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    Secretarial Audit, Compliance Management and Due Diligence Topics Avg Avg Avg Avg Avg Avg Avg

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    priya yadav
    This document outlines various topics related to secretarial audits, compliance management, due diligence, corporate restructuring, insolvency, liquidation, winding up, resolution of corporate disputes and remedies, and corporate funding and listings. It provides an overview of the topics covered and an assessment of the level of coverage for each topic, with most topics receiving an "average" level of coverage and some pending further completion. The document appears to serve as a report on the status and depth of coverage for these important corporate secretarial and compliance topics.

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    Secretarial Audit, Compliance Management and Due Diligence Topics Avg Avg Avg Avg Avg Avg Avg

    Uploaded by

    priya yadav
    8 views3 pages
    This document outlines various topics related to secretarial audits, compliance management, due diligence, corporate restructuring, insolvency, liquidation, winding up, resolution of corporate disputes and remedies, and corporate funding and listings. It provides an overview of the topics covered and an assessment of the level of coverage for each topic, with most topics receiving an "average" level of coverage and some pending further completion. The document appears to serve as a report on the status and depth of coverage for these important corporate secretarial and compliance topics.

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    This document outlines various topics related to secretarial audits, compliance management, due diligence, corporate restructuring, insolvency, liquidation, winding up, resolution of corporate disputes and remedies, and corporate funding and listings. It provides an overview of the topics covered and an assessment of the level of coverage for each topic, with most topics receiving an "average" level of coverage and some pending further completion. The document appears to serve as a report on the status and depth of coverage for these important corporate secretarial and compliance topics.

    Copyright:

    © All Rights Reserved
    Download as DOCX, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as docx, pdf, or txt
    8 views3 pages

    Secretarial Audit, Compliance Management and Due Diligence Topics Avg Avg Avg Avg Avg Avg Avg

    Uploaded by

    priya yadav
    This document outlines various topics related to secretarial audits, compliance management, due diligence, corporate restructuring, insolvency, liquidation, winding up, resolution of corporate disputes and remedies, and corporate funding and listings. It provides an overview of the topics covered and an assessment of the level of coverage for each topic, with most topics receiving an "average" level of coverage and some pending further completion. The document appears to serve as a report on the status and depth of coverage for these important corporate secretarial and compliance topics.

    Copyright:

    © All Rights Reserved
    Download as DOCX, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as docx, pdf, or txt
    of 3

    SECRETARIAL AUDIT, COMPLIANCE MANAGEMENT AND DUE DILIGENCE

    Topics Report
    Compliance Framework Avg
    Compliances Avg
    Documentation & Avg
    maintenance of records
    Search and Status Report Avg
    KYC Avg
    Signing and Certification Avg
    Segment-wise Role of Avg
    Company Secretaries

    Part B
    Audits Pending to complete
    Secretarial Audit Avg
    Internal Audit & Performance Avg
    Audit
    Concepts and Principles of Avg
    Other Audits
    Audit Engagement Avg
    Audit Principles and Avg
    Techniques
    Audit Process and Pending to complete
    Documentation
    Forming an Opinion & Avg
    Reporting
    Secretarial Audi Avg
    Quality Review Avg
    Values Ethics and Professional Avg
    Conduct
    Due Diligence- I Avg
    Due Diligence- II: Pending to complete
    Corporate Restructuring, Insolvency, Liquidation & Winding-up

    Topic Part 1 Report


    Types of Corporate Restructuring Avg
    Acquisition of Company/ Business Avg
    Planning & Strategy Avg
    Process of M&A transactions Avg
    Documentation–Merger & Amalgamation Avg
    Valuation of Business and Assets for Pending
    Corporate Restructuring
    Accounting in Corporate Restructuring— Pending
    Concept and Accounting Treatment
    Taxation & Stamp Duty aspects of Pending
    Corporate Restructuring
    Competition Act Avg
    Regulatory approvals of scheme Avg
    Appearance before NCLT / NCLAT Avg
    Fast Track Mergers Avg
    Cross Border Mergers Avg

    Topic Part 2 Report


    Insolvency Avg
    Petition for Corporate Insolvency Avg
    Resolution Process
    Role, Functions and Duties of IP/ IRP/ RP Avg
    Resolution Strategies Pending

    Convening and Conduct of Meetings of Pending


    Committee of Creditors
    Preparation & Approval of Resolution Plan Avg
    Individual/ Firm Insolvency Avg
    Fresh Start Process Avg
    Debt Recovery & SARFAESI Avg
    Cross Border Insolvency Avg
    Liquidation on or after Failing of Avg
    Resolution Plan
    Voluntary Liquidation Avg
    Winding-up by Tribunal under the Avg
    Companies Act, 2013
    RESOLUTION OF CORPORATE DISPUTES, NON-COMPLIANCES & REMEDIES

    Topic Report
    Shareholders’ Democracy & Rights Avg
    Corporate Disputes Avg
    Fraud under Companies Act and IPC Avg
    Misrepresentation & Malpractices Avg
    Regulatory Action Avg
    Defaults, Adjudication, prosecutions and Avg
    penalties under the Companies Act,
    Securities Laws, FEMA, COFEPOSA, Money
    Laundering, Competition Act, Labour Laws
    & Tax Laws
    Fines, Penalties and Punishments under Avg
    various laws
    Civil and Criminal Trial Procedure and Avg
    Process
    Relief and Remedies Avg
    Crisis management, Professional Liability, Pending
    D&O Policy & other Risk and liability
    mitigation approaches

    CORPORATE FUNDING & LISTINGS IN STOCK EXCHANGES

    Topic Report
    Indian Equity – Public Funding Avg
    Indian Equity – Private funding Avg
    Real Estate Investment Trust Avg
    Infrastructure Investment Trust Pending
    Indian equity – Non Fund based Avg
    Debt Funding – Indian Fund Based Pending
    Debt Funding – Indian Non fund Based Avg
    Foreign Funding – Instruments & Avg
    Institutions
    Other Borrowings Tools Avg
    Non-Convertible Instruments- Non- Avg
    Convertible Redeemable Preference
    Shares (NCRPs)
    Securitization pending
    Listing–Indian Stock Exchanges Avg
    International Listing Avg
    Preparing a Company for an IPO and Pending
    Governance Requirements
    Documentation Avg

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