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INTRODUCTION . 9
SCRIPTURE PARALLELS 40
AD LUCILIUM DE PROVIDENTIA 47
EPIGRAMMATA . 187
NOTES 197
A
V
nicus was caused by Nero, who was then only in the first
year of his wretched reign. Imputations have been cast
by various writers — Merivale among the rest — upon both
Burrhus and Seneca as probable accomplices ; but there
is no proof that such was the fact. This much is certain ,
however, that Seneca soon afterwards wrote his Essay on
Clemency, dedicating it to his pupil, Nero, in which he
extols that virtue as especially beautiful in rulers, and
represents Nero as a remarkable illustration of it.
Agrippina became an object of just suspicion on the
part of her son, Nero, and the question was only one of
time which should succeed in ridding the world of the
other. A report was brought to Nero one night that
us, who are yet baser, and who are doomed to give birth
to a still more degraded offspring. ” Juvenal, fifty years
later, could affirm : “ Posterity will add nothing to our
immorality ; our descendants can but do and desire the
same crimes as ourselves.” Farrar, in referring to this
testimony of contemporary witnesses, groups the evil
characteristics of the times of Seneca under five heads :
1. The violent contrasts in social condition ; 2. Atheism
and superstition ; 3. Excessive luxury ; 4. Deep sadness ;
and, 5. Boundless cruelty. It was in the midst of such a
civilization that Seneca lived and wrote, and the wonder
is that we find so much in him that contrasts favorably
with the spirit and life of his times. His genius, posi
tion, and the wishes of his father, first brought him with
in the circle of the political maelstrom . He frequently
strove, later, to escape all contact with political life, and
we must suppose his efforts sincere. We fully believe
that the most unfavorable opinion of Seneca's complic
ity with Nero's guilt can apply only to the latest period
of his life, when he found himself involved in the meshes
of that emperor's cruel policy. Lipsius well exclaims :
“ How happy would Rome have been if Nero had con
tinued to follow the advice of Seneca as he began ! For
what could be more commendable than the earlier years
of his life, while under the direction of Seneca ?” That
he was a willing party to any wrong act, even his most
severe critic, Dion Cassius, seems hardly to believe ; but
that he was a party at all was both his crime and misfor
tune, and from the two there is no possibility of acquit
ting him. The most that can be done is to give him the
benefit of a careful weighing of the palliating circum
stances which surrounded him . Much stress has been
laid upon Seneca's enormous wealth. Tacitus refers to
it, but declares that Seneca's wealth had no effect upon
B
22 INTRODUCTION .
IV . SENECA'S PHILOSOPHY .
The position which Seneca occupies as a philosopher
is not that of an originator so much as an expounder.
We must content ourselves here with merely indicating
his relation, as a philosopher, to his times, and his posi
tion as a believer in the Divine Being, and in the moral
laws which he has imposed upon the universe. While
Seneca adopted the general principles of the Stoic sys
tem, he by no means adhered strictly to them, but seems
to have reserved to himself the large rights of the
eclectic thinker. The Roman mind was not at all
adapted to the repose and equanimity which form a
fundamental element in Stoicism. It was only after
popular liberty was lost, when the government became
a thing that lay within the reach of the most ambitious
and unscrupulous , and morals became corrupt, that we
find any tendency to fall back upon the resources of the
mind itself. Says M. Aubertin :
“ The establishment of the empire, while pacifying elo
quence and suppressing liberty, did not enteeble philos
ophy. It gave it, on the other hand , a higher impor
tance, a less uncertain credit, and more faithful par
tisans. In the general abasement, in the mental waste
and the incurable ennui where so soon the ardor of the
noblest souls was chilled, philosophy, the sole consoler
amid this fearful disgrace, offered to the conquered, if
not an impossible hope, at least a refuge and an indemni
fication. Hence, says Horace, the faithful interpreter of
the delights of the contemporary mind, it became the
work of all the days, of all the ages, and of all the con
ditions. This world, grown old and condemned , there
found its remedy and salvation. Philosophy gathered
up the fragments from the irreparable shipwreck of
liberty."*
* Sénèque et Saint Paul, p. 103.
24 INTRODUCTION .
V. WORKS OF SENECA.
Seneca's writings have not all been preserved. We
bave the greater part, however, and from those still ex
tant we can well appreciate Quintilian's statement con
cerning him , “ that he treated on almost every subject of
study ; for both orations of his, and poems, and epistles,
and dialogues, are extant.” It is not probable that any
leading work of Seneca has been lost, for being a great
favorite in the early Church, the interest in his writ
ings served to preserve them , while those of less -favored
Roman authors were neither copied nor cared for. The
list of his works, as given by George Long in Smith's
“ Dictionary of Greek and Roman Biography and My
thology ,” forms the basis of our catalogue.
1. De Ira. In three books. This was addressed to No
vatus, and was one of Seneca's earliest works. 2. De Con
solatione ad Helviam Matrem Liber. Written to his
mother during his banishment to Corsica. One of his
purest and best works. 3. De Consolatione ad Polybium
Liber. Composed in the third year of Seneca's Corsican
exile. Diderot and others maintain that it is not by Sen
eca, because it is unworthy of him . But the external
evidences are too strong. 4. De Consolatione ad Marci
am Liber. Written after Seneca's return from exile, and
* Vol. for 1867, p. 84. + Inst. Orat., x, 1 , § 129.
B2
30 INTRODUCTION .
“ For the Lord seeth not as man seeth ; for man looketh on
the outward appearance, but the Lord looketh on the heart.”
1 Sam. xvi, 7 ; see also Luke xvi, 15.
Certainly we ought so to live as if we were living in the very
sight of man ; we ought so to think as if some one were able to gaze
into the inmost recesses of our heart. And, indeed , there is one able
80 to do. For what avails it to keep any thing secret from man ?
Nothing is hid or closed to god : he is present to our minds, and en
ters into the midst of our thoughts." Epist. 83, 1 .
“No one knows god ; many entertain strange and wicked opin
ions about him, even with impunity ." Epist. 31, 9.
3. INDWELLING OF GOD's SPIRIT .
Know ye not that ye are the temple of God, and that the
Spirit of God dwelleth in you ? " 1 Cor. iii , 16.
“ He that raised up Christ from the dead shall also quicken
your mortal bodies by his Spirit that dwelleth in you .” Rom.
viii , 11 .
“ God is near thee ; he is with thee ; he is within thee. . . A
holy spirit resides within us, and is the guardian and observer of
our good and evil deeds.” Epist. 41 , 1.
66
Do you wonder that man goes to the gods ? God comes to men ;
nay, what is nearer , he comes into men . No good mind is without
god . " Epist. 73, 14.
4. FORGIVENESS OF INJURIES.
" Then came Peter unto him and said, Lord , how oft shall
my brother sin against me and I forgive him ? Till seven
times ? Jesus saith unto him , I say not unto thee until seven
times, but until seventy times seven .” Matt . xviii , 21 ; Luke
xvii , 4.
66
If thine enemy hunger, feed him ; if he thirst, give him drink ;
for in so doing thou shalt heap coals of fire on his head .” Rom.
xii, 20.
“ A wise man will pardon an injury, though it be great, and if he
can do it without breach of piety andfidelity, that is, if the whole in
jury shall pertain to himself .” Epist. 81 , 14.
“ Let him , whoever wishes, treat you with reproach and injury ;
you will suffer nothing so long as you adhere to virtue. If you wish
to be happy, to be a good man in good faith, suffer it that any one
(who chooses) contemn or despise you." Epist. 71, 7.
42 INTRODUCTION .
“ You must live for another, if you would live for yourself."
Epist. 48, 2.
“ While we are among men let us cultivate kindness ; let us not be
to any man a cause ofperil or of fear." De Ira, iii, 43, 5.
I will so live as if I knew that I was born for others, and will
give thanks to Nature on this score. ” De Vit. Beat. 20, 2.
“ How must we behave ourselves toroards men and how do we be
have ? What precepts do we give in this respect ? To abstain from
shedding human blood ? But what a small thing is it not to hurt
him to whom we ought to do all the good that lies in our power ? It
is indeed praiseworthy for men to be kindly disposed towards one
another. Shall we, then, direct a man to reach out his hand to the
shipwrecked, to show the wandering traveller his way, and to divide
our bread with the hungry ? Yes, certainly.” Epist. 95, 50, 51.
8. OBEDIENCE TRUE LIBERTY .
“ If the Son shall make you free, ye shall be free indeed. . .
Ye shall know the truth, and the truth shall make you free.”
John viii , 36, 32.
“ Whoso looketh into the perfect law of liberty and continueth
therein .” James i, 25.
“ Where the Spirit of the Lord is, there is liberty.” 2 Cor. iii,
17.
“ The liberty wherewith Christ hath made us free. " Gal. V,
1.
“ To obey God is ( true) liberty.” De Vit. Beat. 15, 6.
“ It is necessary for you to serve philosophy, in order that true
liberty may fall to your lot” (quoted from Epicurus). Epist. 8, 6.
9. DOMINION OF SIN .
“ The imagination ofman's heart is evil from his youth. ” Gen.
viii, 21 .
“ If we say that we have no sin, we deceive ourselves, and the
truth is not in us." 1 John i, 8.
You hath he quickened, who were dead in trespasses and
sins.” Gal. ii, 1 , 5 .
“ Out of the heart proceed evil thoughts, murders, adulteries,”
etc. Matt. xv, 19.
“ If we would be upright judges of all things, let us first persuade
ourselves of this, that not one of us is without fault.” " No one
will befound who can acquit himself; and any man calling himself
44 INTRODUCTION .
goods. And I will say to my soul, Soul, thou hast much goods
laid up for many years ; take thine ease, eat, drink , and be mer
ry. But God said unto him, Thou fool, this night thy soul shall
be required of thee ; then whose shall those things be which
thou hast provided ?" Matt. xii, 17–19.
“ The love of money is the root of all evil. " 1 Tim. vi, 10.
“ It is easier for a camel to go through the eye of a needle,
than for a rich man to enter into the kingdom of God.” Matt.
xix, 24 .
“Godliness with contentment is great gain .” 1 Tim. vi, 6.
“ Lay not up for yourselves treasures upon earth, where moth
and rust dotlı corrupt for where your treasure is, there will
your heart be also . ” Matt. vi, 19–21 .
Apply thyself to the true riches. It is shameful to depend for a
happy life on silver and gold.” Epist. 110, 18.
“ Let thy good deeds be invested like a treasure deep buried in the
ground , which thou canst not bring to light, except it be necessary.”
De Vit. Beat. 24, 2.
“ O how greut is the madness of those who embark on distant hopes :
Iwill buy, I will build , I will lend out, Iwill demand payment, Iwill
bear honors ; then at length Iwill resign my old age, wearied and sated,
to rest.” Epist. 101 , 4.
“We shall be wise if we desire but little ; if each man takes count
of himself, and at the same time measures his own body, he will know
how little it can contain, and for how short a time. ” Epist. 114, 26.
12. LIFE A WARFARE.
“ Is there not a warfare to every man upon earth ? ” Job vii, 1.
“ So fight I, not as one that beateth the air ; but I keep under
my body, and bring it into subjection, lest that by any means
when I have preached to others, I myself should be a castaway.”
1 Cor. ix, 26, 27.
Dearly beloved, I beseech you, as strangers and pilgrims, to
abstain from fleshly lusts, which war against the soul.” 1 Pet.
ii , 11 .
“ Thou therefore endure hardness, as a good soldier of Jesus
Christ.” 2 Tim . ii, 3.
' Fight the good fight of faith .” 1 Tim. vi, 12.
“ This I say, brethren , the time is short. It remaineth ..
that (ye) use this world as not abusing it. For the fashion of
this world passeth away.” 1 Cor. vii, 29, 31.
С
46 INTRODUCTION .
AD LUCILIUM
DE PROVIDENTIA
LIBER UNUS.
Si quis autem volet scire plenius, cur malos et iniustos deus poten
tes, beatos, divites fieri sinat, pios contra humiles, miseros, inopesque
esse patiatur ; sumat eum SENECAE librum , cui titulus est : Quare bonis
viris multa mala accidant, cum sit providentia : in quo ille multa, non
plane imperitia saeculari, sed sapienter ac paene divinitus elocutus est.
LACTANTIUS.
AD LUCILIUM
DE PROVIDENTIA.
enud rse DE PR
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. VI . 63
tenuis.' 4. Ita
qne dum illis licet stare et ad arbitrium snum ostendi,
nitent et inponunt : cum aliquid incidit quod disturbet
ac detegat, tunc adparet quantum altae ac verae foedi
tatis alienus splendor absconderit. Vobis dedi bona
certa, mansura , quanto magis versaverit aliqnis et un
diqne inspexerit, meliora maioraque. Permisi vobis
metuenda contemnere, cnpiditates fastidire : non ful
getis extrinsecus ; bona vestra introrsus obversa sunt.
Sic mundus exteriora contempsit spectaculo sui laetus :
DE PROVIDENTIA . CAP . VI . 65
KWONDO
AIN
P A N
AD SERENUM
DE TRANQUILLITATE ANIMI
LIBER UNUS.
In ipsa eloquentia, Seneca, duae tuae virtutes eximiae ; copia in
brevitate, vehementia in facilitate. De copia, bonus iudex et sagax
statim agnoscit, et Fabius (Quintil. ) ut peculiarem virtutem etiam
alibi adsignat. At de vehementia egy eius miror : et est tota
oratio fere accincta, intenta, et robur in ea et acrimonia, qua vel ad
Demosthenem se iactet. .. Iudica sic , bone Lector, et bono tuo
Senecam ama. LIPSIUS.
AD SERENUM
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L. ANNAEI SENECAE
AD PAULINUM
DE BREVITATE VITAE
LIBER UNUS.
The spirit of Stoicism existing by itself is narrow and harsh ; it
has too great affinity ta pride and egotism ; it is too repressive of the
spontaneous feelings, of art, and poetry, and geniality of life. On the
other hand, it is the stimulus to live above the world . Hence while the
bare Stoical spirit, in whatever form, produces only an imperfect and
repulsive character, a certain leaven of it, to say the least, is necessary :
else would a man be wanting in all effort and aspiration of mind.
SIR ALEX. GRANT.
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L. ANNAEI SENECAE
AD GALLIONEM
DE VITA BEATA
LIBER UNUS.
By undeceiving, enlarging, and informing the intellect, Philosophy
sought to purify and to elevate the moral character. . . . Across the
night of Paganism, Philosophy fitted on, like the lantern -fly of the
Tropics, a light to itself, and an ornament, but, alas, no more than an
ornament, of the surrounding darkness. COLERIDGE .
AD GALLIONEM
DE VITA BEATA.
nonta
WWW .
PREQUELE
AD LUCILIUM
EPISTULAE SELECTAE,
ET
EPIGRAMMATA .
The teaching of Seneca, which drew all its interest from Greek phi
losophy , was alien from the old Roman sentiments. His doctrines were
essentially cosmopolite. He sought to refer questions of honor and
justice to general and eternal principles, rather than to solve them by
the tests of precedents and political traditions. The educated men of
the later Republic, as well as of the early Empire, had opened their arms
wide to embrace these foreign speculations; and whether they had re
signed themselves to Epicurism, as was the fashion under Julius and
Augustus, or had cultivated Stoicism, which was now more generally in
vogue, they equally abandoned the ground of their unpolished fathers,
which asserted the pre -eminence of patriotism above all the virtues, the
subordination of every claim of right and duty to national interest and
honor. . . . As yet, Stoicism, in the ranks of Roman society, was mere
ly a speculative creed ; and the habit now prevalent there, of speculat
ing on the unity of mankind, the equality of races, the universality of
justice, the subjection of prince and people, of masters and slaves, of
conqueror and conquered, to one rule of Right, tended undoubtedly to
sap the exclusive and selfish spirit of Roman antiquity.
MERIVALE.
EPISTULAE SELECTAE.
EPISTULA II.
SENECA LUCILIO SUO SALUTEM .
EPISTULA VI.
SENECA LUCILIO SUO SALUTEM .
EPISTULA X.
SENECA LUCILIO SUO SALUTEM .
EPISTULA XXIII.
SENECA LUCILIO SUO SALUTEM.
EPISTULA XLI.
SENECA LUCILIO SUO SALUTEM.
Facis rem optimam et tibi salutarem , si, ut scribis, perseveras
ire ad bonam mentem, quam stultum est optare, cum possis a te
inpetrare. Non sunt ad coelum elevandae manus nec exorandus
aedituus, ut nos ad aurem simulacri, quasi magis exaudiri possi
mus, admittat: prope est a te deus, tecum est, intus est. Ita
dico, Lucili: sacer intra nos spiritus sedet, malorum bonorumque
nostrorum observator, et custos : hic prout a nobis tractatus
est, ita nos ipse tractat. 2. Bonus vero vir sine deo nemo est.
An potest aliquis supra fortunam nisi ab illo adiutus exsur
gere ? Ille dat consilia magnifica et erecta. In unoquoque
virorum bonorum
EPISTULA LXXXVI.
SENECA LUCILIO SUO SALUTEM.
In ipsa Scipionis Africani villa iacens haec tibi scribo ada
ratis manibus eius et arca, quam sepulchrum esse tanti viri
suspicor. Animum quidem eius in coelum, ex quo erat, re
disse persuadeo mihi, non quia magnos exercitus duxit (hos
enim et Cambyses furiosus ac furore feliciter usus habuit), sed
ob egregiam moderationem pietatemque, quam magis in illo
admiror, cum reliquit patriam , quam cum defendit. Aut
Scipio Romae deesse debebat aut Roma in libertate. 2. .Ni
hil, inquit, volo derogare legibus, nihil institutis : aequum
inter omnes cives ius sit : utere sine me beneficio meo, patria :
causa tibi libertatis fui, ero et argumentum . Exeo, si plus
tibi quam expedit, crevi. Quidni ego admirer hanc magnitu
dinem animi, qua in exilium voluntarium secessit et civitatem
exoneravit ? Eo perducta res erat, ut aut libertas Scipioni aut
Scipio libertati faceret iniuriam . Neutrum fas erat : itaque
locum dedit legibus et se Liternum recepit tam suum exilium
reipublicae inputaturus quam Hannibalis. 3. Vidi villam struc
tam lapide quadrato, murum circumdatum silvae, turres quo
que in propugnaculum villae utrimque subrectas, cisternam
aedificiis ac viridibus subditam , quae sufficere in usum vel
exercitus posset, balneolum angustum , tenebricosum ex con
suetudine antiqua (non videbatur maioribus nostris caldum
nisi obscurum ). 4. Magna ergo me voluptas subiit contemplan
tem mores Scipionis ac nostros. In hoc angulo ille Cartha
ginis horror, cui Roma debet, quod tantum semel capta est,
abluebat corpus laboribus rusticis fessum : exercebat enim
opere se terramque, ut mos fuit priscis, ipse subigebat. Sub
hoc ille tecto tam sordido stetit : hoc illum pavimentum tam
vile sustinuit. 5. At nunc quis est, qui sic lavari sustineat ?
pauper sibi videtur ac sordidus, nisi parietes magnis et preti
178 L. ANNAKI SENKOAE
saccata aqua lavabatur, sed saepe turbida et, cum plueret vehe
mentius, paene lutulenta : nec multum eius intererat, an sic la
varetur : veniebat enim ut sudorem illic ablueret, non ut un
guentum . Quas nunc quorumdam futuras voces credis ? Non
invideo Scipioni : vere in exilio vixit, qui sic lavabatur. Immo,
si scias, non cotidie lavabatur. 11. Nam, ut aiunt, qui priscos
mores Urbis tradiderunt, brachia et crura cotidie abluebant,
quae scilicet sordes opere collegerant : ceterum toti nundinis
lavabantur. Hoc loco dicet aliquis : Liquet mihi inmundissi
mos fuisse. Quid putas illos oluisse ? Militiam, laborem , vi
rum . Postquam munda balnea inventa sunt, spurciores sunt.
12. Descripturus infamem et nimiis notabilem deliciis Horatius
Flaccus quid ait ?
Pastillos Rufillus olet.
Dares nunc Rufillum : perinde esset, ac si hircum oleret. Gor
gonii loco esset, quem idem Horatius Rufillo obposuit. Parum
est sumere unguentum , nisi bis die terque renovatur, ne evane
scat in corpore. Quid, quod hoc odore tamquam suo glorian
tur ? 13. Haec si tibi nimium tristia videbuntur, villae inputa
bis, in qua didici ab Aegialo , diligentissimo patrefamiliae (is
enim huius agri nunc possessor est), quamvis vetus arbustum
posse transferri. Hoc nobis senibus discere necessarium est,
quorum nemo non olivetum alteri ponit : quod vidi illum arbo
rum trimum et quadrimum fastidiendi fructus autumno depo
nere . 14. Te quoque proteget illa, quae
Tarda venit, seris factura nepotibus umbram ,
ut ait Vergilius noster, qui non quid verissime, sed quid de
centissime diceretur adspexit nec agricolas docere voluit, sed
legentes delectare. 15. Nam , ut alia omnia transeam , hoc quod
mihi hodie necesse fuit deprehendere, adscribam :
Vere fabis satio est : tunc te quoque, medica ,putres
Accipiunt sulci et milio venit annua cura .
