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The Effect of Preterm Birth On Renal Development and Renal Health Outcome
The Effect of Preterm Birth On Renal Development and Renal Health Outcome
The Effect of Preterm Birth On Renal Development and Renal Health Outcome
Education Gaps
1. Clinicians should be aware that preterm birth is associated with a reduced
functional nephron mass, predisposing an individual to chronic kidney
disease and quicker progression to end-stage chronic kidney disease.
2. Patients and health-care professionals must take an active role in
protecting the kidneys of preterm survivors from further injury
throughout life.
Abstract
Preterm birth is associated with adverse renal health outcomes including
hypertension, chronic kidney disease, and an increased rate of progression
to end-stage renal failure. This review explores the antenatal, perinatal, and
postnatal factors that affect the functional nephron mass of an individual
and contribute to long-term kidney outcome. Health-care professionals
have opportunities to increase their awareness of the risks to kidney health
in this population. Optimizing maternal health around the time of conception
and during pregnancy, providing kidney-focused supportive care in the NICU
during postnatal nephrogenesis, and avoiding accelerating nephron loss
throughout life may all contribute to improved long-term outcomes. There is
AUTHOR DISCLOSURE Drs Dyson and Kent a need for ongoing research into the long-term kidney outcomes of preterm
have disclosed no financial relationships
relevant to this article. This commentary does
survivors in mid-to-late adulthood as well as a need for further research into
not contain a discussion of an unapproved/ interventions that may improve ex utero nephrogenesis.
investigative use of a commercial product/
device.
ABBREVIATIONS Objectives After completing this article, readers should be able to:
AKI acute kidney injury
CKD chronic kidney disease 1. Improve awareness of NICU professionals on how to protect kidneys of
CysC cystatin C
preterm infants from further injury, particularly during the period of ex
DBP diastolic blood pressure
eGFR estimated glomerular filtration rate utero nephrogenesis.
FGR fetal growth restriction
2. Encourage surveillance of preterm survivors in childhood and adulthood
GA gestational age
GFR glomerular filtration rate to reduce obesity and observe for evidence of hypertension or insulin
LBW low birthweight resistance to minimize further “hits” to an already reduced nephron mass.
SBP systolic blood pressure
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the first 4 to 6 weeks after delivery is important in establish- parenchymal thickness has been shown to be closely asso-
ing the lifelong nephron mass of a preterm infant and that ciated with renal volume, (26) and renal cortical thickness
this should be supported as much as possible by avoiding has been shown to be correlated with renal function in
postnatal kidney injury. adults. (27) Currently, renal volume as seen on ultrasonog-
Preterm birth and reports of its effect on the glomerular raphy cannot be considered a surrogate for nephron
filtration rate (GFR) have been contradictory. Preterm number.
infants born before 32 weeks’ GA were found to have a Examining the effects of nephron mass on renal function
reduced estimated GFR (eGFR), measured using cystatin C is challenging; noninvasive estimates of GFR vary in accu-
(CysC) at term postmenstrual age. (15) In contrast, an racy. The gold standard plasma and urinary clearance stud-
extremely preterm cohort of less than 28 weeks’ gestation ies are accurate but invasive, whereas other noninvasive
at birth was shown to have an eGFR comparable to that of estimates of GFR have been shown to be accurate at pre-
term infants using urinary CysC despite having smaller dicting a population mean but not individual GFR, (28)
kidneys, leading the authors to conclude that this may be limiting their clinical usefulness at the bedside. Noninvasive
evidence of glomerular hyperfiltration and compensation calculated eGFR values are often used in clinical studies,
for reduced nephron mass. (15) because they are more acceptable to study participants. A
number of alternative biomarkers to creatinine have been
used to measure GFR, in particular CysC (29); however,
NEPHRON MASS
again, the accuracy of this biomarker to estimate GFR is
Nephrons are the functional units of the kidney; the neph- variable. The development of new real-time measured GFR
ron mass of an individual refers to the total number of using transdermal sensors that detect fluorescent filtration
