Professional Documents
Culture Documents
The Evolving Strategy of Police
The Evolving Strategy of Police
https://hdl.handle.net/2027/pur1.32754061523589
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of the National Institute of Justice, U.S. Department of Justice, and the Program in Criminal Justice Policy and Management,
A
publication
John F.Kennedy School of Government, Harvard University
history written from records left by the of reports originally developed with some
is
in
a
privileged. We learn about politics from the political leaders, about of the leading figures in American policing during their periodic
economics from the entrepreneurs, about slavery from the at Harvard University’s John Kennedy School of
F.
meetings
plantation owners, about the thinking of an age from its intellectual Govemment. The reports are published so that Americans
— Howard Zinnl interested the improvement and the future of policing can
in
elite.
share in the information and perspectives that were part of
extensive debates at the School’s Executive Session on
Policing.
Introduction The police chiefs, mayors, scholars, and others invited to the
meetings have focused on the use and promise of such strategies
Kelling and Moore, their recent interpretation of the
in
temas.
their analysis provides useful insights and clearer We hope that through these publications police officials and
a
interpretation of the changing role of police American other policymakers who affect the course of policing will debate
in
society—at least with respect to the majority that society. and challenge their beliefs just as those of us in the Executive
in
Despite its utility, we find their analysis disturbingly Session have done.
administered
American police departments—and how these factors have Justice Policy and Management and funded by the National
affected the quality of policing in the Nation’s minority Institute of Justice and private sources that include the Charles
Stewart Mott and Guggenheim Foundations.
communities. Furthermore, we find Kelling and Moore to be
silent on the important role that minorities have played the
in
James K. Stewart
past, and will play the future, affecting and improving the Director
in in
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the past and predicting the future of American policing. Faculty Chairman
Program Criminal Justice Policy and Management
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John Kennedy School of Govemment
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This paper addresses these omissions by adding a “minority members of minority groups benefited less than others from
perspective.” Ours represents a “minority perspective” in two these changes—certainly less than it might have seemed from
different senses. First, our understanding of what factors have the vantage point of the white community and the police
shaped the evolution of policing was shared by only a minority executives who were bringing about those changes.
of those participating in the discussions of the Harvard
Executive Session on Community Policing. Whereas Kelling ° The Kelling and Moore discussion of the “political era” of
and Moore (and many others) attempted to explain the policing, a period generally defined by them as extending from
evolution of policing in terms of strategic choices made by after Reconstruction through the first decade of the twentieth
police executives who were developing a professional ideology, century, neglects the early role of the first varieties and
we see policing as powerfully conditioned by broad social functions of police in this country-—as well as the legal and
forces and attitudes—including a long history of racism. They political powerlessness of minority communities in both the
see police departments as largely autonomous; we see them as North and the South. This omission means that their analysis
barometers of the society in which they operate. fails to recognize that members of those minority communities
received virtually none of the benefits of policing that were
directed to those with more political clout.
‘‘ . . . the legal order not only countenanced ° Many of the most notable advances in
policing brought about
but sustained slavery, segregation, and by the advent of the “reform era” proved to be elusive, if not
for minorities. Several of the hiring and
discrimination . . . and . . . the police were counterproductive,
promotional standards, although implemented as antidotes to
bound to uphold that order . . . 5 5
the rampant nepotism and political favoritism that had
characterized policing during the “political era” proved to be
detrimental to blacks—just at the time when, to a limited
Second, our view is particularly attuned to how institutions, extent, because of their increasing political power, they were
norms, and attitudes have dealt with racial minorities and how beginning to acquire the credentials that would have allowed
those dealings affected the role of police during each of the eras them to qualify by the old standards.
described by Kelling and Moore. More optimistically, we
believe that improvements have occurred in the last several ° The potential of “professional policing”
during the reform era
years and that further improvements are possible, although not was not fully realized—either for minorities or for
assured, in the future. We are particularly aware of the whites—until the civil rights revolution of the late 1960’s and
implications for African-American minorities, but we believe the coming to power of progressive mayors, both black and
that the pattems set in these relations have importantly affected white, and the police executives appointed by them who were
relations with other racially distinctive minorities such as capable of bringing about changes relevant to blacks and other
Hispanics, Asians, Native Americans, and other people of color. minorities. It was that movement, led primarily by black
Americans, and that political empowerment that finally began
In this paper, we contend that the strategies of police in dealing to produce the putative benefits of professional policing: a
with minorities have been different from those in dealing with fairer distribution of police services, less use of deadly force,
others, that the changes in police strategies in minority greater respect for individual rights, and equal opportunity for
communities have been more problematic, and that, therefore, minorities within the Nation’s police departments. Without that
the beneficial consequences of those changes for minorities movement, the promise of professional policing would have
have been less noticeable. Specifically, we argue that: remained hollow.
“
but
sustained slavery, segregation, and discrimination for most of
our Nation’s history—and the fact that the police were bound to
minority communities received
. . .
uphold that order—set a pattem for police behavior and virtually none of the benefits of policing . . .
2
therefore putting the issue of police-community relations
been paid to police development outside the urban North.
inescapably on the minds of police executives and the mayors
Kelling and Moore reflect a similar bias. Since the vast majority
who appointed them. The fact that police actions triggered
of blacks in the early years of America lived in the South, and
many of the riots and then could not control them revealed to
about 80 percent of those lived outside of cities, this perspective
everyone the price of having a police department backed only
creates a significant distortion.
by the power of the law, but not by the consent, much less
active support, of those being policed.
