew tions. Clergy have enormous potential to
1959; Hadden 1969; Quinley 1974; Stark et al. mobilize others for political action, as they
1971), the field lay largely dormant until the have a steady ‘captive audience’ and the force of
1990s. In the last decade, however, scholars’ moral suasion due to the position they hold as
interest in the political roles of religious lead- religious elites.
ers has experienced great renewal. Of course We must begin with a tractable definition of
the array of candidates for the title ‘religious political activity. Elsewhere (Olson et al. 2005),
leader’ is wide and diverse. We should not my colleagues and I define political activity as
assume that leadership emanates from the top activities taken to influence the distribution of
only; grassroots religious leadership, as the resources or the development and enforcement
Civil Rights Movement so profoundly demon- of shared values in the larger community. We
strates (see Morris 1984), can move mountains emphasize that these activities range from
as well. And clergy are not alone as organiza- those commonly seen as political (such as elec-
tional elites. Religious leaders also include offi- toral activities) to those often viewed as social-
cials who outrank clergy in the hierarchy of service activities (such as providing a service
their religious tradition, as well as by seminary to the community without government assis-
faculties and interest group leaders. tance). We note that some of these activities
How effective are clergy and other religious might take place within the congregation
leaders when they attempt to influence politics? (a sermon on a political issue), but that more
Ted Jelen (2001) recently observed, astutely, often such activities relate somehow to the world
that both the amount and consequences of outside of the congregation. The activities seek
political activity by clergy (and by extension, to influence collective decision-making, resource
other religious leaders) are themselves both distribution, or enforcement of values beyond
variables and thus difficult matters for broad the membership of the congregation.
theorization. James Guth echoes Jelen: ‘The To make sense of the broad range of possible
most obdurate problem is discovering the political activities available to clergy (and by
consequences of [clergy’s political] activity… . extension, other religious leaders), we examine
Assessing influence has always been notori- two dimensions of political strategies: where
ously risky…. Clergy influence is especially dif- clergy act and how clergy act. We know, of
ficult to gauge, given the great variety of targets course, that both dimensions are constrained
and the multiple possibilities for impact’ by contextual factors unique to each clergyper-
(2001: 41). son’s work situation (Djupe and Gilbert 2003).
In his discussion of future directions for The first distinction divides activities into
research on religious leaders, Guth (2001) those conducted within the congregation
argues that one of the biggest gaps in the liter- (which are primarily designed to influence the
ature is that we simply do not have a good political attitudes and behaviors of congrega-
typology of the sorts of political actions clergy tion members) versus activities that directly
take. Indeed this is the case, and the same is involve clergy in influencing resource allocation
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RELIGIOUS AFFILIATIONS, POLITICAL PREFERENCES, AND IDEOLOGICAL ALIGNMENTS 449

or value enforcement. Guth and his colleagues that government does not adequately provide.
(1997) distinguish the first type of action as A rabbi working in a soup kitchen, for example,
‘cue giving’ and the second as ‘direct action.’ changes the distribution of food in her commu-
Cue-giving activities rely on clergy’s use of nity and thus shapes politics in that community.
their teaching and leadership authority within A minister walking the streets to talk with gang
their congregations. Direct action, on the other members changes the enforcement of values in
hand, finds clergy acting to influence resource the community. In short, there are a plethora of
distribution or enforcement of values outside political activities in which religious leaders may
of the congregation. choose to engage. Further expanding and fleshing
Each religious leader must decide on his or out the typology proposed here and elsewhere in
her own whether it is appropriate to take polit- my recent work would be an extremely valuable
ical action, to inspire others to act, or both. contribution to the study of religious leadership.
This still leaves open the question of what kind
of political action to take. Political activities
may be divided into four types of political Looking Beyond the Christian Right
strategies, based on their relationship to gov-
ernment: electoral activities, advocacy, part- Over the past several decades, scholars and
nership, and gap filling (see also Crawford journalists alike have paid substantial attention
1995). Electoral activities (such as campaign- to the phenomenon of the American Christian
ing, running for office, or contributing money Right. This movement of politically engaged
to candidates) influence collective decision- evangelical Protestants, which came into being
making by shaping the selection of the individ- rather suddenly in the late 1970s, has had its
uals who will make government decisions. partisanship, voting behavior, issue agendas,
Advocacy (such as protesting, contacting polit- participation patterns, and interest group
ical officials, or forming congregational study activism studied in great detail. Attention to
groups on issues) seeks to affect collective deci- the Christian Right is well placed, as its emer-
sion-making by influencing government gence as a political force transformed American
officials or shaping public opinion. politics in myriad ways (Green et al. 1996;
Most analyses of political action focus on Moen 1992; Oldfield 1996). The movement is
electoral and advocacy activities. However, now mature and well institutionalized (Green
clergy, and many other nonprofit professionals, et al. 2003), and it demonstrated its political
also have access to two other political strategies: clout rather impressively in the 2004 American
partnership and gap filling. Partnership activi- presidential election (Cooperman and Edsall
ties involve working with a government entity 2004; Green et al. 2004; Pew Forum 2004).
to address some problem or provide some serv- The Christian Right was born in 1979 – and
ice. Examples of partnership activities include scholars became interested in it – when a fun-
working on a community policing task force, damentalist religious broadcaster, Rev. Jerry
serving on a community development corpora- Falwell, founded the Moral Majority. Even
tion board that receives government funding, or though the Moral Majority did not achieve
being a member of a mayoral task force on race many concrete policy victories, it did succeed
relations. Partnership options available to clergy in returning a range of socio-moral issues to
continue to expand as government officials the American policy agenda in the wake of
from the White House to City Hall increasingly 1960s-era social change (Moen 1989). The
turn to faith-based initiatives as an option in Moral Majority and other like-minded reli-
addressing social problems. The final type of gious interest groups also succeeded in mobi-
political action, gap filling, involves working lizing large numbers of evangelical Protestants
within the community to influence the distribu- to vote for Republican candidates (Liebman
tion of resources or the enforcement of values and Wuthnow 1983), which subsequently
directly – without government assistance. contributed to a large-scale partisan realign-
These actions ‘fill in gaps’ by providing services ment in the American South (Feldman 2005;
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450 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Layman 2001; Leege et al. 2002; Oldfield 1996; loosely knit coalition of religious people who
Wilcox 1992, 1996; Woodard 2006). The approach politics from a liberal/progressive
Christian Right reorganized in the wake of vantage point. ‘There is no one entity called
the mid-1980s televangelism scandals around “the religious left”…. [Instead] many different
the 1988 presidential candidacy of another groups … advocate a range of issues with
religious broadcaster, Rev. Marion ‘Pat’ common themes of peace, justice, and support
Robertson. Robertson did surprisingly well in for the disenfranchised’ (Alpert 2000: 2).
early Republican caucuses and primaries, but Intertwining themes of liberalism – theological
ultimately dropped out of the race for the and political – would seem to define the reli-
Republican nomination (Hertzke 1993). He gious left, but very little broad-based research
quickly moved to organize his campaign has been done in recent years about what might
supporters and other Americans who had constitute such a religio-political movement.
supported the now-defunct Moral Majority to Coincidentally, these two forms of liberalism
form a new interest group, Christian Coalition. work to increase the diversity and lack of cohe-
Christian Coalition became one of the most sion that characterize the religious left.
powerful interest groups in Washington, D.C. Theological liberalism in particular means that
during the first half of the 1990s (Wilcox differences in religious viewpoints are not just
1996). More recently, Christian Coalition has tolerated, but celebrated. And while political lib-
fallen on difficult times and is now a shadow of eralism has seemed to attach to religious liberal-
its former self in Washington. Instead of ism over the years, it is incorrect to assume that
replacing Christian Coalition with another all theological liberals are political liberals. In
powerful, national-level interest group, the fact, the evangelical left is a growing component
Christian Right movement has diversified and of the broader religious left, yet almost no evan-
gained a strong foothold in local-level politics gelicals would be considered theological liberals.
(Deckman 2004; Green et al. 2003). A reasonably large body of work has been
The literature on the Christian Right is volu- undertaken that examines relatively narrow
minous and extremely useful; little has been aspects of a more progressive religio-political
left undocumented about its rise and political witness. Several works have explored the role
maturation process. Nonetheless, the keen of religious people’s involvement in the Civil
focus scholars have placed on this movement Rights Movement (Chappell 2004; Findlay
has led (almost by necessity) to a comparative 1993; Friedland 1998; Harris 1999; Morris
paucity of research on other religio-political 1984). Other studies have explored the role of
movements in the United States (but see Smith religious people in antipoverty programs in
1996a, 1996b). For example, far more research American cities (Hart 2001; Warren 2001;
needs to be undertaken to explore the reasons Wood 2002). However, these threads have not
why traditional Catholics – but not conserva- been pulled together in recent years (but see
tive African American Protestants – seem to Olson Forthcoming). It is important for the
have linked arms in recent years with the future of the field of religion and politics to
Christian Right. Perhaps most urgently, we look beyond the headline-making Christian
need an answer to the question of whether Right (vital though that movement is to under-
there is any semblance of a ‘religious Left’ in standing religion’s role in American politics).
the United States. Does a religious Left exist, or
are the Christian Right’s main opponents (to
employ the culture war rubric) secular?
LOOKING TO THE FUTURE
The religious left today is difficult to
describe because it is anything but a unified
political movement. As Martin Marty (1999) Since the 1980s, political scientists and sociol-
has observed, ‘[Perhaps] the religious left flies ogists have taken important steps toward a
stealthily low and gets unnoticed. Or [maybe] more complete understanding of the many
there is not much of a religious left about which interconnections between religion and politics,
to speak.’ To the extent that it exists at all, it is a but there are still many miles left to travel.
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RELIGIOUS AFFILIATIONS, POLITICAL PREFERENCES, AND IDEOLOGICAL ALIGNMENTS 451

There has been great success in this field in an (Harris 1999; Lincoln and Mamiya 1990;
inductive, cumulative sense. In particular, we Morris 1984), we need more studies of the
have learned a great deal about the empirical unique ways in which African Americans
realities of major American religious groups’ marry religion and politics. Meanwhile, immi-
encounters with the political world. grants from East Asia (Yang 1999) and Latinos
The foundation formed by the studies of the (Espinosa et al. 2005a, 2005b) are bringing
past several decades positions us well to move their own unique interpretations of Christianity
forward in this new century with a firm basis to the table in the United States. Latinos in par-
for the broader study of religion and politics. ticular are a growing swing constituency in
Such breadth will be crucial for the continued American electoral politics; Table 21.1 shows
development of political scientists’ under- that a majority of Latino Protestants voted for
standing of religion and its intersections with President George W. Bush, and exit polls indi-
government and politics. Several specific cated that 44 percent of Latinos on the whole
themes should be emphasized in the next few followed suit (Edison and Mitofsky 2004). In
decades of research on religion and politics. part this political conservatism flows from
First, future research needs to explore con- evangelical Protestant and traditional Catholic
crete policy implications of the relationship religious convictions. New immigrants –
between religion and politics in the United States. particularly those from Latin America, Asia,
The extant literature on religion and politics is and Africa – also have facilitated the growth of
rather silent on many of the ways in which non-Western faith traditions (Ebaugh and
public policy is (or is not) shaped by the Chafetz 2000; Haddad et al. 2003; Warner and
demands of politically active religious groups. Wittner 1998). Despite some anti-Muslim senti-
Existing literature also tends to overlook the ment in the post-September 11 America, Islam
broader cultural implications of having reli- is flourishing in the United States (Leonard
gious groups among the chorus of American 2003). So too are Buddhism (Cadge 2004) and
interest groups. The boundaries of culturally other polytheistic faiths, especially Hinduism.
acceptable public policy are shaped in part by Sociologists have undertaken most of the
the fact that religious groups actively assert their research on religion and immigration to date;
political presence in the United States. Although work that incorporates political variables must
in some ways American society might appear also be added to this small but growing corpus.
secular, Americans are in fact more conservative It is important that we do not lose sight of
on many socio-moral issues than their counter- the symbolic nature of the religion-politics
parts in other developed countries (Norris and connection – and for future research, this will
Inglehart 2004). Scholars need to approach mean employing diverse theoretical approaches
the challenge of understanding American and research methodologies. Despite the con-
exceptionalism through a broader cultural lens. stitutional separation of church and state, reli-
Second, there is a significant substantive gap gion and politics regularly intertwine in
in the literature on American religion and symbolic ways via prophetic narratives offered
politics that can no longer be overlooked: we do by both governmental and religious elites that
not adequately understand the politics of either reinforce or challenge the notion of ‘civil
non-European and non-Christian religious tra- religion’ (Bellah 1967). Civil religion theory
ditions. Because it is a nation of immigrants, suggests that many Americans share a set of
and thanks to the religious freedom afforded by shared spiritual values and beliefs that portray
the First Amendment, the United States has the United States as unique, transcendent, and
always been a bastion of religious experimenta- touched by the hand of God. Civil religion is
tion and diversity. At the dawn of the twenty- not a doctrinal faith; more accurately it is a
first century, the United States is continuing to public theology that celebrates democracy and
accommodate itself to even greater religious hearkens back to the Puritans’ image of
diversity. Despite a large literature document- America as a ‘shining city on a hill.’ Rhetorical
ing African American churches’ crucial role in analysis and in-depth observation are most
the Civil Rights Movement and its after-effects appropriate for addressing such material.
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452 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

As the culture war thesis teaches us, the 2. In this chapter, I assume that the direction of causa-
study of religion and politics in the United States tion is typically from religion to politics rather than
vice versa.
cannot be separated from the need to under-
stand public discourses about contentious
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the Faithful Voted.’ http://pewforum.org/events/ Wald, Kenneth D., Dennis E. Owen and Samuel S.
index.php?EventID=64. Hill 1990. ‘Political Cohesion in Churches.’ Journal
Putnam, Robert D. 2000. Bowling Alone: The of Politics 52: 197–15.
Collapse and Revival of American Community. Wald, Kenneth D., Adam L. Silverman and Kevin
New York: Simon and Schuster. Fridy 2005. ‘Making Sense of Religion in Political
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Social Activism among Protestant Ministers. New Warner, R. Stephen and Judith G. Wittner (ed.) 1998.
York: Wiley. Gatherings in Diaspora: Religious Communities
Reichley, A. James 2002. Faith in Politics. and the New Immigration. Philadelphia: Temple
Washington, DC: Brookings Institution. University Press.
Republican Party 2004. ‘A Safer World and a More Warren, Mark R. 2001. Dry Bones Rattling:
Hopeful America.’ http://www.gop.com/media/ Community Building to Revitalize American
2004 platform.pdf. Democracy. Princeton: Princeton University Press.
Roof, Wade Clark 1999. Spiritual Marketplace: Baby Welch, Michael R. and David C. Leege 1988.
Boomers and the Remaking of American Religion. ‘Religious Predictors of Catholic Parishioners’
Princeton, NJ: Princeton University Press. Sociopolitical Attitudes: Devotional Style, Closeness
Rozell, Mark J. and Clyde Wilcox (ed.) 1995. God at to God, Imagery, and Agentic/Communal
the Grass Roots 1994. Lanham, MD: Rowman and Religious Identity.’ Journal for the Scientific Study
Littlefield. of Religion 27: 536–52.
Rozell, Mark J. and Clyde Wilcox (ed.) 1997. God at Welch, Michael R. and David C. Leege 1991. ‘Dual
the Grass Roots 1996. Lanham, MD: Rowman and Reference Groups and Political Orientations:
Littlefield. An Examination of Evangelically Oriented
Smith, Christian (ed.) 1996a. Disruptive Religion: Catholics.’ American Journal of Political Science
The Force of Faith in Social-Movement Activism. 35: 28–56.
New York: Routledge. Welch, Michael R., David C. Leege and James C.
Smith, Christian 1996b. Resisting Reagan: The U.S. Cavendish 1995. ‘Attitudes toward Abortion
Central America Peace Movement. Chicago: among U.S. Catholics: Another Case of Symbolic
University of Chicago Press. Politics?’ Social Science Quarterly 76: 142–57.
Stark, Rodney and Roger Finke 2000. Acts of Faith: Wilcox, Clyde 1987. ‘Popular Support for the Moral
Explaining the Human Side of Religion. Berkeley: Majority in 1980: A Second Look.’ Social Science
University of California Press. Quarterly 68: 157–66.
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Wilcox, Clyde 1992. God’s Warriors: The Christian Wood, Richard L. 2002. Faith in Action: Religion,
Right in Twentieth Century America. Baltimore: Race, and Democratic Organizing in America.
Johns Hopkins University Press. Chicago: University of Chicago Press.
Wilcox, Clyde 1996. Onward Christian Soldiers? The Woodard, J. David 2006. The New Southern Politics.
Religious Right in American Politics. Boulder, CO: Boulder, CO: Lynne Rienner.
Westview. Wuthnow, Robert 1988. The Restructuring of
Wilcox, Clyde and Barbara Norrander 2001. ‘Of American Religion. Princeton, NJ: Princeton
Mood and Morals: The Dynamics of Opinion on University Press.
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Clyde Wilcox. Washington, DC: CQ Press. University Press.
Williams, Rhys H. (ed.) 1997. Culture Wars in Yang, Fenggang 1999. Chinese Christians in America:
American Politics: Critical Reviews of a Popular Conversion, Assimilation, and Adhesive Identities.
Myth. New York: Aldine de Gruyter. State College, PA: Pennsylvania State University
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Constitutional Experiment (2nd edn.). Boulder,
CO: Westview.
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PART VI

Individual Religious Behaviour


in Social Context

Religion can be an intensely subjective methodological task is even more taxing when
experience that is concentrated in intimate the aim is to produce cross-national compar-
moments of prayer, learning or meditation in isons of individual religiosity – comparisons
spite of the fact that its other expressions especially important in an age of globalisation
include collective worship, membership in and regional re-alignment. Bréchon discusses
formal organisations, participation in commu- at length the problems with conceptual issues
nal institutions such as schools, seminaries and empirical indicators that have to be
and hospitals, and sentiments of loyalty to resolved before cross-national surveys can
shared traditions. Sociologists of religion need be effective. Using examples from a number
to keep the subjective and the collective of international social survey programmes, he
dimensions of religion in simultaneous focus if explains both the difficulties and the workable
they are to grasp either’s significance. Clearly solutions that have been adopted in the use of,
these two dimensions are not mutually exclu- for example, synthetic attitude scales and
sive. They are actively intertwined in everyday measures of religious socialisation. The fact
life, and each helps to fashion the other in the that some international surveys have included
sense that collective forces shape individual questions on religion on more than one occa-
thought, feeling and action, while individuals sion since 1981 means that changes over time
play a part in forging collective phenomena. can be plotted and debated in the context of
The four chapters in this Part explore the theoretical scenarios about modernisation,
interplay between individual religious behaviour secularisation, privatisation and religious
and its social contexts. renewal. In the case of Central and Eastern
The study of individuals’ religious beliefs Europe, for example, Bréchon’s interpretation
lies at the heart of the sociology of religion and of survey data shows how complicated the
is one of the keys to religious continuity and picture has become since 1990. He also argues
change. Yet, as Pierre Bréchon demonstrates that the restructuring of religion in Western
in Chapter 22, sociologists face formidable Europe reflects strong national variations,
methodological challenges in attempting to gen- generational effects and confessional differences.
erate good quality, relevant information about Cross-national surveys enable sociologists
individuals’ beliefs and values. Moreover, the of religion to place the religiosity of individuals
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460 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

in contexts that help to explain rates of conti- The capacity that ethnicity and religion
nuity and change in beliefs and practices, have for mutual reinforcement is a potentially
but an understanding of how religion can be powerful source of religious identities, but
interwoven with ethnicity usually requires another – partly independent – influence on
approaches that are better attuned to the lived the religiosity of individuals comes from their
realities of particular peoples, nations and soci- socialisation as children and young adults.
eties. As Peter Kivisto explains in Chapter 23, Indeed, the family is the social institution
relations between ethnicity and religion are of which has the most long-lasting effect on
great interest to sociologists not only because most people’s religious beliefs, feelings and
of the association with voluntary or enforced allegiances. But, as John Bartkowski observes
migration and settlement but also because in Chapter 24, these effects do not always
they concern indigenous peoples and ethno- conform to expectations. For example, the
national groupings. In short, ethnicity – referring findings of recent extensive research on con-
to shared belief in common descent irrespec- servative Protestants’ patterns of child-rearing
tive, in some cases, of blood relationships – is are partly paradoxical. Within a predominantly
a social construct in which religion’s role may conservative model of child–parent relations
vary from a bit part to the lead. As a form of that endorses physical punishment, parents are
identity somewhere between kinship and also encouraged to develop an expressive and
nationality, it has the potential to mobilise nurturant style of parenting that favours prais-
collective action and is therefore potentially ing and hugging children more often than do
complementary to religious identity as in the non-conservative parents. Children brought up
case of Americans who call themselves Swedish in families following this parenting style do
Lutherans, German Jews, Dutch Reformed, not appear to be at greater risk of emotional
Serbian Orthodox, Polish Catholics, Black or behavioural problems than their peers in
Baptists or Native Americans. In varying non-conservative families. In settings other
degrees, each of these ‘religio-ethnic’ categories than conservative Protestantism, research
combines ethnicity and religion, although suggests that the children of actively religious
Kivisto warns against any attempt to infer parents tend to develop well unless their
‘essential’ or fixed identities. He also entertains families frequently argue about religion.
the possibility that the ethnic and religious Bartkowski adds that most American teenagers
components of these combined categories may claim a religious affiliation, and socialisation
change at different speeds – a consideration in religious groups has clear effects on their
that directly concerns members of the behavioural patterns. On the other hand, the
‘immigrant congregations’ of Christians from rate of religious affiliation declined by 10 per
Korea, China, the Philippines, etc. in recent cent between 1976 and 1996, and American
decades. The current and future development teenagers tend not to display deep understand-
of immigrant congregations is particularly ing of their faith. More research is needed on
interesting for what it may reveal about theo- cross-faith and cross-national samples of
logical trends, the prospects of assimilation, parents and children as well as on the influence
the likelihood of secularisation, the creation of the media and online communication on
of transnational networks between societies of teenagers’ religiosity.
origin and settlement, and the investment of This is the point at which to underline the
time and money in church-based communi- importance of generations, cohorts and age as
ties. All these possibilities will affect the general yet further components of the social context
question of how the assimilation of migrants shaping individual religious behaviour. As
into the US will take place – if at all. Religion Michele Dillon explains in Chapter 25, soci-
is therefore a major factor shaping the outcome ologists need to distinguish between the life
of immigration, although the potential for experiences of people born in different cohorts
tension between the religious and the ethnic (years or spans of several years) or generations
aspects of identity should not be ignored. (sets of birth cohorts amounting to about
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INDIVIDUAL RELIGIOUS BEHAVIOUR IN SOCIAL CONTEXT 461

twenty years) if they are to understand the of people born in the 1980s. For example, case
social factors that shape continuity and change study data from Americans born in two
in religious conduct. High-level generalisa- cohorts in the 1920s showed that religiousness
tions about the effects on religion of, for exam- did not increase in a linear fashion over the life
ple, modernisation or secularisation have to be course but went into relative decline between
scrutinised in the light of the experiences of adolescence and late middle adulthood before
particular age groups, cohorts and generations. increasing significantly thereafter. Dillon adds
In addition, the effects of ageing intersect with that focusing on the interplay between the
these other factors to produce rich and com- effects of ageing, cohort, historical period and
plex characterisations of religion among, say, generation is a useful corrective to simplistic
Baby Boomers, Generation X or the category notions of religious change.
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22
Cross-National Comparisons of
Individual Religiosity

PIERRE BRÉCHON

Sociology and the social sciences more broadly comparison has always been heavily supple-
aspire to understand and explain social phe- mented by the travellers’ tales 3 or by in-depth
nomena.∗ This kind of aspiration means that monographs from which general implications
it is necessary to be able to compare groups for a country’s culture could be drawn.
and social situations across time and space. For The growth of quantitative investigations
example, comparisons may be made between opened up new possibilities for comparison,
very small geographical areas (such as local especially from the end of the 1970s. This
communities or regions of a single nation) or marked the beginning of major international
much bigger areas (e.g. countries). By means of surveys using a common questionnaire admin-
comparisons we can obviously discover some istered in a large number of countries. The
points in common and some points of differ- Eurobarometer studies, carried out every six
ence between the outlooks of different groups. months by the Commission of the European
We can also discover the immense richness of Community from September 1973 onwards,
institutions, thoughts and human conduct, are a good case in point. Their primary aim
and this makes it possible to devise theories was to discover the facts about public opinion
about how societies work and about the factors in the different countries of the European
that make them what they are. Community and, more precisely, to measure
Although comparison is of great impor- carefully the state of feelings and opinions in
tance to the social sciences, it is also very diffi- Europe about the different policies enacted by
cult to achieve. We have waited a very long the Commission. This survey generally con-
time for some reliable tools for making com- tained only one or two indicators of religion
parisons. Admittedly, it was possible to com- among its socio-demographic variables and
pare statistics (Durkheim’s1 pioneering work unfortunately these questions now seem to
on suicide at the end of the nineteenth century have disappeared.
comes to mind), but they were few in number Few surveys that use replication of a large
and often comparable only with great diffi- number of identical indicators over time are
culty because there was no agreed tradition of about the field of religion.4 But this is the case
measurement between countries.2 This is why with the three phases of the European Values
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464 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Survey (EVS) conducted in 1981, 1990 and 1999 chapter will highlight the findings from the
(next in 2008). This work was subsequently EVS because it enables us to make the best
taken up again in other countries, on the ini- comparisons across time and space.
tiative of Ronald Inglehart, under the name of We need to inspect the notion of ‘individual
the World Values Survey (WVS) using a mainly religiosity’ before beginning to present some of
identical questionnaire.5 This has therefore the findings from the EVS. There is no point
given us religious indicators – which are in here in going back over the big debate about
principle comparative – for about 80 countries the definition of religion7 which has divided
in the world. Obviously, the more countries are sociologists of religion into, on the one hand,
involved, the more likely it is that serious those who support substantive definitions for
methodological problems will occur. In certain being narrower and referring to a super-human
countries where survey traditions are not realm – if not to divinities – and, on the other,
firmly established and the level of education is those who support broader, functional defini-
low, the reliability of samples can turn out to tions that only deal with the different functions
be dubious. The translation of questions into fulfilled by religions. The term ‘religiosity’ is
different languages is another problem that can preferred to that of ‘religion’ because it signals
weaken the comparability of results. It is possi- a readiness to take account of religious matters
ble that some differences may not be real soci- in all their dimensions and a refusal to confine
ological differences but may merely have to do them to an institutional definition bearing the
with the different meanings of the words used hallmark of any particular religious faith.
in different languages. In addition, there are Studying ‘individual’ religiosity does not mean
some theoretical questions about the condi- neglecting the sociological approach in favour
tions of comparability; and it can be argued of a psychological one. The relation between
that only countries being close enough to each individuals and religious matters is in fact
other in culture could really be compared. largely social. It depends on the socialisation,
None of these limitations – albeit real – should the education and the social context in which
be exaggerated. Even though we must always each of us lives. Of course, all individuals carry
be careful about our use of data, the interpre- the social with them.
tations based on the findings of international From the point of view of our empirical
surveys prove that this approach to research is approach, individual religiosity can only really
of great value. emerge from the way in which quantitative
Another international survey programme, surveys measure the relation with religion. The
the International Social Survey Programme implicit definition of individual religiosity lies
(ISSP), began in 1985. Every year a national in the indicators that are used. So, it is true that
module of the survey is conducted on a particu- the survey tradition has been influenced by the
lar theme in about 40 countries. Religion was major Christian institutions. Surveys always
the subject of the surveys in 1991 and 1998; have some conservative characteristics, and
and a new wave will be carried out in 2008. they are slow to adapt to social change because
A survey specifically on religion was imple- the people who control questionnaires often
mented in 11 European countries at the end prefer to keep using questions that are not
of the 1990s on the topic of Religious and perfect but that are comparable over time
Moral Pluralism (RAMP). The RAMP survey rather than trying to devise new indicators.
was only conducted on one occasion with a We shall begin by thinking about the dif-
very long questionnaire dealing simultaneously ferent dimensions of religiosity as well as about
with all beliefs (in the hope of measuring their the main indicators used in surveys to measure
complexity beyond the realms already marked them. Then we shall display some synthetic
out by major institutions) and with different attitude scales and point out the importance
forms of expressing spirituality. The question- of religious socialisation. After that we shall
naire also contained indicators about moral try to explain changes in religiosity since the
and political attitudes.6 The remainder of this 1980s and we shall discuss whether the same
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CROSS-NATIONAL COMPARISONS OF INDIVIDUAL RELIGIOSITY 465

tendencies are observed in Western and positive or negative, about the existence and
Eastern Europe. forms of a super-human world. The final
dimension is measured in terms of the influ-
ence that religious variables exert on other
spheres of life and is not, therefore, really a
THE DIFFERENT DIMENSIONS OF
dimension of religion at all.
INDIVIDUAL RELIGIOSITY
In fact, the five classical dimensions can
be reduced to three: the basic expressions of
It is well known that the classical approach is to religiosity are feelings, beliefs and practices.
distinguish five dimensions of religiosity The content of these three dimensions varies
(Glock 1961; Stark and Glock 1968): widely depending on whether individuals
are – or are not – strongly integrated into a
• the experiential dimension refers to the religious faith. In other words, it depends on
religious feelings that an individual experi- how closely they are involved in this religion.
ences, especially the sense of being in Religiosity is much more diverse these days
communication with the divine; and less ‘contained’ than previously by the
• the ideological dimension concerns beliefs major religious institutions. It is only minori-
and ideas about the divine; ties in numerous European countries who are
• the intellectual dimension relates to strongly involved in a religious faith; but these
knowledge of doctrines; minorities are distinctive for having powerful
• the ritual dimension deals with the religious religious experiences, for holding to definite
acts that individuals carry out; religious beliefs and a super-empirical explana-
• finally, the consequential dimension involves tion of the world, and for performing a lot of
individuals’ attitudes and conduct in all devotional practices either as individuals or in
spheres of life in so far as they are con- groups. This degree of participation and involve-
nected to their religious beliefs, practices ment in religious affairs often has conse-
and experiences. quences for the whole life of these individuals.8
The question therefore arises of whether a
This way of dividing things up is debatable. single, synthetic dimension – stretching from
First, as the authors acknowledge, these dimen- firm religiosity to definite non-religiosity –
sions cannot be completely separated from would not give sociologists a simple way of
each other. We know, for example, that locating individuals in terms of their religiosity.
for many believers participation in worship
services – which belongs to the ritual dimen-
sion – is also an experience of communication
THE MAIN INDICATORS IN USE IN
with their God. Moreover, it is certainly easier
INTERNATIONAL SURVEYS
to study the first dimension by using qual-
itative material, especially by means of inter-
views which enable researchers to collect There are quite a lot of indicators of religiosity
the personal experiences and feelings of in the EVS and ISSP surveys (Bréchon 1999,
individuals. Nevertheless, it is still possible to 2002a). It would be tedious to describe them
identify a few indicators, used in surveys, all, but we can try to see how they are con-
which pick up this dimension. We should also nected to the dimensions that have already
add that it is difficult to separate the ideo- been mentioned.
logical and intellectual dimensions: very few Several questions deal with individuals’
people, apart from theologians and intellectu- religious feelings. Thus, a very simple question
als familiar with religious organisations, in the EVS asks individuals whether they per-
possess accurate knowledge of their religious ceive themselves as religious, not religious or
doctrines. By contrast, everyone can have ideas staunch atheists.9 The ISSP survey contains
and beliefs that are more or less structured, a similar question but with seven options that
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466 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

range from ‘extremely religious’ to ‘extremely some moments of prayer, meditation or con-
non-religious’. Another EVS question refers to templation or something like that?’ (yes or no)
the importance of religion in the individual’s and ‘How often do you pray to God?’ with a
life (ranging from ‘very important’ to ‘not at all scale of intensity going from ‘every day’ to
important’). Yet another question – this time ‘never’. A measure of the demand for rites of
dichotomous – asks individuals ‘Do you find passage can also be attached to this dimension:
you get comfort and strength from religion is it important or not to have a religious serv-
or not?’ ice for birth, marriage and death. But these
The EVS survey first takes the ‘belief ’ questions measure the demand for social
dimension into account by measuring belief rituals to mark the major events of life rather
in God by means of three questions. The first than a true religious expectation.
asks whether the individual believes in God Certain questions do not necessarily fit
(‘Do you believe in God, yes or no?’); the very well into the dimensions that we have set
second offers four alternative choices: out here. This is the case with everything to do
with the religious situation of the individual,
• ‘There is a personal God’. its formal definition, its specification. The
• ‘There is some sort of spirit or life force’. most classical question about belonging to a
• ‘I don’t really know what to think’. religious faith (acknowledging that one is a
• ‘I don’t think there is any sort of spirit, God member or a former member of a denomina-
or life force’. tion), which is probably the most frequently
asked question about religion in surveys, does
A third question gets at the importance not really measure a religious experience or
of God in life by asking individuals to place a belief or a practice. Moreover, this question
themselves on a scale from 1 (‘not at all impor- can sometimes convey attachment to a culture,
tant’) to 10 (‘very important’). This question to a nation or to an origin just as much as
permits many more nuances of meaning than to a religion. Some of the questions in the
the previous ones. ISSP that deal with religious socialisation and
The measurement of beliefs clearly applies attendance at services during youth or with
to other religious beliefs, some of which parents’ religion and their frequency of atten-
are linked to the world of Christianity, as in dance at services are also to do with definitional
‘I believe in hell, heaven or sin’.10 But other specification and are very interesting to know
questions are broader than the Christian world, about in order to assess the degree to which
as in the case of belief in life after death, which religious attitudes are reproduced between
exists in many religious systems and which generations.
can be associated with ideas that are very dif- Measuring trust in churches – and more
ferent from each other. One specific question generally everything that concerns their image –
in the EVS concerns belief in reincarnation,11 belongs to a dimension for assessing religious
which can trace its origins back to a world of institutions that Stark and Glock did not take
Asian beliefs. Finally, some beliefs arise from into account.
the para-sciences or from popular religion The above discussion of a few questions
such as believing in telepathy,12 ‘to have a lucky shows clearly that, in the field of religion just
charm as a mascot or a talisman’, ‘to believe as in other fields covered by quantitative
that a lucky charm can protect or help’ (with surveys, statistical indicators are very rough.
answers on a ten-point scale ranging from ‘not Compared with the complexity of the thought
at all’ to ‘very much’). system of an individual, quantitative indicators
There has not been much development of are highly reductionist. Sometimes they can
the dimension of practices in international only offer two possible responses. But this is
surveys. It always contains a measure of the not meaningless. In any case, the same prob-
attendance at religious services; and the EVS lem very often arises in democratic regimes
includes two questions on prayer: ‘Do you take at the time of elections. Many citizens hold
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CROSS-NATIONAL COMPARISONS OF INDIVIDUAL RELIGIOSITY 467

nuanced political positions and hesitate when Table 22.1 gives a concrete illustration – for
they choose a candidate or reply ‘yes’ or ‘no’ the 15-member EU, the USA and Canada – of
to a referendum (often on highly technical- what has just been said. The fact of feeling
grounds). However, this very reductionist religious or not religious may be related to
choice is considered legitimate by political very different types of thinking, which depend
actors and by citizens themselves. And socio- on the individuals’ conception of religion.
logical studies of elections show that this sim- The many meanings of the term ‘religious’ still
plistic choice is not meaningless even though do not strip the question of its value. The first
its meanings may be multiple. Votes can be point to note is that few West Europeans call
considered as indicators which assess political themselves convinced atheists. Strong opp-
opinion at a given moment. osition to the idea of divinity and religion
The same argument holds for religion. All remains rare, even in France – the country on
individuals can have doubts about their beliefs which the tradition of opposition to religion
and highly complex or ambiguous positions; has left the strongest mark. According to EVS
and a non-directive interview has the great survey responses, the fact of calling oneself
advantage of revealing this complexity in the religious is very often connected with belief
field of beliefs. But a quantitative indicator of in God (only 9 per cent of West Europeans
a belief in, for example, the existence of God who state that they do not believe in God
makes no less sense. There is a strong expecta- describe themselves as religious). This ques-
tion that the individual will make a decision tion also reveals that declaring that one is
and will leave hesitation behind. He or she religious and a member of a faith group are
can refuse to answer, choose a middling quite closely linked, but a substantial minority
response which sometimes amounts to a posi- calls itself religious while still denying that it
tion of safety and a way of avoiding involvement, belongs to a faith (20 per cent of people with
or answer with a compromise which only no religious belonging call themselves religious).
imperfectly reflects their attitude. But, finally, Conversely, 21 per cent of people who report
and in statistical terms, the bulk of responses that they belong to a faith also call themselves
makes sense. non-religious (this percentage is as high as
Studies of the interrelationships with other 52 per cent in Sweden). This is a sign of the
variables show that belief in God, measured declining impact of the religious institutions
with this fragile tool, is unevenly distributed that have lost a part of their power to define a
in the population of various countries. The country’s religious field.
big advantage of these rough indicators is that Nevertheless, the question about belonging
they enable sociologists to carry out detailed to a faith enables sociologists to classify
studies of the field of beliefs in a group and to European countries (Lambert 2002). The
make some comparisons across time (does this Scandinavian countries, located on the left of
group believe more, or less, than previously?) or the Table, come from the Protestant tradition
space (comparisons between different groups). in which belonging to a faith remains very
Obviously, certain questions can nevertheless high, although they have very low levels of
be better than others in their wording or in the attendance at religious services. In these coun-
opportunities that they give the interviewees tries belonging is very often linked to a form of
to express themselves. For this reason dichoto- membership that is more cultural and national
mous questions are particularly questionable than properly religious. The other indicators in
when it comes to religion because they impose Table 22.1 show, nonetheless, that fairly size-
a highly restrictive binary logic. Anyway, every able differences exist among these countries,
question has its own limitations and can be with Denmark and above all Finland looking
discussed critically. Having a number of less detached than Sweden from the world of
indicators to measure the same dimension is a religion.
way of responding to the limitations of each The next countries in the Table – the
indicator. Netherlands, Great Britain13 and Germany – are
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Table 22.1 Religious feeling, denomination, religious practices and beliefs in God (European and World Values Survey, 1999)
9/3/07

Europe
Sweden Denmark Finland Netherlands Great Britain Germany France Belgium Spain Austria Italy Portugal Ireland Greece of 15 Canada USA
A religious person 37 71 62 63 37 52 44 62 56 75 83 85 71 81 57 72 81
Not a religious 52 17 28 30 48 34 37 26 33 18 11 9 23 15 31 22 16
2:29 PM

person
Convinced atheist 6 5 3 6 5 7 14 8 6 2 3 3 2 2 6 4 1
Catholic 1 1 – 24 13 32 53 55 81 79 81 85 87 1 46 37 23
Protestant or 71 87 84 17 51 40 2 3 1 6 – – 2 – 22 23 26
Page 468

Anglican
Other 4 2 3 5 19 4 3 6 – 2 – 2 2 96 8 7 26
Do not belong 24 11 13 54 18 24 43 37 18 14 18 12 9 3 24 31 20
Service once a month 9 12 14 26 19 30 12 28 36 42 54 51 67 43 30 35 60
Take moments for 44 50 72 70 47 52 40 61 61 67 77 72 82 62 57 79 89
prayer
To pray once a week – 20 41 34 29 34 20 36 41 44 62 62 69 64 37 57 77
Believe in God: yes 47 62 74 60 61 62 56 66 81 83 88 93 93 91 69 85 94
There is a personal 16 24 49 23 28 34 21 29 46 31 70 77 63 70 40 – –
God
Some sort of spirit 52 36 31 49 37 31 31 34 27 51 19 15 25 17 30 – –
or life force
God important 17 14 36 25 26 28 20 31 34 46 58 63 55 68 34 57 77
in one’s life
(8-10)
Interpretation: 37% of Swedes say they are a religious person, 52 % not a religious person and 6% a convinced atheist. 9% of Swedes attend religious services at least once a month, 47% say they
believe in God.
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CROSS-NATIONAL COMPARISONS OF INDIVIDUAL RELIGIOSITY 469

dual faith countries which, however, display very while the rest of the world is supposed to be
different relations with religious institutions. undergoing a return of religion. In fact, Europe
The crisis of institutions, especially Catholicism, is too diverse to be analysed as a single entity.
has been severe in the Netherlands, and this The level of religiosity varies widely between
explains the very high number of people who European countries; and the levels are not all
report that they do not belong to any religion the same in the different geographical regions.
(the highest rate in Europe). The Netherlands The complexity of religious worlds also
is a country where certain forms of religious emerges clearly from Table 22.1. Two-thirds of
feeling continue to survive (38 per cent of Europeans continue to report belief in God
those who do not belong describe themselves but only 40 per cent say that they believe in a
as religious); it is also a country where personal God – in general closer to the
dynamic minorities are active in or around the Christian God – and 30 per cent in a spirit
major religious institutions, but a great deal God or vital force. The content that these
of restructuring of religion is going on at a individuals give to these terms can, of course,
remove from traditional Christianity. Germany vary from person to person, and this explains
remains a country where the major religious why, among convinced atheists, 2 per cent
institutions maintain organic ties with the describe themselves as believing in a personal
state and where the movement towards disaf- God and 19 per cent in a spirit or vital force.
filiation is still limited. The results of the Swiss surveys mentioned
Countries belonging to the Catholic tradi- above (Campiche 1992, 2004) can help us to
tion are arranged next in Table 22.1 in order understand this apparent contradiction. In 1999,
of their level of secularisation: France and 53 per cent of the Swiss reported that they were
Belgium, Spain, Austria, Italy, Portugal and ‘completely’ or ‘rather’ in agreement with the
Ireland. It is in the three latter Catholic coun- statement that ‘God is nothing other than
tries that institutional religion seems best able what is positive in humanity’. Only 42 per cent
to resist secularisation even though it could be had given this answer in the 1989 survey.
shown, by comparing levels of religiosity in This seems to show a progressive widening
different generations, that their young people of immanent ideas of God.
are noticeably less affected by Catholicism than According to Table 22.2, beliefs in life after
are older people. death are less widespread in all countries than
Greece is the only country in Western Europe simple belief in God. Only 53 per cent of
from the Orthodox tradition. All the data Catholics and 42 per cent of Protestants
indicate that traditional religion is still very believe in life after death, which is yet
vibrant there. another indication of the individualisation
The final two columns on the right of and de-institutionalisation of believing. Belief
Table 22.1 point to the fact that the World Values in hell and belief in heaven are statistically
Survey questionnaire is not completely identi- very closely related (Cramer’s V of 0.73), even
cal to the EVS questionnaire, and this rules though the former is rarer than the latter. This
out the possibility of making comparisons on conveys the optimistic character of religious
certain indicators. In spite of this difficulty, it ideas in modern society, whereas Christianity
is clear that Canada, notwithstanding the had previously elaborated a pedagogy of fear.
powerful religious revolution that affected it It used to be imperative to follow a rule of life
40 years ago, is still a fairly religious country that was in line with Catholic teachings in
and that the USA displays high levels of reli- order to reach heaven and avoid the damna-
giosity which are, however, comparable with tion of hell, but the Christian world has now
those of Ireland. There does not appear, then, to become much more relaxed: God-given salva-
be any real American religious exceptionalism tion is a hope for all people. It seems easier,
compared with secularised Europe.14 There is for Christians themselves, to admit believing
no European exceptionalism either,15 with in heaven rather than in hell. As for belief in
Europe undergoing a process of secularisation reincarnation, it is only weakly related to the
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Table 22.2 Beliefs in life after death, hell, heaven, reincarnation, telepathy and lucky charms (European and World Values Survey, 1999)
Europe
Page 470

Sweden Denmark Finland Netherlands Great Britain Germany France Belgium Spain Austria Italy Portugal Ireland Greece of 15 Canada USA
Life after death 39 32 45 46 43 34 38 40 40 50 61 37 68 50 43 65 75
Hell 9 9 25 13 28 18 18 18 27 16 42 31 46 46 25 47 71
Heaven 28 16 50 35 45 28 28 31 42 38 50 50 77 53 38 70 84
Reincarnation 19 15 15 20 – 17 25 17 16 19 15 24 19 19 16 – –
Telepathy 43 31 39 49 34 25 35 34 21 41 32 25 32 44 32 – –
Lucky charms (mean) 2.4 2.4 2.1 2.3 2.3 2.9 2.5 2.5 2.3 3.1 2.2 2.7 2.7 3.4 2.6 – –
Interpretation: 39% of Swedes believe in life after death, and 9% in hell.
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CROSS-NATIONAL COMPARISONS OF INDIVIDUAL RELIGIOSITY 471

previous beliefs (Cramer’s V = 0.11 with hell between these questions, and this enables us
and 0.15 with heaven), and this clearly shows to build a first scale by adding the scores
that it does not generally belong to the same together.16 In Europe, therefore, we can sepa-
realm of meanings, even though a minority rate out a category of 24 per cent of people
can believe simultaneously in heaven, hell and who have almost no belief in God; 41 per cent
reincarnation. who have medium beliefs, and 33 per cent
Belief in telepathy has practically no con- whose beliefs are strong.
nection to belief in heaven and hell; and it is The same procedure can also be used to
only weakly linked to belief in God. But it is construct a scale of practices by amalgamating
moderately strongly related to belief in life attendance at services, taking a moment for
after death (Cramer’s V = 0.26) and to reincar- prayer and meditation, as well as the intensity of
nation (Cramer’s V = 0.33). Thus, telepathy, prayer.17 This gives us four more or less equal
as a belief, is poorly defined and weakly artic- categories of the population in terms of their
ulated with Christian ideas of believing. level of religious practice in groups or alone.
The same is true for belief in the efficacy of A third scale on the intensity of religious
lucky charms, which is unrelated to beliefs feelings is built on the basis of the three
in the Christian world and is slightly related questions about the feeling of being religious,
only to telepathy (V = 0.22) and reincarnation the importance of religion in life, and religion
(V = 0.20). bringing strength and comfort.18 People with
What emerges from this discussion is that strong religious feelings amount to 35 per cent,
all indicators have their limitations and are while 34 per cent have moderate feelings, and
debatable. Nonetheless, they are robust since 18 per cent weak feelings.
analysis of the intersections between each The final scale concerns trust in churches19:
indicator and a range of independent variables 25 per cent display strong trust, 43 per cent
would show that the answers reflect a logic – or moderate trust, and 32 per cent no trust at all.
several logics. As the indicators are numerous The discussion will begin with the inter-
and as they all have their limitations, it is relationships between the scales themselves
important to try to work by constructing (Table 22.3). The level of belief in God is
attitude scales. extremely high among church attenders and
those who have strong religious feelings. On
the contrary, it is weak among non-attenders
and people who do not report having religious
THE CONSTRUCTION OF SYNTHETIC
feelings. What emerges is that the scales are
ATTITUDE SCALES
strongly interrelated. The more people believe
in God, the more they attend church, and the
A first scale, on belief in God, can be con- more they also have an interest in religion;
structed on the basis of the three questions trust in churches is a little less tightly linked to
mentioned above: belief in God – yes or no; the other three scales. Even though the more
four positions; and the importance of God in people believe in God, the more they trust
one’s life. There are very strong correlations churches, there is a minority who do not trust

Table 22.3 Relationship between the scale of beliefs in God and the scales of practices, religious feeling and
trust in churches (Western Europe, EVS 1999)
Religious practices Religious feeling Trust in churches
Beliefs in God −− − + ++ weak moderate strong not at all moderate strong Mean
Weak 65 25 2 0 74 23 1 52 18 3 24
Moderate 33 63 51 17 25 61 26 39 50 29 41
Strong 2 12 47 83 1 16 74 10 32 67 33
Interpretation: 65% of Europeans with the lowest level of religious practices also have the lowest level of beliefs in God.
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472 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

in churches but nevertheless strongly believe changes and a weakening of differences are
in God. This involves a minority of believers observable among the younger generations.
who are highly critical towards religious But educational levels cannot explain away the
institutions. differences in religiosity either. Among young
This is yet another illustration of the point people between the ages of eighteen and
that the interpretation of data must constantly thirty-four who have completed higher educa-
take account of two apparently opposing tion, differences of religiosity according to
positions. On the one hand, it is indisputable gender remain stable. These differences are not
that overall patterns of meaning exist in reli- inherent, of course, but they are deeply rooted
gious ideas and behaviours. We are not dealing and do not disappear under the impact of
with an entirely atomised world where every education or of sharing any youth culture.
individual might have his or her own meaning Independently of gender, religiosity clearly
system. Religious and non-religious attitudes tends to decline among young people. They
display an overall logic. On the other hand, have fewer beliefs in God than older people;
it is possible to show that there are also minor- they are less ‘practising’; they feel religious less
ity logics and sub-groups whose attitudes often; and they display less trust in religious
are complex, if not apparently contradictory. institutions. We need to consider however,
A particularly good case in point concerns whether the difference is a matter of age, of
those people who describe themselves as period or of generation. If it was an effect of age,
convinced atheists and nevertheless hold certain young people would be less religious by virtue
religious beliefs. of adopting values linked to their life cycle:
Now it’s time to consider the differences in theory, they would display the carefreeness
that the major socio-demographic factors of youth and they would not think about
introduce into religious attitudes (Table 22.4). the meaning of life or the possible existence
What clearly emerges is that the differences of another world because they would not yet
in religiosity between men and women remain have had to confront the problem of their
quite sharp: women have more belief in mortality – unlike older people. They would
God, they practise their religion more, they feel be expected to become more religious as they
more religious and have a little more trust in got older. But if, according to the second
churches, although the difference between hypothesis, it was an effect of period, all gener-
them and men is weaker on this last criterion. ations would undergo the same rate of change
The explanation for this phenomenon does together as a result of the change of values
not lie only in women’s lower rate of partici- from one period to another – depending on
pation in employment. The table shows that a whether religion was declining or returning.
gap in religiosity continues to exist between If, as a third hypothesis, it was an effect of
men and women who are all in employment, generation, religious orientations would be
but it is smaller than for the population as rather unchanging throughout life and tied to
a whole. One possible explanation is that the a deeply internalised value system. It would
fact of having a job and being involved in follow that, if the younger generations are less
professional life makes some women leave the religious and if they have not been brought up
traditional world of the family behind, thereby religiously, there is every statistical likelihood
helping to relativise and weaken their level of that they will remain so for the rest of their
religiosity. But the gender differences persist life.20 If we want to decide between these three
because religiosity fits deeply rooted values types of effect, we will have to begin by com-
which are at the heart of the early socialisation paring our data at several different points in
and which change only slowly. We also con- time in order to check whether the age cohorts
firmed that these differences in religiosity of 1981 have become more – or less – religious
cannot be explained by a higher average as they aged.
age among women. When age is controlled, Table 22.4 also shows that religiosity tends to
differences persist. Once again, however, be a little weaker among people who have
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Table 22.4 Relationship between the scales of religiosity and some socio-demographic variables (Western Europe, EVS 1999)
Beliefs in God Religious practices Religious feeling Trust in churches
weak moderate strong −− − + ++ weak moderate strong not at all moderate strong
9/3/07

Male 30 42 28 34 28 20 18 26 42 32 35 43 22
Female 20 41 40 21 24 24 32 16 36 48 29 43 28
Employed man 31 41 28 35 29 19 17 28 43 30 36 44 20
Man without employment 28 43 29 33 28 24 20 23 41 36 34 41 25
2:29 PM

Employed woman 24 44 32 25 27 24 25 21 41 39 33 44 22
Woman without employment 17 38 45 17 21 24 37 13 33 54 25 43 32
18–34 years old 30 44 26 32 31 21 16 28 43 29 36 46 18
35–54 years old 26 42 32 28 27 22 23 22 41 37 34 43 23
55 years and over 18 38 44 21 20 23 37 12 33 54 25 41 35
Page 473

Short education (till 16 years) 22 41 38 27 23 22 28 18 37 45 31 40 29


Medium education (17–20 years) 27 42 31 29 26 23 22 24 40 37 33 45 22
Long education (21 years and +) 29 43 29 26 32 20 22 23 43 34 32 48 21
Farmer 12 41 47 18 18 37 27 8 32 60 24 42 34
Craftsman, shopkeeper 24 42 35 24 29 21 26 19 42 40 31 46 24
Executive 25 39 36 22 29 20 30 20 38 43 30 45 25
Intermediary profession 29 44 28 29 29 21 21 23 41 36 33 46 22
Employee 28 41 31 28 25 25 22 22 41 38 32 41 27
Worker 26 43 32 33 24 20 22 24 39 37 35 41 24
Low income − 23 36 41 26 22 23 29 19 33 48 27 41 31
Low income + 26 41 33 30 25 22 23 23 38 39 32 42 27
High income − 26 44 31 28 27 21 24 23 39 38 33 42 25
High income + 27 43 31 25 29 21 25 20 44 36 32 45 23
Catholic 8 44 48 12 24 27 38 6 37 57 19 47 34
Protestant 25 50 25 27 30 25 18 19 50 31 31 47 23
Other 10 32 58 12 22 24 42 9 22 69 22 39 39
Does not belong 61 31 8 62 27 9 2 54 39 7 61 34 6
Interpretation: Beliefs in God are weak among 30% of men, moderate among 42% and strong among 28%.
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474 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

spent many years in education. That would and 1990 EVS, they regarded answers to the
confirm the commonly advanced hypothesis question about attendance at religious services
that the acquisition of knowledge and access as a good indicator of overall religiosity. They
to modern science would make it more diffi- examined, country by country, the intersections
cult to support the idea of a super-human between this indicator and three variables: the
religious world. But we have to remember that importance of God in one’s life, the feeling of
age and level of education are linked. Young being religious, non-religious or a convinced
people also have more qualifications than atheist, and the number of religious beliefs
older people, so it is worth pondering whether held by each respondent (God, soul, sin, life
the determining variable is age or educational after death, heaven, the devil and hell). Their
level. When age is controlled, the Tables of way of proceeding was therefore close to
our four attitude scales display the same struc- ours. Having also noted some very strong
ture: a modest effect attributable to length correlations they came to the conclusion that
of education is apparent only for people of ‘church attendance can be classified as an excel-
55 and older. Religiosity is low among young lent indirect indicator of church religiosity’
people, regardless of their educational level. (Jagodzinski and Dobbelaere 1995: 90).
Access to knowledge may have slightly encour- Whenever the possibility arises, in national
aged the rejection of religion in the distant past, or international quantitative surveys, of
but this no longer seems to be the case today. accurately measuring the different dimensions
Concerning the current or past social back- of religiosity, it is highly important to do so
ground of individuals, farmers – admittedly because this is how we can assess the complex-
few in number in Europe today – emerge as ity of situations and demonstrate the existence
a specific category: they display a religiosity of minority sub-groups. But in studies that
that is decidedly more robust than that of are not to do with the sociology of religion and
other social categories. It is also noticeable where there is an opportunity to insert into a
that the religiosity of craftsmen, shopkeepers questionnaire only one synthetic indicator as
and higher executives tends to be stronger than a potential explanatory variable of widely
among intermediary professions, employees differing attitudes, the simple indicator of
and workers. These tendencies are most clearly frequency of attendance at religious services –
evident, however, in the first three scales coupled, if possible, with a statement of mem-
(beliefs in God, religious practices and feeling bership of a religious denomination – provides
religious) but only weakly for trust in churches. an acceptable measure of religious attitudes.21
It is only among farmers that trust in churches This shows that the direct or indirect influence
is higher. of the major religious institutions is still plain
According to Table 22.3, the first three scales to see in religiosity. The individualisation of
are very strongly linked, and Table 22.4 brings religion is far from being total.
out the parallels between the correlations
obtained for socio-demographic variables with
each of the three scales. This shows that, when
THE IMPORTANCE OF RELIGIOUS
looking for one single synthetic indicator of
SOCIALISATION
religiosity in order to discover, for example, the
links between religiosity and other dimensions of
values – without wanting to conduct detailed The EVS question about the frequency of
investigations of the little groups which end up attendance at religious services at the age of
in paradoxical situations, positive or negative, 12 years is a good illustration of this point
on the different scales – there is freedom to about the lingering influence of the major
choose any one of the scales. This is confirma- churches on individuals. This indicator is a
tion of what several authors have pointed out, measure of the importance of religious social-
notably Wolfgang Jagodzinski and Karel isation during youth. Table 22.5 shows that
Dobbelaere (1995). Using data from the 1981 16 per cent of Europeans report that they went to
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Table 22.5 Relationship between attending religious services at 12 years old and age, denomination and frequency of current attendance at worship (Western Europe,
EVS 1999)
Page 475

Age Denomination Current worship attendance


60 years do not
18–29 years 30–44 years 45–59 years and + Catholic Protestant other belong monthly less often almost never Mean
More than once a week 9 12 19 25 23 9 18 8 29 14 9 16
Once a week 35 39 46 47 53 33 45 26 56 45 31 42
Once a month or holy days 23 21 15 14 15 27 20 16 12 31 15 18
Almost never, never 32 29 20 15 9 31 17 51 3 11 46 24
Interpretation: Among young people of 18 to 29 years old, 9% attended a religious service more than once a week when they were 12 years old, 35% once a week, etc.
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476 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

religious services more than once a week when organisation with a theology that is generally
they were young – and 42 per cent once a week. more critical towards the world and modernity
However, a quarter of the population practi- – seems to give more conclusive results in the
cally never went to a place of worship. It seems sense that the levels of Catholics’ religiosity
that, between childhood and the time of the on the four attitude scales are higher than
survey, frequency of visits to places of worship those of Protestants (bottom of Table 22.4).
drops substantially (these days 30 per cent of Obviously, this simple distinction between
Europeans go to services at least once a Catholics and Protestants is crude. Depending
month). This can be explained by a life-cycle on the countries, Protestantism and even
effect: parents may wish to give their children a Catholicism may be diverse; and the type of
religious and moral education – and even to educational system in a country can do more –
make them attend schools run by religious or less – to promote socialisation in religious
institutions where attendance at religious values. It is in countries with a Catholic tradition,
services is more or less obligatory. It should be such as Ireland, Italy and Belgium, that atten-
normal, then, to find high rates of attendance dance at mass was most frequent during child-
for 12 year olds which then drop lower when hood (Table 22.6). By contrast, in Scandinavia
they become adults and no long feel a strong weekly attendance at worship seems to have
need to pay regular visits to places of worship. been very rare. Clearly, religious socialisation
This gap between church attendance at can operate through many different channels:
12 years old and during adulthood can also be groups for catechism, family discussions
explained, however, by an aspect of secularisa- and prayer, various para-religious educational
tion. Indeed attendance at worship at 12 years movements, etc. But children’s attendance at
old is decidedly less common in younger worship seems to produce powerful effects
generations than in older ones (Table 22.5 on the structuring of a religious world and the
reveals that 72 per cent of people aged 60 and assimilation of religious values for the rest of
above used to be weekly attenders at the age of life. Table 22.5 shows that there is a close relation
12, compared to only 44 per cent of today’s 18 between the rate of respondents’ attendance at
to 29 year olds). It is possible that parents, who religious services today and the level of their
share religious beliefs and values less often religious practice when they were 12 years of
and less intensely, come to the view that it is age: 85 per cent of monthly attenders used to
less important than it used to be to make their go to religious services at least once a week
children share these beliefs and values as well. when they were 12 years old. If religious
Attendance at worship during childhood also practice in childhood is no guarantee of adult
varies by religious denomination (Table 22.5) practice (and 40 per cent of people who prac-
and national traditions (first part of Table 22.6). tically never, or never, go to church used to go
During their youth, Catholics were decid- each week in their childhood), it is rare among
edly more frequent visitors to churches than adults who did not have any religious social-
Protestants; and they continue to be more isation when they were children. Religious
assiduous. That can be explained in terms socialisation remains, then, a highly important
of differences in theology: Catholicism has component of individual religiosity, even
always placed a much higher value on regular though there is no warrant for talking about
attendance at worship than Protestantism. This determinism. A typology will show this better.
is because, normally, a good Catholic ought – A four-fold typology can be constructed on the
or used to feel obliged – to attend mass basis of two dichotomous variables: (a) reli-
weekly.22 The mass is a communal gathering gious practice at 12 years of age (divided into
and a moment of encounter and of potential two groups of weekly attenders and those who
communion with God. The Catholic strategy attended less frequently or never); and (b) reli-
for transmitting religiosity – not only by insist- gious identity as measured on the basis of ten
ing on weekly attendance at mass but also indicators concerning belief in God, practice
by having a more centralised and hierarchical and religious feeling.23 This dichotomous scale
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Table 22.6 Attendance at religious services at 12 years old and typology of religious evolution (EVS 1999)
Europe
Denmark Finland Netherlands Great Britain Germany France Belgium Spain Austria Italy Portugal Ireland Greece of 15
Page 477

More than once a week 2 1 20 17 6 10 23 17 12 35 14 25 12 16


Once a week 8 5 33 36 32 47 49 46 52 51 57 70 54 42
Once a month or holy days 32 43 16 12 32 13 11 18 24 10 11 3 30 18
Almost never, never 58 51 31 35 30 30 17 19 12 5 19 2 3 24
Distanced from religion 5 1 20 27 12 35 35 24 17 19 10 21 8 21
Strong religious transmission 5 5 33 26 26 22 37 39 48 66 60 74 59 37
Transmission of weak religiosity 66 45 35 40 45 37 21 29 23 9 13 4 17 32
Closer to religious values 24 49 12 7 17 6 7 7 13 6 16 2 16 11
Interpretation: 2% of Danes attended religious services more than once a week when they were 12 years old, and 58% attended almost never or never.
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478 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

enables us to distinguish between strong and withstood secularisation (Ireland, Italy, Portugal,
weak religiosity. Greece and Austria). The transmission of weak
Thus, we create the following four categories religiosity takes place principally in countries
(see the lower half of Table 22.6): where secularisation has been under way for a
long time (Denmark, Finland and Germany).
• Weekly attenders at 12 years of age whose Belgium and France are countries where
religiosity is weak today. They can be putting a distance between oneself and religion
considered as having at least distanced appears to be a powerful process between
themselves from the religious values of their childhood and adulthood. These countries
childhood. They amount to 21 per cent of belong to the Catholic tradition where chil-
the sample. dren’s religious practice used to be taken for
• Weekly attenders at 12 years of age whose granted in past generations but where secu-
religiosity remains strong today. They larisation has been powerful since the 1960s.
amount to 37 per cent of the sample and The case of Finland is quite special: although
can be identified as a pattern of strong reli- children’s religious practice there has been
gious transmission. very low for a very long time, some forms of
• Those who did not attend church much at religiosity seem to hold steady.
12 years of age and who still display weak
religiosity. They amount to 32 per cent of
the sample and are deemed equivalent to
CHANGES OVER TIME IN THE INDICATORS
the transmission of weak religiosity.
OF RELIGIOSITY, FROM 1981 TO 1999
• Those who did not attend Church much at
12 years of age but have strong religiosity
today. They amount to 11 per cent of the Sociologists of religion have discussed the
sample and seem to have grown closer to secularisation thesis at length (see, for example,
religious values. Berger 1967; Martin 1978; Dobbelaere 1981,
2002; Norris and Inglehart, 2004). To begin
Most people fall into the two central cate- with, it received strong support from many
gories, which display a degree of continuity – of them. The major religious systems were
or at least constancy – in the individual’s jour- supposedly losing their dominance over public
ney through life;24 another quite important institutions and societies; Europe was to be
category distances itself from religion, and this de-christianised; and the de-institutionalisa-
is no surprise in a Europe familiar with secu- tion of religion would mean that it would be
larisation processes; the smallest category – as less regulated by institutions than in the past.
might be expected – is the one where there has In the eyes of some sociologists, secularisation
been a degree of growth in religiosity. is a process that goes as far as to challenge the
Of course, this device is far from perfect very existence of religious thinking: rational
since it measures religious socialisation at modernity was supposed to progressively
12 years of age by means of a single indicator undermine and render obsolete all religious
and because it divides current religiosity into thought and belief. After the tendency to fail
only two categories whereas, quite obviously, to see any religion anywhere any more, some
it can take very different forms and degrees of sociologists in the 1980s and 1990s tended,
intensity.25 Nevertheless, this imperfect device rather, to see it everywhere again. We were
enables us to measure national differences as supposedly witnessing the return of religion26
well as to assess the extent of continuity and in the form of ‘new religious movements’, a
change in religious journeys through life at ‘New Age’ or, more recently, a renewal of iden-
the European level. The transmission of strong tity religions among ethnic minorities. We are
religiosity occurs much more frequently in coun- definitely not pretending to present a complete
tries steeped in ancient Catholic or Orthodox overview of this debate here – even in a sum-
traditions which have most successfully mary form. It is simply a question of drawing
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CROSS-NATIONAL COMPARISONS OF INDIVIDUAL RELIGIOSITY 479

attention to what the data from the EVS – EVS he considers that a turning point had been
which are the only surveys to provide quantitative reached between 1990 and 1999. The seculari-
comparisons over a period of 18 years – allow sation tendencies are still there but they were
us to say about fluctuations in religiosity. counter-balanced by two other phenomena:
Jean Stoetzel (1983) used the first wave of the growth of ‘believing without belonging’,
surveys to show that younger generations according to Grace Davie’s (1994) expression
were much less religious than older ones. He (i.e. a form of religiosity among people who do
remained careful about the interpretation, not admit to any loyalty to a particular reli-
however, insisting on an explanation in terms gious faith), and even the growing strength of
of life-cycle (as generations get older and religiosity among Christians. Across the whole
closer to death, they were expected to become of the population of the nine countries of
more religious) but also suggesting an expla- Western Europe for which we have comparable
nation on the basis of generational differences data for 1981, 1990 and 1999,28 the downward
(with young generations being progressively tendency of religious indicators remains the
more de-christianised).27 dominant feature.29 The feeling of being reli-
Data from the second wave, in 1990, showed gious, for example, goes down from 62 per cent
that the gaps between generations remained in 1981 to 56 per cent in 1999; membership of
wide and that changes in the same indicators a religion goes from 85 to 75 per cent; monthly
pointed, rather, to a decline in religious values attendance at religious services goes from 36
among people of the same age, thereby verify- to 30 per cent; trust in churches from 51 to
ing the secularisation thesis (Ashford and 43 per cent; and belief in God from 74 to
Timms 1992; Halman and Riis 1999). Yves 68 per cent. The only three indicators to go up
Lambert (1995) was heading in the same direc- are belief in a personal God (from 30 to 38
tion by noting that the baby-boomers (born per cent), agreement with the statement that
after 1946) were the first generation for which churches respond adequately to individuals’
this decline of religious values could be spiritual problems (from 44 to 52 per cent),
observed. This decline increased in later gen- and belief in hell (from 22 to 25 per cent).
erations, including young people in 1990. The Of course, it is open to debate whether
downward movement of the main indicators this growth in only three indicators should
of religiosity between 1981 and 1990 was the be considered significant. An increase of three
result of both the renewal of generations (with points in the belief in hell could be regarded
elderly religious generations being replaced by as stability more than growth; the fact that
much less religious younger generations) and churches respond to spiritual needs can be
of a period effect (with religiosity crumbling regarded as having little significance since
away in all generations). Lambert pointed out, even an atheist could acknowledge that it is
however, that some indicators (belief in life the role of churches to respond to their mem-
after death, in heaven and in hell) seemed to bers’ spiritual needs; the 8 point increase in
be on the rise again among young people. belief in a personal God is a more troubling
His conclusion wondered whether ‘we were sign – albeit difficult to interpret since the other
not witnessing a growing distinction between indicators that can be included in the same
spirituality and institutional religion, with attitude scale have not undergone the same
increasing concerns with the former and with change, as we shall see.
a decline of other concerns’ (Lambert 1995: 111). If we stop looking at the population as a
We would then be entering a post-Christian era, whole and concentrate, instead, on changes
when the major beliefs of Christianity would among young people between the age of
convey less and less meaning for Europeans 18 and 29, the picture is quite different. Now,
but when more vague concerns with the mean- the changes occurring among young people
ing of life might develop. can – with caution – be considered as heralding
When the same Yves Lambert (2002, 2004a) future phenomena, which are likely to grow
analyses the data from the latest wave of the in importance in the decades to follow.
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480 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Staying with Yves Lambert’s calculations, ‘convinced atheists’ who are obviously
among young people only four indicators are more estranged from all religiosity and who
in decline, nine are static, while 11 show an also have a different value system (Bréchon
increase. Among these 11 increases, as we 2003). This ‘off-piste’ religion, to use Yves
argued above, some may appear to have little Lambert’s expression, is much more common
significance (for example, the growth from in the more secularised countries or those
3 to 4 points in the attachment to holding where a severe crisis of religious institutions
religious ceremonies to mark birth, marriages has occurred – such as the Netherlands (54 per
or deaths, which is an indication of the need cent of young Dutch people without religion
for social rituals rather than religion). But say that they take a moment for prayer, medi-
other indicators are more significant: belief in tation or contemplation).
a personal God (up from 24 to 31 per cent), in The third tendency concerns the internal
life after death (from 38 to 44 per cent), in hell ‘recovery of Christianity’ that is noticeable
(from 16 to 23 per cent) and in heaven (from mostly on the basis of indicators such as belief
30 to 35 per cent). Overall, the gaps between in a personal God, in life after death or the
generations seem to shrink between 1981 and various forms of trust in churches. This ten-
1999. In 1999 young people remained less reli- dency is clearer among young Catholics than
gious than older people, but the difference young Protestants. Yves Lambert calculated
between them had shrunk. the percentage of young Christians who meet
Still following up Yves Lambert’s analysis, the core criteria for minimal personal attach-
let us try to be more specific about the three ment to Christianity (such as attendance at
tendencies which, according to him, are char- services – leaving aside social or family cere-
acteristic of the current situation of young monies – at least once a year, belief in God,
people. The tendency towards secularisation belief in sin and belief in life after death). This
or leaving religion behind is mainly evident in minimal core went from 24 per cent of young
the fall in membership of religions and in European Christians in 1981 to 28 per cent in
the decline of worship practices. It is the most 1999 (33 per cent among young Catholics
institutional aspect of religion which is still tend- and 13 per cent among young Protestants in
ing to recede among young people in Europe. 1999). I think this shows that the tendency
The second tendency – the spread of towards an internal ‘recovery’ is actually lim-
believing without belonging – is open to two ited when progress in the core that is regarded
interpretations. On the one hand, certain as minimal attachment to Christianity only
religious indicators which are not tied to the grows by 4 points and when it only concerns a
Christian world and which point to a search good quarter of young Christians.
for spirituality either hold up well (for exam- It must be added that the changes vary widely
ple, 47 per cent of young people in 1981 and by country. Decline is dominant in Great Britain,
48 per cent in 1999 reported that they ‘take Spain and Ireland; and recovery is more
some moments of prayer, meditation or con- noticeable in Italy, Portugal, Denmark and
templation or something like that’ or increase Sweden. It is impossible to find a single expla-
(belief in life after death). On the other hand, nation that fits all these differences in develop-
in a way that is probably more significant, ment. Spain and Ireland can be considered as
there is a growth of religiosity among people countries where the Catholicism which, up to
who state that they do not belong to a faith.30 that point, had held out well against the
Among those with no religion, then, belief in process of secularisation, was rapidly losing its
God goes up from 20 to 27 per cent, and in life influence. But, by contrast, Italy and Portugal –
after death from 19 to 27 per cent. Not belong- also relatively unsecularised countries – were
ing to a denomination is now less likely to registering the growing strength of religiosity
imply an absence of religious belief than in among young people. And in countries with a
the past. In this sense, a distinction can be long history of secularisation, the secularising
made between ‘those who do not belong’ and tendency was getting stronger in Great Britain
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CROSS-NATIONAL COMPARISONS OF INDIVIDUAL RELIGIOSITY 481

Table 22.7 Attendance at religious services once a month by birth cohort


(EVS, 9 comparable Western European countries for 1981, 1990, 1999)
1981 1990 1999
From 1973 to 1981 – – 19
From 1964 to 1972 – 21 23
From 1955 to 1963 24 21 26
From 1946 to 1954 26 27 29
From 1937 to 1945 36 37 40
From 1928 to 1936 40 43 44
From 1919 to 1927 44 53 46
From 1910 to 1918 48 57 –
From 1901 to 1909 52 – –
Mean 36 33 30
Interpretation: in 1981, 24% of Europeans born between 1955 and 1963, who
were then between 18 and 26 years old, attended a religious service at least once
a month. In 1999, in the same birth cohort, then 36 to 44 years old, 26% went to
services at least once a month.

and was being reversed in Denmark and very stable, but the young generations show
Sweden for reasons that remain puzzling. much less trust than the older ones in
All these analyses are based on changes over churches.32 Overall change stems from genera-
time among indicators for the population as tional renewal. A similar Table structure could
a whole as well as for young people. We know be revealed for the subjective feeling of being
whether there is decline or progress but with- religious: an overall drop of 6 points (from
out taking precise account of the changes for 63 to 57 per cent) is basically due to the fact
each cohort. It is interesting to show what that older generations used to feel much more
such an analysis might contribute.31 It provides religious and that they have been replaced by
strong support for the tendency towards young generations that identify themselves less
secularisation, as seen in Table 22.7, for exam- with religious values.
ple, which deals with the six point drop in rates The tendency towards the development of
of monthly religious practice over a period of believing without belonging and of restructured
18 years. The explanation is basically to do beliefs – based on beliefs only loosely linked to
with the renewal of generations, with the any particular religious world – is particularly
elderly generations being replaced by young clear in the indicator of belief in life after death
generations that are decidedly less likely to (Table 22.9). The overall level can be regarded
practise religion. Table 22.8 presents an identi- as stable (43 per cent in 1981 and 45 per cent
cal structure: trust in churches falls by 7 points in 1999), but there is quite a pronounced
as an effect of generation. Each generation is progression among younger generations.

Table 22.8 A great deal or quite a lot of confidence in the church by birth
cohort (EVS, 9 comparable Western European countries)
1981 1990 1999
From 1973 to 1981 – – 35
From 1964 to 1972 – 34 37
From 1955 to 1963 36 37 38
From 1946 to 1954 38 41 44
From 1937 to 1945 52 51 52
From 1928 to 1936 57 58 60
From 1919 to 1927 64 65 61
From 1910 to 1918 69 73 –
From 1901 to 1909 72 – –
Mean 52 48 45
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482 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Table 22.9 Belief in life after death by birth cohort (EVS, 9 comparable
Western European countries)
1981 1990 1999
From 1973 to 1981 – – 45
From 1964 to 1972 – 40 46
From 1955 to 1963 38 39 45
From 1946 to 1954 39 39 43
From 1937 to 1945 44 42 46
From 1928 to 1936 44 47 43
From 1919 to 1927 47 48 45
From 1910 to 1918 51 57 –
From 1901 to 1909 48 – –
Mean 43 43 45

As a result, the gap between ages for ‘no’ question, there was a drop in the belief in
this variable had disappeared by 1999 – unlike God from 75 per cent in 1981 to 70 per cent
for preceding variables. Belief in life after in 1999. And this decline is explicable – as
death can be asserted just as well by traditional before – mainly by the lower extent of believ-
believers who cling to Christian ideas as by ing among the younger generations. On the
people who are making a new religious world other hand, belief in a personal God went up,
for themselves. The same question is asked especially among young people; and a notice-
in the ISSP survey but with a scale of four able increase was recorded for all generations
responses (instead of being ‘yes’ or ‘no’). Thus, between 1981 and 1999 (Table 22.10). The effect
a distinction can be made between those of age or of period is stronger than that of the
who are very confident about life after death renewal of generations (which was heading
and those who think that it is only probable. downwards in the opposite direction). The whole
The data for 1998 show clearly that what is problem is to understand what this increase
making quite strong progress among young means: perhaps believing in a personal God no
people is the probability rather than the cer- longer means – as it did in the past – attesting
tainty of life after death (Bréchon 2001a). to a belief in the Christian God. That said, the
There is a warrant for thinking that some question about the importance of God in one’s
young people are open to religious beliefs and life (on a scale of 10) may provide some addi-
that they would even like to be able to believe tional information when the change between
that what they experience as good in life 1990 and 1999 is considered (Table 22.11).33
can be pursued afterwards. They find it hard to The average is stable, with God being consid-
believe that we are mortal; and they want to ered important (8 to 10 points on the scale) by
believe in the possibility of a life after death a third of the sample. Again, this stability is the
without, however, identifying the forms that it outcome of two contrary movements: a renewal
would take, without having a clear idea about it, of generations, the most recent of which
and without formalising a sure and certain reli- accorded less importance to God, and an effect
gious belief. What we can see, therefore, is more of age or of period (almost all generations
a matter of patching together uncertain beliefs – accorded a little more importance to God in
sometimes on the very edge of religion – rather their life in 1999 than in 1990).
than a return of the religion of past times. In point of fact, we do not have indicators
Can we really detect in the survey data a that clearly identify Christian beliefs in our
third tendency, a Christian recovery? I am attempts to test fully the hypothesis of a
doubtful. As we have seen, some indicators Christian recovery. For example, indicators of
clearly demonstrate Christian decline (belong- belief in the resurrection or the divine nature
ing, attendance at services, etc.), but it is more of Jesus Christ are not available. The rise of the
difficult to interpret others, especially changes belief in hell among young people between
in the belief in God. According to the ‘yes’ or 1981 and 1999 (from 16 to 23 per cent) or in
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CROSS-NATIONAL COMPARISONS OF INDIVIDUAL RELIGIOSITY 483

Table 22.10 Belief in a personal God by birth cohort (EVS, 9 comparable


Western European countries)
1981 1990 1999
From 1973 to 1981 – – 32
From 1964 to 1972 – 28 35
From 1955 to 1963 23 28 35
From 1946 to 1954 24 31 39
From 1937 to 1945 31 40 46
From 1928 to 1936 32 43 49
From 1919 to 1927 39 48 48
From 1910 to 1918 38 58 –
From 1901 to 1909 42 – –
Mean 31 37 39

heaven (from 30 to 35 per cent) is astonishing, did not wipe out religions; and the percentage
but again, can it be interpreted as Christian of staunch atheists is still particularly weak
renewal? Obviously, the hypothesis of a in the countries of Central and Eastern Europe,
renewal of Christianity cannot be discarded. whereas the percentages of people with no mem-
But, for the moment, support for the hypothe- bership of a faith are high (except in Poland,
sis seems to rest entirely on significant Romania and Croatia).
increases in only a few indicators that are diffi- If countries are classified according to their
cult to interpret – and which could also be religious tradition and level of religiosity, a
explained by the development of restructured first group is of countries with a Catholic
and individualised beliefs at some distance from tradition where religiosity is overall high,
Christianity. with differences, nevertheless, between a very
Catholic Poland (where religiosity was stable
between 1990 and 1999) and less religious
Lithuania and Slovenia. A second group of
CHANGE IN CENTRAL AND
countries can be regarded as pluri-confessional
EASTERN EUROPE
with moderate religiosity (decreasing from
Latvia to Hungary, the former Czechoslovakia,
Still using the EVS surveys, Yves Lambert the former East Germany and Estonia). A third
(2004a, b, 2005) compares the data for 1999 group consists of countries with Orthodox
and 1990 and shows that the three tendencies majorities (with Romania being decidedly
identified in Western Europe also exist in the more religious than Russia34 and Bulgaria).
East. But he argues that the growing strength Siniša Zrinščak (2004) analyses some of the
of religiosity in Eastern Europe was more intense indicators in the 1999 EVS and shows that
and, in almost every country, higher among the there are big differences of religiosity between
younger generation than others. Communism countries. He distinguishes a first group of

Table 22.11 Belief that God is important in one’s life (from 8 to 10


positions) by birth cohort (EVS, 9 comparable Western European countries)
1990 1999
From 1973 to 1981 – 21
From 1964 to 1972 19 27
From 1955 to 1963 22 28
From 1946 to 1954 25 33
From 1937 to 1945 34 42
From 1928 to 1936 41 45
From 1919 to 1927 48 48
From 1910 to 1918 61 –
Mean 32 33
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484 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Table 22.12 Dimensions of religiosity, for young and old people, in Central and Eastern European countries (EVS, 1999)

Poland Croatia Lithuania Slovakia Slovenia Latvia


60 60 60 60 60 60
18 29 and + 18 29 and + 18 29 and + 18 29 and + 18 29 and + 18 29 and +
A religious person 91 95 75 85 62 92 69 90 60 76 65 79
Catholic 91 95 83 87 68 84 55 74 61 81 18 23
Protestant 3 1 1 0 2 2 9 17 1 2 12 30
Orthodox 0 1 0 0 1 7 1 1 3 1 12 20
Do not belong 6 2 15 9 29 5 34 8 35 17 56 26
Services once a month 74 84 46 58 17 65 41 67 24 44 11 22
Moment of prayer 82 90 68 80 46 82 55 81 38 63 61 65
God scale: strong 73 87 39 55 33 78 31 64 11 38 14 30
Church scale: strong 32 62 30 54 23 67 35 64 20 39 21 35
Life after death 76 76 62 52 46 78 52 69 34 34 38 35
Reincarnation 26 12 26 10 30 26 19 11 26 6 35 18
Telepathy 41 22 41 21 50 32 38 23 32 15 50 31
Lucky charms (mean) 7.1 8.1 3.9 3.8 4.5 3.1 3.9 3.3 3.8 2.7 5.3 4.1
Interpretation: 91% of Poles from 18 to 29 years old say they are a religious person.

countries where the return of religion is people between 1990 and 1999, we should not
currently stronger. They are countries that had forget that powerful generational differences
experienced the most thorough anti-religious could be seen in 1999 – just as in Western
repression. Thus, Latvia, Estonia, Russia, Europe. With reference to the traditional indica-
Ukraine, Belarus and Bulgaria display rates tors of religiosity, young people were clearly less
of religious practice today that are higher religious than older people. Table 22.12 puts the
than when the respondents were 12 years old, phenomenon in a clear light by contrasting the
but these rates remain generally weak (except 18 to 29 year olds to those of 60 years and over
in Belarus and Bulgaria). The distinctive in the three groups of countries (Catholic tra-
characteristic of a second group of countries is dition, mixed, Orthodox – arranged from the
that their industrialisation and secularisation most to the least religious). The subjective feel-
have a long history (Czech Republic, Hungary, ing of being religious is often noticeably
Slovenia – even Slovakia). In spite of a ten- weaker among the 18 to 29 year olds except in
dency towards the revitalisation of religion in the very religious Poland and, by contrast, in
the 1980s, the level of religiosity there is rather the quite secularised Ukraine.35 The percent-
moderate (and even very low in the Czech age of people saying that they belong to no
Republic). Secularisation seems to have actu- faith is greater among young people in every
ally occurred along with the rapid modernisa- country except, again, in Poland and Romania.
tion of the 1990s; and on average, people’s It reaches a record high level in Estonia (86
religious practice is lower than when they per cent) and in the Czech Republic (80
were 12 years old. Finally, in countries where per cent). Attendance at religious services at least
religion was most firmly anchored in society once a month is also less common in the younger
and was one with national identity (as in generations. It drops by 10 points among
Poland, Lithuania, Croatia and Romania), young Poles but plummets by 48 points in
religion provided a powerful support for resist- Lithuania. Only in Bulgaria, where Orthodox
ance to communism; and religiosity declined practice is close to the average, does the rate of
less under communism. Religiosity remains attendance at services hold up. Prayer, medita-
strong, and there is not much difference between tion or contemplation – which could be part of
the respondents’ level of religious practice at Christian practices but also of a wide range of
the age of 12 and today. diverse spiritualities – is equally weaker among
Without denying that quite a lot of indica- young people (except in Latvia). The scale of
tors of religion went up, especially among young beliefs in God (constructed as previously
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CROSS-NATIONAL COMPARISONS OF INDIVIDUAL RELIGIOSITY 485

Czech
Hungary Estonia Republic Romania Bulgaria Russia Ukraine
60 60 60 60 60 60 60
18 29 and + 18 29 and + 18 29 and + 18 29 and + 18 29 and + 18 29 and + 18 29 and +
46 78 28 53 32 58 75 88 38 64 58 72 67 72
33 51 0 1 14 49 9 7 0 0 0 0 1 1
9 24 8 25 4 7 2 2 1 1 1 0 4 1
0 1 5 12 0 0 85 87 51 74 38 62 35 53
58 24 86 61 80 43 3 3 39 16 57 34 52 37
10 30 5 22 9 24 34 59 23 25 7 14 12 22
45 79 41 60 33 51 87 97 30 48 25 51 40 57
23 53 9 24 9 25 54 67 24 38 20 40 31 48
15 42 11 26 9 28 49 66 14 22 26 42 28 47
34 34 31 22 40 32 63 46 33 34 36 27 35 28
27 11 39 15 30 8 25 10 35 16 35 16 28 14
48 28 45 34 69 48 59 28 37 19 54 22 49 22
3.1 1.8 4.4 3.3 4.1 2.9 6.5 7.6 2.9 1.7 4.0 3.3 4.0 2.6

explained for Western Europe) brings the same This is a new type of belief which may fit
linkage to light. Beliefs in God are decidedly together with widely differing experiences
lower among young people in all countries. and may claim to be scientifically proven or
The scale of trust in churches also varies widely provable eventually. The belief that a lucky
by generation. And even in the very Catholic charm like a mascot or a talisman can help or
Poland the church appears to come in for crit- protect people, in the form of a scale from
icism and not to be regarded by young people 1 (total non-belief) to 10 (strongest belief),
as responsive to the different needs of the pop- is also more common among young people in
ulation. On all the previous indicators, the same 11 out of the 13 countries. The most notable
pattern emerges: young people seem much less exception occurs in the very Catholic country
religious than their elders. Having become of Poland, which seems highly receptive to this
adults after the collapse of communist regimes popular belief and where elderly people seem
and being socialised in a context of democratic to believe in lucky charms even more than
transition, of openings to the West, of return to young people.
religious freedoms and sometimes to national As for Western Europe, the overall impres-
traditions of the past – despite all that, young sion is that religious belief is shifting and being
people still have not re-discovered strong reli- loosely re-structured. Development is strong
giosity. Although they are sometimes a little among these beliefs that have weak links with
more religious than the young people of 1990, the world of Christianity and are in some cases
they are much less so than the older generations. borrowed from rival worlds, from the Asian
However, a few indicators – the same as for world, from para-scientific or popular worlds –
Western Europe – display a different pattern of more as possibilities than certainties.
relations. In 11 of the 13 countries, young
people believe in life after death as much as,
or more than, their elders. They also believe
FINALLY, HOW TO EXPLAIN
markedly more in reincarnation, showing
DIFFERENCES IN RELIGIOSITY?
levels of belief equivalent to belief in life after
death in countries with weak religiosity. Belief
in telepathy is also very common among young Of course, it is possible to offer explanations in
people, reaching as high as 69 per cent among terms of the level of economic development.
young Czechs who are nevertheless at a con- The argument would be that the economic
siderable remove from the worlds of religion. modernisation of a country would undermine
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486 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

the foundations of the religious world and that to religions and their exclusion from the
the institutions and systems of traditional public sphere were particularly severe in
beliefs would not manage to survive in this con- France, and this may help to explain the pow-
text. And religion itself would become problem- erful secularisation of this Catholic country.
atic in a modernised world. Considerable of By contrast, the majority religious institution
empirical evidence can obviously be found to in some countries embodies the national
support this thesis: for example, the low level of sentiment and can have more or less institu-
religiosity in the highly developed North of tionalised relations with the state. But that
Europe and the relative preservation of reli- was accompanied by powerful secularisation in
gious traditions in certain less developed coun- the Nordic countries, whereas in Greece the
tries of Europe such as Catholic Portugal and Orthodox tradition has managed to hold its
Orthodox Greece. But a large number of own. The type of Christianity that has devel-
counter-examples come to mind. Thus, Italy oped in each country has probably shaped the
has undergone a lot of development, but reli- decline of traditional religions as well as
giosity there remains strong and may even be the type of religious restructuring. Traditional
growing among young people. Austria enjoys religiosity seems better able to hold steady in
a level of development comparable with that Catholic and Orthodox countries – just as
of Germany but is much more religious. In much in the West as in the East of Europe –
Central Europe, Slovenia is relatively developed than in Protestant countries. And obviously,
but has kept a fairly high level of religiosity. the type of Protestantisms and of Catholicisms
And obviously, the United States has often been must also be borne in mind, since each
put forward – and rightly so – as a case to chal- Christian religion can play the card of being
lenge the thesis that modernity is necessarily open to the world or, on the other hand, of
unfavourable to religion. In fact, it is clear that being closed in on its traditional forms. The
a country’s economic transformation progres- forms and rhythms of modernisation may also
sively modifies individuals’ value systems; and have effects on religiosity. The modernising
it is also possible that existing value systems can revolution of Canada in the 1960s or of Spain
promote or slow down a country’s economic in the 1980s following a democratic process of
development. There is nothing mechanical or transition, helps us to understand the process
automatic about these processes. of very rapid secularisation.
In its confrontation with modernity, religion –
like all value systems – is undergoing restruc-
turing. The values of individualisation are
making advances everywhere and undermin- NOTES
ing traditional systems of thought. Institutional
religion is finding it really hard to hold its ∗ Many thanks to James A. Beckford for the very effec-
tive translation of this text.
ground because individuals want to define
1. Emile Durkheim produced a theory for explaining
themselves and they claim their originality. the social by the social. The suicidal character of a society
But the opportunities for diversity, originality, is basically explained by the strength of the social bonds
restructuring and tinkering with religion are that hold individuals together. See Durkheim 1895, 1897.
extensive. 2. Durkheim compared ‘ecological’ statistics (i.e. for
the entire collectivity) rather than rates for individuals. But
This general movement of potentially
he sometimes drew conclusions about individuals from the
restructuring religion takes different forms collective rates. For example, he knew that the suicide rate
in accordance with each country’s history and was higher in the Swiss cantons where Protestants formed a
cultural traditions, which, overall, have a majority than where Catholics were in the majority, so he
stronger determining effect on religion than inferred that more Protestants than Catholics take their
own life. But this is debatable. There is always a risk of com-
does the level of economic development. There
mitting the ‘ecological fallacy’. See Robinson 1950. Isambert
is a good fit between each country and its 1973 showed that Protestant cantons were also more likely
history and tradition of relations between reli- to be urbanised and that the explanation could lie in this
gious institutions and the state. Opposition phenomenon rather than in religion itself.
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CROSS-NATIONAL COMPARISONS OF INDIVIDUAL RELIGIOSITY 487

3. Alexis de Tocqueville, for example, wrote: ‘In every 14. Religious pluralism is much more advanced in the
case, at the head of any new undertaking, where in France USA, where the image of a flourishing competitive
you would find the government or in England some terri- religious market is often brought to mind. Everyone is
torial magnate, in the United States you are sure to find an supposed to choose his or her religion and to change it in
association’ (1969 [1840]: 513). accordance with changes in what is on offer from religious
4. There are some very good national surveys but they groups, whilst demand is assumed to be nearly constant.
tend to use country-specific questionnaires which are not See Stark and Bainbridge 1985; Iannaccone 1988, Social
therefore comparable. In the case of Switzerland, for exam- Compass 2006. The findings from quantitative American
ple, there are the two volumes edited by Roland Campiche surveys show that younger generations are less religious
1992 and 2004; for France, Michelat, Potel, Sutter and than older ones, just as in all European countries. Like
Maître 1991 present the findings of a survey in 1986; and Ireland and Poland, the USA is still very religious but likely
the findings of a survey in 1994 are available in Michelat, to experience some decline. On the puzzle of secularisa-
Potel and Sutter 2003. tion in the United States and Western Europe, see Norris
5. The first wave of the World Values Survey took and Inglehart 2004.
place in 1981–1983, then in 1990–1991, in 1995–1997 and 15. Davie 2002 reckons that religion is often considered
in 1999–2000. See Inglehart 2004 for the recent data anti-modern in Europe, while modernity actually makes
incorporating countries from the world and European the spread of diversity, especially religious diversity,
surveys. Comparative sociological interpretations can be possible.
found in Inglehart 2003 and Norris and Inglehart, 2004. 16. As the importance of God in one’s life is on a
6. Several articles in Research in the Social Scientific scale of 10, from 1 (‘not at all important’) to 10 (‘very
Study of Religion 13, 2003 report findings from the RAMP important’), the scores for the yes or no question and
project. See also Billiet et al. 2003. the question offering one of four positions have been
7. See Lambert 1991. inverted so that the calculation makes sense. They have
8. An analysis of the 1998 ISSP survey in Western also been recoded to give them more or less equal
Europe showed that strong involvement in Christianity – weighting in the scale. The scale goes up to 26 for the most
regardless of whether it was Catholicism or Protestantism believing (10 on the importance of God, 8 on belief in
– led people to adopt a system of values that was very God, and 8 again on a personal God). Once the scale has
different from that of people with no religion. See Bréchon been constructed like this it is then re-worked in order
2002b. to identify the following three major categories: weak
9. ‘Independently of whether you go to church or (up to 10), medium (from 11 to 22) and strong (from 23
not, would you say that you are a religious person, not a to 26) believers.
religious person, a convinced atheist?’. 17. Here again, addition of scores is the basis for the
10. Heaven and hell have very often figured in pictorial scale, with attendance at services going from 1 to 8, and the
representations, but this is less true of sin – except around intensity of prayer from 1 to 7, and the fact of praying or
original sin. Sin is an abstract notion and is difficult to meditating – a yes or no question – being scored 3 for
define. These three questions (about belief in hell, heaven yes and 6 for no. So, the scale goes from 5 to 21. It is
or sin) are open to critical discussion both for being re-structured into four categories: from 5 to 8 for strong
dichotomous and for the lack of precision in the belief in practice, 9 to 13, 14 to 19, and finally 20 to 21 for virtually
question. Nevertheless, strong statistical associations no practice.
between the three variables suggest that all three of them 18. There are three positions for the feeling of being
belong to the world of Christian ideas. religious, four for the importance of religion in life, and
11. Owing to the various meanings of ‘reincarnation’ two for strength or comfort from religion. The scale, which
and its possible confusion with the resurrection of the dead goes from 3 to 9, is re-structured into three categories of
among certain Christians (according to earlier surveys), ‘strong’ (3–4), ‘moderate’ (5–7) and ‘weak’ (8–9) religious
the wording of the question was made more precise in feeling.
1999: ‘Do you believe in reincarnation, that we are born 19. The scale is based on five indicators: ‘to have a great
into this world again?’. deal or quite a lot of trust in the church’, ‘to think that your
12. If respondents report that they believe in telepathy, church (or ‘the’ churches, for those who do not belong
it normally means that they know what it is. This term to any) is (are) giving adequate answers to the moral
refers to the transmission of thought and the possibility of problems and needs of individuals’, ‘the problem of family
communicating between people at a distance. The religious life’, ‘people’s spiritual needs’, and ‘the social problems
dimension of this term can be stronger or weaker. facing our country today’. People giving 4 or 5 positive
13. It is very difficult to compare data from the United answers are categorised as displaying lots of trust; 1 to 3 as
Kingdom with those of other European countries as far as qualified trust; and 0 as no trust at all.
belonging to a faith is concerned since this country does not 20. This is not incompatible with individual changes of
include in its 1999 questionnaire the filter question ‘Do you religious orientation which either make up for each other
belong to a religious denomination?’ before asking what or, because of their weakness, allow the specificity of each
religion the respondent belongs to. It is well known that this generation to survive.
lack of a filter has the effect of reducing the number of 21. Michelat 1990 has often shown, for France, that
people who say they do not belong to any religion. the degree of integration in Catholicism – ranging from
22-Beckford_Ch22 9/3/07 2:29 PM Page 488

488 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

regularly practising Catholic to ‘no religion’ – amounted to young people but it is decidedly lower than for older
a valid synthetic variable. This dimension, even today, is generations.
still the one that best explains voting behaviour in France. 33. This question has existed since 1981, but there was
This indicator of religious practice is actually an indirect a very high and unexplained number of ‘no answer’
measure of the strength of integration in a religious responses in the first wave (18 per cent in 1981 but only
worldview. 2 per cent in 1990). These ‘no answer’ responses often
22. The rule of weekly attendance is regularly repeated come from elderly people and Catholics. It does not seem
in Roman documents, and still appears in 2005 in the possible to compare this question on the three dates.
Compendium of the Catechism of the Catholic Church 34. Concerning Russia, see Agadjanian 2006.
with a preface by Pope Benedict XVI. But in several European 35. Ukraine is a country where Orthodoxy is deeply
countries, this norm nowadays receives much less emphasis divided. Powerful religious competitiveness does not seem
from clergy and bishops than some decades ago. to promote much religious vitality. The divisions are often
23. The ten indicators are: attendance at religious politico-religious between the Ukrainian Orthodox
services at least once a month; being a member of a Church of the Kiev Patriarchate, the Ukrainian Orthodox
religious organisation; taking time for prayer, meditation Church of the Moscow Patriarchate, the Autocephalous
or contemplation; praying to God at least once a week; Ukrainian Orthodox Church and the Ukrainian Uniate
defining oneself as a religious person; saying that religion Church.
is very, or quite, important in one’s life; saying that one
finds strength and comfort in religion; finding God
important in one’s life (with 8 to 10 points on a scale
of 10); belief in a personal God or a vital force; and belief REFERENCES
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categorised as having ‘weak’ religiosity; those with scores
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25. Using data from the 1990 EVS I constructed a of Europe’, in What Europe thinks? A Study of
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23
Rethinking the Relationship
Between Ethnicity and Religion

PETER KIVISTO

Given the growing ethnic and religious diversity features of the present moment, we are indeed
of the advanced industrial nations, it is not presented with, as Robert Wuthnow (2004)
surprising that sociologists of religion have in puts it, ‘the challenge of diversity.’
recent years become increasingly interested In this chapter, I will argue that there is a need
in exploring once again the intersections of to rearticulate the sociology of religion’s
ethnicity and religion in an era of globalization. commonly employed ideal-typical formulation
The consequence of the mass migration of of the relationship between ethnicity and
people from the nations of the South and East religion. In making this case, two recent
to those of the North and West, the salience of developments are of particular relevance to
this topic has stimulated a substantial expan- that task, R. Stephen Warner’s (1993) ‘new
sion of research agendas by both sociologists paradigm’ for the study of religion and more
of religion and immigration studies scholars. broadly construed empirical and theoretical
The relationship between these two modes trends in immigration studies. In addition, the
of identity and communal affiliation is not a relevance of Rogers Brubaker’s (2004) idea of
new topic in the field, and as a result, today’s ‘ethnicity without groups’ for this task will be
researchers are able to build on a tradition of examined. What follows, then, represents an
empirical inquiry and conceptual developments effort to both take stock of how sociologists
deriving from both the sociology of religion have framed the relationship and an indica-
and from ethnic and immigration studies. This tion of what I consider to be some of the key
is particularly the case in the United States, empirical lacunae and conceptual issues that
where considerable attention in the past has ought to be considered in the future.
been devoted to the religion of immigrants Before proceeding, the following points are
during the last great migratory wave, as well helpful in explaining the particular path taken
as to the religion of the black descendants of herein. First, as will quickly become clear, the
slaves. At the same time, given certain limita- United States is the primary geographic focus.
tions to the lessons that can be learned from There are a few reasons for this, including
past efforts and due to some of the novel the fact that this is the literature I know best
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RETHINKING THE RELATIONSHIP BETWEEN ETHNICITY AND RELIGION 491

and simply due to the fact that the number of


CONCEPTUALIZING AND PROBLEMATIZING
articles and books produced in recent years
THE SUBJECT
in this single nation has grown dramatically.
However, there is another reason as well: it is
my sense that much of the development of Before turning to an examination of recent
contemporary research agendas and theoretical research on immigrant religions, it is necessary
work has occurred in the US, for better or worse to first enter into a discussion of the ways that
given the enduring question about whether or the connections between ethnicity and religion
not we ought to frame the American experience have been conceptualized in the past. According
in terms of exceptionalism. to both Nathan Glazer and Daniel Patrick
Second, the bulk of the discussion focuses Moynihan in the introduction to their edited
on immigrant groups. Such groups, obviously, volume Ethnicity (1975: 1) and Werner Sollors
do not constitute all ethnic groups. Rather, in Beyond Ethnicity (1986: 21–4), the term
they are but one of a subset of various ethnic ethnicity is of rather recent vintage. Sollors
groups (Kivisto and Ng 2005: 29–41). The contends that it became part of the language
other subsets include indigenous peoples of sociology only with the appearance of
(e.g., First Nations Peoples in Canada and W. Lloyd Warner’s Yankee City series, the classic
Aboriginals in Australia), ethno-national study of Newburyport, Massachusetts, that
groups (e.g., Scots in the United Kingdom and inquired into the processes of adjustment and
Basques in Spain), and the involuntary migrants absorption of the second- and third-generation
caught up generations ago in the international offspring of immigrants who arrived between
slave trade (i.e., African Americans). the last two decades of the nineteenth century
The reason for the decision to concentrate and the passage of immigration restriction
on immigrant groups is similar to that sug- legislation in 1924. Not long after the Yankee
gested above in justifying the US focus of the City works appeared Everett C. Hughes (1971
chapter: sociologists of religion have devoted [1948]: 153) characterized the term ‘ethnic
far more attention in recent years to immi- group’ as ‘a colorless catch-all much used by
grant religions than they have to the religions anthropologists and sociologists.’
of these other subsets. For instance, there are But what exactly do the terms ‘ethnic,’
only 52 articles listed in Sociological Abstracts ‘ethnicity,’ and ‘ethnic group’ signify? In fact,
dealing with the religions of indigenous an earlier and oft-quoted formulation derives
peoples, and in the majority of these cases from Weber (1978: 389), who defined ethnic
the articles are concerned with developing groups as ‘those human groups that entertain a
nations. Ethno-nationalism and religion yields subjective belief in their common descent
114 results, primarily focusing on Russia and because of similarities of physical type or of
Eastern Europe, Asia, and Africa. Of the customs or both, or because of memories of
238 results under the rubric African American colonization and migration.’ He goes on to
religion, a majority of the articles are concerned contend that the belief may or may not be
with the social psychological dimension, explor- grounded in ‘an objective blood relationship.’
ing for example, the ability of religious belief to There are three pertinent features to this
reduce levels of stress and to enhance feelings of definition that are worth highlighting. First,
well-being. Many of these articles are concerned the ethnic group is a social construct – and thus
with such phenomena in general terms. not an ascriptive given – that emanates from
Typically, race is used as one of a number of the sentiments and beliefs of its constituent
standard demographic variables to be exam- members. Second, racial groups are construed
ined, with a typical article reporting on differ- as a subset of the ethnic groups. Though more
ences between blacks and whites. In contrast, implicit, to the extent that religious affiliation is
there were 1,017 articles concerned with immi- an aspect of shared customs, religious identi-
gration and religion and a substantial majority ties at least in some instances can be viewed as
of those articles focused specifically on the US. reinforcing ethnic identities. Conceptually, ethnic
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492 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

groups and religious groups can be overlap- not constitute a group; it only facilitates group
ping, intersecting, or unconnected. Third, the formation …’ The sociological question then
emphasis on those claiming group member- becomes, how is group formation facilitated?
ship as the sole arbiters of defining the ethnic Although posed somewhat differently, this
group fails to appreciate the role of others in is the question that Rogers Brubaker (2004; see
imposing group identities on the less powerful also Brubaker 2003; Calhoun 2003) addresses
and more marginalized sectors of a society in his brief on behalf of treating ‘ethnicity
(surprisingly given Weber’s usual attentiveness without groups.’ In making his case, he takes
to power in social relations). aim at two targets: what he calls ‘groupism’
It is common to compare the ethnic group and aspects or versions of the social construc-
to the kinship group. Weber did so (1978: 389) tionist model (though he is himself a social
by contending that, ‘Ethnic membership differs constructionist). Addressing the first of these
from the kinship group precisely by being a targets, the central complaint is that it consti-
presumed identity, not a group with concrete tutes a form of essentialism, one that encour-
social action, like the latter.’ Although this is ages a perspective that treats ethnicity as a
not an entirely transparent claim, one assumes substance or entity rather than in ‘relational,
that the reason for making the comparison processual, dynamic, eventful, and disaggre-
in the first place is because of the assumption gated terms’ (Brubaker 2004: 11). His proposal
that the two types of affiliation bear a family is indebted to the theoretical perspective of
resemblance. This is clearly what E. K. Francis Bourdieu, seeking to replace both a groupist
(1947) thought when he defined the ethnic and an individualistic orientation with a new
group as a subtype of Gemeinschaft groups, analytical vocabulary. In so doing, he aspires
defining it in terms of its involuntary nature to revitalize social constructionism.
and the emotive bonds between members. In order to do so, Brubaker (2004: 64–87)
In so doing, he contended that these two fea- sketches the outline of what it might mean to
tures of the ethnic group mean that, although treat ‘ethnicity as cognition.’ He contends that,
a secondary group, it bears some of the charac- ‘What cognitive perspectives suggest, in short,
teristic features of the most important primary is that race, ethnicity, and nation are not
group, the family. In a somewhat different entities in the world but ways of seeing the
take, Craig Calhoun (1997: 40) has sought to world’ (Brubaker 2004: 81). More specifically,
position the ethnic group in ‘an intermediary he is interested in exploring a topic rooted
position between kinship and nationality.’ in Durkheimian theory, categorization, for
In yet another attempt to construct a parsi- ‘[w]ithout categories, the world would be a
monious definition of the ethnic group that “blooming, buzzing confusion”’ (Brubaker
built on Weber while attending to its problem- 2004: 71). While much of his work is designed
atic features, Christiano et al. (2002: 155) pro- to specify what a research program might look
posed the following formulation: ‘ethnic groups like and whom it might borrow from, he does
are composed of people who are presumed, by make one observation relevant to the topic at
members of the group itself and by outsiders, hand. Referring to the debate within ethnic
to have a shared collective origin and history, studies between primordialists (Geertz 1973;
and a common set of cultural attributes that Shils 1975; van den Berghe 1981) and circum-
serve to establish boundaries between the stantionalists (Glazer and Moynihan 1975;
group and the larger society.’ This definition Gleason 1983), he contends that contrary to the
does not directly address race, but one can use common assumption, they ought to be viewed
this definition to locate racial groups as a as ‘complementary rather than mutually
subset of ethnic groups – or to speak of exclusive’ (Brubaker 2004: 83).
‘racialized ethnicity.’ Left unaddressed is how it At a moment in sociology when social
is that a group becomes a group. This was an constructivism frames this debate, the typical
issue that Weber (1978: 389) was aware of assessment of primordialism is to dismiss
when he noted that ‘ethnic membership does it as yet another instance of essentialism.
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RETHINKING THE RELATIONSHIP BETWEEN ETHNICITY AND RELIGION 493

However, Brubaker cautions, this represents a complicated relationship than the term might
misreading of primordialism. Referring specif- suggest, as the Jewish case attests. Does being a
ically to the seminal work of Geertz (1963), he Jew depend on being a religiously observant
stresses that what is considered to be a primor- Jew, or can an atheist, freethinker, or convert to
dial attachment to the givens of cultural life are Christianity be a Jew. What about individuals
in fact imputed or ‘presumed’ givens by social who convert to Judaism? From Brubaker’s
actors and not by social scientists. As Brubaker perspective, it would be argued that the answer
(2004: 83) sums up, ‘In fact, on the primordial- to the question depends entirely on the claims-
ist account, it is participants, not the analysts, making success of various actors, individual
who are the real primordialists, treating eth- and collective, in the process of advancing
nicity as naturally given and immutable.’ The alternative definitions of the situation in com-
task at hand for future research agendas is to – petition with other claims-makers. As such,
making use of the work of cognitive psycholo- any religio-ethnic label amounts to an ongoing
gists and cognitive anthropologists – begin to accomplishment requiring persistent efforts
understand when and under what circum- aimed at maintaining the connection between
stances participants latch onto ‘the givens’ and religion and ethnicity. In other words, the label
when they abandon or ignore them. is always historically contingent.
Despite Brubaker’s efforts, it is unlikely that Harold Abramson (1980), in an entry on
sociologists will soon abandon the idea of ‘Religion’ in the Harvard Encyclopedia of
ethnic groups. At the very least, it serves as a American Ethnic Groups, made the following
useful shorthand for the constructivist conse- assertion:
quences resulting from the claims-making
Religion becomes a major and consequential reason for
strategies of social actors, those perceived to be the development of ethnicity. The Armenian Orthodox,
within and those without particular ethnic the Chinese Buddhists, the Finnish Lutherans, the
boundaries. The value of Brubaker’s complaint German Jews, the Scottish Presbyterians, the Sephardic
is that it does manage to call attention to Jews, the Southern Baptists, the Spanish-speaking
the fact that ethnicity ought to be perceived Catholics, and the Utah Mormons are only a few of the
groups in which ethnicity and religion are inextricably
as a highly variable and complex phenome- linked.
non subject to historical transmutations and
transformations. Given what Abramson considers to be the
rather broadly conceived linkage between
religion and ethnicity in the American case –
Linking Ethnicity and Religion primarily a consequence of being a settler
nation where a vast majority of the population
This is evident in efforts to categorize the is composed of immigrants and their offspring –
varied ways that ethnicity and religion can be he moves beyond the earlier singular notion
related to each other. Sociologists of ethnicity of religio-ethnic as an adequate concept to
have long referred to some ethnic groups as capture that variability by postulating four
‘religio-ethnic.’ To fall into this category, a types of relationship see Figure 23.1.
group would be defined in such a manner The first type most closely approximates
that its members’ religious identity and ethnic what the original term means. In this type, reli-
affiliation are deeply embedded in each other, gion serves as the ‘major foundation’ of ethnic-
and in combination they serve to define the ity. The examples he cites are Jews, Hutterites,
group (Abramson 1975). Whereas German Amish, and Mormons (Abramson 1980: 869).
immigrants to the United States would not Leave aside the fact that the Mormons are a
be defined as a religio-ethnic group, Jews are suspect example, for it is not clear in what ways
often considered to be the paradigmatic instance they ought to be treated as an ethic group at
of such a group. Other groups that would readily all. What he appears to have in mind is a sense
be included in this categorization are the of ethnic peoplehood inextricably rooted in a
Amish and Hutterites. However, this is a more particular religion.
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494 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

In the second type, ‘a particular ethnic Abramson means the traditional religions of
group may be grounded in a relatively unique Indian tribal units or is thinking about the fact
religion, but one that has a more marked asso- that a sizeable segment of the Native American
ciation with a distinct territory or homeland, population has over time converted to
a particular language, or an evolving sense of Christianity.
nationality’ (Abramson 1980: 870). The exam- As is the case with such typologies, it is
ples cited include Dutch Reformed, the Church designed to offer a snapshot at a particular
of England, the Serbian Orthodox, and Scottish point in time. As such, there is a static quality
Presbyterianism. Implied in the effort to to this schema. It is not capable of capturing
distinguish this type from the preceding one is the changes that have occurred over time.
the assumption that the relationship between Given their derivation, such ideal types are
religion and ethnicity is more historically necessarily historically variable, and as such
circumstantial than is the case for the first when the gap between the ideal and real
type. In other words, the linkage is somewhat become too pronounced, it becomes necessary
looser and more subject to change, particularly to revise or reformulate the type. Religious
to erosion. change during the last half of the past century
The third type is, according to Abramson, has called into question the continuing
the most common. It refers to a situation in utility of these types. Take, for instance,
which a number of distinct ethnic groups share Lutherans. While it is certainly true that
a common religious tradition. This would almost all Lutherans in the United States up
include the Nordic groups and Germans who to the first half of the twentieth century
shaped American Lutheranism, the Irish, could trace their origins to one of the Nordic
Polish, Italian, Mexican, and other groups who countries or to Germany, and even today
are major constituent components of Roman one can detect the significance of the linkage
Catholicism in the United States, black and between ethnic background and Lutheranism,
white Baptists, and more recently the many in fact much has changed. First, outreach
nations that together form the composite efforts to both African Americans and
Islamic population of the nation (Abramson Hispanic and Asian immigrants have resulted
1980: 870). The final type is considered to in increasing the ethnic diversity of the
represent the smallest of the four. Here the denomination (Granquist 2003). However,
relationship is very loose, as religion plays far more significant has been the impact of
a very small and insignificant part in the intermarriage between Nordics or Germans
definition of an ethnic identity. The examples and others of European ancestry. Thus,
pointed to include the Romany, a tiny group the typical Lutheran congregation today
in the United States, and American Indians. looks considerably more pan-European than
The latter can be debated, but it is not clear if in the past.

