Professional Documents
Culture Documents
Multi Hazard Resistant New Construction OR Reconstruction OF
Multi Hazard Resistant New Construction OR Reconstruction OF
OR
RECONSTRUCTION
OF
Prepared Under
GoI – UNDP DISASTER RISK MANAGEMENT PROGRAMME
NEW DELHI
1
Multi-Hazard Resistant New Construction or Reconstruction
of
BPL Houses in Flood Prone Alluvial Areas
(Bihar in particular and India in general)
According to the estimates prepared by the Rashtriya Barh Ayog (National Commission on Floods),
the area prone to floods in the country is of the order of 40 million hectares out of which about 80%
can be provided with reasonable degree of protection through various measures. During such floods,
the losses suffered by the people include: the damage to crops, damage to houses and loss of human
and cattle lives. Besides, public utilities also get damaged on a large scale. According to the data
published by NDMA in National Disaster Management Guidelines-Management of Floods, from the
year 1953 to 2005 inclusive, 6,45,49,660 houses had been damaged by floods averaging about
12,18,000 houses lost per year, the maximum number of houses lost in one year (1978) was
35,07,540. The number of people who lost their lives during floods has been 84,207 with an average
of 1588 persons per year, the maximum in any one year (1977) being 11,316. Most of the lives lost
were due to drowning of people due to the collapse of their shelters which also results in the
displacement of the people from their habitations for considerable length of time, putting a huge
burden on the relief machinery of the States to take care of their temporary sheltering and feeding
requirements.
A study of the Vulnerability Atlas of India 1997 and that revised in 2006 based on Census of Houses
in India 1991 and 2001 respectively, gives the following house type figures which are prone to
damage or destruction during floods:
From Table 1, it is seen that first three wall materials are of heavy type and the last two materials are
of the light weight type. Mud and Unburnt Brick walls when inundated under water become soft
losing their dry strength by even as much as 85% of the dry value and therefore, start collapsing
when inundated for longer duration of time.
Burnt Brick and Stone houses are usually constructed using mud mortar in the rural areas. The mud
mortar also becomes soft under continuous wetting under water by which the walls lose their bearing
2
strength and tend to collapse under their own weight or the weight of the roof. Also, if the water is
flowing, they collapse more easily under the dynamic pressure of water.
The houses made from light weight materials like GI or other Metal sheets or Grass, Leaves, Reeds,
Bamboo etc. easily float away as soon as their holding down ports are uprooted by the flowing water.
The overall damage depends upon the intensity of flooding. Such an Intensity Scale was first defined
by the Expert Group appointed by the Ministry of Urban Development for producing the
Vulnerability Atlas of India as given in the Table 2 below:
From Table 2 it is inferred that if the inundation is less than 900 mm and if the water stays less than
24 hrs, it may be considered as very light intensity of Grade I. However, if the depth of the
inundation is more than 2 m (6.56 ft) and water stays more than 72 hours, the inundation Intensity
may be considered most severe, of Grade V. These inundation intensities will be most relevant to the
safety of earthen walls or masonry walls using mud mortar.
The intensity of flow will depend upon the velocity of flow along with the depth of water and will be
much more severe for the earthen walls as well as walls of lighter materials which could flow away
with the velocity of water.
Floods occurring in the alluvial plains of the rivers or the costal deltas give rise to the following
types of problems during floods:-
(i) The bearing capacity of the soil gets reduced and buildings of heavy materials may sink and
get damaged by differential settlements.
(ii) The soil can be eroded under the action of flowing water and scouring can take place around
and under the foundations resulting in the uprooting of the lighter posts or sinking and tilting
of the heavier foundations.
(iii)Siltation can take place around the buildings when the flood water recede away from the site.
(iv) The phenomena of soil liquefaction can take place during an earthquake of medium to high
intensity if occurring during the flood seasons. It actually happened in large areas of north
Bihar during August 1988 earthquake when the area was already under floods.
All the site effects can lead to severe damage to the housing units unless constructed using
appropriate types of foundations, materials and technologies.
3
4. MULTI HAZARD SITUATION
Most flood prone areas in the country are also affected by other natural hazards, namely Earthquakes
(such as Assam, Bihar, U.P., Punjab and Haryana); Cyclones in the coastal states along with storm
surges; and high winds occurring in the coastal areas as well as the flood plains in the northern states.
