FOR BANK USE ONLY

AB Bank Transaction Profile (TP)

ORGANIZATIONAL ACcoUNT

DateO A 2 0 2 0
Account Number

1. Title of Account:.. Sacho tuphe. *

"******'*********''**'********** *
*********** ***"*********** ****

2. Monthly Turnover E0.SOO '**** ********'**

******'*******************'**********************'*'**
*******'********''**
''*****'***
*****************

Maximum Deposit Amount

of Expected Number of Expected Total Amount
Type Transaction (Deposit) (Per Transaction)
Monthly Deposits of Monthly Deposits
Cash Deposits (including Online/ATM)
Deposit through Transfer/Instrument
Incoming Remittance (Foreign)
Export related Income
Deposit/Transfer from BO Account

Other (Specify)

Total Expected Deposit

19 25060O-I
Expected Number of Expected Total Amount Maximum Withdrawal Amount
Type of Transaction (Withdrawal) Monthly Withdrawals of Monthly Withdrawals (Per Transaction)

Cash Withdrawals (including Online/ATM) 12

Withdrawal through Transfer/Instrument

Outgoing Remittance (Foreign)

Import related Expenses

Deposit/Transfer to B0 Account

Others (Specify)
Total Expected Withdrawal

Note: Please use additional sheet(s), if required.

16D
3. Next TP Review Date: 2 A 2020
CTP review date to be calculated as per guidelines provided by Bangladesh Bank]

Reviewed by Verified & Approved by

(Assigned Officer) (Branch Manager/BAMLCO)

MD. AHSANUEALAM-
MANAGER

NURUL AMIN
SIDDIQUE
MD.
Principal Oc
A B

PO &
OFPERATIONS
B A N K

LALMONIRHAT
L i M I T E D

BRANCH

AIC Opening Dept

AB Bank Limite0
tatmonithat granch
AB Bank Know Your Customer (KYC)
Customer(s) Risk Assessment Profile]
Organizatlonal Account

Review Date: 4ZA24

Account Number T4oBT440
1. Title of Account: MS Saccho tnt>rptruye
2. Account Type Savings Current s.N.D. F.C.

N.I.TA. FN. Others:. * * * ********** * .

3. Type of Organization

Sole Proprietorship Partnership Jolnt Venture Private Limited CompanyL Public Lmited Company
Trust NGO/NPO Club/Society ducationalInstitution Religious Institution Others **************'***|

4. Net Worth of the Organization . 4STSOGf. *** *************************************************************************************************

5. Source(s) of Fund (details) BUSmus *************************************************************************************************************************

6. List of Documents colected for verification of Source(s) of Fund

(0) ***************************
*******'************""*" *********°*°*********************'****************************************

TN * *

****************a*************"***********"******************
**********'** '***'°***'*************************************

Have the collected document(s) been verified? No

How were the Organizabion's Addresses verified :. ***** ***** * *

8. Is/Are there any Beneficial Owner(s) of the accOunt? Yes

[If yes, then obtain and attach duly filled & signed"Beneficial Owner Information Form" for each Beneficial Owner]
Note: For company account, duly flled & signed Individual KYC Forms have to be obtained for all shareholders holding 20% or more shares and
controlling share holders
Photocopy obtained Verified
9. Electronic Tax ID (E-TIN)

10. VAT Registration

11. Registration Certificate

L2, Ouver Documens ,..... . . .

13. Purpose of account opening for Foreign Company/Organization (where applicable) . .

********************** *************a'************** ***************.****a* *

*********** *******************

**************** **** **"******"**************************** ********************************"******'**************°*********************

a. Name of relevant Regulatory Authority

b. Information regarding Permission :

14. Is any Politically Exposed Person (PEPS)/Influential Person(IPs)/Head of International Agency(s) or High ranked Official and his/her family member(s)/ Close
Associate(s) related to the Organization as per BFIU Guldeline? Yes No
Yes

a) Has approval been obtained from Appropriate Authority? Yes No

b) Was any face to face interview held with the Applicant? Yes No

15. In accordance with relevant laws, rules and clrculars, It ls a mandatory requlrement for Banks to ensure screenlng of Applicant's name against the names
or entities listed under United Nations Security Councll Resolutlons as suspects Involved In terrorism, terrorist acts and proliferation of weapons of mass
destruction and the sanctioned lists (as provided by OFAC, UK, EU and the Government of Bangladesh) whlle opening a new account/establishing a new
relationship. Any match identifled? Yes
a. If Yes, then describe the actlon taken i..
**"*****'r****rt***"'**** *rrsd*r*' *r*****''**"*"**********'tre***'****tsdd **** ***************** *.***

****************"************ * *** * **'**'**'***'****** **'*'**l***""***** **'*'*****i'"*'***''***t***t**i******* i itraaness ****'*******

Initial of Assigned Officer. ****"**'****""*"'******"'**** Initlal of BOM/BRM. ******"**"***** *******************""

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 16. Risk Grading
a. Goods/Services Risk b. Onboarding/Channels Risk

Type of Goods/Services Risk Score Type of Onboarding Risk Score

Savings
By Relationship Manager/Branch 2
Cument
By Direct Sales Agent
S.N.D
Tnternet/Non Face to Face

Walk-Tn
N.J.T.A
N.

