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Gray Addison IEE 2003
Gray Addison IEE 2003
Gray Addison IEE 2003
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Abstract: The effect of nonuniform motion on radar waveforms is discussed. By considering the
physical model of a perfectly reflecting mirror with an arbitrary law of motion r(t), it is possible to
determine the functional form of the scattered wave at the receiver for any waveform in general.
The particular example of an interrupted continuous wave waveform is used to analyse the effect of
nonuniform motion on the return spectrum. These models provide a theoretical foundation for the
observations of micro-Doppler that have been discussed by a number of authors. Finally, some of
the implications, both physical and mathematical, of nonuniform motion for time – frequency
methods are addressed.
with ¼ v=c: Thus, the scattered waveform can be This can be rewritten as
written as Z T 0
0 0
g^ 1 ð! Þ ¼ A e2jkrðÞ ej! d ð28Þ
1 1 R 0
gðÞ ¼ f 0
1 1 cv where k ¼ !0 =c, A0 ¼ A!=!0 and ! 0 ¼ ! !0 : Thus, it is
R easy to determine the effect of nonuniform motion on the
ð1 2Þ f ð1 2Þ 0 received waveform. Knowing the law of motion of the
cv ð21Þ
boundary, r(t), one takes the show-term Fourier transform of
The approximate solution in (12) is what is usually applied e2jkrðÞ ; which gives the spectrum. When the law of motion
in the literature, while the exact result is in agreement with is nonuniform, it introduces a nonlinear modulation into
264 IEE Proc.-Radar Sonar Navig., Vol. 150, No. 4, August 2003
the received spectra. One interesting thing to note about parameter to calculate. This spread in frequency can be
sinusoidal waveforms is that they are the only waveforms characterised [19]
that the derivative in (25) has no effect on the received
spectrum, since they are evaluated about the region ! 0 ¼ 0: 2 ¼ h!2 ig h!i2g
This has some consequences for the spectrum of broadband
waveforms that should be carefully considered if such 00 ð0Þ 0 ð0Þ2
radars are ever developed. ¼ þ j!0 0 ð0Þ þ ð30Þ
1 ð0Þ ð1 ð0ÞÞ2
Note this method that we have outlined is a direct method
for computing the effect of the boundaries law of motion on where ðtÞ ¼ r 0 ðtÞ=c and
the waveform, and then computing the resultant spectrum. Z 1
There is an alternative method due to Razavy for h! n ig ¼ ! n g^ ð!Þ d! ð31Þ
monochromatic waves using the inverse problem method- 1
ology [18]. His method is indirect, while our method is a The only significant term in radar applications is the second
direct method that applies to signal waveforms directly one. Additional methods for analysing non-periodic motion
regardless of bandwidth, which has some advantages (not include using waterfall charts combinations of the short
having to evaluate two integrals). The methods are wholly term Fourier transform combined with the Kalman filter, the
equivalent for the monochromatic case. One further note, Wigner Transform, nonuniform motion ambiguity function
the constant velocity boundary rðtÞ ¼ vðtÞ has a spectrum methods and a other variety of time – frequency methods
given by discussed by Chen. Several specific examples now follow;
boundaries that have nonuniform laws of motion.
T jð2kvþ! 0 ÞT
0 T 0 There are a number of different examples one can
g^ cv ¼ A e 2 sinc ð! !0 ð2ÞÞ ð29Þ consider of nonuniform that occur in radar. The three that
2 2
are discussed have spectra that are solvable exactly. All
three have application in radar as models of certain types of
Note the magnitude of the spectrum in for the constant target motion models. They can also be used as models in
velocity approaches the ideal delta function response as non-radar applications as well, where different types of
T tends to infinity as shown in Fig. 2. This result is abrupt change occur from steady-state to periodic
consistent with the many other methods to derive the behaviour.
