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Powers of Appellate Court ISECTIONS 96-108, ORDER 41, RULES 23-33 (Section (A)
Powers of Appellate Court ISECTIONS 96-108, ORDER 41, RULES 23-33 (Section (A)
FINAL DETERMINATION (SECTION 107 (1) (A), RULE 24, ORDER 41]
Section 107 (1) (a) and Rule 24 of Order 41 enable the appellate Court to dispose of a case
finally. Where the evidence on record is sufficient to enable the appellate Court to pronounce
judgment, it may finaily determine the case notwithstanding that the judgment of the trial Court
has proceeded wholly upon some ground other than that on which the appellate Court proceeds.
The general rule is that a case should, as far as possible, be disposed of on the evidence on
record and should not be remanded for fresh evidence, except in rare cases.
2. Scope
By passing an order of remand, an appellate Court directs the lower Court to reopen and
relry the case. On remand, the trial Court ill readmit the suit under its original number in the
register of civil suits and will proceed to determine it as per the directions issued by the
appellate Court.
3. Conditions
The appellate Court has power to remand a case under Rule 23. A remand cannot be
ordered fightly. It can be ordered only if the following conditions are saislied:
a) The suit must have been disposed of by the Trial Court on a Preliminary Point
Before the Court can exercise the power of remand under Rule 23, it is necessary
to show that the lower Court has disposed of the suit on a preliminary point. A point
can be said to be a preliminary point, if it is such thal the decision thereon in a
particular way is sufficient to dispose of the whole suit, without the necessity for a
decision on Ihe other points in the case. Such prelminary point may be one of fact or
of law, but the decisior1 thereon must have avoided the necessity for a full hearing of
the suit. Thus, where the lower Court dismisses the suit as beng time barred; or
barred by limitation,; or res judicata; or as disclosing no cause of action; it does so on a
preliminary point of law On the other hand, wBiere the lower Court dismisses the suit
on ihe ground Ihai the plaintií is eslopped from proving his case: or thal it was
motivated; or that the plea raised at the heariig was different from that 1aised in the
plaint, it does so on a prelininary point of fact.
b) The decree under appeal must have been reversed
No remand can be ordered by the appellale Coiri under tus rule unless the decision
of the lewer Court on the preliminary point is seversed in appeai. Where such Is not the
case, the appellate Court cannot crder remard simplv because the judgment of the lower
Court is 0 saisíactory or that the lower Court had misconceived or musread the
evidence. c; had ignored the important evidence; or had acled contrary to law, or that the
naterial nth the conclusion is reached a:e scanty. and the appellate Court must
decide öppealin accordance with law.
c Other grovnds
Rule 23- A of Order 41, as inserted by the Anuenumet Act cf 1976, empowers the
appellale Court to remand a case even wlleri the lower Cour1 has disp:sed of the case
ollerwise than on a preliminary poin: and the remani is cusidered iecessary by lne
appelaie Court in the interests of justice
4. Effect
An order of remand roverses the decision of the lower Court and reopens the case for
retrial by the lower Court except in regard to the matters decided by the appellate Court. An
order of remand is appealable. f the party aggrieved by an order of remand does not appeal
thererom, he cannotsubsequently question its correctness under the inherent powers of the
Court under Section 151 of the Code.
6. Conclusion
The appellate Court should not exercise the power of remand very lightly. As far as
possible it should dispose of the appeal finally unless remand is imperative.
IL. FRAMING ISSUES AND REFERRING THEM FOR TRIAL [SECTION 107 (1)/C), RULES 25 &261
1. Scope
Where the ower Court has anitted (i) to frame any issue; or (i) to try any issue, or (i) to
detemine any question of fact, which is essental to the nght decision of the suit upon merits, the
appellate Court may frame issues and refer them for trial to the lower Court and shall direct that
Court to take the addiional evidence required. The iower Court shall iry such issues and shall
retum the evidence and the findings within Ihe time fixed by the appellate Court
2. Effect
Such evidence and findings shal form part of the record in the sut., and either party may file
in the appellate Court a inemorandum of objections to any such finding of the lower Court within
a time fixed by the appelate Court. The appellate Court shouid, thereatter, hear the whole appeal
and the heaning should not be confined lo the points on which the findings were called for.
