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Clin Transl Oncol (2011) 13:88-97

DOI 10.1007/s12094-011-0624-y

E D U C AT I O N A L S E R I E S Purple Series

MULTIDISCIPLINARY APPROACH TO CANCER TREATMENT

Unknown primary cancer of the head and neck: a multidisciplinary


approach
Laura Cerezo · Eduardo Raboso · Ana Isabel Ballesteros

Received: 15 November 2010 / Accepted: 20 December 2010

Abstract The management of patients with cervical lymph that range from ipsilateral neck irradiation to prophylactic
node metastases from an unknown primary cancer (CUP) irradiation of all potential mucosal sites and both sides of
remains a matter of controversy. Although new advanced the neck. Finally, the administration of concurrent chemo-
diagnostic tools, such as positron emission tomography, therapy is currently being advised for patients with adverse
have recently been introduced in oncology, the frequency prognostic factors.
of this tumour entity in clinical practice means it is still
relevant. Recently introduced molecular profiling platforms Keywords Unknown primary cancer ·
may provide biological classification for the primary tis- Head and neck cancer · Cervical lymph node metastases ·
sue of origin as well as insights into the pathophysiology Molecular biology · Neck dissection · Radiotherapy ·
of this clinical entity, including the characterisation of the Chemotherapy
Epstein-Barr virus and human papilloma virus genomas
in the metastatic cervical nodes. Due to the lack of ran-
domised trials, a standard therapy has not been identified
yet. Although neck dissection followed by post-operative
radiotherapy is the most generally accepted approach,
Background
there are other curative options that can be used in some
patients: neck dissection alone, nodal excision followed
Unknown primary cancer (CUP) of the head and neck pres-
by post-operative radiotherapy or radiotherapy alone. A
ents as cervical lymph node metastases without an obvious
major controversy remains in the target radiation volumes
mucosal lesion. Its estimated incidence ranges from 3% to
9% of all head and neck cancers, with squamous histology
constituting 75% of these tumours [1]. In recent years a de-
L. Cerezo (쾷) crease in the incidence of cervical CUP has been observed,
Servicio de Oncología Radioterápica due to a more accurate diagnosis of the primary tumour by
Hospital Universitario de la Princesa means of a thorough fibreoptic endoscopy of the pharynx
C/ Diego de León, 62 and larynx, and also to examination under anaesthesia in
ES-28011 Madrid, Spain
most patients [2]. Cervical CUP preferentially affects male
e-mail: lcerezo.hlpr@salud.madrid.org
patients of 55–60 years with a history of alcohol and to-
E. Raboso bacco abuse, though a proportion of cases may be related
Servicio de Otorrinolaringología to chronic infection of the oropharynx by human papilloma
Hospital Universitario de la Princesa virus [3, 4].
Madrid, Spain In case of squamous cell carcinoma (SCC), routine
work-up of CUP patients includes physical examination,
A.I. Ballesteros
Servicio de Oncología Médica CT or MRI of the head and neck area, CT of the chest, and
Hospital Universitario de la Princesa panendoscopy under general anaesthesia of the whole up-
Madrid, Spain per aerodigestive tract, with or without random biopsies
Clin Transl Oncol (2011) 13:88-97 89

