Psychosocial in Uences On Immunity, Including Effects On Immune Maturation and Senescence

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BRAIN,

BEHAVIOR,
and IMMUNITY
Brain, Behavior, and Immunity 21 (2007) 1000–1008
www.elsevier.com/locate/ybrbi

Named Series: Twenty Years of Brain, Behavior, and Immunity

Psychosocial influences on immunity, including effects


on immune maturation and senescence
a,* b
Christopher L. Coe , Mark L. Laudenslager
a
Department of Psychology, Harlow Center for BioPsychology, University of Wisconsin, 22 North Charter Street, Madison, WI 53715, USA
b
Department of Psychiatry, University of Colorado and Health Sciences Center, Denver, CO 80220, USA

Received 20 June 2007; received in revised form 27 June 2007; accepted 27 June 2007
Available online 15 August 2007

Abstract

Studies investigating the influence of psychosocial factors on immunity played a critical and formative role in the field of psychoneu-
roimmunology (PNI), and have been a major component of articles published in Brain, Behavior and Immunity (BBI). An analysis of
papers during the first two decades of BBI from 1987–2006 revealed three behavior-related topics were most prominent: (1) stress-
induced changes in immune responses, (2) immune correlates of psychopathology and personality, and (3) behavioral conditioning of
immunity. Important subthemes included the effect of early rearing conditions on immune maturation in the developing infant and, sub-
sequently, psychosocial influences affecting the decline of immunity in the senescent host. The responsiveness of cell functioning in the
young and elderly helped to validate the view that our immune competence is malleable. Many technical advances in immune methods
were also evident. Initially, there was a greater reliance on in vitro proliferative and cytolytic assays, while later studies were more likely to
use cell subset enumerations, cytokine quantification, and indices of latent virus reactivation. The reach of PNI extended from the tra-
ditional clinical entities of infection, autoimmunity, and cancer to attain a broader relevance to inflammatory physiology, and thus to
asthma, cardiovascular and gastrointestinal disease. There continue to be many theoretical and applied ramifications of these seminal
findings. Fortunately, the initial controversies about whether psychological processes could really impinge upon and modify immune
responses have now receded into the pages of history under the weight of the empirical evidence.
Ó 2007 Elsevier Inc. All rights reserved.

Keywords: Psychosocial; Stress; Development; Conditioning; Psychoneuroimmunology; Sickness behavior; Cytokines; SES

1. Introduction primary issue of concern several decades ago was whether


immunologists, as well as some clinicians, might respond
Although the P aspects of the PNI acronym for psycho- skeptically to the once less substantiated claim that psycho-
neuroimmunology were a essential driving force that led up logical processes can meaningfully affect immune processes
to the coalescence of this scientific field, they were once to such a degree that they undermine health or exacerbate
considered to be the most controversial component. The the pathophysiology of disease. For many, then and now,
early and sometimes intense debates about the significance this intellectual tension was unwarranted because it had
of the P domain have subsided but lingering feelings still already been established that psychological processes can
resurface occasionally in discussions about whether the significantly alter the activity of the same neural and endo-
field’s name should have emphasized just the physiological crine pathways that were more readily accepted as being
aspects of the brain–immune relationship, with a more cir- able to modify immune responses.
cumscribed term, such as ‘neuroimmunomodulation’. The The boundary lines for the possible P factors that affect
immune responses have never been explicitly drawn. How-
ever, they certainly encompass the influence of psychoso-
*
Corresponding author. Fax: +1 608 262 6020. cial processes, such as personality and psychopathology,
E-mail address: ccoe@wisc.edu (C.L. Coe). on immunity. Environmental and behavioral factors that

0889-1591/$ - see front matter Ó 2007 Elsevier Inc. All rights reserved.
doi:10.1016/j.bbi.2007.06.015
C.L. Coe, M.L. Laudenslager / Brain, Behavior, and Immunity 21 (2007) 1000–1008 1001

