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Review of Anthropology
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Annu. Rev. Anthropol. 1990. 19:353-94
Copyright ? 1990 by Annual Reviews Inc. All rights reserved
AFRICAN FAMINES
AND FOOD SECURITY:
Anthropological Perspectives
Parker Shipton
353
0084-6570/90/1015-0353$02.00
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354 SHIPTON
the units or levels. Famine reveals ordinarily hidden sides of human beings,
but it changes them at the same time as values and social affiliations shift. The
study of food shortages and deprivation also reveals many ironies. Some of
famine's contributing causes-for instance, "oversales" of crops after har-
vests, or large families and herds where land is becoming scarce-are also
reasoned accumulative or defensive strategies of rural people. I suggest
further that some of famine's known remedies, in market involvement, state
interventions, and exogenous safety crops, are ironically not so different from
its known causes. Reviewing toward the end some suggestions for practical
action, I consider briefly that haunting question about anthropological knowl-
edge: So what?
A shift of emphasis is gradually occurring from conventional economics
and anthropology into a kind I call "cultural economy," venturing deeper into
the gulf between the disciplines. This is a balanced and eclectic realism
guided by modest and accessible theory, neither averse to nuanced broad
comparison nor shy of causality, and acquiescent to practical application.
Cultural economy includes the rich and the powerful for anthropological
scrutiny-including bureau officials and businesspeople of any level-as well
as the down and out.
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AFRICAN FAMINES & FOOD SECURITY 355
PERENNIAL DEBATES Famine theorists have divided into camps that cut
across disciplinary lines. The main debates have concerned famine's causes.
The first is a nature-culture debate: whether to point the finger at natural
hazards like droughts and floods, or to blame human oppression, exploitation,
and bad management-the human-made "political economy" of colonialism,
markets, and states. All the latter were main preoccupations of 1970s and
1980s analysis (49, 68, 135, 136, 221, 234, 279, 317, 340, 384). In a 1980s
version, the debate was about whether famines are caused by food's absolute
shortage, for instance over whole regions or countries (262; sources cited in
100); or on the other hand, by the inaccessibility of what food there is to
particular kinds of people-a failure of the rights, rules, and bargaining or
purchasing powers that together the economist Sen (340, see also 375 and cf
292), admittedly elaborating a much older idea, tagged "entitlement." Sen's
argument has lately influenced many able Africanist minds (see e.g. 291,
379), but there are some who exaggerate it (and thus seem to try to justify
learning no physical science).
The second debate is about whether the responsibles are inside or outside
Africa (70, 162, 272, 289, and continuing discussions in 299). African
scholars themselves, like northern colleagues, sort into both camps. Often,
debate about whether famines come from too much capitalism or too much
socialism has been pitched in these terms, though the issues are not necessar-
ily the same.
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356 SHIPTON
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AFRICAN FAMINES & FOOD SECURITY 357
units are never entirely united helps to understand how they deconstruct in a
more literal way: how a nation or even a village can export grain while much
of its population starves; how some ethnic or religious groups in a "communi-
ty" will profiteer or be persecuted to flight when reserves run low; and how, in
the extreme, family may change radically in meaning, or lose meaning. A
wave of varyingly feminist research rooted in work of Cambridge University
anthropologists A. Richards (302, 303; see also 125) and Hill (169-172), and
inspired in the 1980s by Boston-based scholars Guyer (145, 147) and Berry
(19), has scrutinized gender relations and the domestic economy of farm
resource distribution, showing competing interests and negotiations between
spouses over labor and income allocation (see e.g. 240, 263, 378, 379, 391;
and 256, esp. 202), with a recent emphasis on contested cash crop earnings
and on remittances from labor migrations. Other analysts have concentrated
on schisms between ages and generations within domestic groups (see e.g.
196, 245, 330). All the new scrutiny on units of aggregation makes it clearer
how, in a severe famine, a cherished great aunt may become a detached
migrant, an adolescent a gang looter, or a child a chattel pledge.