[5]. Recent developments in imaging (PET) and pathology There are several explanations for a cervical metastasis
(immunohistochemistry, hybridisation) have increased our in the absence of a primary tumour. One is the difficulty
diagnostic spectrum considerably, but the impact of these in the diagnosis of an occult primary tumour. Small le-
procedures on decision-making has not been well docu- sions in redundant areas, such as the tonsillar fossa or the
mented. base of tongue, can be easily missed, both on physical and
The management of patients with CUP is a major chal- radiographic exams, due to the anatomical complexity of
lenge in oncology. Recommendations include surgery the region and to intrinsic limitations of the diagnostic
alone [6], limited field radiotherapy [7, 8] and extensive techniques.
prophylactic irradiation of all potential mucosal sites as The second possibility is to consider CUP as a distinct
well as both sides of the neck with or without concomitant clinical entity characterised by regression/dormancy of the
chemotherapy [9–11]. However, morbidity of these com- primary and early high-volume lymphatic spread. A small
bined treatments might be high, decreasing the quality of lesion hidden in the crypts of the lymphoid tissue of the
life of these relatively young patients. No randomised or pharynx can acquire an early metastatic phenotype and
prospective studies are available to support either of these spread to the regional lymph nodes while remaining dor-
approaches specifically, and such a study would also be mant at the primary site [12].
difficult to undertake since the disease is so rare. Furthermore, immunosurveillance can play a role in the
The aim of the present study is to revise the adequate natural history of this disease. Malignant cells, which have
diagnostic work-up of this entity, including molecular biol- reached the draining lymph node, can activate T lympho-
ogy, and to better define the multidisciplinary approach of cytes that would be able to inhibit, in a feedback manner,
patients with cervical node metastases from CUP, includ- the growth of the small foci of malignant cells at the prima-
ing the extent of the neck surgery, volumes and doses of ry site, while the growth of the phenotypically transformed
irradiation, and the addition and type of systemic therapy. malignant cells in the lymph node continues [13].
The questions still not answered about cervical CUP, On the other hand, they may represent a separate group
which we will try to answer in this review, are the following: of cancers harbouring genetic and phenotypic characteristics
– Is there a biological explanation for the existence of that underline their unique clinical presentation [12, 14].
cervical metastases without evidence of a primary tumour? Advances in the understanding of the basic biology of
– What are the most common histopathological types CUP syndrome may have a direct impact on clinical care.
of cervical CUP? If we regard CUPs as common metastases of an unrecogn-
– Can the location of the lymph node indicate the site ised primary, then diagnostic evaluation should concentrate
of origin of the primary tumour? on the identification of the primary origin of the tumour. If,
– Would it be possible to determine the site of the pri- finally, a primary is not found, treatment will encompass
mary tumour using molecular diagnostic panels? all the potential primary sites. On the contrary, if we ac-
– What is the recommended study work-up? cept the concept of a specific natural history and biology
– What is the general therapeutic management? of unknown primary tumours, research should focus on the
– Which surgical procedure should be performed on characterisation of the metastatic genotype and phenotype,
the neck? and treatment should be directed to the neck.
– Is limited radiotherapy equal to extended irradiation?
– What mucosal sites should be included in the radio-
therapy volume? What are the most common histopathological types
– What are the required doses of irradiation? of cervical CUP?
– Is IMRT beneficial for cervical CUP patients?
– What is the role of chemotherapy and targeted ther- SCC is the most common histology, representing 75% of
apy? cases, followed by undifferentiated carcinoma and adeno-
– Are there any predictive or prognostic factors in these carcinoma. Within the squamous cell histology, the poorly
patients? and moderately differentiated carcinomas are predominant.
– What are the recommended procedures and timing Lymphoepithelioma is a form of undifferentiated, non-
for the follow-up of these patients? keratinising carcinoma, with a rich infiltrate of reactive T
– What is the primary tumour emergence rate after lymphocytes, that often originates in the nasopharynx, but
treatment? sometimes can be found in the oropharynx. Other histologi-
– Are there any topics for future research? cal types, such as melanoma or sarcoma, are very rare [15].
In the head and neck mucosa, keratinising stratified epi-
thelia include the gingival and hard palate tissue of the oral
cavity and tongue, while non-keratinising stratified epithe-
Answers to the questions proposed lia include the buccal and soft palate tissue of the oral cav-
ity, hypopharynx, oesophagus and true vocal cords [5].
Is there a biological explanation for the existence of cervi- Patients with adenocarcinoma in the metastatic lymph
cal metastasis without a primary tumour? nodes almost always have a primary lesion below the clav-
90 Clin Transl Oncol (2011) 13:88-97

