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The New Adccac Arbitration Rules Bringing Adccac in Line With International Practice
The New Adccac Arbitration Rules Bringing Adccac in Line With International Practice
competition for the DIFC-LCIA and DIAC arbitration centres Accordingly, it would be wise for parties wishing to operate
based in Dubai. in Abu Dhabi to take the time to familiarise themselves with
the Rules and to take note of the key similarities and
Parties operating in Abu Dhabi, particularly those dealing
differences between the ADCCAC Rules and those of
with companies under Government ownership, are likely to
alternative institutions.
find that their counterparties are more insistent upon the
application of the ADCCAC Rules to any arbitration
agreements that they enter into (previously, even those
parties who had proposed ADCCAC arbitration were fairly
amenable to the selection of a different arbitral institute).
Authors
This publication does not necessarily deal with every important topic or cover Clifford Chance, 10 Upper Bank Street, London, E14 5JJ
every aspect of the topics with which it deals. It is not designed to provide © Clifford Chance 2013
legal or other advice.
Clifford Chance LLP is a limited liability partnership registered in England and
Wales under number OC323571
Registered office: 10 Upper Bank Street, London, E14 5JJ
We use the word 'partner' to refer to a member of Clifford Chance LLP, or an
employee or consultant with equivalent standing and qualifications
www.cliffordchance.com
If you do not wish to receive further information from Clifford Chance about
events or legal developments which we believe may be of interest to you,
please either send an email to nomorecontact@cliffordchance.com or by post
at Clifford Chance LLP, 10 Upper Bank Street, Canary Wharf, London E14
5JJ
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Luxembourg ■ Madrid ■ Milan ■ Moscow ■ Munich ■ New York ■ Paris ■ Perth ■ Prague ■ Riyadh* ■ Rome ■ São Paulo ■ Seoul ■ Shanghai ■ Singapore ■ Sydney ■ Tokyo ■ Warsaw ■
Washington, D.C.
*Clifford Chance has a co-operation agreement with Al-Jadaan & Partners Law Firm in Riyadh.
Comparing the new ADCCAC Rules with those of DIAC, DIFC-LCIA, ICC and UNCITRAL
ADCACC DIAC DIFC-LCIA ICC UNCITRAL
(Abu Dhabi (Dubai (Dubai (International (United Nations
Commercial International International Court of Commission on
Conciliation & Arbitration Finance Centre – Arbitration of International
Arbitration Centre) London Court of the Trade Law)
Center) International International
Arbitration) Chamber of
Commerce)
1. Rules and appointing authorities
Title of Rules Rules of DIAC Arbitration DIFC-LCIA ICC Arbitration UNCITRAL
Arbitration of Rules Arbitration Rules Rules Arbitration
Abu Dhabi Rules
Commercial
Conciliation &
Arbitration
Center
Effective Date 20 October 7 May 2007 17 February 1 January 2012 15 August 2010
2013 2008
Appointing Abu Dhabi Dubai The DIFC-LCIA The The parties may
Authority Commercial International Arbitration Centre International appoint an
Conciliation and Arbitration and the LCIA Court of appointing
Arbitration Centre Court Arbitration of authority to
Center the decide on
International certain
Chamber of procedural
Commerce aspects of the
(ICC) dispute. This
may be the
Secretary-
General of the
Permanent
Court of
Arbitration at
The Hague
(Art. 6)
2. Procedure, timetables and confidentiality of proceedings
Pre-Arbitral Not specified Not specified Not specified Yes; see rules Not specified
Procedure for a
Pre-Arbitral
Referee
Procedure, last
revised in
September
2006
ADCACC DIAC DIFC-LCIA ICC UNCITRAL
(Abu Dhabi (Dubai (Dubai (International (United Nations
Commercial International International Court of Commission on
Conciliation & Arbitration Finance Centre – Arbitration of International
Arbitration Centre) London Court of the Trade Law)
Center) International International
Arbitration) Chamber of
Commerce)
Terms of Not specified Not specified Not specified Terms of Not specified
Reference? reference
should be
drawn up by the
Tribunal as
soon as it has
received the file
from the ICC
Secretariat. To
be signed no
later than two
months after file
transmitted to
arbitrators
(Art. 23)
Joinder of Not specified Not specified Yes (Art. 22.1(h)) Yes, before the Yes (Art. 17.5)
third parties confirmation or
appointment of
any arbitrator.