challenge psychological well-being sufficiently to exert 16:5), whereas research on the immune dysfunction associ-
immune-modulating effects are also usually included. ated with schizophrenia has waned (notwithstanding the
Much of the latter research has been concerned with the provocative findings summarized in the 2001 Special Issue
changes in immune responses that occur after stressful or on the ‘‘Immunobiology of Serious Psychiatric Diseases’’,
traumatic events. For example, the alterations in the 15:4). There would also be a growth of interest in the hor-
number and types of leukocytes in the blood stream or mone and immune correlates of posttraumatic stress disor-
stress-induced reductions in the levels of antibody gener- der (PTSD), a topic barely on the horizon in early days of
ated following immunization. Perhaps as importantly, PNI research (Laudenslager et al., 1998; Yehuda, 2003).
researchers investigating these psychological influences
have also had an abiding interest in those factors that buf-
fer the individual against adversity and thereby lessen or 2. Pre-1987
prevent the negative immune changes from occurring.
Recently, there have been a number of articles advocating An examination of the publications and state of knowl-
positive and salubrious influences that might actually edge in the early 1980s reveals an overarching framework
enhance physical well-being, perhaps by stimulating or sus- not too dissimilar from views prevailing today. Fig. 1 illus-
taining some aspects of immunity (Marsland et al., 2006). trates the perspective advocated by Cunningham (1981), an
For example, PNI research has contributed to a growing immunologist interested in PNI, in which he envisioned the
literature on ‘successful aging’: the view that our life style immune system as subject to influences by the brain (mind)
and outlook enable us to postpone what was once thought and its many interactions with the body’s other physiolog-
to be the inevitable and strictly biological processes ical systems. In turn, these complex and reciprocally linked
accounting for physical decline and immune senescence at biological processes within the individual were seen as
the end of the life span. being embedded within a larger context: a set of relation-
The primary aim of this short review is to trace some of ships that connect us to our social networks and to the
the historical trends since the journal BBI came into exis- physical world. While this theoretical model is hardly con-
tence, and to highlight landmark studies that helped to troversial today, writers at the time felt the evidence sup-
advance and refine our thinking about the psychological porting this perspective was sufficiently tenuous that they
aspects of PNI. Following the expository style and outlines were compelled to advocate for it by providing docu-
employed by other reviews in this series, we begin with the mented examples showing that our immune responses
knowledge extant in the early 1980s and then progress could be as strongly influenced by mind/body relationships
sequentially in two incremental steps through the periods as by trauma or physical challenge.
from 1987 to 1996 and from 1997 to 2006. In embarking Investigators engaged in considerable effort to discern
on this journey, it goes without saying that there were how these cognitive and/or emotional effects might be
many who made pioneering contributions before the dec- transmitted down to the cellular level. The papers typically
ade of our embarkation and that page constraints necessi- described experiments showing that immune alterations
tate a delimited summary. Numerous important papers could be induced by stress and/or correlated with parallel
might not be cited in a selective review, and other authors changes in the brain or endocrine system. Increased hor-
could certainly argue that the unmentioned discoveries mone secretion by the hypothalamic–pituitary–adrenal axis
were just as pivotal to the field’s progress.
In reconstructing the past, historians must tread warily
on the dimly lit and shrouded ground, because they bring
their own perceptions to the task, and introduce the inevi-
table bias of looking back from today’s vantage point. Not
all of the promising avenues and lines of inquiry from the
early days of PNI were pursued with equal vigor, in part
because funding priorities soon constrained the initial
diversity and helped to select which topics rose to greater
prominence. Especially in the mid-1980s, the urgency to
learn more about factors that might influence viral infec-
tion and the progression of AIDS was key in guiding the
types of PNI research supported by the NIMH, the pri-
mary source of funding for psychological studies at that
time. In particular, there was considerable interest in the
protective benefits of social support and how stress or cer-
Fig. 1. An early perspective on PNI as envisioned by Cunningham (1981).
tain personality attributes might affect survival. The
Artistic rendition of his description of multiple levels of influence on the
immune correlates of depression continued to be an area immune system, first within the body from the brain and other
of active investigation over time (Zorrilla et al., 2001; see physiological systems. Simultaneously, extrinsic factors impinge upon
also 2002 Special Issue on ‘‘Cytokines and Depression’’, the individual, both from the social realm and physical world.
1002 C.L. Coe, M.L. Laudenslager / Brain, Behavior, and Immunity 21 (2007) 1000–1008

