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Akgun Et Al 2013-Amulti-approachgeophysicalestimationofsoildynamicpropertiesinsettlementsacasestudyinGuzelbahce-IzmirWesternAnatolia
Akgun Et Al 2013-Amulti-approachgeophysicalestimationofsoildynamicpropertiesinsettlementsacasestudyinGuzelbahce-IzmirWesternAnatolia
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Abstract
An earthquake is a natural disaster which cannot be predicted beforehand. The economic
losses and casualties induced by earthquakes badly influence human life. In order to reduce
these negative effects, buildings and structures should be designed to be earthquake resistant.
In the design stage of earthquake-resistant structures, models of soil under dynamic conditions
are used. The parameters that are required to account for soil dynamic models are shear wave
velocity (Vs) values, stiffness, thickness, the number of layers, attenuation, rigidity and the
depth to bedrock. These parameters are used to calculate an empirical transfer function, the
bearing capacity of the soil and liquefaction. Within this context, these soil dynamic
parameters should be obtained with the help of geophysical methods in situ, in the
İzmir-Güzelbahçe region and its surrounds. The İzmir-Güzelbahçe region and its surrounds are
located at the intersection point of two major faults (the İzmir fault and the Seferihisar fault).
For this reason, soil dynamic parameters are variable in the lateral and vertical directions.
These changes affect the soil Vs profiles. To identify the shear wave velocity (Vs) profile,
common mid-point cross-correlation analysis of multi-channel surface-wave data (CMPCC
MASW method), microtremor and microgravity methods can be used in common. As a result,
when these three methods were evaluated together, it was concluded that the aforementioned
region shows sudden lateral structure changes. Relying on these changes, the dynamic
analyses that would be carried out to determine soil behavior at a possible earthquake site
should be taken into consideration.
Introduction This fact shows us that about 70% of the whole population
of Turkey is under high threat of earthquakes. Since the
According to data from the Turkish Republic Disaster seismic risk is so high, the importance of earthquake-
and Emergency Management Presidency and Earthquake resistant structures is increased. The prerequisite of high
Department (AFAD1), Turkey possesses an average 42% earthquake-resistant buildings is to be able to predict
of first category, 24% of second category, 18% of third
the behavior of soil during strong shaking. In order to
category and 16% of fourth category earthquake zones.
achieve this goal, the soil parameters should be determined
1 www.deprem.gov.tr/SarbisEng/Shared/haritaaciklama.aspx accurately.
(a)
(b)
Almost all of the soil dynamic parameters (shearing where settlements have accumulated (Issawy et al 2010). The
strength, elasticity modulus, incompressibility modulus, gravity data obtained from the application of this method are
natural vibration frequency, seismic amplification coefficient, evaluated together with the results obtained from MASW and
Poisson’s ratio etc) are directly related to the Vs. Therefore, microtremor measurements. Since the principle of this method
the change of Vs value with the changing depth is of great depends upon the stiffness, almost-intrinsic gravity models
importance. The Vs is utilized in the determination of dynamic can be composed by benefiting from the stiffness that will be
soil behavior together with soil amplification and fundamental computed from the Vs velocity contrasts. For this reason, the
period (Joyner and Furnal 1984, Borcherd et al 1991). microgravity method should definitely be used with MASW
Therefore, seismic refraction or multi-channel surface-wave studies in the exploration of bedrock–soil interface topography
(MASW) methods are prominent among other studies that and in the composure of soil models (Xu and Butt 2006, Crice
have been conducted for the determination of soil dynamic 2005, Koichi et al 2005).
parameters. In this study, the methods mentioned above were used
As another method, microtremor measurements are in settlements that are exposed to high seismic risk in İzmir-
used in the determination of soil types, number of layers, Güzelbahçe province located in western Anatolia. The soil
fundamental period and empirical transfer function (Ansal et al structures in the study area and its close surroundings (figure 1)
1997). Several methods are employed to obtain the empirical have remained under the effect of periodic aggregation of
transfer function. These methods can be listed as the direct use sediments carried by the rivers that flow from south to north
of the strong ground motion, single station method (Nakamura toward the İzmir bay (Sözbilir et al 2008). In the previous
1989, Lermo and Chavez-Garcia 1994, Ansal et al 2000, Güllü studies of Sözbilir et al (2008) and Emre et al (2005), fan-
2001), the reference station method (Seo and Samano 1993) like structures that were formed in the periodical aggregation
and soil dynamic analyses. The predominant frequency found of these delta sediments were defined (figure 2). Although
by the Nakamura method is related to the thickness of soil. these bear the same structural elements geologically, they show
As the depth of bedrock increases, the predominant frequency different soil characteristics from the aspect of seismic (Vp and
decreases. Vs velocities) and geotechnical parameters (elasticity, Young
In recent years, the microgravity method has been used modulus, bulk modulus, Poisson’s ratio and stiffness) (Gülerce
in the exploration of shallow structures particularly in places 2002).