An uno tempore ista ponenda sint et an utriusque verna sit
satio, hinc aestimes licet. Iunius mensis est, quo tibi scribo,
180 L. ANNAEI SENECAE
EPISTULA CVII.
SENECA LUCILIO SUO SALUTEM.
EPISTULA CXVIII.
SENECA LUCILIO SUO SALUTEM.
Exigis a me frequentiores epistulas. Rationes conferamus :
solvendo non eris. Convenerat quidem, ut tua priora essent :
tu scriberes, ego rescriberem . Sed non ero difficilis : bene
credi tibi scio : itaque in antecessum dabo. Nec faciam , quod
Cicero, vir disertissimus, facere Atticum iubet, ut, etiam si rem
nullam habebit, quod in buccam venerit, scribat. 2. Numquam
potest deesse, quod scribam , ut omnia illa, quae Ciceronis in
plent epistulas, transeam : quis candidatus laboret : quis alienis,
quis suis viribus pugnet : quis consulatum fiducia Caesaris,
quis Pompeii, quis arcae petat : quam durus sit fenerator Cae
cilius, a quo minoris centesimis propinqui nummum movere
non possint. Sua satius est mala quam aliena tractare, se ex
cutere et videre, quam multarum rerum candidatus sit, et non
suffragari. 3. Hoc est, mi Lucili, egregium , hoc securum ac
liberum, nihil petere et tota fortunae comitia transire. Quam
putas esse iucundum tribubus vocatis, cum candidati in tem
plis suis pendeant et alius nummos pronuntiet, alius per se
questrem agat, alius eorum manus osculis conterat, quibus
designatus contingendam manum negaturus est, omnes ad
toniti vocem praeconis exspectant, stare otiosum et spectare
illas nundinas nec ementem quicquam nec vendentem ? 4.
Quanto hic maiore gaudio fruitur, qui non praetoria aut con
sularia comitia securus intuetur, sed magna illa, in quibus alii
honores anniversarios petunt, alii perpetuas potestates, alii bel
lorum eventus prosperos triumphosque, alii divitias, alii matri
monia ac liberos, alii salutem suam suorumque! Quanti animi
184 L. ANNAEI SENECAE
alia quoque bona fiunt. Quod dico, tale est : sunt quaedam
neque bona neque mala, tamquam militia, legatio, iurisdictio.
11. Haec cum honeste administrata sunt, bona esse incipiunt
et ex dubio in bonum transeunt. Bonum societate honesti fit,
honestum per se bonum est. Bonum ex honesto fluit, honestum
ex se est. Quod bonum est malum esse potuit : quod honestum
est, nisi bonum esse non potuit. Hanc quidam finitionem red
diderunt : Bonum est quod secundum naturam est. Adtende,
quid dicam : quod bonum est secundum naturam est : non pro
tinus quod secundum naturam est etiam bonum est. 12. Mul
ta naturae quidem consentiunt, sed tam pusilla sunt, ut non
conveniat illis boni nomen. Levia enim sunt, contemnenda :
nullum est minimum contemnendum bonum. Nam quamdiu
exiguum est, bonum non est : cum bonum esse coepit, non est
exiguum. Unde adgnoscitur bonum ? si perfecte secundum
naturam est. 13. Fateris, inquis, quod bonum est secundum na
turam esse : haec eius proprietas est : fateris et alia secundum
naturam quidem esse, sed bona non esse. Quomodo ergo illud
bonum est, cum haec non sint ? quomodo ad aliam proprieta
tem pervenit, cum utrique praecipuum illud commune sit,
secundum naturam esse ? Ipsa scilicet magnitudine. 14. Nec
hoc novum est quaedam crescendo mutari. Infans fuit, factus
est pubes : alia eius proprietas fit : ille enim inrationalis est,
hic rationalis. Quaedam incremento non tantum in maius
exeunt, sed in aliud . Non fit, inquit, aliud, quod maius fit :
utrum lagenam an dolium inpleas vino, nihil refert : in utroque
proprietas vini est : et exiguum mellis pondus ex magno sa
pore non differt. Diversa ponis exempla : in istis enim eadem
qualitas est : quamvis augeantur, manent. 15. Quaedam ampli
ficata in suo genere et in sua proprietate perdurant: quaedam
post multa incrementa ultima demum vertit adiectio et novam
illis aliamque quam in qua fuerunt, condicionem inprimit.
Unus lapis facit fornicem , ille, qui latera inclinata cuneavit et
interventu suo vinxit. Summa adiectio quare plurimum facit
vel exigua ? Quia non auget, sed inplet. Quaedam processu
priorem exuunt formam et in novam transeunt. 16. Ubi ali
quid animus diu protulit et magnitudinem eius sequendo lassa
186 L. ANNAEI SENECAE EPISTULAE SELECTAE .
tus est, infinitum coepit vocari : quod longe aliud factum est
quam fuit, cum magnum videretur, sed finitum . Eodem modo
aliquid difficulter secari cogitavimus: novissime crescente hac
difficultate insecabile inventum est. Sic ab eo quod vix et
aegre movebatur processimus ad inmobile. Eadem ratione
aliquid secundum naturam fuit : hoc in aliam proprietatem
magnitudo sua transtulit et bonum fecit. Vale.
EPITAPHIUM SENECAE .
Cura, labor, meritum , sumpti pro munere honores,
Ite, alias post hanc sollicitate animas !
Me procul a vobis deus evocat : illicet actis
Rebus terrenis hospita terra vale !
Corpus avara tamen solemnibus accipe saxis.
Namque animam coelo reddimus, ossa tibi.
L. ANNAEI SENECAE
I. AD CORSICAM.
Corsica Phocaico tellus habitata colono,
Corsica, quae patrio nomine Cyrnus eras,
Corsica Sardinia brevior, porrectior Ilva,
Corsica piscosis pervia fluminibus,
Corsica terribilis, cum primum incanduit aestas,
Saevior, ostendit cum ferus ora canis,
Parce relegatis, hoc est, iam parce sepultis :
Vivorum cineri sit tua terra levis.
II. DE EADEM.
Barbara praeruptis inclusa est Corsica saxis,
Horrida, desertis undique vasta locis.
Non poma autumnus, segetes non educat aestas,
Canaque Palladio munere bruma caret.
Umbrarum nullo ver est laetabile foetu,
Nullaque in infausto nascitur herba solo .
Non panis, non haustus aquae, non ultimus ignis :
Hic sola haec duo sunt, exsul et exsilium .
III. QUERELA.
Occisi iugulum quisquis scrutaris amici,
Tu miserum necdum me satis esse putas ?
Desere confossum : victori volnus iniquo
Mortiferum inpressit mortua saepe manus.
188 L. ANNAEI SENECAE
IV. ITEM
Quisquis es,-et nomen dicam : dolor omnia cogita
Qui nostrum cinerem nunc, inimice, premis
Et non contentus tantis subitisque ruinis
Stringis in exstinctum tela cruenta caput :
Crede mihi, vires aliquas natura sepulchris
Attribuit : tumulos vindicat umbra suos.
Ipsos crede deos hoc nunc tibi dicere, livor,
Hoc tibi nunc manes dicere crede meos :
Res est sacra , miser. Noli mea tangere fata.
Sacrilegae bustis abstinuere manus.
V. ITEM.
Carmina mortifero tua sunt suffusa veneno,
Et sunt criminibus pectora nigra magis.
Nemo tuos fugiat, non vir, non femina dentes,
Haud puer, haud aetas undique tuta senis,
Utque furens totas immittit saxa per urbes
In populum, sic tu verba maligna iacis.
Sed solet insanos populus compescere sanus,
Et repetunt motum saxa remissa caput.
In te nunc stringit nullus non carmina vates,
Inque tuam rabiem publica Musa furit.
Dum sua conpositus nondum bene concutit arma
Miles, it e nostra lancea torta manu.
Bellus homo, et valide capitalia carmina ludis,
Deque tuis manant atra venena iocis.
Sed tu perque iocum dicis vinumque : quid ad rem
Si plorem , risus si tuus ista facit ?
Quare tolle iocos : non est iocus esse malignum .
Numquam sunt grati, qui nocuere sales.
VI. AD AMICUM.
Crispe, meae vires, lassarumque ancora rerum ,
Crispe, vel antiquo conspiciende foro :
Crispe potens numquam , nisi cum prodesse volebas,
Naufragio littus tutaque terra meo,
EPIGRAMMATA SUPER EXILIO . 189
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Coin of Agrippina, wife of Claudius, mother of Nero. (It was through her
that Seneca was recalled from exile : Introduction, p . 14.) From the British
Museum .
EPISTULAE SENECAE, NERONIS IMPERATORIS
MAGISTRI, AD PAULUM APOSTOLUM ET
PAULI APOSTOLI AD SENECAM .*
EPISTULA I.
SENECA PAULO SALUTEM .
Credo tibi, Paule, nunciatum esse, quod heri [de te) cum
Lucilio nostro de apocryphis et aliis rebus sermonem habueri
mus. Erant enim quidam disciplinarum tuarum comites me
cum . Nam in hortos Salustianos secesseramus , quo loco occa
sione nostra alio tendentes hi, de quibus dixi, visis nobis ad
iuncti sunt. Certe quod tui praesentiam optavimus, et hoc
scias volo : libello tuo lecto, id est de plurimis aliquas
quas ad aliquam civitatem seu caput provinciae direxisti, mira
exhortatione vitam moralem continentes, usque refecti sumus.
* See Introduction, pp. 34, 36,
192 L. ANNAEI SENECAE
Quos sensus non puto ex te dictos sed per te, certe aliquando
ex te et per te : tanta enim maiestas earum est rerum tanta
que generositate calens, ut vix suffecturas putem aetates honi
num , quibus institui perficique possint. Bene te valere, frater,
cupio..
EPISTULA II.
SENECAE PAULUS SALUTEM .
EPISTULA V.
SENECA FAULO SALUTEM.
EPISTULA VIII.
PAULUS SENECAE SALUTEM .
EPISTULA IX .
SENECA PAULO SALUTEM.
EPISTULA X.
SENECAE PAULUS SALUTEM.
Quotienscunque tibi scribo et nomen meum tibi subse
cundo, gravem et sectae meae incongruentem rem facio . De
beo enim, ut saepe professus sum, cum omnibus omnia esse
et id observare in tua persona, quod lex Romana honori se
natus concessit, perlecta epistola ultimum locum eligere, ne
cum aporia et dedecore cupiain [illud) efficere, quod mei ar
AD PAULUM EPISTULAE . 195
EPISTULA XI.
SENECA PAULO SALUTEM.
EPISTULA XII.
SENECA PAULO SALUTEM.
Ave mi Paule carissime. Putasne me haud contristari et
non luctuosum esse, quod de innocentia vestra subinde suppli
cium sumatur ? dehinc quod tam duros tamque obnoxios vos
reatui omnis populus iudicet, putans a vobis effici, quidquid
in urbe contrarium fit ? Feramus aequo animo et utamur foro,
quod sors concessit, donec invicta felicitas finem malis im
ponat. Tulit et priscorum aetas Macedonem Philippi filium
et post Darium Dionysium . Nostra quoque Gaium Caesarem ,
quibus quicquid libuit, licuit. Incendium urbs Romana mani
feste saepe unde patiatur, constat. Sed si effari humilitas po
tuisset humana, quid causae sit, et impune in his tenebris
loqui liceret, iam omnes omnia viderent. Christiani et Iudaei
quasi machinatores incendii affecti supplicio uri solent. Gras
sator iste, quisquis est, cui voluptas carnificina est et menda
cium velamentum , tempori suo destinatus est. Ut optimus
quisque unum pro multis donatum est caput, ita et hic devo
196 L. ANNAEI SENECAE EPISTULAE .
EPISTULA XIII.
SENECA PAULO SALUTEM .
EPISTULA XIV .
PAULUS SENECAE SALUTEM .
I 2
ABBREVIATIONS USED IN THE NOTES.
DE PROVIDENTIA .
ARGUMENTUM . - I. Seneca affirms that there is a providence, i. e. a
ruler and director of the world, and he argues that this must be so from
the movement, order, and constancy of all things. One special point,
however, his friend Lucilius complains of, viz. , “ that evils fall upon
good men .” Seneca, leaving the general topic, devotes bimself to this,
and says that the deity loves good men, and so does not send evils upon
them to punish them, but as a father, to correct and restrain them.
II. Those are not really evils which happen to good men , since evils
cannot fall upon these and overcome them. Evils are to be looked
upon as chastenings and exercise for good men , just as the athletes are
trained for victory in the public gaines. Cato's example is adduced, and
his praise celebrated. III. , IV. He now proceeds to give his reasons
why evils happen to the good. First, it is for their benefit upon whom
they fall, as medicine is given to the sick, and to harden them and render
them fit for the contest with the world. V. Next, he shows that evils
come upon all men ; hence the good being thus treated by the deity is
a proof that the vulgar notion in regard to good and evil things is false.
His third reason is, that good men willingly accept what is sent upon
them , for they offer themselves freely to god and fate. As a fourth
200 NOTES .
reason, he avows that fate exists from eternity, and has fixed all things
by an eternal decree. VI. Finally, he repeats that these are not really
evils ; good men are born and trained for exemplars to others ; and he
brings in the deity, exhorting in a lofty strain , and arousing to strength
and endurance. Stoic-like, Seneca's last words are, If it tries you too
much to bear these ills of life,who holds you back ? The door is open :
go forth .
their swords. - pretium caedis : two talents for each of the pro
scribed, according to Plutarch. A talent was worth about $1200.
- per quaestorem ... numerat, i. e. he caused the reward to
be paid from the public treasury. The number slaughtered is
not accurately known, but it probably amounted to many thou
sands.- legem Corneliam : the lex de sicariis et veneficis was en
acted B.c. 82. One of its provisions was against a magistratus
or senator who conspired in order that a person might be con
demned in a judicium publicum , etc. The punishment inflicted
by this law upon the convicted offender was, according to some,
interdictio aquae et ignis ; according to others, deportatio in insu
lam et bonorum ademtio. Cf. Dict. Antiq . - tulit: towards the
close of B.C. 81 Sulla was appointed dictator. It was while he
was absolute master of the Roman world that the horrors of the
proscriptio occurred . - clavi, cf. DeTranq. 15, 7. — volneri: writers
of the silver age frequently employ effect for cause, volnus here
being used for clavi volnerantes by metonymy. Tacitus has a
similar expression, volnera dirigebant, i. e. tela volnerantia ( Hist.
ii. 35). Cf. Virgil, Aeneid, x. 140.
9. tormenti : on this story of Regulus, Mommsen remarks :
“ Nothing is known with certainty as to the end of Regulus ;
even his mission to Rome - which is sometimes placed in B.C.
503, sometimes in 513 — is very imperfectly attested. The later
Romans, who sought in the fortunes and misfortunes of their
forefathers mere materials for school themes, made Regulus the
type of heroic misfortune, as they made Fabricius the type of
heroic poverty, and circulated a number of anecdotes, invented
by way of due accompaniment in his name— incongruous embel
lishments, contrasting ill with serious and sober history ” (“ Hist.
ofRome, ” ii. 59).-quam non poeniteat, how far he is from repent
ing. — eamdem sententiam dicet, i. e. that prisoners should not
be exchanged with the Carthaginians, although he was a prison
er himself. — Maecenatem , the minister and friend of Augustus,
the patron of Virgil and Horace, etc.; vid. Class. Dict . — cul :
post-Aug. writers use almost any form of the passive with the
dat. of the agent, instead of the ablat, with ab ; with this differ
ence, however, that the dat., with the present tense, denotes that
the action is done for the interest of the agent; with the perf.
208 NOTES .
ally used for plur, when the noun is not expressed ; cf. M. 495.
ut ita dicam, so to speak or say. — militare, be soldiers. — edere
operas, do service ; cf. 2,7 ; Epist. 29, 6. Good men perform good
service for others by endurance of affliction. - tribuerit ... in.
rogaverit : these words are in contrast in meaning ; the former
signifies, to bestow some good ; the latter, to impose or inflict
some evil.- Appius : Appius Claudius, surnamed Caecus, because
he became blind in his old age, was censor B.C. 312. The most
enduring monuments of his censorship were the Appian Way to
Capua, and the Appian Aqueduct. By his earnest eloquence he
persuaded the senate to refuse the terms of peace offered by Pyr
rhus ; vid. Livy, ix. 29 ; Cic. De Senec. 6.—Metellus : L. Metellus
Pontifex, twice consul, dictator B.c. 205, and active in the war
with Hannibal. He lost his eyes at the burning of the temple
of Vesta ; cf. De Brev. Vit. 14, 2 ; Pliny, Nat.Hist. vii. 45.
2. Elius, some vile character, of whom there is no mention
elsewhere . -cum in templis consecraverint: Seneca also says,
pecunia in templis sacrata, not as a divinity probably, but as a
votive offering of gold and silver. Images also of gods and god
desses, made of precious metals, were consecrated in temples.
Augustine holds that pecunia was a goddess ( De Civitate Dei, iv.
21,5) . - traducere ,to expose to contempt and ridicule . - At iniquum :
an objector is supposed to complain of the injustice of the pros
perity of evil men and the afflictions of good men.—constringi.
Lips. prefers configi, on the ground that adligari immediately fol
lowing is similar to constringi. — 3. Quid porro ? What then ? –
fortes viros ... volneribus : for severity of Roman military life,
see Dict. Antiq. and 4, 4, N. - praecisos = lascivious. In post-Aug.
writers praecisus usually means castrated ; some read percisos,
which refers to a horrible pollution among the heathen . - nobilis .
simas virgines vestales. — consulitur, is in council. campo =
-
XII. , XIII ., XIV. , XV. In superfluous matters we must not toil, nor be
too busy in other people's concerns. One ready to do much must con.
sider the inconstancy of affairs, and avoid levity, etc. , so as to preserve
tranquillity. Hatred of the human race is to be cast aside, and weari
someness avoided. The vanities of men are not to be laughed at or
wept over, but borne with equal mind ; neither are we to be sad at the
loss of our goods. Pretence and anxious watching one's self are not to
be indulged in , and solitude and converse with others are to be pru
dently mingled.
II.-1 . Quaero iam dudum : the pres. with iam diu or iam
dudum has force of pres.- perf.; H.467,2 ; B. & M. 1083.–Serene :
Seneca, in the first chapter, having stated the points for discus
sion and inquiry, now proceeds to answer at length his supposed
correspondent. - ulli, v. 1. ullius. - interim , sometimes, post.-Aug.
in this sense ; cf. De Ira, i. 16. — cum . . . effugerunt, i. e. after
DE TRANQUILLITATE ANIMI. II . 1-6 . 227
they have recovered from the effects of the disease; cf. cum . .
requievit, a few lines below.—2. durioribus, sc. medicinis . - sed
illud, supply opus est; with opus the thing needed is preferred in
the nomin. if it be a neut. pron, or adject.; cf. Arnold's Latin
Prose Compos. 173 ; H. 414, iv. note 4 ; B. & M. 673.-3. non con
cuti, not to be shaken , or agitated violently by passions or otherwise.
-Democriti : Democritus of Abdera, born B.C. 460. He was the
chief advocate of the atomic theory of Leucippus, and being of
a very cheerful temperament, he became known as the “ laugh
ing philosopher.” (Cf. De Ira, ii. 10.) The subject ejdvuia, here
mentioned, was the title of one of his treatises, and was regarded
in his philosophy as the end and ultimate object of our actions.
None of his complete works are extant. — nec enim ... necesse
est, and (with good reason) for it is not necessary.
4. Ergo quaerimus, etc.: cf. with this definition that of De
mocritus (as given in Lipsius's Latin version ), per quam tranquille
et constanter animus agit, nullo metu perturbatus, vel superstitionis,
vel alterius affectus. — propitius sibi, i. e. satisfied with itself and
its lot or state.—gaudium : cf. Cicero's definition , quum ratione
animus moretur placide atque constanter, tum illud gaudium dicitur
( Tusc. Disp. iv. 6, 13).—nec adtollens, etc., allowing neither pros
perity nor adversity to ruffle the calm satisfaction of mind.
publico remedio : the chief Stoic teachers advised participation
in public affairs, though in practice they avoided it ; cf, 1,7, N.
agnoscet, v. ) . cognoscet. — professionem : Lips. refers this either to
false philosopbers, or to magistrates and rulers.-- sub ingenti ti.
tulo, i. e. under the honored title of a wise philosopher, or of an
officer and guardian of public trusts. - simulatione, i. e . of living
peacefully and cheerfully.