Doppler effect. We now discuss how nonuniform motion The accelerating boundary rðtÞ ¼ v0 t ¼ 12a0 t2 is a useful
produces complicated or micro-Doppler spectra. model for several different applications; manoeuvre detec-
tion for reasonable fast turning rates, thrusting threats, some
3 Complicated Doppler and micro-Doppler types of air friction slowdown, etc. After some algebra, the
spectra spectrum can be shown to be
rffiffiffiffiffiffiffiffiffi
rffiffiffi rffiffiffi
To reiterate, complicated Doppler and micro-Doppler 0 ju2 pffiffiffiffiffiffiffi
should be considered synonymous and occur because of g^ ca ¼ Ae K a0 k T u þK u
2a0 k 2 2
nonuniform motion of the scattering object. Nonuniform
motion can be subdivided into two classes of motion where
characteristics; periodic and non-periodic motion. In
general, the effect of nonlinear motion is to complicate the kv þ ! 0 =2
spectral characteristics of the received signal. Either the u¼ pffiffiffiffiffiffiffi
a0 k
Doppler shows spectral spreading, or additional structure
appears in the form of sidebands appears in the spectrum. and K is the Frensel integral [19]
Note, while the theory is the same for either class of motion, Z y
2
how one might go about analysing the effect of nonuniform Kð yÞ ¼ e j x =2 dx
motion varies depending whether one is analysing periodic 0
or non-periodic motion. The subject of signal processing is There are several interesting pieces of information that
quite involved and needs a whole paper. can be determined from the spectrum. From the
When one is dealing with non-periodic motion, it is useful functional form, it is evident that two distinct peaks
to be able to characterise the effect nonuniform motion has will emerge if the acceleration is high enough. At
on the frequency spectrum. To characterise complicated X-band frequencies this starts above 15 g. Thus for a
behaviour, the spectral broadening or spread, is a useful highly accelerating object one can get two distinct
humps, which might mislead one that they are tracking
two distinct objects, when in fact there is only one.
Additionally, the spectrum shows broadening (spread)
since the two Fresnel integrals overlap. For the specific
case of an accelerating model, the spread is
rffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
2!0 ja0 j
jj ¼
c
which is significant for high accelerations and shorter
wavelengths. Another interesting feature is illustrated by
the waterfall chart. By laying successive frequency
spectra on top of each other, one sees that an object is
accelerating. The higher the acceleration, the more
rapidly the spectra moves to the right. Figure 3 illustrates
Fig. 2 Delta function spectra this by showing two different accelerations.
IEE Proc.-Radar Sonar Navig., Vol. 150, No. 4, August 2003 265
rather than linear motion. One also gets the same splitting
phenomena that occurs for the accelerating boundary when
the acceleration is high enough. One can also compute the
moments from this spectra as well, so one has a direct means
of computing the jerk from the spectra, rather than using a
waterfall chart.
½Cð y; 2ke
T Þ Cð y; 2kÞ approximation for h() to get the specific functional form
ð2kÞ
for an ¼ Jn ð4 A0 =Þ; where ¼ wavelength of broadcast
þ jðSð y; 2ke
T Þ Sð y; 2kÞÞ radar and A0 ¼ amplitude of vibration of object, so the
spectrum becomes
where
X1
0
T
j 2 ðnO !Þ T
j!00 g1 ð!Þ ¼ A Jn ð4 A0 =Þe sinc ðnO !Þ
! 00 ¼ ! 0 2kv; y ¼ n¼0
2
ð34Þ
and the Pearson’s incomplete gamma functions are
defined as The spectrum resembles the inner-modulation spectrum that
Z 1 occurs in communication theory. For higher wavelengths,
the signal-to-sideband ratio is not negligible, so one could
Cð y; xÞ ¼ cosðuÞuy1 du consider the estimation of the size and location of the
x
Z sidebands for identification applications. For a discussion of
1
applications to target identification at radar frequencies
Sð y; xÞ ¼ sinðuÞuy1 du
x see [25]. A typical example of the spectrum is shown in the
vibration power spectrum (Fig. 4), where the amplitudes are
Evaluation of the moments analytically is mathematically Bessel functions that are a function of the amplitude and
difficult, so waterfall charts prove a more useful method to wavelength of the broadcast radar. The single-frequency
examine this model. sinusoidal vibration is the simplest analytical example of
The jerk model of an accelerating boundary rðtÞ ¼ micro-Doppler in the frequency spectrum.