icles, although if the nodes are located in the upper neck, its identification in a metastatic cervical node could lead to
salivary gland, thyroid or parathyroid primary tumours the identification of an unsuspected primary site within the
must be excluded [5]. nasopharynx. In situ hybridisation for EBV-encoded RNA
or polymerase chain reaction for EBV genomic DNA can
be performed on tissue obtained by fine-needle aspiration
Can the location of the lymph node indicate the site (FNA) biopsy and should be considered, particularly in
of origin of the primary tumour? young patients with poorly differentiated squamous histol-
ogy in a cervical lymph node [21].
Patients with tumour involving the upper or mid-level cer- High-risk HPV has been advocated recently as an
vical nodes are likely to have a primary cancer of the head important aetiologic factor for a subset of head and neck
and neck. In contrast, a lung primary should be suspected SCC. These are believed to have a special predilection for
in those with the bulk of the disease in the lower cervical the oropharyngeal tonsils and are characterised by non-
lymph nodes. keratinising basaloid morphology and a strong reactivity to
The metastatic spread of head and neck tumours into p16 immunostain [22]. Identifying HPV DNA or RNA in
cervical lymph nodes is rather consistent and follows pre- the lymph nodes may thus provide a means for localising
dictable pathways, at least in the neck that has not been vi- the primary tumour site in the oropharynx [23].
olated by previous surgery or radiotherapy [16]. According- Recent studies suggest that it would be possible to de-
ly, a primary site can sometimes be suspected if a specific termine the site of primary tumours using an immunohis-
node location is affected. For instance, an isolated posterior tochemical diagnostic panel in metastatic cervical lymph
cervical node, in level IIb or V, indicates a possible primary nodes. Park et al. [24] evaluated the expression profiles of
in the nasopharynx, especially if the histology shows lym- cytokeratins 5/6, 8/18, 10, 13, 14, 19, p16 and pRb in 101
phoepithelioma or poorly differentiated carcinoma, or if patients with SCC of head and neck cancer. They found
Epstein-Barr virus (EBV) genome is found in the lymph that cytokeratin 10 was more frequently expressed in oral
node. Levels Ia and Ib are indicative of a possible tumour cavity primary tumours, whereas cytokeratin 19 staining
in the oral cavity, especially if keratinising SCC carcinoma was more frequently observed in tumours originated from
is demonstrated in the node biopsy. Also, the parotid and the pharynx and larynx. The expression of p16 and altered
retroauricular lymph nodes indicate a parotid gland tumour pRb status were more frequently observed in oropharyn-
or a skin tumour as the most probable occult site of origin. geal tumours.
But these patients represent a small subset in most studies, Microsatellite analysis may represent a clinically useful
compared to the most frequent invasion of level IIa, which tool for determining the site of origin of unknown primary
is the main lymph node station of nearly all head and neck SCC. Califano et al. [25] performed microsatellite analy-
mucosal sites, including Waldeyer’s ring, where most of sis on nodal metastatic tumours and histologically benign
the occult primaries are eventually found [16–18]. surveillance biopsy specimens obtained from 18 patients
Most patients present with unilateral disease, although with unknown primary SCC treated with neck dissection
bilateral lymph nodes can be found in 10% of cases [8, 9, and radiation therapy. Three patients harbouring genetic
19]. For SCC, jugulodigastric, level II nodes are the most alterations in the oropharynx subsequently developed a
commonly affected cervical lymph nodes (71%), followed carcinoma in the same mucosal region. The authors con-
by mid-jugular, level III (22%), level IV and level I [20]. cluded that histopathologically benign mucosa of the upper
aerodigestive tract may harbour foci of clonal, preneo-
plastic cells that are genetically related to metastatic SCC
Would it be possible to determine the site of primary in cervical lymph nodes and that such mucosal sites are
using molecular diagnostic panels? the sites of origin of unknown primary SCC. The genetic
alterations represent an early clonal population of cells on
CUP represents the main entity in which molecular analy- the progression pathway to clinically detectable cancer and
sis, including immunohistochemistry, is of primordial a corresponding cervical metastasis. The metastatic lymph
interest for the characterisation of the disease and for nodes contain additional genetic alterations related to the
choice of treatment. However, its molecular biology has progression of cancer.
not been extensively investigated and any insights into its These molecular findings used in conjunction with
pathophysiology come from extrapolated data from known histology, clinical history and radiological findings can be
primaries of the head and neck cancer. In general, the CUP useful for distinguishing the primary site of cervical lymph
syndrome constitutes a heterogeneous group of tumours node metastases of CUP of the head and neck.
with aggressive behaviour. Its unusual natural history with
early regional spread suggests that this tumour progresses
through exclusive molecular and biochemical pathways What is the recommended study work-up?
[12, 14].
Among head and neck cancers, the EBV genome has When a patient presents with a mass in the neck, the first
been found only in nasopharyngeal carcinoma. As a result, diagnostic procedure consists of complete head and neck
Clin Transl Oncol (2011) 13:88-97 91