and elevated activity in the sympathetic nervous system cytolytic assays gained in popularity. It became clear that
proved to be important conduits to the immune system. the NK cell was among the most responsive of lymphocytes
Researchers speculated about the many other possible to psychological stimuli. Rapid changes in the number of
mediators, but few could have anticipated measuring the NK cells in circulation could occur within minutes and sig-
full complement of pathways assessed today: from the nificant reductions in lytic activity were sustained for hours
many inflammatory and regulatory cytokines to the myriad and even days-to-weeks after the occurrence of a stressful
number of proteins responsible for angiogenesis and cell event (e.g., Kang et al., 1996).
growth. It was already known that an individual’s approach to
Review articles from this time period frequently relied coping with stressful events was fundamental to under-
on epidemiological evidence to support the claim that psy- standing the extensive variation seen in psychological and
chological factors were associated with illness. It was physiological reactions. Social relationships, especially the
argued that some personality attributes, such as a person’s ability to benefit from social support, were considered to
inability to express emotion, could affect cancer or AIDS be especially important for protecting an individual against
progression, increase morbidity and hasten mortality. perturbations and challenge. The writings of Sheldon
Often recurrent in these formative writings were reflections Cohen were very influential, especially the dichotomy he
on an earlier, more speculative era of psychosomatic med- proposed between the ‘buffering’ and ‘main effect’ models
icine, when some thought that cognitive and emotional of social support (Cohen and Wills, 1985). The two models
processes could really ‘get under the skin’ and become man- distinguished between the protective benefits of social com-
ifest as specific clinical conditions (Solomon and Moos, panionship during just the bad times versus the more
1964). This belief in a illness typology from the heyday of enduring physiological and health-promoting effects of
psychoanalysis, with psychic and emotional energy becom- being socially connected, spanning both the good and
ing manifest as distinct disease entities (e.g., ulcers, asthma, bad days.
etc.), has been largely abandoned. However, elements of Similar types of studies on animals substantiated the
those speculative ideas about ‘somatization’ still linger in general conclusions emerging from human research. Exper-
recent theorizing about ‘biological embedding’. Many stud- iments on crowding and aggression in rats and mice had
ies continue to find that experiencing traumatic events early already demonstrated that many types of aversive social
in life can increase the incidence of certain illnesses or pre- and housing conditions could impair an animal’s immune
dispose for a proinflammatory physiological bias later in defenses against infectious pathogens and hamper cellular
adulthood (Danese et al., 2007). processes involved in the control of tumor growth (Ben-Eli-
With pressure on PNI researchers to provide concrete yahu et al., 1991). Manipulations of the animal’s living
proof of significant immune alterations, the preponderance conditions—especially moving a social species into isola-
of articles in the first decade were psychological reports of tion—were found by many to provoke similar immune
direct effects on immunity, especially documentation of changes. Moreover, these results generalized from labora-
acute immune changes during times of stress and challenge. tory rodents to domesticated farm animals, and then
PNI researchers were cautioned repeatedly that statistically received further confirmation in several of the gregarious
significant changes might not be synonymous with biolog- primate species (Laudenslager et al., 1982). There was
ically or clinically meaningful effects. Nevertheless, much now solid evidence that the vigor and effectiveness of
enthusiasm was generated by the ability to reliably repli- immune responses were strongly associated with the phys-
cate an early finding that bereavement following loss of a ical and social setting in which the animal was tested. Just
spouse resulted in immunosuppression. It was first evinced as importantly, many different immune processes could be
by a 2-month long reduction in lymphocyte proliferative significantly undermined by emotional disturbance and
responses, but research extended the immune effects to arousal. Overall, the shifts in immunity appeared to be lar-
include a decrease in NK responses (Bartrop et al., 1977; gely similar whether evoked by disruptions of social rela-
Irwin et al., 1987). The fact that similar types of immune tionships, elicited by the unpredictability and arousing
alterations occurred in depressed patients provided the features of novel stimuli, or induced by the threatening
supportive evidence needed to substantiate the argument conditions of electric shock and restraint (Fleshner and
that psychological factors really were potent enough to sig- Laudenslager, 2004). The association with psychological
nificantly downregulate many immune responses (Andreoli factors was more than just a rare or difficult-to-discern phe-
et al., 1993; Irwin, 2002). Grieving and psychiatric depres- nomenon. In fact, there was now ample proof that it was
sion proved to be just two examples of a broader array of quite commonplace, with both acute and long-lasting
evocative states and situations potent enough to undermine effects of psychological processes on many different
immune responses. The list grew to include school examin- immune responses.
ations, unemployment, and marital discord (Glaser et al.,
1987; Kiecolt-Glaser, 1999). 3. 1987–1996
At the same time, the armamentarium of immune mea-
sures employed by PNI researchers grew. For example, the Publications in BBI during its inaugural year of 1987
analysis of natural killer cell (NK) activity with in vitro heralded several of the topics that would hold the field’s
C.L. Coe, M.L. Laudenslager / Brain, Behavior, and Immunity 21 (2007) 1000–1008 1003

