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Volume 8, Issue One, March 2002

WHAT’S DIFFERENT: This past fall the Anglo-American Cataloguing


2001 AMENDMENTS TO AACR2R Rules Amendments 2001 were published and
were implemented by LC, and records
By Margaret Maurer, Cataloging Manager, cataloged following the new rules are now
Kent State University Libraries and Media available. While most of the changes
Services impacted Chapter 9, the newly christened
“electronic resource” cataloging rules, there
The process by which the Anglo-American were a few other changes.
Cataloguing Rules (AACR2R) are revised seems
mysterious at best to those of us who are not This past fall the Anglo-American Cataloguing
involved. We often lack the context to Rules Amendments 2001 were published and
understand why changes are made. But if we were implemented by LC, and records
are not careful to keep current on AACR2R cataloged following the new rules are now
changes we will not understand why the available. While most of the changes
records we are receiving from the Library of impacted Chapter 9, the newly christened
Congress (LC) are different, and what those “electronic resource” cataloging rules, there
differences mean for us locally. For some were a few other changes. Most of the
changes there may even be retrospective changes are outlined here, but by no means
conversion issues, although for most changes should catalogers depend only on this article
this is not the case. In rare instances we may to fully understand how to catalog following
need to change how our library system the new rules. A list of resources has been
displays or indexes fields based on the included that can be consulted for a more
changes. Clearly it is important for us to be complete understanding.
aware when changes occur in these bedrock
rules. AACR2R Changes