5. causa , state or condition, i. e. of unrest. - Adice, i. e. adjice ;
for spelling, cf. De Prov. 2, 9, N. - inveniant : for sulij . , cf. H. 519,
% ; B. & M. 238.- ad novandum pigra, too sluggish for making a
change . — non inconstantiae vitio : Lips. reads, non constantia in
vita . — 6 . ubi, used instead of relat. pron., and may be translated
on account of which.— consequuntur, sc. quod concupiscunt. — in
spem toti prominent, i. e. they live entirely upon baseless hopes ;
said of a class who are always hoping and never realizing :
pendentibus ad vota sua, i. e. to those who are in suspense about
228 NOTES .
tracted by his fame, made him a visit, brought back the philoso
pher with him to Rome, and lived on terms of entire intimacy
with him during the remainder of his life. While with Cato,
Athenodorus composed a work of some note, which, however,
has been lost - epi otovoñs kai Taidelas. Cf. Epist. 10, 4 ; Diog.
Laërt. vii. 34. - actione ... detinere : on the Stoic views as to
taking part in public affairs, cf. 1 , 7, N .-- actione rerum, in the
transaction of general public duties : actio refers to every civil,
political action, transaction, e. g. de pace, and actions in court; cf.
Ramshorn's Lat. Synonyms.- lacertos .. nutrire : nutrire has
here a zeugmatic force : to exercise the muscles of the arms, and
nurse their strength, to which alone they have dedicated themselves.
propositum habeat = proposuerit : for use of habeo and perf. part.
instead of perf. tense, cf. H. 388, 1 , note ; M. 427 ; B. & M. 1358,
obs. 4 ; for subj., cf. H. 517 ; B. & M. 1250 ; A. & G. 326.
2. Sed quia ... recedendum est : cf. Lord Bolingbroke's re
marks (Letter 212, vol. ii.) : “ When I, who pass a great part, very
much the greatest part, of my life alone, sally forth into the
world , I am very far from expecting to improve myself by the
conversation I find there, and still further from caring one jot
what passes there.” — quia : cf. 2, 9, N. — inquit, i. e. Athenodorus.
-insana . . . ambitione : allusion is here probably made to the
internecine struggles of the great leaders in the contest, Pompey,
Caesar, Antony, etc., and may well be used as pointing to the
dangers surrounding public men also under the empire. — tot ca.
lumniatoribus ... torquentibus, while 80 many detractors are
putting a sinister construction upon virtues and straightforward
conduct. - plus futurum . . . succedat, i. e. there will always be
more hindrances than aids to success.—sed, denotes strong oppo
sition , and interrupts the narration : autem is weaker in this re
spect, yet serves as a connective. - hominum : supply vires coer
centur. - in seducto, in retirement.
3. reipublicae, i. e. before the establishment of the empire
under Augustus. — candidatos extrahit: words which seem ap
plicable to a practice, in the times of the emperors, of partisans
taking their candidates by the hand ; cf. Pliny's Epist. iii. 20 ;
Seneca, Epist. 8, 6,where he remarks,“ to give my friend my hand
and suffrage in the Senate when a candidate for some public
232 NOTES.
not in action they rested themselves on the right foot, with the
left advanced, and protected themselves with their broad shields.
--ille in proelio : a reference to Cynaegirus, brother of the poet
Aeschylus, with whom he fought bravely at Marathon. Herodo
tus relates (vi. 114) that he with others pursued the Persians to
their ships, and endeavored to climb up into a vessel, but Cynae
girus's right hand was cut off, and he fell into the water and
perished. The story was afterwards much exaggerated. Cf.
Justin, 2, 9 ; Class. Dict. - prima ... parte, frontrank in public
affairs.
11. auditus eius visusque : others read , auditu enim , visu ,
vultu, nutu, etc. The whole sentence is expressive of the moral
and active aid and support which the good citizen yields to
every effort for the public welfare . - obstinatione tacita : there
are times when silence itself is powerfully eloquent ; e. g. that
noble citizen and philosopher, P. Thrasea, refused to join in the
laudations of Nero in the Senate ; and later, when the murder of
Agrippina by her own son's orders was announced in the Senate
as a piece of good fortune, Thrasea rushed out in indignant scorn
and contempt. He was put to death by Nero, A.D. 66. — citra,
without ; so mostly in post-Aug. prose, especially in Quintilian.
ita virtus, etc., i. e. virtue, however circumscribed or limited ,
leavens everything within the sphere of its influence by the very
force of its inherent, penetrating, and assimilating excellence.
et latens, and that, too, when unperceived . - precarios, uncertain ,
as being dependent on the will of another.
12. Longe itaque : the conclusion to the argument in opposi
tion to the teaching of Athenodorus expressed above, viz. that
for peace of mind, in this world of detractors, we ought to with
draw entirely from participation in public affairs. - prohibetur,
v. 1. prohibebitur. — quam . . . fuit : as the first member of the
comparison is governed by a verb, which does not also belong to
the second member, a new proposition after quam is formed with
a verb ( fuit) of its own ; cf. M. 303 b.- triginta tyranni: Athens
was taken by Lysander B.C. 404, which closed the Peloponnesian
war, after twenty -seven years' struggle. The government of the
city was placed by the conqueror in the hands of a council con
sisting of thirty archons, usually designated in history as the
DE TRANQUILLITATE ANIMI. III, 12-14. 235
hence fericula came to mean the number of courses, and even the
dishes themselves.
2. illis, i. e. conviviis.- Considerandum , etc.: Lipsius suggests
that there is so great lack of unity in this chapter as to give rise
to the impression that a portion of the original has been lost.
natura tua . . . feret: as an element conducive to peace of
mind, Seneca insists upon natural aptitude for any calling. How
much disquietude, as well as ill-success and misfortune, might
be avoided if this rule were always regarded !-feret, v. 1. defert,
or refert. — Isocrates : a distinguished teacher of rhetoric, born
at Athens B.C. 436. He first established a school in the island
of Chios, and afterwards at Athens, where he often had as many
as one hundred students, and, as his terms were high, he acquired
a large fortune. He died at a very advanced age, just after the
battle of Chaeronea, B.C. 338. Thoroughly persuaded of the value
of oratory in public affairs, he devoted himself to releasing it
from sophistry, as far as possible, and basing it on sound moral
principle. His style is rather labored and artificial, and his ora
tions on a great variety of topics give evidence of the most con
scientious care and attention. One of them, the Panegyricus, is
said to have occupied ten or even fifteen years in its preparation.
Vid. Quint. x. 4, 4 ; also, Class. Dict. — Ephorum : a Greek histo
rian, born at Cumae, in Aeolis, about B.C. 405. He was a pupil
of Isocrates, at whose advice he turned his attention especially to
history. Only fragments of his history, in thirty books, of the
early Greeks and Barbarians have survived . On the whole, prob
ably the loss is not very great, as he differed frequently from
standard authorities, as Herodotus, Thucydides, and Xenophon.
Vid. Polybius, xii. 25 ; also, Class. Dict. - Male enim ... labor
est : this, with other apophthegms that are found in Seneca, is
fairly to be compared with the sententiae of the best classical
writers. His apt and forcible epigrammatic sayings are well
worthy of being referred to and quoted.—coacta ingenia : a ref
erence to the proverb, nequid invita Minerva . Lips. is of opinion
that there is something lost between the end of this and the be
ginning of the next chapter.
VII . - 1. aeque • . .
quam , 80 much ... as, only found in
DE TRANQUILLITATE ANIMI. VII . 1-4 . 239
by those not under seven years of age. Cf. Dict. Antiq. (Matri
monium ).— lecticam : the lecticae were of two kinds, for con
venience of the living and for carrying the dead. Some were
of great beauty and costliness. The lectica on which the body
of Augustus was carried to the grave was made of ivory and
gold, and was covered with purple and gold drapery. Cf. Dict.
Antiq.
3. lux orta : it was a Roman custom to pay visits of respect,
etc., at dawn.- nomenculatores : a class of persons at Rome
whose business it was to know the names of all the citizens.
They were frequently employed by candidates for office, in order
that these might be able to greet eyen perfect strangers as old
acquaintances. They were also in the service of the wealthier
people, to stand at the front door and announce to the inmates
of the house the names of those who had left their morning
greetings. — 4. auscultatio, etc.: in other words, a prying curi
osity . - quae ... audiuntur, i. e.matters pertaining to rulers or
princes ; Lips. — Democritum : cf. 2, 3, N. — ita coepisse, etc. :
Democritus begins his work On Peace of Mind (Tepi üdvuias)
with the words quoted.
ship, with its valuable cargo, was wrecked on the Attic coast,
when he was about thirty years old. Forthwith he applied
himself to the study of philosophy, heard Crates, and subse
quently became the founder of the Stoic school.—Zenon : cf. 1 ,
7, n . - Theodoro : a Cyrenaic philosopher, usually called the
Atheist, because of the profane freedom with which he spoke
against the gods. This caused his banishment from Cyrene, and
also, at a later date (B.C. 307), his exile from Athens. Thence he
went to Alexandria, where he was employed by Ptolemy, king
of Egypt, to go as ambassador to Lysimachus, king of Thrace.
The same free style of speech deeply offended Lysimachus, and
he came near losing his life. The answer recorded by Seneca
saved him from crucifixion. -- tyrannus, i. e. Lysimachus. - et
quidem, sc. eam after et. Is refers to some noun going before,
and if this noun is to receive some additional predicate, quidem
is used , meaning, and that too ; 2. 699. - placeas: for subj., cf. 9,
6, N.-mea interesse : for ablat. of the possessive instead of gen.
of personal, vid .Arnold's Lat. Prose Comp. 203,2.-supra terram ,
i. e. on the cross, as above stated.
3. Canus Iulius : a Stoic philosopher, put to death by Caligu
la, on a charge of being a conspirator with Aemilius Lepidus.
Observe that the nomen and cognomen are transposed, as is often
the case in Tacitus, Pliny, etc. — Phalaris ille, tho well-known
Phalaris of our day, i. e. Caligula. This infamous tyrant is appro
priately named after the cruel and inhuman ruler of Agrigentum
in Sicily (B.c. 570-554).—duci, sc. ad mortem or ad supplicium.
mors beneficium : another of the horrible brood of tyrants ( Tibe
rius) is said to have replied to one begging for death , nondum
tecum in gratiam redii . — 4 . fides : Caligula was not accustomed
to recall or to commute sentence of death .— decem medios, etc.:
by a law of Tiberius ten days intervened between sentence and
execution ; Dio Cass. 57. — verisimile non est = it is hardly
credible.
5. ex morte sua • . habere, to make his oron death a subject
of investigation . - snus: Lips. suggests unus.-Caesari deo nostro :
a sarcastic reference to Caligula's self-deification . - promisitque,
etc. He is said to have fulfilled this promise by appearing in a
vision to one of his friends, named Antiochus.—6. Caianae cla .
252 NOTES.
region with a large force. The Salassii were defeated and sold
into slavery . - ultra Rhenum : Augustus appointed his step -son,
Drusus Nero, to conduct operations on the Rhine . — et Euphra
ten : under the leadership of C. Caesar, son of Julia, Augustus's
daughter. - Murenae, Caepionis : Murena, the conqueror of the
Salassii, and F. Caepio, conspired against Augustus, B.C. 22.
They were arrested, tried, and executed.-Lepidi : M. Aemilius
Lepidus, son of the triumvir and Junia, sister of Brutus, formed
a conspiracy, B.C. 30, to assassinate Augustus on his return after
the battle of Actium. Maecenas, having discovered the plot,
seized Lepidus and sent him to Octavianus in the East, who put
him to death. — Egnatiorum : little is known of these here
named . Appian mentions two Egnatii, who were slain in each
other's arms, during the proscription of Antony and Augustus,
after the reconciliation, B.C. 43. - Allia : Julia, only daughter of
Augustus, and wife of Tiberius, was of a very dissolute charac
ter. She was banished by her father to the island of Pandataria,
on the coast of Campania, B.C. 2, and died, in the same year with
Augustus, A.D. 14. She is said to have engaged in a conspiracy,
with the partners of her guilt, against her father's life. While
in exile she was an object of interest to the disaffected . Cf.
Sueton. Aug. 19. - adulterio ... adacti : they were pledged and
bound by their illicit relations, as soldiers are by an oath . — iam
infractam aetatem : Augustus, at the time ofJulia's banishment,
was in his 61st year. He lived to the age of 76.-. plusque et
iterum ... mulier : the woman here named was Julia, Augus
tus's daughter ; the Antony spoken of was Julius Antonius, son
of Mark Antony and Fulvia. He was put to death, B.C. 2. Cf.
Tac. Ann. iv. 44.
5. partes ... rumpebantur, v. 1. parte semper aliqua rumpeba
tur, with Augustus understood as subject of verb . - partim mani.
festos inimicos, i. e. Catiline, the conspirator, and P. Clodius
Pulcher, one of the most profligate and unprincipled men of his
day. The latter became the deadly enemy of Cicero, because of
his testimony against Clodius for violating the mysteries of
Bona Dea, by entering Caesar's house, where they were cele
brated , in company with the ladies of Rome, in the disguise of a
female musician. Clodius, when tribune, obtained a decree of
DE BREVITATE VITAE . V. 5-VI. 1 . 261
VIII . – 1 . Non est itaque quod ... putes : cf. 7, 3, N.— [non
ille . . . sed] : Fickert, in a note, says that he dares not omit
these words, although they are not in the Milan codex.—quid
enim : supply censes or ais. — eos qui rogantur, i. e. those of whom
the time is requested.—2. ipsum, sc. tempus. - neuter : subject
of spectat understood . — Annua congiaria : congiarium means lit
erally a vessel holding a congius, the usual measure of oil or wine
distributed among the people. It was afterwards (Quintil. vi. 3,
52) applied to liberal donations of corn , wine, money, etc., to the
people. Moreover, it was used to denote a present or pension
(as in this instance ) given by a person of high rank to his friends,
in return for which their services were rendered when required.
Cf. Cic. ad Famil. viii. 1 ; Sueton. Vespas. 18 ; Nero, 10. — caris .
sime, v. I. clarissime. - his, sc. congiariis.
3. eosdem aegros vide : cf. Epictetus (Stobaeus, Florileg. cxxi.
30). — paratos, agrees with illos, understood. Supply vide.
DE BREVITATE VITAE . VIII . 3-IX. 2. 265
silver utensils on their tables, called abaci and Delphici. Cf. Cic.
in Verr. iv. 16 ; Pliny, Nat. Hist. xxxvii. 2, 6 ; also, Becker's
“ Gallus,” p . 125. - ordinent ... succingant . suspensi sint :
indirect questions.—exoletorum : cf. De Prov. 3, 11 , N. - tunicas
succingant: cf. Hor. Sat. ii. 8, 70, praecincti recte pueri comptique
ministrent. - quomodo aper a coco exeat : the wild boar was
the chief dish of a grand coena ; cf. De Tranq. 6, 2, N. There
were those who pretended that they could distinguish by the
taste from what part of Italy the boar came ; cf. Hor. Sat. ii. 4,
40. — coco = coquo. - signo dato : by the master, with a nod of
the head usually ; cf. Epist. 95, 24, where Seneca, speaking of the
display of servants and extravagance of an entertainment, ex
claims, di boni, quantum hominum unus venter exercet !-quanta
... scindantur : cf. De Vit. Beat. 17, 2, N.—aves : consisting usu
ally of peacocks, pheasants, doves, ducks, etc.; vid. Becker's
66
Gallus, ” p. 133. - quam .. detergeant: depends on videam ,
above.-Ex his, in consequence of these things.
5. numeraveris : potential subj. The second person is used
of an assumed person representing a single indefinite subject
(some one, one), which is imagined and, so to speak, addressed,
in order to express something indefinite ; M. 370. - illas, sc. gesta
tiones. - alius, i. e. a slave, whose duty it is to remind them when
the regular hour for these various occupations has arrived.
6. Iam sedeo ? Plutarch says of Nicias, the famous Athenian
painter, that while engaged upon his masterpiece, viz. the infer
nal regions as described by Homer, he became so absorbed in the
work as to have to ask his servants, at times, whether he had
bathed or dined. Similar absorption in work is recorded of
Archimedes, Newton, etc. - dixerim , potential subj.: a thing
which easily can or will happen when there is occasion for it is
modestly and cautiously expressed in the subj., most frequently
in the first person, to denote that to which one is inclined ; M.
350 b.— 7 . hominis : gen, after esse understood ; H. 403, 2. What
is the subject of videtur ?--mimos.: cf. De Ira, ii. 4.—Esse ali.
quem : depends on some verb understood ; Lips. gives putas.
metonymy for chess. The game is very ancient, and Homer notes
that Penelope's suitors played at it ( Odyss. i. 107). Two sets of
men were used- black and white or red. As they were intend
ed to represent two armies in conflict, they were called various
ly soldiers (Ovid, Trist. ii. 477), foes (hostes), marauders ( latrones);
dimin. latrunculi. Cf. Ovid, Ars Amat.ii. 208 ; iii. 357 ; De Tranq.
14, 4 ; Dict. Antiq. - pila : the game at ball was very ancient and
a great favorite with both Greeks and Romans. It was played by
all ages and ranks ; and the Athenians on one occasion conferred
upon Aristonicus of Carystus the right of citizenship, and erected
a statue to his honor, on account of his skill in this game. Cf.
Athenaeus, i. p. 19 a ; Dict. Antiq . - excoquendi in sole corporis
cura : cf. De Tranq. 3, 1.
2. quae = of whom : refers to the subject of agant. The relat.
sometimes agrees with the predic. noun instead of the antece
dent ; H. 445, 4 ; B. & M. 695. - quem numerum habuisset :
a reference to the vessels and men that king Alcinous furnished
to convey Ulysses to Ithaca . - prior ... Ilias an Odyssea : the
ancient opinion was, as expressed by Longinus, that Homer com
posed the “ Iliad ” in the vigor of his years, and the “ Odyssey "
in old age. This is also the general sentiment in modern times.
For a discussion of the “Homeric Question ," in its several phases,
the student may consult Wolff's Prolegomena, Paley's Preface and
Notes to the “ Iliad,” Müller's “ History of Greek Literature,” etc.
-praeterea an eiusdem ... auctoris : there were, even in an
cient times, critics who held that the “ Iliad ” and “ Odyssey "
were not written by the same poet. They were called xwpisovtec,
or separatists, concerning whom and their views, cf. Grauert
( " Rhein. Mus.” vol. i.) ; Thirlwall's “ Hist. ofGreece," i. 500-516 ;
Edinburgh Review , for April, 1871 ; and Class. Dict. Lips. refers
to a fantastical story of one Phantasia, an Egyptian, daughter of
Nicarchus of Memphis. She is said to have written an account
of the Trojan war and the wanderings of Ulysses, and deposited
it in the temple of Vulcan at Memphis. Homer, the story goes
on to say, procured a copy from one of the sacred scribes, and
thus stole the materials for immortality. - alia deinceps huius
notae, and so on, other questions of this kind ; alia, object of
quaerere, understood . — quae sive contineas, sc. in tua mente.
DE BREVITATE VITAE. XIII. 2-6 . 271
done ; H. 484, v.; M. 353. — per oficia , for the sake of paying
court. - meritoriam , that expects a reward = mercenary. — illos, i. e.
isti, above. — 7 . cum din torserint, i. e. by keeping them wait
ing . - simulata ... transcurrant, i. e. they pass them by with
a brief notice, through pretence of being hurried . — clientibus :
after refertum ; H. 421 , 11. - quasi . . . sit : H. 509, 513, 11.-in.
susurratum , sc . nomenclatoribus.
8. licet dicamus : 2. 624. — Zenonem : cf. De Tranq. 1, 7, N.
Pythagoram : native of Samos, the celebrated Greek philoso
pher, flourished B.C. 540–510 ; vid. Class. Dict. — Democritum :
cf. De Tranq. 2, 3, N. – Aristotelem : the pupil of Plato, founder
of the Peripatetic school, and second only to his master in the
influence he has exercised and still continues to exercise on phi
losophy ; cf. Zeller's “ Socrates and the Socratic Schools ; " Ueber
weg's “ Hist. of Philosophy ,” vol. i. p. 137, etc.— Theophrastum :
a Greek philosopher, born in Eresus, Lesbos, about B.C. 375, died
B.C. 287. He became a favorite pupil of Aristotle, who, on his
leaving Athens for Chalcis, designated Theophrastus for the
presidency of the Lyceum, and in his will left him his library
and the originals of his writings. Vid . Class. Dict.
9. Horum te ... coget : perhaps Seneca was even now an
ticipating his own compulsory death at the hands of Nero ; cf.
INTRODUCTION to the present vol., p. 18. — conterit, contribuit,
v. 1. conteret, contribuet ; conterit = perdit. - nullius amicitia capi.
talis : a reference to the condition of things under the emperors
of Seneca's day, when strong private friendships were looked
upon with suspicion, and regarded as almost treasonable. - nul.
lius sumptuosa observatio : perhaps a reference to the practice
of giving costly presents to the emperor, to appease bis wrath or
court his favor, through fear of his avarice ; cf. Juvenal, Sat. iii.
184, etc.