Prominent police historian Samuel Walker has noted the
difficulty of establishing dates marking the origins of American
‘‘
is,
modem-style policing, that system of law enforcement
a
. . . the riots ofthe late 1960’s . . . involving permanent agency employing full-time officers who
a
stimulated broad social investments in patrol of fixed beats to prevent crime. The
in
engage continuous
traditional analyses, based on urban evidence, have suggested
5 5
police agencies . . .
that such policing evolved from older systems of militias,
sheriffs, constables, and night watches, and culminated in the
“new police” of Boston in 1838, New York City in 1845,
° The era of community policing holds potential benefits and Chicago in 1851, New Orleans and Cincinnati I852,
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hazards for the quality of American policing. The potential Philadelphia 1854, St. Louis in I855, Newark and Baltimore
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benefits lie in the fundamental tenet of community policing: the 1857, and Detroit
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in
1865.8
empowerment of communities to participate in problem solving
and decisions about delivery of services based on the needs of As Richardson points out, however, these analyses neglect that:
individual neighborhoods. The hazards lie in the possibility of
excluding those communities that have been the least powerful [many other cities with] elaborate police arrangements were those
with large slave populations where white masters lived dread of
in
and least well organized and thus repeating the historical
pattems of race relations in the United States. If, however, the possible black uprisings. Charleston, Savannah, and Richmond
provided for combined foot and mounted patrols to prevent slaves
more recent trends towards inclusion of African-Americans and
from congregating and to repress any attacks upon the racial and
other minorities in policing and in the broader society are
social status quo. In Charleston, for example, police costs
continued, then community policing might finally realize a
constituted the largest item in the municipal budget.9
vision of police departments as organizations that protect the
lives, property, and rights of all citizens in a fair and effective
11
way. Indeed, as both Walker“) and Reichel contend, there
is
a
strong argument to be made that the first American modem
style policing occurred the “slave patrols,” developed by the
in
The political era: Policing the powerless white slave owners as means of dealing with runaways.
a
Believing that their militia was not capable of dealing with the
Kelling and Moore argue that during the political era, from the perceived threat, the colonial State govemments of the South
introduction of the “new police” in the l840’s until the early enacted slave patrol legislation during the l740’s, e.g., in South
1900’s, American police derived both their authority and Carolina:
resources from local political leaders. We maintain that their
account is based largely on an analysis of policing in the cities Foreasmuch [sic] as many late horrible and barbarous massacres
of the northeastem United States, mostly following the Civil have been actually committed and many more designed, on the
War and Reconstruction, and omitting the importance of racial white inhabitants of this Province, by negro slaves, who are
and social conflicts in the origination of American police generally prone to such cruel practices, which makes highly
it
departments. As such, their analysis omits several crucial parts necessary that constant patrols should be established.”
s
.
.
Most analyses of early American history reflect an this Province, that Patrols should be established under
in
Subjects
understandable, white, twentieth-century bias toward northem, proper Regulations in the settled parts thereof, for the better
urban, white conditions. While the literature is replete with keeping of Negroes and other Slaves in Order and prevention of
studies of the growth of law enforcement in northem urban any Cabals, Insurrections or other Irregularities amongst them.l3
areas in general3 and northem cities such as Boston,4 Chicago,5 enacted in all southem States.
Such statutes were eventually
Detroit,6 and New York City,7 in particular, little attention has
Although specific provisions differed from State to State,14
most of these laws responded to complaints that militia duty quo by demanding the abolition of slavery suffered verbal and
was being shirked and demands that a more regular system of physical abuse in northem cities.” This tension was reflected
surveillance be established. v in a number of race riots in the mid-l830’s in America’s major
cities. New York City had so many racial disorders in 1834 that
it was long remembered as the “year of the riots.” Boston
‘‘ their analysis omits . . . the
. . .
suffered three major riots in the years 1834 to I837, all of
which focused on the issues of anti-abolitionism or anti
importance of racial and social turmoil in Catholicism. Philadelphia, the “City of Brotherly Love,”
severe anti-Negro riots in 1838 and 1842; overall,
the creation of the first versions of experienced
the city had eleven major riots between 1834 and 1849.
America’s ‘new police.’ 5 7
Baltimore experienced a total of nine riots, largely race-related,
between 1834 and the creation of its new police in 1857. In a
desperate attempt to cope with the social disorder brought about
In Georgia, all urban white men aged sixteen to sixty, with the by this conflict, America’s major cities resorted to the creation
exception of ministers of religion, were to conduct such patrol of police departments. Clearly, this was a case of the political
“on every night throughout the year.” In the countryside, such system responding to incendiary conflict within the society at
patrols were to “visit every Plantation within their respective large by demanding that the police be reorganized to deal with
Districts once in every Month” and whenever they thought it those conflicts.
necessary, “to search and examine all Negro-Houses for
offensive weapons and Ammunition." They were also In their discussion of the political era, Kelling and Moore
authorized to enter any “disorderly tipling-House, or other observe that the police found their legitimacy either in politics
Houses suspected of harbouring, trafficking or dealing with or in law. For blacks, both before and several generations after
Negroes” and could inflict corporal punishment on any slave the Civil War, neither of these bases of legitimacy provided
found to have left his owner's property without pennission. '5 much, if any, opportunity to shape policing to their benefit. As
the authors point out, local political machines often recruited
Foner points out that “slave patrols" had full power and and maintained police in their positions, from foot officer to
authority to enter any plantation and break open Negro houses police chief. In retum, the police encouraged voters to support
or other places when slaves were suspected of keeping arms; to certain candidates and provided services designed to enhance
punish runaways or slaves found outside their plantations that support. Departments were organized in a decentralized
without whip any slave who should affront or abuse
a pass; to manner, giving officers a great deal of discretion in carrying out
them in the execution of their duties; and to apprehend and take their responsibilities. Police officers were closely linked to the
any slave suspected of stealing or other criminal offense, and neighborhoods in which they patrolled, often living there and
bring him to the nearest magistrate. '6 Understandably, the usually of the same ethnic stock as the residents.
actions of such patrols established an indelible impression on
both the whites who implemented this system and the blacks For those with political influence, this era provided close
who were the brunt of it. proximity to power. Good jobs could be had. Special favors
could be obtained. The police could be expected to be
Reflecting the northem, urban perspective, Kelling and Moore extremely sensitive to community concems—or lose their jobs
of American policing only after the
begin their consideration if they were not.
earliest “new police” were established in the 1840's and I850’s.
