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QIGONG IN PD 543

Qigong Exercise for the received little scientific interest.1 Physiotherapy and
other therapies, however, are used frequently by patients
Symptoms of Parkinson’s Disease: with chronic neurologic diseases.2,3 The evaluation of
A Randomized, Controlled such therapies is thus important for adequate counseling
of patients.
Pilot Study We determined the effect of regular Qigong exercise
as a complementary therapeutic measure in Parkinson’s
Tanja Schmitz-Hübsch, MD,1 Derek Pyfer, BS,1 disease (PD). Qigong is an exercise therapy based on the
Karin Kielwein, MD,2 Rolf Fimmers, MD,3 principles of traditional Chinese medicine. The exercises
Thomas Klockgether, MD,1 and combine the practice of motion and rest, both guided by
Ullrich Wüllner, MD, PhD1*
mental imagery. The movements or postures are thought
1
Department of Neurology, University of Bonn, Bonn, to promote an “energy flow” along meridians that are not
Germany; 2Medical Society for Qigong Yangsheng, Bonn, related to anatomic structures. Beneficial effects of
Germany; 3Institute for Medical Biometrics, Informatics and
Epidemiology, University of Bonn, Bonn, Germany Qigong have been reported on a variety of complaints in
chronically ill patients4,5 and on gait imbalance in the
elderly.6 The Qigong exercises used here,7 although
Abstract: Irrespective of limited evidence, not only tradi-
tional physiotherapy, but also a wide array of complemen- based on different theories on pathogenesis or salutogen-
tary methods are applied by patients with Parkinson’s esis, can be classified as active physiotherapy using
disease (PD). We evaluated the immediate and sustained low-energy exercises with sustained movements of
effects of Qigong on motor and nonmotor symptoms of PD, limbs, trunk, face, and tongue as well as breathing coor-
using an add-on design. Fifty-six patients with different dination. In contrast to most physiotherapeutic measures,
levels of disease severity (mean age/standard deviation
[SD], 63.8/7.5 years; disease duration 5.8/4.2 years; 43 men Qigong exercises can be adopted easily for special needs
[76%]) were recruited from the outpatient movement dis- (e.g., exercise in sitting position if balance is poor) and
order clinic of the Department of Neurology, University of are applicable in groups.8 We chose our main outcome
Bonn. We compared the progression of motor symptoms measure, the Unified Parkinson’s Disease Rating Scale
assessed by Unified Parkinson’s Disease Rating Scale motor motor part (UPDRS-III),9 to allow comparison with data
part (UPDRS-III) in the Qigong treatment group (n ⴝ 32)
and a control group receiving no additional intervention from larger PD trials, thus following the recommenda-
(n ⴝ 24). Qigong exercises were applied as 90-minute tions of the Cochrane review on this topic.1 In addition,
weekly group instructions for 2 months, followed by a 2 according to the exploratory approach of this pilot study,
months pause and a second 2-month treatment period. assessments included various other aspects of PD impair-
Assessments were carried out at baseline, 3, 6, and 12
ment to yield data for the planning of further studies (see
months. More patients improved in the Qigong group than
in the control group at 3 and 6 months (P ⴝ 0.0080 at 3 online supplementary material).
months and P ⴝ 0.0503 at 6 months; Fisher’s exact test). At
12 months, there was a sustained difference between groups PATIENTS AND METHODS
only when changes in UPDRS-III were related to baseline.
Depression scores decreased in both groups, whereas the Patients diagnosed with PD according to the UK brain
incidence of several nonmotor symptoms decreased in the bank criteria at any stage of disease, with or without
treatment group only. © 2005 Movement Disorder Society motor complications, were included. Exclusion criteria
Key words: Parkinson’s disease; exercise; Qigong; clinical were previous practical experience with Qigong, recent
trial (⬍1 month) or planned change of medication, or signs of
central nervous system (CNS) disease other than PD,
Despite a long-standing tradition, nonpharmacologic such as aphasia or dementia (defined by Mini-Mental
treatments of degenerative neurological disorders have Status Examination [MMSE] ⬍2410).
Patient flow is shown in Figure 1. All 56 participants
gave informed written consent during the screening visit
This article includes Supplementary Material, available online at explicitly stating the possibility of being sorted randomly
http://www.interscience.wiley.com/jpages/0885-3185/suppmat. to the control group. Patients were asked not to change
*Correspondence to: U. Wüllner, Department of Neurology, Univer-
sity Hospital of Bonn, Sigmund-Freud-Strasse 25, 53105 Bonn, Ger- their anti-Parkinson medication throughout the study;
many. E-mail: wuellner@uni-bonn.de however, if their medical condition required adaptations,
Received 23 July 2004; Revised 17 January 2005; Accepted 22 June this would not lead to exclusion. Patients were advised to
2005
Published online 14 October 2005 in Wiley InterScience (www. continue adjunct treatments like physiotherapy or mas-
interscience.wiley.com). DOI: 10.1002/mds.20705 sage if applied regularly before enrollment, which was

