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Chapter Eleven Sleep and Fatigue
Chapter Eleven Sleep and Fatigue
CHAPTER ELEVEN
Contents
GENERAL. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .203
BIOLOGICAL RHYTHMS AND CLOCKS . . . . . . . . . . . . . . . . . . . . . . . . .203
BODY TEMPERATURE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .204
TIME OF DAY AND PERFORMANCE . . . . . . . . . . . . . . . . . . . . . . . . . . .205
CREDIT/DEBIT SYSTEMS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .205
MEASUREMENT AND PHASES OF SLEEP . . . . . . . . . . . . . . . . . . . . . . . .206
AGE AND SLEEP . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .208
NAPS AND MICROSLEEPS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .208
SHIFT WORK . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .209
TIME ZONE CROSSING . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .210
SLEEP PLANNING . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .212
SLEEP HYGIENE. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .213
SLEEP AND ALCOHOL. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .214
SLEEP DISORDERS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .214
DRUGS AND SLEEP MANAGEMENT . . . . . . . . . . . . . . . . . . . . . . . . . . .215
FATIGUE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .215
VIGILANCE AND HYPOVIGILANCE . . . . . . . . . . . . . . . . . . . . . . . . . . .217
QUESTIONS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .219
ANSWERS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .222
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GENERAL
Introduction.
Sleep is essential to human well-being. During a sleep period the body is not only recuperating
from the physical activity of the day but it is also carrying out essential organisation of the
mental processes. The amount of sleep required varies according to age, amount of physical
and mental energy used prior to sleep and individual differences. Sleep exhibits particular
cycles during each sleep period, varying from light dozing to very deep sleep, with intervals
of a unique type of sleep in which vivid dreams occur. The duration of sleep and its quality
depends to a large extent on our internal body rhythms, and it is well to consider these rhythms
before looking at sleep itself.
Introduction.
Many physiological processes in the body undergo rhythmic fluctuations (through the
hypothalamus in the brain), and these occur whether the person is awake or asleep. These
rhythms are controlled internally and are not simply reaction to our environment. The rhythms
are not necessarily synchronised and these fluctuations or cycles can vary from about 90 minutes
to as much as 28 days. The discipline of studying rhythms is called Chronobiology.
Circadian Rhythms.
The most common rhythms exhibited by man and most other animals have periodicities of
about 24 hours and are known as Circadian rhythms. These rhythms are seen as measurable
and regular daily fluctuations - sometimes greater than 50% of the daily mean - in variables
such as:
Body temperature.
Blood pressure.
Heart rate.
Sensory acuity.
Adrenal gland output.
Brain neuro-transmission levels.
In normal conditions our circadian rhythms are locked to 24 hours by external time cues
(Zeitgebers).
Zeitgebers.
These cues are provided by clock times and other external events, such as the sun rising,
light and darkness, the increase in traffic noise at certain times, regular mealtimes, and work
schedules all of which assist in the regulation of our internal biological clock. These cues are
known as Zeitgebers (German for ‘time givers’). In fact, cognitive awareness of the clock time
is, in itself, an example of a Zeitgeber.
If an individual is isolated from these zeitgebers, without clocks, set meal times, or any way of
detecting light changes, the circadian rhythms will ‘free run’ to a periodicity of about 25 hours.
This means that an average individual, if isolated from these cues, instead of working to an
average 16 hours awake and 8 hours sleep, will extend his/her day to 17 hours awake, 8 hours
sleep.
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Figure 11.1 A Sleep Pattern on Successive Days without Zeitgeber Clues to Time.
BODY TEMPERATURE
Body temperature variations throughout the day follow a regular cycle. The highest temperature
occurs around 1700 hours and the lowest at about 0500 hours, at which time we are least efficient
and the desire for sleep is at its peak.
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Sleep taken at times near the temperature peak or when the temperature is falling will be longer
and more refreshing than sleep taken when body temperature is rising. Aircrew attempting to
sleep when the body temperature is on the rise will have considerably more difficulty getting to
sleep, and if successful, will usually awaken within a relatively short period of time.