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358 SHIPTON
Skeins of Causes
There is no lack of accusers or accusations in this emotive topic, but there is
enough blame to go around. Although this is not the place to try to list them
all (see 19, 100, for more detail and references), the causes of famines and
food shortages are many and varied: meteorological and hydrological (262),
edaphic (20), biotic (87), economic (69, 103, 221, 291, 385), and political
(10, 48, 68, 230). They are also ethical, diplomatic, logistical, and military-
to name a few kinds of perspectives. The use of food and famine as weapons
in often ethnically or racially rooted civil wars, and in geopolitical power
struggles, ties into countless indirect causes.
Among those contributing factors that most directly concern anthropol-
ogists are legal land alienations and disruptions of local land-right systems,
either for privatization (as in the British "mailo" land titling scheme begun at
the turn of the century in Uganda, and possibly in Kenya's since 1954) or for
collectivization, as in Ethiopia and Tanzania in the 1970s and 1980s (85, 102,
131, 223, 274, 305, 344, 346, 377; see also 212). In many countries,
well-connected individuals have used land nationalization decrees as a cover
for private land grabbing, notably in Francophone West African countries
where designations like "terres vacantes et sans mattres" often neglect
long-term fallow rotations and the rights of occasional users.
Whether pastoralist "overgrazing" and common access to property (stan-
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AFRICAN FAMINES & FOOD SECURITY 359
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360 SHIPTON
western Kenya (57a, 207, 208; see also 8, 343) both suggest the net effects on
child caloric intake are small on balance, and the effects on total child
nutrition almost indiscernible. In part of The Gambia, another in-
terdisciplinary study found that irrigation and other new technology in an
intensified rice growing scheme has shifted this staple crop away from
women's and toward men's control, but has apparently raised family incomes
more than enough to compensate in improving child nutrition (380, 381,
388; cf 36). These were all, however, areas with fairly well-developed and
reliable market infrastructure, and pro-market governments; and they are
not purported to represent the continent as a whole. Other crucial vari-
ables are who within families actually sells the cash crop or marketed food
crop (almost continent-wide, men sell the bulk) and how much of the earn-
ings they actually share with other family members-something never to
assume in rural Africa.
A risk of integration in world commodity markets is that periods of poor
harvest or local supply no longer necessarily coincide with periods of high
demands and therefore with high prices for producers. Both supplies and
prices can fall (or rise) at once. To survive such a system requires mechanisms
of saving or storage to ride over the rough patches: whether in cash, livestock,
stored crops, hardware, jewelry, or trees.
Nor must one forget some cash crops' various long-term environmental
risks, as in the case of heavy firewood use for tobacco-curing fires, and
resulting dangers of soil erosion (see e.g. 24). Cash crops involve many
trade-offs if seen properly in long-term perspective.
Double edged, too, are the emergency food crops that Europeans in-
troduced almost continent-wide (sometimes by force). Cassava and sweet
potatoes are now increasingly grown across Africa south of the Sahara ( 1, 46,
203, 288). Cassava tilts food intake radically toward protein-poor, vitamin-
deficient starch and fiber. But its heavy, bulky tubers provide a long-lasting
underground store of calories that is also resistant to drought, locusts, or
grasshoppers. (The Luo of Kenya figuratively call it dero oko: the "granary
outside" the homestead, for when the real granaries run dry.) It contributes to
malnutrition but then also saves lives. I suggest below that markets and
governments are analogously doing both, in their different ways.
A demographic debate about whether population growth fuels productive
technological innovation in agriculture (e.g. plough adoption) or outstrips it
(28, 29) is clearing up: It does both. In an area undergoing rural crowding as
in western Kenya or eastern Nigeria, farming techniques may be constantly
changing while per capita food production falls (266, 285, 346). Certainly,
too, growing numbers, hunger, and need have often forced people to move
onto lands that could not support them. Resettlement schemes-always
among the hardest kinds of directed "development" to achieve safely-have
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AFRICAN FAMINES & FOOD SECURITY 361
often been thoughtlessly designed (see 45, 63, 65, 324, 336), and sometimes,
as in the forced Ethiopian "villagization" and southward migrations, cruelly
implemented in ways leading directly to hunger and malnutrition (53, 54, 60;
cf 88)-stories of the moved and shaken.