exam with attention to skin, mirror and endoscopic ex- Positron emission tomography (PET), using fluorodeox-
ploration as indicated, to visualise the nose, nasopharynx, yglucose (FDG), may permit the identification of metaboli-
oropharynx, hypopharynx and larynx, including biopsy of cally active, small or superficial lesions that are not seen
any suspicious areas. Most patients are diagnosed after an on CT or MRI. PET scanning provides useful information
efficient examination by an otolaryngologist in the clinic frequently enough to be considered part of a standard eval-
[26]. uation. The utility of PET in evaluating the primary tumour
A FNA of the metastatic node should be performed was assessed in a meta-analysis based upon 16 studies that
to establish an initial histological diagnosis. The FNA included 302 patients with cervical lymph node metastasis
has a diagnostic accuracy of 95% [27]. Repeat FNA, core from an unknown primary [32]. PET detected the primary
or open biopsy may be necessary for uncertain or non- tumour in 25% of patients in whom panendoscopy and CT
diagnostic histologies. An open biopsy is controversial due failed to identify a primary tumour. Kwee et al. [33] have
to the high incidence of local recurrence. However, it is in- recently published a meta-analysis with 11 studies and 433
dicated if there is a high suspicion of lymphoma, sarcoma, CUP patients with PET/CT. The global rate of tumour de-
melanoma or adenocarcinoma. Patients should be prepared tection was 37%, with sensitivity and specificity of 84%. In
for neck dissection at the time of open biopsy. four of the studies, which included only patients with CUP
In the mean time, a computed tomography (CT) scan or of the head and neck, the rate of detection of the primary
a magnetic resonance imaging (MRI) of the neck should be tumour ranged from 27 to 57%. Accordingly, most recent
performed to define the extent of disease and to occasion- clinical guidelines include PET-CT in the diagnostic work-
ally detect the primary tumour. A full blood count, basic up of CUP patients.
biochemistry battery and a chest X-ray would complete
the basic work-up for all patients. If the node is situated in
level IV or lower V, a chest/abdominal/pelvic CT should What is the general therapeutic management?
be obtained. Serum thyroglobulin, CA15.3 and CA125 are
useful in certain UPC subsets such as suspected thyroid The optimal therapeutic management of patients with cer-
cancer [28]. vical CUP remains controversial as a result of the absence
Those patients whose primaries remain undetected of randomised studies comparing treatment options. As a
in spite of a thorough clinical and radiological diagnos- general rule, these patients should be treated with aggres-
tic procedure should undergo direct laryngoscopy and sive multimodal therapy similar to patients with locally
examination under anaesthesia with directed biopsies of advanced head and neck cancer. The type of treatment can
the nasopharynx, base of tongue, supraglottic larynx and be individualised depending on the patient’s age, site, his-
pyriform sinuses, as well as a bilateral tonsillectomy, all tology and extent of metastatic lymph node involvement of
of which are anatomical sites with a recognised ability to the tumour (Fig. 1).
generate submucosal microscopic primaries with meta- The most frequently recommended approach by the
static lymph nodes. This invasive procedure should only be majority of authors consists of surgical removal of the neck
performed when thorough clinical and radiological studies disease followed by comprehensive post-operative radio-
have yielded no results. Any further surgery, for instance therapy [2, 5, 34–36].
neck dissection, should be delayed until the results of the Surgery alone is not recommended except in patients
blind biopsies and the tonsillectomy are available. If the with pN1 or N2a neck disease in level I, with no extra-
node is located on level IV or lower V, an oesophagoscopy capsular extension. In these patients radiotherapy can be
should be included [27]. Bronchoscopy is not routinely reserved for salvage [6].
performed if the chest CT is negative and the patient lacks Radiation alone has been used extensively, with ac-
pulmonary symptoms. ceptable results [2, 11, 19]. One potential advantage of ra-
Ipsilateral or bilateral tonsillectomy is recommended diation compared to surgery in this setting is that potential
as part of the diagnostic work-up in patients with unknown primary sites in the head and neck can be included in the
primary site who have adequate lymphoid tissue in their radiation field. A neck dissection following radiation will
tonsillar fossae, particularly in those with a single node be necessary for nodal residual disease [37]. A nodal exci-
involving the subdigastric (level II), mid-jugular (level III) sion can be sufficient when radical, comprehensive irradia-
or submandibular (level Ib) areas, or in patients presenting tion to the neck and mucosal sites is planned [5, 9].
with bilateral subdigastric adenopathy [29, 30]. In a study Concurrent chemoradiotherapy seems to be beneficial
of 87 patients who underwent tonsillectomy as a part of in N2 disease with multiple nodes, patients with N3 dis-
the work-up for cervical node metastases presenting as an ease or in operated patients with evidence of extranodal
unknown primary cancer, 26% had a tonsillar primary [31]. extension in the soft tissues of the neck [38].
Contralateral tonsil has been identified as the location of Patients with SCC involving lower cervical or su-
the primary tumour in 10% of cases [30]. This technique praclavicular lymph nodes can also benefi t from radical
must always be offered if p16 in biopsied tissue is positive, treatment if a lung primary has not been identified. A neck
due to the proven relationship between VPH infection and dissection, or nodal excision, followed by localised post-
oropharyngeal tumours. operative radiation is indicated in this situation.
92 Clin Transl Oncol (2011) 13:88-97

Fig. 1 Management algorithm in cervical unknown primary cancer


CRT: chemoradiation

Which surgical procedure should be performed node in the neck should be a selective neck dissection of
on the neck? the lymphatic levels affected. The extent of the dissection
will be determined by the radiological and clinical find-
Dealing with a metastatic lymph node in the neck from ings. It must involve the entire lymphatic chain where the
CUP requires complying with two requirements: the surgi- metastatic lymph nodes are situated, avoiding an oversized
cal procedure must be oncologically sound and the damage surgical procedure. A radical neck dissection should only
inflicted to the anatomical structures of the neck should be considered in cases with radiological signs or intraoper-
be kept to a minimum. Open biopsies of a positive lymph ative findings of extracapsular disease involving the jugular
node or isolated adenectomy must be discouraged unless vein or the sternocleidomastoid muscle.
there is strong cytological evidence of a lymphoma. But if Neck dissection in a patient with an unknown primary
the cytology is compatible with SCC, opening the capsule should be understood as the final step in the diagnostic ef-
of an infiltrated lymph node or breaking the lymphatic fort aiming to locate the primary site of the tumour, as well
drainage net can increase the risk of tumour dissemina- as the first therapeutic procedure. Therefore, neck dissection
tion. From this point of view, the minimum procedure in a patient with an unknown primary must be performed
considered for the surgical treatment of a metastatic lymph only after all other diagnostic resources have been exhaust-
Clin Transl Oncol (2011) 13:88-97 93