As well as the circadian rhythms of temperature and other basic physiological processes, there
are rhythms for more complex behaviours. Performance of different tasks is affected by the
time of day. Simple tasks, requiring little short-term memory input, follow the pattern of body
temperature. Performance improves as temperature increases and declines as the temperature
decreases. Performance using short-term memory tasks declines throughout the day. Verbal
reasoning and mental arithmetic skills peak around midday.
Accident statistics have been examined to detect a correlation between time of day and accidents.
It has been found that driving accidents peak at certain times of the day, for example 1500 hours,
but other factors, such as traffic density and road conditions will also affect the results.
With regards to aviation accidents, the time of day has been noted as a causal factor in a number
of incidents.
CREDIT/DEBIT SYSTEMS
General
The sleep/wake cycle can be thought of as a credit and debit system. In this system the individual
is given two points for every hour spent asleep and has one point deducted for every hour spent
awake. This is only a rough measure, as individuals vary considerably in the amount of sleep
they require.
Sleep Debit
The fewer points you have the readier you are to sleep. Normally the person will sleep when
he/she has little or no credit and will sleep for about eight hours, followed by a wakeful period
of about sixteen hours when the sleep credit will be exhausted. A gradual reduction in level of
credit may build up over a period of time as a ‘cumulative sleep debt’. It is important to realise
performance reduction, resulting from sleep deprivation, increases with altitude.
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Measurement.
Laboratory experiments have revealed a great deal about the various sleep phases. Volunteers
have undergone a number of measurements and observations whilst they are asleep. The
devices used include:
Sleep Stages (see Figure 11.3) The stages of sleep are classified into 4 stages:
Stage 1.
The sleeper is in a very light sleep. It is a transitional phase between waking and sleeping; if
woken at this stage the volunteer may claim that he has not even been asleep. In early sleep we
pass through about 10 minutes of Stage 1 before moving to the deeper Stage 2.
Stage 2.
In early sleep we spend about 20 minutes in stage 2 before moving on to the deeper Stage 3 &
4. About 50% of a normal sleep is spent in Stage 2.
Stages 3 & 4.
During Stage 3 & 4 sleep:
The brain is semi-active emitting long slow waves measured by EEG tracings
and thus it is commonly referred to as ‘Slow Wave’ or Orthodox sleep.
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The brain is active and the EEG trace is similar to that of an individual who is
fully awake whilst the other measurements show the person to be asleep.
Rapid eye movement behind the eyelids are detected.
Whereas there is near total muscle paralysis (thought to prevent the sleeper
acting out dreams), there is frantic movement of the muscles of the eye. This
motor activation occasionally breaks through resulting in twitching of the
limbs.
Complex, bizarre, and emotionally-coloured dreams take place.
Sleep Cycles.
During any normal night’s sleep the pattern operates on an approximately 90 minute cycle.
Towards the end of the first 90 minutes of falling asleep the first REM stage occurs but this
first REM experience lasts only 10 to 20 minutes before the person passes back into slow wave
sleep.
At the end of the second cycle of 90 minutes the duration of REM sleep periods increases.
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Sleep Profile.
A sleep profile for a typical night’s sleep is shown in Figure 11.3. The individual stages will
vary depending on the activities prior to sleep. If a great deal of strenuous physical activity has
taken place then the sleep stages 3 and 4 will be extended. Alternatively, if a lot of mental work
has been undertaken, such as learning new information or procedures, then REM sleep will be
increased.
Rebound Effect.
Sleep deprivation experiments have shown that if a person is deprived of either slow wave or
REM sleep there will be a ‘rebound’ effect in the next sleep period. That is the individual will
make up the deficit in either case. For example if one is woken after 3 hours of a normal sleep
period then the body will have had all its required slow wave sleep, but be deficient in REM
sleep. In the next sleep period it is found that REM sleep will occur earlier and last longer than
normal.