XV.-1 . per illos non stabit, it will not be owing to them ; cf.
Arnold's Lat. Prose Comp. p. 203. — quo minus ... haurias, that
you do not take in the utmost that you shall have capacity to re
ceive ; quo minus = ut non ; H. 497, 2.- plurimum quantum : to ex
press the highest degree possible, quantum is often used instead
of quam with the superlat.; M. 309, obs. 3 ; Z. 689.—deliberet
DE BREVITATE VITAE . XV . 1-XVI . 5. 275
on use of is for es in acc. plur. , cf. Z. 68, note ; exsultantis, sc. 208.—
5. Cum . porrigeret = comprehenderet. — mensuram : Herod
276 NOTES .
otus ( vii. 184–187) gives the story in full as to the mode adopted
for numbering the vast army and followers of the Persian king.
The total of over five millions in all is generally discredited in
modern times. Cf. Grote, “Hist. of Greece," vol. iv. p. 380-385 ;
Rawlinson's “ Herodotus," vol. iv. pp. 128, 129. – Persarum rex,
i, e. Xerxes.
each senator was called upon in the order of his rank . – rerum
naturae, nature, the deus of the Stoics.
3. Beata est . . . suae : in this the Stoics placed the highest
good of man. Lips. quotes Chrysippus, tò télos kivai áco cúbws
rõ qúoel Zñv.-conveniens, harmonious with .- quae et haec, i. e.
vita. — patiens : cf. De Constant. Sap. 14, 2. — sine admiratione :
cf. Horace's well-known nil admirari, etc. , Epist. i . 6, 1.-usura
servitura : fut. part. denoting inclination, inclined to use,
inclined to be in servitude. — 4 . perpetuam ... libertatem : cf.
Epist. 92, 3, quid est beata vita ? etc.- in ipsis flagitiis noxia, i. e.
in the case of acts done in the heat of passion, hurtful. — omnis
. . . feritas : cf. De Ira, i. 16, 27.
VI.–1 , inquit, says he, i . e. the Epicurean, the man who finds
happiness in pleasure, and who confounds the pleasures of the
body with those of the mind. - arbiter : in apposition with
DE VITA BEATA . VI. 1 - VII. 2 . 287
the sense of the old proverb, “Every man is the artificer of his
own fortune.”—Fiducia eius = fiducia sui, self -confidence. — illi :
dat. after placita ; H. 391 ; B. & M. 860.- litura, alteration or cor
rection . The idea is, let him not determine any thing that will
give occasion for repentance.
3. Intellegitur, it is plain . — in iis quae ... magnificum , i. e.
in entertainments, generous. - ratio sensibus insita : the idea
appears to be, not that the reason inheres in or is entirely under
the lead of the senses, but that it acts through them . — unde
a quo. — in se revertatur : supply et to connect with preceding
clause. - mundum (v. 1. mundus) : the Stoic mundus is simply the
matter or substance of their deus. They “ teach that whatever
is real is material. Matter and force are the two ultimate prin
ciples. ... The working force in the universe is god. . . . At
the end of a certain cosmical period all things are reabsorbed
into the deity, the whole universe being resolved into fire in a
general conflagration. The evolution of the world then begins
anew, ליand so on without end ” (Ueberweg's “ Hist. of Philoso
phy, ” i. 194).-deus : “ there are two elements in nature ; the first
is öln tpúrn, or primordial matter, the impassive element from
which things are formed ; the second is the active element,
which forms things out of matter - reason, destiny (eipapuévn ),
god. The divine reason operating on matter bestows upon it
the laws which govern it, laws which the Stoics called lóyou
ottepuatikoi, or productive causes. God is the reason of the
world " (Lewes's “ Hist. of Ancient Philosophy, ” vol . i. p. 290 ).
Cf. Ueberweg, as above ; also, Zeller's “ Stoics, ” etc., p. 192.
4. persuasione, conviction, usual post-Aug. meaning.- Quae ...
tetigit, i. e. when all the parts of the mind under the guidance
of reason work harmoniously, each performing its own proper
functions, then has the mind attained the highest good, i. e.
peace of mind . - ut ita dicam, so to speak . - 5 . arietet, it stumbles ;
frequent in Seneca ; cf. De Prov. 1, 2, N., arietet, in pravo ; labet, in
lubrico ; Lips.-pugnam, a conflict, i. e. a want of harmony in the
mind . — dissident vitia, vices are always at variance with each other.
IX. - 1 . herbulae, i. e. the flower. — 2. placet : denotes the
cause ; delectat, the effect. — Summum bonum in ipso iudicio :
290 NOTES .
excellence, but of that ideal wise man, who has reached the
highest good .
stitute a part of the chief good. — ita demum, etc.: the invinci
bility of virtue is conditioned only by the law that nothing is
preferred before or estimated higher than herself. — sequitur
vita anxia : the man who takes pleasure as his guiding prin
ciple becomes a slave to the caprices of fortune, and cannot en
dure the ills of body and vicissitudes of life with the same equa
nimity which he displays who makes virtue his aim.
3. benignus interpres .: one who puts the most favorable con
struction on the ills that befall him , and regards them as a dis
cipline to a good end. The spirit of the passage ( quomodo hic,
etc.) reminds one of the words of St. Paul (Rom . viii. 18), “ I
reckon that the sufferings of this present time are not worthy to
be compared with the glory which shall be revealed in us."
patriae . . . propugnator : cf. Hor. Od. iv. 9, 51 .
4. frangendus : the height is to be diminished by the as
cent ; when once the steep is scaled, it ceases to exist as a diffi
culty to be overcome. Hence the peculiar force of frangendus.
legem esse naturae, i. e. he will know that the deity or fate has
sent upon him all the difficulties of times and occasions ; Lips.
5. illud ... vetus praeceptum , deum sequere: Lips. quotes
Boethius ( De Consol. Phil. i. 4) as ascribing this precept to Py
thagoras, and Cicero ( De Fin. iii. 22, 73) as attributing it to one
of the Seven Wise Men. The Stoics even sometimes formulated
this as the highest good or chief end of man. Lips. also refers
to Philo Judaeus (1st century A.D.) as saying ( De Migrat. Abrah .
p. 462 ), “ The end, according to Moses, the holy one, is to follow
God ."
6. ex transverso, unexpectedly, though sent by deity or fate.
-Quicquid . . . patiendum est : an allusion to the doctrine of
fate and secondary causation. All things were connected to
gether in a series by a universal nexus.-- usurpetur: a conjectural
reading of Fickert's ; Haase gives suscipiatur. The mss. vary
much in respect to this passage ; some have, magno visu (or nisu)
eripiatur ; Lips. suggests, magno nobis excipiatur. - sacramentum :
for jusjurandum , a military figure. As the soldiers are compelled
by oath to follow the standard and obey the general, so are we
forced to endure the casualties common to men ; hence the infer
ence, let us endure them courageously (magno animo ). Cf. Epist.
DE VITA BEATA . XV. 6-XVII. 1. 297
laid down for myself to follow . - Adsecutus vero, etc., but he who
has attained the height of human wisdom (i. e. virtue).- Primum
... sententiam , first,you are not to pass judgment on your betters.
5. promittam . aestimem : indirect questions ; M. 356.—
si essent, bonos facerent: for the Stoics held that it was a char
acteristic of good always to confer good ; hence, that which could
be used both for good and evil purposes was not good-a not
very cogent conclusion . - adferentis = adferentes.
XXVI . - 1. Cum hoc ita divisum sit, since this distinction has
been made, viz ., in respect to the virtues above mentioned . — vos
aliter auditis, sc. quam loquor . - habere volumus ? sc. divitias.
Divitiae enim, etc. : cf. 22, 1, 4, N.-2. indictum est : an allusion
to the customary and formal declaration of war by the fetiales;
vid. Livy, i. 32,5, etc. — tamquam ... possit ... transcenderint
sint: tamquam is a particle of comparison, introducing a
condition of which the conclusion is omitted or implied, and is
usually followed by the present or perf. subj. ; H. 503 ; A. & G.
312.
3. quo illa pertineant, what end these ( engines) would serve ;
cf. Caesar, Bell.Gall. ii. 30 ; Tac. Ann. xii. 45. - Sapienti ... re
linquet : cf. words of Bias of Priene (about B.C. 550 ), who, al
though he had lost house, wealth, and everything, exclaimed,
“ I carry all my property with me; " cf. De Prov. 3, 3, n.-4. ille :
cf. 25, 4, N. — actum vitae, course of life. — vitiorum : governed in
gen. by inmunis.
5. Existimatio ... vestra, your good name. — bonae spei eiura .
306 NOTES.
tio : the thought is that men who assail virtue are to be despaired
of; there is no hope of moral recovery for them, since they for
swear virtue.—sed ne dis ... evertunt: cf. De Constant. Sap.4,
2, “ Even as celestial things are not subject to human hands, and
they that overturn temples and melt images can in no way hurt
god, so whatever is maliciously attempted against a wise man is
attempted in vain ; " cf. also , De Benef. vii.7, 3.
6. alas inposuit : an allusion to Jupiter's visit, in the form of
a swan, to Leda, by whom he became father to Castor, Pollux,
and Helen . — alius cornua : he assumed the form of a bull, when
he ravished Europa.-saevum in deos : Jupiter dethroned Saturn,
hurled Vulcan headlong to the earth, suspended Juno out of
heaven by her feet, etc. — raptorum , etc. : probably an allusion
to the seizure and abduction of Ganymede, whom Jupiter made
his cup-bearer ; cf. Class. Dict. for ancient mythology.- quibus
... actum est, etc., by which nothing else was aimed at, etc. In
this we have Seneca's estimate of the noxious tendency of pagan
mythology. We can judge, also, how little faith cultivated men
of his day put in the popular system of pagan religion then pre
vailing. – hominibus : ablat. of separation.
7. favete linguis, i. e. keep silence. When the sacred name of
virtue has been mentioned, maintain silence if you can say noth
ing in her praise, or in praise of those in pursuit of her. At the
celebration of ancient religious rites silence was enjoined, in
order that there might not be any disturbing influence. — Hoc
verbum ... obstrepente : these words are regarded by some as
an interpolation, but they are found in all the books, and have
reference to the beginning of the next chapter.
XXVII . - 1 . oraculo, i. e. of virtue or a virtuous man. - sis
trum : a bronze rattle, according to Apuleius, used by the an
cient Egyptians in their religious ceremonies, especially in the
worship of Isis. (Cf. Dict. Antiq.) The Romans became familiar
with its use by the introduction of Isis -worship into Italy, shortly
before the Christian era. The sistrum is still used in Nubia and
Abyssinia . - secandi . . . artifex, i. e. a priest of Bellona or Cy
bele.—suspensa manu, with sparing hand.- laurum : a symbol of
inspiration, worn by the priests of Apollo, used here in connection
DE VITA BEATA . XXVII. 1-6 . 307
men, since in that event you would acquire the name of seekers,
even if you could not become the possessors of wisdom ; Micha
elis. — Vos : accus. of exclamation. eo loco = tali loco, i. e. all
men are not in such condition as you.
THE END,
Introduction to the Study of
Latin Inscriptions
BY JAMES C. EGBERT, JR . , Ph.D.
Adjunct Professor of Latin , Columbia University
Half Morocco, large 12mo , 468 pages. With numerous illustrations and
exact reproductions of inscriptions .
Price , $3.50
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(237 )
Greek Dictionaries
Abstract: With the notion of advancing a modern Stoic environmental ethical framework, we explore
the philosophy’s call to “living according to Nature”, as derived from ancient Stoic theology. We do
this by evaluating the orthodox (ancient) viewpoint and the contemporary criticisms levelled against
it. We reflect on the atheistic interpretations of Stoicism and their associated call to “live according to
the facts”. We consider the limitations that this call has when applied to societal, and particularly
non-human matters. We do not undertake this research with the aim of determining which view
of Stoic theology is right or wrong. However, we contest one of the assumptions of the heterodox
approach, namely that the Stoic worldview is incompatible with modern scientific thinking. Indeed,
we demonstrate how Stoic theology, far from being outdated or irrelevant, is actually refreshingly
contemporary in that it provides the tools, scope and urgency with which to deliver a far more
considerate ethical framework for the 21st century. Finally, we suggest where Stoic theology can help
practitioners to reframe and respond to environmental challenges, which we argue forms part of their
cosmopolitan obligation to take care of themselves, others and the Earth as a whole.
Keywords: environmental ethics; climate change; nature; orthodox theology; pantheism; Stoicism;
sustainable development; virtue ethics
1. Introduction
Stoicism is a Greco-Roman philosophy. Originally established by Zeno, out of Cynicism, and
heavily influenced by Socrates and Plato, it was then further developed by Roman practitioners, most
notably Seneca, Epictetus and Marcus Aurelius (Sellars 2014). Its ideas also influenced many key
(non-Stoic) figures of the Enlightenment including Adam Smith and Francis Hutcheson. It continues to
be of interest to modern scholars, most notably Julia Annas, Martha Nussbaum, A.A Long, Christopher
Gill and Massimo Pigliucci.
More importantly, at least in the context of this present paper, is the continual development
and re-interpretation of ancient Stoic principles within the Modern Stoicism movement. The latter,
which emerged during the late 20th century, represents a growing community of lay members (and
academics) committed to pursuing a “life worth living”, through the day-to-day practice of the four
Stoic virtues of courage, justice, self-control and wisdom (Gill 2014b; LeBon 2018). Indeed, in the
last five years or so, there has been a proliferation of academic articles, blogs, trade and scholarly
books, newspaper articles, conference attendees and informal affiliations to Stoic fellowships and social
media groups. Those that practice Stoicism, or at least express an interest in it, come from diverse
backgrounds. As of November 2018, there were 56 registered Stoic fellowship groups from all over the
world, including Canada, France, Guatemala, Holland, Portugal, the UK and the US (Lopez 2018).
[The Stoics say] that god is the mind of the world, and that the world is the body of god. (Lactantius,
Divine Institutes VII.3 = SVF II. 1041)
A modern articulation of this worldview is expressed by renowned De Waal (2010) in his book
The Age of Empathy: Nature’s Lessons for a Kinder Society:
The way our bodies are influenced by surrounding bodies is one of the mysteries of human existence,
but one that provides the glue that holds entire societies together. We occupy nodes within a tight
network that connects all of us in both body and mind.
The logos pervades all elements of life. It is the essence of the universe which provides the
foundation of humankind’s rational nature and mandates what “excellent” behaviour consists of.
It is, consequently, the literal reason everything exists and operates the way it does. The logos thus
grounds ancient Stoic ethics into a framework that not only provides meaning but is “meaning”.
This understanding is exemplified by Cleanthes in Hymn to Zeus when he refers to the logos as the
“common law of god” and the “one eternal rational principle” which, if rationally obeyed, leads to the
“good life”.
Incidentally, this is why the modern Becker (2017, p. xiii) wrote that Stoicism’s logocentric
foundation is not something that we should abandon casually. We, the authors, agree with Becker’s
sentiments. Indeed, before dismissing a core tenet in Stoic philosophy, one would be wise to first
question whether hastily removing it, or underplaying its significance, might serve to hinder progress
towards virtue. This remains the case even if prominent Stoic scholars such as Becker (2017); Irvine
(2008); LeBon (2014) and Pigliucci (2018, 2017b) argue that maintaining Stoic theology is untenable or
unpalatable to modern sensibilities.
This paper does not pretend to be a comprehensive survey of all the ideas in the history of
philosophy that might support sustainable action but instead a study of how Stoicism does so. At the
same time, it is an in depth look at the way in which an updated Stoic theology based on the ancient
cosmological framework might support a modern Stoic ethics. Consequently, in this paper, we explore
the value of maintaining the logocentric framework in Stoicism, particularly in light of Whiting and
Konstantakos (2018) and Long (2018). We also consider the implications that its removal might have.
We do this by analysing the orthodox (logocentric) viewpoint, taking into account the criticisms
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levelled against it, and also the response that can be given to these criticisms. We also reflect on the
limitations of the heterodox position (modern atheistic interpretations of Stoicism) and suggest where
an integrated framework/perspective can advance Stoic environmental ethics. We do not do this with
the aim of determining which view of Stoic theology is right or wrong. Rather, we aim to challenge
one of the assumptions of the heterodox approach, namely that the Stoic worldview is incompatible
with modern scientific thinking. Lastly, we discuss the implications of this view for the Modern Stoic
movement at large, especially with regard to environmental concerns.
“Now I turn to address you people whose self-indulgence extends as widely as those other people’s
greed. I ask you: how long will this go on? Every lake is overhung with your roofs! Every river is
bordered by your buildings! Wherever one finds gushing streams of hot water, new pleasure houses
will be started. Wherever a shore curves into a bay, you will instantly lay down foundations. Not
satisfied with any ground that you have not altered, you will bring the sea into it! Your houses gleam
everywhere, sometimes situated on mountains to give a great view of land and sea, sometimes built on
flat land to the height of mountains. Yet when you have done so much enormous building, you still
have only one body apiece, and that a puny one. What good are numerous bedrooms? You can only
lie in one of them. Any place you do not occupy is not really yours.—Seneca’s Letters on Ethics to
Lucilius, Letter 89.20. (translated by Graver and Long 2015)
In the 21st century the problem highlighted by Seneca has increased massively. The total volume
of concrete ever produced is enough to cover the entire Earth’s surface with a layer two millimetres
thick (Lewis and Maslin 2018). In 2010 alone, there was an estimated 75 million tonnes of plastic waste
generated with 4.8 to 12.7 million tonnes entering the ocean (Jambeck et al. 2015). Cumulatively, and
taking into account all possible sizes of plastic particles, there are an estimated five trillion plastic
pieces weighing over 250,000 tonnes floating in the sea (Eriksen et al. 2014). In addition to choking
our oceans, we acidify and heat them, which in turns lead to coral bleaching and the devastation of
fish nurseries. In 1974, 10 percent of fish populations were overfished compared to 66.9 percent in
2015, despite global sustainability targets set to reverse this decline (FAO 2018; UN 2015). In 2016,
approximately 80 million tonnes of fish were removed from the sea and in just 40 years, there has been
a 60 percent decline in terrestrial and marine vertebrate populations (FAO 2018; WWF 2018).
Factories and farming remove the same quantity of nitrogen as all of Earth’s natural processes
and humans annually move more sediment, soil and rock than that which is carried off in the same
year by all natural processes combined. Since the Industrial Revolution, our activities have released 2.2
trillion tonnes of CO2 into the atmosphere, which has increased the total amount in the atmosphere by
44 percent (Lewis and Maslin 2018). The trees needed to combat this phenomenon, and the associated
global temperature rise, have been cut to make way for our expansion. Since the dawn of agriculture,
the global forest area has almost halved and the tropical forests able to provide the greatest removal
of carbon dioxide from the atmosphere are increasingly under the threat of agricultural and mining
activity (FAO 2016).
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The unprecedented material wealth accumulation, far beyond the imaginations of the historic
elite, has led to increasing inequality in the 21st century. Furthermore, given the existing policies
and practices that advance rather than overcome economic polarity, for the poor to be bought
out of poverty it will be Earth and not corporate profit margins that will need to be the most
accommodating (O’Neill et al. 2018; Raworth 2017). In short, we need to urgently re-evaluate our role
on and relationship with Earth, living beings and planetary processes. Failure to do so will mean that
humankind risks pushing the natural environment beyond the point where it can sustain life and
facilitate flourishing for human and other forms of life. In this respect:
The Anthropocene is a reminder that the Holocene, during which complex human societies have
developed, has been a stable, accommodating environment and is the only state of the Earth System
that we know for sure can support contemporary society —Steffen et al. (2011)
The above statement, while evidently modern, is in line with ancient Stoic thought, according
to which the recognition of the validity and rationality of the natural universe go hand in hand with
achieving human excellence and happiness. This understanding is consistent with the Stoic idea that
the goal of life is “to live according to Nature”, an idea which is linked, in turn, with their pantheistic
worldview. Pantheism, as a metaphysical and religious stance, can be broadly defined as a belief that
“god is everything and everything is god or that the world is either identical with god or, in some way,
a self-expression of his nature” (Owen 1971, p. 8).
The idea of pantheism gives us scope for exploring the implications of Stoic theology for
environmental ethics, and thus for extending the limited amount of work done by modern Stoics on
this topic (e.g., Gill 2014a; Konstantakos 2014; Whiting et al. 2018a, 2018b). This is because pantheist
ethical frameworks generally are metaphysically founded on the unity of the divine, and the idea that this
divinity is present within all its component parts. This understanding then forms the basis of extending
one’s notion of the moral community to non-human beings and non-living things, such as rocks (Levine
1994). Whiting et al. (2018a) expansion of the Stoic circles of concern to include the “environment”, reflects
this worldview, and the fact that the preceding circles (ranging from the “self” to “humanity”) could not
exist without the sustenance and support provided by Earth (Cf. Epictetus 1.14).