ed. The cervical specimen will render enough tumoral tis- In view of these retrospective comparisons, the ques-
sue to perform full immunohistochemical studies that might tion of whether mucosal sites should be irradiated remains
eventually yield decisive data about the site of origin. open. In case of a young patient with good general health,
Patients with pN1 or pN2a disease without extracapsu- comprehensive irradiation should be considered, using a
lar extension could be treated with surgery alone. Locore- precise technique and adjusting the volumes as much as
gional control rates range from 80% to 90% and 5-year possible to the location of the node. In contrast, exclusive
overall survival rate is about 66% [2, 6, 36]. ipsilateral irradiation can be recommended for unfit older
patients.
In case of an isolated lower cervical node, local irra-
Is limited radiotherapy equal to extended irradiation? diation after excisional biopsy or neck dissection is better
suited than extended irradiation, since the chances of an
The two radiotherapy strategies adopted for the treatment occult primary tumour in the head and neck area are lower.
of this patient population are comprehensive irradiation of These patients occasionally have long-term disease-free
bilateral neck nodes plus the pharyngeal axis or irradiation survival (DFS).
of the ipsilateral cervical nodes. The rationale for giving The benefit of extended mucosal irradiation must out-
mucosal irradiation is to treat the undetectable primary. In weigh its morbidity. Radiation-induced toxicity might be
contrast, the rationale for treating only the affected side of more severe and more debilitating after volume-extended
the neck is assuming that the primary tumour has disap- radiotherapy when larger volumes receive higher doses.
peared or that it is not malignant enough to progress in the
following years.
In the absence of comparative trial results, the potential What mucosal sites should be included in the radiotherapy
gain with comprehensive radiotherapy in controlling the volume?
putative primary carcinoma should be weighed against its
effect on quality of life resulting from increased acute and If comprehensive radiation therapy to putative mucosal sites
persistent morbidity, such as dysphagia and xerostomia. is decided, it is possible to tailor the radiotherapy volumes
Many authors have observed that mucosal irradiation re- according to the location of the metastatic lymph node.
duced both the emergence of the primary tumour and region- When the initial disease is located in level II or upper V,
al recurrence, without impact on overall survival [6, 9, 19]. most occult primaries would be hidden within the lymphat-
Weir et al. [8] compared the outcomes in 85 patients treated ic tissue of Waldeyer’s ring. Accordingly, the usual volume
with involved field radiation alone to 59 patients treated with will encompass the nasopharynx, tonsillar fossae, base of
radiation to both the nodes and to potential primary sites tongue and both sides of the neck. The hypopharynx and
in the head and neck. There was no difference in five-year larynx can be avoided, because they are rarely the site of
survival between the two treatment groups, although some the primary cancer and because irradiation of these sites
more primaries (six vs. one) subsequently became evident in significantly increases the morbidity of treatment [35].
the group treated with nodal irradiation only. It is not necessary to irradiate the oral cavity unless the
In the series by Grau et al. [2], 26 patients received patient has submandibular adenopathy (level I). In that case
irradiation to the ipsilateral neck only and 277 patients re- the oral cavity should be included in the irradiated volume,
ceived elective irradiation to the bilateral neck and mucosal but not the nasopharynx [5].
sites. In multivariate analyses, there was no significant dif- Level III (mid-jugular) metastatic nodes are more com-
ference in the rates of mucosal primary emergence, nodal mon in tumours arising in the larynx and hypopharynx.
failure, disease-specific survival or overall survival between The exclusive affectation of this level, without invasion of
the two groups. However, combining all relapses above the level II, is rare for other locations such as the oropharynx
clavicle, patients treated with unilateral neck irradiation or nasopharynx. Sometimes carcinomas of the tip of the
had a relative increased risk of 1.9 (p=0.05) compared with tongue can produce skip metastases to the mid- or low
those receiving more comprehensive irradiation. jugular levels.
Ligey et al. [11] also reported similar overall survival When the bulk of the disease is in the supraclavicular
rates at 5 years after unilateral or bilateral post-operative fossa, there is agreement that irradiation should be restrict-
radiotherapy (22% and 23%, respectively) in a group of 95 ed to that side of the neck, since the primary is not assumed
patients (59 unilateral/36 bilateral). The nodal relapse was to be located in the head and neck region, but in the thorax
34% after unilateral neck irradiation and 25% after bilat- or pelvis instead [3].
eral radiotherapy, without significant difference (p=0.21).
The occult primary occurred in 12% after unilateral and
6% after bilateral irradiation. What are the required doses of irradiation?
In our experience, the regional recurrence rate was sim-
ilar using ipsilateral or bilateral plus mucosal irradiation in The dose usually given is 65–70 Gy, with standard fraction-
31 patients treated over a period of 13 years, as well as the ation of 1.8–2 Gy per fraction to the enlarged non-resected
appearance of the primary tumour [39]. lymph nodes, and 50–56 Gy for the uninvolved neck and
94 Clin Transl Oncol (2011) 13:88-97