Individuals differ in the amount of sleep they require. In a survey of one million people the
most frequently reported sleep duration was between 8 and 9 hours. Some people seem able to
do with much less sleep and can manage quite well on 3 to 4 hours per night.
Ageing brings major changes in sleep requirements. New born babies may sleep for up to 23
hours per day (of which the majority is REM) and even as they grow older will require much
more sleep than adults. However as people get older they sleep less but at the same time,
become less flexible about when sleep is taken. Shift work becomes more difficult with age as
it is much harder to re-programme the body clock. Women tend to sleep longer than men but
report more sleep problems.
Naps.
A nap is a short period of sleep taken at any hour. The time of day, the duration of the nap
and the sleep credit/deficit of the individual will determine through which sleep stages the
individual will pass. The restorative properties of naps will vary from one individual to another.
Those who habitually take naps appear to gain more benefit than non-habitual nappers, who
sometimes perform at a reduced level for some time after awakening from the nap.
With the increase in extended flight times there is debate about allowing a crew member to take
20 to 30 minute naps in the seat in an effort to keep him/her fresh. There would appear to be
some benefit but pilots should be aware of the pitfalls. It is not unknown for one of the pilots to
be taking a nap and the other pilot to fall asleep.
Pilots should also be aware that after napping it may take some minutes to collect one’s thoughts
and they will have slow responses and reactions for up to 5 minutes after being roused. The
minimum duration for a nap to be restorative appears to be not less than 10 minutes (Hawkins).
It is strongly recommended that pilots should plan to be fully awake at least 1 hour before
descent.
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Microsleeps.
Microsleeps are very short periods of sleep lasting from a fraction of a second to two to three
seconds. Although their existence can be confirmed by EEG readings, the individual may be
unaware of their occurrence which makes them particularly dangerous. They occur most often
in conditions of fatigue but are of no assistance in reducing sleepiness.
SHIFT WORK
General.
Sleep loss or partial sleep is an occupational hazard of commercial aviation. There will be times
when the pilot has to work when he would rather be asleep, and other times when he has to
sleep when he would rather be awake. At these times sleep problems may be aggravated by
circadian rhythms.
The sleep/wake cycle affects readiness for sleep, and the timing of sleep relative to the body
cycle of temperature is critical in determining the duration of the sleep.
Firstly, one could go to bed early the previous night and set the alarm for an early call so that,
by the afternoon, the body will be approaching sleep deficit and be ready for sleep. The second
alternative would be to go to bed late the previous night, sleep late, relax in the afternoon and
still have a good sleep credit for the night duty.
Both solutions have limitations, in the first case, having gone to bed in the afternoon, sleep may
be impossible due to outside noise, daylight entering the room or, if in a hotel, construction
work or domestic work in the corridors. In which case one may go on duty with an even greater
sleep deficit. The second solution will prove useless if, having prepared oneself for five to six
hours duty, the trip is delayed for a few hours for technical, weather, or air traffic reasons.
Generally, it is now accepted that shift rotation should be to later shifts (early shift to late shift
to night shift and so on).
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General.
Crossing time zones is a way of life for long-haul aircrew, and time zone shifts can lead to
cumulative sleep deprivation. Although such sleep deficits can build up, it is unlikely to go
to extreme levels as the body will sleep when it needs to. Long haul pilots have constantly
to adjust and re-adjust their circadian rhythms, and it is possible that continual disruption
may incur some health penalties, particularly associated with stomach and bowel disorders.
The disturbance to the normal body functions is commonly known as Jet Lag or Circadian
Disrhythmia.
For example it may be local noon for the traveller arriving in Los Angeles, but his body clock
will still be based on a UK time of 2000 hours, possibly leading to an internal conflict. After a
sleep the internal body clock will indicate a time to wake up when the local time is 0100 hours.