Any request for
joinder after
such time
requires the
consent of all
parties (Art. 7)
Procedure As agreed by As agreed by As agreed by the As agreed by Determined by
the parties, or, the parties, or, parties, or, failing the parties or, the Tribunal
failing that, as failing that, as that, the Tribunal failing that, the (Art. 17)
determined by determined by has the widest Tribunal
the provisions the Tribunal discretion to (subject to the
of the ADCCAC where the rules discharge its rules) (Art. 19)
rules, or, failing are silent duties allowed
that, as (Art. 17.1) under such
determined by law(s) or rules of
the Tribunal law as the
(Art. 15) Tribunal may
determine to be
applicable
(Art. 14.2)
Expedited Not specified Yes (Art. 12.1) Yes; the LCIA Emergency Not specified
proceedings Court has Arbitrator
discretion (Art. 29)
shorten
timescales upon See Appendix
application by V – Emergency
either party Arbitrator Roles
(Art. 9) and Roles for a
Pre-Arbitral
Referee
Procedure
ADCACC DIAC DIFC-LCIA ICC UNCITRAL
(Abu Dhabi (Dubai (Dubai (International (United Nations
Commercial International International Court of Commission on
Conciliation & Arbitration Finance Centre – Arbitration of International
Arbitration Centre) London Court of the Trade Law)
Center) International International
Arbitration) Chamber of
Commerce)
Confidentiality Unless all Unless all Unless the The Tribunal Not specified
parties agree parties agree parties agree may make
otherwise or otherwise, all otherwise, a orders
otherwise parties broad regarding the
required by law, undertake to undertaking of confidentiality
all parties maintain confidentiality is of the
undertake to confidentiality imposed; proceedings
maintain (Art. 41.1) arbitrators’ and any other
confidentiality deliberations are matters in
(Art. 33). also confidential. connection with
the arbitration,
Pleading The LCIA Court including taking
sessions shall does not publish measures to
be confidential any award or any protect trade
unless the part of an award secrets and
parties agree without the prior confidential
otherwise in written consent of information
writing all parties and (Art. 22.3)
(Art. 24.3). the Tribunal
(Art. 30)
3. Identity and appointment of arbitrators
Who appoints By agreement DIAC, The LCIA Court By agreement By agreement
arbitrator(s)? between the according due alone is between the between the
parties, failing regard to any empowered to parties with parties within 30
which in method agreed appoint third presiding days or
accordance between the arbitrators arbitrator otherwise the
with the rules parties (Art. 5.5). The nominated by appointing
(Art. 9.1). (Art. 9.6). parties can the Court authority agreed
nominate unless upon by the
In the event If the arbitrators but the otherwise parties. If three
that either party agreement LCIA can refuse agreed by the arbitrators are to
fails to appoint provides that to appoint any parties (Arts. be appointed,
or nominate an parties are such nominee if 12(3) and each party
arbitrator, as entitled to name deemed not 12(4)). appoints one
required, the the arbitrator suitable or who between
director of and they fail to independent or The court may them choose
ADCCAC shall do so in time, impartial also appoint an the third, who
appoint the DIAC may (Art. 7.1) arbitrator when; will preside over
necessary appoint one or more of the Tribunal
arbitrator(s) arbitrator an the parties is a (Arts. 7, 8 and
(Articles 9.2 (Art. 9.3). state or claims 9)
and 9.3). to be a state
If three entity; or the
If three arbitrators are court considers
arbitrators are to be appointed that it would be
to be appointed and the parties appropriate to
and the parties agree the appoint an
agree the mechanism to arbitrator from a
mechanism to appoint a chair, country or
appoint a chair, this shall be territory where
this shall be followed. If no there is no ICC
followed. If no procedure is National
procedure is agreed, the two Committee or
agreed, the two arbitrators shall Group; or the
arbitrators shall appoint a chair. President of the
appoint a chair. If they fail to do Court certifies
If they fail to do so within 15 that it is
so within 14 days, the
ADCACC DIAC DIFC-LCIA ICC UNCITRAL
(Abu Dhabi (Dubai (Dubai (International (United Nations
Commercial International International Court of Commission on
Conciliation & Arbitration Finance Centre – Arbitration of International
Arbitration Centre) London Court of the Trade Law)
Center) International International
Arbitration) Chamber of
Commerce)
days, the Centre shall necessary and
Director of appoint a appropriate to
ADCCAC shall chairman make a direct
appoint a (Art. 9.5) appointment
chairman (Art. 13.4)
(Art. 9.3)
Number of One, unless One, unless One, unless the One unless the Three, unless
arbitrators if ADCCAC DIAC Court deems the Court the parties
number not determines that determines case warrants determines the agree otherwise