Debated social structural causes of selective deprivation within families or
communities can include patterns of property and inheritance (102, 240), of
marriage (256), and perhaps of childrearing (329). Hyden (194, see also 61;
cf 233, 331) laments the persistence of kinship, patronage, and ethnic favorit-
ism (his "economy of affection") in official circles. To include the "emic" or
sufferers' perspectives is also to include spiritual and religious causes:
rainmakers, ancestral and other spirits, witches, or divinity (and often,
through their agency, peoples' own self-accused moral laxity) mingling
among famine's other perceived causes (217, 252, 253, 379). Across Africa,
famine victims commonly attribute their misfortunes in part to weak leaders.
Who Suffers
URBAN BIASES AND BUFFERS The great irony of famines is that it is rural
food producers who most often go hungry. Economist Lipton's seminal work
on urban biases in poor countries (227) opened all Africanist eyes to how
national political leaders protect cities (a) with artificially low crop and food
prices that disfavor rural producers, and (b) with food imports and subsidies-
partly to protect themselves from urban riots (10, 160, 201, 291). Interethnic
competition for power, structurally engendered by artificially drawn national
borders, contributes to the insecurity that makes politicians favor cities.
Urbanites have other economic, communicational, and organizational means,
only lately becoming better understood, of keeping fed (30, 97, 146). These
include two-way flows of food and money with rural kin, sometimes revers-
ible like tides. Among newly studied urban phenomena are quasi-families of
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362 SHIPTON
AGE AND GENDER BIASES Not only do the poor and infirm suffer first and
most, but usually elders (i.e. those over about 45 in Africa), young children
(particularly girls), and women have tended to suffer or starve before men in
their young and middle years (70, 102a, 196, 210, 257, 271, 277, 291, 315,
379, 384, 391; cf 96, 332, 380, 382). The skews have seldom been reliably
quantified-a hard thing to do. Who eats first at mealtimes (usually men, in
most African societies, though women sample while cooking) appears to
make a bigger difference than usual to nutrition when supplies dwindle. The
rules may change then, however; and so, often, does the membership of
domestic groups. Women are particularly vulnerable when pregnant or lactat-
ing, and infants when being weaned; and severely malnourished infants may
never recover fully in mental capacities (74, 315). Whether or where the
strongest family members "buffer" children more than they do elders (who
can remember emergency foods from other famines) is still not well un-
derstood.
Among agrarians, and possibly among some pastoralists, newly established
domestic groups without established herds are especially vulnerable in food
shortages (81; cf 47); and female-headed domestic groups or families, tending
to be poorer anyway, often seem to suffer more than others (240, 257, 397).
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AFRICAN FAMINES & FOOD SECURITY 363
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364 SHIPTON
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AFRICAN FAMINES & FOOD SECURITY 365
broader area, splitting off smaller herds, begging), and (d) abdication (eating
draft or milk animals, or seeds; selling land). Dirks (93) adapts an older
schema in distinguishing phases of alarm (intensified activity), resistance, and
exhaustion. Hussein (192) and Watts (384) note that the steps require increas-
ing commitment of domestic resources and become increasingly irreversible.
Note that the last stages of desperation involve selling the means not just of
production (land, draft animals, farm tools) but also of distribution (donkeys)
and consumption (pots, cooking utensils). As famines progress, rural people
rely decreasingly on loans or delayed reciprocities, and increasingly on
immediate exchanges (see 288). Some of the strategies may waver or reverse
as a famine progresses-for instance sharing out food, then hoarding it; or
perhaps fasting, then glutting.
Responses to famine vary by gender and stage in life cycle. As Campbell
observed of drought-stricken Maasai at one time, for instance (35:52), "the
head of household is most likely to trade, particularly in livestock; the sons to
work in town, and the wives to sell food." Long-evolved indigenous coping
strategies do not always address current food problems; there are time lags.
Nor do all help. Desperation thefts can cause intergroup violence and in-
formation blockages destructive to all (371).
To begin examining some of the strategies in more depth, we must start by
asking a deceptively simple question: How do rural Africans make a living?
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366 SHIPTON
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AFRICAN FAMINES & FOOD SECURITY 367
Contrary to some economic assumptions, foods small farmers sell are not
necessarily "surpluses." Across Africa, poorer farmers sell crops heavily
despite low prices after the current harvest and pay much higher prices to
rebuy their equivalent in the hungry season before the next (to economists, a
"perverse supply response"). In many areas a few solvent farmers or traders
speculate in these seasonal "futures" markets, as something like crop
pawnbrokers. When repeated year after year, the process seems to be a
poverty ratchet (a conclusion still, however, needing quantitative evidence).