Under the present construction types, namely lighter materials such as Metal sheets and bio-mass
materials are not much affected during earthquakes, but can be blown away under the high winds.
But those constructed using heavy materials will be totally destroyed under earthquake conditions
endangering life and property.
Therefore, in all new constructions the choice of materials and technology will need to be based on
prevailing multi-hazard conditions in the construction areas so that whatever is constructed should
remain safe not only under floods but also under the other natural hazards if and when they strike the
area.
5. COST CONSIDERATION
If ample funds are available to the owner from his own sources or through bank loans etc. one can
always choose from such materials and technology options which will save his house from all types
of natural hazards, for example one can use deep piles for the foundations with an appropriate plinth
beam above the high flood level, use reinforced concrete or reinforced brickwork super-structure
with flat RCC slab-beam roof approachable by an appropriate staircase. This will result into a very
safe house. However, where the funds are limited such as for IAY houses, the choice of the
construction materials will be much limited and will therefore require very deep consideration of the
available choices. It is understood that under IAY Scheme it is expected that the beneficiary will
also supplement the grant provided by the Government through his own means, in terms of labour
and material, to complete the comforts in the house, hence the funds of the Government may be
utilised to achieve a stable structural system for safety of life and property under the given natural
hazard scenario of the area.
6. DELIVERY MECHANISM
In a housing scheme of large magnitude such as planned in the State of Bihar, namely construction
of 5,00,000 houses at a cost of Rs. 25,000/- each, a scheme of owner driven construction may best
be employed with overall technical guidance and delivery mechanism of the chosen construction
materials. The best example in India of the construction of more than 2,00,000 houses under
‘beneficiary driven’ scheme was adopted in Gujarat after the Bhuj earthquake wherein, the following
mechanism was used:
(i) The funding was given to the beneficiaries through bank accounts in the joint names of
husband and wife in three stages, 40% advance, 40% when the construction was completed
upto plinth /door lintel level and 20% when the construction was complete upto the eve
level band.
(ii) Technical guidelines were made available for various types of construction and technology
options, also permitting variation in the house plan to suit the beneficiary’s requirement.
(iii) Enough Junior Engineers were trained in the construction technology to guide, supervise
and monitor the construction as it proceeds upwards and verify the level of construction
and the technology adoption for releasing the next installment.
(iv) Training of masons in the art of Disaster resistant construction through the trained Junior
Engineers/Non-Governmental Organisations. Such Masons once trained will become an
asset to the construction industry in the State.
4
(v) Material banks were created by the Government where cement and steel bars were made
available at cheaper rates through waivers of the duties on such materials for strict use in
the rehabilitation/reconstruction work.
(vi) Third party audit was adopted to check the quality of construction and proper use of
technology by an independent organization appointed by the Government.
It may be mentioned that with all these measures, the constructions were assured of the required
quality and safety of the houses under various natural hazards. It also had an added benefit that the
knowledge base of ‘disaster resistance’ was expanded upto the village level.
7. SCENARIO IN BIHAR
From table 3 it is seen that mud and unburnt brick wall, stone wall as well as burnt brick wall
constructions are heavy weight. Out of these mud and unburnt brick walls when inundated
under water will become soft loosing their dry strength to as low as 15% of the dry value.
Such walls therefore, start collapsing when inundated for longer duration of time. Burnt brick
and stone houses in the rural areas are usually constructed using mud mortar. The mud
mortar unfortunately also becomes soft under continuous wetting due to which the walls lose
their bearing strength and tend to collapse under their own weight and the weight of the roof.
Under flowing water, such wetted walls collapse more easily under the dynamic pressure of
the flowing water. The houses made from light weight material like wood or metal sheets or
grass, reeds, bamboos etc. easily float away under flowing water as soon as their holding
down posts are uprooted by erosion of soil.
As explained earlier, the intensity of damage will depend upon the Intensity of Inundation as
given in Table 2 before and the velocity of the flow of water.
The villages in Bihar are situated either near the river banks or between the bunds of the
rivers and get subjected to various levels of inundation for even very long duration of time,
therefore, mostly subjected to high Intensity floods. The design of new houses must take care
of the prevailing situation of the flood prone areas in Bihar.