Even so, their analysis neglects to point out the importance of
the role played by social discord in general, and the minority 5 5 . . . the first American modern-style
community in particular, in the creation of these departments.
Phenomenal increases in immigration, rapid population growth, policing occurred in the ‘slave patrols’ . . .
’’
and major changes in industrialization led to more and more
people, many of whom were from an impoverished, rural
background, settling in an alien urban environment. Conflicts For those with no access to political power, however, the
between black freedmen and members of the white urban situation was very different. Before slavery was abolished, the
working class significantly contributed to social unrest. issue of black political power in the South was moot. The
Constitution itself provides a sardonic reflection on the state of
In 1830 Alexis de Tocqueville toured the United States to study political power assigned to slaves. The group of white delegates
prison refonn. Unfamiliar with American norms, he was assembled in Philadelphia never even considered slave
gm
surprised to discover that there was more overt hostility and representation, slave votes, or slave power. The only issue was
hatred toward blacks in the North, where slavery did not exist,
than in the South, where it did. Those who challenged the status
whether slave owner would enjoy three-fifths increment of Massachusetts slave State, their harsh denunciation
is
a
a
a
a
representation for every slave he owned. reminder that black person could be slave there or in any of
a
the other “free” States because of the protection afforded by the
During the debate, William Paterson stated bluntly that slaves Federal and State constitutions for masters’ rights fugitive
in
were “no free agents, have no personal liberty, no faculty of and sojouming slaves. fell to agents of law enforcement,
It
acquiring property, but on the contrary, are themselves constables and members of the day and night watches, to carry
property” and hence like other property “entirely at the will of out these laws. By 1800, some 36,505 northem Negroes still
the master.” To make certain there was no mistake, the remained in bondage, most of them in New York and New
Constitution explicitly prohibited Congress from abolishing the Jersey.20
internationalslave trade to the United States before 1808.
Several northem States enacted gradual emancipation statutes
after the Revolution. Because such statutes freed only children
bom after specified date, however, many slaves remained
a
‘
‘
. . . de Tocqueville . . was surprised to unaffected, and the freed children were held in apprenticeship
.
discover that there was more overt hostility until some time their adult years. The State of New Jersey
in
was typical. In 1804, the legislature freed the children bom to
and hatred toward blacks in the North
5
5
.
.
.
slave mothers after July
of that year; the child so freed would
4
be “apprenticed” to its mother’s owner, men until age 25,
women until 21. Only 1844 did remove all barriers to the
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it
Early American law enforcement officials slave States were freeing of slaves. Again, these laws were also enforced by the
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supposed plot of slaves and free blacks to seize the city. In 1777 to gradual-abolition acts New Jersey 1804 and New
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in
passed the Negro Seamen’s Act, York 1817, the legal and political rights of blacks were quite
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police were instructed to arrest them and sell them into slavery Massachusetts, Rhode Island, Maine, New Hampshire, and
unless they were redeemed by the ship’s master. The other Vermont—provided equal voting rights for black and white
coastal slave States soon enacted similar legislation. males. Illinois, Ohio, Indiana, Iowa, and Califomia prohibited
black testimony
in
a
Berlin presents this brief synopsis of Southem justice: proceeding, and Oregon forbade Negroes to hold real estate,
make contracts, or maintain lawsuits. Massachusetts banned
Southem law presumed all Negroes to be slaves, and whites intermarriage of whites with blacks and enforced segregation
in
systematically barred free Negroes from any of the rights and hotels, restaurants, theaters, and transportation. Berlin describes
symbols they equated with freedom. Whites legally prohibited raid in 1853 in which St. Louis police raided well-knowr.
a
Negro freemen from moving freely, participating in politics, of freedmen, whipped those who were unregistered,
hangouts
testifying against whites, keeping guns, or lifting hand to strike
a
a
and shipped them out of town. Such raids continued for almost
white person . . In addition they burdened free Negroes with
.
year.21
a
special imposts, barred them from certain trades, and often tried
and punished them like slaves. To enforce their proscriptive codes
and constantly remind free Negroes of their lowly status, almost
Litwack describes the situation of northem blacks this way:
every State forced free Negroes to register and carry freedom
papers, which had to be renewed periodically and might be In virtually every phase of existence, Negroes found themselves
inspected by any suspicious white.18 systematically separated from whites. They were either excluded
from railway cars, omnibuses, stagecoaches, and steamboats or
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With neither political power nor legal standing, blacks could Even at the time, questions were raised about the practical
hardly be expected to share in the spoils of the political era of implications of the amendment. James A. Garfield asked,
policing. There were virtually no black police officers until well “What is freedom? Is it the bare privilege of not being
into the twentieth century. Thus, police attention to, and chained?. . . If this is all, then freedom is a bitter mockery, a
protection for, areas populated primarily by racial minorities cruel delusion.” More to the point, Frederick Douglass
was rare during this era. maintained, “Slavery is not abolished until the black man has
the ballot.”25
for those unprotected by it which the opponents of the extension of full citizenship to
blacks were able to exercise great influence. President Andrew
According to Kelling and Moore’s interpretation, the basic Johnson, with hopes of receiving the support of his fellow
police strategy began to change during the early 1900’s. By the Southemers in the election in 1868, left the definition of black
1930’s, they argue, the reform era of policing was in full sway. rights to the individual States. They accepted the opportunity
Strikingly, their discussion completely overlooks the with a vengeance. In addition to prohibiting black suffrage, the
momentous events of the Civil War and Reconstruction, a time provisional legislatures passed the Black Codes, a series of
of great change in the legal and political status of minorities. State laws intended to define the freedmen’s new rights and
responsibilities.