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J. Geophys. Eng. 10 (2013) 045001 M Akgün et al
Figure 2. General view of Güzelbahce and relationships of detailed tectonic components of the study area (the study area is confined with
red rectangle). Holocene alluvial plain and onshore sediments (1), holocene alluvial fans (2), pleistocene terrestrial alluvial sediments (3),
miocene volcano sedimentary units (4), Upper-Cretaceous Paleocene bedrock, Bornova Flysch or melange (5), İzmir fault, Seferihisar fault.
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J. Geophys. Eng. 10 (2013) 045001 M Akgün et al
Microtremor studies
In this study, spectral amplification, fundamental period, depth
of bedrock and local soil behavior were searched by means
Figure 4. Distribution of survey points in the study area. Red circles
of microtremor measurements (figure 4). For this purpose, are microtremor measurement points, green circles are microgravity
a three-component CMG-6TD velocity recorder was used stations and the red lines are MASW profiles.
to collect microtremor data. The measurement interval was
approximately 150 m between 11 microtremor points on the obtained field data were evaluated by Geopsy (1997)
one profile oriented N–S, while the recording time was (www.geopsy.org) software. According to the SESAME
30 min sampled at 100 Hz. During the measurements, the criteria, H/V ratios are calculated for the frequency range
necessary precautions were taken to reduce the influence 0.1–20 Hz, using 20–50 s time windows, removing any time
of environmental and anthropogenic impacts such as wind windows contaminated by transients. The objective is to
and traffic noise. Also, the recording of ambient noise was ensure that ambient vibrations are stationary, and to avoid
performed at night rather than contemporaneously. the transients often associated with specific urban sources
In measurements and data evaluation, SESAME project (footsteps, traffic). The procedure to detect transients is based
(SESAME 2004) criteria were taken as the basis and on a classical comparison between the short-term average
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J. Geophys. Eng. 10 (2013) 045001 M Akgün et al
(a) (g)
(b) (h)
(c) (i)
(d) (j)
(e) (k)
(f) (l )
Figure 5. Average H/V spectral ratios of noise (solid line) sorted N–S direction from T1 to T11 and ± 1 standard deviation (dashed line).
Red pointed triangle represents the predominant frequency taken from H/V spectral ratio. (a) H/V spectrum of T1 location,
(b) H/V spectrum of T2 location, (c) H/V spectrum of T3 location, (d) H/V spectrum of T4 location, (e) H/V spectrum of T5 location,
( f ) H/V spectrum of T6 location, (g) H/V spectrum of T7 location T8, (h) H/V spectrum of location, (i) H/V spectrum of T9 location,
( j) H/V spectrum of T10 location, (k) H/V spectrum of T11 location.
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J. Geophys. Eng. 10 (2013) 045001 M Akgün et al
Table 1. The numerical values of H/V results (amplification factor and predominant frequency) and the number of windows used at the
processing of the microtremor data.
T1 T2 T3 T4 T5 T6 T7 T8 T9 T10 T11
Amplification factor 2.61 3.37 2.19 2.29 2.09 6.24 2.08 2.00 3.08 2.04 3.79
Predominant frequency (Hz) 1.00 0.90 0.62 1.00 1.11 0.18 0.81 5.23 9.45 16.15 11.75
Number of windows 11 11 13 15 15 10 12 10 15 28 20
(a) (a)
(b) (b)
Figure 6. Dispersion curves and shear wave velocities estimated Figure 7. Dispersion curves and shear wave velocities estimated
from MP1 MASW profile. (a) Picked dispersion curves for all from MP2 MASW profile. (a) Picked dispersion curves for all
CMPCC gathers, where the difference of color indicates the CMP CMPCC gathers, where the difference of color indicates the CMP
location, (b) shear wave velocity 2D cross-section from inversion of location. (b) shear wave velocity 2D cross-section from inversion of
CMPCC surface-wave dispersion curves. CMPCC surface-wave dispersion curves.
