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Journal of Bioscience and Bioengineering

VOL. 118 No. 1, 29e33, 2014

www.elsevier.com/locate/jbiosc

Characterization of the flocculating agent from the spontaneously flocculating


microalga Chlorella vulgaris JSC-7

Md. Asraful Alam,1 Chun Wan,1 Suo-Lian Guo,1 Xin-Qing Zhao,1, * Zih-You Huang,2 Yu-Liang Yang,3
Jo-Shu Chang,4 and Feng-Wu Bai1

School of Life Science and Biotechnology, Dalian University of Technology, Dalian 116024, China,1 Institute of Biochemical Sciences, National Taiwan University, Taipei 106,
Taiwan,2 Agricultural Biotechnology Research Center, Academia Sinica, Taipei 115, Taiwan,3 and Department of Chemical Engineering, National Cheng Kung University,
Tainan 701, Taiwan4

Received 30 July 2013; accepted 24 December 2013


Available online 4 February 2014
High cost of biomass recovery is one of the bottlenecks for developing cost-effective processes with microalgae,
particularly for the production of biofuels and bio-based chemicals through biorefinery, and microalgal biomass re-
covery through cell flocculation is a promising strategy. Some microalgae are naturally flocculated whose cells can be
harvested by simple sedimentation. However, studies on the flocculating agents synthesized by microalgae cells are still
very limited. In this work, the cell flocculation of a spontaneously flocculating microalga Chlorella vulgaris JSC-7 was
studied, and the flocculating agent was identified to be cell wall polysaccharides whose crude extract supplemented at
low dosage of 0.5 mg/L initiated the more than 80% flocculating rate of freely suspended microalgae C. vulgaris CNW11
and Scenedesmus obliquus FSP. Fourier transform infrared (FTIR) analysis revealed a characteristic absorption band at
1238 cmL1, which might arise from P]O asymmetric stretching vibration of PO2 L phosphodiester. The unique cell wall-
associated polysaccharide with molecular weight of 9.863103 g/mol, and the monomers consist of glucose, mannose and
galactose with a molecular ratio of 5:5:2. This is the first time to our knowledge that the flocculating agent from
C. vulgaris has been characterized, which could provide basis for understanding the cell flocculation of microalgae and
breeding of novel flocculating microalgae for cost-effective biomass harvest.
Ó 2013, The Society for Biotechnology, Japan. All rights reserved.

[Key words: Chlorella vulgaris; Spontaneous flocculation; Biomass harvest; Flocculating agent; Cell wall polysaccharides]

Microalgae are potential biomass sources for biorefinery to equipment and energy consumption on its operation are needed
produce biofuels and bio-based products due to their advantages, (4,5). Apparently, these technologies are not practical for microalgal
such as not competing for arable land with agricultural production, biomass recovery at larger scales for the purpose of biorefinery.
high efficiency in capturing solar energy, and mitigating CO2 Biomass recovery by cell sedimentation through the flocculation
emissions compared to terrestrial plants (1). In addition to mass of microalgal cells does not require significant capital investment,
cultivation, biomass recovery of tiny microalgal cells presents and energy consumption associated with the process is negligible,
another challenge, since the biomass density is extremely low in making it one of the most economically competitive strategies for
open culture systems that are suitable for microalgae culture at low microalgal biomass harvest at large scales (6). Although microalgal
cost for the biorefinery purpose. For example, dry cell weight cells can be flocculated by chemicals such as Al3þ, Fe3þ and poly-
(DCW) achieved with raceway ponds is only 0.14 g/L (2), which electrolytes (6,7), large amount of wastewater discharged from
consequently produces large amount of culture broth. these processes is not suitable for microalgae cultivation, and the
Currently, filtration using various filters such as plate-and-frame chemical flocculation also raises environmental concerns on the
pressure filters, rotary-drum filters and vacuum filters has been wastewater treatment.
applied in microalgae dewatering with a long history, and is suit- To date, several spontaneously flocculating microalgae have
able for small scale cultures with closed photobioreactors for value- been discovered, such as Ankistrodesmus falcatus, Tetraselmis sue-
added products, in which much higher biomass density is achieved, cica, Scenedesmus obliquus and Ettlia texensis (8e10), the cells of
and the quantity of culture broth is much smaller. Nowadays, more which can settle down from culture broth for easy biomass recov-
efficient membrane-based technologies have been developed for ery, which enables a novel strategy in microalgae harvesting via cell
microalgae dewatering (3). On the other hand, centrifugation with self-flocculation. It was reported that water-soluble extract of ma-
disk stack centrifuge is applied for microalgae harvest when more rine microalga Skeletonema marinoi induced flocculation of Nan-
culture broth is processed, but significant capital investment on the nochloropsis oculata; however, it was not clear which specific
compound might be responsible for the flocculation (11). No doubt,
elucidation of the mechanism underlying the spontaneous floccu-
* Corresponding author. Tel.: þ86 411 8470 6319; fax: þ86 411 8470 6329. lation of those flocculating microalgal species and studies of the
E-mail address: xqzhao@dlut.edu.cn (X.-Q. Zhao). flocculating agents will benefit genetic modifications of non-