Standard interpretations of "overselling" hinge on differences of "withholding
power" or similar concepts (e.g. 161, 209, 273; and various Hausa studies
including 172, 384; cf 55, 56, 262, 267, also on the Hausa, and 294),
suggesting the process is coerced by poverty. Partly it is.
But there are other reasons for it, too. Selling heavily after harvest lets one
push storage risks onto buyers. And one can turn around and invest in a cow,
an iron roof, or a bicycle without looking selfish to needy relatives and
neighbors, as one would seem by selling grain for such things in the hungry
season. Also, exchanging grain for a less liquid, less divisible asset like large
livestock shelters wealth from daily demands for sharing or sales, not least
those of one's spouse or spouses (345, 347; cf 115). The "squawk factor"-
the potential for complaints and damaging accusations-underlies every sav-
ing or investment decision. Since social ties are also investment or insurance,
it can make more sense to sell cheap and buy dear than to try to wait and sell
dear. In Africa as everywhere, however, what is good for an individual may
not be good for a class or other aggregate.
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368 SHIPTON
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AFRICAN FAMINES & FOOD SECURITY 369
remainder. The results are increased risk for farmers who must borrow oxen
and seed for the next planting and a serious debt crisis in the event that rains
(or locusts, army worms, etc) reduce crop yields for the next harvest"
(241:264-65; see also 98). The same might be said of control over other foods
and livestock. Grain speculation quickens in shortages, worsening their sting
(84).
Debts encourage further borrowing, and on worse terms than otherwise.
Poverty is a vicious circle or ratchet that turns in one direction, as the
economist Haswell's unique quarter-century Gambian village study showed
(161: see also 42, 172, 347, 348, 384). People who specialize in moneylend-
ing are rare in rural Africa, but high-interest lending by traders and solvent
farmers is commonplace. Borrowers both depend upon local credit and resent
it. State cooperatives have reduced high-interest lending, adding new debts,
in most countries periodically written off. Credit is debt; it also means
political interference and patronage at all levels (160, 343, 347).
Richer farmers both help and impoverish poorer ones in crises by control-
ling the terms of share contracts (312, 361). Off-farm incomes and cash
cropping, circularly self-enabling, can help richer rural people to buy poorer
ones' land in bad seasons, or to crowd them off otherwise, sometimes in what
seems to be a vicious circle itself (102, 163, 164, 343, 344, 375). Land rights
can, however, involute and diffuse through usufructuary exchanges in better
times (262, 385; cf 241). So can livestock rights (81). Most analysts agree
that debt and poverty ratchets tighten in times of shortage, but there is no
consensus yet about their reversibility for crisis survivors.
Food Substitutions
In seasonal shortages (273) and famines people broaden their local definitions
of food. These may or may not include snacks, liquids like grain beers (66;
see also 320a), or field gleanings. Maasai in Kenya and Tanzania do not eat
eland in good times, but they have done so in famines, rationalizing that the
eland looks similar enough to the cow (R. Waller, personal communication).
Substitute foods and combinations observed elsewhere have been known to
include other kinds of wild animals, rodents, grasses, insects, or seeds raided
from anthills, among other things, in varying sequences (17, 23, 32, 64, 70,
89, 117, 120, 121, 152, 273, 275, 314, 315; cf 140; 123, 124, 198). Elders
remember emergency food repertoires and pass them along as oral history.
Famine sufferers often break food taboos, suggesting these may function
(among other things) to conserve resources for emergencies. Anthropophagy
(or cannibalism) and necrophagy have been reported in dire famines in Africa
as elsewhere (90; 219, 250), usually as isolated or rumored incidents, not to
be sensationalized. But the starving frequently will not eat just anything, as
shown in persistent Ethiopian Afar and Arsi fish avoidances in the early 1970s
famine (210) and in many rejections of particular aid foods (some locally
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370 SHIPTON
indigestible) around Africa. It pays to check. Cultural rules about foods warp
and loosen in hunger, but they do not just wither away.