Movement Disorders, Vol. 21, No. 4, 2006


544 T. SCHMITZ-HÜBSCH ET AL.

supplementary material). The exercises were carried out


standing or optionally in a sitting position adjusted to the
patient’s physical abilities; additional individualized in-
structions were avoided on purpose. The teacher repeat-
edly stressed the importance of home self-exercise. The
control group received no additional intervention.
Baseline evaluation was carried out before randomiza-
tion and included: UPDRS-III for motor symptoms9; the
39-item Parkinson’s Disease Questionnaire (PDQ-39), a
disease-specific self-assessment measure of health-re-
lated quality of life11; the Montgomery-Asperg Depres-
sion Rating Scale (MADRS), a structured interview that
has been shown to be a valid instrument for assessment
of depressive symptoms in PD patients12; the presence of
nonmotor symptoms like sleep disturbance, daytime
sleepiness, dizziness, urinary dysfunction, sexual dys-
function, constipation, loss of appetite, or nausea and
pain, assessed in a structured interview developed for
this purpose; and for the treatment group, follow-up
additionally included a self-reporting questionnaire con-
cerning the acceptance of Qigong instruction and the
extent of self-exercise.
Follow-up evaluations were held for all patients at 3
months (after completion of the first 8-week treatment
course) and at 6 months (after completion of the second
8-week course), at which time patients were asked for
consent to be contacted for 12 months follow-up (i.e., 6
months after completion of the second course) by two
FIG. 1. Patient flow. Dropouts are given along with their Unified investigators (D.P. and T.S.H.) who were un-blinded to
Parkinson’s Disease Rating Scale-motor (UPDRS-III) score at baseline
(UPDRS-IIIb). treatment allocation. Patients of treatment and control
group were equally distributed between raters. Rating
was carried out in the on state, i.e., time of optimal
the case for 46% in the treatment group and 50% in the medication effect as defined by the patient. Follow-up
control group at baseline assessment. assessments were done at similar times of the day to
Participants were sorted randomly to treatment (n ⫽ minimize effects of motor fluctuations.
32) or control group (n ⫽ 24) matched for disease
severity, presence or absence of dyskinesia, and type of
TABLE 1. Baseline data
clinical manifestation (Table 1). Random allocation was
carried out using a list of pseudonyms generated by one Qigong group Control group
Parameter (n ⫽ 32) (n ⫽ 24)
investigator (D.P.) and transferred by fax to the second
investigator (T.S.H.). Age (yr)a 64/8 63/8
Gender (men/women) 24/8 19/5
Intervention consisted of weekly 60-minute lessons of Disease duration (yr)a 6.0/5.5 5.6/3.8
Qigong provided by an experienced teacher (K.K.) in Clinical manifestation (%)
two courses of 8 weeks with an 8-week pause in-be- Tremor 6 (19) 5 (21)
Akinesia 7 (22) 6 (25)
tween. The teacher had no involvement in screening, Mixed type 18 (56) 13 (54)
assessment, or randomization procedures. Lessons were UPDRS-III at baselinea 15.45/10.7 16.9/12.7
held in two groups of 16 patients. The selection of Patients with UPDRS-III ⬍15 (%) 19 (59) 13 (54)
Patients with UPDRS-III 15–30 (%) 7 (22) 6 (25)
exercises was based on the teacher’s expertise and com- Patients with UPDRS-III ⬎30 (%) 5 (16) 5 (21)
prised three opening exercises, three exercises from the Presence of motor complications (%) 11 (34) 9 (37)
syllabus “Frolic of the crane,” all eight exercises from a
Values given as mean/standard deviation.
the syllabus “The eight brocades (in sitting position),” UPDRS-III, Unified Parkinson’s Disease Rating Scale, part III (mo-
and closing exercises as described elsewhere7 (see online tor part).