1389-1723/$ e see front matter Ó 2013, The Society for Biotechnology, Japan. All rights reserved.
http://dx.doi.org/10.1016/j.jbiosc.2013.12.021
30 ALAM ET AL. J. BIOSCI. BIOENG.,

flocculating microalgal strains with the flocculation phenotype for The total sugar content of the flocculating agents was determined by the phenol-
cost-effective biomass recovery by sedimentation. Unfortunately, sulfuric acid method using glucose as the standard (16), and their molecular weight
was analyzed by gel permeation chromatography (GPC, 1200 Series, Agilent Tech-
flocculating agents produced by microalgae are so far not well nology, USA) with the eluent of ddH2O at the rate of 0.5 ml min1 and chitosan as the
characterized. standard. Elemental analysis was carried out using an elemental analyzer (varioEL
In the present study, the spontaneous flocculation of Chlorella III, Elementar, Germany). The monomer composition of the polysaccharides was
vulgaris JSC-7 was studied, and the flocculating agent was charac- analyzed using gas chromatography/mass spectrometry (GC/MS) according to the
procedure described elsewhere (17). The FTIR spectra of the flocculating agent were
terized. Experimental results indicated that cell wall poly-
obtained with a FTIR spectrometer (ThermoFisher NEXUS) in the frequency range of
saccharide was responsible for the flocculation of the species, 400e4000 cm1. Phosphate ion was detected and concentrated using ion chroma-
which lay a basis for further understanding of their biosynthetic tography (ICS-5000, Dionex, USA) with the eluent of KOH at the rate of 1.0 ml min1
pathways and identifying genes encoding key enzymes for the using PO4 3 solution as the standard (18). EPS sample was diluted in ddH2O before
biosynthesis of the flocculating agents in order to engineer non- detecting the phosphate ion.