Competition between herders and young suckling livestock for the mother
animals' milk sharpens in famines, threatening herd futures (362), and long
extra boilings of bitter foods can threaten future firewood supplies. Aid foods
like wheat, where accepted, may sometimes inculcate expensive tastes (355).
These are among the vicious circles of poverty.
Migrations
Labor migrations of able-bodied men out of farming areas have sometimes
been cited as contributing causes of food shortages, particularly in swidden
farming systems where male labor is needed for clearing (303, 257; cf 270,
272). But migrations are also one of the main solutions to food shortages.
Having long understudied the topic of migrations, anthropologists have lately
"gone to town" on it, showing its importance for the hungry and needy (34,
84, 136, 206, 263; 356, 361, 373, 375, 379).
In droughts or famines, labor migrations intensify and change. Among
agrarians and pastoralists alike, it is often younger adult men without es-
tablished homesteads who leave first to seek work, followed by older men
and, in severe emergencies, by whole families or even communities (35, 84,
192, 216, 379; see also 81 on pastoralists). In crisis, travel destinations
become vaguer, absences often more permanent, and remittances less reliable
(67). Patriliny or matriliny influences who stays behind to defend land rights.
The centrifuge of famine, which separates close from distant kin, and elders
from juniors, can separate cohabiting religious or ethnic groups too, as in a
Muslim exodus from heavily Christian parts of Ethiopia in the early 1970s
(192), variously explicable by Muslims' more mobile leadership, or, more
plausibly perhaps, by competition or persecution. Migrants who can do so
commonly head for towns or cities (84, esp. 114; 181), and famines swell
peri-urban shantytowns with new arrivals, some to stay for good. Famine-
driven migrations require any number of cultural adjustments-for instance in
ecology, ethnic identities, and age-grade cycles (70, 116, 129, 201; see also
383).
Famine-related "refugee" issues, a wide field long neglected in anthropolo-
gy but ever more important in African life, are surveyed in a nascent literature
(52-54, 150, 153-155, 268, 296; see also the periodicals 297 and 197).
Problems of ethnic and class integration and affiliation, hospitality and con-
flict, official restrictionism, enterprise, resource sharing, and voluntary and
forced repatriation-among many others-all need more attention.
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AFRICAN FAMINES & FOOD SECURITY 371
famines the relative values of grains, perishable foods, livestock, and money
change radically, but they usually do so in familiar and predictable patterns.
Below I note a few, without pretending to summarize a burgeoning an-
thropological and economic literature on African food marketing in shortages
(e.g. 26 on Africa; 157, 158, 310, 396 on West Africa; 169-171, 262, 267,
375, 386 more specifically on Hausa of Nigeria and Niger; 276, 326, 327,
342 on Burkina Faso; cf 293, 294).
Famine forces its victims into market exchanges. Usual efforts to convert
wealth "upward" into less divisible or more animate forms (e.g. grain to small
livestock, to large stock, to humans; or grain to valuable jewelry-25) reverse
in hunger as liquidation becomes the goal. Herders generally seek to sell their
animals for grain in a food crisis, but often not until these are almost dead and
valueless. Livestock prices plummet as markets become saturated; but grain
prices soar, commonly severalfold. The combination can force herders to sell
productive stock (a "perverse" supply response), setting into motion a vicious
circle of poverty. Upon the first good harvest, grain prices fall sharply and
livestock prices bounce up, as farmers or herders stop selling livestock and
start scrambling to reconstitute their herds. Over a few years prices become
more stable again. The past decade's literature has covered the changes in
Africa better than ever (115, 167, 183, 237, 262, 276, 327, 357, 375). But
whether price changes stand out early or sharply enough from more ordinary
seasonal fluctuations to serve as early warning indicators of emergency is still
in doubt (100, 167, 213, 242a).
The ability to market livestock for grain commonly determines who will
survive a famine and who will not (210, 262, 371, 375). Donkeys and mules
are highly valued in famines because they help travel (192). Livestock sales
are not simply economic decisions, particularly in parts of eastern Africa
where livestock is used in marriage payments and its control has most
significance in relations of kinship, gender, age, and patronage. Herders who
sell off livestock in emergencies frequently find it hard to rebuild their herds
later, when prices have bounced up again. For pastoralists, selling herds
can also mean losing land rights. It is important to note, too, that changes
in price values in cattle, for instance, may not necessarily correspond with
changes in symbolic or broader cultural values (which may change far more
slowly)-an issue on which anthropologists and economists tend to part
company.