The moral obligation that comes with including the environment in the circles of concern is
captured by Aldo Leopold’s assertion that “a thing is right when it tends to preserve the integrity,
stability, and beauty of the biotic community. It is wrong when it tends otherwise” (Leopold 2014).
It also echoes the view of Stoic biologist Steve Karafit that one cannot claim to be progressing towards
the goal of Stoic virtues at the cost of environmental sustainability (Karafit 2018). The rationale behind
a Stoic ethics that integrates both Leopold’s and Karafit’s statements is that a Stoic’s virtue, in order to
be considered as such, must necessarily manifest itself in interactions with other living beings and the
environment. This is because Nature is the ultimate reference of all evaluation and produces both facts
and values. It thus states both what is the case and what ought to be the case (Long 1996b). In other
words, Stoic morality is necessarily grounded in Nature. What is reasonable is not merely an action
that is logical, but that which is consistent with humankind’s rational and social nature.
That said, and in order to reduce any potential for misunderstanding, it is important to distinguish
the Stoic sense of anthropocentric/logocentric moral obligations and that held by practitioners of Deep
Ecology (see Naess 1973) or Leopold’s Land Ethic (see Lenart (2010) as evaluated by Protopapadakis
(2012). Here it is sufficient to say that both these approaches attempt to operate out of a biocentric
(Earth-centred) model, and argue strongly against any thoughts or actions that favour humankind
over any other living community. This stance is incompatible with Stoicism for various reasons. Firstly,
biocentricism is rooted in a non-hierarchical reality of the universe and an ethical framework that
operates according to the belief that humans are not inherently superior to any other species or the
living organism that Earth constitutes (Gadotti 2008a, 2008b; Gadotti and Torres 2009; Taylor 2011).
This clearly contradicts the Stoic position that humankind’s rationality affords them a special place in
the natural order and that Nature’s providence applies in a special way to them. Secondly, the Stoic
god, although traditionally considered to be a biological animal, does not share the characteristics of
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James Lovelock’s Gaia, which maintains a self-regulating homeostasis but does not do so purposefully
or with any sense of foresight or telos (Lovelock 1990). Thirdly, while the logos has intrinsic value,
Earth as a planet, humankind, and any animal or plant, although warranting of moral consideration,
do not. Lastly, a biocentric position is built on the premise that a person can see our shared planetary
kinship through the “planet’s eyes” and that we ought to approach norms and values from the Earth’s,
or at least an animal’s or plant’s, perspective. There is no attempt in Stoic thought to attempt to see the
universe from such a perspective, since Stoics think that being human (as distinct from a non-human
animal) gives us a favourable position for making sense of the universe. Although human beings are
encouraged to take up “the cosmic perspective” (Marcus Aurelius, Meditations 5.24, 12.24, 9.32), this is
one that human beings, as rational animals, are distinctively capable of adopting (Cicero, On the Nature
of the Gods 2.37). In short, the Stoic position is, by definition, equally anthropocentric and logocentric.
This is possible because we are both human and distinctively able to understand, through the logos,
the rationality built into the universe because of our own rationality.
This difference between Stoicism and the modern biocentric view does not mean that there are no
points of similarity. Good examples of certain shared beliefs is provided by Naess (1995, p. 14), when
he asserts that we are all in, of and for Nature from the very beginning, and by Vaughan, who emphasises
that pantheism “recognises both our biological and psychological dependence on the environment
[and the fact that] we are actually interdependent and interconnected with the whole fabric of reality”
(Devall 1995, p. 103).
This assertion aligns with Posidonius’ view that the status of each limb depends on the body’s
overall condition, and that it is not possible for the component parts to prosper if the whole suffers
(Protopapadakis 2012). Accepting the Stoic logocentric model means that looking after the planet is
the manifestation of an appropriate action (kathekon), which is beneficial for its own sake, our sake
and for the sake of the Universal community (Stephens 1994). In which case, modern Stoics ought to
call for environmental action because to align oneself with “the will of god” (the in-built order and
rationality of the universe) is good and because god commands it.
Consequently, the Stoic call to live in agreement with Nature is essential to achieving eudaimonia
(human flourishing). To live in harmony with Nature is to maximise one’s happiness because it is the
only path that leads human beings to flourish. If we then accept that the universe is good, then living
according to “the will” of the rational universe has intrinsic value. This does not mean that a person
following this “will” becomes subject to the whims of a capricious being that shows favouritism to a
specific tribe (or “chosen people”) and who becomes pleased or angered by a person’s (in)ability to
live according to an ascribed set of cultural norms and mores. Nor does such a “will” disregard others
out of the need for acts of arbitrary obedience and unquestioned loyalty. In fact, such prescriptions
go against cosmopolitan principles and the circles of concern. Instead, living according to the Stoic
god’s will is expressed through the benefit that comes by harmonising one’s own rational nature with
the universal active principle that has made Earth conducive to the generation and maintenance of
life. This remains true even if, like Marcus Aurelius, one’s personal role involves leading an army
into battle (e.g., Meditations, 2.5). Indeed, one’s local job functions do not absolve a person from the
responsibility and obligation of acting out one’s civic duty, as a citizen of the universe (cf. Stephens
2011, pp. 36–39).
Human beings are not the pinnacle of existence (the logos is) but they are exceptional among all
animals in that they have been bestowed with the property of rationality—a characteristic they share
with god. Incidentally, it is Nature’s providential care and generous provision of life that implants the
instinctive desire that humans and other living beings feel when it comes to the need to preserve and
take care of themselves (their nature or “constitution”) and also to procreate and look after offspring
and others of their kind (see Long and Sedley 1987, 57, esp. A, F(1)). In this sense, a person that follows
“god’s will” is simply conforming their mind and volition to the natural law that determines right
thoughts and actions for them, as a member of a community uniquely equipped to understand the
universe’s causal structure and its beneficence to their very existence (Cf. Epictetus 1.14). The key
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question then becomes, if we reject Stoic teleology and “live according to facts”, can we still come to
the same conclusion? Or do we lose something in the process?
Nor can anyone judge truly of things good and evil, save by a knowledge of the whole plan of nature
and even of the life of the gods.
We want to make it clear that while it is true that under the modern Stoic umbrella people can
refer to themselves as a Christian Stoic, a Muslim Stoic, a Hindu Stoic, a Buddhist Stoic or an atheist
Stoic—as long as they accept that the four Stoic virtues are sufficient and necessary for an adult human
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being to flourish—the orthodox Stoic position is grounded in a pantheistic vision of the universe
(Levine 1994; Sellars 2006). Furthermore, the immanent nature of the Stoic god will certainly conflict
with the transcendental aspects of the aforementioned religious traditions, leading to, at the very least,
unusual interpretations of key aspects of Christian, Muslim, Hindu or Buddhist beliefs—especially
those associated with “miracles” and other supernatural events. This is because nothing outside
Nature forms any part of what Stoics believe to exist. In other words, the orthodox Stoic understanding
of the universe, including god, is entirely grounded in natural phenomena.
Stoic reverence for Nature or “god” does not come through any profession of faith, i.e., an
affirmation dependent on the holding of a belief, such as in existence of heaven, hell, angels and other
miraculous signs, even in the absence of, or contrary to, available evidence. This is clear from the
Chrysippean “proofs” for the Stoic god, which are all based on reasoned argument about the nature of
the universe as understood by the Stoics (Dragona-Monachou 1976, pp. 112–20). In other words, the
ancient Stoics recognised, through their theology and not despite it, that progress towards virtue relied not
on divine revelations from a supernatural being but on living in accordance with Nature and by the
facts Nature provides.
The Stoic pantheistic vision has some unique features that distinguish it from Spinoza’s god
(see Long 2003) and the entity created by Arne Naess (1973). However, it also shares many
aspects with modern-day movements and belief systems that emphasise the importance of leading
an environmentally sensitive/sympathetic way of life. In Stoicism, this response is simply an
acknowledgement that the Earth’s natural system, as the giver and sustainer of life (words typically
used to describe a god), is worthy of care and consideration, for its sake and our own.
The Stoic god is the universal pervasiveness of the universe’s mind—its commanding faculty—and
thus the force of fate and the necessity of future events (Long and Sedley 1987, 54A, 54B). It is the
creator of the whole, immortal, perfectly rational, perfectly happy and perfectly benevolent—in that
the universe generously provides all that is required to support life and allow that life to flourish. The
Stoic god is provident toward the world and its occupants and does not create or admit the existence
of evil. It is not anthropomorphic, but it does exercise an anthropocentric divine providence, which is
best understood by humankind through carefully and methodically observing Nature, which reveals
its divinity (perfect rationality) in physical processes, i.e., scientific facts (Baltzly 2003). God’s body is
finite, insofar as the cosmos is finite (Aetius I, 6 = SVF 2.528) and made of a physical creative fire or
physical breath. Furthermore, like the rest of creation, the Stoic god is a soul-body composite made up
of a passive principle (“matter” or “substance without quality”) and an active principle (logos, which
was likewise corporeal).
The Stoic god’s acts and intentions are not specific to an individual, or a group of individuals.
Instead, they operate in line with natural causality and reflect the providentially and fatally ordered
sequence of causes and effects in the cosmos—an inescapable and inevitable law of what exists (Inwood
and Gerson 1997). There are no divine interventions, so no favouritism and no miracles (Algra 2003).
Other than thinking and acting rationality in accordance with Nature, so that one can progress towards
a eudaimonic state, there are no prescribed acts or words of “worship”. There is no way to “please” or
“anger” the Stoic god. There is no divine judgement and god does not send souls to a “heaven” or
“hell”. In fact, other than certain speculations regarding the wisest of humans (the sages), the soul, as a
physical component of the body, does not survive death (Jedan 2009; Lagrée 2016).
This is what orthodox modern Stoic Chris Fisher (2016) explains, when reflecting on Seneca’s On
Providence, 2.4:
Stoics viewed Nature as benevolent—conducive to human life. Death, disease, and natural disasters
are not punishments from an angry God; they are simply the natural unfolding of events within a web
of causes, often outside of our control. Stoics accept that the cosmos is as it should be and they face
challenging events as opportunities for growth rather than considering them harmful. This is neither
resignation nor retreat from the realities of human existence. Stoics strive to do all we can to save
lives, cure disease, and understand and mitigate natural and man-made disasters.
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It is within this frame of reference, that ancient and orthodox modern Stoics agree that there are
objective moral facts, i.e., that some kinds of actions are right and others wrong, independent of what
a human being thinks or decides. If this were not so, Stoics could not explain how it is possible that
an individual who has perfected their moral reason (referred to as a sage) is said to be incapable of a
moral mistake.
The Stoic teleological worldview is evidently and explicitly associated with Chrysippus’ dictum
that living in agreement with Nature means engaging in no activity which the common law (god)
forbids. Furthermore, the excellent character (arete) of a flourishing agent (eudaimon) consists in being
in concordance with “the will of the universe”. In which case, as Long (1996b) points out, the theocratic
postulate is integral to the Stoic conception of virtue, and in understanding how virtue is sufficient and
necessary for eudaimonia. In a Stoic framework, this requires knowledge of Nature (which is accessed
via “physics” and theology) and those morally correct actions (katorthomata) that necessarily cohere
with Nature. It follows that those modern Stoics who promote a theological approach to morality do
so because they believe that the logocentric worldview roots facts in a unified cosmic framework and
is thus the reason behind the Stoic call to live according to Nature. In turn, they maintain that Nature
provides the facts and the corresponding values for normative decision making. Indeed, even if an
atheistic-leaning Stoic does show that there is a mechanistic non-rational ordering of the universe that
does not mean we should value it, as we will explore in more detail in Section 4.
In short, the orthodox Stoic position holds that facts are not the end but rather the means with
which to seek harmony with the universe and reason, because the logos is an intrinsic good. They also
point to Nature’s providential care as the basis for the Stoic cosmopolitan ethical framework and the
Stoic metaphor of the circles of concern, which conceptualise the appropriateness of looking after the
self, other members of the universal human tribe and the environment.
This brings us to a second, and much more difficult and nuanced, topic to address, which is
whether moderns can accept the Stoic’s naturalist theological framework, as a credible scientific
account of the natural world. Many leading modern Stoic scholars, such as Lawrence Becker (Becker
2017, p. 6) and Massimo Pigliucci (Pigliucci 2017a) argue that we cannot. They contend that, if the
integrity of modern Stoicism is to remain intact, we must necessarily make the case that Stoic ethics
can be upheld without the need for cosmic teleology. This is in essence why Annas (2007, 1995) and
Inwood (2003) argue that recovering the Stoic theological framework in a modern context would
ultimately be a mistake.
Becker (2017, 1998) tries to flesh out the practice of Stoic ethics in the modern world. He adopts
an atheistic approach in which he replaces the cosmological foundations of the call to “live according
to Nature” with an ethical framework built on a call to “live according to the facts”. He states that:
Following nature means following the facts. It means getting the facts about the physical and social
world we inhabit, and the facts about our situation in it—our own powers, relationships, limitations,
possibilities, motives, intentions, and endeavours—before we deliberate about normative matters. It
means facing those facts—accepting them for exactly what they are, no more and no less—before we
draw normative conclusions from them. It means doing ethics from the facts—constructing normative
propositions a posteriori. It means adjusting those normative propositions to fit changes in the facts.
(Becker 2017, p. 46)
In rejecting the Stoic linkage between Stoic ethics and cosmology, Becker assumes that Stoic
theology, in the ancient world, did not aim to “face the facts”. However, this is mistaken. Stoic theology,
and ethics, were supposed by ancient Stoics to be consistent with ‘the facts’, as they understood them,
that is the facts about the nature of the universe and the place of human beings and other animals
within the universe. Therefore, the position Becker adopts—while presented as being a radical revision
of the Stoic view—is actually in line with it. Furthermore, Stoic principles stipulate that practitioners
have an obligation to address discrepancies where ancient beliefs contradict modern discoveries or are
challenged by scientific pursuits. In other words, Stoic theology is not opposed to the scientific view,
but depends on it.
Having identified this source of confusion, it is worth clarifying what exactly is being argued in
the modern heterodox call to “follow the facts”. The crux of the issue does not boil down to whether
Stoics should follow facts (they evidently should) but whether the orthodox Stoic worldview is an
accurate depiction of the facts, as these are understood in the modern world. The question at hand
is whether or not it is acceptable for moderns to operate out of the orthodox understanding that the
universe acts with benevolent providence, that the logos is an intrinsic “good” and that it dictates
what is virtuous, vicious or neither.
For many prominent modern Stoics, including Lawrence Becker, Massimo Pigliucci, Greg Lopez
and Piotr Stankiewicz (see Stankiewicz 2017, for example), the heterodox worldview is compatible with
modern science precisely because, unlike the orthodox position, it does not claim that the universe is good
or that it provides objective meaning. For such Stoics, the universe is understood as being mechanistic
(quantistic-relativistic). It is most definitely not benevolent and certainly does not work for the benefit of
humankind (Pigliucci 2017a). Consequently, the logos is re-envisioned, or re-defined, as “the (factual)
observation that the universe is indeed structured in a rational manner” (Pigliucci 2017c).
For heterodox Stoics, given that meaning does not exist objectively, it is simply something that
humans construct as social and intelligent beings. It follows that what an individual neurotypical
human being ought to do can be derived from facts about human values, preferences, historical
events, cultural norms and social conventions (Becker 2017). These facts are not derived from what
an orthodox Stoic refers to when they speak of “living according to Nature”, but instead from our
collective accounts of human psychology, history, sociology and biology. Contrary to the orthodox
position, there is no absolute moral truth (orthodox Stoics would contend that it is the goodness
inherent in the immanent law of Nature) and no objective good outside of human perception. In other
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words, “virtue” is not an objective intrinsic property of Nature but depends solely on human thought
and action. This is effectively what Pigliucci (2017a) implies:
The idea of mind independent moral truths is rejected as incoherent since ethics is the study of human
prescriptive actions. Conversely, relativism is also a no starter because there are objective facts about
human nature and the human condition that constrain our ethical choices.
Massimo Pigliucci is certainly right (and in line with ancient Stoicism) in arguing that we should
aim to make decisions based on an objective understanding of human nature. After all, we are
compelled by certain facts and lack the absolute freedom to choose which facts are valuable to us (e.g.,
pain, hunger or thirst). Likewise, our capacity for rationality causes us to become aware of other types
of facts, such as climate change. Once we are aware of climate change, we are then consciously and
rationally compelled to understand this fact for the sake of our own good (Butman 2019). The problem
with Pigliucci’s (2017a) statement and Becker’s (1998, 2017) view on ‘facing the facts’ is that while
there may be some connections between facts and norms, for many moderns, including those in the
heterodox camp, it is a fallacy to believe that one can derive values from them (Hume 2006; Moore
1959). It is also important to recognise that the ancient Stoics did not reduce Physics to “fact hunting”
because they were aware that what they might consider a fact might not be. This is the reason why
Stoics say that when facts are unclear, but the impression is such that it is reasonable to believe them,
then we should only assent to the impression that it is reasonable to believe, and not assert that
such and such is the case. In other words, we should assent with reservation as Sphaerus did with
the pomegranate (as explained by Diogenes Laertius in the Lives of the Eminent Philosophers, Book 7,
177). Furthermore, if we see the world only through the lens of facts, we tend to see things from a
reductionist perspective. The latter can have and has had grave consequences for the natural world,
which is far more complex than we can understand and does not thrive when reduced to its component
parts (Long 2018).
Ethics are not only concerned with human actions towards other humans, but also with how
the world and non-humans operate. Our freedom to imbue facts with meaning is conditioned by the
fact that we live in the world, which is not only dependent on human nature but Nature generally.
Together, they both determine the attitude a person ought to have and what action they ought to take.
This is why orthodox Stoics maintain that it is in aligning one’s behaviour with how the world works
which is conducive to human happiness.
Another major difficulty that surfaces when appealing to the objectivity of facts is that while they
can help an individual decide what to think or how to act, they have no bearing, in and of themselves,
on whether that thought or act is virtuous or not. To infer virtue or vice from scientific facts requires
a proxy ideal for virtue in the objective sense. One way to interpret the heterodox view of virtue is
through “harmony”, which is a particularly appropriate Stoic proxy for wellbeing. This is because it
incorporates both societal structures and the natural world. Striving for a personal sense of harmony
provides meaning for an individual looking to navigate an indifferent universe. In this respect, it
would not matter if a person is aligned with the nature of the universe, as it is that person’s sense
of harmony or discord that determines their progress towards eudaimonia. In other words, one can
make the case that a Stoic could determine the virtuousness of their thoughts, acts or mental state by
gauging how much harmony was created or destroyed either in themselves or within, or between, any
of the other relationships represented by the concentric circles of concern. If this is true, Annas (1995)
is correct to assert:
If I am convinced that virtue is sufficient for happiness, then when I acquire the cosmic perspective I
acquire the thought that this is not just an ethical thesis, but one underwritten by the nature of the
universe. But what actual difference can this make? It cannot alter the content of the thought that
virtue suffices for happiness, for I understood that before if I understood the ethical theory. Nor is it
easy to see how the cosmic perspective can give me any new motive to be virtuous; if I understood
and lived by the ethical theory, I already had sufficient motive to be virtuous, and if awareness of the
Religions 2019, 10, 193 11 of 18
cosmic perspective adds any motivation then I did not already have a properly ethical perspective
before. —(Annas 1995, p. 166)
Arguably, the biggest challenge to the heterodox position is revealed when attempting to apply
harmony as a proxy for societal/planetary wellbeing. For societal issues, this would entail the use
of social cohesion as an indicator of the appropriateness of a given thought or action. However,
when we equate social harmony with virtue as derived from facts about human values, preferences,
historical events, cultural norms and social conventions, we need to recognise that these facts (unlike
the essence of Nature) change. Indeed, one of the biggest factors that separate humans from other
animals is cumulative culture. The latter describes our unique ability to take advantage of the scientific
knowledge and philosophical ideas that are only made possible by our ability to understand and make
use of the imparted knowledge and artefacts of others (Caldwell and Millen 2008; Whiting et al. 2018c).
It explains why social structures and values evolve for humankind while for other animals they do not.
A good example of the problem of relying on societal values to determine virtue is the concept
of slavery. The latter was commonplace in the ancient world. Incidentally, two powerful Roman
Stoics, Seneca and Marcus Aurelius were well placed to modify this practice. They chose not to.
Furthermore, their respective writings that now form the Stoic “canon” show that they accepted
slavery as an indifferent circumstance (though not one that was preferable) , and believed that it was
in the treatment of the slave that virtue could be found. Seneca for example, remarks to Lucilius that:
I do not wish to involve myself in too large a question, and to discuss the treatment of slaves, towards
whom we Romans are excessively haughty, cruel, and insulting. But this is the kernel of my advice:
Treat your inferiors as you would be treated by your betters. In addition, as often as you reflect how
much power you have over a slave, remember that your master has just as much power over you.