functioning nephrons a person has at any given time. (16) markers may change the way in which both clinicians and
Data regarding normal human nephron number and den- researchers are able to measure and study the effect of
sity have predominantly been determined histologically nephron mass on renal function, as well as the impact on
from autopsy studies or from renal transplant donors. There both acute kidney disease and CKD. (30)
is large variation in nephron number and density between
individuals with 4- to 8-fold variations in nephron number
DEVELOPMENTAL PROGRAMMING AND
observed at autopsy. (10) The reason for this degree of var-
NEPHROGENESIS
iability between individuals is not fully understood but is
likely related to an interplay among genetics, the environment David Barker first observed that in utero events are associated
of an individual during nephrogenesis, and renal insults that with adult disease and described the “Barker hypothesis,”
occur over the course of a lifetime. (12)(17) Nephron mass which underpins current theories around the developmental
naturally declines with age; a study examining the kidneys of origins of health and disease. (31) Brenner et al hypothesized
healthy renal transplant donors demonstrated a 48% differ- that this principle could be applied to kidney development,
ence in the nonsclerotic glomerular number between donors postulating that reduced nephron numbers could predispose
aged 19 to 28 years and those aged 70 to 75 years. (18) Older a person to hypertension. (32) Glomerular hypertrophy is
donors have more sclerotic glomeruli. (18) thought to occur in response to reduced nephron mass and
A reduced nephron mass has been associated with CKD glomerular hypertension (maintaining glomerular surface
(19)(20) and hypertension (21) in adulthood. Because it is area), leading to hyperfiltration, salt sensitivity, sodium and
not possible to directly measure nephron mass in living water retention, hypertension, and glomerulosclerosis.
subjects, kidney size, and in particular, kidney length and
volume, are often used as surrogate markers of nephron Support for the Brenner Hypothesis
mass. (22) Unfortunately, ultrasonography has been shown It has been demonstrated that glomerular surface area is
to underestimate true renal volume by a median of 24% similar between individuals with different kidney sizes,
(range 5%–48%) in an animal model. (23) It has been supporting the theory that glomerular hypertrophy occurs
proposed that measuring the renal parenchyma using ultra- in oligonephronic kidneys. (33) Glomerular hypertrophy has
sonography may be a more reproducible and potentially been shown to be more prevalent in populations with a higher
more accurate tool for estimating normal and abnormal risk of CKD, including Australian aboriginal and black pop-
renal development. (24) Normal kidney size and volume do ulations. (5) Glomerular hypertrophy has also been associ-
not differentiate between normal growth and compensa- ated with poor post-transplantation outcomes. (5) Autopsy
tory hypertrophy of an oligonephronic kidney. (25) Renal studies have shown a large variability in nephrogenesis in
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hypoxia have both been shown to be deleterious to the become the focus of a clinical practice improvement proj-
outcomes of preterm infants and both should be avoided ect: the Nephrotoxin Injury Negated by Just-in-time Action
in the NICU whenever possible. (57) (NINJA). Implementing an initiative that triggers daily
creatinine measures in noncritically ill children who are
Nephrotoxin Exposure either receiving 3 simultaneous nephrotoxins or have re-
Nephrotoxic medications are widely used in NICUs world- ceived an aminoglycoside for more than 3 days has been
wide, (58)(59)(60) with the smallest and least mature infants shown to reduce AKI by 68%. (68) Trials of this approach
often experiencing the largest exposures. In a retrospective need to be conducted in neonatal populations.
review of infants born weighing less than 1,500 g, it was
demonstrated that the majority of nephrotoxin exposure Acute Kidney Injury
occurred in the first 40 days of age, which coincides with the Preterm infants have a high incidence of AKI; extremely
period of ex utero nephrogenesis. (60) It has been shown preterm infants of less than 29 weeks’ GA have been shown
that up to 87% of very-low-birthweight infants in NICUs to have an incidence of 47.9% using the modified Kidney
are exposed to more than 1 nephrotoxic medication, most Disease: Improving Global Outcomes (KDIGO) criteria.