4. Circumstances
Rule 27 enumerates the circumstances in which the appellate Court may admit additional
evidence, whether oral or documentary, in appeal. They are as under
a) Where the lower Court has-impropely refused to admit evidence which oyghtto.have.
been admitted; or
b) Where such additional evidence was not within the knowledge of the parfý or could not,
aifer exercise of due diligence, be produced by him atthe time:when the lower Court
passed the decree, or
)Where the appellate Court itself requires such evidence:either (a) to enable it to
pronounce judgment; or (b) for any other substantial.cause.
n Shivajirao Patil v. MaheshMadhav (AJR 1987 SC), the Supreme Court stated: "The
basicprinciple of admission of additional evidence is that the person seeking the admissIon o
additional evidence should be able to establish that with the best efforts such additional
evidence could not have been adduced at the first instance. Secondly, the party affected by the
admission of additional evidence should have an opportunity to rebut such additional evidence.
Thirdly, that additional evidence was relevant for the detemination of the
issue.
5. Recording of reasons
Whenever the appellate Court admits additional evidence, it should record reasons for
doing it. The underlying object of this provision is to keepa clear record of what weighed with
the appellate Court in allowing the additional evidence to be
produced.
6. Mode of taking additional evidence
Rules 28 and 29 lay down the mode of taking additional evidence when the
appellate
Court admits additional evidence in appeal. The appellate Court may take the evidence itself
or direct the lower Court from whose decree the appeal is preferred or any other subordinate
Court to take it. Where the appellate Court directs the lower Court to record evidence, it
shoutd retain the appeal on its file and dispose it of on receipt of the additional evidence.
288
3. Object
The underlying object of Rule 33 is to enable the appellate Court to do full and
complete
justice between the parties. It is tnue thal the power of the appellate Court is discretionary. But t
is a proper exercise of judicial discretion to deternine all questions in order to render ful justice
to the parties. The Court should not refluse to exercise the discretion on mere technicalities.
4. Conditions
The language of Rule 33 is very wide. The following requirements, however, must be
satisfied before it can be invoked:
a) The parties before the lower Court must also be there before the appellate Court; and
b) The question raised must have properly arisen out of the judgment of the lower Court
If these conditions are fulfilled, the appellate Court can consider any objection against
any part of the judgment or decree of the lower Court. It may be urged by any party to the
appeal.
6. Limitations
T h e Rule does not confer an unrestricted right to reopen decrees which have become
final merely because the appellate Court does not agree with the opinion of the Court
Rule the Court should not lose sight of
appealed from. While exercising powers under this
, other provisionsof the Code itself ncr the provisions of other laws, viz., the law of limitation
to have been passed" means
or the law of Court-fees, etc. The expression "which ought
"which ought in law to have been passed. Such a power is to be exercised in exceplional
YEARS' EXAM- [DJS, RJS, UP PCS (J), MPPCS (J}, BJE, HJS,
VIl QUESTIONS OF PREVIOUS
HARYANA JS ETC.]
1. Coniment upon the powers of the appelate Court where
issues; and
a) The trial Court has failed to frame proper
addilional evidence.