potential mucosal sites. In case of particularly suspicious Concomitant chemotherapy and radiotherapy in locally
mucosal sites, a dose of 60–66 Gy is recommended [5, 11]. advanced head and neck cancer improves local control and
If a neck dissection has been performed, the minimum overall survival, both in the radical and in the adjuvant
dose for post-operative radiotherapy to the surgical nodal setting [40]. However there are no randomised studies for
bed would be 54–60 Gy, at 2 Gy per fraction, whereas patients with cervical CUPs and the rationale of treatment
64–66 Gy is recommended when extracapsular extension is is based on the results of primary known cancer of the head
demonstrated. and neck and small series of patients with SCC of unknown
When intensity-modulated radiotherapy (IMRT) is primary [34, 41, 42]. In the recent report by Shehadeh et al.
used, the fractionation can vary between the different areas, [42], 37 patients were managed with neck dissection fol-
thus elective dose to non-involved (contralateral) lymph lowed by concurrent high-dose cisplatin and irradiation of
nodes can be 56 Gy, at 1.75 Gy per fraction, while dose to bilateral neck/mucosal sites. At a median follow-up of 42
the enlarged non-resected lymph nodes would be 69 Gy at months, 89% of the patients were alive. Only two regional
2.16 Gy per fraction, and dose to the putative mucosal sites and four distant relapses were observed. Based on this da-
66 Gy at 2.06 Gy per fraction [35]. ta, a reasonable approach would be to administer systemic
therapy in N2b or N3 patients [43].
The choice of chemotherapy should be individualised
Is IMRT beneficial for cervical CUP patients? based on patient characteristics, such as histology and per-
formance status, and also on the goals of therapy. Cisplatin
Given the superiority of IMRT in target coverage and spar- and its derivates are the most commonly used drugs, based
ing of organs at risk, it can be beneficial for cervical CUP on its interaction with radiation. The standard scheme of
patients, especially if bilateral neck and elective mucosal ir- concomitant cisplatin 100 mg/m2 every three weeks on
radiation is prescribed. IMRT can deliver multiple doses si- days 1, 22 and 43 of concomitant chemotherapy is based
multaneously to different targets, e.g., clinical metastases in on Al-Sarraf et al.’s study for stage N2b-N3, non-resectable
cervical lymph nodes and elective neck nodes, while at the disease [44].
same time minimising the irradiation of salivary glands and, When the suspected primary tumour is an oral, oropha-
therefore, decreasing the late xerostomia, which is the main ryngeal or laryngeal carcinoma, the preferred treatment is
complication of patients treated with extended radiotherapy. cisplatin or cetuximab. The combination of cisplatin or car-
Madani et al. [35] have recently reported on 23 patients boplatin with paclitaxel or infusional 5-FU can be useful
with cervical CUP treated with IMRT, and compared them in selected patients with good performance status. In the
retrospectively with 18 patients treated with conventional ra- post-operative setting, cisplatin concomitant with radiation
diotherapy. The incidence of acute grade 3 dysphagia was sig- is usually given for high-risk patients [38]. If a nasopharyn-
nificantly lower in the IMRT group (4.5% vs. 50%, p=0.03), geal tumour is suspected, the first option is chemoradiation
as well as the late grade 3 xerostomia (11.8% vs. 53.4%, followed by adjuvant cisplatin/5-FU [45].
p=0.03), while the efficacy in terms of overall survival and There is no evidence about neoadjuvant treatment in pa-
distant disease-free probability was the same in both groups. tients with CUP, however the European Society of Medical
Furthermore, the precision of the radiation technique Oncology suggests platinum-based chemotherapy before
can positively influence the outcome of CUP patients radiotherapy in some patients with N3 disease [43]. Doc-
treated with radiation therapy. Ligey et al. [11] report bet- etaxel-cisplatin-5-FU is the preferred scheme for induction
ter locoregional control using 3D-CRT or IMRT techniques therapy [46, 47]. Following induction, agents to be used
compared to 2D radiation in 95 patients treated between with concurrent chemoradiation typically include weekly
1990 and 2007 (40% vs. 78%, p=0.026). Nevertheless, platinums, taxanes or cetuximab.
there may be a selection bias in these retrospective re- In recurrent or metastasic cancer, a combined scheme
views: most patients who received 2D radiotherapy were with taxanes or cetuximab in addition to cisplatinum is
treated 20 or more years ago when diagnostic procedures preferred [15]. There are only two completed studies using
were less sophisticated and distant metastases could have bevacizumab and erlotinib as second-line treatment in CUP
been undetected. patients, with slightly superior results to those obtained
with the standard treatment [48].