commonly gentamicin, indomethacin, or vancomycin, up to (69) The preterm population of 29 to 36 weeks’ GA, in
a total of 2 weeks in their hospital stay. (59) whom adverse long-term outcomes have been traditionally
Aminoglycoside antibiotics are widely used in the NICU, less concerning, has an incidence of AKI of 18.3%. (69)
often as empiric therapy for suspected early- or late-onset Although AKI has been independently associated with
infection. Aminoglycosides can accumulate in the kidney, mortality in a preterm population (<1,200 g or <31 weeks’
leading to high concentrations in the renal cortex and gestation), (70) as previously mentioned, it is also associated
ultimately leading to tubular injury. (61) Aminoglycoside- with reduced nephron mass. (14)
associated acute kidney injury (AKI) is generally felt to be Although some epidemiologic evidence exists to support
less prevalent in newborns than in older children or adults; an association between AKI and CKD in pediatric popula-
however, it can still lead to significant tubular damage and tions, (71)(72), more work needs to be done to show a causal
injury. (62) Nonsteroidal anti-inflammatory medications are link between pediatric or neonatal AKI and adult CKD. The
often used in preterm infants to treat a patent ductus IRENEO prospective cohort study has shown a reduced
arteriosus, and indomethacin may be used as prophylaxis kidney volume but no difference in eGFR at a median
for intraventricular hemorrhage. Both act as prostaglandin age of 6.6 years in former preterm newborns (<33 weeks’
inhibitors, which lead to vasoconstriction and reduced blood GA) who survived neonatal AKI compared with control
flow in renal and mesenteric vessels in addition to the subjects. (73) Although the investigators demonstrated no
intended vasoconstriction of the patent ductus arteriosus. difference in eGFR between groups, the overall population
(63) Animal studies have demonstrated that both ibuprofen had a high incidence of albuminuria and diminished eGFR.
and indomethacin reduce cyclooxygenase 2 and vasodilator Similarly, the Follow-up of AKI in Neonates during Child-
prostanoids, with indomethacin having a more profound hood Years (FANCY) study showed that extremely low-
effect than ibuprofen. (64) This reduces renal blood flow birthweight newborns who experienced AKI in the NICU
and often leads to oliguria. Ibuprofen use in preterm infants had a more than 4-fold increased risk of renal dysfunction at
has been shown to reduce GFR in the first month of age, (65) a median age of 5 years compared with control subjects (74)
whereas indomethacin use has been shown to increase and again demonstrated a high incidence of low eGFR
urinary podocyte and albumin concentration in the urine of less than 90 mL/min per 1.73 m2 (26%) in their entire
of preterm infants of less than 33 weeks’ GA compared with cohort. When possible, efforts should be made to prevent
preterm and term controls, suggesting that it causes glo- AKI in preterm populations.
merular injury. (66) Although ibuprofen was found to cause
glomerular injury in a neonatal rats, it did not result in Postnatal Nutrition
reduced glomerular number in adulthood. (67) The evidence to guide clinicians about what constitutes
A recent retrospective review of newborns weighing less optimal postnatal nutrition for ex utero nephrogenesis is
than 1,500 g and of less than 30 weeks’ gestation found that limited. Animal models have shown that increasing growth
the prevalence of AKI increased with decreasing GA, through overfeeding postnatally may lead to an increase
decreasing birthweight, and increasing nephrotoxic medi- in nephron mass without any improvement in the risk
cation exposure. (60) Given that nephrotoxin administra- for hypertension or renal dysfunction. (75) A rat model
tion is a potentially controllable risk factor for AKI, this has demonstrated that early postnatal overnutrition led to an
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using CysC was significantly higher in former preterm how these early changes in kidney function and structure
infants at both 7 and 11 years of age compared with matched manifest themselves in mid-to-late adulthood.
term controls. Their eGFR worsened slightly over time,
implying that long-term follow-up would be prudent. (88) Chronic Kidney Disease
Not all longitudinal studies have shown a reduction in eGFR A recent large Swedish cohort study demonstrated that
during mid-childhood. Vieux et al’s cohort in France (27–31 extremely preterm infants (<28 weeks’ GA) have a 3-fold
weeks’ gestation evaluated at 5 years of age) all had normal risk of developing CKD (odds ratio 3.01 [1.67–5.45]) and that
eGFRs in follow-up. (89) As many former preterm cohorts late preterm infants have a risk that is almost twice that of
continue to age, it is important to monitor their renal term infants (odds ratio 1.84 [1.62–2.08]). (4) This asso-
function longitudinally to gain a better understanding of ciation was strongest in childhood and persisted until
Figure. Timeline of nephrogenesis outlining potential opportunities to support renal development in preterm infants. AKI¼acute kidney injury; CKD¼
chronic kidney disease.