IDEAL TYPE CHARACTERISTICS EXAMPLE


Ethnic Fusion Powerful linkage Amish

Ethnic Religion
E Ethnicity reinforces Greek Orthodox
religion
Religious Ethnicity Religion shapes ethnicity Irish Catholic

Ethnic Autonomy Weak linkage Romany

Figure 23.1 Summary of the Abramson and Hammond/Warner Typology


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RETHINKING THE RELATIONSHIP BETWEEN ETHNICITY AND RELIGION 495

Adopting and modifying, rather than ethnic switching. Such, of course, is not the case
substantively revisiting, Abramson’s typology, with religious affiliation. Nonetheless, they
Phillip Hammond and Kee Warner (1993) contend that the evidence they bring to bear
attempted to take stock of the ways that the suggests that assimilation and secularization
relationship between religion and ethnicity are mutually reinforcing processes. Moreover,
had been transformed by the end of the last they think that both are occurring in all of the
century. As such they sought to link process to groups they examined, though the rate of
structure. They depicted two processes work- change varies based on whether or not the
ing in tandem to effect a progressive loosening groups are the victims of discriminatory exclu-
of the ties that had heretofore linked religion sion and marginalization. When groups are so
to ethnicity: assimilation and secularization. victimized, the pace of both assimilation and
Contending that both ethnicity and religion secularization is slowed. Finally, they contend
are ‘vulnerable to forces that diminish their that in the future the connection between
social importance,’ they consider assimilation religion and ethnicity will erode, due chiefly to
and secularization to be accurate charac- the fact that as religion increasingly becomes
terizations of parallel declines in salience a matter of individual choice, ‘ethnicity, along
of these two aspects of identity, attributing with other background characteristics, will
both to the advance of individualism in have a declining effect in determining religious
the society at large (Hammond and Warner identity’ (Hammond and Warner 1993: 66).
1993: 56–7). A curious feature of this study is that,
Within this general perspective, they turn despite framing it in terms of the impacts of
to the Abramson typology, giving names to the dual processes of assimilation and secular-
the three types they consider relevant to the ization, in fact there is nothing in the data
American scene (the fourth type, the most that are employed that would permit an
inconsequential in the original formulation, examination of whether or not secularization
is simply ignored). The type wherein religion is occurring. It does address standard measures
is the major foundation of ethnicity is called of assimilation (evidence of mixed versus
‘ethnic fusion.’ Such groups may succeed in single ancestry, in-group or out-group mar-
maintaining the powerful linkage between riage, and a measure of the level of subjective
religion and ethnicity. But they do so at a price, attachment to people from one’s ancestral
which is that the ‘very strength [of the bond] background). However, no similar measures
may keep such groups small and insulated’ are included that could be construed as meas-
(Hammond and Warner 1993: 59). If we exclude uring the relative social significance of religion
Mormons as an inappropriate group for this for respondents. Thus, although the authors
type, what is obvious about these groups can make a case that the role of ethnicity in
(Hutterites, Amish, and Jews) is that they rep- determining religious identity has declined,
resent examples of non-proselytizing religions. they cannot argue on the basis of the data that
As such, they represent a side stream in the religious identity itself has eroded.
larger currents of American religion.
For this reason, Hammond and Warner focus
on the other two types, which they defined Assimilation and the New Paradigm
as ethnic religion (e.g., Greek Orthodox and
Dutch Reformed) and religious ethnicity This raises a critical question: what if assimi-
(e.g., Irish, Italian, and Polish Catholics). They lation is occurring in American society but
note a crucial differentiating characteristic of secularization is not? This is the prospect
ethnic versus religious identity: the former is implicitly raised by R. Stephen Warner (1993)
perceived to be inheritable, while the latter is in his influential essay on the emergence of a new
not. As they point out, although the salience paradigm for the study of American religion,
of ethnicity might erode and even disappear, which coincidentally was published the same
it is unlikely that people would engage in year as the Hammond and Warner article.
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Stressing here (Warner 1993: 1055) and else- in nineteenth-century America the contours
where (Warner 1997, 2005; Lechner 1997) that of the distinctive pattern of American religious
he is sketching out the contours of a paradigm history. Borrowing from the new institutional-
shift and has not yet developed a new theory, ism, he argues that competition between reli-
Warner’s target is the old secularization para- gious groups seeking their market share in an
digm that he associates in particular with the essentially laissez-faire contest that stimulates
early work of Peter Berger (1967, 1970). innovative responses to societal change rep-
Warner is, of course, not the first person to resents an ‘institutionally specific cultural
critique secularization theory (Hadden 1987). system’ (Friedland and Alford 1991: 234). Such
Nor is he the first to search for a new model, a system creates a ‘social space for cultural
for rational choice theorists have earlier made pluralism’ (Warner 1993: 1058).
their case (Bainbridge and Stark 1984; Finke and In this regard, Warner (2005: 109) has
Stark 1988; Iannaccone 1992) for an approach recently suggested that his take on the new par-
to religion modeled after economic markets. adigm bears a family resemblance to rational
In Warner’s critique of the old paradigm, he choice theory, but ought not to be confused
makes two central points. First, it is predicated with it. He seeks to correct those who in his
on a perspective that is chiefly psychological estimation have misread his essay and so
and cultural in character (see also, Hirschman concluded (Christiano et al. 2002: 42). At the
2004). Inasmuch as this is the case, it is insuffi- same time, he does not seek to replace, but to
ciently attentive to institutional analysis. complement rational choice. His idea of a plu-
Second, although it purports to offer a general ralistic religious market speaks to the supply
theory of religion, in fact it reflects the side of the equation, and here the insights
European biases of its proponents, who have of a rational choice perspective are germane.
tended to be of European origin and who However, he is not convinced, in contrast to
have implicitly treated religious change in figures such as Stark and Finke (2000) and
Europe as a synecdoche for change elsewhere, Iannaccone (1990), that rational choice theory
or at least everywhere that modernization can adequately address the demand side of the
was occurring (Warner 1993: 1046; see also equation.
Christiano et al. 2002: 67–8). In contrast, To address this issue, Warner has recently
the new paradigm, despite other differences proposed introducing the concept of ambiva-
among those whom he sees as advocates for lence into the new paradigm, borrowing from
an alternative to the old, places a premium on Smelser (1998: 5), who employs a Freudian-
institutional analysis. In Warner’s formulation, inspired conceptualization of the term that
the paradigm is intended to lay the ground- treats it as an affective state characterized by
work for constructing a theory of American holding simultaneously two opposed emotions
religion rather than a general theory of religion. toward an object: attraction and repulsion,
Warner advocates, in effect, what Merton long love and hate. Ambivalence is at the root of
ago called middle-range theory. obsessive/compulsive disorders, but it is also
The key to the new paradigm, he contends, evident where no obvious pathology is present.
is not, as some of the above-noted figures In particular, situations of dependency are sites
might propose, an economic model. Rather, for the generation of ambivalence, with the
the new paradigm is defined ‘by the idea that child/parent relationship being the most obvi-
disestablishment is the norm’ (Warner 1993: ous and universal example. Smelser (1998: 6)
1053). That being said, the idea of the market writes that, ‘Because ambivalence is such a
is relevant to the paradigm. Warner views the powerful, persistent, unresolvable, volatile,
‘sacred canopy’ framework of the old paradigm generalizable, and anxiety-provoking feature
as being shaped by the idea of religious monopoly of the human condition, people defend against
that structured European history from experiencing it in many ways.’ Turning to
Constantine forward. In contrast, the new Freud’s summary of the options people have
paradigm sees in the Second Great Awakening available to them, Smelser identifies the
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RETHINKING THE RELATIONSHIP BETWEEN ETHNICITY AND RELIGION 497

following potential responses: repression, methodological assistance provided by Judith


reversion, displacement, projection, and split- Wittner (Warner and Wittner 1998). This
ting. Referring to Albert Hirschman’s (1970) project sought to reflect something of the
work, Smelser notes that actors can respond to diversity of the new immigrants’ religious
their ambivalent relationships in three ways: by identities. Thus, it included immigrant faiths
exit (which stresses the negative side of ambiva- that existed within the parameters of the
lence), loyalty (which represses the negative Protestant-Catholic-Jewish religious pantheon
side), and voice (which seeks to steer a middle described in the 1950s by Will Herberg (1955),
course between the positive and negative). including Mayan Catholics, Korean and
One can make three observations about Chinese Protestants, Mexican Pentecostals,
importing ambivalence into the new paradigm. and Iranian Jews. However, it also included
First, Warner is supplementing the institutional adherents to major world religions that had only
focus of the original formulation with a psy- a limited historical presence in the U.S, such
chological underpinning. In doing so, he as Indian Hindus and a multi-ethnic Muslim
makes a move that draws him closer to the old congregation. Moreover, it also included prac-
paradigm, which he had criticized for being titioners of new religious movements such as
insufficiently sociological because it stressed Rastafarians from Jamaica and syncretistic
psychological factors impacting religion. Second, Haitians committed to both Vodou and
the paradigm has shifted from a case on behalf Catholicism.
of American exceptionalism, which necessarily This research program was followed by
makes it something other than a general theory similar comparative projects, such as the
of religion to one that, at least in part because Religion, Ethnicity and New Immigrants
of the universal nature of ambivalence, moves Research (RENIR) project directed by Helen
beyond the specificities of the American Rose Ebaugh and Janet Saltzman Chafetz
experience. Third, Warner does not make a (2000). Unlike the NEICP study, where the
move from a psychoanalytic perspective on case studies were conducted in various locales
ambivalence to a sociological one, ignoring, throughout the country, RENIR was a com-
for example, the approaches of Merton (1976) munity study that focused solely on the
or Levine (1985). He does, however, seek to Houston area. The more recently completed
illustrate the ways that individuals react to project, under the directorship of Karen I.
ambivalence by using examples derived from Leonard et al. (2005) derives its case studies
his research on immigrant religion. from across the nation. Like the Warner and
Wittner study, there is an evident desire to be
as expansive as possible within the confines of
funding and other constraints on the project.
IMMIGRANT RELIGION
In short, these collaborative projects and
similar individual studies have sought to tap
In addition to his role in articulating the new into the growing diversity of the American
paradigm, Warner is one of the most promi- religious scene. In so doing, they have begun
nent sociologists of religion to have advanced to redress the heretofore marginalization of
the study of the post-1965 immigrants and the study of religion in immigration studies
religion (Warner 1998a, 1998b), a topic that he (Kivisto 1993, 1995; Christiano 1991).
turned to during the 1990s but remained an Given that desire to carve out a new research
underdeveloped research area at the time the field, it is useful to consider briefly in what
new paradigm was first formulated (Warner ways and to what extent American religion
1998a). Since then a substantial body of has been transformed due to the arrival of
research has been produced, beginning with the post-1965 immigrants. There are two ways
one of the earliest collaborative projects, the of responding, one that looks at the extent to
New Ethnic and Immigrant Congregations which the new immigrants differ from the
Project (NEICP), directed by Warner with native population and the other at the size of
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498 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

these groups as a percentage of the population Four Recurring Themes


as a whole. According to the findings of the
New Immigrant Survey Pilot (NIS-P), two- With this in mind, what are the major themes
thirds of the new immigrants are Christian. that have been explored by the scholars of the
While this means that a sizeable majority fall new immigrants and religion? Warner (1998a:
within the nation’s traditional religious patterns, 14–27) identifies four themes that structured
this figure also indicates that the new immi- the NEICP project. The first involves the role
grants are less likely to be Christian than the that religion plays in the efforts of immigrants
population at large, where 82 percent report to renegotiate their identities in the process of
being Christian. In addition, the percentage of adjusting to and claiming a place in the land of
immigrant Christians who are Catholic is con- settlement. The second theme, related to the
siderably higher than the general population – first, is that immigrants’ abilities to negotiate
42 percent versus 22 percent (Jasso et al. their identities is predicated on the nature of
2003: 218). the relationship they have with the host society
Members of non-Judeo-Christian religions in general and with religious host communi-
are four times larger among the ranks of the ties in particular. Thus, some immigrants seek
new immigrants than among the native born, to embrace while others seek to distance them-
and they are slightly more inclined to report selves from their ‘proximal host’ (a concept
no religious preferences (Jasso et al. 2003: 218). Warner borrows from Mittelberg and Waters
While becoming proportionally larger, these 1992). The third theme is that immigrant reli-
groups began with very small numbers and gions typically involve institutional reframing
thus despite substantial growth they remain a such that the religious institutions from the
very small percentage of the overall population. homeland are recast in the congregational mold
Thus, although there were three to four times characteristic of the disestablishment pattern
more members of non-traditional faiths in the deeply embedded in American religious history.
US at the end of the last century compared to Warner distinguishes the congregational form
1970, they constitute less than 3 percent of the from two other types of church polity, the
total population (Smith 2002a: 582). Within episcopal and presbyterian, defining it as ‘a
this framework, Muslims probably represent local voluntary religious association [emphasis
no more than 1 percent of the population in the original], usually culturally homoge-
(Smith 2002b: 414). neous and often legally constituted as a non-
Despite their relatively small size, the new profit corporation controlled by its laity and
immigrants are in many ways recasting the administered by a professional clergy.’ The
religious landscape. For one thing, immigration religious environment that new immigrants
continues and this means that in the future enter is one in which many religious organiza-
Catholics will likely continue to arrive in larger tions have over the course of time adopted the
numbers than Protestants, while non-traditional congregational form, including Presbyterians and
religions will also continue to grow. Moreover, Catholics among Christian groups, and among
given the concentrations of the new immi- non-Christians by Jews (Warner 1998a: 21).
grants in certain states and major cities, their The fourth theme concerns issues related to
impact is also concentrated. The bottom line is the internal differentiation within congrega-
that, contrary to the somewhat misleading title tions. Two topics in particular have constituted
of Diana Eck’s (2001) book, the nation has not the primary foci of research agendas: the redefi-
changed from being a ‘Christian country’ to nition of gender roles and generational
becoming ‘the world’s most religiously diverse change. All of these themes are concerned –
nation.’ Rather, it simultaneously remains a implicitly or explicitly – with the ways in
predominantly (though slightly less so) Christian which and the extent to which immigrant
nation and has become an even more religiously groups become incorporated into the larger
pluralistic society. society’s mainstream (Alba and Nee 2003).
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RETHINKING THE RELATIONSHIP BETWEEN ETHNICITY AND RELIGION 499

An examination of the programmatic significantly – the willingness to move from


overviews of other collaborative projects or ethnic religions organizations to panethnic or
edited collections on immigrant religions cosmopolitan ones.
reveals that these are recurring themes, even if
not articulated in quite the same terms (Orsi
1999; Yoo 1999; Ebaugh and Chafetz 2000; Religion and Transnational Migration
Kwon et al. 2001; Min and Kim 2002; Haddad
et al. 2003; Carnes and Yang 2004; Leonard Recently an additional theme has been intro-
et al. 2005). At the same time, these themes have duced in the study of immigrant religion:
been further refined and elaborated. This is transnationalism. Given the centrality at the
evident in the Fenggang Yang and Helen Rose moment of the term in immigration studies
Ebaugh’s (2001) survey of recent research. They in general and increasingly in research on
illustrate, for instance, the widespread agree- immigrant religion in particular, it merits
ment with Warner about the centrality of the sustained attention. Transnationalism is a term
congregational form, pointing to research that that began to be applied to immigration stud-
has studied such aspects of this institutional ies in the early 1990s, initially at the initiative
type as its structural characteristics, its volun- of cultural anthropologists Nina Glick Schiller
tary nature, the role of lay leadership, the expan- and associates (Basch et al. 1994; Glick Schiller
sion of services to members, the emergence of et al. 1995; Glick Schiller 1997, 1999), but
organizational networks, and the adaptation of further developed and refined by others, in
rituals to a congregational format. They also particular by sociologist Alejandro Portes
point to the fact that the levels of financial, (1996a,b, 1998; Portes et al. 1999) and
social, and human capital immigrants possess political scientist Thomas Faist (1998, 2000).
and the nature of the reception they receive Transnationalism refers to ‘the processes by
from the host society are crucial variables in which immigrants forge and sustain multi-
determining their location in American society stranded relations that link together their
either in the mainstream or on the margins. societies of origin and settlement’ (Basch et al.
At the same time, Yang and Ebaugh (2001: 1994: 7), which means that transnational
278–81) identify two other research themes immigrants ‘live aspects of their social, eco-
not evident in Warner’s formulation. The first nomic, and political lives in at least two
involves what they term ‘returning to theolog- settings’ (Levitt 2003: 850).
ical foundations,’ which they contend is a In some of its earliest formulations, it was
pervasive response to the multicultural character presumed that due to new communication
of American society. The returning to roots can technologies and advanced modes of travel,
take various forms, ranging from an inward transnationalism served to distinguish contem-
rejection of ‘the world’ and an affirmation of porary immigrants from those in the past;
an insular conservatism (and in this regard, today’s immigrants were transnational while
being akin to fundamentalism) to a more self- immigrants in the past quickly severed their
reflexive casting off or purging of a theological homeland ties. Second, it was assumed that
system from various historically-grounded transnationalism was a widespread phenome-
cultural practices that are deemed to be non among immigrant groups. Finally, it was
non-essential to the core tenets of the faith. The claimed that transnational ties were likely to
second topic Yang and Ebaugh (2001: 281–83) persist over time and across generations. All
address is ‘including other peoples,’ by which three of these assumptions have been challenged
they mean the shift from ethnically exclusive on empirical and conceptual grounds, and in
religions to more universalistic ones. While this the process transnationalism is now generally
might mean the inclusion of native-born seen as one possible mode of immigrant
Americans into non-traditional religions such incorporation that applies to some but not
as Buddhism or Islam, it also means – more all immigrants. Moreover, it may be far more
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500 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

temporally limited than first imagined, with the new homeland in an effort to counter the
some suspecting that it is primarily a phenom- alienating, or uprooting, character of the migra-
enon of the immigrant generation (Foner tion experience. Codified in particular by the
2000; Kivisto 2001, 2003; Morawska 2001; highly influential works of Oscar Handlin (1952)
Waldinger and Fitzgerald 2004). and Will Herberg (1955), a substantial body of
Distinguishing three types of transnational- literature on the last great migratory wave in
ism – economic, political, and sociocultural – the US emerged that treated religion in terms
Portes and his associates have conducted the of its capacity to provide psychological com-
most empirically rigorous examinations of the pensation for individuals living in an alien,
scope and range of the first two types. In confusing, and often hostile world (Hirschman
the case of economic transnationalism, they have 2004). One way of preserving the particularis-
concluded that the proportion of new immi- tic, generally ethnic, character of a religious
grants who can be classified as transnational heritage was to bring religious leaders from
entrepreneurs probably does not exceed 3 per- the homeland to the immigrant community.
cent (Portes et al. 2002). While the number Perhaps the paradigmatic instance of this
of transnational labor migrants is no doubt practice were the Irish, who imported large
considerably higher, at the moment we do not numbers of priests and nuns from Ireland,
have a good read on the number of workers thereby making it possible to not only create a
who divide their work lives between two or Catholic presence in the US that was con-
more nations, but it is clearly more likely for structed in the image of the Church in Ireland,
Mexicans and some immigrants from the but also to achieve a position of hegemony
Caribbean than for Asian-origin migrants. within the American Catholic community
In the case of political transnationalism, (often to the dismay of other Catholic groups,
Guarnizo et al. (2003) deflate the claim that particularly the Poles and the Italians). There
such border-crossing activities are widespread is often a one-way quality to this process of
and growing. In fact, only a small minority transplantation.
of contemporary immigrants regularly engage Although there is abundant evidence to
in transnational political activities. This is suggest that immigrants in the past did what
true despite the dramatic increase in dual they could to remain connected with the
citizenship (Kivisto and Faist 2007). In both homeland, this was often difficult. In the first
instances, there is no attempt to deny the place, limited resources conspired against it,
significance of transnationalism, but rather along with the inherent limitations of existing
to locate it in terms of complex modes of modes of communication (the letter being
immigrant incorporation. the chief vehicle) and transportation. However,
Religious transnationalism as a critical there was another factor making ongoing
aspect of sociocultural transnationalism has involvement with the homeland difficult.
only recently begun to receive the scholarly Elites, political and cultural, tended to be
attention that it merits. As Levitt (2003: 849) quite hostile to emigrants, who were depicted
observes, there are two ways that one can speak as traitors to the homeland. This included
about religious transnationalism, one involv- religious elites. The net result was that the
ing immigrants and the other concerned with movement of religious cultures was essentially
‘the ways in which global or world religions a one-way street, from the homeland to the
create a transnational civil society that chal- land of settlement. Given the limitations of
lenges nation-states and security interests as the capacity to draw on the resources and even
they have been traditionally understood.’ Of the memories of the homeland over time, the
course, in concrete instances, these two modes result was that the linkages between religion
of religious transnationalism can often be and ethnic ancestry loosened, particularly for
expected to be intertwined (Levitt 2004). the second generation and beyond, Marcus Lee
Members of the immigrant generation often Hansen’s (1938) claim about third generation
seek to transplant their religious heritages in return notwithstanding.
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RETHINKING THE RELATIONSHIP BETWEEN ETHNICITY AND RELIGION 501

Much has changed between the last migra- embraced earlier by the immigrant enclave
tory wave and the present one, and it is for this in Boston. These are but a few of the products
reason that the idea of transnational religion is of research projects that have used the transna-
beginning to receive attention. Among the key tional paradigm to explore the interplay between
features of today’s immigrants is the fact that origins and destinations in shaping the religious
they are able to stay in touch with those who identities, practices, and institutions of both
remained behind, chiefly due to phone cards migrants and non-migrants alike (see also,
and relatively cheap telephone costs and the Vertovec 1997; Peterson et al. 2001; Ebaugh and
internet. They are also able to take advantage Chafetz 2002; McAlister 2002; Ebaugh 2004;
of improved and generally affordable trans- Kurien 2004).
portation systems, ranging from cheap airfares Scholars of late nineteenth and early twen-
to distant lands to chartered buses in the case tieth century immigrants have paid relatively
of immigrants from Mexico. In addition, little attention to the transnational character of
religious elites in the homeland are no longer immigrant religion. However, as with other
inclined to be hostile to emigrants, but instead forms of transnationalism, there is no reason
often attempt to facilitate ongoing contacts to conclude that it was absent. Rather, one can
(Fitzgerald 2004). For their part, the immigrants assume that Ewa Morawska’s (2001: 193)
frequently take an active interest in homeland general characterization of substantial numbers
religious practices and institutions. This can of these immigrants as ‘closet transnationalists’
entail pilgrimages to religious sites in the land is applicable to religion as much as to other
of origin and the sending of remittances to realms of social life. That being said, Nancy
help sustain religious institutions. Foner (2005: 69–70) points to factors that
Cecelia Menjívar’s (2000; see also Menjívar make transnationalism more likely today than
2006) insightful comparison of Catholic and in the past. In addition to factors noted earlier,
evangelical Protestant Salvadorans illustrates she cites the expansion of a global economy,
both the potential for and the limitations of the increase in the incidence of and tolerance
religious transnationalism, which in this case of dual citizenship, and greater levels of toler-
suggested that transnational religion has a ance and acceptance of ethnic difference. All of
greater presence among Protestants rather these can contribute, directly or indirectly, to
than Catholics. Manuel Vásquez and Marie religious transnationalism (Levitt 2003, 2004).
Friedmann Marquardt’s (2003: 119–44) work As long as immigration levels remain high,
has examined the back-and-forth character of transnantionalism remains one possible type
Pentecostal churches in El Salvador that have of religious adaptation to the migratory expe-
been used to combat drug trafficking gangs. rience. From the vantage of scholarship, one of
Like the gangs themselves, the churches are the differences between the last and current
transnational, operating both in the US and El migratory waves is that the former ended with
Salvador. Yet another example is Peggy Levitt’s the passage of immigrant restriction legisla-
(2001: 159–79) study of the transnational tion in 1924. Thus, as the third generation and
religious practices of Dominicans from the beyond came of age, newcomers no longer
village of Miraflores residing in the Jamaica infused the ethnic communities they grew up
Plain section of Boston. In this case, the in and thus they increasingly lost touch with
Dominicans have to confront a US religious the homeland. The forces of Americanization
establishment intent on promoting a pan- no longer contended with the counterforces of
Latino Catholicism, at the expense of a dis- homeland traditions and values. While this is a
tinctly Dominican version, resulting over time possibility in the future, at this moment it would
in changing beliefs and practices. This, in turn, appear that the cross-party political coalition
has had an impact on religion in Miraflores, necessary to impose similarly draconian restric-
where remittances have helped to revitalize tive legislation is unlikely to emerge.
religious life in the community, while simulta- However, more significant at present is the
neously introducing there some of the changes matter of whether or not transnationalism
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502 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

will persist across generations. This question when one employs the assimilationist stance.
ought to be located in terms of a problematic And, indeed, this is true if we stake out these
feature of much work framed in terms of analytic positions as either/or alternatives.
the transnational paradigm, namely that it When we do so, we create something akin to
assumes that the factors that have made transna- Köhler’s Goblet-and-Faces drawing: some view-
tionalism possible will continue to operate, ers can see only one or the other of these visual
thereby making likely the prospect that second, objects and nobody can see both at the same
third, and beyond generations can, too, be time. The debates pitting cultural pluralism and
transnationals. The underlying reason for assimilation in ethnic studies research during
this assumption is that transnationalism is an the 1970s and 1980s had this character to them.
alternative to assimilation. As such, this per- What got them off the mark were efforts to
spective resembles an earlier theoretical alter- integrate evidence of persistence with evidence
native, cultural pluralism. Andrew Greeley’s of change, as in discussions of symbolic
work is a prime example of the cultural plu- ethnicity (Gans 1979) and ethnic options
ralist model. In challenging the claim that (Waters 1990) – both locating pluralism,
European ethnics were assimilating, in spite of either explicitly or implicitly, within an assimi-
the fact that his empirical findings yielded lationist framework.
decidedly mixed results, he offered the highly While many exponents of transnationalism
qualified criticism of assimilation theory: ‘to seek to pit it against assimilation in a parallel
some extent some dimensions of the ethnic fashion to pluralists in the recent past, Portes
culture do indeed survive and enable us to for one embraces both transnationalism and
predict some aspects of … behavior’ (Greeley assimilation. However, he is averse to theoret-
1974: 319). His main conclusion was that ethnic ical efforts aimed at integrating transnational-
persistence continues as a result of cultural ism and assimilation, especially if it means
transmission across generations, which he that the former will be absorbed into the latter
viewed as a refutation of assimilation theory. in a theory of incorporation. Thus, in his
Missing from Greeley’s account was any work on transnationalism, Portes treats it as an
appreciation of the larger structural context alternative paradigm to assimilation. On the
of ethnic attitudes. His research was conducted other hand, in another research track he has
at a time when membership in ethnic institu- been intent on reviving and reframing assim-
tions declined dramatically, ethnic neighbor- ilation. This informs the conceptual frame-
hoods had eroded considerably, language work of his work with Rubén Rumbaut on
loyalty waned, inter-ethnic marriages reach the immigrant second generation (Portes and
all-time highs, and the ‘ethnic factor’ appeared Rumbaut 2001). In this work, whether the
to play a declining role in shaping individual offspring will assimilate is not the issue; rather,
life chances. Why did he not focus on these operating with the concept of segmented
profound changes? The reason, I believe, is assimilation, the question they seek to explore
twofold. First, by embracing cultural pluralism is into what sector of society components of
as an alternative analytical stance to assim- the second generation will assimilate.
ilation, he articulated a research agenda that Portes exhibits an aversion to the devel-
sought out evidence of the persistence of opment of a synthetic theory of immigrant
ethnicity, without providing an adequate incorporation. This is a perplexing stance
theoretical framework for interpreting indica- given that in his work on transnationalism
tions of persistence. Secondly, the very nature he appears to recognize the fact that the future
of the agenda tended to obscure from consid- of transnationalism depends in no small part
eration changes that would call into question on the form and content of assimilation, while
the pluralist framework. at the same time assimilation is quite capable
The advocates of cultural pluralism in the of being influenced by the impact of transna-
recent past and transnationalism today might tionalism. Portes has gone so far as to contend
fairly respond that the same problem occurs that transnationalism might actually stimulate
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RETHINKING THE RELATIONSHIP BETWEEN ETHNICITY AND RELIGION 503

ethnic incorporation (Portes et al. 2002). networks, but also it can be the basis for the
This is reminiscent of what Barbara Ballis Lal generation of trust. Finally, in pointing to
(1990: 3) has referred to as the ‘ethnicity resources Hirschman is referring to the fact
paradox,’ namely that ethnic consciousness that American religious organizations tend to
and actions shaped by ethnic ties have the offer a wide array of non-religious support to
capacity to facilitate ‘participation in mainstream members. He notes that:
American life.’ This was a central theme that
she saw deriving from Robert E. Park’s classic Almost all studies of contemporary immigrant churches
and temples describe the multiple services provided to
formulation of assimilation. At times, without
newcomers. Immigrants and their families go to church
so naming it, Portes appears to think that there to acquire information about housing, employment
is a contemporary counterpart – which one opportunities, and other problems. Churches sponsor
might call the ‘transnational paradox’ – at classes to help immigrants learn English, deal with their
play. Interestingly, despite his reluctance to Americanized children, and acquire benefits for their
aging parents. Young immigrants or the second genera-
promote a theoretical approach that seeks to
tion can go to church for help with their homework,
integrate transnationalism and assimilation, he for social activities, and to meet prospective marriage
offers the same conceptual tools to promote partners who will likely meet with parental approval
these dual research agendas: social capital, net- (Hirschman 2004: 1229).
work analysis, and embeddedness.
Given the multiple functions performed by
immigrant religious institutions, it is not
Religion and Incorporation surprising that both in the past and at present
they have been a prominent feature of ethnic
Whether they seek primarily to transplant communities. In this regard, for many members
their religious heritage in a new setting or of the immigrant generation – people who
attempt to forge a transnational religious are closest to their ancestral roots – the con-
space, it is clear that for many contemporary nection between ethnicity and religion is
immigrants, like their earlier counterparts apparent. The unanswered question is whether
(Miller and Marzik 1977), religion is a central that connection can be expected to persist
site for the dual task of remaining connected to over time and across generations (Min and
the past while simultaneously preparing for Kim 2005).
the future. In this regard, Charles Hirschman As research agendas increasingly turn from
(2004: 1228) contends that, ‘The centrality of the immigrant generation to the second and
religion to immigrant communities can be sum- third generations, the salience of this question
marized as the search for refuge, respectability, will increase. As that occurs, recognizing certain
and resources.’ Refuge has both psychological lacunae in current research efforts is required
and socioeconomic dimensions insofar as in order not to draw unwarranted conclusions.
religious institutions function to protect new- First, there is a general assumption that immi-
comers from the alienating and disorienting grants are more religious in the land of desti-
aspects of their situation while also countering nation than they were in the nation of origin.
the negative impact of an often-hostile social Linked to this is the assumption that religious
world. institutions play a central role in immigrant
Respectability refers to the capacity of communities. Both of these need further
religion to serve as a source for status claims, empirical confirmation than is available at
both within and outside of the ethnic commu- present. What we know little about at the
nity. As with Weber’s understanding of the moment are those in contemporary immigrant
role of Protestant sects in America a century communities who are not religious. Not only
ago, membership in religious institutions does this mean that we don’t know what
can be used by members as a proxy for moral percentages are and are not religiously affiliated,
worthiness. Not only does membership have but we don’t know the relationship between
the potential for providing valuable social the two sectors of the community. Do they
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504 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

have a cooperative, distant, or conflictual


ASSIMILATION AND THE FUTURE
relationship?
OF ETHNIC RELIGION
In beginning to answer these questions,
scholarship on the past can be instructive.
For example, there is abundant evidence that Assimilation is not an inevitable process, but it
the three main Catholic groups in America – is a powerful one. It is also a multi-faceted
the Irish, Italians, and Poles – had different and variable process that need not be linear or
attitudes about religious belief and practice, unidirectional. Thus, cultural assimilation
with the Italians not sharing the devotionalism takes places unless strenuous efforts are
of the other two groups. Or in another case, undertaken to prevent it from happening.
the Finnish ethnic community was split Those religious groups that have succeeded
essentially in two between ‘church’ and ‘red’ in preventing cultural assimilation, such as
Finns, replete with a system of dual institu- the Amish and Hasidic Jews, are few and far
tions designed to serve various constituencies between. On the other hand, some groups
in the divided community. We need to expand manage to become structurally assimilated
our research agendas to promote comparative quickly while for others it occurs either slowly
research between groups and to study in a or to only a very limited extent.
more sustained way internal conflicts within Two factors have proved capable of serving
communities, including conflicts between as powerful brakes on structural assimilation:
co-religionists and between the religious race and religion. In regard to race, ethnic
and irreligious. The question at hand today groups defined as non-white have confronted
is what exactly is the role and place of reli- and continue to confront the impact of racism
gion within particular post-1965 immigrant that serves to prevent or limit assimilation.
communities? Put in general terms, what is Nowhere is this more evident than in the case
called for in work on contemporary immi- of African Americans. Residential segregation,
grants is an effort to adequately locate reli- educational segregation, occupational dis-
gion within the larger matrix of the ethnic crimination, and low levels of intermarriage
community. structured black/white relations for most of
Another assumption that needs further American history, beginning with the era of
reflection concerns the claim made by Warner slavery and continuing through the century-
and endorsed by most sociologists of immigrant long Jim Crow era. Although much has
religion that when religions are transplanted to changed since the civil rights movement of the
the US, they tend to take on congregational 1950s and 1960s, there is abundant sociologi-
form. While this may well be the case, it is also cal evidence to indicate that the ‘American
true that most research to date – primarily dilemma’ is far from being resolved (Smelser
conducted using ethnographic methods – has et al. 2001).
concentrated on congregations as strategic The limits to structural assimilation within
research sites. Whether this is because it is black America at the beginning of the twenty-
the most important place to study religion or first century can be seen in the fact that despite
the most convenient is not necessarily clear. modest increases in the integration of histori-
In other words, other forms of religious prac- cally white churches, most blacks are members
tice, especially forms that focus on the family, of predominantly black congregations. C. Eric
have not received the attention they perhaps Lincoln and Lawrence Mamiya (1990) have
deserve. When we better understand the extent argued that several decades after the civil rights
to which the congregational form takes hold, movement and the end of Jim Crow, the black
we will also be in a position to know whether church remains the most important extrafa-
attempts to make sense of persistence and change milial institution in the community, intimately
are best undertaken by studying congrega- connected to all facets of African American life.
tions, or whether we need to look elsewhere This assessment has been reinforced by Cheryl
as well. Townsend Gilkes (1998; for a more qualified
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RETHINKING THE RELATIONSHIP BETWEEN ETHNICITY AND RELIGION 505

assessment, see McRoberts 2003). She points The second obstacle to structural assimila-
out that unlike mainline white churches, black tion – religion – has deep historical roots
churches have not experienced declines in revealing that in practice race and religion are
membership. In addition, middle-class blacks often intertwined. Thus, in the first half of the
that have moved out of segregated neighbor- nineteenth century the Irish were defined as
hoods as part of the process of upward mobility non-white and they were also vilified for their
have maintained their congregational ties to Catholicism, which was viewed as inherently
poorer neighborhoods to a far greater extent authoritarian, thus posing a threat to democracy.
than whites. Gilkes (1998: 109) writes that, Other Catholic ethnic groups confronted
‘the church became the site for personal, social, similar hostility. However, anti-Catholicism was
and cultural integration and reintegration as never as intense or virulent as anti-Semitism,
class configurations changed.’ and thus it was Jews in particular who –
On the other hand, those deemed to be falling outside of Christianity – faced the
or who have managed to become white found most opposition to their presence in America
opportunities open to structural assimilation due to their religious beliefs (Higham 1970).
(Roediger 2005). Thus, European-origin immi- It was Herberg’s conviction that in the aftermath
grants who by no later than World War II of World War II, a new religious tolerance
were all construed to be white witnessed the replaced the older hostilities. It was within this
steady erosion of their ethnic churches. In climate of tolerance and ecumenism that the
many instances, the clerical leadership sought WASP hegemony of an earlier era gave way to
to prepare their members for the impact of the idea that the nation’s religious roots were
assimilation. Thus, it was not uncommon for to be defined in terms of three distinctive reli-
such leaders to inform the laity that they gions existing under what came to be defined as
needed to distinguish between their religious the shared canopy of the Judeo-Christian tra-
and their ethnic heritages and furthermore dition. Once this happened, the boundaries
that they ought to appreciate that the former dividing these three religious communities
needed to be protected, while it was permissi- became considerably more porous.
ble to allow Americanization to undermine In the ensuing half century, a new racial
ethnic allegiances. Within Lutheran America, formation has begun to emerge, though it
for example, efforts were underway as early remains framed by the older dichotomous
as the 1920s to merge the ethnic Lutheran black/white divide. In the past, this meant that
churches into a larger American church body. all groups not perceived to be white ended up
The Catholic Church often exhibited a willing- on the black side of the divide, and thus the
ness to engage in ethnic social engineering. divide was posed in terms of non-white/white.
Ever-rising levels of intermarriage aided the Some, such as Herbert Gans (1979) have
erosion of the ethnic character of such churches. speculated about the possibility of a new racial
Ruby Jo Reeves Kennedy’s (1944) ‘triple melting formation in which the black/white divide
pot’ thesis, which informed Herberg’s (1955) is cast in terms of black/non-black. There is
work, saw this process occurring within and not certainly evidence that many new immigrants
among the distinct communities of Protestants, today seek to distance themselves culturally
Catholics, and Jews. Whether or not assimila- and socially from blacks. They want to end up
tion took precisely this form a half-century on the non-black side of the divide, for even if
ago has been the subject of debate (Peach they are not defined as whites, they are at least
1980); what is evident today is that even if this on the side of the divide where whites, too, are
was how the structural assimilation of white located. Mia Tuan’s (1999) claim that Asians may
ethnics took place in the past, it is clearly be becoming ‘honorary whites’ is an example
the case today that the boundaries between of what this shift might portend.
Protestants and Catholics has dramatically At the same time that the racial formation is
eroded, and more recently this is also the case being redefined, questions arise about the way
with Jews and Christians. that growing religious diversity will be located
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506 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

in terms of the ongoing project of defining a The first stumbling block to cross-national
national identity. Put bluntly, if the US has been comparative research is that the new paradigm
defined for a half century as a Judeo-Christian is explicitly defined as applying to the US and
nation, what does this mean for adherents is not intended to promote a general theory of
of that other Abrahamic religion, Islam? This, religion. In interjecting the idea of ambiva-
of course, is an even more salient question lence, Warner has (perhaps unintentionally)
after 9/11. Moreover, how might members begun to move beyond the particularities
of other faiths – including the major religions of the US. One starting point for such a recon-
Hinduism and Buddhism – fit in? What are sideration is a recognition of the fact that
the terms of inclusion imposed by the main- although the lingering influence of a long
stream society? What is the price that outsiders history of religious monopoly in Europe is a
are prepared to pay in order to structurally reality, tolerance of other faiths is at least
assimilate? Will they, instead, opt to remain in principle adhered to and such nations are
outsiders in order to protect their religious like the US insofar as they have experienced
heritage? How successful will they be in pre- the expansion of religious diversity in recent
venting their children and grandchildren from years. Second, transnationalism as a concept
opting for assimilation? has suffered by conceptual inflation and by
the fact that scholars have not yet agreed upon
a shared definition. This is due to the fact
that the concept is quite new, and I think the
CODA
process of refinement is well underway. Finally,
assimilation is a concept that originated to
These and related questions constitute central make sense of ethnic relations in the US. The
issues to be explored in future research agen- term, if not necessarily the idea underlying it,
das that are aimed in various ways at getting does not travel well because it comes with con-
at the complex and variable relationship siderable ideological baggage. Nevertheless,
between ethnicity and religion. In this chapter, efforts aimed at rethinking assimilation (even
I have attempted to indicate that at the when it is sometimes labeled something else,
moment, the most significant cutting-edge such as incorporation or inclusion) have increas-
developments are occurring in the study of ingly been presented with an aim to developing
immigrant religion. In this research, three a concept applicable to all of the advanced
major conceptual frameworks are increasingly industrial nations and not only the US.
deployed. From the sociology of religion, the In both the conduct of research and in
first is Warner’s ‘new paradigm.’ The other two efforts aimed at theory development, it is well
derive from immigration studies: transnation- to recall Brubaker’s case against ‘groupism.’
alism and assimilation. Just as Warner insists To the extent that we proceed as he would have
that he has outlined and further developed us means that we will maintain a keen appreci-
a paradigm, and not yet a theory of religion, ation of the fact that ethnicity and religion
it can similarly be said that both transnation- have the capacity to be intimately linked and
alism and assimilation are paradigms and mutually reinforcing, but that such linkages
not theories. What this means is that in addi- are historically contingent and neither neces-
tion to the further expansion of empirical sarily permanent nor inevitable.
research, there is a need to clarify and refine
these concepts. To make this task more com-
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Waldinger, Roger and David Fitzgerald 2004. Wuthnow, Robert 2004. ‘The Challenge of Diversity.’
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24
Religious Socialization among
American Youth: How Faith Shapes
Parents, Children, and Adolescents

J O H N P. B A R T K O W S K I

In the last fifteen years, a great deal of attention teens and influences many facets of their lives;
has been paid to the role of religion in socializing however, adolescents are rarely able to exhibit
young people. This chapter reviews several an articulate understanding of faith, a pattern
different genres of research that have emerged that raises questions about the depth of
within this growing body of scholarship in an religious attachment among teens.
attempt to draw some general insights about Before proceeding with the review, several
the contours and effects of religious socializa- caveats are in order. First, the review provided
tion among youngsters from early childhood to here is designed to be illustrative rather than
adolescence. The chapter begins by reviewing exhaustive. As such, key themes in research on
scholarship related to conservative Protestant the religious socialization of young people
parenting. This research points to a paradox in are highlighted here in a way that undoubtedly
evangelical childrearing, such that conservative overlooks particular studies that may be break-
Protestant parents utilize an unusual mix of ing new ground or genres of research that are
physical discipline and positive emotion work still under development. Second, because the
in the home. Next, the rather small but signifi- methods for studying religious socialization
cant literature on the developmental effects of among the young have improved a great deal
religion on youngsters of primary school age is during the past several years, a strategic choice
considered. Although there is much more work has been made to focus more pointedly on
that needs to be conducted on this front, early recent studies than those that are decades old.
studies suggest that religion, particularly in a While early studies paved the way for some
cohesive family environment, can have a posi- of the work that is conducted today, space
tive developmental effect on young children. limitations and increasing methodological
Finally, the chapter considers the rapidly sophistication lead me to focus on contempo-
growing body of research on religion among rary research rather than the earliest studies
American teens. This scholarship generally in the field. Finally, while sociologists readily
shows that religion is important to American acknowledge that socialization is a lifelong
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512 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

process, I have chosen to focus on the religious (presumably evangelical) readers? At first
socialization of young people because so much blush, evangelical parenting ideologies seem
research has emerged on this topic of late. rather authoritarian (Bartkowski 1995; Wilcox
Religious socialization processes that occur later 1998, 2004). Elite evangelicals champion
in life such as adult conversion or the influence obedience to parental authority and control
of religion on family formation are beyond the of youngsters’ behavior through the use of
scope of this chapter. physical discipline (Bartkowski and Ellison
1995; Ellison and Bartkowski 1997; Ellison
and Sherkat 1993a, b; Ellision et al. 1996a, b).
Many of these authors argue that God created
RELIGION AND PARENTING: THE
the family not as a democracy but instead as
CONSERVATIVE PROTESTANT PARADOX
an institution defined by clear lines of hierar-
chy and authority. Consequently, they argue
A good deal of research published during the that just as human beings must learn to
past fifteen years has highlighted the paradox- submit to God’s authority in order to gain
ical nature of conservative Protestant (or evan- salvation, small children must be taught to
gelical) parenting. Conservative Protestantism submit to the authority of their parents. These
is defined by its members’ (1) commitment to authors contend that if submission is not
an inerrantist view of the Bible (i.e., the Bible learned early in life, the sinful nature that all
is God’s word and contains prepositional persons have inherited from Adam and Eve
truths to guide daily living), (2) a belief in the will dominate with ruinous consequences in
fundamental sinfulness of all human persons one’s earthly life and the hereafter. These
(i.e., human depravity is seen as a result of authors argue that God has charged parents
original sin), and (3) an understanding of with ‘shaping the will’ of their youngsters.
salvation as a product of a born-again experi- Indeed, the parent–child relationship is seen
ence (i.e., acceptance of Jesus Christ as one’s as the paradigm from which youngsters will
personal savior). develop attitudes toward other authority figures,
A number of studies have examined the such as teachers in school, supervisors in the
rhetoric of leading conservative Protestant workplace, and ultimately God.
parenting experts that is disseminated through According to conservative Protestant parent-
best-selling childrearing books sold through ing specialists, the Bible provides clear direc-
countless Christian bookstores. James Dobson, tion about appropriate disciplinary strategies
founder and president of Focus on the Family, for shaping the child’s will. These experts
is the most visible of such commentators, having encourage parents to use physical discipline to
authored a series of books that boast millions teach young children right from wrong at an
of copies sold or in print. The parenting advice early age (Bartkowski and Ellison 1995; Ellison
contained in such manuals is quite distinctive and Bartkowski 1997; Ellison and Sherkat
from that offered in secular childrearing tracts 1993a), and scriptural support for this form of
that are widely available through mainstream discipline is found throughout these manuals,
secular bookstores. Upon comparison with including Proverbs 13:24 – ‘He that spares the
secular parenting advice manuals, the most rod hates his son; he that loves his son chastens
distinctive aspects of evangelical childrearing him,’ and Proverbs 22:15 – ‘Foolishness is
texts are (1) a hierarchical vision of the human bound in the heart of a child; but the rod of
family and, in particular, the parent–child correction shall drive it far from him.’ In con-
relationship, and (2) an endorsement of cor- trast to the secular view of spanking as harsh
poral punishment as a legitimate means of and potentially abusive, corporal punish-
child discipline (Bartkowski and Ellison 1995; ment in conservative Protestant discourse is
Ellison 1996). described as a manifestation of love. According
What specific forms of advice do conservative to this line of reasoning, parents that genuinely
Protestant parenting experts provide to their care for their children will not shy away from
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RELIGIOUS SOCIALIZATION AMONG AMERICAN YOUTH 513

using corporal punishment as a means of your children; instead, bring them up in the
correction. training and instruction of the Lord.’ This
Evangelical parenting experts urge parents motif of tenderness is also manifested in
to use an actual rod such as a wooden spoon frequent references concerning the need for
or switch to spank their children. In fact, parents to affirm their children through
they propose a detailed methodology for practices that sociologists would describe as
administering physical discipline (Ellison and ‘positive emotion work’ (e.g., hugging, praising,
Bartkowski 1997). While the use of a ‘rod of and expressing affection) (Wilcox 1998, 2004).
chastisement’ would seem to border on Once again, God’s relationship with the
barbarism to non-evangelicals, conservative Christian believer is viewed as paradigmatic
Protestant luminaries view it as a ‘neutral for the parent–child relationship. Evangelical
object’ designed to depersonalize discipline. commentators reason that because God’s love
Thus, the rod of correction is distinguished is expansive enough to chastise those who
from the ‘loving hand’ of the parent. The use of have sinned even while mercy is extended to
a rod is part of a broader commitment to a those who repent (e.g., Hebrews 12:6), parents
deliberate, controlled, and restrained form of are expected to couple chastisement with for-
child discipline (Bartkowski 1995; Ellison and giveness, and mercy with justice. Strong
Bartkowski 1997). Consequently, caregivers are recommendations for paternal involvement in
told to administer punishment when children childrearing also fit within this progressive
willfully defy parental authority or household strand of evangelical parenting. Although con-
rules. Upon determining that a child is servative Protestant commentators generally
willfully defiant, parents are urged to inflict endorse a patriarchal family structure, this par-
sufficient pain immediately with a rod on the ticular brand of patriarchy places a premium
child’s buttocks. Indeed, some commentators on paternal responsibility and involvement
go so far as to suggest that this portion of rather than male dominance (Bartkowski 2001,
the child’s body was purposefully crafted by 2004; Bartkowski and Xu 2000; Wilcox 2002,
God to receive such correction from parents 2004). Thus, conservative Protestant parenting
because a strategically targeted punishment can advice dovetails quite nicely with the New
inflict pain without physical injury. Parents are Father ideal in contemporary American society.
reminded of the biblical passage found in Empirical research on the attitudes and
Hebrews 12:11, ‘No discipline seems pleasant practices of evangelical caregivers demonstrates
at the time, but [is instead] painful. Later on, that the advice of conservative Protestant par-
however, it produces a harvest of righteousness enting specialists is being acted upon in many
and peace for those who have been trained by it.’ households affiliated with this religious sub-
The logic of traditional parental authority culture (Bartkowski et al. 2000), thereby calling
found in conservative Protestant childrearing into question claims of a broad Catholic-
advice manuals is interwoven with a counter- Protestant convergence in childrearing orien-
vailing logic that promotes expressive and tations (Alwin 1986). Research using nationally
nurturant parenting. Thus, elite evangelical representative data reveal that conservative
support about the importance of children’s Protestants are significantly more likely than
obedience and parents’ use of corporal punish- their non-evangelical counterparts to support
ment is coupled with strong encouragement the view that ‘it is sometimes necessary to dis-
for parental affirmation of children. In this cipline a child with a good, hard spanking’
way, parents are admonished against assuming (Ellison and Sherkat 1993a; see also Grasmick
an overbearing demeanor or harming the et al. 1991). Indeed, support for corporal pun-
child’s spirit. This emphasis on nurturant ishment is closely linked with the distinctive
parenting stresses parental tenderness, and res- evangelical beliefs in the inerrancy of the Bible,
onates with other scriptural passages, such as the depravity of human nature, and punish-
that found in the fourth verse of Ephesians 6, ment as a legitimate response to sin. Moreover,
which parents are told ‘not [to] exasperate conservative Protestants are more likely to
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514 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

value children’s obedience to parental author- soccer and Scouts. When compared with their
ity, whereas their non-evangelical counterparts non-evangelical peers, conservative Protestant
tend to value autonomy and self-direction in fathers are also more likely to shoulder more
youngsters (Ellison and Sherkat 1993b). And of the supervisory responsibilities of raising
perhaps most tellingly, evangelical parents school-aged children, such as monitoring their
report actually spanking their toddlers and children’s chores, homework, and television
preschoolers much more often than other par- viewing.
ents (Ellison et al. 1996a, b). This practice The current research, then, paints a para-
is linked closely with inerrantist beliefs about doxical portrait of childrearing within conser-
the Bible. In short, children in conservative vative Protestant families. Traditional forms of
Protestant households are more likely to have discipline such as the valuation of children’s
parents who are committed to children’s sub- obedience and the more frequent use of corpo-
mission to parental authority, who believe that ral punishment have indeed been observed in
corporal punishment is justified in the face of such families. Yet, these practices are coupled
children’s misconduct, and who administer with a panoply of progressive childrearing
physical punishment more frequently. practices, such as more frequent parental hug-
Yet, despite elite evangelicals’ enthusiasm ging and praising of youngsters, less parental
for upholding parental authority in the home, yelling, and greater paternal involvement.
research also reveals that conservative Evangelical childrearing practices, then, seem
Protestant parents are attuned to the counter- to confound longstanding sociological
vailing logic of expressive caregiving embed- typologies that aim to fit parents neatly into
ded within best-selling Christian childrearing ‘authoritarian,’ ‘authoritative,’ and ‘permissive’
manuals (Bartkowski and Wilcox 2000; categories. The mélange of childrearing
Bartkowski and Xu 2000; Wilcox 1998; see practices within this subculture can be best
Bartkowski et al. 2000 for review). Survey characterized as ‘neo-traditional.’
research reveals that evangelical mothers
praise and hug their children more often than
their non-evangelical counterparts (Wilcox
THE FRUITS OF FAITH: THE EFFECTS
1998). What’s more, evangelical fathers are
OF RELIGIOUS SOCIALIZATION ON
quite inclined to engage in this kind of expres-
YOUNG CHILDREN
sive parenting (Bartkowski and Xu 2000;
Wilcox 1998, 2004). Moreover, consistent with
admonitions against verbal outbursts found in Having examined the contours of religious
conservative Protestant parenting manuals, (specifically, evangelical) parenting to this point,
evangelical parents are significantly less what can be said about the effects of religious
inclined to use yelling as a means of disciplin- socialization among youngsters? In what
ing their youngsters (Bartkowski and Wilcox follows, I explore the small yet important body
2000). of research on child outcomes associated with
Evidence of progressive parenting practices religious socialization. I begin by detailing the
within evangelical households is also found in effects of conservative Protestant childrearing
the generally higher level of paternal involve- on the development of evangelical youngsters.
ment within such homes. Evangelical fathers I then turn to research on the broader effects
are, in fact, more involved with their children of religion on children’s social psychological
than their peers in other faith traditions development.
(Bartkowski and Xu 2000; Wilcox 2002). A large body of social scientific research links
Conservative Protestant fathers evince higher corporal punishment with a series of negative
levels of involvement with their youngsters consequences for youngsters, including emo-
across a number of self-reported survey meas- tional distress, low self-esteem, aggression,
ures, such as having dinner with their children and academic underachievement. Given the
and volunteering for youth activities such as higher rates of corporal punishment found in
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RELIGIOUS SOCIALIZATION AMONG AMERICAN YOUTH 515

conservative Protestant homes (noted above), children (Bartkowski 1995; Ellison and
are evangelical youngsters at special risk for Bartkowski 1997). Given such advice, evangel-
such developmental problems? Although there ical parents might be unusual in their consis-
is only preliminary evidence available on this tent and reasoned application of corporal
front, evangelical child discipline has been punishment (Gershoff et al. 1999).
shown to produce distinctive developmental Turning from conservative Protestantism to
outcomes (Ellison et al. 1999). Ellison and the broader effects of religion on child devel-
colleagues (1999) used nationally representa- opment, what type of research has been con-
tive data to compare the incidence of emo- ducted on child outcomes of youngsters raised
tional and behavioral problems approximately by religious parents (broadly defined)? Where
five years after initial reports of physical pun- religion in general is concerned, there is
ishment (i.e., during grade school) for both mounting – though not unequivocal – evidence
evangelical and non-evangelical children. They that faith is a valuable developmental asset for
also accounted for recent episodes of corporal young children. Admittedly, there is surpris-
punishment by parents with children of grade ingly limited research on this score, likely
school age. Harmful effects so spanking were because of disciplinary biases against religion
not observed for evangelical children in this in the fields of psychology, sociology, and child
study. Interestingly, evangelical children who development. But what have we learned to date?
were not spanked at either point in time (i.e., For quite some time, there was one single
as toddlers or in grade school) actually exhib- published study of religion and child develop-
ited greater risk of emotional and behavioral ment among American youngsters. That study
problems than their evangelical peers who was conducted with data drawn from a con-
were spanked. venience sample of parents and children, the
Why would spanking be less harmful or not latter of whom were preschoolers enrolled in
harmful at all for evangelical children? Several a Head Start program (Strayhorn et al. 1990).
possible explanations have been entertained Significantly, the authors of this study called
(Ellison et al. 1999). First, as noted above, attention to the non-existent prior research
corporal punishment is one part of a broader on religion and child development (Strayhorn
set of parenting behaviors. It is possible that et al. 1990: 35), a circumstance that others
the positive aspects of evangelical family life observed over one decade after that initial
noted above offset the negative effects typically study’s publication (Bridges and Moore 2002).
associated with physical punishment. Second, Respondents in the Strayhorn et al. (1990)
higher levels of social and cultural support study were predominantly black, low-income
for physical discipline within evangelical mothers of Head Start enrollees. Parental reli-
communities (among family members, pas- giosity was measured through a twelve-item
tors, youth ministers, and fellow congregants) scale adapted from previously published
might give spanking a different cultural mean- research, and included the following measures:
ing for parents and youth. The subculture (1) a subjective measure of the parent’s personal
of conservative Protestantism might lead religiosity, (2) the frequency of personal scrip-
evangelical children to expect spanking and ture study, (3) the frequency of personal
to interpret this form of discipline as a sign of prayer, (4) the frequency of asking God for
parental love and concern rather than parental strength when facing temptation, (5) the fre-
rejection or harshness. Third, evangelical parents quency of asking God for help in making
may administer corporal punishment quite everyday decisions, (6) the typical frequency
differently than other parents. As described of attendance at religious worship services,
above, evangelical writers have rendered (7) the general proportion of income donated
detailed advice on when, where, and how to to a religious organization, (8) the frequency of
administer corporal punishment, and strongly serving in a church responsibility (e.g., teach-
admonish parents against uncontrolled, abu- ing a religious class, serving as a leader in
sive discipline or lashing out in anger against one’s local congregation), (9) closeness of the
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516 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

parent’s relationship with God, (10) the fre- and offspring were concordant on religious
quency of experiencing God’s approval for importance. Thus, the effects of religion were
good deeds, (11) the frequency of experiencing not wholly positive in this study, though the
God’s disapproval for undesirable acts, and non-random nature of the sample again raises
(12) the degree to which a religious goal or concerns about the generalizability of findings.
purpose gives direction to life. In the latest study on religion and child
Children’s behavior was gauged by a number development, researchers used data from the
of measures, including researchers’ ratings 2000 wave of the Early Childhood Longitudinal
of videotaped parent–child interactions and Study, a nationally representative sample of
researchers’ assessments of children’s class- young children beginning primary school
room behaviors using a preschool behavior featuring a number of different measures of
assessment survey. While the sampling design parental religiosity (Bartkowski et al. 2007).
in this study was less than ideal from a socio- Attendance frequency items for each parent
logical perspective (that is, a non-random, were used to explore the independent effects
unrepresentative sample), multiple measures of mothers’ and fathers’ frequency of worship
of parental religiosity and multiple contexts service attendance on child development.
for data collection (videotaped parent–child The researchers were also able to examine the
interactions, children’s classroom behavior) effects of religious homogamy among couples,
were commendable. Parental religiosity proved thereby measuring the degree to which the
to be associated with a number of positive couple attended together or exhibited atten-
factors for adults in the Strayhorn et al. (1990) dance disparities. Finally, two novel measures
study (e.g., parental mental health, social sup- (frequency of parent–child talks about religion
port, and positive parenting practices), but the and frequency of spousal arguments about
religiousness of parents was not significantly religion) were used to examine the effects of
associated with children’s behavior. the family’s religious environment on child
Should we then surmise that parental reli- development. Child development domains
giosity is largely ineffectual in the socialization explored in this study ranged widely and were
of young children? In a word, no. More recent generated through both parent and teacher
and rigorous studies have revealed significant ratings of children’s dispositions and behaviors,
connections between parental religiosity and including such outcomes as self-control, inter-
developmental outcomes in children. Miller and personal skills, internalizing behaviors, exter-
colleagues conducted an intriguing longitu- nalizing behaviors, and approaches to learning.
dinal study of the linkages between religiosity In this particular study, the religious atten-
(denominational affiliation, worship service dance of parents (individually) and especially
attendance, and importance of religion) and couples (together) proved to have a strong
depression for mothers and their offspring positive effect on children’s dispositions and
(Miller et al. 1997). Miller and colleagues found behaviors across a wide range of developmen-
that religion can, in some circumstances, inhibit tal domains. Despite these generally positive
the intergenerational transmission of major findings, the authors cautioned that the family’s
depression disorders. Specifically, major depres- religious environment could function as a help
sive disorders were significantly less likely to be or hindrance for children’s development.
transmitted across generations when mothers Frequent parent–child discussions about reli-
and offspring were concordant on worship gion generally yielded positive effects on child
service attendance. However, these findings were development, while the effects associated with
manifested only for mothers who did not family arguments about religion were deleteri-
initially exhibit maternal depression. For ous for children. The authors concluded that
mothers that did exhibit maternal depression generic homogamy (i.e., religious similarity
upon initial clinical assessments, offspring among couples regardless of level of religiosity)
were more likely to have a major depressive was a noteworthy but less important factor in
disorder at ten-year follow-up when mothers child development than the overall amount of
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RELIGIOUS SOCIALIZATION AMONG AMERICAN YOUTH 517

religious capital that a couple can jointly gen- that promote family cohesion and effective
erate within the family. Despite this study’s use parenting (e.g., Hertel and Donahue 1995;
of nationally representative data to explore the Mahoney 2005; Marks 2004; Ratcliff 1992;
effects of religion on child development, this Smith and Kim 2003; see Mahoney et al. 2003
study suffered from some important limita- for review).
tions. Most notably, a cross-sectional investiga- In a more general sense, scholars have begun
tion cannot explore possible selection effects to point to religion’s ‘sanctification’ of family
that might explain the connection between relationships (Mahoney 2005; Mahoney et al.
parental religiosity and children’s developmen- 2001; Mahoney et al. 2003; see also Marks
tal capacities. It is possible that the parents 2004; Pargament and Mahoney 2005). This
of youngsters who have more self-control and line of research demonstrates that religion can
are better behaved would find worship service imbue family relationships with meaning and
attendance a more hospitable climate than significance. As Mahoney and colleagues
parents with children who frequently misbe- (2003: 221) have argued: ‘Religion is distinctive
have. Parents with more poorly behaved chil- because it incorporates people’s perceptions
dren might feel uncomfortable or unwelcome of the “sacred” into the search for significant
at worship services, where skills such as sitting goals and values … The sacred refers to the
still and remaining quiet might be expected holy, those things that are “set apart” from the
by fellow congregants. Until such issues are ordinary and deserve veneration and respect
adjudicated, though, this study provides com- … Indeed, part of the power of religion lies
pelling evidence that parents’ (and especially in its ability to infuse spiritual character and
couples’) embeddedness in religious networks significance into a broad range of worldly
is good for children, while household argu- concerns,’ including those in the home. Hence,
ments about religion have a negative impact of religion functions as a cultural resource that a
the developmental trajectories of youngsters. family can use to enhance cohesion, resolve
Why would religion have such pronounced conflicts, and pursue collectively desired
effects on the development of young children? goals. Thus, Mahoney and colleagues explain,
Religion has been shown to enhance the ‘Although religious traditions offer diverse
parent–child bond for both mothers (Pearce prescriptive statements about what constitutes
and Axinn 1998) and fathers (Bartkowski and a “good” family member, a central theme [of
Xu 2000; King 2003; Smith and Kim 2003; sanctified family relations] emanates from
Wilcox 2002). And while the precise connec- most religions,’ and they note that ‘Judeo-
tions between parental religiosity and religios- Christian religions portray the burdens and
ity in children are not well understood, it is pleasures of parenting as opportunities to
clear that religion and spirituality are mean- model and deepen one’s understanding of
ingful to many children. A growing body of God’s love, patience, and commitment, and
scholarship has examined the contours and frame the parental role as a sacred calling that
correlates of religious and spiritual develop- requires personal sacrifices’ (Mahoney et al.
ment among youngsters from early childhood 2003: 222–23; see also Swank et al. 2000).
through pre-adolescence. This line of research In short, to the extent that religion sacralizes
has underscored the sophisticated nature of family relationships and casts parental respon-
children’s religious beliefs (see Boyatzis 2003), sibilities as convenantal, it is not surprising
and has highlighted variations in youngsters’ that the developmental outcomes of children
spiritual development (including God images) raised in religious families is decidedly different
by age, gender, and denomination (e.g., Nucci from those raised in non-religious homes.
and Turiel 1993; Richert and Barrett 2005; Tirri This is not to say that religious families are
et al. 2005). Yet other research demonstrates an without challenges, difficulties, or problems.
elective affinity between religion and family, But such research does suggest that religious
such that a principal concern of religious families have an additional repertoire of
communities entails the provision of resources resources to draw on in raising their children,
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518 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

and the tools that faith communities provide with about one in every three claiming that
seem to make a difference in the socialization religion is ‘very important’ to them (Smith and
of young children. Faris 2002a). This figure contrasts markedly
with the scant 15 percent of high school sen-
iors who say that religion is ‘not important’
to them (Smith and Faris 2002a). Religious
RELIGION AMONG AMERICAN TEENS:
salience does vary by denominational affilia-
THE CONTOURS AND INFLUENCE
tion, such that youth affiliated with more the-
OF ADOLESCENT FAITH
ologically conservative traditions tend to rate
their faith as more important to them (Smith
Does the distinctive influence of religion on et al. 2003). Data from the initial wave of the
children’s socialization endure as young people National Study of Youth and Religion (NSYR),
move into adolescence? Does religion exert any the most comprehensive survey of its kind,
discernible influence on the attitudes and further underscore the importance of faith to
behaviors of teenagers? After decades of only young Americans. More than half of respon-
scant research on youth religiosity (e.g., Cornwall dents to this survey (collected in 2002–2003)
1988; Nelson and Potvin 1980; Wuthnow report that their faith was ‘extremely impor-
1976), scholarship on religion among teens has tant’ or ‘very important’ in shaping their daily
recently exploded (see Regnerus et al. 2003; lives (Smith 2005). Only 7 percent of NSYR
Smith et al. 2003 for reviews). What does such respondents reported that their faith was
research reveal? ‘not at all important.’ A whopping 84 percent
Taking first the contours of teenage reli- of NSYR respondents reported that they
giosity and spirituality, the available survey believe in God, while only 12 percent and
evidence suggests that religion occupies a for- 3 percent, respectively, claim an agnostic or
midable place in the lives of American teens. atheistic orientation (Smith 2005). Sixty-five
Data consistently reveal that about 85 percent percent of NSYR respondents view God as
of teens claim a denominational affiliation a personal being who is involved in people’s
(e.g., Smith 2005; Smith and Faris 2002a). Just lives (Smith 2005).
over 50 percent of teens claim a Protestant Recent survey data reveal that religious
affiliation (most commonly Baptist, Christian predispositions among youth are not idle
[likely, evangelical], Methodist, and independ- beliefs. Rather, young people seem to act
ent/non-denominational), while about a on their faith. Nearly one-third of all high
quarter of teens are Catholic. Thus, claims of school seniors surveyed in the 1996 wave of
‘spiritual seeking’ bereft of organized religious Monitoring the Future attend religious serv-
ties among American youth seem to be ices once per week or more often (Smith and
exaggerated (Smith 2005). Religion among Faris 2002a). NSYR data reveal a more detailed
American teens, like that among adults, takes a portrait, showing that conservative Protestant
decidedly denominational form (Smith 2005); and Latter-day Saint (LDS) teens attend at
and teens are generally not alienated from extremely high rates when compared with
or hostile toward organized religion (Smith other religiously active youth. Indeed, about
et al. 2003). 40 percent of conservative Protestant young-
Yet, is this propensity to claim a denomina- sters and 70 percent of LDS teens attend reli-
tional affiliation simply a superficial form of gious services once per week or more. This
religiosity? Or does it give way to more deeply pattern is generally consistent with higher rates
seeded beliefs and practices? Current survey of religious attendance among teens affiliated
evidence suggests that many teens take reli- with more conservative faith traditions (Smith
gion quite seriously. Data from one wave of et al. 2002).
Monitoring the Future (1996) demonstrate According to the 1996 wave of Monitoring
that about 60 percent of high school seniors the Future, approximately one in five twelfth
report that religion is important in their lives, graders is actively involved in church youth
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RELIGIOUS SOCIALIZATION AMONG AMERICAN YOUTH 519

group activities (Smith and Faris 2002a). Over affiliation has remained a central facet of reli-
half (56 percent) of high school seniors report giosity among American teens from 1976–1996,
ever having participated in a church youth with the greatest amount of change occurring
group; and about one-quarter of them report among Protestants, those affiliated with
having been involved with religious youth non-mainstream faiths, and those who are
groups for four or more years (Smith and Faris unaffiliated.
2002a). Long-term participation in church Univariate trend analyses demonstrate that
youth programs far eclipses teen involvement worship service attendance among high school
in extracurricular activities, boys or girls seniors has been fairly stable from 1976 to
clubs, and community youth organizations. 1996, with slight declines evidenced among the
Evidence from the National Study of Youth percent of teens that report weekly attendance
and Religion underscores the importance and a slight growth in the percent of teens that
of religious youth groups in general, with report never or rarely attending (Smith et al.
38 percent of teens surveyed claiming current 2002). (Denominational variations in these
involvement. Here again, there are initial indi- attendance trends have not been investigated
cations of noteworthy denominational varia- to date, and deserve further exploration.) The
tions. Youth groups are particularly prominent importance of religion has also remained
in the lives of conservative Protestants (56 per- stable among high school seniors, with a slight
cent currently involved) and Latter-day Saints trend toward polarization such that ‘not
(72 percent currently involved). Previous important’ and ‘very important’ responses
research has shown that religious organiza- have increased somewhat over time (Smith
tions are a key conduit for social capital, civic et al. 2003).
engagement, and social benevolence for adults Relatively little change over time (1976–1996)
(e.g., Ammerman 1997; Park and Smith 2000; is exhibited by youth concerning their general
Putnam 2000; Regnerus et al. 1998; Wuthnow affect toward organized religion (Smith et al.
1999). And, consistent with such findings, 2003). High school seniors consistently agree
initial indications suggest that faith communi- with their parents’ religious views, render a
ties play a similar role for young people as generally positive evaluation of religious insti-
well (Smith 2005; Smith and Faris 2002a; tutions, express a desire for religious institu-
Wagener et al. 2003). tions to be influential in society, and have given
Recent attention has also turned to histori- or would give financially to religious organiza-
cal trends in youth religiosity, though this tions provided they have the monetary means
work is in its early stages and consists largely of to do so.
descriptive analyses. Longitudinal analyses Beyond the contours of youth religiosity,
reveal that the propensity for youth to claim a what effect does faith have on the lives of
denominational affiliation is pervasive and American teenagers? Current evidence sug-
relatively stable (Smith et al. 2002). Broad gests that religious communities play a major
comparisons of denominational families role in providing adolescents with positive
with Monitoring the Future data reveal that adult role models, pro-social peer associations,
Protestant affiliations among American high and meaningful social skills that often insulate
school seniors have declined by 10 percent from religious youth from risks commonly faced
1976 to 1996. The percent of young people by teens (e.g., Bartkowski and Xu 2007; Cnaan
claiming a Catholic affiliation and Jewish affil- et al. 2004; Hoge and O’Conner 2004; King and
iation during these decades changed slightly, Furrow 2004; Meier 2003; Regnerus et al.
with a decline of 1 percent for Catholics and 2004; Smith 2003a, b,c, 2005; Smith and Faris
an increase of 1 percent for Jews. Those claim- 2002a, b; Smith and Kim 2003; Smith
ing an ‘other’ religious affiliation (different than et al. 2002, 2003; Wagener et al. 2003; Wallace
those identified above) increased by 5 percent and Forman 1997; see Regnerus et al. 2003;
and those claiming no affiliation also grew by Smith 2003b for reviews). Religious youth,
5 percent. On balance, then, denominational and especially those that are highly active in
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520 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

their faith (i.e., frequent attenders) are less children’s educational attainment, especially
likely to engage in risky behaviors such as for female children who do not hold the
drug use (e.g., Bartkowski and Xu 2007) parents’ theologically conservative convictions
or early and promiscuous sexual activity (e.g., (Sherkat and Darnell 1999). Such findings
Meier 2003, Regnerus 2007), two of the most have led researchers to conclude that there is
prominent forms of risk faced by adolescents ‘strong evidence that fundamentalist parents
today. Moreover, religious youth are more regard education with enmity, and would only
apt to be civically engaged (e.g., involved in support religiously motivated education.
youth groups) and render service to their Indeed, even if fundamentalist parents are
communities (Smith 2005). The protective unaware of their children’s religious deviance,
effects of religion for teenagers are especially they may generate a household climate that
pronounced when faith commitments are is hostile to educational pursuits and thereby
shared across generations between parents and influence the educational options their children
children (Pearce and Haynie 2004; Regnerus consider’ (Sherkat and Darnell 1999: 30).
2003). Another series of findings suggests that
Several different explanations have been while the involvement of youth in formal
offered to explain the protective effects that religious groups is pronounced and often
religious involvement confers on teenagers, generates positive effects for religious teens,
and can generally be grouped into three cate- the depth of youth attachment to religion is
gories: (1) moral order, (2) learned competen- not terribly strong in most faith traditions.
cies, and (3) social and organizational ties With the exceptions of Mormons and some
(Smith 2005: 240–51). Religious involvement evangelicals, ‘adolescent religious and spiritual
provides youth with moral directives (e.g., self- understanding and concern seem to be gener-
control, virtuous action) that are likely to have ally very weak. Most U.S. teens have a difficult
a strong influence on teens’ life choices. to impossible time explaining what they
Religion also provides a ground for cultivating believe, what it means, and what the implica-
particular capacities such as leadership skills tions of their beliefs are for their lives … [and
or coping strategies that might help youth few] can articulate little more than what seem
navigate the challenges and vagaries of adoles- to be the most paltry, trivial, or tangential
cence while developing character and a positive beliefs’ (Smith 2005: 262). This lack of depth
self-image. Finally, youth embedded within in religious conviction has given way to what
religious institutions have a deep reservoir of one expert on teen religiosity, Christian Smith
social capital available to them (intergenera- (2005), has dubbed ‘Moralistic Therapeutic
tional ties, community linkages), and would be Deism,’ the dominant creed among American
more likely to situate within an interlocking set teens. Moralistic Therapeutic Deism is a
of relationships with various adults that foster generic belief in a God who wants people to
network closure (mutual guidance and over- be good and fair to one another and who will
sight of youth by a range of adults sharing sim- provide assistance as requested but who does
ilar values). not exact any serious demands on believers.
This generally positive portrait of religion in God (and, more broadly, religion) thus
the lives of American teens is counterbalanced, becomes a mean to an end – and that end is
however, by a series of less sanguine findings. self-fulfillment – rather than a source of moral
Religion is not good for teens under all cir- authority. This contemporary creed is linked
cumstances. There are tradition-specific and with American individualism and con-
domain-specific effects of religion on the life sumerism while creating a narcissistic orienta-
chances of young people, and such effects are tion toward deity in which ‘God is something
not uniformly positive. For example, recent like a combination Divine Butler and Cosmic
research has revealed that parents’ theological Therapist: he is always on call, takes care of any
conservatism (operationalized as a commitment problems that arise, professionally helps his
to biblical inerrancy) can significantly hinder people to feel better about themselves, and
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RELIGIOUS SOCIALIZATION AMONG AMERICAN YOUTH 521

does not become too personally involved in the such as when couples argue frequently about
process’ (Smith 2005: 165). Thus, while it is religion. In this way, then, religion cannot
clear that religion confers many protective be reduced to a wholly positive or uniformly
benefits on American adolescents, some negative influence on child development.
observers argue that the quality of religious Moreover, the positive influences of religious
socialization among U.S. teens leaves much to belonging for children of primary school age
be desired. are evidenced more strongly in some social
domains (the home) than others (schools),
though there do seem to be some trans-
institutional effects when both parents are
CONCLUSION
highly active in their faith tradition. Attention
needs to be paid to such wrinkles and nuances
This chapter has reviewed current research if the effects of religious socialization in
on the religious socialization of young people, particular contexts are to be ascertained with
with a particular focus on the distinctive any precision.
patterns of conservative Protestant parenting, Finally, research on religion among American
the effects of religious socialization among teens is also characterized by complex findings.
young children, and the contours and out- On the one hand, religion seems to be a
comes of teenage religiosity. Just as religion powerful agent of socialization for U.S. teens,
has a pronounced influence on American such that affiliation is commonplace and reli-
society and culture, faith is a strong influence gion is generally deemed to be quite important
in the lives of many young people. The treat- to adolescents. Moreover, religion seems to
ment of young people within the home and provide various protections against social
the social opportunities that they face outside risks faced by teens, including drug use and
of it are shaped by the religiosity of their par- early sexual activity. Yet, on the other hand,
ents and by youngsters’ own faith convictions. most teens’ understandings of their faith are
Overall, then, such research suggests that not very deep. Rather, the dominant religious
religion remains a key institutional conduit for creed of American society is that of Moralistic
the socialization of young people. Therapeutic Deism, a superficial, generic set
Perhaps the most notable take-away lesson of beliefs that are not too demanding and that
from this review of various literatures on the resonate with contemporary individualism
religious socialization of young people is this: and consumerism. Ironically, religion is at
Religion is a complex agent of socialization, one once influential and not personally meaningful
characterized by contradictory tendencies and to the majority of American teens.
countervailing forces. Conservative Protestants Undoubtedly, there is more ground to be
spank their children more than other parents plowed in exploring the contours and effects of
and value children’s submission to parental religious socialization among young people.
authority, but are also more prone to hug and Comparative research on parenting across
praise their kids while yelling at them less. different faith traditions is one of the most
Such paradoxical childrearing patterns defy promising avenues for future research on
the conventional parenting typology (authori- the religious socialization of the young.
tative, authoritarian, and permissive parent- Unfortunately, there is very little solid
ing) long embraced in the social scientific empirical research on parenting and youth
community. Conservative Protestant parents socialization in non-Christian (and even
confound this typology by creatively melding non-U.S.) contexts, a bias in the scholarship
elements of the first two parenting styles. that has been noted elsewhere (Stewart and
Where child development is concerned, the Bond 2002). One study that has countered this
current research demonstrates that religion general pattern of neglect is a comparative
can be both an asset for children, particularly analysis of parenting in Christian, Jewish,
when couples attend frequently, and a liability, Mormon, and Muslim families (Marks 2004).
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522 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

This qualitative study used interview data with proceed with an awareness of the paradoxical
parents in each of these traditions to explore nature of religion, and an appreciation for the
the meaning of religious practices in the home, context-specific contours and effects of reli-
as well as the perceived benefits and difficulties gious socialization. Moreover, it would seem
associated with the religious socialization of that inasmuch as religious socialization occurs
children. This study revealed that, despite the through the daily interactions of young people
obvious doctrinal differences across these faith with their parents, siblings, and peers, the time
traditions, religious parents shared a number is ripe for methodological approaches (e.g.,
of characteristics in common. Interviewed ethnographic research, in-depth case studies,
parents (1) recognized the need to teach by online research) that are designed to examine
example or ‘practice what they preach’ (belief- the complex cultural processes that underlay the
behavior congruence) to promote effective broad patterns reviewed here. Until that time,
religious socialization, (2) acknowledged the there is much to be gained from understanding
vital role that religion can play in promoting that religion plays a critical, yet terribly com-
family cohesion, whether through candlelight plex, role in the socialization of young people.
vigils, Sabbath meals, or other family rituals,
and (3) identified the costs of family religious
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25
Age, Generation, and Cohort in
American Religion and Spirituality

MICHELE DILLON1

The purpose of this chapter is to highlight how of the chapter, I broaden the focus to consider
age, generation, and cohort matter in shaping the generational narrative of American religion.
how people construe and practice religion. Here, I highlight how cohort or generational
I confine my empirical focus to American succession produces change as well as intra-
society because as illuminated in particular by family variation in religious habits and atti-
a generational lens, religion is heavily contex- tudes. The chapter concludes with a review of
tualized by the social, historical, and cultural the inter-generational differences in religion
circumstances in which it is construed and evident among contemporary cohorts and I
practiced. The many differences in the nature also take note of the broad cultural continu-
and place of religion in the United States ities in how Americans construe religion across
compared to Western Europe, for example, generations.
both historically and in contemporary times
(Warner, 1993; Davie, 2003), suggest that it is
more sensible to use the space allotted to
THE SOCIOLOGICAL RELEVANCE OF AGE,
consider the complexities attendant on the
GENERATION, AND COHORT
interplay of age, generation and cohort in one
societal context rather than comparatively,
though readers familiar with other countries With the publication of Karl Mannheim’s
will be able to make inferences as to how these (1927/1952) seminal essay on the critical sig-
age and generational implications take effect nificance of the social and historical context in
elsewhere. which ideas originate and get elaborated, soci-
I begin with a general overview of the ologists began to recognize that different birth
sociological relevance of age, generation, and cohorts and generations inherit, experience,
cohort, and then discuss how their considera- and learn to think about the social world in
tion complicates any simple model of religious different ways. The relevance of social context
change. I follow this with a review of the links to the cultivation and development of specific
between religion and aging. In the second half ways of apprehending the world was already
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underscored in Karl Marx’s writings on younger cohorts differently than older cohorts
ideology and in Max Weber’s on culture and and these differential effects can persist across
stratification. But Mannheim highlighted the the life course. That each generation can claim
sociological importance of attentiveness to a discrete chronological and social history is
a discrete generational consciousness or iden- well captured by the scholarly and popular
tity and opened the path for social scientists acknowledgment of inter-generational family
to map the dynamic connections between the dynamics; the recognition that each genera-
temporal progress of individual lives and macro tion can comprise a relatively broad span of
societal change. We can investigate whether in birth years and that the younger or the older
fact the social and historical context impacts generation’s expectations and consciousness
how individuals think and what they know are shaped by different social and cultural
and what they do by looking for evidence of circumstances.
generational variation in attitudes and behavior. It is true, of course, that regardless of age,
It is thus customary for sociologists to general- different generations simultaneously experi-
ize about the Depression Era generation, the ence the same historically or culturally signifi-
World War II generation, the Baby Boomers, cant events that occur within a given period.
Generation X, and so on. Nevertheless, the perception and impact of
Generational frames are particularly valuable these events will likely vary by age. Age is not
for the sociology of religion because they offer simply a number, but a signifier of how much
discrete, historically meaningful time frames history and cultural memory the individual has
by which to track and tap into the multiple ways already acquired, and is intertwined with
in which religion may vary from one social and generational expectations and social roles
historical context to another. Equally impor- whose obligations and experiences also shape
tant, they also enable sociologists to illustrate how the individual sees and makes sense of the
how within a given historical period, different world. Developmental psychologists argue that
generations construe religion, thus highlight- individuals develop a more settled identity
ing that religion is invariably multi-layered and structure as they age (Levinson, 1996), as they
differentiated, and that it evolves in varying progress across the life course and negotiate
ways over time and across social conditions its various events and transitions. This means
and circumstances. that at any given moment in history younger
Related to generational differences are cohorts are more likely than older cohorts to
cohort differences. Birth cohort typically refers be influenced by particular social and cultural
to all individuals born in a single year of birth events such that they incorporate their impact
or born within the span of a specified number into their own (relatively unsettled) identity.
of years. Although cohort and generation Thus, for example, even though World
are closely related, and some social scientists War II is a historically momentous event that
may even use the terms interchangeably, it is impacted a large aggregate of twentieth-
customary to regard generation as encompass- century lives, it had a more formative impact
ing several birth cohorts. In a defining article, on the cohort who served in the war (and
‘The cohort as a concept in the study of social their spouses) than on those who were older or
change,’ Norman Ryder (1965) argued that the who were too young to serve. Similarly, the
cohort is a more precisely defined temporal cultural upheavals of the 1960s were witnessed
unit from which generations are constructed; by many people, but they exerted a much more
for Ryder, cohorts provide the fundamental critical impact on college-age cohorts than on
mechanism by which social change is intro- their younger-age siblings or on their parents
duced into a population. New birth cohorts and grandparents. A generational focus thus
replace the cohorts of older age individuals retrieves a core sociological point, namely that
and this demographic process of population social context matters and, therefore, the socio-
replacement inevitably introduces social change biographical location in which objective his-
because the same socio-historical events impact torical events are experienced will necessarily
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differentiate their perception and impact between 1910 and 1940 and who show
among the population aggregate who experi- substantially more social and community
enced the event. In other words, a generational involvement than successive cohorts.
perspective gives pause to generalizing claims Independent of cohort and generation as
about historical epochs; as I will note later, categories for mapping social change, age, of
even the American Puritan era, though typically course, is also a major source of social varia-
portrayed in homogeneous terms, was experi- tion. Family, work, volunteering and other
enced differently by its different generations. social roles are age-graded as are religious rites
The sociological importance of differentiat- and ceremonies. Age is, most fundamentally,
ing between generation and cohort becomes the marker of an individual’s chronological
especially relevant in discussing the social life, demarcating maturation and developmen-
experiences of birth cohorts who, though born tal progress through the life cycle. Although
just a few years apart, nevertheless encounter age can stand alone as an independent variable
very different social worlds, and by extension predicting various outcomes, it is generally
generational experiences, due to the coinci- more fruitful to integrate age with cohort or
dence of their age and the timing of specific generation; namely, the extent to which the
institutional and historical events; birth coincidence of being of a particular age at a
cohorts in the early and late 1920s are a good particular time in history provides a different
case in point (as I will discuss in a later section). generational experience and consciousness
Clearly there is no simple logic by which to than had the individual belonged to a different
draw a line between cohort and generation; birth cohort. Clearly, to be a 21-year-old in
these categorizations – whether to use single 2006 is to experience a very different societal
birth cohort years or to group birth years in a context than a 21-year-old would have experi-
particular cohort order, and whether generations enced in 1986 or 1966 or 1946.
should be narrowly or broadly encompassing It is customary to map age onto stages or
of cohorts, are questions whose answers must phases in the life course such as adolescence,
be guided by the theoretical questions and early adulthood, mid-life, and late adulthood.
statistical methodology informing the research Each of these stages confront the individual
at hand. with specific identity tasks (cf. Erikson, 1950)
Demographers typically group birth cohorts whose successful achievement is critical to
by decades coinciding with the Census years ensuring that the individual functions as a
(e.g., Myers, 2004), whereas generations usu- purposeful and productive member of society.
ally encompass a 15 to 20 year span. Thus Nevertheless, the cultural expectations linked
cultural reference to the Baby Boomer genera- to age-specific behavior shift to some extent
tion typically includes all those born between with large-scale structural and historical
1946 and 1965 even though it also makes good changes, and within families, may also be
socio-demographic sense to demarcate the shaped by birth order. In contemporary times,
early boomers (born 1946–1955) from the late with the economic pressures of globalization
boomers (born 1956–1965). Using a shorter span and job deskilling, the role of college student
of birth years, Generation X refers to those is no longer necessarily associated with the
born between 1966 and 1975, and Generation moratorium from adult responsibilities typically
Y, 1976–1985 (Myers, 2004, 6). If, on the other found between adolescence and early adulthood.
hand, one is interested in examining how the Instead, increasing numbers of traditional-age
social experiences of individuals born prior (late adolescence) college students work while
to World War II are different from successive attending college, and increasing numbers of
cohorts, it makes sense to consider combining older age students return to college in mid-life
several birth cohorts as comprising a single in order to acquire new job-related skills.
generation, as indeed Putnam (2000: 254) does And, it is also increasingly common today to
in referring to these cohorts as America’s ‘long see older age retirees attending college in the
civic generation,’ i.e., those who were born post-retirement phase for purely intellectual
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AGE, GENERATION, AND COHORT IN AMERICAN RELIGION AND SPIRITUALITY 529

fulfillment, taking advantage of their compar- assumption has been abetted by the relative
atively greater affluence and health relative to paucity of historical data on the religious
earlier generations of older age Americans. habits and attitudes of ordinary people prior
Clearly, then, the social and cultural context to the 1940s when opinion polling began and
can moderate our expectations of age-related started a tradition of attentiveness to religious
behavior and hence the critical importance of attitudes and behavior. Consequently, sociolo-
considering the generational context in which gists tend to use relatively narrow time frames
aging occurs. Yet, at the same time, there is (and narrow geographical frames) in assessing
evidence that some age-related attitudes and secularization and omit consideration of the
behaviors persist irrespective of birth cohort, social, cultural and political factors that vari-
generational experiences or historical era ously influence religious expression in differ-
(e.g., the importance given to children’s reli- ent historical periods (see Gorski, 2003 for a
gious socialization by successive generations critique). This truncated historical perspective
of parents). distorts understanding of the changing place of
religion in individual lives and in society across
time. And from a secularization perspective,
this distortion can be particularly misleading
AGE, GENERATION, AND COHORT IN THE
because current cross-sectional trends are
MOSAIC OF RELIGIOUS CHANGE
usually compared with cross-sectional trends
from the 1950s, a period when levels of church
The dominant thrust of sociological and activity were at a peak.
demographic analyses is to present social Introducing cohort considerations further
change as progressive and linear. As Dowell complicates the assessment of whether and
Myers (2004: 6) has commented, ‘Throughout how religion changes over time. Current trends
American history, the presumption has been and historical patterns are themselves subject
that each generation enjoys a higher socioeco- to varying demographic forces that can vari-
nomic status than the last.’ Yet, of course, as ously impact the amount of religious activity
Myers (2004: 8) points out, this progressive observed at any given time (see Hout, 2003).
story was seriously disrupted by the Great Clearly, some cohorts are born during a period
Depression and in recent decades by economic of decreased or of heightened religious activity
problems (such as inflation, recession, and in the society as a whole and this socio-cultural
the high cost of home ownership) that were context will shape the trajectory of the sub-
particularly burdensome to the late Baby sequent religious involvement across the life
Boomers (those born between 1956 and 1965) course of the cohort members (see Hout and
and currently to Generation X (those born Greeley, 1987). Americans who entered adult-
during the following decade). Nonetheless, hood in the early 1980s, for example, a time of
the presumption is that ‘each decade a new increased societal interest in religion, and of
cohort enters adulthood and is launched on an evangelical resurgence in particular, may be
its trajectory from a (usually) higher starting more likely than those who were young adults
point’ (Myers, 2004: 10). in the 1970s to become religiously involved and
If demographers see cohort succession in to maintain that commitment across adult-
terms of upward socio-economic trajectories, hood independent of any aging, life course, or
sociologists of religion tend to expect cohort historical effects.
succession to produce a progressive decline The cohort effect of this greater religiousness,
in religious engagement. The strong hold of moreover, will further reverberate on other
secularization theory and its core assumption cohorts as a result of the multiple dynamics of
that religion declines with modernization has cross-generational religious influences. Because
framed how sociologists from Max Weber and adult children influence the religious commit-
Emile Durkheim onward think about religion ments of their aging parents (Sherkat, 2003),
and social change. The tenaciousness of this this can contribute to a general increase in the
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530 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

religious involvement of the older (parents) involvement (Dillon and Wink, 2007), means
cohort. And, these effects will not die as the that an increase in the population of children
1980s’ cohort dies. Because grandparents exert should increase demand for religious services
a critical socializing influence on grandchil- and a subsequent decrease should result in
dren (King and Elder, 1999), an effect that will the opposite trend. Similarly, the currently
likely become more visible with the increased observed increase in the proportion of evan-
longevity and functional ability of older age gelicals in the United States is largely due to the
individuals, we might well expect that the higher fertility rates of religious conservatives
religiousness of the grandchildren of the than a result of religious switching from other
1980s’ cohort (or of any other comparatively denominations (Hout, 2003; Hout et al., 2001).
more, or less, religious cohort) will be influ- Shifts in denominational membership and reli-
enced too, and so on. Indeed whether as a gious activity are further prompted by aggregate
function of family socialization, or more changes in regional migration and especially,
generally of the sociological coincidence immigration, given the pronounced ethnic
between age and social roles, there is some contours of American religion marked by
evidence that an individual’s religious involve- earlier and new generations of immigrants.
ment at any given time in adulthood is likely These examples underscore that any increases
to parallel that of their parents when they were or decreases in religious preferences and activ-
of the same age or phase in the life course ity should not mechanistically be interpreted
(the religious life cycle hypothesis; e.g., Greeley, as evidence of a surge in religiosity or con-
1980), though these patterns are also contin- versely of secularization. Such trends, rather,
gent on historical and cohort effects. In any would have to be contextualized with regard to
event, each cohort’s religious baseline will demographic changes as well as in regard to
impact the cohort’s aggregate life course pat- historically specific events and other societal
terns of religiousness as well as reverberating factors.
on other, older and younger, cohorts. The importance of considering religious
Another way in which cohort matters is the trends in terms of both cohort variation and
variability in the demographic characteristics historical and cultural developments is well
of specific cohorts, a variability that both directly demonstrated by Hout and Fischer (2002).
and indirectly impacts religious engagement. They document a significant two-fold increase
Most fundamentally, some cohorts are numer- from 7 to 14 per cent within a ten-year period
ically bigger (or smaller) than others, and some in the proportion of American adults who
cohorts will have cohort-specific marriage, report no religious preference (from 1991 to
divorce, and fertility trends. These demographic 1998). They find that recent cohorts are more
factors, in turn, impact levels of religious likely than earlier cohorts to have been raised
engagement in all sorts of interrelated ways. without any religion (p. 169), a pattern
Religious activity tends to be especially pro- that produces a cohort replacement (and
nounced during the early adulthood, family- secularization) effect that contributes to fewer
formation phase of the life course, and is people currently having a religious preference.
further contingent on the age of parents and At the same time, however, Hout and Fischer
whether they are still married, single or divorced (2002) also find that the decline in religiously
(e.g., Chaves, 1991; Stolzenberg et al., 1995; affiliated Americans is not driven by cohort
Myers, 1996;). Consequently, for any given succession alone. In other words, the increase
cohort, change in such basic demographic in religious disaffiliation was a more general
trends as age of first marriage and fertility and trend, true of younger and older cohorts alike.
divorce rates can produce significant shifts in And, because it occurred in the 1990s and not
aggregate patterns of religious engagement. before, Hout and Fischer link it to the cultural
The culturally embedded American tradition conflicts that revolved around religion in the
of sending school-age children to Sunday school 1990s. They argue that these church-associated
regardless of the parents’ level of religious political conflicts made political liberals and
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AGE, GENERATION, AND COHORT IN AMERICAN RELIGION AND SPIRITUALITY 531

moderates less inclined to identify with churches has increased as a result of aging. What is
and institutionalized religion. Further, because frequently omitted from consideration is
those who have disaffiliated from church have whether these 50 to 65-year-olds were less
nevertheless maintained their religious and (or similarly, or more) religious when they
spiritual beliefs, Hout and Fischer argue that were in their 40s. Cross-sectional designs do
the trend toward disaffiliation should not not have multi-time follow-up data and while
simply be seen as evidence of secularization. individuals’ retrospective accounts of religious-
ness at earlier times in their lives lend support
to the age-increased religiosity thesis, they are
compromised somewhat by memory, cultural
RELIGION AND AGING: BRINGING BACK
changes, and social desirability biases.
COHORT AND CONTEXT
The finding that different age groups have
different levels of religiousness is easy to inter-
A core question for social scientists is whether pret as an effect of the aging process alone,
the process of aging impacts religious involve- rather than the outcome of a mix of cohort,
ment. The research findings in this area are historical and aging effects. But essentially
somewhat inconclusive. On the one hand, it simply tells us that at a particular moment
large cross-sectional studies using data gath- in time, different age categories have different
ered across various age groups at a particular levels of religiousness. The impression of an
point in time present a map of American reli- aging effect is, of course, further encouraged
giosity indicating that religiousness increases by the fact that studies customarily find that
with age. Thus, older age individuals report older age categories have progressively higher
higher levels of religious participation than levels of involvement than younger age groups.
younger age individuals (Hout and Greeley, And, even though aggregate shifts occur in the
1987) though there is some uncertainty as to population composition of older age categories,
when religious involvement peaks. The public the cohort succession, secularization assump-
opinion data analyzed by Hout and Greeley tion would predict that the older age category
(1987) suggest that the steepest rate of increase (irrespective of its size) would invariably be
in religiousness occurs between ages 45 and 55, more religious than younger cohorts. (Beyond
with Protestants peaking in their 40s and individual level data, however, an increase in
Catholics after age 60. In contrast, Rossi’s the older age population should, following the
(2001) survey data indicate that the sharpest religion and aging hypothesis, result in more
increase occurs when individuals are in their religious activity in the society as a whole,
50s and 60s. In any case there is a strong and similarly a proportionate reduction in the
presumption that, as summarized by Gallup, older age population should produce a con-
‘Religion’s importance intensifies as people trary trend; once again, demographic factors
grow older’ (Gallup and Lindsay, 1999: 74). complicate the assessment of secularization.)
The presumption of a positive relation Unlike cross-sectional studies, longitudinal
between aging and religiousness, however, is studies avoid the problem of comparing
somewhat misleading. Such trends (e.g., Gallup different age cohorts, but they have other
and Lindsay, 1999) are typically based on the limitations. Typically, because of the financial
conflation of age group (as a category) with aging and logistical challenges in following the same
(as a process), thus ignoring the influence of individuals over time, longitudinal studies use
cohort on aging (with the exception of Hout relatively small and homogeneous samples, and
and Greeley, 1987; Hout and Fischer, 2002). It they too have produced mixed results on the
tends to be assumed that the 50 to 65-year-olds relation between religion and aging. Data from
who show greater religious involvement at a a 40-year follow-up study of male graduates of
given time than those who are in their 40s at Amherst College (Shand, 1990) suggest stability
the same interview time have become more in adult religiousness, whereas the Terman
religious with age, i.e., that their religiousness study of intellectually gifted individuals
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532 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