v0 t 12 j0 t3 is a useful model for several different appli- From the electromagnetic point of view, micro-Doppler is
cations; manoeuvre detection for reasonable fast turning the appearance of complicated Doppler structure about the
rates, some types of air friction slowdown, etc. After some main Doppler line. From our point of view, while nonuni-
algebra, the spectrum can be shown to be form motion can produce micro-Doppler, the principle
rffiffiffiffiffiffiffiffi
rffiffiffi rffiffiffi source of easily detectable micro-Doppler is due to some
0 ju2 pffiffiffiffiffiffi
g^ ca ¼ Ae A j0 kT u þA u type of periodic motion. There are three possible sources of
2j0 k 2 2 micro-Doppler. Besides the two types of one-dimensional
nonuniform motion which produce micro-Doppler, there are
where two others that are multidimensional. Chopping motion
interrupts the waveform which then produces a periodicity
kv þ ! 0 =2 in the return spectrum that is proportional to the interruption
u¼ pffiffiffiffiffiffiffi
a0 k rate. The third source of micro-Doppler can come from three
dimensional rotational motion about the centre of mass of
and A represents the Airy functions
the object. Simple examples of three-dimensional micro-
Z y Doppler include rotating cylinders and spheres, for
3
Að yÞ ¼ e j x =2 dx example. Any sort of periodic motion about the centre of
0
mass produces micro-Doppler. In general, each micro-
The spectrum is similar to that of the accelerating boundary Doppler source has similar effects; it produces periodicity in
except that the waterfall chart shows quadratic motion the time domain which appears as sidebands in the
266 IEE Proc.-Radar Sonar Navig., Vol. 150, No. 4, August 2003
Fig. 4 Vibration power spectrum
frequency domain. All periodic phenomena produce 4 Physical wavelets and the analysis of data
a spectrum that is analogous to the vibration spectrum, so
that spectra from M distinct sources of periodicity are At this point, it is useful to consider the ambiguity function
for nonuniform motion models. The definition of the
ambiguity function as a matched filter response to the
0
X
M X
1 T
j ðnOm !Þ T return signal enables the broadband ambiguity function for
g1 ð!Þ ¼ A Jn ð4 Am
0 =Þe 2 sinc m
ðnO !Þ an arbitrary law of motion r(x) to be written as [25]
m¼0 n¼0
2
Z
ð35Þ 1 d 2rðÞ
Aa ð!; Þ ¼ pffiffiffiffi f ðÞ F ej! d
E d c
Micro-Doppler is a potential rich source of information ð36Þ
that can be used for a wide variety of applications that where we have explicitly included a delay in term j. The
include: notation Aa ð!; Þ denotes the nonuniform motion waveform,
(i) Classification: One can use nonuniform motion effects while Að!; Þ is used p toffiffiffiffidenote the regular ambiguity
as a means of doing some types of radar identification or for function. The reason for E is that while the original signal
typing of different types of threats [26]. is normalised, the signal modified by nonuniform motion is
(ii) Biomedical applications: One can identify biomedical not normalised because of the effect of the motion. The
irregularities associated with the periodic motion associated primary difference between this and previously mentioned
with the heart [27 – 29]. results is the derivative in the integral. It is impractical to
(iii) Non-destructive testing: By using a low-power RF transform the broadband ambiguity function into the usual
waveform source and then examining responses of the symmetric form. If we let f^ ð!Þ and F^ ð!; Þ denote the
return waveform after it has interacted with the engine. Non- Fourier transform of f (x) and F(x), respectively, the
periodic changes to the periodic spectra may act as an ambiguity function can be written as
indicator of potential failure. This would work for car and
other vehicle engines as well as electrical generators, for Ca ð!; Þ ¼ f^ ð!Þ j!F^ ð!; Þ ð37Þ
example. (This has not been discussed in the literature.) where * denotes convolution. It is evident that either r(x) or
(iv) Model reconstruction: Using individual micro-Doppler r 0 (x) being constant have the same ambiguity function, so
components to reconstruct separate sources of Doppler and Cð!; Þ ¼ Ca ð!; Þ: Thus, this is not true when r 00 ðxÞ 6¼ 0:
hence the surface that produced them [30]. (This is The properties of the new nonuniform motion ambiguity
discussed further in the following Section.) function are discussed further in [25]. An alternative
Both the sources of complicated spectra, nonuniform wideband ambiguity function is discussed by Swick [32,
Doppler and non-periodic Doppler have complexities that 33], and Kelly and Wishner [4].
