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On Spirantization and The Minimality of Phonological Chance
On Spirantization and The Minimality of Phonological Chance
63-77
© Societas Linguistica Europaea
MARC PICARD
1. Introduction
It has recently been proposed by Scheer (1998) that there are two
different types of diachronic spirantization (or fricativization) processes.
Type l is accompanied by a shift in the place of articulation of the
voiceless and/or voiced stops involved in a sound change while Type 2
evinces no such shift. An example of the former would be /b d g/ > /v z κ/
while the latter can be illustrated by something like /ph th kh/ > /φ θ χ/. In
this paper, I will try to show that each of the examples he presents in
support of this hypothesis is either descriptively inaccurate or incomplete,
and so cannot be used s evidence for his bipartite categorization of
spirantization. I will also argue that the first type of shift wherein
obstruents are deemed to undergo a simultaneous alteration of their place
and manner of articulation is not a possible type of sound change since it
contravenes the universal constraint on the minimality of phonological
change.
2. Spirantizations without place shifts (Type 1)
2.1. Spanish
As an Illustration of "spirantization where the Place of articulation of the
stops and the resulting fricatives remain stable" (1998: 215), Scheer
presents the following data from Spanish:
(1) a. Fricatives occur after vowels
la aqka la banca 'the bank'
la emora la demora 'the delay'
la yana la gana 'the desire'
d. Stops occur elsewhere
1. word initially
baqka banca 'bank'
demora demora 'delay'
gana gana 'desire'
2. after consonants
ambos ambos 'both'
onda onda 'wave'
aldea aldea 'village'
teqgo tengo have'
These alternations reflect a straightforward change in the manner of
articulation of the voiced stops /b d g/, and there is no problem with this
particular aspect of Scheer's analysis. However, serious difficulties do
arise in the wake of his claim that "the triggering context [of
spirantization] makes reference to sonority: fricatives surface in
postvocalic contexts" (1998: 216).l First of all, he fails to mention what
happens to /b d g/ after /r/, äs in arbol 'tree', pardo 'brown', carga
'load', but it would seem that spirantization is widespread in this
environment, thus contradicting his proposed restriction that "fricatives
appear iff the alternation-site is preceded by a vowel" (216). Secondly, his
claim that spirantization fails to apply after /!/ is only partially accurate
since, äs noted by Archibald, "/d/ remains a stop after a lateral (e.g. aldea
[aldea], 'village') but /b/ and /g/ spirantize in the same environment"
(1998: 87).
In sum, although "much dialectal Variation exists with respect to the
environment that triggers spirantization" (Zampini 1997: 210), it would
appear that "[p]honologists have traditionally described the distribution of
the stop and spirant allophones äs follows: /b d g/ appear äs stops in
absolute initial position, after a nasal segment, and for /d/ only, after a
lateral segment. Spirant phones occur in all other contexts" (21l).2
Consequently, one cannot simply say that "the triggering context is
defmed in terms of sonority" (Scheer 1998: 216) for although it is a
Scheer does not explain why fricatives appear after certain sonorants like vowels but
not others like nasals and laterals. One can only guess that he is proposing that there
are degrees of sonority and that it is only the most sonorous elements that trigger
spirantization.
Similarly, the following distribution (with the dialectal variations omitted) of the
[b~ß], [d~ö] and [g~y] alternations in New World Spanish is provided by Canfield
(1981: 11):
"/b/: [b] initially in breath group and after a nasal, bomba [bomba]; b elsewhere,
cabe [käbe], cave [käbe], la vaca [la bäka], la barba [la bärba], alba [älba]...
/d/: [d] initially in breath group and after /n/ and /!/ (dondejalda)\ d elsewhere...
/g/: [g] initially in breath group and after a nasal [rj]; g elsewhere, la garra, algo,
pargo.. ."
>* [+continuant] / V
-sonorant]
3 Given the fact that, in his survey of the phonological Systems of 317 languages,
Maddieson (1984) was unable to determine in 45% of those that had a /t/-type
phoneme whether it was dental or alveolar (cf. 207-210), it should not be too
surprising to find evidence for an alveolar place of articulation in IE hard to come by.
For example, Beekes (1995: 130) transcribes the products of Grimm's Law äs/ />
but there is no intimation that the last of these consonants was uvular. Moreover, in
an appendix where he provides a list of phonetic Symbols (270), he transcribes uvular
fricatives äs /x g/. Note also that according to Maddieson's survey (see note 3), /x/ is
three times more common than / / (cf. 1984: 232-233).
The commonness of such shifts from [-strident] to [+strident] fricatives appears to
result from the fact that "[t]he Implementation of [+continuant] is clearly
strengthened if the frication noise is of high intensity", something which is achieved
by "directing the airstream against the lower teeth or against the upper lip, that is, by
the feature [+strident]" (Stevens - Keyser 1989: 91). This is probably why
Maddieson found in his survey (see note 3) that /v/ was over twice äs common äs /ß/,
and /f/ over seven times äs common äs / / (cf. 1984: 226-227).
could be the result of any number of different historical changes, each one
being äs likely and äs plausible äs any other.