(McCullough and Polak, 2007), shows an late-1960s unfolded. The timing of these various
inverted U-curve trajectory with religiousness events in the life course of individuals born less
increasing from early to middle adulthood and than ten years apart resulted in significant dif-
then declining from age 50 onward. The gener- ferences in their life experiences and accord-
alizability of the patterns in these studies is ingly it makes good sociological sense to regard
limited, however, because of the specialized those born in the 1920s as representing not
composition of their samples (male college only different birth cohorts but also different
graduates and intellectually gifted people, generations.
respectively), whose religiousness may be quite Another advantage of the IHD study is that
different than commonly found in socially it allows us to compare different types of
mixed, community samples. religious engagement across time. Social scien-
Disentangling age, cohort and generational tists frequently emphasize the importance of
or historical effects on religious participa- paying attention to the multidimensionality
tion is clearly complicated, and as Hout and of religion; yet many study designs allow atten-
Greeley discuss (1987: 327) its methodology tiveness to only one aspect of religion, typically
lacks final resolution. I would, however, like to church participation. Because the IHD study
illustrate the interplay between age, generation gathered extensive in-depth interview data
and cohort using as a case study data from on religious beliefs, attitudes and practices at
a study established in California in the 1920s each of five interview times from adolescence
(by the Institute of Human Development through late adulthood it has been possible
[IHD] at the University of California, Berkeley). to code the data for both church-centered
The IHD study is especially well suited to this religiousness and for more individualized or
purpose. It has long-term longitudinal data non-institutionalized spiritual seeking. Being
gathered over 60 years from a heterogeneous able to explore how both religiousness and
community sample that is differentiated by spiritual seeking intertwine with age, cohort
gender, denomination (Protestant/Catholic), and historical change illuminates the complex-
and social class. ity of religion in America as well as the ways in
Importantly for our purposes, a further which its expression is shaped by different
source of variation is that the study partici- cohorts and socio-historical forces.
pants also come from two different birth In the IHD study, religiousness did not
cohorts; one-third of the sample was born in follow a straightforward, linear upward trend
1920–21 and two-thirds were born in 1928–29. across the life course.2 Instead, the pattern of
Though eight years, a half-generation, may not change was captured by a quadratic function,
strike as too-likely a source of generational meaning that it was best described as a U-curve
variation, the social experiences of individuals with levels of religiousness highest in adoles-
born in the early 1920s were substantially cence and late adulthood and dipping in the
different from those born in the late 1920s. middle years (Dillon and Wink, 2007). The
Those born in the early years of the decade are mean level of religiousness among the study
children of the Great Depression (Elder, 1974), participants as a whole decreased from adoles-
they entered military service in World War II cence to early adulthood (age 30s), and from
upon graduation from High School, and early to middle adulthood (age 40s). It then
encountered the cultural turmoil of the late- reached a plateau between middle and late
1960s when, approaching age 50, their adult middle adulthood (age mid 50s/early 60s),
identity was well settled. By contrast, those before increasing significantly from late middle
born in the late 1920s avoided the childhood to late adulthood (age late 60s/mid 70s).
deprivation associated with the Depression, The general U-curve pattern of change in
they graduated from High School just as religiousness over the life course was true of
World War II was ending, and they were on both cohorts (born 1920–21; 1928–29), of
the cusp of middle age (age 40) as the cultural Catholics and Protestants, and of men and
changes and religious transformation of the women. This suggests that the ebb and flow in
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AGE, GENERATION, AND COHORT IN AMERICAN RELIGION AND SPIRITUALITY 533

religiousness over time was most likely driven of older age. And nor was religiousness related
by general social forces that cut across the to fear of death among either cohort (Wink
demographic characteristics of the sample. and Scott, 2005). In sum, the similar level of
The exact timing of the dip in religiousness religiousness for both cohorts in late adult-
varied, however, in terms of these variables and hood suggests that the relatively greater immi-
points to the importance not simply of age but nence of mortality was not a major driver of
the social and historical context in which aging the general increase in religiousness in late
occurs. adulthood.
The cohort difference in the timing of The comparison of change among Protestants
individuals’ dip in religiousness points to the and Catholics in the IHD study highlighted the
relevance of specific generational or historical relevance of historical and institutional events.
experiences in shaping religious involvement. The only significant difference in the pattern of
Although both cohorts showed a U-curve change between Catholics and Protestants
pattern of change, the younger participants occurred in the 12-year interval between 1970
(born in 1928–29) had declined in religiousness and 1982 (from middle to late middle adult-
by early adulthood (age 30s; 1958) whereas the hood). During this time, the Protestants
older participants (born 1920–21) tended not showed little change in religiousness but
to decline until middle adulthood (age late 40s; Catholics declined significantly. The decline
1970). The two cohorts did not differ signifi- among Catholics was largely concentrated
cantly in religiousness in adolescence. But, among those who were relatively less religious
the older study participants had very differ- rather than moderately or more highly involved,
ent experiences in late adolescence (e.g., the with a doubling from middle to late middle
Depression) and early adulthood (e.g., partici- adulthood in the percentage of individuals
pation in World War II) than their younger who were not religious (21 per cent versus
peers though they differed in age by only eight 42 per cent). In comparison, the proportion of
years. It may well be that as a result of their Catholics with moderate to high religious
particular socio-historical experiences, the involvement showed little change during this
older cohort maintained a greater commit- time (38 per cent versus 33 per cent).
ment to established social institutions and The significant mid-life decline in religious-
traditions, including religion, and thus were ness evident among IHD Catholics captures a
slower than the younger cohort to decrease more general Catholic historical effect. It coin-
their religious involvement. cided with the disaffection among American
In late adulthood, nevertheless, members Catholics as a whole regarding the Church’s ban
of the older and younger cohorts had similar on contraception issued in 1968 (Humanae
levels of religiousness. This again suggests that Vitae), and the Vatican’s unwillingness to con-
religiousness is a function of social context – the tinue reforms initiated by the Second Vatican
free time available during the post-retirement Council. The pattern of Catholic decline in
period with the absence of burdensome work church attendance starting in 1969 and fol-
and extensive family responsibilities makes it lowed by a stabilization in lower church atten-
easier for older age individuals to include dance by the mid-1970s is well documented
church involvement as part of their schedules. (Greeley, 1985; Hout and Greeley, 1987).
In any event, the surge in religiousness did not Similarly, in the IHD study, Catholics (and
appear to be driven by the existential concerns Protestants) increased in religiousness by late
associated with impending mortality. If this adulthood, and for the Catholics this was suffi-
were a motivator, we would have expected cient to bring their involvement largely back on
the older cohort, who as a group had by late par with their early adulthood commitment.
adulthood experienced more illness and The social context informing the relation
bereavement in their lives than the younger between religion and aging is further high-
cohort, to be comparatively more religious lighted by the different timing of men and
as a way of coping with the losses and fears women’s dip in religiousness. Men’s drop in
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534 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

religiousness set in earlier than that for women social context accounts for this pattern remains
with the significant decline occurring between unclear and suggests that the relation between
adolescence and early adulthood (age 30s). birth-order and religiousness deserves further
Women’s religiousness, by contrast, did not dip exploration using other samples (see Saroglou
until middle adulthood (age 40s) and the and Fiasse, 2003).
decline was not as precipitous as in the case In sum, the IHD findings clearly indicate
of men. Because the study participants tended that religiousness changes with age but the
to marry early and have children at a young changes observed are not a function of either
age, the mid-life decline in women’s religious- age or of aging per se. The patterns in the data
ness largely coincided with children leaving highlight that the relation between religion
home and the attendant absence of child and age is contingent on the interplay between
socialization pressures. cohort, historical period and generational
The timing of women’s drop in religiousness social context (e.g., social roles associated with
fits with the findings from other studies that parenting, retirement, etc.). Moreover, while
point to the critical cultural role that the change occurs, it is also true that there is a
religious socialization of children exerts on certain stability in religiousness over the life
increasing the religious involvement of parents, course. Eyeing the life course as a whole, it is
especially mothers. This responsibility was remarkable that despite a pattern of statisti-
especially pronounced for the IHD women cally significant change from one time period
who, reflecting the more traditional gender to another, the level of religiousness among
social roles confronted by their generation, the IHD participants in late adulthood was
were by and large not in the labor force in the not significantly different from the level in
1950s and 60s when their children were young. early adulthood. In other words, at the end
Consequently, whereas many of the men of the life course the IHD study participants
felt free to drop out of church early on in completed a full circle and manifested the same
adulthood, women’s slower pace of religious degree of religiousness as 40 years earlier when
detachment was largely influenced by the pull in their 30s. Thus while the increase in reli-
of child socialization pressures. Earlier cross- giousness from late middle to late adulthood
sectional research (e.g., Fichter, 1952) and would, taken on its own, be indicative of the
recent retrospective findings from elderly fact that people become more religious in old
individuals (Ingersoll Dayton et al., 2002), as age, when seen in a longer light, it is more
well as findings from the baby boom genera- indicative of stability than increase. In short,
tion (Roof, 1999), point to a similar pattern had there been data for the study participants
of decline in parental religiousness once for just two time periods, early and late
children leave home. adulthood, their religiousness could have
Across the sample as a whole, birth order been graphed essentially as a straight line.
was unrelated to religiousness. Within cohort, This perception of stability in religiousness is
however, it was a source of variation. Contrary reinforced by the fact that across all the time
to the expectation that first-born children are points the magnitude of change from one
more conscientious and thus tend to be more time to another, even when significant, tended
religiously involved than later-born siblings to be small; the magnitude of change for all
(cf. Saroglou and Fiasse, 2003), this was not of the statistically significant effects did not
the case in the IHD study despite the fact exceed one quarter of a standard deviation
that religiousness and conscientiousness were (Dillon and Wink, 2007). We can conclude
positively related (Dillon and Wink, 2007). from the IHD data, therefore, that the relation
It was not the first-born, but the later-born, between religiousness and aging is relatively
who tended to be more religious in late adult- stable across adulthood and yet contingent
hood and this was especially true of women in on the social and historical contexts in which
the younger cohort. What exactly about early people move as they age and encounter different
family experiences, personality, and the larger phases of the life course.
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Spiritual Seeking spirituality, greatly enhanced their access to


spiritual ferment and exploration. Thus the
The IHD study participants, born in the 1920s, greater salience of spiritual seeking for the
are the generational parents of the baby study participants from late middle age
boomers, the generation who has led the way onward most likely had as much to do with
in embracing the non-institutionalized forms an expanded spiritual marketplace and geo-
of spiritual seeking that have become so preva- graphical context as with chronological age
lent in America since the 1960s (discussed in or phase in the life course.
more detail in a later section). The post-60s’ The historical or cultural explanation for
shift in American religion, however, was also the post-mid-life increase in spiritual seeking
evident among this older generation, and in is strengthened by the fact that it was the
ways that again help to illustrate the interplay younger cohort (those born in 1928–29) who
between cohort and historical effects. The showed the steeper increase in spirituality.
IHD study participants showed a general The younger participants were in their early
increase in spiritual seeking over time, and 40s at the time of the 1970 interview. From a
one that was especially pronounced in the maturation perspective, therefore, they were
second half of adulthood. Using a practice- less likely to have had a settled adult identity
oriented definition, spiritual seekers’ average (cf. Levinson, 1996), compared to the older
scores increased significantly from their 40s participants who, born in 1920–21, were
(interviews conducted in 1970) to their 50s approaching age 50. This developmental dif-
(1982), and especially from their 50s to their ference, in turn, would make it more likely for
70s (1997–2000). The presence of a generalized the younger cohort to be open to, and influ-
increase in spiritual seeking – true of men enced by, the cultural changes of the 1960s.
and women, members of both cohorts, and Indeed, analyses of the study participants’
Protestants and Catholics (Wink and Dillon, personality data show that at mid-life (1970),
2002) – supports the hypothesis that aging has but not in early adulthood (1958), members of
an effect on individuals’ spiritual concerns, thus the younger cohort were more likely than the
making spiritual engagement a more salient older cohort to show evidence of identity
part of life as people move from middle to late exploration (Dillon and Wink, 2007). Giving
adulthood. emphasis to the significance of historical-
Clearly, however, the post-mid-life trajec- cultural context in aiding the post-mid-life
tory in the IHD data also had a definite social spiritual growth of individuals does not
and cultural logic. The study participants negate the psychological maturational thesis
entered middle adulthood in the late 1960s (e.g., Sinnott, 1994) that the post-mid-life phase
and consequently their negotiation of mid-life in the life-course necessitates an adaptive shift
identity during this time of cultural upheaval in an individual’s identity toward non-material
may have primed their openness to the new or spiritual concerns. It simply affirms the fact
currents that were taking hold in America’s that individual lives take shape in particular
vastly expanding spiritual marketplace (Roof, socio-historical and cultural contexts, and that
1999). These newly accessible spiritual resources these contexts are bounded in quite specific
could be drawn on to enhance a preexisting ways by birth cohort and generation.
disposition toward a journey of self-discovery. Overall, the IHD findings on religiousness,
Or, independent of any inner psychological spiritual seeking, and aging indicate the rele-
process, the public accessibility of these new vance of cohort, historical and institutional
resources may have generated a new spiritual events (e.g., Vatican II; the 1960s), and the
awareness among individuals who were attracted generational context in which people execute
to these innovative elements in the popular their social roles as forces accounting for age-
culture. Moreover, the fact that the vast majority related changes in religious and spiritual
of the IHD study participants were living behavior. Age matters, but it is its intertwining
in California, the cauldron of new forms of with the social context in which aging
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536 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

happens – the varying social roles associated of the Fundamentalist generation who resisted
with different phases in the life course and scientific and modernist influences, and in
their coincidence with the timing of particular more recent times, the 1950s generation who so
historical and cultural events – that more fully zealously embraced religion and the 1960s gen-
fleshes out why age functions as it does. The eration who redefined the meanings of religious
IHD study participants were relatively similar freedom both within and beyond the church.
demographically in terms of marriage and Thinking about American religion in terms
family patterns – most married and did so of generations accomplishes two things. One,
around the same age and had children within it draws attention to the fact that religion is
a relatively similar span of time. Such within- invariably shaped by the particular cultural
cohort homogeneity is not characteristic of all mood and social conditions of any given
cohorts, and certainly with the increased rates historical time period; different times give rise
of cohabitation, divorce and single parent- to different errands (to adapt Perry Miller’s
hood, is uncharacteristic of recent cohorts. phrasing). And second, it can cultivate a
Studies using a broader mix of cohorts (and genealogy of religion which recognizes that
indeed greater racial and regional diversity) the articulation of religion takes on different
may well find that age and phase in the life accents for different generations simultaneously.
course do not map as neatly together as was Thus, although time progresses in a linear
true for the IHD participants. Hence the pat- manner, religious change does not necessarily
terns observed between aging and various follow a progressive linear pattern of decline
forms of religious engagement may well vary for or, indeed, of resurgence. A generational
different cohorts, and these patterns will be perspective thus allows for a greater apprecia-
further contingent on the specific historical and tion both of the dynamic ebb and flow of
cultural context informing those cohorts’ lives. religion across time as well as for its diverse
multi-generational expression at any one time.
A generational narrative, therefore, will likely
complicate historical narratives that tell either
AMERICAN RELIGIOUS HISTORY AS
a purely progressive or a purely defensive story
A GENERATIONAL NARRATIVE
of religious change.
The very beginnings of American history
The history of American religion quite easily attest to the significance of generation in shap-
falls into a narrative of successive generations. ing religious beliefs and practices. We rightly
The framing and sequencing of important think of the Colonial settlers as serious and
events and developments and their intertwined devout Christians committed, in the words of
connection with the dominant figures that have John Winthrop (1630/1965: 77), to building
made an indelible imprint on the evolution of an honorable society that would be seen as a
American religion makes for a story of inter- city upon a hill. But less than 50 years after
generational influences, counter-influences, Winthrop’s culturally decisive sermon, clergy
and adaptive innovations. We readily think of and elders at the Boston Formal Synod in 1679
American history in terms of John Winthrop lamented among other failings, the ‘much
and the Puritan settler generation, of the visible decay of godliness, contentiousness in
post-Revolutionary generation who carved a the churches, and violation of the Sabbath’
populist freedom in the everyday practice (Miller, 1964: 5–6). Indeed, it was not long at all
of religion, of the revival generations who before the first settlers encountered the inter-
made the First and, later, the Second Great generational dilemma that history attests con-
Awakenings so momentous, of the Catholic fronts all generations: namely, how to ensure
immigrant generation who literally built a that the religiosity of the next generation remains
powerful church, of the Moral Reform and as pure as they believe their own to be. The
Social Gospel generations who with different historian Mark Noll (1992/2003: 48) describes
methods tried to improve American society, the Puritans’ inter-generational challenge:
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AGE, GENERATION, AND COHORT IN AMERICAN RELIGION AND SPIRITUALITY 537

As the 1640s gave way to the 1650s, more and more and other social differences that invariably
children of the earliest settlers failed to experience characterize religion (as well as other aspects of
God’s grace in the same fashion as their parents, and
hence they did not seek full membership in the
everyday life).
churches. The problem became acute when these The community studies conducted by the
children began to marry and have children of their own. Lynds in the American Mid-West in the 1920s
Under the Puritans’ Reformed theology, converted and 1930s also point to how generational
people had the privilege of bringing their infant chil- influences and cohort replacement processes
dren to be baptized as a seal of God’s covenant grace.
Now, however, many of those who had been baptized as
push social and religious change. The Lynds
infants were not stepping forth on their own to confess documented a community in which there were
Christ. Yet they wanted to have their children baptized. many (Christian) churches, religious affiliation
The Puritan dilemma was delicate: leaders wished to was an assumed part of individual and family
preserve the church for genuine believers, but they also identity, and attendance at Sunday services
wanted to keep as many as possible under the influence
of the church. Their solution was to propose a ‘halfway’
as well as weekly prayer meetings and Bible
covenant whereby second-generation New Englanders classes was quite normative. The church was
could bring their third-generation children for baptism also a center for social activities ranging from
and a halfway membership. Participation in the Lord’s organized church dinners, young people’s
Supper remained a privilege for those who could testify athletic and social groups, and even dances in
to a specific work of God’s grace in their lives.
church halls. This picture of a church-centered
This generational story offers three lessons. communal life also bore traces, however, of
One, the fact that the Puritans had to resort a diminishing religious dominance. We can
to ‘halfway’ solutions in order to preserve easily contrast the Lynds’ portrait with that
their religious beliefs and practices trans- offered by Alexis de Tocqueville during his
generationally offers a much needed caution to American travels almost 100 years earlier
cultural observers who lament the dilution of ([1840] 1946: 143). De Tocqueville’s journalis-
contemporary religion. The lightening of the tic eye described the Sabbath as the day on
cloak of religious obligation certainly takes which ‘all noises cease; a deep tranquility,
on varying expressions but it is not a new say rather the solemn calm of meditation,
phenomenon. Religious activity in times past succeeds the turmoil of the week, and the
was not always as pure as some contemporary soul resumes possession and contemplation of
observers frequently argue and who confidently itself.’ The solemnity of the Sabbath was
do so even in the absence of empirical evidence noticeably well in decline, however, at the turn
against which to assess the validity of the claim. of the twentieth century. The Lynds found
Thus a recent study concludes that contempo- that ‘although the tradition is that ‘every
rary American teenagers have a faith that one goes to church,’ a count of actual church
‘seems qualitatively quite different from the attendance contradicted this assumption.
faith of the same [Christian] traditions in Similarly, they argued, that while ‘in theory,
previous eras’ (Smith and Denton, 2005: 154). religious beliefs dominate all other activities
Such claims deserve more nuance in light of in Middletown, large regions of Middletown’s
the generational dynamics that have long life appear uncontrolled by them’ (Lynd and
characterized American religion. Lynd 1929: 358, 406).
Second, the Puritan experience underscores Competition between religious and secular
that the autonomous adaptation and creative activities was evident not only in the churches’
reshaping of religion to meet the needs of accommodation of non-religious social events
successive generations is in large part what (e.g., athletics, dances) but also in the increased
enables religion to maintain its social signifi- prevalence of secular activities being held on
cance across time. And, third, it reminds us Sundays and in other ways undermining the
that while our sequencing of historical periods is prominence of religious activities in daily
a valuable heuristic in demarcating and making life. This trend did not emerge from nowhere;
comparisons across different socio-historical evidence suggests that recreational activities
contexts, it can suppress the inter-generational were challenging religious activities at least
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538 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

as early as the 1890s (Lynd and Lynd, 1929: while Middletown children prayed and were
339–43). Clearly, the increased secularization sent regularly to Sunday school, many of the
of the Sabbath was driven by larger moderniz- parents were not religiously active (1929: 341).
ing changes in society, and especially by the Pointing to the effect of cohort replacement,
expansion of leisure activities made accessible many Middletown mothers acknowledged
by technological innovations such as the that they were placing less emphasis on church
invention of the car, a direct effect of which loyalty in their children’s socialization than
was to make family car-rides and picnics on they themselves had been taught by their
Sunday more attractive than church and parents (ibid.: 323). Yet, the impact of this
Sunday school. In-depth interviews conducted cohort or generational change on religion is
with California adolescents and their parents not all-encompassing because this apparently
in the 1930s and 40s (from the IHD study less religious cohort of mothers chose to send
discussed earlier) gave voice to this new threat their children to Sunday school rather than
to the dominance of church. One upper-class choosing not to send them, thus preserving the
Protestant father, though he himself was not salience of religious activity for these younger
religious, was very critical of the inability of cohorts.
churches to stem the attraction of non- A similar pattern of intra-family variability
religious activities. He complained: ‘The auto- in church habits was apparent in Northern
mobile has done a terrible thing to the church, California in the 1930s and 40s. Most of the
and I’d like to see the tendency for people to IHD study participants – who were adolescents
go for a Sunday ride instead of to church during the 1930s and 40s – attended Sunday
corrected’ (Dillon and Wink, 2007: 29). school and church during childhood and most
were still involved in church during adoles-
cence. The majority of the parents, too, were
attending church; yet, close to a third of them
GENERATIONAL DYNAMICS
were not religiously active during their chil-
WITHIN FAMILIES
dren’s adolescence (Dillon and Wink, 2007).
Nonetheless, regardless of their own varying
These examples of how cohort replacement levels of religiousness almost all of the parents
produces inter-generational change in religion (90 per cent) saw to it that their children
support the secularization presumption that went to church or Sunday school, a pattern
modernization produces a progressive histori- that underscores the trans-generational credi-
cal decline in the obligations and prominence bility long given to religious socialization and
of religion. But intra-family generational Sunday school in American society (cf. Boylan,
dynamics also shape the nature of religious 1988).
activity in more complicated ways than this More recently, survey data from the 1990s
thesis fully recognizes. Secularization resulting shows that a substantial one-third of individuals
from the process of cohort-replacement would whose parents had no religious preference
lead us to expect the younger generation or were themselves brought up with a religious
younger cohorts to be less religious than their affiliation (Hout and Fischer, 2002: 185).
parents or the older generation. In American Family religiousness is undoubtedly the most
society, the smoothness of this flow is restrained powerful predictor of adolescent and subsequent
by the long-persistent cultural emphasis on the adulthood religiousness (e.g., Myers, 1996).
value of children’s religious socialization. Nevertheless, as these examples of intra-family
Accordingly, at any given historical moment in variation suggest, we should not automatically
America, we find inter-generational variation assume that if children are in church, so too are
in family church habits, and this is a variation their parents, and nor should we assume that
that inverts the straightforward motion of if parents are unchurched, so too are their
secularization via generational or cohort children. The current and historical evidence
succession. The Lynds, for example, found that suggests a more nuanced picture. Like the
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AGE, GENERATION, AND COHORT IN AMERICAN RELIGION AND SPIRITUALITY 539

Puritan settlers who devised half-way strate- immigration laws (1965), and in the process
gies to maintain their grandchildren within the making non-Western religious practices more
church, early- and late-twentieth century par- accessible to Americans (Roof, 1999). An impor-
ents make half-way accommodations to ensure tant socio-demographic shift was the increase
the religious socialization of their children – in the number of women entering the labor
many send their children to church and force, thus reducing the time and energy avail-
Sunday school while they themselves go about able to women to maintain their dominant
other (non-religious) activities. role in church and in other voluntary organi-
zations and activities (cf. Putnam, 2000).
Changes in religious institutions themselves
also contributed to the reshaping of religion.
GENERATIONAL DIFFERENCES
In the Catholic Church, for example, Vatican II
IN RELIGION
affirmed a wide array of doctrinal and insti-
tutional changes that markedly transformed
So far, I have drawn attention to how genera- the religious socialization of young Catholics
tional factors variously shape the practice of and the church experiences of all Catholics
religion within historical eras and within fam- irrespective of age.
ilies. But how does generational membership The main engine of change, however, was
itself differentiate religious beliefs and prac- cultural. In the 1960s, ‘the nature of freedom
tices? In other words, are there religious differ- itself was contested and redefined’ (Wuthnow,
ences evident between successive generations 1998: 53–4). This new understanding of free-
of Americans as they progress through history? dom was applied to all domains of everyday
The short answer to this question is ‘Yes, there life, and it was the Baby Boomers who led the
are.’ It is to these generational differences in charge in putting it into practice. Specifically
religion that I now turn and to illustrate both I in regard to religion, the 60s expanded the
use the Baby Boom generation as a benchmark freedom of the individual to exercise his or her
comparator. own authority in regard to religion (see also
When social scientists embark on genera- Greeley, 1985; Roof, 1993), and accordingly
tional comparisons they inevitably focus on ‘marked a turning point in American religious
the Baby Boom generation comprised of the life’ (Roof and McKinney, 1987: 11). The
post-World War II, populous cohorts born post-1960s accent on individual autonomy
between 1946 and 1965. The Baby Boomers are contrasts with the iconic image of the 1950s as
a pivotal generation not solely because of the an era of social conformity, a time in American
demographic implications of their large size society when ‘Organizational Man’ crystallized
but also on account of the historical timing the conventionality imposed by external
of their lives: their coming of age during authorities on everyday life. Thus not coinci-
the momentous economic, social, cultural and dentally, church attendance and deference to
religious transformations set in motion in the religion and other institutional forces were at a
post-war period and accelerated in the 1960s historical peak in the 1950s as the parents of the
and 1970s. As Wade Clark Roof (1993, 1999) Baby Boomers settled comfortably into the
has extensively documented, the Baby Boomers suburban affluence that had been spurred on by
are the vanguard generation responsible for post-war social and economic developments.3
‘remaking American religion’ and transform- But in the 1960s, the number of Americans
ing American culture more generally. reporting no religious affiliation significantly
The changes in the religious landscape increased (from 2–3 to 6–7 per cent; Glenn,
were driven in part by specific structural and 1987) and church attendance and deference to
institutional developments. Salient among institutionalized religious authority declined
these was the substantial increase in the significantly (Hout and Greeley, 1987).
number of Asian immigrants settling in the Studies discussing the increased freedom
United States following the liberalization of and individualism in post-1960s religion
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540 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

modeled by the Baby Boom generation give increase across cohorts in the proportion of
particular emphasis to three related ways in Americans who describe themselves as spiri-
which this gets expressed. Several scholars tual and not religious, this is particularly char-
focus on the fact that religion is treated acteristic of the boomer generation and its
as an individualized consumer-like choice akin successor cohorts.
to other life style choices (e.g., Warner, 1993; Hout and Fischer’s (2002: 183) detailed
Wuthnow, 1998; Roof, 1999). Other studies doc- cohort analyses confirm that generational
ument an increased detachment from denomi- succession is attenuating church-centered
national identity and affiliation (e.g., Bellah religious attachment. They find that ‘cohorts
et al., 1985; Roof, 1999; Hout and Fischer, 2002); born prior to 1935 are more religious than
and, others comment on the autonomy of those that came after, each cohort from 1935
everyday morality from the authority of reli- to 1950 is increasingly less religious than the
gious dogma in favor of a more diffuse, Golden one right before it, and those born after 1950
Rule morality (e.g., Hoge et al., 1994; are at the same (low) level of religious attach-
Ammerman, 1997; Roof, 1999). ment as the 1950 cohort.’ More specifically,
As part of the decline in the authority Fischer and Hout (2006) find a clear genera-
of church-based or institutionalized religion tional trend indicating that more recent birth
there has been a notable increase in the preva- cohorts are less likely to attend church than
lence of highly active spiritual seekers (Roof, those born earlier in the twentieth century,
1993, 1999; Wuthnow, 1998), a religious style and that those in recent cohorts who grow up
modeled by, though not exclusive to, the Baby unchurched are less likely than earlier cohorts
Boom generation (as discussed earlier, older of religiously unaffiliated Americans to become
age Americans also engage in spiritual seeking). church members in adulthood (upon marriage,
With roots in American Transcendentalism for example).
(e.g., Fuller, 2001), spiritual seekers emphasize Inter-generational differences in attachment
experiential sacred meanings and look for these to religious institutions become especially appar-
in practices that may have little to do with ent when the spotlight is focused on specific
traditional church-centered beliefs and rituals. denominational groups. Among Catholics,
Instead they variously seek the sacred by nego- for example, the largest religious denomina-
tiating among Western and Eastern religious tion in America, studies indicate substantial
practices, Pagan and Celtic traditions, and inter-generational differences. The survey
through New Age, ecological, and therapeutic research of D’Antonio et al. (2001) identifies
practices (e.g., yoga). Catholics in terms of pre-Vatican II, Vatican II,
With the Baby Boomers as the ‘lead cohort’ and post-Vatican II generations. Coincidentally,
in reshaping American religion, Roof identifies the Vatican II generation, defined as those born
the primary inter-generational religious dif- between 1941 and 1960, closely matches with
ferences as lying between those born prior to the Baby Boomer cohorts. Baby Boomer
World War II and those born after it. He notes Catholics, therefore, had their formative young
that this pattern of differences (in strength adulthood directly impacted conjointly by the
of religious preference, valuing of faith etc.) is cultural turmoil of the 60s and the enormous
larger than any differences among either the wide transformation and turmoil (in regard to
cohort span of Baby Boomers or subsequent contraception, for example) in the church.
cohorts (those born since the mid-1960s). D’Antonio et al. find several points of
Roof summarizes the pre/post-war inter- commonality between the Vatican II and the
generational dynamic thus: ‘Older generations pre-Vatican II generation, and between the
remain more loyal to institutions and doctrinal Vatican II and the post-Vatican II generation.
beliefs whereas younger generations register However, there are significant differences
higher scores on experiential measures not among all three in regard to commitment to
directly related to “church religion” (Roof, Catholicism (2001: 83), with commitment
1998: 52). Therefore, while there has been an progressively decreasing for each successive
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AGE, GENERATION, AND COHORT IN AMERICAN RELIGION AND SPIRITUALITY 541

generation, and similarly, a negative relation generative personal and social relations on the
between generation and those who are likely to part of individuals who are spiritually engaged.
say that the individual (and not the church This thesis is supported by research among
hierarchy) is the locus of authority on sexual older age cohorts (born in the 1920s). Using
and related matters (e.g., abortion and homo- the IHD data, Dillon and Wink show that
sexuality). As D’Antonio et al. make clear, spiritual seeking, if measured as disciplined
although the biggest generational differences engagement in intentional spiritual practices
among Catholics are between the pre-Vatican II (e.g., meditation) and not simply as a self-
and subsequent generations, ‘there also are report personal descriptor, is also related to
sizable differences between the Vatican II and altruism and concern for the welfare of others.
post-Vatican II generations …. from compli- For example, in late adulthood (age late
ance with traditional teaching to greater auton- 60s/mid-70s), high scorers on either church-
omy’ (2001: 129). centered religiousness or on a more individu-
The emphasis on individual autonomy in alized spiritual seeking were equally likely to
how the Baby Boomer and successor cohorts engage in social activism on behalf of such
construe religion, spirituality, and personal causes as homelessness (Dillon and Wink,
morality has been widely criticized for what 2007; Dillon et al. 2003). Although the relation
some sociologists see as self-indulgence. Most between spiritual seeking and social responsi-
notably, Bellah et al. (1985) regard the increased bility found among older age cohorts may
trend toward spiritual seeking as self-centered, be a function of the socio-historical context in
therapeutic, and narcissistic and as undermin- which their lives unfolded – they are, after all,
ing Americans’ long historical commitment to members of the long civic generation in
creating participative and socially responsible America – it is nonetheless evident that a
civic communities. Bellah’s concerns find sup- disciplined spiritual seeking can, similar to
port in Robert Putnam’s (2000: 257–58) find- church-centered participation, lead to the
ings which show that Baby Boomers and later development of a social perspective and aware-
cohorts of Americans are significantly more ness that focuses attention on the needs of
disengaged from social, community and polit- other individuals and groups. The different
ical activities than early twentieth century interests and orientations that characterize
cohorts. Yet, as Putnam notes, these trends have church-centered individuals and spiritual
no single cause; as societies undergo change seekers mean that their care-giving will likely
(increased education, mass media) and as vary in where and how it is expressed. From
successive generations have different cultural the perspective of social change, however, it is
and historical experiences, we should be sur- prudent not to automatically assume that a
prised if these structural and cultural differ- decline in church affiliation or involvement
ences did not impact the social commitments will necessarily lead to a decline in social
and life styles of different generations. commitment.
The religious individualism associated with Given the emerging evidence of a genera-
the decline in religious affiliation and church tional shift in contemporary American society
attachment, however, may not be as detrimen- toward non-church centered religion it is clearly
tal to the preservation of social and communal important for social scientists to systematically
ties as observers fear. There is some evidence assess the social implications of newer forms
that Baby Boomer spirituality is not as self- of religious/spiritual engagement. Most of the
centered as suggested in media images and research on religion and civic and social
cultural critiques. Roof (1999: 163, 269), for involvement, however, compares church-goers
example, shows that middle aged Baby Boomers with non-church-goers (e.g., Putnam, 2000),
who have had spiritual experiences are more and/or uses a definition of spirituality that
likely to value self-giving than those who have relies on a self-report personal descriptor (as
not. Openness to self-growth, Roof argues, in the General Social Survey; Hout and
translates into a predisposition toward more Fischer, 2002). Such self-report descriptors of
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542 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

spirituality do not require the same behavioral trajectories of the Baby Boomers and indeed of
threshold that is customarily used in assessing the Baby Boomers’ children. Roof (1999:
traditional religious involvement (e.g., church 233–4) found that the Baby Boomers too
attendance). Consequently, these studies do dropped out of church as their children
not fully discriminate between the truly non- matured and left home, and he suggests that
religious and non-spiritual individuals and because the Baby Boomers’ mid-life decline in
those individuals who may not go to church religiousness set in at an earlier mid-life age
but who are serious or disciplined about their than is assumed for previous cohorts, it may
spirituality beyond simply describing them- signal a major generational change and a
selves as spiritual. Research that uses a prac- long-term decline in the significance of insti-
tice-oriented definition of spiritual seeking tutionalized religion for them and successive
(e.g., Wink and Dillon, 2003) paralleling the cohorts. However, the fact that the gen-
behavioral indicators typically used in assess- erational parents of the boomers, the IHD
ing religiousness, has been fruitful in distin- participants, reduced their church-centered
guishing among different types of religious religiousness in mid-life but then subsequently
engagement (religiousness and/or spiritual resumed church involvement by late adult-
seeking) as well as between people who are hood suggests that a similar pattern may well
religious or spiritual and those who have no characterize the religiousness of the boomers
religious or spiritual interests. This differentia- as they too move into late adulthood, notwith-
tion provides a more multi-layered pattern of standing their different, generationally specific
findings for altruism, social responsibility and experiences. It is also noteworthy in this regard
other behavioral outcomes than simply com- that the church attendance patterns of current
paring church attendance with non-attendance. youth, the Baby Boomers’ children, share some
It thus allows for a more multi-dimensional remarkable similarities to the adolescent reli-
assessment of religion and generational and gious habits of their grandparents’ generation
social change. as suggested by the religiousness of the IHD
study participants when they were adolescents
in the 1930s and 40s.4
Similarly, there are several continuities
GENERATIONAL CONTINUITIES
apparent in the cultural construal of religion
trans-generationally. The theme of individual
Notwithstanding the compelling empirical freedom that is so pivotal to contemporary
evidence that cohort and generational succes- American religion has long had some presence
sion change the American religious landscape, in the vocabulary of earlier generations. Most
it is important also to acknowledge the gen- notably, as Nathan Hatch’s (1989) important
erational continuities in the construal and study of the ‘democratization of Christianity’
practice of religion across time. I draw atten- underscores, the early nineteenth century was
tion to generational continuities because they renowned for its emphasis on individual reli-
are historically and sociologically interesting in gious autonomy. It was a time when individual
their own right; providing greater texture to conscience and the common sense of ordinary
our understanding of American religion and people to think for themselves took priority
social history, and giving pause to the over the dictates of church leaders and educated
emphasis on linear change that so pervades religious elites. Indeed Hatch’s observations
sociological and cultural narratives. about that period could well be applied to the
From the perspective of generational change 1960s. He argues:
and its impact on religion as a life course
The American Revolution and the beliefs flowing
phenomenon, the IHD findings – coming
from it created a cultural ferment over the meaning of
from the generational parents of the Baby freedom. Turmoil swirled around the crucial issues of
Boomers – offer a caution against over-stating authority, organization, and leadership. Above all the
the uniqueness of the life course religious Revolution dramatically expanded the circle of people
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AGE, GENERATION, AND COHORT IN AMERICAN RELIGION AND SPIRITUALITY 543

who considered themselves capable of thinking for not impact their likelihood of using this
themselves about issues of freedom, equality, sover- vocabulary. These findings thus suggest that
eignty, and representation. Respect for authority,
tradition, station, and education eroded. Ordinary
the idea of religion as a consumer choice was
people moved toward these new horizons aided by a quite pervasive in the 1950s, and rather than
powerful new vocabulary, a rhetoric of liberty that being reflective of a casual approach to religion
would not have occurred to them were it not for the was part and parcel of how many ordinary
Revolution …. The correct solution to any institutional Americans construed religion.
problem, political, legal, or religious, would have to
appear to be the people’s choice (1989: 6).
Similarly, although many scholars comment
on the uncoupling today of morality from the-
Therefore, while studies today rightly ology and the articulation of a diffuse Golden
emphasize the autonomy with which contem- Rule ethos (e.g., Hoge et al., 1994: 111–13; Smith
porary Americans regard religion, it is worth- and Denton, 2005), historical data also show
while to keep in mind that earlier generations that a Golden Rule morality has much deeper
also used a rhetoric of liberty and some took roots in American culture than simply being
a highly individualized approach to religion. a post-1960s’ or Baby Boomer morality. The
Interview data from the IHD longitudinal parents of the IHD study participants were
study of Americans born in the 1920s uncov- born toward the end of the nineteenth century,
ered much evidence of individual autonomy and interviews with these parents conducted
in how they too regarded religion (Dillon and in the 1930s and 40s are characterized by fre-
Wink, 2007). Their interviews from the 1950s quent allusions to the Golden Rule. Similarly,
are especially illuminating of the cultural and in the 1950s, several of the study participants
generational continuities in American religion. themselves also spontaneously used Golden
In the late 1950s, the study participants were Rule language (29 per cent; at age 30s in 1958),
then in their 30s and at a stage in the life course and did so irrespective of their varying levels of
when almost all of them were married and religious commitment. The IHD participants’
with young school-age children. This family- use of this language was not an aberration. Will
centered phase in the life course coincided, Herberg (1955/1960: 73), the well-renowned
moreover, with the heightened salience of observer of American 50s religion, argued at
institutionalized religion in American society the time that the tendency of Americans to
more generally as Cold War politics encour- assert their practical commitment to following
aged the counter-posing of American faith the Golden Rule ‘would seem to offer a better
and religiosity against godless Communism. insight into the basic religion of the American
Nonetheless, a majority of the study partici- people than any figures as to their formal
pants (54 per cent) spoke of religion using beliefs can provide.’
a consumer choice vocabulary that clearly The presence of a Golden Rule ethos in the
anticipated the expanded autonomy of choice remarks of Americans born at least as early as
associated with post-1960s religion. These the late nineteenth century highlights that the
individuals talked about religion in terms of uncoupling of everyday morality from an
preferences not beliefs, about shopping around explicit religious theology is a characteristic
for a church that they liked, about going to of American religion that reaches back over
different churches because they offered dif- several generations. Because the Golden Rule
ferent satisfactions, or conversely, that because is found in Christianity and also across other
the services provided were basically inter- religious and secular philosophies, it is difficult
changeable, the specific church chosen was to untangle the extent to which the appeal of
irrelevant. The language the participants used the Golden Rule in American culture derives
in talking about church stressed pragmatism, from purely religious or non-religious sources.
satisfaction, and convenience rather than It is interesting, however, that it was a much
theological content or denominational tradi- earlier generation of policy makers and church
tion, for example. Moreover, whether someone leaders who intentionally sought to institution-
was highly religious or only marginally so did alize non-denominational or non-sectarian
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544 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

moral teachings in the curricula of public substantial inter-generational differences


schools and of Sunday schools. In the late evident in the march of religion through time,
nineteenth century, this more diffuse though there are also trans-generational continuities
biblically based morality was seen as less in how Americans from diverse cohorts
divisive than emphasizing specific dogmas and construe religion. Researchers need to be more
was regarded as a way to foster American attentive to recognizing that in any given
national unity in the wake of the Civil War and period they are unlikely to find religious
in response to the increasing ethnic pluralism uniformity but a more complicated, mixed bag
(cf. Boylan, 1988; McGreevy, 2003). that variously includes evidence and counter-
Thus while it is understandable that observers evidence of the hold of religion. Any portrait
lament the paucity of theological content in of religious change, moreover, is unlikely to
the moral views expressed by contemporary derive solely from the logic of cohort or gener-
generations of parents (e.g., Hoge et al., 1994) ational succession per se but will also be driven
and teenagers (e.g., Smith and Denton, 2005: by the particular ways in which generational
118–71), a longer historical perspective gives succession intertwines with important demo-
pause to the assumption that this is solely a graphic, social and cultural changes.
post-1960s phenomenon. The benign expecta-
tions currently associated with the rhetoric of
a Golden Rule morality may well be unin- NOTES
tended, but their original non-sectarian spirit
was the brainchild of serious moral leaders
intent on knitting the common good. 1. I appreciate the helpful comments of James Beckford
and Jay Demerath on an earlier draft of this chapter.
2. I have been using the IHD data for the last few years.
The IHD study participants were interviewed extensively
in adolescence (1934 and 1943), and four times in adult-
CONCLUSION hood: 1958 (age 30s), 1970 (age 40s), 1982 (age late 50s
and early 60s), and 1997–2000 (age late 60s and mid 70s).
Separate interviews were also conducted with the partici-
In closing, it should be apparent that genera- pants’ parents in the 1930s and 1940s. Attrition in the
tion, cohort, and age are all important factors study has been low; after an initial fall-off between adoles-
in tracking and understanding religion both as cence and early adulthood, the numbers who participated
an individual and as a societal phenomenon. in the adulthood interviews were remarkably consistent
(approx. N = 240). Approximately 90 per cent of the orig-
Including these frames in sociological analyses
inal sample who were still alive and contactable were inter-
can only enhance awareness of the dynamic viewed in late adulthood (N = 184). The IHD participants
nature of religion as it is lived and changes differ from the general American population in that
across varying life course, social, historical, and they come from California, have higher levels of education
cultural contexts. We must be careful, however, and income, almost all are White and most are mainline
Protestant or Catholic. Yet, notwithstanding these
not to use age, generation and cohort in a
differences, they closely resemble similar age Americans on
reductionistic manner that favors either a other important social variables such as household struc-
simple progressive or regressive narrative of ture, church attendance, and political affiliation. Further
religious change. Greater recognition of a gen- details about the sample, the measures of church-based
erational logic complicates the secularization religiousness and spiritual seeking, and the results
reviewed in this section can be found in Dillon and Wink,
thesis that has been so influential in sociology.
2007.
Its tendency to assume a progressive decline in 3. Gallup poll data (Gallup and Lindsay, 1999: 15)
the relevance of religion in modernized soci- show, for example, that weekly church attendance in
eties, and the related assumption that current America was higher in 1958 (49 per cent) than in 1939
generations are less attached to religion and (41 per cent), 1975 (40 per cent), 1989 (43 per cent), 1994
(42 per cent), or 1998 (40 per cent).
more autonomous in their religious views and
4. As adolescents in the 1930s and 40s, only 13 per cent of
behavior than their forebears were, betray a the IHD participants had no religion. Conversely, 55 per cent
limited understanding both of religion and demonstrated high religious involvement, and 32 per cent
of social history. Although there are many were somewhat involved (Dillon and Wink, 2007).
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AGE, GENERATION, AND COHORT IN AMERICAN RELIGION AND SPIRITUALITY 545

A recent nationwide study of 13 to 17-year-old American Glenn, N. 1987. ‘The trend in “no religion” respon-
adolescents found that a majority, 52 per cent, attends reli- dents to U.S. national surveys, late 1950s to early
gious services at least twice a month, 29 per cent do so 1980s, Public Opinion Quarterly 51, 292–314.
occasionally, and 18 per cent never attend church (Smith Gorski, P. 2003. ‘Historicizing the Secularization
and Denton, 2005).
Debate: An Agenda for Research’. In M. Dillon (ed.),
Handbook of the Sociology of Religion (pp. 110–22).
New York: Cambridge University Press.
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McGreevy, J. 2003. Catholicism and American Study of Religion (pp. 117–36). Greenwich, CT:
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Rossi, A. S. 2001. Caring and Doing for Others. Spirituality, and Psychosocial Functioning in Late
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Ryder, N. 1965. ‘The cohort as a concept in the study Wink, Paul and Scott, Julia 2005. ‘Does Religiousness
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Saroglou, V. and Fiasse, L. 2003. ‘Birth Order, Sciences 60B: 207–14.
Personality, and Religion’. Personality and Winthrop, J. [1630] 1965. ‘A model of Christian
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Moberg (eds), Research in the Social Scientific California Press.
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PART VII

Religion, Self-Identity and


the Life-Course

Most chapters in the Handbook up to this of modernity have highlighted its impact on
point have been about religion in relation to religious identity as one of a growing number
theoretical ideas, methods of research, forms of potential identities. Similarly, studies of
of organisation, interaction with politics, and conservative forms of religion and of processes
individual beliefs and actions. But the chapters of conversion, commitment, and disaffiliation
in Part VII head in a new direction. They have all stressed identity’s centrality. Recent
examine the various processes by which per- investigations of new ‘immigrant congrega-
sonal identification with religions waxes or tions’, generational changes in religious prac-
wanes – with the emphasis firmly on the social, tice and the tensions between religious identity
bodily and emotional contexts in which reli- and other sources of identity such as sexuality
gious identities are moulded. They show that or lifestyle display a continuing concern with
religion is clearly gendered, embodied, emotive the negotiation of religious identity in the
and situated in changing forms of the life-course. midst of rapid social change.
Beginning with an overview of theories Linda Woodhead opens Chapter 27 with the
about religion and identity, Arthur Greil and claim that sociologists of religion were relatively
Lynn Davidman argue in Chapter 26 that self- slow to recognise the significance of gender as a
identity cannot be divorced from social and factor shaping religious ideas, identities,
cultural life. While considering the evolution sentiments and practices. But she acknowledges
of psychological approaches to identity and that a recent shift of focus away from essentialist
religion, they emphasise the more recent shift notions of sex and gender towards ‘masculini-
from thinking about identity as a matter of ties’ and ‘femininities’ has created exciting
individual psychology to a more sociological opportunities for understanding the multiple
conception of identity as the result of interac- identities that make up religious identities.
tion between self and others. The contribu- Power – cutting across inequalities of class,
tions of symbolic interactionism, social ethnicity and ‘race’ – is a key to the understand-
identity theory and narrative notions of iden- ing of religion’s variable relations with the
tity have all helped explain both change and gender order in society. The four types of rela-
continuity in religious identification. Indeed, tionship between religion and gender that
many sociological debates about the evolution Woodhead explores are: consolidating, tactical,
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548 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

questing and counter-cultural. Developing a the disposition of many sociologists to regard


highly original argument, she then analyses the religion as a secondary or purely reactive prod-
gendering of secularisation and indicates other uct of social, economic or political factors can
topics in the sociology of religion that deserve be overcome by giving due recognition to the
re-examination from the point of view of their irreducible properties of human embodiment.
association with the gender order. They This helps to frame religion as a potentially
include the definition of ‘religion’, the interpre- creative and relatively independent way of
tation of religious practices, the geography of engaging with the socio-cultural world.
the sacred, and the selection of research meth- Recent changes in the nature of the socio-
ods. By delving beneath the male-dominated cultural world lie at the heart of Chapter 29
surface of religion as it is commonly organised where Stephen Hunt traces their implications
and symbolically represented, sociologists of for the place of religion in the individual’s life-
religion can gain insight into new problems course. He shows that the time-honoured
and fresh perspectives on old ones. This is practice of thinking about human maturation
particularly relevant to understanding the in terms of the life-cycle is now giving way to
positioning of different religious groups in the idea of a less predictable and less sequential
relation to issues such as homosexuality, model of a personally chosen life-course. This
abortion and the veiling of Muslim women – shift – in perception as well as social reality –
all of which give rise to anxieties about gender. is congruent with some authoritative charac-
In another argument that aims to fill an terisations of the increasingly self-reflexive
important gap in the sociology of religion, ‘project’ of the self in late-modernity or post-
Philip Mellor mounts a challenge in Chapter 28 modernity. The expectation is that individuals
to the tendency to ignore the fact that there construct forms of religiosity that reflect their
is a bodily dimension to being religious. His experiences of the life-course that they have
central claim is that the embodied experience chosen. Whereas religious rites of passage, for
of religion deserves more careful attention. example, used to be associated with age-related
This is an area in which the sociology of reli- stages of the life-cycle, the tendency nowadays
gion has a potentially major contribution to is for the significance of fixed age categories to
make towards the enhancement of debates be reduced in favour of more self-reflexive
about interaction between human beings, their negotiation of the meaning of experience in
bodies, experiences, emotions and the socio- terms of personal projects that require less
cultural forces that shape the interaction. Six collective celebration. The decline of family
models of embodiment point the way towards life-cycle rites is particularly damaging for the
a more refined understanding of the place of religious socialisation of young children,
religion in this interaction. Illustrating his although the impact may be refracted
argument mostly with examples drawn from differently by differences of social class and
charismatic forms of Christianity, Mellor gender. Hunt also outlines the implications of
shows how sociology’s general lack of attention these changes for the religious outlooks,
to embodiment can be remedied by attending experiences and practices of people at all
to the body as: emotional, permeable, learning, the main stages of life, concluding with a
mimetic, mindful and global. In this way, the discussion of the changing relations between
complex interplay between religion, culture, religion, dying, death and bereavement among
the body, emotions and experience can be different ethnic groups. This is one of the areas
brought to the foreground of sociological where the sociology of religion undoubtedly
consciousness and methodically examined. gets to grips with what Durkheim called ‘the
The chapter’s provocative conclusion is that serious life’.
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26
Religion and Identity

A R T H U R L . G R E I L A N D LY N N D AV I D M A N

The interplay between religion and identity the achievement of a mature identity is a nec-
has been a core theme in the sociology of essary condition to successful development.
religion since the classical period, although it is At the same time, sociologists informed by
not always described in those terms. One could the symbolic interactionist tradition, including
argue that a major theme in Durkheim’s Erving Goffman (1959, 1963b) and Peter
(1966) sociology of religion is the role of Berger (1963), began using the word ‘identity’
communal ritual in fostering personal and as a synonym for or as an aspect of the concept
social identity. If the provision of meaning and of ‘self ’ first developed by William James
belonging are two of the most important func- (1890) and later elaborated by Charles Horton
tions of religion (Greeley 1972; McGuire Cooley (1902) and George Herbert Mead
1992), then it is clear that religion is intimately (1934). In this view, ‘identity’ is the sense of
bound up with people’s identity, their sense of who one is as a social being and is a dynamic
who they ‘really’ are. In fact, Hans Mol (1976) product of interaction with significant others.
goes so far as to make identity the key concept Another sociological source of the term ‘iden-
in his definition of religion. For Mol, religion is tity’ was the study of ethnic groups and immi-
the ‘sacralization of identity.’ gration, where first Oscar Handlin (1951) and
Writers like Durkheim, Weber, and Simmel then Will Herberg (1956) used the term to
could not have used ‘identity’ in its modern connote identification with a collectivity.
sense, because it was not available to them as a Within a very short period, this became per-
social scientific term. According to Gleason haps the most frequent sociological meaning
(1983), the term did not really become part of of identity as other sociologists, as well as
the social scientific lexicon until the 1960s. political scientists, began using identity to refer
Gleason identifies both psychological and soci- to an attachment to social categories, particu-
ological sources for the incorporation of iden- larly race and ethnicity, but also to gender and
tity into the social science vocabulary. Erikson sexual identity (Cerulo 1997; Howard 2000;
(1968) used the terms ‘identity’ and ‘ego-identity’ Sanders 2002). The term caught on so rapidly
to refer to a ‘sense of invigorating continuity and was used in such a variety of ways that, by
and sameness,’ the development of which is the 1970s, scholars were complaining that it
the primary task of adolescence. In this view, was too imprecise to have any scholarly traction
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550 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

(Coles 1972). More recently, Brubaker and manner if it is to continue to move to full
Cooper (2000) have recommended that ‘iden- maturity. The dichotomy characteristic of
tity’ be abandoned by sociologists. adolescence is the challenge of identity versus
The call to abandon identity has apparently identity diffusion. Successful navigation
not been heeded. There are by now a great through the period of adolescence results in
many works that consider the relationship the achievement of a feeling of uniqueness, a
between religion and identity, but few of them sense of continuity over time, and a state of
do this in a theoretically informed way ego completeness. While Erickson’s ego iden-
(Ammerman 2003). The study of religion and tity is, in large part, an intra-psychic state, it
identity has also been hampered by the exis- clearly has a social dimension insofar as the
tence within the sociological literature of achievement of a healthy identity depends on
different and often inconsistent uses of the identification with the values of a group.
identity concept. It is our intention in this Although he was working within the psycho-
chapter to proceed, first, with some theoretical analytic tradition, Erikson was particularly
elaboration of what different theorists mean sensitive to the interpenetration between the
by ‘identity.’ We then go on to discuss the vari- developing personality and the history, cul-
ety of ways in which sociologists have exam- ture, and structure of the social environment.
ined the relationship between religion and Erikson’s conception of identity has been
identity. In our view, sociological accounts of subjected to the criticisms that it is imprecise
the transformation of religion under condi- and hard to operationalize. Marcia’s (1966)
tions of modernity provide a convenient elaboration of Erikson’s conception of identity
narrative framework for organizing a diverse has proven more amenable to empirical
array of studies on religion and identity into research. Marcia identified four identity statuses:
a coherent story. achievement (characterized by a commitment
to a value orientation following a period of
self-exploration), foreclosure (characterized by
a premature commitment in the absence of
IDENTITY AND RELIGIOUS MATURITY:
self-exploration); moratorium (characterized
PSYCHOLOGICAL APPROACHES
by self-exploration in the absence of firm
commitment), and diffusion (characterized
Although all social scientific approaches to by an absence of both commitment and self-
identity see it as a theoretical link between the exploration). Berzonsky (1989, 1992, 1994),
self and the larger community, it is possible to who conceptualizes identity not so much as a
distinguish approaches which focus more on developmental outcome as a style of thinking
identity as an attribute of individuals from about oneself, developed an instrument, the
those which place the essence of identity in the ‘Identity Style Inventory,’ in order to assess
on-going interaction between self and others. identity-processing orientations as being
This latter conception of identity has been ‘normative,’ ‘informational, or ‘diffuse/avoidant.’
more relevant to the sociology of religion and, Some psychologists of religion have
although we will briefly discuss the former employed these concepts and measures in an
approach, we will devote considerably more attempt to predict religious maturity. Allport
attention to the second, more sociological (Allport and Ross 1967) set the tone for the
perspective. study of religious maturity with his distinction
Several studies on religion and identity, between an ‘intrinsic’ religious orientation,
primarily by psychologists, build on the concept which serves as an overarching motivation for
of ego-identity developed by Erikson (1968). individuals concerned to realize their values
In Erikson’s psychoanalytic conception, indi- in their daily action, and an ‘extrinsic’ religious
viduals pass through eight stages of develop- orientation, characteristic of individuals whose
ment. In each stage, the ego is presented with a religiosity serves as a means to other ends, such
dilemma that must be resolved in a satisfactory as social acceptance. While Allport originally
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RELIGION AND IDENTITY 551

conceived of intrinsic religiosity as more part as an attempt to account for moral


mature than extrinsic religiosity, others behavior, it has become clear that there is not a
(Batson et al. 1993) have pointed out that one-to-one correspondence between moral
extrinsic religiosity may be linked with blind reasoning and moral action (Blasi 1980, 2004;
conformity and a lack of compassion for Jennings et al. 1983). Blasi (1980) has suggested
others outside the community. Batson and his that the sense of oneself as a moral person may
associates (Batson and Schoenrade 1991a, b) be a key factor mediating the relationship
have developed the concept of ‘religion as quest’ between moral reasoning and moral behavior.
to express their sense that mature religiosity is Blasi argues that those with integrated identi-
characterized by an open-minded, personal ties are more likely to feel responsible for
search for meaning. acting in accordance with their moral values.
Watson, Morris, and their colleagues Within this tradition, MacLean et al. (2004)
(Watson et al. 1992, 1998) have criticized the have looked at the relationships among moral
religion as quest concept because it appears to reasoning, identity integration, religious orien-
be associated, not with religious maturity and tation, and altruistic behavior. In a study of
healthy identity styles, but with identity confu- sixty undergraduates, McLean et al. found a
sion and a lack of concern with religion. In a high correlation between all variables. They
recent study of undergraduates, Watson and conclude from their hierarchical regression
Morris (2005) made use of a measure called analysis that moral reasoning is the strongest
the ‘Spiritual Experience Inventory’ to explore predictor of altruism but that identity integra-
the connection between identity styles and tion and religious orientation function as
religious maturity. These authors found that mediating variables. The authors speculate
‘spiritual openness’ was positively associated that it might be profitable to conceptualize an
with religion as quest, a diffuse/avoidant intrinsic religious orientation as a measure of
identity style, and extrinsic religiosity and identity integration in the religious domain.
negatively associated with identity commitment,
normative identity style, intrinsic religiosity,
and religious interest. ‘Spiritual support’ was
SOCIOLOGICAL APPROACHES TO RELIGION
associated with higher levels of identity
AND IDENTITY
commitment, informational and normative
identity styles, intolerance of ambiguity, and
religious interest but with lower levels of The Symbolic Interactionist Tradition:
‘religion as quest’ and a diffuse/avoidant Identity and Self
identity style. Watson and Morris conclude
that the attempt to associate certain identity The bulk of scholarly writing on religion and
styles with religious maturity is fraught with identity relies more on the symbolic interac-
challenges in that both of their measures tionist conception of identity than on Erickson’s
of spiritual experience were associated with more psychoanalytic and developmental
psychological weaknesses as well as strengths. approach. While terms like identity integration
The attempt to use the concept of identity to and identity status suggest a concern with
predict and explain the quality of religious the quality of psychological functioning, the
experience is a decidedly minority tradition symbolic interactionist tradition is more
within the social scientific study of religion. concerned with accounting for the content of
A second minority tradition within the identity and with describing the identity
social scientific study of religion and identity construction process. Fundamental to the
combines concerns about identity formation symbolic interactionist concept of the self are
and religious orientation with an interest in the twin notions of the social nature of the self
moral reasoning in the tradition of Lawrence and the reflexivity of the self. Building on
Kohlberg. While Kohlberg’s developmental William James’ (1890) conception of the ‘social
model of moral reasoning was formulated in self ’ and Charles Horton Cooley’s (1902)
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552 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

‘looking glass self,’ George Herbert Mead of religion, Birrell (1981) points out that
(1934) conceived of the self as a malleable and Goffman (1967) clearly builds upon Durkheim’s
continuous process emerging out of interac- (1964) analysis of religious ritual in his
tion with significant others through ‘taking the analysis of the role played by the rituals of
role of the other.’ In this view, the self is everyday life in maintaining the sacredness
crucially shaped by the expectations of others of the self.
and the roles into which one has been cast. But While most of those working in the symbolic
the symbolic interactionist self is not the mere interactionist tradition employ ethnographic
reflection of the expectations of others. research techniques, Kuhn and McPartland
Symbolic Interactions conceive of the self as (1954) and others in the ‘Iowa School’ have
reflexive; the self is seen as having an objective taken a more quantitative approach to ques-
aspect – the ‘me,’ which is the reflection of the tions of self and identity. These authors
expectations and judgments of others – and pioneered the use of the ‘Twenty Statements
a subjective aspect – the ‘I,’ which responds Test,’ which elicits spontaneous answers to
creatively and spontaneously to the me. As the question ‘Who am I?’ as a means of meas-
symbolic interactionists use the term, ‘identity’ uring identity. Kuhn and McPartland asserted
is treated either as a synonym for self or as an that individuals’ ‘self-attitudes’ reflect social-
aspect of self. McAdams (1997) refers to iden- structural realities and tested this assumption
tity as being synonymous with the me, the with a study of religious identification. They
sense we have of ourselves as an objective found that religious identities are likely to be
reality to which the I, the subjective aspect of more salient among members of sectarian, or
self, responds. ‘differentialistic,’ groups than among members
To our knowledge, Erving Goffman is the of more mainstream groups.
first scholar to use identity in its symbolic
interactionist sense as an aspect of self.
Goffman’s view of self appears to be dualistic. Identity Theory
On the one hand, in such works as The
Presentation of Self in Everyday Life (1959), Stryker (1980; Stryker and Serpe 1982; Stryker
Behavior in Public Places (1963a), and Relations and Burke 2000; see also McCall and Simmons
in Public (1968), he seems to regard self as a 1966) developed Identity Theory in an attempt
performance, an individual achievement, or to formally link identity and social structure
even as the creation of deliberate artifice. On through the concept of role. For identity theory,
the other hand, in works like Stigma (1963b), identity is the pivotal concept linking social
and Asylums (1961), he seems to take a more structure with individual behavior; thus the
structural view of self, seeing it responding to prediction of behavior requires an analysis of
structural features of interaction. It is in these the relationship between self and social struc-
works that he employs the term ‘identity.’ In ture. Since everyone has multiple roles and,
Stigma, whose subtitle is ‘The Management of therefore, multiple role identities, the key ques-
Spoiled Identity,’ Goffman examines the way in tion for identity theory becomes discovering
which individuals with ‘abominations of the which identities get translated into behavior. In
body,’ ‘blemishes of character’ or ‘tribal stigma’ this tradition, role behavior is determined by
(including membership in an ethnic or identity salience (Callero 1985) – the probabil-
religious category) perceive and respond to ity that an identity will be invoked across a
negative regard from others. In Asylums, he variety of situations – and by role commitment
describes the process by which ‘inmates’ of – the degree to which people’s relationships to
such total institutions as asylums, prisons, and others in their networks depend on possessing
convents are stripped of their ‘identity kits,’ the a particular identity and playing a certain role.
resources they employ in everyday life to main- Stryker and Serpe (1982) test identity theory
tain a stable and positive sense of self. Although with a study of religious behavior, finding that
he is not generally considered a sociologist the salience of religious identities predicts the
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RELIGION AND IDENTITY 553

level of involvement in religious organizations. processes and the social self. Social identity
These authors do not address the factors that theory emphasizes the importance for self-
make religion more salient to some individuals definitions of membership in social categories.
than to others in this study. Reasoning that In social identity theory, membership in a
religion is likely to be more salient for clergy social category becomes the crucial basis for
and elders than for rank-and-file congregation behavior and self-regulation via the processes
members, Krause et al. (1998) hypothesized of depersonalization and self-verification.
that clergy and elders would be more affected The primary emphasis in social identity
by both the emotional support and the nega- theory is on such basic social categories as
tive interactions they encounter in church. ethnicity, race, and gender. Less attention has
They found this to be the case in a study of a been paid to religious identity except insofar as
national sample of American Presbyterians. this can be conceptualized as a type of ethnicity.
Peek (2005) has analyzed the process by which One notable exception can be found in the
religious identity becomes salient for Muslim work of Seul (1999) who specifically applies
immigrants to the United States. social identity theory to religious identity in
As noted above, one issue raised by the sym- his effort to explain the frequent presence
bolic interactionist perspective and by identity of religion as a marker dividing groups in con-
theory is the question of whether identity is flict. The notion of group identity featured by
unitary or multiple. Since individuals interact social identity theorists appears to be related to
with different others and play many roles, the Greeley’s Durkheimian (1966) assertion that
perspective implies that one has multiple iden- one of the primary functions of religion is the
tities. As William James (1890, 1: 294) wrote, provision of belonging. In The Denominational
‘a man has as many social selves as there are Society, Greeley (1972; see also Hammond
individuals who recognize him and carry an 1988; Swatos 1981) argues that denomination-
image of him in their minds.’ But this is at odds alism in the United States gained its strength
with what is usually implied by the concept of from the fact that denominations came to
identity and by the phenomenological reality serve as a source of community for immigrants
that we ‘feel’ as if we are one person and that and their children. Earlier, Herberg (1956)
we experience conflicting identities as a source argued that Protestantism, Catholicism, and
of personal crisis. Identity theory forces us to Judaism, had come to serve as ‘super-ethnic
ask how it is possible to have multiple identi- groups’ in American society, serving to give
ties while still believing ourselves to be unitary Americans a category smaller than the nation
individuals. but larger than the local community with
which to identify. The voluminous literature
on Jewish identity (Cohen 1983, 1997;
Social Identity Theory Dashefsky 1972; Dashefsky and Shapiro 1974;
Heilman 1996; Himmelfarb 1980; Lazerwitz
The focus in identity theory is on interpersonal 1978; Rebhun 2004) appears to employ a
or individual identity; it asks how individuals conception of identity that focuses on identifi-
see themselves in relation to role partners cation with a collectivity.
(Thoits and Virshup 1997). Social Identity The use of identity to refer to identification
Theory, on the other hand, concentrates on with a social category raises the question of
categorical or group identity. As Thoits and why certain social categories are so often the
Virshup express it, identity theory focuses on basis of identification with a collective. Much
the ‘me,’ while social identity theory focuses on writing on identity and ‘identity politics’ takes
the ‘we.’ As formulated by Tajfel, Hogg, and the ‘primordialist’ position that people natu-
others (Hogg 1992, 1993; Hogg and Abrams rally identify with people like themselves.
1988; Tajfel 1969, 1970; Tajfel and Turner Isaacs (1975) asserts that identity is inherently
1979), social identity theory is intended to be a group identity and that religion, national origins,
social psychological theory of intergroup race, and language are important because
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554 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

they are highly visible symbols of group the good?’ According to Taylor, when we ask
identity. Van den Berghe (1981) advances the ourselves, ‘What sort of person am I?,’ we are
sociobiological argument that humans are asking an evaluative question. We are, in effect,
genetically predisposed to identify with others asking ourselves if we are the kind of people
like themselves as a result of group selection who merit our own approval. More recently,
processes. Others (Glazer and Moynihan 1975; Hitlin (2003) has taken a similar tack in
Patterson 1975; Waters 1990) take a position arguing that personal identity is intimately
that has been variously called ‘utilitarianism,’ connected to values. Since questions about
‘optionalism,’ or ‘circumstantialism.’ This posi- morality and values are often answered in a
tion argues that there is nothing natural or religious idiom, a focus on personal identity
inevitable about the categories into which leads us to consider the important role of reli-
group identities often cluster. Rather, the gion when it comes to questions of identity.
opponents of primordialism argue that people Peter Berger’s (1967) argument that the func-
identify with social categories when it appears tion of religion is to sanctify one’s cosmos is, in
to be in their interest to do so. If the primor- essence, an argument that personal identity is
dialists are right, we are left with questions intimately tied in to one’s conception of the
concerning why people do not always respond sacred. Those who employ functional defini-
the way we might expect based on their group tions of religion as whatever is of ultimate con-
memberships and why one category rather cern to the individual are, for all practical
than another comes to serve as the basis of purposes, linking religion to the personal iden-
social identity in a given situation. What, for tity process by definition. When Thomas
example, determines, whether immigrants Luckmann (1967) defines religion as the
from the Middle East will identify as Arabs or ‘capacity of the human organism to transcend
as Muslims? If the circumstantialists are right, its biological nature through the construction
we need to know more about the social of objective, morally binding and all-embracing
construction of identity and the process by universes of meaning,’ he is implicitly defining
which identity categories come to exert power religion as the ground for identity. Mol (1976)
over individuals and groups. makes this same point more explicitly when he
defines religion as the ‘sacralization of identity.’
Seul (1999) posits that it is because religion lies
The Concept of Personal Identity so close to the core of people’s identities that it
is so often the basis for in-group identification
Both the ‘role identity’ of identity theory and and intergroup conflict.
the ‘categorical identity’ of social identity One issue raised by a focus on personal
theory are related to a conception of a ‘social identity is the question of stability versus
self ’ (Brewer and Gardner 1996), but both mobility. Symbolic interactionism and
approaches recognize – even if they don’t identity theory suggest that identity must
dwell on it – a more personal, individuated shift with changes in reference others and
self. In addition to identifying themselves in changes of roles; yet we have a sense that our
terms of roles and of group and category identity persists over time. Without this sense
memberships, individuals also ask ‘What of continuity, the question of who I am as a
makes me unique?’ (Reid and Deaux 1996). It unique individual has no meaning. Social
is this notion of a personal self or personal identity theory suggests that identity is
identity that has been of primary concern to relatively stable, but this makes the question
Western philosophers and psychologists since of religious conversion and other shifts in
the time of Locke. identity problematic. A focus on personal
As Charles Taylor (1989) ably argues, identity forces us to ask how an individual
the question of identity is always intimately can have a sense of self that is simultaneously
connected to the moral question of ‘What is changing and persistent.
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RELIGION AND IDENTITY 555

Identity as Narrative which to construct solutions to the problems


they encounter in everyday life. In this view,
This overview of social scientific theories of culture is not a rationally organized set of
identity has posed three questions provoked by axioms and corollaries, but a series of ‘recipes’
the perspectives we have discussed thus far: upon which people can call in specific situa-
tions (Schutz 1967). Swidler shows how the
1. How is it possible for one to have multiple people she interviewed switched almost effort-
identities and yet perceive oneself as an lessly between two logically incompatible cul-
integral individual who has an identity? tural repertoires to describe their relationships.
2. What determines which roles and which The notion of love as a voluntary working
category memberships become salient in relationship between two autonomous beings
particular social situations? derives its plausibility from the voluntary and
3. How is it possible to have a sense of contingent nature of American marriage in
oneself as having an identity if identity is a time when divorce is common, while the
always changing? notion of love as a binding commitment
derives its plausibility from the legal realities of
Perhaps these issues may be in part resolved marriage. Perhaps it is not unreasonable to
by a conception of identity as narrative. conceptualize identity as a toolkit as well. In
Ammerman (2003) has criticized the literature order to make decisions about how to act in a
on religion and identity for its lack of attention given situation, individuals must draw from
to theories of identity and has suggested that their repertoire of stories about who ‘they
the narrative theory of identity propounded by really are’ in order to decide upon a course of
Somers (1994) can serve as a good foundation action. What is constant about identity in this
for studies of identity and religion. view is not that the stories we tell ourselves
For Somers, the problem with using the about ourselves remain the same or are even
concept of identity to refer to membership in a consistent with one another, but rather the fact
social category as so many sociologists do is of narrativity itself.
that this seems to assert the primordial impor-
tance of ascribed, ‘essentialist,’ categories in
determining human behavior at the expense of
RELIGION AND IDENTITY: THE DOMINANT
an appreciation for human agency. Somers
SOCIOLOGICAL CONCEPTUAL NARRATIVE
argues that people are not impelled to act in
accordance with their membership in class,
gender, or other categories; rather they use It strikes us that one useful way to organize the
these categories of experience as materials with wide range of studies in religion and identity
which to construct their own ontological nar- into a coherent story is to discuss them in the
ratives and, thus, their identities. According to context of one popular sociological narrative:
McAdams (1997), when we think of identity as the transition from traditional to modern soci-
a story we tell about ourselves we have a way to eties. The relationship between identity and
understand how people can maintain a sense modernity has been a central sociological
of themselves as coherent entities, even as they problem since the development of the discipline.
balance multiple identities in the context of Emile Durkheim (1964) described pre-modern
continually changing social circumstances. societies as being characterized as held
Anthony Giddens (1991) defines identity together by a ‘mechanical solidarity’ born of a
tersely as ‘the ability to keep a narrative going.’ sameness that derived from many individuals
In Talk of Love, Anne Swidler (2000) being socialized to the same ascribed roles
describes culture, not as a unitary set of values and seeing themselves as essentially similar to
and rules, but as a toolkit from which people one another. Modern societies, Durkheim
can choose the appropriate implements with argued, are characterized by ‘organic solidarity,’
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556 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

whereby individuals who have the freedom to experience, by a sense of risk, and by a
learn different roles and develop independent ‘puzzling diversity of options and possibilities’
identities are connected to one another, not by (p. 3). Under such conditions, Giddens writes,
their sameness, but by their interdependence. self-identity becomes a reflexively organized
Organic solidarity, while it brings with it a endeavor. The self is no longer an entity but a
challenge to the strength of the conscience project. In high modernity, individuals contin-
collective, also carries with it the possibility of ually refer to experts for lifestyle advice and
freedom, since social actors can now choose constantly retool their identities. In a situation
what to do and who to be. of multiple choices and uncertainty, people
Georg Simmel (1955: 149) followed tend to avoid moral questions at the same time
Durkheim’s lead in contrasting the individual- that they experience the threat of existential
ism of modernity with traditional affiliations meaninglessness. Another student of identity
with the group that ‘absorbed the whole man.’ in post-modernity, the psychologist Kenneth
Simmel viewed people in pre-modern societies Gergen (1991), describes a situation of ‘social
as being constrained by overlapping social saturation,’ which gives rise to a mutable and
circles, while the intersecting social circles of fragmented self.
modernity leave people free to become unique Herbert Gans has created the concepts of
individuals. While Durkheim and Simmel are ‘symbolic ethnicity’ and ‘symbolic religiosity’
among those who deserve credit for identifying in an effort to make similar points about the
traditional society with constraint and modern malleability and contingency of contemporary
society with choice, it was anthropologist identities in the context of questions about
Ralph Linton (1936) who popularized the assimilation and the maintenance of ethnic
terms ‘achievement’ and ‘ascription’ as descrip- identity in American society. Gans (1979)
tors of the presumed dichotomy between introduced the concept of ‘symbolic ethnicity’
modern and pre-modern roles and identity. in an effort to describe a new form of ethnicity
In The Social System, Talcott Parsons (1951) that was expressive and flexible rather than
highlights ascription and achievement as one fixed. For Gans, symbolic ethnicity represents
of the five sets of dichotomies, or ‘pattern vari- the evolution of ethnicity from an instrumen-
ables,’ individuals use to orient themselves in tal and ascribed necessity into an ‘identity
the social world. Ascribed characteristics – marker.’ The new function of ethnicity, in this
which people consider to be fixed, immutable view, was to give people a ‘peg’ on which to
or inherited – typify pre-modern societies, hang their identities in an increasingly large
whereas achieved characteristics – which ‘place and impersonal society. Building on the
the accent on the performances of the incum- symbolic ethnicity idea, Mary Waters (1990)
bent in his qualities or attributes independently has emphasized the individual and ‘optional’
of any specifically expected performances’ – nature of this new ethnic form. Ethnicity is still
are the hallmark of modern societies (Parsons an important component of American iden-
1951: 111). tity, according to Waters, but it has become an
The last half of the twentieth century has optional, personally chosen identity marker
brought such extensive changes to modern rather than the totally ascribed characteristic it
societies that many commentators no longer was for the first and second generations of
speak of ‘modernity’, but of ‘post-modernity’ immigrants. More recently, Gans (1994) has
or ‘late-modernity.’ Nonetheless, more recent introduced the term ‘symbolic religiosity’ to
discussions of the nature of identity in modern makes the case that religion functions in a
societies seem more like a variation on tradi- similar way for some people in modern society.
tional sociological discourse than a radically The sociological narrative of the effects of
different analysis. For example, Giddens the transition from tradition to modernity on
(1991) describes the societies of ‘high moder- identity has been a major theme in the sociol-
nity’ as being characterized by ‘chronic muta- ogy of religion over the past fifty years.
bility’ (p. 21), by abstract systems, by mediated Peter Berger, whose ideas constituted the
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RELIGION AND IDENTITY 557

dominant paradigm in the sociology of American society, Roof and McKinney (1987)
religion for a generation, claimed that, while have spoken of a ‘new voluntarism.’ Roof and
religion in traditional societies presents itself McKinney find evidence for the new volun-
to the individual as a preexisting and not-to tarism in the highest rate ever of denomina-
be-questioned fact, religion in modernity is tional switching, among Protestants, showing
characterized by pluralism, privatization, and that individuals feel less constrained to conform
the recognition that religion is a social con- to the patterns of religious behavior they
struction. In The Sacred Canopy, Berger (1967) have ‘inherited’ from their parents. They also
argued that an awareness of multiple world- find support for the existence of the new
views and the accompanying sense that religion voluntarism in the tendency of people to pick
is a matter of personal choice would weaken and choose what they will and will not practice
the hold religion had on modern conscious- and believe within a religious tradition as well
ness. Berger’s view of modern identity sounds as the tendency to ‘mix and match’ among tra-
a lot like the ideas formulated later by Giddens; ditions. Finally, they see the increasing trend
for Berger (1974), modern identity is striking toward viewing religiosity as separate from and
in that it is peculiarly open, peculiarly differen- more important than church attendance as
tiated, peculiarly individuated, and peculiarly an indicator of the new voluntarism. Perhaps
reflective. Although Berger’s ‘secularization the most extreme exemplar of the new volun-
thesis’ has now been rejected by most sociolo- tarism is Sheila Larson, the woman described
gists, including Berger himself, the notion that by Bellah et al. (1985) in Habits of the Heart,
religious identity in modernity is a matter of who claimed to have her own private religion,
individual choice has survived the transition to which she called ‘Sheilaism.’ In a more recent
the ‘new paradigm.’ work, Roof (1993) describes Baby Boomers as
R. Stephen Warner, who coined the term ‘new a ‘generation of seekers.’
paradigm’ as a label for the post-secularization Robert Wuthnow (1988) similarly embraces
sociology of religion, agrees with Berger that the view of contemporary America as an arena
religious identity loses its ascribed, taken- where individuals search for individualized
for-granted character under contemporary meanings they cannot find in fixed traditions.
conditions. Warner asserts that ‘religion need Comparing the religious scene of the mid-
not represent something in which people are twentieth century America that Will Herberg
primordially rooted. Religious affiliation in described in Protestant, Catholic, and Jew
the United States is not tribal’ (1993: 1078). (1956) to that of the present, Wuthnow
Warner, however, challenges Berger’s assump- (Wuthnow et al. 1992) describes a shift from
tion that the element of choice – the ability to ascription to achievement in American reli-
accomplish one’s religious identity – weakens gious identities. He argues that Americans
religious commitment. In fact, he asserted, have moved from a spirituality of ‘dwelling’ in
choice might well strengthen religious identity, a prescribed religious space to a spirituality of
since the very act of choosing a religion and its ‘seeking’ (1998). Concomitant with this trend
beliefs and practices among various competing has been a decline in the significance of tradi-
alternatives may add agency and meaning to tional religious institutions and a proliferation
one’s commitment. Phillip Hammond (1988) of special purpose religious groups. The
makes a similar argument when he posits that increasing tendency for people to see them-
America is seeing a shift from a ‘collective- selves as ‘spiritual but not religious’ may be
expressive’ religious identity to an ‘individual- part of this trend.
expressive’ mode. Hammond asserts that both Thus, Warner, Hammond, Roof and
religion and ethnicity retain their significance McKinney, and Wuthnow all see contemporary
for identity but that the nature of the signifi- Americans as religious seekers engaging in
cance they have is changing. practices through which they enact their freely
In their attempt to capture the transforma- chosen religious commitments and identities,
tion of religious identity in contemporary thereby escaping the limits of ascription.
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558 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Luckmann’s (1967) discussion of the privati- interest in new religious movements (Greil and
zation of religion and Bailey’s (1983) work on Rudy 1984a; Richardson 1978; Snow and
implicit religion can both be seen as part of Phillips 1980; Snow and Machalek 1984).
this same broad tradition. It is obvious, then, Travisano’s (1970: 60) definition of conversion
that current scholarly writing on religion and as a ‘radical reorganization of identity, meaning,
identity is consistent with the longstanding and life’ is well known. Most sociological studies
sociological tradition of associating pre- of religious identity change have focused on
modernity with ascription, structure, and converts, individuals who have left the loosely
stable identity and modernity with achieve- structured role options of modern society for
ment, fluidity, and shifting identities. For both the more tightly structured roles of a sectarian
scholars of religion and theorists of identity in religious group (Barker 1984; Galanter 1989;
general, identity in modernity has become a Richardson et al. 1979). While earlier studies
project in which individuals cobble together a concentrated on developing ‘process models,’
self out of multiple sources through a process of the stages through which converts typically
that Lévi-Strauss (1966) referred to as brico- pass (Downton 1979; Lofland and Stark 1965),
lage. Contemporary American religiosity, we more recent studies have focused on the
are told is an individualistic affair, where no micro-structural dynamics of the conversion
single community defines us. Instead, we draw process. People who join new religious move-
from multiple sources to construct unique ments or sectarian groups generally engage in
and fluid religious narratives (Ammerman intensive interaction with members of the
2003). group and limit their contact with those out-
side the group (Greil and Rudy 1983, 1984b;
Snow and Machalek 1984). Greil and Rudy
(1984b) describe groups that try to change
SPECIFICATIONS AND DISSENTS
people – whether or not they define themselves
as religious – as ‘social cocoons’ that try to
While most contemporary case studies of encapsulate their members physically, socially,
religion and identity do not directly challenge and ideologically in an attempt to shield them
the dominant narrative theme of the transition from the influence of the larger society and to
of religious identity from a stable, ascribed, foster identity change within the confines of
and collective form to a dynamic, individu- group boundaries. Although they recognize
ated, and achieved form, they do seem oriented the importance of structural factors, conver-
toward fleshing out nuances, variations, and sion scholars have emphasized that converts
apparent exceptions. Giddens (1991) argues must be regarded, not as passive objects of
that, because the reflexive, malleable, and structural conditions, but active agents in their
contingent nature of modern self-identity own conversions (Balch 1980; Bromley 1997;
brings with it the constantly looming threat of Bromley and Shupe 1979; Richardson 1978;
personal meaninglessness, it is possible to Straus 1976, 1979).
observe many instances of what he terms ‘the Although most studies have focused on the
return of the repressed.’ Among the examples processes of conversion, there have also been
of the resurgence of collective, more stable studies of disaffiliation from religious
bases for self-identity, Giddens specifically communities (Beckford 1978; Bromley 1991,
mentions the appeal of religious fundamental- 1997; Davidman and Greil 2007; Jacobs 1987,
ism. Many researchers have explained the 1989; Rothbaum 1988; Wright 1984, 1988).
appeal of strict, encapsulated or ‘enclave’ As Shaffir (1997) has pointed out, much of
religious groups as a response to the fluid, ten- this work has centered on people who grew
tative, differentiated identity of late modernity. up in the open secular society, joined an
The 1970s and 1980s saw a sharp increase encapsulated group, and then returned from
in scholarship on the identity change process, the tightly structured roles of the group to the
largely as a result of increased sociological loosely structured choices with which they
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RELIGION AND IDENTITY 559

grew up. In many ways, the process of dis- The Continuing Identity Salience
affiliation, which depends upon a breakdown of Religious Organizations
in encapsulation, is the structural mirror
image of conversion, which involves insula- Some writers who have looked at the identity
tion from the outside world (Wright 1987). functions of tightly knit religious organiza-
Conversion entails identification with group tions have focused on groups that are seen as
members and the goals of the group; disaffil- somewhat more mainstream (Manning 1999).
iation requires disidentification from group Some scholars (Ammerman 1987; Armstrong
members, goals, and leaders. The different 2000; Fields 1991; Hewitt 1989) have inter-
structural contexts in which the process of preted the appeal of fundamentalism as
affiliation and disaffiliation take place result providing a firmer anchor for identity than is
in some systematic differences in their generally available under conditions of late
dynamics. As Beckford (1985: 174) writes, modernity. Davidman (1990, 1991) has analyzed
‘There is little in the way of a cultural script the appeal of the more structured roles of
for the passage of a person from being a Orthodox Judaism for contemporary American
member of an intense religious group to Jewish women. Neitz (1987) has studied
being a non-member.’ the process by which ‘low salience’ Catholics
Research on the identity change process embrace a Charismatic Catholic identity.
typically involves the analysis of retrospective A number of researchers have examined the
accounts after the fact (Beckford 1978; growing tendency toward embracing an
Davidman 1991; Greil and Rudy 1984a; Evangelical Christian identity (Gallagher 2003;
Lofland 1978; Snow and Machalek 1984; Hunter 1983; Smith 1998; Stacey 1990). Smith
Yamane 2000). Yamane has argued in the (1998) uses his survey data on American
more general context of the study of religious Evangelicals to argue against Berger’s (1967)
experience that it is important for scholars to assertion that the pluralism associated with
recognize that conversion accounts must not modernity inevitably threatens religious iden-
be understood as literal descriptions of what tity. In fact, Smith asserts that awareness of the
has actually happened but as narratives, threat of modernity and the concomitant sense
stories constructed to explain and present of being in a battle with the forces of secular-
one’s experience of transition in a meaning- ism serve to strengthen Evangelical identity.
ful way to one’s self and to others (Beckford Such writers as Bartkowski (2001), Hunter
1978: 260). Some scholars have gone so far as (1983), Shibley (1996) and Stacey (1990) have
to argue that we can learn nothing about argued that it is a serious mistake to interpret
the actual process of conversion from narra- evangelicalism and other conservative reli-
tives. In the view of these scholars, conver- gions as simply shoring up identity against the
sion narratives are not referential, but threats of modernity. Rather, these authors
constitutive; they should be viewed, not argue that conservative religion will only exert
as a description of conversion, but as an its appeal to the extent that it can rework tra-
enactment of conversion (Stromberg 1993). dition and incorporate elements of modern
Rephrasing this argument in terms employed identity. The image that these studies paint is
by Somers (1994), these authors are making neither a picture of individuals stubbornly
the claim that conversion narratives should hanging on to traditional identity in the face of
be read, not as a ‘mode of representation’ but modernity nor of succumbing to the threats
only as an ‘ontological act’ by which individ- modernity poses to identity; rather we see the
uals constitute their social identities. We creative adaptation of traditional identities to
would argue that, although narratives of new circumstances.
identity change are properly understood as Recent years have also seen the emergence of
creative constructions, they may nevertheless a tradition of scholarship that emphasizes the
provide insight into the actual process of role that religious organizations play in helping
identity reconstruction. new immigrants navigate the vicissitudes of
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560 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

identity in a new society (Kim 2000; Lawson in contemporary America, the respondents
1999; Peña and Freehill 1998; Warner and Cadge and Davidman study clearly combined
Wittner 1998; Yang 1999). In a study of ideas of ascription and achievement in their
Muslim university students, Peek (2005) narratives of religious identity. Rather than
describes the process by which her respondents seeing their religious identities as either ascribed
shifted over time from seeing their Muslim as a result of birth or achieved as a result of
heritage as an ascribed identity to seeing it is a conscious choices, their respondents combined
freely chosen declaration of their religious and notions of ascription and achievement in
ethnic identity. Read and Bartkowski (2000) making sense of their identities.
analyze the role of the veil as a means of nego- Another theme found in the contemporary
tiating gender and religious identities among a study of religion and identity revolves around
sample of women in Austin, Texas. In a study people who struggle to balance two apparently
of second generation Korean Americans, incongruous identities. Thumma (1991) has
Chong (1998) examines the way in which the analyzed the ways in which members of Good
Korean ethnic Church serves in the construc- News, a gay conservative Christian organiza-
tion and maintenance of Korean ethnic identity. tion, collectively reinterpret their faith in order
Other researchers are looking at questions of to construct a positive identity out of appar-
religious identity among an earlier generation ently incompatible aspects of their selves. In
of immigrants. Hoge (2000) has recently argued his study of identity negotiation among gay
that Jews and Catholics in American society Jews, Schnoor (2006) distinguishes four types
confront similar identity issues. Both groups among his respondents: Jewish lifestylers,
have entered the mainstream of American gay lifestylers, gay-Jewish ‘commuters,’ and
society and are facing the challenge of trying to gay-Jewish integrators. Other analyses have
fully integrate into American life while retain- focused on attempts to balance feminist iden-
ing a distinct identity, producing much anxiety tities against identities as Catholics (Ecklund
among their leaders. Some Catholics (Dillon 2005) or Jews (Dufour 2000). Dufour describes
1999; Ecklund 2005) are confronted with the the achievement of a Jewish feminist identity
task of trying to reinterpret their tradition in a as the outcome of a creative process of ‘sifting’
way that allows them to think of themselves as through available options.
good Catholics at the same time as they have
embraced mainstream American ideas about
leadership, gender, sexuality and the autonomy
CONCLUSIONS
of the individual. There are by now a large
number of studies on the ways in which Jewish
identity has been transformed by and adapted Sociologists of religion have always been
to American society (Cohen 1983, 1997; concerned with questions of identity, but they
Dashefsky 1972; Dashefsky and Shapiro 1974; are now more likely than ever to use the term
Heilman 1996; Himmelfarb 1980; Lazerwitz ‘identity.’ This increase in explicit attention to
1978; Rebhun 2004). the concept of ‘identity’ appears to be a conse-
The ways in which case studies of religion quence of changes in the nature of religion in
and identity have served to add texture to the late modernity. As religious identity becomes
sociological conceptual narrative of the effect more voluntaristic and reflexive, concerns
of modernity on religious identity are well about the construction and maintenance of
illustrated by a recent study of American Jews religious identity are coming to the fore. The
and Buddhists. In this study, Cadge and version of ‘identity’ that sociologists of religion
Davidman (2006) challenge the notion that are embracing in their study of contemporary
ascription and achievement are conceptually religious identity is one that emphasizes the
distinct, dichotomous ways of constructing social construction of identity and the concep-
religious identities. Although choice is often tion of identity as narrative. Thus, sociologists
portrayed as a central characteristic of religion are employing ‘identity’ in a way that emphasizes
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RELIGION AND IDENTITY 561

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Berger, Peter L. 1974. ‘Modern Identity: Crisis and
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27
Gender Differences in Religious
Practice and Significance

LINDA WOODHEAD

For reasons which merit separate analysis, the there is a single male sex, of which the female
Sociology of Religion has lagged behind many is an inferior manifestation. The ‘sex and
other fields in taking gender seriously. Whilst gender’ model has also been undermined by a
small-scale, ethnographic studies have been model of sex/gender as produced in and by
most likely to recognise the significance of social processes and performances (Butler,
gender, dominant theoretical frameworks 1999), or as a form of ‘social embodiment’
within the Sociology of Religion often remain (Connell, 2002). The latter view stresses the
gender-blind. Although there has been some mutual constitution of bodies and social
debate about why women, in the West at least, processes, such that it is impossible to prise
are more religious than men,1 this has largely them apart, whilst the former tends to reduce
taken place in isolation from what are still con- the bodily to the social. Second, rejection of
sidered to be the ‘big’ issues in the sociological the ‘sex and gender’ model is bound up with a
analysis of religion, most notably issues con- rejection of the idea that there are ‘two spheres’
cerning the growth and decline of religion in of masculinity and femininity or male and
modern societies. female. Psychological research on sex differ-
This inattention to gender contrasts with ence has failed to find any large or universal
the liveliness of gender studies within the acad- differences between men and women (for a
emy in recent decades. There have been a summary see Kimmel, 2000), and there is a
number of significant advances in theorising growing awareness that in different cultural
gender, most notably in three related areas. contexts gender can be viewed as one or as
First, the idea that a distinction can be drawn many, rather than as binary. Finally, these
between a biologically-given ‘sex’ and a developments have rendered talk about ‘sex
socially-constructed ‘gender’ has been widely roles’ – a term which implies a sex and gender
discredited. Historical studies like Laqueur model – problematic. The idea that individuals
(1990) demonstrate that sex is historically and are socialised into sex roles in childhood
culturally variable, with the modern idea of has been supplemented by the idea that sex/
two separate sexes representing a shift away gender differences are continually negotiated
from the longer-established Western view that throughout the life-course, in a process which
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GENDER DIFFERENCES IN RELIGIOUS PRACTICE AND SIGNIFICANCE 567

is active as well as passive. Thus investigation has to be won that removal of these blinkers
into ‘femininities’ and ‘masculinities’ is replacing has consequences for the entire discipline – its
study of ‘sex roles’, one consequence of which methods, its theories, its critical tools and
is to move the research agenda away from a concepts, its focus, its areas of concentration,
concentration on ‘women’ alone. its specialisations, its hierarchies, its institu-
Cumulatively, these developments have led tional forms and material practices.
to a shift away from the so-called ‘essentialism’ One consequence of this patchy and partial
of the 1970s and early 1980s which set ‘women’ interaction is that there is as yet no agreed
against ‘men’, towards a view which prefers to ‘syllabus’ in the sociological study of religion
stress the multiple ‘differences’ which go to and gender, no tried and tested way of
make up identities. This shift has rendered talk approaching the subject, no theory or theories
of ‘patriarchy’ suspect, since the idea that men of religion and gender. Of necessity then, this
systematically dominate, oppress and exploit chapter cannot simply summarise the ‘state of
women is challenged by the view that society is the art’ and suggest how it can or should
structured by a complex set of differences develop in the future – it must also try to fill in
(ethnic, racial, gendered, class-based), and that some of the gaps. It will approach this task,
both men and women occupy and negotiate first, by sketching a theoretical framework for
a range of different positions within this understanding religion and gender, and then
complex matrix. Under the towering influence by substantiating the theory by reference to
of Michel Foucault many writers dismiss some key studies of aspects of religion and
the idea of power as a possession which is gender. Next, the significance of gender for the
unequally distributed in society, above all sociological study of religion will be illustrated
between men and women, in favour of a pic- in relation to classic theories of secularisation.
ture of power as constantly negotiated in the The chapter will end with a brief sketch of
small, ceaseless, real-time interactions between additional areas in which attention to gender
individuals. There is, however, a countervailing has the potential to disrupt and reform agendas
move by others who believe that the stress on in the sociological study of religion.
‘capillary’ rather than ‘arterial’ power has gone
too far (for example, Sayer 2004; Skeggs, 1997,
2004), and that talk of ‘differences’ must not be
STARTING POINTS FOR A THEORY
allowed to mask the massive and consolidated
OF GENDER AND RELIGION
inequalities of power which still structure con-
temporary societies – including, pre-eminently,
that between men and women. To take gender seriously in the study of
This, then, is the lively tradition of debate religion means taking power seriously as well.
with which the Sociology of Religion has thus Although the theme of power has been neg-
far entered into only limited dialogue. As I will lected in recent sociological thinking about
illustrate in this chapter, there have been a religion (Beckford, 1983), classical Sociology
number of significant sociological contribu- investigated relations between religion and
tions to the study of religion and gender in economic power (for example, Weber, 1992
recent decades, which have nevertheless failed [orig. 1904–1905]), religion and class (for
to make a significant impact upon the wider example Halévy, 1949), and religion and
field of gender studies.2 Even within the political power (still a topic of interest – see
Sociology of Religion itself, those who engage the work of Martin, 1977, 2005 and Norris and
with gender issues have failed to convince Inglehart, 2004, for example). Religion and
many of their colleagues that such a move is not gender – and arguably religion and ethnicity – is
an optional extra or an interesting specialisa- the missing element in this programme. A theo-
tion, but an essential corrective to the gender- retical account of the relations between religion
blindness which has, until now, restricted the and gender requires an acknowledgement that
discipline’s field of vision. The argument still both serve to represent, embody and distribute
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568 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

power within society, plus an account of how are generated and sustained, and different
these two systems of distribution may relate authors may assign priority to different factors.
to one another. The widespread cultural turn in gender studies
in recent decades has seen some shift of
concentration from material factors such as
Gender and Power gender difference in the workplace to cultural
factors such as the influence of film, television
Attention to gender demands attention to and other popular cultural representations of
power because gender is inseparably bound masculinity and femininity (Evans, 2003). Yet
up with the unequal distribution of power in there is still widespread agreement about the
society. Recent developments in gender theory interconnection of a wide range of processes in
have, if anything, reinforced awareness of the the production and reproduction of gender
significance of the unequal distribution of difference, and wherever they choose to
power between the sexes by seeing it as consti- concentrate their attentions, feminist theorists
tutive of sex/gender itself. By denying that the tend to agree that such processes reflect and
construction of sex/gender has a material basis reproduce not just ‘difference’, but the unequal
in biologically-given bodies (at least over and distribution of power on the basis of gender
above basic reproductive differences), gender (Walby, 1990, 1997).
theory has shifted the focus onto systematic
structural inequalities between men and
women as the basis of sex/gender difference. It Religion and Power
is social inequality which creates the idea that
there are two opposed sexes, male and female, If gender is a complex and interlocking set of
characterised by the different characteristics power relations constituted in the historical
we label ‘masculine’ and ‘feminine’, and not the process (Bourdieu, 2001), then it is possible to
other way round. To imagine that inherent speak of the ‘gender order’ of a society, despite
differences between men and women result the impossibility of ever disentangling the full
in the gender division of labour and other complexities of this order. Religion not only
inequalities is the exact inverse of what is really takes its place within this order, it is a constitu-
the case. As MacInnes (1998) argues, inequality tive part of it, though it may play a range of
creates masculinity and femininity as ideolo- different roles and occupy a number of different
gies which serve to mask and legitimate social positions.
inequality. Religion’s constitutive contribution to power
This is not to deny that gender is experi- relations within society is best understood by
enced and constructed differently in different viewing religion itself as a system of power.
social and geographical locations, with ethnic, As I have argued in relation to Christianity
racial and class identifications serving to (Woodhead, 2004), religion is the social
modify its influence. Although acknowledge- expression of engagement with a source of
ment of such differences undermines the idea power which is unique to religion (‘sacred
of patriarchy as a single system of oppression power’), but religion also involves interaction
of all women by all men, it is compatible with with ‘secular’ sources of power, both social
a recognition that the workplace, the home, (cultural, political, economic, military) and
the political arena, the legal system, and mass socio-personal (emotional, physical, intellec-
culture are organised in mutually-reinforcing tual, aesthetic). Although it can have inde-
ways which, though various and ever-changing, pendent force, the potency of sacred power is
nevertheless result in women being disadvan- enhanced through alignment with secular
taged and disempowered relative to men across power (e.g. there is a close historical relation-
the globe (Connell, 2002: 97–114). Clearly ship between the power of the Christian God
different theorists have different ways of explain- and the wealth and political influence of the
ing how gender-based patterns of inequality church, or between the success of ‘holistic’
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GENDER DIFFERENCES IN RELIGIOUS PRACTICE AND SIGNIFICANCE 569

therapies and their ability to enhance emotional Expressing this diagrammatically (see
wellbeing). There are many possible permuta- Figure 27.1), we can draw a vertical axis which
tions of sacred and secular power, many runs from ‘mainstream’ to ‘marginal’ religion
different ways in which they can reinforce or and a horizontal axis which starts with religion
repudiate one another. To view religion simply as ‘confirmatory’ and moves to religion as
as a benign ‘sacred canopy’ over society (Berger, ‘challenging’. ‘Mainstream’ religion is integral
1967) is to ignore the ways in which religion(s) to the existing distribution of power in society
can and do play active roles in: reinforcing and and socially respectable. ‘Marginal’ religion sits
legitimating dominant power interests; generat- at more of an angle to the social and gender
ing resistance to dominant power; resourcing order, and will therefore be treated as socially
groups with little social power; resourcing deviant by those who accept the dominant dis-
reconfigurations of power. A group which has a tribution of power. ‘Confirmatory’ religion
great deal of social power may call on sacred seeks to legitimate, reinforce, and sacralise the
power to enhance, extend, legitimate and nor- existing distribution of power in society, par-
malise that power (for example, the Frankish ticularly the existing gender order, whilst ‘chal-
dynasty in medieval Europe, or George W. Bush’s lenging’ religion seeks to ameliorate, resist or
Republican Party in the USA). Conversely, a change this order. The two axes give us four
group which has little social power can draw on ‘cells’, which represent the four main ways in
sacred power to improve its access to secular which religion (as a distribution of power) may
power in a way which would not otherwise relate to gender (as a distribution of power) –
be possible (for example, early Christian com- and hence four main ‘types’ of religion in relation
munities in the second and third centuries, to gender.
women-dominated holistic self-spiritualities First, religion can be integral to the existing
today, see Heelas and Woodhead, 2005). gender order, and can serve to reproduce and
legitimate gender inequality for those who
practise the religion and those who fall within
its penumbra (‘consolidating’). Second, religion
THEORISING RELIGION AND GENDER
can be integral to the existing gender order, but
can be used to give access to power from
Once power is highlighted, it is easy to see how ‘inside’ and use it in ways which may be sub-
religion and gender can and do interact. By versive of the existing gender order (‘tactical’).
way of symbolic and material practices religion Third, religion may be marginal to the existing
can reinforce existing gendered distributions gendered distribution of power, but used as a
of power or try to change them. At any one means of access to that power from the out-
time a religion will exist in a particular struc- side, without necessarily intending to disrupt
tural relation to the gender order of the society the distribution of that power (‘questing’).
of which it is part. But the existing relationship Finally, religion may be situated in a marginal
is only a snapshot in an on-going dynamic that relation to the gendered distribution of power,
is shaped by many factors, including the and may be used to try to contest, disrupt
religion’s own gender strategy. Given that and redistribute that distribution (‘counter-
gendered distributions of power are integral to cultural’).
the wider inequalities of social power which This typology does not assume that there is
define all known societies, this gives us two necessarily a static single ‘gender order’ in a
main variables to consider. One, the way in society, for the unit of analysis may vary from
which religion is situated in relation to existing a nation-state to a region or ethnic group. It is,
distributions of secular power: religion’s situa- however, assumed that within such a unit there
tion in relation to gender. Two, the way in will at any one time be a prevailing distribu-
which religion is mobilised in relation to existing tion of power between genders which can be
distributions of secular power: religion’s strategy labelled ‘mainstream’, and alternatives to it
in relation to gender. which are currently ‘marginal’. In most known
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570 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

MAINSTREAM

Consolidating Tactical

CONFIRMATORY CHALLENGING

Questing Counter-cultural

MARGINAL
Figure 27.1 Religion’s positioning in relation to gender

societies the mainstream distribution has been create groups in church for women’s mutual
one which has favoured men over women. support, and use these groups to claim both
However, the nature of that unequal distribu- sacred and political power, see Winter et al.
tion varies considerably over time and place, 1994), whilst still others may be ‘questing’ (for
and in some societies – as, for example, in example, those who use churches sporadically,
many contemporary Western societies – and sometimes enter them simply to enjoy the
gender relations may be in a state of consider- sacred space and use it for their own personal
able flux, such that mainstream position(s) and spiritual purposes which do not, however,
are relatively precarious. Neither does this disrupt the status quo).
typology assume that there is necessarily a This typology directs attention not only to
dominant religious order within a society, or gender orders in society, but also to the gender
that all members of a religion will assume order(s) inherent in a religion or religious group.
identical positions in relation to gender. Thus, In order to investigate the latter it is necessary to
for example, within a single Christian congre- pay attention not only to cultural factors, such as
gation or denomination the religious activities teachings and visual representations, but to the
of some members may ‘consolidate’ the exist- entire inner landscape of a religion. Early
ing gender order (those who do not question feminist explorations of religion, from Cady
the ‘sanctified’ version of masculine domina- Stanton to Mary Daly, focused almost exclusively
tion which is presented in official church on the explicit and implicit teachings about men
teachings, institutional arrangements and and women, masculinity and femininity, which
liturgical practice, for example), whilst the reli- were to be found in religions’ sacred texts (Clark,
gious activities of others may fall into the 1997; Juschka, 2001). Important though these
‘tactical’ category (for example, women who are to gendered distributions of power, their
ignore a good deal of official church teaching, real-world significance can only be assessed in
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GENDER DIFFERENCES IN RELIGIOUS PRACTICE AND SIGNIFICANCE 571

relation to the patterned practices, institu- a female deity, polytheism, pantheism, or a


tional frameworks and material contexts in more amorphous mysticism – all of which
which they take their place and gain their bring sacred power into closer relation with
significance. Explicit directives about the women. As a number of the studies reviewed
different nature, capabilities, duties and obli- below indicate, however, relationships between
gations of the sexes may be unnecessary if representation and social enactment should be
assumptions about gender are already deeply explored rather than assumed, for in practice a
embedded in the everyday practices and insti- range of possible and sometimes surprising
tutional arrangements of a religion and the relationships are possible.
society to which it belongs. It is when such
practices are called into question that teachings
may need to be made more explicit – as is
STUDIES OF RELIGION AND GENDER
apparent today in much conservative religion
across the globe (Woodhead, 2006a).
Thus religion’s implications in a gendered Consolidating
distribution of power cannot simply be read
off from its cultural symbols, important Religion’s central role in consolidating gender
though these are. Even representations of the difference and inequality was recognised,
sacred do not necessarily have a one-to-one explored and critiqued by nineteenth-century
relationship with gender order. We can think feminists like Elizabeth Cady Stanton and her
of such representations as running along a revising committee in The Woman’s Bible
spectrum of possibilities, from those which (1985 [orig. 1895–1898]). This tradition of
identify sacred power with a supernatural feminist critique was revived with second-
being or beings and their authorised represen- wave feminism and lives on into the present
tatives (‘priests’) on the one hand, to those day in the work of influential feminist writers
which identify the sacred with life itself, and like Mary Daly. Although its focus falls on his-
thus with the inner ‘spiritual’ core of each and toric texts rather than present realities, this
every living being on the other (Woodhead intellectual trajectory has influenced many
and Heelas, 2000). In the former ‘religions of later attempts to approach the topic of religion
difference’, sacred power is tightly concen- and gender from a more sociological point of
trated and controlled, whereas in the latter view. So too have historical studies of the con-
‘spiritualities of life’ it is more diffuse and solidating relations between religious and
accessible. Clearly the former has a natural gender inequality in a range of contexts: from
affinity with forms of social and religious early Christianity and Judaism (e.g. Kraemer
organisation in which power is hierarchically and D’Angelo, 1990; Elm, 1994), through the
distributed, with the few ruling over the many, medieval period (e.g. Bynum, 1987, 1991), to
whilst the latter has a closer fit with flatter, early modern (e.g. Davidoff and Hall, 2002)
more egalitarian distributions of power. Given and industrial society (e.g. Ginzberg, 1990;
the pervasive social norm of male dominance, Brown, 2002; Summers, 2000).
it is not surprising to find that religions of In a more fully sociological mode, the
difference – particularly monotheistic ones – continuing link between religion and gender
tend to identify concentrated sacred power inequality has been demonstrated on a world
with masculinity. Thus in the case of a hierar- scale by Ronald Inglehart and Pippa Norris’
chical, male-dominated society, we might (2003) analysis of the World Values and
expect to find a hierarchical, monotheistic reli- European Values Surveys carried out between
gion which sacralises male power, in a ‘consol- 1995 and 2001. The study finds that levels of
idating’ relationship with the prevailing gender gender equality across different countries are
order. Likewise, we might expect a ‘counter- related not only to economic growth and legal-
cultural’ religion which opposes masculine institutional reforms, but to cultural factors –
domination to reject a male deity in favour of above all, religiosity. Thus cross-sectional
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572 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

differences in support for gender equality defining a component of fundamentalism as


vary even between societies at similar levels of belief in God and theological ideas (Brasher,
development, and depend upon degree of 1998: 11).
religiosity and the type of religious values. Sociological studies of ‘consolidating’ forms
Inglehart and Norris conclude that, ‘religion of conservative religion have been preoccupied
matters, not only for cultural attitudes but for with the issue of why women affiliate with
the opportunities and constraints on women’s groups which sacralise gender difference and
lives, such as the ratio of females to males inequality. Lynn Davidman’s (1991) study of
in educational enrolment, the female adult women affiliating to Orthodox Judaism in the
literacy rate, the use of contraception, and the USA suggests that women are attracted
UNDP Gender-Related Development Index, as because of, rather than in spite of, the tradi-
well as for opportunities for women in the paid tional gender roles on offer: what attracts
workforce and in parliamentary representation’ women is the way in which such religion offers
(2003: 69). This is not, however, a question a clear alternative to the confusing and contra-
of religious men simply imposing religious dictory roles open to women in late modern
attitudes upon women, for traditional sexual society. In particular, the role of wife and
values tend to be shared by both sexes in the mother within a nuclear family appeals, and
same type of society, and women tend to women in conservative religions are happy to
display higher levels of religiosity than men make this their primary identity, rather than
(greatly in industrial society, somewhat in being caught in a confusion of domestic and
post-industrial society, less in agrarian society, professional roles (even when they continue in
2003: 58). paid work). What becomes emblematic for
Although intensifying secularisation is posi- Davidman’s women is the (idealised) experience
tively correlated with growing gender equality, of the warm, close, family gathering around
religion’s continuing ability to consolidate the Shabbat table, with candles, food, mutual
gender inequality remains evident in post- love and support (1991: 116–20).
industrial societies in the West. If anything, this But it is not merely the sacred female role
role seems to have become more prominent in which can prove attractive to women who affil-
the religious sphere as acceptance of the goal of iate with conservative, consolidating forms
gender equality becomes more widespread in of religion – so too can the sacred male role.
society as a whole (Woodhead, 2006a). Thus Davidman’s data suggests that women are
the second half of the twentieth century has attracted by the whole package of nuclear
seen important moves within Christianity, familial domesticity which is advocated by
Judaism and Islam to consolidate identity contemporary forms of Orthodox Judaism,
around a defence of ‘traditional’ roles for men including the idea of a husband who will be a
and women which involve male headship and companionate protector-provider and protect
female domesticity. Although this tendency women from the dangers posed by family
is evident across the spectrum of religious breakdown. This too can be seen as a reaction
commitment – from the more moderate to the against prevailing gender norms, in particular
more traditionalist – in the former it may be a against recent modes of masculinity which
function of standing still whilst cultural and de-emphasise paternal responsibility (what
sexual values liberalise, whilst in the latter Ehrenreich [1983] characterises as the ‘flight
there is a more active drive to consolidate from commitment’), or which legitimate male
highly differentiated and unequal gender roles. violence (Dworkin [1983] explains women’s
DeBerg (1990) and Bendroth (1993) convinc- flight to fundamentalism as motivated by a
ingly demonstrate that hostility to changing futile desire to seek male protection against
gender roles and the rise of feminism was a male violence). In the context of developing
central factor in the rise of Christian funda- countries in the southern hemisphere Martin
mentalism in the USA, and that consolidation (1988) notes that women’s attraction to
of ‘traditional’ gender roles is as essential and Pentecostal Christianity has much to do with
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GENDER DIFFERENCES IN RELIGIOUS PRACTICE AND SIGNIFICANCE 573

the benefits that accrue to them and their the contemporary context, whilst being willing
children from a stable household unit with to make some accommodation to the shift
a committed father whose conversion to towards a public patriarchy in which women’s
Christianity also involves conversion from labour is exploited across a wider range of
machismo. Shifting the register more clearly sites, including the paid workforce. The corre-
from the real to the ideal, Clark-King (2004) sponding shifts and accommodations made
finds Christianity in the northwest of England by ‘mainstream’ and more liberal forms of
providing working-class women with an religion remain to be studied.
idealised provider-protector figure in God
the Father, and an idealised husband/lover in
Jesus Christ. Tactical
The ways in which religion and hegemonic
masculinities consolidate one another remain Whereas consolidating forms of religion
relatively ill-explored, with the majority of accept, reinforce and sacralise the dominant
sociological studies of religion and gender gender order – and vice versa – tactical forms
focusing on ‘marked’ femininity rather than work within such orders but push beyond
‘unmarked’ masculinity. This is beginning to them. In Kandiyoti’s (1988) terms, they ‘bargain
change as masculinity becomes more promi- with patriarchy’, accepting prevailing patterns
nent in gender studies (e.g. Connell, 1995; of meaning and power-distribution, but
Kimmel and Messner, 1998), and as the active maximising their advantage for those who are
role of religion in the construction and consol- disadvantaged by them. They can never fatally
idation of masculinity becomes more evident. undermine the prevailing distribution of
Movements like Promise Keepers and events power, for to do so would be to undermine the
like the Million Man March in the USA source of power to which they seek greater
have helped provoke scholarly awareness of access. Since such a stance is most likely to
the importance of conservative Christianity in emerge within a religious group rather than to
consolidating certain patriarchal modes of give rise to a religion as such, it may be more
masculinity, most notably a paternalistic role. accurate to speak of a tactical trajectory within
This is not simply a repristination of a ‘tradi- religion, rather than a tactical type. For obvious
tional’ mode of Christian patriarchy, since it reasons, it is those who are disempowered by
gives emphasis to new ‘expressive’ and rela- the prevailing gender order – usually women –
tional imperatives which are said to be binding who are most likely to be involved in such
on men as well as women (Williams, 2000), but a trajectory.
it is certainly a rallying cry to reclaim a man’s Two recent studies of women in conserva-
divine right to rule over his family and to tive Christian congregations and networks in
expect his wife and children to serve and obey the USA religions reveal the continuing impor-
him, not least by way of unpaid labour in the tance of tactical religion. In her research in two
household (Eldén, 2002). Such developments conservative mega-churches, Brasher (1998)
take place against a background which has seen discovers that their appeal to women – who
a shift from what Walby (1990) calls the ‘pri- make up about 50 per cent of the congrega-
vate patriarchy’ which held sway in advanced tions – does not lie primarily in the large
industrial societies right through to the weekly Sunday worship service led by male
1950s towards a ‘public patriarchy’ (see below). pastors which scholars have traditionally
The former, which operates an exclusionary assumed to be the central ritual and social
patriarchal strategy and relies on ‘household event of congregational life. Rather, women
production as the main site of women’s have created what is in many respects a paral-
oppression’ (1990: 24), has been consolidated lel religious association, in which small
historically by religions like Christianity and women-only groups which meet on a regular
Judaism. Fundamentalist religion across the weekly or more-than-weekly basis form
globe retains loyalty to private patriarchy in the basic social unit. Such ‘female enclaves’
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574 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

