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Presentation Chp4 2
Presentation Chp4 2
Presentation Chp4 2
If steel is kept too long at spheroidize-annealing temperature, the cementite particles will coalesce and become
elongated, thus reducing machinability.
4.7 Heat Treatment of Ferrous Alloys
Bainite. Visible only through electron microscopy, bainite is a
very fine microstructure, consisting of ferrite and cementite,
similar to pearlite, but having a different morphology. Bainite can
be produced in steels with alloying elements and at cooling rates
that are higher than those required for pearlite. This structure,
called bainitic steel (after the American metallurgist E.C. Bain,
1891–1971), is generally stronger and more ductile than pearlitic
steels at the same hardness level.
4.7 Heat Treatment of Ferrous Alloys
Bainite is a plate-like microstructure that forms in steels
at temperatures of 125–550°C (depending on alloy
content). It is one of the products that may form when
austenite is cooled past a temperature where it no longer
is thermodynamically stable with respect to ferrite,
cementite, or ferrite and cementite. Davenport and Bain
originally described the microstructure as being similar
in appearance to tempered martensite.
The hardness of bainite can be between that of pearlite and untempered martensite in the same steel. The fact that it
can be produced during both isothermal or continuous cooling is a big advantage, because this facilitates the
production of large components without excessive additions of alloying elements. Unlike martensitic steels, alloys
based on bainite often do not need further heat treatment after transformation in order to optimize strength and
toughness.
4.7 Heat Treatment of Ferrous Alloys
Martensite. When austenite is cooled at a high rate, such as by quenching in
water, its FCC structure is transformed into a body-centered tetragonal (bct)
structure, which can be described as a body-centered rectangular prism that is
slightly elongated along one of its principal axes.
Because martensite does not have as many slip systems as a bcc structure,
and the carbon is in interstitial positions, it is extremely hard and brittle.
Martensite transformation takes place almost instantaneously, because it
involves not the diffusion process but a slip mechanism and thus involves
plastic deformation. Martensite in AISI 4140 steel
Body centered tetragonal unit cell photomicrograph of 0.35% carbon steel, water-quenched
martensite structure from 870 °C
4.7 Heat Treatment of Ferrous Alloys
Martensite is a body-centered tetragonal form of iron in which some carbon is dissolved. Martensite forms during
quenching, when the face centered cubic lattice of austenite is distorted into the body centered tetragonal structure
without the loss of its contained carbon atoms into cementite and ferrite.
Instead, the carbon is retained in the iron crystal structure, which is
stretched slightly so that it is no longer cubic.
Martensite is more or less ferrite supersaturated with carbon. Compare
the grain size in the micrograph with tempered martensite.
The martensitic reaction begins during cooling when the austenite reaches the martensite start temperature (Ms), and
the parent austenite becomes mechanically unstable. As the sample is quenched, an increasingly large percentage of
the austenite transforms to martensite until the lower transformation temperature Mf is reached, at which time the
transformation is completed.
The growth of martensite phase requires very little thermal activation energy because the process is a diffusionless
transformation, which results in the subtle but rapid rearrangement of atomic positions.
Fig: Time-Temperature-Transformation (TTT) diagram for plane carbon eutectoid steel.
4.7 Heat Treatment of Ferrous Alloys
Retained Austenite. Austenite that does not transform to martensite upon quenching is called retained austenite
(RA). If the temperature to which the alloy is quenched is not sufficiently low, only a portion of the structure is
transformed to martensite. The rest is retained austenite, which is visible as white areas in the structure, along with
the dark, needlelike martensite. Retained austenite can cause dimensional instability and cracking, and lower the
hardness and strength of the alloy.
• Fatigue: Low retained austenite content and fine austenitic grain sizes, which create a microstructure of finely
dispersed retained austenite and tempered martensite, prevent nucleation of fatigue cracks, or retard fatigue crack
initiation until very high stress levels are reached. In contrast, low-stress applications that fracture at low cycles are
related to high retained austenite levels and coarse austenite grain sizes.
For example, one type of fatigue strength of interest to many users is rolling contact fatigue. Two aspects of
retained austenite can improve rolling contact fatigue life. First, the inherent ductility of retained austenite helps to
delay crack growth by blunting the tips of cracks as they form. Second, as retained austenite transforms during
service, compressive residual stresses increase in the case. These compressive stresses delay crack growth. These
benefits are not present in a part with insufficient retained austenite.
4.7 Heat Treatment of Ferrous Alloys
• Impact: Impact strength is the measure of the ability of a steel to resist fracture when subjected to a sharp blow.