(STA, the average level of signal amplitude over a short period
of time, i.e. 1 s) and the long-term average (LTA, the average (MP2), MASW PRO3 (MP3), MASW PRO4 (MP4). For
level of signal over a much longer period of time, i.e. 30 s). profile MP1, MP3 and MP4, 24 geophones were employed
An STA/LTA ratio between 0.2 and 2.5 is kept for the H/V with a geophone spacing of 5 m. In MP2, 48 geophones were
computation. After avoiding transients, at least ten windows employed with a spacing of 1 m.
were included for evaluation. For every selected time window, The data sets were created using a Geometrics Geode
the Fourier amplitude spectra were smoothed with a Konno (242) Ch Seismic receiver, 24–48 geophones of 4.5 Hz resonant
and Ohmachi (1998) filter by using a coefficient of 30 for the frequency and a 100 lb hydraulic hammer as the energy source.
bandwidth. The final H/V ratio and the associated standard During the field studies, the sampling interval utilized was
deviation were obtained by averaging the H/V ratios from all 0.125 ms and the recording time was 2 s. At MP1, three shots
windows. The obtained graphs of H/V spectral ratios are given were conducted. The first shot was 5 m offset at the beginning,
in figure 5 and the numerical values are given in table 1. the second was between the 12th and 13th geophones and the
third shot was 5 m away from the last geophone. At MP2, six
shots were applied. Four of these shots were conducted at a
MASW field studies
1 m sampling interval with a 2 m offset, one of these shots
A MASW field study was performed in 2D, along four profiles was conducted at the point of the 25th geophone, and the last
as shown in figure 4 as MASW PRO1 (MP1), MASW PRO2 one was conducted 1 m away from the last geophone. At MP3
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J. Geophys. Eng. 10 (2013) 045001 M Akgün et al
(a) (a)
(b) (b)
Figure 8. Dispersion curves and shear wave velocities estimated Figure 9. Dispersion curves and shear wave velocities estimated
from MP3 MASW profile. (a) Picked dispersion curves for all from MP4 MASW profile. (a) Picked dispersion curves for all
CMPCC gathers, where the difference of color indicates the CMP CMPCC gathers, where the difference of color indicates the CMP
location, (b) shear wave velocity 2D cross-section from inversion of location, (b) shear wave velocity 2D cross-section from inversion of
CMPCC surface-wave dispersion curves. CMPCC surface-wave dispersion curves.
and MP4, 25 shots were conducted with 5 m intervals and were reconstructed through nonlinear least-squares inversion.
a 2.5 m offset. The data evaluation was performed using the Dispersion curves (selected dispersion curves for all CMPCC
Seisimager software program. gathers) and 2D Vs profiles were monitored (figures 6–9).
The MASW method was introduced by Park et al (1999).
In their method, phase velocities were directly determined Microgravity field studies
from MASW data after transforming seismic data to the phase
velocity–frequency domain. Microgravity measurements were achieved by using a Scintrex
The common mid-point cross-correlation (CMPCC) CG-5 Auto Grav Gravity device with a sampling interval of
(Hayashi and Suzuki 2004) analysis method is used to evaluate 50 m along the profile depicted in figure 5. Regarding the
MASW data. CMPCC analysis is a further extension of topographic surveys that will be used for corrections, a Leica
MASW that enables us to determine phase velocities from 1200+ GNSS device set was used. The gravity measurements
multi-shot data directly, by using CMPCC gathers. To increase were made at each point with a minimum time of 60 s and with
the number of CMPCC data, a multi-shot method was used and five repetitive readings. As the study area is located in densely
the shot points were moved. The data were binned using a CMP populated settlements, the industrial, traffic, micro seismic
bin size of 5 m for MP1, MP2 and MP3 and 1 m for MP2, and wind noise was also taken into account. The field data
which is equal to the natural bin size, for increasing folds so as were evaluated and the Bouguer gravity values were obtained
to allow for a more stable phase-velocity analysis. After this (figure 10).
process, 23 CMPCC gathers for each of the MP1, MP3 and A first-degree trend application was applied to the
MP4 profiles and 47 CMPCC gathers for the MP2 profile were obtained Bouguer gravity anomalies and a probable bedrock
obtained so dispersion curves for each CMPCC gather were and soil interface was attempted to be determined in the N–S
presented. A multi-channel analysis was applied to the CMP direction (figure 11).
cross-correlation gathers for calculating the phase velocities In order to investigate the stiffness of the soil strata
of surface waves. During the process some low-quality data between the bedrock and the soil interface more profoundly,
were eliminated and individual smoothing was applied to first-degree trend values were subtracted from the Bouguer
the dispersion curves. Finally, 2D S-wave velocity profiles gravity values (figure 12).
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J. Geophys. Eng. 10 (2013) 045001 M Akgün et al
Figure 10. Regional Bouguer gravity anomaly profile from north to south.
Figure 11. Regional trend gravity anomaly profile from north to south.
Figure 12. Residual Bouguer gravity anomaly profile from north to south.