flocculating microalgal strains with the flocculation phenotype for


cost-effect biomass recovery. RESULTS AND DISCUSSION

MATERIALS AND METHODS Flocculation of C. vulgaris JSC-7 In shake flask culture,


C. vulgaris JSC-7 cells settled down for biomass recovery due to
Microalgal strains and culture conditions The self-flocculating microalgal their spontaneous flocculation. Therefore, the flocculation effi-
strain C. vulgaris JSC-7 used in this work was isolated from fresh water in Southern
ciency of C. vulgaris JSC-7 and its ability of flocculating freely sus-
Taiwan. The modified Bold’s Basal Medium with 3-fold nitrogen supplementation
(3N-BBM) was used for the growth of C. vulgaris JSC-7. The composition of the 3N-
pended C. vulgaris CNW11 and S. obliquus FSP cells were further
BBM medium (g/L) was: NaNO3, 0.75; CaCl2, 0.025; MgSO4$7H2O, 0.075; studied (Table 1).
K2HPO4$3H2O, 0.075; KH2PO4, 0.175, NaCl, 0.025; EDTA, 0.0045; FeCl3, 0.00058; Compared to the non-flocculating C. vulgaris CNW11 and
MnCl2$4H2O, 0.00046; ZnCl2, 0.00003; CoCl2$6H2O, 0.00004; Na2MoO4, 0.0003. The S. obliquus FSP, C. vulgaris JSC-7 exhibited much higher flocculation
pH of the medium was adjusted to 6.9. Non-flocculating microalgae strains
efficiency of 76%. On the other hand, the supplementation of
C. vulgaris CNW11 and S. obliquus FSP were selected and cultivated with BG11 me-
dium (12) and DM medium (13), respectively, to test the function of the flocculating C. vulgaris JSC-7 culture into that of C. vulgaris CNW11 and S. obliquus
agents isolated from C. vulgaris JSC-7. FSP facilitated their flocculation, making their flocculation effi-
All the algal strains were cultivated at 28 C under a 13/11 h light/dark cycle with ciencies increased to 68.3% and 62.7%, respectively, from 25.6% and
an average illumination of 25.0 mmol/m2/s.
28.1% observed with the original cultures of the microalgal strains.
Biomass density measurement and morphology of C. vulgaris JSC- Moreover, it was found that the flocculation efficiency of the non-
7 Microalgal biomass density was measured by optical density at 690 nm with
flocculating microalgae was higher when more C. vulgaris JSC-7
a spectrophotometer (Varioskan Flash, ThermoFisher, USA). Scanning electron mi-
croscopy (SEM, Quanta 450, FEI, USA) was used to observe the morphology of the culture was supplemented. Similar observations were also reported
flocculation of C. vulgaris JSC-7. elsewhere (9,19) using the flocculating E. texensis, A. falcatus and
Evaluation of microalgal flocculation After two weeks cultivation, the S. obliquus to harvest the non-flocculating C. vulgaris.
cultures of the three microalgal strains were harvested and centrifuged at 6000 rpm Many studies reported that increasing pH could induce the
for 10 min. The cell pellets were washed with distilled water and re-suspended to flocculation of various microalgae cells (20). We thus adjusted the
the final OD690 of w0.9. Three experiments were performed to evaluate the floc-
pH value ranging from 6 to 10 using HCl and NaOH to investigate
culation efficiency of microalgae: the flocculating C. vulgaris JSC-7 (experiment A),
the non-flocculating C. vulgaris CNW11 and S. obliquus FSP (experiment B), and the the flocculation efficiency of C. vulgaris JSC-7, but no significant
mixture of C. vulgaris JSC-7 with C. vulgaris CNW11 and S. obliquus FSP (experiment difference was observed, since slightly higher flocculation effi-
C), respectively, at volumetric ratios of 1:5 and 1:2. All these experiments were ciency of 76% was at pH 7.0, while 74% and 75% were observed at pH
performed in duplicate. 6.0 and 10.0, respectively, suggesting that the naturally occurred
For the flocculation assay, microalgae cultures were shaken to disperse the cells,