In the earliest days of the Civil War, President Lincoln and
other northem politicians insisted that the issue of slavery had
little to do with the conflict. In fact, in July I861, when
Congress assembled in special session, one of its first acts was
‘ 5 In the earliest days of the Civil War,
to pass, almost unanimously, the Crittenden Resolution, President Lincoln . . . insisted that the issue
affirming that the “established institutions” of the seceding
of slavery had little to do with the conflict. ’5
States were not to be a military target. To a large extent, this
position was dictated by political forces--to keep the border
States in the Union, generate support among the broadest
constituency in the North, and weaken the Confederacy by Mississippi and South Carolina enacted the first and most
holding out the possibility that they could retum to the Union severe Black Codes toward the end of 1865. Mississippi
with their property, including their slaves, intact.24 required all blacks to possess, each January, written evidence of
employment for the coming year. Laborers leaving their jobs
Eventually, however, as the Confederacy put slaves to work as before the contract expired would forfeit wages already eamed
military laborers and the presence of Union troops precipitated and, as under slavery, be subject to arrest by any white citizen.
large-scale desertion of plantation slaves, this policy was A person offering work to a laborer already under contract
overcome by events. On January 1, I863, Lincoln signed the risked imprisonment or a fine. Blacks were forbidden to rent
Emancipation Proclamation. Bowing to political reality, land in urban areas. Vagrants under whose definition fell the -
however, he excluded from its purview the 450,000 slaves in idle, disorderly, and those who “misspend what they
Delaware, Kentucky, Maryland, and Missouri; 275,000 in eam”—could be punished by fines or involuntary plantation
Union-occupied Tennessee; and tens of thousands in occupied labor; other criminal offenses included “insulting” gestures or
portions of Virginia and Louisiana. language, “malicious mischief,” and preaching the Gospel
without a license. In case anything had been overlooked, the
I
1 legislature declared all existing penal codes defining crimes by To institutionalize the legal implications of the Civil War
r
slaves and free blacks “in full force” unless specifically altered beyond the reach of shifting political majorities and presidential
by law. South Caro1ina’s Code barred blacks from any vetoes, Congress, after a long struggle, passed the 14th
occupation other than farmer or servant except by paying an amendment, providing, among other things, that equal
annual tax ranging from $10 to $100.26 protection under the law be afforded to every citizen. Although
it implicitly acknowledged the right of States to limit voting
because of race, they could do so only at the expense of losing a
blacks in 1865 and 1866, but not one was convicted.29 The results of black suffrage on policing were not long in
coming. Blacks appeared in several southem police
Largely in response to the Black Codes, Congress passed, over departments soon after Radical Reconstruction began,
President Johnson’s veto, the Civil Rights Act of 1866. This act especially where Republicans were in office and where blacks
defined all persons bom in the United States (except Indians) as constituted a large percentage of the population. Black police
national citizens and spelled out rights they were to enjoy appeared in Selma, Alabama, in 1867; Houston, Texas, in 1870;
equally without regard to race—making contracts, bringing and Jackson, Mississippi, in 1871.30 In New Orleans, a
lawsuits, and enjoying “full and equal benefit of all laws and majority of whose population was black, a police board
proceedings for the security of person and property.” No State composed of three black members out of five appointed a
law or custom could deprive any citizen of these rights. police force that included 177 blacks by 1870.31
Furthermore, Federal officials were authorized to bring suit
against violations and made all persons, including local Such change was not always easy, however. In July 1868, in
officials, who deprived a citizen of a civil right liable to fine or Raleigh, North Carolina, under the headline “The Mongrel
imprisomnent. Regimell Negro Police! !” the Conservative Daily Sentinel
announced the appointment of four black police officers and
J
concluded that “this is the beginning of the end.”32 Race riots were seen in many other cities. Several officers quit the force in
occurred in Jackson and Meridian, Mississippi, because black protest. The new men were assigned to beats in or near black
police attempted to use their police authority over whites.33 neighborhoods and immediately attracted crowds of spectators,
saying such things as “Ain’t he sweet?” or “Is the thing alive?”
black policeman in the North, where black suffrage was not Miami established a different designation for the two races:
required by Congress. Three years later, a mayor belonging to blacks were “patrolmen” and whites were “policemen.” In
the People’s Party replaced that officer with another black. In Chicago, blacks were largely confined to the Southside
1880, the Republicans won the mayor’s office again, resulting districts; in St. Louis, the “black beats” ranged from the central
in the appointment of four more black policemen. These downtown area to the Northside. Los Angeles established a
officers all worked in plain clothes—in part not to offend the special “black watch” for the predominantly black Newton
sensibilities of racist whites—and were assigned to black Station district.