IN THIS ISSUE: Conference publications can now be entered


What’s Different: 2001 Amendments to AACR2R under the heading for the conference if the
By Margaret Beecher Maurer
name of the conference appears anywhere in
Web Resources for 2001 Amendments to AACR2R
Format Fundamentals: Cataloging Non-Musical Recordings
the item being cataloged.
By Jeanne Poole
Book Reivew: Liscensing Digital Content
Coordinator’s Corner
By Jennifer Bull
Looking For Practicum Opportunities
By Rhonda Filipan
AV Cataloging Workshop at KSU
DDC Instant Cutter Software from OCLC
Bookmarks: University of Michigan Dates Site
Roman Numeral Calculator
LC implemented this rule revision on “cartographic material,” though less
November 30th, 2001. The rules determining descriptive is all-encompassing.”
whether or not to use a term of nobility or
honor in a heading have changed slightly But remember that LC does not use this
depending somewhat on the absence or optional GMD in their map cataloging
presence of a surname, among other factors. records, and many libraries follow LC’s lead.
When deciding whether or not to use a term of Penn State, for example, does not add
nobility or honor in a heading follow the rules “cartographic material” to cataloging copy for
as written in Chapter 22. maps. Paige Andrew does add/use the GMD
in his original cataloging, but “only when the
However, the British terms of honor “Sir,” word map, or a similar word telling one what
“Dame,” Lord,” and “Lady” are no longer to form of material it is, does not appear in the
be included in newly established headings but title and/or subtitle.”
should be retained in statements of
responsibility and can be used to resolve
conflicts in headings. LC began to apply this AACR2R Chapter 9 Changes – Electronic
rule revision to headings newly established Resources
after November 30th, 2001. This may cause a
slight increase in a library’s authority control AACR2R Chapter 9 has been reissued,
work and processing, but LC has no plans to although “a number of the rules within the
retrospectively convert already established chapter do not contain any changes.” LC
headings, so the impact will be minimal. began to apply these revised rules to items
Libraries should not retrospectively convert cataloged after Nov. 30, 2001. The greatest
headings that contain these terms. temptation regarding some of the changes to
Chapter 9 is to apply these changes to material
In the past catalogers were instructed that in other formats. Do not do this. The changes
“…the starting point for description is the listed in this section apply only to materials
physical form of the item in hand, not the cataloged under Chapter 9.
original or any previous form in which the
work has been published.” The new Rule 0.24 The biggest change is that the entire
instructs the cataloger to instead “…bring out “Computer files” chapter has been renamed
all aspects of the item being described, “Electronic resources” and that this
including its content, its carrier, its type of terminology change has been made
publication, its bibliographic relationships, throughout AACR2R.
and whether it is published or unpublished.”
The cataloger is then instructed to “follow the The scope note (Rule 9.0A) now provides
more specific rules applying to the item being more detail on the kinds of materials covered
cataloged, whenever they differ from the by this chapter. Electronic resources are
general rules.” The distinction appears on described as consisting of “data (information
the surface to be a subtle one but is, I think, representing numbers, text, graphics, images,
one that will lead to many other rule changes maps, moving images, music, sounds, etc.)
in the future. programs (instructions, etc. that process the
data for use) or combinations of data and
The General Material Designator has been programs.”
changed for materials described using
Chapter 3, Cartographic Materials. Instead of
“map” or “globe” use “cartographic material”.
According to Paige Andrew at Penn State
“this change has been made to clarify and
encompass the role of maps, atlases, globes,
aerial views, satellite images and other similar
cartographic materials as they are increasingly
found in digital form. The new term,
OCLC’s definition for electronic resource comes MP3 files can also be played on a computer
from their Cataloging Electronic Resources containing the proper software. It is also not
document: completely clear what is meant by the phrase
“manipulating a file.”
“An electronic resource is a
manifestation of a work encoded for The chief source for electronic resources has
manipulation by computer. The changed, becoming the entire resource itself,
manifestation resides in a carrier instead of just the title screen. This allows us
accessed either directly or remotely. to take information from any “formally
Some electronic resources may require presented evidence within the entire resource”
the use of a peripheral device attached including home pages and encoded metadata.
to a computer (for example a CD- According to OLAC “the “physical carrier or
ROM player). This definition does not its labels” is now given as one equally valid
include electronic resources that do chief source instead of as a secondary
not require the use of a computer, for alternative.” The label is more carefully
example, music compact discs and defined as something permanently affixed to a
videodiscs.” physical carrier or directly embossed on the
item, provided the publisher or creator affixed
The Online Audiovisual Catalogers (OLAC) it.
define electronic resources as “…material
(data and/or program(s)) encoded for What this means is that there is no longer a
manipulation by a "computerized device". clear order of precedence for the selection of
They go on to say that “this material may the title proper, as the emphasis on the “title
require the use of a peripheral directly screen” is reduced. Catalogers must use their
connected to a computerized device (e.g., CD- own judgment when selecting the title proper,
ROM drive) or a connection to a computer hopefully selecting the title with the fullest,
network (e.g., the Internet)” and thus a most complete information. This may mean
distinction is also made between directly an increase in the number of records
accessed, those in a physical carrier like a CD representing the same things. It will also be
ROM, and remote resources like web sites. tempting to begin cataloging the software
Remotely accessed resources include anything without experiencing it, working only from
that must be accessed via a network labeling on the carrier and container. Kent
connection, and can’t, consequently, be held in State catalogers will continue to experience the
your hand. software to catalog it originally.