[250 Words, RJS-1979
b) The appellant desires to adduce
RJS-1986
2. What are the powers of Appellate Court? [50 Words, can an
does not exist' Comment
of appeal is clearly given by slatute, it
3. UnlesS a right of misjoinder of parlies? [150
Words,
appellate Court reverse a decree on the ground
UPPCS(J)-1986, 250 Words, HJS-2001]
89
CHAPTER XXXVIN
FIRST APPEAL
ISECTIONS 96-99A, ORDER 41)
. APPEAL: MEANING
The expression
"appeal" has not been defined in
judicial examination of the decision by a higher Courttheof Code, but it may be
defined "the
as
the decision of an
means removal of a cause from an inferior COurt to
the soundness of the decision of a
superior Court for
inferior Court".t
the inferior Court. the purpose of
testing
. RIGHT OF APPEAL
A right of appeal is nota natural
or inherent
of statute and there is no right. It is well setled that
right of appeal unless it is given clearly and an appeal is a creature
statute. Again, the right of in
express terms by a
appeal is a substantive
right and not
the litigant and exisls as on and merely.a matter of procedure. It
is a vested right and accrues to
and although it from the date
may be actually exercised when the adverse the lis commencees
is to be the judgment
governed by law prevailing at the date of the institution of is pronounced, such right
not by the law that
This vested right of
prevails at the date of its decision or at the date ofthethesuit or proceeding and
appeal can be taken filing of the
only by a subsequent enactment if it so appeal.
expressly or by necessary implication, andaway not otherwise. Thus, if an provides
passed by a Single Judge of the High Court under appeal lies against an order
1956, to the Division Bench, the said Sections 397 and 398 of the
nght cannot be taken away on the Companies Act,
Court has not framed
necessary rules for filing such appeal. Substitutionground ihat the High
appeal should not be readily iníerred. The right of a new lorum of
a vested being a creature of statute.
right to have one's appeal heard by a
specified number of
Similarly, no one has
matter of procedure. Sections 96,
100, 104 and 109 of the Code of Civiljudges since it is merely a
appeal on an aggrieved person in cases mentioned therein. Procedure confer right of
Order 41 deal with first Sections 96 to 99 and 107 read with
appeals.
II. RIGHT TO APPEALIS
ACREATURE OF STATUTE
The remedy of
arpeal is a creation of statute and is not an
Legislature in its wisdom thinks in a particular case that no inherent right of a person. If the
be held that the appeal should be provided, it cannot
legisleion is bad. [lshar Das v. State of Haryana, AIR 1975 P & H
A litigant may have:
a right to institute a suit urless specitically barred, but 29]
appeal unless conferred For filing a suit, right is not there is no right of
whereas since the tigh: of appeal is the required to be conferred by any statute
right lrom the statutory
such a right has
got to he conferred. lt does not inhere in a itigant.provision by which it is created,
Ihe right of
or acquired has to
be exercised only in the manner appeal conferred
taking away the vested right of appeal by making a prescribed.to thatLegislature can enact a lawV
The
provision effect or
intention to the contra"v. [Fratap
Narayan Agarwal v. Ram Narayan by expressing an
Allahabad 42 F. B.] Agarwal, AIR 1980
It is indeed axiomatic that a
pre-existing rignt to appeal is avestj nhi which inheres in a
party. Lis once originated gives birth to a vested right to take ttie lis to ts ultimate end
terminus a quo is due course of the or
be summed up as under.
existng law. Principles emergjiny irom the rulings can best
a) The legal pursuit of a rernedy, suit, appeal and second
appeal are really but sleps in a series of
proceedings all connected by an ntnnsic unily and are lo be
b) The right of appeal is not a matter of
regarded as one legal proceeding.
procedure but is a substantive right.
c) The institution of the suit carries with it the
are preserved to the
implication that all iighis of appeal then in force
partiesthereto till he rest of the career of ti:e Suit.
d) The right of appeal is a vested right and such a
the litigant and exisls as on and righl lo enler the superior Court accrues to
from the date the is commences and
aclually exercised when the adverse judgment is although it may be
the law prevailing at the date of pronounced such right is to be governedi by
the institution of the suit or
that prevails at the date of its proceeding and not by the law
decision or al the dale of the filing of the appeal
293
e) This vested right of appeal can be taken away only by a subsequent enactment, f t so
provides expressly or by necessary intendment and not otherwise.