neighborhoods, practices adopted in most departments that
hired blacks at that time. By 1894 there were 23 black After the initial dramatic changes brought about by the effects
policemen Blacks were appointed in other cities
in Chicago.34 of Radical Reconstruction, the situation for blacks—and
in the North soon after those in Chicago: in Washington, D.C., policing—began to revert to the status quo ante. As early as
in 1874; in Indianapolis in 1876; in Cleveland in 1881; in 1867, black suffrage went down to defeat in referendums in
Boston in 1885.35 Minnesota, Ohio, and Kansas. Moderates within the Republican
party began to back away from “extreme radical measures”
Lane provides one of the most thorough and fascinating such as egalitarianism. The Ku Klux Klan, founded in 1866 in
analyses of the political complexities involved in appointing the Tennessee as a social club, launched a reign of terror against
first black police officers.36 The approximately 7,000 blacks in Republican leaders, black and white. In some parts of the
Philadelphia’s Seventh Ward had become a consistent South, armed whites blocked blacks from voting. Violence
Republican constituency, accounting for more than l0 percent spread, especially in Georgia and Louisiana where, unable to
of the party’s vote. During the 1880 mayoral campaign, hold meetings, Republicans abandoned their presidential
however, the black vote became a target of both parties’ campaign. By 1868, Republicans, the stalwart supporters of
attention. Although the Seventh Ward voted overwhelmingly black rights, began to lose some of their strength in the South.39
for the Republican candidate, the winner was Samuel King, a
reform Democrat. Mayor King then appointed Alexander Davis
and three other black men to the police department. 5 ‘ Texas courts indicted some 500 white
In an era before any sort of civil service, when many officers were By 1872, the presidential election focused on southem policy,
semiliterate at best, the four blacks chosen, although currently the Democrats emphasizing the evils of Reconstruction and the
trapped in unskilled jobs, were characteristically overqualified.37 need to restore local self-govemment. Although the
Republicans won, a significant number of former Radicals
Davis, although bom a slave, had graduated from Lincoln supported the Democratic ticket, indicating that their campaign
University, worked as a schoolteacher, and founded a themes were more powerful than the retums would indicate.
newspaper. Only one of the other blacks appointed at that time
had no experience beyond “laboring work.” While political support for Radical Reconstruction waned,
debate about whether the 14th amendment applied only to
Despite their qualifications, the appointment of the first black States raged throughout the Nation—and has continued to do so
police officers in Philadelphia produced the same responses as even in the last decade. Presidents Grant and Hayes retreated
from strict enforcement of the so-called “Reconstruction example of this trend. From a high of 177 black officers in
amendments.” The Supreme Court began to shift away from the 1870, the number dropped to 27 in 1880. By 1900, only five
broad interpretation of the 13th amendment to the narrower black officers remained; by 1910 there were none. The city did
14th and 15th. This shift, in tum, encouraged legislators to not appoint another black to the police force until 1950.
narrow their concems as well.
It is in this context that the Kelling and Moore discussion of the
reform era must be interpreted. They argue that police
‘5Given the right to vote, many blacks reformers, led by August Vollmer and O.W. Wilson, changed
the basic orientation of American policing in response to the
participated in—-and won—election to the excesses of the political era. The paradigm thus adopted, they
new State legislatures. 5 5 contend, rejected politics as the source of authority for the
police, replacing it with law and professionalism.
In 1874, a long-awaited compilation of the United States laws, In an effort to curtail the close relationship between local
known as the Revised Statutes, was produced. This document political leaders and police, civil service replaced patronage and
rearranged the Nation’s laws into supposedly relevant, logical influence in the selection, assignment, and retention of police
categories. Inexplicably, however, this rearrangement failed to officers. Individual police officers were expected to avoid
list the Civil Rights Act of 1866 either in the published text or becoming closely associated with, and therefore contaminated
in the “historical” documentation. Instead, various parts of the by, the areas in which they patrolled. In some cases, they were
1866 law were scattered throughout the document, under prohibited from living in their beats. To further eliminate local
various chapter headings. Civil rights as an independent subject political influence, functional control was centralized. By the
worthy of the attention of lawyers, judges, law professors, and time this era had reached its peak, during the 1950’s and l960’s,
an entire generation of law students was neither easily police departments had become largely autonomous agencies,
researched nor, by implication, important. One by one, case by led by professionals guided by law, immune from political
case, the legal rights of blacks were ruled away. influence.
Against this already ominous backdrop came the Compromise As dramatic as this change must have appeared to the white
of I877, by which the Federal Govemment agreed to end middle-class inhabitants of America’s major cities, the
Reconstruction, withdraw military forces from the South, and transition to the refomt era was barely noticeable to blacks and
cease enforcing civil rights laws. In exchange, the election of other minorities. Relying on law, rather than politics, as the
the Republican candidate for president, Rutherford B. Hayes, source of police authority had many desirable aspects for those
was assured. The dike that had laboriously been constructed provided full protection by the law. Once again, however, for
against racist retaliation was suddenly broken. The stage was those who lacked both political power and equal protection
set for a massive reversal of the gains made in the previous 20 under the law, such a transformation could have little
years. significance.
Moreover, in 1896, the Supreme Court, in the landmark Even the particular mechanisms implemented to bring about
decision of Plessyv. Ferguson, found State laws that required reform proved to be of little avail to blacks and other
segregation of the races in public accommodations to be minorities. Civil service examinations, for example, designed to
constitutional, thereby endorsing the proposition that public avoid the influence of patronage and nepotism, provided slight
facilities could be “separate but equal.” This decision virtually consolation for those who had been denied access to quality
completed the quarter-century-long process of standing the law education. These examinations, which according to some
established by the Reconstruction amendments on its head. The experts, reveal less about the qualifications of the applicants
effects were quickly seen in police departments. In department than about the cultural biases of the examiners, winnowed out a
after department, blacks lost their jobs, either by dismissal or by far higher proportion of blacks than whites. In Boston, for
being forced to resign. The disappearance of blacks from the example, the examiners failed 75 percent of the blacks as
New Orleans police department serves as the most dramatic opposed to 35 percent of the whites in 1970. In Atlanta, in the
same year, 72 percent of the blacks and only 24 percent of the reformers on professional grounds, handicapped the blacks,
whites failed. In New York, in 1968, 65 percent of the blacks as Hispanics, and other minorities by slowing down the ethnic
opposed to 31 percent of the whites failed. Mexicans and Puerto tumover in police departments. Without such a change, as
Ricans fared even worse, perhaps because the tests were given whites fled from the inner cities, the increasing percentage of
in English.40 minorities remaining could have been expected to have been
more readily reflected in the ranks of the police. Furthermore,
despite heavy immigration of minorities to the Nation’s urban
5 5
Miami established a different designation centers, the competitive edge that had been experienced earlier
by the Irish and other white ethnic minorities no longer held
for the two races: blacks were ‘patrolmen’ sway.