attention and interest for the next 20 years (Fig. 2). The for the generality of these conclusions from young rodents
Tables of Contents include titles on the topics of both stress was obtained in studies on monkeys when decreases in their
and bereavement, as well as psychopathology (Irwin et al., lymphocyte proliferative and lytic responses were found to
1987). Over time these subjects would rival the numbers last for 1–2 weeks after separation from the mother or juve-
published on the conditioning of immune responses nile companions (Laudenslager et al., 1982; for a later
(Fig. 2). In welcoming authors to submit papers, the found- review see Coe and Lubach, 2003).
ing Editors wrote in the first issue that the all-encompass- The immune effects induced by the social separation of
ing title of BBI was intended to be a ‘euphonious animals extended to many other cellular responses. The
euphemism for all aspects of the interactions among behav- studies soon provided some of the earliest evidence that
ioral, neuroanatomical, neuroendocrine, neurochemical and many aspects of innate immunity can be activated by stress.
immune processes’’ (1987, 1(1), p. 5). The last issue of that Complement activity, superoxide release by neutrophils
first year also contained a short paper on a topic that and macrophages, and cutaneous hypersensitivity reactions
would be a recurrent subject in the journal: the observation were among the indices stimulated, rather than inhibited,
that lasting immune effects could be induced by distur- by disturbance in young animals (Coe et al., 1988). By
bances of the early rearing environment (Lown and Dutka, the end of BBI’s first decade, the growth of research on
1987; Ackerman et al., 1988). developmental PNI would culminate in a special issue
If disruptions of social relationships and environmental devoted entirely to this subject (1996, 10:3). The articles
change can affect the immune responses of the adult host, it reported on the immune consequences of fetal alcohol
was certainly reasonable to suspect that a developing indi- exposure as well as the long-term behavioral and physio-
vidual with an immature and less well-regulated immune logical effects of neonatal infection and endotoxin expo-
system might be even more susceptible. This conclusion sure. One paper also discussed the immune ramifications
had already been reached in a prophetic review written of antenatal corticosteroid treatments, a subject still of
by Robert Ader, the first Editor of BBI (Ader, 1983). He clinical relevance today for the care of babies born prema-
had advocated that not only was the young infant more ture (Kavelaars et al., 1996). The subject of environmental
vulnerable to insults, but that experiences during early influences on the development of the immune system was
rearing could serve an educational role, guiding the normal also revisited in a later special issue on Stress, Genetics
development of the brain and immune system. However, at and Immunity (2006, 20:4), which also focused on the topic
that point, the sub-discipline of developmental PNI was of stress and epigenetic programming.
still in its infancy. Many studies soon followed, building While stress effects on immunity would continue to be a
upon the pioneering observations that the positive stimula- major theme across this 10-year period, rivaling the num-
tion of rat pups by handling and maternal licking, or the bers of papers on neuroscience and hormone-immune
occurrence of negative events, such as premature weaning interactions (see Fig. 2), the titles reveal some interesting
from the mother, could affect antibody responses to anti- trends. The subject matter of the animal studies broadened
genic challenge, cellular immune responses, and the capac- to consider immune effects that might occur in more natu-
ity to contain a transplanted tumor. Confirmatory evidence ralistic settings, including articles showing that phero-
mones and fear odors can also serve as provocative
stimuli for immune change (Cocke et al., 1993; Zalcman
et al., 1991). The use of the ‘intruder paradigm’ gained in
popularity as a means to investigate the physiological con-
sequences of natural aggression and social dominance or
subordination (Cirulli et al., 1998). At the same time, oth-
ers continued to employ immune outcome measures as a
means to further refine our understanding of the cognitive
and perceptual factors underlying the stressful aspects of
novelty and electric shock, two more traditional laboratory
paradigms. Several papers were published on the immune
changes that occur when rats are confronted with stressful
situations with or without ‘perceived control’ over the event
(Maier and Laudenslager, 1988; Laudenslager et al., 1988).
Loss of control and unpredictability were shown to be
potent elicitors of arousal and immune alterations. In con-
Fig. 2. Historical summary of BBI articles published between 1987 and trast, providing information that behavioral responses are
2006, highlighting the number pertaining to psychological influences on effective is helpful for eliminating physiological reactions
immunity. Categorization was based on the main point emphasized in the
to the aversive situation. This feedback about the efficacy
title. Stress studies rivaled the proportion in the neurosciences (24%), and
on hormone–immune interactions (14%) and general immunology (20%). of responses is also an important aspect of coping, enabling
Special issues with a focus on P-related topics were not included; they are an animal to acclimate and adapt despite the continuance
designated with an asterisk (*) in the year they were published. of the challenging or stressful event.
1004 C.L. Coe, M.L. Laudenslager / Brain, Behavior, and Immunity 21 (2007) 1000–1008