When a lis commences, all rights get crystalised and no clog upon a likely appeal can be put,
unless the law was made retrospective, expressly or by implication. [Sonya Dagdu V.
Manhu Dagdu, AIR 1980 Bombay, 62]
294
decree. Finally, the vested right of appeal is destroyed if the Court to which an appeal lies is
abolished altogether without any forurm being subsituted in its place
VII.APPEAL AGAINST EX-PARTE DECREE (SECTION 96 (2)]
In an appeal against an ex parte decree the appellant can onty be heard on the merits of the
case. The appellate Court cannot go into the question as to why the appellant had not appeared on
the date of final hearing before the trial Court. fRajan Lal v. Rukmani Devi, 1979 AIL L. J. 12377
InSyed Mazhar Hussain v. Rafiq Hussain, AIR 1925 Oudh, 645 it was pointed that when a
specific remedy with a particular limited period of limitation is provided, the party must avail
himself of it and cannot make it a ground of appeal under the general provision granting him a
nght of appeal from an ex parte decree. This was also the view taken in Ganesh Das Verma v.
Harish Chandra [AIR 1934 Oudh, 131). In Rajjan Lal v. Rukamni Devi & Other [1979 A. L. J.
1237], following the decisions above mentioned, it was reiterated that in the appeal against the
decree the appellate Court cannot go into the question why the appellant had not appeared on
the date of final hearing before the trial Court. That is the scope of an application under Order 9,
Rule 13, CPC. An appeal against a decree cannot take the place of miscellaneous application for
setting aside an ex parte decree
PRELIMINARY DECREE
DECREE WHERE NO APPEAL FROM
XI. APPEAL FROM FINAL
(SECTION 97] this
the comunencement of
Where any party aggrieved by preliminary decree passed after
a
in
from disputing its correctress
shall be precluded
Code does not appeal írom such decree, he
be preferred from the final decree.
any appeal which may and evidence led by parlies
is
Court without considering all issues
Recording of finding by
v. Sangram, AIR 2001 SC 2171)
erroneous and illegal. [Madhukar
The passing of a linal decree
preliminary decree wll not affect he subsaquent to the institution of the appeal
Code making an
filed against maintainability of the against the
the final decree is appeal the appeal. There is no provision in the
not filod.
[Madhao Rao preliminary decree infructuous, if an
Paikaji v. Eknathrao, 194 N. L. J. appeal against
XI. FORM OF APPEAL [RULES 259)
Sections 96 to 99-A enact1-4 OF ORDER 41]
lays down the the substlantive law
procedure as
regards First
appeal denote two distinct relating therelo. The expressions appealAppeals, while Order 41
the decision of an things. The appeal is the and memorandun of
inferior Court. The judicial examination by a higher Court of
is invited. Formemorandum of appeal contains the
the judicial
examination
the Court, it is grounds on which
required that a purposes of limitation and for
may be said to be memorandum of appeal shall be filed. purposes of the rules ot
validiy
a) t must be in the form presented, the following
In order that an
appeal
of a memorandum requirements must be complied with
decree appealed from; setting forth the grounds of
b) lt must be signed the objections to the
by appellant or his
c) t must be presented to the pleader,
d) The memorandum must be Court or to such officer as it appoints in that behalf,
e) it must be accompanied by a certified cöpy of the
with it, and accompanied by a cerlified copy of the judgment uniess
the
decree .