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INTERVENTIONS AIMED AT IMPROVING FUTURE DIRECTIONS
NEPHROGENESIS AND LONG-TERM RENAL HEALTH OF
Many gaps remain in our understanding of the effects of
PRETERM SURVIVORS
preterm birth on long-term renal health. As preterm cohorts
Interventions aimed at improving the long-term renal health are followed up into mid-to-late adulthood, we will gain further
of preterm infants need to be multipronged (Figure). The knowledge of their risk profiles and renal complications, which
starting point of any preterm infant’s increased risk of will continue to help guide future research, intervention, and
mortality and morbidity is the point at which they are born therapies. As new technology such as real-time measured
early; any intervention aimed at reducing the risk of preterm transcutaneous GFR becomes available, we may be able to
birth is therefore of huge potential benefit. A large proportion better identify and target our highest risk populations and
of preterm birth remains unexplained; however, there are ensure that they receive appropriate follow-up.
interventions that have reduced the incidence of preterm
birth in specific high-risk groups, the details of which are CONCLUSIONS
beyond the scope of this review. (100) Given that many Preterm birth leads to a reduced functional nephron mass and
preterm infants experience the “double hit” of both preterm to maladaptation of the kidney. This in turn predisposes
birth and growth restriction, interventions that reduce risk preterm survivors to reaching the threshold of glomeruloscle-
factors for FGR are also of benefit; this includes smoking rosis at which renal function declines earlier in life. There is
cessation, advice during (and ideally before) pregnancy with still a lot to learn about the effects of prematurity on the kidney
regard to smoking, drug use, and good maternal nutrition and how to best support the kidneys of preterm survivors,
both around the time of conception and throughout preg- which should remain a focus for ongoing research. Currently
nancy. The first 1,000 days is an international public health many opportunities exist for clinicians to avoid further con-
initiative aimed at optimizing the nutrition of infants from tributing to nephron loss in preterm infants. These include
conception to their second birthday to reduce their risk of avoiding neonatal AKI and nephrotoxin exposure during
programmed noncommunicable diseases. (101) Other obstet- nephrogenesis; educating preterm survivors and their fami-
ric interventions such as screening for the risk of preterm lies about lifestyle risks that may contribute to nephron loss;
preeclampsia and providing aspirin to those who qualify and educating primary health care professionals about the
could potentially reduce iatrogenic preterm birth. (102) importance of reducing obesity, screening for hypertension
Once preterm birth has occurred, attention should be and insulin resistance, and avoiding nephrotoxins in former
given to reducing renal injury during ex utero nephrogen- preterm children and adults.
esis. This includes reducing the risk of sepsis in the NICU,
which is associated with AKI, avoiding hyperoxia, and
reducing exposure to nephrotoxins. The evidence around American Board of Pediatrics
what constitutes optimal nutrition for nephrogenesis is Neonatal-Perinatal Content
limited; however, human milk feeding (either expressed Specifications
maternal milk or banked breast milk) has been associated • Know the clinical manifestations, imaging, and laboratory
with a reduction in hypertension in adolescents born pre- features of renal failure in the neonate.
term in nonrandomized studies. (103) • Hypertension.
Ideas for novel drug and stem cell therapies aimed at • Know how prenatal diagnosis of renal abnormalities affects
prolonging nephrogenesis in preterm infants are being postnatal management.
discussed and explored in the literature (104)(105)(106); • Know the recommended supportive and corrective treatment of
however, at this stage (to our knowledge) these have not anatomic abnormalities of the kidneys and urinary tract in infants.
progressed to preclinical trials. • Recognize the clinical manifestations of anatomic abnormalities
Given the increased risk that preterm survivors have for of the kidneys and urinary tract in infants.
hypertension and decreased insulin sensitivity, this popu- • Know the effects of drugs such as cyclo-oxygenase inhibitors,
lation should be followed throughout childhood and adult- angiotensin-converting enzyme inhibitors, prostaglandins, and
catecholamines on renal function (antenatal and postnatal).
hood to ensure that they receive appropriate diagnosis and
• Know the changes in glomerular and tubular function that occur
treatment. Health-care professionals and people born pre-
during development, including the handling of glucose, sodium,
term should receive education and advice regarding their
potassium, calcium, bicarbonate, and phosphate.
increased risk for CKD and the importance of lifestyle
interventions.
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The Effect of Preterm Birth on Renal Development and Renal Health Outcome
Amanda Dyson and Alison L. Kent
NeoReviews 2019;20;e725
DOI: 10.1542/neo.20-12-e725
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