PNI studies with human participants also made many 4. 1997–2006


advances during this time period. In particular, assessment
of the association between a personal sense of ‘‘loneliness’ In light of this review’s focus on the contributions of
and immunity provided a dramatic means for showing the psychological research, it is of some historical interest that
significant influence of sociality on immune functioning the first BBI issue in 1997 opened instead with a short com-
(reviewed by Kiecolt-Glaser, 1999). Cellular immune mentary entitled ‘‘Where is the ‘‘Neuro’’ in psychoneuroim-
responses of lonely students were found to differ from those munology?’’ (Altman, 1997). Summarizing conclusions of a
who were more satisfied with their social relationships. workshop held at the prior PsychoNeuroImmunology
Other research extended these findings on the importance Research Society (PNIRS) meeting, the NIMH Program
of personality attributes, and demonstrated that an opti- Director for AIDS-related research at that time, high-
mistic outlook could be an effective buffer against the lighted that the latest tools of neuroimaging and neuroelec-
immune perturbations induced by negative events. While trophysiology were not often being utilized in the human
some of these psychological paradigms would not necessar- PNI studies on psychological factors and immunity. While
ily have been new for an audience of social scientists, they a few BBI papers would subsequently use these techniques,
were employed in unique and creative ways to more defin- documenting an association between patterns of brain acti-
itively link psychosocial variables to immune outcomes. vation and immunity (Wik et al., 1998; Davidson et al.,
The findings helped to garner more credibility for the field 1999), neuroimaging still is not routinely incorporated into
of PNI both at the NIH as well as among the skeptical PNI studies to this day.
community of immunologists. Technical refinements in Nevertheless, there were many other exciting and new
the ability to immunophenotype lymphocytes also enabled approaches employed during the second decade of BBI that
researchers to specifically quantify changes in the types of yielded further insights into the important relationships
leukocytes in circulation, and set the stage for the measure- between psychological state, the brain and immune activ-
ment of activation and adhesion markers. It became easier ity, including the seminal work on cytokines and sickness
to discern the effects on cell trafficking and homing, and behavior (Dantzer, 2001; Maier, 2003). Cytokines were
thereby to provide explanations for the changing cellular originally thought to serve primarily as intracellular and
responses found with in vitro assays (reviewed later by paracrine mediators of local immune activity, but research
Dhabhar, 2002). within the context of PNI demonstrated that cytokines are
Simultaneously, there was a growing awareness about far more ubiquitous and also facilitate communication
the importance of proinflammatory cytokines. Papers in across physiological systems. This discovery has to be con-
BBI focused primarily interleukin-1 (IL-1) initially, but sidered a major galvanizing and historically significant
soon the assessments were broadened to include the tri- event for the field. In addition to the diverse effects that
umvirate of IL-1, IL-6 and TNFa, as often measured in cytokines have on peripheral body functions, it became
studies today. Without a doubt, however, one of the clear that they have potent effects in the brain, including
most insightful advances had to be the realization that on emotional processes and attention and memory func-
the activation state of latent Herpes viruses could be tions. Beyond the psychogenic effects induced when cyto-
used to index the host’s immune status (Glaser et al., kines reach high levels in the blood stream—creating a
1991). This programmatic series of studies was certainly behavioral state characterized by loss of appetite, malaise,
a landmark achievement. It demonstrated that many dif- and fatigue—much lower cytokine levels synthesized within
ferent stressful life events—from school exams to the CNS can affect neuroendocrine activity and also act
divorce—elicit a reactivation of Epstein–Barr virus. locally in the hippocampus, where they can affect the crea-
These findings confirmed earlier, more circumstantial evi- tion and retrieval of memories. Many deserve credit for
dence indicating that other types of Herpes viruses, these discoveries, but certainly the laboratories of Robert
including HSV-1 and -2, can also become activated by Dantzer, Steve Maier, Linda Watkins, Adrian Dunn, and
stress, but the prior reliance on the expression of symp- Hymie Anisman were pivotal in clarifying the important
tomatic lesions often yielded more equivocal results. effects of cytokines on behavior and for demonstrating
Moreover, the ability to use an increase in antibody the relevance to many symptoms seen in depression (e.g.,
titers (accompanying the recrudescence of virus from Capuron et al., 2002; Maier, 2003). It is also important
the latent state) as the outcome measure provided a con- to note that the pages of BBI included a few articles point-
vincing way to document the considerable physical and ing out that the host can sometimes shrug off these potent
emotional cost of being an elderly caregiver for an cytokine effects when sufficiently motivated (Aubert et al.,
impaired spouse. Just as a young infant is more suscep- 1997). The somnolent state induced by the administration
tible to illness and environmental influences, the immune of cytokines can be supplanted by the maternal drive to
system of an older individual under challenge reveals its care for young, or by the motivation the urge to respond
frailty. The studies convincingly showed that the cellular aggressively to an intruder.
immune processes that maintain Herpes viruses quiescent During the second decade of BBI, the reach of PNI
were undermined by the psychological distress and would also extend further and more credibly into several
demands of being a care provider. other clinical arenas. Studies on allergies and asthma con-
C.L. Coe, M.L. Laudenslager / Brain, Behavior, and Immunity 21 (2007) 1000–1008 1005