Movement Disorders, Vol. 21, No. 4, 2006


QIGONG IN PD 545

Statistics
Allocation of patients to treatment and control groups
was 32:24; numbers were calculated to detect 50% re-
sponders among the therapy group and 10% among the
controls with ⬎80% power. All analyses were carried
out on an intention-to-treat-basis. Main outcome measure
was the between-group difference in the number of pa-
tients with improvement of motor symptoms (i.e., treat-
ment responders) over a 6-month interval compared with
Fisher’s exact test (two-sided), with a similar comparison
at 3 and 12 months as secondary measure. Motor im-
provement was defined as ⬎20% reduction in UPDRS-
III relative to baseline. This definition has been sug- FIG. 2. Main outcome criterion: between-group comparison of fre-
quency of ⬎20% change in Unified Parkinson’s Disease Rating Scale-
gested as clinically relevant in other trials.13–15 motor (UPDRS-III) score vs. baseline shown as percentage per group
Exploratory analyses included similar testing for the at different time points. Better, ⬎20% reduction in UPDRS-III toward
frequency of worsening in motor function (i.e., 20% baseline; worse, refers to ⬎20% increase.
increase in UPDRS-III scores toward baseline). No cor-
rection was made for the inclusion of the subgroup of
patients without changes in both analyses. In addition, were included in the analysis. The use of additional
individual score changes in UPDRS-III relative to base- nonpharmacological therapies was reported by almost
line were compared between groups using the Wilcoxon 50% of participants in both the therapy and the control
test (two-tailed, t-approximated) for all follow-up points. group at baseline and 1-year follow-up.
The impact of the stratification criteria (UPDRS-III at
Main Outcome Criterion:
baseline, type of clinical presentation, and presence of
Change in Motor Symptoms
dyskinesia) on the score changes at 6 months was tested
by two-factorial analysis of variance (ANOVA). The proportion of patients who improved in UPDRS-
For depressive symptoms, the prevalence of mild/ III, defined as ⬎20% reduction toward baseline score,
moderate depression was reported, using the published was significantly greater in the Qigong-treated group at 3
cut-off for MADRS scores.16 In addition, mean scores months (P ⫽ 0.0080) reaching almost significance at 6
for its 10 items were reported separately for each group. months (P ⫽ 0.0503) and no significance at 12 months
PDQ-39 was reported as mean scores for subdimensions (P ⫽ 0.635; Fisher’s exact test). The proportion of pa-
and summary index. These data, as well as the categor- tients who worsened in UPDRS-III was greater in the
ical variables such as incidence of nonmotor symptoms, control group although with a weaker level of signifi-
that are reported in numbers per group at given time cance (P ⫽ 0.0606 at 3 months, P ⫽ 0.0898 at 6 months,
points, were not submitted to statistical analysis. and P ⫽ 0.244 at 12 months; Fisher’s exact test; Fig. 2).
(See online supplementary material, Table A3 for 95%
RESULTS confidence intervals for the frequency of changes at
different time points.) The differences in proportions are
Compliance and Protocol Violations reflected in the changes of UPDRS-III total scores shown
Compliance at 1-year follow-up was fair with 5 drop- in Figure 3: the changes in UPDRS-III scores toward
outs in the control group (mean UPDRS-III, 23.8) and 2 baseline were significantly different between groups at
in the Qigong group (mean UPDRS-III, 10.5; Fig. 1). all follow-up assessments (P ⫽ 0.0014 at 3 months, P ⫽
Three patients stopped Qigong treatment within the first 0.0384 at 6 months, and P ⫽ 0.0428 at 12 months;
three sessions, but attended follow-up. Although patients Wilcoxon test). Exploratory analysis of changes in single
were informed and had consented to refrain from UPDRS-III items (data not shown) revealed a remark-
changes in antiparkinsonian medication, 26% in the able between-group difference for postural stability
treatment and 40% in the control group did report in- (Item 30 in UPDRS-III): the proportion of patients with
creases of dosage at 6-month follow up. Surprisingly, score reduction in this item at 6 months was significantly
such increases more often resulted in deterioration of higher in the Qigong group (35%; 95% confidence in-
motor scores (see online supplementary material, Table terval 19 –5%) than it was in the control group (9.5%;
A2). Medication changes thus did not seem to contribute 95% confidence interval 1–30%) at 6 months (P ⫽
to a possible benefit of Qigong therapy and all patients 0.0044; Fisher’s exact test). (See online supplementary