Austenite is not only very tough, but also it has higher impact strength than martensite. The steel's impact strength
increases with increasing austenite content. Higher impact strength can provide extra protection against cracking,
which, in turn, helps prevent such problems as spalling.
It is important to recognize that a balance must be created between the mechanical properties of a component and
the optimum percentage of retained austenite for a given application.
How some industries view retained austenite?
Retained austenite is highly undesirable in components for the tool and die industry. RA is recognized as a major
cause for premature failure. The low hardness of RA is also incompatible with most applications that require the
maximum attainable hardness to resist wear.
The bearing and gear industries have a more favorable view toward having some retained austenite (5 to 30%
determined by optical metallography). Gears are typically made of case-hardened steel, which has high impact
strength.
4.7 Heat Treatment of Ferrous Alloys
While most tools fail by wear or fracture, many gear failures are the result of spalling in the tooth area. Spalling is
progressive macropitting that occurs when pits coalesce and form irregular craters, which cover a significant area of
the tooth surface. Spalling occurs when the surface of a metal component is subjected to repeated cyclic loads.
A crack forms and grows until a small portion of the surface breaks loose, damaging the surface and adding debris to
the system. The gear industry balances the amount of retained austenite in a gear tooth to delay the onset of spalling
by suppressing crack growth.
Transmission electron micrograph of martensite in a Fe-4Mo- Corresponding dark-field image showing the
0.2C wt% steel after tempering at 190oC for 1 hour. The carbon distribution of retained austenite, which has not
has in this case precipitated as fine particles of cementite. been affected by the tempering.
4.7 Heat Treatment of Ferrous Alloys
Tempering at higher temperatures, in the range 200-300oC for 1h induces the retained austenite to decompose into a
mixture of cementite and ferrite. When the austenite is present as a film, the cementite also precipitates as a
continuous array of particles which have the appearance of a film.
Fig. 4.16 (a) and (b) Hardness and (c) toughness for annealed plain-carbon steels as a function of carbide shape. Carbides in the
pearlite are lamellar. Fine pearlite is obtained by increasing the cooling rate. The spheroidite structure has sphere-like carbide
particles.
4.7 Heat Treatment of Ferrous Alloys
4.7.1 Time–temperature–transformation Diagrams
The effects of various percentages of carbon, cementite, and pearlite on other mechanical properties of steels are
shown in Fig. 4.17.
Fig. 4.17. Mechanical properties of annealed steels as a function of composition and microstructure. Note in (a) the increase in
hardness and strength, and in (b), the decrease in ductility and toughness, with increasing amounts of pearlite and iron carbide.
4.8 Hardenability of Ferrous Alloys
Hardenability. The capability of an alloy to be hardened by heat treatment is called its hardenability, and is a
measure of the depth of hardness that can be obtained by heating and subsequent quenching. The term
“hardenability” should not be confused with “hardness,” which is the resistance of a material to indentation or
scratching. From the discussion thus far, it can be seen that hardenability of ferrous alloys depends on the (a) carbon
content, (b) grain size of the austenite, (c) alloying elements present in the material, and (d) cooling rate.
High hardenability refers to the ability of the alloy to produce a high martensite percentage throughout the body of
the material upon quenching. Hardened steels are created by rapidly quenching the material from a high temperature.
This involves a rapid transition from a state of 100% austenite to a high percentage of martensite. If the steel is
more than 0.15% carbon, the martensite becomes a highly strained body-centered cubic form and is supersaturated
with carbon. The carbon effectively shuts down most slip planes within the microstructure, creating a very hard and
brittle material.
If the quenching rate is not fast enough, carbon will diffuse out of the austenitic phase. The steel then becomes
pearlite, bainite, or if kept hot long enough, ferrite. None of the microstructures just stated have the same strength as
martensite after tempering and are generally seen as unfavorable for most applications.
4.8 Hardenability of Ferrous Alloys
Hardenability curves are dependent on carbon content. A greater percentage of carbon present in steel will increase
its hardness. Carbon is not the only alloying element that can have an effect on hardenability.
Table below shows a comparison of the alloying content in some steels. 1040 is a plain carbon steel and therefore
has the lowest hardenability as there are no other elements besides iron to block the carbon atoms from escaping
the matrix. The nickel added to 4340 allows for a slightly greater amount of martensite to form compared to 4140,
giving it the highest hardenability of these three alloys. Most metallic alloying elements slow down the formation
of pearlite, ferrite and bainite, therefore they increase a steel’s hardenability.