These factors are of great significance to the pilot who may have to sleep during local day hours
or operate a long flight at a time when his body clock is indicating a time for sleep. In addition
to this, normal rhythms of the alimentary canal (the passage along which food passes during
digestion) and urinary system can cause disruption to sleep in the new time zone.
Recovery.
The shifting of Zeitgebers will help to resynchronise to the new local time but it is a slow process,
averaging a shift of about 90 minutes for each day in the new time zone. A shift of 9 hours in
local time, for example, on a flight direct from London to Los Angeles, will require about 6 days
for the body to adjust to the local time. The pilot may only have 2 or 3 days before return to
London and when he does return his body clock is now out of synchronisation again.
Another factor to be considered is that body systems shift their phase at different rates, so while
they are shifting, they are not only out-of-phase with the local time, but out-of-phase with each
other.
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Figure 11.4 Jet Lag after Travelling Westwards is less than Eastwards.
Recovery Techniques.
The method of dealing with circadian disrhythmia is a major research area in aviation. With the
differences in individual pilots’ reaction to time zone changes and rates of resynchronisation
there cannot be any hard and fast rules. Each individual must work out his/her own methods
for dealing with the problem but there are some generally accepted techniques. See examples
below.
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SLEEP PLANNING
To ensure that you have the maximum amount of beneficial sleep before arriving at work to fly
it is recommended that you base your calculations on three simple rules:
Basic Rules.
To calculate the required sleep pattern there are three simple rules:
Rule 2: The required sleep must be taken immediately prior to the wake-up
call for duty
Rule 3: Use the “3 in 1 Rule”. (Rule 1 gives units of three hours which we can
use to calculate the required amount of sleep needed.
Example:
A pilot flies from London to New York (5 hours behind UTC. for a 24 hour stop-over. He/she
arrives at the hotel room at 2100 hours local time with no sleep credits. The following duty day
is scheduled to be 16 hours.
Solution 1
The pilot requires 8 hours sleep (Rule 1) for the duty day ahead and this must be taken
immediately prior to the wake-up call (Rule 2). The problem is how best to organise his/her
sleep pattern.
The pilot has 16 hours before he/she must go to sleep to ensure the maximum amount of credit.
Using Rule 3, divide 16 hours by 3 and we find that 5 hours 20 minutes of sleep is required. This
sleep could be taken as:
Advantages
The second sleep will be of good quality as sleep credit is 0 and the body
temperature is decreasing for much of the time.
Disadvantages
First sleep period will be of mixed quality as although there is 0 credit the body
temperature is on the rise for part of the time.
Unsociable time to be awake and the temptation to sleep again prior to 1300
hours will be strong.
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Another possible way to organise the 5 hour 20 minutes of sleep prior to the time when he/she
must sleep is:
Solution 2
The pilot has a short sleep (1 hour 20 minutes) and then enjoys the local night-life. He/she
has a further period of sleep to give sufficient credits before the third and final sleep period
immediately prior to duty day.
Advantages
Both first and last sleep periods will be of good quality as credits are 0 and
body temperature is on the decrease.
Disadvantages
Very disrupted sleep pattern and it will be hard to stick to the schedule.
SLEEP HYGIENE
If your body really needs sleep it will sleep under almost any condition. If one is attempting to
sleep whilst still in sleep credit or at a time of low circadian sleepiness then:
Avoid drinks containing caffeine near bed time (coffee, tea, cola and a number
of “fizzy” soft drinks). Caffeine effects both Stage 4 and REM sleep. When
caffeine is removed from a drink, the sleep-disturbing effect is also removed.
(Aspirin also contains caffeine).
Make sure the room and bed are comfortable, with any daylight excluded,
air conditioning working, and ensure insects (especially the biting or stinging
variety) are not able to enter the room.
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Alcohol is widely used by aircrew as an aid to sleep. It is however a non-selective central nervous
depressant. It may induce sleep but the sleep pattern will not be normal as REM sleep will be
reduced considerably and early waking is likely.
SLEEP DISORDERS
Narcolepsy.