Movement Disorders, Vol. 21, No. 4, 2006


546 T. SCHMITZ-HÜBSCH ET AL.

material, Table A4 for mean scores for single UPDRS-III DISCUSSION


items at all time points.) Two-factorial ANOVA showed We found a stabilizing effect of Qigong exercise on
no significant impact of the stratification criteria (type of motor performance and on several nonmotor symptoms
clinical manifestation, presence of dyskinesia, or UP- in a controlled, randomized, non-blinded study. This
DRS-III score at baseline) on the results. exploratory study aimed to give estimates of the effect
sizes that can serve as a basis for the biometrical design
Depressive Symptoms and Health-Related of future randomized controlled trials. Consequently,
Quality of Life some relevant methodological weaknesses have to be
Scores in MADRS for depressive symptoms were considered in interpretation of the suggested effects of
graded with a cut-off of 9 for mild depression and a Qigong exercise that do not allow a definite statement on
cut-off 18 for moderate depression.16 The prevalence of the efficacy of Qigong. Because no control intervention
mild or moderate depression was 48% in the treatment was available, it is impossible to determine whether the
group and 41% in the control group at baseline compared actual exercise program or the interaction amongst pa-
with 33% in both groups at 6 months. At the same time, tients themselves or with the instructor is responsible for
proportions of patients using antidepressants were simi- changes observed. Second, the unblinded assessment
lar with 19% (therapy) and 24% (control) at baseline but could have biased results, which we tried to minimize by
shifted to 16% (therapy) and 32% (control) at 12-month equally distributing patients of both groups between rat-
follow-up, respectively. The changes of mean scores for ers. As patients obviously could not be blinded to their
each item of MADRS (see online supplementary mate- intervention, it was felt difficult to conceal group allo-
rial, Fig. A1) suggest that tension/anxiety and distur- cation in a largely interview-based assessment. In the
bance of sleep contributed most to changes in total score. add-on design used here, although most closely reflecting
Although these items showed reduction in both groups, everyday practice where nonpharmacologic measures are
items 6 and 7 (problems with concentration and loss of used as an adjunct to pharmacologic treatment, ceiling
initiative) were transiently reduced during Qigong ther- effects could have occurred by the number of treatments.
apy only. However, due to imbalances between groups at Major imbalances between groups are excluded, how-
baseline data on depressive symptoms remain inconclu- ever, given the similar proportion of patients using ad-
sive in our study. PDQ-39 assessed at 3 and 6 months ditional nonpharmacologic interventions.
follow-up showed no significant between-group differ- Qigong was applied in a group setting of patients with
ences (see online supplementary material, Fig. A2) for Hoehn and Yahr stages I to IV. During the treatment
mean scores or changes over time despite a tendency for period, improvement of PD motor symptoms assessed by
transient improvement in activities of daily living in the UPDRS-III was found in 52% of participants in the
treatment group. Qigong-treated group at 3 months and 36% at 6 months,
compared with 14% and 10%, respectively, among the
Nonmotor Symptoms: Autonomic Dysfunction control group (Fig. 2). Comparing the number of treat-
For the occurrence of several nonmotor symptoms ment responders instead of absolute score changes is
(see online supplementary material, Table A5), a sus- more appropriate when observing small numbers. The
tained benefit was reported for constipation by the treat- criterion of 20% UPDRS-III score change toward base-
ment group, reflected by decreased use of laxatives in the line has been used by other authors;13–15 however, the
therapy group. Similarly, complaints of pain, although clinical relevance of this criterion was not addressed
equally frequent in both groups at baseline, were reduced formally and might be assumed to differ throughout
clearly and sustainedly in the treatment group only, severity stages. The dimension of functional capacity in
whereas the proportion of patients using drugs for pain PDQ-39 (see online supplementary material, Fig. A2)
relief showed similar changes in both groups. Concern- suggests a transient decrease at 3 months in the Qigong-
ing sleep disturbances, a reduction was reported during treated group, although not a statistically significant one.
therapy only, whereas the use of sleep medication de- Using a measure of functional disability is surely advis-
creased to a similar extent in both groups. In contrast, able for further studies, but at present the UPDRS-III
daytime sleepiness was reduced sustainedly in the motor score is the most commonly used assessment
Qigong-treated group. Urinary dysfunction, sexual dys- allowing wider comparison of results. The comparison of
function, or nausea and the prevalence of drug-induced mean score changes (Fig. 3) shows a sustained benefit for
hallucinations or motor fluctuations with dyskinesias re- the Qigong group at 12 months, although group differ-
mained unchanged in both groups over time. ences were most obvious at 3 months. Although few