According to OLAC’s Cataloging Policy


Committee, examples of directly accessed The General Material Designator (GMD)
resources include, but are not limited to, items “computer files” has been changed to
that are inserted into mainframe computers, “electronic resources:”
computer terminals/workstations, desktop
computers, laptop computers, handheld $h[electronic resource]
computers, tablet computers, personal digital
assistants (PDAs), electronic book (e-book) This is probably the change that our patrons
readers and internet appliances. OLAC does will notice, because it happens in the title
not recommend that we use these rules to field. It is therefore the most potentially
describe resources that contain "computerized confusing. Many libraries are choosing to
elements" like CD music players, DVD video retrospectively convert this term in their
players, DVD-Audio players, laserdisc video catalogs, but not change anything else
players, digital cameras and personal digital retrospectively. The consensus on Autocat
audio (e.g., MP3) players. was that this was a perfectably acceptable
option. OCLC’s Quality Control unit has
In practice, unfortunately, OLAC’s retrospectively converted the GMD “computer
distinctions between “computer-like devices” files” to “electronic resources” in WorldCat.
and “devices containing computerized In February 2002 OhioLINK’s Database
elements” can become blurred. For example, Maintenance and Standards Committee
decided that in the interest of record by AACR2R, as some thought might happen.
consistency changing the GMDs to “electronic Those terms should not be used in AACR2R-
resources” is a good idea and suggested that compliant records. But these changes may all
libraries do this as time is available. become moot because according to LCRI 9.3B1,
LC catalogers will not be putting this field into
Whether or not you choose to retrospectively original cataloging for electronic resources,
convert your GMDs will depend upon a few although they will accept it on copy.
factors. Are your patrons likely to be Catalogers following LC practice therefore
confused by differing GMDs? Does your have the option to omit this field entirely.
library software have global update
capabilities? Do you index this field for Regarding the publication information area,
keyword searches? Does anyone use it to limit the big news is that for the first time in
searches or gather records for statistical AACR2R we are told to consider “all remote
purposes? And finally, how many records do access electronic resources to be published.”
you have that contain the GMD “computer This change codifies what was formerly
files?” implied and generally practiced. We are
further instructed that “if there is no
Note also that the GMD Interactive publication, distribution, etc., date which
Multimedia, which had been temporarily applies to the item as a whole, and the item
accepted within the Anglo-American has multiple copyright dates which apply to
cataloging community without inclusion in various aspects of the production (e.g.
AACR2R is no longer valid and has now been programming, sound production, graphics,
subsumed within the electronic resource GMD documentation), transcribe only the latest
copyright date.” Optionally, transcribe the
There have been a few changes in the edition other dates in a note (Rule 9.7B7) or in a
area. Some clarification has been provided for contents note (Rule 9.7B18).
items consisting of multiple physical carriers
and / or accompanying material. In instances In the physical description area we are now
where these all have differing edition offered the option of using more conventional
statements we are instructed to transcribe only terminology to describe the physical carriers.
the edition statement(s) relating to the whole For example you may now use CD-ROM or
resource in the edition area. For remote access CD instead of “computer optical disc:
electronic resources that are frequently
updated we are to omit the edition statement 300 $a 1 CD-ROM :$b col. ;$c 4 ¾ in.
and provide the information in a note.
No finite list of acceptable terms for “more
The “File Characteristics Area” (256 Field) has conventional terminology” is given so each
been relabeled as the “Type and Extent of institution will have to create their own best
Resource Area.” Your library might consider practices list. LC began using more
modifying the label placed in front of this field conventional terminology in December, will
in your web OPAC, depending on your local accept copy containing the terms prescribed in
practice. At Kent State this field is labeled Rule 9.5B1, and has no plans of retrospectively
“Descript'n” so we will not need to make any converting records. Please note that more
changes. The word “computer” has been conventional terminology is not an option for
replaced by “electronic” in the three terms audio and video items cataloged under
allowed in this field: Chapters 6 and 7 in AACR2R-compliant
records, however tempting this may be.
256 Electronic data
256 Electronic program(s) The Source of Title Proper Note (500 Field) is
256 Electronic data and programs(s) still required as the first note. Since
potentially confusing computer terminology is
The qualification to use this area “only when often used to accurately describe the source of
the information is readily available” has been the title proper, OLAC has created the OLAC
omitted. The expanded list of designations Source of Title Note for Internet Resources page
adopted by ISBD(ER) have not been adopted (the URL is included on the list of resources).
This site has lots of definitions, links and Cataloging Electronic Resources: OCLC-MARC
examples to help you cope with terms such as Coding Guidelines
“splash screen” or “banner.” http://www.oclc.org/oclc/cataloging/type.h
tm
The “Nature and scope and system
requirements” note has been renamed the Conser Cataloging Manual, Module 31, Remote
Access Computer File Serials
“Nature and scope, system requirements, and
mode of access note” (538 Field), and the http://lcweb.loc.gov/acq/conser/module31.
cataloger is instructed to add information html
about any required or recommended
Glossary of Computing Terms, University of
hardware modifications. The “File
Buffalo Computing & Information Technology
characteristics” note has been renamed the http://www.cit.buffalo.edu/glossary
“Type and extent of resource” note (516 Field),
but it is otherwise unchanged. Implementing the Revised AACR2 Chapter 9 for
A completely new note has been mandated for Cataloging Electronic Resources: An Online
remote resources. The “Date Item Described” Training Presentation (3rd item down, to download)
note provides the date on which a remote http://ublib.buffalo.edu/libraries/units/cts/
access resource was viewed for description. olac/new/
According to OLAC, “…in practice this note is
usually combined with the Source of title note Joint Steering Committee for Revision of AACR
and included in parentheses after that http://www.nlc-bnc.ca/jsc/
information.” For example:
LC Cataloging Newsline article on AACR2,
500 $aTitle from Web page (viewed May 29, Amendments 2001
1999) http://www.loc.gov/catdir/lccn/lccn0914.ht
ml#2
Where to Get Help
NetLingo The Internet Dictionary
The web resources listed here will put you in http://www.netlingo.com
contact with the help needed to integrate these
changes into cataloging routines. The OLAC: Online Audiovisual Catalogers, Inc.
amendments themselves are available from http://ublib.buffalo.edu/libraries/units/cts/
ALA. The Library of Congress Rule olac/
Interpretations are for sale by the Library of
OLAC Listserv
Congress. The OLAC discussion list is a great
To subscribe send a message containing “subscribe
place to ask emerging questions, as is Autocat olac-list <your name>” to
or Tslibrarians. listserv@listserv.acsu.buffalo.edu
OR go to
WEB RESOURCES FOR 2001 http://listserv.acsu.buffalo.edu/archives/ola
AMENDMENTS TO AACR2R c-list.html for more information