Labor is about the last and maybe even the only commodity the poor can
exchange for food. Labor prices slump dramatically in famines, compelling
more work per unit of grain or other food; and the price change can force the
rural poor to neglect their own fields, locking them into low-paid wage labor
for the next season and twisting a longer-term poverty ratchet. Artisanal labor
loses monetary and barter value against grain (216), suggesting needs for
interventions to assist marketing. Famine sufferers need markets (114; see
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372 SHIPTON
also 3, 262, 371, 375). The challenge is to make their markets of last
recourse, particularly for labor, more diverse, rewarding, and reliable.
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AFRICAN FAMINES & FOOD SECURITY 373
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374 SHIPTON
with them more warmly and tolerated them longer than they did unrelated
Fulani or Bella (216). All this temporarily changes the nature of society itself.
African societies' characteristic deference toward elders does not necessar-
ily translate into privileged care in famines (see e.g. 382). Elders hold
valuable information on survival techniques, but dependent or infirm elders
may still be abandoned or turned away. This response may be taken as a sign
of deterioration in coping strategies, or as evidence that culture changes
radically or peels away in a true crisis.
Famine challenges the closest kin ties. The Shuwa-Arab of Bornu Division,
Nigeria, called the famine of the early 1970s Zaman Ankur Ikhaiyak, "the era
of refusing to recognize brotherhood" (375:58). A Nilotic Ugandan folktale
vividly expresses the principle (28 1a:30-3 1). In it, a rich man instructs a poor
one to show him what poverty is. The poor man goes home and later calls the
rich man's ten sons to fetch a sealed gourd, into which he has inserted ten
mosquitoes, to deliver to the rich man without opening it. On the way back, a
quarrel among the brothers leads to the escape of the mosquitoes, upon which
the quarrel escalates and the brothers hack each other to death, the last one
surviving only long enough to reach his father and recount the event.
Famines reveal the inner workings of society, as some analysts have
observed (e.g. 366, 382, 384); but note that they seem to retool society at the
same time. Hausa say, Yunwa, ba kau da hali: "Famine, thou makest an
honest man dishonest" (384:96). Nor is it just men: In Malawi's 1949 famine,
crop thefts increased as parents taught their children to steal. Step-children
and aged parents were turned out of homes, then wives and children, and
finally some parents are said to have killed their own children (379). To the
penultimate act this sequence would fit the sociobiologists' "inclusive fitness"
theory that humans are gene-protectors, but the final step might puzzle them.
Are even the most desperate choices culturally programmed, or does culture
peel away? To what degree is human nature selfish? The debates will contin-
ue, for there is something like the physicists' "uncertainty principle" at work.
Famine magnifies into view a knife edge between nature and culture, but it
also jiggles the knife.
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AFRICAN FAMINES & FOOD SECURITY 375
Famines in Memory
A severe famine's haunting aftereffects include imbalanced livestock pop-
ulations and milk shortage among pastoralists (81; see also 79, 80), and
mental impairments of those malnourished in infancy. Rural people com-
monly name famines after what they sold or exchanged to buy food: thus, the
Kamba famines of "the animal bones," "the sisal," "the rupees," and "the
cheap wives" (pawned wives and daughters) (3)-all reminders, among other
things, of importance of markets to famine sufferers. Famines are also
recalled by what people ate-thus, among the Himba, the famine of "eating
clothing" (250); among the Luo, the famines of "the locusts" and "the tree
bark." Across Africa babies are named after famines, chronologies framed by
them. Famines are the hitching-posts of history. Oral history and myth remind
listeners of famine's likelihood to visit again, and of what to do about it.
FAMINE INTERVENTIONS
Famine relief can take the form of positive aid, or the reduction of taxes,
tributes, or rents (70, 384). Even though many charitable transfers of food or
other essentials seem to follow from need, they have never followed from it
necessarily. African farmers have felt famines where a few kilometers away
others have thrown abundant food to waste-a situation familiar in
mountainous country with widely varying ecosystems (86, 240, 288).