(1998: 5) fall under the oversight of women sacred power in the guise of ‘the Spirit’ more
responsible for women’s ministry, and have widely available – to women as well as men.
considerable autonomy. Whilst their explicit Nevertheless, such power remains linked to the
focus is often around Bible study, their charac- authority of Father, Son, husband and pastor.
teristic activities do not resemble ‘traditional’ As such, it can be appropriated to empower
Bible studies in which an authorised (male) women, but not to overturn the male
interpreter offers an intellectual commentary dominance which it symbolises and supports.
upon the scriptures. Rather, activities and The tactical trajectory within more tradi-
interpretations are shaped by women’s own tional forms of church Christianity, both
agendas, and often focus on personal and Protestant and Catholic, has been less carefully
family issues, providing an opportunity for the investigated – at least in the twentieth and
exploration, expression, healing and disciplin- twenty-first centuries. However, a cluster of
ing of emotions. Such groups become life- pioneering studies of women in late nineteenth-
support systems, in which women listen to, century Britain and America demonstrates the
care for, and give practical support to one importance of tactical religion at the origins of
another, almost entirely independent of the modern feminism. Studies like Welter (1976),
formal male-dominated power structures of the Rendall (1985), Banks (1986), Morgan (1999)
church. Also, women make use of congrega- and Mumm (1999) show that although
tional space to set up a wide variety of addi- churches in industrial society played a central
tional, often very practical, support structures role in the consolidation of a rigid gender divi-
which provide a variety of services including sion and a doctrine of ‘separate spheres’, reli-
child-care and marital support. gion also provided middle class women with
Griffith’s (1997) study of the evangelical- ideological and practical means to combat
charismatic ‘Women’s Aglow’ movement also coercive forms of male power (by reference to
finds that women simultaneously accept the scriptural injunctions, and by way of temper-
sanctification of female domesticity and male ance movements), to enter into the civil and
headship, whilst making use of their parallel public spheres (through charitable, mission
female religious organisation to deal with the and temperance work), and to extend domestic
high costs of their subordination. Like Brasher roles, like maternal care, into more public
she finds women participating in male- duties. The massive expansion of Catholic
approved discourses and activities, but bend- female religious orders, often dedicated to a
ing these to their own uses. Women worship a profession such as teaching, nursing or mis-
perfect husband and lover, Jesus Christ, whilst sion, has also been investigated in this light
struggling to improve and cope with the disap- (see, for example, Walsh, 2002). Although the
pointments and high costs of their actual mar- rise of ‘secular’ feminism and improvements in
ital and familial duties. They support one women’s legal, political, and economic status
another as they cope with problems with their have gradually undermined the basis and
children, spousal infidelity and cruelty, low necessity of many such tactical developments
self-esteem and everyday unhappiness. Like of Western religion, a number of small-scale
Brasher’s parallel female congregational activi- studies continue to point to ways in which
ties, Women’s Aglow operates within a terri- women use mainline church Christianity for
tory which is ultimately under male control, purposes often far removed from the inten-
but which in practice offers women consider- tions and meanings supplied by an official,
able autonomy, and some positions of quite male-dominated leadership. Thus Ozorak
significant public action and authority for (1996) finds that a reason male dominance of
leaders within the movement. It seems no ecclesiastical power-structures does not neces-
coincidence that both examples arise within sarily deter female involvement is that the
evangelical-charismatic territory, since charis- women interviewed do not seek the same
matic Christianity loosens the ties between benefits from church adherence as men.
sacred power and ecclesiastical office, and makes Whereas the latter often seek institutional
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GENDER DIFFERENCES IN RELIGIOUS PRACTICE AND SIGNIFICANCE 575

office, economic reward and social capital, manifestations, is increasingly common amongst
women are more likely to seek the personal teenagers, especially girls (Berger and Ezzy,
and emotional benefits which derive from the 2007). Spells, both invented and scripted in
supportive relationships they forge in ecclesi- popular books, may be directed at attaining
astical contexts. power over a love object, though teenagers
Clearly tactical religion carves out and who become more seriously involved in witch-
flourishes in women-only spaces which gain craft tend to reject such spells as tampering
the protection of male-dominated religion, but with another’s will. They are more likely to use
escape its immediate supervision. They can spells for practical benefits for self or others,
never wholly step outside the authority of the including healing and (in Britain rather than
religion, however, since their existence is ulti- the UK!) invisibility. Such aims tacitly accept
mately dependent upon it. An interesting case the dominant gender order, whilst seeking
arises when ecclesiastical authorities actively to shift the balance of power within it, or
oppose a tactical trajectory, as the Roman at least allow the actor to maximise her advan-
Catholic church has done in relation to its tage within it. Other forms of Wicca and
movements for the ordination of women. neo-paganism more generally, especially those
Although continuing to ally themselves with practised by adults in small groups and organ-
the same source of sacred power, such move- ised networks, are more likely to fall into the
ments may gain independent impetus as a counter-cultural category discussed below.
result, and sections may splinter off to form The most prevalent form of questing
counter-cultural religious movements. religion in late industrial societies is that which
became known as ‘New Age’ in the 1980s, but
which has proliferated since then, and is now
Questing better referred to as subjective-life spirituality
or self-spirituality (Heelas and Woodhead,
Questing forms of religion begin from a posi- 2005; Houtman and Aupers, 2006). Such terms
tion marginal to the dominant gender order, point to a central concern with sacralising and
but use sacred power in ways which aim at enhancing inner life. At one end of the spec-
personal (or occasionally group) transforma- trum of such spirituality lie dedicated ritual
tion and movement towards a position of groups including those which make up the
greater advantage within the existing gender neo-pagan movement (see below), but the
order. The aim is not to change this order forms of self-spirituality most likely to fall into
so much as to improve one’s position – and the questing category are those which often
wellbeing – within it. describe themselves as ‘holistic’, by virtue of
Some forms of questing religion seek their concern with ‘mind, body and spirit’.
worldly benefits for the individual or group, Holistic self-spirituality takes a variety of social
the most striking examples being those which forms, ranging from individual reading and
involve the use of magic and spells aimed not practice, to one-to-one encounters (such as
solely at achieving an enhanced inner emo- Reiki, and explicitly spiritual forms of home-
tional or physical state, but some favourable opathy and aromatherapy) to group meetings
change in external circumstances. As one (such as Yoga, Buddhism, Greenspirit), and
would expect, given their power disadvantage, larger workshops and festivals. It is increas-
women are more likely to make use of sacred ingly incorporated into workplace trainings,
power in this way than men. This is still the nursing and education. Looking at one-to-one
case in contemporary Western societies where and group practices in the UK, Heelas and
there has been a notable revival and populari- Woodhead (2005) find that a full 80 per cent of
sation of magic practices, particularly since the those involved, both as practitioners and
1980s (Partridge, 2004). Such revival has clients, are female. Woodhead (2006b) and
generally taken the form of a revival of interest Houtman and Aupers (2006) offer explana-
in witchcraft which, in its more ‘magical’ tions for this gender imbalance which appeal
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576 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

to the unresolved clash between ‘traditional’ the ‘divine feminine’ in their own lives and in
female roles based around domestic labour society. Although goddess feminism falls into
and the new, more masculinised roles, which the broad category of subjective-life spiritual-
become available to women as they enter the ity discussed above, and into the narrower
paid workforce in increasing numbers. Self- sub-category of neo-paganism, it differs from
spiritualities address this condition by encour- much holistic self-spirituality by virtue of its
aging the construction of new modes of greater emphasis on ritual practice and the more
selfhood in which identity is not dictated cohesive communities which develop around
by social position and expectation, but discov- such practice, and it qualifies neo-paganism
ered from within. Although this project of through its concentration on the divine femi-
selfhood may have socially radical implications nine and its commitment to female empower-
(see below), it is more likely to render women ment. Many goddess feminists are happy to
successful in coping with the contradictions reclaim the title of ‘witch’, and to describe their
and costs of the unequal distribution of power religion as ‘Wicca’.
and unpaid care work in contemporary The single most influential figure in goddess
Western societies than in changing in these feminism is the writer, activist and witch
conditions. Starhawk, whose most influential book
One further interesting example of border- remains The Spiral Dance. A Rebirth of the
line quest religion concerns the men’s Ancient Religion of the Great Goddess (1979).
mythopoeic movement, which looks to figures As Salomonsen (2002) argues, both this
like Robert Bly for inspiration (Connell, 1995: eminently practical guide to the living of a
206–11). Although not a straightforwardly divinely-empowered life and its author are best
religious group, this certainly has elements of a understood in relation to the Reclaiming com-
religion. It makes self-conscious use of myth munity of witches in San Francisco, of which
and ritual practices to help men engender new Starhawk is a founding member. Salomonsen’s
forms of inner strength and identity in which study of the Reclaiming witches leaves little
they recover the ‘lost masculine’. It can be clas- doubt about their counter-cultural stance with
sified as questing because it is marginal both to regard to gender and power. Although there
the dominant Judaeo-Christian religious order are male members of the movement, women
and, at least in its own estimation, to the dominate. There is an explicit commitment
dominant gender order – since it believes that not merely to gender equality but to female
women’s growing social power threatens the empowerment. ‘Traditional’ forms of religion
position of men. and religious organisation are critiqued from a
feminist standpoint, and a self-conscious
attempt is made to forge new forms of organi-
Counter-cultural sation, practice and communal living which
provide a new model not only for religion and
Religion which is counter-cultural with regard personal life, but for society. Ritual practice is
to gender is not only marginal to the existing central to all these aims. It brings the whole
gender order, but actively opposes it and strives Reclaiming community together at certain
to change it and forge alternatives. Here sacred points of the year for large ritual gatherings,
power becomes a central resource in the and is central to the life of the autonomous
attempt to establish more equal distributions small groups, ‘cells’, ‘circles’ or ‘covens’ of up to
of power between the sexes. fifteen people which form the building blocks
One of the most influential and most stud- of the Reclaiming community. Both rituals and
ied contemporary examples of such counter- religious commitment are focused not around
cultural religion is what is broadly referred transcendent forms of masculinity, but either
to as the goddess feminist movement. In around personal lives and journeys, or around
different ways and by different means, those nature and natural cycles. The effect is not to
involved with this movement seek to honour subordinate the female self to an overarching
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GENDER DIFFERENCES IN RELIGIOUS PRACTICE AND SIGNIFICANCE 577

order of male-defined dogma, organisation Although late modernity is often defined in


and divinity, but to empower in relation to social, political and cultural terms which are
others and to (sacred) nature. As Reclaiming’s gender-blind, it can also be defined in terms of
mission statement – replete with the language its unique gender order. This begins with the
of power – puts it: ‘sexual revolution’ of the ‘sixties’, which
represents a sharp reaction against the gender
RECLAIMING means:
We reclaim the Goddess: the immanent life force, the order of the immediate post-war period. The
connecting pattern to all being. latter had involved a nostalgic return to
We reclaim the creative and healing power of women… (or re-invention of) domestic values, with a
We reclaim our personal power, and transform blocked desire to return to ‘the home’ – which meant,
energies into freedom, intimacy and strength to change…
in practice, a nuclear family structured around
We use the word ‘Witch’ as an affirmation of women’s
power to shape reality. (Salomonsen, 2002: 40–1) clearly demarcated gender roles in which
women had responsibility for home, childcare
Whereas holistic subjective-life spirituality and ‘husbandcare’, and men went out to earn
of the questing type is chiefly concerned the ‘family wage’ (May, 1988). Taking place
with inner personal healing and/or transfor- against a backdrop of disrupted gender roles
mation, some goddess feminism clearly has, in (due in part to occupational and sexual
addition, a more overtly political agenda. permissiveness during the war), political threat
Salomonsen distinguishes between ‘utopian’ (the cold war), and a new economic frame-
and ‘generic’ witches. For the latter Wicca has work (paternalistic welfare states), men and
personal reference, whereas for the former, women entered into a paternalistic pact
including Starhawk, it is ‘a religious and social whereby husbands, backed by the state, prom-
gospel for the transformation of the world’ ised life-long protection and provision for
(2002: 97). Utopian goddess feminists may families, and wives provided free domestic
make experiments in alternative living, includ- labour. Conscious of the costs and restrictions
ing establishing new eco-communities, and of these roles, baby boomers with the opportu-
often play an active part in political protest – as nities to do so rebelled against them in favour
in the protests against the siting of a nuclear of new, more ‘liberated’ sex and gender roles
power plant at Diabolo Canyon in California for both men and women. Second-wave femi-
in 1981 which gave rise to the Reclaiming nism combined with the new opportunities for
community, or at the Greenham Common women to enter the paid workforce to disrupt
airbase in England in 1981–1991, in protest the expectation that femininity was identical
against nuclear weaponry. with wifehood and motherhood and that it
consisted in the dutiful discharge of the labour
of care for low pay or no pay. Masculinity also
loosened its ties with dutiful paternalism, as a
RELIGION AND GENDER IN ADVANCED
male flight from life-long commitment to
INDUSTRIAL CONTEXT
marriage and children got underway.
Although these changes in gender relations
Although the typology proposed here is were profound and unsettling, the result in
applicable to different times and places, the terms of the distribution of power between the
specificities of relation between religion and sexes has been less revolutionary. Glendon
gender order are always specific to a particular (1985), analysing shifts in the family and prop-
social context. In the case of most of the stud- erty, argues that women now suffer from a
ies discussed above, the context is that of late ‘triple burden’, whereby they have to earn
modernity/advanced industrial society. A brief a wage, carry the bulk of domestic and child-
sketch of the latter’s gendered profile sets the care duties, and bear the costs of the rising
preceding discussion in context, and paves divorce rate which leaves mothers ‘holding
the way for the discussion of religious decline the baby’. Arlie Hochschild’s (2003) study of
which follows. working couples comes to similar conclusions.
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578 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Other studies concentrate on the new sexual hierarchical difference, and replace them with
demands which have been placed on women, a social order in which power is no longer
with bodily presentation and sexual attractive- unequally distributed along gender lines.
ness to men coming to acquire a new premium
in the deregulated sexual marketplace (Dworkin,
1981; Walby, 1990; Paul, 2005). There are obvious
GENDERING SECULARISATION
costs for men under this gender order as
well, including unstable ties to children,
increased competition from women at lower As the preceding discussion hints, attention to
and middle levels of the workplace, heightened religion’s implication in the ordering and
demands to ‘perform’ and assert dominant disordering of gender relations is capable of
masculinity, new uncertainties about appropriate yielding new insights about the process of
male roles. secularisation – and ‘sacralisation’ – in modern
Given that religions in the West, most contexts.
notably Christianity and Judaism, played a Classical theories of secularisation arise out
central role in consolidating masculine domi- of reflection on the ways in which changes
nance right through to the 1950s (a decade associated with the transition to urban indus-
which witnessed a significant upturn in church trial society have a corrosive effect on tradi-
attendance), the shift in gender relations since tional forms of religious belonging and
the 1960s presents considerable dangers as well activity. They are limited not only by their
as opportunities. The tendency has been for focus on the industrial phase of modernisa-
both Protestant and Catholic churches to hold tion, but by their lack of attention to gender
onto an ideal of ‘traditional’ family values, difference. They are consequently far more
where that is taken to mean the nuclear family, plausible as accounts of the religious implica-
compulsory heterosexuality, and divinely- tions of the male experience of industrial
inscribed gender difference. Images of a pater- modernisation than of female experience of
nalistic God appropriate to a welfare era have modernisation (industrial and later). Whether
been slow to fade (Nicholls, 1989), as has an they emphasise the secularising effect of soci-
ethic of selfless care whose effect is to reinforce etalisation, functional differentiation, rational-
women’s domestic roles and male paternalism. isation, or the revolutionising of production,
The result, as we have seen, is a persistence or they focus on the situation of men uprooted
reinvigoration of the consolidating role for from the more stable and cohesive social
much contemporary religion in the West, settings of small towns or villages and
sometimes with significant political support, propelled into the anonymous, impersonal
as in the USA today. At the same time, as has context of the modern city and workplace
also been noted, this tendency may be used by structured by the imperatives of efficient
women for tactical purposes whose result is to production. Leaving behind enchanted worlds
tip the balance of power more in their favour imbued with sacred meaning and significance,
than would otherwise be the case. The severe modern man enters an ‘iron cage’ stripped of
disruption of gender relations after the 1950s religious meaning and moral value.
also forms the backdrop for the contemporary Since one of the most central and defining
upsurge of questing forms of religion which aspects of industrial modernity was its sharp
start from outside consolidating forms of reli- division of productive and reproductive labour
gion, but make use of sacred power to try to between a feminised domestic sphere and a
achieve a more favourable position within the masculinised public sphere, women’s version
existing gender order. By contrast, counter- of industrial modernisation takes a signifi-
cultural forms of religion seek to consolidate cantly different form from men’s. Since women
gains for women and minimise the losses by were excluded by a variety of means from par-
bringing about permanent change which will ticipation in the public world of economically
dissolve essentialist ideas about male-female rewarded work, as well as from political power,
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GENDER DIFFERENCES IN RELIGIOUS PRACTICE AND SIGNIFICANCE 579

they were confined not to an iron cage of sanctifying women’s domestic labours, offering
rational efficiency but to a soft cage of domes- a female identity which dignifies women’s
ticity. Whether their labour consisted solely of spiritual and moral standing, erecting class
unpaid care for home and family, as was typi- distinctions on the basis of Christian virtue,
cal for the middle classes, or also involved low and reinforcing an ideology of separate
paid domestic work for others or piece work spheres. And it offers tactical means for some
within the home, as was more typical of women to negotiate not only greater power
working class experience, it was different in and protection, but routes into civic and public
kind from male labour (and was consequently life (see above).3
legitimated by the new ‘two sex’ model of Precisely because religion became so impli-
humanity in which men and women appeared cated within the gender order of industrial
different in kind rather than merely in quality modernity, however, it would be extremely
from one another). As a result, women were vulnerable to challenges and changes to this
less likely to suffer as serious a dislocation from order. As Brown (2002) argues, the fact that
previous patterns of meaning and sociality as femininity had become so closely identified
men. In Hochschild’s (2003: 250) words, with a particular brand of nineteenth-century
women became ‘urbanising peasants’, preserv- piety meant that the decline of the former led
ing rituals, customs and material cultures – inevitably to the decline of the latter. Christian
including those associated with religion – and femininity was challenged by a range of
helping to ease male transition into modernity factors, not least by feminist action and senti-
as a result. Home becomes for men a haven not ment from the late nineteenth century
only of care but of continuity, an enchanted onwards. Nevertheless, Christian ideals of fem-
place maintained by women’s labour, which inine care, self-sacrifice, piety, domesticity and
makes it possible to survive the rigours of spiritual and moral responsibility for husband
rationalised work. and family proved resilient in many quarters,
Rather than simply being evacuated from both inside and outside the churches, so much
the modern context, religion is therefore so that the 1950s could witness the revival of
relocated. Although still under the ultimate commitment to ‘traditional family values’
control of a male father God and male mentioned in the previous section, and with it
‘religious professionals’ (as they increasingly a brief flurry of church growth. Such growth
become), religion becomes women’s work, was short-lived, however, and was quickly
closely associated with the domestic sphere. followed by the onset of a phase of decline
As both literary critics and historians have steeper than that which had preceded it. This
documented (Douglas, 1977; Welter, 1976; late modern phase of secularisation set in
Ginzberg, 1990), Christianity becomes increas- during the 1970s and has continued to the
ingly feminised during the course of the nine- present day in most European societies, in
teenth century in many north American and Canada, and, to a lesser extent, in the USA
European societies, not only in terms of its (Heelas and Woodhead, 2005: 50–60).
teachings, imagery and gender ideology, but Although classical theories of secularisation
also in terms of its most active constituency. are unable to explain the speeding up of
The much-heralded male crisis of faith in the secularisation after the 1960s, the gendered
Victorian era therefore takes place alongside an perspective proposed here would expect the
upsurge of female piety, with the result that the far-reaching shifts in gender relations at the
nineteenth century became not the least but time to have exactly such a momentous impact
probably the most Christian century of all on a religion so closely identified with the
time, not only in terms of cultural influence gender order of industrial society. Such shifts
but also in terms of churchgoing. Viewed in include not only the rise of a new feminist
terms of the theoretical framework offered agenda committed to equality between the
above, Christianity succeeds both as a consoli- sexes, but – above all – a combination of political,
dating and tactical religion. It consolidates by social and economic changes which lead to
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580 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

women entering the paid workforce in attention to gender within the sociology of
ever-increasing numbers (Wharton, 2005). The religion is beginning to open up, it is useful to
simplest way of expressing the consequences survey briefly some of the most important
for religion would be to say that women enter in order to indicate their range and potential
the iron cage around a century later than men, significance.
but when they do so the corrosive effect on This chapter has attempted to show how a
their commitment to religion is similar. This is move away from gender-blindness profoundly
over-simple, however, because even if we ignore affects the way in which we think about
the fact that women enter the workplace during religion and its relation to the social order, so
a later phase of capitalism, their experience of much so that it impacts upon even the most
work is both similar and different from men’s foundational theories within the Sociology of
experience. Not only do women tend to cluster Religion, namely theories of secularisation. By
in different occupations than men, including the same token, the move from gender-blindness
the caring professions, and to be more likely is likely to lead to serious re-examination
than men to work part-time, they also continue of foundational concepts within the field,
to carry out far more unpaid domestic care including the concept of ‘religion’ itself.
work than men. The consequences for religion, Although enshrined in the very name of the
as illustrated by the studies discussed earlier in discipline, the concept of religion has received
this chapter, are complex. less critical examination in the Sociology of
For men, the transition to late modernity has Religion than in Religious Studies, Psychology
been less traumatic, not only because they con- of Religion and Anthropology. Almost four
tinue to be supported by women’s traditional decades ago Thomas Luckmann (1967) argued
work of care, but because masculinist modes of that the concept was used in a way which ren-
autonomous, competitive selfhood adapted to dered the Christian tradition normative:
the demands of late capitalism have a long- ‘Religion becomes a social fact either as
established social currency. However, insofar as ritual (institutionalised religious conduct) or
the latter now break from the paternalistic doctrine (institutionalised religious ideas)[…]
modes of masculinity which dominated the era The discipline, thereby, accepts the self-
of paternalistic state and industrial enterprise, interpretations – and the ideology – of reli-
and which fitted neatly with church-endorsed gious institutions as valid definitions of the
modes of modern family life, this has also range of their subject matter (1967: 22; 26).
been corrosive of Christian commitment. With Luckmann’s suggestion still has bite, a bite
its sacred paternalism and emphasis on the which becomes even sharper when extended to
gentle virtues, Christianity has always had an include the point that it is the most androcen-
uneasy relationship with forms of ‘hegemonic tric aspects of Christianity which seem to
masculinity’ centred on sexual and physical shape sociological presuppositions about what
prowess, material success, and ‘hardness’. The counts as ‘real’ religion. This is particularly
repristination of the latter in recent times, not clear in the way in which new forms of religion
only in the form of ‘new laddishness’, but on a which bear structural resemblances to church
wider socio-economic scale with the sanction Christianity became the subject of serious
of entrepreunerial capitalism, may well be a scholarly investigation in the latter part of the
further factor in the continuing secularisation twentieth century, under the heading of
of many Western societies. ‘New Religious Movements’, whilst forms of
self-spirituality which involve larger numbers
of women and do not conform to the implicit
norm of ‘real religion’ have been routinely
BROADENING AGENDAS
ignored, dismissed or even criticised by many
sociologists of religion (Woodhead, 2007).4
Although space does not permit any serious The tendency to render male practice
exploration of additional agendas which greater normative in understandings of what counts as
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GENDER DIFFERENCES IN RELIGIOUS PRACTICE AND SIGNIFICANCE 581

religious is also evident in deep sociological As well as impacting upon frameworks,


assumptions about what counts as sacred, as theories and concepts within the Sociology of
ritual, as scripture, as belief, as religious Religion, a gendered perspective may therefore
practice, as a religious professional, a religious start to shift the field’s focus towards topics
organisation, and so on. Studies of religion by which have previously received little attention.
social historians which widen their focus to In very general terms one may speak of a shift
include women’s activities often take in a much of concern from the ‘higher’ to the ‘lower’ or
broader range of phenomena than fall within more ‘mundane’ aspects of religion, including
the purview of established sociological theorising the body, emotions, space and place. Gender-
and research (see for example Williams’ [1999] critical developments in other fields are
study of religion in Southwark). Detailed quali- starting to have an impact, with cultural geog-
tative research is also extending our under- raphy’s recent attention to geographies of
standing of ‘women’s religion’, whether that be space and emotional geographies, for example,
Christianity or some other form of religious or beginning to influence the sociological study
spiritual practice (see for example McGuire, of religion, sometimes by way of the mediating
1988, 1994, 1997; Jenkins 1999; Chambers, influence of Religious Studies (see, for example,
2005). Sered’s (1994) comparative study of reli- Knott (2005) on religion and space). Although
gions in which women are dominant finds that general sociological interest in negotiations
although there are no universal patterns, of identity and selfhood has been slow to influ-
women’s religions tend to be characterised by ence the Sociology of Religion, there are some
greater concern with ‘this-worldly’ matters recent indications of growing interest in link-
including bodily and emotional wellbeing ages between religion, ethnicity, gender and
(health and healing) and the quality of intimate class. Recent work on ‘diasporic’ identities
and familial relationships, and to be more which pays attention to religion, including that
centred around the home, preparation of food, by geographers like Dwyer (2000) and anthro-
and sometimes the natural world. Such a con- pologists like Werbner (2003), is beginning to
clusion is not surprising, given the widespread influence the Sociology of Religion, and may
gender division of labour which leaves women also have the effect of directing greater atten-
in most societies with greater responsibility tion to religion and ethnicity, and loosening
than men for bodily and emotional care, for the the discipline’s almost exclusive concern
maintenance of affective and kin relationships, with Western religions (including those, like
and for domestic concerns in general. What is Pentecostal Christianity, which now have a
more surprising is the way in which activities global reach). Even in relation to topics in
whose religious significance has previously which there has already been some concentra-
been overlooked start to appear in a new light tion of interest by sociologists of religion,
once a gender-critical perspective is applied perhaps most notably religion, the family and
(Nason-Clark and Neitz, 2001). A recent example sexuality, there is still a very great deal of work
is furnished by Day’s (2005) study of an evan- to be done in bringing these into closer rela-
gelical women’s prayer group, which began by tion with gender (a task begun by Marler, 1995;
assuming that the ten minutes of formal prayer at Neitz, 2001; Becker, 2001).
the end of the meeting was the religious element These developments also have methodolog-
before realising that it was the preceding activi- ical implications. With the exception of
ties of coffee drinking and ‘chat’ about friends Ingelhart and Norris’ work, all the studies of
and family which actually constituted the ritual religion and gender cited in this chapter use
and religious work of the group. As Sered (1994: qualitative rather than quantitative methods.
286) puts it, patterns which are institutionalised Most are small-scale studies which use some
and esteemed in female-dominated religions mix of fieldwork and interview. It is debatable
tend, in other contexts, to be ‘subsumed under whether or not this is mere coincidence.
the categories of “folk-lore”, “superstition”, “syn- Sometimes it is suggested that large-scale
cretism”, “heresy”, or simply, “ladies’ auxiliary”’. quantitative surveys are part of a masculinist
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582 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

scientific project which views the researcher as disciplines results in a clustering of men in the
disinterestedly scrutinising the beliefs and ‘hard’ sciences, including statistical research,
actions of research ‘subjects’ in a way which and in the greater prestige of the latter. By the
requires little or no contact between them, and same token the skills of empathy and commu-
maintains the superior status of the former. nication essential to qualitative research tend
The scientist generates hypotheses which to be devalued and regarded as ‘natural’
observation confirms or disconfirms, with rather than as acquired through rigorous
research subjects serving merely as ‘data’ who training (as is true of ‘women’s work’ in gen-
cannot influence hypothesis-generation or eral). As women become more prominent in
even conceptual formulations. At the opposite the academy, and as a gender-critical approach
extreme of the methodological spectrum is affects its funding regimes, such contingent
‘feminist’ research which involves prolonged causes of methodological gender-blindness
face-to-face contact with research participants, may be expected to ease. The one thing that
treats them as partners in the research process, may not change is what appears to be the
makes explicit acknowledgement of the greater potential of qualitative research to be
situated interests of all those involved, gener- critical about existing intellectual agendas and
ates and reforms hypothesis in an on-going to help set new agendas, by virtue of its ability
participatory fashion, and has an explicit to become so immersed in the life-world of
commitment to expose and work towards the research participants that it can ‘change the
elimination of structural inequalities (Harding, subject’ (Fulkerson, 1994).
1987; Reinharz, 1992; Olesen 2005). The most visible face of religion is always its
In reality these alternatives are probably car- ‘male face’, not only because men will be able
icatures. Any qualitative study which goes to give greater prominence to the organisa-
beyond a single case is likely to have some tional forms and activities in which they have
quantitative element, and most quantitative most power, but also because religion is repre-
studies have a significant qualitative element sented – in the academy, the media, civic and
(including the use of interviews, which political life – in a way which renders male-
inform survey questions, and can impact upon dominated activities and organisations most
hypotheses). Some of the most prestigious visible. Methods which represent themselves as
projects in sociological research on religion ‘objective’ and ‘scientific’ mask their political
in the last few decades depend upon cross- effect, which is to perpetuate male domination
sectional survey research with follow-up inter- by rendering it normal. What is clear from the
views (e.g. Roof 1993, 1999; Wuthnow 1996, work reviewed above is that by taking different
2003; Ammerman, 1997), and may be routes, using different methods – or the same
described as ‘mixed’ or ‘multiplied’ method.5 methods to different effect – asking different
Nevertheless, it remains true that the more questions, seeking out different activities and
quantitative studies have, so far, failed to discourses, and being more self-conscious
advance our understanding of religion and about political and personal interests in
gender. There may be several reasons for this, research, it is possible for sociologists to probe
many of them contingent. One is simply that beneath the presenting surface of religion to
the resources and expertise required to under- make new discoveries.
take large-scale quantitative research are more
likely to be controlled by men than by women,
and until recently have been unlikely to have
CONCLUSION
been made available for gender-critical studies
(particularly when funding comes from pri-
vate institutions with some stake in the exist- This chapter discusses a selection of recent
ing gender order). In addition, it is well studies which have put gender onto the agenda
recognised that the ‘gendering’ of academic of the Sociology of Religion. Such studies
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GENDER DIFFERENCES IN RELIGIOUS PRACTICE AND SIGNIFICANCE 583

highlight some of the ways in which gender NOTES


affects religious practice and significance,
and raise awareness of the close and often con- 1. The evidence for women’s greater religious commit-
stitutive relations between religion and gender. ment is now extensive, and is summarised in Argyle and
Taking the latter realisation as its starting Beit-Hallahmi (1975), Francis (1997) and Walter and
point, the chapter proposes a theoretical Davie (1998). Most of this evidence concerns women’s
approach to the sociological study of religion involvement in Christianity. There is also growing evi-
dence of women’s disproportionate involvement in new
and gender which distinguishes the main ways forms of spirituality in the West (Heelas and Woodhead,
in which religion may locate itself in relation to 2005; Houtman and Aupers, 2006). Some debate has cen-
a prevailing gender order. This approach draws tred on Rodney Stark’s argument that this can be
attention to the importance of power in the explained by women’s greater risk-aversion, whilst others
study of religion and in society, for it reminds have explored relations between gender orientation and
being religious (e.g. Thompson and Remmes, 2002).
us that both religion and gender are centrally 2. The one writer in the broad area of religious studies
implicated in unequal distributions of power, who has been, and still is, regularly cited in gender studies –
and that their interplays serve and seek to rein- albeit these days often as an example of ‘essentialist’ reduc-
force existing distributions of power or to tionism – is Mary Daly. Despite her wide-ranging critique
change them – in various ways and by various of the world’s religions in books like Gyn/Ecology (1979)
she does not claim to be engaged in the sociological study
means. of religion.
Although the sociological study of religion 3. One could also mention the various forms of mar-
has been slow to abandon its gender-blindness, ginal religion which flourished in the nineteenth century,
the studies considered here suggest that this and which sought either to negotiate an advantageous
situation is beginning to change. The magni- position within the gender order (questing), or to overturn
that order (counter-cultural) – for example, the Mormons,
tude of the change should not be exaggerated; Shakers and Theosophists.
at the present time one is likely to find one 4. This is not to deny that some scholars of NRMs have
member of a faculty working on gender, one adopted a gender-critical perspective. See, for example,
paper in an edited collection dedicated to the Jacobs (1991) and Palmer (1994).
topic, one stream on gender at a conference on 5. ‘Multiplied’ because their interviews take on a
quantitative dimension by virtue of their number and
the Sociology of Religion, and so on. The belief overall representativeness. I owe the latter point to
that attention to gender can and should inform Dr David Voas, University of Manchester (conversation).
and enrich all study of religion is not yet firmly
established. Changes in the academy may
continue to effect change, not only as gender
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28
Embodiment, Emotion and Religious
Experience: Religion, Culture and the
Charismatic Body

PHILIP A. MELLOR

What does it mean to be ‘religious’? This is the is that a focus on experience can help illumi-
most basic theoretical question that confronts nate the embodied nature of beliefs and
anyone attempting to study religious phenom- practices too, as well as other issues to do with
ena, and one that sociologists have sought to the specific character, boundaries and cultural
answer in various ways. They have stressed the contexts of religious life. Although some
relative importance of either beliefs or prac- religious forms emphasise the importance
tices, established tight or loose boundaries of experience more than others, just as some
between religions and other social or cultural stress belief above practice or vice versa, the
phenomena, and diverged sharply over issues experiential aspects of being religious cannot
such as the degree to which religiosity shapes, ultimately be isolated from, or subordinated
or is shaped by, its social and cultural context. to, beliefs and practices. All three aspects of
What has often been neglected, however, is the being religious are intimately, and inextricably,
fact that religion is an embodied phenomenon: related to the inherent capacities and poten-
not only does its meaningfulness for individu- tialities of bodies, and the varied patterns of
als, and its various forms of social and cultural social and cultural shaping to which they are
import, depend upon human bodies that are necessarily subject. The purpose of this chapter
able to believe and act in particular ways, but it is to make a contribution towards the develop-
can also be stated that all religions, though in ment of the systematic analysis of these
different ways, consciously seek to shape bodily relationships.
experiences, actions and ways of thinking. The arguments offered here are made
Though there have been exceptions, the possible by the burgeoning literature in the
relative neglect of religious experience as an sociology of the body over the last few decades.
object of sociological study is significant here, This has, of course, resulted in innumerable
since this most obviously directs our attention theoretical approaches to the subject, many of
to embodiment. What I shall suggest, in fact, which are incommensurate, and of more or
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less usefulness for the study of religion. After chapter could, with modifications, be applied
acknowledging continuing difficulties in to any form of religion, charismatic forms
approaches to the body and how these relate to are of particular interest in that they have an
religion, however, I structure the rest of this especially strong focus on the experiential
chapter with regard to six models of embodi- dimensions of Christianity, and can be seen as
ment that, taken together, can offer a produc- part of a broader resurgence of emotionally
tive way forward for future studies. The or experientially centred forms of community
presentation of each model involves a critical (McGuire, 1982; Hervieu-Léger, 1993; Hunt,
account of the key theoretical arguments, and 2001; Gumbel, 2002; Watling, 2005). A third
suggestions about how these can help illumi- factor that makes charismatic Christianity of
nate the character and function of specifically particular interest, however, is the fact that, as
religious phenomena. These six models are a global phenomenon, it offers valuable
focused on the following issues: (1) the primacy insights into embodiment, religion and culture
of the emotional dimensions of embodiment; that might not be possible otherwise. As
(2) the permeability of bodies with regard to Beckford (2003: 207) notes, in fact, one of
outside forces; (3) the learning capacities of the key points of interest about charismatic
bodies; (4) the power of mimetic models with Christianity as a global phenomenon, which
regard to religious experience; (5) the mindful has not been discussed critically in the major
character of bodies in the sense that cognitive studies of it, is that specific forms of embodi-
factors have to be seen as fully integrated into ment recur across a range of otherwise very
embodied experience; and (6) the global nature different cultures. Through the models outlined
of bodies. In the latter case, I use the word in this chapter, I shall attempt to fill the gap in
‘global’ in two senses: first, in the sense that all this literature.
human beings share the same embodied Initially, however, it is important to note how
potentialities and properties; and second, in problematic the notion of the ‘body’ has been
the sense that aspects of globalisation offer new in sociology, even within contemporary body
opportunities for appreciating the complex studies. Indeed, the characteristic ambivalence
relations between embodied potentialities and shown towards religion by many mainstream
cultural processes. sociologists has also been evident with regard
Throughout these discussions I have elected to the body, in that it has often been defined by
to draw principally upon ‘charismatic’ forms of its relationship to other social and cultural
Christianity, loosely understood, to illuminate phenomena rather than with regard to its own
the theoretical arguments associated with each distinct properties. It is in this sense that we can
model. Experiences of ‘Spirit possession’, talk of the absent/present body.
‘trance’ and other altered states of conscious-
ness have been traced not only to the ‘pente-
costal’ Christian churches of the ‘Acts of the
THE ABSENT/PRESENT BODY
Apostles’ in the Bible but also to Jesus himself
(Davies, 1995). The late twentieth-century
development of Christian forms centred on The latter decades of the twentieth century saw
intense experiences of being filled with the a remarkable growth in the sociological inter-
Holy Spirit, however, manifest in speaking in est in the body, though a significant feature of
‘tongues’, sacred ‘swoons’ and gifts of healing, this interest has been the fact that, despite
are notable for a number of reasons. First, they its apparent ubiquity, the body has remained
are of general sociological interest: such forms an elusive, indeterminate phenomenon (Leder,
are growing so rapidly across the world today, 1990; Shilling, 1993, 2005). One way of
particularly in the Southern hemisphere, that accounting for this ‘absence/presence’ is by
there have been claims of a ‘new reformation’ noting that the body’s significance was usually
(Jenkins, 2002: 7; Cox, 1995). Second, although emphasised in relation to a range of other,
the models of embodiment developed in this more established, concerns. These included the
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EMBODIMENT, EMOTION AND RELIGIOUS EXPERIENCE 589

commodification of the body in consumer however, but indicative of the fact that these
culture, feminist analyses of gender and sex, subjects had been inextricably entwined for a
and technological and governmental attempts number of the classical sociological theorists.
to regulate and control bodies (Shilling, 2005: It is undoubtedly the case that, throughout
2; see Featherstone, 1991; Grosz, 1994; Turner, the twentieth century, the secularisation thesis,
1984, 1991). Although such studies did much in its many variants, constituted the dominant
to foster sociological interest in the body, the theoretical paradigm in the sociology of
focus on representations or images of bodies, religion, and that this fostered the increasing
analysed in relation to determinative social, marginality of religion to the core theoretical
cultural or political processes, often meant and substantive foci of sociology in general.
that bodies became strangely empty of any real The arguments of Max Weber (1991), one of the
material, sensual, emotional and cognitive major ‘founding figures’ of sociology, concerning
characteristics. the increasing rationalisation and disenchant-
More positively, however, despite these ment of the modern world, were decisive
limitations, the body was seen as something influences in this regard. None the less,
centrally implicated in debates about moder- re-reading Weber’s work today, it is clear that
nity, post-modernity and, increasingly, global- his arguments about the social and cultural
isation processes. It is in this context that many effects of the Reformation are not simply to do
of these body studies returned to classical soci- with transformations in ‘beliefs’, but with a
ological theories of modernity and found ‘re-formation’ of embodiment involving the
within them an attention to embodied factors disciplining, regulation and individualisation
that remained highly relevant to the present, of bodies markedly different to the Catholic
particularly with regard to the critique of the engagement with human embodiment in the
cognitivist and rationalist dimensions of medieval period (Mellor and Shilling, 1997).
post-Enlightenment Western thought (Turner, It is also notable that Weber’s (1968) notion
1984; Shilling 1993; Grosz, 1994; Mellor and of ‘charisma’, which offers the counterpoint to
Shilling, 1997). rationalisation in his account of social creativity
This sociological interest in the ‘corporeal and control, is expressive of specific experi-
constituents’ of modernity mirrored similar ences, power and authority that come through
developments in anthropological studies, the body. Although he stressed the waning
where critiques of Western cognitivism com- significance of charisma as rationalisation
bined fruitfully with data on non-Western processes developed (Weber, 1968: 1146-9),
peoples, as well as fresh studies of pre-modern this is now increasingly questioned, just as his
European cultures, to map out the various account of the ‘disenchantment’ of the world is
ways in which sense experiences and cultures now considered problematic.
have interacted across a huge range of different Lindholm (1990), for example, explores the
contexts (Howes, 1991; Classen, 1993). This continuing significance of charisma as a source
renewed interest in the body also gave rise to of social creativity in various contexts. He
new visions of the sociological importance of also notes that ‘charisma’, in Weber’s work, and
religion, focused especially upon the embodied ‘collective effervescence’, in that of Émile
dimensions of ritual, disciplinary regulations Durkheim, have similar roles in that both are
of the body by religious institutions, and the embodied sources of social creativity. The
ways in which religious developments have former locates this creativity within individu-
served to reshape and reform the experience of als, however, while the latter associates it with
embodiment across Western history (Asad, groups. Weber took the notion of charisma
1983, 1988; McGuire, 1990; Turner, 1991; Bell, from Christianity, where it had referred to ‘the
1992; Mellor and Shilling, 1997). The close gift of grace’. This could take various forms,
relationship between the emergence of body though was associated particularly with the
studies and the resurgence of sociological charisma of ordination, conferred by a bishop
interest in religion was not accidental, through the laying on of hands. In this context,
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contrary to Weber’s understanding, the conta- analysis, looks increasingly problematic theo-
gious features of charisma are not associated retically, even aside from empirical factors.
only with specific individuals, but are embodied Indeed, two arguments can be suggested. First,
transformations of a more collective nature, if social and cultural life has some sort of
and make sense more in terms of Durkheim’s embodied basis, then however radical social
(1995: 326) understanding of consecrations as and cultural changes might appear to be, these
the diffusion of sacred contagion through can only be possible or sustainable in so far as
physical contact. For Durkheim (1995: 328), they make sense in relation to the embodied
the ‘founding figure’ of French sociology and, potentialities and characteristics of human
along with Weber, a hugely important influ- beings. Second, if these potentialities and char-
ence upon the sociological study of religion, acteristics are intimately tied to religious
the spreading of a pattern of emotional conta- phenomena, as Durkheim suggests, then
gion that reconfigures the experience of making sense of society and culture necessarily
the body is ‘the very process through which involves the study of religion (see Maffesoli,
sacredness is acquired’. 1996; Janssen and Verheggen, 1997; Mellor and
Weber’s account of the increasingly ratio- Shilling, 1997; Shilling and Mellor, 2001;
nalised bodies of modernity continues to Rawls, 2001; Mellor, 2004).
exercise an influence. In reassessing the role of These two arguments are, of course, of a
the body in relation to religion, culture and generalised and contentious nature, and devel-
society today, however, it is clear that the oping them in more detail must involve
absence/presence of the body in recent socio- the consideration of a number of models of
logical thought is not only intimately tied to religion and embodiment that might offer a
the absence/presence of religion, but also that productive basis for further reflection and
both forms of ‘absence’ might reflect an over- study. In the following sections, however, I out-
estimation of the degree to which social and line the six models that are, I suggest, indica-
cultural changes can transform basic human tive of some of the most useful analyses of the
potentialities and characteristics. In this embodied basis of religion and culture, and
regard, it is worth noting that those sociological particularly helpful in terms of providing
studies of the body that have a constructionist building blocks for further development.
orientation, where the body is seen as a site for
the interplay of social and cultural forces
(Haraway, 1991; Butler, 1993; see Foucault, (1) The Emotional Body
1977), are now increasingly challenged by
attempts to develop more substantial visions of The notion of an emotional body is an impor-
embodiment, centred on phenomenological, tant starting point, since all the other models I
realist or pragmatist accounts of the ‘lived consider can be seen as developments of, or
body’ (Bourdieu, 1984; Leder, 1990; Crossley, supplements to, it. Williams and Bendelow
1995; Archer, 1995; Mellor, 2004; Shilling, (1998) have suggested that emotions have
2005). The amount of attention devoted to often enjoyed a somewhat ‘ethereal’ existence
religion in such studies continues to vary a in sociological thought, despite the rise of
great deal, but their attempts to make sense of body studies, but it has long been accepted that
the embodied bases of society and culture are emotion plays a particularly significant role
of potentially great value to students of reli- in religious experience. In this regard, it is
gion, though this is especially so with regard to worth noting that, alongside the upsurge of
the renewed interest in the work of Durkheim. interest in the embodied dimensions of the
In this light, the idea that modernisation, Durkheimian tradition, the work of William
and, by extension, globalising processes, James, an immensely important figure at the
necessarily render religion a phenomenon of turn of the twentieth century for the shaping
marginal significance to contemporary social of the modern study of psychology, has again
and cultural life, and therefore to sociological begun to interest sociologists.
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Like Durkheim, James (1907) emphasises the between James and Durkheim starts to looks
primacy of embodied experience in social and bridgeable. It is generally acknowledged,
cultural life, and both can be said to offer argu- for example, that this religiosity has a highly
ments for ‘the authenticity and validity of reli- personalist character, in the sense that it is
gious belief premised on religious experience’ focused on the transformation of individuals
(Barbalet, 2004: 348). Both, furthermore, stress through powerful religious experiences.
the emotional nature of this experience, and the Although it has been suggested that charis-
embodied predispositions of human beings to matic Christianity encourages individuals to
experience strong emotional states of various find their way to God through all five senses
sorts. Where they differ is that, in contrast to (Poewe, 1994: 249; Coleman, 2000: 68), it is
Durkheim’s focus on the collective stimulation clear that the foundation for this experiential
and regulation of emotion through either focus is an intensely emotional encounter with
unpredictable patterns of contagion or institu- Christ and the Holy Spirit (Percy, 1996: 67).
tionalised forms of ritual (Mellor, 1998), James Here, it is worth noting that James refers us to
is concerned with the emotional experiences of Jonathan Edwards’s Treatise on Religious
individuals and sees collective forms as second- Affections, which not only offered support for
ary to, and derivative of, these. His definition of his emotionally and experientially centred
religion as ‘the feelings, acts and experiences view of religion, but also came to exercise a
of individual men in their solitude’ is indicative decisive influence upon modern evangelical,
of the apparent gulf between his position and Pentecostal and charismatic churches (Noll,
that of Durkheim (James, 1907: 30–1). 2001: 262).
None the less, Barbalet’s (2004) adoption of For Edwards, as for contemporary charis-
James as an important resource for the con- matics, true religion is a phenomenon of the
temporary sociology of the emotions dismisses heart rather than the mind, based on an
earlier accounts of the divergences between experience that was close to an actual sensation
him and Durkheim (e.g. Lukes, 1974: 460), and (Schröder, 2000: 194). This has led some com-
emphasises their fundamental similarity with mentators to associate charismatic Christianity
regard to the idea that social phenomena, with the modern privatisation of religion
including religious beliefs and scientific argu- (Wilson, 1988: 204; Percy, 1996: 145). Bruce
ments, have their basis in the human capacities (2002), in fact, argues that in ‘giving a much
for emotional arousal. As Barbalet (2004: 341) higher place to personal experience than to
suggests, for James, reason, volition and emo- shared doctrines’ it expresses a more culturally
tion are not only intimately related to each pervasive ethic of ‘personal fulfilment’ (see also
other, but emotion is the primary factor, since Davies, 1984: 144). Not only do these highly
conceptual or sensual faculties are essentially personal experiences offer the inductive basis
meaningless to us without the ‘emotional per- for the affirmation of a community life, how-
tinency’ that allows us to care about anything ever, but the range of extreme physical and
or to act in a particular way (see James, 1897: emotional symptoms individuals experience as
117, 83). Referring us to Durkheim’s (1995: they encounter the power of the Holy Spirit are
392ff.) discussion of piacular rites, Barbalet collectively nurtured (Percy, 1996: 100). Rather
(2004: 350) notes that his argument that bodily than simply endorsing James’s view of religion,
actions and gestures create the emotional this nurturing of specific experiences in group
states characteristic of these rites, rather than settings, where powerful encounters with the
thoughts of the deceased, is entirely consistent Holy Spirit are both expected and collectively
with James’s social psychology of emotions, interpreted, as well as the apparently ‘conta-
even if James is more interested in individual gious’ circulation of phenomena such as
bodily processes than collective engagements speaking in ‘tongues’, fainting, intense body
with these. heat and extreme exuberance, are more
Looking at charismatic religiosity it is suggestive of Durkheim’s (1995) account of the
indeed clear that the apparent theoretical gulf collective effervescence at the heart of religious
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life, and its recurrent structuring and media- More generally, it is a weakness in its under-
tion through ritual processes. standing of human embodiment. In contrast, the
Discussing the hugely successful ‘Alpha dominant model of embodiment within the
Course’, for example, which, after its initial Durkheimian tradition can be characterised as
development in London, has gone on to one that emphasises the permeability of bodies,
become a major evangelising and renewal pro- in the sense that they have an inherent suscep-
gramme across a range of churches in Europe tibility to transformation by social energies or
and the US, Watling (2005: 92) notes that it has forces in specific settings.
cognitive features, in the sense that it aims to
educate individuals into the basic truths of
Christianity, but that ‘its underlying intention (2) The Permeable Body
is to create an emotional experience which
encourages personal identification with Csordas (1994: 277) has argued that Marcel
Christianity’. In this regard, the Alpha Course Mauss’s essays on the ‘person’ (1950a) and on
has much in common with other charismatic the ‘body’ (1950b) are entirely independent of
forms of Christian evangelisation, such as each other, reflecting a broader Western duality
the ‘Toronto Blessing’ associated with John he was unable to resolve, but this is misleading.
Wimber and the ‘Vineyard’ churches. The The continuity between Mauss’s views of the
more extreme range of physical phenomena body and the person rests on the fact that, in
associated with the Toronto Blessing, which the Durkheimian tradition, of which Mauss
also became a worldwide form of Christian became the leader following the death of
‘renewal’, including hysterical ‘holy laughter’, Durkheim, both can be seen as ‘permeable’
roaring like animals, and other bizarre bodily rather than as bounded material or existential
gestures and expressions, suggest a much more totalities. While the immense power of social
chaotic and ‘spontaneous’ worship environ- forces to permeate bodies is strongly empha-
ment than that offered by Alpha. It is also clear, sised, it is also acknowledged that this is con-
however, that, even in such extreme examples, strained by bodies’ natural dispositions. It
certain experiences and expressions are only might be said that this tradition offers a vision
possible on the basis of subtly structured of bodies that are socially constituted rather
collective processes (Percy, 1996; Lyon, 2000). than socially constructed.
In the light of these examples, it is clear that Mauss’s (1950b) discussion of ‘body tech-
intensely personal religious experiences and niques’ and Hertz’s (1973) of the cross-cultural
patterns of collective emotional stimulation pre-eminence of the right hand offer anthro-
need not have the dichotomous relationship pologically informed studies that can help
that a superficial reading of the arguments of clarify this distinction. The argument of Hertz
James and Durkheim might imply. None (1973: 89), an early Durkheimian who died in
the less, Barbalet’s eagerness to resolve their World War I, is that, despite the physical
theoretical differences obscures remaining resemblance of left and right hands, in nearly
questions about how individuals come to all societies they are treated with an astonishing
experience forms of emotional intensity that inequality, which he analyses in relation to
have a religiously specific character: James’s Durkheim’s sacred/profane dualism. What
(1907: 512) association of these with Hertz is not doing is arguing that the distinc-
unconscious elements within the self is clearly tion between right and left is either socially or
unable to make much difference between, for biologically determined. What he argues is that
example, distinctively Christian or Muslim most humans appear to have an embodied
religious experiences. As Spickard (1993: 110) predisposition towards right-handedness: it is
suggests, discussing sociological utilisations upon the basis of this that social forces serve to
of a Jamesian approach to charismatic sacralise all that is ‘right’ and denigrate all that
Christianity (e.g. Poloma, 1989), this is a major is ‘left’. This embodied predisposition cannot
weakness of his account of religious experience. be socially deconstructed entirely: musicians,
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for example, can retrain the left hand out of While both Elias and Bourdieu are attentive to
its socially reinforced relative ‘uselessness’, but transformations in the habitus over large
left-handed people living in societies that have stretches of time, however, Bourdieu’s (1977:
striven to coerce them into right-handedness 124) work, in particular, has a strong socially
continue to have a preference for the left. In determinist character and his vision of the
short, even though the vast array of practices, ‘socially informed body’ offers little scope for a
beliefs, ideas and values attributed to right and sensitivity to how actions and interactions can
left are clearly distinctively social phenomena, lead to the development of new orientations
the distinction between right and left is not to the body. Csordas (1994: 108) attempts to
entirely socially constructed: it is socially con- circumvent this determinism by noting the
stituted through the societal engagement with possibilities for elaborating upon habitual
real embodied human predispositions that practices and experiences that can arise in ‘the
constrain the constructions that can be devel- performative flow of a healing event’, but there
oped upon them (Mellor, 2004: 56). are limits, perhaps, to how successful this can
Mauss’s (1950b) discussion of body tech- be within Bourdieu’s framework.
niques, along with developments of similar A brief consideration of quite different, yet
ideas by Bourdieu (1977) and Elias (1987, clearly related, examples of how Christianity
1991), are of note in that this process of body has engaged with the ‘permeability’ of bodies
constitution is articulated with reference to the points towards greater creative possibilities.
notion of a habitus. Techniques of the body In a Roman Catholic context, the Eucharist
refer to how people learn to relate to and incorporates the Body of Christ (body/bread,
deploy their bodies, a process that is often blood/wine) as food into the body of the indi-
unconscious but involves practice and accom- vidual, while incorporating the individual into
plishment, and results in bodies acquiring the Body of Christ (i.e. the Church) (Mellor
particular identities and histories. Elias’s analysis and Shilling, 1997: 68). This re-formation of
of the transformations in manners and the body, in its two senses, links human perme-
etiquette in Western history builds on this idea, ability to the transformative possibilities of the
emphasising how the embodied habitus of Incarnation. In broad terms, of course,
individuals is highly permeable with regard to Protestant forms of Christianity have tended
large-scale social processes. Similarly, Bourdieu to be less overtly ritualistic in their forms of
discusses the pre-cognitive, embodied predis- religious expression. None the less, not only
positions which promote particular forms of have most ‘mainline’ Protestant churches
orientation to the world, organise each genera- retained the Eucharistic ritual in some form,
tion’s senses and bodily experiences into but, as Sack’s (2000) discussion of ‘Whitebread
particular hierarchies, and predispose people Protestants’ in the US amply demonstrates, the
towards particular ways of knowing and acting highly ritualised construction of religious,
(Mellor and Shilling, 1997: 20). political and ethical forms of solidarity
Csordas (1994: 7) has drawn upon through the bodily incorporation of food
Bourdieu’s notion of the habitus, with its view remains central to large areas of contemporary
of the body as ‘the principle generating and American culture.
unifying all practices’ (Bourdieu, 1977: 124), to A related, though somewhat divergent,
account for how the bodies of both Christian pattern of bodily incorporation is evident in
healers and patients are ‘socially informed’ by a certain forms of charismatic Christianity,
broader charismatic culture (Csordas, 1994: though Christ (as food) is ingested not
107). In a similar vein, he also defines the through the Eucharistic ritual or by imbibing
Catholic charismatic practice of ‘resting in the ‘the Spirit’ but through reading the Bible. Here,
Spirit’, a kind of ‘sacred swoon’ generally Coleman (2000: 127–9) discusses how members
referred to as ‘slaying in the Spirit’ by of the Swedish ‘Word of Life’ church ‘describe the
Protestant charismatics, as a technique of the process of reading the Bible as a form of inges-
body in Mauss’s sense (Csordas, 1994: 231–2). tion akin to eating’. Furthermore, the language
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used to describe religious experience is also themselves to the spirit of the church (Mauss,
understood to cause and to constitute experi- 2003: 33). In arguing this, he claims that he is
ence, since ‘eating’ the Word involves the phys- not denying the felt authenticity of individual
ical ingestion of Christ into the materiality of prayer, but emphasising the social reality that
the body and not just the acceptance of Christ allows individual mental and bodily states to
in cognitive or psychological terms (Coleman, be shaped in particular ways (Mauss, 2003:
2000: 127–9). In contrast to the Catholic 36). This view of prayer helps account for what
model, the charismatic focus on the Bible Beckford (2003: 189) has called the ‘instru-
reconfigures the religious meanings of bodily mental’ dimensions of charismatic religiosity.
senses (Christ is ingested not through the At the heart of the Alpha Course, for example,
mouth, but through the eyes or the ears), and is the experientially focused ‘Holy Spirit
downplays any notion of sacramental efficacy, Weekend’, where individuals have the opportu-
but in each case the reception of Christ is made nity to ‘abandon themselves to the Spirit’ in the
possible by the permeability of bodies. manner Mauss suggests, but this ‘abandon-
These creative engagements with the body ment’ is very carefully prepared for in the ear-
are only possible in so far as people are in a lier parts of the course, while the weekend itself
particular habitus that allows them to acquire is a structured pattern of prayers, videos and
specific skills, orientations and aptitudes, discussions helping individuals to become
but the acquisition of such things cannot be sufficiently open to bodily, psychological and
explained simply as a process whereby the spiritual transformation that they can receive
indeterminate potentialities of bodies are the outpouring of the Holy Spirit that is the
given specific shape by cultural norms, beliefs culmination of the course (Watling, 2005: 98).
or concepts. The cultural shaping of bodies is, Although she does not draw directly upon
of course, immensely important, but attention Mauss’s study, Norris’s (2005) discussion of
must also be paid to the properties of bodies the embodied basis of religious experience can
themselves, since this cultural shaping is both be read as an extension of his arguments,
made possible and constrained by the inherent revolving around the central question of how
characteristics of bodies. In this regard, a focus it is that intensely personal, often indescrib-
on the learning body helps direct our attention able, religious experiences can be learned.
to the ways in which embodiment structures Emphasising that religious phenomena such as
the acquisition of knowledge, as well as being states of prayer are primarily ‘somatic states,
structured by it. transmitted and learned through the body’, she
sees embodiment as the medium through
which collectively sanctioned religious norms
(3) The Learning Body come to reshape individual consciousness, the
senses and the emotions (Norris, 2005: 182).
Mauss’s (2003) study of prayer defines it as a Consequently, she claims that the development
ritual: since speech is a social act, prayer is a of particular emotions and experiences is one of
socially structured form of action closely allied the major ways in which religious tradition is
to collective regulations concerning the body, transmitted, and, like Mauss, emphasises the
such as posture, kneeling, sitting, and prostrat- primacy of ritual in this process, since repeti-
ing, which shape the consciousnesses and tion is one of the key ways in which certain
experiences of individuals in specific ways. kinds of knowledge become embedded in the
Thus, discussing the invocation at the begin- body (Norris, 2005: 187; Levin, 1985: 209–20).
ning of the Lord’s Prayer, he argues that it is Through repetition, certain forms of knowl-
‘not just the effusion of a soul, a cry which edge become constitutive of the body; a
expresses a feeling’, but ‘the fruit of the work of process that may develop quite gradually,
centuries’, while Christians who ‘abandon but also in sudden leaps as the body becomes
themselves to the Spirit’ in an apparently free attuned to achieving certain types of experi-
and individual manner are actually submitting ences. This latter point suggests that bodies
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EMBODIMENT, EMOTION AND RELIGIOUS EXPERIENCE 595

have their own dynamics that to some extent ‘religious experience’, only retrospective linguis-
structure the learning processes individuals tic representations of it: what such studies do,
subject them to. in giving such analytical weight to language, is
Here, it is worth going back to James (1907: ignore the degree to which our bodies never
206), who refers us to Starbuck’s comparison cease to be the media through which all
of the alternation between periods of steady experience, knowledge and meaning are con-
progress and sudden, rapid forms of develop- stituted. As Archer (2000: 11) suggests, ‘physi-
ment in the bodily awareness and knowledge ological embodiment does not sit well with
of athletes with the pattern of conversion to social constructionism ... social constructions
religious life. This captures something about may be placed upon it, but the body is stub-
embodiment similar to Czikszentmihalyi’s bornly resistant to being dissolved into the
(1975) notion of ‘flow’, where the practitioners discursive’. This is so because the body adapts
of various sports, medical procedures or to natural and social environments even
religious disciplines are no longer consciously before we have acquired language, and because
deploying techniques, but experience a total physical responses related to pleasure, pain,
immersion in what they are doing. Neitz and desire and need continue throughout our lives
Spickard (1990), in fact, have used this notion to challenge the constructionist overemphasis
of the ‘flow’ to capture the experiences of the on language (Archer, 2000: 316).
loss of self, and the immersion in something Csordas’s (1994) study of charismatic
transcendent, that characterises various forms Christianity has drawn on Merleau-Ponty’s
of religious practices. It also implies, however, notion of bodily being-in-the-world, com-
that the instrumental efficacy of culturally bined with Bourdieu’s account of the habitus,
acquired techniques ultimately depends upon in order to account for the intimate relation-
bodies able to achieve such ‘peak experiences’ ship between embodied experience and its
(Spickard, 1993: 113). In this regard, phenom- inevitable immersion in systems of cultural
enologically oriented visions of the learning meaning. Archer’s discussion of religion goes
body tend to have a much stronger emphasis beyond Merleau-Ponty, however. For her, reli-
on the inherent emotional and sensual charac- gion arises on the basis of practice: it entails a
teristics of bodies than that evident in the work ‘feel for’ the sacred rather than a prepositional
of Mauss. knowledge about it, an exercise of spiritual
For Merleau-Ponty (1962, 1974), for exam- ‘know how’ rather than a cognitive acceptance
ple, the phenomenological analysis of the body of abstract principles. This challenges the
explicitly prioritises the natural over the cul- Enlightenment’s logocentric view of human
tural, in the sense that the sensory characteris- beings, in cutting through the distinction
tics and practical abilities of our bodies between reason and emotions: as she expresses
constitute the ground and the medium it, ‘unless we are already affective beings, then
through which our experiences of ourselves, no amount of knowledge could move us to
others and the world become possible (Archer, anything’ (Archer, 2000: 185).
2000: 128; see Crossley, 1994, 1995). This con- Following this line of thought, religion is ‘a
fronts directly the constructionist arguments codification of practice, and thus there is no
of writers such as Proudfoot (1985), who not such thing as a non-liturgical religion’ (Archer,
only argues that all forms of experience 2000: 184). This codification gives rise to
are determined by linguistic, cultural and developments in art, music, architecture,
historical factors, but also goes so far as to artefacts and other cultural forms, while the
claim that there is no ‘common humanity’ institutionalisation of a ‘Church’ is usually
against which the plurality of cultural con- connected to the development of a ‘priesthood’
structions of experience can be measured to act as custodians of codified practice
(see also Neitz, 1987; Asad, 1993). It also (Archer, 2000: 185). These developments
illuminates the weaknesses in Yamane’s (2000) impact back upon practical activity, elaborating
argument that sociologists cannot study new forms of embodied relations and
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new bodily practices, but the essence of the danger that individuals can appear to be a
religion remains fully embodied. In this light, little too self-contained: our ‘concrete singularity’
Archer (2000: 186) notes that the practice as individuals is, as she would acknowledge, a
of Christian life as an embodied commitment ‘work in progress’ rather than a given fact, and,
of the whole person ‘is distorted if fragmented even amongst those who have a highly devel-
into a cognitive-propositional “grammar of oped sense of their own identity, the ability to
assent” and a modern Decalogue of prescribed ‘filter’ social forces through a strong evaluative
behaviour’. Rather, the real centre of Christian orientation is not always as evident as Archer
life is in the bodily disciplines of prayer, seems to imply. In this regard, and building on
pilgrimage and contemplation and, especially, the idea of a learning body and the fact that the
in the corporeal reception of the Body of Christ body remains permeable to social and cultural
in the Eucharist. forces throughout our lives, the notion of the
This view of Christian life is, of course, mimetic body offers a further productive
implicitly Catholic, and charismatic Protestants theoretical model for making sense of the rela-
would dispute the idea that all religion is ‘litur- tionships between religion, embodiment and
gical’, even though their worship and healing culture.
services are highly ritualised (Csordas, 1994).
More broadly, however, the charismatic focus
on the practical, existential and emotional (4) The Mimetic Body
aspects of bodily being, not only in ‘worship’
settings but also in all areas of life, is consistent It has been noted that the body learns to be
with Archer’s account. Furthermore, her religious through the imitation of others,
particular concern for the importance of particularly as these mimetic actions become
‘personal experience’ is also highly relevant to increasingly habitual through patterns of repe-
charismatic forms of religion. tition that succeed in ‘layering, compounding
Although Rawls (2001), amongst others, has and shaping present experience’ (Norris, 2005:
identified an orientation towards practical 191), but mimesis, in general, has highly
action as a key feature of Durkheim’s argu- ambiguous social and cultural consequences.
ments, Archer’s focus on the learning body is, to The foremost theorist of mimesis in this regard
some extent, defined in opposition to what she is René Girard (1977, 1987, 2001). For him,
sees as his overemphasis upon the social. mimetic desire is a key aspect of what it is
Indeed, she asserts the importance of allowing to be human, particularly with regard to the
for the possibility of ‘authentic personal experi- freedom to make choices about our prefer-
ence’ which, rather than simply arising on the ences and actions since, if our desires were
basis of social causes, facilitates an individual’s fixed upon predetermined objects, they would
ability to filter the social practices that are be merely a particular form of instinct (Girard,
sought or shunned, and which thereby makes a 2001: 15). Consequently, the malleability of
significant difference to their ‘chosen way of human desires opens us up to collective
being in the social world’ (Archer, 1995: 292). patterns of contagion, just as it also allows for
For Archer, in fact, human embodiment predis- their religious re-formation. It is this that
poses individuals towards a ‘fundamentally accounts for the embodied basis of both those
evaluative’ engagement with the world, stimu- harmonious and violent energies that Durkheim
lating an ‘inner conversation’ constitutive of our (1995: 412) sees as part of the ‘ambiguity’ of the
‘concrete singularity’ (Archer, 2000: 318–19). sacred.
Csordas’s (1994) discussion of the thoroughly For Girard, the objects of human desire
reflexive processes through which charismatic are shaped collectively: we have an embodied
self-identities are established is indicative of the predisposition to desire what others desire;
importance of Archer’s point here. something that can be immensely rewarding,
As valuable as this interest in the ‘inner but which can also lead to progressively
conversation’ of individuals is, however, there is more intense cycles of mimetic contagion
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(Girard, 1987: 26). It is on this basis that contains religious potentialities that can be
he argues that, because mimetic contagion can developed through the imitation of him. None
threaten to overwhelm and destroy a social the less, these can only be achieved by a
group, it is often the case that the group re-formation of the body: humans must
protects itself through the sacrifice of a surro- abandon their ‘old nature’ and become ‘imita-
gate victim or ‘scapegoat’, a sacrificial substitu- tors of God’ who talk, walk, desire, feel and
tion that must be concealed in order for the think in a way that is entirely at odds with their
sacrifice to have its intended effect of restoring previous modes of being (Ephesians, 4: 22, 5: 1).
harmony and order (Girard, 1977: 4–5). None Such attempts at bodily re-formation have
the less, Girard is also interested in a mimetic been a key feature of Christian history: Bynum
retraining of bodies that can have more (1987, 1991), for example, discusses the explo-
harmonious, but equally dramatic, social and ration of the religious potentialities of the
cultural consequences. In reference to the way body through the imitation of Christ in the
in which the New Testament presents Jesus medieval period, and the experiences of
Christ as the primary mimetic model for all religious ‘ecstasy’ often characteristic of them.
humans to follow, for example, he notes that In this perspective, Bruce’s (2002: 180) claim
the text is acutely sensitive to the potentially that the charismatic emphasis on experience is
dangerous consequences of the human predis- ‘novel’ in Christian history is misleading:
position towards mimesis. Discussing Jesus’ rather, this emphasis manifests new elaborations
treatment of the woman taken in adultery of a tradition of engaging with embodiment
(John, 8: 3–11), in fact, he notes how Jesus that is not only well established but central to
breaks up the mob about to stone her to death Christianity’s incarnational focus. It is this
by saying ‘Let him who is without sin among focus, in fact, that explains why bodily states of
you be the first to throw the stone at her’. As he health and illness, and not just psychological
suggests, that first stone is the most difficult to problems, as Bruce (2002: 182) suggests,
throw precisely because ‘it is the only one with- continue to be so important for charismatic
out a model’ (Girard, 2001: 56). In broader Christians, since the body is understood to
terms, however, the New Testament urges the exemplify divine favour (Coleman, 2000: 130).
modelling of human desire upon the desire of Again, it is possible to note continuities with
Jesus Christ to be the perfect image of God: we the medieval Christian view that evil was man-
are invited to ‘imitate his own imitation’ ifest in sick bodies (Classen, 1993), as well as
(Girard, 2001: 13). with the Biblical accounts of Jesus’ healing
This focus on mimesis adds a further miracles (e.g. Mark, 9: 24–29). More broadly,
dimension to the consideration of how indi- however, such phenomena can be associated
viduals learn to be religious. In the New with a renewal of attempts at the ‘imitation of
Testament, as Longenecker (2003: 70) suggests, Christ’, where individuals commit themselves
the Apostle Paul ‘parades Christ-likeness as the to the ‘re-forming’ of the constitution, experi-
essential characteristic of Christian living’, but ences and conduct of human bodies in the
he also attacks those who live according to ‘the light of the incarnational revelation of Christ
lusts of their hearts’, thereby ‘dishonouring’ as the Word of God.
their bodies (Romans, 1: 24–26), since these are Watling (2005: 101), for example, notes
expressive of what Girard calls violent mimetic that the ultimate aim of Alpha is to enable
rivalry (see also Jewett, 2003: 93). Thus, Paul individuals to ‘embody the attitudes of Jesus’
fiercely repudiates those early Christians who and become Christ-like (Watling, 2005: 101),
sought to accommodate the gospel to ‘enlight- while an even more distinctively contemporary
ened philosophical ideas about the transcen- example of the charismatic Christian engage-
dence of crass bodily existence’ (Hays, 2001: ment with embodiment, concerns a painting
126; see 1 Corinthians, 15: 12–19), because, if displayed amongst the Swedish Word of Life
Christ was God incarnate as an embodied, fully community that shows Christ with the physique
human being, then human embodiment of a body-builder (Coleman, 2000: 147).
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Coleman notes the prevalence in sermons of It is also worth noting that, even in the
the theme of the ‘spiritual body-builder’, medieval period, where the mimetic power of
exemplified in this depiction, and its notable Christ’s suffering body for Christians was
variance with regard to conventional images of especially potent, the hardships, torture and
the suffering Christ. Drawing upon Harré’s violence that Christians inflicted or had
(1989) account of body-building as a process inflicted on their bodies were accompanied by
wherein individual body parts can be isolated miraculous signs and wonders, as well as an
and worked on individually and rationally in empowerment of individuals that made them
pursuit of an aesthetic vision of the ideal body, immune to pain (Burke, 1983; Hamilton,
Coleman (2000: 149) notes that Word of Life 1986). Despite differences with earlier Christian
members display a similar attempt to refashion models, then, charismatic Christianity also
the flesh through a form of mimesis where exhibits continuities: the imitation of Christ
Christ’s perfect body is the model for a form of through ‘spiritual body-building’ might look
spiritual ‘pumping iron’. highly unorthodox on first glance, but the
Such phenomena are not entirely novel, mimetic power of Christ and the mimetic
however: late nineteenth-century forms of potentialities of bodies are similarly evident
‘muscular Christianity’, as well as the links in the asceticism of earlier Christian forms
between sports and contemporary evangelical (see Brown, 1988: 442).
groups such as the ‘Promise Keepers’, indicate In Girard’s terms, we might say that
the established potency of this model of specifically Christian religious experience only
Christian embodiment (Hall, 1994; Higgs, 1995; becomes possible through the adoption of
Clausen, 1999; Ladd and Mathisen, 2002). Christ as mimetic model in place of the
More broadly, attempts to depict charismatic endlessly variable models that characterise
churches as being radically at odds with tradi- human cultures. This extends and adds to
tional Christianity can be misleading. the notions of the ‘permeable body’ and the
Discussing Wimber’s charismatic theology, for ‘learning body’ discussed earlier: bodies always
example, Percy (1996: 99) notes the emphasis remain permeable with regard to collective
on the Incarnation as the ‘embodiment of forces, in the sense that mimesis is an unavoid-
power’, and argues that it ignores the weakness able feature of embodied being, but religious
and suffering of Christ. Csordas (1994: 25) life involves the adoption of particular mimetic
has interpreted Catholic charismatic healing models that reconstitute human experience
rituals in a similar way: rather than ‘embracing and action in specific ways. This reconstitution
suffering and self-mortification as an imitation is not simply the gradual accumulation of
of Christ’s passion’, charismatics have partici- practical knowledge developed through
pated in a broader, late-twentieth-century shift embodied action and the ‘internal conversation’,
towards ‘the relief of suffering through divine but a more radical reshaping of the embodied
healing as practiced by Jesus in the gospels’ habitus.
(see also Favazza, 1982). None the less, the A further implication of the notion of the
emotionally intense empowerment of individ- mimetic body, indeed, is that the attempt to
uals through the Holy Spirit, the much account for religious experience simply with
discussed ‘tongues of fire’ central to many con- regard to emotional energies of various sorts is
temporary forms of Pentecostal and charis- inadequate: the desire to imitate a figure such
matic Christianity (Martin, 1990), actually as Jesus Christ, however emotionally intense
marks the birth of the post-crucifixion and and rich, is clearly an experiential and practical
resurrection church (Acts, 2: 1–5). Furthermore, phenomenon involving cognitive aspects of
if a key feature of the charismatic movement is various sorts, including theological, conceptual
its repudiation of the Enlightenment’s and traditional elements as well as the existen-
mind/body dualism (Robeck, 2000), then this tial challenges and assurances that this sort of
arguably finds a warrant in the Pauline religious commitment entails. In short, while
New Testament writings. the focus on embodiment necessarily involves
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EMBODIMENT, EMOTION AND RELIGIOUS EXPERIENCE 599

a rejection of the idea that religions can be rather than a simple aggregation, of the biolog-
explained primarily with regard to a cognitive ical and mental components of embodied life
system of abstract beliefs, it is equally unsatis- (Durkheim, 1974: 34). It has been suggested
factory to ignore the important role that that Durkheim’s arguments are consistent with
cognitive factors play within the embodied twenty-first century philosophies of the mind
experience of religion. Further to this, the (Sawyer, 2002), but, Norris, in common with a
notion of the mindful body can be a useful number of other contemporary writers, has
supplement to the models considered already. drawn upon the work of neurobiologists in a
far more detailed way in order to understand
the biological processes inherent to religious
(5) The Mindful Body experience. Damasio (1999: 79–80; 2003: 57–8),
for example, is held to illuminate how a
Across Western history, as in contemporary combination of the electrochemical messages
sociological and cultural theory, questions conveyed via nerve pathways, chemicals
about the changing role of embodied factors in conveyed by the blood, and the secretion of
religious life have been dealt with in different certain chemical substances in particular
ways. The term ‘carnal knowing’, for example, regions of the brain construct a ‘body land-
has been used by Miles (1992) to indicate the scape’ that is highly responsive to specific
intimate links between thinking, sensing and forms of ‘emotion-triggering’, especially when
understanding in early medieval Christianity. repeated exposure to certain stimuli is able
It expressed the idea that the body was not to ‘amplify’ recollections of earlier chains of
experienced as something separate from the events within the brain’s sensory processing
mind, let alone subordinate to it. This account systems (Norris, 2005: 193–4). On the basis of
of what can be called the ‘mindful’ body was such work, Norris (2005: 196) argues that,
focused on a very specific period of Western while emotions themselves and the religious
history, however, and has since been contrasted ‘triggers’ for them are culturally specific, the
with the ‘cognitive apprehension’ of the biological processes within the brain that allow
Protestant Reformation, where ritual became bodies to be taught to have religious experi-
devalued, the body’s emotions and senses were ences are common to all humans.
often seen as obstacles to the development of Such arguments help us to understand how
faith, and issues of belief became even more it is that repeated exposure to, or immersion
central to the general understanding of what within, certain forms of religious practice can
constitutes Christian religious experience trigger experiential states unavailable to the
(Mellor and Shilling, 1997: 25). In ideal typical novice, or to someone outside that particular
terms, the shift from carnal knowing to religious tradition. The danger with them,
cognitive apprehension can be taken as a useful however, is that they can render specifically
indicator of real changes in how Western soci- religious factors relatively insignificant in
eties experienced and conceptualised human comparison with neurobiological processes.
embodiment, but it is also a massive simplifi- This is evident in Hammond’s (2003) reassess-
cation in that it ignores the complex intertwining ment of Durkheim’s notion of social solidarity
of ‘carnal’ and ‘cognitive’ factors in all cultures in the light of developments in evolutionary
and across all times. In this regard, current neurophysiology. He discusses, for example,
debates about the neurobiological aspects how religious experiences ‘piggyback’ upon
of religious experience and practice can be reward mechanisms emergent from the evolu-
helpful in establishing a more complex under- tionary development of humans, stimulating
standing of embodied experience. certain types of hormone production, and
The sociological engagement with neurobi- activating or dampening different types of
ology is not new, but goes back to Durkheim, brain activity (Hammond, 2003: 360). Like
who argued that the ‘psychic life’ or ‘spiritual- Norris, Hammond (2003: 373) claims to
ity’ of the individual is an emergent totality, offer a ‘non-reductive’ approach, arguing that
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‘sociological tradition and modern neuro- degree to which certain affective dimensions of
sciences can be fused into a new synthesis’, but embodied experience remain resistant to
neurobiological phenomena come to have the cognitive control (Azari and Birnbacher, 2004:
determinative role in this analysis of religious 907). Drawing upon Kutschera’s (1990) argu-
experience, rather than seeing them as compo- ment that ‘believing in’ God is different
nent features of a more complex phenomenon from ‘believing that’ God exists, Azari and
that includes distinctively social phenomena, Birnbacher (2004: 909–10) emphasise that
the highly variable contents of different forms ‘religious belief differs from factual belief by its
of religious belief and practice, and the self- emotional quality’, but also stress that the
reflexivity of individuals. All of these render ‘belief that’ God exists necessarily forms a key
the reduction of religious feeling to neurobio- component of the ‘belief in’ Him: this allows
logical arousal and reward mechanisms highly them to reject James’s (1907) association of
problematic. religious experience with ‘pure’ feelings, while
Indeed, it should be noted that, while sociol- also establishing the centrality of emotion to
ogists and other scholars of religion have diverse forms of religious experience.
drawn upon neurobiological studies to make In the light of these arguments, it is clear
strong claims about the embodied basis of that religious experiences cannot be located
religion, neurobiologists themselves tend to be in a particular set of brain functions, or in
much more cautious. Thus, Azari et al. (2001: ‘emotion’ or ‘cognition’ exclusively, since they
1649) point out that ‘For more than a century, are emergent phenomena constituted through
the nature of religious experience has been a the complex interrelations between biological,
topic of considerable scholarship and debate, social and religious phenomena. Further to
yet virtually nothing is known about its biolog- this, the meanings given to states of bodily
ical foundations’. Developed on the basis of a arousal by individual subjects are crucial in the
detailed empirical study of neuroimaging shaping of religious experiences (Azari and
patterns in the brains of a group of German Birnbacher, 2004: 911). This helps to account
evangelicals, their own, modest, though signif- for how it is that certain mimetic models, such
icant, conclusion is that cognitive processes as Christ, can come to have such a powerful
play a very important part in religious role in reshaping human experience: the highly
experience, reinforcing earlier claims in the emotional character of the charismatic engage-
psychology of religion that the authority and ment with Christ as mimetic model cannot
‘force’ of religious experience is determined be separated from the cognitive dimensions
not simply by felt immediacy, but by a causal of embodiment that allow an experience to
claim regarding the religious source of the be meaningful as Christian religious experi-
experience. Building upon this study, Azari ence. It is for this reason that a study of the
and Birnbacher (2004) have argued that reli- embodied character of religious experience
gious experience is a complex phenomenon must be as attentive to the textual, doctrinal,
embracing cognitive and emotional aspects. and conceptual aspects of religious life as its
The major problem with non-cognitive practical, ritualistic or performative dimensions.
theories of religious experience, according to For Christians of different periods the
them, is that they fail to explain why some primary authoritative source for models of
forms of stimuli produce emotional responses how to be religious has, of course, been the
while others do not: if human emotions have a Bible. In the light of a theoretical account of
non-cognitive core, then certain types of embodiment that was doubtful of the signifi-
arousal should be automatic, but this is clearly cance of cognitive in relation to emotional
not the case (Azari and Birnbacher, 2004: 904). elements of religion, it might be expected that
Cognitive theories, however, which claim that Biblical authority would be weaker amongst
the specificity of emotional experiences is Christians forms with a strong experiential
determined solely by a cognitive appraisal of focus, but this is not so. Just as seventeenth
various forms of bodily arousal, ignore the and eighteenth-century Pietism, with its strong
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EMBODIMENT, EMOTION AND RELIGIOUS EXPERIENCE 601

focus on religious experience, developed out namely, how is it that specifically charismatic
the Lutheran emphasis on sola scriptura, and forms of embodiment ‘occur in virtually all of
analogous attempts to realise the experiential the culturally different regions of the world
power of the early church emerged in biblically where charismatic Christianity is practised’?
centred Reformed and Methodist contexts It is to this question that I now turn.
(Enger, 2000), so too contemporary charismatic
Christianity is very strongly centred on the
Bible. Bruce (2002: 179), for one, has ques- (6) The Global Body
tioned whether this is really as meaningful as it
appears to be, arguing that the prioritisation of Several writers have claimed charismatic
experience renders doctrinal and scriptural Christianity for ‘post-modernity’, suggesting
sources open to such diverse interpretations that the embodied basis of the religious trans-
that charismatic Christianity marks a decisive formations it manifests directly confronts a
break with the biblical focus of Protestantism, modern epistemological focus on the cognitive
but this argument rests on an unsustainably character of knowledge, and can therefore be
sharp distinction between cognitive and emo- seen as part of a broader ‘resacralisation’ of the
tional engagements with the Bible. In the Bible contemporary world (e.g. McGuire, 1982).
itself, Paul refers to how Christ ‘will change our Such claims are not entirely satisfactory,
lowly body to be like his glorious body’ however, not least because many theories of
(Philippians, 3: 21), and charismatics under- post-modernity tend to perpetuate modern
stand the Bible, since it contains the Word ambiguities about religion and embodiment.
of God, to have the power to bring about Indeed, the ‘absence/presence’ of both religion
this transformation. As Coleman (2000: 118) and the body continues to be evident in
suggests, for these Christians, the words of the many theories of post-modernity, where a
Bible and an experience of ‘spiritually charged neo-Nietzschean fascination with the ‘Death of
physicality’ are not opposed to each other, but God’, rather than religious practice in the
are mutually constitutive: the words of the world today, coexists with notions of ‘bodies
Bible have to be embodied, in a ‘dramatisation’ without organs’ or ‘mutant’ hyper-real simula-
of the power of the Word to reshape human tions of the human (see Deleuze, 1977;
life and experience (see Peacock, 1984: 108). Baudrillard, 1988; Braidotti, 1994).
Rather than polarising ‘minds’ and ‘bodies’, The rejection of a ‘species-specific’ model of
then, the notion of a ‘mindful body’ draws globalisation by Urry (2000), in favour of a
attention to their interconnectedness: religious focus on human/technological ‘hybrids’
experience is a complex, emergent phenome- constituted through information flows, mani-
non wherein both emotion and cognition have fests the same sort of tendency, in that the dis-
important, interconnected roles to play. The sipation of bodies into global information
permeable, learning and mimetic potentialities flows is matched by the marginalisation and
of bodies are also key parts of this pattern virtualisation of religion. Even in studies that
of emergence, however, since they help us take religion and embodiment more seriously,
account for how it is that the emotional however, there is still a sense that, even if they
and cognitive aspects of religious experience are not entirely empty categories to be filled by
are not simply expressions of biological predis- culture, they are essentially reactive to, rather
positions, but are constituted within, and than productive of, cultural changes. In an
constitutive of, a particular religious habitus. interesting account of the Toronto Blessing,
Furthermore, understanding the embodied for example, Lyon (2000: 109–110) associates
basis of religious experience in these terms its experiential theology with the way post-
might go some way towards accounting for the modern culture has encouraged ‘fitness’ to
question that, as, Beckford (2003: 207) has sug- supersede health in a commodification of
gested, has been notable by its absence in the bodies that allows them to becomes sites for
major studies of charismatic Christianity, the dramas of constructing and reconstructing
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self-identity; in this respect, the extravagant In this context, the charismatic engagement
emotionality and physicality of charismatic with the Bible is particularly notable, not least
worship is part of a broader reconstruction of because it directs our attention to the produc-
the body as a cultural artifact. tive, rather than reactive, dimensions of embod-
Such arguments clearly have merits, in the ied religious experience in relation to existing
sense that the charismatic focus on the body cultural forms.
may indeed have features in common with Noll’s (2001: 87) study of evangelical
broader contemporary cultural engagements Christianity treats Pentecostal and charismatic
with embodiment, but the danger is that forms as parts of the broader evangelical
bodies, and religion, lose any substantive movement, which he defines as ‘culturally
reality of their own and become defined largely adaptive biblical experientialism’ (see also
through the degree to which they fit, or can be Lehmann, 1996). Not only is the Bible the
made to fit, into broader categories developed source of the authoritative models that shape
by social and cultural theorists. This is relevant Christian life, and that have to be engaged with
not only to the notion of ‘post-modernity’, or experientially to the degree that the individual
in Meštrovic’s (1997) case, ‘postemotional is ‘born-again’ (Noll, 2001: 2), but it also facil-
society’, but to that of ‘modernity’ too. Beckford itates the emergence of a Christian habitus that
(2003: 189), for example, has argued that can be thoroughly immersed in and yet tran-
charismatic Christianity is actually ‘resolutely scendent of particular cultures. In other words,
modern’ in its serious-mindedness, its asser- the fact that this Biblical experientialism is
tion of absolute truth, and, in particular, its ‘culturally adaptive’ does not signal an uncriti-
implicit instrumental rationality, but, again, cal assimilation to broader cultural patterns.
this looks problematic. All three of these char- Indeed, as Noll (2001: 269) suggests, in terms
acteristics are to be found in various ‘non- of its general attitude towards prevailing
modern’ contexts: for example, the medieval cultural norms, the ‘history of modern evan-
exploration of the religious potentialities of gelicalism could be written as a chronicle of
the body through the imitation of the suffering calculated offense’. For Noll, rather, its adaptive
of Christ was, arguably, as thoroughly instru- qualities have an instrumental character,
mentalised as the body techniques employed signalling its readiness to use all available means,
by contemporary charismatics. such as satellite technology, to spread its biblical
For the focus on the cultural shaping of experientialism. For Cox (1995: 147), on the
bodies to be genuinely illuminating it must be other hand, its adaptive characteristics are far
contextualised within an attention to the fact more substantial, containing a ‘phenomenal
that it is a common human species that power to embrace and transform anything it
populates different cultural contexts. Where meets in the cultures to which it travels’
the analytical import of this fact is denied (see also Coleman, 2000: 68).
(e.g. Proudfoot, 1985), we can have no basis upon Contrary perspectives, which emphasise the
which to analyse the various commonalities, as culturally reactive character of religious
well as the differences, that mark particular phenomena, remain influential. For Castells
cultural engagements with bodies, nor can we (1998: 382–6), for example, ‘culturally adaptive
assess the relative fruitfulness of these diverse Biblical experimentalism’ amounts to little
engagements. Here, it is not simply a question more than the emergence of ‘resistance identi-
of acknowledging various ‘basic emotions’ that ties’ that take up the Bible as ‘a banner
appear to have a trans-cultural character of despair’ in the face of uncontrollable
(Lindholm, 2004), but also of attempting to global changes, expressing an ultimately futile
make sense of the cognitive and mimetic attempt to ‘opt out’ of global society. Two
dimensions of embodiment that allow reli- things can be noted, however. First, there
gious models, theologies and concepts, along appears to be little ‘despair’ amongst these
with specific body techniques, to constitute charismatic Christians: their experiential focus
highly specific forms of religious experience. is manifest in feelings of joy, empowerment
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EMBODIMENT, EMOTION AND RELIGIOUS EXPERIENCE 603

and personal transformation (Percy, 1996). of their interaction with particular cultures,
Second, they are hardly ‘opting out’ of globali- yet are also expressive of an engagement with
sation; they exhibit a particularly powerful universal embodied potentialities that is able
manifestation of how a religious movement to generate common religious experiences. It is
can constitute itself as a global phenomenon in this sense that Poewe (1994: 249) has identi-
(Poewe, 1994). Here, more complex models of fied charismatic Christianity as an inherently
globalisation, which exhibit a greater sensitivity global phenomenon precisely because it is
to its creative possibilities for religions, are of ‘iconic’; that is, this form of religion engages
much more value. with, and is able to shape actively, common
Robertson (1992) and Beyer (1994, 2003), embodied characteristics (see also Coleman,
for example, have analysed globalisation as a 2000: 68). Thus, rather than simply reacting to,
phenomenon that transcends the logic of let alone ‘resisting’, globalisation processes,
either ‘modernity’ or ‘post-modernity’, focus- charismatic Christianity is representative of
ing instead on the diverse patterns of univer- the potentially productive and creative ways in
sality and particularity manifest in forms of which religions can engage not only with social
‘glocalisation’. Here, the nature of religion in and cultural processes, but with the inherent
the contemporary world cannot be accounted properties of bodies: it is the fruitful combina-
for with regard to either universal, hegemonic tion of these two patterns of engagement which
cultural models and institutional structures, or accounts for the global spread of the same
to the endlessly diverse patterns of pluralism charismatic experience of the body.
valorised in much post-modern theorising: on
the contrary, as Beyer (2003: 361) suggests,
the global success of religious forms such
CONCLUSION
as Pentecostal and charismatic forms of
Christianity is expressive of the way in which
globalisation now facilitates the ‘multiple par- Charismatic Christianity clearly has a specific
ticularisation’ of universal religious practices, character, as do the globalising processes char-
texts, models, and structures. Neither acteristic of the contemporary world, but
Robertson nor Beyer has explicitly addressed reflection upon the embodied bases of their
the significance of the body in relation to glob- interrelationships can help illuminate broader
alisation processes: Coleman (2000: 51), in problems concerning the complex connections
fact, has criticised Robertson for having an between religion, culture and the body. The
overly cognitive focus that ignores the broader immense importance of emotional factors is
embodied dimensions of globalisation. None of particular note here, not only with regard
the less, the notion of ‘glocalisation’ seems par- to the ‘permeability’ of individuals in terms of
ticularly pertinent to the subject of embodi- patterns of ‘sacred contagion’, but also in rela-
ment, since bodies are universal in the sense tion to the cultivation of certain emotional
that all humans have them, yet they are experiences through specific body techniques.
inevitably ‘particularised’ not only in that they These, along with the mimetic models that
are individual, but also in terms of the fact that shape patterns of religious identification, and
embodied experience is shaped within a spe- the mutually reinforcing role of cognition and
cific habitus. emotion in religious experience, point to the
The idea that we now live in a world where centrality of embodied issues in the constitu-
the global and the local are simultaneously tion of religious belief, practice and experi-
constitutive of each other can, therefore, offer ence, and the complexity of their relationships
a potentially fruitful way of extending existing with other social and cultural phenomena.
models of embodiment in sociology, particu- Further to this, a key feature of the focus on
larly in terms of accounting for the cross- religion as an embodied phenomenon is that,
cultural success of forms such as charismatic in its best forms, it resists the logic of social or
Christianity, which are highly flexible in terms cultural constructionism, and not only moves
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beyond the peculiarly ‘absent/present’ body of Azari, N. P. et al. 2001. ‘Short Communication:
certain forms of social and cultural theory, Neural correlates of religious experience’, European
but also rescues religion from a similar state. Journal of Neuroscience 13: 1649–52.
The suggestion that charismatic Christianity Azari, N. P. and D. Birnbacher 2004. ‘The role of
cognition and feeling in religious experience’,
manifests a type of ‘resistance identity’ is
Zygon 39 (4): 901–17.
merely one example of a broader theoretical
Barbalet, J. 2004. ‘William James: Pragmatism,
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29
Religion as a Factor in Life and Death
through the Life-Course

STEPHEN J. HUNT

This chapter is concerned with one of the more has led to the abandonment of the notion
intricate dimensions of contemporary religion: of the ‘life cycle’ which suggests a fair amount
its significance throughout the life-course. of predictability related to features of social life
Levels of religiosity and spirituality, as numer- including the significance of religion. Today,
ous sociological studies have shown, vary this predictive element, for various reasons, is
considerably for individuals throughout their more and more elusive. Contemporary societies
lives. While this is an observation that can be are extraordinarily complex in terms of social
made of many previous societies and those of organization. Moreover, economic, cultural
today that are frequently described as less and technological changes continue apace and
‘developed’, variation is complicated by the fact undermine taken-for-granted assumptions
that in the secular West religion is not a regarding the so-called ‘stages’ of life and
compulsory aspect of social experience. Rather, matters of religiosity. While such transforma-
it is increasingly rendered a matter of personal tions are increasingly significant, religion in
choice and not infrequently void of rigorous the life-course is rendered even more multifac-
community pressures of religious socialization. eted by more familiar sociological concerns,
People are thus free to choose for themselves a namely, the continuing relevance of social
religious faith or none at all and, if they do so, status, ethnicity, gender, cohort differences,
to apply it at various times in the life-course and regional variation. All such variables
according to personal needs and circumstances. will be integrated in the survey below with
If the matter of choice in matters of reli- reference to recent sociological research and
gious faith renders an overview of the subject theoretical speculations.
in relation to the life-course a challenging
prospect, the sociological enquiry is further
compounded by other cross-cutting factors
FROM LIFE-CYCLE TO THE LIFE-COURSE
which will inform the discussion of this chapter.
Perhaps the most obvious is the changing
nature of the life-course itself. One repercus- Throughout the social sciences the once
sion is that the complexity of social experience popular ‘life-cycle’ approach largely took as its
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RELIGION AS A FACTOR IN LIFE AND DEATH THROUGH THE LIFE-COURSE 609

premise the notion that the life-span displayed space. These social changes implemented a
a particular character and followed a basic regularity and regimentation that was most
and predictable sequence. Put succinctly, the evident in production and organization –
life-cycle referred to ways of examining the enhancing secularizing processes and reducing
duration of human existence in the societal aspects of religiosity to the private sphere.
context, taken as a whole, in terms of a succes- A coherent and predictable life-cycle, as a
sion of phases related to maturation, physio- structured round of human experience,
logical change and the correlated alterations of reached its greatest density in the mid-twentieth
self-image and transforming social roles which century. This increasingly inflexible ‘modern’
they engendered. Elaborate models, such as life-cycle encouraged fresh theoretical frame-
that of Erikson (1951), integrated physical, works, including perhaps most famously that
social, and psychological variables but at the developed by Levinson et al. (1978), which fur-
same time allowed for considerable cultural nished finely tuned models outlining the com-
variation. These models proved to be highly plex stages of life in Western industrial
influential not only for anthropological schol- societies. Yet, while notions of ‘modernity’
arship but in relevant sociological specialisms permeated sociological writings for genera-
of a comparative nature. Many of these tions as a coherent and unchanging typology, it
relevant works identified similar ‘stages’ of proved to be unsustainable across the broad
societal development and their pertinence discipline by the end of the twentieth century.
in terms of religious rites and practice found Subsequently, throughout the sociological
in pre-industrial and small scale societies. mainstream, the concept of the life-cycle has
For several decades the legitimacy of largely been rendered superfluous, while that
the life-cycle framework in anthropological of the ‘life-course’ is currently increasingly
accounts impressively enhanced cross-cultural employed as a descriptive and analytical tool.
studies in the area of religious belief and The rapidly changing nature of contemporary
performance. Such an approach also influ- society, alongside insights provided by com-
enced academic appraisals of the life-cycle in parative surveys which emphasize variety
contemporary Western societies, but with rather than commonality, continuingly
important modifications which often high- reduced the significance of the life-cycle as a
lighted the repercussions for aspects of reli- working paradigm. Similarly, the recognition
giosity. Historians and sociologists alike of the life-cycle approach as constituting an
recognized that the advent of modernity inherent part of medical ideology and the
brought a more complex life-cycle, providing a cultural legacy of post-colonial anthropology
fresh meaning to some stages of life such as added to its demise in the sociological vocabu-
childhood (cf. Ariès 1965), while laying down lary including the sub-discipline of the
new ones including adolescence and youth Sociology of Religion. While the life-cycle
(cf. Eisenstadt 1956). The demographic changes paradigm has fallen into disuse, there are
of the nineteenth century brought a gradual currently various and sometimes contrasting
differentiation in age groups and allowed a ways by which sociology has engaged the
greater specialization in age-related functions, subject of the life-course and the relevance of
although they were by no means complete by religiosity in what is increasingly designated
the end of that century. The principal source of ‘late’ or ‘post-modernity’.
this transformation was the onset of the indus-
trial-capitalist order and its diffused Protestant
ethic which encouraged the growth of bureau-
LATE /POST-MODERNITY AND
cracies identified not only by, as Max Weber
THE LIFE-COURSE
(1978) explored at length, certain ‘internal’
arrangements such as a pervading rationalism,
hierarchy and a division of labour, but regular- Anthony Giddens uses a variety of terms
ized control of social relations of time and such as ‘late’, ‘high’, or ‘reflexive modernity’ in
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610 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

describing the emerging social condition. separated from everyday life in late-modernity.
In doing so, he discusses socio-cultural devel- The sequestration of experience means that,
opments which suggest an outgrowth of those for many people, direct contact with events
features that forged modernity, particularly and situations which link the individual’s life-
reflexive identity and self, consumption, and course to broad issues of morality and finitude
the culture of choice, all of which have are rare and fleeting. Personal meaningless
implications for the life-course. According to may thus encourage a search for a faith which
Giddens, conceptions of the life-course now brings a sense of fulfillment.
allow for the anticipation of risks and future The notion of post-modernity undoubtedly
possibilities. Here there is an underlying denial implies a somewhat different view of social
of fate that comes with a rational mode of cog- change and its implication for the life-course
nition. Nothing is inevitable; there are no compared to that of ‘modernity’ or ‘late-
‘divine scripts’. Every aspect of human life is modernity’. Nonetheless, there is little agree-
potentially improvable and can be rendered ment among theorists concerning the meaning
more effective. Reflexivity, as a core element of of post-modernity. Hence, rather different
cultural ordering, impacts selfhood in that it approaches, or at least emphasis, may be
entails the constant monitoring of the individ- observed in current theorizing especially in rela-
ual’s life in order to enhance human wellbeing. tion to dimensions of religiosity throughout the
According to Giddens, in the emerging social life-course. Bauman (1992), for example, in his
environment individuals are increasingly analysis of the contemporary condition, identi-
willing to change their beliefs, practices, and fies a collapse of meta-narratives including both
locus of belonging in the light of new experi- singular religious and rationalized worldviews.
ence and knowledge. This would seem to run The consequence is a ‘crisis’ of meaning for
against the embrace of a traditional, static and socially atomized individuals who may increas-
inherited supernatural belief system at the ingly search for the ultimate significance that
heart of cultural expressions and by way of only religion can satisfactorily answer. If such a
structuring aspects of religiosity throughout crisis cannot be addressed within the context of
the life-course. Indeed, in The Consequences of traditional religion that passes from one gener-
Modernity (1990), Giddens suggests that reli- ation to the next and enduring across the life-
gion struggles to retain its influence since, in course, then it will be addressed by forms of
the context of late-modernity, aspects of social quasi-religions or new expressions of religion
life are manifestly incompatible with religious which display a strong moral content.
faith as a pervasive influence upon day-to-day Paul Heelas argues in a similar vein. For
existence. However, in Modernity and Self- Heelas, post-modernity brings a measure of
Identity (1991), Giddens contends that late- de-traditionalization – a demise of the pressures
modernity may nevertheless provide the of socialization and social structures such as the
condition for the resurgence of religiosity. The family – ushers in a utilitarian selfhood. This is
individual sense of self is, in fact, conducive to evident in contemporary forms of religiosity
a fairly widespread concern for spirituality such as the New Age movement and ‘self-reli-
throughout the life-course. While tradition and gions’ which dismiss the grounds upon which
predictability decline, rational reflexivity historical religions were one based (Heelas 1996).
means that individuals may undertake more The construction of the self has thus become the
conscious and informed choices throughout project of a culture of post-modernity. Hence,
the duration of the life span concerning who traditional forms of religion give way to those
they are and what they wish to become. In an congruent with contemporary culture, above
age of uncertainty religion, especially in its all, that of all-pervading consumerism and
more conservative forms which cogently choice. Indeed, it is the consumerist culture
addresses issues of self, may therefore thrive in which is particularly conducive to the growth of
such an environment. Furthermore, what innovating new religions which often constitute
Giddens calls ‘existential questions’ tend to be a mix ‘n’ match religiosity. If such theorizing is
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RELIGION AS A FACTOR IN LIFE AND DEATH THROUGH THE LIFE-COURSE 611

correct, then individuals plausibly construct is the universal phenomenon of rites of


forms of religiosity congruent with their expe- passage which are now reduced to mostly
riences throughout the life-course. optional, rather than compulsory aspects of
While conceptualizations of late- or post- social experience. Previously, such rites were a
modernity compete for legitimacy, and rival primary aspect of a structured life-cycle and
theoretical underpinnings are discernible, there helped establish collective identity and moral
remains considerable overlap between these integration. In pre-modern cultures such
perspectives. Perhaps, above all, there is a ceremonial rituals were essentially related
general and shared recognition that individuals to simple forms of social differentiation and
do not pass through such clearly demarcated dimensions of religious socialization – over
stages of life as in previous social orders whether time as well as spatially. Without a doubt a core
designated ‘traditional’ or ‘modern’. For instance, theme of anthropological studies of religion in
it is now an arduous task to stipulate where these societies largely related to those rituals
childhood ends and adolescence begins and designating the transition of one clearly
whether associated age norms, including reli- demarcated stage of life to another, whether
gious norms, where they exist, still hold, although biologically defined such as birth, puberty,
it is apparent that to one degree or another some pregnancy and death, or those socially
cultural expectations remain. What is abun- constructed with marriage perhaps constitut-
dantly lacking is a structural rigidity which, ing the foremost instance. Compared to
in turn, undermines generalized statements contemporary societies, pre-industrial commu-
regarding levels and expressions of religiosity nities displayed a less complex and relatively
through what is arguable now best described as undifferentiated ‘cycle-of-life’ and typically
loosely structured and diverse ‘phases of life’. involved merely a transition from pre-adult to
To be sure, not all of the recent scholarly adult stages. Such transitions marked a simple
works have entirely abandoned concerns tradi- distinction that was largely unchanging over
tionally associated with a life-cycle paradigm. the generations and where rites of passage
The various ‘stages’ of life are still frequently constituted community imposed expressions of
viewed as continuingly providing an area of religiosity in the individual’s experience of the
interest in shaping aspects of religiosity and life-span.
thus habitually inform a good deal of recent These transitions of life proved open to
sociological literature whatever theoretical differing interpretations that stressed both
approach endorsed. Nonetheless, the interest social and psychological dimensions. The
in dimensions of faith during the various Structural Functionalism of Radcliffe-Browne
stages-of-life have been supplemented by a (1952) focused on ‘ritual prohibition’ concern-
growing awareness of the implications of vari- ing objects, places, and people that were to be
ety, plurality, fragmentation, discontinuity, and avoided and subject to taboo and social
life-style choice in encouraging differing levels boundaries. In this context, rituals emphasized
of religiosity. Indeed, the complexities and collective values and enhanced a sense of com-
sometimes the contradictions of the life- munity belonging typified by rites surrounding
course, in Western societies at least, have ush- marriage since the institution brought a degree
ered in a fresh and burgeoning interest in the of social continuity. Other works, exemplified
implications of religious expression by way of by that of Van Gennep (1908), indicated how
belief, belonging, and practice. rites of passage often related to interpretations
of biological changes and their social implica-
tions, as well as psychological adaptation to
culturally constructed institutions. It followed
RITES OF PASSAGE
that religious meaning and taboo status were,
more often than not, attached to these transi-
One aspect of the Western life-course seem- tions especially when they were associated with
ingly facing demise in late/post-modernity what amounted to ‘life crises’. Such ‘crises’ were
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612 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

precipitated by a significant individual and more arduous to forge generalizations regarding


collective sense of uncertainty that resulted age categories and broad religious orientations.
from experiences such as pregnancy and child- This is not to suggest they are entirely obsolete
birth – events which required psychological since empirical studies continue to establish
and social adjustment. a link between religiosity and age, and such
In the past, as in numerous less developed a relationship forms much of the discussion
societies today, rites of passage were often tied below. Nonetheless, it is the larger picture
to one of the most important forms of social which must be appraised, one where religious
stratification; age-sets and related categories. socialization is of decreasing importance
Unlike Western societies, social structures and and where a culture of choice has become
culture in pre-industrial societies were usually recognized as a cultural development which
static or underwent transformation very grad- cuts across generational boundaries.
ually. The generations that passed through the Certain developments identified with the
age categories were invariably subject to similar onset of modernity had previously eaten away
social processes. This is far less the case in the at one essential dimension of religiosity: the
contemporary West where life experiences are significance of rites of passage. This is evident in
extraordinarily diverse and where the notion Bryan Wilson’s elucidation of the theme of
of age cohort is seemingly more relevant secularization which contended that religion
and denotes those born in a distinct would invariably decline with an underpinning
historical period. It is the historical timing of rational-orientation of social life on the one
an age cohort which frequently forges very hand, and a reduction in common values and
different experiences when compared to past the breakdown of collectivities that upheld
or later generations. Such a contrast serves to shared religious conviction on the other
highlight the fact that pre-industrial societies (Wilson 1976). This decline of community in
were built upon a high degree of predictability modern industrial society resulted from high
despite the precariousness of material human levels of social and geographical mobility and
existence. In short, social members anticipated consequent changes in the nature of social
with assurance which age-sets they would control. It followed that the authoritative moral
belong to in the years to come and what this and religious foundation of well-integrated
entailed by way of expected modes of age- communities could no longer be upheld and
related norms. was evident in the demise of the rites of passage.
In contemporary sociological theorizing Hence, the decline of rituals related to the essen-
there is a growing inclination to play down the tial ‘turning points’ of life, alongside church
significance of age categories. The meaning of attendance and other forms of religious obser-
being ‘young’, ‘middle-aged’, or ‘retired’ is vance, provided the evidence of ongoing and
perceived in many scholarly accounts as open relentless secularization. Paradoxically, then, the
to interpretation and negotiation, by way of same modernity which increased the number of
identity construction, throughout an increas- ‘stages’ of life, also stripped them of rites of pas-
ingly varied life-course. Furthermore, shifting sage. Rationalism and science secured many of
age categories and lengthening life expectancy the ‘crisis’ of human existence: childbirth lost
means that they are no longer clearly defined most of its dangers and the survival of the
‘stages’ of life with accompanying modes of immediate post-natal years became more
behaviour. Rather, such stages are now increas- predictable as the environment was increasingly
ingly the subject of negotiation as to how they mastered. In turn, the majority of the popula-
are experienced and lived out in terms of tion of Western societies could look forward to
life-styles options. These developments invari- fulfilling an ever-extending life-span. Hence, in
ably prove important given the fact that the the context of modernity many of the social and
various stages of life were once commonly psychological underpinnings to the rites of
associated with fairly distinct and non-divergent passage were eroded, not least of all the uncer-
religious values and beliefs. Today it is ever tainty and unpredictability of everyday life.
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RELIGION AS A FACTOR IN LIFE AND DEATH THROUGH THE LIFE-COURSE 613