Autocat Discussion List Archives OLAC Source of Title Note for Internet Resources;
http://listserv.acsu.buffalo.edu/archives/aut http://ublib.buffalo.edu/libraries/units/cts/
ocat.html olac/capc/stnir.html

Bibliographic Control of Web Resources: A Library To purchase Anglo-American Cataloguing Rules:


of Congress Action Plan Amendments 1999 and Amendments 2001 (Set)
http://www.loc.gov/catdir/bibcontrol/actio http://alastore.ala.org/
nplan.html
Tslibrarians Discussion List Archives
Cataloging Distribution Service Cataloging http://www.lsoft.com/SCRIPTS/WL.EXE?SL
Manuals and Training Tools 1=TSLIBRARIANS&H=LISTSERV.KENT.EDU
http://lcweb.loc.gov/cds/train.html
FORMAT FUNDAMENTALS: elect to have non-musical recordings reflect
CATALOGING NON-MUSICAL the classifications or fiction designations used
RECORDINGS in their print collections or they may elect
another system entirely.
By Jeanne Poole, Assistant Manager
Technical Services / Catalog, Toledo-Lucas The descriptive part of both musical and non-
County Public Library musical recordings records will be basically
the same. The 250 field should contain either
Many libraries have fairly extensive recorded Abridged or Unabridged version. This is
music collections but may be considering important since many books on tape/CD are
increasing their collections of books on recorded in both versions and patrons have
tape/CDs, taped lectures or local history decided preferences.
spoken word sound recordings. Others may
be adding those kinds of collections to their The library may wish to add some additional
library for the first time. If so, rest assured 5XX fields. A 500 field identifying the format
that staff that already know a great deal about of the item (e.g., Books on CD, Books on Tape,
cataloging non-musical recordings and can Lecture) may be desirable. The name(s) of the
quickly learn the additional modifications and person(s) reading the book or, in the case of
changes. interviews, the person doing the interview,
should appear in a 511 field; the first indicator
Staff using OCLC as a source of records will should be a 0. (If the recording were a lecture,
use the sound recordings format for the lecturer’s name would appear in the 100
cataloging non-musical recordings. The field.) This is an especially important piece of
record type, recorded in the “Type” fixed field information since many patrons are emphatic
in OCLC MARC, and in position 06 of a about who is reading the book. If the place the
MARC21 Leader, is “i” -- non musical sound recording was made is of importance to
recording. patrons, add that information in a 518 field. A
530 field may be added to indicate that the
The next set of differences are in the “008 material is also available in print.
Field” in MARC21, commonly known as the
fixed fields in OCLC MARC. The “Form of The 6XX fields should duplicate those found
composition” (positions 18 and 19 in in the item’s print form to enable patrons and
MARC21, “Comp” in OCLC) is coded “nn” staff to locate both formats of the material in
for N/A, not a musical recording. The subject searches. If the recording is a
“Format of Music” (position 20 in MARC21, reproduction of a radio program, the pertinent
“Fmus” in OCLC) is coded “n” for N/A, not a subject heading for that should be added (e.g.,
musical recording. The “Literary text for Radio program, Radio plays). Adding the
sound recordings” (positions 30 and 31 in subject Audiobooks makes it possible to
MARC21, “LTxt” in OCLC) contains a literary retrieve these materials via format searches.
code, such as “a” for autobiography, “b” for
biography, “f” for fiction, h for history, “I” for A 700 field should be added for the reader(s)
instruction, or “j” for language instruction. and interviewer(s).