An inability to stop falling asleep even when in sleep credit. Specialists believe that this is
associated with the inability of the brain to distinguish between wakefulness and REM sleep.
This condition is clearly undesirable in aircrew as the sufferer may go to sleep at any time, even
in a dangerous situation.
Apnoea.
A cessation of breathing whilst asleep. This is quite a common condition and the subject will
normally either wake up or restart breathing after a short time.
It becomes a more serious problem when the breathing stoppage lasts for up to a minute and the
frequency of stoppages increases. The frequent wakenings will disturb the normal sleep pattern
and the individual may experience excessive daytime sleepiness. Other clinical problems may
be involved and medical advice should be sought.
Sleepwalking (Somnambulism)
This condition, as well as talking in one’s sleep, is more common in childhood, but does occur
later in life. It may happen more frequently in those operating irregular hours or those under
some stress. The condition should not cause difficulty in healthy adults unless the sleep walker
is involved in an accident whilst away from his bed. Sleepwalking, as Night Terrors, happens
during Non-REM sleep.
Insomnia: This is simply the term for difficulty in sleeping. It may be divided into:
Clinical insomnia.
This describes the condition when a person has difficulty in sleeping under normal,
regular conditions in phase with the body rhythms. In other words, an inability to sleep
when the body’s systems are calling for sleep.
Situational insomnia.
There is an inability to sleep due to disrupted work/rest patterns, or circadian
disrhythmia. This often occurs when one is required to sleep but the brain and body
are not in the sleeping phase. This condition is the one most frequently reported by
aircrew.
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People’s tolerance to sleep disturbance varies and some individuals may require the assistance
of drugs to obtain sleep or to stay awake. The commonest drug used to delay sleepiness is
caffeine, contained in tea or coffee, and this will assist the user to stay awake.
Wide publicity has been given to Melatonin as a cure of Jet Lag. Aircrew should not take this
drug or any other drug or medicine without first seeking advice from his/her Aviation Medical
Specialist.
Barbiturates and benzodiazepines (valium, mogadon, librium and normison) must be rigorously
avoided. Barbiturates are not only addictive but fatal if taken in overdose. Contrary to common
belief, Benzodiazepines can be addictive and all have an adverse effect on performance -
especially if taken with alcohol. There is no place in aviation for such drugs except under the
strict supervision of an Aviation Medical Specialist.
FATIGUE
Introduction.
Fatigue is deep tiredness and, similar to stress, it is cumulative and can be caused by:
Whereas tiredness is instantly recognizable by the sufferer and is an acceptable social admission,
fatigue is more insidious. A pilot suffering from fatigue can be unaware of his/her condition for
a long period of time until a crisis forces realization. Even if aware that fatigue is a problem, a
pilot will be hesitant to admit the fact openly. It appears to be akin to an admission that he/she
is not up to the job. It is critical to be able to recognize the symptoms of fatigue both in yourself
and, just as importantly, in other members of your crew.
Short-term Fatigue.
As implied, this type of fatigue is akin to tiredness. It is usually due to a lack of sleep, hard
physical or mental exertion, crew scheduling, a long duty period, lack of food or Jet Lag. Short-
term fatigue is easily recognised and remedied by not flying and sufficient rest.
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Lack of awareness.
Obvious tiredness.
Diminished vision.
Channelled concentration.
Easily distracted.
Increased mistakes.
Reduced scan.
Decrease in communication.
Delaying the onset of fatigue. Some of the actions that may be considered to avoid fatigue:
Plan sleep strategies pro-actively (plan sleep ahead of the next day’s
activities).
Use exercise as part of the relaxation period and ensure you are fit.
Avoid alcohol.
Ensure that food and drink are available for long flights.
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State of Vigilance.
The scientific definition of vigilance differs from what we normally understand by the term.
The State of Vigilance is the degree of activation of the central nervous system. This can vary
from deep sleep to extreme alertness and is controlled by the circadian cycle. A vigilant man is
an alert man and so, in normal circumstances, as workload increases so does vigilance.