Who helps whom? In most of Africa this century, charity has taken
personal, familial, and local forms (196), as has social security almost
entirely. This remains so despite the substantial life-saving and development
contribution of northern-based religious and secular private international aid
organizations. Among these there is more than a little competition, and the
much smaller indigenous ones, competing with them for the attentions of
larger donor and lender agencies, have many members who now rather resent
them. Relief handouts are not a new idea in Africa. Their principles parallel
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376 SHIPTON
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AFRICAN FAMINES & FOOD SECURITY 377
whose resources cannot sustain them or could do so only seasonally (64, 336).
Famine victims need not just food, water, shelter, clothing, and medical
supplies, but also, if they are able to perform it, well-compensated and
culturally dignified work (see 108, 290). But large relief camps far from rural
people's homes, fields, and pastures seem to worsen and lengthen de-
pendency-for those strong enough to travel there. Dislocation, voluntary or
involuntary, frequently involves redefinition of group identities and affilia-
tions, and relief camps often attract disproportionate numbers of the very old
and very young (379). Research on cultural adjustments and clashes in famine
camps has just begun (53, 54, 150, 153-155, 210). Often classed by gov-
ernments under foreign policy affairs, refugees often lack coordinated "de-
velopment" initiatives. Not surprisingly, famine migrants and refugees often
try to return to their original homes as crises abate.
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378 SHIPTON
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AFRICAN FAMINES & FOOD SECURITY 379
warning signals of famine. Observe that changes in price value may not
correspond to changes in cultural value. (I) Identify leaders, authority struc-
tures, and associations usable for emergency distributions, as they emerge or
change in famines. Interpret local decisions about what ages or genders within
families should be contacted with assistance. Study ad hoc coping associa-
tions (quasi-families, gangs, prostitution circles, etc). (g) Study outcomes of
private agencies' relief and development programs, using nonreceivers as
"control" groups: Does aid to one locality inflate food prices and push others
nearby further into destitution, as in one version of "entitlement" theory; or,
conversely, do kinship, patronage, and other ties spread it around? (h) Assess
the costs of lost opportunities (e.g. time away from fields) in travels for relief
handouts, or more importantly, food-for-work programs. (i) Document what
people eat and will eat in crises (by ages, genders, classes, and religions), and
how they prepare it. (i) Watch to see whether relief handouts encourage
dependency, and where stolen or diverted resources really end up. Study
cross-border trade, including smuggling. (k) Identify talents and ethnically
related predispositions for small enterprises, individual or collective. (1)
Interpret: Help to mediate rural inter-ethnic conflicts and to break information
blockages; vet surveys and survey statistics to screen out locally meaningless
questions; decode Aidspeak; append a list of practical implications at the end
of long academic monographs, or add the customary short summary at the
front of long nonacademic reports to bureaucrats. (Crossing subcultures
should not, after all, intimidate an anthropologist.)
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380 SHIPTON
mean debt, as different cultures interpret them (347, 348). Similarly they are
reexamining planners' moral revulsion, imported from southern Asia, about
"sharecropping" or "moneylending"-things that help as well as hinder the
African poor (173, 312). The mystique and hegemony of economics in
African planning as a whole are coming under scrutiny (126, 173, 231, 311;
see also 242). Scholars are peeking into the time constraints and personal
risk-avoiding strategies within agencies themselves that have made change
hard (42, 178, 179, 235, 363). Economics and economic planners (or
rationalizers?) are properly anthropological subjects: Economics is culture
(144).
Ripe for anthropological study, too, though well barricaded and beyond the
scope of this article, is the set of dynastic, largely family-controlled firms that
have dominated much of the world grain trade from Minneapolis, Chicago,
and other northern centers-the companies of the Cargills, MacMillans,
Heffelfingers, and others (258; cf 12)-and some smaller but comparable
firms within Africa (127). Their kin ties, and the ties binding large African
trading firms to governments (riskier to study), show that kinship (or "nepot-
ism") can work at any level of organization. Kinship in power centers is
perhaps not just something to be rooted out from among the causes of food
shortages, but also something that might be more positively invoked in
imaginative solutions of one kind or another.