The reduction in the appeal of such rites and It is no longer perceived as ‘made in heaven’
ceremonies among the populations of North and witnessed in the sight of God. Similarly,
American and Western Europe is evident by marriage annulment may reflect an increasing
various indices. England is a good example secularity and provides a symbol of growing
(given its level of secularity between the evi- rationality and individualism (Gibson 1994).
dently more ‘religious’ USA and the highly sec- Just as individuals rationally choose to enter
ularized Scandinavian countries). In England, into marriage and select a partner in instru-
in 1880, practically all newborns were baptized mental terms, divorce may be equally pragmat-
(albeit after an appreciable length of time after ically decided upon. This is reflected too in
which their survival was anticipated as likely). divorce legislation where the philosophy of
During the mid-1970s there were 428 baptisms ‘till death do us part’ is replaced by a range
per 1000 live births compared to 554 in 1960. of rational-secular legitimations for marital
The basis on which infant baptism statistics annulment typified by notion of ‘the irretriev-
were calculated altered in England after 1979 able breakdown of marriage’.
but the decline continued. In the Anglican More recent accounts of the demise of rites
Church, from 1885 to 1950, the number of of passage have found scope in late/post-
baptisms fluctuated between 60 and 67 per modern theorizing. In Anthony Giddens’
cent. In 1922, this figure declined to 53 per cent interpretation, rites of passage are undermined
of the population and by 1993 to a mere 27 per by the reflexive ‘project’ of late-modernity that
cent. At the same time, there has been a dis- extinguishes clearly formulated stages of life.
cernible reduction in the number of marriages For Giddens, part of such a project is a person-
conducted in the Anglican Church. In 1929, alized life-course largely derived from recogni-
56 per cent of marriages in England and tion that individualism as a cultural value and
Wales were performed in the church setting a general orientation is paramount. However,
compared with 37 per cent in 1979. Thereafter, individualism merges with other observable
there was a further reduction in church developments that undermine coherent rites
weddings to 31 per cent in the year 2000. of passage. Giddens constructs his argument
Arguably the steady demise of such religious on the observation that today the experience of
ceremonies is because, for various reasons, living the life-span potential is virtually guar-
the great ‘milestones’ of life are of decreasing anteed. This allows the individual to predict
significance. The fall of the infant mortality the future, calculate risks, and plan ahead with
rate may mean that parents and close kin a view to possibilities and alternatives in mind.
are less inclined to give a specifically religious S/he can thus negotiate optional courses of
significance to the arrival of newborns. action through making present decisions
Simultaneously, a number of social institutions, from a large number of choices offered. Such
such as marriage, are decreasingly subject to reflexive calculation does not remain at the
social pressure and reduced to a matter of pref- individual level since social institutions and
erence. Also true is that the continuingly relative processes undercut traditional habits and cus-
popularity of the social institution of marriage toms demonstrated by religious practice. In
indicates levels of secularity since it is frequently this environment rites of passage are subse-
emptied of religious relevance evident through quently rendered superfluous (Giddens 1991).
the church wedding rite. Indicative of this is the In post-modernist accounts, scholars such
List of Approved Premises, produced by the as Bauman (1992) see the life-course as charac-
Office for National Statistics in Britain, which terized by a number of overlapping, often
encompasses a register of legitimate non-religious disparate conditions associated with the blur-
sites for weddings other than places of worship. ring of traditional chronological boundaries
They include zoos, soccer grounds, museums, and the integration of formally segregated peri-
golf clubs and restaurants. ods of life. Fixed definitions of childhood,
Divorce statistics also indicate that marriage middle age, and old age are eroded under
is not necessarily a life-long commitment. pressure from two cultural directions that have
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614 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

accompanied the profound shifts in the politi- forms of Christianity in a number of Western
cal economy of labour: flexible retirement and European countries (Lambert 2004: 33).
traditionally structured forms of stratification
typified by social class. Moreover, among the
far-reaching repercussions of contemporary
THE LIFE-COURSE AND EARLY
culture is the prospect of an endless life which
RELIGIOUS SOCIALIZATION
has been revived through images of perpetual
youth and the blurring of traditional life-course
boundaries. While the decline of rites of passage may point
Despite the theoretical conjectures, there to the demise of the life-cycle as an increas-
remains a confusing picture regarding the ingly redundant framework, an enduring
demise of rites of passage. Some rituals remnant of this approach in the field of sociol-
remain, albeit in the form of social conven- ogy is related to the implications of religious
tions rather than as explicit expression of reli- socialization through the various ‘phases’ of
giosity. This may explain why, in many Western life. There are conventionally various signifi-
countries, the proportion of people preferring cant agencies of such socialization. Despite its
church weddings, baptisms and funerals declining significance the family remains a
remains higher than the number of members core social institution which impacts religious
or regular congregational attenders. It may be belief and practice throughout life: establish-
surmized that while individuals opt for such ing patterns of religiosity and structuring
religious settings, they probably do not do so for continuities across the generations (hence, the
intrinsically religious reasons. Plausibly it is the enduring popularity of the so-called ‘family
ritual and ceremony that is important, not the life-cycle’ approach). Furthermore, through
‘religious’ content. Hence, major life events early socialization, the needs and tasks that an
may still psychologically require markers of individual is frequently compelled to address
change but are increasingly stripped of their during different phases of the family life-course
essentially religious significance. is understood to determine his/her level and
Undoubtedly, in the pluralist contemporary expression of faith.
Western setting rites of passage may still be The significance of religious activity during
observable among religious groups which childhood would seem to demonstrate the
display rituals marking some form of spiritual or significance of family influences. Certainly,
communal transition. This would include parents’ religious behaviour is still proven to
baptism in Christian churches, while for ethnic- determine to what extent beliefs are internalized
religious collectives they remain important as and rendered central to the lives of their
with the bar mitzvahs among Jews which rep- children later in life (cf. Pearce and Axinn
resents the transition from childhood to adult- 1998). At the very least children tend to assim-
hood. Yet, even in many explicitly religious ilate the broad religious cultures of their fami-
spheres such rites have discernibly experienced lies and religion, as a system of meaning, can
an ongoing decline. Evidence of this is the near be a key influence on many later life-course
disappearance of ‘churching’ – a long-held tra- events such as accepting the role of housewife
dition in many churches where women were (Sherkat 2000), the legitimacy of pre-marital
prohibited from returning to the congregation sex (Thorton and Camburn 1987), and atti-
until a month after giving birth. Despite such tudes towards voluntary childlessness (Pearce
evidence, the 1999 European Values Survey 2002). Yet, while extant sociological findings
more than hinted at unexpected changes suggest that religion should be studied and
which were plausibly indicative of the com- measured as a life-long process that is linked to
plexities of late/post-modernity: the attach- childhood experience in particular, there is a
ment to ceremonies for birth, marriage and general recognition that levels of belief and
death was on the rise among young people and practice undoubtedly have the potential to
perhaps indicated a small revival for some change throughout life.
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RELIGION AS A FACTOR IN LIFE AND DEATH THROUGH THE LIFE-COURSE 615

Where parents are successful in transmitting new modes of religious behaviour. The impor-
a faith to their children and provide role tance of gender suggests itself here. Since men’s
models in attending religious institutions, religious roles are apt to be less institutionalized
there is much less likelihood that their or socially defined than women’s, the involve-
off-spring will relinquish attendance at a later ment of males in religious organizations may
stage of the life-course. This tendency has been depend more on non-religious factors typified
explored by various studies. For example, by changes in family structure over the life-
Hunsberger (1983) found that church-leavers course. Subsequently, this may lead to a greater
are inclined to report there has been less or lesser involvement in religious practice
emphasis placed on religion in their families and affiliation from an early age (Wilson and
while they were growing up than church Sherkat 1994).
remainers. Today, however, the complex con- Neither gender differences nor the cohort
temporary family structure complicates the effect, however, may necessarily account for
picture. In a two-parent family, only one reduced levels of religious socialization. Rather,
parent may choose to go to church. The an ongoing process of secularization may
other may be a non-believer, belong to diminish its impact. In this regard, Tilley
another denomination, or even another faith. (2003), using data from the British Election
Sandomirsky and Wilson (1990) have indi- Studies and the Household Panel Study, points
cated that the result of this kind of cross- out that sex-specific influences and family
pressure is more likely to lead a child to with- formation cannot themselves comprehensively
draw from religious commitments altogether account for differences between age groups in
than it is for him/her to choose one parent’s reli- church attendance: both childrearing and
gion over another. Plausibly, such factors may marriage are only weak predictors of differ-
be accentuated in the so-called ‘restructured’ ences in religious behaviour. Indeed, Tilley
or ‘blended’ family which results from the argues that the evidence proves that genera-
increasingly common re-marriage situation. tional differences are primarily responsible for
Indeed, the breakdown of family structures both age disparities and the large decline over
and the complexities of family life today may time in church attendance. People born before
suggest that religious socialization is under- 1940 have similar levels of church attendance
mined in various far-reaching respects. irrespective of family formation, as do those
It is also evident that the precise variables born after 1950. The latter group, and the tran-
involved throughout social learning in respect sitional cohort of the 1940s generation, were
of religiosity are multifaceted and cross- growing up and coming of age in the 1960s
cutting. One dimension is the cohort effect. and onwards – a time of considerable social
The evidence of Roof and Gesch’s survey change that reduced attendance generally.
(1995), by way of illustration, suggests that Moreover, Tilley concludes that one of the main
there are changing attitudes to religious social- reasons for the overall demise in church atten-
ization among the parents of the so-called dance is that newer generations, raised in a
Baby-Boom generation. The principle of indi- societal environment of declining attendance,
vidual choice is now prevalent even inside the are much less likely to be churchgoers than
family, with nearly half the parents of this older cohorts.
generation surveyed advocating that family The impact of the social learning of aspects
members should decide for themselves regarding of religiosity is not, of course, confined to the
religious matters, rather than necessarily influence of the family throughout the life-
following the beliefs of their parents and course. The importance of social learning
attending church as a family unit. At the same within religious groupings in the formative
time, the experience of family socialization childhood years continues to be confirmed by
is also likely to be mediated through religious recent research. For instance, O’Conner et al.’s
beliefs and practices arising through the (2002) sizeable survey of over two hundred
observation of role models and by practising adults of different denominations in the USA
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616 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

found that measurements of personal spiritu- The matter of formal traditional Christian
ality including private prayer, attending Bible schooling, as pertinent to the religious sociali-
classes and reading religious material, are zation processes of the general population, has
linked to denominational background in the also attracted a measure of interest. Gunnoe
formative years and inform such activities as and Moore (2002) found that religious school-
church youth group participation and attending ing throughout childhood was a crucial pre-
church with one’s spouse in later life. It is dictor of young adult religiosity, providing
clearly the more traditionalist and sectarian evidence for the importance of explicit reli-
forms of religion that are strictest in early reli- gious training during the formative years of
gious socialization. This may at least partly middle childhood. Nonetheless, some tradi-
explain the apparent success of conservative tional aspects of early religious education
churches in the USA. Hence, it has been calcu- within the broad populace are in measurable
lated that the high level of church growth decline. Perhaps the most obvious is the
experienced by fundamentalist Baptists is less demise of the Sunday school movement. This
traceable to evangelism, and much more to institution which originated in the nineteenth
do with their higher birth rate and the evident century, with its focus on specifically Christian
ability to retain their children within the knowledge, was felt by many churches to be
church through rigorous religious socializa- necessary in an increasingly secular and differ-
tion (Smith 1992). entiated society. At the peak of their influence
In much the same way as the strong com- in the late nineteenth and early twentieth cen-
munity nature of sectarian forms of religiosity turies the Sunday schools reached a very large
informs early socialization, ethnic communities number of young people and a very high pro-
frequently remain more meticulous in sustaining portion of their age group. In 1911 over half
religious beliefs and practices, although there the children in England and Wales attended
are major variations. For example, attitudes Sunday school. This figure was down to 20 per
towards female dress and gender roles, cent in 1961 and had further reduced to 14 per
which are generally proscribed by religious cent in 1989. By the year 2000 fewer than 10
regulation, are often virtually unchanged per cent of children attended a Sunday school
between Muslim parents and their children, (Brown 2001). In his account of the repercus-
while Sikh and Hindu children are sometimes sions of decline, Davies suggests that the
observably more flexible than their parents in demise of the Sunday school movement means
adapting to Western conventions. Muslim that in terms of the Christian faith an ‘entire
parents also appear to be a good deal more culture had been lost’ (Davies 2004: 66).
stringent in their parental control of their off- Christian based youth organizations have
spring into the teenage years and enforcing also experienced a reversal in fortunes. In this
attitudes towards traditionally arranged mar- regard, the number of Scouts and Guides
riages (cf. Nielson 1982). While variations in meeting in churches throughout Britain
religious adherence may be put down to differ- decreased by 15.8 per cent between 1987 and
ing degrees of socialization within the family, 1993. This trend had, however, been set in
they may be simultaneously re-enforced by the motion several decades earlier. The Church of
existence of ethnic and faith-based schools England’s report, Youth A Part, attributed this
outside of mainstream education. It has been to a general social trend of ‘similar patterns of
the creation of such specialized institutions, declining attendance … in secular organisa-
deemed as desirable by many major faith tions’ (1996: 13). The report took comfort in
communities in a perceived threatening what it believed was the sensitivity and com-
secular environment, which has led to sensitive mitment of many young people to the issues of
debates in many Western educational justice, peace and the environment but
systems and inform broader issues of cultural stopped short of attributing such sympathy to
assimilation. any meaningful religious conviction.
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RELIGION AS A FACTOR IN LIFE AND DEATH THROUGH THE LIFE-COURSE 617

discerned an underlying principal tendency:


EARLY ADULTHOOD
an increase in ‘believing without belonging’
and a growth in the percentage of those who
While little research has been conducted on the never belonged to a formal religion. Somewhat
religious socialization and levels of religiosity paradoxically, the EVS found that on the
during childhood, a good number of surveys, increase was the belief that churches bring
particularly in the USA, have illuminated vari- answers to spiritual needs (if not social prob-
ous patterns of belief and behaviour during lems), although the conviction of the signifi-
the periods of adolescence and youth. Despite cance of individual sin still continued to have
evident variation, young adulthood appears to less and less attraction.
be a period when religious practice and com- A second concern of the sociological enquiry
mitment, if not belief, decline. Stoetzel (1983: regarding youth is to establish a baseline for
231–2) contends that the overall evidence longitudinal research on religious influences
points towards a tendency which suggests that on people’s later life in much the same way that
the older the person, the stronger the probability child socialization is deemed as influential. The
they are religious in their opinions, beliefs evidence is, once more, far from straightforward.
and observances. This means, inversely, that Nonetheless, the longitudinal study in the USA
the younger the person, the more likely they by Gunnoe and Moore (2002) considered
are to be irreligious. It follows that irreligion predictors of religiosity among older youth
reaches its peak around the age of thirty years through eight areas: childhood training, reli-
old. This particular profile can be explained gious schooling, cognitive ability, psychody-
largely by life-course effects with the initial namic need, parenting style, role models, the
decline attributed to the autonomy of young family life-cycle, and background demographics.
people resisting religious socialization as they Predictors were assessed when participants
are exposed to competing social influences, were 7–11 and 11–16 years of age. Levels of
ideas and worldviews, notably in institutions religiosity were further analyzed when partici-
of higher education and the pressures of peer pants reached the period of youth (designated
group conformity, the result of which may be as between 17 and 22 years old). According to
the forging of a fresh social identity. This Gunnoe and Moore, the best predictors of
undoubtedly reflects an actual inversion in the youth were found to be ethnicity and church
relative influence of parents’ religious social- attendance by the peer group during the high
ization versus peers as youth move outside their school period. Other indicators included resi-
family’s residence at a formative stage of the dence in the Southern United States, gender,
life-course. religious schooling during childhood, mater-
The picture is, however, a complex one nal religiosity and the importance mothers
which suggests that such processes are circum- placed on childhood religious training, and an
vented by generalized changing trends in reli- interaction variable identifying mothers who
giosity and the transformation of its meaning were very supportive in religious participation.
which may, or may not, be subject to cohort Young adulthood is most certainly a demo-
influences. In the nine countries surveyed by graphically dense period of life in which many
the 1999 European Values Survey, the rate of decisions are made and events occur that influ-
self-definition as ‘a religious person’ among ence the rest of the life-course. Hence, a further
young people who declared to have no reli- interest of sociologists of religion regarding
gious conviction, increased from 14 per cent youth is in considering the implications of this
from 1981 to 22 per cent in 1999. In addition, stage of life as one in which a degree of conver-
the survey disclosed that the young person’s gence is likely to take place such as biological
belief in God rose from 20 per cent to 29 per cent, change, identity formation, peer group activ-
while the acceptance of life after death increased ity, and changing relations within the family.
from 19 per cent to 28 per cent. The survey also This has led to a fair number of sociological,
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618 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

as well as psychological studies in North America Britain indicates that younger adults brought up
which have sought to establish a link between in church life may leave as a result of the dis-
religious faith and the promotion of positive, tractions the secular world has to offer, alongside
healthy outcomes in the lives of adolescents. challenging work commitments and family
It is clear that various measures of religiosity responsibilities. While Richter and Francis
are associated with a range of positive, desir- identify such commitments as often tempo-
able consequences across diverse areas of rary, and conjecture that a return to church
concern. These have included avoidance life remains possible, the matter of priorities
of drug, alcohol and tobacco use, lower levels are suggested in the choice of obligations
of delinquency and suicide (cf. Donahue and undertaken. Compressing church duties into a
Benson 1995), depression, and a sense of hope- life-style full with other options and responsi-
lessness (cf. Wright et al. 1993). Life satisfac- bilities is seemingly not a prospect which the
tion, involvement with families, and skills in younger adult often relishes. Furthermore, low
solving health-related problems (cf. Varon levels of religious activity may be related to
and Riley 1999), avoidance of risky sexual highly stressful events and include death of a
behaviour (cf. Lammers et al. 2000), level of spouse, divorce, illness, unemployment and
academic achievement (cf. Muller and Ellison moving house, all of which may lead to a
2001), effective coping with problems (cf. Balk decline in institutional participation (Richter
1991) and political and civic involvement and Francis 1998: 67–75)
(cf. Serow and Dreyden 1990) are also associated Adapting to the responsibilities of mature
with higher levels of religiosity among younger adulthood, on the other hand, may engender
adults. continuing or even increasing aspects of
religiosity. Thus, not all of the changes associ-
ated with the onset of adulthood necessarily
mean leaving church or neglecting other forms
MATURE ADULTHOOD
of religious commitment. Some may lead to
opportunities to engage or re-engage in reli-
Although contemporary sociological accounts gious activity – encouraged by a ‘fresh start’ of
identify new social roles and obligations as a which moving home is perhaps the most obvi-
common feature of all phases of the life-course, ous (Roof and Hadaway 1979: 199). Moreover,
mature adult life beyond the stage of youth in mature adulthood, and with family respon-
would appear to bring them in abundance. sibilities of their own, individuals may treat
This may have considerable implications with their parents as role models (although parental
changing aspects of religiosity. Certainly, for over-enthusiasm can have a negative effect
those that survive the period of youth with a (Wilson and Sherkat 1994)) since church-
religious faith, experiences of life discontinu- going may fit into what constitutes the ‘good
ities and change, in many ways synonymous parent’ (Roof 1994: 151) – once again suggesting
with late or post-modernity, may impact levels the impact of early religious socialization.
of religious beliefs and practices in both posi- Nor does adulthood necessarily amount to
tive and negative ways. For one thing, change is personal dilemma and instability. Indeed, it
disruptive of established routine. It follows may stimulate the search for identity no less
that studies have tended to suggest that if than in the phase of youth. Levinson et al.’s
people have forged a place for church-going in model (1978) of the life-course, previously
their routine, but when their habits are subse- mentioned, suggests that rather than turmoil,
quently overturned by change, may find there is the thirties and forties constitute a time of
no longer any space in their lives for attendance. settling down. Godden (1982), from a more
Equally, work obligations and schedule phenomenological perspective, maintains that
changes can make Sunday church-going and this hypothesis raises the question as to the
other observances difficult to fulfil. In this ways in which the younger adult’s concern
regard, Richter and Francis’ (1998) study in about establishing vocation and family makes
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RELIGION AS A FACTOR IN LIFE AND DEATH THROUGH THE LIFE-COURSE 619

a difference to his/her faith commitment. For While relatively few studies systematically
Godden, the burden of relating to his/her past examine religion consolation, there is a large
and living towards the future includes a body of research on religiosity that provides
process of self-understanding and insight that useful insights into the likelihood of religious
is necessary if the adult is to enjoy productive, solace in adulthood. This literature on conso-
responsible relations with others. In short, s/he latory religiosity may be especially helpful for
must integrate relearned information into a anticipating variations in belief and practice
more balanced view of self and deal with any due to the stage of the life-course reached and
potential or actual ‘crises of life’ which shatter its relation to status characteristics. Thus studies
old images of self and beliefs about how indicate that the propensity to use religion as a
things are. Nevertheless, the transition to adult coping resource may be particularly strong
maturity can be fairly smooth. It follows that among individuals confronting negative
enhanced religious faith is not necessarily in change, disability, illness, and death. This ten-
response to some ‘crisis’ but may develop nat- dency, however, may be more discernible
urally as part of the ageing process and give among certain social groupings. For instance,
way to a blossoming of interest in ideology, Ellison and Taylor’s (1996) representative
philosophy and a religious worldview as part sample of African Americans, a constituency
of the establishment of the mature adult iden- historically at the lower end of the social
tity relating to the profound questioning of the spectrum, found that negative events, includ-
meaning and purpose of one’s existence. The ing illness episodes, heighten religious coping
theoretical basis for this hypothesis is that mechanisms. The research revealed that
the more roles one plays, the more diverse life those of this ethnic group who are forced to
experience are, and that this broadening of manage with illness, chronic conditions, and
personal perspective has a positive relationship injuries are five times more likely to turn
on faith. Another factor, Godden speculates, to prayer as a coping strategy than those who
may be that the more roles one plays, the deal with problems unrelated to health and
greater the task of organizing these roles into bereavement.
a coherent, unified life structure. If one is Little research has been conducted on gender
successful, then the stronger one’s ‘constitutive differences in seeking religious comfort.
imagination’ and religious faith is likely to be. Ferraro and Kelley-Moore (2002) have sought
As part of a well-documented area, studies to rectify this by examining the extent to which
have suggested that discontinuity and negative physical and mental problems precipitate seeking
change may, in fact, stimulate levels of religios- religious consolation among males and females.
ity. Indeed, the subject of religiosity and In line with earlier works, their findings indi-
adverse life situation has recently interested cate that seeking religious compensation is
those sociologists embracing the rational-choice most likely among those who identify with and
paradigm. For example, Iannaccone (1990) practise a religion, suggesting that such conso-
argues that those who were most active in a lation intensifies among religious persons.
religious group and invest time, energy, and Chronic (non-serious) conditions were associ-
emotional support in religious activity, were ated with increased religious seeking over time.
the most likely to use their fostered ‘religious Cancer was associated with higher levels of
capital’ to respond to life situations. This is religiosity especially among women, while
supported by a measure of empirical work. depression tended to be related to a greater
It has been established in numerous research seeking of religious solace among both sexes.
surveys that people who already identify The results indicate that women are more
strongly with their religion and/or express it likely than men to seek religious consolation,
regularly are more likely to turn to religious or but men seek religious relief for a wider range
spiritual sources for comfort and inspiration of health and situational problems such as
when faced with health and other personal loss of employment. However, there was no
problems. support in this survey for the hypothesis that
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620 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

religion and health problems would interact in the link between older age categories and
shaping religious consolation in any coherent increasing levels of religiosity is fairly well
or predictable way. established, it remains unclear, once again,
Although religious and spiritual beliefs and whether this represents an ageing or cohort
practices have been frequently associated effect (Moberg 1997). The latter is given
with greater psychological wellbeing among to mean that the elderly generation today
illness populations, little is known about the was more religious as an earlier age cohort
specific benefits that individuals perceive they compared to subsequent cohorts as a result of
receive from such recourse. Throwing light distinct historical factors or the broader devel-
on the subject are the findings of Siegel opment of an increasing secular society. It may
and Schrimshaw (2002) via their interview of well be, that older individuals, and older
63 older HIV-infected adults who reported a women in particular, regard church activity
variety of benefits from their religious beliefs as central to their lives, perhaps by force
and practices. The study revealed that religion of custom. Evidence for this comes from
evokes calming emotions and feelings; offers Peter Brierley in a chapter in his book, entitled
strength, empowerment and control; eases the Bleeding to Death (1999), which shows that for
emotional burden of illness; provides social each of his earlier three English surveys it was
support and a sense of belonging; furthers possible to estimate the age profile structure
spiritual enhancement through a personal of the various denominations and suggest that,
relationship with God; facilitates meaning and with the exception of Pentecostal churches
acceptance of the illness; helps preserve health; recruiting mainly from the Afro-Caribbean
relieves fear and uncertainty of death; and population, church-goers over some two decades
facilitates self-acceptance and reduces self- have proved to be considerably older than
blame. All of these perceived benefits suggest non-attenders. This would seem to be even
potential mechanisms by which religion and more the tendency in recent years. For exam-
spirituality may impact social and psychological ple, in 1999, 29 per cent of attenders in the
adjustment. Church of England were over the age of 65 and
displayed a further demographic feature in
that they tended to be female.
Not dissimilar patterns are observable in the
LATER LIFE
USA. An analysis of Gallop Poll data collected
from 1992 to 1999 would seem to confirm that
A number of studies suggest that religion is of religious involvement increases in the later
more central importance in the lives of older stages of life (Gallop and Lindsay 2000).
people compared to younger generations Among other findings, it disclosed that of the
(cf. Gray and Moberg 1977), while other works 18 to 29 years old polled, 45 per cent reported
have found the association questionable that religion remains ‘very important’. This
(cf. Steinitz 1980). Inconclusive findings must percentage increases steadily with age to
also be supplemented by the observation that 55 per cent for those 30–49 years old, 70 per
the nature of ‘being religious’ may be under- cent for those 50 and older, and 77 per cent
stood to be multi-dimensional, so that what among those 75 and older. Patterns are similar
constitutes the scope and breadth of religious- for older adults’ involvement in religious
ness among older adults continues to be services. This is particularly noteworthy
debated as it is with younger age cohorts because some older adults are inevitably no
(Futterman and Koenig 1995). longer physically able to attend religious obser-
Common sense might suggest that age is vances (Ainlay et al. 1992).
positively associated with spirituality and Other surveys, focusing on indices of belief
‘turning to’ religion. Thus, older people may be as well as participation, complicate the picture.
more likely to seek religious comfort, especially The most recent European Values Survey
when facing the ageing process itself. Yet, while (1999) indicated that older generations in
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RELIGION AS A FACTOR IN LIFE AND DEATH THROUGH THE LIFE-COURSE 621

Western Europe, those born before 1946, dis- children are raised, career established, retire-
played a minor revival in religiosity although ment assured, and with the increasing proximity
more limited and excluded belief in God. of death (Stoetzel 1983: 94). In the USA, in
Those born before 1928 have scarcely changed 1980, the overall pattern in adult church
their convictions at all – if not in terms of attendance indicated a steady increase from
belonging, then certainly by way of the the late ’teens to a peak in the late 50s to early
perceived positive aspects of church life and 60s, followed by a slight decline in later old age
belief in a personal God. Individuals born after which can largely be put down to physical
1964 would appear to reverse decline apart incapacitation (Atchley 1980: 330–40). These
from the areas of belonging, religious practice, figures, however, do not necessarily reflect
and belief in sin. This is a clear change, at least greater religious sentiment among middle-
across many indices, in comparison to the aged people, but could be viewed as a reflec-
1970s and 1980s when people displayed tion of changing patterns of involvement in
decreasing levels of religiosity, and when the voluntary associations especially when their
gap with the older generations underwent children leave home or, alternatively, reflect
change. Among the young, the reversal began career patterns when work becomes less signifi-
in the 1980s with beliefs in the life after death cant. Thus involvement in church life plausibly
spread to others areas of religious conviction increases as commitment to such activities as
(Lambert 2004). work-related, sport-related and school service
Studies also indicate that older age cohorts associations reduces over the same period.
are less likely to embrace new forms of religion Gender differences in religiosity are also
and spirituality than younger ones. Older discernible in later life and cut across common
people have not only lived through less secular patterns of belief and activity. While variation
times, but were more subject to traditional is observable at a generalized level in mid-life,
forms of religious socialization which, in the as in previous stages of life, some studies show
case of North America and Western Europe, that the gender gap in religiosity in fact
meant one form or another of Christianity. narrows with older age categories (cf. Levin
Religious pluralism and the pursuit of fresh et al. 1994). It remains unclear, however,
and innovating forms of spirituality are thus whether such a convergence is largely due to
more identifiable with the preferences of more higher religious seeking among men who reach
recent generations. For example Berger et al. older age, the premature death of non-religious
(2003) found that the subscription to various men which exaggerates tendencies, or some
forms of neo-Paganism was more evident combination of the two (Strawbridge et al. 1997).
among those aged between 30 and 49 years old, The time of middle-age is often regarded as
than those over 50. In their sample, Berger a period of ‘identity crisis’, not unlike the
et al. found that the former constituted nearly teenage years, and one brought about by
80 per cent of active pagans, compared to just biological changes and altering social obligations.
over 10 per cent of the latter. While acknowledging that this ‘crisis’ may at
In gauging the significance of religion in least partly be a medicalized construct, belief
later life, we may distinguish between its and belonging plausibly helps establish a new
impact in mid-life compared to both earlier sense of identity, interest and status. Certainly,
life and old age. Religious activity may vary in a long-standing, rather commonsense view is
mid-life as compared to other periods of that the attraction of religious belonging, par-
adulthood. Those reaching mid-life frequently ticularly for women of this age, is possibly
find that they are faced by new challenges and linked to the loss of socially ascribed gender
social roles. This may mean that middle-age is roles as well as natural changes in reproductive
a time of increasing religious involvement for capacities. The broad argument is that all of
some and this apparent religious resurgence these changes require psychological adjust-
among those over 40 years old is generally ment to which an increasing level of religiosity
attributed to the increased religiosity once lends itself. These assumptions, however, are
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622 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

not easily substantiated and have to be supple- private devotion and at other times can be a
mented by the fact that women of all age trigger to a religious quest. Thus, if growing
groups are inclined to be over-represented in older did not impact on men’s view of the
many expressions of religion and the variables world and themselves, then it could be argued
often advanced for this tendency cannot easily that older males with a developed feminine
be substantiated (Walter and Davie 1998). orientation would be more religiously involved.
Theorists have increasingly acknowledged It could also be assumed that older men who
that as men move forward into mid-life they adhere to a traditional masculine ideology will
also experience transformations in identity, me more irreligious.
self-belief, and behaviour (Whitbourne 1999). For those moving beyond mid-life a further
There are observably implications here for dimension of the ageing effect is that the
aspects of religiosity. Paralleling the growing involvement of the elderly in religious organi-
sociological interest in masculinities and zations may indicate increasing social margin-
male studies, recent surveys have provided alization. Retirement in contemporary society
more information concerning the hitherto effectively means, for many older people,
under-researched area of older men’s religiosity. leaving the public sphere. Thus, for this age
Payne (1994), for example, has thrown light on category the basis of identity and self-worth is
the propensity for a more mature ‘faith’ to largely derived from the private sphere – family,
emerge in men’s later life. Prior to mid-life, leisure, perhaps religious activity. Increased
according to Payne, men’s religiousness largely emphasis on the religious foundation of indi-
entails pro-church involvement and the trans- vidual identity, then, may represent, for older
lation of their faith outwards into ‘acts of people, an attempt to transform the previous
justice’ – the social application of faith. Payne cultural emphasis on work and parenthood to
observes that, over time, however, men’s reli- a fresh self-valuation based on spiritual growth
giousness shifts from ritualistic participation (Christiano 1987). Nonetheless, the emergence
and a rational/logic religious orientation to a for a sizeable proportion of the population of a
more earnest spiritual journey and an intro- Third Age (Laslett 1994) of increasing afflu-
spective disposition. ence, flexible retirement and life-style choice
A further study by Thompson and Remmes for many people before ‘deep’ old age invari-
(2002) discovered that before entering later ably confuses the link between religious belief
life, men with a ‘feminine orientation’ have a and older age categories. Speculatively speaking,
greater religious involvement than other the improving economic situation of this
males. This would appear to confirm earlier growing section of the population, alongside
works which suggested that lower rates of reli- their increasing political power through the
giosity, by various indexes, are due to men ‘grey vote’, may break the link between old age
equating religiosity with femininity (cf. Francis and religion as some kind of compensator for
and Wilcox 1996). In their sample of older social marginalization (Hunt 2005: 200).
men from three Massachusetts counties, One of the most common interpretations of
Thompson and Remmes found that gender the implications of ageing for religiosity is
orientation, more than masculine ideology, premised on the awareness of finitude – that the
was likely to be a reliable predictor of older proximity to death heightens interest in ‘making
men’s religiousness. A feminist orientation, so peace with one’s maker’ (Thorson 1983). For
it would seem, is a significant determinant of this reason belief in an after-life may be espe-
their religious participation, commitment and cially evident in later stages in the life-course, in
intrinsic orientation. Older men who define so far as older people typically display higher
self in traditional masculine terms, however, levels of belief in a life after death. However, as
tended to engage in a ‘quest religiosity’. These Finney notes in his survey Finding Faith Today,
finding are discussed by Thompson and bereavement and suffering, often associated
Remmes in their research paper in terms of with old age, are among the factors reported in
how masculinity is at times a barrier to men’s finding faith at any time in the life-course.
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RELIGION AS A FACTOR IN LIFE AND DEATH THROUGH THE LIFE-COURSE 623

Moreover, while it may well be that the ageing consistent with the work of earlier investiga-
process and bereavement of family and peers is tors, the findings of nation-wide research in
accentuated in old age, it could equally lead to the USA by Krause and Ellison (2003) disclosed
a loss of faith (Finney 1995: 50). the tendency of older people, coming to a real-
The alleged relationship between approaching ization of their own mortality, to be concerned
death and religiosity has constituted a fairly with distressing events in earlier life. Those
distinct body of academic knowledge. It is, who forgive others in later life tend to enjoy a
however, something of an under-researched greater sense of psychological wellbeing than
area amongst sociologists and gerontologists older people who are less willing to forgive
alike even in the USA where religious attitudes transgressors for the things they have inflicted
to life appear to be more common than many upon them.
Western European countries. The research that
has been conducted in this area has tended
to take various trajectories. A general finding,
DEATH AND THE AFTER-LIFE
nonetheless, is that religious belief reduces fear
of death.
From a sociological perspective differing Inspiring a good deal of anthropological work
degrees and types of religious commitment on embracing the largely obsolete life-cycle
the approach of death remain strongly evident. approach to religiosity was Malinowski’s semi-
For instance, Kalish and Reynolds (1976) nal anthropological account of the people of
found that strong religious believers were the Trobriand Islands (Malinowski 1954).
rated lowest on death anxiety, but those with Malinowski indicated that religion was partic-
‘confused’ religious beliefs were rated higher ularly significant during certain times, in
than agnostics or atheists. They also found that particular, situations of individual emotional
old people differed from other age groups in stress that threatened collective solidarity
the opinions expressed concerning preparation and sentiment. Contexts which produced these
for their own death. When asked to imagine emotions included crises such as birth, puberty,
they had been told that their deaths would marriage and death. Malinowski noticed that
occur within thirty days and to report what in all pre-industrial societies life crises are
changes would be made in their lives as a surrounded with religious ritual. Death was
result, older people were more likely to say that the most disruptive of these events since it
they would not change their life-style but they severed strong personal attachments and
would nonetheless concentrate on aspects of thwarted human designs. This is why he
the contemplative ‘inner life’ in preparation for regarded the ability to deal with the problems
the end of their lives associated with death as probably the main
In a more psychological vein, a comparative source of religious belief. Thus, through
study by von Franz (1986), developing the funeral ceremonies, mourning is expressed
psychoanalytic theories of Jung, stressed that and belief in immortality articulated – in a
the unconscious ‘beliefs’ in a life after death sense denying the fact of death itself and sub-
become more significant from middle-age sequently comforting the bereaved. Indeed, the
onwards, but are especially important as death significance of religiosity in the bereavement
approaches. Unconscious beliefs, especially process signifies a particular type of disconti-
expressed as dreams, prepare individuals nuity. Death means the cessation of someone’s
for the hereafter – often pointing to imbalances life and the end of the relationship that the
in attitudes which need to be corrected and deceased shared with others. Moreover, it
constitute something approaching a life review. brings a unique form of psychological challenge
Such a review allows older people to come to since death is final.
terms with the past in differing respects. In this Recent sociological studies have tended to
way religion, once again, may enhance psycho- emphasize the failure of traditional funerals,
logical and social well-being. For example, stressing orthodox Christian beliefs of the
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624 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

after-life, are not always congruent with those preparations regarding funerals (cf. Volt 1991).
of the general population. In short, they fail Ideally for Muslims, by way of illustration, the
to provide the functions associated with pre- corpse is ritually bathed before death, a task
industrial societies. At the same time, contem- that is traditionally performed by family
porary culture is often identified as void of members who belong to the same gender as
meaning and insufficiently deals with the the deceased. The only acceptable way of
mourning process because it is unable to pro- disposing of a body in the eyes of the majority
vide sufficient guidelines in these areas. This of Muslims is through burial underground
plausibly explains the rise of ‘alternative’ funer- with the head facing the Kaba in Mecca.
als that are underscored by the value of ‘choice’ Religious doctrine also dictates that a person is
and, increasingly, the ‘alternative’ means little ideally to be buried within a day of their death.
or no religious element apart from that In practice, in the Western context, burials are
concocted by relatives of the deceased from a often delayed by several days. There are other
pick ‘n’ mix ‘spirituality’ (Walter 1999a). limitations. Joining in a funeral procession is
Perceptions of death in Western cultures, considered a collective duty: if there are suffi-
moreover, profoundly reflect social change – cient people accompanying the body to the
not least of all as a result of increasing secularity cemetery individual Muslims are duty-bound
and the declining communal context of reli- to join in. In the streets of modern cities the
giosity (cf. Ariès 1974). Firstly, death, as the last observance of this rule is increasingly rare.
rites of passage, is not a public event. Rather, it By contrast, cremation is the ideal disposal
is a private experience and is likely to take place of the corpse for Hindus. At death, the family
within the institutional setting of the hospital, prepares the body of the deceased, carries it in
hospice or home for the elderly. Secondly, a procession to the cremation grounds, and
Western culture is age and death-denying. recites specific prayers while the body is cre-
Where there is an emphasis on prolonging life, mated. The god of death is called upon to give
of consuming strategies to retain youth, there the deceased an honoured place among the
is an inability to tolerate death in a post- ancestors, and other deities are also invoked to
modern culture orientated towards perpetual intercede on behalf of the departed. Once
happiness (Featherstone 1982). Thirdly, there cremated, the ashes and bones of the deceased
exists a contradiction and dilemma generated are either committed to a holy river or buried.
by the death denying culture – one which After the funeral, the family members, being in
displays profound difficulty in accepting a state of ritual impurity, proceed to a brook
the reality of death on the one hand, while or river to purify themselves with ritual baths.
sustaining a familiarity with ‘real’ death Because of the difficulties in performing many
through media images and the ‘celluloid death’ such rituals associated with the traditional
of fiction. These cultural complexities have Hindu life-course, modifications may be
impacted both mourning processes and beliefs observable within the Western context (cf.
in the after-life. Shattuck 1999).
Enduring perceptions of death and processes For ethnic faith communities, after-life
of mourning, alongside proscribed forms of beliefs remain fairly traditional although they
funeral arrangements, are nevertheless evident obviously vary considerably. Beliefs outside of
among ethnic minorities. For various faith such collectives are, however, undergoing
communities ways of disposing of the dead pro- transformation. In mainstream culture, despite
vide a means for rooting their identity in secularization processes, belief in an after-life
Western soil and these have frequently become appears to be fairly buoyant. Yet for many
part of legal and political controversies people this belief is a tentative one, and the
(cf. Harte 1994). Furthermore, in pluralist content of the after-life remains vague. For a
Western societies there are numerous difficul- sizeable number of young adults, in particular,
ties facing ethnic communities in observing there may be a refusal to rule out an after-life,
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RELIGION AS A FACTOR IN LIFE AND DEATH THROUGH THE LIFE-COURSE 625

though they would not go so far as to say they Indeed, the notions involved are under-
positively believe one actually exists. This is a developed and rarely seem to distinctly origi-
generation which finds itself in the culture of nate in any particular world religion. Walter and
relativism that is associated with post-modernity, Waterhouse also argue that after-life beliefs are
one which does not trust religion but also no becoming semi-detached from other religious
longer has faith in science. In short, it is an age beliefs and almost entirely detached from
group that keeps an open mind on the subject morality, hence there is no overriding fear of
of life after death (Walter 1999b). future retribution for actions in this life.
The precise range of beliefs regarding the A number of Walter and Waterhouse’s
after-life, held by the populations of Western findings were reflected in the European Values
societies, has proved to have been of consider- Survey of 1981 and 1990. The surveys asked
able interest to sociologists of religion over respondents whether they believed in life after
several decades. Recent surveys suggest that death, and found those answering ‘yes’ consti-
orthodox Christian beliefs remain evident but tuted around 40 per cent of the sample This
they are supplemented by a range of alterna- figure had changed little over the decades.
tives. In his research in Britain, Douglas Davies Moreover, the EVS data indicated that those
(1997) identified five options of a possible who believed in an after-life tended to be
after-life which respondents discerned fairly religious according to other measurements.
easily to distinguish between. In his sample of However, these surveys also contained more
1603 individuals Davies found that 29 per cent specific questions about what the after-life was
believed nothing happens after death; 43 per supposed to actually entail. For instance, it
cent that the soul passes on to another world; showed that whereas belief in heaven remained
8 per cent that the body awaits resurrection; fairly buoyant (at around 30–50 per cent across
12 per cent believed in reincarnation as some- Western European countries), belief in hell had
thing or someone else; and 22 per cent that definitely gone out of fashion. Lambert (2004),
what occurs after death ‘is in God’s hands’. The interpreting the 1999 EVS data, nonetheless
striking figure relates to reincarnation beliefs, a suggests an increasing belief in the after-life
notion traditionally alien to Western culture. in terms of death, heaven and re-incarnation,
Earlier research in the USA by a Gallop opinion among young people.
poll had established such belief as high as One conjecture offered by Lambert, in his
20 per cent when respondents answered ‘yes’ to analysis of the 1999 EVS data, is that an
the question ‘Do you believe in reincarnation?’. over-valuation of self-realization as a Western
In this research the pollsters presented those cultural attribute may have increased beliefs
asked with the option of replying ‘yes’, ‘no’, or in the after-life, especially belief in reincarna-
‘don’t know’ to the possibility of reincarnation tion. Hence, Lambert asks the question
(Gallop 1999: 137–8). whether a link should be drawn between the
Walter and Waterhouse (1999) discovered return of belief in life after death, as evident
in their survey that those in Britain who in recent EVS surveys, with the pessimistic
answered the question ‘yes’ to whether they outlook of contemporary culture. In short, is
believed in reincarnation far outnumbered it possible that the excessive individualism
those who belonged to such religions as of late-modernity may have run its course
Hinduism, Sikhism and Buddhism formally and subsequently made death even less an
teaching reincarnation or rebirth. Reincarnation acceptable proposition? If so, this plausibly
therefore is not part of a well-established and explains the increasing belief in reincarna-
communally held folk-religion in most tion particularly since it allows the chance
Western societies. This means that belief in to live one’s life again and the opportunity
reincarnation is not something that has been to learn lessons from previous existences. On
formally codified by the culture and conven- the other hand, the belief in reincarnation
tional religion of the indigenous population. reflects the current individualized concern
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626 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

with meaning, ethics, identity, and faith which Due to transforming aspects of religiosity, as
all constitute part of an autonomous spiri- well as the broad themes discussed above in
tual quest or what Lambert calls ‘pluralistic this chapter, it is evident that the subject of the
secularization’. significance of religion throughout the life-
course remains a widely debated if, in some
respects at least, under-researched area. To be
sure, some themes, such as age and religiosity,
SUMMARY
remain perennial concerns, as does the impact
of the enduring variables of ethnicity, gender
The evidence regarding after-life beliefs indi- and, perhaps to an increasingly lesser extent,
cates that one important shifting dimension of social class. Other areas, notably the link
the life-course is its increasing subjection to between religion and life discontinuities are
transforming aspects of religiosity or, as often clearly other expanding concerns of the sociol-
now preferred in contemporary sociological ogy of religion, in addition to the growing
literature, ‘spiritualities’. This is an important recognition of implications of the cohort
consideration. Numerous scholars have long effect. A further interest is the disparity in
expressed concern about the types of religious levels of belief across different Western
measurements and definitions used to develop societies which do, in turn, suggest that if a
generalizations about religiosity over the life- decline in religious faith is taking place, then
course. Today, the matter of measurement and it is by no means a linear and predictable
definition has become imperative. While the process in what is increasingly designated late-
life-course continues to undergo considerable or post-modernity.
change and is no longer identifiable with pre- Clearly, sociological theorizing around such
dictable ‘stages’ and attendant dimensions of socio-cultural transformations would seem to
religiosity, the nature of religion itself is under- complicate a number of the core issues that
going an observable transformation. Side-step- have long preoccupied scholars. Thus it might
ping, for the moment, the debate as to whether be glibly asserted that both continuity and
religion as a social phenomenon is undergoing change are observable in various indices life-
a general decline – a decline at least evident by course religiosity. Nonetheless, the evidence
the demise of rites of passage – the evidence points to both. Continuity is evident in that
points towards a disengagement from its insti- religion remains an important aspect of the life-
tutional expression and perhaps religious cere- course for at least some social constituencies in
monies. This trend is also supplemented by an an increasingly secular and pluralistic society,
increasing recourse to a mix and match indi- not least of all among faith communities,
vidualized form of spirituality. It follows that although these collectives clearly face their
the traditional indexes of religion across the own dilemmas and questions of cultural
life-course have become increasingly less assimilation remain of sociological interest.
cogent and thus renders comparative analysis Change, however, is certainly discernible in
less plausible. The significance of this eclectic Western societies today. Perhaps, above all,
and fluid component of religiosity throughout discontinuity is increasingly recognized as
the contemporary life-course is not one com- spurring disruption to the life-course.
prehensively explored in extant sociological sur- Alongside choice and the increasing evidence
veys, although it has opened up fresh possible of dimensions of the consumerist ethic in reli-
paths for research. Typical of this is the giosity, the consequences of discontinuity
burgeoning field of child spirituality. Such ensure that the study of the life-course in
research has been innovating not least of all in respect of religiosity, as with other dimen-
that it has tended to move away from dis- sions of contemporary social and cultural
cernible aspects of religious socialization and life, will remain a vibrant and significant
towards the subjective individual experiences area for further research in the sociological
during this period of early life (cf. Duff 2003). enterprise.
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RELIGION AS A FACTOR IN LIFE AND DEATH THROUGH THE LIFE-COURSE 627

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Varon, S. and Riley, A. 1999. ‘Relationship Between Whitbourne, S. 1999. ‘Identity and Adaptation to
Maternal Church Attendance and Adolescent the Ageing Process’. In C. Ryff and V. Marshall
Mental Health and Social Functioning’, (eds) The Self and Society in Aging Processes.
Psychiatric Services 50: 799–805. New York: Springer, 122–49.
Volt, J. 1991. Muslims of America, New York: Oxford Wilson, B. 1976. Contemporary Transformations of
University Press. Religion. London: Oxford University Press.
Walter, T. 1999a. On Bereavement: The Culture of Wilson, J. and Sherkat, D. 1994. ‘Return to the Fold’,
Grief. Buckingham: Open University Press. Journal for the Scientific Study of Religion
Walter, T. 1999b. ‘Popular Afterlife Beliefs in the 60: 84–103.
Modern West’. In P. Badman and C. Becker (eds) Wright, L., Frost, C. and Wisecarver, S. 1992. ‘Church
Death and Eternal Life in the World Religions, Attendance, Meaningfulness of Religion, and
London: Paragon. Depressive Symptomatology Among Adolescents’,
Walter, T. and Davie, G. 1998. ‘The Religiosity of Journal of Youth and Adolescence 22: 559–68.
Women in the Modern West’, British Journal of Wright, L., Frost, C. and Wisecarver, S. 1993.
Sociology 49 (4): 639–60. ‘Church Attendance, Meaningfulness of Religion,
Walter, T. and Waterhouse, H. 1999. ‘A Very Private and Depressive Symptomatology Among
Belief: Reincarnation in Contemporary England’, Adolescents’, Journal of Youth and Adolescence
Sociology 60 (2): 187–97. 22: 559–68.
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PART VIII

Case Studies from


Around the World

This final Part of the Handbook stands apart contrasting cases and their respective strategies
from its predecessors. The following five chap- for survival and – modest – success. Contrary
ters reflect critically on some of the most sig- to rational choice theory, the expansion of a
nificant features of religion in five countries or particular Buddhist community not far from
regions that have received less attention here Beijing cannot be explained in terms of ideo-
and elsewhere in the sociology of religion than logical strictness or exclusiveness. Its success is
they deserve. All of them discuss problems in due to the leader’s personal skills, the mar-
simply adopting concepts and explanations ketability of his ‘brand’ of Buddhism, the sup-
used to explain religion in Western liberal port of wealthy overseas supporters and, most
democracies. The fact that our theories do not importantly, the backing of political authori-
always travel well is a needed corrective in a ties who came to realise the community’s
world that sometimes seems drunk on globali- potential for generating economic wealth from
sation but starved for local specifics. tourism and the ‘heritage’ business. By con-
Chapter 30, by Fenggang Yang, analyses trast, Yang shows that a remote Christian
the highly distinctive, tripartite marketisation church that was subject to harsh discrimina-
of religion that has developed in China since tion for many years has survived by studiously
the late 1970s and shares a scepticism towards conforming to all regulations and by honour-
rational choice thinking about the pre- ing the patriotic rhetoric demanded by
sumed association between religious markets, political authorities. Attempts to eradicate or
de-regulation and pluralism. In the context of suppress the Christian group have failed, but
China’s ‘religious oligopoly’, the state keeps all official suspicion of ‘foreign’ religion remains
religious activity under close surveillance strong, thereby confirming Yang’s insistence
whilst permitting only five ‘official’ religions to that marketisation of religion in China should
operate publicly in a ‘red’ market. Meanwhile, not be confused with pluralisation.
a ‘black’ market of officially banned religions A form of marketisation also began to take
continues to function with great difficulty; and place in Central and Eastern Europe (CEE)
a ‘grey’ market of religions with ambiguous after the collapse of communist regimes in the
legal status enjoys a precarious existence on the early 1990s. But, as Irena Borowik explains in
margins of public life. Yang analyses two Chapter 31, politicians and the courts have
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632 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

sought to control the liberalisation of religion uneasily in Israel, and their tensions have only
and the revitalisation of religious beliefs, prac- intensified with continuing waves of culturally
tices and organisations, while continuing the clashing immigrants from different regions of
state suppression inflicted to varying degrees the world. Sharot’s chapter sounds a warning
since the mid-1940s. Since Christian Orthodoxy, to sociologists of religion against taking secu-
Roman Catholicism and Protestantism have larisation for granted and assuming that pri-
been long aligned with political, ethnic and vatisation is the master trend of religious
national divisions in CEE, it is not surprising change in the twenty-first century.
that religion is once again at the centre of con- Shortly before Israel became a sovereign
flicts. Each of these main religious traditions state, Japan acquired a new, post-World War II
now grapples with explaining its history under constitution that placed strict limits on the
communism and competing with other older place of religion in the state’s affairs. But
faiths and with new religious movements. Susumu Shimazono contends in Chapter 33
Borowik also points out that research on that the distinction between religion and non-
current levels and types of religiosity in the religion is blurred in the Japanese context. He
CEE countries seems inconsistent – at least at calls into question a number of Western
first glance. On the one hand, rates of religious assumptions about the definition of religion
participation have risen significantly since the and, in particular, raises the politically sensitive
early 1990s; on the other hand, the rates are issue of how far the Shinto tradition should be
much lower for younger generations, thereby considered ‘religious’. The difficulty lies in
suggesting that the strong resurgence of deciding whether the pre-war system of ‘State
religion may be short-lived. In any case, Shinto’ was really demolished in 1945 if the
Borowik insists that it is necessary to distinguish practice of Emperor worship remains in place
between three types of individual religiosity: and if worship in neighbourhood shrines
cultural, core, and ‘being religious in one’s own retains an element of veneration for the
way’ – all developing unevenly. For all their Japanese state. Much depends on how ‘State
differences, the CEE countries form a fascinat- Shinto’ is defined; and the heart of this issue
ing laboratory for examining religious phenom- involves questions about the sacredness of the
ena such as secularisation and religion-state Emperor and the State. Shimazono adopts a
relations. broad definition of ‘State shinto’ and shows
Strong links between ethnic, religious and that it persists in the many quotidian rites
national identifications also loom large in commonly performed but also that it has
Stephen Sharot’s analysis in Chapter 32 of grown stronger and more politically assertive
Judaism in Israel since the state’s foundation in since the 1970s. Indeed, the political mobilisa-
1948 and during the bitter conflict that contin- tion of Shinto in Japan resembles that of other
ues to crescendo between the state and its right-wing religio-nationalist movements in
Palestinian minority. He describes the growing the US, Israel, Russia and India. Shimazono’s
hostilities between and among Muslim, chapter provides a needed re-thinking of our
Christian, and Jewish ‘ethno-nationalisms’ as understanding of religion and its possible
increasingly religious, and this includes the imbrication with politics and the state.
deepening acrimonious disputes between reli- Finally, in Chapter 34, Roberto Blancarte
gious and secular Jews. The Israeli state has no challenges sociologists of religion in another
official religion, but religion looms large in the fashion through his focus on the notion of
public and political realm. At the same time, popular religion and its relations with the pre-
secularisation is also reflected in the differentia- dominantly Catholic mainstream of Mexican
tion of secular and religious spheres, declining religion. Long after Mexico emerged from
rates of religious beliefs, and marginalisation of colonisation, began to ‘modernise’, and dis-
religion to the private world. Secularism, civil played the unquestionably Western-originated
religion, extreme Jewish orthopraxy and features of laicity and church-state separation,
nationalistic Zionist messianism all co-exist many of its pre-Hispanic beliefs and practices
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CASE STUDIES FROM AROUND THE WORLD 633

are still alive, thereby problematising Western dissidence than an expression of modernity,
assumptions about secularisation. Moreover, and notes that despite their occasionally
because popular religion has had a significant authoritarian character, Protestant movements
impact on social and political life in Mexico, it display continuities with popular religion and
is quite different from its equivalents in newer forms of communitarianism. Meanwhile,
other countries. Blancarte asks to what notions of laicity and secularisation apply
extent Mexican popular religion is compatible more to the political sphere than to the
with pluralism and especially with the everyday life of individuals. Sociologists of
increasing and increasingly diverse surge of religion are invited to look at their own
Protestantism. He argues that Protestantism is countries in the conceptual mirror held up to
better considered as a form of religious them by Mexico.
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30
Oligopoly Dynamics: Official Religions
in China

F E N G G A N G YA N G

In the economic approach to the study of reli- and free religious exercise, although the reality
gious change, the nature of religious economies may fall short of the ideal (Beaman 2003; Beyer
is commonly dichotomized into monopoly and 2003; Gill 2003). Equal treatment to all
free market. According to Stark and Finke religions, instead of freedom from regulation,
(2000), a religious monopoly, enforced by state should be considered the most important meas-
regulation, breeds a lazy clergy and consequently ure of religious freedom.
a less religiously mobilized population. Second, Stark and Finke link together the
Conversely, in a deregulated market, that is, a terms ‘unregulated and competitive’ in catego-
free market, religious pluralism tends to prevail rizing certain religious economies, but how
over monopoly. ‘To the degree that religious about religious economies that are both
economies are unregulated and competitive, regulated and competitive? Conceptually, this
overall levels of religious participation will be is probably the case for oligopoly economies,
high’ (Stark and Finke 2000: 199). in which only a select few religions are permit-
This simplistic conceptualization has two ted and the rest are suppressed. Indeed, most
problems. First, critics (Bruce 2000; Beaman countries fall into this category nowadays.
2003) have pointed out that there is no com- Oligopoly is certainly not monopoly, nor can it
pletely unregulated market, and that state reg- be equated to pluralism or to a laissez-faire free
ulations can be either against religion or for market. Given their prevalence in today’s
religion. In the U.S., for example, the First world, the dynamics of oligopoly economies of
Amendment establishes basic rules; and religion deserve much more careful examination.
zoning, tax, and other regulations are also Under oligopoly regulation, how do the
pertinent to religious organizations. In this sense, officially sanctioned religions operate? Is there
there is no ‘unregulated’ religious economy. inter-religious competition? What kind of
Nonetheless, it is important to note that U.S. religious groups grow or decline?
regulations are not intended to restrict any Elsewhere (Yang 2006) I have articulated a
particular faith, but to ensure equal competition triple market model to account for the religious
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636 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

economy of China and similar economies Buddhist Association in 1955; the China
under heavy regulation. I argue that ‘heavy Islamic Association in 1957; the China Daoist
regulation leads not to religious reduction, but to Association in 1957; and the China Catholic
complication of the religious market, resulting in Laity Patriotic Committee in 1957, which
a tripartite market with different dynamics’ later became the China Catholic Patriotic
(Yang 2006: 97): a red market (officially permit- Committee. Soon after that, existing denomi-
ted religions), a black market (officially banned national and sectarian systems were banned.
religions), and a gray market (religions with an Amalgamation was imposed upon each of the
ambiguous legal/illegal status). A red market five religions.
comprises all legal or officially permitted
religious organizations, believers, and religious
activities. It is ‘red’ because the officially Limited Tolerance and Broad Restriction
sanctioned religions are stained with the official
Communist ideology, as reflected in the rhetoric Following 13 years of banning all religion from
of clergy, the theological discourse, and the the mid-1960s to the late 1970s, the CCP
practices of these religious groups. The red reverted to its previous policy of limited toler-
market is a typical case of oligopoly, in which ance toward religion. In 1982, the CCP issued
only a few religions are permitted and heavily the edict ‘The Basic Viewpoint and Policy on
regulated. Religious Affairs during the Socialist Period of
In this chapter I will elaborate on the red Our Country’, widely known as ‘Document
market religions in China. I will first describe No. 19’, which has served as the basis for
the general status of the officially permitted religious policy until today (Yang 2004). This
religions and on the government’s control fundamental document grants legal existence
apparatus, and then present two cases – a to Buddhism, Daoism, Islam, Protestantism,
Buddhist temple and a Protestant church.1 and Catholicism under the government-
These descriptions will reveal the dynamics of sanctioned ‘patriotic’ associations, but not to
state favoritism, religious competition, and any group outside the five religious associations,
patterns of religious survivals and revivals. nor to other religions. Denominationalism
Simply put, state favoritism might have con- within a religion is prohibited. Document 19
tributed to the revival of Buddhism, but state proscribes proselytizing outside approved reli-
discrimination has not stopped the rapid gious premises, and insists that atheist propa-
growth of Christianity. Indeed, state repression ganda must be disseminated unremittingly. In
might be a factor contributing to the popular- line with this Document, the PRC Constitution
ity of Christianity in the Chinese populace. of 1982 reaffirms freedom of religious belief,
but clearly stipulates that only certain religious
activities are protected. Since 1982, the CCP
and the government have distributed circulars,
THE RELIGIOUS OLIGOPOLY OF CHINA
enacted ordinances, and issued administrative
orders (Potter 2003) that aim to tighten
Following the establishment of the People’s control over religion.
Republic of China (PRC) in 1949, atheist The control apparatus of religion involves
ideology compelled the Chinese Communist several government ministries and bureaus,
Party (CCP) to impose control over religion. including the Ministry of Public Security
Foreign missionaries were expelled, cultic or (police), the Ministry of State Security, the
heterodox sects were banned, and major religions Ministry of Civil Affairs, and the Religious Affairs
that were difficult to eliminate were co-opted Bureau (also known as State Administration of
into ‘patriotic’ associations. Through tremen- Religious Affairs), and the United Front
dous government maneuvers, the China Department (UFD) of the CCP Central
Protestant Three-Self 2 Patriotic Movement Committee. The UFD has a division on
Committee was established in 1954; the China religious affairs, which is supposed to frame
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OLIGOPOLY DYNAMICS: OFFICIAL RELIGIONS IN CHINA 637

religious policies and to rally religious leaders in reinforcing religious regulations. Religious
around the CCP. The day-to-day administration associations must also register with the
of religious affairs is in the hands of the Ministry of Civil Affairs, but the registration
Religious Affairs Bureau (RAB). The RAB must be stamped first by the RAB. The
operates downwards from the central through Ministry of Public Security deals with all illegal
provincial and prefecture levels down to religious activities, including any illegal activities
county governments, sometimes combined of the five official religions and all activities of
with the Commission of Ethnic Affairs at the all other religions. Like political activists and
provincial and county levels. At provincial dissident groups, some religious groups and
and lower levels, the RAB chief is often an active leaders are also watched by the Ministry
associate director of the CCP’s United Front of State Security (MSS). Since the early 1990s,
Department. the Chinese authorities have made it an integral
RAB oversees and manages all day-to-day part of religious policy to guard against
religion-related affairs, including approving infiltration by foreign religious organizations
the opening of temples, churches, and mosques, and foreign political entities that are suspected
approving special religious gatherings and of using religion as a means of political
activities, and approving the appointment of infiltration.
leaders in the religious associations. In practice, It is clear that the red market is not an open
the RAB usually rules through the religious market, nor a free market. Only five religions
associations. The associations of the five official are permitted. Many restrictions are imposed
religions are nongovernmental organizations on government-sanctioned churches, temples,
in name but they function as an extension and and mosques. They include ‘monitoring by the
delegation of RAB. For example, in principle, state, required political study for pastors [and
the provincial-level Three-Self Patriotic other religious ecclesiastics], certain restrictions
Movement Committee (TSPM) holds the on acceptable topics for preaching and inter-
power to ordain ministers, but no one can be vention in church personnel matters’ (Bays
ordained without prior approval from the 2003: 492). Some restrictions are explicit in
provincial RAB. The prefecture- or county- law, others are implicit in CCP circulars, and
level TSPM appoints the senior pastor of local many are arbitrarily decided by local officials.
churches, but the appointment must be first Explicitly, Article 36 of the Constitution of the
approved by the same level RAB. More impor- PRC (in effect since 1982) maintains: The state
tantly, the national, provincial, prefecture, and protects normal religious activities. No one
county level TSPMs are separate organizations may make use of religion to engage in activities
independent from each other. That is, the local that disrupt public order, impair the health of
TSPMs are not under the leadership of the citizens, or interfere with the educational
provincial or national TSPMs. TSPMs report system of the state. A key word here is ‘normal’.
to the RAB on the same level and the one ‘Normal’ religious activities are defined by the
immediately above. When a church plans to officials in charge. What is normal in other
organize meetings or activities involving countries may not be normal in the eyes of the
people beyond the local administrative region, Chinese authorities. For example, the religious
it has to apply to the higher-level RAB. That is, education of children is common in most
if the activity involves people from another countries. In China, however, providing
county, it has to be approved by the prefecture religious education to children under the
RAB; if from another prefecture, then from the age of 18 is mostly prohibited. In principle,
provincial RAB; if from another province, Christian churches cannot lawfully hold
then from the state RAB. This applies to all five Sunday school for children. Similarly, churches
religions. are not allowed to baptize young people under
The RAB plays the central role in dealing the age of 18.
with religious believers and organizations, and Of course, exceptions can be made when
it cooperates with other government agencies politically necessary, such as when a child was
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638 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

recognized as the reincarnation of the Tibetan after the Opium War in 1840. At present, China has four
Buddhist Panchen Lama. Religious initiation million Catholics, 4,000 clergy and more than 4,600
churches and meeting houses.
and education have been permitted for several
boy lamas. In 2001, Christians filed a law suit –Protestantism was first brought to China in the early
against the local RAB in Wenzhou, Zhejiang, 19th century and spread widely after the Opium War.
There are about 10 million Protestants, more than
contending for equal rights to comparable
18,000 clergy, more than 12,000 churches and 25,000-
religious practice for their children (Pomfret some meeting places throughout China.
2002), but the ban is still in effect. In the red
market of religion, Chinese authorities do not These numbers are believed to be based on a
treat all officially permitted religions equally. religious census conducted jointly by the State
RAB and the Central UFD in 1995, the details
of which have not been released to the public.
The Size of the Red Market of Religion Since then, the Chinese government has been
reluctant to update the statistics, although
It is difficult to know how many believers there some government officials and religious lead-
are in the five permitted religions because the ers acknowledge the rapid increase of most
Chinese authorities usually guard such religions.
numbers as state secrets similar to military Actually, these numbers are guesstimates at
secrets. Nonetheless, responding to pressures best, fabrications at worst, serious undercounts
and inquiries from foreign governments and for certain. Because of the Communist desire
Western media organizations – and reacting to for reducing religion, local government offi-
criticisms from international human rights cials tend to under-report the numbers of reli-
groups and religious organizations – the gious believers. As a matter of fact, Ye Xiaowen,
Chinese government has provided some the head of the State RAB since 1995, acknowl-
religious statistics. The Chinese government’s edged this ubiquitous problem in a speech at
White Paper: Freedom of Religious Belief in the CCP Central School in Beijing. According
China (1997) states: to him, a major problem of gathering accurate
According to incomplete statistics, there are over 100 statistics is that, as a rule of the political game,
million followers of various religious faiths, more than ‘the numbers come from the cadres; and the
85,000 sites for religious activities, some 300,000 clergy cadres come from the numbers’. More pre-
and over 3,000 religious organizations throughout cisely, local officials who report negative or
China. In addition, there are 74 religious schools and
lower growth of religion are more likely to get
colleges run by religious organizations for training
clerical personnel. promoted (Ye [1997] 2000: 9).
Meanwhile, it is difficult to count religious
–Buddhism has a history of 2,000 years in China. believers. Buddhism and Daoism do not have a
Currently China has 13,000-some Buddhist temples and
about 200,000 Buddhist monks and nuns. Among them
clear membership system. A Buddhist or Daoist
are 120,000 lamas and nuns, more than 1,700 Living believer does not belong to a particular temple,
Buddhas, and 3,000-some temples of Tibetan Buddhism may patronize several temples, or may just
and nearly 10,000 Bhiksu and senior monks and more practice at home. Although Protestant and
than 1,600 temples of Pali Buddhism. Catholic churches have had clear definitions of
–Taoism, native to China, has a history of more than membership, congregational leaders are often
1,700 years. China now has over 1,500 Taoist temples discouraged from reporting the real numbers
and more than 25,000 Taoist priests and nuns. because of the government’s hostile policies
–Islam was introduced into China in the seventh century.
toward Christianity. Many churches do not even
Nowadays in China there are ten national minorities, keep baptismal records, so that baptized
including the Hui and Uygur, with a total population of Christians are not easily identifiable by the
18 million, whose faith is Islam. Their 30,000-odd authorities.
mosques are served by 40,000 Imams and Akhunds. Nonetheless, when we examine official
–Catholicism was introduced into China intermittently statistics over the past several decades (see
in the seventh century, but it had not spread widely until Table 30.1), we can still see some broad trends.
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OLIGOPOLY DYNAMICS: OFFICIAL RELIGIONS IN CHINA 639

Table 30.1 Official statistics of five religions in China


Catholic Believers Protestant Believers Islamic Population Buddhist Believers Daoist Believers
(million) (million) (million)4 (million) (million)
Early
1950sa, 2 2.7 0.7 8.0
1956b 3.0 0.8 10.0 Several tens of 10.03
millions3
1982a 3.0 3.0 10.0
1991c 3.5 4.5 17.0
1995d 4.0 10.0 18.0
Clergy5 Clergy Clergy Monks/Nuns Monks/Nuns
1982a 3,400 5,900 20,000 27,000 2,600
1995d 4,300 18,000 40,000 200,000 25,700
Churches and Churches and
meeting points6 meeting points Mosques Temples Temples
1995d 4,377 37,000 36,200 13,000 1,557
Sources: a. Document No. 19; b. Luo (2001)1; c. White Paper on the Status of Human Rights in China; d. Li (1999)1.
Notes:
1. Li (1999) and Luo (2001) are officials of the CCP United Front Department.
2. The numbers of the early 1950s are consistent with nongovernmental and non-Chinese publications.
3. No number of Buddhist and Daoist believers is given in most of the years because there is no membership system. The
only estimates in 1956 were uttered by the late Chairman Mao Zedong in a published conversation.
4. The number of Muslims is the total population of 10 ethnic minorities that consider Islam as their ethnic religion,
although many do not practice or believe.
5. The professional ecclesiastics of different religions are not totally comparable because Buddhist and Daoist monks and
nuns may not interact with lay believers, whereas Catholic priests, Protestant pastors, and Islamic imams are minister-
ing to the laity.
6. The religious venues of different religions also have very different functions: Churches and mosques are buildings for
regular weekly lay gathering, whereas many temples are monasteries in the mountains that receive occasional pilgrims,
and some of them are secluded for hermits with few or no outside visitors. The so-called Protestant and Catholic
meeting points are mostly congregations with simple, shabby buildings, not necessarily small congregations.

The numbers of believers listed for 1956 and that subscribe to Islam is about 22 million
1982 deserve particular attention. The 1956 today, although many of them may not practice
figures are the last official count before the the religion.
enforced disbanding of denominations, Specific cases clearly reveal the dynamics of
followed by 13 years of efforts to eradicate all the red market religions. In the next two sections
religion (1966–1979). The official count in I will describe a Buddhist temple and a Christian
1982 shows that the numbers of Catholics and church, both of which are government
Muslims remained the same, while the number approved religious venues. The Christian
of Protestant Christians increased 3.75 times church faces many more obstacles to carrying
from 800,000 to 3,000,000. out its normal religious activities, whereas
It is widely known that many religious the Buddhist temple has managed to expand
people have stayed away from the red market rapidly under government support.
but engaged in the black and gray markets
(Yang 2006). The China Buddhist Association
leaders sometimes claim more than 100 million
A THRIVING BUDDHIST TEMPLE
Buddhists. Catholics inside and outside China
often estimate the number of Chinese Catholics
at 10 to 12 millions. Estimates of Protestants Bailin is a Buddhist temple located in Zhaoxian,
vary widely, from 50 million to over 100 million. Hebei, about 300 kilometers (186 miles) south
The population of 10 ethnic minority groups of Beijing. Before 1988, all the temple buildings
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640 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

except a pagoda (stupa) were destroyed. model argues that in an unregulated religious
Since 1988, a number of buildings have been market, strict and competitive groups tend to
constructed one after another, culminating grow (see Finke and Stark 1992; Finke and
with the grandeur of the Ten-Thousand Iannaccone 1993; Iannaccone 1994; Finke
Buddha Hall completed in 2003. Within 15 years, 1997; Stark and Finke 2000). However, the
a site of ruins was transformed into a sublime thriving Bailin Temple is not strict, for it
Buddhist center with a 14-acre (80 mu) has offered Summer Camps free of charge to
compound of magnificent buildings in the participants. Nor is its doctrine in high tension
traditional Buddhist style of architecture. The with the surrounding culture. To the contrary,
number of residential monks has reached Jing Hui has proclaimed a brand of Buddhism
around 150, and their outlook and ritual that clearly accommodates the ruling CCP and
performance have impressed many domestic its Communist ideology. He emphasizes living
and international Buddhist believers. harmoniously with other people, rather than
Moreover, Bailin has functioned as the challenging others.
center of Buddhist revivals in the whole To explain the success of the Bailin Buddhist
Province of Hebei and beyond. By the end of Temple in today’s China, it is necessary to
1987, the whole province had only two include – but go beyond – institutional factors
Buddhist temples open for religious services; as well as individuals’ tactics. The major factors
their shabby halls and tatty living quarters in its success include the able leadership of the
were in desperate need of renovation, but the well-connected and well-positioned Venerable
small income from devotees and tourism was Jing Hui, his articulation and promotion of a
not enough even to support the daily life of the marketable brand of Buddhism – the Life
few ailing monks who tended the temples. In Chan – with innovative slogans and practices,
the whole province, no more than 4,000 lay the financial support of wealthy overseas and
Buddhist believers had taken guiyi, a formal domestic donors, and most importantly, the
rite of conversion comparable to baptism for political support of government officials.
Christians. From that point on, however,
Buddhist growth in Hebei has been nothing
but extraordinary. For example, within the The Leadership of the Sangha
space of two days in May 1988, 461 people in
the county of Renxian in Southern Hebei took Traditional Chinese Buddhism has been a
the guiyi rite under the Bailin Abbot, the Sangha-centered religion. Following the
Venerable Jing Hui (Chan Magazine3 1990, 4). Mahàyàna tradition, the Sangha is composed
On 8 January 1995, over a thousand people of celibate monks and nuns living at the
took the rite at the Bailin Temple (Chan temple-monastery to carry out their own
Magazine 1995, 2). More and more temples practices, to tend the statues of Buddhas and
were reopened, restored, or rebuilt throughout Bodhisattvas, and to perform rituals for lay
Hebei Province. By the end of 2003, there were worshippers. Some of the lay believers may
over 580 Buddhist monks and nuns stationed take the conversion rite of guiyi, but they do
at over 280 Buddhist temples open for not belong to, or formally affiliate with, a
religious services. Hebei suddenly became one temple. Lay believers who are attracted by the
of the provinces with a very active Buddhist Sangha, especially by the abbot, may patronize
Sangha (monks and nuns) and lay believers, the temple by making donations to the monks
attracting pilgrims from beyond Hebei and or to funds for the construction of temple
China. buildings. Most lay believers go to a temple to
How did the Bailin Temple achieve such make personal requests, and their donations
expansion within a mere 15 years? How could tend to be small and spontaneous. Therefore, a
it lead revivals throughout the whole province? temple’s existence and expansion depend less
In the sociological literature on religious on the number of regular attenders at the
growth and decline, the dominant supply-side temple and more on a few wealthy and
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OLIGOPOLY DYNAMICS: OFFICIAL RELIGIONS IN CHINA 641

generous donors. A charismatic abbot is thus of various sects and senior monks, as well as
critical for a temple’s survival and growth. about modern developments of Buddhism in
The Venerable Master Jing Hui is the indispen- China and other societies. Working in this
sable magnet in the success story of the Bailin important position helped Jing Hui develop a
Temple. He is an entrepreneurial monk who has thorough understanding of political dynamics
mobilized multiple resources for his endeavors to and policy subtleties. The chief editor of the
revitalize Buddhism. Born in 1933 in Hubei official magazine is the ultimate gatekeeper of
Province in South-Central China, he was the information flow within the Chinese
abandoned by his parents in dire poverty when Buddhist community. He was responsible for
he was only 18 months old. Reared at a Buddhist publishing articles that were both appealing to
nunnery, he became a novice monk at age 15. Buddhist believers and acceptable to the CCP
A few years later, he took refuge as a disciple of authorities.
the Venerable Master Xu Yun, the most revered In October 1987, he accompanied a Japanese
Buddhist monk in modern China. In 1956, the Buddhist delegation of over 100 people to visit
Chinese Buddhist Academy was established. Jing the lonely stupa in Zhaoxian. The pilgrims
Hui entered the first class, and upon graduation expressed the wish to restore the Bailin
he was admitted to its graduate program. His Temple. They had even raised some funds in
talents and diligence were recognized by his Japan for the restoration work. Soon after,
classmates and teachers. However, sharing the coincidently, representatives of the Hebei
fate of most clergymen in the 1950s and 1960s, in Province’s CCP’s United Front Department
due time Jing Hui was persecuted and sent to a (UFD) and the Religious Affairs Bureau (RAB)
camp for reeducation through labor. During the went to Beijing to invite Jing Hui to come to
brutal Cultural Revolution period, Jing Hui was establish the Hebei Buddhist Association. Zhao
even forced to return to a secular life in his Puchu, the President of the Buddhist Association
hometown in Hubei Province. Not until 1979, of China, commissioned Jing Hui to go and
when the CCP’s religious policy reverted from establish the Hebei Buddhist Association and
eradication of religion to limited toleration, was revitalize the Bailin Temple and the Linji
he able to return to the religious life. Temple, another renowned Buddhist temple in
Before coming to Hebei Province, Jing Hui Hebei Province. With Zhao’s endorsement and
worked as the chief editor of the Fa Yin (Voice evident support from people with some political
of Dharma), the official magazine of the clout, Jing Hui accepted the challenge and
Buddhist Association of China. Working at the came to Shijiazhuang, the capital of Hebei
magazine and being involved in the operation Province, in January 1988. Soon after, the
of the Buddhist Association of China for Hebei Buddhist Association was organized,
nearly a decade, Jing Hui gained remarkable and Jing Hui became its President.
experience and unusual access to various Before going to Hebei, Jing Hui had attracted
resources. some highly educated young people as followers
First of all, this mannerly monk was able to or disciples through the Fa Yin magazine.
develop personal relationships with various Following the 1989 Tiananmen Square incident,
important people, including very senior when the student-led pro-democracy movement
monks throughout the country, foreign was crushed by tanks, many college-educated
Buddhist leaders, overseas lay Buddhist young people began to turn to religion to search
patrons, and government officials in charge of for personal salvation and national direction.
religious affairs. The political, religious, and Whereas some urban young people have con-
financial support of these people was essential verted to Christianity (Yang 2005), a number of
for the revitalization of the Bailin Temple. college graduates have become Buddhist monks
Secondly, the nature of his work editing the and nuns. Jing Hui has attracted several such
magazine made it both necessary and possible highly educated young people who have become
for Jing Hui to become a scholar, knowledgeable his disciples. Overall, it is said that about a third of
about the Buddhist theories, ideas, and practices the Bailin Sangha have had a college education.
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642 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

A Marketable Brand of Buddhism Buddhism with Chinese cultural characteristics’


(Chan Magazine 1993, 1). He further articulated:
In late dynastic China, Buddhism became a The ultimate goal of Life Chan is ‘a life of enlighten-
religion very much detached from the world. ment, a life of dedication’ (jue wu ren sheng, feng xian
The teachings focused on sufferings in the ren sheng) …. ‘A life of enlightenment’ is continuous
world and on how to become free from these improvement of the quality of oneself … and ‘a life of
dedication’ is continuous effort to harmonize self-other
sufferings through chanting, rituals, and
relations. (Chan Magazine 2002: 6)
secluded meditation. Most of the temples were
monasteries deep in the mountains. Along To promote his brand of Buddhism, the Life
with its increasing withdrawal from the world, Chan, Bailin Temple has been holding the
Buddhism declined in Ming and Qing annual Life Chan Summer Camp since 1993.
Dynasties. However, throughout its long The week-long camp includes traditional
history, some Buddhists have emphasized Buddhist practices such as morning and
helping others to achieve enlightenment and to evening chanting, sitting-still meditation, and
engage with the world. The Chan sect especially walking meditation. It also has innovative
underscores gaining enlightenment in daily life. activities appealing to intellectuals, such as lec-
In modern times, some Buddhist laymen tures and discussion sessions with scholars and
and monks hoped to reform traditional the more scholastic monks. In addition, it
Buddhism and make it more relevant in social incorporates the modernized ritual of passing
life. The most influential Buddhist reformer in on the candlelight at an evening service, which
the first half of the twentieth century was has been popularized by Hsing Yun and his
the Venerable Master Tai Xu (1890–1947). Foguangshan sect in Taiwan. The Life Chan
He advocated ‘Buddhism in the World’ Summer Camp has been a great success, with
(renjian fojiao). He also instigated such up to 500 participants in recent years, the
reforms as establishing Buddhist academies on maximum the temple could accommodate.
the model of Christian seminaries and operating It has also become known as the signature
charity projects on the model of Christian activity of the Bailin Temple, highly praised by
missionary works. One of the most notable the participants, top leaders of the Buddhist
contemporary leaders of reformed Buddhism Association of China, overseas and domestic
has been the Venerable Master Hsing Yun Buddhist clergy, and university scholars of
(1927–), who developed the Foguangshan sect Buddhist studies.
and led it in establishing many temples in The summer camp has been free of charge
Taiwan, Southeast Asia, and North America. for participants, and the funding has come
He refers to his brand of Buddhism as from donations by Hong Kong Buddhist
‘Buddhism of Life’ or ‘Humanist Buddhism’ business people. In fact, the summer camp has
(rensheng fojiao or renben fojiao). In March- been the most effective means for Bailin
April 1989, Hsing Yun made his first visit to Temple to attract financial support for its
mainland China, together with a 70-person physical expansion. Between 1993 and 2003,
delegation. Jing Hui, representing the Buddhist the Bailin Temple doubled in size by acquiring
Association of China, was among the few adjacent land.
who accompanied Hsing Yun and his delega-
tion on their four-week pilgrimage journey
throughout China. Political Support by the Authorities
After coming to Bailin Temple, Jing Hui
developed his own distinct brand of Buddhism Both the Sangha leadership and having a
– the Life Chan (sheng huo chan). In the ‘Life marketable brand of Buddhist ideas and
Chan Pronouncement’, published in the Chan practices have been important for Bailin
magazine, he states that learning Buddhism, Temple’s revitalization. But the most critical
practicing cultivation, and living life should factor for its success has been the political
be combined into an organic unity. ‘It is support of government officials.
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OLIGOPOLY DYNAMICS: OFFICIAL RELIGIONS IN CHINA 643

First of all, without the permission of the being the country’s largest wholesale center for
authorities, there would have been no recon- artefacts used in Buddhism, such as statues,
struction of the Bailin Temple. After all, the old incenses, construction materials, musical instru-
Bailin Temple had been largely destroyed ments, clothes, etc. How many economic ben-
before the Communists took power, thus it fell efits for the county have been generated by the
outside the range of ‘implementing the temple-related projects remains to be studied.
religious policy’ after 1979. The post-1979 The most important support for the Bailin
religious policy has been very much restricted Temple, however, comes from officials of the
to restoring temples, churches, and mosques to central government. Without the open encour-
the level immediately before the Cultural agement of the highest authorities, the Bailin
Revolution or that of the late 1950s at best. Temple would have been unable to hold the
The Bailin Temple was not on the 1983 list of large-scale, high-profile, cross-provincial
‘major temples’ designated for restoration as activity of the Life Chan Summer Camp.
religious venues, which includes only two Without tacit backing by the highest authori-
Buddhist temples in Hebei – Linji in Zhengding ties, Bailin Temple would have been unable to
and Puning in Chengde. Nonetheless, the sustain criticisms from inside the Buddhist
Bailin Temple was granted permission for community and from Communist ideologues.
restoration – indeed, not only permitted, but Abbot Jing Hui acknowledges:
also actively encouraged and supported by the
authorities at all levels. Consistent support by the government is the fundamental
assurance and guarantee for the expansion of our
Although there were very few Buddhist activities. This is because the Life Chan Summer Camp
believers in Hebei in the 1980s, the Hebei is a very sensitive activity. Many college students have
government provided firm and persistent participated in it. Some people raised criticisms, saying
support for Jing Hui in his efforts to develop that Buddhism was competing with the Communist
Buddhism in Hebei. The Hebei RAB actively Party for the next generation. This view was brought to
the Central United Front Department and the State
and insistently recruited Jing Hui, covered the Religious Affairs Bureau. In response, they [the officials]
expenses of his initial activities in Hebei, and did some explanations… The State Religious Affairs
directed the local county government to Bureau, the Hebei Religious Affairs Bureau, and the
‘return’ the site of the Bailin Temple to the United Front Department did a lot of work. They have
indeed given us powerful support.
newly established Hebei Buddhist Association.
Since then, the Hebei RAB has sent representatives The support of the central government also
to every major activity of the Bailin Temple, manifests itself in publishing positive news
including every ceremony of ground-breaking reports in the China Religions magazine, the
and dedication of the buildings, every Life Chan official publication of the State Religious
Summer Camp, and other major gatherings. Affairs Bureau, and other state media. They
Furthermore, provincial support has gone up have also arranged to have China Central
in rank, including the most powerful Provincial Television make a special news report about the
CCP Secretary. Bailin Temple. But the most effective support is
Similarly important for the success of Bailin through the visits of high-ranking officials.
Temple is the support of the local government On 15 April 1999, the Chairman of the Chinese
of Zhaoxian County. The county government’s People’s Political Consultative Conference and
support has been mostly motivated by the per- Politburo member, Li Ruihuan, visited Bailin
ceived economic benefits, including attracting Temple. On 1 April 2000, Vice Premier Qian
overseas Buddhist businessmen to invest in the Qishen came. On 5 November 2001, President
county. Beginning in 2001, a 33,000 square- Jiang Zemin, accompanied by top military and
meter (eight acre) commercial plaza has been party officials, made a visit. Jing Hui told us that
developed across from the Bailin Temple. It there were some difficulties early on:
was designated as one of the major economic
development projects of Shijiazhuang Pre- Things gradually began to turn better after the dedication
fecture and Zhaoxian County. It boasts of of the Hall of the Universal Illuminating Light in 1992.
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644 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

The really important moment was after completing the Given this situation, it was indeed delightful
Guanyin Hall in 1995, when the Provincial Party for the CCP leaders to find that Jing Hui’s Life
Secretary made a visit. From then on it has really turned
better… On 5 November 2001, President Jiang Zemin
Chan appeals to Buddhist believers. They hope
came to visit us. The situation turned unprecedentedly that other Buddhist leaders will follow his
better. His visit itself was a very great support to us. example, and wish that other religions would
It was not only helpful for us here, but also helpful for model themselves on the Bailin Temple’s
the whole Buddhist community. approach. In practice, on 23 August 2004, a group
Why does the central government support the of 66 Catholic leaders participating in a national
Bailin Temple? There might be some interest in seminar led by Bishop Ma Yinglin was taken to
the positive moral functions of Buddhism during the Bailin Temple.
the transition toward a market economy. Meanwhile, the Bailin Temple Sangha has
However, the more important reasons to support deliberately and frequently expressed patriot-
the Bailin Temple appear to be political. One con- ism. At major gatherings, the first item of the
cerns the outside world: Bailin Temple is used ritual procedure has always been to play the
as a showcase of China’s freedom of religion. The national anthem. The Bailin monks have also
other concerns managing religious affairs: Bailin learned to repeat ‘love the country and love the
Temple is used as a model of religious accommo- religion,’ with ‘love the country’ preceding ‘love
dation to the socialist society under CCP rule. the religion.’ In the long speech given at the
First, China has been constantly criticized by Third Conference of the Board of Directors of
Western countries for its bad human rights Hebei Buddhist Association on 29 November
record, including its restriction of religious 2001, Jing Hui made repeated calls for patriot-
freedom. To answer Western criticisms, the ism, insisting that the Life Chan is fully com-
Chinese government published the White Paper patible with the CCP’s idealism:
about Freedom of Religious Beliefs in 1997 and
It is totally possible to make Buddhism accommodate
several other white papers about the human socialist society. The Buddha told us, the most funda-
rights situation in China. It has also invited for- mental principle of spreading the dharma is ‘the proper
eign delegations of religious leaders to visit reli- theory for the right moment’. The proper theory for the
gious sites in China. The Bailin Temple in the right moment requires us to combine the Buddhist
dharma with the particular social reality and mental
1990s became an excellent showcase for the
reality, to serve the fundamental goal of purifying
purpose of international public relations. Not human hearts, and solemnizing the nation (Chan
only do Japanese pilgrims continue to make fre- Magazine 2002: 2).
quent visits to the Bailin Temple, but European
and American delegations have now also been Jing Hui also equates the ideal Communist
brought there. During a recent visit, the Society to the ‘Pure Land’ in Buddhism, saying
Politburo member Li Changchun made this that it is the best social system that humans
remark: ‘We should more often arrange for for- have ever devised. Such words are certainly
eigners to come here to see, to let them know, music to the ears of the CCP leaders who are in
the real status of religion in China.’ pressing need for affirmation of Communist
Second, since 1979, restrictions on religious society’s ideological goals and for popular
organizations have increased (Potter 2003; support of its leadership. In comparison,
Kindopp and Hamrin 2004), but restrictive Christians in China are less generous in giving
regulations and severe suppression have not lip-service to the ruling Chinese Communist
been effective in curtailing religious revivals. Party and its ideology.
Adopting an alternative strategy since the
mid-1990s, the authorities have tried hard to
co-opt religious organizations – ‘actively guide
A PERSEVERING VILLAGE CHURCH
the religions to accommodate the socialist
society.’ The authorities have encouraged
religious leaders to develop new theologies Until recently, the rapid growth of Christianity
suitable for the socialist system under CCP rule. in China since the 1980s had occurred mostly
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OLIGOPOLY DYNAMICS: OFFICIAL RELIGIONS IN CHINA 645

in rural areas (Leung 1999). The Wu Village from the church; four loudspeakers were
(Wuzhuang, a pseudonym) is a remote village installed on top of its room. Wuzhuang
in the southeast corner of Gansu bordering Christianity began a period of rapid growth so
Shaanxi Province. From Lanzhou, the capital that by 2000 there were at least a thousand
of Gansu Province, it takes more than five Christians in Wuzhuang, who amounted
hours by train to reach the city of Tianshui, to about a third of the total village population
and one more hour to get to the village by local of 3,129.
train or two more hours by bus through the
spiraling mountain roads. It takes about 18
hours by train from Tianshui to Beijing. Claiming the Anti-Imperialist Heritage
Christianity was first brought to the Tianshui
area by British missionaries of the China Inland In 1982, religious tolerance was formally
Mission at the end of the nineteenth century. reinstated in ‘Document No. 19.’ Wuzhuang
In 1898, the Wuzhuang Christian Church was Christians took the circular to the local
formed by over 30 converts. By 1949, when the government bureaus and petitioned to get the
People’s Republic of China was founded, there buildings back. Only after showing this CCP
were more than 200 believers in Wuzhuang. document did the local government officials
In 1958, the church buildings were confiscated consent. In the process, the Beidao District
and occupied by the village government as its TSPM Committee mediated between the gov-
office and as the elementary school. In 1962, as ernment bureaus and Wuzhuang Christians,
the political climate became less tense, about eventually reaching a compromise – returning
40 members came together and began Sunday one of the three church properties.
worship services at the then elementary school. In the process of petitioning to reopen the
The building was used by the school on church, besides leveraging with ‘Document
weekdays and by the church on Sundays. No. 19,’ Wuzhuang Christians had to offer
Beginning in Spring 1964, however, all persuasive justifications that pleased the
religious activities were banned in the whole of authorities. Above all, they had to acknowledge
Tianshui Prefecture, as well as in many other repeatedly the legitimate authority of the
parts of the country. During the Cultural Chinese Communist Party. In their oral
Revolution (1966–1976), several Wuzhuang and written presentations, church leaders had
Christian leaders were persecuted and jailed, to praise the greatness of the past and
including Deacon Wu Ende, who was in prison present CCP leadership, the glory of the CCP’s
from 1966 to 1973 and who later became an history, and the correctness of the current
independent evangelist. CCP policies. Moreover, they had to recite the
In the 1970s, Wuzhuang Christians clandes- officially imposed slogan ‘love our country,
tinely gathered at homes in the night. In love our religion’ (ai guo ai jiao), with
Summer 1975, two young men were baptized ‘love our country’ preceding ‘love our religion,’
in the Wei River behind the village, the first although many TSPM leaders did not feel
baptisms in two decades. Many more people comfortable singing such praises to the
followed in their footsteps in the next few CCP and the state.
years. After secretly celebrating Christmas in Wuzhuang Christians do not find all
1978, they began Sunday worship services in patriotic rhetoric difficult to say. Besides
the daytime – semi-openly – although still illegally. submission to the CCP and the state, patriot-
By 1980, the number of Christians in ism in the official discourse also includes
Wuzhuang had reached 300. anti-imperialism. Wuzhuang Christians have
In 1982, Wuzhuang Christians succeeded in had little difficulty about elaborating on this.
getting back one of three church properties, In petitioning for the return of their church
the one that had been used as the Village buildings, the leaders handed to the authorities
Committee Office. A new Village Committee a copy of the church history as narrated by
Office compound was then constructed across Elder Wu Shengrong, which includes this
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646 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

anti-imperialist story: In 1920, after Wuzhuang religion as an important tool for their strategic
Christians had built a sanctuary, a British goal of “peaceful subversion”, infiltrating
missionary offered a donation and asked the China and causing damage to our country.’
church to give the deed to the China Inland Second, ‘the separatists are also making use of
Mission. religion, attacking the leadership of the Party
and the socialist system, threatening the unity
At that time, our Elder Wu Buyi realized that it was the of the country and harmony among the ethnic
imperialists’ trick to control our church. We firmly
groups.’ While Tibetan Buddhism and Uygur
refused it, so that their planned plot failed. That was
probably the first case of all the churches [in this area] Islam are the references for the second threat,
in which a foreign swindle effort was of no avail. Protestantism and Catholicism are the focus of
the first threat. Anti-infiltration has become a
The description of this incident was well major concern of the authorities in regard to
liked by the TSPM and CCP authorities, for it Christianity.
was later included in the official publications, Within this social and political context, and
History of Christianity in Tianshui and History to ensure continuous legal existence, Christian
of Christianity in Gansu Province, as an exam- leaders of the government-approved churches
ple of Chinese believers’ patriotism in their must repeatedly reiterate their patriotism and
struggles against Western missionaries. As a political loyalty to the Chinese Communist
matter of fact, that incident was the precursor Party, but they are only willing to do so to a
of the Christian Independence Movement certain extent.
(jidujiao zili yundong), which spread through-
out China in the second quarter of the
twentieth century. The Wuzhuang Church ‘Give to Caesar What Is Caesar’s,
History continues: Give to God What is God’s’

In the year 1927, when the National Revolutionary Besides the anti-imperialist heritage, Wuzhuang
Movement was at its climax, Brother Tong Lin-ge of Christians also stress that they do love the
Tianshui initiated the independence movement of the
Chinese churches from the control of Western missionaries.
Chinese nation and are good citizens. They
He called Chinese believers to establish Chinese indige- would quote what Jesus said, ‘give to Caesar
nous churches with four measures: Self-governing, what is Caesar’s, and to God what is God’s’
self-supporting, self-evangelizing, and self-standing (Matthew 22: 21). An often preached message
(zili, independence). So our village church became the to the congregation is ‘all those who believe in
‘Independent Christian Church of China’ and formally
cut off all ties with foreign missionaries. The imperialists’
the Lord are obedient to the laws and regula-
control of our church passed into history. tions.’ Indeed, the accountant of the Wuzhuang
Village Committee confirmed that ‘These Jesus
However, in spite of the heritage of believers are all honest, good fellows, and really
Christian independence, Chinese authorities easy to deal with.’ This pattern of civic obedi-
continue to treat Protestant and Catholic ence and social charity among Christians has
Christians with greater suspicion than other been reported by several studies published in
religious believers in regard to their political China (Xu and Li 1991; Jing 1995; Wang 1987).
loyalty. Christians are still referred to as believ- However, obedience to the government does
ers of a ‘foreign religion.’ The CCP worries that not mean that Wuzhuang Christians are
Chinese Christians may be used by foreign willing to abandon their faith. Rather, it means
hostile forces that seek to ‘peacefully subvert that as long as they are given the space to practice
the socialist system.’ their religion, they will be good citizens. While
In 1991, the CCP circulated Document No. 6 – they are willing to ‘give to Caesar what is Caesar’s’
‘A Further Notice to Better Deal with Religious they also insist on ‘giving to God what is God’s.’
Affairs’. It declares that China faces two kinds The Chinese authorities unquestionably
of political threats related to religion. First, demand political loyalty above all else, including
‘overseas enemy forces have always been using religious piety toward God. Li Dezhu, the
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OLIGOPOLY DYNAMICS: OFFICIAL RELIGIONS IN CHINA 647

Deputy Minister of the Central United Front than in cities. Urban churches are more easily
Department of the CCP, once said, ‘In regard and closely supervised by government officials.
to religion, when the national and the people’s For example, following official guidelines or
interests are violated, there is but one principle hints, ministers at the churches in Tianshui
to follow: Stand by the interests of the nation City have avoided preaching on certain topics.
and the people. No ambiguity is permitted on Pastor Wei of the Beidao Church told us:
this point. No damage to the state is allowed
There are some topics that are not suitable to talk about
with whatever excuses’ (Li 1996: 13). Such a at the present. The Religious Affairs Bureau has given
demand places Christians in the government- me hints against topics like the doomsday, the final
approved churches in an impossible situation, judgment, and the creation of the world. I should talk
forcing them to choose between compromising about them as little as possible, if at all. But we hold that,
if it is in the Bible, we should talk about it. I am against
their faith and going against the authorities.
the so-called ‘construction of theological thinking’. That
Fortunately, Christians do not have to deal stuff belongs to the unbelieving type.
with this problem everyday. In the reform era, it
seems that as long as Christian leaders reiterate The ‘construction of theological thinking’ is
patriotic slogans and show respect to the CCP a theological movement promoted by Bishop
authorities on formal occasions, they do not have Ding Guangxun, the chief leader of the TSPM
to take the slogan ‘love the state first’ to heart or in the reform era. Bishop Ding has spoken on
change anything in their religious beliefs and various occasions and published the Collection
practices. The current leader, Elder Liu Guizhu, of Ding Guangxun in 1998. His central idea is
said, ‘The authorities often hold meetings to to make Christianity compatible with the
emphasize the importance of “loving our country socialist society under Communist rule, which
and loving our religion”. But as I see it, these meet- would be achieved by emphasizing the notion
ings are nothing but formality and superficiality.’ of love above everything else. Underground
It is interesting to note Elder Liu’s name. Christians have rejected this idea as giving up
His given name is Guizhu, which in Chinese faith in Christ. Some aboveground church
literally means ‘belongs to the Lord.’ It is a leaders have also resisted the movement as
name that Chinese Christians can immediately blurring distinctions between Christians and
recognize for its Christian identity. However, non-Christians. Both underground Christians
he is known to the government officials as Liu and aboveground critics say that the impor-
Guozhu, which in Chinese means ‘a pillar of tance of ‘justification by faith’ should not be
the state’ or ‘a pillar of the nation,’ a commonly compromised for whatever reasons.
recognizable patriotic name. Among Wuzhuang Pastor Wei, who had been imprisoned as a
Christians, Elder Liu is known only as Guizhu, young man for three years in a ‘reform-
his Christian identity. He also referred to him- through-labor camp’ in Xinjiang, has been
self as Guizhu when we talked with him. It Chairman of the Beidao District TSPM
appears to us that to accommodate the author- Committee since the TSPM was reopened in
ities’ demand for patriotism, Elder Liu chose to 1982. While he was determined to resist this
use the patriotic name ‘a pillar of the particular ideological movement for the ‘con-
state/nation’ for the formal registration of the struction of theological thinking,’ his non-
church and for official occasions. This kind of cooperation had obviously generated heavy
acknowledgement of political loyalty may seem pressure on him. He has had to prepare himself
superficial, but that seems to be good enough psychologically to step down if the situation
for government officials. became worse.
In comparison, the leaders of the village
church in Wuzhuang have felt little such pres-
Keeping State Intrusion at Arm’s Length sure. First, they really have no position to lose.
Their leadership status has been attained very
Government’s control over religious organiza- much through members’ trust nourished over
tions has been less effective in the rural areas a long time. Even if an official title of Eldership
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648 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

or Deaconship were removed by an order from wanted Wu Shenzhao to keep an eye on the
above, that would not take away their influence church and report any violation of regulations.
and trust among the members. Second, the He was used as a means of state control.
TSPM and government officials have made The Wuzhuang Church acquiesced to the
infrequent visits to this remote village. appointment. While the rest of the church
Therefore, the indirect hints or even explicit leaders and lay members have been careful
guidelines of the RAB have made little impact not to antagonize Wu Shenzhao, they have
on the content or mode of the pulpit message managed to circumvent his power and influence
delivered at the Wuzhuang Church. effectively by distancing themselves from him.
Nonetheless, Wuzhuang Christians conform Most of the church affairs have been decided
as much as possible to the requirements of the by the senior Elder, Liu Guizhu. Believers
Religious Affairs Bureau and the Three-Self would not go to Wu Shenzhao for anything
Patriotic Movement Committee. This mani- important to church life.
fests itself in many routine arrangements of
church affairs such as holding regular meetings
to study state policies, regulations, and laws Facing the Village Communist Chiefs
and having a ‘fixed place’ to hold activities,
‘fixed persons’ in leadership and membership While the village church has managed to keep
and ‘fixed areas’ for ministry. The ‘three fixes’ state intrusions from above at arm’s length,
are to restrict evangelization across adminis- Wuzhuang Christians have to face fellow
trative borders. Apparently, the Wuzhuang villagers day by day. In this ancient village that
Church has observed this regulation even has a majority of Wu families, clan ties are
though they do not like it. actually not very strong. The power of the
However, Wu Ende, the former deacon who village has been in the hands of the Chinese
was jailed for six years during the Cultural Communist Party cadres. Although Christians
Revolution, traveled around the Tianshui comprise one-third of the village population,
Prefecture to evangelize in his new status as a they have no share in the political power. They
layman. In fact, tens of thousands of nameless have stayed away from village politics in the
evangelists have been active in the vast rural hope that this would avert interference with
areas since the 1970s. Believers call them their religious practice from other villagers.
‘brothers’ and ‘sisters,’ ‘uncles’ and ‘aunts’ However, their unbending beliefs set off open
(Aikman 2003). These nameless evangelists antagonism from the village Party chief. While
have led the revivals in rural areas, which have their faith gave them the strength to endure in
multiplied the number of Christians in China silence, the Party chief’s abuses, the larger polit-
in the last few decades. Wu Ende was just ical atmosphere for social stability ensured
one of them. Since he does not hold a position their peaceful existence in the village.
at the church, the authorities could not Without a clan temple (ci tang) or long-term
impose pressure on the church to stop his clan association in the village, the CCP author-
evangelization. ities retain the actual political power. With a
Another example of the Wuzhuang Church’s population of over three thousand, Wuzhuang
conformity to official requirements concerned is considered a large village and entitled to
the appointment of an Elder. State regulations have five official positions. The most powerful
require church Elders and Deacons to obtain is the Secretary of the CCP Village Branch
the approval of the higher level TSPM (cun zhishu), followed by the Chairman of
committee and the RAB. When the Wuzhuang the Village Committee (cun weihui zhuren), the
Church was to elect Elders and Deacons in Vice Chairman of the Village Committee, the
1996, the Beidao TSPM under the instruction Director of Agricultural Production (shezhang),
of the Beidao RAB handpicked a Wuzhuang and the Accountant. The villagers are organized
believer, Wu Shenzhao, and appointed him as into eight Production Brigades (shengchan dui).
one of the three Elders. The TSPM and RAB Although about a third of the villagers are
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OLIGOPOLY DYNAMICS: OFFICIAL RELIGIONS IN CHINA 649