7.2 Multi-hazard situation in the Districts of Bihar which are found to be flood prone
5
Table 4 gives a jist of the multi-hazard situation in the various flood prone districts of Bihar
giving areas which are earthquake prone under Zone V, IV & III; wind velocities of 47 m/s
(170 km/hr) and 44 m/s (160 km/hr). The flood prone areas of the districts are also indicated
in table 4.
It is therefore, quite clear that any reconstruction of houses must take into account the
safety of the houses under the applicable Seismic Zone Intensity as well as the roofs must
be stable under the high velocity winds as and when they occur.
6
7.3 Damage Scenario observed in 1833 Bihar-Nepal earthquake
This is mentioned as a violent earthquake in Mallet’s Earthquake Catalogue of the British
Association. It had shaken the eastern India and Nepal between 5.30 to 8.00 PM on Aug. 26,
1833. The epicentre of the earthquake is stated as about 27½0N 86.50E and Magnitude 7 ½ to
8 in the earthquake catalogue prepared by the India Meterology Department, Govt. of India.
It will thus be at about 100 km north of India border inside Nepal. Widespread damage
occurred in Nepal killing 414 persons. In India water was thrown out of tanks 1.2m deep at
Muzaffarpur, a Chasm of considerable size was formed in the earth at Chapra and many
houses were destroyed and damaged at Monghyr, Rangpur, Muzaffarpur and other places.
No loss of life was reported in India.
Fig.1:- Map of Bihar showing Districts, Epicentres, Seismic Zones and Isoseismals of 1934 earthquake
7
percent destroyed. Across the Ganga river also damage in towns of Patna, Barh and
Jamalpur was severe including damage to roads. The following is the district wise life loss
reported in India (Bihar): Champaran 499, Muzaffarpur 2539, Darbhanga 2149, Monghyr
1497, Saran 193, Bhagalpur 174, Patna 142, Goya 34, Purnia 24, Santhal Parganas 2. (The
old districts of Muzaffarpur and Darbhanga include the present districts of Sitamarhi,
Madhubani and Saharsa).
The effects of this earthquake expressed in modified Mercalli Scale and observed in terms of
the slump belt are shown in the figure super imposed on the survey of India map of Bihar
State published in 1974. The epicentres of the earthquakes having Magnitudes more than 5.0
are also plotted. The seismic zones as per IS:1893-2002 are superimposed on this map to
show the current thinking about probable maximum intensity on MSK scale since seismic
zone V indicates roughly areas of MSK IX and more and Zone IV areas of MSK VIII.
Thus some of the factors that controlled the intensity distribution in this earthquake can be
summarized as follows:
i. Isoseismal X covered the epicentral region at the centre of the large slump belt and
intensity dropped away from this area.
ii. Damage was seen to be severe along river banks and low lying water logged areas near
river banks (unconsolidated sandy beds). It was seen to be less on thick clay beds.
iii. Damage in the slump belt was due to soil sinking effects. Outside this belt collapse of
buildings occurred on account of direct shock, which was more pronounced in earthen
or earthen-brick composite houses and less in fired-brick houses. Also huts made from
bamboo with mud plaster suffered much less damage.
iv. Munghyr town situated more than 120 km from the epicentre suffered much more
severe damage as compared with many towns in between due to a peculiar geologic-
geotechnical set up. It is located on a thin shelf of alluvium abutting against Archaean
quartzites. The discontinuity seems to play significant role in amplifying the ground
motions greatly, due to which this town suffers damage from big as well as small
earthquake motions arriving at it from any direction. This town was damaged again in
the much smaller earthquake in Aug. 1988 described later and in the more distant
earthquake of 1833 described here earlier.
It may be noted that isoseismal IX in this earthquake that is presently in Zone V had enclosed
an area of about 36000 km2 (with a length of about 300km).
Note: It may be mentioned that the earthquake of Magnitude 8.4 in 1934 would be about 750
times in the energy release in 6.6earthquake Magnitude in 1988. The repeat of 1934 in future
will indeed be catastrophic in view the increased population and the vulnerable assets.