Discussion and conclusions such as MASW, microtremor and microgravity, were obtained
following the Butler (1984), Nakamura (1989), Nakamura
The reference site method and single station method (H/V) and Samizo (1989), Nakamura (2001), Nakamura and Sato
were utilized in the description of the empirical transfer (2001), Xu and Butt (2006), Kubotera and Otsuka (1970) and
function. The empirical transfer function is one of the Teves-Costa et al (1996) approaches.
important types of data used to design the earthquake-resistant According to the H/V amplitude–frequency changes, the
buildings. For this reason, in situ measurements are necessary fundamental frequencies from north to south show variation
to make these calculations. The soil profile must be defined (figure 5). As the depth of the engineering bedrock decreases,
by using Vs. Vs velocity can be obtained using some of the dominant frequency values increase (figures 5 and 15).
the geophysical methods such as seismic reflection, seismic Hence, the soil amplification effect will vary depending on the
refraction, MASW, spatial auto correlation and sonic log. soil thickness (Kubotera and Otsuka 1970, Teves-Costa et al
Kubotera and Otsuka (1970) observed microtremors with 1996).
a period of 1–3 s in the Aso Caldera area, and determined Fundamental frequencies are absolutely around 1 Hz at
that they are Love waves and there is a relation between their the microtremor points between T1 and T7. Only the T6
effective periods and the ground layer thickness in their study. microtremor point gives a very low fundamental frequency.
In the study of Teves-Costa et al (1996), it is proposed that the According to our field observation the microtremor point
dominant frequencies found by the Nakamura (1989) method takes place very close to the highway and a side road that
are compatible with alluvium thicknesses. changed during the construction of these roads. Therefore the
In this paper, the soil structure models regarding the study fundamental frequency of the T6 microtremor point does not
area, composed by means of certain geophysical methods fit with the general trend. For the microtremor points between
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J. Geophys. Eng. 10 (2013) 045001 M Akgün et al
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J. Geophys. Eng. 10 (2013) 045001 M Akgün et al
(a)
(b)
Figure 14. (a) MASW and microgravity parameter relations, Nakamura non-reference method field configuration with the common
concepts of the geophysical methods (general correlation of the S velocity and density). (b) Microgravity response of soil and inner-soil
layer differentiation (taken from Butler 1984) and representative microtremor field location in the definition of soil transfer function.
unit I from south to north at deeper levels. Depending on the 2005). This consistency supports the outcome that the depth
result in MP4, the units that govern the amplitude rise of the of engineering bedrock decreases in the N–S direction.
Bouguer anomaly at station G9 (figure 15) are probably III The changes obtained as a consequence of a first-degree
and IV units at deeper levels rather than I and II. This result trend application to the Bouguer gravity values (figure 12)
could be related to the transitions between the N–S trending
indicates that the depth of engineering bedrock decreases in
alluvial fans and delta coast sediments. This proves to us that
the N–S direction. The increases observed in Bouguer anomaly the soil comprises various stiffness, material types etc. These
values in the N–S direction (figures 10 and 11) are consistent changes observed in the soil structure are monitored in the
with the geological data (Sözbilir et al 2008, Emre et al H/V dominant frequency values (figure 5).
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J. Geophys. Eng. 10 (2013) 045001 M Akgün et al
Figure 15. Residual Bouguer gravity anomaly profile from north to south with MASW results along the topography.
Moving from south to north, the soil thickness increases transition from Pleistocene-aged unit to Miocene-aged volcano
and the dominant microtremor frequency decreases (figure 5). sediments, as previously stated by Sözbilir et al (2008), is
With respect to the Bouguer anomaly values, these changes are monitored starting from the 12th gravity station since the
observed in the form of relative anomaly changes stemming amplitude increases in gravity anomaly values (figures 2, 4
from the stiffness underground (figures 13, 14(a) and (b)). In a and 15).
similar study conducted by Butler (1984), he emphasized that Under the guidance of all this information, the results of
the residual anomaly is influenced by shallow structures in a
microtremor, MASW and microgravity methods support each
lateral way (figure 14(b)). This result supports the idea that a
other. Within the study area, the soil generally contains sudden
residual Bouguer gravity anomaly of the study area is affected
by the shallow structures which show variations in a lateral variations in the Vs values, the depth of engineering bedrock
way (figure 15). and geotechnical parameters from north to south. Relying
According to the geological data, the transition zone on these variations, it can be concluded that the response
between Holocene-aged alluvial plains and Pleistocene of soil under seismic excitation may significantly vary. This
continental alluvial units (figure 2) is seen between the eighth condition should be taken into consideration while conducting
and ninth stations of microgravity as shown in figure 13. The soil dynamic analyses.
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J. Geophys. Eng. 10 (2013) 045001 M Akgün et al
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