Movement Disorders, Vol. 21, No. 4, 2006


QIGONG IN PD 547

impact on outcome in our treatment group. Such effects


have never been studied, however, and other numerous
different assumptions remain possible, which make the
construct of an adequate control intervention question-
able. It might also be assumed, that Qigong as nonphar-
macologic therapy in general constitutes a “complex”
therapy, showing multiple ways of action, that can be
almost impossible to delineate with a “placebo” control.
Further comparative studies (e.g., against conventional
physiotherapy or regular self-exercise of other methods)
can help to clarify this issue, with standardization of the
treatment applied being the major challenge of such
studies.
In general, possible mechanisms of action of nonphar-
macologic therapies have rarely received scientific atten-
tion and no conclusive hypotheses has been generated to
date. The fact that placebo application in PD patients has
FIG. 3. Between-group comparison of Unified Parkinson’s Disease been shown to considerably increase striatal dopamine
Rating Scale-motor (UPDRS-III) score changes relative to baseline at release23 suggests, that even “unspecific” treatment can
different time points. Qigong therapy was only applied from baseline to
6 months; between 6- and 12-month assessment, neither group received
effect specific transmitter changes in this patient group.
additional therapy. Similarly, motor learning as well as exercise itself can
lead to such increases24 and would explain benefits from
regular exercise irrespective of the kind of exercise per-
previous studies have shown short-term benefits of phys- formed. These effects and their validity in PD patients,
iotherapy in PD,1 our study suggests that such effects can however, are controversial.25,26 Interestingly, exploratory
outlast therapy for up to 6 months. analysis in our study suggested pronounced benefits of
The similar progression rates in both groups through- Qigong on postural stability, a symptom that reportedly
out the second half of the study (without add-on therapy is not very responsive to dopaminergic treatment. Our
in any group) most likely reflect the natural progression results are in line with previous reports on benefits of Tai
in our study population of mostly medicated PD patients Chi on gait imbalance and falls in the elderly,6 and might
at different disease stages. Our estimates are somewhat be attributed to motor imagery as a means of internal
higher than the 1.5-point average progression in UPDRS- cueing; however, the nature of this benefit remains to be
III scores per year seen in larger cohorts.17,18 A motor established. Similarly, the sustained reduction in daytime
decline of similar magnitude in UPDRS-III at similar sleepiness reported by our treatment group (as opposed
intervals has been reported for the placebo arms19,20 or to increased reports of daytime sleepiness among the
even treatment arms21,22 in PD trials. Placebo groups in controls) corresponds to previous reports on improve-