—Seneca, Moral letters to Lucilius, Letter 47, Chapter 4
Evidently for these Roman Stoics, justice and self-control consisted of treating a slave with
kindness, not using them sexually, allowing them to eat at the dinner table and remembering their
humanity. It would be very difficult to maintain this position now. This means that either enslaving
others was always vicious - even if the Romans did not realise it or could do nothing about it - or that,
given the social norms and preferences of Ancient Rome, slavery was acceptable for ancient Roman
Stoics but is wrong for modern ones (for a more detailed discussion on the ancient Stoic position on
slavery (see Robertson 2017).
An orthodox modern Stoic can claim that slavery is objectively unjust regardless of spatiotemporal
circumstances. That is, if Roman society required forced labour to function then that structure was
not formed in accordance with Nature and those Romans were therefore vicious, regardless of any
particular opinion or set of opinions. On the contrary, this is where heterodox Stoics reach an impasse.
For if virtue is derived through human social mechanisms, and societal harmony is the litmus test
for virtue, then banning slavery would have been unjust because it would have resulted in social
breakdown, if not chaos. Additionally, and problematically for anyone looking to “live according to
the facts”, there are no facts that state that slavery is bad from a Stoic perspective. One might infer
that it is vicious because pain or harm is being caused, but this would be a Utilitarian argument and
not a Stoic one given that Stoic principles hold that pain and harm do not prevent a person from
flourishing, and therefore do make the moral difference (although the reasons for inflicting pain do
make a moral difference).
In this respect, the orthodox framework is far from redundant because it stipulates an objective
universal reference point that dictates how we all should live, regardless of how human beings think
and act. In which case, Stoic theology can inform us on what we, as a society, ought to do.
Religions 2019, 10, 193 12 of 18
people use most of the world’s resources and that the ability to substitute muscle power with fossil
fuels has freed those same people to live without fear of local weather anomalies and do more than
housework. However, no fact can tell us what we ought to do when two sets of facts are juxtaposed,
such as the carbon emission rises associated with the increased use of home appliances and the poverty
that people are almost always guaranteed without them. The facts cannot tell us whether a British
CEO should reduce their reliance on electronic gadgets (at the expense of comfort and convenience) or
whether a rural South American villager should instead be denied the opportunity to progress. Indeed,
one can even use isolated facts (in a Utilitarian fashion) to surmise that this British CEO should be
absolved from personal responsibility because he or she will make more of a net positive impact to
planetary wellbeing than a village of South American farmers who suddenly do not have to wash their
clothes by hand.
Even when collective decisions align with some (or even all) of humanity’s current values and
preferences, this does not mean that these align with courage, justice, temperance or wisdom, as is
objectively understood when viewing the world through the dual anthropocentric/logocentric lens.
Operating with the mind’s eye fixed on the objective yardstick that orthodox theology provides, gives
us an ethical imperative to express our values and virtues not just relative to each other but in respect
to the Whole. It is this understanding that underpins many of our cosmopolitan ideas. The latter allow
us to recognise our obligations towards indigenous and vulnerable communities that either do not
ascribe to, or do not benefit from, Western ideals and systems. This is especially true if we accept
that the “environment” forms the last concentric ring of the modern set of Stoic circles of concern.
The addition of the “environment” then highlights the need for an ethical framework that considers
planetary processes beyond any reductionist commitment to a set of facts.
Under a cosmopolitan ideal, we can understand that what makes global warming wrong is our
rational desire to make the planet more hospitable to ourselves and future generations (including those
born today). We can point to the virtue of resisting engagement with those activities that increase our
personal carbon or water footprint. We can support the school climate strikes because the children
(and parents) undertaking them are challenging the ignorance of climate denial and those policies
that exacerbate climate breakdown, despite various warnings from both Nature and the scientific
community (Thunberg 2018). We can see why we should collectively challenge certain pursuits that
put profit before socioenvironmental justice or wise decision-making (Lane 2012). In other words, once
we understand the call to live according to Nature, we can question the virtue-signalling of politicians
condemning climate strike truancy rather than addressing the real environmental issues at stake.
In short, the orthodox Stoic position promotes an understanding that facts are not the end but
rather the means with which to seek harmony with the universe and reason, which is encompassed by
the logos, as an intrinsic good. Arguably, this reality becomes clearer once modern Stoics understand
the relevance of Stoicism as a political philosophy and not just a personal one limited to dealing with
one’s emotions and the dichotomy of control. In this regard, Stoic theology is revealing, because it can
guide modern Stoics dealing with the socioenvironmental challenges of the 21st century and in the
building of the coherent ethical framework that this entails (Figure 1).
rather the means with which to seek harmony with the universe and reason, which is encompassed
by the logos, as an intrinsic good. Arguably, this reality becomes clearer once modern Stoics
understand the relevance of Stoicism as a political philosophy and not just a personal one limited to
dealing with one’s emotions and the dichotomy of control. In this regard, Stoic theology is revealing,
because it can
Religions 2019, guide modern Stoics dealing with the socioenvironmental challenges of the1421st
10, 193 of 18
century and in the building of the coherent ethical framework that this entails (Figure 1).
5.5.Final
FinalRemarks
Remarks
Overall,the
Overall, thecase
casemade
madehere
hereisisthat
thatone
onemust
mustbe bemindful
mindfulofofthe
thefact
factthat
thatall
allbeings
beingsequally
equallypartake
partake
inwhat
in what humans
humans seem
seem to
tobelieve,
believe,ororassume
assumetoto
be,be,
a rationally ordered
a rationally universe.
ordered Thus,
universe. a heterodox
Thus, Stoic
a heterodox
must concede that rational humans, if programmed to look for, and operate under, patterns, flourish
when they live according to what they perceive to be a rationally ordered universe. This is regardless
of whether that universe is rational or not, or if they are mistaken about the nature of the pattern.
It follows then that to live according to this fact is tantamount to human happiness (eιιdaimonia), as
is recognising the interconnectedness of Nature. In other words, our flourishing is dependent on
our capacity to bring ourselves in line with Nature as a whole and our own particular nature as an
idiosyncratic human being (Diogenes Laertius 7.85-6 = LS 63 C). Where Lawrence Becker succeeds is
in clarifying the value of the scientific method and the pursuit of facts in the modern context, which
might be overlooked in a call to “live according to Nature”:
[We should] get the facts about the physical and social world we inhabit, and the facts about our
situation in it—our own powers, relationships, limitations, possibilities, motives, intentions, and
endeavours—before we deliberate about normative matters. —Becker (2017, p. 46)
The Stoic idea of god, for the reasons stated above, does not, for the most part, contradict scientific
pursuits. Rather, it serves to correct misapplications of these endeavours. In addition, Stoic principles
dictate that when ancient Stoic beliefs (e.g., animals solely exist for humankind’s benefit) contradict
modern discoveries we have an obligation to address such discrepancies. This does not negate the
value of cosmic sympathy as derived by Stoic teleology. Rather it allows a practitioner to not give
assent to false impressions and brings the philosophy and its practitioners in line with the rational will
of a benevolent universe. It does this by providing meaning to our pursuits, which includes directing
science (and the humanities) towards research that benefits the Whole.
Part of the issue that moderns have with the Stoic god is derived from the West’s cultural
understanding of monotheism, which as we have made clear in this paper does not form the basis of
Religions 2019, 10, 193 15 of 18
the Stoic god. Conversely, it explains why a religious Stoic must give up the alleged transcendental
god for an immanent one. While such terminology may make moderns uncomfortable, this is not the
first time that Stoic ideas, such as women being educated or Zeno’s view that both heterosexual and
homosexual relationships are acceptable, have clashed with popular sensitivities. These perspectives
have since been vindicated in the West and are foundational to the cosmopolitan principles of the
philosophy. The historical removal of these ideas on the grounds that some people felt uncomfortable
would have compromised the integrity of Stoic philosophy and the coherence of Stoic axiology.
The same can be said for the modern claim that the Stoic orthodox position is untenable or unpalatable.
In which case, the removal of Stoicism’s theological component to protect academic sensibilities and
suit a modern practitioner’s palate is not just unjustified but troubling. It also, as we have shown,
prevents Stoics from connecting with environmental ethics on their philosophy’s own terms. Stoic
rationalism implies living according to Nature, so if we are ruining the planet, we are not acting
rationally, and thus not operating virtuously. Finally, whether or not Stoic theology provides the most
accurate description of the universe, it still forces a different view from that propagated by those that
put profits before people and the planet. It offers an underlying ethos and ethical framework that
could play a critical role in how Stoics go about reversing the climate breakdown and environmental
damage that the current geopolitical worldview and socioeconomic system are all but ignoring, if
not accelerating.
Author Contributions: K.W. conceived this paper, led the narrative framing and coordinated its writing. L.K.
provided extensive feedback and support on the Stoic sections.
Funding: K.W. acknowledges the financial support of the Fundação para a Ciência e a Tecnologia (FCT) and MIT
Portugal Program through the grant PD/BP/113742/2015.
Acknowledgments: We thank Chris Gill and A.A Long for their helpful comments, suggestions and advice. We
also appreciate the time taken by Jeremy Butman to comment on this paper. Lastly, we acknowledge the lifetime
work of Lawrence Becker, especially, in establishing a form of Stoicism for the 20th and 21st centuries. Without his
efforts this would not have been possible.
Conflicts of Interest: The authors declare no conflict of interest.
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© 2019 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access
article distributed under the terms and conditions of the Creative Commons Attribution
(CC BY) license (http://creativecommons.org/licenses/by/4.0/).
Open Access Library Journal
2021, Volume 8, e7237
ISSN Online: 2333-9721
ISSN Print: 2333-9705
Koffi Alladakan
Subject Areas
Philosophy
Keywords
Stoicism, Universal Sympathy, Oikeiôsis, Virtue, Ecology
1. Introduction
In Greco-Roman antiquity, if the whole philosophical tradition has given, in
to us and which deals essentially with the study of nature and ethics. But this one
appears to have contributed the most to the influence and good reputation of the
Portico. For ethics teaches men to live in harmony with himself, others and na-
ture. And it seems that it is precisely at this level that one finds all the interest
that one can have today for stoicism. More precisely the idea of environmental-
ism, the need to maintain a harmonious relationship between men and nature,
would be an emanation of this philosophy; what is important to investigate.
Through its ideal of “living in harmony with nature”, the Portico appears to
be a philosophy that invites men to take their relationship with the world se-
riously. It demands harmony between men who must be in perfect harmony
with nature. Nature has laws that mankind must observe in order to know hap-
piness. Through this, the idea of ecology undoubtedly emerges. Because, to a
certain extent, it is a question of men’s relationship with nature. And when we
draw a parallel between the Stoics’ discourse on nature and that of the ecologists,
we can affirm that Stoicism would constitute a philosophical foundation of
ecology. If it is possible to arrive at one of the evidences of Stoic thought such as
ecologism in the present case, which seems acceptable according to Duhot, he
does not intend to say that the Stoics are the precursors of this ideology:
“The Stoic gaze considers continuity and systems, situates men in the total-
ity of the universe and does not want to isolate anything from the whole.
Everything is interdependent and is inscribed in an ordered scale of beings.
However, it would be quite naive to attribute this new convergence to an
anticipatory vision of the Stoics and to consider them as precursors of any
modern ideology. …] The Stoics are precursors neither of systematic
thought nor of ecology, any more than the atom of Democritus or Epicurus
was of physicists. It is we who, by reconstructing our rationality, rehabilitate
the possibility of conceiving things other than by reducing them to simple
units [1].”
Neither the Epicureans nor the Stoics are respectively precursors of physicists
and ecologists. The relevance and truthfulness of this statement is fully revealed
in the sense that the Ancients and the moderns never lived together at the same
time to think about the same problems. The difference between them is very
large and although the term sometimes seems identical, it should be noted that
their meanings differ. But as far as the case of the Stoics is concerned, it seems
that it is possible to bring some nuance because what makes their thought spe-
cific and permanent, and thus their strength, is exactly their ethics, which makes
them always seem to be ahead of their time; which even gives the impression of
an anachronism about them. It is true that they have never directly posed the
problem of the environment; for the preservation and safeguarding of the envi-
ronment was not their main concern, and it only began recently in the 1970s.
But since the ecological crisis is in fact an ethical problem, it is possible that Stoic
thought has implicitly addressed it in its moral concerns in general. Thus, for
example, Seneca (1993: 123, 3) thought of moral progress when he said that “it is
indispensable to get used to living a short life”; this could make sense today on
the ecological level. More precisely, an in-depth study has confirmed that the
problem of the environment was not unknown to the Ancients, especially among
the Romans, whose zeal for the organization and transformation of the world
was no different from that which engendered the industrial revolution. To be
convinced of this, we can refer to Fideli Paolo (2005, p. 7):
“[...] it is true that the concept of ecology has taken on primary importance
in the modern world because of the dramatic consequences of the some-
times irrational use of industrial resources and the sometimes insufficient
control of products harmful to man; however, this does not mean that—for
other reasons and at another level—the question did not also arise for the
Greeks and Romans, who lived in a world untouched by pollution [2].”
But the difference is that the scale of the environmental crisis in antiquity was
absolutely less than that of the contemporary world. One could also add that if
the problem had arisen, it was not the subject of any particular study; it was ad-
dressed through the moral and ethical concerns of the Ancients. On the basis of
all this, it would be excluded that ecological thought was born ex nihilo without
being inspired by ancient wisdom in general and stoicism in particular. Luc Fer-
ry (2006, pp. 46-47) asserts this idea with this precision:
The connection between Stoicism and ecology seems to be quickly made, and
it would not be at all exaggerated to see that most of the Stoic principles seem to
express an ecological value, since their application naturally implies a relation-
ship of harmony and balance between man and nature. It is the unity and order
of nature that must be respected, the universal sympathy that expresses the link
between the elements of nature and the familiarity that man develops towards it.
In addition to all this, there is naturally the impact of the virtuous life which
would be less on nature. In any case, it would be well possible to invite the read-
er to reread the Stoics, in this case Seneca, to be inspired by his ethics for a good
management and protection of nature in general:
pretation and in a general way, situate the source of man’s misfortunes, such as
the environmental problem, in his rebellion that puts him at odds with the order
of nature. This order being already established, the only possible solution is to
adhere to it, not in the sense of resignation but rather of consent, of joyful ac-
ceptance. While obeying nature, man is not forbidden to take advantage of all
the opportunities available to him to achieve what is possible. For example, ac-
cording to an African proverb, “the waters of the river do not flow backwards”,
that is, naturally, “the water of the river does not return to its source”; just as it is
not possible to block its way and oppose its passage; to do so is to go against the
cosmic order. However, one can dredge a river in order to channel it, prevent its
overflow and narrow its bed. One can also exploit its falls from the erection of
dams to produce electrical energy. Most of the time, it is at the antipodes of the
order of nature that men act out of ignorance and especially out of pleasure,
which can lead to problems such as environmental problems. Seneca (1993, 122,
8-9) witnessed this and wrote the following:
“The sympathy of the elements of the cosmos shows and imposes that the
cosmos is unified, that is to say continuous, a whole without emptiness,
where all the parts are necessarily linked. ...] when a finger is cut off, says
Sextus, it is the whole body that suffers, an example that must be unders-
tood in the definition of a body as a system, in which all parts are interde-
pendent and linked. The world is thus this unified whole, composed how-
ever of sufficiently heterogeneous parts to admit notable transformations
[...] without nevertheless compromising its unity. Without compromising
its unity [7].”
“A cup or even a single drop of wine that falls into the Aegean Sea or the
Sea of Crete, will reach the ocean and the Atlantic Sea not by touching them
superficially, but by spreading out in all dimensions, in depth, in width, and
in length. This is what Chrysippe admits in the first book of “Physical Re-
search”: “Nothing prevents a drop of wine from mixing with the sea”; and
so that we are not surprised, he says that “thanks to the mixture, the drop
will spread to the whole world [9].”
Whatever its magnitude, any action taken has a direct impact on the entire
cosmos. The smoke from incense is capable of reaching all parts of the cosmos.
Seneca’s example, relating to atmospheric phenomena, also illustrates the notion
of universal sympathy, and can serve to make man aware of his relationship with
nature. The philosopher, who through his reflections appears to be a thinker of
all times, identified air with the divine breath in Natural Questions and showed
that it is a vital source for all living beings. According to Seneca, this breath plays
the role of a vehicle that feeds the stars and earthly beings through its connection
between heaven and earth:
“Thus, the air is a part of the world, and certainly necessary. It is what binds
heaven and earth together, what thus separates the highest regions from the
lowest, so that yet it unites them. It separates them, because it interposes it-
self between them; it unites them because through it each of them is in
sympathy with the other; it gives above it all that it receives from the earth,
and conversely it transfers the energy of the stars to earthly things [10] (Se-
neca, 1961, II, IV, 1).”
“What I call quasi-parts of the world are, for example, animals, trees. For
the kind of animals and the trees are part of the universe, since they con-
tribute to the completion of the whole and the universe does not exist
without that. But a single animal, a single tree is only a quasi part […] it is
that indeed the universe would not exist more without one than without the
other. But the earth is also matter of the universe, because it contains all the
substances from which the food that all animals, plants and stars share
comes from. It is from it that all individuals draw their strength, and the
world from which to satisfy its innumerable needs; it is from it that nou-
rishes, night and day, these so many active, so greedy stars, which need food
in proportion to their activity. This is where nature draws as much as its
maintenance requires [11].”
We understand more than that any element that constitutes a whole, a whole
like the world, is not to be neglected if it has a vocation to exist. But the ecologi-
cal consequence, which is moreover implied, is that Seneca condemns with the
utmost rigor any idea of anthropocentrism, which relates everything to the hu-
man species and consecrates its supremacy over everything else. On the con-
trary, if this one finds itself at the top of the hierarchy of the beings because of its
rationality, it is to assume a responsibility, that to take care of the maintenance
of the balance and the order having to reign in the universe. In that, the study of
nature proves to be necessary because, it has no other objective than to appro-
priate ethical tools which will make it possible not to break the harmony and the
balance with all the natural beings, and, by there all the universe. Stoicism af-
firms the unity of the world in which everything is intertwined and holds to-
gether. It is the internal solidarity of the cosmos. This is what Marcus Aurelius
repeats (1953, VII, 9):
“All things are interwined with one another; their sequences are holy, and
almost none is alien to the other, for they have been ordered together and
contribute to the ordering of the same world. For there is but one world
which embraces all, […] but one substance, one law […] [12]”.
fection towards him. This bond of attachment and familiarity extends to every-
thing from the nuclear cell to the universal family. Hence the idea of cosmopoli-
tanism when the Stoics speak of the citizen of the world. The notion of the prin-
ciple of oikeiôsis, as we have seen, already appears at three different levels.
Firstly, it characterizes the primary impulse that pushes every living being to act
to ensure its survival, which can be described as instinctive oikeiôsis; secondly,
with the constitution of reason which makes man’s particularity, judgment in-
tervenes so that there is harmony, concord in itself and in conduct, this is ra-
tional oikeiôsis. Finally, the feeling of sympathy that binds one to another up to
the universal scale is social oikeiôsis. And in an analogous way to this, we can
speak of ecological oikeiôsis, which is nothing other than this feeling of familiar-
ity that extends from the human race to all natural beings, the earth and the
whole universe. It is in this sense that we are attached to this landscape, this an-
imal, this place or this watercourse. All in all, we discover that this principle
plays an eminently important function in man's environment. This idea is found
in Carlos Levy (1997, p. 165) when he says that:
“The oikeiosis is in the same relation to oneself and to the world. To con-
tinue to live, to realize his nature, the living being must seek certain things
and avoid others. Already at the stage of the instinct is perceived the diffe-
rentiated character of the environment […] [14].”
And nature is the common feature of all beings because it is present in each of
them for having created them. In this sense, everything is called to tend towards
the universal. The synthesis of the principle of oikeiôsis seems well done through
this fragment of Rodis-Lewis Geneviève (1970, p. 128):
“By his creative intelligence and his work, man arranges his ‘habitat’, ex-
tending his living environment. This ‘famous oikeiôsis’ of the Stoics, the
principle of the animal’s natural adaptation, is taken over by reason, which
grasps and understands everything in its relationship with the Whole, and
thus transforms experience, a succession of individual situations, into uni-
versal organization [15].”
mony with itself. Stoic happiness is synonymous with the tranquility of the soul,
which cannot be the accumulation of material goods but only the practice of
virtue which is the expression of self-limitation of desires to be satisfied with the
little; which does not mean poverty. It emerges that the satisfaction of needs is
not condemned, but only excess; for Seneca affirmed that “vice exists as soon as
there is excess.” In other words, abuse in all things is harmful and virtue is the
expression of measure, moderation. Hence the rule of wisdom, which is abso-
lutely salutary:
“Hold therefore this rule of existence, rational and salutary, to grant your
body only just what is necessary to be well. …] Eat only to quench hunger;
drink only to quench thirst; your clothes only as a safeguard against the
cold; your houses only as a defense against the weather. Is the building
made of grass or foreign marble of various shades, it does not matter. Know
that man is as well under thatch as under a golden roof. Disdain everything
that arranges for ornament and decoration a superfluous art. Consider that
nothing is admirable, except a soul, which finds nothing great if it is tall [5]
(Seneca, 1993, 8.5).”