What is the role of chemotherapy and targeted therapy?


Are there any predictive or prognostic factors in these
Patients with SCC of unknown primary site that involves patients?
the upper or mid-cervical nodes should be treated accord-
ing to the guidelines for locally advanced SCC of the head The prognosis of cervical CUP is more favourable than
and neck. The incidence of distant metastases is high in the prognosis of other subsets of CUP, such as inguinal
CUP syndrome, ranging from 10% to 33% [2, 34]. This or axillary lymph nodes. The 5-year survival ranges from
highlights the potential for inclusion of chemotherapy in 25 to 75%, depending on the various reported series, and
the treatment strategy. the median overall survival is around 24 months [3, 9, 11,
Clin Transl Oncol (2011) 13:88-97 95

34]. Survival might be influenced by different patient and neck primary site within five years and an equal number
tumour factors, as well as treatment factors. will develop distant metastatic disease. But retrospective
Among patient-related variables, good performance sta- studies have shown that neck relapse is more common than
tus, female gender, young age and absence of weight loss emergence of mucosal primary tumours, ranging from 30%
were favourable prognostic factors [2, 49]. to 40%. According to Issing et al. [3], 52.3% of locore-
The most important prognostic factors are nodal stage gional tumour recurrences and 50% of the primary tumours
and extracapsular spread. Three-year DFS rates following are diagnosed within 24 months of follow-up.
surgery and/or radiation therapy for unknown squamous The primary objective of the clinical follow-up in CUP
primaries range from 40% to 50% for patients with N1 dis- patients is to improve survival. This can be achieved by
ease to 38% and 26% for patients with N2 and N3 disease, detecting and treating the appearance of the primary tu-
respectively [3, 9, 49]. In a large series of 352 consecutive mour or a recurrence in the neck. A secondary objective
CUP patients treated with radical intent, Grau et al. [2] is to palliate possible late complications of the treatment.
confirmed nodal stage as the most important factor for neck Accordingly, follow-up care of CUP patients necessitates
control, with 5-year actuarial survival estimates of 69% for interdisciplinary clinical cooperation.
N1, 58% for N2 and 30% for N3 disease. Extracapsular As for other head and neck sites, Guidelines of the Na-
spread was a significant prognostic factor in the retrospec- tional Comprehensive Cancer Network recommend history
tive analysis on 113 patients treated with surgery and post- and physical examination every 1–3 months during the first
operative radiotherapy reported by Beldi et al. [34], with year, every 2–4 months during the second year, every 4–6
5-year overall survival of 57.5% vs. 31.2% for patients months until five years and every 6–12 months thereafter.
with and without extracapsular spread (p<0.05). Post-treatment baseline imaging with CT or MRI of head
Location of the nodes has proven to be of prognostic and neck is recommended within 6 months of treatment
significance in some series. Patients with enlarged lymph and, depending on symptoms, thereafter. Chest imaging is
nodes in the upper neck have a good prognosis when clinically indicated. Endoscopy is an essential part of the
treated aggressively compared with those with enlarged clinical examination in CUP patients, since it can lead to
lymph nodes in the lower neck or in the supraclavicular the discovery of the primary tumour or a second treatable
fossa. The latter patients are more likely to have primary primary. Close follow-up is advised in those patients irradi-
lesions located in the lung or in the oesophagus. Issing et ated only on one side of the neck.
al. [3] reported a 5-year tumour-specific survival rate of In case of appearance of a primary tumour, surgical
30% for patients with metastases in levels II or III, com- resection or re-irradiation to doses 60 Gy, with or with-
pared with 0% for patients with metastases in the supra- out chemotherapy, are therapeutic possibilities associated
clavicular region (p=0.005). This remarkable worsening of with cure in selected patients. Endocavitary brachytherapy
the prognosis seemed to be due to the rapid development or stereotactic radiosurgery for nasopharyngeal primary
of further metastases from carcinomatous supraclavicular tumours in patients previously irradiated can be very effec-
lymph nodes. tive and will produce fewer late sequelae [51]. However,
Jereczek-Fossa et al. [50] reviewed published prognos- the majority of patients will present with locoregional dis-
tic information in patients with SCC of unknown origin and ease that cannot be treated radically or with distant metas-
reported negative resection margin, neck surgery followed tases. In these patients, chemotherapy would be the main
by radiotherapy, bilateral irradiation of the neck and head palliative treatment.
and neck mucosa, and avoidance of delays in radiotherapy The main complication of radiation therapy for patients
as the most important treatment-related variables predicting treated for a CUP is xerostomia, which can be significantly
for superior patient outcome. In two recent papers by Beldi avoided using IMRT [35]. The complications of treatment
et al. [34] and Huang et al. [49], the prognostic importance of the neck depend on whether a neck dissection is added,
of bilateral irradiation of neck and mucosa, early nodal and consist mainly in cervical fibrosis and shoulder pain.
stage, absence of extracapsular extension and curative Rehabilitation of these patients is of extreme importance in
treatment (surgery and/or irradiation) was confirmed. order to reintegrate them into daily life.
Finally, several authors have observed a significant
worsening of the prognosis after subsequent detection of
the primary lesions [3, 49]. This fact has been particularly What is the primary tumour emergence rate after
described for patients in whom a large primary tumour is treatment?
discovered.
Between 10 and 15% of affected patients will develop
an evident mucosal head or neck primary site within five
What are the recommended procedures and timing years of the initial treatment. The oropharynx, particularly
for the follow-up of these patients? the base of tongue, has been reported as the most common
location of mucosal site failure in the large series [2, 9, 19].
Despite definitive treatment, between 10 and 15% of af- Other sites of appearance of primary tumours include the
fected patients will develop an evident mucosal head and nasopharynx, tonsil and pyriform sinus. Several authors
96 Clin Transl Oncol (2011) 13:88-97