tinued, with additional demonstrations that stressful life and immune ramifications of trauma may help to explain
events aggravate the leukocyte biology responsible for why victims of child maltreatment are often so overrepre-
inflaming and constricting the airways (Kang et al., sented in patient populations with gastrointestinal diseases
1996). However, the surprising realization that inflamma- and chronic pain disorders. Similarly, some of the health-
tory processes also contribute to the development of related effects of growing up and living in poverty may ulti-
cardiovascular disease appears to provide another equiva- mately prove to be mediated through immune-related path-
lently important pathway whereby stress can affect popula- ways. For example, there is the well-established association
tion health (Black, 2002). This linkage between certain between growing up in impoverished settings and the
cytokines and the vasculature suggests that when IL-6 lev- increased incidence of allergies and asthma.
els rise with age, especially in individuals contending with With hindsight, we can look back and see that some of
stressful living conditions, they may mediate some of the these findings were presaged by the research in animals
pathophysiology of atherosclerosis. The research will have documenting the importance of ‘early experiences’, in tilt-
thereby helped to delineate some of the processes account- ing the developmental scale either toward resilience and
ing for the significant disparities in health across different health or in the direction of illness (Solomon et al.,
socio-economic strata (Evans et al., 2000). Today, it is dif- 1968). We have also come to appreciate that these experien-
ficult to think about the risk factors for metabolic syn- tial influences can be traced back even earlier to the fetal
drome or heart disease without also considering immune stage (Weinstock, 2005). As a consequence, these types of
processes and the basic physiology of inflammation (e.g., findings should be used to support arguments in favor of
Mills et al., 1995). societal policies and programs that promote the benefits
Among the many immune-related physiological pro- of providing higher quality prenatal care. Further research
cesses that can be undermined by stressful psychological on ‘fetal programming’ may help us to obtain greater
events, one more stands out prominently. The research insight into the reasons for the worldwide increase in aller-
linking negative emotional state to the pace of wound heal- gies and asthma.
ing is particularly dramatic because of the magnitude of the A special BBI issue in 1999 underscored another impor-
impairments and the many implications for recovery from tant theme by focusing on individual differences across
trauma and surgery (e.g., Padgett et al., 1998). Microscopic people in how psychological factors affect immunity,
investigations at the site of injury have provided a remark- emphasizing the variation rather than just the differences
ably detailed window on the cellular events accounting for between groups. The articles discussed the influence of
these psychological influences on healing. Effects have been many personality attributes, including optimism, persistent
observed on the recruitment of cells, cell-to-cell signaling, worrying, and social inhibition (Segerstrom et al., 1999),
degree of bacterial infiltration, and rate of new tissue and dared to consider the once controversial idea of per-
growth. sonality in animals. Several strains of rats as well as indi-
Psychological factors have also been shown to affect the vidual animals in the same species of monkey were found
delicate balance maintained between the mammalian host to exhibit stable social predispositions and temperaments,
and its commensal microbiota, most importantly at the which could in turn be associated with distinctive immune
mucosal surfaces of the oral cavity and gut (Bailey et al., profiles. Following infection with simian immunodeficiency
2004). This summary is just a partial listing of the many virus (SIV), the variation in sociality and behavioral reac-
new immune, microbiological, and neuroscience methods tivity helped to explain why SAIDS progressed more rap-
that were incorporated in innovative ways into PNI studies idly in some monkeys (Capitanio et al., 1999). The
(see also Sheridan, 1998). Without a doubt, these technical subject matter of this issue predated a line of inquiry that
advances in methodology are among the most impressive is popular today—the question of the biological basis of
achievements during the last decade. Even so, we would ‘neuroendocrine phenotypes’—which is likely to include
be remiss if we didn’t also acknowledge a few other note- some immune correlates as well.
worthy accomplishments, including some attained in the The fourth issue off BBI in 2001 began with an In Mem-
psychosocial realm. PNI has continued to garner increased oriam to Dr. George Solomon, a pioneer in PNI and vocal
attention from scholars in other branches of the social sci- advocate for its relevance to psychiatry. He liked to men-
ences. The findings are having an influence on the theoriz- tion that he was among the first back in the 1970s to put
ing by sociologists and economists about population health a sign on his office door proclaiming it a Psychoimmunol-
(Steptoe et al., 2002). Immune-related measures are being ogy Laboratory (his term). The title of Dr. Solomon’s auto-
employed more often in community studies and even incor- biography, From Psyche to Soma and Back is probably a
porated into larger epidemiological surveys with the goal of good way to remember him and his contributions to the
explaining associations between larger societal issues and field. The remainder of this issue (15:4) was devoted to
health. In this context, it should be mentioned that PNI the immune correlates of psychopathology, especially
papers continue to document the persistence of immune schizophrenia, a topic that would have greatly pleased
effects for extended periods of time after environmental him, even if the underlying reasons for the linages continue
disasters and catastrophic weather-related incidents. In to elude us. The last article also reported on an association
addition, characterization of the many long-term hormone found between elevated TNFa levels in maternal circula-
1006 C.L. Coe, M.L. Laudenslager / Brain, Behavior, and Immunity 21 (2007) 1000–1008