Based on the multi-hazard situation and prevailing alluvial soils with high water table conditions the
following criteria may be adopted for designing the houses:-
8.1 Foundations
The foundations to be adopted should be resistant to erosion effect of flowing water, and also
under the liquefaction effects which may be caused under earthquake intensities MSK VIII
and higher likely to occur in Seismic Zone IV & V. Also it is know that rise of water table to
the level of footings reduces the bearing capacity of the soil by 50%, hence, the bearing
capacity to be considered in the design should be taken of a low value such as 5 – 6 ton/sq.m
in the case of shallow foundations, otherwise deep foundations should be adopted.
8.2 Plinth
It will be appropriate to consider the plinth level of the house above the most common flood
level in the area and naturally above the drain level in the village.
The plinth of the house must be made of non-erodeable material such as reinforced concrete,
plain concrete, masonry constructed in cement mortar and the like.
8.3 Superstructure
The superstructure walls can be constructed using different materials like brick work,
concrete block work, stabilized compressed earth block work or lighter materials such as
wattle and daub, bamboo matting covered with mud plaster etc.. The requirement will be that
the superstructure walls must be made stable under earthquake as well as high wind
conditions. Also if the inundation level rises, the wall material should not become soft and
dissolve under water. For heavy materials earthquake safety will require use of special
reinforcing details for stability as per IS:4326-1993 or IS:13828-1993. If a steel frame is
adopted for superstructure framework with different kind of paneeling, the steel work must
be used with proper cross bracing to make it stable under earthquakes and wind conditions
and pointing to make the construction corrosion-resistant.
At the top level of the walls there will have to be a horizontal framework or use of an eave
level band beam or all around integrated with the superstructure walls/frame to provide
integrity to all the enclosing wall system. In case, RC slab roofs such a band or beam may
not be necessary.
8.4 Roof
As per the recommendations given by NDMA in the National Disaster Management
Guidelines – Management of Floods it is required that the houses in the flood prone areas
should be made with flat horizontal roofs which could be used as the shelter by the family.
This will become necessary when the flood water will rise above the waist level in the house.
Therefore, the design criterion should be that the roof must be designed with capability of
supporting the occupants of the house during high floods. Also either a permanent stair
system will have to be devised, or a ladder will have to be kept by the occupants of the house
to use it for going to the roof at the time of the need. For the same reason the roof must be
9
provided with a parapet for providing security to the people when they are using the roof for
temporary living.
9.1 Foundation
Taking into consideration the alluvial nature of the soil which normally has low bearing
capacity, reduction in bearing capacity due to rising of water table and liquefaction potential
of the water bearing soil under postulated earthquake intensity occurrences three types of
foundation designs are suggested the choice of which will be based on the soil conditions
met at the site. These are
(i) Available stiff soil at a depth of about 60 cm below ground level which may not be
eroded under flowing flood water nor subject to liquefaction in such a situation the
strip foundation which is normally used by the people in the rural areas could be
adopted.
(ii) If a stiff soil is available at a depth of less than 1.5 m brick pedestal piles may be used
with a plinth level RCC beam at top to support the superstructure and
(iii) The situation where soft alluvial soil is met to larger depths, here a deep RC pile
foundation has been suggested with appropriate RC bulb at the foundation. In such a
situation a depth of upto 3 m may be adopted. Such piles will also have to carry a
reinforced concrete beam at the plinth level to support the super structure.
It may be mentioned that the nature of foundation will be most critical to provide safety to
the house under flood condition as well as under earthquake condition.
9.5 Roof
The reinforced concrete slab of 100 mm thickness with appropriate reinforcement to serve as
shelter to the residence under high flood conditions. A low parapet of 150 mm height is
provided on the roof to give a sense of safety to the persons climbing to the roof.
It is suggested that the beneficiary should initially provide the following facilities on its
own:-
(i) Door/window chaukhat & shutters of what ever kind the beneficiary could afford.
(ii) The earth fill upto below the plinth level extending beyond the house to the extent he
could achieve the land available to him.
(iii) A bamboo mat partition in the house to separate the cooking and living space.
(iv) A wooden/bamboo ladder to climb to the roof at the time of the need.
(v) A mat fence of appropriate height all round above the masonry parapet.
With all these cost additions, the beneficiary can make his house as comfortable as he could
afford besides the full safety provided to the family from floods, winds as well as
earthquakes.