consider primary tumours arising later than 5 years after pression in metastatic lymph nodes from an unknown pri-
first diagnosis as second primaries. mary may be studied by the same methods and compared
Radiotherapy is very effective in reducing the rate of with the typical genetic profiles of known cancers [54].
appearance of a potential primary site. Iganej et al. [52] The question of whether CUPs are really different from
compared 41 patients treated with exclusive neck surgery tumours of known primaries is another topic of interest.
with 65 patients treated with surgery and/or radiotherapy. Further research on the biology of CUP should concern
Only two patients (3%) who had received radiotherapy the determination of whether this group of tumours share
as part of their initial treatment developed a primary site unique genetic, chromosome and/or phenotypic anomalies.
inside the irradiated field vs. 13 patients (32%) who had It is postulated that new molecular techniques, such as
not received radiotherapy (p=0.006). Similarly, Grau et al. DNA and gene expression profiling as well as proteomics,
[2] reported a higher frequency of primary emergence in are going to play an important role in this research [14,
patients treated with surgery alone than in patients treated 15].
with radiotherapy (54% vs. 15% actuarial risk at 5 years, Optimal extension of radiotherapy volumes remains
p<0.0001). an open issue. A randomised trial proposed recently by
Colletier et al. from MD Anderson [9] reported on 136 the European Organization for Research on Treatment of
patients treated with neck dissection followed by radiother- Cancer Radiotherapy Group and the Radiation Therapy
apy to pharyngeal mucosal sites and bilateral lymph nodes. Oncology Group testing whether the DFS achievable by ip-
Six percent of patients developed carcinomas in mucosal silateral neck irradiation could be equivalent to that achiev-
sites within radiotherapy portals, and an additional 4% of able by a more extensive irradiation including mucosal and
patients developed carcinomas in head and neck mucosal bilateral neck nodes, was prematurely closed because of
sites outside radiotherapy portals. insufficient accrual. The answer to this question would lead
The incidence of subsequent mucosal primary lesions to important management decisions for the vast majority of
was reported by Erkal et al. [19] for 126 patients treated for patients with cervical CUP.
CUP at the University of Florida and compared with 1112 The use of immunohistochemical markers can predict
patients treated for a known primary cancer (oropharynx, response to treatment as in other head and neck cancers.
hypopharynx and supraglottis). The incidence of a subse- EGFR overexpression has been described in more than
quent mucosal head and neck cancer was similar in both 70% of cases of SCC, suggesting the possibility of treat-
groups (13% and 9%, respectively), suggesting that mu- ment with cetuximab, gefitinib or panitumumab. Over-
cosal irradiation significantly reduced the risk of primary expression of MET and activation of cyclin D1, Ras and
site failure. This author and some others have suggested AKT occur in one third to one quarter of head and neck
that the incidence of primary tumours in patients treated cancers, resulting in increased cellular proliferation, apop-
for CUP was similar to that of metachronous second head tosis inhibition, invasion and metastases. Angiogenesis is
and neck malignancies [19, 36]. This is probably related to particularly active in head and neck cancer and microvessel
the same participating risk factors and the field cancerisa- density and VEGF expression by immunohistochemistry or
tion in these individuals [3, 19]. PCR have been associated with aggressive disease course
and poor outcome [15, 53].
But the main issue to be investigated is the natural his-
Are there any topics for future research? tory of CUP. Insights into the molecular biology of CUP
are needed in order to identify the cellular signalling path-
The discovery of the primary site using molecular plat- ways responsible for primary tumour dormancy and early
forms constitutes an investigational topic of interest. In re- metastatic spread. This will eventually guide the best diag-
cent years, molecular profiling technologies have provided nostic and therapeutic management of these patients.
extensive data on expression of multiple genes in several
human tumours. A typical multigene expression profile can Conflict of interest The authors declare that they have no conflict of
be identified for each solid tumour. Accordingly, gene ex- interest relating to the publication of this manuscript.

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