tion during pregnancy and the offspring’s risk for schizo- to protect us against an unending stream of pathogens in
phrenia, which brings us full circle back again to the impor- the face of so many modulating influences and the unend-
tant relationships between immunity and neurobehavioral ing vicissitudes of day-to-day life. In truth, the immune
processes during early development (Buka et al., 2001). capabilities of the healthy adult host are remarkably
robust. As a consequence, some of the ramifications of
the psychologically induced alterations may be of greater
5. Retrospective and prospective reflections clinical concern for the young and elderly or the immune-
compromised.
This historical review of psychologically oriented papers We already have evidence that many important implica-
published during the first two decades of BBI captures a tions of PNI do pertain to a weakened or sick individual.
remarkably productive period spanning several important Once compromised by infection or neoplasia, the addi-
transitions for the field of PNI. At the outset, the subject tional influences of psychological factors now take on
of psychological influences on immunity was still consid- added significance. A special BBI issue devoted to psycho-
ered controversial by many scientists and clinicians. social factors and cancer underscored this relevance of PNI
Twenty years later, the weight of the evidence has now for understanding the etiology and progression of illness
definitively documented that the perspectives of PNI are (Miller, 2004). It is likely that over the next decade, we will
not only credible, but that immunomodulation by stress- see the translational aspects of PNI become most evident in
ors, or via behavioral conditioning paradigms, is a reliable therapeutic interventions for patient populations, helping
and replicable phenomenon. These effects help us to under- to better control disease progression and even to restore
stand the immune alterations associated with psychopa- the balance needed for a recovery to health.
thology, especially the inhibition of certain cellular It is important in this context to pause and reflect on
immune responses and the enhancement of some aspects some of the cautionary comments expressed by Nicholas
of innate immunity and inflammation. The success of this Cohen in his Norman Cousins address entitled ‘‘The uses
prodigious effort is evidenced further by the fact that it is and abuses of PNI’’ (Cohen, 2006). While marveling at
far easier to find acceptance for these types of articles the incredible accomplishments of PNI, speaking with the
beyond BBI in mainstream immunology and clinical jour- sage voice of an immunologist, he urged us to remain wary
nals. It certainly helps to be able to cite a plethora of of superficial and inflated claims that could undermine the
BBI studies, which have convincingly shown that the mag- credible achievements. Just as funding pressures influenced
nitude of psychological influences on immune competence the early research agenda in the 1980s, in the future there
rivals that of many other extrinsic and intrinsic factors will be increased pressure to demonstrate the translational
(Fig. 3). relevance of PNI for clinical practice. Current studies
Indeed, perhaps an equally important challenge today is investigating the physical and psychological benefits of
to understand how the immune system filters and distin- cognitive–behavioral therapies, meditation, and exercise
guishes among these many influences, permitting only the are thus paving the way to show how PNI principles can
salient and relevant ones to impact functioning. Even more be applied in a practical and applied manner to patient care
so than when the immune system was viewed as largely and for health promotion.
autonomous, one has to marvel at its resiliency and ability Cohen’s address also highlighted another point often
overlooked because of this emphasis on clinical applica-
tions, which is that behavioral influences on immunity
are just as likely to be evident in nature as in the laboratory
setting or clinic. Arousal, fear, stress, and social competi-
tion occur regularly in free ranging populations of animals.
We actually know relatively little about the significance of
these types of immune effects among natural fauna. For
example, it has been shown that social aggression, and
the resulting exposure to saliva and blood in the course
of biting and wounding, is one means of spreading infec-
tious pathogens between animals, in addition to the viruses
conveyed via sexual behavior. It will be of considerable
value to more fully incorporate this type of ecologically rel-
evant perspective into the PNI research agenda, especially
for some of the newly emerging zoonotic pathogens like
avian flu or Hanta virus. It would complement the unique
Fig. 3. Illustration of the many types of psychological and behavioral
insights that have been obtained when evolutionary per-
factors that can affect immune competence. Developing and older
individuals may be especially susceptible to psychosocial influences spectives were applied to the basic cellular and molecular
because the age-related changes of immune maturation and senescence biology of stress. For example, the research demonstrating
increase responsiveness and extend the duration of immune effects. that the physiological reactions to trauma and infection did
C.L. Coe, M.L. Laudenslager / Brain, Behavior, and Immunity 21 (2007) 1000–1008 1007