Christian, no Christian has ever held any of the Temple Management Council members. In the
five administrative positions; and only one of following years, instead of collecting a separate
the current eight brigade leaders is a Christian. temple tax from each household, laoshuji
The Party Secretary position naturally requires ordered it to be lumped together with other
CCP membership, and the CCP Constitution taxes and fees. Because there were so many items
has been clear that CCP members must uphold of taxes and fees without clear explanations,
atheism. The Party cadres at the village do not villagers commonly could not tell which item
like to share power with Christians. First, they are was for what purpose. Christians suspected
not compatible in ideology. Second, Christians that the lump sum taxes might include the
do not smoke or drink, which would make temple tax, but they never could confirm it,
the CCP cadres feel uncomfortable on social thus they did not confront laoshuji regarding
occasions or at the dinner table. it. The only thing they could do was to pray to
However, Wuzhuang Christians have God to stop the whole Fuxi worship thing.
expressed little desire to occupy any of the After the incident of tax resistance, laoshuji
official positions. According to church leaders, became openly antagonistic to Wuzhuang
Christians have been afraid of being corrupted Christians. He intentionally and regularly
and committing sins against God if they turned on the loudspeakers on the roof of the
stepped into the quagmire of power. They have Village Committee Office when the church was
also been afraid of being suspected of having holding a worship service or some other
political ambition. In the current ideological gathering. He would broadcast revolutionary
and political conditions, Christians have to show songs or Qinqiang opera at the highest
no interest in politics at all to avoid inviting possible volume. The Christians simply kept
trouble. quiet about the very intrusive loudspeakers.
Even though Wuzhuang Christians have In 1995, as church membership increased,
tried hard to avoid problems, they have the Wuzhuang Church renovated and enlarged
nevertheless stumbled into various troubles. the sanctuary, added a chapel, and replaced the
The most difficult ones in the reform era worn-out mud walls of the yard with new
involved the laoshuji, the previous Party brick walls. They also built a covered gate, on
Secretary of the village. His antagonism toward top of which they erected a tall cross in bright
the church started in the mid-1980s when the red. The cross faces the loudspeakers silently,
authorities decided to endorse and foster the folk yet sturdily. It is a symbol of perseverance and
practice of worshipping Fuxi – the progenitor of determination. The renovated church visibly
Chinese civilization – in restored temple buildings outshone the Village Committee Office across
and during festivals that would attract tourists the street. This made laoshuji unhappy.
and contribute towards solidarity among Moreover, adding oil to the fire, a feng shui
Chinese at home and abroad. The laoshuji master in the village told him that the taller
imposed a temple tax on all villagers in order church gate overshadowed the Village
to help finance Fuxi worship, but Christians Committee Office, which would bring bad
refused to comply. luck to the Village Committee. This made
They told him that as believers in God they laoshuji depressed. He made several attempts
would not be involved in any idol worship. to stop its erection or to destroy it. He asked
Uncle Fu explained to us: ‘If it were charity for the town government to send officials to
disaster relief, we all would be willing to contribute. Wuzhuang and to issue an order to tear down
But we absolutely will not give any money for the walls and gate. Some officials came and
idolatry.’ Indeed, Wuzhuang Christians have inspected the church. Surprisingly, however,
noticeably stayed away from the festivals on they told laoshuji that having the new walls
Guatai Mountain. Their refusal angered and gate was not a big deal. They ignored his
laoshuji. He took it as a sign of the lack of request and left, which enraged him. After that,
submission to his power as the Party Secretary. in addition to turning on the loudspeakers, he
He also felt a loss of face in front of his fellow sometimes stood in front of the Village
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650 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Committee Office and swore at Christians preconditions for a group’s legal existence.
as they were walking into the church. In the oligopoly where equal treatment of all
The Christians simply ignored his provocation religions is not the norm, state favoritism is
and went to their gathering. During some probably inevitable. The two case studies show
evening services, laoshuji walked into the that the Chinese authorities have shown
church and ordered the group to leave, accus- favoritism toward Buddhism and imposed
ing the crowd of disturbing the neighbors’ greater restrictions on Christianity. As a result,
sleep. The Christians simply acquiesced the Buddhists seem to be more willing to
‘because we believe the Lord will redress embrace Communist ideology and subscribe
the injustices for us.’ Two months after to the current political rhetoric, whereas
interrupting a revival meeting in July 1998, the village Christians are acquiescent to the
however, laoshuji died suddenly and unexpectedly. authorities but also trying to keep some
According to Elder Liu, distance from the ideology and politics in general.
Having lived through the more difficult years
Even nonbelievers felt that it was very strange. They said of attempted eradication and suppression,
that it was because he offended our God. It was God’s
Christians have learned to live in peace with-
punishment of him. After that, many people became
fearful [of the Christian God]. In the past some nonbe- out giving up their faith. Indeed, Wuzhuang
lievers would curse us in front of us or behind our Christians feel genuinely grateful for the
backs. But they dared no more. improved political condition nowadays. After
all, the overall situation has indeed improved
Not only did average villagers seem to have in comparison with the earlier decades under
learned the lesson of not insulting Christians, Communist Party rule. It is still far from the
the new Party Secretary also resorted to ideal of religious freedom, but the social space
assuagement. At Christmas 1998, he led all the for religious practice has enlarged.
village cadres to the church and conveyed The survival and perseverance of the
greetings to Christians on this special occasion Wuzhuang Christian Church show that
of their most important festival. He also reform-era China has followed a religious
brought a gilt board to the church, on which policy of tolerance with restrictions, but
were inscribed the words ‘everlasting friend- the restrictions have not been very effective.
ship’ (youyi chang cun). Under his new leader- In order to attain and maintain a status of legal
ship, the loudspeaker has also come on less existence, the church has had to resort to the
frequently. patriotic rhetoric imposed by the authorities,
The new Party Secretary’s efforts at assuage- conform to numerous ordinances and guide-
ment do not signify any change of the overall lines, and acquiesce to the appointment of a
religious policy. As a new chief of the village, he church elder by the Religious Affairs Bureau
needed to consolidate his power. He knew that through the Three-Self Patriotic Movement
Christians were cooperative citizens on civic Committee. Nonetheless, the Wuzhuang
matters. He understood that it would do no Church has managed to keep state intrusions
good to antagonize this large mass of Christian at arm’s length. Wuzhuang Christians have
villagers. The goodwill visit and the gilt board exercised extraordinary forbearance, especially
were gestures intended to end the bad relations in dealing with the village Communist Party
under the old Party Secretary. chief. State discrimination has not stopped the
rapid growth of Christianity. Interestingly,
because many Chinese perceive the government
as corrupt and regard the Communist ideology
DISCUSSION AND CONCLUSION
with disbelief, state repression of Christianity is
probably a factor contributing to the popularity
In the red market of religion in China, political of Christianity in the Chinese populace.
submission to the government and theological Unlike the struggling village church, the
accommodation to the ruling ideology are success of the Bailin Buddhist Temple has
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OLIGOPOLY DYNAMICS: OFFICIAL RELIGIONS IN CHINA 651

resulted largely from explicit support by gov- to Islam. Similarly, Jing Hui’s effort to spread
ernment officials at central, provincial and Buddhism in Cangzhou Prefecture, where there
county levels. However, oligopoly is not are many Muslims and Catholics, has not been
monopoly. Political support itself is not enough very successful.
to guarantee Buddhist revivals. In addition to Also telling is the failed revival effort of
winning the political support of the authorities, Venerable Jing Hui in Baoding City. Upon
Abbot Jing Hui has also tried hard to maintain arrival in Hebei, one of Jing Hui’s first assigned
his legitimacy in orthodox Buddhism. In this tasks was to organize the Buddhist association
regard, inheriting the ancient Bailin Temple for the Prefecture of Baoding, which happens
that had been eminent for a distinctive to be the very center of underground Catholics
tradition of Zhaozhou Chan is very helpful. in China (Madsen 1998, 2003). Several
Meanwhile, Jing Hui has repeatedly empha- Baoding Municipal and Prefecture bureaus
sized his discipleship status under the blocked attempts to return and restore the
Venerable Xu Yun, who was probably the most Great Compassion Hall (da ci ge) for religious
revered monk among the Buddhist Sangha and services. One of the arguments was that the
laity in modern China. These claims of reli- Great Compassion Hall was not a functional
gious capital have helped the Bailin Temple to temple in the 1950s and 1960s, so that it was
market his brand of Life Chan Buddhism. not within the scope of ‘implementing the reli-
The apparent blooming of the Bailin Temple gious policy’ meant to return pre-Cultural
is not a result of fair competition in a free Revolution religious properties to religious
market. Instead, the authorities have provided organizations. Therefore, lacking political sup-
consistent support. If such support is lacking, an port at the local level makes Buddhist growth
even more famous Buddhist temple would not impossible.
have been able to thrive. Indeed, the more As a temple in a highly regulated economy,
famous Linji Temple, which is located in the the success of the Bailin Temple has clear limita-
same prefecture but in a different county, has not tions. While the Life Chan doctrine pleases the
been as successful. Linji Temple in Zhengding is authorities, other Buddhists regard it as a com-
known as the original temple of an important promise and have criticized the Bailin activities,
Chan sect – the Linji sect – and thus it enjoys a although the criticisms were muted after
more prestigious status within Buddhism. It was President Jiang Zemin’s visit in 2001. Another
one of the only two Buddhist temples in Hebei limitation is that Bailin is not a local congrega-
Province that were included in the 1983 list of tion. Most of the participants of the signature
‘major temples’ designated for restoration as activity – the Life Chan Summer Camp – come
religious venues. That list was suggested by the from afar, often from other provinces. Most of
Buddhist Association of China, approved by the the major donors have been overseas Chinese
State Religious Affairs Bureau, and decreed by Buddhist businesspeople. How long the Bailin
the State Council, which is the highest cabinet of Temple can maintain the continuous support of
the Chinese government. When Venerable Jing these distant devotees remains to be seen.
Hui was sent to Hebei Province, the President of Meanwhile, economic marketization is now
the Buddhist Association of China commis- well underway in most of China, and this has
sioned him to restore both Bailin Temple and led to further relaxation of state control over the
Linji Temple. However, Linji Temple has private life of citizens. In the more market-
retained its shabby halls. The key obstacle is that driven coastal provinces, Christians and others
the County Government of Zhengding has not seem to enjoy greater freedom to practice their
provided the same kind of political and other religion. Moreover, to follow international
support as the Zhaoxian Government. In norms, the authorities have made ‘rule by law’
Zhengding, there is a large population of or the ‘rule of law’ an official goal in deepening
Muslims, and the Religious Affairs Bureau direc- reforms. Although these reforms have been ‘two
tor of Zhengding was from the hui ethnic group. steps forward and one step backward,’ things
Hui is one of the ten ethnic groups that subscribe seem to have been moving in the direction of
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652 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

greater freedom. Taking a broad and long-term Finke, Roger 1997. ‘The Consequences of Religious
view, we have seen – and will likely see more – Competition: Supply-Side Explanations for
progress toward greater freedom of religion in Religious Change.’ Pp. 45–64 in Assessing
China. The oligopoly of five religions increas- Rational Choice Theories of religion, edited by
L. A. Young. New York: Routledge.
ingly faces challenges from both domestic and
Finke, Roger and Rodney Stark 1992. The Churching
international forces in the globalization era. As
of America, 1776–1990: Winners and Losers in Our
long as China maintains its orientation toward Religious Economy. New Brunswick, NJ: Rutgers
a market economy and global integration, it is University Press.
only a matter of time before the authorities have Finke, Roger and Laurence R. Iannaccone 1993.
to open up the religious market toward other ‘Supply-Side Explanations for Religious Change.’
religious groups outside the five ‘patriotic’ asso- The Annals of the American Association for
ciations and toward other religions. Political and Social Science 527: 27–39.
Gill, Anthony J. 2003. ‘Lost in the Supermarket:
Comments on Beaman, Religious Pluralism, and
What It Means to Be Free. ’ Journal for the
NOTES Scientific Study of Religion 42 (3): 327–32.
Huang, Jianbo and Fenggang Yang 2005. ‘The Cross
Faces the Loudspeakers: A Village Church
1. The case studies come from my collaborative work
with Dedong Wei (Yang and Wei 2005) and Jianbo Huang Perseveres under State Power.’ Pp. 41–62 in State,
(Huang and Yang 2005) of Renmin University of China. Market, and Religions in Chinese Societies, edited
I would like to acknowledge and thank them for their by Fenggang Yang and Joseph B. Tamney.
fieldwork contribution. Leiden, The Netherlands, and Boston, MA: Brill
2. The Three-Selfs are self-administration, self-support, Academic Publishers.
and self-propagation. Iannaccone, Laurence R. 1994. ‘Why Strict Churches
3. Chan magazine is the official publication of the Are Strong.’ American Journal of Sociology 99:
Hebei Buddhist Association. The full texts of every issue 1180–1211.
have been online at http://www.chancn.com/magazine/
Jing, Jiuwei 1995. ‘A Trip to West Yunnan.’ Heavenly
index.asp (accessed on September 13, 2004). Citations to
Breeze (Nanjing) 154 of the joint edition: 1.
this magazine will be indicated by the year and issue
number only. Kindopp, Jason and Carol Lee Hamrin 2004.
God and Caesar in China: Policy Implications of
Church–State Tensions. Washington, DC:
Brookings Institution Press.
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Leung, Ka-lun 1999. The Rural Churches of
Mainland China Since 1978. Hong Kong: Alliance
Aikman, David 2003. Jesus in Beijing: How Bible Seminary Press.
Christianity Is Transforming China and Changing Li, Dezhu 1996. ‘Hold on to “Love our Country,
the Global Balance of Power. Washington, DC: Love our Religion; Unite and Make Progress”
Regnery. and Strengthen the Self-Construction of the
Bays, Daniel H. 2003. ‘Chinese Protestant Religious Organizations in order to Make
Christianity Today.’ The China Quarterly 174 (2): Religion Compatible to Socialist Society.’
488–504. Pp. 11–14 in Love Our Country, Love Our
Beaman, Lori G. 2003. ‘The Myth of Pluralism, Religion; Unite and Make Progress—Symposium
Diversity and Vigor: The Constitutional Privilege in Northeast of the Religious Organization Leaders,
of Protestantism in the United States and edited by Central United Front Department.
Canada.’ Journal for the Scientific Study of Religion Beijing: Hua Wen Press.
42 (3): 311–25. Li, Pingye 1999. ‘90 Niandai Zhongguo Zongjiao
Beyer, Peter 2003. ‘Constitutional Privilege and Fazhan Zhuangkuang Baogao’ (A Report of the
Constituting Pluralism: Religious Freedom in Status of Religious Development in China in the
National, Global, and Legal Context.’ Journal for 1990s). Journal of Christian Culture (Beijing)
the Scientific Study of Religion 42 (3): 333–40. 2: 201–22.
Bruce, Steve 2000. ‘The Supply-Side Model of Luo, Guangwu 2001. 1949–1999 Xin Zhongguo
Religion: The Nordic and Baltic States.’ Journal Zongjiao Gongzuo Dashi Gailan (A Brief
for the Scientific Study of Religion 39 (1): 32–49. Overview of Major Events of Religious Affairs in
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New China 1949–1999). Beijing, China: Huawen Yang, Fenggang 2004. ‘Between Secularist Ideology
Press. and Desecularizing Reality: The Birth and
Madsen, Richard 1998. China’s Catholics: Tragedy Growth of Religious Research in Communist
and Hope in an Emerging Civil Society. Los China.’ Sociology of Religion 65 (2): 101–19.
Angeles and Berkeley: University of California Yang, Fenggang 2005. ‘Lost in the Market, Saved at
Press. McDonald’s: Conversion to Christianity in
Madsen, Richard 2003. ‘Catholic Revival during the Urban China.’ Journal for the Scientific Study of
Reform Era.’ The China Quarterly 174 (2): Religion 44 (4): 423–41.
468–87. Yang, Fenggang 2006. ‘The Red, Black, and Gray
Pomfret, John 2002. ‘Evangelicals on the Rise in Markets of Religion in China.’ Sociological
Land of Mao Despite Crackdowns, Protestant Quarterly 47: 93–122.
Religious Groups Flourishing in China.’ Yang, Fenggang and Dedong Wei 2005. ‘The Bailin
Washington Post, December 24, p. A01. Buddhist Temple: Thriving under Communism.’
Potter, Pitman B. 2003. ‘Belief in Control: Pp. 63–86 in State, Market, and Religions in
Regulation of Religion in China.’ The China Chinese Societies, edited by Fenggang Yang and
Quarterly 174 (2): 317–37. Joseph B. Tamney. Leiden, The Netherlands, and
Stark, Rodney and Roger Finke 2000. Acts of Faith: Boston, MA: Brill Academic Publishers.
Explaining the Human Side of Religion. Berkeley Ye, Xiaowen [1997] 2000. ‘Dangqian Woguo de
and Los Angeles: University of California Press. Zongjiao Wenti – Guanyu Zongjiao Wu Xing de
Wang, Jingwen 1987. ‘The True Light of Christ zai Tantao’ (Current Issues of Religion in Our
Shining on the Mountain Village.’ Heavenly Country – A Reexamination of the Five
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the Present Situation of Religion in Yixing.’ by Cao Zhongjian. Beijing, China: Religious
Contemporary Studies of Religion 6: 48–52. Culture Press
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31
The Religious Landscape of Central
and Eastern Europe after Communism

IRENA BOROWIK

Speeches of the Past Jew for Jew, Mason for Mason, Communist for
Communist: each must vote for him who best
All Christian realms will come to an end and will unite represents his views.
into the one single realm of our sovereign, that is, into
Bishop Józef Michalik on the 1991 parliamentary
the Russian realm, according to the prophetic books.
elections in Poland2
Both Romes fell, the third endures, and a fourth there
will not be.1

The monk Filoteus from the Monastery in Pskov,


XVI Century
INTRODUCTION
The speech of the Patriarch of the Russian
Orthodox Church after Stalin’s death before There are five important reasons for distin-
the religious service linked to his burial guishing Central and Eastern Europe (CEE)
included: from the rest of Europe when discussing the
... the Great Commander of our nation is no longer with role of religion. First, Christianity arrived in
us, Iosif Vissarionovitch Stalin. There is no more great, the majority of the countries representing this
moral and social power; (...) there is no sphere of life part of the continent later than in the West
that was not penetrated by the deep insight of the Great
of the continent. Slavs were Christianised
Leader. As a genius he discovered things that were invis-
ible and inaccessible to the ordinary mind. (...) We pro- between the sixth and sixteenth centuries, and
claim the eternal memory of our beloved and the Baltic tribes later still, between the thirteenth
unforgettable Iosif Vissarionowitch with a prayer and and fifteenth century. This means that
passionate love (Stricker 1995: 383–84). remnants of Paganism survived for longer in
this part of Europe, forming a kind of ‘double
faith’ (dwuwirje) in the sense of the co-existence
between Christianity and Slavic cults for a
Speech of the Present
significant period until the sixteenth century.
I have said it more than once, and I shall continue to Second, Christianity was promoted at the same
repeat it: Catholics have an obligation to vote for a time in two different ways from two different
Catholic; Christian for Christian, Muslim for Muslim, centres. On the one hand, the Byzantine,
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THE RELIGIOUS LANDSCAPE OF CENTRAL AND EASTERN EUROPE AFTER COMMUNISM 655

Eastern rite, with its specific attachment to Jews as typical prototypes of the ‘other’, but it
liturgy, was accepted in Eastern Europe where was also common for neighbours to play the
Orthodoxy prevails today in countries such as same role of the ‘other’ and the ‘stranger’.
Belarus, Bulgaria, Macedonia, Moldova, One of the major points in common
Romania, Russia, Serbia, Montenegro and between the CEE countries – but which also
Ukraine. On the other hand, the parallel wave separates them from countries in Western
of Western, Latin Christianity came to the Europe – is related to religion. Babinski’s
Central part of the region and is currently (1997: 97–8) comparison of the processes
dominant in Croatia,3 the Czech Republic, whereby modern nations emerged in the nine-
Hungary, Lithuania, Slovakia, Slovenia, and teenth century in Western and Eastern Europe
Poland. Two Baltic states, Latvia and Estonia, emphasises the fact that religion did not serve
are predominantly Protestant. Lutheranism as a line of ethnic division and conflict in
triumphed there in the sixteenth century Western Europe; nor was it a factor in nation
Reformation and it has remained the domi- building. No religion was associated with any
nant faith tradition. Muslims form a signifi- particular nation or national consciousness. By
cant part of the population in Albania contrast, in Eastern Europe where religious
(alongside significant numbers of Christians dominance was associated with political,
from both the Catholic and Orthodox tradi- economic or cultural struggles for independence
tions) as well as in Bosnia and Herzegovina. and was
Other Muslims include an influential minority
usually connected with rather clear religious differences
of Crimean Tatars who live on the Crimean between the dominant political oppressor and the
Peninsula in Ukraine. national groups demanding their independence. And
Third, religions were consolidated in CEE what was of particular importance, national differences
during the same processes in which national and national conflicts were growing not only between
identity and traditions of statehood were oppressing imperial powers on one side and national
groups struggling for independence on the other, but
created. Historians have shown that the differ-
also between the oppressed nations and national groups
ences in Christianity between Eastern and (Babiński 1997: 98).
Western traditions, between Byzantine or
Roman rites, and between Orthodox or Latin For instance, not only were Poles, Ukrainians,
forms signified not only different modes of reli- Belorussians, Lithuanians oppressed by the
gious faith but also different types of political Russian Empire, but in addition each nation
identity, state organisation, style of life, rule of built up strong negative stereotypes of the
law, ceremonies of political and economic other nations and perceived them as potential
elites, and so on (Dujtsev 1997: 111). The enemies of their own independence. In all
Christianisation of countries in this region of cases religion served as a tool for the integra-
Europe entailed a parallel process of constructing tion of identity, the clarification of political
states, nationalities and national identity, each and cultural goals and the differentiation of
of which reflected either the Latin or the each nation from the others.
Byzantine tradition. To varying degrees, religious Two important factors shaped the specific
and national identities were not only important role played by Catholicism in Poland, by
in history but are still strongly interrelated in Greek-Catholicism in the Ukraine, and by
Eastern Europe. One of the typical elements of Orthodoxy in Russia or Bulgaria: the historical
national identity was opposition to the ‘Other’, link between religious and national identity;
which was different partly because of differences and the Church’s role in preserving national
in religion. One’s ‘own’ religion supported identity at times of persecution.4 Poland
national and ethnic pride in fighting legitimate provides a good illustration of this point.
battles and wars against the ‘other’. It also Throughout the difficult periods of history
provided mystical justification for giving priority when the Poles did not have their own state –
to one’s ‘own’ nation. CEE countries were or when the state was subordinated to the
similar to the rest of the world in regarding Soviet Empire (which was not accepted by the
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656 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

majority of Poles) – the Catholic Church was from Serbia and – at the same time – on
the only social institution capable of preserving belonging to Western Catholic culture. All these
Poland’s language, traditions and memories of examples show that religion has historically
its glorious past. In effect, the Church and reli- served – and still serves – as a tool of building
gion integrated the whole society and shielded and preserving identity as well as playing a
it against any possible differentiation on the crucial role in the interrelationship with
basis of education, social class, environment, politics.
and so on. The history of the Poles’ struggle for Communism artificially froze ethnic and
an independent state conferred on Catholicism national animosities by constructing ‘interna-
the status of a Polish civil religion (Morawska tionalism’ and a new type of a man, namely,
1984: 29–34; Borowik 2004) in which religious ‘Soviet man’, one of whose expected character-
and national symbols of patriotism consti- istics was a complete lack of attachment to
tuted the inseparable elements of Polishness, such ‘remote’ objects of emotion as ethnic or
leading to the well known stereotype of Poles national ties. Soviet people were expected to
as Catholics. After World War II, being Catholic love each other without regard for international
meant being anti-communist. According to boundaries and without taking any differences
Hank Johnson (1989) Catholicism amounted into consideration. The fact that these ideological
to a religio-oppositional subculture which was concepts were widespread but not actually
eminently well symbolised by the ‘Polish’ shared by the inhabitants of Central and
Pope.5 The universal message of Catholicism Eastern Europe, who still harboured secret
in Poland was specifically pared down to the animosities, goes a long way towards explaining
particular role of religion and the Church in why confrontations between ethnic and national
preserving national identity and struggling for groups in the post-communist dissolution of
the country’s independence. All these factors some former states have been so violent. Ideas
had a major influence on religious socialisation, about ‘great nations’ are also powerful drivers
which relied mainly on two institutions: the of the transformations that have occurred in
family6 and the Church. Since religious instruc- the region. Borders – no less in the past than in
tion had been removed from the curriculum of the present – cut across religious and political
state schools – and since the mass media carried divisions and provoke mutual misunder-
no religious programmes – the Church could standings.7 In addition, new borders and
not officially present its position in public life; borderlands have appeared.8
and in general (with the exception of Poland) The fourth factor that unifies the countries
public discussion of religion was not allowed. of Central and Eastern Europe lies in the
The church buildings with their altars there- historical and political fortunes experienced by
fore became the principal setting for anti- the region in recent decades. Unlike any other
communist demonstrations; and sermons time or place, this region has been subjected to
became the most common weapon of anti- the powerful anti-religious forces of Communism
communist speakers. and anti-religious totalitarian regimes. Strong
To take a different example, the pluralism of anti-religious sentiments, active struggles
the Ukrainian religious landscape is often cited against Christian and other religious traditions,
as a reason for making close comparisons with and the promotion of atheism were first imple-
Western Europe and for arguing that Ukraine mented in the Soviet Union and subsequently
really belongs to the Western European in the other countries of the Eastern bloc. The
tradition. Emphasis was placed not only on consequences included specific difficulties for
differentiation from Russia but also on the all those who were institutionally involved in
country’s differences from Catholic Lithuania service to the churches, a risk to the life of
and from Protestant Latvia and Estonia – ordinary believers, and the necessity for
which all differed from Orthodox Russia. This ‘underground’ faith and prayers. The humiliation
aspect of religion was also evident in Croatia of religion – symbolised by turning churches
where emphasis was placed on differentiation and monasteries into museums of atheism and
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THE RELIGIOUS LANDSCAPE OF CENTRAL AND EASTERN EUROPE AFTER COMMUNISM 657

by making jokes about believers – was a part of almost homogeneous in religion, whereas
the shared experience of countries in Central others, such as Albania and Ukraine, are more
and Eastern Europe. Persecuting religion was diverse. In addition, many countries have
part of the persecution of freedom; and the sizeable and influential minorities that include
struggle against it was part of the fight for the the Orthodox (mostly Russians) in the Baltic
defence of human rights. states, Catholics in Ukraine, and Reformed
The fifth component of the experiences Protestants in Hungary. All these very basic
shared by the countries of Central and Eastern elements of religious structures in every
Europe is the collapse of communism. The country are part of specific relations between
process of transformation has been rapid in all Church and state. They have an impact on the
these countries since the collapse of communism presence of religion in social life and they
in 1989 and the dissolution of the Soviet influence social relations between specific
Union in 1991. Some of the symbolic phrases religious groups – not only minorities and
and images that capture the beginning of that majorities but also dominant and marginal
transformational period include: Gorbatchev’s traditions. To bring this picture up to date, it is
pieriestroika, the dismantling of the Berlin important to mention that new religious
wall, the round table in Poland (Zukrowska movements started to operate much more
1995), ‘the Velvet Revolution’ in Czechoslovakia, actively after the collapse of communism,
and the death sentence carried out in public on thereby making the religious scene in the
the Romanian communist leader Ceausescu. region resemble some other regions of the
Transformation has affected all areas of social world – but with the additional and crucial
and individual life, including politics, the difference that radical social transformation
economy, the market, life style, education and began there in 1989.
science, social policy and medicine. Nothing Very important differences, mostly at the
has escaped transformation; and obviously civilisational level, follow from the fact of
religion is part of these changes. Religious belonging either to Eastern or Western
institutions are involved in the processes Christianity. In brief, the most important
taking place in all important fields of social differences relate to the way of approaching
life; and at the same time they are objects of beliefs (dogma), religious organisation and the
the changes themselves. influence of religion on everyday life. Orthodoxy
emphasises immanence, while Western
Christianity emphasises transcendence. The
image of God is different: it is ‘apophatic’9 in
DIFFERENTIATION OF THE RELIGIOUS
the Western Christian tradition but
FIELD IN CENTRAL AND EASTERN EUROPE
‘kathaphatic’10 in Eastern Christianity. The
Orthodox tradition, drawing from Pseudo-
In spite of these – and possibly some other less Dionysius the Areopagite, describes God in
important – similarities among the countries phrases indicating that nothing could be said
of Central and Eastern Europe, there are also about His nature and features. Orthodoxy
some striking differences between them. The is a-historical and a-temporal, while Western
post-communist lands could be roughly Christianity is well adapted to time and history.
divided into three groupings: Eastern Europe The central role of dogma in Roman
under Orthodox domination; the Central Catholicism is comparable to the equally
region of post-communist Europe under central position of liturgical contemplation in
Catholic domination; and the North of the Eastern Christianity or of discursive religious
region where Protestantism dominates in two reflection in Protestant churches.11
Baltic states. There are also wide variations Orthodoxy and Catholicism differ signifi-
between the CEE countries in terms of their cantly in respect of their forms of ecclesiastical
religious composition. Certain countries, for organisation. In the case of Roman Catholicism,
example Belarus, Croatia and Poland, are the structure of the Church is hierarchical and
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658 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

is supported by dogma concerning the infalli- and the complexity of theological thought are
bility of the Pope. Relations between the Holy mutual reflections of the relevance of religious
See and the local churches are vertical. and social developments (Luhmann 1984:
Orthodoxy, by comparison, is organised in 48–9). The Orthodox world, plunging from a
14 local churches enjoying self-governance feudal system directly into communist ideology
(autocephaly) and independence from each and totalitarian policy – which was in many
other within a framework of ‘horizontal’ senses a continuation of the feudal order – has
relations. Protestant churches also lack a not undergone full modernisation since the
common, vertical, central organisation and are collapse of the Soviet bloc. Although
independent from each other. Catholicism has this short-cut definitely took place, it is also
a tradition of its own centrally governed policy true that the Orthodox faith, as a spiritual
of remaining independent from secular foundation of Eastern European culture,
powers, whereas the Orthodox tradition lacked the structural and functional motivation
involves long-term subordination to secular to create mechanisms of rationalisation similar
rulers. These differences result in different to those of Western Europe which had been
sociologically significant models of exercising strengthened by the Reformation.
institutional power and control and of mutual Some of the features that are typical of
relations of influence between the secular Western culture – such as individualisation,
sectors of societies and religion. Among pluralism, the central position of the individual,
Christian traditions, Catholicism has the best and negotiation as an exercise of inter-
organisational framework for acting at the subjectivity – are replaced in Eastern culture by
global level. the power of the collectivity, charismatic and
The religiosity of those who belong to authoritarian leadership in politics, and
Eastern Christianity is described in terms of arguments about power instead of the power
‘bytovoje christianstwo’, which means that of arguments. Nevertheless, Grace Davie is
religion is a non-reflexive and inseparable part right to say that ‘Countries that belonged, and
of the way of life. The Orthodox religious continue to belong, to Western rather than
consciousness typically displays an inclination Orthodox Christianity may well find it easier
towards mysticism and is supported by the to realize their political and economic
significance attached to such institutions as aspirations. Despite their real economic
‘starcy’ (charismatic individuals with a status difficulties, their aim is to re-establish Western
close to that of saints, who give spiritual advice traditions; they are not learning something
and help in illness) and ‘jurodivi’ (sanctified totally new’ (2000: 4). By contrast, the
but psychically disturbed people who are Orthodox countries of Eastern Europe are
convinced that the sacred speaks through indeed learning (or not?) something new.
them). Religiosity of the Western type is more One of the extraordinarily important and
closely linked to dogmas and is related to mysterious questions about Central and
the significance of religious institutions under- Eastern Europe is ‘What has happened to the
pinned by regular catecheses. collective memory of formerly communist
Taking into account the differential impact societies?’. And what has happened to the
of religion on the formation of Western and memory of individuals? The special importance
Eastern European cultures reveals a difference of of this question relates to ambiguous but rapid
attitudes towards the process of rationalisation. changes that took place in the field of religion
As Max Weber (1963: 20–8) pointed out, the very soon after the collapse of communism.
rationality of European culture is founded on Although the intensity and the direction of
the notion of transcendence in the Judeo- these changes vary widely between countries of
Christian tradition. The formulation of the region, one generalisation holds true:
dogmas, their precision and their continuing societies that seemed to be atheistic turned to
development, are regarded as the rationalisation religion. This reinforced the importance of the
of religion. The great complexity of the world past – but in new terms. What happened to
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THE RELIGIOUS LANDSCAPE OF CENTRAL AND EASTERN EUROPE AFTER COMMUNISM 659

religions under communist persecution? Is the The communist regime was unable to fight
past still present in contemporary features and religion in Poland or did not wish to resort to
problems of religion? such extreme measures. Religion in general and
the dominant Catholic Church in particular
were persecuted in Poland to a lower degree
than in other countries of the region.
THE SOCIALIST/COMMUNIST PAST.
The political leaders in most countries more
THE CHURCHES AND THEIR BELIEVERS
or less ‘accurately’ copied the actions undertaken
by Lenin after victory in the October
Some thinkers are fully convinced that Revolution. The French Revolution had not
communism should be considered ‘not as a only shaped the pattern that Lenin followed in
social system but as religion . . . fanatically fighting religion but it also embodied his ideal.
hostile to every religion and to Christianity Probably for this reason the first steps of the
first of all. It wants to be religion by itself and process related to the legal position of the
to replace Christianity; it pretends to find an churches. As early as the 4th of December 1917
answer to religious questions of human spirit, the Orthodox Church was ‘nationalised’ in the
to give a sense to human life’ (Berdiaiev 1995: sense that the state became the owner of all
129). Communism competed fanatically with properties, lands, seminaries, schools, and
religion and offered – as A. Walicki (1995) put monasteries belonging to the Church. The
it metaphorically – ‘the Leap to the Kingdom of decree of 20th January 1918 secularised the
Freedom’. From the perspective of an economic state and the education system by separating
theory of religion, communism intended to the state and schools from the Church.
convert religious compensators into rewards Subsequently, religious marriage ceremonies
offering salvation on earth – and achievable in were abolished; and the bank accounts of
historically predictable processes and time- religious institutions were closed. Lenin tried
frames. It should be stressed that the past to use – to some extent successfully – the
requires understanding; and this is one of the strategy of favouring religious minorities in
important tasks for sociologists studying order to weaken the dominant religious body,
Central and Eastern Europe. It became clear i.e. the Orthodox Church. All these steps, one
that, in spite of the attractions of this concept, by one, were followed in the countries of
using force and persecution to convince people Central Europe after World War II: secularisation,
that ‘the old religion’ was nothing but a useless the nationalisation of church properties, the
obstacle to the building of ‘a new man’ and ‘a liquidation of the legal status of religious
new society’ became – not for the first time in bodies, the mobilisation of ‘pro-socialist’ priests,
history – a way of justifying something as and the favouring of religious minorities. The
‘obligatory’ in the circumstances of a revolution. main aim of this early stage of anti-religious
The religions and churches of Central and action was to dissolve the fundamentals of
Eastern Europe experienced differing degrees religious activity and religious organisation.
of intensity of persecution. The most intensive Success of the action automatically implied
in negative terms took place in the Soviet that the social significance of the churches, the
Union and Albania, where being visibly social response to their teachings, and their
religious or even keeping religious literature, religious activities were all weakened. The
such as the Holy Bible, at home meant putting possibility of mobilising believers was signifi-
one’s life at risk. Very strong pressure was cantly reduced because the networks of religious
applied to religious leaders in Hungary and organisations had been rapidly undermined.
Czechoslovakia. Much ‘softer’ ways of dealing Only in Poland was this basic problem over-
with religion were implemented in Bulgaria, come. This is because the country had long
and to some extent there was co-operation had a religious network of anti-state activity
in the Orthodox territories of Serbia and that was based on the structure and power of
in Cernogora in Yugoslavia and Romania. the Roman Catholic Church and had been
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660 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

elaborated over 200 years of partitions and the particular country. Orthodox churches, in
absence of an independent state. In the other respect to these two considerations, could be
countries of the region Lenin’s strategy was described as closer to Protestant churches and
quite a successful way of quickly undermining very different from the Catholic Church. The
the position of the Churches. subordination to the state of the Protestant
On the other hand, Christian churches took churches in Estonia, Latvia and Eastern
different approaches to the confrontation with Germany12 was not accidental and was much
communism as an ideology and as a totalitarian easier than for Catholic churches. For our point
type of regime. One of the most influential fac- of view, these structural differences contributed
tors in this policy was the organisational and significantly to the much higher losses of
structural tradition of Church-state relations. Orthodoxy than Catholicism in confrontation
This was more positive – as far as the survival of with communism. Catholicism had a strong tra-
religion was concerned – in predominantly dition of opposing the state as well as a powerful
Catholic countries and rather negative in coun- international and organisational structure that
tries where the Orthodox and Protestant mobilised an external centre of power and an
churches defended their own position. In the international milieu in defence of local churches.
former, the universality of the Church was put to The effects of anti-religious propaganda and
such good use that its international leaders were of the activity of communist states seem to
able to bring different countries together and have a bigger impact on religious institutions
thereby to speak on behalf of people imprisoned than on subjective religiosity. From this per-
behind the Berlin wall. The Catholic Church had spective, no church in any country of Central
also been prepared by past reforms – for exam- and Eastern Europe reflects seriously on its
ple the eleventh and twelfth century reforms communist past.13 The past was rarely heroic,
of the papacy – and by conflicts between and this is probably why the majority of actors
the papacy and secular powers. In fact – as from that time prefer not to talk, not to
Kloczowski (1998) emphasises – one of the most remember, not to remain – just to let go.
important aspects of the Gregorian reforms had Analysis of the most general features of the
been the division of secular and ecclesiastical changes taking place in the last 15 years requires
powers. In addition, historians of Christianity a distinction between two levels or fields. On the
are correct to argue that in the Western world the one hand, there is the institutional field where
Pope’s authority – the image of Peter’s successor structural changes in churches and religious
– was important in helping to integrate Western organisations occur, including the new condi-
Latin Christianity (Kloczowski 1998: 156–61). tions in which they operate within a framework
This tradition helped Catholic Churches to gain formed by states liberated from communism or
more independence from secular power, and newly created as a result of the collapse of com-
that experience was much more significant in munism. On the other hand, there is the pres-
countries where religion was persecuted. ence of religion at the level of individuals and
In structural terms, the papacy forged good society. This refers to changes in religiosity,
conditions for opposition, by using – to including the relation of individuals to religion,
borrow Jan Kubik’s (1994) phrase – the power religious identification, problems of belonging,
of religious symbols melded with national ones beliefs, and so on. The next two sections will
against symbols of power. By comparison, the analyse changes at the institutional level and at
Orthodox tradition of having strong links and the level of individual religiosity.
close ties between state and Church made it
easier to justify the submission of the Church
to the state as well as Church co-operation
RELIGION IN CENTRAL AND EASTERN
with the state, whatever the state was.
EUROPE AT THE INSTITUTIONAL LEVEL
Structurally, Orthodox churches have quite
weak relations with each other and – more
importantly – they did not have instruments for One of the simplest indicators of religious
influencing the position of the Church in any vitality is the number of churches, religious
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THE RELIGIOUS LANDSCAPE OF CENTRAL AND EASTERN EUROPE AFTER COMMUNISM 661

denominations, groups and movements states, such as Lithuania, Latvia, Estonia


registered in every country. Looked at from or Kazakhstan. The Orthodox are typically
this point of view, the extent of change appears found among ethnic Russians whose families
to be enormous. The number of religious have been re-located to these territories
bodies registered by the state and operating in at various times since the October Revolution
countries of CEE increased rapidly and visibly. of 1917.18
In Russia, for example, the number of As elsewhere in the world, the number of
registered religious organisations jumped from Evangelical and Pentecostal groups has been
19 in 1990 to 54 in 1996. The number of growing rapidly (Lubaschenko 1996: 314–16;
registered religious communities – such as Prusak and Borscev, 1996: 112). Jehovah’s
parishes or local groups – was over 15,000 at Witnesses are also active, while the number of
that point. After a change of the law in Russia, Jewish communities is declining in Eastern
all religious communities were obliged to Europe mainly as a result of emigration to
re-register; and 20 of them – along with 215 Israel and other countries. The presence and
religious organisations – succeeded in obtaining the activities of many New Religious
re-registration.14 In Poland on the eve of the Movements in CEE countries are significant
collapse of the communist system there were 37 not because of their statistical strength but
religious organisations (Urban 1994: 101). By because they constitute a challenge for the
the end of the 1990s this number had traditional religions. They are also a test for the
increased to 152 (Borowik 2000b: 92) and, by democratic quality of the state’s procedures as
the end of 2005, to 160.15 well as a matter for discussion in the mass-
In a country as large as Russia the tendencies media and public opinion. These topics are
towards growth in religious organisations interesting in themselves and are often on the
are mainly to do with traditional Russian sects, agenda of scholars working in the field of
pagans and Evangelical groups.16 These ten- religion.
dencies do not mean that the religious struc- One of the most significant changes affecting
ture is going to change in favour of these religion after the collapse of communism in
particular religions. The increase is concen- CEE countries concerns its institutional aspect
trated in certain social milieux, and it is and, more precisely, the legal status of churches
unlikely that pagans or indigenous religious that did not have rights in the past. All coun-
movements will prevail over the traditionally tries in the region have introduced significant
strongest faith communities of Orthodoxy and changes in this field.19 The first stage of the
Islam. A very striking example is Hungary, change was directly inspired by feelings of
where the 35 denominations registered in 1990 freedom and a strong need to give them
had grown to 135 by the end of 2002 (Török expression. Religious freedom was associated
2003: 132). with human freedom in general and was
The other influential feature is the sheer understood as the right of people and institu-
variety of religions present in the CEE region. tions to practise religion. This was the point at
The most important, dominant churches and which the majority of CEE countries intro-
the minority religions all continue to play duced liberal laws that provided a framework
important roles. For instance, among the for the activities of religious groups. ‘Liberal’ in
Orthodox churches the biggest and the most this context means that it was easy to satisfy the
influential is the Russian Orthodox Church requirements for obtaining registration and
(ROC), with the Moscow Patriarchate as the acquiring legal status, including privileges in
governing centre and with Patriarch Aleksey II relation to the tax system or to military service
as its head. Its jurisdiction extends over the and charity work.
whole former USSR, encompassing Ukraine, It took some time to reach the next stage.
Belarus and other countries of the former After roughly five years of development, the
Soviet Union.17 Orthodox believers form laws were discussed and revised in the light of
significant minorities in many former Soviet questions about issues such as equality of
republics which are currently independent status for all religions and religious groups in
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662 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

society and the limits of state control over new included holding public debates on issues in
religious movements. According to Eileen which religion was involved, the fact that the
Barker’s (1997: 60) summary, ‘Minority religions dominant Churches – even if they did not have
have been treated with suspicion and discrim- their own media such as radio and TV – could
inated against throughout the world and still have easy access to the media, and developing
throughout history, and their fate in postcom- their own educational networks ranging from
munist societies is no exception’. The answers primary schools to universities. That signified
given to these questions are unclear not only a fundamental change not only in the aims of
for members of societies involved in religion in actors in religious institutions but also in the
various ways but also for scholars. Some scholars forms of their activities and their presence in
are convinced that ‘the old’ traditions deserve society; it also changed the possibilities of
more social trust because they have proved influencing them. If it is possible to treat
themselves throughout many years of activity post-communist countries as if they amounted
in some countries (Tomka 1999: 58). But to a single place, one generalisation could
others contend that, in the eyes of the law, all be made: the public presence of religion is one
religious groups should be equal and that there of the most visible and important changes
is no need for states to control religious groups to have followed the collapse of Communism.
more than any others or to impose separate Although Churches took different approaches
conditions on them (Barker 1997: 54). Some to confronting transformation and the
scholars are personally involved in anti-cult rapid modernisation that accompanied it –
groups fighting not so much against the including the emancipation of women,
principle of religious freedom as such but, pluralistic life styles, values and other elements –
rather, against particular religious groups and nevertheless, the main point is that rather
their activities. However, published research conservative ways of approaching them tended
findings show that these problems appeared to to prevail.
be much more acute in the early years of
transformation, while in recent years it has
been possible to identify some stability in the
THE RELIGIOSITY OF POST-COMMUNIST
‘religious market’. The law concerning religion
SOCIETIES
is effective, and even in the Russian Federation,
where a new and more restrictive version of
the law was introduced in September 1997 in Sociologists of religion have various problems
the face of widespread opposition and criti- with interpreting the changes that have
cism, the level of religious re-registration occurred in the field of religion in CEE
appeared to be higher than expected.20 countries. How to categorise the changes? Do
Nevertheless – as Marat Shterin (2000: 423) they amount to ‘the return of religion’? Has
concluded – although the new law reflected a there been a ‘religious revival’? Or is there a
compromise between various trends and play- spiritual revival? How to assess the numbers of
ers in Russian politics and religious life, it people who are religious? The starting point
could still be said that ‘the Law serves to insti- for all these problems is the simple fact that it
tutionalise prejudice against a large number of is very difficult – if not impossible – to
religious minorities’. appraise the past, the degree of ‘atheisation’, or
The other very important dimension of the influence of communist ideology that
institutional religion relates to the policies of competed with religion. As Siniša Zrinščak
Churches and their relation to social actors (2004: 232) correctly observed, all that can be
such as states and societies – including civil said is ‘that atheism as an official ideology
society, education, gender, welfare problems reinforced secular manifestations of social
and the mass-media. All these areas of life in change, while it is impossible to say to what
CEE countries were dominated by new extent’. What is clear is that subsystems of
arrangements. The unprecedented possibilities social life such as the law, education, culture
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THE RELIGIOUS LANDSCAPE OF CENTRAL AND EASTERN EUROPE AFTER COMMUNISM 663

and politics were more successfully and post-soviet countries in the last ten years. But,
obviously secularised or ‘atheised’ than human second, Pippa Norris and Ronald Inglehart
consciousness. This is what makes it so (2004) draw exactly the opposite conclusion
difficult to recognise what the present situation about the younger generation, concluding that
is and to interpret it properly. religiosity was stronger among the older
The important questions to be answered generation in all post-communist societies.
relate to religiosity among individuals and in According to them, this proves ‘the pattern that
social life. Unfortunately, even an issue as is predicted by the theory of secularization and
simple as religious belonging seems to defy existential security’ (Norris and Inglehart
understanding. How, indeed, can one assess and 2004: 119). Similarly, Olaf Müller (2004: 71)
measure religious commitment in countries reached the same conclusion. His analysis refers
where people who are engaged in ‘do-it-yourself to the future as well, since he believes that ‘there
religion’21 are in the majority? Or, to take the is a lot of evidence that a huge increase in tradi-
example of Ukraine, people used to say that they tional forms of religiosity in most East
were religious and that they were Orthodox European countries cannot be expected’.
without being members of any Church. Indeed, Conclusive interpretation of religious
in apparent contradiction of this, some of them changes in CEE countries on the basis of local
even said that they were actually ‘Orthodox and international research is clearly not possi-
unbelievers’. None of this has changed. ble. As a result, there are significant doubts
Research on religiosity is among the most about the appropriateness of the term
advanced, and changes in religiosity are moni- ‘religious revival’ for explaining these changes.
tored in the majority of the countries in the Some authors are convinced that, in this
CEE region. There has also been a tendency in process of change, traditional Christian religion
recent years towards a growth of interest in and churches, specifically in Eastern Europe,
organising and participating in international, are proving to be too weak. As Wlodzimierz
comparative research projects which permit Pawluczuk (1998: 127) put it, ‘the search for
the testing of theoretical frameworks such as metaphysics to legitimize everyday life and pol-
secularisation theories, rational choice theory itics takes place . . . on the basis of neo-pagan
or, more rarely, Luckmann’s privatisation images and thoughts, in amorphous, non-formal
thesis (Pollack 2003; Norris and Inglehart structures that could be labelled “post-modern
2004). Data specifically collected in research neo-paganism”’. Other commentators describe
projects on religion22 and data gathered in it as eclecticism similar to that observed in
such international projects as the European Western Europe (Borowik 2002).
Values Survey or the International Social Looking at the CEE region as a whole – and
Survey Programme are deployed in testing with some unavoidable simplification – it is
these theoretical ideas. The generalisations possible to discern three dominant types of
arising from these projects and the interpreta- religious orientations alongside varying levels
tions of their data seem to go in two different of indifference to religion:
directions: first, a growing number of respon-
dents are reporting their religiosity in most 1. Cultural religiosity. Religion, as an aspect of
countries of the CEE region, and this means identity, was sometimes lost or questioned
that many more people than previously are under communism, but also survived under
finding various ways of declaring their personal communism in other cases. This category
attraction to religion and to being religious. includes people who claim to belong to a
Andrew Greeley (2004: 93) argues that in the religious tradition but in the majority of
case of Russia we are witnessing ‘the most cases without strong attachment to the
dramatic religious revival in human history’. religious institutions, and with no interest
Moreover, Miklos Tomka (2004: 56) argues in the details of religious truth or religiously
that an increase in religiosity has been legitimised moral rules. Nevertheless, this
observed among younger people in almost all category shares a general belief in God.
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664 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Culturally religious people may claim in streets, in architecture and – most importantly –
interviews that, before the collapse of com- in the mass media. In many countries of the
munism, they did not believe in God but region this trend towards ‘visibility’ is accom-
that they currently do. ‘Belonging without panied by growing interest in religion. This
believing’ is a phrase that could describe this means that publications about religions, dis-
type of orientation. Different countries of the cussions and visits to sites associated with
region display different proportions of saints (but not religious practices or church
people who fall into this category and differ- attendance) are popular. As Eileen Barker
ent contexts. In the predominantly Orthodox (1997) pointed out, the felt need to describe
part of Eastern Europe they would form a oneself as religious in Eastern European soci-
majority of the population. Their religious eties is now comparable to the emphasis on
values are seen more as a cultural heritage belonging to the Communist Party in the past.
from the past. In Tomka’s (2002: 549) words, Just as ‘it was advisable to be a card carrying
religion is simply a cultural reference with, or member of the Communist Party, so, after the
without, a relation to the transcendental. collapse of communism, it might be helpful to
2. Core religiosity. This category includes all be seen to attend the “right” church to meet
those people who were deeply involved in with the “right” people in order to demonstrate
religion in the past or who converted to reli- that one was a true Christian supporter of the
gion in recent years. Interesting examples National Church’ (Barker 1997: 47).23
could be found in those countries of
Eastern Europe where religion was strongly
persecuted under communist rule and where
IN PLACE OF A CONCLUSION: THE MAIN
some people were active in Communist
TASKS AND PROMISES FOR THE FUTURE
Party affairs. For instance, among Orthodox
believers ‘core religiosity’ is more frequent
among women – especially older rather Another very frequently asked question about
than younger women. A related phenome- the role of religion and churches in CEE
non is the development of groups strongly countries concerns their relations with politics
opposed to ecumenism (Mitrokhin 2004: in the post-communist era (Smrke 1996).
228–32). A similar category includes those What is specific about these relations in
who understand and practise religion in comparison to other regions? The answers are
deeply personal terms, as was well expressed complex, but it is generally true that connec-
by a believer who claimed that ‘God moved tions between religion and politics – including
my heart’ (Borowick 2000a: 80). a major role for the state – are stronger and
3. ‘Being religious in one’s own way’. This more direct in CEE countries. Nevertheless,
orientation towards piecing together one’s there are wide differences that require fine
own religiosity is not based on institutional conceptual distinctions, although – it must be
affiliation but it is popular and is likely to noted – the opinions of sociologists of religion
develop further in the future. As Ludmila are divided about the ‘proper’ or most useful
Skokova’s biographical approach has shown, ways of modelling these relations in particular
there is a tendency among religiously countries. Some scholars are critical of the
oriented young people in Ukraine to leave close relations between the dominant Church
taken-for-granted religiosity or atheism and the state in some countries as well as of the
(in the past) behind and, instead, to re-orient direct impact of religion on politics in, for
themselves towards a religiosity of personal instance, Russia. At the same time, others con-
choice (Skokova 2004: 132). tend that religion and churches could help to
make politics more moral, as has happened in
The clear conclusion is that religion in Central Ukraine. Miklós Tomka (1999: 62), for example,
and Eastern Europe is now much more visible is convinced that, in spite of the problematic
than it was during Soviet times. It is visible in the aspects of political and social activity, ‘there are
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THE RELIGIOUS LANDSCAPE OF CENTRAL AND EASTERN EUROPE AFTER COMMUNISM 665

distinct social expectations for the contribu- of the religious situation, since the evidence
tions of churches in the social regeneration of was so clear. Unfortunately, this has not
East-Central Europe’. But this is not self- happened. It has actually been impossible to
evidently true, and it does not address the prove that the process of ‘atheisation’ produced
related problem of how religions may be impli- expected effects on the societies under consid-
cated in the political divisions and orientations eration. Nor has it been possible to claim that
in the post-communist part of Europe. Political religiosity has returned or revived in general
parties oriented towards the left are quite terms. And to the surprise of many, it seems to
strong in all CEE countries, but anti-religious me that the general picture of religion in
rhetoric is no longer heavily used. It is usually Central and Eastern Europe bears a significant
replaced by forms of pragmatic co-operation number of similarities to developments in
that seem to be acceptable to both political and Western Europe, namely, the de-institutionali-
religious actors. The underdevelopment of sation of religion, the subjectivisation of
civil society may also help to explain the lack of religious choice, the growth of ‘bricolage’ (or
clear orientations in the politics-religion do-it-yourself religion), and the individualisation
nexus. But even in a country as religious as of religion. The factor that is most distinctive
Poland – or perhaps precisely because Poland of Central and Eastern Europe, as it recovers
is a very religious society – there is strong from its communist past, is the strong presence
opposition to the involvement of the Roman of religion in the political field and the
Catholic Church and its clergy in politics growing strength of the institutional power
(Borowik 2002: 249). exercised by the dominant churches. This is the
Religious and national mythologies are picture in most – if not all – of the CEE
manipulated in war and are an extremely countries.
un-reflexive way of mobilising people, according
to Velikonja (2003). Moreover, religiosity can
flourish rapidly in conditions of conflict. In
Bosnia-Herzegovina between 1988 and 1999, NOTES
for example, the level of self-reported personal
religiosity rose among all national groups. The 1. Originally it was published in Malinin (1901: 45).
increases were from 55.8 per cent to 89.5 per Translation in J. Meyendorff (1996: 136).
cent among Croats; from 37.3 per cent to 2. ‘Pismo Okólne’ (PO) [General Circulars] was a
publication of the Polish Episcopate, containing official
78.3 per cent among Bosniaks; and from 18.6
statements, documents and bishops’ letters, aimed at
per cent to 81.6 per cent among Serbs in the churchgoers.
Doboj region in 2000 (Velikonja 2003: 261). 3. Christianity arrived much earlier in some countries.
Disputes are rife about the significance of For instance present-day Croatia was part of the Roman
religion for post-communist societies in CEE Empire, and Christianity was accepted there as early as the
second century CE. Slovenians were Christianised in the sixth
countries – in terms of the strength with which
and seventh centuries, although they did not have their own
individual religiosity is ‘recovering’. Perhaps state until recent times.
the weaknesses of the sociology of religion are 4. Persecutions have taken different forms: in Bulgaria,
more evident in this region than elsewhere years of Ottoman, Islamic domination; in Poland,
since these countries are a kind of sociological partitions of the country; and in Ukraine, the liquidation
of the Greek-Catholic Church, which was symbolic for the
‘laboratory’ where an experiment is taking
formation of the nation. In all these and other cases, reli-
place. It involves a series of dramatic changes gion served as an emotional bond among those who felt
that began with revolution and the installation that they belonged to the nation. Ukraine is an especially
of regimes exercising totalitarian anti-religious interesting case as it has no homogeneity in religion: both
power; they were then followed by an Greek-Catholicism and Orthodoxy are ‘Ukrainian’ reli-
gion. Moreover, Ukrainian scholars working on religion
unexpected turn towards democracy and the
emphasise the differences between ‘Moscow’ and ‘Kiev’
freedom of religion. These strong divisions, Orthodoxy, arguing that the Kievan tradition is ‘more
sharp turns and rapid changes might have westernized’ (Sagan 2004: 172–4). In many non-Orthodox
been expected to facilitate research and analysis countries under communism religion also provided ideas
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666 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

for opposing communism and Soviet domination, as for vice versa? Doctrine and the way of teaching it shape a
instance in predominantly Catholic Lithuania, Hungary society’s most profound ways of perceiving and expressing
and Slovakia. the world. Luhmann (1999: 99) was convinced that reli-
5. In January 2006 I visited a Polish town on the Baltic gious leaders tried to achieve coherence between religious
coast, Kolobrzeg, which is situated close to the Polish- doctrine and the type of society in which it was developed.
German border. During a tour of the city a professional Different expressions of doctrine and different societies –
guide explained details of the historical cathedral, men- in both Western and Eastern Europe – show a tendency to
tioning that the Pope had given it the status of a basilica. search for coherence. It could be said that in Catholic – and
When I asked him ‘which pope?’, he looked at me in com- even more so in Protestant – societies this tendency takes
plete astonishment and replied: ‘obviously, our Pope!’. the form of reflection (dogmas are ideal forms of reflec-
6. The family became the most important vehicle of tion) on social life from ‘above’ by means of doctrine,
religious tradition not only in Poland but in other com- teaching and rational ethics. By contrast, Eastern
munist countries as well. The special role of grandmothers Orthodox societies try to implement reflection ‘from
should be mentioned here as, thanks to them, religion was below’ in the hard-to-define forms of so-called ‘Eastern
preserved in Eastern Europe by a dwindling population. mysticism’, ‘spirituality’ or what Russians call bytovoje
Nevertheless, the rate of decline in the number of baptised christianstwo. This represents a kind of ‘lived Christianity’,
people was lower than it would otherwise have been which is an indissoluble mixture of religion, magic, folk
because of their activities and because they took their traditions and habitus in everyday life.
grandchildren to church without informing the children’s 12. Goeckel (1990: 21) shows how dramatic the decline
parents. Indeed, it would have been much more risky for was in Eastern Germany between 1952 and 1969. It could
the children’s parents to do this than it was for the genera- be compared to the decline in the Orthodox countries of
tion of grandparents. the Soviet Union.
7. For instance, before the mid-fifteenth century one 13. A lot of examples could be given here. Poland
of the ways to ‘push’ the borders of the Latin tradition fur- became aware, in the spring and summer of 2005, that a
ther to the East was to boost the work of the Dominican significant number of priests had apparently been collabo-
order in innumerable towns throughout the Eastern rators of the communist system and that some of them
territory such as Podolie, Wolhynie and Ruthenie had probably been very close to Pope John Paul II. This
(Delacroix-Besnier 1999). emerged from documents in the Institute of National
8. The war in the former Yugoslavia provides some Memory (Instytut Pamiȩci Narodowej), where the files of
striking examples. Orthodox Serbs and Muslim Bosniaks, communist security agents are stored. The bishops of the
for instance, have moved out of the territory of present- Roman Catholic Church remained silent about it, while
day Croatia. It currently has a tiny Orthodox minority (0.1 the mass-media were full of the story every day. Another
per cent of the population) and virtually no Muslims, example concerns the answer that the Patriarch Aleksey II
whereas the census of 1991 showed that there had previ- gave on 25th April to a question from journalists about the
ously been 76.5 per cent of Catholics, 11.1 per cent of life of the Church in the past and whether it had become
Orthodox, and 1.2 per cent of Muslims (Črpić and easier or more difficult. His answer was anything but
Zrinščak 2005: 52–6). The statistics are eloquent testimony direct. The patriarch presented examples of his duties and
to the changes; and so is the landscape where, 15 years after life and of the places where he had served during commu-
the fighting, the houses vacated by Serbs still stand empty nist times and then concluded: ‘It is only outsiders who
with broken windows. The landscape is a dramatic shadow have the impression that, in comparison to the Soviet
of the past and visible proof of the shifting of borders. epoch, the life of the Church is easy and simple today ...
9. See Ware 1997: 63. This involves restricting state- There are problems in life today. Church people confirm
ments about God to what may be said about Him and that they still experience problems today, as in the past.
refraining from what cannot be said about Him. Atheism has not disappeared yet’ (www. mospat). Then the
10. This involves seeking a deeper understanding of Patriarch cited the example of the difficulties that beset
God through such sensory experiences as feelings, visions the introduction of a subject called ‘The Principles
and images. of Orthodox culture’ into the curriculum of state schools
11. Does this have any significance from a sociological in the Russian Federation. Putting emphasis on the
point of view? It certainly does. From a Weberian point of present-day problems enabled him to ignore the journal-
view, societies where God is considered immanent are ists’ intention of asking about the past. The past tends to be
likely to be less rationalised and less secularised than portrayed in personal terms, and in terms of the
Western societies with a more transcendent image of God. Church as an institution suffering losses and being
Following Niklas Luhmann’s (1999) view that developments persecuted. Collaboration with the communists is not
of religious dogmatics reflect developments of societal con- mentioned. It seems that for many reasons the
tingencies (and modernities), Eastern European societies, Orthodox churches of Eastern Europe prefer to cast a
which tend to be dominated by Orthodoxy, were and are silence over the past.
less modernised and less contingent. There is a risk of dan- 14. The nature of the statistics renders sociological
gerous oversimplification in this discussion. But to put the analysis difficult, because the number of communities
question another way – does religious doctrine and the does not tell us anything about the number of individual
way of expressing it have to reflect the spirit of society and believers. Communities can vary widely in size. In this
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THE RELIGIOUS LANDSCAPE OF CENTRAL AND EASTERN EUROPE AFTER COMMUNISM 667

respect, a large number of small communities could easily 21. In the case of Hungary, for example, Tomka (1997:
create the impression that membership of a given religion 222) estimated that 55 per cent of people described
was expanding rapidly. themselves as ‘believers on their own’ in 1997.
15. The number of registered religious communities 22. Some research projects are devoted specifically
could result from the combination of two components: on to religion and international comparisons. Two post-
the one hand, more or less liberal conditions for registra- communist countries, Hungary and Poland, were involved
tion in alliance with a particular administrative practice in in the RAMP Project (Religious and Moral Pluralism), and
a society and, on the other hand, religious vitality the Aufbruch Research Project (Pastorales Forum, Vienna)
(www.mswia.gov.pl) [accessed 25.03.2006]. includes a growing number of post-communist countries.
16. ‘The fastest growing groups are indigenous Russian 23. Barker distinguishes the following types of groups
sects – the Church of the Last Testament (the followers of in terms of their relation to religion: ‘revivalists’, ‘belongers-
Vissarion, based in Krasnoyarsk region) and the Church of not-believers’, ‘believers-not-belongers’, ‘religious seekers’,
the Sovereign Mother of God (previously known as the ‘New Age seekers’ and ‘consumerists’ (Barker 1997: 46–8).
Bogorodichny Tsentr and led by Ioann Bereslavsky).
Although both of these groups are small – with 15 and 28
organisations respectively – they have grown sevenfold since
1996. The next fastest increase has been enjoyed by the
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32
Judaism in Israel: Public Religion,
Neo-Traditionalism, Messianism, and
Ethno-Religious Conflict

STEPHEN SHAROT

RELIGIONS IN ISRAEL/PALESTINE
fled or were expelled from the areas of the new
state. About 150,000 Arabs or 19 per cent of
Religion is a crucial factor in the political and the total Israeli population remained after
ethno-national divisions among Israeli Jews these events and, of these, 21 per cent were
and Palestinian Arabs who claim rights of set- Christians who had been treated more favor-
tlement and political sovereignty over a terri- ably than Muslims by the Israeli authorities.
tory viewed by both as their homeland. Jews, The ratio of Arabs within the boundaries of
Christians and Muslims can claim a long unin- the Jewish state has changed little; in 2005, out
terrupted presence in Israel/Palestine over of a population of nearly seven million, the
most of the last 20 centuries. There have, of Arabs constituted 20 per cent of the popula-
course, been significant changes in the relative tion but, as a consequence of the higher
and absolute size of the religious populations. Muslim birth rate and Christian emigration,
Following the prominence of the Jewish popu- the Christians now represented less than 10 per
lation during the early period and of the cent of the Arab population and 2.1 per cent of
Christians during the Byzantine period the population of the state. Although the Arab
between the second and sixth centuries, the Christians were prominent for some time in
rise of Islam saw the emergence of a Muslim the secular political parties of Arab-Palestinian
majority after the seventh century. This lasted nationalism, their position declined with the
through 1947 when the population of Palestine rise of Islamic movements in the 1980s and
approached two million; about 60 per cent 1990s and the rise of tension between
were Muslims, 32 per cent Jews, and 7 per cent Christians and Muslims. Another religious rift
Christians. within the Arab Israeli population is between
With the establishment of the State of Israel the Druze, who are the only Arab group
in 1948 and the ensuing war between Israel and who commonly serve in the Israeli army, and
the Arab states, most of the Arab population other Arabs.
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JUDAISM IN ISRAEL 671

The 1967 war extended Israeli rule over the occupied territories and their refusal to
whole of Palestine, and in the year 2000, when countenance any compromise over the sacred
the total population of the conquered territo- Eretz Yisrael (Land of Israel) has also con-
ries approached three million, 94 per cent of tributed to the identification of the Israeli
the population were Arabs, of whom only Jewish-Palestinian conflict as a religious one.
about 1.5 per cent were Christians, and 6 per However, the division within the Israeli Jewish
cent were Jews. The withdrawal of Israel from population between religious and secular
the Gaza Strip, where Jewish residents consti- sectors has become focal to the increasingly
tuted less than 1 per cent of the population, acrimonious debate and violent clashes among
has freed more than one million Arabs, nearly Israeli Jews over withdrawal from the occupied
all Muslims, from Israeli rule. Jewish settlers in territories. The question of the boundaries of
the West Bank constitute 9 per cent of its the Israeli state has become an issue of the very
population, and most are concentrated in areas nature of that state: whether it has a religious
close to the 1967 borders. The number of foundation which requires that it retains
Christians in the West Bank has declined as Jewish sovereignty over the sacred Land of
many have emigrated, especially following the Israel or whether it is civic in nature, serving a
intifadas (uprisings) and the rise of the population which is largely but not exclusively
Islamist groups, Hamas and Islamic Jihad Jewish in a given territory.
(DellaPergoa, 2001; Tsimhoni, 2001).
The proportional decline and political mar-
ginalization of Christian Arabs in Israel and
PUBLIC RELIGION AND SECULARIZATION
Palestine is one consequence of the increased
prominence of religion in the ethno-national
identity of Palestinian Muslims. Although the The religious developments and divisions of
religious factor was by no means the sole the Israeli Jewish population are the focus of
explanation of the success of the Islamic party this paper and are analyzed within a conceptual
Hamas in the elections of the Palestinian framework of the sociology of religion. Such
Authority in 2006, it clearly played a part. an analysis has not been common among
Hamas has embraced Palestinian national Israeli sociologists who have tended to analyze
symbols but it has endowed them with Islamic religion in Israel from the perspective of other
meaning. Its ultimate goal is the establishment sub-disciplines such as ethnicity and political
of an Islamic society and state, and unlike the sociology. In an attempt to explain why the
PLO, which depicts the struggle as one between sociology of religion has not developed in
Palestinians and Zionists, Hamas views the Israel, it has been argued that, whereas post-
conflict as one between Islam and Judaism, or classical sociology of religion has been devel-
Muslims and Jews. Its sanctification of oped by American sociologists who focus on
Palestine as a holy Islamic land is justified by religion as a private, voluntary realm, most
God’s choice of the al-Aqsa Mosque in Israeli sociologists conceptualize religion as a
Jerusalem as the place for the ascension of the public realm, tied to the state (Kopelowitz and
Prophet Muhammad to heaven and the desig- Israel-Shamsian, 2005).
nation of Palestine as a waqf by the Caliph It is true that Jewish Israelis, and secular
`Umar ibn al-Khatab. As a waqf Palestine is Israelis in particular, conceive of religion as
considered to belong to the entire Muslim shaped by a state-sponsored religious estab-
nation until the day of resurrection, and no lishment. There is no formal state religion in
Muslim party or leadership has the right to Israel, but the state gives its official recognition
concede even an inch of that land (Litvak, and financial support to particular religious
1996; Mishal and Sela, 2000). communities, Jewish, Islamic and Christian,
Since the October or Yom Kippur War in whose religious authorities and courts are
1973 the prominence of ultranationalist reli- empowered to deal with matters of personal
gious Jews in the Jewish settlement of the status and family law, such as marriage, divorce
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672 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

and alimony, that are binding on all members The second dimension, the decline of religious
of the communities. The Jewish religious beliefs and practices, is less encompassing of
authorities who have the sole state-sanctioned Western societies than differentiation, and, as
authority to deal with these matters with Casanova notes, the more the religious institu-
respect to Israeli Jews are the Orthodox or, a tions resisted differentiation, the more there
more appropriate term in the context of has been religious decline. The third dimen-
Judaism, Orthoprax rabbinate. As a formally sion, privatization, has been a historical trend
proclaimed ‘Jewish state’ with Jews making up in many societies, but Casanova emphasizes
four-fifths of the population, Jewish religious that, unlike differentiation, it is not a modern
symbols and ritual are prominent in the public structural trend. It is an ‘historical option’
sphere and are generally taken-for-granted by found particularly in those societies that have
Israeli Jews, including secular Jews who prac- experienced religious decline, and in recent
tice little or nothing of religion at the private, decades there have been important trends of
voluntary level (Liebman, 1997a; Samet, 1979; deprivatization.
Tabory, 1981; Sharot, 1995: 21; Waxman, 2004). There has been little discussion of deprivati-
Privatization of religion has been conceptu- zation in Israel because there has been little
alized by sociologists of religion as a dimen- cognizance of privatization; the prominence of
sion of secularization, and the prominence public religion in Israel has been taken-for-
of public forms of religion in Israel poses granted both by the Israeli public and by most
questions of secularization in Israeli society. Israeli sociologists. The following account
In comparison with many Western societies, of religion in Israel, organized according to the
and especially with the United States, a signifi- dimensions of differentiation, decline and
cant sector of Israeli Jews identifies as secular- privatization, analyzes both secularization and
ist and is highly critical of religious institutions. counter-secularization trends within each of
On the other hand, religion is a major social the dimensions.
and political force in Israeli society: religious
political parties and movements have both
responded to, and had considerable impact on,
DIFFERENTIATION AND
political policies and the Jewish-Palestinian/Arab
UNDIFFERENTIATION
conflict. In order to make sense of these diverse
trends and their relationships, it is necessary to
approach secularization as a multi-dimensional The state of Israel was founded by secularized
phenomenon. Jews from Europe who established institutions
Among the multi-dimensional frameworks differentiated from religion in accord with
for the analysis of secularization, the frame- Western models, but a number of factors
work suggested by Jose Casanova (1994) is limited the differentiation of national and
particularly helpful for my purposes because it religious values and political and religious
was formulated with particular reference to institutions. Firstly, the new state was formed
the importance of public religion. Three as a ‘Jewish state,’ and given the integral link
dimensions of secularization are distinguished: between Judaism and the Jewish people,
firstly, the differentiation of secular spheres national symbols drew upon the religious
from religious norms and institutions; secondly, tradition. Secondly, the dominant ideology of
a decline of religious beliefs and practices; and the state founders included secularized forms
thirdly, the marginalization of religion to a of traditional religious ideas such as messian-
privatized sphere. The first dimension, differ- ism. And thirdly, the political strategy of the
entiation, is common to all Western societies, secular founders included accommodations to
but of particular relevance here is the variation the ultra-Orthoprax and religious Zionist
among societies with respect to the differentia- sectors and, at a later date, to the predomi-
tion of nationalist ideologies from religion nantly non-secular Jewish immigrants from
and the differentiation of state and religion. North Africa and Asia.
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JUDAISM IN ISRAEL 673

A Jewish State and its Symbols Socialist Zionism as a ‘Secular Religion’

The most basic reason for the prominence of Somewhat paradoxically the prominence of
public religion in Israel is that the Israeli state public religion in Israel followed from the goal
was founded as a ‘Jewish’ state, and the vast of the most important Jewish groups in the
majority of its Jewish citizens have identified Zionist settlement in Palestine and the estab-
with it on this ethno-national and, because of lishment of the state to create a Jewish society
the historical correspondence of the Jewish in which a secularized nationalism would
people and Judaism, religious basis. The replace religion as identity and culture. The
Declaration of Independence left open the early Zionist immigrants, who came to be
interpretation of who is Jewish in the ‘Jewish known as the halutzim (pioneers), were mostly
state.’ If ‘Jewish’ was to be interpreted in secular from Eastern Europe where, around the turn
nationalist terms, a person’s simple declaration of the nineteenth century, they had adopted
that he or she was Jewish would have been suf- radically secularist-socialist nationalist identi-
ficient to secure citizenship. Such a possibility ties. Most had grown up in religious homes
was rejected by subsequent laws and govern- and were familiar with the beliefs and practices
ment agencies which have defined a Jew of the tradition, but they had come to reject
according to the halachic (religious law) for- religion as a repressive force keeping the Jews
mulation: ‘a person born of a Jewish mother, or in chains. Some accused religion of usurping
who converted to Judaism, and is not a the true bases of national identity, land, language
member of another religion.’ Although the and the state, and as they constructed a
religious parties have been prominent in national identity as ‘New Hebrews’ or ‘Israelis’
equating Jewish nationality with the religious they insisted on a clear differentiation of
definition of the Jew, this formulation was sup- nationality and religion, signaled by substituting
ported by the secular political leadership who the ‘people of Israel’ for God when they drew
rejected a liberal Western definition of citizen- upon biblical and traditional literature. Their
ship in favor of a definition which, although problem was that, if they were to retain some
religious, provided a primordial foundation for degree of continuity with the past of the
national classification and identity (Shafir and people with whom they identified, they had to
Peled, 2002: 145–7). acknowledge and deal with the fact that their
Although mainstream Zionists thinkers nation’s past was bound to religion (Sharot,
from Herzl onward stressed that the future 1998; Knaani, 1975; Diamond, 1986: 15–19;
state for Jews would follow the liberal principle Luz, 1988 xii–xiii).
of extending equal rights to all its citizens, the The attempts to differentiate between reli-
principle of universal civil equality stated in gion and nation, and – once the state was
the Declaration of Independence has been sub- established – between religion and state, were
ordinated in practice to the particularistic beset by forces which limited that differentia-
character of a Jewish state (Cohen, 1995: tion or resulted in de-differentiation. For the
204–5). A fusion of religion and state was secularist Jews there was tension between their
signaled by the choice of the state’s symbols. As goals of transforming Jewish culture into a sec-
the official symbol of the state, a motif of seven ular nationalism and settling Jews within the
stars, symbolizing secular Enlightenment, was territory of Zion or Eretz Israel (Land of Israel)
rejected in favor of the seven-pronged cande- which was to be the territory of an independent
labra which played an important role in the state (Kimmerling, 2001: 186–7). Although some
Temple rites of antiquity. The colors of the Western European Jews had considered other
national flag are blue and white, the traditional territories, particularly Uganda, as possible areas
colors of the prayer shawl, and the flag’s blues for a separate Jewish political entity, Eastern
stripes on the white background follow that of European Zionists had rejected such schemes
the shawl (Etzioni-Halevy, 2002: 87; Ezrahi, and insisted on ‘Zion’ as the only possible site
2004: 256–8). for a Jewish state. The moral right of Jews to
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674 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

immigrate and settle was expressed in the term Jewish or Israelite history of Antiquity
‘Land of Israel’ which implied an essential link (Zerubavel, 1995: 4–23). The major text for
between a geographical place, ‘the Land,’ and the account of Antiquity was the Tanach
the Jewish people, ‘Israel’ (Almog, 2000: 14). (Old Testament Bible) which became for secular
Like other emergent nation states, the Zionists part and parcel of their rejection of
particular territory of the Jewish nation was a galut (exile). Judaism in the diaspora had
pivotal factor and was sacralized in Zionism. become focused on the Talmud, particularly
The territorial ethos was inculcated in the the Babylonian Talmud and the rabbinical
socialization and educational practices insti- responsa, and the Bible had been relegated to
tuted in the pre-state Jewish settlement, the the margins by rabbinical Judaism. For the
Yishuv: an emphasis on nature, geography and socialist Zionists, the Bible, stripped of its
agriculture in the school syllabi, and frequent supernatural elements, told of the glorious
cross-country treks which were termed ‘spiri- past of the Israeli people, it linked that past to
tual journeys.’ The landscape was mystified in their present, and it justified their socialism
art, and archaeology became an important dis- and the Jewish right of settlement. The recent
cipline which located and recovered ancient, and contemporary history of the conquest and
particularly Israelite, settlements (Ben-Ari and settlement of the land and the victories over
Bilu, 1987: 231–2). Zion, however, was the land the British and Arab adversaries were presented
that the religion taught had been promised to as actualizations of Biblical stories. Non-
the Jews by God, and the return to Zion had Marxist Jewish socialists claimed that the ori-
remained the promise of Jewish messianism gins of socialist ideas were to be found in the
throughout the almost two thousand years in Bible, especially in the books of Isaiah and
galut (exile) (On messianism in Jewish history Amos (Shapira, 1998: 261–2; Almog, 2000: 27,
see Sharot, 1982). The sacralization of the land 45; Kimmerling, 2001: 191).
by secular Zionism was difficult, if not imposs- The link between the biblical past and
sible, to dissociate from its sacred status within the Zionist present was reinforced by the
traditional religion. observance of sacred holidays, both traditional
The Zionist pioneers saw themselves as holidays, refashioned by Zionism, and new
realizing, in a secular fashion, the diaspora holidays which celebrated socialist ideology
dreams of redemption, messianism, and the (May Day) and commemorated events of
realization of God’s kingdom on earth. In place modern Zionist history (Balfour Declaration
of the passive expectation of redemption that Day, Tel Chai Day). The most important holi-
Jews traditionally believed would come with days remained the traditional ones, observed
the arrival of the messiah, the pioneers saw according to their dates in the traditional
themselves as leading the nation in its self- Jewish calendar, but transformed to conform
redemption. God and a personal messiah had to the secular and nationalist values of
no part in this epic of national liberation, but Zionism. The adoption of traditional holidays
metaphysical and deterministic elements was a selective one; those holidays that
remained. The return to Zion was a ‘miracle’ or dwelt on national conflicts and celebrated the
a ‘miraculous stage in history,’ and there was a victories of ancient Hebrews over their ene-
‘law of redemption’ that determined the mies were the most prominent (Hanukkah,
progress of Jewish history. Expressions like Passover, Purim), while important holidays of
‘rebirth,’ ‘the dawn of redemption,’ ‘the lost traditional Judaism which lacked these themes
generation of slavery and first of redemption’ were largely ignored (Yom Kippur, Tish’a be-
reoccurred in the writings and speeches of the Av). The commemorative accounts of the hol-
pioneers, and many believed that they were idays focused on human rather than divine
‘building the Third Temple’ in the political agency. The traditional Hanukkah, Festival
sense (Almog, 2000: 41–3). of Lights, which celebrated the rededication
As the negation of diasporic history, Zionist of the Temple in 165 BCE and the miraculous
redemption was viewed as a renewal of the resupply of oil sufficient for lighting the
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JUDAISM IN ISRAEL 675

Temple’s lamps over eight days, was replaced They depended on a system of economic
by an exclusive focus on the Maccabee’s hero- contributions from the diaspora communities,
ism and victory over the Seleucids (Zerubavel, and they saw in their economic inactivity and
1995: 216–18). material dependence on others an expression
Whereas important holiday rituals were of the highest Jewish values: an opportunity to
traditionally observed by families in their devote themselves to prayer and religious
homes, in the Zionist versions they became study. The secularist immigrants saw the Old
communal rituals that mobilized individuals Yishuv as a deformed and parasitical society,
to identify with the community and nation. and they were seen in turn by the Old Yishuv as
The emphasis on communally-focused rituals the worst representations of all that was evil
was especially evident in the kibbutzim, the and dangerous in Zionism (Friedman, 1977;
agricultural settlements established on com- Knaani, 1975; Azili, 1984).
munistic principles, where traditional holidays During the period of the British mandate,
were reintroduced in forms that expressed changes occurred in the attitude of many
kibbutz values and their way of life with an Orthoprax Jews towards Zionism, and although
emphasis on the connection of the holidays to the majority of the ultra-Orthoprax remained
the agricultural cycle. Shavuot, traditionally a non-Zionist or anti-Zionist, a modus vivendi
celebration of the giving of the Torah, was developed between the more moderate
the first of the holidays to be reinstated in the Orthoprax, including an increasing number of
kibbutzim where it was renewed as a celebra- religious Zionists, and the secular Zionist
tion of the first crops (Lilker, 1982). Secular leadership. Mizrachi, the political party of
Zionists made little effort to transform rituals the religious Zionists, which later changed its
that focused on the individual, and many con- name to Mafdal (National Religious Party),
tinued to observe the rites of passage, often in was established in 1902 as a faction within the
their traditional forms. Circumcision was per- World Zionist Organization, and in the Yishuv
formed on practically all newborn males, its leaders cooperated with the secular Zionists
although some dispensed with the religious and gave de facto recognition to the secular-led
ceremony. Most boys had a barmitvah, and no society. The Mizrachi leaders saw the party’s
secular versions were devised for the marriage main role as upholding the essential precepts
ceremony (Shapira, 1998: 264) of Judaism within the public sphere, and after
World War I they formulated the statement:
‘The private sphere is not our concern, but
Compromise and Accommodation; the rather the public violation of religious pre-
Ultra-Orthodox, Religious Zionists, and cepts.’ Although, at first, the secular Zionist
Jews from North Africa and Asia leadership tried to ignore the demands of the
religious Zionists, such as obligatory kashrut
The distaste of the Socialist Zionists of the early (dietary laws) in restaurants, they accepted
aliyot toward religion was reinforced by their that the Sabbath should be recognized as a day
perceptions of the Old Yishuv (Old Settlement) of rest, and they became more compromising
which they regarded as an extension of exile in order to preserve unity and avoid alienating
in the Land of Israel (Zerubavel, 1995: 33–4). religiously observant workers (Kolatt, 1998:
The Jews of the Old Yishuv, predominantly of 277, 290, 297).
European origins, led a life regulated by, and The most important party representing the
devoted to the study of, the Torah or religious ultra-Orthoprax was Agudat Israel (Union of
law. Their immigration had been motivated Israel) which was established in Europe in 1912
solely by religious considerations; they sought a as an anti-Zionist religious movement with
way of life that was not threatened by the the aim of protecting the semi-autonomous
Haskalah (Jewish Enlightenment) and other political and legal status of traditional Jewish
secular trends in Europe, and without the life and opposing secularization and secularism.
worldly pressures of having to make a living. Agudat Israel vehemently opposed Zionism as
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676 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

an ideology, but it supported efforts to settle the ultra-Orthoprax under a unified symbol
Jews in Palestine as a means of easing the plight system. A unified symbol system to unite the
of diaspora Jews, and it entered into negotia- majority of Israeli Jews was conceived as an
tion with secular Zionists in order to ensure imperative as the population became more
the religious autonomy of its sector. This heterogeneous in their cultural backgrounds.
stance continued after the establishment of the Of particular importance was the immigration
state, although they declared that they were of large numbers of Jews from North Africa
still living in exile and that a true Jewish state and Asia in the first two decades of the state.
had to await the coming of the messiah. The In contrast with both the secular Zionists
more extreme ultra-Orthodox groups, Edah and non-Zionist Orthoprax Jews from Europe,
Haredit and Neturei Karta rejected cooperation many immigrants from the Middle East saw
with secular Zionists and any recognition of Zionism and the establishment of the state as
the new state (Kopelowitz, 2001: 173, 177; affirmations of the religious tradition that
Liebman and Cohen, 1997: 59; Liebman and they had upheld in their countries of origin.
Don-Yehiya, 1984: 86). Some interpreted their immigration or aliyah
Although the secular Zionists were by far the (ascent) in traditional messianic terms. These
most dominant and powerful sector in the were communities from the Middle East, such
Yishuv, their political leaders sought a compro- as Yemenite and those from the rural areas
mise with the religious sectors in order to of Morocco and Tunisia, whose traditional
obtain their support, or at least neutralize their religious life had remained substantially intact
opposition, to the founding of the state. prior to the immigration. Among other com-
Agudat Israel had threatened to appear sepa- munities, secularization had made inroads,
rately before the United Nations fact-finding but in most cases it was moderate in compari-
commission for Palestine if its demands were son with secularized European Jews, and this
not met. In a letter to Agudat Israel, signed by also meant that there was no militant ultra-
David Ben-Gurion and two others, promises Orthopraxy with a self-conscious task of
were made with respect to the Orthoprax defending the tradition (Deshen and Zenner,
control of religion in the public sphere, and 1982; Ben-Rafael and Sharot, 1991: 27–8;
assurances were made that the principal Sharot, 1995: 21).
arrangements that prevailed in the Yishuv Zionist-Socialism had been the most impor-
would be maintained in the new state. These tant ‘civil religion’ of the New Yishuv, but it held
arrangements covered Saturday as the national no attraction for immigrants from Muslim
day of rest, the observance of dietary laws in countries and it was replaced in the newly
public institutions, the exclusive jurisdiction of founded state by Mumluachtiyut (Statism)
Orthoprax religious courts over marriage and that equated the state with the highest moral
divorce, and the autonomy of the religious order and affirmed, in a selective manner, ele-
educational system. The arrangements were ments of the Jewish tradition. In the first years
enacted into the laws of the new state, such as of the state, class and statist symbols coexisted
the Rabbinical Courts Jurisdiction (Marriage in labor Zionist circles, but as Statism became
and Divorce) Law of 1953, and the State the civil religion the socialist rhetoric was toned
Education Law which established two state down, the symbols of Statism (national flag,
systems, one secular and one religious, the menorah) replaced the older class symbols (red
latter under the de facto control of Mizrachi flag, International), and Independence Day
(Liebman and Don-Yehiya, 1984; Evron, 1995: became the major holiday. In an attempt
194–5; Sheleg, 2000: 284–5; Shafir and Peled, to appeal to immigrants from North Africa
2002: 140–1). and Asia, Mapai, the dominant labor party,
The secular political leaders accommodated created a religious subsystem within the labor
the ultra-Orthoprax by allowing them consid- movement, further moderating the Labor
erable institutional, albeit state financed, Zionist attitude toward religion (Liebman and
autonomy, but they could not hope to include Don-Yehiya, 1983: 82–3, 88–94, 109, 113).
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JUDAISM IN ISRAEL 677

STABLE, DECLINING, AND STRENGTHENED


A classification of identification with respect
RELIGION
to religion, widely used in everyday discourse
as well as in surveys, distinguishes dati (reli-
Stable Religion gious), mesoriti (traditional), and lo-dati (non-
religious) or hiloni (secular). A further
Surveys of religiosity conducted in Israel give a distinction made among Israelis and in some
somewhat misleading impression that little has surveys with respect to the religious sector is
changed over time in the religious practice of between the haredi or ultra-Orthoprax, denot-
Israeli Jews. A survey published in 1963 ing a segregative life style as well as a strict level
included some rough measures of levels of reli- of observance, and the dati or Orthoprax.
gious observance; respondents were asked These identifications are generally understood
whether they observed all the mitzvot (com- to refer to, and have been found to correspond
mandments), most of them, to some extent, or with, levels of religious observance: haredi and
not at all. The distribution is remarkably simi- dati, strict levels, mesoriti, moderate levels, and
lar to the distributions found by subsequent hiloni, low levels or non-observance. Over the
surveys asking similar questions, including time period covered by the surveys, the per-
the last large-scale survey conducted in 1999 centage of ‘religious’ remains unchanged at 17
(see Table 32.1). per cent to 18 per cent, the ‘traditional’ appears
About a third of the population report that to have declined somewhat in the 1990s from
they observe all or most of the mitzvot, about 43 per cent in 1991 to 35 per cent in 1999, and
one-quarter report that they do not observe the ‘non-religious’ (including the ‘anti-religious’)
the mitzvot, and about two-fifths report partial has increased somewhat from 42 per cent
observance. Surveys that asked whether in 1979 and 43 per cent in 1991 to 48 per cent
respondents were ‘secular’ or ‘non-religious’ in 1999.
reported higher percentages in those categories The distribution and pattern of observance
than those surveys which asked if respondents indicates a continuum of religiosity rather than
were entirely non-observant. This is congruent any clear-cut polarization between religious
with findings that show that many respondents and non-religious Jews, and this pattern has
who identity as ‘secular’ or ‘non-religious’ not undergone any significant change over the
observe certain popular religious holiday years. Certain practices, such as not traveling
practices such as lighting Hanukkah candles or on the Sabbath, are observed by a minority:
participating in the Passover Seder meal 22 per cent in 1968 and 27 per cent in 1999. About
(Antonovsky, 1963; Ben-Meir and Kedem, half of the population observe such practices
1979; Goldscheider and Friedlander, 1983; as reciting a blessing over a cup of wine on the
Kedem, 1995; Levy et al., 1993, 2002). Sabbath eve (38 per cent in 1968, 51 per cent in
Three of the surveys (Ben-Meir and Kedem, 1999) and lighting candles with a blessing on
1979; Levy et al., 1991, 1999) provide more the Sabbath (53 per cent in 1968, 51 per cent in
detailed data on identification, observances 1999). Some practices are observed by the
and beliefs, and these data reinforce the majority, such as fasting on Yom Kippur
impression that little has changed over time (74 per cent in 1968, 67 per cent in 1999), light-
(see Table 32.2). ing Hanukkah candles (88 per cent in 1968,

Table 32.1 Respondents’ proclaimed level of observance of the mitzvot


Year of survey 1962 1969 1982 1988 1991 1999
Complete observance 15 12 14 10 14 16
Observance to a large extent 15 14 20 18 24 20
Some observance 46 48 41 40 41 43
No observance 24 26 25 32 21 21
Source: Percentages: abstracted from Kedem, 1995; Levy et al., 1993, 2002.
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678 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Table 32.2 Identities, practices, and beliefs


Year of survey 1968 1991 1999
Identities
Religious (including haredim) 17 18 17
Traditional 41 42 35
Non-Religious (including anti-religious) 42 43 48
Practices
Not travel on Sabbath 22 26 27
Light candles on Sabbath with blessing 53 51 51
Fast on Day of Atonement 74 71 67
Light Hanukkah candles 88 72 71
Participate in Passover Seder meal 99 78 85
Beliefs
In God 64 63 65
In coming of messiah 36 39 36
In divine origins of Torah 56 47 51
Source: Percentages: abstracted from Ben-Meir and Kedem, 1979; Levy et al., 1993, 2002.