and whites were ‘policemen.’ 5 5
10
Those without such resources—and those most in need of police law . . . It has almost always been used against them.”
services—-often found themselves in a long queue. Despite the tragic destructiveness of those riots, they did
concentrate the minds of the Nation’s leaders wonderfully. In
Although the 1954 Supreme Court decision in Brown v. Board of 1967, President Johnson appointed the National Advisory
Education of Topeka began to provide blacks and other Commission on Civil Disorders (the Kemer Commission) to
minorities with their just share of legal rights and remedies, that investigate the causes of the disorder and to recommend
provision came only with “all deliberate speed.” As this glacially solutions. In a trenchant analysis, the commission report
slow process continued, something more virulent occurred in concluded that “Our Nation is moving toward two societies, one
minority communities, especially in the inner cities. Those who black, one white—separate and unequal.”45 Essentially, they
could afford to do so moved into less crowded, more said, what lay behind the riots was a long historical pattem of
comfortable, neighborhoods, leaving behind vacant houses-and racism on the part of whites in America. In one of the most
those who could not afford an altemative. Businesses closed. Tax forceful passages of their report, the commissioners observed:
bases eroded. Among those who remained, unemployment,
especially among minority youths, grew markedly higher than What white Americans have never fully understood—but what a
among whites. The incomes of employed minorities was Negro can never forget—is that white society is deeply implicated in
the ghetto. White institutions created white institutions maintain
it,
it,
significantly lower than that of whites. The quality of education
and white society condones it.46
deteriorated. School dropout rates rose precipitously. Infant
mortality rates reached alarming levels. Decent, affordable
housing became scarce. More and more children were bom to
unwed mothers. Drug and alcohol use became endemic. Crime
the police began Once again to
II
_ o 0
and the fear of crime soared out of control.
recognize that, ultimately, they are
The convergence of these factors produced vicious circle. The dependent on neighborhood, or community,
a
5
5
along with families and other community institutions, concem
themselves with crime and the fear of crime. The inner cities,
where families, schools, jobs, and other community institutions
were disintegrating at rapid pace, presented the police with the Specifically, the Kemer Commission found that many of the riots
a
most serious crime problems of all. But the police, because of had been precipitated by police actions, often cases of
a
gross underrepresentation of minorities among their ranks, lack insensitivity, sometimes incidents of outright brutality. They saw
a
of sensitivity and understanding of minority concems and an atmosphere of hostility and cynicism reinforced by
a
culture, and, therefore, lack of community support, were least widespread belief among many blacks in “double standard” of
a
a
able to deal effectively in the inner cities—-precisely where they justice and protection. More generally, they concluded that:
were needed most.
In many ways the policeman only symbolizes much deeper problems.
The policeman symbol not only of law, but of the
in
the ghetto
is
a
already-strained relations with the police The report offered five basic suggestions to address this situation
officer on the beat translated into even more
in the inner city to ensure proper officer
°
Change operations
strained relations with distant government
a
° Provide
adequate police protection to inner city residents to
eliminate the high level of fear and crime.
Frustrated and angry, many blacks came to see the police as
symbolizing the entire “system”——those institutions and ° Create mechanisms through which citizens can obtain
resources that had been so unresponsive to their needs. Tensions effective responses to their grievances.
rose, culminating in the series of riots in America’s inner cities
during the middle and late 1960’s. Many Americans had their ° Produce policy to assist police in avoiding
guidelines
first glimpse of ghettos as they bumed through the night. behaviors that would create tension with inner city
Reflecting the nature and extent of the underlying problems, residents.
Senator Robert Kennedy observed, after visiting the scene of the
Watts riot, “There no point in telling Negroes to observe the ° Develop community
support for law enforcement.
is
Fearful that new conflagrations would occur otherwise, and response time persist. And empirical studies have shown that
responding in many cases to newly elected black and progressive community-oriented approaches that are effective in most
white mayors, many departments followed the commission’s neighborhoods work less well, or not at all, in areas inhabited by
recommendations. As a result, a number of improvements have low-income blacks and other minority groups.
occurred that have reduced the barriers between the police and
the inner city. Many more blacks and other minorities are now
patrolling our streets. Strict rules against the unnecessary use of Q Q
many of the riots had been precipitated
. . .
weapons, brutality, harassment, verbal abuse, and discourtesy
have been promulgated and enforced. The use of aggressive by police actions, often . . . insensitivity,
has been curtailed, restricted to those situations
patrol techniques sometimes . . . outright brutality. 5 5
in which it is justified. Steps have been taken to ensure adequate
patrol coverage and rapid response to calls for service from inner
city areas. Open, impartial, and prompt grievance mechanisms
have been established. Policy guidelines have been implemented We welcome the prospect of entering the community era of
to direct officers’ discretion in potentially tense situations. New policing. In a dramatic way, this represents a retum to the first
approaches—storefront offices, adopting (or even organizing) principles of policing as established in London in 1829. As
it,
neighborhood groups, addressing the causes of fear—have been Critchley so aptly put “From the start, the police was to be .
.