not originate with mammals. The antecedents can be traced Ben-Eliyahu, S., Yirmiya, R., Liebeskind, J.C., Taylor, A.N., Gale, R.P.,
back further to the responses of single cells, including the 1991. Stress increases metastatic spread of a mammary tumor in rats:
evidence of mediation by the immune system. Brain Behav. Immun. 5
synthesis and release of heat shock proteins. (2), 193–205.
As highlighted repeatedly in this review, PNI investiga- Black, P.H., 2002. Stress and the inflammatory response: a review of
tors have demonstrated a remarkable ingenuity in how they neurogenic inflammation. Brain Behav. Immun. 16 (6), 622–653.
incorporated innovative methodologies into their research Buka, S.L., Tsuang, M.T., Torrey, E.F., Klebanoff, M.A., Wagner, R.L.,
programs. Given the pace at which the field of immunology Yoken, R.H., 2001. Maternal cytokine levels during pregnancy and
adult psychosis. Brain Behav. Immun. 15 (4), 411–420.
advances, maintaining this initiative and flexibility to Capitanio, J.P., Mendoza, S.P., Baroncelli, S., 1999. The relationship of
import the latest techniques will be an ongoing challenge. personality dimensions in adult male rhesus macaques to progression
It is an especially demanding regimen for the next genera- of simian immunodeficiency virus disease. Brain Behav. Immun. 13 (2),
tion of PNI researchers, who must simultaneously remain 138–154.
proficient and up-to-date with the prevailing psychological Capuron, L., Hauser, P., Hinze-Slech, D., Miler, A.H., Neveu, P.J., 2002.
Treatment of cytokine-induced depression. Brain Behav. Immun. 16,
paradigms and current issues in their own disciplines. 575–581.
While psychologists and psychiatrists tend to focus on Cirulli, F., Pistillo, L., de Acetis, L., Alleva, E., Aloe, L., 1998. Increased
the individual, the future will also likely bring us more number of mast cells in the central nervous system of adult male mice
studies extending beyond the person-oriented analysis to following chronic subordination stress. Brain Behav. Immun. 12 (2),
tackle the complex subject of population health. From 123–134.
Cocke, R., Moynihan, J.A., Cohen, N., Grota, L.J., Ader, R., 1993.
the outset, the field of PNI attracted researchers who were Exposure to conspecific alarm chemosignals alters immune responses
comfortable with holistic and big perspectives, both with in BALB/c mice. Brain Behav. Immun. 7 (1), 36–46.
regard to the complicated interactions between physiologi- Coe, C.L., Lubach, G.R., 2003. Critical periods of special health relevance
cal systems and with respect to how individuals function for psychoneuroimmunology. Brain Behav. Immun. 17, 3–12.
within a broader environmental and social context. Larger Coe, C.L., Rosenberg, L.T., Levine, S., 1988. Prolonged effect of
psychological disturbance on macrophage chemiluminescence in the
scale population studies may enable us to test the conse- squirrel monkey. Brain Behav. Immun. 2 (2), 151–160.
quences of policy decisions for public health and help to Cohen, N., 2006. The uses and abuses of psychoneuroimmunology: a
apply the findings of PNI to improve personal and societal global overview. Brain Behav. Immun. 20 (2), 99–112.
well-being. The next retrospective in 20 years will likely Cohen, S., Wills, T.A., 1985. Stress, social support and the buffering
report that the PNI research led not only to more discover- hypothesis. Psychol. Bull. 109, 5–24.
Cunningham, A.J., 1981. Mind, Body and Immune Response. In: Ader, R.
ies about immunobiology, but also resulted in significant (Ed.), Psychoneuroimmunology. Academic Press, New York, pp. 609–
changes in patient care, and illuminated better ways to pro- 618).
mote psychological well-being and foster optimal health. Danese, A., Pariante, C.M., Caspi, A., Taylor, A., Poulton, R., 2007.
Childhood maltreatment predicts adult inflammation in a life-course
Acknowledgments study. Proc Natl Acad Sci USA 104, 1319–1324.
Dantzer, R., 2001. Cytokine-induced sickness behavior: Where do we
stand? Brain Behav. Immun. 15 (1), 1–7.
ML was supported in part by NIH grants MH37373 and Davidson, R.J., Coe, C.L., Dolski, I., Donzella, B., 1999. Individual
AA013973. CLC was supported in part by AI067518, differences in prefrontal activation asymmetry predict natural killer cell
HD39386, AG20166, AG008768, and AG011915. activity at rest and in response to challenge. Brain Behav. Immun. 13
(2), 93–108.
Dhabhar, F.S., 2002. Stress-induced augmentation of immune function—
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