CONCLUSIONS
Famine bares the values and the workings of a society, allowing the cultural
analyst almost voyeuristic privilege, but it distorts the view at the same time.
Like a centrifuge, famine spins apart kin networks, generations, and ethnic
groups. Poverty spirals are made up of processes cybernetically linked, and
they seem to be able to keep themselves turning as inequalities widen. But
humans are not just chemicals, nor society a machine; and layers of priority
and power can shift in the process, and new trusts form. Hence the lingering
doubt about whether the sad, vertiginous truths represent more than those
particular places and those hard times.
Humans prove throughout to be adaptable, successfully or not, and they
work by cultural rules that warp in the heat of crisis but never quite vanish.
Famine makes no unit supreme-not the individual, the mob, the nation state,
or some "world system"-but people rebond new unit alliances between
them. Society does not evaporate or wash away, but transmutes.
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AFRICAN FAMINES & FOOD SECURITY 381
begin with. If it is "the market" (for cotton, spare parts, fancy radios) that
renders them destitute to begin with, it is as often the market (for labor,
livestock, or household durables) that saves them in the crunch. If it is "the
state" that impoverishes them with taxes, suppressed producer prices, and
ethnic biases, it is state governments that can mobilize large-scale relief
efforts most quickly. European-introduced cassava impoverishes the diet, but
it resists locusts and droughts. Clearly "the market," "the state," and "ex-
ogenous crops" are all concepts too crude to help famine analysis much in
themselves-rather like capitalism or socialism. The subject requires more
analytical precision, better data, and less dogma. Poverty causes famine, and
the prevention of both may thus amount to the same thing, but their remedies
or cures often seem to be different. Much depends on precise stage of
historical process, and thus on long-term perspectives. Mixed blessings, or
damnations, lie in many of the conditions of rural African life-new medi-
cines that have raised populations but cut major famine-related epidemics; or
older patterns like large families, which drain one's savings in food or school
fees but ensure a better chance of steady cash income later. Famine responses
themselves can be double edged. Men's labor migrations offer rural families
chances for food and remittances, but they sap families back home of farming
or herding labor and indirectly make child care harder. When farmers eat
seeds, herders sell heifers, or traders barter away their donkeys, they may
survive but they impoverish themselves. Extra boilings of bitter foods use up
fuelwood for all; importing relief foods may encourage dependency or whet
expensive tastes for wheat.
The paradoxical nature of famines and responses to them suggests that new
solutions might lie in familiar "evils." Systems some reflexively dismiss as
smuggling, gangsterism, nepotism, and bribery involve powerful principles
of incentives, solidarity, kinship, and reciprocity that governments and in-
ternational agencies have proved they cannot police away. Might there be
ways instead to rechannel the underlying principles somehow to the good of
the poorest and least powerful?
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382 SHIPTON
no social unit (individual, household, lineage .. .) but looks for the frictions
and "unit alliances" among them. The theory should be accessible. All this
may seem a tall order, but it boils down to little more than reflective common
sense.
Famine forces hard choices. Just as it can reveal the inner workings of a
society, and alter them, it can bare the motives of the scholar, and change
these too: for what, and for whom, is one in the field in the first place? Almost
any subject is easier than famine, and cheerier, but those who learn something
about it should not fear soiling their hands now and then in practice or
political advocacy, as they soil their feet in fieldwork.
ACKNOWLEDGMENTS
This article was commissioned on behalf of the Task Force on African Famine
and Food Security of the American Anthropological Association, and written
during a generous residential leave fellowship at the Carter Woodson Institute
for Afro-American and African Studies, University of Virginia. The Alan
Shawn Feinstein World Hunger Program at Brown University availed its
collection. Thomas Schaub, Michael West, and Sarah Potok provided in-
telligent assistance at Harvard University. My students there teach me well.
Also, Jindra Cekan, Miriam Chaiken, Thomas Downing, Art Hansen, An-
gelique Haugerud, Michael Horowitz, James Ito-Adler, Terrence McCabe,
Shem Migot-Adholla, Joseph Miller, Pauline Peters, and Mary Rose made
valuable suggestions, and Miriam Goheen, Rebecca Huss-Ashmore, Ellen
Messer, Polly Steele, and Richard Waller commented helpfully on a rough
draft. None is responsible for views expressed.
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