Table: Shows the alloying contents of 4340, 4140, and 1040 steel
Type of Steel: Nickel (wt %) Molybdenum (wt %) Chromium (wt %)
4340 1.85% 0.25% 0.80%
4140 0.00% 0.20% 1.00%
1040 0.00% 0.00% 0.00%
4.8 Hardenability of Ferrous Alloys
4.8.1 The End-quench Hardenability Test
In this commonly used Jominy test, a round test bar 100 mm long, made from a particular alloy, is austenitized—that
is, heated to the proper temperature to form 100% austenite. It is then quenched directly at one end (Fig. 4.18a) with
a stream of water at 24°C. The cooling rate thus varies throughout the length of the bar, the rate being highest at the
lower end, being in direct contact with the water.
Over-aging. In the precipitation process, if the reheated alloy is held at the elevated temperature for an extended
period of time, the precipitates begin to coalesce and grow. They become larger but fewer in number, as is shown by
the larger dots in C in Fig. 4.19b. This process is called over-aging, and the resulting alloy is softer and weaker.
4.9 Heat Treatment of Nonferrous Alloys and Stainless Steels
Aging. There is an optimal time–temperature relationship in the aging process that must be followed in order to
obtain the desired properties (Fig. 4.20). It is apparent that an aged alloy can be used only up to a certain maximum
temperature in service, otherwise it will over-age and lose its strength and hardness. Although weaker, an over-aged
part has better dimensional stability.
Fig. 4.20. The effect of aging time and temperature on the yield
stress of 2014-T4 aluminum alloy; note that, for each
temperature, there is an optimal aging time for maximum
strength.
4.10 Case Hardening
The heat-treatment processes described thus far involve microstructural alterations and property changes in the bulk
of the component by means of through hardening. It is not always desirable to through harden parts, because a hard
part lacks the required toughness for some applications. For example, a small surface crack could propagate rapidly
through a part and cause sudden and total failure.
In many cases, modification of only the surface properties of a part (hence, the term surface or case hardening) is
desirable. This widely used method is particularly useful for improving resistance to surface indentation, fatigue, and
wear.
Typical applications for case hardening are gear teeth, cams, shafts, bearings, fasteners, pins, automotive clutch
plates, tools, and dies.
Several case-hardening processes are available (Table 4.1):
1. Carburizing (gas, liquid, and pack carburizing)
2. Carbonitriding
3. Cyaniding
4. Nitriding
5. Boronizing
6. Flame hardening
7. Induction hardening
4.10 Case Hardening
• Decarburization is the phenomenon in which alloys lose carbon from their surfaces as a result of heat treatment or of hot
working in a medium, usually oxygen, that reacts with the carbon. Decarburization is undesirable because it affects the
hardenability of the surfaces of a part, by lowering its carbon content; it also adversely affects the hardness, strength, and
fatigue life of steels, significantly lowering their endurance limit.
Boriding/ Boronizing Heat Treatment for Extreme Wear
Boriding, or Boronizing, is a thermo-chemical surface hardening process used to improve the life and performance
of metal components. The process is used to strengthen resistance to corrosion and abrasive wear, decrease
coefficient of friction, and, of course, greatly increase surface hardness.
The Boriding process involves the use of specially formulated boron-yielding material heated to temperatures
between 700 and 1000°C. Boron atoms diffuse into the substrate, forming very hard borides within the surface of the
material.
During the boriding process, complex intermetallic compounds are created between the elements iron, boron,
chromium, nickel, vanadium, etc. The resulting borides form a hard peripheral surface layer consisting of Fe 2B and
other compounds. Because of its crystalline structure, the boride layer is anchored exceptionally well to the base
material.
The boriding procedure is especially suitable for unalloyed and low alloyed steels. With increasing content of
alloying elements, the diffusion rate and thus the thickness of the achievable boride layer decreases. At the same
time, alloying elements such as nickel and chromium contribute to an increase in the hardness and wear
resistance.
Boriding / Boronizing Heat Treatment for Extreme Wear
• Types of material for boronizing. Materials that generally can be borided include low and medium carbon
steels, tool steels, stainless steels, Ni-base alloys, and tungsten carbide alloys. A restriction is constituted by
materials containing silicon and aluminum. Steels with correspondingly high levels of the elements mentioned
can affect the boriding result.
• Low friction properties. The increased resistance to abrasive wear is accompanied by an improved resistance to
cavitation. The reduced friction coefficient of boronized surfaces improves the lubricating properties and reduces
wear. In the event of a lubricating film break, the boride layer provides excellent emergency running properties,
even at high temperatures up to 1000 °C.
• Diffusion in boriding. The boron diffusion process consists of two separate reactions. The first reaction is a slow
process between the boron and the material that produces a very hard, thin boride layer at the surface.