The 007 field will continue to be coded in the And there it is… very few changes and a new
same way as it is for musical recordings. One world opens up to the community served by
should note, however, that the “Configuration the library.
of playback channels” (position 04 in
MARC21, subfield “e” in OCLC MARC) is
generally coded “u” for Unknown, since very
few non-musical recordings indicate whether
the recording is monaural or a form of
stereophonic sound.

The call number field may vary from the


musical recordings collection. Libraries may
BOOK REVIEW: COORDINATOR’S CORNER

Lesley Ellen Harris, Licensing Digital At the beginning of each year I consider laying
Content : a Practical Guide for Librarians. claim to a personal motto. I think of it as a
American Library Association, c2002. 137 p. statement of things to come during that
0-8389-0815-2. $45.00. calendar year. This year my motto is,
"Embrace change."
This quirky-looking little book is a must-read
for librarians responsible for negotiating These two words have great meaning for me
digital licenses. It was written to provide because I am reminded that change is
basic information about digital licensing for inevitable and I must accept it. In fact, my
librarians, and according to the author “to thesaurus tells me that accept is a synonym for
discuss the questions and issues that arise embrace, along with words like: comprehend,
when interpreting, negotiating, and entering subscribe to, adopt, seize, take advantage of,
into digital licenses.” cling to, and contain. This last word puzzles
me, for how can we contain change?
The author’s goal is to provide sound advice
on rights and obligations in license Although change is not a thing that I can hold,
agreements, on negotiating licenses, and on I must learn to grasp it, handle it and seize the
the types of agreements available, without concepts of change that surround me. I must
actually acting as an attorney. This is not a change with the changing work environment,
comprehensive law tome and does not taking advantage of every opportunity to
provide legal advice per se. However, it does learn and expand so that I can perform my job
provide the tools to negotiate a digital license to the best of my ability.
with a vendor, or to license the use of digital
materials over the web. It is intended for Are you taking advantage of the opportunities
libraries of all sizes and types, including around you? Reading TechKNOW is one way
public libraries, and written from the to increase your knowledge. Another way is
perspective of a library. to participate in workshops offered through
OLC Chapter Conferences and attending the
It is very accessible, and includes lots of very OLC Annual Conference. Watch for special
practical checklists. The author walks through program offerings in the fall of 2002, and
the steps to negotiate a license, provides a list “seize the day.”
of steps to create a licensing policy, and offers
tips on negotiations. She also explains typical Sometimes opportunities arrive at our
misconceptions about license agreements and doorstep. Action Council subcommittees have
licensing concerns. There is a nice glossary of been working on several projects. In the near
terms and a section listing questions the future, copies of a new MARC poster will be
author has been asked together with their mailed to Ohio libraries. This is the second
answers. poster in a series and it presents basic
information for creating MARC records for
The author is a copyright expert with an videos and DVDs. The first poster in the
extensive history of writing, consulting and series was devoted to cataloging books.
presenting in the area of digital licensing, and Another item that will be published soon is a
in particular with helping libraries determine bookmark that offers suggested discussion list
their own strategies in licensing digital information.
content.
How do you manage change in your
This book is short and easy to read, and a very workplace? Need someone to talk to?
good place to start when faced with digital Individuals on the Technical Services Division
license negotiations. Action Council are also available to talk with
you at programs, on the telephone or by e-
mail whenever you have questions, need
advice, or just want to validate your thoughts. must be supervised by someone holding the
Contact information is available on the OLC MLS or MLIS degrees. If you have a project
website at http://www.olc.org. Click on that needs to be done and would like a KSU
Divisions, and then click on the link for Library and Information Science student to
Technical Services Action Council. play a role, please contact me at 330.672.0013,
rfilipan@slis.kent.edu.
Embrace change, and consider running for
office as a candidate for a position on the
Technical Services Division. Contact us.
Change can be a very good thing. AV CATALOGING WORKSHOP AT KENT
STATE