Others 1-5

c. Geographical Risk
Non-Residency Risk For Foreign Citizens only

Type of Applicant Risk Score

Risk based on Place of Birth/Residential Status Risk Score
Resident Bangladeshi Is the country of nationality of the Customer induded in FATF's
jurisdiction under Iincreased monitoring and high-risk jurisdIctions
Subject to a call for action or is the customer sanction listed under
Non-Resident Bangladeshi 2 UN or any other Sanction List
Foreign Citizen es

Vo
d. Line of Business Risk

SI.TNo. Line of Business Risk Score SI. No. Line of Business Risk Score
Jewelry/Gems/Precious Metal 27 Electricity &Fuel Generating Compary
Money Changer/Courier Service/Moble Banking Agent 28 Print &Electronic Media
3 Real Estate Developer/Agent

Construction Project Promoter/Contractors

2 Travel Agent/Tourism Company

30 Businesswith investment more than Tk. 1.00 crore

5Art& Antique Dealer
31 Chain Store/Shopping Mall
6 Restaurant/Bar/Night Club/Parlor/Residentlal Hotel 32 Freight/Shipping/Cargo Agent/CaF Agent
7 Import/xport & Import/Export Agent Motor Car Business (New/Reconditioned)

Manpower Export 34 Leather/Leather Goods

Arms Business
35 Construction Materials
10 Garments Business/Garments Accessories/Packaging/Buying House 36 Business Agent
11 Share/Stock Dealer, Broker, Portfolio Manager, Merchant Banker 37 Yarn/Garment Wastage
12 Software/Information and Technology Business |38 Transport Operator
Offshore/Non-Resident Corporation 39 Drug Manufacture and Distribution
14 NGO/NPO 40 Refrigeration (ColdStorage)
15 Film Producer/Distribution Firm 41 Advertisement
16 Mobile Phone Operator/Internet or Cable TV Operator 42 Service Provider
Land/House Buy-Sell Broker 43 Tobacco &Cigaretes

18 Insurance/Brokerage Agency 44 Amusement Park/Entertainment

19 Religious Instutute/Organization & Educational Institute 45 MotorParts Trader/orkshop
20 Trust 46 Poultry/Dairy/Fishing Firm
21 Petrol Pump/CNG Station 47 Agro Business/Rice Mil/Beverage
48 Small Business (Investment less than Tk. 50 Lac)
22 ShipBreaking
23 Bank/Leasing/Financing Company 49 Computer/Mobile Phone Dealer

24 Business(Indenting9) 5o Manufacturer (Except Arms)

25 Business (Outsourcing) 4
Others (Speciny) 1-5

Firm/Consultancy Firm
26 Law Firm/Engineering

Initial of Assigned Officer.. *******'***'**''****''''*****"' Initial of BOM/BRM

A
*******"******* *u

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 e.Relationship Risk
Type of Applicant
Risk Score Type of Applicant Risk Score
Is/Are the Applicant(s) PEPs/1Ps/Head of International Is/Are the Applicant(s) member(s) of Family/Close Assoclates of
PEPs /1Ps/Head of International Agency(s) or High ranked Offclal(s)
Agency(5) or High ranked Offclal(s) as per BFIU Guldeline?
as per BFIU Guldelline?
No No

Yes
Yes
9.Transparency related Risk
f.Transaction related Risk
Particularss Risk Score
Yearly Average Transactions of the Applicant RiskScore
Less than Tk. 10.00 lac Has/Have the Applicant(s) provided the rellable information on

From Tk. 10.00 lac to less than Tk. 50.00 lac Source(s) of Fund?
From Tk. 50.00 lac to less than Tk. 5.00 crore
Yes
NO
Tk. 5.00 crore and above

h. Overall Risk Assessment

Total Risk Rating9
Item SI. No. 9
High Low
Score obtained
4 Total Risk Score> 15 and Low' for Total Risk Score < 15]
[Overall Risk Rating will be 'High' for =

If Customer is rated High with score Lower than threshold:

'High Risk though the risk score
Under subjective consideration and based on other risks including Beneficial Owner, the customer is categorized into
**********°********************'************ *** '** *** *** ********* ***''** ****

is less than 15. The details of the assessment are

******************"********************************************'*******"****°***''******************* **********'***********'**********************************************

17. Gender Type of the Account (based on Beneficial Ownership)

Majority Share holding Women Men

Verified & Approvepy

Prepared by
(Assigned Officer) (Branch Manager/BALCO)

(
MD,OBRUL AMIN SIDDIQ MD. AHSANUL ALAM
PO &OPERATIONS MANAGER
Principal Office AB BANK LIMITED
AIC Opening Jept LALMONIRHAT BRANCH

AB Bank imited
Lalmonirhar aranc
Approved by CAMLCO/Designate
(For PEP/IP/High ranked official of International Agency)

18. Next KYC Review Date

Note: Next KYC Review Date' to be calculated on the basis of Risk Rating (High/Low or any other criteria) of the account as per Bangladesh Bank guidelines.

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