and 10 mL cell suspension was transferred into a test tube to measure OD690 by
flocculation of C. vulgaris JSC-7 was not affected by the pH varia-
sampling 200 mL cell suspensions at the depth of 4 cm from the top surface, which tions. It has been generally accepted that the mechanisms of yeast
was designated as A. After the test tubes were rested for 30 min, another 200 mL cell flocculation involve the binding of cell surface flocculins (glyco-
suspension was sampled to measure OD690, which was designated as B. The floc- proteins) with sugar residues of the flocculins on the surface of
culation efficiency F was calculated by the equation
surrounding cells (21,22). We thus further investigated the cell
F ¼ ð1  B=AÞ  100% (1) surface components for flocculating agents produced by the floc-
culating microalga.
(14) Evaluation of microalgal flocculation was performed at room temperature, and
no metal ion was added during flocculation experiment unless otherwise specified. Purification and characterization of the flocculating agent of
The same method was also used to measure the flocculating effect of the purified C. vulgaris JSC-7 Scanning electron microscopy (SEM) visualiza-
flocculating agents from C. vulgaris JSC-7 on the flocculation of C. vulgaris CNW11
and S. obliquus FSP. To obtain better understanding of flocculating characteristics of
tion revealed that C. vulgaris JSC-7 cells were attached to each other
flocculating agents, effects of metal ions, pH, and temperature on flocculation effi- (Fig. 1), while no attachment was observed in the freely-suspended
ciency of freely suspended strain C. vulgaris CNW11 were investigated. The pH value C. vulgaris CNW11 and S. obliquus FSP. The aggregation observed
was adjusted to the range of 4e10 using 5 mM HCl or NaOH. The temperature was
controlled in water bath from 15 to 50 C and 120 C in autoclave for 20 min. Metal
salts of FeCl3, AlCl3, CaCl2 and KCl at concentrations of 0.1, 0.2, 0.3, 0.4, 0.5, and TABLE 1. Flocculation rate of self-flocculation and freely suspended microalgae.
1.0 mg/L were tested as cationic coagulants, while FeCl3, AlCl3, and KCl at concen-
trations of 5e25 mM were tested with the addition of 0.5 mg/L purified flocculating Algae strains OD at 690 nm Flocculation
agent. efficiency (%)
A B
Purification and characterization of the flocculating agents from C. vulgaris
C. vulgaris JSC-7 0.891 0.221 76.3
JSC-7 The culture of C. vulgaris JSC-7 was centrifuged at 6000 g for 10 min to
C. vulgaris CNW11 0.880 0.654 25.6
separate cells from the supernatant. While cell wall-bound polysaccharides were
S. obliquus FSP 0.890 0.639 28.1
extracted by pronase treatment and ethanol precipitation following the methods
C. vulgaris JSC-7: C. vulgaris CNW11 at 1:5 0.862 0.562 34.8
described previously (15), two volumes of ethanol were added into the supernatant
C. vulgaris JSC-7: C. vulgaris CNW11 at 1:2 0.885 0.280 68.3
to precipitate the flocculating agents in the culture broth.
C. vulgaris JSC-7: S. obliquus FSP at 1:5 0.921 0.542 41.2
Both fractions were dialyzed overnight with MD34 (GE, USA), after which they
C. vulgaris JSC-7: S. obliquus FSP at 1:2 0.889 0.332 62.7
were dissolved in TE buffer (pH 8.0) and upload to a DE52 anion exchange cellulose
column (Whatman, UK) previously equilibrated with TE buffer (pH 8.0), and then A, homogenized cell suspension; B, sedimentation after 30 min. Samples were
eluted with 0.1 M NaCl solution at a flow rate of 0.5 mL/min. The eluted fractions withdrawn from a depth of 4 cm at the top surface to measure the optical density at
were lyophilized to obtain the purified compound for further characterization. 690 nm.
VOL. 118, 2014 SPONTANEOUS FLOCCULATION OF C. VULGARIS 31