designated by the amount or three arbitrators three (Art. 5.4) dispute within 30 days
the parties nature of the is more warrants three of the receipt by
dispute, or the appropriate (Art. 12.2) the respondent
circumstances (Art. 8.2) of the request
thereof, for arbitration
requires more (Art. 7.1)
than one (Art
8.2)
Time for Not specified Not specified As soon as Not specified As promptly as
appointment of practicable after possible
arbitrator(s) by the receipt of the (Art. 8.2)
supervisory response by the
body if one LCIA Court or
party fails to within 30 days of
appoint receipt by the
respondent of the
request for
arbitration if no
response is
received
(Art. 5.4)
Time limit to 14 days 15 days 15 days 30 days 15 days
challenge a (Art. 11.3) (Art. 13.4) (Art. 10.4) (Art. 14.2) (Art. 13.1)
choice of
arbitrator(s)
Appointment Unless Multiple Unless otherwise Multiple Multiple
of Arbitrator(s) otherwise claimants or agreed by the claimants or claimants or
in Multi-party agreed by the multiple parties in writing respondents respondents
arbitrations parties, multiple respondents that the disputant shall each shall each jointly
claimants and shall each parties represent jointly nominate nominate an
respondents jointly nominate two sides for the an arbitrator arbitrator
shall mutually an arbitrator formation of the (Art. 12.6) (Art. 10)
reach a where the Tribunal, the
consensus on dispute is to be LCIA Court shall In the absence
the joint referred to a appoint the of joint
nomination of three arbitrator Tribunal without nomination and
one arbitrator Tribunal regard to any where the
(Art. 9.4) (Art. 11.1) party’s parties cannot
nomination agree, the
(Art. 8) Court may
appoint the
entire Tribunal
and designate
one member as
chairman
(Art. 12.8)
ADCACC DIAC DIFC-LCIA ICC UNCITRAL
(Abu Dhabi (Dubai (Dubai (International (United Nations
Commercial International International Court of Commission on
Conciliation & Arbitration Finance Centre – Arbitration of International
Arbitration Centre) London Court of the Trade Law)
Center) International International
Arbitration) Chamber of
Commerce)
Independence Nominated Arbitrators shall Arbitrators shall Arbitrators shall Prospective
of arbitrator(s) arbitrators shall at all times be be, and remain, sign a arbitrator(s)
indicate in impartial and independent and declaration of must disclose
writing their independent of mustn’t advise, or impartiality and any
acceptance or the parties and be advocate for, independence, circumstances
otherwise of the shall not act in one of the parties and remain likely to give rise
nomination and the arbitration (Art. 5.2) under a positive to doubts
raise any facts as advocates duty throughout regarding
which might for any party Arbitrators are the arbitration impartiality.
affect their (Art. 9.1) under a to inform the These may be
neutrality or continuing Secretariat of challenged by
independence. obligation to any matters the parties (Arts.
Arbitrators disclose any affecting their 11, 12 and 13)
remain under circumstances independence
an ongoing likely to give rise or impartiality
obligation to to doubts (Art. 11.2)
disclose any regarding their
circumstance, impartiality or
the nature of independence
which may (Art. 5.3)
affect their
neutrality or
independence
(Art. 10)
Restriction on Not specified Yes, if the Yes, if the parties Yes, if the Not specified
nationality parties are are different parties are
different nationalities, the different
nationalities, the sole arbitrator or nationalities,
sole arbitrator chairperson shall the sole
shall be a be a different arbitrator or
different nationality than chair shall be a
nationality to the parties unless different
the parties otherwise agreed nationality than
unless the (Art. 6.1) the parties
parties who are except in
not of the same suitable
nationality circumstances
agree in writing and provided
(Art. 10.1) neither party
objects. The
Court will take
into account the
nationality of
arbitrators
when making
appointments
(Arts. 13.1 and
13.5)
4. Challenging jurisdiction
Time to object Not later than Not later than in Not later than the Not specified Not later than
to jurisdiction the submission the Statement Statement of the Statement of
of the Defence of Defence or, Defence or, with Defence or, with
(Art 22.2) with respect to respect to a respect to a
a counterclaim, counterclaim, in counterclaim, in
A plea that the in any reply to the Statement of the reply to the
Tribunal is the Defence to the
ADCACC DIAC DIFC-LCIA ICC UNCITRAL
(Abu Dhabi (Dubai (Dubai (International (United Nations
Commercial International International Court of Commission on
Conciliation & Arbitration Finance Centre – Arbitration of International
Arbitration Centre) London Court of the Trade Law)
Center) International International
Arbitration) Chamber of
Commerce)
exceeding its counterclaim counter-claim. counter-claim.