71 per cent in 1999), and participating in the carried out in 2006 found considerable differ-
Seder night Passover meal (99 per cent in 1968, ences between Israeli Jews and Israeli Arabs
85 per cent in 1999). However, if there is a with respect to religious beliefs: 66 per cent of
trend, it is in the direction of polarization; the the Jews and 93 per cent of the Arabs said that
minority with strict levels of observance has they believed in God ‘now and always’; 53 per
increased in size while the practices observed cent of the Jews and 95 per cent of the Arabs
by the majority have become somewhat less believed that man had been created by God;
popular. Among the ‘non-religious’ sector there 43 per cent of the Jews and 78 per cent of the
are indications, although no exact figures, of a Arabs believed in paradise and hell. Among the
decline in the religious observance of the rites Jews, religious beliefs corresponded closely to
of passage. Over 90 per cent of Jewish parents religious identifications with respect to reli-
circumcise their newborn sons, but an increasing gion. For example, belief in the messiah
number have only the medical procedure was stated by all respondents who identified
without the religious ceremony. In 2001 the as haredi, by 83 per cent of the ‘religious,’ by
Ministry of Health issued permission for 47 per cent of the ‘traditional,’ and by 10 per cent
medical practitioners to perform the proce- of the ‘secular’ (Ya’ar, 2006).
dure whereas previously only a mohel, a reli- What might perplex outsiders is that the
gious practitioner, was officially entitled to do percentages of Israeli Jews who observe certain
so. There are increases in the celebration of the religious practices, such as lighting Hanukkah
bar mitzvah without a religious ceremony and candles and participating in the Passover meal,
marriages without a religious ceremony, and a are higher than the percentage who believe in
number of non-religious burial sites have been God. Many Israeli Jews might be described as
established (Etzioni-Halevy, 2002: 92–5). conforming to a pattern of observing without
The distribution of responses to questions believing which contrasts with the pattern in
on beliefs have remained the same: 64 per cent Britain of ‘believing without belonging’
in 1968 and 65 per cent in 1999 expressed a (Davie, 1994). Quite a number of Israelis carry
belief in God; 36 per cent in 1968 and in 1999 out a number of practices, not because of a
stated that they believed in the coming of the belief in their divine origins or as a religious
messiah; 56 per cent in 1968 believed that the obligation, but because they are conforming to
Torah was given to Moses on Mount Sinai and common practices that express a Jewish-Israeli
51 per cent in 1999 believed that the Torah national identity. However, the way that secular
precepts are divine commandments (Ben-Meir Jews carry out the practices often differs
and Kedem, 1979; Levy et al., 2002). A survey substantially from their observance by religious
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JUDAISM IN ISRAEL 679

and mesoriti Jews. For example, when secular today justify their nonobservance as a matter
Israelis celebrate the Passover meal they do not of principle or by reference to a militant secu-
read all the traditional text, they omit some of larist ideology. They are more likely to explain
the traditional symbols, and they introduce it by a lack of interest or the absence of
meanings of an ironic or sarcastic nature into observance in their families of origin (Deshen,
the text (Deshen, 1997). 1997). It is secularization without secularism.
The statistics on religiosity, indicating a
continuum of levels of observance rather than
a dichotomous pattern, obscure differences Declining Religion
with regard to the meanings of practices.
Almost all of the strictly or mostly observant The statistics which give an impression of a
say that their acceptance of the halacha (code stable distribution of religiosity over the years
of religious law) is the source of authority for hide trends of secularization and counter-
their observance; they observe ‘because it is a secularization. One secularization trend is the
commandment.’ The reasons given by the less decline in the observance of mitzvot among
observant for their observance are instrumental Jews from North Africa and Asia, from the
or sentimental in nature: ‘this is what Jews do,’ immigrant to the second generation. With
‘this is the way it was done in my home,’ ‘it is respect to the relationship between religious
more hygienic.’ Many who fast on Yom Kippur observance, geographical origins, and genera-
do not do so in order to beg forgiveness for tional changes, the findings of the 1999 survey
their sins but as an identity performance as (Levy et al., 2002) reinforces what has been
well as for a number of idiosyncratic reasons. shown in previous surveys (see Table 32.3).
Ninety-eight per cent of Israeli Jews attach a First, it shows that Israelis born in Africa or
mezuzah to the entrance of their homes, but Asia have much higher levels of observance
for many this is a declaration of national and are far less likely to identify as non-religious
allegiance rather than one of faith. or anti-religious than those born in the West.
Since many of the ‘somewhat observant’ do Second, there are no significant differences
not believe in the divine origin of the com- between the observance and identity patterns
mandments, they have no problem in selecting of the Western-born first generation and the
a few practices that meet their needs of identity Israeli-born with Western born fathers. With
and community, and the ceremonies are per- regard to certain popular holidays (Passover,
formed with little or no reference to Hanukkah) the second generation of Western
what the religious law enjoins. Many who light origin demonstrate slightly higher levels of
candles on the Sabbath eve do so after sun- observance than the first generation. Third,
down, and ignore the religious stipulation that apart from the most popular holidays, the level
it should be carried out before sundown (Katz, of observance of the second generation, Israeli
1997: 79–80; Susser, 1997; Etzioni-Halevy, born with African/Asian fathers is lower than
2002: 52). It should not be presumed, there- that of the first generation, African/Asian
fore, that the absence of clear boundaries born. Fourthly, following from the above, the
between levels of observance and the fact that differences between the second generation of
even the self-defined ‘nonobservers’ actually Asian/African origins and the second genera-
observe a few practices removes the basis tion of Western origins is less than the
for a religious-secular division. There is an differences between the first generation cate-
important division, between those for whom gories (for earlier similar findings see
the religious commandments represent an Antonovsky, 1963; Matras, 1964; Bensimon,
absolute and supreme authority, determining 1968; Herman, 1970; Goldscheider and
an entire way of life, and those who celebrate Friedlander, 1983; Ayalon et al., 1986). Fifthly,
a few elements of the tradition as non- the levels of practice and belief of the
compulsory and personally chosen folk customs more recent immigrants from the former
(Schweid, 1997). However, few nonobservers Soviet Union, who now account for one-fifth
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680 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Table 32.3 Identities, practices, and beliefs by origins in 1999


Birthplace: Respondent N. Africa/Asia Israel West Israel
Father N. Africa/Asia N. Africa/Asia West West Former Soviet Union
Identity
Haredi 6 3 4 7 –
Religious 22 14 8 10 2
Traditional 53 50 24 16 22
Non-Religious 19 31 59 62 70
Anti-Religious – 2 6 5 6
Practices
Separate meat & milk dishes 65 55 29 30 17
Fast on Yom Kippur 88 80 54 50 41
Light Hanukkah candles 84 79 61 66 40
Participate in Passover 93 93 73 84 26
Seder meal
Beliefs
In God 86 78 52 49 32
In coming of the messiah 55 45 22 23 10
Divine origins of Torah 74 64 35 34 23
Source: Percentages: abstracted from Levy et al., 2002.

of the Israeli Jewish population, is consistently category and the low observance levels of the
lower than that of all other categories. Even more recent immigrants from the former
the most popular practices are celebrated by Soviet Union would have reduced the overall
40 per cent or less of former Soviet Union Jews. levels of religiosity of Israeli Jews over time. In
There is a considerable overlap in Israel fact, as we have seen, surveys have continued to
between geographical origins and socio- show a remarkably stable distribution. At least
economic status as measured by education and part of the answer to this puzzle is that the
occupation, but, apart from the study by decline of religiosity has been in sectors with
Ayalon et al. (1986) of four groups of origin birth rates considerable lower than those in the
(from Morocco, Iraq, Poland, Rumania), there Orthoprax and especially the ultra-Orthoprax
has been almost no analysis of the independent sector in which the birth rate is more than
effects of socio-economic status on religiosity. three times that of the secular population.
Controlling for geographical origins and other Another secularization trend, of which there
variables, Ayalon et al., found that higher occu- is little indication in the statistics on religious
pational prestige reduced religiosity among observance and belief, is the adoption of secu-
those of Moroccan and Iraqi origins, especially lar leisure patterns by a large sector of the
among the Iraqis, and had no effect on younger generation of Jews who identify as
religiosity among those of European origin. datiim (religious). In contrast with the ultra-
A regression analysis demonstrated that Orthoprax or haredim who reject the secular
fathers’ religiosity was the most important world and are either non-Zionist or anti-
determinant of respondents’ religiosity, but Zionist, the majority of Israelis who identify
Jews from Morocco and Iraq, who had lived as datiim support Zionism, particularly in its
longer in Israel or had moved into higher religious forms, and have adopted a compart-
socio-economic strata in which those of mentalized response to the secular world; their
Western origin were overrepresented, were observance of the mitzvot is compartmental-
likely to have lower levels of religiosity (see also ized from their acceptance of secular education
Kedem and Bar-Lev, 1983). and modern styles of living. Many religious
One might have expected that the intergen- Jews live in neighborhoods and apartment
erational declines within the Asian/African buildings with secular Jews, and although a study
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JUDAISM IN ISRAEL 681

of a mixed Tel Aviv suburb showed that Asian/North African origins, the nationalist
the friendships of religious Jews tend to be religious sector, and the ultra-Orthoprax or
restricted to other religious Jews (Tabory, 1989), haredim. Beginning with the Jews from Asia
among the younger generation there appears to and North Africa, it would be misleading to
be a greater openness to friendships, including conclude from the decline of the observance of
romantic attachments, with secular Jews. the stricter mitzvot that the trend among them
The Zionist or nationalist religious have is simply one of secularization. It is significant
always been open to the influence of secular that there has been almost no change from the
culture, but in recent years this influence has first to the second generations of Asian/North
widened to secular patterns of behavior which African origins in the proportion (about half)
the religious norms and educational institutions who identify as mesoriti (traditional). This
of this sector have sought to avoid. The large sector is often overlooked by Israeli public
consumption of secular culture among the discourse that tends to divide the Israeli Jewish
nationalist religious population in the past was population into two camps – religious and
justified by an emphasis on ‘high culture’ such secular.
as classical music, and the tendency was to reject Most of those Israeli Jews who identify as
frequenting popular places of entertainment. mesoriti emphasize their ties to the religious
This has changed as religious youth are now to tradition, the tradition of their parents, but
be seen in cinemas, pubs and dance halls where, select rituals from that tradition with little
in contradiction to religious norms, the sexes concern for halachic standards and consis-
mix and dance together. Certain pubs cater to a tency. They may, for example, go to synagogue
young religious clientele who have their own on Sabbath morning and travel to the sea or
popular music groups and appreciate satires on to a park on Sabbath afternoon. The term
life in religious society, but others have moved mesoriti has highly favorable connotations for
into realms formerly confined to secular youth, Jews of Asian/North African origins but it is
such as backpacking to India, south-east Asia, not presented as an alternative stance to the
and South America. One attempt by the reli- Orthoprax establishment which, although they
gious establishment to keep these trends under largely ignore its decrees, they accept as the
their institutional auspices was their encourage- legitimate religious authority (Deshen, 1994;
ment of the formation in the late 1980s of a Shokeid, 1985).
college of film and television for religious ‘Tradition’ denotes for Israeli Jews of
students. The intention of the college’s founders Asian/North African origins the ties of religion
was to develop media that would convey to family and communities of origin. Whereas
religious messages, and when some students’ among Israelis of European origins ethnic
films included critical representations of reli- synagogues based on country of origin rarely
gious society, such as its treatment of women, a continued beyond the immigrant generation,
concerned administration imposed a stricter among Middle Eastern Israelis they have con-
censorship (Sheleg, 2000: 54–63). tinued in the second generation, especially in
Trends within the nationalist religious the lower strata (Ben-Rafael and Sharot, 1991:
sector are not in a single direction and many 78–80). The close relationship of religion and
within the sector have sought to strengthen ethnic community among Jews from North
their boundaries with the secular population. Africa is clearly indicated in the revival of the
This is one of the counter-secularization veneration of saints and the pilgrimages (hillulot)
trends discussed in the following section. to the tombs of saints on the anniversary of
their deaths.
Whereas the worship of saints had been cen-
Strengthened Religion tral to the communal religion of Jews in North
Africa, in Israel the saints’ anniversaries were
Counter-secularization in Israeli society is evi- celebrated at first by small numbers in houses
dent in developments among Israeli Jews of and neighborhood synagogues. What began as
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682 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

small family gatherings became in the 1970s been increasingly used to designate those Jews
and 1980s grand, massive events, with some who go beyond Orthopraxy. Haredim conform
hillulot drawing thousands who come to pray, to a comprehensive and enveloping system of
to light candles, to eat, drink and dance, and to religious law which they believe was the way of
seek help from the saints to cure illnesses and life of the vast majority of European Jews prior
overcome infertility. The celebrations attract to the incursions of modernity. Although
not only the older generation who remember ultra-Orthopraxy has spread to Sephardim or
the custom in North Africa but also the Israeli- Jews of North African/Asian origins in recent
born younger generation (Ben-Ari and Bilu, years, most haredim are Ashkenazim and trace
1987; Weingrod, 1990; Bilu 2004). their diaspora origins to the Jewish communities
The popularity of the hillulot is not part of of Eastern Europe which, prior to the incur-
a comprehensive revival of the traditional sions of secularism, provide their models of
culture of Jews from North Africa. It is a reli- emulation, an emulation which extends to dis-
gious activity which is amenable to a pattern of tinctive clothes and appearance. The men grow
religiosity that is not highly demanding in beards and dangling sideburns and many
terms of daily observance but provides strong wear long black topcoats and wide-brimmed
mystical and magical meanings within a black hats. Women’s dress is governed by rules
traditional ambience. Weingrod (1990) suggests of modesty: arms are covered at least to the
that the celebration is not so much a reaction elbows, dresses and skirts cover most of the
to modernization as a consequence of it. After legs, and dark stockings are worn. Women have
a rise in living standards, and having under- their heads shaved at marriage, after which
gone considerable acculturation to the domi- they wear a head scarf or wig. Conspicuous by
nant secular values and patterns of behavior of their appearance, the haredim live in separate
Israeli society, Jews from North African now neighborhoods and conduct much of their lives
feel secure enough to assert their specific iden- within the confines of their own autonomous
tities as Moroccan or Tunisian Jews. As an or semi-autonomous institutions (Sharot, 1982:
occasion for the gathering together of consid- 192–5; Friedman, 1986).
erable numbers to celebrate a part of their cul- Following World War II the future of ultra-
tural heritage, the hillula allows North African Orthoprax Judaism had seemed bleak; most of
Jews to express their ethnic identity, solidarity the traditionalist communities of Eastern
and power. However, it would be unwise to Europe were destroyed by the Holocaust, and it
interpret saint worship as simply an expression was expected that the defections to secular
of ethnicity and ignore its importance as a society would accelerate in the open societies
focal religious event, not only for those for of the West and Israel. Instead, the last decades
whom it is part of a traditional way of life, of the twentieth century saw a considerable
which they seek to follow in many other ways, strengthening and growth of the ultra-
but also for those who continue to respect the Orthoprax communities, both in the West and
heritage of their family and community even in Israel. By building an enveloping system of
though they have abandoned a large part of the socialization and education, separated from
religious tradition (Sharot, 1996). the wider society, the haredim succeeded in
A less ambiguous counter trend to secular- retaining the vast majority of those born within
ization than the hillulot is the growth and the communities, and, as a consequence of
increased strength of the ultra-Orthoprax or high birth rates, they have grown in numbers
haredim who, according to different definitions and spread in Israel from their centers in
of haredi, constitute between 6 and 10 per cent Jerusalem and Tel Aviv to an increasing
of the Israeli Jewish population (Caplan, 2003: number of neighborhoods and towns (Shilhav
228). Haredi is a Hebrew epithet meaning a and Friedman, 1985).
God-fearing devotee. The term was used in the Haredim depict the Eastern European
past to denote any Jews who was punctilious Jewish communities of the past as the ideal
about religion, but in the last 50 years it has model and their communities today as a faithful
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JUDAISM IN ISRAEL 683

expression of that ideal. In fact, the success fathers in their religious knowledge and strict
of the present-day haredi society as a neo- conformity to the halacha (Friedman, 1987;
traditionalist society can be attributed to its Soloveitchick, 1994: 202–6, 216–17).
differences from the traditional societies of the Long years in the yeshivot has also limited
past which are now cast in the mold of the the participation of haredim in the army
present (Heilman and Friedman, 1991: 212–13; and the work force; few are conscripted, and
Sharot, 1992; Soloveitchick, 1994: 212). From the proportion of haredi men (aged 25–54)
a religiosity in the Eastern European commu- not working because of full-time yeshiva atten-
nities transmitted by the family and local com- dance rose from 41 per cent in 1980 to 60 per
munity, religiosity in the contemporary haredi cent by 1996 (Berman, 2000: 914–15; Stadler,
population is rooted in texts and transmitted 2002: 456). Stadler (2002) has shown that
by the schools and yeshivot, the post-school withdrawal from the work force has been legit-
religious educational institutions which have imized within the yeshivot by drawing upon
become the focal institutions of the commu- and emphasizing particular religious interpre-
nity. In the Eastern European communities, tations of work and earning income that were
the family and the school (heder) taught a previously considered of little importance in
rudimentary knowledge of the religious texts rabbinical interpretative traditions. The tradi-
necessary for the appropriate observance of tional rabbinical emphasis on hard work and
the mitzvot. Scholarship was an important activism in the world has been replaced by
value and basis for status, but the yeshivot interpretations that stress the role of miracu-
instructed only a small proportion, the lous events in economic maintenance, the need
scholarly elite of the community. In contrast, to abandon profane work in order to worship
the contemporary community is a ‘society of God, and the devaluation of work as a distrac-
learners’ in which a large proportion of the tion from the higher calling of study and as an
male population attends the yeshivot for many obstacle to salvation.
years. Considerable resources are required, not
After the Holocaust, when only a few thou- only to cover the running costs of the yeshivot,
sand children were in the haredi educational but also to cover the living expenses of the
system, the yeshivot were seen by haredim as students and, when they marry and have chil-
the principal means by which a Torah-based dren, their families. Wives are often the major
society could be rebuilt and the youth kept income-earners during the years when their
apart from the secular world. Unlike the husbands are studying, but their limited
former Eastern European communities, the education and frequent child-bearing restricts
traditional way of life could no longer be taken their earnings. Although there are rich haredim,
for granted and had to be constructed on the especially in the United States, who contribute
basis of voluntary communities in which there to the support of the Israeli yeshivot, it is
was a more overt commitment to a strictly reli- Israel’s welfare state that has been a necessary
gious way of life. Within an encompassing condition for the support of this system. Only
framework, males are expected to devote long about one-quarter of yeshiva graduates partic-
years to Talmud learning, a way of life that is ipate in the job market; as a consequence of
presented as requiring great effort and devo- the elementary nature of their non-religious
tion and as absolutely essential for the survival education and their self-segregation, occupa-
of the Jewish people. Removed from the con- tional possibilities are limited to religious roles
cerns of earning a living and often sheltered (teachers, ritual slaughterers, circumcisers)
from the pressures of families, yeshiva students and small shops and businesses. Competition
stress stringent interpretations of the religious over the limited opportunities results in low
law. The tradition of written codes has gained incomes; many families are below the poverty
in strength at the expense of folk traditions line, and half of the income of haredim comes
anchored in families and local communities, from public support compared with one-seventh
and younger haredim often supersede their of the income of the non-haredi population
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684 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

(Sheleg, 2000: 128–30). In recent years a few haredi party led and supported by Jews of
haredi organizations have been founded to North African/Asian origins. Although the
provide non-religious education and profes- majority of its supporters are not haredim,
sional instruction, particularly in the areas SHAS is a consequence of, and has contributed
of computer studies, but such developments to, a process of haredization among Jews of
have provided opportunities for only a small North African/Asian origins. SHAS obtains its
proportion. highest levels of support in the economically
Not all young haredi males are suited depressed ‘development’ towns with high
to many years in the yeshivot, and the non- concentrations of Jews from North Africa.
legitimization of army service, together with These are the same areas where the most
the related restrictions on entering the work important saint shrines are to be found, but in
force, have left little alternative apart from idle- comparison with the hillulot which represent a
ness and petty crime for a small but increasing renewal of a tradition anchored in family and
number of marginal haredi youth (Sheleg, 2000: community, haredization involves the adoption
133–5, 157–8). At the other end of the social of a tradition of written codes.
scale in the haredi community are what have In the first years of its existence a large
been termed the ‘yuppie haredim,’ a wealthy proportion of SHAS voters were haredim,
sector living in spacious apartments in new many having transferred their support from
haredi areas. The majority of these have Agudat Israel to SHAS. The party grew by
entered the professions, mostly private busi- attracting non-haredi voters, especially
nesses, particularly in accounting and comput- masoriti identifiers who had never previously
ers (Sheleg, 2000: 147). This stratum has been voted for a haredi party. The emergence of
in the forefront of the penetration into haredi SHAS as an independent party was related to the
society of consumerism and entertainment, a discrimination against, and haughtiness to,
trend against which chastity committees of the the haredim of North African/Asian origins by
community have fought, plastering the walls the Ashkenazi haredim, but the major message
of haredi neighborhoods with notices against of SHAS is that the secular Ashkenazi Zionist
women’s fashions, such as loud colors, close establishment took away the heritage of Middle
fitting clothes, short skirts, modern-style wigs, Eastern Jews and drove many into lives of
and wigs made of natural hair. On the grounds poverty, crime, and drugs. SHAS has canalized
that norms of modesty and the separation of social and economic grievances into an ethno-
the sexes are difficult to uphold at large events, religious program and presented itself as the
there has been opposition to concerts of popu- party of a true Judaism, superior to that of the
lar hassidic singers. Most cases of opposition to Ashkenazim, and a true Zionism, far superior
the penetration of leisure activities have had, at to that of the secular parties (Fisher and
best, limited effect, and the would-be regulators Beckerman, 2001: 326–38. See also Peled, 1998;
have had to be satisfied with forms of compro- Cohen, 2001.).
mise (Sheleg, 2000: 141–6). SHAS has encouraged haredization among
Most of the growth of the haredi population its followers and among the children who are
is a consequence of high birth rates. However, educated within its independent school system
the ultra-Orthoprax way of life has attracted and who are encouraged to continue a reli-
small but significant numbers from three sec- gious education in yeshivot. The extent of
tors of the Israeli Jewish population: mesori- haredization among Jews of North African/Asian
tiim of North African/Asian origins, religious origins is difficult to estimate, but it appears
nationalists of mainly Western origins, and that only a minority of SHAS supporters
Jews from secular backgrounds. What has been have made the transition from mesoritiyut
termed the ‘haredization’ of Sephardic Jews of (traditionalism) to becoming either datiim or
North African/Asian origins has been associ- haredim. There has also been some harediza-
ated with the success of SHAS (Sephardi tion within the religious nationalist sector of
Religious Party), established in 1983, the first mainly Western origins which is part of a
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JUDAISM IN ISRAEL 685

counter-trend to the one described earlier of and its religious offshoots in the late 1960s and
the penetration of secular culture, especially early 1970s. Special yeshivot were established
leisure activities, into that sector. This haredi- for the Americans, and when a wave of Israeli-
zation, together with the move toward radical born baalei teshuvah occurred in the middle
nationalism of some haredim, has resulted in a 1970s, the framework of special yeshivot
new identity label, haredi leumi (nationalist was extended to incorporate them (Sheleg,
haredi). 2000: 177–83).
Not all the religious nationalists who have Studies of baalei teshuvah of middle-class
become more stringent in religious practice backgrounds have shown that their disposi-
have become haredim. They emphasize, how- tions toward the wider society are similar to
ever, the need to remain separated from the those members of the ‘world-rejecting’ types of
secular population and to retain strict religious new religious movements, but in contrast with
norms, especially with respect to the division a NRM teshuvah is understood as a ‘homecom-
of the sexes. Many dati families have shown an ing,’ or as a ‘return to the fold,’ whereby the
increased preference to concentrate in their returnee recovers the true self that had
own neighborhoods, and distance from the temporarily gone astray (Aviad, 1983; Danzger,
secular atmosphere of the large cities was one 1989). Within the yeshivot the criticisms of,
consideration in the establishment of religious and need to withdraw from, secular society are
settlements in the West Bank. Ariel, a youth reinforced. The message is that the adoption of
religious movement which strictly separates Western culture was a betrayal of Judaism and
boys and girls, was established as an alternative that the yeshivot are a major force in the battle
to Bnei Akiva, the long-established religious for the survival of the Jewish people.
youth movement which has been criticized for For the haredi community the baalei teshuvah
allowing the mixing of sexes. Some parents, provide evidence of the rightness of their way
dissatisfied with the education provided by the of life and their increasing strength. However,
religious sector of the state school system, send although the majority of baalei teshuvah have
their children to elitist religious schools. Class assimilated for the most part into haredi soci-
and ethnic factors are also a consideration ety, reservations toward them, especially with
here since large proportions of the pupils in respect to shiduchim (arranged marriages),
many of the state religious schools come from remain. Marriages are viewed as between fam-
low socio-economic and North African/Asian ilies, not only between a couple, and estab-
mesoriti backgrounds (Sheleg, 2000: 91–2, lished haredi families do not approve of
96–9; Etzioni-Halevy, 2002: 56). their children marrying into families whose
In comparison with the mesoritiim of North religiosity is in question, even if the prospec-
African/Asian origins and the religious nation- tive spouse is stringently religious. As a conse-
alists who become haredim, the process of quence, and perhaps also because of their own
teshuvah or ‘repentance’ of Israeli Jews from preferences, the majority of baalei teshuvah
secular backgrounds represents a more radical marry among themselves (Sheleg, 2000: 183–5).
change or transformation in identity and way
of life. Beginning after the 1967 war and
increasingly after the 1973 war the number of
PRIVATIZATION AND PUBLIC RELIGION
baalei teshuvah, ‘returnees’ to Judaism from
secular or non-Orthoprax backgrounds, is
modest compared with the natural growth of Privatization and ‘Post-Zionism’
the haredim, but the phenomenon generated
great interest and has been widely discussed in Privatization in the Israeli context has
Israel (Beit-Hallahmi, 1992: 49–72). The first occurred within the ‘secular religion’ of
baalei teshuvah in Israel were mostly youth Zionism and the civil religion of the state. This
from America who turned to ultra-Orthoprax is a change within the secular rather than the
Judaism following upon the counter-culture religious sectors of the population, and it has
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686 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

been associated with the emergence of ‘post- (Etzioni-Halevy, 2002: 60). The religious
Zionism,’ the replacement of the institutions population were not unaffected by the growth
and collectivistic ideology and ceremonies of of consumerism and commercialized leisure,
Socialist or Labor Zionism by a market-driven but privatization in religion has not been
economy and consumer-oriented society. The extensive.
economic expansion that followed the 1967
war was seen by many as accelerating the
decline of the communalism that had charac- Conservative and Reform Judaism
terized the Yishuv and early state, but the term
‘post-Zionism’ has been applied to the period As indicated, the prominence of public religion
since the mid-1980s when the institutions in Israel is associated with the Orthoprax estab-
founded by the Labor movement collapsed, lishment, and this establishment has used its
restrictions on markets were lifted, the capital- position to obstruct and delegitimize the
ist stratum improved its position by taking Conservative and Reform movements in
advantage of the greater opportunities in the Judaism. Largely removed from public practice,
more open economy, and inequality widened. the Conservative and Reform movement in
Western patterns of consumerism rapidly Israel facilitate the privatization of religion, but
advanced as signaled by the many new shop- their influence in this direction is limited
ping malls, the spread of American franchises by their small size. In the early 2000s the
like McDonald’s, and the introduction in the Conservative movement with 52 congregations
1990s of commercial television channels and and the Reform movement with 28 congrega-
cable and satellite television (Silberstein, 1999: tions had a combined membership of some
94, 195; Ram, 2004: 313–16). 15,000 who take part in congregational
Zionist calls for the sacrifice of individual activities on a regular basis. In contrast with
preferences and private needs for those of the the United States, where the Reform and
collective lost their persuasive power, and the Conservative movements are far larger than the
collectivistic rituals of Zionism were no longer Orthoprax, the members of the non-Orthoprax
appropriate to the new style of life. The turn movements in Israel constitute a minute
to individualistic values and a nuclear family percentage of regular synagogue worshippers.
focus were particularly evident in those sec- Whereas in the United States affiliation to a
tors, such as the kibbutzim, where collectivism synagogue or temple is the most important
has taken its most manifest forms. At a means of expressing Jewish identity, most Israeli
more general level, the celebrations of civil Jews feel little need to affiliate with a synagogue
religion were transformed into private events. in order to identify ethnically or nationally as
Independence Day, for example, was no longer Jews. Association with a synagogue is mainly
celebrated by processions and other communal confined, therefore, to highly observant Jews
events but by private parties and family who are mostly Orthoprax (Tabory, 2004).
barbecues in public parks (Liebman, 1997b: The Conservative and Reform movements
102; Etzioni-Halevy, 2002: 88–9). have sought to attract Israelis who identify
The major constituency of post-Zionism, as ‘traditional’ or ‘non-religious,’ but they have
which includes liberal values and dovish posi- met with limited success. For the mesoritiim, the
tions with regard to foreign policy and the ter- dominant identity among Jews of North
ritories, is predominantly middle class and African/Asian origins, religion is Orthopraxy,
secular. Higher income encourages a secular even though they choose not to be bound
life style in some respects; purchasing private by its laws. As long as they can practice
cars enable travel on the Sabbath (public trans- Orthopraxy in their own way, they support it as
port is not available in most of Israel on the official and public representation of Judaism,
the Sabbath), and consumption is now possible and because they hold to the mesoret (tradition),
in the increasing number of shops, restaurants, the ‘new’ forms of Conservative and Reform
and entertainment venues open on the Sabbath have no appeal (Cohen and Susser, 2000: 132).
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JUDAISM IN ISRAEL 687

Many non-religious Israelis of European origin


‘DEPRIVATIZATION’ AND THE RELIGIOUS-
are sympathetic towards the non-Orthoprax
SECULAR DIVISION
movements as part of their opposition to the
Orthoprax establishment. Some turn to the
movements for the celebration of the rites of Although most Israeli Jews, including the major-
bar mitzvah and bat mitzvah which, unlike ity of the ‘non-religious,’ continue to support the
marriage ceremonies, have no implications for notion of Israel as a Jewish state, the nature of its
civil status, but sympathy and infrequent cele- Jewish identity has become an increasingly divi-
brations rarely extend to membership. For sive issue among different sectors of the Israeli
most non-religious Israelis, the ethno-national Jewish populations in recent years, and religion
and identity functions of religion are suffi- has been central to this division. It makes little
ciently provided for by civil or public religion sense to refer to ‘deprivatization’ of religion in
(Tabory, 2004). Israel because privatization was never extensive,
but religion and politics have become even
more intertwined in recent decades with the
New Religious Movements greater overlap between divergent political posi-
tions and secular and religious world views.
Jewish Israelis retain their Jewish identity and its Conflicts between religious and secular sectors
associations with Judaism even when they seek a of the population over the allocation of
privatized form of religion outside Judaism. The resources have become secondary to conflict
attraction of new religious movements to Israeli over fundamental questions of the Jewish
Jews was a post-1973 development. ‘Cult move- identity of the state and its territorial bound-
ments,’ requiring high levels of obligation and aries. Two trends are of importance here.
participation, remained small and marginal: in Firstly, the transformation of the religious
the early 1980s, when NRMs in Israel were at Zionist population into a movement empha-
their peak, there were about 20 movements with sizing the Jewish settlement of the occupied ter-
a joint membership that probably never rose ritories as the most central part of the messianic
about 3,000. However, ‘client cults’ of a quasi- process of redemption of the Jewish people.
religious character, particularly Human Potential Secondly, the greater political involvement and
and psychotherapeutic organizations, have political hawkishness of the ultra-Orthoprax.
attracted a large clientele of mostly ‘non-
religious’ Jews who observe a few Jewish reli-
gious practices in secularized forms. In addition Religious Zionism; Nationalism and
to Transcendental Meditation which at one time Messianism
boasted many Israeli practitioners, organizations
such as est (Erhard Seminar Training), I Am, and Religious Zionism presents a prominent case
Landmark Education have attracted thousands of counter-privatization with its emphasis on
to their encounter groups and psychotherapeutic the relevance of Judaism beyond the spheres of
sessions (Beit-Hallahmi, 1992: 11–48, 101–31). home and synagogue into the civic and politi-
Movements with more recognizable religious cal realms. This is a case of political schemes
features and more highly involved and commit- and policies grounded in religious messianism
ted memberships, such as ISKCON, have met with far-reaching effects on Israeli society and
with fierce, sometimes violent, persecution by the Jewish-Palestinian conflict.
haredim. Coverage in the secular media has also The emergence of a radical, activistic
been almost wholly negative. The movements messianism within religious Zionism provided
are perceived, not only as threats to the family, a solution to the tensions and paradoxes within
but also as challenges to the very basis of a movement which attempted to combine
the Israeli state and society: its Jewish religious Orthopraxy and modern Zionism, two ideolog-
and national identity (Zeidman-Dvir and ical streams represented by groups fundamen-
Sharot, 1992). tally in opposition to each other. The exponent
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688 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

of a messianic religious Zionism during the Zionism and the Israeli state. Religious
period of the Yishuv was Rabbi Abraham Issac Zionists interpreted the war as one of the ‘birth
Kook (1865–1935) who defined Zionism as a pangs of the messiah’ and as a warning to the
wholly sacred phenomenon that was furthering Jewish people to take their part in the process
the process of redemption. For Kook, the secu- of redemption. Secular Israelis had failed to
larist Zionists who did not keep the mitzvot but continue to energize the redemption process
who sought to redeem the Jewish people from and it was now the role of the religious Zionists
exile were at a higher level of sacredness than to lead the nation in its divine mission and to
the anti-Zionist Orthoprax Jews. Kook was act as pioneers in the settlement of the
appointed by the British mandate authorities, conquered territories. Recognition of the need
with the consent of the Zionist establishment, to organize to promote their goals led to the
as the Ashkenazi chief rabbi (1921–1935), but establishment of Gush Emunim (Bloc of the
his teachings were not widely known and even Faithful) in February 1974. The Gush was an
among the religious Zionists he had little influ- extra-parliamentary movement but it was
ence during his lifetime (Friedman, 1977: represented within the Mafdal (National
92–102; Sharot, 1982: 226–7). Religious Party) by what became known as the
After the establishment of the state, Kook’s Young Guard who rebelled against the estab-
son, Rabbi Zvi Yehuda Kook, took the sanctifi- lished leadership and succeeded in replacing
cation of Jewish nationalism further than his the party’s moderate politics by policies that
father. He pronounced that the sovereign focused on settlement and a hawkish, non-
Jewish state was part of redemption, that the compromising stand over the territories
state’s symbols, such as the flag and anthem, (Sharot, 1982: 233–7; Aran, 1991; Kopelowitz,
were media for the worship of God, and that 2001: 178–9).
the process of redemption required Jewish The major component in the messianism of
control over the entire Land of Israel (Aran, Gush Emunim was that Jewish sovereignty and
1997). Prior to the 1967 war, the influence of settlement over the whole of the Land of Israel
Kook’s teaching was confined mainly to his was the present decisive state in the attainment
yeshiva, Mercaz HaRav, but this changed with of redemption. It was not so much Gush
the conquest of Judea and Samaria (the West Emunim’s messianic interpretation of the Jewish
Bank) when a new dimension was added to state that was new, but rather its insistence on
Kook’s emphasis on the sacredness of the Land the importance of the borders in the historical
of Israel and its relationship to the messianic process and the enthusiasm and dedication of
hope. Some religious Zionists referred to the its supporters in settling the land which they
1967 victory as the beginning of redemption saw as a sacrament and a tikkun, a mending of
and the euphoria following the victory encour- the cosmos.
aged hopes, soon discarded, that they could The first Gush settlements in the West Bank
convert secular Jews to their beliefs. Although during the last years of the Labor government
some religious Jews described the victory as a usually started as illegal activities which drew
miracle, for most Israelites the war served to public support and succeeded in obtaining
confirm the image of a society that had under- concessions from the government. The move-
gone successful modernization and whose ment’s settlement activities were legalized and
efficiency and rationality, at both the techno- given a boost when the Likud party came to
logical and social levels, had defeated the power in 1977. During the first Likud govern-
tradition-bound Arabs. ment the Gush continued to be the major force
The 1973 war shattered the feelings of con- behind the settlement process as it established
fidence and optimism of secular Israel. The many small settlements, thinly distributed over
questioning and criticism that followed the an extensive territory. The second Likud
war went beyond the loss of authority and government changed the settlement pattern by
credibility of the Labor establishment and building large urban settlements or suburbs
extended to new appraisals of the meanings of which provided inexpensive housing near to
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JUDAISM IN ISRAEL 689

the high density central zone. Most residents of ties of the Jews to the conquered territories,
the government-sponsored settlements were especially ‘Judea and Samaria’ with its biblical
attracted by the opportunity to improve their associations, invoked a penetration of religious
quality of life at a relatively low cost and were symbols and holy places, of which the Western
indifferent to the messianism of the Gush. Wall was the most important (Liebman and
These developments weakened the Gush as an Don-Yehiya, 1983: 123–66). The incorporation
organization especially as its leaders had not of traditional religious symbols by secular
developed hierarchical structures linking politicians was particularly evident in the
national and local levels or formulated proce- Likud party whose leaders clothed their hawkish
dures for appointments and decision making. politics in religious imagery and language
The Gush came to function primarily as a (Heilman, 1997: 339).
concept symbolizing a firm commitment to The close relationship of religious Zionism
the Greater Land of Israel and its settlements, with the governing Likud party took a knock
but its leaders were appointed to key executive when Menachem Begin signed the Camp
positions in most of the new municipalities David accords in 1979 and presided over the
and regional councils of the occupied territo- withdrawal from Sinai and the evacuation of
ries, and the vast sums of money distributed by Jewish settlements along the Yamit strip in
the government to the settlement authorities northern Sinai in April 1982. As has been the
gave them a formidable financial and political case of other messianic movements, responses
base (Shafir, 1985; Aran, 1991: 282; Sprinzak, to the failure or partial disconfirmation of
1991: 129–32; Don-Yehiya, 1994: 285–7). prophecy included a weakening of messianic
The Gush saw itself as the heir apparent of hopes among some and a more intense mes-
the pioneering spirit that had characterized sianism among others. One group of what was
secular Zionism in the past, and it continued to labeled the Machteret (Underground) justified
reach out to secular Jews, moderating its their plan to blow up the mosques on the
religious language, to join them in ‘the restora- Temple Mount as a preparation for the
tion of Zionist fulfillment.’ Secular supporters rebuilding of the Temple in the process of
of the Gush did not share the messianic beliefs redemption. Members of the Underground,
but the Gush’s language of redemption and who were arrested and imprisoned in 1984,
its emphasis on the sacredness of the land had hoped that their action would incite a holy
resonated with what had been the secular war against Israel in which God would be
messianism of Socialist Zionism. Some secular obliged to intervene on behalf of the Jews and
Jews in the labor camp, including members of thereby hasten the final stages of redemption.
the kibbutzim, looked back on the intense ide- The implicit assumption was that God could
ological spirit and activism of the pioneering be directed by humans, and one member
period with nostalgia and saw a revival of that asserted that it was Man rather than God who
spirit in the Gush. Secular Zionists had secular- had the central role in redemption (Aran,
ized and nationalized religious messianism, 1991: 267; Don-Yehiya, 1994: 278–82; Liebman
and they could find an affinity with the fusion and Cohen, 1997: 71).
of religious messianism and nationalism in the Although the majority of religious Zionists
Gush (Kohn, 1976: 11–20; Sharot, 1982: 233; did not support the actions of the Underground,
Sprinzak, 1991: 302). the peace agreement with Egypt began a refor-
A partial affinity also existed between the mulation among them of the place of secular
religio-politics of the Gush and what has been Jews and the state in the process of redemp-
termed the ‘New Civil Religion’ that developed tion. The theology that had been formulated
after the 1967 war and became more important by the Kooks, father and son, was that the
after the 1973 war. The new civil religion empha- secularists were advancing the divine mission
sized the unity of all Jews, the centrality of the despite their non-observance of the mitzvot,
Holocaust, and the Jews as an isolated nation but the willingness of the secular politicians to
confronting a hostile world. An emphasis on the withdraw from territory and uproot Jewish
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690 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

settlements contradicted this notion and Following the dismantlement of settlements


opened them up to the charge of enemies of a number of religious Zionists have expressed
God, a charge that developed among the more doubts that the state of Israel represents the
extreme elements of religious Zionism. The beginning of the process of redemption of the
state had been seen as a core factor in the Jewish people. The question has arisen of what
process of redemption, and the question now takes precedence, loyalty to the state or loyalty
arose of the right to oppose the state if its to the land, and a survey undertaken after the
policy contravened the principle of the Greater dismantlement of settlements found that half
Land of Israel and the unlimited right of Jews of the religious Jews who had settled in the
to settle anywhere on that Land. West Bank now felt ‘less Israeli.’ Some religious
These questions became more acute when Zionists continue to sanctify the state but claim
the Labor party was returned to power under that the political and military elites have
Yitzhak Rabin in 1992 and the Oslo accords betrayed that sanctity. They have concluded that
were signed with the PLO followed by a peace their alliance with secular Zionism is at an end
treaty with Jordan. Rabbinical rulings that it and that a new alliance should be forged with the
was a sin to relinquish Jewish sovereignty over haredim (Sheleg, 2005; Ha’aretz May 1, 2006).
the Holy Land were a clear indication that the
secular leaders could no longer be considered
to be acting according to the divine plan. Politicization of the Haredim
Further rabbinical rulings that territorial
withdrawals were endangering the lives of Jews The proposal among some religious Zionists of
could be interpreted as an invitation to adopt a an alliance with the haredim is an indication of
Jewish law that states that someone who put the changes that have occurred since the
the life of a Jew in danger or hands Jews over period of the Yishuv when the haredim accused
to their enemies may be punished or killed. the religious Zionists of a false messianism
After assassinating Yitzhak Rabin on the 4th which could only delay redemption (Raanan,
November, 1994, Yigal Amir justified his action 1980: 18–23; Sharot, 1982: 225–6). Most
in such terms (Heilman, 1997: 349, 353–4; haredim accommodated to the idea and then
Don-Yehiya, 1994: 275–7). the actuality of a Jewish state dominated by
The question of the place of the state in the secular Jews, but they claimed that, in the reli-
sphere of redemption has arisen in an acute gious realm, Jews in Israel were still living in
form with the withdrawal from, and disman- exile (Liebman and Cohen, 1997: 59). In order
tling of Jewish settlements in Gaza and northern to ensure the religious autonomy of its con-
Shomron. The sense of betrayal among religious stituency and the resources necessary for living
Zionists was compounded by the fact that the the religious life, the major haredi party,
pull-out was initiated by Ariel Sharon who had Agudat Israel, participated in parliamentary
been a staunch supporter of settlement and one politics and cooperated with non-religious
of the most important secular allies of the Gush. Jews. Its stance shifted to hostility when its
Attempts to prevent the dismantling of the autonomy or fundamental religious principles
settlements included mass demonstrations and were threatened, and in 1952 it withdrew from
marches, stopping traffic on major roads by the coalition following the government’s
barricades of demonstrators and burning tires, decision to draft women into the army. From
calling on soldiers and police to disobey orders, outside the government, haredi politicians
and stigmatizing government policy by com- continued to trade their support in return for
paring the ‘expulsion’ of Jews from their homes benefits, but they remained largely impassive
with the Nazi persecution. These actions come or neutral toward politics, such as foreign
from religious Zionists who had encouraged policy, that did not affect their particular inter-
their children to volunteer for army combat ests. Their political influence was also limited
units and who had seen the state as ‘a founda- by their small representation in the Knesset;
tion of the throne of God in the world.’ whereas, in the early decades of the state,
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JUDAISM IN ISRAEL 691

the National Religious Party consistently of permissiveness, sinful behavior, and social
received ten to twelve seats in the Knesset, the deterioration (Cohen and Susser, 2000: 53,
haredi parties received from four to six (Cohen 57, 60–1).
and Susser, 2000: 48–9; Kopelowitz, 2001: 174; The heightened prominence of the haredim
Shafir and Peled, 2002: 141–2). in the public sphere, the large sums allotted
Agudat Israel’s self-imposed ban on entering to their institutions and welfare, and their
the government lasted until 1977 when it confrontational tactics have been met by
entered the Likud-led coalition. The party was anti-haredi sentiments which found political
now in a better position to exercise influence expression in Shinui (Change), a party with a
and gain benefits for its constituency because, belligerent, anti-haredi position which increased
whereas prior to 1977 the dominant Labor its seats in the Knesset from six in 1999 to 15 in
party had not been dependent on its coalition 2003. Shinui failed, however, to make signifi-
partners to stay in power, after 1977 neither of cant changes to the status quo on religious
the two largest parties, Likud and Labor, was issues, and after a split in the party neither fac-
generally able to form a coalition without the tion succeeded to receive any mandates in the
support of the religious parties. The position 2006 elections.
of the haredi parties improved further when Although Shinui was a centrist-right rather
their electoral support grew, overtaking that of than dovish party, the political cleavage
the NRP which saw a sharp drop in its support. between hawks (‘right-wing’) and doves
The Ashkenazi haredi party, now named (‘left-wing’) among Israeli Jews has come to
Yahadut Hatorah (United Torah Judaism), has overlap considerably with the division between
in recent elections received five to six mandates religious and secular Jews. Of course, this over-
while SHAS’s mandates rose from 10 in 1996 to lap is by no means total. A dovish section of
17 in 1999 and then dropped to 11 in 2003 and religious Zionists, represented by the political
12 in 2006. faction Meimad broke from the NRP in the late
At the same time as they have increased their 1980s; it did not succeed as an independent
representation, the haredi parties have under- political party and in 1999 it joined the Labor
gone a transformation from generally moder- party. There are more secular hawks than
ate positions on foreign and security issues to religious doves, but the small radical right
supporting hawkish positions. Although the parties that have attempted to combine secular
majority of haredim continue to distance and religious Jews have had little success, and
themselves from Zionism and the symbols and the most hawkish of the secular parties have
rituals of the state, a number of factors have remained on the political margins.
disposed them to hawkishness over territory The largest ‘right-wing’ party, Likud, has
and relationships with the Palestinians. Firstly, always been dominated by secular politicians
continued Israeli control of the conquered ter- of mainly European origins, but a significant
ritories ensures access to the Holy Places such part of its electoral strength comes from the
as the Western Wall, the Tomb of the Patriarchs disproportionate support of Jews from North
and Matriarchs in Hebron, and Rachel’s Tomb African/Asian origin who identify predomi-
(Etzioni-Halevy, 2002: 129). Secondly, the nantly as mesoritiim. Labor voters, in compari-
haredim have benefited from the highly subsi- son, are disproportionately secular and of
dized housing in new haredi neighborhoods in European origins. However, the recent policy of
the occupied territories. Thirdly, the belief that partial withdrawal from occupied territories
non-Jews are bent on destroying Jews is deeply by the Likud government has reinforced
embedded in their religious culture, and Arab the impression of a division within the Israeli
hostility is attributed with theological and even Jewish population between secular doves and
cosmic significance. And fourthly, Labor and religious hawks. The struggle between the two
dovish ‘left-wing’ parties are viewed by them as camps goes beyond the territorial issue which
the major carriers of secularism and alien may be viewed as one aspect of the wider struggle
non-Jewish values which they see as the causes over the identity of the state. For secular Jews
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692 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

withdrawal from conquered territories is a who largely originate from Europe, express
necessary condition for retaining a Jewish state their Jewish identity in national-political
in accord with Western and democratic values. terms which include secularized renditions of
For religious Jews, whose goal is a halachic symbols historically grounded in religion.
state, the loss of what they regard as sacred ter- Although the ‘traditionalist’ pattern remains
ritory is a diminution of the state’s Jewishness important, trends in religiosity have strength-
(Cohen and Susser, 2000: 64–7, 71; Etzioni- ened both the secular and religious sectors.
Halevy, 2002: 6–22, 118–30). Among Jews of North African and Asian
origin, the economically and socially mobile
are less observant of the religious tradition
than their parents, but SHAS, a haredi party,
CONCLUSION
draws its support from those who remain in
economically deprived neighborhoods and
Secularization in one dimension can con- ‘development towns,’ and some of these sup-
tribute to secularization in another, but it can porters have gravitated toward the Orthoprax
also limit secularization in another dimension. or ultra-Orthoprax. The nationalist religious
The limited privatization of religion in Israel sector has also displayed divergent patterns; on
is, in part, a consequence of the attempts by the the one hand, the influence of commercialized
secularist founders of the new Yishuv and leisure patterns, especially among the youth,
new state to differentiate their national Jewish and on the other hand, a stricter segregation
identity from religion. The historical unity of from the secular population together with
Judaism with the Jewish people and the secu- greater religious stringency and, in some cases,
larists’ settlement on religiously defined sacred haredization.
space limited this differentiation; the secular- The haredim have attracted some Jews,
ists’ own ‘secular religion’ was expressed in including secular Jews, into their communities,
terms of messianism and redemption, and in but their growth has been mainly a result of a
choosing the symbols of the ‘Jewish’ state, they very high birth rate, and their success in retaining
only had recourse to a symbolic system most of those born within the communities is
grounded in a religious tradition. a consequence of their post-World War II
Two related consequences followed from the restructuring, making the yeshivot their core
process of differentiation and its limitations: institutions. There have been recent signs of
the prominence of public religion, and the vir- cracks in the hasidic walls of segregation as
tual monopolization of Orthoprax religion. consumerism has penetrated their communi-
The early waves of immigration came from ties, especially the wealthy stratum, and insti-
Eastern Europe, and Israel followed the tutions have been established for training in
Eastern European Jewish pattern of a division the secular professions in an attempt to enter
between secular and religious Jews rather than the work force and reduce dependence on the
the Western, particularly United States, pattern state.
of division into different religious denomina- The trend toward polarization of religious
tions (Orthodox, Conservative, Reform). and secular sectors is less the result of diver-
Israeli Jews who are only partially observant or gent trends in religiosity than of an increasing
observe a few secularized versions of religious convergence of religious and political divi-
ceremonies have felt no need for alternative sions. Among religious Zionists the move
forms to Orthoprax religion. ‘Traditionalists,’ towards greater segregation and religious
who largely originate from the comparatively stringency has been combined with political
tolerant Jewish religious traditions of North radicalization grounded in messianism. Unlike
Africa and Asia, have not attempted to give the religious Zionists, the haredim do not
ideological legitimation or organizational attach messianic meanings to the State of Israel
expression to their non-Orthoprax patterns of or the settlement of the territories, but they
observance, and the ‘secular’ or ‘non-religious,’ have also taken a militant hawkish position on
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33
State Shinto and Religion
in Post-War Japan

SUSUMU SHIMAZONO

This chapter raises questions about the In short, this chapter will indicate just how dif-
most appropriate conceptual framework for ficult and controversial the distinction
explaining some aspects of the constellation of between ‘religion’ and ‘non-religion’ can be,
‘religions’ in Japan today. It also makes connec- especially in a country with few historical
tions between this topic and the general issue precedents for such a distinction. As a result,
of the relationship between the state and sociologists of Japanese religion have to face
religions. More particularly, the main aim is to the challenge of deciding whether the term
explain how the Japanese state is related to ‘religion’ means the same for them as it does
Shinto. for scholars of religion elsewhere in the world.
The definition of Shinto and of State Shinto Japan has a wide variety of religions.
has become a key issue in the sociology of Buddhism, Shinto, Christianity, the New
religion in Japan in recent decades. This is Religions and folk religion usually figure in
partly because there is a growing awareness discussions of religion in Japan. There is also
that the Western norm of secularism does not widespread recognition that a policy of
fit well with the situation in Japan. Shinto freedom of religion was adopted after World
tends to be understood as a set of customs and War II. But if we look carefully at the present-
a way of life. This is why resistance has been day relationship between the Japanese state
growing to a strict separation of the state and and religions, the question arises of whether all
Shinto, which can be regarded as an ancient religions have the same status in the eyes of the
tradition of the Japanese people. By contrast, state and whether the state is really neutral in
some Buddhists, Christians, liberals and leftists matters of religion. Indeed, the state not only
are critical of this essentialist and nationalist has a special relationship with Shinto but it is
conception of Japanese culture. Sociologists of also integrated by it. In these circumstances, can
religion cannot help being involved in this we say that Japanese society is completely sec-
debate about whether Shinto is merely ular? This question is inseparable from the idea
one of Japan’s religions or something more that modern democratic states must be secular-
profoundly rooted in Japanese culture and ist. But, as the anthropologist, Talal Asad (2003),
therefore beyond the diversity of religions. has argued, the norm of secularism – which
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698 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

is taken for granted in some Western countries – large Shinto compound of three altars
should be understood as something created (kashikodokoro, koreiden and shinden) which
by their particular histories. In the Japanese are quite similar to Shinto shrines but are not
context the key to understanding this issue is defined as such. The ritual system which is
the notion of ‘State Shinto’. associated with these altars supports the vener-
ation of the Emperor by the Japanese people.
In law, however, it is not considered as having
anything to do with the state because it con-
SHINTO, STATE SHINTO AND
cerns the private rituals of the Imperial family.
SHRINE SHINTO
Nevertheless, I take it to be an important aspect
of Shinto today, despite the fact that no specific
Following the end of World War II on religious group represents it. This is one of the
15 August 1945, all the institutions associated difficulties of knowing how to define Shinto –
with religion in Japan underwent tremendous but it is also part of the more basic difficulty of
change. The framework for this change was defining ‘religion’ itself (Asad 1993, 2003).
laid down by the Allied General Headquarters Before I can begin to discuss the place of
in the form of the so-called Shinto Directive of State Shinto and Shrine Shinto in post-war
December 1945, which was based on the Japan, I need to give a brief historical account
fundamental policy that emerged from the of how modern Shinto evolved. In 1867
American occupation strategy. This document’s revolutionary forces defeated the Shogun
directives finally achieved legal expression in regime1 and established the new Japan based
the provisions of the Japanese Constitution – on worship of the Emperor. The Meiji
promulgated in November 1946 – in so far as Restoration marked the beginning of modern
they related to the Emperor and religion. Japan under the formal leadership of the newly
Some commentators have summarised the installed Meiji Emperor, who also played the
reform of institutions brought about by the role of the highest priest in Shinto rites.
Shinto Directive as the dismantling of State The new Meiji government began with the
Shinto and the establishment of religious intention of adopting Shinto as the state
freedom. There is no agreement, however, religion. They wanted to revive the belief that
about the effect of this reform because the the Emperor was the descendant of the
meaning of State Shinto had not always been Goddess Amaterasu – the supreme deity of
clear. In contemporary Western terminology, Shinto mythology – and they established
‘religions’ tend to be understood as consisting various rituals and other practices connected
of groups of people who believe in doctrines, to Shinto and Emperor worship. The Emperor
practise rituals and other activities, and make and his family also began the systematic
use of facilities related to them. But Shinto practice of Shinto rituals, which came to be
does not conform to this Western concept of known later as ‘Imperial House Shinto’.
religion. Furthermore, the Meiji government tried to
Japan has about 80,000 Shinto shrines (jinja revitalise local shrines which, in most cases,
in Japanese), most of which belong to the Jinja had become subordinate to Buddhist temples.
Honcho or the Association of Shinto Shrines. This policy was partly successful, but
This association and all the shrines belonging Buddhists and other local people soon put up
to it are known as Shrine Shinto (jinja Shinto); stiff resistance to it. The Western idea of
and in some circumstances Shrine Shinto is religious freedom also began to exercise
equated with Shinto per se. But there is another some influence when it was imported by
very important component of Shinto which is political leaders, elite scholars and Buddhist
sometimes overlooked in descriptions of intellectuals.
religions in Japan today. I am referring to the The Meiji government was forced to make
aspect of Shinto that is related to the Emperor some compromises as early as the 1870s. The
system. The Imperial Palace in Tokyo has a outcome was that Shinto facilities and groups
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STATE SHINTO AND RELIGION IN POST-WAR JAPAN 699

were divided into the two categories of State Shinto as the combination of Emperor
(a) Shrine Shinto (considered as the facilities worship and Shrine Shinto. Their definition
for public rites but not as religion) and (b) Sect included the ritual system of the Imperial
Shinto (considered as religions with the same House as well as the ideology centred on divine
legal status as Buddhism and Christianity). kingship, but this was not the opinion of the
Shrine Shinto was regarded as a public majority. Official terminology defines State
non-religious organisation and was treated as Shinto as Shrine Shinto understood as the
transcending religions. The state considered rituals of the state: not as religion.
that Shinto priests, at least those who served at
the larger shrines, had a special status almost
on a par with public servants. The chief shrine
THE REALITY OF THE ‘DISSOLUTION
of Shrine Shinto – the Ise Shrine whose main
OF STATE SHINTO’
deity is the Goddess Amaterasu, the ancestor of
the Imperial House – became the central
sacred place for the state. Yet, this was not Given the complexity of Shinto, it is essential
considered incompatible with the freedom of here to analyse the concept of State Shinto
religion, since all shrines, including the Ise carefully and to understand its place in the
Shrine, were defined as places for the celebration constellation of religions in contemporary
of state rituals rather than religious practices. Japanese society. The religious scene in Japan
This is how the rituals of the Imperial House after World War II can be characterised by the
came to be closely associated with the rituals of official dissolution of State Shinto and the
the Ise Shrine located on the Kii peninsula establishment of freedom of belief. Until
about 160 miles south-west of Tokyo. In the Japan’s defeat in 1945 State Shinto enjoyed
process they occupied a central position in high status as the public institution that
Shrine Shinto, being promulgated not only by offered the sacred concepts and practices that
Shinto shrines but also by schools, military governed the nation, whereas the other
organisations and the mass media. In fact, religions had to be content with subordinate
many local Shinto shrines had little to do with status. State Shinto was dissolved at the end of
the mythology of State Shinto and worship of the war, and all religious organisations –
the Emperor. They were the location of annual including traditional Shrine Shinto – were given
festivals for celebrating local communities and the same position; and all citizens obtained the
for praying for their prosperity. The people freedom to believe in any religion. It was the
who visited local Shinto shrines were mainly Shinto Directive3 that pushed through these
concerned with the local affairs of their village dramatic changes in the country’s religious
or town as well as with praying for their own structure.
well-being and that of their family. This account of events is accurate, but it
In later years, however, particularly during overlooks the fact that there are wide differ-
the Asian-Pacific War between 1931 and 1945, ences in the understanding of the term ‘State
worship of the Emperor became more and Shinto’ (Shimazono 2001b, 2001c, 2005) and,
more closely associated with Shrine Shinto in not surprisingly, of what the ‘dissolution of
efforts to promote the system of sacred and State Shinto’ means. More than 60 years after
divine kingship centred on the Showa the war ended, interpretations of ‘State Shinto’
Emperor, Hirohito.2 Religious groups were remain confused. The term is often used in
forced to join in worship of the Emperor. The people’s expression of their personal or
alternative was for them to be persecuted, with one-sided views, but it is rare to find a well-
their leaders being imprisoned and with their balanced, general statement of its meaning.
religious activities being completely suppressed. Discussions of State Shinto fall into roughly
Not only Shinto shrines but the entire system two types, each one reflecting a different point
of Emperor worship were also forced on the of view. Scholars in Religious Studies and the
people. Before 1945, some scholars defined Sociology of Religion tend to consider the
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700 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

system of Emperor worship as an important how it was related to ‘State Shinto’. Although
component of State Shinto. By contrast, many the dissolution of State Shinto was supposed to
scholars in Shinto studies and historians be understood in such a way that it included
consider State Shinto to be nothing more than liberation from this ideological distortion of
all of Shrine Shinto at a time when, unlike Shinto as a direct consequence of the
other religions, it enjoyed a special relationship Directive’s wording, the document failed to
with the Japanese state (Murakami 1970; make it clear whether this understanding was
Ashizu 1987; Sakamoto 1994). indeed correct.
The reasons for this confusion lie mainly in Another implication of the definition of
the Shinto Directive itself (Ohara 1993; Nitta State Shinto given in the Directive was that it
1997). The Directive’s official title clearly made little reference to Imperial House Shinto
reflected the intention to dissolve State Shinto. and its religious rites, which had often been
The definition of the term given in the latter considered as essential components of State
half of the document is as follows: Shinto. It was not clear what had happened to
the relationship between the Emperor and
The term State Shinto within the meaning of this directive
will refer to that branch of Shinto (Kokka Shinto or Jinja
Shinto rites. Since the Meiji Restoration of
Shinto) which by official acts of the Japanese 1867, Imperial House Shinto had been highly
Government has been differentiated from the religion of valued as important rites for maintaining
Sect Shinto (Shuha Shinto or Kyoha Shinto), and national order. But how far had these rites
has been classified as a non-religious national cult changed? And to what extent had their signifi-
commonly known as State Shinto, or National Shinto or
Shrine Shinto.
cance been weakened? The answers to these
questions are the key to understanding
According to this definition, ‘State Shinto’ whether ‘State Shinto’ had really been dissolved
meant Shrine (Jinja) Shinto; and ‘the dissolution and, if so, in what respects. There may be many
of State Shinto’ referred to the process of turning reasons why this point is often omitted from
Shrine Shinto into non-State Shinto, or of sep- recent discussions of State Shinto, but one of
arating Shrine Shinto from the Japanese state. them is that the Directive’s administrative
This seems to suggest that the separation terminology defined State Shinto narrowly as
between the state and the shrines was expected Shrine Shinto.
to bring about the freedom of religion for the In view of the fact that the Directive’s
Japanese people, i.e. freedom of thought and definition of State Shinto is so narrow that it
belief in the sphere of religion in Japan’s causes confusion, I think it is more realistic to
national life. define it more broadly (Shimazono 2001b,
On the other hand, the Shinto Directive also 2005). My broader definition is therefore
made many other points. Above all, it aimed to counter-posed to Murakami’s (1970) simplistic
‘prevent recurrence of the perversion of Shinto use of ‘State Shinto’. When I use this term I
theory and beliefs into militaristic and ultra- refer to Shinto-inspired ideas and practices
nationalistic propaganda designed to delude that are mainly propagated by agencies of the
the Japanese people and lead them into wars of Japanese state or government in connection
aggression’; and it provided a range of meas- with attempts to integrate the nation and to
ures for achieving this aim. The Directive con- strengthen the sense of national loyalty – and
sidered that this ‘ideological distortion’ of which are accepted by many of the Japanese
Shinto included the idea that ‘the Emperor of people.
Japan is superior to the heads of other states This sense of the term ‘State Shinto’ preserves
because of ancestry, descent, or special origin’. an important space for Imperial House rites
The concept of the Unique National Polity (or and Imperial House Shinto. In the pre-war
Unique National Structure, kokutai in Japanese) system, Imperial House rites were national
was also an inseparable part of this ideology. events – so much so, in fact, that festivals and
But even if Shinto had been distorted by this public holidays were conducted in accordance
‘ideology’, the Directive gave no indication of with Imperial House rites. Paying respect to
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STATE SHINTO AND RELIGION IN POST-WAR JAPAN 701

the Emperor implied that the public could people today. It is an essential part of the work
participate in the world in which the Imperial of reconstructing the history of religions in
House rites were spiritually grounded. modern Japan.
Imperial House rites are conducted in the
name of the Emperor, who is a descendant of
Amaterasu Omikami – the principal female
POST-WAR IMPERIAL HOUSE RITES
deity of Shinto who is believed to be the
progenetrix of the Imperial line. The Japanese
people therefore have a connection with the What changes occurred in the system of
nationalistic world of gods through their Imperial House rites after World War II? As
worship of the Emperor, who has the character mentioned above, the Shinto Directive made
of a priest-king. The idea that ‘the Emperor of few references to them aside from distinguishing
Japan is superior to the heads of any other them from Shrine Shinto rites. It also considered
states because of ancestry, descent or special them to be a private matter for the Imperial
origin’ has a strong connection with the House and therefore outside the framework of
principle that all of the Japanese people can be the public’s freedom of belief. If ‘religion’ is
involved in the Imperial House rites and that regarded as a set of doctrines and rites
reverence for the Emperor is considered practised by a religious community, prohibiting
fundamental to national identity. What the any specific religion from having a special
Shinto Directive considers to be ‘ideological relation with the state is at the centre of con-
distortion’ is inseparably bound up with the cerns about guaranteeing the freedom of
cosmological system of ‘the unity of the rites, belief. The Shinto Directive deals directly with
state and indoctrination’ that was promoted by these concerns but without including Imperial
the state after the Meiji Restoration and that House Shinto or its rites in the framework of
accorded a high status to Imperial House rites. ‘religion’ or ‘Shinto’ provided by the Directive.
To understand the history of Shinto, to Even if the rites performed inside the Imperial
compare Japanese society with others, and to House belong to ‘Shinto,’ the assumption is
grasp the whole picture of the cosmological that the Imperial House is free to decide
and ideological structure of the modern whether to perform them or not. They are not
Japanese state, it is essential to view State subject to the restrictions that bear on the
Shinto from a broad perspective (Shimazono relationship between a religious organisation
2001c). and the state. In fact, the Imperial House
The question now arises of how the meaning continues to perform Shinto rites which have
of State Shinto, in this broad sense, changed enormous meaning for the Japanese public. The
after the structural reforms of 1945. How far Directive takes an optimistic view of the relation-
was it dissolved? And to what extent did it ship between Imperial House rites and Shinto.
survive? If it still persists today, what does it According to Ohara Yasuo4 (1993: 120), who
really amount to? What role do Imperial made a comprehensive study of the Shinto
House Shinto and its rites play in State Shinto Directive and the process of implementing it in
now? How does reverence for the Emperor and practice, ‘While the General Headquarters
the concept of national polity differ from the (GHQ) intended to wipe out the holiness of
pre-war situation? What is the position today the Emperor and the people’s Emperor
of Shrine Shinto now that it has become a worship, it seems that it considered that this
religious organisation? Many accounts of these kind of consciousness had little linkage with the
separate issues have been published, but few Imperial House rites’. Belief in the ‘priest-king’
attempts have been made to provide an was discussed among GHQ officers at the time
overview of them. My sketch of this general the Shinto Directive was issued. W. K. Bunce of
overview of State Shinto in a broad sense after the Civil Information and Education Section
World War II will attempt to answer questions (CIE), who had been in charge of formulating
about its meaning in the eyes of Japanese the Directive, received a report from the
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702 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

Allied Forces Translation and Interpretation a way that it was kind to the Imperial Family
Section (ATIS) in October 1945 indicating that and the Imperial House rites. Inadvertently,
people should be free to choose whether to this helped to ensure that confusion about the
believe in the Priest-King. As a result, he did meaning of State Shinto is still with us.
not consider that this belief was dangerous as In fact, GHQ’s decision to exclude Imperial
long as people were free to make a choice House rites from the important political issue
about it and as long as it was not politically of State Shinto gave rise to many questions and
enforced (Ohara 1993: 10–12). In the light of problems at a later date. Many of these
this understanding, the existing Imperial problems about the status of the Imperial
House rites were largely preserved. If a system House rites emerged when attempts were
was to be set up to ensure that no group could made to revive State Shinto. The present
use the rites for political purposes, Imperial situation of State Shinto can only be understood
House rites would remain matters of private if topics such as the following are examined in
belief which would presumably not exercise detail: (i) the daily and seasonal rites in the
much influence over people’s lives. Imperial House, (ii) the rites of passage for
It is highly likely that Bunce’s view was the Emperor and other family members, (iii) the
deliberately reflected in General Douglas Three Sacred Treasures and Imperial Graves, and
MacArthur’s attempt to govern the occupation (iv) the relationship with Jinja Shinto.
by using the authority of the Emperor. Ohara
(1993: 160) argued that the GHQ responded
mildly to Imperial House rites partly because it (i) Daily and Seasonal Rites in the
did not see any threat or danger in them, but in Imperial House
addition ‘there may have been a sensitive
consideration of the Emperor by supreme The Imperial Palace in Tokyo houses the three
commander MacArthur’. altars known as the Kashikodokoro (Place of
The time when the policy was agreed to Awe), Koreiden (Imperial Ancestors’ Altar) and
allow Imperial House rites to continue coincides Shinden (the Deities’ Altar). Every morning at
with the period when General MacArthur was the Place of Awe a male court ritualist recites a
finally coming to the conclusion that it would prayer for the Emperor, while several women
be wise to maintain the authority of the court ritualists undertake a purification proce-
Emperor. Considerable influence was exercised dure, give ‘rice offerings’, and ring the bell.
over General MacArthur by Warrant Officer Both male and female court ritualists then
Bonner F. Fellers. Bonner’s memorandum to make daily offerings of rice balls, fish, seaweed,
MacArthur on 2 October 1945 repeatedly sake, etc. Following this, a chamberlain makes
stated that the GHQ should appreciate popular a bow on behalf of the Emperor in the sanctum.
religious respect and affection for the These rites are held earlier than usual on the
Emperor, and suggested that the Emperor 1st, 11th and 21st day of each month, when the
should not be charged with responsibility for Emperor himself often bows in worship.
the war. According to Dower (1999: 298–99) Ritualists are regarded as employees of the
It is a fundamental American concept that the people of Imperial House and are paid from the budgeted
any nation have the inherent right to choose their own allowances for its private expenditure, but
government. Were the Japanese given this opportunity, chamberlains are employees of the government.
they would select the Emperor as the symbolic head of In all, more than 20 kinds of seasonal rituals
the state. The masses are especially devoted to Hirohito.
are held each year. At minor rites, the Emperor
They feel that his addressing the people personally made
him unprecedentedly close to them. simply makes a bow but he actually presides
over major rites. Many Imperial House rites
With regard to its approach to State Shinto, correspond to those held at the Ise Shrine and
GHQ attempted to reduce the potential for at other Shinto shrines that belong to the
shock and dissatisfaction among the Japanese Association of Shinto Shrines across the country.
people by framing the Shinto Directive in such Since they are regarded as ‘court events’,
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STATE SHINTO AND RELIGION IN POST-WAR JAPAN 703

however, or as private occasions for the and the seal along with the Emperor on journeys
Emperor’s family, they are not publicly was suspended in 1947 and revived in 1974.
reported by the media. The events that are Since then, the sacred sword and the seal have
reported in the media are non-religious events accompanied the Emperor whenever he visits
such as the Emperor’s Birthday. Although no the Ise Shrine and on other important occa-
public announcement is made, those who have sions. Nearly 900 locations have been desig-
an attachment to, or an interest in, the nated without firm evidence as Imperial
Emperor are well aware of the fact that he and Graves – and respected as holy places – since
his family are strict in their performance of the Meiji period. Critical voices are often heard
Shinto rites. on this topic.

(ii) Rites of Passage for the Emperor (iv) Relationship with Shrine Shinto
and Other Family Members
The post-war system in Japan has a rule that,
Funerals of emperors and empresses – as well even though Imperial House rites are still con-
as the wedding ceremonies of the Crown ducted and have not been ‘dissolved’, they are
Prince and other members of the Imperial not associated with Shrine Shinto as a religious
Family – are occasions when the public can see organisation. Admittedly, the relationship
the relationship between the Imperial Family between the Imperial House and Shrine Shinto
and Imperial House rites. Controversy surrounds has undergone major changes since the war, so
these occasions because holding them in the that there are now fewer occasions when the
Shinto style is contrary to the principle of the Emperor visits shrines for the purpose of
separation of religions and the state. There is worship in his public capacity or performs a
no denying that some of the Shinto rites leading role in rites at shrines. Nevertheless,
and rituals conducted these days display the there is no denying that Ise Shrine has the
characteristics of state events. Nevertheless, character of the ancestral mausoleum of the
the principle of religion/state separation is Imperial House. It is natural to consider it as
honoured in a narrow sense in so far as the the original facility of the Place of Awe in the
National Treasury does not make budgetary Imperial Palace. The Emperor’s visits to Ise
allocations for these events related to the Shrine have profound meaning as Shinto
Imperial House – unlike other government- events in association with the state; and the
sponsored, non-religious public events. involvement of the Imperial House in the most
important Shinto event at Ise Shrine – when
parts of the existing shrine are dismantled and
(iii) The Three Sacred Treasures a new shrine is dedicated every 20 years – is
and Imperial Graves gradually assuming greater importance. For
example, a ceremony at which the Imperial
Three Sacred Treasures symbolise the envoy presents offerings from the Emperor is
Emperor’s status as a deity. The original sacred held during the three main annual festivals at
mirror (yata no kagami) is enshrined at the Ise Ise Shrine, namely, the festival for the deities
Shrine, and its replica is housed in the Place of tasting the new rice as well as rites at the end of
Awe in the Imperial Palace; the sacred sword June and December. Moreover, a female
(ameno murakumo no tsurugi, later re-named member of the Imperial Family or other
kusanagi no tsurugi) is enshrined in Atsuta relatives (currently the daughter of the Showa
Shrine, while its replica and the curved jewels – Emperor) serves as the chief ritualist. These
as well as the seal (yasakani no magatama) – are events take place as private affairs of the
stored in the Room of the Sword and Seal next Imperial House without drawing on its official
to the bedroom of the Emperor and Empress. budget, but it can be argued that in reality the
The practice of transporting the sacred sword Imperial House is conducting State Shinto
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704 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

events and that they preserve a strong connection the status of State Shinto in people’s
between the Imperial House and Shrine lives instead of activating Shrine Shinto at the
Shinto. civil level.
The term ‘Shrine Shinto’ may evoke in
Japanese minds images of shrines across the
country, and it is easy to understand that
THE ASSOCIATION OF SHINTO SHRINES
worshippers may not necessarily feel that they
AS A RELIGIOUS ORGANISATION
are revering the Emperor. But in the
Association, reverence for the Emperor, the
Not many academic studies of Shrine Shinto as Imperial House and the Grand Shrine of Ise
a religious organisation have been undertaken is the highest aim; and it constitutes the axis
since World War II, but the historical reports of its belief system. A brief review of the
published by the Association of Shinto Shrines Association’s doctrinal statements will help to
– the umbrella organisation of Shinto shrines explain its background and belief system.
across Japan – are useful points of reference Initially, people claiming to support a
(Jinja Shimpo-sha 1971, 1986; National non-doctrinal principle formed a majority
Association of Shinto Shrines 1976). The findings among the Association’s members, but others
of sociological research by Morioka (1975) and thought that unified ‘standards’ should be laid
Ishii (1998) have been published, but they do down (Association of Shinto Shrines 1971,
not discuss the relationship between the 1976). The original description of ‘standards’ –
Association and the Japanese state. Some which really means ‘doctrines’ – can be found
scholars of political history have also focused in the Rules that the Association adopted at the
their investigations on the ‘Emperor system’ as time of its foundation in February 1946. They
a political system without paying attention to continued to enhance the ‘standards’ until, in
the political aspects of Shrine Shinto as a 1980, the Charter of the Association of Shinto
religious organisation (Watanabe 1990; Ruoff Shrines was formulated. The Charter’s first
2001). In fact, the Association of Shinto three articles are a concise description of the
Shrines as a religious entity has been a blind Association’s belief system:
spot in historical research.
After the Shinto Directive, Shrine Shinto Article 1: The Association of Shinto Shrines shall place
lost its position as part of the state and ceased value on tradition, promote rites and rituals, and
enhance moral principles, pray for the permanent pros-
to be State Shinto in the narrow sense, as used
perity of the Emperor’s reign, and at the same time, con-
in legal and administrative history. Shinto tribute to peace in the world.
shrines all over Japan were re-organised as
non-governmental organisations and became Article 2:
(1) The Association of Shinto Shrines shall revere
members of a religious organisation with the
the Grand Shrine of Ise as its head shrine, and shall
name of the Association of Shinto Shrines. sincerely devote itself to the work of the Grand
This association has developed as a politically Shrine.
oriented organisation having the state and the (2) The Association of Shinto Shrines shall be engaged
Emperor as its main preoccupations rather in services for the prosperity of all Shinto shrines
and shall convey the gods’ power of commanding
than as a force for uniting folk beliefs in
love and respect.
shrines at a national level. With belief oriented
towards State Shinto (in the broad sense of the Article 3: The Association of Shinto Shrines shall initi-
term) as its religious principle, the Association ate an educational doctrine of revering the gods and
respecting the Emperor, and uphold the platform for its
adopted the aim of strengthening both
practice. It shall train Shinto priests, and educate parish-
reverence for the Emperor within a Shinto ioners and followers.
frame of reference and partnership between
the Emperor and shrines. The Association has The things that the Association intends to
promoted its activities as a religious organisa- propagate appear to be far removed from the
tion by pouring greater energy into enhancing sentiments of many of those who visit shrines
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STATE SHINTO AND RELIGION IN POST-WAR JAPAN 705

to make wishes for the New Year or to wish Shrine System Rectification Movement. Needless to say,
for good health. The Association strongly Ise Shrine is the shrine to conduct rites for the Emperor
and enshrines the sacred mirror bestowed by the
advocates reverence towards the Emperor and founder of the Imperial family. Its relations with the
the Ise Shrine; and it argues that all shrines in Imperial family and the state have continued for 2000
Japan should be integrated under the Grand years from far back in ancient days to the occupation
Shrine of Ise and the Emperor. With this type period after the Great East Asia War, and they have not
of Shinto belief, the Association is rightly changed at all. However, the relations between this valu-
able shrine and the Imperial House and the state were
regarded as pursuing a form of Shinto that discontinued by the policy of the Allied Occupation
leans towards State Shinto in its broad Forces after the war, and the Grand Shrine of Ise became
meaning. a private religious corporation. Needless to say, this
In fact, routine religious activities at status degrades the real status of the Shrine, and it is a
Shinto shrines do not centre on politics. Ishii’s matter of natural course that the demand for restoration
of its original and real status has grown among the
(1998) discussion of Shrine Shinto from the people after the end of the Occupation. It is precisely a
viewpoint of local people draws a completely movement to rectify the shrine system, which resulted
different picture of it in the post-war period. in clarifying the movement’s focus of spiritual concern,
He shows that shrines have functioned mainly that is, the inseparable relationship between the
as places to pray for this-worldly benefits and Emperor and the Grand Shrine of Ise. This was made
clear in October 1960 by the then Prime Minister Ikeda’s
to celebrate the well-being and prosperity of reply (Jinja Shimpo-sha 1986: 277).
families and communities – even companies.
On the other hand, Nakano (2003) discusses The book then goes on to describe the move-
the legal and institutional reforms of post-war ments to revive ‘Empire Day’,5 to restore the
Japan and the political activities of the New habit of transporting the Sacred Sword and the
Religions without examining those of the Seal along with the Emperor on his travels out-
Association of Shinto Shrines. This is in sharp side the Imperial Palace, and to preserve the
contrast to the Association itself, which has Yasukuni Shrine as a state facility. It enshrines
been constantly pursuing a religious mission those who died fighting in wars for the sake of
strongly oriented towards politics, as it intends Emperors and the Japanese state since the
to lead the nation in a particular spiritual mid-nineteenth century.
direction. While mobilising shrines all over The section of the book entitled ‘Confusion
Japan under its umbrella, the Association is of political and educational problems’ takes up
active as a political and religious organisation two further issues that are highly sensitive. One
that champions State Shinto as its belief. case concerns a ceremony for purifying a
Evidence of the political and religious building site in Tsu City, while the other is
activities of the Association of Shinto Shrines about the relationship between the Japanese
can be seen by looking back on the many polit- self-defence forces and Shinto. All of these
ical actions of which it was a major supporter. issues are connected to constitutional questions
Jinja Shimpo-sha, publisher of the Association’s about the separation of religion and the state
newspaper, Jinja Shimpo, also published The in Japan. The Association of Shinto Shrines
History of Modern Shrine Shinto (1986). demanded that an agency of the state must be
Towards the end of the section on ‘The activities permitted to participate not only in rites at the
of the shrine community after the Shinto Ise Shrine and the Yasukuni Shrine but also in
Directive’, this book describes the movement celebrations of the Emperor’s holiness. The
in its early days as a ‘movement to demonstrate book gives additional examples of advocacy
the real status of the Ise Shrine’. The passage led by the Association such as the ‘national
begins with: spiritual enhancement movement’ of 1967,
the establishment of its ‘political situation
The Shrine community in postwar days attempted to
headquarters’ in 1969 and the foundation of
change the spiritual climate of the Japanese, who had
been poisoned by the Shinto Directive. The first move- the Shinto Political League in the same year.
ment was to rectify the attitude of the state toward the Successful outcomes of the League’s campaigning
Grand Shrine of Ise, in what was called the Grand are said to include the movement to make it
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706 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

legal to use the reign-name in dates – on mention the left-wing parties. Like the far right
official documents from 1972 to 1979 – which Christian Coalition in the United States, the Association
of Shinto Shrines occupies a place in civil society
count years from the enthronement of each between the individual citizen and the state. And simi-
Emperor in place of the phrase ‘Christian (or larly to the Christian Coalition in the late 1980s and
common) era’, and the movement to protect 1990s, the Association of Shinto Shrines has shown itself
the Emperor’s dignity against the offence of capable of manufacturing popular support for some of
lèse majesté. its programs . . . Still, although many LDP6 politicians
courted the support of groups such as the Association
In other words, there can be no doubt that of Shinto Shrines, which could deliver votes and
the Association of Shinto Shrines is putting its contributions, only fragments of the association’s
energy into political campaigns. It is acknowl- platform ever found their way into law. Foundation Day
edged to have made some astonishing advances and the reign-name system were two such fragments
in connection with the political issue concerning (Ruoff 2001: 200).
the status of the Emperor after the war. The Association of Shinto Shrines is primarily
Kenneth Ruoff ’s (2001) argument in The active as a political force in Japan. Its political
People’s Emperor is that the concept of the aim is to revive State Shinto by promoting
Emperor in post-war Japan as the symbol of nationalism and reverence for the Emperor.
the state and of national unity has gradually It is not too much to claim that the majority of
taken root. It means that the monarchy will be its account of the activities of Shrine Shinto
maintained, while the Emperor’s political after the Shinto Directive in its own History of
functions will be kept neutral. The Association Modern Shrine Shinto is devoted to describing
has a religious motive for insisting that the the political movement to support reverence
Emperor’s political functions should be for the Emperor and the restoration of State
strengthened. It is a leading organisation in the Shinto.
political movement to raise the status of the
Emperor much higher than that of a merely
symbolic being with the support of the majority
LATENT IMPERIAL HOUSE RITES
of Japanese people. Ruoff (2001: 194) cites a
AND STATE SHINTO
telling example: ‘Between 1977 and 1979, the
offices of the Association of Shinto Shrines
resembled a war room when it was campaigning As I noted earlier, State Shinto may have been
among Local Assemblies for the Bill demanding ‘dissolved’ immediately after World War II, but
legalisation of the use of the reign-name’. it is not extinct. In fact, State Shinto in the
Nevertheless, Ruoff ’s assessment of the post-war period has retained two religio-
Association’s contributions to campaigns for political projects which have become central to
strengthening the Emperor’s status or for stirring its plans for revitalising itself. One is the
up nationalism is ambiguous. Taking the examples Imperial House rites; and the other is the
of its campaign to restore state sponsorship of campaign, promoted by the Association of
the Yasukuni Shrine and to revive the offence Shinto Shrines, to increase reverence for the
of lèse majesté, he concludes that ‘precisely Emperor. Although the former is partly hidden
because groups such as the Association of from view, the latter is the organisation or
Shinto Shrines stood to the right of the main- movement seeking to expand the State Shinto-
stream, many of their campaigns have failed’ oriented system that places importance on
(Ruoff 2001: 187). On the other hand, he also Imperial House rites. Taken together, these two
acknowledges the successful cases of establishing projects constitute the core of today’s State
the National Foundation Day (a revival of Shinto within the current framework of law.
Empire Day) and of enacting the use of the The ‘movement’ aspect of State Shinto con-
reign-name: sists mainly of shrines affiliated to the
I do not interpret the postwar Japanese state to be neu- Association of Shinto Shrines as well as some
tral – it tended to lean to the right . . . This association’s other organisations and individuals from
views often contrasted with those of the LDP, not to many walks of life. The famous novelist,
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STATE SHINTO AND RELIGION IN POST-WAR JAPAN 707

Mishima Yukio, was a polemicist for State This type of discourse elicits quite a positive
Shinto in post-war Japan but he had come response in Japan at the beginning of the
from a community that differed sharply from twenty-first century. As Ruoff (2001) suggests,
that of Shrine Shinto. In addition to Mishima, it has much in common with the discourse of
other activists in the post-war State Shinto religious rightists in the USA and of other
movement came from a wide range of social religio-political communalist and nationalist
backgrounds. Any voices advocating govern- movements in various regions of the world.
mental commitment to the Yasukuni Shrine This chapter has confirmed that the source of
can be considered supportive of the restoration the discourse lies in State Shinto, which, under
of State Shinto. What is clear is that the volume the state’s leadership, played an important role
of support for State Shinto is much stronger in the modernising process in Japan in the
now than it was around 1970 when Mishima mid-nineteenth century as well as today. State
committed suicide with the intention of Shinto evolved as an actor in the hidden
performing an act of heroism (Watanabe 1990). Imperial House rites and as a voluntary State
A new trend is emerging among discourses Shinto movement in the latter half of the
about Shinto and State Shinto: it involves twentieth century after being reformed by the
discussion of uniquely Japanese culture in a Shinto Directive immediately after World War II.
self-assertive and aggressive way (Shimazono There is, of course, a difference between the
1995, 2001a), in extreme cases claiming that the nature of pre-war State Shinto under the state’s
essence of the Japanese religious mind-set is to control and the nature of today’s State Shinto
be found in reverence for the Emperor. as expressed in hidden Imperial House rites
As an example of this new trend in advocacy of and in a voluntary movement. But continuity
State Shinto, I shall analyse the discourse used by between them is also apparent. State Shinto has
Nakanishi Terumasa (2005: 18–19, 30–1), a pro- not been rendered extinct: it has not even been
fessor of Political Science at Kyoto University: dissolved.

In Japan, people are required to be ‘honest and pure at


heart’ or to be a ‘non-double-faced personality’... It is the
‘Emperor’ who embodies such Japanese mind in the CONCLUSION
simplest, and most visible way.
It is true that the Emperor is the guardian of Japanese
culture, and a person who typifies it. However, it is not It is essential to re-examine the long-accepted
only the cultural aspect that is sought in the Emperor. As understanding that, after 1945, Japan was
repeatedly mentioned in the conversation with Fukuda
Kazuya in this book, what the Japanese should become compelled by the Allied Forces and the
conscious about is the Emperor as a religious being. (The international community to separate religion
term ‘religion’ does not express the Japanese mentality, and state. This is partly true and partly false.
but with no proper alternative, it is used for the time Scholars were unable to describe the real state
being.) Looking back on the genealogy of the Emperor,
of affairs because they uncritically accepted the
we will go into the mythological world. The Emperor
conducts rites every day and night praying for the pros- conceptual distinction between politics and
perity of the country and the well-being of the nation. religion. Because Shinto was understood to fall
Because of this, the Emperor is able to embody the state within the category of ‘religion’, as consisting of
and perform the role of integrating the nation. Shinto shrines, scholars tended to fail to see
It is important that we should be firmly aware of this fact
Imperial House rites as an important component
in our view of the Emperor. What he does is not simply
a cultural activity but a political activity in a broader of the state. Thus, it has been widely accepted
sense, which leads the state [governance]. Here lies that State Shinto was dissolved and had
the very raison d’être of the Emperor. And for this become extinct just after the end of the World
reason, the Imperial House is respected. It is this aspect War II. In reality, however, State Shinto has
of the Emperor, I think, that the contemporary Japanese
survived to play an important part in post-war
have forgotten. Once they realize this, they will be
straightforwardly moved, and thankfulness will Japan and has even been gaining more
come up in their minds. Because it is the immovable influence in recent times. In order to correct
‘Japanese mind’. these misunderstandings about the religious
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708 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

system of post-war Japan we need to re-think the Association of Shinto Shrines). Tokyo: Jinja
such basic concepts as religion, Shinto and Honcho.
State Shinto. Dower, John W. 1999. Embracing Defeat: Japan in
the Wake of World War II, New York: Norton.
Ishii, Kenji 1998. Sengo no Shakai Hendo to Jinja
Shinto (Postwar Social Changes and Shrine
NOTES Shinto) Tokyo: Taimei-do.
Jinja Shimpo-sha, Research Office for Religion and
State (ed.) 1976, 1982, 1986. Zoho Kaitei Kindai
1. Shoguns were the leading Samurai warriors who
Jinja Shinto Shi (Revised and Enlarged edition of
effectively ruled Japan for most of the medieval and early
The Modern History of Shrine Shinto), Tokyo:
modern period, while emperors exercised only symbolic
authority. Jina Shinpo-sha.
2. Showa (Illustrious Peace) is the name chosen to Jinja Shimpo-sha, Research Office for Religion and
identify the reign of Emperor Hirohito from 1926 to 1989. State 1971. Shinto Shirei to Sengo no Shinto
The current Emperor’s reign-name is Heisei. (Shinto Directive and Postwar Shinto). Tokyo:
3. ‘The abolition of governmental sponsorship, support, Jina Shinpo-sha.
perpetuation, control and dissemination of State Shinto’ Morioka, Kiyomi 1975. Religion in Changing
(kokka Shinto, jinja Shinto), issued by the General Japanese Society. Tokyo: University of Tokyo
Headquarters of the Allied Forces (GHQ) in December 1945. Press.
4. Names in this chapter follow the Japanese conven-
Murakami, Shigeyoshi 1970. Kokka Shinto (State
tion of placing the family name before the personal name.
Shinto). Tokyo: Iwanami Shoten.
5. To celebrate the accession of the Jimmu Emperor in,
according to legend, 660 BCE. Murakami, Shigeyoshi 1977. Tenno no Saishi
6. Liberal Democratic Party. (Emperor’s rites), Tokyo: Iwanami Shoten.
Nakanishi, Terumasa 2005. ‘Josho: Naze Nippon ni
Tenno to iu sonzai ga hitsuyoka (Prelude: Why is
the entity of the Emperor necessary in Japan?)’.
REFERENCES
In Nakanishi, Terumasa and Fukuda, Kazuya
Koshitsu no Hongi (Significance of the Imperial
Asad, Talal 1993. Genealogies of Religion: Discipline House). Tokyo: PHP Institute.
and Reasons of Power in Christianity and Islam, Nakano, Tsuyoshi 2003. Sengo Nihon no Shukyo to
Baltimore, MD: The Johns Hopkins University Seiji (Religion and Politics in Postwar Japan),
Press. Tokyo: Taimei-do.
Asad, Talal 2003. Formations of the Secular: Nitta, Hitoshi 1997. Kindai Seikyo Kankei no Kisoteki
Christianity, Islam, Modernity, Stanford, CA: Kenkyu (Fundamental Study on the Relation
Stanford University Press. between Religions and Politics in the Modern
Ashizu, Uzuhiko 1987. Kokka Shinto towa Times). Tokyo: Taimeido.
Nandattanoka (What was State Shinto?), Tokyo: Ohara, Yasuo 1993. Shinto Shirei no Kenkyu (Study
Jinja Shimpo-sha. on the Shinto Directive). Tokyo: Hara Shobo.
Association of Shinto Shrines, Bureau of Education Ruoff, Kenneth, J. 2001. The People’s Emperor:
in the Department of Edification (ed.) 1951. Jinja Democracy and the Japanese Monarchy 1945-1995.
Honcho 5-nen Shi (Five Year History of the Boston: Harvard University Asia Center.
Association of Shinto Shrines). Tokyo: Jinja Sakamoto, Koremaru 1994. Kokka Shinto Keisei
Honcho. Katei no Kenkyu (Study on the Formation Process
Association of Shinto Shrines, Central Institute for of State Shinto). Tokyo: Iwanami Shoten.
Training (ed.) 1971, 1976. Jinja Honcho Shiko Shimazono, Susumu 1995. ‘Nihonjinron to Shukyo
(Historic Notes about the Association of Shinto (Observation on the Japanese and Religions)’. In
Shrines). Tokyo: Jinja Honcho Chuo Kenshu-jo. Tokyo Daigaku Shukyogaku Nempo (Annual
Association of Shinto Shrines, Central Institute for Report on Religious Studies of Tokyo University)
Training (ed.) 1976. Jinja Honcho Shiko (Historic No. 13.
Notes about the Association of Shinto Shrines). Shimazono, Susumu 2001a. Postmodern no Shin
Tokyo: Jinja Honcho Chuo Kenshu-jo. Shukyo (New Religions in Postmodern Age)
Association of Shinto Shrines, Research Office for Tokyo: Tokyo Do Shuppan.
Doctrinal Studies (ed.) 1980. Jinja Honcho Shimazono, Susumu 2001b. ‘Kokka Shinto to Kindai
Kensho no Kaisetsu (Explanation of the Charter of Nippon no Shukyo (State Shinto and Modern
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Japan)’ in Shukyo Kenkyu (Religious Studies), 2: Kosumologii no Kinsei (Iwanami Lecture Series:
No. 329. Cultural History of Modern Japan 2: ‘Cosmology
Shimazono, Susumu 2001c. ‘Sosetsu 19 seiki in Early Modern Times’).
Nippon no Shukyo Kozo no Henyo Shimazono, Susumu 2005. ‘State Shinto and the
(Transformation of the Religious Structure in Religious Structure of Modern Japan’, Journal
Japan in the Nineteenth Century)’. In Komori of the American Academy of Religion 73 (4): 1077-98.
Yoichi, Sakai Naoki, Shimazono Susumu, Chino, Watanabe, Osamu 1990. Sengo Seijishi no naka no
Kaori, Narita Ryuichi and Yoshimi Shun’ya (eds), Tennosei (The Emperor System in postwar
Iwanami Koza: Kindai Nippon no Bunkashi Political History). Tokyo: Aoki Shoten.
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34
Mexico: A Mirror for the
Sociology of Religion

ROBERTO J. BL ANCARTE

One of the good reasons for analyzing Mexico’s British, the Germans and the French. There has
religion and society is the fact that the country also been discussion about the impact, extent
(and in fact the entire region of Latin America) and depth of Christianity in the so-called New
is simultaneously host to both a Western and a World. On the other hand, we have a similar
non-Western society. Indeed, the question of debate about the persistence, strength and
whether Mexico and Latin America constitute capacity to adapt – or to resist – of local
‘the extreme West,’ ‘the other West’, a ‘semi- cultures and religions. In theory, this approach
Western’ society or simply another world that should be extended not only to colonized
we have not yet been able to explain is widely countries but also to European lands where
discussed. The fact that different cultures Christianity was established on the ruins of
coexist in Mexico and that there are syncretistic other religions in, for example, the Celtic
and ‘mestizo’ cultures – as well as combinations regions, Eastern Europe or the Nordic
of them – convinces some scholars to adopt a countries. But in practice, it is in Latin America
different perspective from the ‘paradigms’ that that the idea of the subsistence or persistence
govern European and North American sociology of ancient religious beliefs and practices
of religion. In this respect, Mexico is not only beneath a thinner or thicker Christian cultural
an exotic curiosity or an example of religious overlay has been studied most intensely.
backwardness but it is also an important case Regardless of whether we consider it a more
study of attempts to universalize concepts in or less Westernized country, Mexico could and
the sociology of religion field. should be a perfect reminder that theories
Mexico, like many other Latin American or devised to explain particular situations are not
Caribbean countries, experiences modernity always automatically applicable in general.
or post-modernity with all the ambivalence Furthermore, in order to achieve global reach,
and paradoxes of any country that was colo- concepts and theories should incorporate
nized and partially Westernized not only by particular experiences. Theory construction
Spaniards but also by the Portuguese and the can then become a two-way process, not only
Flemish. From the beginning of the sixteenth in the sense of a dialogue between theory
century, the wider region was colonized by the and empirical data – between analysis and
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MEXICO: A MIRROR FOR THE SOCIOLOGY OF RELIGION 711

facts – but also between the different experiences In pre-Hispanic times, religion occupied a
of Western, semi-Western and non-Western central place in the life of the peoples of the
societies. We are not advocating a nationalist region called ‘Mesoamérica.’1 Their daily life,
or ‘local’ perspective on religion and its socio- familial relationships, wars, magical proce-
logical study. In fact, much of the theoretical dures, therapeutics and medicine, social struc-
questioning about Euro-centric or Western- ture, priesthood organization and ‘cosmovision’
centric approaches to the sociology of religion depended on their religious conceptions.2
has come from scholars in developed countries Central to this religious vision in Mesoamerica
(see Spickard 1998, 2000, 2001). Rather, I is the ‘Cosmic Tree’ that served as a link
perceive this as a permanent dialogue between between the world of human existence, the
different perspectives in an attempt to create lower world and the ‘upper world,’ and as a
universal tools for a broader understanding of road for the gods to travel from one to the
religion in the world. We could call this a other. In this conception, astrology, architec-
‘system of cultural mirrors in social sciences’ ture, mathematics, agriculture and the
that would seek to elaborate new universal calendar were intimately related.
paradigms, theories and concepts. The violence of evangelization had a big
In any assessment of the religious situation impact on the outlook of the indigenous
in Mexico, we have to question or at least to people. Pre-Hispanic people were familiar
reconsider some of the theoretical frameworks with the destruction of the images of the
or paradigms used in the sociology of religion. vanquished and subordination of their deities
We shall show, for example, that the study of to the conquering gods: but not to the total
secularization, conversions, rituals and extermination of ancient beliefs. At the begin-
practices, popular religion, pluralism, toler- ning of the Conquest they thought that the old
ance, ‘laicism,’ church-state relations and other and new deities might be compatible but they
related subjects in Mexico and Latin American very soon discovered that Christian priests
countries can become – if not necessarily a were talking about the exclusive truth of their
new source of paradigms – at least a mirror in own beliefs.
which Western societies can see themselves. The colonization that followed brought about
It is hoped that this process of reflecting back fundamental changes in the religious panorama,
on Western societies will eventually challenge although there was a rapid process of incorpora-
received and unquestioned ideas in the tion and adaptation. Catholic Mendicant
sociology of religion. Orders (mainly Franciscans, Dominicans and
Augustinians) had a central role in the evange-
lization of the Indians. Millions of natives were
lightly converted to Christianity by a few hun-
THE LEGACY OF THE PRE-HISPANIC
dred priests and friars. As in other historical
WORLD AND THE COLONIAL PERIOD
examples, the new gods and deities (including
IN MEXICO AND LATIN AMERICA
the Virgin and the saints) replaced the old divini-
ties. Furthermore, many worship sites witnessed
For the last five centuries, religions in Mexico and the mere replacement of old idols by new deities
Latin America have thrived under an apparent (with the Virgin Mary of Guadalupe from the
and contradictory monopoly of ‘salvation goods’ Tepeyac and the Christ of Chalma being the
at the institutional level, and a profuse diversity most paradigmatic though certainly not the only
of religious expressions that coexist, intertwine instances). There was also an intense process of
and feed on that monopoly. Resistance, adjust- replacing deities with Patron Saints in every
ment, and integration are but a few of the community. Christianity became a central
options used by this set of religious expressions – element in the life of indigenous peoples, as it
particularly during the Colonial Period was among the Spaniards. Thus, religion
(1521–1821) but nowadays as well – to find a occupied a fundamental place in the daily life of
relationship with the dominant system of beliefs. settlers in New Spain (later called Mexico).
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Three essential characteristics of religion in ‘popular religion.’ This form of religiosity is, to
colonial times determined the role of religion a certain extent, the most important manifes-
in the centuries that followed: tation of religion in the country because it
encompasses the vast majority of Mexicans
(1) The concentration of the Church in very and is found not only in Catholicism but also
specific regions (Center and West) of the among Evangelicals, Traditionalists and mem-
country generated scarce pastoral care and bers of non-Christian religions.
a type of Catholicism that was centered on The concept of ‘popular religion’ has many
ritualism rather than doctrine. meanings, depending on the cultural area even
(2) The subsequent development of popular in the same religion. In France, for example,
Catholicism with a markedly autonomous ‘according to a well established custom, those
and at times anticlerical tendency. who say “popular religion” in general appeal to
(3) Religion was under the control and the living, the “sensitive” the “festive” practices
management of the State – another (in particular the four seasons of life) the
common feature of the Pre-Hispanic and popular beliefs that are heterodox or archaic,
colonial eras that would determine, from the faith of the common people, the cult of
my point of view, the place that institution- intercessors, the magico-religious gestures, the
alized religion would occupy in the future. superstitions’ (Lambert 1985: 16). ‘Popular’ in
Just as in the Aztec or Inca world, where English also refers to something widespread
priests were part of the power structure and widely followed, but in the case of Mexico
and ensured the reproduction of their ‘cos- and Latin America the term refers to the reli-
movision,’ thereby replicating the central gion of the lower classes, the masses or, as the
power of the Tlatoani3 and of the ruling French say, ‘le petit peuple.’ We should be very
caste, Patronage led to the integration of careful, then, about how we use the concept
the Church into the State during the colo- and the kind of reality to which it refers. In any
nial period. The Church was a branch of case, French scholars have discussed at length
the colonial administration, and the Crown the meaning of the concept and its compo-
was entitled to intervene in the Church’s nents. Unfortunately, the knowledge and
internal affairs in the Americas. Evidence analysis emerging from different schools of
of this lies in the fact that if historians wish thought about popular religion are unevenly
to consult documents on the colonial disseminated. Different approaches to the
Latin American Church they have to go same subject often converge in the end but
to Seville’s Indies Archives – not the only after many years. For example, a chapter
Vatican – where all the documentation about magico-popular religion by the Chilean
relating to the colonial administration is sociologist of religion, Cristián Parker (2006),
located. The Catholic Church in the outlines four components of a theoretical
Americas, ruled by the kings of Spain, was approach to present-day popular religion:
thus part of the socio-political and admin- (1) Transcending ‘ecclesio-centrism’ and con-
istrative network by means of which the sidering communal mysticism, (2) Under-
Crown ruled over Spaniards, creoles, mesti- standing the religion-magic continuum,
zos and the other castes that populated the (3) Understanding the creativity of the reli-
continent. gious subject, and (4) Situating the new syn-
cretisms in the context of globalizing culture.
Parker stresses the need to place the focus ‘on
practices in respect of actors in existential situ-
POPULAR RELIGION AND
ation, not just the situation of institutions’ and
SOCIO-POLITICAL IMPACT
‘the analysis of religious phenomena from the
point of view of the subject’: not as ‘the passive
The result of this historical process in consumers of religious beliefs and rituals’
Mexico is a type of religiosity broadly called (Parker 2006: 65, 68).
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MEXICO: A MIRROR FOR THE SOCIOLOGY OF RELIGION 713

In fact, some scholars had already empha- and how these beliefs translate into socio-
sized the need to understand the capacity of political behaviors is an essential way of
the masses to produce popular religion. As assessing how much religion counts for in these
Danièle Hervieu-Léger (1986: 134) put it, societies. In this respect, it is of capital impor-
quoting Yves Lambert’s book on Limerzel: tance to ascertain how deeply Christianity has
permeated Latin-American countries in the
The premeditated actions, the deliberate strategies, the
last 500 years, and how capable the Catholic
system of references of faithful Catholics, have a
function which is not confined to accompanying the Church has been of influencing legislation and
practices by translating and legitimating them. public policies in this region.
The Christian masses have the capacity to produce, to The notion of popular religion refers us
assimilate, to select and to reinterpret the system of back to the distinction between an allegedly
references elaborated by religious professionals, in
‘educated’ religion and a popular religion that
keeping with the concrete conditions in which they try
to maintain or improve their situation. is more oriented towards ritualism than
towards doctrinal orthodoxy. From this
Parker’s (2006: 60) main argument is that ‘new perspective, popular religion would be the price
forms of religious expressions are breathing new to pay – as well as the gap to close – in order to
life into magical or popular practices which, complete the process of adopting another cul-
according to “scientistic” opinion, should have ture. Furthermore, we employ this distinction
disappeared by the middle of the last century.’ to differentiate the religion professed by the
Parker affirms the ‘limits of Western rational- upper classes from that professed by the
ism’ based in the works of four classical masses. In the case of Latin America, this
authors (Troeltsch, Weber, Durkheim and would be the same as separating the religion of
Mauss). The ‘new’ approach, although very the white people from that of culturally assim-
pertinent and useful concerning contemporary ilated mestizos and impoverished and socially
magical beliefs, does not seem to take into marginalized Indians and African-Americans.
account a number of advances in Western soci- In Mexico, the term ‘popular religion’ refers to
ology in the latter half of the twentieth century the religion of Indians and the many under-
concerning popular religion (see González privileged mestizos. This is why, on occasion,
Martínez 2002). In any case, ideas tend to con- popular religion also applies to the piety of
verge after some years. The question is how – ordinary people, as manifested in traditional
and how far – to apply them. At the same time, ceremonies and festivities.
the capacity to produce, assimilate, select and Furthermore, some commentators consider
translate the official religious system varies that popular religion has become a mechanism
according to every particular national or of resistance and, for others, a way of integrating
regional experience. into the culture and the dominant religion.
In Mexico, popular religiosity also has a The extensive development of confraternities
social and political impact that has rarely been and religious festivities in Colonial Spanish
explored. Of particular relevance are the many America illustrates the ambiguity and ambiva-
different ways in which the various ecclesiastical lence of this process. In recent decades, the
and political forces of the country interpret notion that popular religion was a mechanism of
popular religiosity. These interpretations have resistance was supported by a social conception
produced multiple versions of what constitutes of Christianity linked to ‘Liberation Theology.’
the ‘essence’ of culture and national identity. Inasmuch as this movement was openly
Constitutional articles and legislation in matters repressed by the Holy See, the idea that popular
of religion are a direct consequence of this way religion was equivalent to resistance to political
of thinking about national culture, of which or ecclesiastical power flourished among many
religious belief is a central component. followers of that school of thought. Under-
Consequently, defining the extent to which the standing popular religion as a form of
Mexican or Latin American people are religious, resistance, considering the autonomy and even
what the characteristics of that religiosity are, anti-clerical standing of popular religious
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practices, has given way to new interpretations was reformed and utopian. In addition, the
of the phenomenon. social context was different because of the
Therefore, popular religion is not only the relationship between Christianity and reli-
religion of the lower classes but is also the faith gions that were powerful military forces.
professed by many who are struggling to However, it is important to question the
recover partial control of salvation goods. alleged and almost absolute moral and cultural
However, it is not always possible to talk about control that the Catholic Church exercised
a religious pole that is completely separate and over believers as well as its social and political
autonomous from the clergy or ecclesiastical influence over institutional affairs insofar
hierarchy. Indeed, this phenomenon is much as it might help us to explain the early
more complex than that. For instance, the dissemination and wide spread of anticlerical-
development of Catholic confraternities in the ism and laicism in most Latin-American
colonial period was the result of a specific nations.
institutional initiative by the Catholic hierarchy From this point of view, it is important to
– therefore not an example of secular autonomy. ask whether the religiosity of Latin Americans –
These confraternities were often the most whom the Holy See has sought to identify with
important means for lay people to demonstrate Roman Catholicism – remains central to
their commitment to the Church. Other more culture and national identity in the twenty-first
‘ecclesiastical’ manifestations of popular century in a region where a secular tradition
religiosity, such as pilgrimages, can in some has been rooted at least since the nineteenth
circumstances produce expressions of strong century and where pluralism is on the increase.
autonomy. This question has become the focus of a
Finally, some scholars consider that popular contemporary debate regarding what type of
religion is incompatible with secularization legal regime should prevail and what role
processes because it is frequently regarded as a religions should play.
vestige or residue of past beliefs or old regimes,
thus constituting an obstacle to society’s
process of rationalization. In fact, the process
RELIGIOUS PLURALISM AND
of eradicating religious superstitions and end-
THE PARADIGM OF MODERNITY
less festivities was initiated by the enlightened
clergy of Spanish America in the last third of
the eighteenth century. Leaving aside recent The notion of religious pluralism is relatively
questioning of secularization, historians and new to Latin America. The history of a
sociologists can agree on the need for demystify- monopolistic Church, scarce religious freedom
ing the Christianization of the Western world as and legal, social and cultural discrimination
a finished process because ‘especially for entire against minority religions has marked the
masses, the forced process of de-Christianization region. The trend of religious pluralism has
reveals that in fact Christianization never really been strengthening since the first decades of
took place or that it occurred in combination the twentieth century, particularly after World
with all sorts of beliefs and pagan practices, War II. Figures fluctuate, of course, from one
thus weakening religious observance [mass country to another. While Mexico and
attendance] which was, anyway, much less Argentina were the most Catholic countries in
unanimous, at least in certain regions, than 2000 with 88 per cent of their population
might be thought’ (Hervieu-Léger 1986: 104). belonging to that Church, others had lower
Could we think that this myth of the percentages, such as Brazil (74 per cent), Chile
Christianization of medieval Europe has its (70 per cent) and Cuba (47 per cent)
counterpart in the myth of the Christianization (Hagopian 2005: Table 1). Although sources
of colonial Latin America? Actually, the difference and data are not always reliable, the undeniable
between the two is very wide. For instance, the fact is that religious pluralism has become a
Christianity that arrived in Spanish America reality in Latin America.
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According to American scholar Frances analysis of Protestantism made the same mis-
Hagopian (2005: 1): take as others had done in studying
Catholicism, that is, ‘to suppose that there is a
Today, the [Catholic] Church faces intensifying religious
competition and pluralism within these once
single model, from which all the other
hegemonic Catholic societies that threatens the distinctive manifestations are only deviations.’ From that
identity of Latin America as a Catholic region. ‘evolutionist’ perspective, Latin America would
Self-identified Protestants now comprise roughly undergo a process which had occurred earlier
one-fifth of the population of the region, about one in in ‘Anglo’ society. By way of a ‘cultural
ten Latin Americans identify with no religion at all, and
only about 70 per cent of the population is nominally
radiation’ the United States of America had
Roman Catholic. provided models for the ‘protagonists of
change’ (Martin 1990: 278).
In fact, a close look will show us that the In fact, most scholars of pluralism in Latin
challenges are not only for the Catholic America have explained some of the back-
Church, that is, for Catholic bishops and wardness in Latin American societies in terms
clergy, but also for traditional Protestant or of a religious monopoly and the scarcity of free
reformed churches in the shape of competi- thinking, liberal and possibly Protestant
tion coming from new Pentecostal or other thought. From this point of view, modern
Christian religious organizations or simply economic, social and political structures were
from ‘common believers,’ that is, popular delayed by the colonial heritage in which
religiosity. Catholicism was linked to the old Spanish
Religious pluralism also forces us to take a regime. But, as I further explained, there is
new look at old phenomena such as conver- actually a more complex relationship between
sions, intolerance, discrimination and social popular religion and religious pluralism in
coexistence as well as at widely used and most of Latin America that is reflected in the
normally unquestionable concepts such as massive expansion of evangelicalism and
modernity and secularization. It also obliges us particularly Pentecostalism. The main idea
to adopt a different angle of observation on the behind this argument is that Protestantism –
role of social and individual actors, since or what we identified as Protestantism – in
the balance between people and communities Latin America does not follow the same path as
differs from one culture to another. Protestantism in Europe or North America. In
Some years ago I proposed that popular fact, it is a form of religious dissidence that has
religion, Catholicism and religious dissent or to be explained in its own terms according to a
religious pluralism form a triangle which model that does not necessarily follow the
cannot be avoided in the analysis of the reli- pattern of liberal economic, social and political
gious life of Latin America (Blancarte 2000a). modernization. The social model that links a
More importantly, I emphasized that a concep- form of religious evolution (Calvinism or
tual framework had not yet been devised for Protestantism) to a precise socio-economic
explaining the specific forms taken by religious development (capitalism) and to political
life in Latin America and how they relate to culture (liberalism) has to be abandoned if we
other similar expressions worldwide as well as are to understand what is happening in the so
to general processes, such as secularization. My called Protestant world in Latin America.
main argument was that the original problem According to the earlier way of thinking, for
probably lay in the fact that the history and example, French sociologist Jean-Pierre
sociology of Protestantism and other forms of Bastian (1990: 100–1) considers Protestant
religious dissent or pluralism in Latin America societies in Latin America to be societies of
had revolved around the paradigm of modernity, ideas, which means, ‘privileged associative
as outlined by Max Weber and Ernst Troeltsch spaces for the inculcation of modern values
in their writings on the relation between and democratic practices.’ In this way,
Protestantism and the modern world. Protestants, freemasons, liberals, spiritualists
My criticism was directed at those whose and free thinkers would allegedly have banded
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together in political clubs, lodges and assembly the emergence of these societies of ideas in the
halls to combat the corporate and authoritarian nineteenth century, such as the defense of
society that had one of its pillars in regional autonomy which, in turn, is linked to
Catholicism. Up to this point the paradigm of the pre-eminence of liberal groups defending a
modernity seems to be useful as long as it Federalist organization of Mexico. ‘It was not
follows the contours of a secularization process the foreign missionaries,’ he claims, ‘who
which translates into the strengthening of spread Protestantism in these rural zones, but
individual conscience, the weakening of Mexican Protestant ministers who were at the
ecclesiastical control and the formation of free same time active liberals (most frequently
spaces for those who do not think like conven- freemasons).’ His argument is, therefore, that
tional believers. However, Latin America does ‘Protestantism was essentially a way to create,
not offer a parallel to the paradigm of the in some regions, associative networks that
European model of Protestantism in, for would carry a liberal protest with both a
example, the consolidation of a class or social religious and political content’ (Bastian 1994:
group that explains this dissident religious 118–19).
thought. In other words, there is nothing in the In other words, it is the link with liberal
Latin American region to prove the existence groups and other dissident ideological associa-
of something similar to what Max Weber tions against the prevailing authoritarian
(1921) discussed, namely, a social group structure that gives rise to an incipient
imbued by ‘worldly asceticism’ and economic ‘Protestantism’ and not economic forces or the
development, or the emergence of a middle development of emerging groups or classes.
class influenced by religious individualism. Rather than trying to produce a geography
Departing from this position, Bastian has based on the effects of a modem economy,
difficulty in explaining, for example, the then, it is necessary to look for other sources of
geography of Protestant societies that emerged ‘Protestantism’ in Mexico and Latin America:
from the modern economy in the nineteenth the scope for political conflict between the
century in Latin America. The author, one of newly independent nations and the Holy See;
the most insightful specialists on Protestantism the political bonds and networks established
and religious dissent in Latin America, claimed by all kind of dissidents; and the weaknesses in
that ‘the protestant movement was implanted Catholic ecclesiastical structure which were
and developed in Mexico, in pioneer and replaced by more effective alternatives in terms
basically rural regions far away from power of socio-religious organization. In other
centers, with a booming agro-exporting words, we have to examine the places that the
economy’ (Bastian 1994: 115–17). And con- Catholic Church could not cover because of
cerning the social background of those the historical shortage of priests and the
Protestants, Bastian also stated that it was relative advantages (in education, for example,
about social sectors who were in transition, or in the appropriation of a mutually binding
whose dissident religious interests coincided identity) that flowed from membership in a
with the vindication of regional autonomy and different religious organization. Secondly, as a
of a politically liberal culture, characteristics of result of the links evident in other politically
rural environments that were on their way dissident groups, Protestantism really appears
towards modernization and of new urban in the nineteenth century more as a beneficiary
sectors. than as a generator of political liberalism. Latin
My point here is that, rather than trying to American Protestantism is not, therefore, the
explain the emergence of Protestantism in driving force of a modern mentality but its
Latin America in terms of economic causes, it beneficiary.
is worth analyzing the political and social Finally, these considerations enable us to
reasons (external and internal) that gave rise to raise a question about the ‘Protestant’ character
a distinctive geography of religious pluralism. of the religious dissenting associations of the
For instance, Bastian gives other reasons for nineteenth century. Up to what point can it be
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MEXICO: A MIRROR FOR THE SOCIOLOGY OF RELIGION 717

established that these associations were Latin American societies, but they do not nec-
religiously and culturally different from essarily originate in popular Catholicism,
the Catholic ones? Several specialists tend to which seems to be equally affected by its social
make nineteenth-century Latin American context. After all, as has been noted, popular
Protestantism an ‘ideal’ model that may never religion can also be a religion of resistance, both
have existed in reality. Moreover, this supposedly liberating and revolutionary. Catholicism is on
‘classical’ model of Protestantism, imbued occasions less corporatist and authoritarian
with democratic modernity, is compared to than it is usually portrayed; and traditional
twentieth-century modernity, which is Protestantism is less liberating and democratic
emotional, Pentecostal and fundamentalist, than some would like to imagine.
and integrated into the practices and values of The key to the interpretation of these
popular Catholic culture (Bastian 1994: 300). religious phenomena may reside – as we
Nineteenth-century Protestantism is thereby argued above – in the elimination or at least
transformed into a kind of ‘paradise lost’ in the the relativization of the modernity paradigm.
immensity of the culture and popular religiosity It is not by contrasting or comparing the
of the Latin American masses. And since advances in Catholicism and Protestantism
religious dissent is becoming more and more (or the rest of the religious groups in Mexico)
extensive and, as such, closer to popular with modernity that one can discover their
religion, it tends to be disqualified because of internal characteristics, social impact and
its closeness to a corporatist and authoritarian influence on the future of the Latin American
culture. region. Actually, Bastian himself has moved
The analysis of the different Latin American from a definition of ‘ambiguous modernity’ to
‘Protestantisms’ of the nineteenth century a definition of ‘peripheral modernity’ as well as
therefore requires some additional analysis in to that of ‘particular modernity’:
terms of its relationship to popular religiosity. New religious movements reconstitute the bond of the
Just as Catholicism penetrated sixteenth- community, opposing the endogenous and exogenous
century pre-Hispanic American society, trans- forces that destroy it. They are powerful movements of
forming itself into a religion similar to, but affirmation of a dignity denied to the poor and the
distinct from, European Catholicism, so excluded. When religious demands are transformed into
political demands, the way is open for a new social
Protestantism adapted to a corporatist and community actor to reach global society; and these
authoritarian culture in nineteenth and demands insert him into a particular modernity which
twentieth-century Latin America. It thereby refuses to copy the western model of the sovereign
transformed itself into something different individual because it does not want to eliminate
corporatist solidarity as a fundamental basis of social
from its European or North American origins.
action in Latin America (Bastian 1997: 214).
At the same time, the authoritarianism of
contemporary Latin American Protestantism Another distinguished specialist, Jean-Paul
cannot be explained by endogenous factors Willaime (1999), differs from Bastian in claim-
alone. European and especially North American ing that Pentecostalism can legitimately be
Protestantism has a conservative and authori- considered a form of Protestantism, though
tarian streak. For this reason, it is essential to emotional and with a charismatic type of
avoid automatically identifying Catholicism leadership, in churches that are profoundly
with corporatist and authoritarian culture. intertwined with local culture. This argument
Not everything Catholic is traditional and departs from the idea that Protestantism must
‘pre-modern.’ There is in Latin America, as in necessarily be associated with progressivism.
Europe, an open Catholicism that is not always This type of reasoning is certainly relevant,
opposed to ‘modernity.’ in that it sets out the problem of the specificity
It is an undeniable fact that popular of religious expressions in their cultural envi-
Protestantisms and the currently popular ronment. Some other authors, such as David
Pentecostalisms come from a corporatist and Martin (1990), touched on this problem
authoritarian culture that is present in by referring to the ‘Americanization of
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Latin American religion’ or to the ‘Latin Guatemala, Bolivia or Ecuador, particularly


Americanization of American religion.’ However, among indigenous people, has led researchers
the modernity paradigm remains at the center to the discovery of very important internal
of this type of explanation. Willaime (1999: factors that explain that growth.4
24) claims, for instance: ‘Pentecostalism is Moreover, some specialists now insist on the
modern when it legitimizes the rupture with fact that ‘the religious supply’ is not only part of
traditional customs, it is post-modern because a market of faith options, but must also be
of its capacity to manage the social and cul- understood ‘in a context of power relations that
tural fractures of modernity, it is pre-modern mark the way in which religious discourses
as it re-enchants the world.’ If a religious group are interpreted,’ something that runs in clear
can be at the same time pre-modern, modern contradiction to the functional analysis that
and post-modern, perhaps it is time to recon- explains conversion as a restitution of lost social
sider the concept of modernity. or individual equilibrium (Hernández Castillo
This example also shows that it is relevant to 2001 quoted in Rivera Farfán 2005: 36).
decide whether Latin American Pentecostalism According to Hernández Castillo, the theoreti-
forms part of a Protestant tradition. But it is cal debate about Protestantism is caught in the
even more important to know when it displays same epistemological trap of general anthro-
distinctive traits that make it a unique pological theory: that is, ‘the mediation
movement, different from other movements, between a systemic analysis that presents
in spite of references to them. In any case, for individuals as victims of social forces and of
all the above reasons, Latin American historical processes and a methodological indi-
Protestantism or Pentecostalism should also be vidualism that assumes a free individual,
helpful in the analysis of other forms of whose destiny depends on his rational options’
Protestantism in the developed world by (Hernández Castillo 1992 quoted in Rivera
holding up a mirror to them. Farfán 2005: 42).
In Latin America, as a consequence of the In any case, one of the conclusions of these
historical presence of the Catholic Church, works is that ‘religious discourse does not lead
religious pluralism has been perceived – even to passive and defenseless subjects or culturally
by some scholars – as a problem or a threat to weakened or inert communities, but to a
local culture. In various cases, fuelled by population that reinterprets the discourse and
Catholic propaganda, anthropologists have adapts it to their circumstances in historical times
considered any foreign and particularly and specific social contexts’ (Durán 1988: vii). So,
American missionary activity as part of an as we stated in the previous section, the role of
‘imperialist’ project to subvert the cultural the active social subject – individual or com-
identity of Latin American people. In the State munal – becomes essential in any explanation
of Chiapas, Mexico, for example, before the of the growth of religious diversity. For the
1980s, the activities of the Summer Linguistic same reason, religious differentiation in the
Institute (Instituto Lingüístico de Verano), case of Chiapas, according to most specialists,
which concentrated on the translation of the is basically the expression of social conflicts
Bible into various indigenous languages, were and a way to undermine internal communitarian
perceived as an attempt to introduce divisive authoritarianism.
American Protestant values into integrated Pluralism in Latin America has mainly been
Catholic Indian communities. Religious a phenomenon associated with conversion
pluralism was seen as an external interference rather than with extension. In that sense,
that would damage the integrity of the indige- besides recognizing the role of the social sub-
nous communities and as a threat to their cul- ject, other explanations can help to make sense
ture, thereby ignoring not only the authoritarian of the movement of millions of people to other
aspects of that culture but also the internal religions. Some are related to the inadequacies
tendencies towards change. The explosion of of the Catholic Church’s apparatus, particularly
‘Protestantism’ in places like Chiapas, the incapacity to give a quick response to new
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MEXICO: A MIRROR FOR THE SOCIOLOGY OF RELIGION 719

religious needs. But there are also the organiza- differently even though they explain similar
tional and doctrinal novelties of other creeds: phenomena. This is the case with the concept
of ‘laicity’ (from the French ‘laïcité,’ and trans-
. . . adaptation of biblical discourse to the reality of social
marginality; revalorization and practice of cultural lated into Spanish as ‘laicidad’), and to a cer-
traditions like language or music; social recognition tain extent with the similar, but not identical
through participation in group activities; quest for concept, of secularization. The neologism
power and authority by means of the creation of new ‘laïcité,’ which was unknown until recently in
indigenous leaderships or the creation of alternative
the English-speaking world, was used for the
spaces for group or collective cohesion (Rivera Farfán
2005: 49). first time in France in 1871. From there, it
made its way into other Latin countries such as
In the end, the new religious pluralism of Italy, Spain and of course the countries of
Latin America does not reflect an upsurge of Latin America mainly through liberal and
individualism but a reaffirmation of a new freemasonic circles. The word ‘laicity’ does not
communitarianism. As Bastian (1997: 214) exist in English. The closest term would be
claims, ‘this neo-communitarianism belongs ‘secularity.’ Originally the term made reference
to the long tradition of a region where the in French administration to the secular public
community still precedes the individual; he school (‘école laïque’ and ‘laïcité de l’école’),
does not exist without his insertion in a which was devoid of religious instruction.
collective actor that allows him to define Later the term became identified in Latin
himself.’ countries with a political system where the
It seems to me that this interpretation can State and public affairs gained autonomy from
give many clues to other religious expressions religious institutions.
in a globalized world. Between the individual The term ‘lay’ comes from the Greek word
as architect of his destiny and the subject as an ‘laikós,’ meaning ‘of the people,’ and it led to
actor – both personal and inserted into a ‘laic’ in French and to ‘laico’ in Spanish. The
collectivity – Catholics, Protestants, Pentecostals term was originally used in reference to faith-
and other believers find a way to articulate ful Christians, making a distinction between
their identity and participation. In doing so, them and the members of the clergy who
they reinterpret their beliefs and actions on a control sacraments – deacons, priests and
daily basis. But they also do it in a larger prelates or bishops. It was not until the
framework of power relations in which the nineteenth century that the term ‘lay’ made
individual conscience, the Churches or reli- reference to a social space beyond ecclesiastical
gious groups and the State, struggle to define control. In other words, in Mexico and most of
their society and the scope of their freedoms. Latin America, ‘laico’ implied opposition to
clerical power; and it eventually came to
signify ‘anticlerical’ as a consequence of the
civil wars between liberals and conservatives.
SOCIAL SCIENCES BUILDING AND
Until the middle of that century, the word that
CULTURAL MIRRORS: THE CASE
indicated the transfer of someone or
OF SECULARITY AND LAICITY
something from the religious sphere to the
civil realm had been ‘secularization’ (secular-
Paradigms, theories and concepts in the social ización). For example, in many countries
sciences are conditioned in many cases by decrees were issued to ‘secularize’ cemeteries.
cultural and linguistic areas of influence. If But secularizing also meant the transfer of
Mexico and Latin America are to avoid func- something or someone who was under the
tioning as a distorted mirror for others, it jurisdiction of a religious order to the secular
becomes important to understand the context structure of the diocese. Thus, for example,
in which a concept is produced and used in a between the sixteenth and eighteenth cen-
specific cultural space. Some concepts are turies, many so-called ‘doctrines’ or religious
simply strange to certain cultures or understood organizations around convents of regular
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720 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

orders (Franciscans, Dominicans, and against the dominant ecclesiastical institution.