are difficult to capture with a single snapshot of the spectra. A natural consequence of the physics that we have
One can use a variety of signal processing techniques to considered so far suggests that the effect of nonuniform
determine both the sources of periodicity in the time domain motion on data is to produce functional iteration on the
and the nonlinear law of motion by a number of different return waveform. Thus, we could reasonably claim, by
methods. The simplest of these are waterfall charts (short- ignoring the derivative and just considering the functional
term Fourier transform) which when coupled with an form, that we have a general form for the generalised
observer allow one to detect nonuniform motion either by Doppler effect functional form as
visual inspection or audio methods. Sidebands in frequency
rðxÞ
domain can be determined by a variety of nonlinear signal gðxÞ ¼ C ax þ ð38Þ
processing techniques. There are a variety of time – c
frequency methods that can be used to analysis these If we think in terms of a radar receiver, then the matched
types of return waveforms such as, Cohen class transforms, filter response to such a functional form for the received
Wigner transforms and Gaussian wavepackets. These are waveform is
discussed by other authors in this Special Issue. In addition, Z
wavelets can be used to analyse this type of complex rðxÞ j!x
waveform structure that we have discussed. Note, it is Fða; c; !Þ ¼ f ðxÞC ax þ e dx ð39Þ
c
possible to combine this methodology with some other work
we have done on characteristic functions, to consider the Irrespective of radar considerations, this provides an
more general problem of randomly vibrating mirrors [31]. alternative means of deconstructing data [30]. It could be
IEE Proc.-Radar Sonar Navig., Vol. 150, No. 4, August 2003 267
considered to be, in some sense, a generalisation of wavelets function that is ideally a delta (
) function f ðxÞ ¼
ðxÞ. The
and time – frequency methods. We define this type of reason this appears to be the best waveform is that the effect
transformation as a modulation transform with a and c of the law of motion on the scattered waveform is a
taken to be arbitrary constants. An alternative viewpoint to translation, i.e. gðxÞ ¼ A
ðx r0 Þ: This translation is easily
this discussion is to consider what Kaiser has called a detectable as a sharp peak at r0 : For the constant velocity
‘physical wavelet’. If one has a trajectory a(t), one can model, the best waveform is f ðxÞ ¼ e j!0 x ; which when
define an emission operator Ea as the operator transforming Fourier transformed appears as a
function for the scattered
the time signal CðtÞ into space – time wave F(x) defined by waveform gðxÞ ¼ A0 e j!xð12b=cÞ : The reason the
function is
Z 1 the ideal function for detection is that it distributes all of the
FðxÞ ¼ dt G½x rðtÞ; tCðtÞ ð40Þ energy in one domain and maps it into a narrow region in the
1 codomain of the dynamic variable. Both translation and
so the effect of the emission operator is given by scaling properties do not hold for the new ambiguity
Z 1 function, therefore it is difficult to determine a waveform
so that F(x) has the translation property when f(x) does not.
ðEa CÞðxÞ ¼ dt G½x aðtÞCðtÞ ð41Þ The problem is to solve the integral equation
1
Z
It then becomes a reconstruction problem to determine a(t) d 2rðxÞ
from the scattered data. A very readable review of physical AðÞ
ð 0 Þ ¼ F x Kðx; Þdx ð44Þ
dx c
wavelets is found in [34]. A recent comprehensive review of
physical wavelets is about to appear that extends the subject This resembles a Fredholm integral of the first kind, if one
into complex space – time and is found in [35], while knew a priori what K(x, s) should be. c is large parameter
applications that discuss wavelets and radar can be found in compared to r (x) in some interval [a, b ]. Functions which are
[36, 37]. almost separable have the property
The modulation transform can be interpreted in a variety
of ways. For example, if we take C to be a superposition if rðxÞ rðxÞ
F x ¼ FðxÞg ð45Þ
sinusoidal functions, then linear models r(x) produce c c
familiar audio effects or linear chirp. Quadratic or higher
models can be thought of as an attempt to deconstruct an If F(x) obeys this property, then it can be removed from the
unknown function in terms of functional iterations of integral by modifying the definition, so we have
nonlinear chirps. Thus, one thinks of this approach as a Z
2rðxÞ
means of finding hidden periodicity within the data. AðÞ
ð 0 Þ ¼ g0 kðx; Þdx ð46Þ
Alternatively, one could use this as means of encoding c
data with relatively few sinusoidal functions by using To solve this equation one needs to approximate r(x) by a
iteration rather than many frequencies to capture the truncated Taylor series, so the
function becomes a series of
essential features of the data, so we could deconstruct data
functions:
by the modulation transform !
Z Pn Xn Z X
0 j
i¼1 sinð!i xÞ AðÞ
ð i Þ ¼ g bj x kðx; Þdx ð47Þ
Fða; c; !Þ ¼ f ðxÞ sin ax þ ej!x dx
c i¼0 j
270 IEE Proc.-Radar Sonar Navig., Vol. 150, No. 4, August 2003