XVII. DECISIONS WHERE APPEAL HEARD BY TWO OR MORE JUDGES {SECTION 98]
i) Where an appeal is heard by a Bench of two or more judges, the appeal shall be decded
in accordance with the upinion of such Judges or of the majority (ií any) of such Judges
i) Where there is no such majority which concurs in a judgment varying or reversing the
decree appealed from. such decree shall be confirmed:
Providedthat where the Bencii hearing the áppeal is composed of two or other even
number of Judges belonging lo a Court consisting of more Judges than those constilulng
the Bench, and the Judges cornposing the Bench difter in opinion on a point of law, they
may state the point of law upon vhich they dilfer and he appeal shal then be heard upon
that point only by one or more of the other Judges, and such point shall be decided
according to the opinion of the majority (f any) of the Judges who have heard the appeal
including those who first heard it.
i) Nothingin this section shall be deemed to alter or otherwise atfect any provision of the
lelters patent of any High Court
Where, however, there is difference of opinion on a point of law between the
members of a Bench composed of two judges, they may state the point of law upon
which they dilfer for decISIon by a third or more of the olher Judges and such point shal
be decided according to the opinion of he majorily of the Judges who have heard the
appeal, including those who first heard it.
297
A finding of fact rocorded by the Courts
below cannot be interfered with when there is
a difference of opinion between the Judges
section of
(2) Section 98 will be applicable as
constituting the Bench. In such a case sub-
diference of opinlon and not to the result respects
that finding alone on which there
is a
of appeal itself when in the opinion
Judge the lower Court has misapplied the law on the facts found but of the
does not concur in that view. Where the other Judge
the opinion of the third Judge on the
severable from his opinion on the legal point is
finding of fact that becomes conclusive by the
application of Section 98 (2) irespective of the opinion recorded the third
[Baboo Ram v. Ishrat Ali, AIR 1975 All. p. by Judge.
80)
XVII. NO DECREE TO BE
REVERSED OR MODIFIED FOR ERROR OR
AFFECTING MERITS OR JURISDICTION 1RREGULARITY NOT
No decree shall be reversed
[SECTION 99]
appeal on account of any misjoinder
or
substantially varied, nor shall any case be remanded, in
error, defect or
or
non-joinder of parties or causes of action or any
iregularity in any
proceedings in the suit, not affecting the
or the
jurisdiclion of the Court: merits of the case
Provided that nothing
in
this section shall apply to non-joinder of a necessary
Where parties
do not appear to have been parny
misjoinder defendants or cause of
of prejudiced any manner by an alleged
99, CPC. [Ram Chander Singh v. action, the defect, if any, is completely cured by Section
Raghunandan Ahir, 1949 R. D, 91]
XIX. NO APPEAL UNDER
SECTION 47 TO BE REVERSED OR
DECISION OF THE CASE IS MODIFIED UNLESS
PREJUDICIALLY AFFECTED [SECTION 99-A]
Withoul prejudice to the generality of the provisions of Section 99, no order under
47 shall be reversed or Section
substantialy varied, on account of any error, defect
any proceedings relating to such or irregularity in
order, unless such error, defect or
prejudicially affected the decision of the case. irregularity has
judgment pronounced;
was
(i) it shall contain the number of the appeal, the names
and descriptions of the
appellant and respondent, and a clear
granted or other adjudication made; (ii) it shall also specification of the reliet
state the amount of costs incurred in the
appeal, and by whom or out of what
costs in the suit are to be property, and in what proportions such costs and the
paid; and (iv) finally, it shall be signed and dated by the Judge or
Judges who passed it. Where there is difference of
appeal the dissenting Judge need not sign the decree.opinion between the Judges hearing the
[Order 41, Rule 35)
XXI APPEAL TO SUPREME COURT
Sections 109 and 112 provide for
appeals lo the Supreme Court in certain
Order 45 prescribes procedure for such
appeals. circumstances
XXH. QUESTIONS OF PREVIOUS YEARS'
HJS, HARYANA JS ETC.] EXAM-[DJS, RJS, UP PCS (J), MPPCS (J), BJE,
1. 'Ualess a right of appeal is clearly given by statute, it does nol
exist' Cornment
appellale Court reverse a decree on the
yround of misjoinder of
can an
298