.
put into effect to improve relations tune with the people, understanding the people, belonging to
in
with the community.
the people, and drawing its strength from the people.”49 Once
community policing becomes pervasive reality, we will have
a
5 5 . . . finally approximated the attainment of that goal. We have begun
the police . . . were least able to deal
to bring such fundamental changes about many of our Nation’s
in
effectively in the inner cities—precisely police departments. But because of the devastation afflicting our
inner cities and the inability of our police to relate to those
where they were needed most. 9 5
neighborhoods, the areas that most require transition to the
a
community era will unfortunately be the last to experience such
a
change.
Because of these changes, the relationship between the police
and citizens has improved considerably in the last several
years—to a large extent in white middle-class neighborhoods, to Summary
a lesser extent in the inner city. Any transition toan era of
community policing will be both a cause and an effect of these Kelling and Moore have contributed valuable addition to our
a
improvements. But such a transition is far from complete in the repertoire of concepts for understanding the strategic history of
inner city. A recent assessment by the Commission on the Cities American policing. Their interpretation of the shifts in policing
found that, despite a brief period of improvement, the conditions from political to reform to community era provides useful
a
that produced the dissolution of ghetto communities are actually our contention,
however, that the applicability of
is
insights.
It
getting worse. “Quiet riots,” the report concludes. are occurring this interpretation confined largely to the white majority
is
in America’s central cities: unemployment, poverty, social communities of our Nation. For blacks, and to lesser extent
a
disorganization, segregation, housing and school deterioration, other minority groups, the utility of this analysis quite limited.
is
and crime are worse now than ever before.48 These “quiet riots,”
although not as alarming to outsiders as those of
or as noticeable
the 1960’s, are even more destructive of human life. Under such Q Q
. . . the community era requires an
conditions, it is unreasonable to expect that the residents of the
inner city will have the characteristics——whether social, empowered, cohesive community to be able
economic, or political—that are required to sustain the to deal with sensitive, responsive police
a
guidelines, inappropriate behavior on the streets still occurs. was determined largely on the basis of law, which left blacks
Complaints about differential treatment, patrol coverage, and almost completely unprotected. Finally, the community era
Cambridge, Harvard University Press, 1967. E.A. Savage, A
requires an empowered, cohesive community to be able to deal Chronological History of the Boston Watch and Police, from
with a sensitive, responsive police agency; neither precondition I631-1865. Available on Library of American Civilization
prevails in many contemporary minority neighborhoods. fiche 13523, 1865.
Significant progress has been made, however. Large numbers of 5. J. Flinn, History of the Chicago Police from the Settlement of
blacks and other minorities have joined—and in many cases the Community to the Present Time. Montclair, New Jersey,
have become leaders of—our major departments. The use of Patterson Smith, 1975.
violence by police against minorities has declined dramatically
in the last decade. Special efforts have been made to provide 6. J. Schneider, Detroit and the Problem of Order,
I830-1880:
training to make our police officers sensitive to the needs and A Geography of Crime, Riot, and Policing. Lincoln, University
concems of minority communities. Enlightened, better educated of Nebraska, 1980.
police leadership has opened the profession to new approaches
and ideas. The rising popularity of community-oriented 7. J .F.
Richardson, The New York Police: Colonial Times to
policing will undoubtedly further improve the relationship 1901. New York, Oxford University Press, 1970.
between the police and minorities.
Nevertheless, the history of American police strategies cannot 14. Alabama: W. L. Rose, ed., A Documentary History of
be separated from the history of the Nation as a whole. Slavery in North America, New York, Oxford University Press, l
Unfortunately,our police, and all of our other institutions, must 1976. Arkansas: O. W. Taylor, Negro Slavery in Arkansas,
contend with many bitter legacies from that larger history. No Durham, North Carolina, Duke University, 1958. Georgia: R. B.
paradigm—and no society—can be judged satisfactory until Flanders, Plantation Slavery in Georgia, Cos Cob, Connecticut,
those legacies have been confronted directly. John E. Edwards, 1967; B. Wood, Slavery in Colonial Georgia,
Athens, University of Georgia Press, 1984. Kentucky: J . W.
Notes Coleman, Jr., Slavery Times in Kentucky, New York, Johnson
I
Reprint Company, 1940; I.E. McDougle, Slavery in Kentucky
1. Howard Zinn, The Politics of History. Boston, Beacon Press, 1 792-1865, Westport, Connecticut, Negro Universities Press,
1970: 102. 1970. Louisiana: S. Bacon, The Early Development of
American Municipal Police: A Study of the Evolution of
2. George L. Kelling and Mark H. Moore, “The Evolving Formal Controls in a Changing Society, unpublished
Strategy of Policing,” Perspectives on Policing, No. 4. dissertation, Yale University, University Microfilms No. l
Washington, D.C., National Institute of Justice and Harvard 66-06844, 1939; J . G. Taylor, Negro Slavery in Louisiana, New
University, November 1988. York, Negro Universities Press, 1963; E. R. Williams, Jr.,
“Slave patrol ordinances of St. Tammany Parish, Louisiana,
3. Robert M. Fogelson, Big City Police. Cambridge, Harvard 1835-1838,” Louisiana History, v. 13 (1972): 399-411.
University Press, 1977. J.F. Richardson, Urban Police in the Mississippi: C. S. Sydnor, Slavery in Mississippi, New York,
United States. Port Washington, New York, National University Appleton Century Co., 1933. Missouri: H. A. Trexler,-“Slavery
Publications, 1974. in Missouri: 1804-1865,” in H. Trexler, Slavery in the States:
Selected Essays, New York, Negro Universities Press, 1969.