other drug trials, however, showed no such deterioration ment of chronic fatigue by exercise, thought to be related
or even improvement over a 6-month period. Data on to exercise-induced neurohumoral changes.27 The sug-
motor progression in PD thus remain inconclusive and gested effects on nonmotor symptoms in our study might
are likely to differ between patient populations, further add to the ongoing discussion on possible mechanisms of
underlining the necessity of a no-intervention control action and surely deserve consideration in further
group when studying complex therapies in a chronically studies.
progressive disease. Although auxiliary analysis did not In conclusion, we observed a stabilizing effect of
reveal an impact of baseline UPDRS-III on score Qigong exercise on PD motor symptoms, although this
changes at 6 months, data are insufficient to rule out the has to be interpreted with caution due to methodological
possibility of different progression rates at different dis- weaknesses of our study design. Further, our results
ease stages. Stratification for disease stages therefore suggest positive effects on several frequent and relevant
seems mandatory in further studies. symptoms of autonomic dysfunction in PD. Given the
Surely, a fundamental limitation of our study is the high acceptance and compliance with therapy, we con-
lack of a trial arm designed to control for unspecific sider Qigong a promising treatment in this patient group,
effects of Qigong treatment. It seems conceivable that with possible effects on motor as well as nonmotor
weekly peer-group meetings or staff attention have an symptoms and the advantage of cost-effective applica-

Movement Disorders, Vol. 21, No. 4, 2006


548 T. SCHMITZ-HÜBSCH ET AL.

tion by group instruction and self-exercise. Comparative 16. Muller MJ, Szegedi A, Wetzel H, Benkert O. Moderate and severe
depression. Gradations for the Montgomery-Asberg depression
studies with blinded rating are needed to corroborate rating scale. J Affect Disord 2000;60:137–140.
these findings and establish the specificity of treatment. 17. Louis ED, Tang MX, Cote L, Alfaro B, Mejia H, Marder K.
Progression of parkinsonian signs in Parkinson’s disease. Arch
Acknowledgments: We thank the German Parkinson’s pa- Neurol 1999;56:334 –337.
tients’ organization (dPV) for financial support. The funding 18. Jankovic J, Kapadia AS. Functional decline in Parkinson’s disease.
source (dPV) had no involvement in study design, collection, Arch Neurol 2001;58:1611–1615.
analysis or interpretation of data or writing of the report. 19. Shannon KM, Bennett JP Jr, Friedman JH. Efficacy of
We thank the participating patients, and Prof. Dr. Gisela pramipexole, a novel dopamine agonist, as monotherapy in mild to
moderate Parkinson’s disease. The Pramipexole Study Group.
Hildebrandt (Medical Society for Qigong Yangsheng, Bonn)
Neurology 1997;49:724 –728.
for sharing her expertise in study design. 20. Rinne UK, Larsen JP, Siden A, Worm-Petersen J. Entacapone
enhances the response to levodopa in parkinsonian patients with
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