Note: Vigilance is a very different mechanism to that of attention (see Chapter 7).
Hypovigilance.
This occurs when sleep patterns begin to show on an EEG during activity. It is akin to a
microsleep which can occur during periods of:
Monotony.
Reduction of workload.
Low lighting.
High temperature.
Isolation.
Sleep debit.
Fatigue.
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Move your position regularly every so often and, if possible, get up and walk a few steps
in the aircraft.
Vigilance decreases with lack of stimuli so keep mentally and physically active.
Members of the crew should take their meals at different times. This goes a long way to
ensuring that, if hypovigilence is to be a problem amongst the crew, its occurrence will
probably be staggered. As has already been discussed, this precaution also avoids food
poisoning striking more than one member of the crew at a time.
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QUESTIONS
a. 24 hours
b. 48 hours
c. 25 hours
d. 29 hours
4. What is the maximum number of “sleep credits” that can be accumulated and what is the
minimum time to accumulate them?
5. When does orthodox (slow wave sleep) occur and what does it restore?
a. It occurs early in the sleep cycle - stages 3 & 4 and it restores the body
b. It occurs early in the sleep cycle - stages 3 & 4 and it restores the brain
c. It occurs early in the sleep cycle - stages 1 & 2 and it restores the body
d. It occurs late in the sleep cycle - stages 3 & 4 and it restores the brain
6. If the sleeper awakes early, how does this effect the next sleep pattern?
a. The sleeper goes into a “sleep deficit” and will need more sleep
b. The sleeper goes into a “sleep deficit” and will need twice the amount of sleep lost to
catch up
c. They will “rebound” so that the current sleep pattern will make up those stages lost in
the previous spell of sleep
d. The sleeper goes into a “sleep deficit” which is carried forward
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a. 90 minutes
b. 120 minutes
c. 60 minutes
d. 30 minutes
a. Little activity
b. A lot of activity
c. Intermittent activity
d. No activity
11. As a general rule, if a pilot is rostered for a flight which returns within 24 hours, should he
adjust his/her sleep pattern?
a. Yes
b. Yes - as soon as possible
c. Yes - over the next 48 hours
d. No - stay on U.K. time
12. As a general rule, if a pilot is rostered for a flight which has 24 hours or more in a country where
there is a time zone difference, should he adjust his/her sleep pattern?
a. Yes and try and arrange it so that the sleep pattern allows 8 hours sleep before “wake-
up” call
b. Yes and try and arrange it so that the sleep pattern allows 10 hours sleep before “wake-
up” call
c. No - stay on UK time
d. No - not necessary unless he/she stays for over 48 hours
13. How long does it take for the circadian rhythm to re-synchronise to local time after crossing
time zones?
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14. Does it make any difference to the circadian rhythm adjusting to time zone changes if the flight
is to the East or West?
a. Yes, due to the free running of the circadian rhythm tends to adjust more quickly to
West bound flights
b. Yes, due to the free running of the circadian rhythm tends to adjust more quickly to East
bound flights
c. No - it make no difference. West or East have the same effect
d. Yes, due to the free running of the circadian rhythm tends to adjust more slowly to West
bound flights
15. What effect does drinking alcohol before sleep have to the sleep pattern?
a. A small amount (one beer or a small whisky) is of help to relax the body prior to sleep
and thus enhances the sleep pattern
b. It lengthens REM sleep and the length of sleep
c. It shortens REM sleep and the length of sleep
d. It has not significant effect on the sleep pattern itself but does effect other systems of the
body adversely
16. When suffering from sleep deprivation, will performance be further decreased by altitude?
a. No
b. Yes
c. Sometimes
d. Under certain circumstances
a. True
b. False
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ANSWERS
1 B 11 D
2 A 12 A
3 C 13 D
4 D 14 A
5 A 15 C
6 B 16 B
7 B 17 A
8 A 18 B
9 B 19 C
10 C 20 C
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