efficiency reached about 85% per hour with a flocculating agent


dose of as low as 0.5 mg/L. Effect of metal ions on the flocculation
efficiency of C. vulgaris CNW11 was investigated, and the results
are shown in Fig. 3a. When purified flocculating agent was tested
for flocculating the C. vulgaris CNW11 cells, it was found that a
dosage of 0.5 mg/L resulted in a flocculation efficiency of more
than 80%. In contrast, only 42.1% flocculation efficiency was
achieved when 1.0 mg/L FeCl3 was used to flocculate the
microalgae cells, and other metal ions (Al3þ, Ca2þ, Kþ) showed
much lower flocculation efficiencies (Fig. 3a), which suggests that
the flocculating agent produced by C. vulgaris JSC-7 is much more
efficient than these chemical flocculants. The maximum
flocculation efficiency (93%) was achieved when 5 mM Fe3þ was
added together with the flocculating agents (Fig. 3b). For a better
understanding of flocculation induced by purified flocculating
agent, effects of pH, and temperature were further investigated.
When the pH of the culture was ranged from 4 to 10, the
maximum flocculation efficiency of 80% was observed at pH 7.0
FIG. 1. SEM images of C. vulgaris JSC-7 cells. (Fig. 3c). No notable change of flocculation efficiency was
observed when temperature was adjusted from 15 C to 50 C
(Fig. 3d). Our studies demonstrated that cell wall-associated
with the SEM image suggests that flocculation of C. vulgaris JSC-7 polysaccharide is responsible for the cell flocculation of C. vulgaris
might be associated with the substance presenting on the cell JSC-7. In our previous study (8), we have found that the activities
wall, which was explored by fractioning the crude extract of this of flocculating agents purified from S. obliquus AS-6-1 was also pH
microalga for cell wall-bound substance. In order to support this and temperature dependent. Both flocculating agents from
speculation, crude extract was also obtained from the supernatant, C. vulgaris JSC-7 and S. obliquus AS-6-1 are sensitive to high
but no flocculation activity was observed when supplemented temperature, when treated at 121 C for 20 min, about 50%
into the non-flocculating C. vulgaris CNW11 and S. obliquus FSP. flocculating efficiency was remained. For the dosage effect,
Indeed, the cell wall-bound fraction induced flocculation of the addition of 0.3e0.5 mg/L purified flocculating agent resulted in
freely-suspended C. vulgaris CNW11 and S. obliquus FSP, and color efficient flocculation; similar dosage was reported using the
reaction with phenol-sulfuric acid test provided clues that the flocculating agent from S. obliquus AS-6-1 (8). In another study
flocculating agent might be polysaccharides. A total of 47 mg (23), artificially synthesized polyacrylamide grafted starch (St-g-
flocculating agent was extracted from 4 L C. vulgaris culture broth PAM) was used to harvest Chlorella sp. CB4. Although the
with the culture OD690 of 0.7. optimized dosage is similar to that in our study (0.8 mg/L), it was
Effects of the purified agent on the flocculation of C. vulgaris found that this artificial flocculent showed good effect on cell
CNW11 and S. obliquus FSP The dosage effect of the flocculating harvest only at high pH (pH 10.5), where the maximum 85.84% of
agent on the flocculation of C. vulgaris CNW11 and S. obliquus FSP microalgae recovery was achieved. However, when pH value was
was investigated (Fig. 2). As can be seen, the cell wall-bounded lower than 10.5, the flocculating efficiency of the artificial
flocculating agent of C. vulgaris JSC-7 showed impressive flocculent was very week, only less than 50% cells were recovered.
flocculation capability with the freely suspended microalgae Therefore, the advantage of flocculating agent produced by
C. vulgaris CNW11 and S. obliquus FSP. All the aggregates settled C. vulgaris JSC-7 is that high pH is not required to achieve cell
down in the suspension within 1 h when 0.3 mg/L of the flocculation, thus it will not affect the quality of the end product,
microalgal flocculating agent was added. The flocculation and medium can also be reused which will partly compensate the
production cost of the flocculating agents. When chitosan was
investigated to harvest C. sorokiniana (24), the optimal dosage was
determined to be 5 mg/L at pH 6, whereas 10 mg/L chitosan was
needed when pH was increased to 7. In our experiment, the
flocculating activity using flocculent from C. vulgaris JSC-7 is not
so sensitive to pH (Fig. 3c). The present study demonstrates that
cell wall associated polysaccharides might lead to the flocculation
of C. vulgaris JSC-7, and also suggests that such polysaccharides
might be responsible for assisting the flocculation of non-
flocculating microalgae cells as well.

Characterization of the flocculating agents and mechanistic


speculation on the flocculation of the microalgal
cells Studies on the cell wall components using FTIR spectra
for C. vulgaris JSC-7 and C. vulgaris CNW11 revealed several differ-
ences. As shown in Fig. 4, FTIR analysis shows that a broadly-
stretched intense peak around 3400 cm1, which is a
characteristic of hydroxyl groups, and the occurrence of a
relatively strong absorption around 1645 cm1 is attributed to the
characteristics of carboxyl (25), which is presented in both the
flocculating and non-flocculating microalgal cells. The broad
FIG. 2. Dosage effects on flocculation rate of the freely suspended microalgae C. vulgaris stretch of CeOeC and CeO at 1000e1200 cm1 corresponded to
CNW11 and S. obliquus FSP using purified flocculating agents from C. vulgaris JSC-7. the presence of carbohydrate and polysaccharide (26). The FTIR
32 ALAM ET AL. J. BIOSCI. BIOENG.,

FIG. 3. Factors affecting the flocculation efficiency of freely suspended strain C. vulgaris CNW11. (a) Comparison of the flocculation efficiency of the purified flocculating agent with
that of various metal ions. (b) Effect of metal ions on flocculating efficiency. Control, no addition of any metal ion. (c) Effects of pH on the flocculating efficiency. (d) Effects of
temperature on the flocculating efficiency.