Augustinians) were ‘secularized’ and passed On the other hand, in English-speaking
under the direct control of bishops in a countries, religious plurality and competition –
parochial structure. That was part of a with no hegemonic ecclesiastical institutions –
traditional division in the Catholic world is more common. The ‘laicity’ of political
between members of religious orders, who are institutions is not forged in the heat of battle
not always presbyters and secular priests (that against a single dominant Church, but is
is of the sæculum, who live in this world). The constructed in a parallel way and more or less
term sæculum also gave rise to the Spanish at the same time as the secularization process
word ‘seglar,’ which is equivalent to ‘lay’ in its of social structures.
connotation of a member of the Church not The fact that laicity and secularization are
belonging to the clergy. concepts sometimes used in equivocal ways in
In any case, it is clear that the words ‘lay’ and different cultural areas – and they may not
‘secular’ come from the religious – and even exist in others – should not mean that
specifically Christian – world. But their scholars cannot identify the social phenomena
meaning and application has varied according behind them. In other words, if the word
to time and circumstances. The ‘lay’ people are ‘laicity’ is not used in England or the United
then the members of the Christian Church, the States of America it does not mean that those
Christian people who are guided by the clerics countries have not experienced certain forms
and pastors. Nevertheless, the process of secu- of laicity. Similarly, secularization is a social
larization has come to mean something that is phenomenon that has affected some or many
no longer the transfer of things and persons aspects of all countries. In the case of Latin
from the administration of religious orders to America, it is evident that, even if many
parochial and diocesan administration. It now countries display a high degree of secularization
means a complex process of social differentiation, in their social structures, the process of
privatization of religion and separation laicization of political institutions has lagged
between the social, political, economic and behind because of the influence of the Catholic
religious spheres. As a result, the ‘secular’ and Church. That is why defining secularization
the ‘lay’ are mainly understood as something and laicity is a prerequisite for understanding
different from, and even opposed to, the any contribution to the sociology of religion
religious. ‘Laicity’ in Latin countries and the from the perspective of Mexico and Latin
‘secular’ in English-speaking cultural areas America.
have, since the middle of the nineteenth
century, applied originally to the creation of a
temporal space which is independent from
MODERNIZATION, SECULARIZATION
religious influence. The idea of preserving
AND WESTERNIZATION
freedom of conscience has also led to a relative
‘privatization’ of religion and to its consequent
marginality from the public sphere.5 This The theory of secularization is probably the
autonomy of action of temporal power was most developed and, at the same time,
positively associated with liberal ideas and the most controversial theoretical idea in the
social needs in, for example, matters of sociology of religion. One of the strongest crit-
scientific development. icisms of the paradigm of secularization is
Certainly, differences between the terms ‘lay’ that, even if it could be applied to the social
and ‘secular’ were not exclusively linguistic. In reality of economically developed countries in
Latin countries, social reality reflected the Western Europe and North America, it was
absolute hegemony or the practical monopoly inapplicable to the underdeveloped countries
of the Catholic Church. That is why laicity’s of the global South. Some critics contend that
struggle to create an autonomous temporal the model of secularization explains religious
space almost inevitably ends in fierce fighting tendencies only in Western Europe but not in
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MEXICO: A MIRROR FOR THE SOCIOLOGY OF RELIGION 721

North America because of the high level of of Mexico, secularization and what we will call
religious influence in the social life of the USA. the ‘laicization’ process can sometimes operate
Of course, it all depends on definitions and on independently of economic factors. This
the components that we include in them: social means that the paradigm of modernization
differentiation, individualization, privatiza- linked to economic development should not
tion, worldliness, etc. (see Tschannen 1991). necessarily be tied to the process of societal
Nevertheless, since the revision of the theory secularization. In other words, the processes of
some 30 years ago, many sociologists have secularization and of laicization can take place
regarded the demise, disappearance and independently of the economic factors that
survival or revival of religion as the key to undoubtedly accompanied their development
explaining secularization and have failed to in the North. This is consistent with the idea of
observe not only the ups and downs of mani- many scholars, such as Casanova (1994) and
festations of religion in society but also the role Norris and Inglehart (2004), that there are
of religion in individual and communal, multiple expressions of modernity and
private and public, life. In fact, the idea of the multiple forms of secularization.
demise of religion was not even advanced by This last point has consequences for the
the founders of sociology and the sociology of scope and ambitions of the so-called ‘theory of
religion. On the contrary, Émile Durkheim’s secularization.’ Indeed, either a theory has the
(1985) book on the elementary forms of capacity to explain the described phenomenon
religion tried to prove that as long as we have in the entire world, or its range of applicability
society we will have collective beliefs. And is limited and questionable. If the theory of
although Max Weber (1921) discussed secularization can explain what happens only
‘Entzauberung’ (the end of a magical world) – in Western Europe, North America and some
a term which has been translated as ‘rationali- other Western developed countries – but fails
zation’ – he never argued that religion (not to do so in non-Western, developing or less
magic) was disappearing. On the contrary, he developed countries – the pertinence and
demonstrated the connection between certain usefulness of the ‘theory’ are compromised. In
forms of religiosity (Protestantism and partic- fact, the earliest questioning of the theory
ularly Calvinism) and modernity. came from the simple observation of what was
In general terms, it is also true that, until happening in many areas of the world outside
recently, most scholars have avoided the Western developed countries; and it also
discussion of the ‘theory of secularization’ in helped to reconsider the religious develop-
the context of underdeveloped countries. ments in Europe and North America. Thus, the
Specialists in the field of religion probably redefinition of the concept of secularization
work under the impression that the seculariza- and of ‘laicity’ or ‘laicization’ has emerged from
tion process mainly concerns developed a real attempt to make the theory general. As
regions and that Southern or developing coun- scholars have noted, there is a difference, for
tries are the realm of magic, spirituality and example, between understanding secularization
religion. In doing so, once more, scholars are as privatization and as social differentiation
linking secularization to economic and social (see Casanova 1994). In the first case, the reap-
development, that is, to modernization and pearance of religion in public life has been
urbanization. To some extent, this is the case observed not only in the South but also in
with recent works where the process of secular- Western countries to some extent. Although
ization is associated with ‘existential security’ the privatization of religion has clearly taken
(Norris and Inglehart 2004). Consequently, the place since the sixteenth century, this has not
expectation is that the countries that used to be necessarily obstructed the social role of
called ‘Third World’ countries would have to religion. In the second case, the reappraisal of
achieve a certain degree of economic develop- the role of religion in the public sphere does
ment in order to undergo at least a degree of not mean that religion is still the main
secularization. In fact, as we will see in the case framework for the daily life of ordinary people
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722 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

in those countries. Part of the problem may be differentiation has had an impact on their own
that, in the eyes of some scholars, the seculari- development in, for example, Egypt, Iran or
zation process has been understood in relation Pakistan.
to Churches or even individuals, instead of What variables come into play when we
looking at their structural social framework of define secularization? Perhaps we should make
action. Nevertheless, it is the social structure a distinction between modernization, moder-
that defines and frames people’s behavior as nity and Westernization. ‘Modernization’
much as the choices of persons and groups. would be the general process of economic and
Secular thinking – in developed and underde- urban development; ‘modernity’ the era that
veloped countries alike – amounts in most we all live in following the development that
cases to the basic point of reference in a world occurred in Western societies after the
where different spheres (economics, politics, Renaissance; and ‘Westernization’ the process
culture, etc.) work largely independently of of spreading that model to different parts of
each other and where religion is only one of the world. That would allow us to examine
those spheres and is certainly not a compre- more carefully the relation between moderni-
hensive frame of meaning. zation and secularization. Is secularization
At the same time we need to be aware of intrinsic or extrinsic to the modernization
the trajectory of the so-called ‘theory of process? We could affirm that secularization is
secularization’ and of the political uses made intrinsic to modernization, in the sense that
of it. Indeed, from the 1930s to the 1970s, a secularization is the manifestation of moder-
basic misunderstanding led to the idea that nity in the religious realm, although this does
one of the main causes – if not ‘the’ cause – of not mean that the secularization process
underdevelopment in many countries in, for should always and everywhere appear in the
example, the Arab world was the lack of a same manner. In fact, modernity has had a
process of secularization similar to the one differential impact on societies because the
experienced in the Christian world, where extent and impact of Westernization has been
freedom of conscience, separation of Church diverse. Thus, the impact of the conquest of
and State and the autonomy of knowledge had some regions of the American continent by
supposedly led to scientific and technological Spaniards and Portuguese – although part of
progress. The inevitable conclusion was that the Westernization process – was different
the rest of the world should either follow the from the impact of the British colonization of
same path or be condemned to underdevelop- North America. The same can be said of how
ment. The reaction that led to the fall of the relative Westernization of Middle Eastern
the secular nationalist regimes in Muslim and North African countries differed essen-
countries beginning in the 1970s was one of tially from that of Japan or of India. The result
the facts that made scholars realize that there of that process (of Westernization and, in some
was something wrong with their theoretical cases, secularization) should not be understood
model. Conceiving Islam more as a culture as more or less religion but as more or less
and a civilization than as a religion, in the social differentiation or more or less worldli-
narrow and Western secular sense, some coun- ness. The logical conclusion is that seculariza-
tries and political movements began to defend tion theory helps us to explain what is
a path towards modernization that would not happening everywhere, but that does not mean
include the classical model of secularization that secularity and modernity are expressed in
and its separation of spheres. The idea of a a uniform way. It is precisely as a result of
‘clash of civilizations’ that Samuel Huntington Westernization that certain forms of secular-
developed in the early 1990s recapitulated ization were introduced into countries that
many of the Arab and Muslim intellectual had not known much economic development.
arguments and reactions to the West. And it The introduction of liberal thought into Latin
is not yet clear how secularization, in the sense America, for example, was not due to the rise
of rationalization, worldliness and social of a social class or a social system that was
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MEXICO: A MIRROR FOR THE SOCIOLOGY OF RELIGION 723

pushing for reforms. Instead, for historical rea- understanding Mexico’s type of religiosity is
sons, popular religiosity was inclined towards the weak institutional control that has been
anticlericalism and support for the liberal patent throughout the history of the Catholic
measures proposed by elites close to the Church in Latin America. This is partly
philosophical Enlightenment. Consequently, because of the endemic scarcity of priests, a
the relative secularization (or laicization) of fact that also accounts for the strength of
political institutions was a process arising popular religion.
more from political considerations than from The Catholic Church was part of the
economic or social development. In fact, in colonial State in Mexico until the War of
many cases, it was the political process of Independence (1810–1821), but in many Latin
institutional modernization that induced the American countries it continued to be part of
process of economic development and social the state (more culturally than formally
differentiation. In Mexico, for example, the speaking) throughout most of the nineteenth
liberal reforms that introduced freedom of century. The current influence and preroga-
belief and worship in the mid-nineteenth tives of the Catholic Church in many countries
century, dis-entailment of Church property, of the region can be explained by the survival
separation of Church and State, secular of this colonial heritage, in which the Catholic
education, the creation of a civil register, civil Church and religion in general legitimated
marriage, secularization of cemeteries, freedom political power. The attempts of Latin
of trade and speech, among other measures, American States, including the Mexican State,
created the basis for a modern lay state and to control Church matters by intervening in
economy. This surge of a so-called ‘Estado them are a direct consequence of the so-called
Laico,’ widespread in Latin countries such as Royal Patronage and are still prevalent in most
Italy, France, Spain and Latin-America, is fun- Latin American countries. The secular State
damental to any explanation of the distinctive (where it emerged) was conceived as a function
development of secularization in a context of necessary interventionism rather than a
where the Catholic Church was hegemonic. separation of ecclesiastical affairs and public
Before Latin American countries gained their life. In other words, the creation of a secular
independence from Spain and Portugal, the or lay State was not preceded by the secular-
Churches had established a relationship with ization of society and did not preclude the
temporal powers, as represented by ‘the Crown.’ political use of religion. In fact, in most
The Catholic Church did not oppose these cases, formal separation of Church and State in
powers, as it had set up a co-operative rather Latin American countries in the nineteenth
than a competitive relationship with them; and and twentieth centuries did not put a stop
once the institution called ‘patronage’ became to an informal Patronage by which the
customary, this relationship became one of Catholic Church continued to play a social and
actual subordination.6 Functions did not distin- political role.
guish between churchmen and laymen. For
example, the Archbishop of Mexico City would
often substitute for or replace the Viceroy
of New Spain (Mexico) when he was absent;
LAICITY: HOW TO ARRIVE
and civil authorities could intervene in the
AT A UNIVERSAL CONCEPT
Church’s internal affairs. Enlightened regalism
strengthened the trend that eventually led to
State interventionism. The Bourbon Reforms of Using Latin American laicism as a mirror to
Charles III (1716–1788) increased the Crown’s the rest of the world can also help to establish
control over the Church (and its finances) in the a general concept of laicity which would be
Americas. inclusive enough to explain the phenomenon
Concerning the secularization and laicization everywhere. The problem is that until recently
process, it is important to stress that the key to the concept of laicity has been closely linked to
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724 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

the French experience, that is, to the ideas of legitimacy – from sacred to democratic or
Republicanism and the separation of Church based on popular will – is that it explains more
and State. Yet, a close observation of the clearly the difference between laicity and the
phenomenon shows that, even in the case of separation of Church and State. In fact, many
France where the word was invented and States that are not formally lay or secular
applied in 1871 to the new public secular establish public policies independently from
school (laïcité de l’école), the separation of the doctrines of churches and sustain their
Church and State was not achieved until 1905. legitimacy more by popular will than by any
This shows that there can be laicity even where kind of ecclesiastical sanctification.
there is no formal separation. In fact, this is The criteria for the separation of Church
true even today of most cases in Europe. In and State are entangled with laicity because
Northern European countries the dominant most lay States have actually adopted some
tradition is one where Lutheranism or measures of separation. But there are States
Protestantism became the official or national that do not implement formal separation
Church, under the hegemony and protection (like Norway or Denmark), although their
of princes or of new States. In Eastern and government is democratic and they do not
Central Europe, for its part, most countries need any sacred legitimation for their political
in the Orthodox tradition display a close systems. On the other hand, there are formally
understanding between civil and ecclesiastical democratic countries, like Iran, that still
powers in close association with a nationalist experience strong influence from clerics over
perspective as in Greece or Russia. Never- the definition of their public policies. This
theless, certain forms of laicity exist in many of distinction is essential to the understanding of
these countries with Protestant or Orthodox most Latin American countries, since some of
traditions. If the existence of a Republic and them are formally lay States whilst remaining
the Separation of State and religion are not the under political pressure from the main
most important factors explaining laicization, churches or even under their ideological
the question is whether laicity revolves, hegemony.
instead, around another factor, namely, the This broad definition of laicity also enables
source of legitimization of the political institu- us to observe how, independently of the legal
tions of the State. regime of countries, their States – that is the
I have defined ‘laicity’ elsewhere (Blancarte group of stable political institutions – depend
2000b: 124) as ‘a social regime whose political to a greater or lesser extent on the legitimacy
institutions are no longer legitimated by the flowing from religious institutions. Not even
sacred or religious institutions but by popular countries like France, Uruguay, China, Mexico
sovereignty or popular will.’ The idea of a or Cuba – which pretend to be formally
transition from legitimacy obtained through secular and to have lay States – dispense
the sacred to a particular form of authority completely with legitimacy coming from the
coming from the people helps us to understand sacred or from religious institutions.
that laicity – like democracy – is a process and The Mexican or Latin American mirror has
not a fixed or definitive administrative or helped to revise the Franco-centric idea of
political form of institution. There are no laicity and to arrive at a more global agreement
societies or political regimes that are absolutely on the main components of the concept. This
democratic or absolutely secular social and is how the Universal Declaration on Laicity in
political systems. This also means that in the Twenty-First Century, written by leading
many cases forms of sacralization of power or academics from different countries,7 defined
sanctification of political regimes persist, even laicity as the harmonization of the three
in systems that are not strictly religious – such following principles among people from diverse
as civil religion. geographical and cultural areas: (1) Respect for
One of the advantages of defining laicity freedom of conscience and its individual and
as a process of transition in forms of collective practice; (2) Autonomy of Politics
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MEXICO: A MIRROR FOR THE SOCIOLOGY OF RELIGION 725

and Civil Society from particular religious communities and their own path to development.
and philosophical norms; and (3) Non- It is evident that the protection of the rights of
discrimination (direct or indirect) towards Indian communities means recognizing their
human beings. cosmovision and its refusal to segregate religion
The Declaration introduced the idea of into a private sphere but to live it in a
legitimacy as the key factor in understanding communal way, thereby making it difficult to
the transition to a new social regime as follows: understand the separation of spheres.
‘A process of laicization emerges when the Unfortunately, inadequate consideration has
State is no longer legitimated by a religion or been given to the ethnic question and its inter-
by a particular philosophy and when all the action with laicity. Often what is called ‘usos y
citizens can discuss peacefully, with equal costumbres’ in Mexico, that is, the internal
rights and dignity, about exercising their customary laws of the Indians, constitute a big
sovereignty in the use of political will.’ obstacle to the secular vision that guarantees
In fact, the social, political and religious individual freedoms and the right to religious
landscape of Mexico and Latin America has dissidence.This creates unresolved tensions
dramatically changed – especially since World between communities and individuals. In any
War II – making it even more necessary today case, something new is happening in Latin
to establish lay States. The emergence of America – diversity, laicity and secularization
dissident religious groups and their growing are producing repercussions for the indige-
dissemination throughout Latin America is a nous communities that live in rural or urban
clear manifestation of Catholic institutional areas. Recent case studies reveal a very complex
weakness, the strength of popular religion, situation in which Indians live their popular
increasing social mobility, and the subsequent religiosity in a communal way; but at the same
growth of religious options. Therefore, a future time they respect the increasing differentiation
challenge for the region lies in the management of spheres, proposing their own rituals and
of this new diversity, in which tolerance will practices, reinterpreting the doctrine that is
play a major role, even though that principle offered to them and deciding the limits of
does not seem to be among the main values religion in the public sphere. It is apparent that
of the region’s civil or religious history. the indigenous and African-American worlds
Nevertheless, the arrival of religious diversity have been perceived – correctly, by the way – as
on a large scale, the increasing awareness of having a rather holistic, religious, traditionalistic
human rights and the mounting democratization and emotional cosmovision which is distinct
of political institutions have been the driving from the individualistic, secular, technical and
force for a major re-definition of the roles of rational view of the Western world. It is a
the Church and the State in Latin America. mistake to think of these worlds (particularly,
Thus, even if the Catholic Church has a social but not exclusively, in Latin America) as two
and political weight in the region, it cannot different, homogeneous, compact, and neatly
prevent this diversification, the secularization separated worlds. In fact, we could demon-
of society or the growing laicization of the strate how the Western world is less individu-
public sphere. Civic movements for the alistic, secular, technical and rational than is
defense of rights and liberties (for example commonly believed – and more holistic,
sexual and reproductive rights) call in question religious, traditional, and emotional than is
the political and ecclesiastical establishment. often assumed.
The democratic process implies greater Therefore, even if the dividing lines between
scrutiny, transparence and accountability of private and public, individual and communal,
public institutions. Neither the State nor reli- sacred and profane, are blurred in the indige-
gious institutions can escape this new logic. nous world of Mexico and Latin America,
Finally, the Mexican and Latin American there is no doubt that readily identifiable
mirror poses a major challenge for the components of a process of secularization and
sociology of religion in the case of indigenous laicity are in operation. They include increasing
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726 THE SAGE HANDBOOK OF THE SOCIOLOGY OF RELIGION

differentiation of spheres, religious worldli- 3. Title given to an Aztec King or Emperor.


ness, their own religious rationalization, 4. Chiapas is the Federal State with the highest number
of indigenous people and the lowest number of Catholics in
growing respect for freedom of conscience and Mexico in proportional terms. According to the Census of
human rights in view of diversity, rising 2000, only 63.8 per cent were Catholics. Protestants and
democratization, the distinction between civil Evangelicals were 13.9 per cent, Jehovah’s Witnesses,
and ecclesiastical affairs, and many other char- Mormons and Adventists added a further 8 per cent, and
acteristics of the Westernization process. people with other religions or no religion amounted to 14.3
per cent. Nationwide, according to the same Census,
The Western world is obsessed with the idea Catholics in Mexico amounted to 88 per cent, Protestants
of separation, which often blurs our concep- and Evangelicals accounted for more than 7 per cent, and
tion of other cultures. Nevertheless, we should non-believers around 3 per cent. For more details, see
keep in mind that in the West the idea of the Blancarte 2005: 225–99.
separation of spheres (between public and 5. I emphasize ‘relative’ because privatization does not
mean the end of the public role of religions, as many schol-
private, Church and State, religion and ars have wrongly thought.
politics) is nothing more than an ‘operational 6. Royal Patronage (Patronato Real) was a medieval institu-
distinction.’ Nobody pretends that this separa- tion based on the fact that the Catholic Kings and Queens had
tion is absolute – either in the Western or in discovered new lands, and in exchange for the establishment of
the indigenous world. It is only a functional new churches the Holy See conceded to the Crown the
benefices, all revenues, protection and administration of the
distinction that helps us to distinguish ambits Church in those territories.
of action and at the same time to regulate, 7. The Declaration was written by Jean Baubérot
more or less successfully, the peaceful coexis- (France), Micheline Milot (Canada) and Roberto
tence of different individuals and groups Blancarte (Mexico). It was presented in the French Senate
within society. But an absolute separation as on 9 December 2005, to celebrate the centenary of the
constitutional Separation of Church and State in
such does not exist. Thus, if we assume that that country. The complete text can be found online at:
separation is not central to laicity, we can also http:/www.libertadeslaicas.org.mx and at: jeanbauberot-
understand that a process of secularization and laicite. blogspirit.com/archive/2005/09/01/declaration-surla-
laicization can occur in non-Western societies, laicite.html
for example, in the Muslim world or indige-
nous communities. Therefore, if we distin-
guish the idea of separation from that of the
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1986. Vers un nouveau christianisme ? Introduction Consejo de Ciencia y Tecnología de Chiapas,
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Index

Note: Each chapter concludes with a list of references. The Index includes the names of authors whose work is not only cited
but discussed.

Aberdeen, church attendance, 88 Age of Aquarius, 248 Anthropology, ethnographic, 134–5


Aboriginal people, 103 Age-sets, 612 Anti-abortionists, 214
Australian, 24–5, 26 Aging Anti-cult movements (ACMs), 232–3,
Aboriginal spirituality, 103 conflation of age group with, 531 244–5, 409, 410, 413
Abortion, 216–17 religion and, 531–6 Aparicio, Pedro, 428
pentecostals on, 217 birth order differences, 534 Apartheid, in South Africa, 430–3
public opinion on, religion and, cohort effects, 531–3, 535–6 Apocalypticisms, 182–3, 220
442, 443 context effects, 532–6 Apollonian gods, 22, 23
Abramson, Harold, 493–4 denominational differences, 533 Apostasy, 400
Achievement, 550, 556, 560 gender differences, 533–4 Appalachia
Activism, as evangelical emphasis, 207 Agreement, method of, 173, 183 coal mines, 425–6
Activist congregations, 197 Agudat Israel, 675–6, 684, 690–1 snake-handling, 135, 138–9
Adolescent faith, 518–21 Airaudi, Oberto, 251 Archaic religion, 41–2
denominational affiliation, 518, 519 Alban Institute, 201 Archer, M. S., 595–6
historical trends, 519 Albania, religious persecution, 659 Ariel, 685
protective effects, 520, 618 Aleksey II, Patriarch, 661, 666 Aromatherapy, 575
worship service attendance, 518, 519 Alignment, 228 Asahara, Shoko, 410
Adolescent Family Life Act, 348 Aliyah, 676 Ascended Masters, 241–2
Adverse life situation, religiosity Allende, Salvador, 280 Asceticism, 35
and, 619 Alliance of Black Reformed Christians inner-worldly, 35, 181
Advocacy, 449 in Southern Africa, 432 other-worldly, 35
Aesthetics, 37 Alourdes, 129 Protestant, 180
Affiliation Alpha Course, 592, 594, 597 Ascription, 556, 560
denominational, of youth, 518, 519 Alvarez, Monsignor, 428 Asiabarometer, 162–3
religious, 147 Amaterasu Omikami, 698, 699, 701 Asian Barometer, 162
meaning in nondenominational Ambivalence, 496–7 Assimilation
churches, 328 AME denomination, formation, 332 alternatives to, 502
measurement problems, 149–50 American Baptist Convention, 197 cultural, 504
as political alignment factor, 442 American Civil Liberties Union, 406 measures of, 495
Africa, sub-Saharan, evangelicalism Americanization thesis, 216 and new paradigm, 495–7
in, 208 ‘soft’ version, 216 and secularization, 495
African Americans, religion and American Political Science structural, 504–5
politics, 451 Association, 440 transnationalism and, 502–3
African Christian Democratic Party American religious history, as Association of Shinto Shrines, 698,
(ACDP), 219 generational narrative, 536–8 702, 704
African National Congress, 433 American Revolution, 542–3 Charter, 704
Afrikaners, 430–3 American Transcendentalism, 540 as religious organization, 704–6
Afrobarometer, 162 Americans United for the Separation Astrology, 249
After-life of Church and State, 350 Astronomy, 249
beliefs regarding Amir, Yigal, 690 Atheism, 258–61
birth cohort comparisons, 481–2 Amish community, 229 ‘Atheization’, 662–3, 665
cross-national comparisons, 469, Ammerman, Nancy, 352 Atsuta Shrine, 703
470, 484–5 Amnesty International, 406 Attaturk, Kemal, 74, 388
ethnic faith communities, 624 Anglican Church, in Britain, Attendance, measurement problems,
range of, 624–5 membership decline, 202 150–1
Age Anglican Communion Attention, mutual focus of, 29
effects in religious change, 158, clergy sexual orientation issues, 309 Augé, Mark, 49–50
529–30 Lambeth Conference, 315 Aum Shinrikyo, 203, 392, 410
sociological relevance, 528–9 Annales school, 172 Awakenings, religious, 67
35-Beckford_Idx 9/3/07 1:47 PM Page 730

730 INDEX

Baalei teshuvah, 685 Black church Buddhism, cont.


Baby Boomer generation, 528, 535, as important extrafamilial Theravada, 203
539–42, 557, 615 institution, 504–5 Buddhism of Life, 642
Baha’i faith, in Iran, 408 leadership, 302–3 Buddhist Association of China, 636,
Bailin Temple, 639–44 Black market, 636 639, 641, 642
brand of Buddhism, 642 Black/non-black divide, 505 Bulgaria, religious persecution, 659
political support, 642–4 Blessed Sacrament, online adoration, Bunce, W. K., 701–2
Sangha leadership, 640–1 358, 364 Bureaucracies, 609
Bainbridge, William S., 233–4 Blighton, Earl W., 237, 240 Bush, George H., 283
Bakker, Jim, 315 Bnei Akiva, 685 Bush, George W.
Baoding, 651 Bodily co-presence, 28–9 evangelical views of policy,
Baptism, 614 Body. See also Embodiment 218, 219
statistics, 613 absent/present, 588–90 on faith, 438
Baptist World Alliance, 218 as cultural artifact, 602 faith-based initiatives, 199, 354
Bar mitzvah, 614, 678, 687 emotional, 590–2 re-election as President, 443–4
Barker, Eileen, 228, 664 global, 601–3 and religious right, 208–9, 216
Base Christian communities, 427, learning, 594–6 and war in Iraq, 283
428–9, 430 lived, 590 Bush, Neil, 228
Bastian, Jean-Pierre, 715–16, 717, 719 mimetic, 596–9
Bat mitzvah, 687 mindful, 599–601 Calvin, John, 298
Beck, Ulrich, 45 permeable, 592–4 Calvinism, 43
Becker, Penny Edgell, 178 socially constituted, 592 and State formation, 182
Beecham, Thomas, 3, 4 studies of, 588–90 Cambridge School, 24
Begin, Menachem, 689 suffering, 598 Campaigning groups, 401
Behaviour techniques of, 592, 593 Camp David accords, 689
modification, 397 Body-building, 598 Cancer, 619
and motivations, 68 Boesak, Allan, 432–3 Capitalism
Belgium, and minority faiths, 404 Bonald, Vicomte de, 19 Marx on, 42, 43
Belhar Confession, 432 Bosnia-Herzegovina, 665 modern
Beliefs Bourbon Reforms, 723 characterization, 36
religious. See Religious beliefs Bourdieu, P., 593 motivation for development, 35
unconscious, 623 Brahmins, 31, 32 origins, 31
Believing without belonging, 479, 480 Branch Davidians, 408, 410 rise, 73
Bellah, Robert Brasher, Brenda, 129–30 types of, 36
on American civil religion, 270–2, Brazil, as religious state with religious Weber on, 36, 43, 420
275–6, 284 politics, 387 Cardenal, Ernesto, 429
on evolution of religion, 41–2 Bricolage, 99, 412, 558, 665 Cargo cults, 76
on global civil religion, 285 Brierley, Peter, 620 Carmelite order, national
legacy, 272–4 British Election Studies, 615 federations, 331
Belonging without believing, 664 British Household Panel Survey, 151, Carnal knowing, 599
Bender, Courtney, 131 160, 615 Carrier groups, 31–7
Benedictine order, 333 British Social Attitudes (BSA) Survey, Carroll, John, 181
national federations, 331 150, 161 Casanova, Jose, 672
Ben-Gurion, David, 676 Bromley, David, 228–9 Categorization, 492
Ben-Yehuda, Nachman, 410 Brown, Karen McCarthy, 129 CCP. See Chinese Communist Party
Bereavement, 622–3 Brubaker, Rogers, 492–3 Census data, 150, 160, 161
Berg, David, 410 Bruce, Steve, 90 Center for Public Justice, 350
Berger, Peter, 4, 556–7, 59–60 Buddhism Central Conference of American
Bias in China, 638–44. See also Bailin Rabbis, 304
non-response, 149 Temple Central and Eastern Europe (CEE)
selection, 157 congregational forms in, 203 Christianization, 654–5
Bible group meetings, 575 communism in, 656–7, 659–60
and charismatic religiosity, in Japan, 698 laicity in, 724
600–1, 602 Mahayana, 203 religious landscape, 654–65
literalist view, 210 as middle path, 35 differentiation of field, 657–9
Biblical experientialism, culturally monks, 297 family as vehicle of tradition,
adaptive, 602 nuns, 303 656, 666
Biblicism, 207 orders, 333 future prospects, 664–5
Billings, Dwight, 424–7 priests, 297 institutional level, 660–2
Biotechnology, 263 self-regulation, 399 public presence of religion, 662
Birckhead, Jim, 138–9 status groups, 32 religion and politics, 664–5
35-Beckford_Idx 9/3/07 1:47 PM Page 731

INDEX 731

Central and Eastern Europe China Daoist Association, 636 Church authority, decline, 89
(CEE), cont. China Inland Mission, 645, 646 Church of Body Modification, 384
religiosity of post-communist China Islamic Association, 636 Church membership,
societies, 662–4 China Protestant Three-Self Patriotic meanings, 68
socialist/communist past, 659–60 Movement Committee, 636. Church of Scientology. See Scientology
religious persecution, 655, 656–7, See also TSPMs Church of the Subgenius, 366
659, 665–6 Chinese Buddhist Academy, 641 Church Universal and Triumphant
unifying factors, 654–7 Chinese Communist Party (CUT), 241–2
Western Europe vs, 655 (CCP), 636 Church of the Flying Spaghetti
Ceremonial religion, 34–5 and Buddhism, 643–4 Monster, 360
Charisma and Christianity, 645–7, 648–50 Church Growth Movement, 200
of office, 301 Document No. 19, 636, 645 Churches
of ordination, 589–90 in Wuzhuang, 648–50 as profit maximising firms, 85
as source of social creativity, 589 Cho, Paul, 201 sects vs, 196
Charismatic Christianity. See Choices, of religious options, 52 trust in
Pentecostalism Christ, reception of, 593–4, 596 birth cohort comparison, 481
Charismatic religiosity, 591 Christ the Savior Brotherhood cross-national comparisons,
and Bible, 600–1, 602 (CSB), 241 484–5
collective nurture, 591–2 Christendom, 211 measurement, 466
global spread, 603 new, 214–16 Churching, 614
instrumental dimensions, 594 Christian Coalition, 199, 385, 450 Church-sect theory. See Sect-church
personalist character, 591 Christian Independence Movement, theory
Charitable choice provisions, 348 646 Circumcision, 675
changes to, 347–9 Christianity Circumstantialism, 492, 554
Charles III, King (Spain), 723 in China, 638–9, 644–50. See also Civic congregations, 197
Chaves, Mark, 199, 305, 352 Wuzhuang Christians Civil law, 27
Chávez, Archbishop, 427 as cross-cultural global Civil religion
Chávez, Hugo (President of community, 210 American
Venezuela), 217 democratization of, 542 Bellah on, 270–2, 275–6, 284
Chesterton, G. K., 271 femininization, 579 biblical tradition, 274
Child Care and Development Block globalization of, 206–7, 232 conservative, 60, 275–6, 278
Grant Act, 348 internal recovery of, 480 institutional sources, 273
Childrearing, paternal involvement analysis of hypothesis, 482–3 liberal, 60, 275–6, 278
in, 513–14 and law, 211, 213 orthodox, 275
Children of God, 136, 410 and Islam, 211 as political tool, 282–3
Chile, civil religion, 280, 282 morality, 22 practices upheld in
Chiluba, Frederick, 215 primitive, 210 court, 383
China, 635–52 southern, and violence, 212–14 priestly, 275, 276
Buddhism in, 638–44. See also status groups, 33 progressive, 275
Bailin Temple Christian nation idea, 221 prophetic, 275, 276
Christianity in, 638–9, 644–50. Christian Right, 278, 449–50. See also reactions to Bellah, 272–4
See also Wuzhuang Christians Conservative evangelicals utilitarian tradition, 274
coercive secularization in, 74 Christian Zionism, 220–1 in comparative perspective,
constitution, 404 Church 279–83
control of mass media, 408 and state, 350–1, 659–60 as continuum of possibilities, 280,
control of religious activity, separation between, 382, 283–4
effect, 411 385, 724 as culture, 276–7
economic marketization, 651 Church attendance definitions, 269, 273, 283
evangelicalism in, 208 analysis, 474–8 future of research, 283–5, 451
Marxism in, 388–9 birth cohort comparison, 481, 615 global, 285
and minority faiths, 408–9 Catholics vs Protestants, 475, 476 history of concept, 269–70
religious oligopoly, 636–9. See also cross-national comparisons, 476, as ideal type, 277
Black market; Gray market; 477, 478, 484–5 as ideology, 276–7
Red market as indicator of religiosity, 474 of political elite, 282–3
control and restriction, 636–8 life-cycle/life-course effect, 475, sacralization in, 66, 281
as secular state with secular 476, 621 as sacred nationalism, 282
politics, 388 meanings, 68 and social order, 269–70, 280
China Buddhist Association, 636, 639, religious socialization in youth totalitarian state-directed, 281
641, 642 and, 475, 476 and U.S. national polity, 70
China Catholic Patriotic Committee, secularization effect, 476 Civil rights legislation, 74
636 teens, 518, 519 Civil Rights Movement, 440, 448, 450
35-Beckford_Idx 9/3/07 1:47 PM Page 732

732 INDEX

Civilizations, clash of, 240, Confucianism Control theory, 259


392, 722 as ceremonial religion, 34 Convergence, of secular culture, 251
Classical modernity, 45 perceptions of tradition, 389 Conversion
Clergy. See Religious professionals status group, 32 definition, 558
Clergy associations, 310–11 Congregation for the Doctrine of the enactment of, 559
Clinton, Bill, 351, 407 Faith, 399 political dimensions, 211–12
Cloistered congregations, 198 Congregational form, 498 process, 558–9
CME denomination, formation, 332 centrality in immigrant religion, as restitution of lost equilibrium,
Cognitive apprehension, 599 498, 499, 504 718
Cognitive control, 71 Congregations, 193–203 Conversionism, 207, 209
Cognitive science, 261–3 changing role, 352 Conversionist congregations, 198
Cognitivism, 589 consultants to, 200–1 Corporal punishment, 512–14
Cohort dissemination, 201–3 effects, 514–15
definition, 527 homogeneity, 194, 200–1 Corporatism, 223
demographic factors, 530 immigrant, 200 Cosmic Tree, 711
effects in religion and aging, 531–3, in Indianapolis, 194–5 Cosmovision, 711, 725, 726
535–6 new directions in studying, Council of Europe, 407
effects in religious change, 158, 198–200 Counter-cult movements (CCMs),
529–31, 614 rise in West, 195–8 409, 410, 413
generation vs, 528 as sectarian resistance, 203 Counter-cultural religion, 569,
grouping, 528 size, impact, 158 576–7, 578
sociological relevance, 526–8 and social change, 197 Counter-hegemony, 421
Collective action specialization, 195–8 Courts, and regulation of religion,
dynamics of, 422–4 types, 196, 197–8 405–6
ideology and movement culture, Congruence testing, 177 Covenant theology, 180–1
423 Connubium, 31 Covert research, allure of, 368–9
organization and organizing, 423 Conscience collective, 52, 556 Creationism, 360
social and cultural Conscientious objector status, 383–4 Criminal law, 26–7
environments, 423 Consciousness, 263 Critical discourse analysis (CDA),
Collective effervescence, 26, 29, 589, common, 44 132–4
591–2 Conservative evangelicals. See also Critical theory, 4, 73
College chaplains, 301 Christian Right Croatia
College student, role, 528–9 expanding public role, 352–3 Catholicism in, 656
Colligation, 175 Conservative Protestantism changes after war in, 666
Commercium, 31 definition, 512 Cross-sectional studies, longitudinal
Commission of Ethnic Affairs, 637 parenting, 512–14 studies vs, 531
Commitment, context and, 158–9 Consilience, 251 Crucicentrism, 207
Communism, in Central and Eastern Consolidating religion, 569, 571–3, Csordas, Thomas J., 125–6
Europe, 656–7, 659–60 578, 579 ‘Cult brainwashing’ view, 408–9
Communitarianism, 719 Constitution of the United States, Cult of Man, 45
Communities, congregations 274, 404–5. See also First Cult movements, 250
as, 197 Amendment Cults, 249–50
Community Outreach Constitutional courts, 406 audience, 250, 251
congregations, 198 Constitutionalism, spread, 403 client, 250–1, 687
Community renewal, 351–2 Constitutive rules, 398–9 definition, 250
Comparative analysis, 168, 182 ‘Construction of theological online, 368
Comparative religion, 169 thinking’, 647 Cultural analysis, 181
Comparison Consultants, congregational, 200–1 Cultural pluralism, 502
contrast-oriented, 176, 184 Consumer protection, 413 Cultural religion, 423
examples, 179, 180, 181, 182, Context Cultural Revolution, 74, 641, 645
183, 184 and commitment, 158–9 Cultural turn, 174, 184
internal, 178 effects in religion and aging, 532–6 Culture
Compensation forms, 446 religion and, 70–1
primary, 260 relevance to religion and politics, sacred in, 70–1
secondary, 260 445–7 as toolkit, 555
Compensators, 250, 259–60 Contextualism, essentialism vs, 206 ‘Culture of death’, 442–3, 444
Competencies, learned, 520 Contrast-oriented comparison, ‘Culture of life’, 443, 444
Computer simulation, 155–6 176, 184 Culture war thesis, 444–5, 447, 452
Comte, Auguste, 19–20, 58, 59, 173 examples, 179, 180, 181, 182, 183, Cushing, Frank, 134, 135
Confirmatory religion, 569 184 Customer Service congregations, 198
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INDEX 733

CUT. See Church Universal and Discourse Eastern Orthodoxy, cont.


Triumphant forms of, 174 rationalization and, 658
Cyber-religion, 365–9 religion as, 132 religiosity, 658
criteria to be met, 367–8 value, 174 religious organization, 657–8
definition, 365 Discourse analysis, 131–4, 139 Ecclesiolae, 324, 330
initial exploration, 365–7 critical (CDA), 132–4 Eclecticism, 663
as unideal type, 367–8 Disestablishment, religious, 388 Economic ethic, 31
Czechoslovakia, religious persecution, Dispensationalism, 220 Economic policy, pentecostals on, 217
659 Diversity, challenge of, 490 Edah Haredit, 676
Divine right of kings, 439 Education
Damanhur, 251 Divorce, 613 religious, 297
Daoism Dobbelaere, Karel, 474 rise of, 72
aesthetics in, 37 Dobson, James, 512 Edwards, Jonathan, 591
in China, 638–9 Dominant ideology theory, 20 Ego, 23, 550
d’Aquili, Eugene, 262 difficulties with, 20–1 Ego-identity, 550
Dar-al-islam, 214 Dominican order, 333, 334 Egypt, as secular state with religious
Dati, 677, 685 Dominican Republic, emigrants to politics, 390, 391
Davidman, Lynn, 128, 572 United States, 501 Eisenhower, Dwight, 383
Death, 623–4 Dreams, world of, 124 El Salvador
denial of, 624 Druze, 670 emigrants to United States, 501
fear of, 623 Dualism, 262 liberation movement, 427–30
Death penalty, for breach of religious Dudley, Carl, 201 Electoral activities, 449
rules, 399 Durkheim, Émile, 24–9, 43–5 Eliade, Mircea, 171
Declaration of Independence on collective effervescence, 26, 29, Ellwood, Charles A., 40
Israel, 673 589, 591–2 Embedded rationality, 92–5
United States, 274 on consecrations, 590 Embodiment, 587–604. See also Body
Democracy on future of religion, 50, 285, 721 absent/present body, 588–90
consolidations, 223 on modernization, 104 models of religion and, 590–603
cultural core, 73 pioneering work, 3 emotional body, 590–2
southern Protestantism and, 221–4 on religion as social order and global body, 601–3
transitions to, 223 morality, 9, 24–9 learning body, 594–6
Demonization, 215–16 on religion and society, 20, 270, mimetic body, 596–9
Denominations 276, 420 mindful body, 599–601
‘branding’, 200 religious background, 58 permeable body, 592–4
by country, 467–9 on religious ritual, 552, 591 phenomenology of, 125–6
Denton, Melissa, 128 on secularization, 58–9 Emergency Food and Shelter
Depression, religiosity and, 516, 619 on solidarity, 172, 555–6 Program, 347
Deprivatization of religion, 45 on spirituality of individual, 599 Emotions, 590–2. See also
Deprofessionalization, occupational, on suicide, 463, 486 Embodiment; Religious
311–12 theory of social change, 43–5 experience
Desacralization, of society, 89–90 Dutch Reformed Church (DRC), 430, collective, 29–30
Descartes, René, 262 431–2, 433 Empathy, 258
De-traditionalization, 610 Dutch Reformed Church in Africa Emperor worship, 698, 699–700, 701,
Diaconate, 297 (DRCA), 430, 432, 433 704, 706–7
permanent/professional, 312, 313, 314 Dutch Reformed Church for Empire Day, 705, 706
Difference, method of, 173 Coloureds, 432 Engels, Friedrich, 20, 21, 43, 58
Differentiation, 59, 60, 95 Dynamic density, 44 England, as secular state with secular
degree of, 26 politics, 388
in Israel, 672–6 Early Childhood Longitudinal Study, Enlightenment, effects, 72
Diffusion, 550 516 Entrepreneurs, religious, 325, 413
of innovations, 156–7 Early modern religion, 42 Eretz Yisrael. See Land of Israel
Digital divide, 362, 370 East Asia Barometer, 162 Erikson, Erik H., 550
Digitalism, 366–7, 368 East Germany Essentialism, 492, 567
Ding Guangxun, 647 democratization, 434 contextualism vs, 206
‘Dingo case’, 410 subordination of churches to Estado Laico, 723
Dionysian gods, 22, 23 state, 660 Estonia, subordination of churches to
Disaffiliation, religious, 530–1, 558–9 Eastern Orthodoxy state, 660
Disaster analogy, 410 and Church-state relations, 660 Ethnic communities
Disbelief, suspension of, 258 dogma, 657 funeral arrangements, 624
Disclosure, ethics of, 369 orders, 327, 333 religious beliefs and practices in, 616
35-Beckford_Idx 9/3/07 1:47 PM Page 734

734 INDEX

Ethnic groups Evangelization, in China, 648 First Amendment, 73, 267, 268, 278,
definitions, 491–2 EVS. See European Values Survey 346, 381–5
kinship groups vs, 492 Exceptionalism, European, 106 applicability to cults, 409
religio-ethnic, 493 Exclusivity, 234 establishment clause, 382–3
subsets, 491 Exile, 674 free exercise clause, 382
Ethnicity Existential questions, 610 inception, 381–2
as cognition, 492 Existential security, 61 relation between clauses, 383–5
racialized, 492 Exorcism, 216 ‘Flow’, 595
and religion, 490–506, 581. See also Experience Focus on the Family, 512
Immigrant religion articulations of, 127 Foguangshan sect, 642
conceptualization, 491 religious. See Religious experience Folk devils, 410
ethnic autonomy type, 494 Explanations, truth-test of, 127 Ford, Leighton, 218
ethnic fusion type, 494, 495 Extrasensory perception (ESP), Foreclosure, 550
ethnic religion type, 494, 495 253, 254 Founding myths, 398
future research, 506 Extropianism, 260–1 Fowler, Robert Booth, 447
problematization, 491–7 Extropy Institute, 260 Framing processes, 422
religious ethnicity type, 494, 495 France
types of relationship, 493–5 Fa Yin magazine, 641 as Catholic nation, 404
religion as marker of, 148 Faith-based initiatives, 199, 345–54 freedom of religion and free
symbolic, 502, 556 changes due to charitable choice thinking, 412
Ethnography, 134–9 provisions, 347–9 laicity, 719, 724
anthropological, 134–5 changing role of congregations, 352 and minority faiths, 404, 408–9
definition, 134 church-state issues, 350–1 popular religion, 712
sociological, 135 in context, 345–7 as secular state with secular
Eucharist, 593, 596 future research, 354 politics, 388
Eurobarometer surveys, 162, 259, 463 mediating institutions, 351–2 secularization, 70, 486
Europe. See also Central and Eastern organizational analysis, 349–50 Franciscan order, 37, 333
Europe public role of conservative national federations, 331
Islam in, 108 evangelicals, 352–3 Franco, Francisco, 280, 282
European Court of Human Rights, 407 Faith-based schools, 616 Freedom, new understanding
European Social Survey (ESS), 155, 163 Falun Gong, 388, 406, 408 of, 539
European Values Survey (EVS), Falwell, Jerry, 136–7, 446, 449 French Revolution, 19, 21, 270, 659
161–2, 463–4 Familiarity, false, 50 Freud, Sigmund, 23, 130, 261
after-life beliefs, 466, 625 Families Functionalism, 3
changes in results over time, congregations as, 197 Fundamentalisms, 101–2, 107–8,
479–83, 620–1 generational dynamics within, 183–4
gender equality, 571 538–9 appeal, 558
regulation and religion, 411 significance, 614–15 definition, 209
religious beliefs, 466, 617 Family, The (Children of God), evangelicalism and, 208–10
religious feelings, 465–6 136, 410 and gender roles, 572
religious practices, 466 Family relationships, religion in globalized world, 209, 232
rites of passage, 614 and, 517 as glocal concept, 108
World Values Survey vs, 469 Family surrogates, 237 public influence, 102
Evangelical Christianity. See Fatwas, 327 traditionalism/conservatism, 102
Evangelicalism Feelings, religious. See Religious Fundamentalist movements, 434
Evangelical congregations, 197 feelings Funerals, 623–4
Evangelical left, 450 Fellers, Bonner F., 702 Fuxi worship, 649
Evangelicalism. See also Conservative Female enclaves, 573–4
evangelicals; Conservative Femininity Gallop Poll, 620
Protestantism; Pentecostalism in late modernity, 577 Galut, 674
adherent numbers, 208 and piety, 579 Gandhi, Indira, 391
in Central and Eastern Europe, 661 Feminism Gandhi, Rajiv, 391
definition, 207 origins, 574 Gap filling, 449
and disempowerment of women, and religion, 7, 574 Gaza Strip, 671, 690
129–30 second-wave, 577 Geertz, Clifford, 70–1, 129, 135,
expansion lines, 208 Fenn, Richard, 60 177, 420
and fundamentalism, 208–10 Fertility, religion and, 153 Geist, 169
global, 207–8, 222 Finitude, awareness of, 622 Geller, Yuri, 254
glocalization, 109 Finke, Roger, 83–4, 86, 89–91, 93–4, Gellner, Ernest, 47
identity, 559 234–6, 392–3 Gemeinschaft groups, 492
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INDEX 735

Gender Globalization, cont. Hebei, Province of, 639–44


pentecostals on issues of, 217 post-modernism and, 106 Hebei Buddhist Association, 641, 643
and power, 568 secularizing effect, 76 Hegel, Georg Wilhelm Friedrich, 21
and religion, 566–83. See also and sovereignty of states, 377 Hegemony, 421
Consolidating religion; species-specific model of, 601 Henderson, Bobby, 360
Counter-cultural religion; Glocal religion, axes of variation, Herberg, Will, 497, 543
Questing religion; Tactical 99–104 Herfindahl index, 88
religion Glocalization, 7, 76, 98, 603 Hermeneutic circle, 128
in advanced industrial context, of religion, 99 Hermeneutic interviewing,
577–8 Glock, Charles, 146 127–31, 139
broadening agendas, 580–2 God, as representing society, 25–9 Hermeneutics of suspicion, 130
gendering secularization, 578–80 ‘God gap’, 440, 442, 443 Hero-morality, 22
life-course variations, 615, 621–2 Godden, W., 618–19 Hierarchical modelling, 156
positioning typology, 569–70 Goddess feminism, 576–7 Hillulot, 681–2
religious consolation, 619 God’s Love: We Deliver, 131 Hiloni, 677
starting points for theory, 567–9 Goffman, Erving, 552 Hinduism
studies, 571–7 Golden Rule morality, 540, 543–4 congregation-like units in, 202
theoretical framework, 569–71 Good News, 560 funerals, 624
Gender orders, 568, 569, 570–1 Goode, Eric, 410 globalization, 231–2
of late modernity, 577–8 Gorski, Philip, 177, 178, 182 liberal reforms, 391
Gender studies, 566–7, 568 Gramsci, Antonio, 421 self-regulation, 399
General Social Survey (U.S.), 161, Grass-roots revivalists, 302 and Sikhism, 326
199, 249, 258–9, 441 Gray market, 636 status groups, 32
Generalization Great Awakening, Second, 496 tolerance of internal variation, 326
analytic, 176–7, 184 examples, 180, Great Trek, 431 Hindutva, 203
182, 183 Greece, Orthodox tradition, 486 Hirohito, Emperor, 699, 702, 708
Generalizing approaches, 155, 175, Greenspirit, 575 Historic religions, 42
176–7 Grim, Brian, 392–3 Historical inquiry, and religion,
Generation Group solidarity, 29 168–73
cohort vs, 528 ‘Groupism’, 492 Historicism, 169, 172, 174–5, 184
continuities across, 542–4 Guatemala, as religious state with positivism vs, 139
differences in religion by, 539–42 religious politics, 387 History. See also American religious
effects in religious change, 529–30 Guides, 616 history
intra-family dynamics, 538–9 Guiyi, 640 configurational, 174, 175, 184
sociological relevance, 526–8 Gush Emunim, 688–9, 690 examples, 179, 180, 181,
Generation X, 528 183, 184
Generation Y, 528 Habermas, Jürgen, 127, 130, 185 of religions, 171
Geographies Habitus, 593, 603 situational, 174, 175–6, 184
emotional, 581 Christian, 602 specific, 174, 175, 184
of space, 581 Hadden, Jeffrey, 61 example, 181, 183
Germany Halacha, 679, 681 universal, 176, 184
civil religion, 282 Halutzim, 673 Højsgaard, M. T., 365–7, 368
regulation of religion, 404 Hamas, 671 Holidays, religious, 383
as secular state with secular Hanukkah, 674–5 Holy Order of Mans (HOOM), 237,
politics, 388 Happiness, religiosity and, 153 240–1, 242
Giddens, Anthony, 45–6, 609–10, 613 Hare Krishna movement Holy Spirit, being filled with, 588
Girard, René, 596–7 abuses of power among gurus, 315 Homeopathy, 575
Global flows, 377 conventionalization, 242 Homogeneous Unit Principle (HUP),
Globalbarometer, 163 Haredi leumi, 685 200–1
Globalization, 7–8 Haredim (ultra-Orthoprax), 675–6, Homosexuality, 216–17. See also
of Christianity, 206–7, 232 677, 682–5 Sexual orientation
conversionist, 209 politicization, 690–2 public opinion on, religion and,
diasporic, 209 Hartford Institute of Religion 442, 443
embodied dimensions, 603 Research, 199, 201 HOOM. See Holy Order of Mans
as modernization in monopolistic Haskalah, 675 Houses of worship, congregations
guise, 106 Healing as, 197
modernization vs, 98 gifts of, 588 Hsing Yun, 642
and NRMs, 102, 107, 231–3 rituals, 402 Human Potential, 687
and pluralization of religion, 99, Health problems, religion and, 619–20 Humanist Buddhism, 642
109–12 ‘Heavenly contract’, 180–1 Hume, David, 168
35-Beckford_Idx 9/3/07 1:47 PM Page 736

736 INDEX

Hungary Imperial House rites, 698, 699, Institutionalization


Constitutional Court, 406 700–1 of religion, dilemmas, 196
denominations registered, 661 latent, 706–7 of sects, 239
and minority faiths, 405 post-war, 701–4 Institutionalized religions, 100–2, 111
religious persecution, 659 daily and seasonal rites, 702–3 public influence, 101–2
Hunter, James Davidson, 353, 444–5 rites of passage, 703 Institutions, economic, Protestant
Huntington, Samuel, 392 and Shrine Shinto, 703–4 ethic and, 181–2
Hussein, Saddam, 218 Implicit religion, 70 International Religious Freedom Act
Husserl, Edmund, 123 Incarnation, of Christ, 597, 598 (IRFA), 393, 407
Hyper-pluralism, 237–8 Incorporation, religion and, 503–4 International Social Survey
India Programme (ISSP), 162, 464
Iannaccone, Laurence, 82 communal violence, 390, 391 confidence about life after
Id, 23 Hindutva, 203 death, 482
Ideal types, 126, 171, 181 imperialist secularization in, 75 religious feelings, 465–6
Identity as secular state with religious religious socialization, 466
categorical, 554 politics, 390 Internationalism, 656
crisis of, 621 Indianapolis Internet
diasporic, 581 congregations in, 194–5 Church of the Flying Spaghetti
feminist, 560 St Christopher Catholic, 195 Monster and, 360
group, 553–4 Indigenous people, 103, 711, 725. Church of Scientology and,
identity diffusion vs, 550 See also Aboriginal people 359–60, 372
meaning of concept, 549–51 Individual religiosity mapping cyberspace, 361–5
and modernity, 555–8 definition, 464 propriety online, 359–60
as narrative, 555 dimensions, 465 religion on, 357–72. See also Cyber-
national, defining, 506 explanations of differences in, religion
personal, 554 485–6 dangers of computer’s ‘magic
as project, 558 expressions of, 465 lens’, 371–2
religion and, 549–61 indicators in international surveys, exploration approaches, 361–5
dominant sociological narrative, 465–71 future prospects, 369–72
555–8 changes in Central and Eastern online community and identity,
psychological approaches, 550–1 Europe, 483–5 363–4
sociological approaches, 551–5 changes over time in, 478–83 reconnaissance and survey, 362
specifications and dissents to religious socialization importance, religion online vs online
dominant narrative, 558–60 474–8 religion, 361
religious synthetic attitude scales religious experience and
among immigrants, 559–60 construction, 471–4 practice, 364–5
as type of ethnicity, 553 Individualism, 613 technology and technique, 370–1
of religious organizations, religious, 237, 539–43 Web site construction and
continuing salience, 559–60 Individualization, 412–13 maintenance, 362
researcher, 136 institutional, 413 Vatican and, 358–9
resistance, 602 of references to persons, 50 Interviewing
role, 552, 554 Indonesia hermeneutic, 127–31, 139
and self, 551–2 Christian militias, 214 phenomenological, 127
statuses, 550 religious opposition suppression, types, 127, 129
Identity Christians, 214 391 ‘Invisible religion’, 107
Identity politics, 553 as religious state with secular Iran
Identity salience, 552 politics, 389 control of mass media, 408
Identity Style Inventory, 550 Infant mortality, 613 religious regulation, 402
Identity theory, 552–3 Information Iraq
Ideology, and movement culture, 423 gathering, 397 religious violence in, 392
IHD study, 532–6, 538, 541, as spirit, 263 war in, 217–19
542–3, 544 Information technology, 263 Ise Shrine, 699, 702, 703, 704–5
Illusionism, 20–3 Ingersoll, Julie, 130 ISKCON, 232
Images, synthetic, 238 Inglehart, Ronald, 446, 464 Islam. See also Jihadist Islam
Ima-ms, 300 Initiation rituals, 399 in China, 638–9
Immanence, 657 Inner conversation, 596 Christianity and, 211
Immigrant religion, 497–504. See also Insider/outsider problem, 135–6 congregation-like units in, 202
Transnationalism Institute of Human Development in Europe, 108
recurring themes, 498–9 (IHD) study, 532–6, 538, 541, funerals, 624
Imperial Graves, 703 542–3, 544 and law, 211, 213
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INDEX 737

Islam, cont. ISSP. See International Social Survey Judaism, cont.


leadership, 300–1 Programme Orthoprax, 202, 559, 572, 686
and power, 211 Italy, and minority faiths, 404 converts to, 128
religious adherence in families, 616 Item response theory (IRT), 154–5 rabbis, 297
self-regulation, 399 deployment, 299
Shi’ite, 300 Jackson, Jesse, 440 role changes, 311–12
division from Sunnis, 327 Jacobinism, 184 women, 304
southern Protestantism and, 211 Jagodzinski, Wolfgang, 474 Reform, 202, 686–7
status groups, 33 Jainas, 32 as super-ethnic group, 553
Sunni, 300 James, William, 590–1, 592 ultra-Orthroprax, 675–6, 677, 682–5
division from Shi’ites, 327 Japan, 697–708. See also Imperial Justice, acts of, 622
territoriality, 211 House rites; Shinto; Shrine
Islamic fundamentalists, in Shinto; State Shinto Kansas State Board of Education, 360
Indonesia, 390 civil religion, 281–2 Kant, Immanuel, 169
Islamic Jihad, 671 coercive secularization in, 74–5 Kashrut, 675
Islamic political movements, in Emperor worship, 698, 699–700, Kemetic Orthodoxy, 366, 367
Middle East, 434 701, 704, 706–7 Kennedy, John F., 272
Israel, 670–93 history, 391–2 Khan, Aisha, 122, 131–2
arranged marriages, 685 Meiji restoration, 75, 391–2, 698 Kibbutzim, 675, 686
civil religion, 282, 676 religions, 697 King, Irving, 40
new, 689 as secular state with religious King, Martin Luther, 301
compromise and accommodation, politics, 390, 391 Kinship groups, ethnic groups vs, 492
675–6 takeoff into capitalism, 33 Knesset, 690–1
counter-secularization, 681 Tokugawa period, 391 Knowledge, toward sociology of,
Declaration of Independence, 673 Japan-ASEAN Barometer, 162–3 184–6
declining religion, 679–81 Jedi, 152 Kook, Abraham Isaac, 688
deprivatization, 687–92 Jefferson, Thomas, 350, 381, 382 Kook, Zvi Yehuda, 688
differentiation and Jehovah’s Witnesses Koresh, David, 410
undifferentiation, 672–6 in Central and Eastern Europe, 661 Ku Klux Klan, 392
education, 683, 684, 685 and European Court of Human Kurzweil, Ray, 263
holidays, 674 Rights, 407
Independence Day, 686 in Germany, 404 Labor party (Israel), 688, 690, 691
as Jewish state, 673 in Russia, 406 Labour
Jews from former Soviet Union, Jenkins, Philip, 211, 214, 220 division of, 43–4
679–80 Jesuit order, 334 mechanical, 44
Jews from North Africa and Asia, Jew, religious definition, 673 organic, 44
676, 679, 681–2, 686, 691 Jewish Orthodoxy. See Judaism, Labour struggles, in United States,
haredization, 684 Orthoprax 424–7
leisure patterns, 680–1 Jiang Zemin, 643–4, 651 Laicity, 48, 719–20, 723–6
nationalism, 687–90 Jihadist Islam, as menace to ‘Free Declaration on, 724–5
new religious movements, 687 World’, 233 secularization vs, 719–20
privatization, 686–7 Jing Hui, 640, 641, 642, 643–4, 651 Laicization, 60, 724, 725
public religion, 671–2 John Paul II, Pope, 301, 358, 429, Lama, Dalai, 301
religions in, 670–1 442–3, 444 Lambert, Yves, 479, 480, 483, 625–6
religious beliefs, 678 Joint Commission on Rabbinic Land of Israel, 671, 673, 675, 688
by origins, 679–80 Placement, 299 Greater, 689, 690
religious identities, 677, 678 Jonas, Regina, 304 Landres, J. Shawn, 137
by origins, 680 Jones, Donald, 273 Laoshuji, 649–50
religious observance, 677–8 Jones, Jim, 183 Late-modernity, and life-course,
by origins, 679–80 Jordan, 690 609–11
meanings of, 679 Ju, 32 Latin America. See also individual
religious-secular division, 691–2 Judaism countries
as religious state with religious antagonism to magic, 34 communitarianism, 719
politics, 387–8 congregational life, 202 indigenous communities, 711, 725
secularization, 672, 679–81 Conservative, 686–7 laicity, 719–20
socio-economic status and diaspora, status groups, 33 modernization, 722–3
religiosity, 680 in Eastern Europe, 661 Protestantism in, 208, 715–17
stable religion, 677–9 in Israel. See Israel religious pluralism, 714–19
state symbols, 673 Jewish identity, 553, 560 and modernity paradigm, 717–19
strengthened religion, 681–5 kosher practices, 31 secularization, 722–3
35-Beckford_Idx 9/3/07 1:47 PM Page 738

738 INDEX

Latin America, cont. Lutheranism, in Baltic states, 655 Methodenstreit, 169, 170
social movements, role of religion Lynd, H., 537–8 Methodism, 33
in, 434 Lynd, R., 537–8 clergy deployment, 299
Westernization, 722 importance for working classes, 180
Latin American Bishops Ma Yinglin, 644 Methodist Episcopal churches, 332
Conference, 427 MacArthur, Douglas, 702 Methodologies
Latinobarómetro, 162 Machteret, 689 sociohistorical. See also Qualitative
Latinos, in United States, religion and Madison, James, 381 methods; Quantitative
politics, 451 Mafdal (National Religious Party), methods
Latvia, subordination of churches to 675, 688, 691 application, 177–84
state, 660 Magic, 34, 575 contemporary, 173–7
Law religion vs, 250 development, 168–73
Christianity and, 211, 213 ‘Magic lens’, 371–2 generalizing practices, 155, 175,
Islam and, 211, 213 Mainstream religion, 569 176–7
Leaders, as congregational Maistre, Comte Joseph de, 19 particularizing practices, 155,
orientation, 197 Malinowski, B., 623 174–6
Leadership, religious. See also Mana, 29 Mexico, 710–26
Religious professionals Mannheim, Karl, 526–7 Chiapas State, 718, 726
study of, 447–9 Mapai, 676 civil religion, 279–80
Lenin, Vladimir, 175, 659, 660 Marginal religion, 569 colonial period legacy, 711–12
Levellers, 221 Marriage, 611, 613 indigenous communities, 711, 725
Li Changchun, 644 religion and, 153 laicity, 719–20
Li Dezhu, 646–7 statistics, 613 modernization, 722–3
Liberal Protestantism, give-and-take Martin, David, 95 popular religion, 712–14
in, 69 Marx, Karl, 43 socio-political impact, 713–14
Li Ruihuan, 643 on capitalism, 42, 43 Protestantism in, 715–17
Liberalism French Revolution influence, 21 religious pluralism, 714–19
political, 450 on modernization, 104 and modernity paradigm, 717–19
theological, 450 on origins of class consciousness, secularization, 722–3
Liberation Theology, 4, 202, 427, 713 130 Mezuzah, 679
Life after death. See After-life pioneering work, 3 Middletown, 537, 538
Life Chan, 640, 642, 644, 651 on religion, 20, 43, 58 Mill, John Stuart, 168, 173, 176, 182
Life Chan Summer Camp, 640, 642, Marxism Millennialist movements, 182, 183
643, 651 in China, 388–9 Million Man March, 573
Life-course, 609. See also Rites of notions of religion, 4 Mimesis, 596–8
passage Masculinity Ministry of Civil Affairs, 636, 637
late/post-modernity and, 609–11 hegemonic, 580 Ministry of Public Security, 636, 637
religion as factor through in late modernity, 577 Ministry of State Security (MSS),
childhood, 614–16 religion and, 573, 622 636, 637
death and after-life, 623–6 Mathews, Shailer, 40, 41 Mishima Yukio, 707
early adulthood, 617–18 Mauss, M., 592, 593, 594 Mitzvot, observance, 677, 679, 680,
later life, 620–3 Mead, Loren, 201 681, 682
mature adulthood, 618–20 Mechanical solidarity, 26, 27, 44, Mizrachi, 675, 676
Life crises, 611–12, 619, 623 172, 555 Mobility, stability vs, 554
Life-cycle approach, 608–9 Mechanisms, in religious change, 157–8 Modern religion, 42
Life-histories, religious, 129 Media Modernity, 45–6. See also Classical
Likud party, 688, 689, 691 control of, 408 modernity; Late-modernity;
Lincoln, Abraham, 267, 271 and regulation of religion, 407–9, Pre-modernity; Reflexive
Linguistic turn. See Cultural turn 410–11 modernity
Linji Temple, 641, 643, 651 Mediating institutions, 351–2 ambiguous, 717
List of Approved Premises, 613 ‘Mega church’ congregations, 199 corporeal constituents, 589
Liu Guizhu, 647, 648, 650 Megachurches, 236 effects on religion, 46
Locke, John, 274 Meiji restoration, 75, 391–2, 698 as enemy of history, 172
Lo-dati, 677 Meimad, 691 gender order, 577–8
Longitudinal studies, cross- sectional Mercaz HaRav, 688 identity and, 555–8
studies vs, 531 Mesoamérica, 711, 726 modernization vs, 722
Lord’s Resistance Army, 213 Mesoriti, 677, 681, 686 particular, 717
Love, notion of, 555 Messianism, 674, 687–9 peripheral, 717
Luckmann, Thomas, 4, 554, 580 Mestizos, 713 religious history and, 168
Luther, Martin, 26, 298, 326, 334 Metanarratives, 174, 184 significance of religion for, 179–82
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INDEX 739

Modernization Nationalism, cont. New religious movements, cont.


globalization vs, 98 religious, 103–4 sect-church theory and, 238–40
leading to sacralization, 67–8 rise of, 8 sects vs, 196
leading to secularization, sacred, 282 secularization and, 230–1
67–8, 104 Nationalist Party (South Africa), 430, transformations of postmodern
modernity vs, 722 431, 432, 433 groups, 240–3
and religion, 412, 485–6 Nationalization, of church properties, with violent tendencies, 244
incompatibility, 99 659 New Religious Right. See Christian
and secularization, 722–3 Natural rights, 274 Right
Monitoring the Future, 518, 519 Navajo New Russia Barometer, 162
Moon, Sun Myung, 228, 237, 410 ceremonies, 124, 126 New Song Church, 137
Mooney, James, 134 healing into speech, 125–6 New voluntarism, 557
Moral density, 44 NBIC fields, 263 New World African religions, 109
Moral Majority, 199, 446, 449, 450 NEICP project, 497, 498 Newberg, Andrew, 262
Moral order, 520 Neo-paganism, 575, 576, 621 Newsmaking, religion and, 133
Moral panics, 410–11 Netherlands Nicaragua, 429
Moral reasoning, 551 and minority faiths, 404 Niche markets, 325, 332
Moralistic Therapeutic Deism, 520 religious participation, 88–9 Niebuhr, H. Richard, 172, 196
Morality, standards of, from rituals, 30 restructuring of religion, 469 Nietzsche, Friedrich, 22–3
Moratorium, 550 Neturei Karta, 676 Nixon, Richard, 282–3
Morbidity, religion and, 153 Network closure, 520 Nondenominational churches,
Mormonism, supernatural Neural networks, 262 meaning of affiliation, 328
compensators, 234 Neurobiology, 599–600 Non-places, 50
Mortality, religion and, 153 New Age religion, 50–1, 248–53. See Norris, Pippa, 446
Mosque, functions, 202 also Self-spirituality North Carolina, textile mills, 424–6
Motivations, behaviour and, 68 correlation with religiousness, 252–3 Northern Ireland
Müller, Max, 169 curvilinear theory, 252–3 as religious state with religious
Multi-agent models, 155 definition, 248 politics, 387
Multi-culturalism, 28 features of belief systems, 51 role of Christianity in conflict, 434
Multi-level modelling, 156 New Baltic Barometer, 162 Nova Religio, 229
Mumba, Nevers, 215 New Christian Right, 352. See also NRMs. See New religious movements
Mumluachtiyut, 676 Christian Right
Music, phenomenology of, 124 New Ethnic and Immigrant October Revolution, 659
Mysticism, 36–7, 61, 106 Congregations Project (NEICP), Office of Faith-Based
inner-worldly, 36–7 497, 498 Initiatives, 351
Mythology, 251 New Europe Barometer, 162 Ohara Yasuo, 701–2
Mythopoeic movement, 576 New Immigrant Survey Pilot Old Catholic Churches, 304
(NIS-P), 498 Online communities, 363–4
Nagaland, 214 New institutionalism, 197 Online religion. See also Cyber-religion
Nakanishi Terumasa, 707 New media, role in religious religion online vs, 361
Nanotechnology, 263 socialization, 522 Operating Thetan (OT) levels, 359
Narratives New paradigm, 557 Opinion barometers, 162–3
analysis, 131–4, 139 ambivalence and, 496–7 Optionalism. See Circumstantialism
extrinsic, 175 assimilation and, 495–7 Orders
intrinsic, 175 rational choice theory vs, 496 commonalities, 329
National Council of Churches ‘New reformation’, 588 creative role, 333–4
(USA), 304 New religious movements (NRMs), cultural template, 329
National Election Studies, 441 227–45 definitions, 324
National Miners’ Union, 425 in Central and Eastern Europe, 661 factors influencing development,
National Religious Party, 675, 688, 691 constancy premise, 243 325–9
National Socialist Council of conversion processes, 558 ideological, 325–7
Nagaland (NSCS), 214 definition of field, 227–30 organizational, 327–8
National societies, 104–5 globality themes, 232 female, 574
National Study of Youth and Religion globalization and, 102, 107, 231–3 lay associate programmes, 314
(NSYR), 518, 519 on internet, 232 recruitment, 314
National Textile Workers Union postmodernity/modernization and, variations
(NTWU), 424, 426 237–8, 243 internal composition, 332–3
Nationalism, 75–6 rational choice theory and, 233–7 organizational life cycle stage,
in Israel, 687–90 religious economy and, 234–7 333
religion and, 182 rise, 4–5 relationship to centre, 329–32
35-Beckford_Idx 9/3/07 1:47 PM Page 740

740 INDEX

Ordination, 297 Persecution, cont. Politics, cont.


and sexual orientation, 308–9, government/social regulation religious states and religious
315–16 and, 393, 411–12 politics, 387–8
of women, 304–5 Personal Responsibility and Work religious states and secular
Organic solidarity, 26, 27, 44, 172, Opportunities Reconciliation politics, 389–90
555–6 Act (PRWORA), 348 secular states and religious
Organization. See also Religious Peru, guerilla emergency, 213 politics, 390–2
organization Pew Forum on Religion and Public secular states and secular
and carrier group, religion as, 30–7 Life, 212 politics, 388–9
Orientation association area, 262 Pew Global Attitudes Project, 163 Polity, religious, types, 197, 498
Oslo accords, 690 Pew Internet and American Life Pontifical Council for Social
Outcomes, of religion, 153–4 Project, 370 Communications, 358
Phenomenology, social. See Social Pope, Liston, 172
Paganism, online ritual, 363 phenomenology Popular religion, 712–13
Pakistan, as religious state with Philippines, evangelicalism in, 208 meaning of concept, 712
secular politics, 389 Pietism, 33 Portes, Alejandro, 499, 502–3
Palestine. See also Israel Pillars of faith, congregations as, 199 Positive thought materialists, 302
religions in, 670–1 Pinochet, Augusto, 280, 282 Positivism, 19, 59, 70, 173
‘Pancasila’, 389 PLO, 671, 690 historicism vs, 139
Panchen Lama, 638 Pluralism Post-materialist religion, 103
Pangratios Vrionis, 241 discouragement, 235 Post-materialist religiosity, 107
Paranormal phenomena in free market, 635 Post-modern faith, anti-forms of, 48
and religion, 253 in Latin America, 714–19 Post-modernism, 46–8
definition, 251 and modernity paradigm, definitions, 46–7, 243
Parapsychology, 253–5 717–19 globalization and, 106
definition, 253 and participation/vitality, 88–9, and life-course, 610–11
Parareligion, 253–5 90, 91 and NRMs, 237–8, 243
Parenting, and religion, 512–14 principled, 221, 222 in religion, 6
Pariah groups, 32 Pluralization of religion Post-secularization positions, 113
civic, 33 axes of variation, 99–104 ‘Post-Zionism’, 686
Parsons, Talcott, 59 globalization and, 99, 109–12 Poverty, discourse about, 132
Particularizing approaches, 155, as problematic, 113 Power, 567
174–6 Podmoshensky, Herman, 241 gender and, 568
Partnership activities, 449 Poland inequalities, 567
Paternalism, 577, 578, 580 Catholicism in, 655–6, 659–60 religion and, 568–9
Patriarchalism, radical, 183 religious organizations registered, rituals and, 421
Patriarchy, 567, 568, 573 661 sacralization of, 215
private, 573 religious persecution, 659 sacred, 568–9, 571, 576
public, 573 as secular state with religious secular, 568–9
Patronage, 723, 726 politics, 390, 391 social, problem of, 136–7
Peasant Patrols, 213 Political activity Practice, religious. See Religious
Pentecostalism. See also Charismatic by religious leaders, 448–9 practice
religiosity; definition, 448 Prayer, as ritual, 594
Evangelicalism Political alignments Pre-modernity, 45
in Central and Eastern Europe, 661 religious factors, 154, 441–5 Preston, David, 125
democracy views, 223–4 affiliation, 442 Primitive religion, 41
as form of Protestantism, 717–18 commitment, 442 Primordialism, 492–3, 553–4
in global south, 212 emerging issues, 445–50 Privatization, 107, 412, 686–7, 720,
glocalization, 107, 109 Political arson model, 391 721
and religious freedom, 212 Political opportunity structure Process Church of the Final
and sacred power, 574 theory, 422 Judgement, 254, 255, 256, 258
spiritual warfare, 215–16, 223 Politics Profession. See also Religious
Peoplehood, definition, 327 in Central and Eastern Europe, professionals
Peoples Temple, 183 664–5 definition, 296
Period effects, in religious change, 158 and religion. See also Political Professionalization movements,
Persecution alignments, religious factors 310–11
religious, 393 future research, 450–2 Progressive accommodationists, 302
Augustinian consensus on, 211 history of field, 439–41 Promise Keepers, 573, 598
in Central and Eastern Europe, relevance of context, 445–7 Prophet, Elizabeth Clare, 241–2
655, 656–7, 659, 665–6 and religion and state, 385–7 Prophet, Mark, 241
35-Beckford_Idx 9/3/07 1:47 PM Page 741

INDEX 741

Prophetic radicals, 302 Quantitative methods, cont. Regulation, cont.


Proselytization, political dimensions, difficulties, 148–52 individualization and consumer
211–12 data collection issues, 148–9 protection, 412–13
Prosperity preachers, 217 measurement problems, 149–52 juridification, 414
Protestant Christianity. See emerging approaches, 154–7 by religion, 400–3
Protestantism as masculinist research, 581–2 external, 400–2
Protestant ethic, 42 measurement varieties, 146–8 internal, 402–3
and economic institutions, 181–2 background, 146–7 of religion, 403–11
variation by society, 207 mixed methods, 148, 582 anti-cult movements (ACMs),
Protestant Reformation survey data types, 147–8 409, 410, 413
cognitive apprehension of, 599 Questing religion, 569, 575–6, 578 constitutional provisions, 403–5
as Papal bureaucracy downsizing, 33 counter-cult movements
Protestantism. See also Conservative RAB. See Religious Affairs Bureau (CCMs), 409, 410, 413
Protestantism Rabbinical Assembly, 299 courts, 405–6
in China, 638–9 Rabin, Yitzhak, 220, 388, 690 global, 407
and Church-state relations, 660 Racial groups, as subset of ethnic laws, 405
and democratization, 221 groups, 491, 492 media and, 407–9, 410–11
in global south, 221–4 Racism, 74 moral panics, 410–11
dogma, 657 and religious leadership, 302–3 regional, 407
early, 210–11, 221 Ragin, Charles, 173 self-regulation, 398–400
as early modern religion RAMP survey, 464 of religious markets, 235
paradigm, 42 Ranke, Leopold von, 169, 170, 174–5 of therapies, 414
emphasis on individual, 195 Raphael Houses, 240 Regulatory rules, 399
and Islam, 211 Rational choice. See also Embedded Rehabilitation, punishment vs, 26–7
in Latin America, 208, 715–17 rationality; Religious Rehnquist, William A., 278
religiosity, 658 economy; Religious markets Reiki, 575
and religious freedom, 221 economic (‘thin’) version, 82–3 Reincarnation, belief in, 151, 625
religious organization, 658 new paradigm vs, 496 Reliability, test-retest, 151–2
schisms, 331–2 and NRMs, 233–7 Religion
as super-ethnic group, 553 perspectives, 8–9 as belonging, believing, behaving,
Pseudoscience, 253–5 and religious change, 89–92, 179 442
Psi, 253, 254 and religious competition, 86–9, as codification of practice, 595–6
Psychoanalysis, 23 234–5 and culture, 70–1
Psychokinesis (PK), 254–5 and religious organization, 85–6 definitions, 2, 9, 24, 368, 549
Psychometry, 257–8 sociological (‘thick’) version, 83–5 functional, 384, 554
Psychotherapy, 23 Rationality as subject of debate, 398
Public Association of the Faithful, of religion, 106 as dependent variable, 152–3
330, 331 subjective, 8 function of, 554
Puning Temple, 643 Reagan, Ronald, 199 historical and comparative studies,
Punishment, rehabilitation vs, 26–7 Reagan Revolution, 352, 353 177–84
Puritan settlers, 536–7 Reclaiming witches, 576–7 as independent variable, 153–4
Red market, 636 magic vs, 250
Qian Qishen, 643 size, 638–9 quantification of, 144–6. See also
Quakerism. See also Society of Friends Redemption, 674, 688–90 Quantitative methods
mystical element, 37 Redemptive nationalists, 302 as quest, 551
Qualitative Comparative Analysis Redemptorists, 334 religiosity vs, 145–6
(QCA), 173 Reductionism, 20–3 science and, 261–3
Qualitative methods, 121–39, 582. See Reed, Ralph, 385 sociological approaches to, 2–3
also Ethnography; Hermeneutic Reflexive modernity, 45–6 from modern to global context,
interviewing; Narratives, Reflexivity, 238, 610 104–6
analysis; Social Re-formation, bodily, 597 in globalization era, 106–9,
phenomenology Reformation, Protestant. See 112–13
as feminist research, 582 Protestant Reformation spirituality vs, 106–7
Quantitative methods, 144–63, Refuge, 503 Religion, Ethnicity and New
581–2 Regulation Immigrants Research (RENIR)
benefits, 152–4 aspects, 397 project, 497
challenges, 157–9 definition, 397 Religion online. See Internet,
as data condensers, 122 emerging dilemmas, 411–13 religion on
datasets for secondary analysis, de-regulation and religious Religion of the Supreme Being, 270
159–63 vitality, 411–12 Religionswissenschaft, 169, 171, 172
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742 INDEX

Religio-political mobilization, 107. Religious evolution, conceptions of, Religious professionals, cont.
See also Fundamentalism 40–2 occupational transformation,
Religiosity. See also Charismatic Religious experience. See also 315–16
religiosity; Individual Embodiment racism and, 302–3
religiosity as emergent phenomenon, 600 women as leaders, 303–8
and adverse life situation, 619 on Internet, 364–5 career patterns, 305–7
aging and. See Aging, religion and neglect as object of study, 587 charismatic religious groups, 303
birth order and, 534 Religious feelings clergy, 305–8
core, 664 by country, 467, 468 consolidating and organizing
core dimensions, 146 as dimension of religiosity, 465 religious groups, 303
cultural, 663–4 Religious Freedom Index, 411 glass ceiling, 306
and depression, 516, 619 Religious Freedom Restoration Act maturing and institutionalizing
extrinsic, 550–1 (RFRA), 384 religious groups, 303
and happiness, 153 Religious groups ordination, 304–5
intrinsic, 550–1 dominant, 228–9 and social change, 307–8
of post-communist societies, 662–4 new, 229 Religious socialization
post-materialist, 107 sectarian, 229 effects on young children, 514–18
predictors among older youth, 617 Religious Land Use and importance, 474–8
religion vs, 145–6 Institutionalized Persons Act decreasing, 612
social learning of, 615–16 (RLUIPA), 384 and life-course. See Life-course,
symbolic, 556 Religious Left, 450 religion as factor through
Religious Affairs Bureau (RAB), 636, Religious life cycle hypothesis, 530 in young people, 511–22. See also
637, 638, 641, 643 Religious markets. See also Religious Adolescent faith
Beidao, 647, 648 economy future research, 521–2
Religious authority, decline, 60, 89 expanding, 412 Religious symbols
Religious beliefs, 147 heterogeneity, 325–6 particularistic vs abstract, 27
birth cohort comparisons regulation, 235 representing membership, 29
in life after death, 481–2 and secularization/sacralization, 68 Religious vitality, de-regulation and,
in personal God, 482, 483 supply-side interpretation, 63, 234–5 411–12
that God is important, 482, 483 theories of, 106 Representation, problem of, 137
cross-national comparisons Religious maturity, 550–1 Representativeness, problems of, 148–9
in God, 467, 468, 484–5 Religious meanings, 180–1 Reprofessionalization movements, 312
in heaven, 469–71 Religious monopoly, 635 Republican Party, and science, 261
in hell, 469–71 Religious and Moral Pluralism Research objects, 122, 139
in life after death, 469, 470, 484–5 (RAMP) survey, 464 Resistance
in lucky charms, 470, 471, 484–5 Religious movements, dynamics, 422–4 religion and, 424–33
in reincarnation, 469–71, 484–5 Religious orders. See Orders labour struggles in United
in telepathy, 470, 471, 484–5 Religious organization, 85–6 States, 424–7
as dimension of religiosity, 465 analysis, 349–50 liberation movement in
factual belief vs, 600 Religious practice, 147 El Salvador, 427–30
measurement problems, 150–1 by country, 468 racial apartheid in South Africa,
Religious centre, 324 as dimension of religiosity, 465 430–3
charismatic characteristics, Religious professionals. See also Resource mobilization, 422
326–7 Leadership, religious Revelo, Marco René, 428
openness to syncretism/‘bricolage’, calling, 298 Revolt, religion as instrument of, 20–1
334 careers, 298–300 Revolutionary movements, 402
relationship of orders/sects to, clergy sexual misconduct, 314–15 Richey, Russell, 273
329–32 deployment, 299 Rickert, Heinrich, 170
and societal centre definition of formal networks, 299 Riesebrodt, Martin, 183, 184
peoplehood, 327 informal networks, 299 Right hand, cross-cultural
tolerance for diversity, 326 emergence, 296–7 pre-eminence, 592–3
Religious change, 89–92 issues facing, 309–15 Ríos Montt, 214
Religious choice, 82–5. See also clergy supply and demand, Risk society, 413
Rational choice 312–14 Rites of passage, 611–14
Religious competition, 86–9, 234–5 job dissatisfaction, 310 statistics, 163, 613
Religious consolation, 619 professionalization and Ritual, general theory of, 28–30
Religious ecology, 156 deprofessionalization Ritual prohibition, 611
Religious economy, 93–4, 230. See also movements, 310–12 Rituals
Religious markets role tensions/conflicts, 309–10 phenomenology of, 124
and NRMs, 234–7 lay, 300–1 and power, 421
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INDEX 743

Roberts, John, 404 Russian Orthodox Church, 405, 406, Sect-church theory, 238–40
Robertson, Pat, 220, 385, 440, 450 661, 667 and NRMs, 238–40
Robertson, Roland, 109 Rwanda, genocide in, 214 Sects
Robespierre, Maximilien de, 270 churches vs, 196
Role, 552 Sabbath, secularization, 537–8 membership costs, 86
Role identity, 552, 554 Sacralization NRMs vs, 196
Roman Catholicism in civil religion, 66, 281 Secularism, definition, 66
attendance at mass rule, 476 definition, 66 Secularity, 719, 722
charismatic, 559 forms, 66 definition, 66
in China, 638–9 of identity, 554 Secularization
and Church-state relations, 660 secularization and, 67 assimilation and, 495
clergy paradoxes of, 67–70 coercive, 73–5
deployment, 299 Sacred, non-religious forms, 69 in conservative vs liberal
shortages, 313–14 Sacred objects, religion as action communities, 69
confraternities, 713, 714 towards, 24–5 definitions, 65–6, 231, 721, 722
congregational qualities, 202 Sacred ‘swoons’, 588 degree, 61–2
contraception ban, 533 Sacred texts, rules in, 400–1 diffused, 76
dogma, 657 Sade, Marquis de, 22 dimensions of, 672
in El Salvador, 427–30 Saints, veneration of, 681–2 emergent, 72–3
Gregorian reforms, 660 Saint-Simon, Comte de, 19 gendering, 578–80
identity issues, 560 Salvation, paths to, 34–7 imperialist, 75–6
inter-generational differences, Salvation Army, leaders, 300 as inherently self-limiting process, 230
540–1 Sanctuary congregations, 197 laicity vs, 719–20
and Internet, 358–9 Sangha, 640 levels, 63
in Latin America Santayana, George, 2 macro, 90, 94–5
colonial period, 711–12 Saudi Arabia, religious regulation, 402 measurement, 63–4
institutional weakness, 716, Scandinavia micro, 90–2
718–19, 725 and minority faiths, 404 modernization and, 722–3
patronage, 723, 726 as secular states with secular and NRMs, 230–1
nuns, 303 politics, 388 origin of term, 58
fall in numbers, 314 Scepticism, 84–5 pluralistic, 626
orders, 327, 335–6 Schisms rational choice theory views,
apostolic, 332–3 commonalities, 329 89–92, 179
fall in numbers in, 328 creative role, 333–4 as religious decline/change, 65, 612
legitimation, 330–1 cultural template, 329 and sacralization, 67
monastic, 332 definitions, 324, 336 paradoxes of, 67–70
and ordination of women, 304–5 factors influencing development, theory of, 62, 179, 230, 478–9
religiosity, 658 325–9 critique, 61–5, 496, 538
religious organization, 657–8 ideological, 325–7 history, 58–61
ritual, 124, 126 organizational, 327–8 rejection, 105, 230–1
Second Vatican Council, 427, variations typology of scenarios, 71–6
440, 533 internal composition, 332–3 Self
self-regulation, 399 organizational life cycle stage, 333 concept of, 549, 551–2
as super-ethnic group, 553 relationship to centre, 329–32 construction of, 610
tolerance of internal variation, 326 Schleiermacher, Friedrich, 169, 185 personal, 554
women pastoral associates, 303 Schluchter, Wolfgang, 180 reflexivity, 551, 552
Romania, religious persecution, 659 Schools social, 554
Romero, Oscar, 428 faith-based, 616 social nature, 551
Roof, W. Clark, 129 prayer in, 64 Self-indulgence, 541
Rosicrucian Fellowship, 251 Schutz, Alfred, 124, 126 Self-repression, 22
Rossi, Vincent, 240 Science Self spirituality, 575–6, 580
Rousseau, Jean-Jacques, 269–70, and religion, 261–3 Seminaries, 297
276, 286 rise of, 72 Separation
Royal Patronage, 723, 726 Scientology between Church and State, 382,
Ruoff, Kenneth, 706, 707 and Internet, 359–60, 372 385, 724
Russia as religion, 132 of spheres, 726
Constitutional Court, 406 Scouts, 616 September 11 attacks, and religion-
and minority faiths, 405, 409 Second Vatican Council, 427, politics connection, 452
religious organizations registered, 440, 533 Sesshin, 125
661 Sect Shinto, 699 Settler societies, 430
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744 INDEX

Seventh Day Adventists, 410 Social practice, religion as, 421 Spiritual seeking, 535–6, 557
Sexual misconduct, by clergy, 314–15 Social quiescence and social commitment, 541
Sexual orientation, ordination and, religion and, 424–33 Spiritual support, 551
308–9, 315–16 labour struggles in United Spiritual warfare, 215–16, 223
Sexual revolution, 577 States, 424–7 Spirituality, 102–3
Sharon, Ariel, 220, 690 liberation movement in definition, 159
SHAS, 684, 691 El Salvador, 427–30 new manifestations, detection, 159
Shavuot, 675 racial apartheid in South Africa, religion vs, 106–7
‘Sheilaism’, 99, 557 430–3 Spontaneous combustion model, 391
Shiduchim, 685 Social saturation, 556 Stability, mobility vs, 554
Shining Path guerillas, 213 Socialization, religious. See Religious Stained glass ceiling, 306
Shinto. See also Shrine Shinto; State socialization Standard setting, 397
Shinto Societal differentiation. See Starhawk, 576, 577
adherents, 150 Differentiation Stark, Rodney, 61–2, 63, 65, 83–4, 86,
congregational forms, 203 Societal systems, 110 89–91, 93–4, 179, 233–6
definition, 697 Society, as represented by god, 25–9 State
history, 698–9 Society of Friends, leaders, 300 church and, 350–1, 659–60
Sect, 699 Socio-economic position, religion separation between, 382, 385, 724
Shinto Directive, 698, 699, 700, 701–2 and, 153–4 formation, religion and, 182
Shinto Political League, 705–6 Socio-economic questions, religion and politics and, 385–7
Shinui, 691 pentecostals on, 217 religious states and religious
Shoguns, 698, 708 Sociological classicism, and road to politics, 387–8
Showa, 699, 708 modern religion, 42–5 religious states and secular
Shramanas, 32 Sociology politics, 389–90
Shrine Shinto, 698, 699, 700, 704–5. of knowledge, 184–6 secular states and religious
See also Association of Shinto of religion, intellectual trajectory, politics, 390–2
Shrines 3–9 secular states and secular
Imperial House rites and, 703–4 religious, 185 politics, 388–9
Sikhism, Hinduism and, 326 Socio-moral issues, public opinion State Shinto, 75, 282, 391–2, 699
Simulation, domination of, 238 on, religion and, 442–3 definitions, 697, 699, 700
Slave-morality, 22 ‘Soft power’, American, extension of, dissolution, 699–702
Slavic cults, 654 217–20 revitalization, 706–7
Smith, Adam, 81, 85, 87–8, 89, 93 Soka Gakkai, 203, 392 Statism, 676
Smith, Christian, 128 exclusivity, 235 Status groups, 31
Snake-handling, Appalachian, 135, Solidarity Strict churches, attraction, 121
138–9 group, 29 Structural Functionalism, 611
Soares, Mário, 218 mechanical, 26, 27, 44, 172, 555 Structuralism, French, 172, 173
Social attitudes, religion and, 154 organic, 26, 27, 44, 172, 555–6 Subjective-life spirituality,
Social capital, 351 Solidarity movement, 202, 391 575–6, 580
Social change, religion as agent of, Soul, need for concept, 262 Subjectivity
420–2 South Africa problem of, 135
Social constructivism, 492 civil religion, 282 technologies of, 403
Social Gospel, 41, 441 racial apartheid in, 430–3 Subjectivization, 412
Social identity theory, 553–4 South African Council of Churches, Sudnow, David, 126
Social learning, of religiosity, 433 Sufism, 33
615–16 South Korea, Protestantism in, 208 Suharto (President of Indonesia), 389
Social marginalization, 622 Southern Baptist Convention, 218 Suicide, collective, 183
Social movement society, 435 fundamentalist takeover, 334 Summer Linguistic Institute, 718
Social movements. See also Collective Soviet Union Summit Lighthouse, 241
action civil religion, 281–2 Sunday school
genesis, 422 constitutions, 404, 405 demise, 616
Social network analysis, 156–7 control of mass media, 408 tradition, 530, 538
Social network theory, 27 fall, 105 Superego, 23
Social obligation theory, 260 religious persecution, 659 as source of religion, 23
Social order Spain, civil religion, 280, 282 Supermodernity, 49–50
civil religion and, 269–70, 280 Spells, 575 Supernaturalism, 236
religion as source of, 419–20 Spencer, Herbert, 58 watered down, 236
as sacred right, 269 Spiritual Experience Inventory, 551 Surmodernité. See Supermodernity
Social phenomenology, 123–7, 139 Spiritual machines, 263 Surveys, 122–3
Social power, problem of, 136–7 Spiritual openness, 551 cross-sectional, 147
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INDEX 745

Surveys, cont. Tocqueville, cont. United Mine Workers Association


data collection issues, 148–9 on French Revolution, 21–2 (UMWA), 425, 426
datasets for secondary analysis, on religion and politics, 438 United Nations, 407
159–63 on Sabbath, 537 United Popular Action, 429
data types, 147–8 Tongues United States
national, 159–61 of fire, 598 changing character of society, 284
panel/longitudinal, 147 speaking in, 588 civil religion. See Civil religion,
Swaggart, Jimmy, 315 Toronto Blessing, 592, 601 American
Sweden, as secular state with secular Totem, 24–5 coercive secularization in, 73–4
politics, 388, 389 Transcendence, 657, 658 labour struggles in, 424–7
‘Switching’, religious, 200 Transcendental Meditation, 687 non-Western faith traditions in, 451
Switzerland, and minority faiths, 404 Transcendentalism, 37 religious history. See American
Symbolic interactionism, 551–2 Transhumanism, 260–1 religious history
Synergy, 157 Transnational fellowship networks, 231 religious lives, 128
Synthetic attitude scales Transnational migration, religion sacralization in, 66
beliefs in God, 471 and, 108, 499–503 as secular state with religious
construction, 471–4 Transnationalism, 499–503 politics, 390, 391
religious feeling, 471 and assimilation, 502–3 teenagers, religious lives, 128
religious practices, 471 definition, 499 Universal Church of the Kingdom of
and socio-demographic variables, economic, 500 God, 221
472–4 political, 500 Urbanizing peasants, women as, 579
trust in churches, 471 religious, 500 U.S. Conference of Catholic Bishops,
sociocultural, 500 133
Tactical religion, 569, 573–5, 578, 579 Trinidad, religious life, 122, 131–2 U.S. Episcopal Church, election of
Tai Xu, 642 Trobriand Islands, 623 gay bishop, 309
Taoism. See Daoism Troeltsch, Ernst, 169–70 Utilitarianism. See Circumstantialism
Tarot, 249 church-sect distinction, 3
Technocracy, 19 on congregations, 196 Value-neutrality, ethic of, 171
Telekinesis, 254–5 critical-historical methodology, 170 Vatican, and Internet, 358–9
Telepathy, belief in, 466, 487 on ‘mysticism’, 61, 106 Vedas, 32
Telepathy Developing Circle (TDC), on social teachings of churches, 38 Veil, role, 560
254, 255–8 Truth, relativization of claims, Verstehen, 171
Telepathy training, religious, 255–8 237–8 Violence
Television evangelists, 207–8 TSPMs, 637 Protestant involvement, 211, 214
Telos, of history, 176 Beidao District, 645, 647, 648 religion and, 182–3, 392–3
Temple, Hindu, function, 202 national, 636, 637 southern Christianity and, 212–14
Tension, with surroundings, 86 Turkey state, 214
Territoriality, 210, 211, 215 coercive secularization in, 74 Vocation, religion as, 298
Terror, war on, 211, 217–18, religious opposition suppression, Vodou, 129
219–20, 244 391 Voltaire (Francois-Marie Arouet), 20,
Terrorism, Christianity and, as secular state with secular 21, 58
212–13, 214 politics, 388 Voting behaviour, religion and,
Teshuvah, 685 Tutu, Desmond, 301 443–4
Thailand, religious opposition Twenty Statements Test, 552 Vow of Covenant at Blood River, 431
suppression, 391
Theory application, 176, 184 UFD. See United Front Department Wagner, Peter, 201
examples, 179, 180 Ukraine Waqf, 671
Third Age, 622 pluralism, 656 Warner, R. Stephen, 108, 178, 200,
Three Sacred Treasures, 703 religiosity of personal choice, 664 495–7, 498, 557
Three-Self Patriotic Movement Ulama, 300–1 Weber, Max, 30–7, 43
Committees. See TSPMs Ultimato, 218 asceticism/mysticism balance, 37
Tianshui, 645, 647, 648 Ultra-modernity, 6–7, 48–9 on bureaucracies, 609
Tikkun, 688 Umma, 214, 327 on capitalism development, 36,
Tilley, J., 615 Unification Church, 228, 237 43, 420
Tilly, Charles, 173 Unique National Polity, 700 on charisma, 589
Tocqueville, Alexis de Unitarian Universalism on charismatic leadership, 421
on America, 271 community ministers, 312 church-sect distinction, 3
on American democracy, 222 ministers of religious education, 312 on congregations, 195–6
comparative analysis, 168 United Front Department (UFD), on ethnic groups, 491–2
on congregations, 195 636–7, 638, 641 ideal types, 126, 171, 181
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746 INDEX

Weber, Max, cont. Witchcraft, 575, 576–7 Wuzhuang Christians, cont.


methodology, 169, 170–1, 179–80 Wittner, Judith, 108, 497 keeping state intrusion at arm’s
on modernization, 104 Women’s Aglow, 574 length, 647–8
pioneering work, 3 Women’s religion, 581 WVS. See World Values Survey
on professional clergy, 296 Word of Life community, 597–8
on Protestantism, 20, 171, 175, 195, Work, world of, 124 Xu Yun, 641, 651
420, 716 World Alliance of Reformed
on rationality, 658 Churches (WARC), 433 Yahadat Hatorah, 691
on rationalization, 721 World Council of Churches Yamane, David, 127
on Reformation effects, 43, 589 (WCC), 433 Yasukuni Shrine, 705, 706, 707
on religion as organization and World Evangelical Alliance, 218 Ye Xiaowen, 638
carrier group, 30–7 World Transhumanist Yeshivot, 683, 684, 685
on religions and societal Association, 260 Yishuv, 674, 675, 676, 690
developments, 9, 20 World Values Survey (WVS), 161–2, Yoga, 575
religious background, 58 441, 464 Yom Kippur War, 671
on secularization, 58–9 European Values Survey vs, 469 Youth groups, religious, 518–19
as systematic sociologist, 20 gender equality, 571 Youth organizations, Christian based,
Thesis I, 30, 33–6 global south considerations, 207 616
Thesis II, 30–3, 36 regulation and religion, 411 Yugoslavia, religious persecution,
typology of paths to salvation, 34–7 religious beliefs, 155 659
value-neutral approach, 172 World Wide Web. See also Internet
world religions analysis, 28 architecture, 359 Zambia, as Christian nation, 215
Weblogs, importance of definition, 357 Zazen, 125
contributions, 361 Worship attendance. See Church Zeitgeist, 446
Wei, Pastor, 647 attendance Zen, phenomenology of, 125, 126
West Bank, 671, 688–9, 690 Wu Ende, 645, 648 Zhao Puchu, 641
Western Cape, University of the, 432 Wu Shengrong, 645 Zhaozhou Chan, 651
Westernization, 722 Wu Shenzhao, 648 Zionism, 387–8
Wicca, 575, 576, 577 Wuthnow, Robert, 128, 180, 275–6, Christian, 220–1
Wild talents, 253 350, 442, 557 post-, 686
Willaime, Jean-Paul, 48–9 Wuzhuang Christians, 644–50 religious, 675, 680–1, 685,
Williams, Roger, 221 civic obedience, 646–7 687–90
Wilson, Bryan, 59–60, 183, 612 claiming anti-imperialist heritage, socialist, 676, 685–6, 689
Wimber, John, 592, 598 645–6 as ‘secular religion’, 673–5
Wind, James, 201 facing village communist chiefs, Zrinščak, Siniša, 483–4
Winthrop, John, 267, 274, 536 648–50 Zuni, 134, 135
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