Man cannot live without acting on nature, but the problem arises in terms of
use. All the interest of the modern reader in stoicism could be situated at this
level. To refuse excess is to refuse vice, and this is what brings concord and
tranquility of soul, and at the same time participates in the safeguarding of na-
ture. The sage of the Portico, in his concern to maintain the health of the soul by
avoiding all that can disturb it, seeks only to satisfy its necessary needs. He con-
fines himself to the essential, avoiding excess, luxury, superfluity, abuse and
therefore all waste, in order to devote himself resolutely to what is sufficient.
This means that from the outset he is a proponent of moderate consumption, the
consequence of which would undoubtedly have a minimal impact on the envi-
ronment. It is a life of sobriety that could be the subject of an invitation or rec-
ommendation to the human race to lessen the effects of pollution and the de-
gradation of nature. But the most important appears to be the educational
project elaborated by Seneca, which emphasizes the habitus animi, a virtuous
disposition of the soul, which implies a life of simplicity, which naturally trans-
lates into ecological behavior, thus a means par excellence to preserve the envi-
ronment. This could be seen as an incredibly modern solution to the thorny
problem of how to reconcile the necessary pursuit of progress with the protec-
tion of the natural heritage. If global warming is today a source of fear, accord-
ing to Seneca, the only way to combat it is to limit desires. And this should be a
matter of great concern in order to appeal to the awareness that the unlimited
satisfaction of the infinity of desires contrasts dangerously with the scarcity and
depletion of natural resources. This could require a reversal of values, and de-
mand consumption in moderation, a habit that one automatically acquires
through a virtuous soul, if one is convinced that the total satisfaction of desires
would be the cause of environmental problems.
Apart from these interpretations, which take the place of evidence arising
from stoicism regarding ecology, it is time to recognize the relevance of Paolo
Fedeli’s words, which showed that the environmental problem began in ancient
times, and more precisely in Rome, because of the development of economic ac-
tivities, but which had an extremely minor impact or no impact at all on nature.
This means that the observation has been made at least, and Seneca seems to
have lived through the situation and borne witness because in his work, certain
passages reflect his ecological concerns that have already been investigated by P.
Hounsounon-Tolin in his book entitled Rendez-vous chez Sénèque. About eth-
ics.
“You can know what I gained by deciding to leave? No sooner had I left the
bad air of Rome and the smell of the smoking stoves which, once in full
work, vomit, mixed with dust, all that they have just engulfed with stinking
vapors, I immediately noticed a change in my state; you cannot believe how
much my vigor increased when I set foot in my vineyard. I let go to the
pasture and gave myself to it all I had to drink. I found myself again; this
suspicious languor that didn’t tell me anything worthwhile disappeared, I
started working again with all my soul [5].”
5. Conclusion
This study allowed us to show that stoicism could be considered the philosophy
that inspired environmentalists. For there is indeed a relationship between them
and the Stoics whose principles (unity and order of the world, universal sympa-
thy, principle of oikeiosis and virtue as moderation) develop the idea of the need
Conflicts of Interest
The author declares no conflicts of interest regarding the publication of this pa-
per.
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physique et de Morale, 4, 517-535. https://doi.org/10.3917/rmm.054.0517
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Lettres, Paris.
[11] Seneca (1940) Questions Naturelles, Translated by François and Pierre. Richard.
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tres, Paris.
Research Article
Female Choice and Male Stoicism
Susan G. Brown, Susan Shirachi, and Danielle Zandbergen
Department of Psychology, University of Hawaii, 200 W Kawili St., Hilo, HI 96720, USA
Address correspondence to Susan G. Brown, susanb@hawaii.edu
Copyright © 2018 Susan G. Brown et al. This is an open access article distributed under the terms of the Creative Commons Attribution License,
which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
Abstract Men consistently report that they are healthier than women partners. It was theorized that women preferred stoic men
but have higher mortality rates. We hypothesized that men were who presented themselves as healthy mates. Stoic men also
sexually selected to present themselves as healthy to possible mates,
according to predictions from health selection theory. The present
have traits that aid them in male competitive interactions
study tested this theory by contrasting known influences of female such as risk taking because stoicism is the ability to endure
mate choice with male’s reactions to a health problem (flu symptoms, hardship without complaint. Brown et al. [11] argued that
reaction to vog (air pollution associated with volcanic emissions in women who selected mates who worked and hunted despite
the Hawaiian islands) or a headache). Participants viewed three sets
of slides contrasting male facial symmetry, physique, and status with
fatigue and illness produced more surviving offspring than
stoicism (defined as ignoring a health problem) and were asked to women who did not select such stoic mates. This selection
choose which male they preferred as a long-term or a short-term mate. process ultimately resulted in men, consciously or uncon-
Participants preferred stoic men who worked even though they were sciously, disregarding some signs of illness and led to men
experiencing health problems as long-term mates, disregarding the
male’s facial symmetry and physique. Status also significantly affected
dying at younger ages than women. To test the theory, we
long-term mate choice. In short-term mate choice, participants shifted designed an experiment that contrasted known female pref-
their preferences to symmetrical faces and mesomorphic bodies, erences in mates with stoicism.
signals of attractiveness, disregarding stoicism. In conclusion, our data
Factors affecting human mate choice include char-
provide support for health selection theory. Additionally, preventive
health measures directed at men should recognize their reluctance to acteristics of the chooser as well as the potential mate.
recognize minor health problems and focus on techniques that enhance For example, men show a greater preference for physical
men’s perception of their health symptoms. attractiveness than women [12, 13, 14, 15] while women’s
Keywords evolutionary medicine; stoicism; symmetry; physique; mate choice preferences vary across the menstrual cycle [16,
prestige; health selection theory 17, 18, 19, 20]. Because the costs of reproduction in women
are high including oogamy, gestation, parturition, and child
1. Introduction care, women should be choosy about their mates. As such,
It might well be axiomatic that “women get sick, and men female mate choice is influenced by whether the potential
die” [1]. While it is true that men have higher mortality mate is likely (long-term (LT) mate) or unlikely (short-term
rates at most, if not all, ages than women [2, 3], this is not (ST) mate) to invest in the woman and her offspring. For
the only gender difference in health. Men self report better ST mates, women preferred moderate risk-takers [21],
health [4, 5] and higher quality of life than women [6, 7], more attractive men [22], and men with mesomorphic
regardless of their increased mortality rates. Consequently, bodies [23, 24, 25]. Dixson et al. [23] found that women’s
despite the fact that men die at younger ages than women, preferred waist to shoulder ratio (WSR) was .6. Likewise,
men are not correspondingly reporting poorer health. In Hughes and Gallup [25] found that a male’s shoulder to
fact, they are doing quite the opposite; men appear to hip ratio (SHR) was positively correlated with the number
disregard their health problems to their overall detriment. of sex partners and the number of extra-pair copulations
For example, more men died in the H1N1 epidemic in New he reported. Consequently, for ST partners, women show
Mexico despite the fact that similar number of males and a distinct preference for physically attractive men [26].
females were admitted to the hospital [8], of trauma-related However, the traits women prefer in ST mates who will not
shock [9] and of cardiovascular disease [10]. be investing in the women and their potential offspring are
Brown et al. [11] in health selection theory hypothesized theoretically different from the traits women prefer in LT
that the perceived good health and quality of life in men mates and some would argue that over evolutionary time
resulted partly from women’s intersexual selection of male females did not invest as much in ST as compared to LT
2 Journal of Evolutionary Medicine
mate choice. A woman’s overall reproductive success would for ST mate choice that women would ignore the charac-
decrease if her LT partner abandoned her for someone else teristic of stoicism but attend to other variables, like facial
or if her LT partner was consistently unhealthy requiring her symmetry and mesomorphic body shape as reflections of
to take care of him in addition to her offspring, a prediction attractiveness.
of health selection theory [11]. We tested three predictions in the current research. First,
Other variables in women’s mate choice are male women prefer stoic men rather than men with symmetrical
status and socioeconomic prospects [13, 27, 28]. Huber facial characteristics or mesomorphic physiques as LT
et al. [29] reported that women’s probability of being mates based on health selection theory. Second, women
childless decreased as her husband’s income increased. reverse the above choices when choosing an ST mate,
Similarly, the number of children the partners conceived exhibiting a preference for symmetrical facial characteristics
was positively correlated to the husband’s income. The and mesomorphic physiques. The reversal was predicted
relationship between status and reproductive fitness is not because ST mates would not be involved in cooperative
necessarily linear. Women seem to be weighing the costs breeding. Finally, we predicted that women would prefer
and likelihood of raising healthy children rather than simply both stoicism and status, in terms of attire, in LT mate
increasing offspring number [30]. Therefore, as the average choice because both traits are favored in a cooperative
individual wealth of a country increases, the fertility rate breeder.
drops as Fieder et al. [31] found in the Americas and
part of Africa. One heuristic that Western women can use to 2. Materials and methods
distinguish high status is through a man’s choice of clothing. 2.1. Participants
For example, Cunningham et al. [32] reported that women All of the research was approved by the University of
were more attracted to men wearing high status clothing Hawaii Committee on Human Studies. Participants were
compared to T-shirts. Other factors that women consider recruited from a gender-normative population. Of the 109
when making LT, rather than ST, mate choices are the traits participants recruited for the study, 86 were women and 23
of industriousness and ambition [13]; older age [13]; warmth were men from two colleges in Hilo, Hawaii: the University
and trustworthiness [28]; open intellect [33]; kindness, of Hawaii at Hilo (UHH) and Hawaii Community College
consideration, and warmth [16, 27]; intelligence [26]; (HawCC). Both institutions have a mixture of traditional and
fondness for children as well as the potential to be a good nontraditional students and are ethnically diverse. Partici-
father [16, 27]; and adaptable behavior [27]. pants were recruited from Survey of Psychology (PSY 100)
In the current research, we contrasted known influences courses at UHH, two upper division psychology courses
of LT and ST mate choices with a man’s stoicism about at UHH, biology at HawCC, and chemistry lab sections at
minor health problems. We predicted that women consider UHH. In the latter courses, participants were given extra
stoicism in their LT mate choices but not their ST mate credit for participation and in the PSY100 courses students
choices. Hrdy [34] elegantly argued that humans evolved received credit for a course requirement to participate in
as cooperative breeders within hunter-gatherer societies. a research study. We tested whether the students from
Women needed help in raising their offspring and this help the upper division psychology courses skewed the results
came from several sources including maternal relatives, because they had a better understanding of sexual selection
older children, and LT male partners. Male partners helped theory than students in the other courses. Their answers dif-
with actual child care, as demonstrated by their carrying and fered from the students in the other courses in two categories
playing with children, and subsidized the energy needs of (LT symmetry and LT status) but they were less influenced
women and children through hunting and foraging. Men in by these variables than the other students. We performed
modern foraging societies (Ache, Hiwi, and Hadza) begin the major analyses excluding participants recruited from
producing more energy than they consume at around 17 to the upper division psychology courses and the results were
18 years and peak in energy production between 25 and 50, more extreme than when we examined all participants. We
a time when women and children require more energy than report results from the entire participant pool.
they can produce [35].
We hypothesized that stoic men were more attractive 2.2. Visual stimuli
as LT partners. These men would not only be more likely We created three separate sets of slideshows, each of
to provide the woman and their offspring with their energy men from the following ethnic groups: Caucasian, Asian,
needs but also would not place an additional burden on their and Pacific Islander (PI) men. Participants were shown
mates through malingering. However, stoic men would not the slideshows of the ethnicity that they reported upon
necessarily be attractive as ST mates because they would not recruitment; this did not always correspond to the ethnicity
be expected to provide for a woman and any offspring result- they later reported in the Demographic Questionnaire.
ing from the ST mating opportunity. Therefore, we predicted Each slideshow consisted of nine slides: two for symmetry
Journal of Evolutionary Medicine 3
Table 1: An example of a PI slideshow; because images were randomized in the presentations no two participants viewed
the same slideshow. The names are common for PI men living in Hawaii. Codes indicate ethnicity, name, major, sport, and
illness.
1st slide: the participant views and reads for 30 s A PI male with a symmetrical face is pictured.
Vignette: Kawika is a college student at the University of Hawaii at Hilo. He is a
pre-pharm major and was just accepted into Pharmacy School. During his time at UHH
he has frequently been on the Dean’s Honor Roll. He is also on the volleyball team and
spends a lot of time working out. He candidly admits that he catches almost every cold
and flu that visits Hawaii during the flu season.
(SYM; ILL) Code: 3,1,3,1,2.
2nd slide: the participant views and reads for 30 s A PI male with an asymmetrical face is pictured.
Vignette: Kaleo is a college student at the University of Hawaii at Hilo. He is a
pre-engineering major and was just accepted into an aeronautical engineering program.
During his time at UHH he has frequently been on the Dean’s Honor Roll. He is also on
the soccer team and spends a lot of time working out. He admits to getting the sniffles
and feeling a bit off occasionally but never catches a cold or flu.
(UNSYM; STOIC) Code: 3,2,4,2,1.
3rd slide: blank for 10 s; the participant indicates which male she would prefer as an LT and as an ST mate.
She is informed that the same male can be selected for both but she must make a selection.
4th slide: the participant views and reads for 30 s A PI male dressed in a suit is pictured.
Vignette: Mano is a college student at the University of Hawaii at Hilo. He is a business
major and was just accepted into MBA program. During his time at UHH he has
frequently been on the Dean’s Honor Roll. He is also on the swimming team and spends
a lot of time working out. He admits that he often wakes up with headaches that are so
bad that he must remain in bed for the day.
(HIGH STATUS; ILL) Code: 3,5,5,3,4.
5th slide: the participant views and reads for 30 s A PI male dressed casually is pictured.
Vignette: Mika is a college student at the University of Hawaii at Hilo. He is an
accounting major and was just accepted into an international banking program. During
his time at UHH he has frequently been on the Dean’s Honor Roll. He is also on the
track team and spends a lot of time working out. Even when he wakes up with a
headache, he ignores it and goes to school and practice.
(LOW STATUS; STOIC) Code: 3,6,6,4,3.
6th slide: blank for 10 s; the participant indicates which male she would prefer as an LT and as an ST mate.
She is informed that the same male can be selected for both but she must make a selection.
7th slide: the participant views and reads for 30 s A PI male with medium mesomorphic torso (WSR = .8) is pictured.
Vignette: Lono is a college student at the University of Hawaii at Hilo. He is a pre-law
major and was just accepted into Law School. During his time at UHH he has
frequently been on the Dean’s Honor Roll. He is also a member of the surfing club and
spends a lot of time working out. When the vog is bad, he might sneeze a bit but he’s
found that if he ignores it he can still attend practice.
(LOW PHY; STOIC) Code: 3,4,1,5,5.
8th slide: the participant views and reads for 30 s A PI male with a high mesomorphic torso (WSR = 6) is pictured.
Vignette: Liko is a college student at the University of Hawaii at Hilo. He is a pre-med
major and was just accepted into Medical School. During his time at UHH he has
frequently been on the Dean’s Honor Roll. He is also a member of the paddle-boarding
club and spends a lot of time working out. Sometimes when the vog is bad, he is laid up
with asthma and respiratory problems for a day or two.
(HIGH PHY; ILL) Code: 3,3,2,6,6.
9th slide: blank for 10 s; the participant indicates which male she would prefer as an LT and as an ST mate.
She is informed that the same male can be selected for both but she must make a selection.
(SYM), a facially symmetrical versus asymmetrical man The stimulus slides which contained both a picture and a
followed by a blank slide; two for physique (PHY), a vignette (see below) were shown for 30 s and were followed
mesomorph (waist to shoulder ratio (WSR) = .6) versus a by a blank slide shown for 10 s. All photographs were
less mesomorphic (WSR = .8) man followed by a blank obtained using Google Image Search and were converted
slide; and two for status (STATUS), a man in a tie versus to black and white to control for color. Symmetry was
a man in a casual shirt followed by a blank slide (Table 1). assessed by six left and right measurements: eye to ear;
4 Journal of Evolutionary Medicine
mid-upper lip to each corner of the mouth; tip of nose bad, he is laid up with asthma and respiratory problems for
to the extension of each nostril; facial jaw proportions; a day or two).
top of eye to hairline; pupil of eye to eyebrow. The six
2.4. Procedure
proportions were averaged to provide a symmetry index.
The difference (asymmetrical to symmetrical) was .93 to Each participant signed and dated the provided informed
.98 for the Caucasians, .90 to .96 for the Asians, and .89 consent form and filled out a short demographic question-
to .91 for the Pacific Islander (PI). Orders of the stimuli naire. The demographic questionnaire obtained information
were randomized and/or counterbalanced where all possible on the participants’ age, gender, use of hormonal birth con-
orders of a variable’s levels were presented (see Table 2). trol, start date of their last menses for women, which ethnic-
ity they identified with, as well as their family’s ethnicity.
Estimated phase of the menstrual cycle was determined by
2.3. Vignettes a forward count method for each woman who was not using
Each stimulus slide was accompanied by a vignette which hormonal birth control and who provided the start date of
described the man in the photo (Table 1). All men were their last menses (43/53). Menstrual phase was defined as
described as college students at the UHH who were on Days 1–5, follicular phase as 6–10, ovulatory phase as 11–
the Dean’s Honor Roll, were accepted into a graduate 15, luteal phase as 16–22, and premenstrual phase as greater
program (law, medical, pharmacy, engineering, MBA or than Day 23. Analyses combined data from women in their
International Banking), and participated in a sport. Because follicular and ovulatory phases (potential fertile days) and
each participant was going to see all six combinations of women in their menstrual, luteal, and premenstrual phases
variables, we created six majors and six sports. Within a (potential unfertile days). Participants were instructed that
slide pair (SYM, PHY, STATUS), a pre-law major was they were going to view a brief slideshow showing a variety
always paired with a pre-med major, pre-pharmacy was of photographs and vignettes. Each female participant was
always paired with pre-engineering, and business was shown a pair of slides/vignettes and then asked to choose
always paired with an accounting major. All men were also which man would be more preferable, LT or ST partner,
described as athletic men who frequently exercised. Like based on the information provided. Participants were told
the majors, we always paired similar sports: volleyball with that they could choose the same man or a different man as an
soccer (team sports), swimming with track (team/individual LT and an ST partner. Participants then saw two more pairs
sports), and surfing with paddle boarding (individual ocean of slides. The three pairs of slides differed in whether SYM,
sports popular in Hawaii). PHY or STATUS was manipulated along with stoicism (for
We varied three different illnesses: cold, headache, an example of a slideshow see Table 1). Male participants
and vog induced respiratory problems (vog is air pollution were asked to indicate which man they felt a woman would
associated with volcanic emissions in the Hawaiian islands). prefer as an LT or ST partner. Men should also prefer sto-
The vignette stated that the man either ignored and worked icism in LT mates for their female relatives. Stoic mates
through his illness (he admits to getting the sniffles and should increase a female’s fitness resulting in an increase
feeling a bit off occasionally but never actually catches a in the male relatives’ inclusive fitness. Additionally, having
cold or flu; even when he wakes up with a headache, he a stoic brother-in-law would potentially provide a man with
ignores it and goes to school and practice; when the vog is a reliable hunting partner. As a manipulation check, after
bad, he might sneeze a bit but he’s found that if he ignores participants recorded their preferences, they were asked to
it he can still attend practice) or admitted that he suffered list the variables that they thought were being examined in
from the illness (he candidly admits that he catches almost the experiment. This question was on the reverse of their
every cold and flu that visits Hawaii during the flu season; answer sheets to avoid influencing responses. The data were
he often wakes up with headaches that are so bad and he analyzed using Fisher Exact Tests, chi-square, and step-wise
must remain in bed for the day; sometimes when the vog is multiple regression.