Luckily, this is not the case, for there are very specific conditions and
constraints on phological change which serve to considerably limit the
number of processes a given segment can undergo. These processes,
which are deemed to be "caused by universal articulatory and acoustic
constraint" (Ohala 1974: 253-254), constitute the set of natural sound
changes. In order for a phonological process to be natural, it must first
and foremost be minimal. This is because "processes represent responses
to phonetic difficulties... and each process makes substitutions by altering
a single phonetic property to remedy the difficulty. Since the substituted
sound should, in each case, be äs perceptually similar the original target
äs possible, it follows that the changes processes make will be minimal"
(Donegan - Stampe 1979: 136-137). Thus, one must continually be alert
to the fact that "apparent two-feature changes [can] take place in two
Steps - for example, a change in which [u] —> [ ] is in fact [ ] —» [i] ->
Note, however, that the shift from obstruent to sonorant or vice versa can involve a
simultaneous change in voicing and manner of articulation, e.g., /!/ > /t/, /i/ > /!/. This
is is presumably because the feature "[-fsonorant] is enhanced by [+voice] while
[-sonorant] is enhanced by [-voice]" so that "the feature [voice] should take on the
same value äs the feature [sonorant] if the latter feature is to be implemented with
maximum strength" (Stevens - Keyser 1989: 89).
As pointed out by Scheer, "some Places of articulation lack stops (whereas there is no
Place for which only stops exist to the exclusion of fricatives): labio-dental
(corresponding to [f v]), interdental (corresponding to [ ö]), alveo-palatal
(corresponding to [f 3]) or pharyngeal (corresponding to [h T]) stops are unknown"
(1998:217).
Similarly, any observed /d~z/ and /g~K/ alternations must be deemed to have gone
through an intermediate /ö/ and / / stage. It should also be noted that these relatively
non-strident bilabial, interdental and velar fricatives are quite unstable with the result
that they frequently undergo a shift to a more strident place of articulation like
labio-dental, dental/alveolar and uvular (cf. note 5), or they are deleted altogether.
French is particularly interesting in this regard since Latin /b/ generally went to /ß/
and then to /v/, Q.g.,faba >feve 'bean', whereas /ö/ (< /d/) and / / (< /g/) were lost,
e.g., nüda > nue 'nude' (fern.), rüget > rue 'street' (cf. Pope 1952: 136-140).
Taos
*kh:x
Tewa
*ph:f> *th:0, *kh:x
Jemez
*ph:0> *th:s, *kh:h9
So far, then, we have seen that due to the constraint on the minimality
of phonological change, diachronic sound correspondences like /p/:/f/
must be presumed to have gone through two intermediate stages so that,
even in the absence of direct historical evidence, the developments /p/ >
/ph/ > /φ/ > /f/ should always be posited s a matter of course. I would
now like to suggest that there is yet another stage of development in this
type of spirantization process, one which reduces the phonetic distance
between aspirates and fricatives. Although this stage generally appears to
be a transient one, there are solid phonetic grounds for surmising that
voiceless aspirated stops must first go through a phase of affrication before
turning into full-fledged fricatives. In other terms, I wish to propose that
/ph th kh/ must go through /ρΦ t9 kx/ on their way to /φ θ χ/.
Note that the reflexes of the aspirates in Jemez can be easily accounted for if we see
them s more evolved forms of those found in Tewa. Thus, /f/ (< *p) was first
deoralized to /h/ and then deleted, /Θ/ was most probably strengthened to /s/ and then
shifted to /s/, and /x/ was weakened to /h/. All of these processes have been observed
in many other languages.
10 In fact, äs Scheer himself points out, "the most common pattern of spirantization
found in diachrony . . . is stop > affricate > fricative" (1998: 219)
11 Distinctive features preceded by 0 are irrelevant for that particular class of segments.
As pointed out by Hyman, for example, "[t]he feature Delayed Release contrasts
only in sounds produced with a complete closure in the vocal tract, that is, stops vs.
affricates" (1975: 52). Similarly, [spread glottis] does not pertain to affricates and
(oral) fricatives while [strident] does not apply to stops since "the feature [+strident]
can only occur if frication noise is generated at a constriction" (Stevens and Keyser
1989: 91). It should also be noted that I have represented affricates with the feature
[delayed release] despite the fact that, in recent years, they have increasingly been
analyzed s "contour segments, that is, segments containing sequences (or
'contours') of different features" (Clements - Hume 1995:254). However, this
approach has proven quite problematic in many respects with the result that "[t]he
formal analysis of affricates remains an unresolved question at the present time ..."
(256).
5. Conclusion
From the evidence that has been brought forth in this study, it seems
obvious that Scheer's attempt to establish a distinction between two
different types of spirantization processes does not stand up to close
scrutiny. Apart from the numerous factual inaccuracies that m r his
descriptions of spirantization in Spanish, Hebrew and Germanic, which
are used to exemplify the dichotomy that is purported to exist between
spirantizations that involve manner of articulation alone and those that
evince a simultaneous change of place and manner of articulation, his
analysis is even more seriously flawed by its infringement of the
naturalness of phonological change which stipulates, inter alia, that only
12 More specifically, s outlined by Meillet, "[e]n grec on trouve les sourdes aspirees φ,
θ, χ, et en italique les spirantes sourdes */ (anciennement bilabiale), *φ, *x, qui, en
latin de Rome, ont abouti a f,f, h l'initiale" (1964: 88).
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