Jennifer Bull
KSU School of Library and Information
Supervisor & Head Cataloger Science will offer an AV cataloging workshop
this spring. Cataloging of Non-print Material:
Ashland Public Library Videorecordings, Sound Recordings, and
Computer Files is scheduled for Friday &
Saturday, April 5-6 AND Friday & Saturday,
KSU LIBRARY & INFORMATION April 26-27, 9:00 a.m. – 5:30 p.m. both
SCIENCE STUDENTS ARE LOOKING FOR weekends.
PRACTICUM OPPORTUNITIES
The workshop will provide an overview of the
By Rhonda Filipan, MLS, MA process of describing and providing adequate
Academic Program Coordinator, KSU School access to non-book materials in a library.
of Library and Information Science Participants will become aware of the relevant
Anglo-American Cataloging Rules and MARC
Beginning in fall semester 2002, students format documentation that apply to the
pursuing the MLIS degree at Kent State will cataloging of videorecordings, sound
have the option of completing a practicum -- recordings, and computer software. By the
perhaps in technical services -- as their final, end of the workshop, participants will be able
capstone course before graduation. This is to provide descriptive cataloging and access
good news not only for students but also for points for these various types of non-print
prospective practicum hosts. materials. The workshop will be taught by
Dr. Caynon from the SLIS faculty, is worth 2
A student completing a practicum as a graduate credits and costs $576.00. If you are
capstone course has completed all the core not a KSU student, please phone in your
courses in the program as well as the more registration at 330-672-3100. Current students
advanced electives. In addition to bringing a use Web for Students to register at
solid knowledge base to the practicum, this https://WFS.KENT.EDU/ahomepg.htm.
person will most likely have already
formulated career goals and possibly the DDC INSTANT CUTTER SOFTWARE
desire to specialize in technical services. The FROM OCLC
key to a successful practicum experience is
finding something that the library needs Libraries that use cutter numbers know how
doing, that matches the educational goals of much staff time it can take to check or assign
the student. Practicum experiences work well them. Either catalogers or para-professionals
for participants in the 12-12-12 MLIS Distance are assigning them as part of the cataloging
Degree Program as they can arrange for their process or someone is sitting beside that truck
practicum experience at their local library. of books with the library’s cutter table,
validating them one book at a time. Well
Practicum students receive 3 credits and must OCLC offers a more efficient online
work 100 hours at the host library / alternative: Dewey Cutter Software.
information center. They must also complete
a significant project during their stay and
Dewey Cutter Software sits on your pc in a ROMAN NUMERAL CALCULATOR
small separate window. When library staff
bring up this window and type in the main Stephanus Gibbs and Sarnia Insulae have
entry, up pops the cutter number. The created a site for those of us who are
software offers expanded versions of the challenged by the reading of Roman numerals.
Cutter Three-Figure Author Table and the Cutter- The Roman Numeral and Date Conversion
Sanborn Three-Figure Author Table that are site features a very easy to use converter
compatible with both two and three-figure between Arabic numbers and Roman
schemes. numerals. Simply type in the Roman numeral
as it appears on the title page and click a
The software works with Windows 95, 98, NT, button to perform the conversion. It doesn’t
XP and 2000. It is available for free on the even matter whether you type the letters in
OCLC Forest Press website and is extremely upper or lower case. There is also a Georgian
easy to download and install. For more to Julian calendar converter, a Roman
information visit calculator, a Roman numerals test and a
http://www.oclc.org/fp/products/index.ht cornucopia of information about calendars
m#cutter. and dates. Check it out at
http://www.guernsey.net/~sgibbs/roman.ht
BOOKMARKS: UNIVERSITY OF ml.
MICHIGAN DATES SITE

This website will not help you find a date --


romantic or culinary. But it will help you
figure out how to deal with difficult
bibliographic dates. It is not always easy to
determine which date to use when describing
an item. These guidelines for the treatment of
dates were assembled for the University of
Michigan’s staff. They are good guidelines
that can be applied at any library, or used as
the basis for local procedures. Check them out
at
http://www.lib.umich.edu/staff/committees
/cpc/reports/Date.html. [Note that the last
“Date” must be capitalized to locate the
resource]

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