spectrum of C. vulgaris JSC-7 exhibits two bands at 1647 cm1 and P. tetrastromatica displayed strong chelating properties and was
1534 cm1, whereas C. vulgaris CNW11 shows single band in proposed to have a crucial role in metal chelation. C. vulgaris JSC-
1625 cm1. The medium stretch and bend in 1650e1580 cm1 are 7 shows the characteristic band at 1238 cm1, suggesting that the
attributed to NeH stretching (26). It is still unclear whether the cell wall-associated polysaccharides might contain PO2 
difference at 1647 cm1 contributes to the flocculation of phosphodiester. The presence of phosphate ion was further
C. vulgaris JSC-7; however, it is very clear that C. vulgaris JSC-7 detected and quantified to be 0.038%. In addition, elemental
has a characteristic adsorption peak at 1238 cm1. The region analysis of the flocculating agent from C. vulgaris JSC-7 reveals
between 1250 and 1200 cm1 corresponds to >P]O asymmetric the presence of carbon, hydrogen, nitrogen and sulfate.
stretching frequencies that is also observed in the cyanobacteria GCeMS analysis shows that the monomers consist of glucose,
Calothrix sp. and brown alga Padina tetrastromatica (27,28), but mannose and galactose with a molecular ratio of 5:5:2. In addition,
has never been reported so far in green microalgae. The this polysaccharide is white in color and water soluble. Based on
phosphodiester functional group in Calothrix sp. and the calibration curve of the elution retention time of various stan-
dards on GPC, the molecular weight of the flocculating agent is
estimated to be 9.86  103 g/mol. A summary of the properties of
the natural flocculating agent extracted from C. vulgaris JSC-7 was
depicted in Table 2.
Based on the above observations, we supposed that the major
functional groups such as hydroxyl and carboxyl groups in the

TABLE 2. General properties of the flocculating agent extracted from


C. vulgaris JSC-7.

Properties Descriptions

Functional groups CeH, COOH, P]O, CeC, CeO, CeOeP


MW 9.86  103 g/mol
Nitrogen cc. 7.23%
Carbon cc. 40.43%
Sulfate cc. 1.10%
Hydrogen cc. 6.56%
Phosphate cc. 0.038%.
Color White
Solubility Water soluble
Thermal stability Until cc. 220 C
FIG. 4. FTIR spectra of the cell wall polysaccharides from the flocculating C. vulgaris JSC- Melting temperature Non-meltable
7 (line A) and non-flocculating C. vulgaris CNW11 (line B).
VOL. 118, 2014 SPONTANEOUS FLOCCULATION OF C. VULGARIS 33

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biosynthesis will shed light on the modulation of microalgal cell flocculated medium, Bioresour. Technol., 110, 496e502 (2012).
flocculation. To our knowledge, this is the first report on the floc- 21. Verstrepen, K. J. and Klis, F. M.: Flocculation, adhesin and biofilm formation in
culating agent produced by a self-flocculating Chlorella sp. yeasts, Mol. Microbiol., 60, 5e15 (2006).
22. Zhao, X. Q. and Bai, F. W.: Yeast flocculation: new story in fuel ethanol pro-
duction, Biotechnol. Adv., 27, 849e856 (2009).
ACKNOWLEDGMENTS 23. Banerjee, C., Gupta, P., Mishra, S., Sen, G., Shukla, P., and Bandopadhyay, R.:
Study of polyacrylamide grafted starch based algal flocculation towards ap-
This work was supported by financial support from National plications in algal biomass harvesting, Int. J. Biol. Macromol., 51, 456e461
Basic Research Program of China (2011CB200905). This research (2012).
24. Xu, Y., Purton, S., and Baganz, F.: Chitosan flocculation to aid the harvesting of
was also financially supported in part by the Headquarters of Uni-
the microalga Chlorella sorokiniana, Bioresour. Technol., 129, 296e301 (2013).
versity Advancement at the National Cheng Kung University, which 25. Shi, Y., Sheng, J., Yang, F., and Hu, Q.: Purification and identification of
is sponsored by Taiwan’s Ministry of Education. Md. Asraful Alam is polysaccharide derived from Chlorella pyrenoidosa, Food. Chem., 103, 101e105
grateful to Chinese Government Scholarship Council (CSC) for his (2007).
26. Mishra, A. and Jha, B.: Isolation and characterization of extracellular polymeric
Ph.D. scholarship.
substances from micro-algae Dunaliella salina under salt stress, Bioresour.
Technol., 100, 3382e3386 (2009).
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