competence (Art. 6.3)
shall be A plea that the The Tribunal
submitted as Tribunal is has discretion to
soon as the exceeding its admit a late
issue that is authority is to be plea. (Art. 23)
claimed to raised promptly
result in the after the Tribunal
Tribunal has indicated its
exceeding its intention to
competence decide on the
arises matter alleged to
(Art. 22.3) be beyond its
authority (Art. 23)
In all cases, the
Tribunal may
accept a
delayed plea if
it considers
such delay is
attributable to a
reasonable
cause
(Art. 22.4)
Body Tribunal (Art Tribunal (Art. 6) Tribunal (Art. 23) Tribunal, unless Tribunal
determining a 22.1) the Secretary (Art. 23)
challenge to General refers
jurisdiction the matter to
the Court
(Art. 6.3)
5. Submissions
Where to file With ADCCAC With DIAC With the With the With the
request for, or (Art. 5.1) (Art. 4.3) DIFC-LCIA Secretariat of respondent
notice of, Registrar with the ICC (Art. 3.1)
arbitration confirmation that (Art. 4.1)
the other parties
have been
served (Art 1.1)
Time to submit 21 days 30 days 30 days (Art. 2) 30 days 30 days
response or (Art. 6.1) (Art. 5.1) (Art. 5.1) (Art. 4.1)
answer (from
receipt of
request or
notice)
If The arbitration The arbitration The Tribunal may The Court shall The Tribunal
Respondent(s) shall proceed shall proceed proceed with proceed in may order
fail to file with the with the arbitration and accordance proceedings to
response or appointment of appointment of make an award with the rules continue
answer the Tribunal. If the Tribunal in (Art. 15.8) (Art. 5.2) (Art. 30.1(b))
the arbitration accordance with
agreement the rules
provides for the (Art. 5.7)
parties to
designate their
own respective
ADCACC DIAC DIFC-LCIA ICC UNCITRAL
(Abu Dhabi (Dubai (Dubai (International (United Nations
Commercial International International Court of Commission on
Conciliation & Arbitration Finance Centre – Arbitration of International
Arbitration Centre) London Court of the Trade Law)
Center) International International
Arbitration) Chamber of
Commerce)
arbitrators,
failure on the
part of the
Respondent to
do so within the
required period
shall be
deemed a
waiver of that
right (Art. 6.2)
Time for Submitted with Submitted with Submitted with Submitted with Submitted with
communicatio the Defence or the Statement Statement of Statement of the Statement of
n of a at a subsequent of Defence or, Defence – 30 Defence – 30 Defence – the
counterclaim stage of the in exceptional days from receipt days from Tribunal has
proceedings, if circumstances, of Statement of receipt of discretion to
the Tribunal at a later stage Case (Art. 15.3) Statement of allow late claims
deems it if so determined Case (Arts. 5.1 (Art. 21.3)
appropriate to by the Tribunal and 5.5)
permit such (Art. 24.3)
delay (Art. 20.3)
This publication does not necessarily deal with every important topic or Clifford Chance, Building 6, Level 2, The Gate Precinct, Dubai
cover every aspect of the topics with which it deals. It is not designed to International Financial Centre, P.O. Box 9380, Dubai, United Arab
provide legal or other advice. Emirates © Clifford Chance 2013
Clifford Chance LLP is a limited liability partnership registered in
England and Wales under number OC323571
Registered office: 10 Upper Bank Street, London, E14 5JJ
We use the word 'partner' to refer to a member of Clifford Chance
LLP, or an employee or consultant with equivalent standing and
qualifications
www.cliffordchance.com
If you do not wish to receive further information from Clifford Chance
about events or legal developments which we believe may be of
interest to you, please either send an email to
nomorecontact@cliffordchance.com or by post at Clifford Chance
LLP, 10 Upper Bank Street, Canary Wharf, London E14 5JJ
Abu Dhabi ■ Amsterdam ■ Bangkok ■ Barcelona ■ Beijing ■ Brussels ■ Bucharest ■ Casablanca ■ Doha ■ Dubai ■ Düsseldorf ■ Frankfurt ■ Hong Kong ■ Istanbul ■ Kyiv
■ London ■ Luxembourg ■ Madrid ■ Milan ■ Moscow ■ Munich ■ New York ■ Paris ■ Perth ■ Prague ■ Riyadh* ■ Rome ■ São Paulo ■ Seoul ■ Shanghai ■ Singapore ■
Sydney ■ Tokyo ■ Warsaw ■ Washington, D.C.
*Clifford Chance has a co-operation agreement with Al-Jadaan & Partners Law Firm in Riyadh.