4. Roger Lane, Policing the City: Boston, 1822-1885. North Carolina: G. G. Johnson, Ante-bellum North Carolina: A
13
Social History, Chapel Hill, University of North Carolina, 23. C.V. Woodward, The Strange Career of Jim Crow, New
1937. Tennessee: C. P. Patterson, The Negro in Tennessee, York, Oxford University Press, 1966: 17.
19. Berlin, above: 319. 31. J.W. Blassingame, Black New Orleans, 1860-1880.
l
Chicago, University of Chicago Press, 1973: 244.
20. L.F. Litwack, North of Slavery: The Negro in the Free
States, 1790-1860. Chicago, University of Chicago Press. 32. H.N. Rabinowitz, Race Relations in the Urban South,
1961: 3. 1865-1890, Urbana, University of Illinois Press, 1980: 41.
21. Berlin, n. 18 above: 330. 33. V.L. Wharton, The Negro in Mississippi, 1865-1890. New
York, Harper and Row, 1965: 167.
22. Litwack, North of Slavery, n. 20 above. p. 97.
34. Walker, A Critical History, n. 8 above: 10.
Editor of this series is Susan M ichaelson, Assistant Director of 38. President’sCommission on Law Enforcement and
the Program in Criminal Justice Policy and Management, John
Administration of Justice, Task Force Report: The Police.
F. Kennedy School of Government, Harvard University.
ll Washington, D.C., U.S. Govemment Printing Office, 1967:
170.
Opinions or points of view expressed in this document are those
of the authors and do not necessarily reflect the oflicial 39. Foner, Reconstruction, n. 24 above: 342.
position or policies of the U .S . Department of Justice or of
Harvard University. 40. Fogelson, Big City Police, n. 3 above: 250.
ll
The Assistant Attorney General, Office of Justice Programs,
ll 41. Fogelson, above: 251.
coordinates the activities of the following program Oflices and
Bureaus: National Institute of Justice, Bureau of Justice 42. President’sCommission on Law Enforcement and
Statistics, Bureau of Justice Assistance, Office of Juvenile
Administration of Justice, Task Force Report: Science and
Justice and Delinquency Prevention, and Oflice for Victims of
Technology, Washington, D.C., U.S. Govemment Printing
E
Crime. Office, 1967: 216-28.
K.
l
45. Report: 1.
46. Report: 2
w
49. T.A. Critchley, A History of Police in England and
\
Wales, 1900-1966, London, Constable and Company, Ltd.,
l
1967: 46.
I
1
ll
15
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Purdue
Univelsi
Libranes
‘
llllllllllllllllllll lllllllllllllllll
LU-i
- -L
D=I
I
Hi?
.11
convenes the follovr
0-Ii
the field of policing:
in
LL
L- l- \I G Ti
s
-
Allen Andrews Francis Roache, Commissioner ~
Superintendent of Police Robert R. Kiley, Chaimian Boston Police Department
Peoria, Illinois Metropolitan Transportation Authority Boston, Massachusetts
New York, New York
Camille Cates Bamett, Ph.D.
Michael E. Smith, Director
Director of Finance and Administration
Robert B. Kliesmet, President Vera Institute of Justice
Houston, Texas
Intemational Union of Police Associations New York, New York
Comelius Behan, Chief AFL-CIO
Baltimore County Police Department Washington, D.C. Darrel Stephens, Executive Director
Baltimore County, Maryland Police Executive Research Forum
Richard C. Larson, Professor and Washington, D.C.
Lawrence Binkley, Chief Codirector
Long Beach Police Department Operations Research Center James K. Stewart, Director
Long Beach, Califomia Massachusetts Institute of Technology National Institute of Justice
Cambridge, Massachusetts U.S. Department of Justice
‘Lee P. Brown, Chief
Houston Police Department Washington, D.C.
George Latimer, Mayor
Houston, Texas
St. Paul, Minnesota Robert Trojanowicz, Professor and Director
Siisan R. Estrich, Professor School of Criminal Justice
Sehool of Law Edwin Meese III Michigan State University
Harvard University Fomrer Attomey General of the East Lansing, Michigan
‘ambridge, Massachusetts United States
Washington, D.C. Kevin Tucker, Commissioner
Daryl F. Gates, Chief Philadelphia Police Department
Los Angeles Police Department Mark H. Moore Philadelphia, Pennsylvania
Los Angeles, Califomia Daniel and Florence Guggenheim
Professor of Criminal Justice Policy Benjamin Ward, Commissioner
Herman Goldstein, Professor
and Management New York City Police Department
School of Law
John Kennedy School of Govemment New York, New York
F.
University of Wisconsin
Harvard University
Madison, Wisconsin
Cambridge, Massachusetts Robert Wasserman, Research Fellow
Francis X. Hartmann, Executive Director Program in Criminal Justice Policy
Program in Criminal Justice Policy Patrick Murphy, Professor of Police Science and Management
John Jay College of Criminal Justice
ii
John Kennedy School of Govemment
F.
and Management
John F. Kennedy School of Govemment New York, New York Harvard University
Harvard University Cambridge, Massachusetts
Cambridge, Massachusetts Sir Kenneth Newman
Fomier Commissioner Daniel Whitehurst, President
Peter Hunt, former Executive Director Scotland Yard and CEO
Chicago Area Project London, England Whitehurst Califomia
Chicago, Illinois Former Mayor of Fresno
Oliver B. Revel] Fresno, Califomia
George L. Kelling, Professor
Executive Assistant Director
School of Criminal Justice
Federal Bureau of Investigation Hubert Williams, President
Northeastem University
U.S. Department of Justice Police Foundation
Boston, Massachusetts, and
Washington, D.C. Washington, D.C.
Research Fellow, Program in Criminal
Justice Policy and Management
John F. Kennedy School of Govemment James Q. Wilson, Collins Professor
Harvard University of Management
Graduate School of Management
Cambridge, Massachusetts
University of Califomia
Los Angeles, Califomia
DO]/NI]
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G
Official Business
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