11
10. ESTIMATED CONSTRUCTION COSTS
Using the drawings shown on sheet no. 01 & 02 and taking the current Schedule of Rates (24th
March, 2008) for distt. Muzaffarpur, kindly supplied by Er. V.N.Sah, Subb. Engg. Services,
Muzaffarpur, Bihar, detailed estimates of the various quantities and costs were worked out under
the following variable conditions:-
a) Seismic Zones IV & V
b) Costs including ‘all taxes and contractors profit’ and costs excluding ‘all taxes and
contractor’s profit’.
c) Providing earthquake resisting features and without earthquake resisting features.
The abstract of costs are shown here in tables 5,6 & 7 for the three types of foundation
alternatives. Detailed abstract of costs giving the estimated costs of individual items for the three
cases of the foundations are given in Annexure 1, 2 & 3 respectively.
TABLE 5:- COST OF THE PROPOSED BUILDING WITH 'STRIP' FOUNDATION
Cost in Zone IV Cost in Zone V
S.No. Description Without With Taxes Without With Taxes
Taxes & CP & CP Taxes & CP & CP
1 Cost of super structure alone 20209.61 24145.41 20881.27 25640.52
2 Cost of foundation including plinth 13261.24 15829.73 13261.24 15829.73
3 Cost of Earthquake resisting elements 1338.17 1701.47 3314.49 4212.90
TOTAL COST 34809.02 41676.61 37456.99 45683.16
TABLE 6:- COST OF THE PROPOSED BUILDING WITH 'PILE PEDESTAL' FOUNDATION
Cost in Zone IV Cost in Zone V
S.No. Description Without With Taxes Without With Taxes
Taxes & CP & CP Taxes & CP & CP
1 Cost of super structure alone 20209.61 24145.41 20881.27 25640.52
2 Cost of foundation including plinth 8469.58 10607.15 8469.58 10695.62
3 Cost fo Earthquake resisting elements 1338.17 1701.47 3314.49 4212.90
TOTAL COST 30017.36 36454.03 32665.34 40549.04
% COST OF EARTHQUAKE 4.46 4.67 10.15 10.39
ELEMENTS TO THE TOTAL COST
12
Now referring to Tables 5, 6 & 7, the following observations could be made.
i) If the various taxes are waived by the govt. and materials are supplied to the
beneficiaries through material banks and the beneficiaries are allowed to construct
their own houses without involving contractor profit, the costs are considerably less
namely by about Rs.6000/- to Rs.7000/- in Zone IV and by about Rs.7500/- to
Rs.8500/- in seismic zone V which would be about 25% of the estimated costs.
ii) Among the three types of foundation the brick pedestal foundation gives the most
economical construction and could be adopted even where strip foundation is
indicated by the soil stiffness. The RCC pile pedestal foundation also gives cheaper
construction as compared with strip foundation case and may definitely be adopted
where very soft soils are encountered to counter flood erosion and liquefaction effects.
iii) It is seen that the consideration of earthquake safety elements raises the cost by about
5% on an average in seismic zone IV and by about 10% on an average in seismic
zone V. In view of the long term safety it will be desirable to adopt earthquake
resisting designs in all cases.
iv) So far as the costs are concerned, the minimum increase in costs in Seismic Zone IV
that is where brick pedestal foundations are feasible will exceed the specified
expenditure of Rs.25000/- by about Rs.9000/- only and by about Rs.13000/- in Zone
V.
Considering the multi-hazard situation in the districts in North Bihar, it is strongly recommended
that all houses under the proposed scheme of the Bihar Govt. should not only be of permanent nature
capable of resisting the flood hazard but also should be made safe, in the first instance, against the
earthquake hazard postulated in the seismic zoning map, of India. The houses should have a flat roof
as recommended by NDMA, Flood Safety Guidelines, which could be used by the residents as
temporary shelters. The designs proposed here satisfy all the safety requirements and have been so
planned that it is feasible to construct such houses at very economical costs.
13
Prepared by:
Professor Anand S. Arya and Ankush Agarwal
Under the GoI-UNDP Disaster Risk Management Programme
Email: anand.s.arya@undp.org, ankush.agarwal@undp.org
NATIONAL DISASTER MANAGEMENT DIVISION
Ministry of Home Affairs, North Block, New Delhi
Tel: 91-11-23093178; Tele/fax: 23094019, Email: ndmindia@nic.in;
Website: www.ndmindia.nic.in