Journal of Evolutionary Medicine 5
Table 5: Step-wise multiple regression for ST partner also showed a preference for men who succumbed to minor
choice. illness. These results provide support for Gangestad and
Symmetry (SYM) choice Physique (PHY) choice Simpson’s [37] sexual pluralism theory that women prefer
Variable B SE B beta B SE B beta men as ST partners with attractive facial and physical
Ill∗ .04 .22 .06 .24 traits, traits that might be adaptive for offspring, while
SYM −.36 .06 −.36 contradicting sexual strategies theory [38] which predicts
PHY −.24 .06 −.24 that women should exhibit similar preferences in their
Major −.025 −.014 choices of LT and ST mates. Preferences in ST mates
Sport −.005 −.007
were also influenced by phases of the women’s menstrual
R2 .12 .11
cycle in the tests against physique and status. Women
F 31.72∗∗ 14.88∗∗
∗ Illness was coded so that a negative number indicates a preference
in the follicular and ovulatory phases of the menstrual
for stoicism. cycle returned to the LT preference for stoic men in these
∗∗ P < .0001. conditions. Our sample sizes were small for this part of the
study, and we used an indirect measure of menstrual cycle
experiment lends support to health selection theory but, phase which decreases the reliability of the results [39] so
more importantly, implies that health services for men and this aspect of the study deserves further research.
women should differ. If men have been selected to ignore Limitations of the present research include the fact that
or are not conscious of their health problems, then their preferences were determined based on a vignette and a
health services should emphasize how to increase men’s picture of a potential partner. Additionally, women might
perceptions of their potential health problems so that they prefer stoic mates because stoicism is directly related to
are more like to engage in preventive health care [36]. immune function in males but has a trade off in a shorter
Women also showed a preference for high status men as lifespan. Further exploration of the relationship between
LT mates. In fact, women’s first preference was for high sta- stoicism and immune function in males is warranted.
tus and stoic men, which shows support for our third hypoth- Human LT mate choices are much more complex and
esis. In this study, we controlled for mental and physical involve a period of courtship in which potential partners
skills in that all men were described as being on the honor become acquainted with each other. Perhaps a more accurate
roll, being accepted into graduate training, participating in a test of health selection theory would be to ask women
sport, and keeping fit. Status was manipulated through attire. about the characteristics that they like and dislike about
We assumed that participants either consciously or uncon- their current partners including stoicism and malingering
sciously perceived the clothing cue as a symbol of status. behavior. Additionally, this was a first test of the theory
Given that all the potential partners were successful, higher and it would be interesting to replicate the results using
status would predict even greater resources for a woman and economic principles such as the design used by Li and
her offspring. Kendrick [26].
We found that women switched their preferences
away from status to physically attractive men, in terms Conflict of interest The authors declare that they have no conflict of
interest.
of facial symmetry and increased mesomorphism when
making ST mate choices, replicating previous findings [26]. Acknowledgments We were helped in data collection by Beth
Interestingly, for the physique manipulation, the participants Askren, Daniel Reed Lucas III, and Kelly Broussard.
Journal of Evolutionary Medicine 7
Stoicism is a practical philosophy of life, and while I enjoy writing about its history and
theory, it is the practice that has so far had a significant impact in my life. I assume it is the
same for most readers too.
That’s why in this booklet I collect a number of passages from the ancient Stoics where
they explicitly advise certain practices or exercises. (Thanks to my friend Greg Lopez for
helping curating the collection, on the occasion of Stoic Camp). The first list is distilled
from Epictetus’ Enchiridion (the aptly titled “Manual”), while the second list is derived
from Marcus’ Meditations (again aptly, a diary that the emperor wrote for his own personal
use).
The idea here is to step back for a moment from decidedly more modern “Stoic” exercises,
which are actually derived from recent developments in psychology, such as Victor Frankl’s
logo-therapy, or cognitive behavioral therapy (see, for instance, Don Robertson’s book).
There is, of course, nothing wrong with attempting to update both Stoic theory (as I’ve
began doing here and here) and practice. But it is also, I think, good to keep in mind what
the ancients actually said and not mix it so thoroughly with modern perspectives that the
two become indistinguishable.
Specifically, as we shall see, ancient Stoic techniques were decidedly leaning on the
cognitive/verbal side of things, not so much on the visualization approach promoted by
modern CBT. This isn’t intrinsically bad or good. It just is, and some people will likely
respond better to cognitive approaches (myself included, it seems), while others will do
well with visualization exercises. Nothing crucial hinges on this, except, again, the need
to have present in one’s mind what counts as an ancient Stoic vs a modern Stoic exercise,
for the sake of historical clarity, if nothing else.
The way I decided to organize the entries below is simply in order of appearance in the
Enchiridion or the Meditations, though the same “exercise” may be referred to more than
once by either author, which I will point out when appropriate. For each entry I give a
brief description or comment, followed by the original passage.
I hope this modest effort will be both enjoyable and especially useful.
Massimo Pigliucci
K.D. Irani Professor of Philosophy
the City College of New York
New York City, February 2016
Epictetus, from the Enchiridion
Remind yourself of the impermanence of things. Yes, yes, this is one of the (superficially)
harshest passages in Epictetus. Not the part about the china, but the one about the wife or
child. But I think Anthony Long (among others) is right about how this (in)famous quote
ought to be interpreted. First off, remind yourself of the historical context: Epictetus was
writing at a time when even emperors (like Marcus himself) lost most of their children and
other loved ones at what we would consider a tender or premature age, to disease, or war.
While most of us in the West are currently lucky in that respect, the point remains: life is
ephemeral, and people we deeply care abut may be snatched from us suddenly and
without warning. Moreover, what Epictetus is counseling here is not an inhuman
indifference toward our beloved ones, but quite the opposite: to constantly remind
ourselves of just how precious they are precisely because they may soon be gone. Anyone
who has lost a person close to them ought to know exactly what this means. We should go
through life just like the Roman generals went through their official celebratory triumphs
in the eternal city: with somebody (in their case, a slave) who constantly whispers in our
ears “memento homo” (remember, you are (only) a man).
In the case of particular things that delight you, or benefit you, or to which you have
grown attached, remind yourself of what they are. Start with things of little value. If it is
china you like, for instance, say, ‘I am fond of a piece of china.’ When it breaks, then you
won’t be as disconcerted. When giving your wife or child a kiss, repeat to yourself, ‘I am
kissing a mortal.’ Then you won’t be so distraught if they are taken from you. (Enchiridion
III)
Reserve clause. Since the only thing truly under our control are our intentions and
behaviors, the outcome of anything we try to do depends at the least in part on external
circumstances. Which means we should approach doing anything with the Stoic
reserve clause, fate permitting.
Whenever planning an action, mentally rehearse what the plan entails. If you are heading
out to bathe, picture to yourself the typical scene at the bathhouse – people splashing,
pushing, yelling and pinching your clothes. You will complete the act with more
composure if you say at the outset, ‘I want a bath, but at the same time I want to keep my
will aligned with nature.’ Do it with every act. That way if something occurs to spoil your
bath, you will have ready the thought, ‘Well, this was not my only intention, I also meant
to keep my will in line with nature – which is impossible if I go all to pieces whenever
anything bad happens.’ (Enchiridion IV)
How can I use virtue here and now? The passage below is one of the most empowering of
Stoic writings. Epictetus, the former slave, lame because of a once broken leg, tells us to
use every occasion, every challenge, as a way to exercise our virtue, to become a better
human being by constant practice.
For every challenge, remember the resources you have within you to cope with it.
Provoked by the sight of a handsome man or a beautiful woman, you will discover within
you the contrary power of self-restraint. Faced with pain, you will discover the power of
endurance. If you are insulted, you will discover patience. In time, you will grow to be
confident that there is not a single impression that you will not have the moral means to
tolerate. (Enchiridion X)
Pause and take a deep breadth. Here is the crucial step that allows us to more rationally
examine our impressions: we need to resist the impulse to react immediately, instinctively,
to situations. Instead, pause, take a deep breadth, and then consider the issue as
dispassionately (in the sense of equanimity, not lack of care) as possible.
Remember, it is not enough to be hit or insulted to be harmed, you must believe that you
are being harmed. If someone succeeds in provoking you, realize that your mind is
complicit in the provocation. Which is why it is essential that we not respond impulsively
to impressions; take a moment before reacting, and you will find it is easier to maintain
control. (Enchiridion XX)
We can familiarize ourselves with the will of nature by calling to mind our common
experiences. When a friend breaks a glass, we are quick to say, ‘Oh, bad luck.’ It’s only
reasonable, then, that when a glass of your own breaks, you accept it in the same patient
spirit. Moving on to graver things: when somebody’s wife or child dies, to a man we all
routinely say, ‘Well, that’s part of life.’ But if one of our own family is involved, then right
away it’s ‘Poor, poor me!’ We would do better to remember how we react when a similar
loss afflicts others. (Enchiridion XXVI)
Speak little and well. I must admit that this is a hard one for me to practice, probably due
to my ego and the professional habits of a teacher who is far too often in professorial
mode. Still, I’ve tried to remember this counsel and take it to heart, and it is serving me
increasingly well.
Let silence be your goal for the most part; say only what is necessary, and be brief about it.
On the rare occasions when you’re called upon to speak, then speak, but never about
banalities like gladiators, horses, sports, food and drink – common-place stuff. Above all
don’t gossip about people, praising, blaming or comparing them. (Enchiridion XXXIII.2)
Choose your company well. I laugh every time I read this. To modern ears it sounds
insufferably elitist, but it really isn’t (remember, it comes from an ex-slave who was making
a living teaching in the open air). Also, keep in mind that “philosophers” here doesn’t
mean professionals, but rather people who are interested in following virtue. More
generally, this is simply the sound advice that our life is short, and temptation and waste
are always lurking, so we need to pay attention to whom we spend our time with and
doing what.
Avoid fraternizing with non-philosophers. If you must, though, be careful not to sink to
their level; because, you know, if a companion is dirty, his friends cannot help but get a
little dirty too, no matter how clean they started out. (Enchiridion XXXIII.6)
If you learn that someone is speaking ill of you, don’t try to defend yourself against the
rumours; respond instead with, ‘Yes, and he doesn’t know the half of it, because he could
have said more.’ (Enchiridion XXXIII.9)
Don’t speak too much about yourself. I must admit to failing at this often enough (see
“ego” and “professorial mode” above), but I’m trying. And boy, does that make for a much
better social experience!
In your conversation, don’t dwell at excessive length on your own deeds or adventures.
Just because you enjoy recounting your exploits doesn’t mean that others derive the same
pleasure from hearing about them. (Enchiridion XXXIII.14)
Speak without judging. Still working on this one too, but, again, this is so true, and so
typically Stoic. The idea is to distinguish between matters of fact — to which we can
assent, if we find them justified by observation — and judgments — from which we
generally speaking ought to abstain, since we usually don’t have sufficient information.
Just imagine how much better the world would be if we all refrained from hasty judgments
and looked at human affairs more matter of factly.
Someone bathes in haste; don’t say he bathes badly, but in haste. Someone drinks a lot of
wine; don’t say he drinks badly, but a lot. Until you know their reasons, how do you know
that their actions are vicious? This will save you from perceiving one thing clearly, but then
assenting to something different. (Enchiridion XLV)
Marcus Aurelius, from the Meditations
As physicians have always their instruments and knives ready for cases that suddenly
require their skill, so do you have principles ready for the understanding of things divine
and human, and for doing everything, even the smallest, with a recollection of the bond
that unites the divine and human to each other. (Meditations III.13, see also end of IV.3, V.
16 and VII.2)
Why am I doing this? We are purposeful animals, and yet much of what we do seems to
be not particularly well thought out. The Stoic advice is to consider carefully what we are
doing and why. Life is short, make the best (i.e., the most virtuous) of it.
Let no act be done without a purpose, nor otherwise than according to the perfect
principles of art. (Meditations IV.2, see also VIII.2)
Renunciation. Marcus here is talking about “indifferents,” that is things that may be
preferred or dispreferred, but are not an intrinsic component of virtue — like wealth,
material possessions, reputation, and the like. The suggestion is to train oneself to do
without them, at the least from time to time, to both remind us that they are not crucial for
eudaimonia, as well as to better appreciate them when we do have them.
The more of these things a man deprives himself of, or of other things like them, or even
when he is deprived of any of them, the more patiently he endures the loss, just in the
same degree he is a better man. (Meditations V.15)
Decomposition exercise. The one below is another famous excerpt from Marcus, where
he prods himself to look at the basic constituents of things and actions, appreciating anew
that they are material things to which all too often we attribute more importance than they
do in fact have. To put things in context, the bit about sexual intercourse probably should
not be interpreted as prudish (Marcus did, after all, have 13 children!), but rather as a
check against lust for lust’s sake.
When we have meat before us and such eatables, we receive the impression that this is the
dead body of a fish, and this is the dead body of a bird or of a pig; and again, that this
Falernian is only a little grape juice, and this purple robe some sheep’s wool dyed with the
blood of a shellfish; or, in the matter of sexual intercourse, that it is merely an internal
attrition and the spasmodic expulsion of semen: such then are these impressions, and they
reach the things themselves and penetrate them, and so we see the things as they truly are.
Just in the same way ought we to act all through life, and where there are things that
appear most worthy of our approbation, we ought to lay them bare and look at their
worthlessness and strip them of all the words by which they are exalted. For outward show
is a wonderful perverter of reason, and when you are most sure that you are employed
about things worth your pains, it is then that it cheats you most. (Meditations VI.13, see
also III.11, VIII.11, XI.2, XI.16 and XII.10)
Acknowledging others’ virtues. This is one version of the common Stoic idea of reminding
oneself of role models, because virtue cannot be learned just by way of theory, it requires
examples and practice.
When you wish to delight yourself, think of the virtues of those who live with you; for
instance, the activity of one, the modesty of another, the liberality of a third, and some
other good quality of a fourth. For nothing delights so much as the examples of the virtues
when they are exhibited in the morals of those who live with us and present themselves in
abundance, as far as is possible. Hence we must keep them before us. (Meditations VI.48,
though also see all of book I)
View from above. A classic Stoic exercise: seeing things from a distance helps us put them
in the proper (cosmic) perspective.
You can rid yourself of many useless things among those that disturb you, for they lie
entirely in your imagination; and you will then gain for yourself ample space by
comprehending the whole universe in your mind, and by contemplating the eternity of
time, and observing the rapid change of every part of everything, how short is the time
from birth to dissolution, and the illimitable time before birth as well as the
equally boundless time after dissolution. (Meditations IX.32, see also VII.48 and XII.24
— third exercise)
If any man has done wrong, the harm is his own. But perhaps he has not done wrong.
(Meditations IX.38)
Keep change and death in mind. Change and death are inevitable, that is why we need to
focus on what we do here and now, hic et nunc.
Acquire the contemplative way of seeing how all things change into one another, and
constantly attend to it, and exercise yourself about this part of philosophy. For nothing is so
much adapted to produce magnanimity. … Consider in what condition both in body and
soul a man should be when he is overtaken by death; and consider the shortness of life,
the boundless abyss of time past and future, the feebleness of all matter. (Meditations X.11
and XII.7, see also X.18, X.19 and X.29)
When offended… A handy reminder of how silly it is to get offended at someone else’s
behavior or words.
When you are offended at any man’s fault, immediately turn to yourself and reflect in what
manner you yourself have erred: for example, in thinking that money is a good thing or
pleasure, or a bit of reputation, and the like. (Meditations X.30, see also IX.42)
The Pythagoreans bid us in the morning look to the heavens that we may be reminded of
those bodies that continually do the same things and in the same manner perform their
work, and also be reminded of their purity and nudity. For there is no veil over a star.
(Meditations XI.27)
Stoicism is a practical philosophy of life, and while I enjoy writing about its history and
theory, it is the practice that has so far had a significant impact in my life. I assume it is
the same for most readers too.
That’s why in this booklet I collect a number of passages from the ancient Stoics where
they explicitly advise certain practices or exercises. (Thanks to my friend Greg Lopez for
helping curating the collection, on the occasion of Stoic Camp). The first list is distilled
from Epictetus’ Enchiridion (the aptly titled “Manual”), while the second list is derived
from Marcus’ Meditations (again aptly, a diary that the emperor wrote for his own
personal use).
The idea here is to step back for a moment from decidedly more modern “Stoic”
exercises, which are actually derived from recent developments in psychology, such as
Victor Frankl’s logo-therapy, or cognitive behavioral therapy (see, for instance, Don
Robertson’s book).
There is, of course, nothing wrong with attempting to update both Stoic theory (as I’ve
began doing here and here) and practice. But it is also, I think, good to keep in mind
what the ancients actually said and not mix it so thoroughly with modern perspectives
that the two become indistinguishable.
~Massimo Pigliucci
apeiron 2020; 53(4): 463–486
Aiste Celkyte*
The Soul and Personal Identity in Early
Stoicism: Two Theories?
https://doi.org/10.1515/apeiron-2017-0038
1 For a study of Stoic materialism and its implications, see Vogt (2009). Cf. Gourinat (2009) for
an argument that very notion of materialism might not be very useful when trying to under-
stand the Stoic stance because Stoic philosophy has traits of both materialism and dualism.
2 Cic. Tusc. 1.9.
3 Epictetus might have been an exception; see D 3.13.14-15.
*Corresponding author: Aiste Celkyte, Philosophy and Religious Studies, Janskerkhof 13, 3512
BL Utrecht, Netherlands, E-mail: aiste.celkyte@gmail.com
very simple claim – which also seems to be a natural consequence of their first
point – that the soul most likely exists for eternity.4
The claim that souls survive death but last only for a certain period of time
is highly unusual. The number of supporting fragments is not very high but
substantial enough to show that the view must have been a well-known part of
the Stoic doctrine. There are two kinds of questions that can be asked about this
material. The first and most obvious one concerns the Stoic account of the post-
mortal survival of the soul. Why does the soul survive at all? Why does it survive
only for a little bit as opposed to for eternity? The post-mortal survival of the
soul is not necessarily impossible in a materialist framework; after all, if the soul
is material, its matter obviously does not simply disappear once it is dead. Yet,
true materialists are typically committed to the view that identity does end with
death, even if the substratum continues to exist. What is especially interesting in
the Stoic case, therefore, is the question of whether the claim that souls survive
post mortem means that ‘we’ survive our death. What kind of a view on personal
identity does, then, the Stoic account of the post-mortal existence of the soul
imply? This is the second kind of question concerning this material that ought to
be raised. In a sense, the issue at stake is the persistence of identity because the
fundamental question here is whether death is the kind of change through
which identity is capable of persisting.
Κλεάνθης μὲν οὖν πάσας ἐπιδιαμένειν μέχρι τῆς ἐκπυρώσεως, Χρύσιππος δὲ τὰς τῶν σοφῶν
μόνον.
Cleanthes indeed holds that all souls continue to exist until the general conflagration; but
Chrysippus says that only the souls of the wise do so.5
all souls survive until the end of the world cycle, while Chrysippus claimed that
only the souls of the wise survive for such a long time.6 For the sake of
precision, the first issue that ought to be clarified here is what it means to
cease to exist in this context. The matter out of which both bodies and souls are
made does not, of course, cease to exist. Ceasing to exist must be the transfor-
mation of a soul in such a way that it cannot be identified as a ‘soul’ anymore.
The conflagration is the point at which all qualified individuals cease to exist.7 It
is possible that Cleanthes claimed that the conflagration is the cut-off point for
the existence of souls for this reason. The view attributed to Chrysippus, mean-
while, is more idiosyncratic. He suggests that the majority of souls disintegrate
much earlier, although, in exceptional cases, some souls last until the end of the
world cycle.8 It is notable that no other source mentions such a disagreement
and generally the extant fragments attribute a single view to ‘the Stoics.’ Are
there reasonable grounds for trusting Diogenes Laertius’ report that there was a
disagreement between Cleanthes and Chrysippus regarding the post-mortal
survival of the soul?9
I would argue that Diogenes Laertius’ testimonial ought not to be dismissed
without consideration, because the extant suggests that Chrysippus and Cleanthes
had disagreed on a number of issues, some of them concerning the nature and the
activities of the soul. Seneca, for instance, argues that it is not always necessary to
follow Stoic orthodoxy because even the early Stoics disagreed. According to him,
Cleanthes and Chrysippus did not agree on what walking was, because ‘Cleanthes
said it was breath extending from the commanding-faculty to the feet, Chrysippus
that it was the commanding faculty itself.’10 In Diogenes Laertius, moreover,
Cleanthes is said to maintain that virtue cannot be lost once it is acquired,
while Chrysippus argued that virtue can be lost in the case of intoxication or
depression.11 Calcidius records the disagreement regarding the theorisation of fate
6 See Hoven (1971, 47) for the argument that Chrysippus’ claim ought to be interpreted with
reference to the conflagration here as well.
7 See Alexander of Aphrodisias in An. Pr. 180,33-36, 181,25-31; Cooper (2009, 104). Interestingly,
Cleanthes and Chrysippus have slightly different accounts of conflagration, see Salles (2009) for
an in-depth discussion.
8 The wise men are, after all, extremely rare. Alexander of Aphrodisias (Fat. 199.14-22 = SVF
3.658 = LS 61N) claimed that the Stoic wise man is rarer than a phoenix.
9 This apparent disagreement is fairly rarely discussed in the scholarship on this topic. A. E. Ju
mentions the disagreement between Cleanthes and Chrysippus (2009, 115), but it does not play
an important role in her interpretation.
10 Seneca Ep. 113.23 = SVF 2.836 = LS 53L, tr. Long and Sedley (Cleanthes ait spiritum esse a
principali usque in pedes permissum, Chrysippus ipsum principale). See Inwood (2014, 69–74).
11 Diog. Laert. 7.127 = LS 61I.
466 Aiste Celkyte
Τὴν δὲ ψυχὴν γενητήν τε καὶ φθαρτὴν λέγουσιν· οὐκ εὐθὺς δὲ τοῦ σώματος ἀπαλλαγεῖσαν
φθείρεσθαι, ἀλλ’ ἐπιμένειν τινὰς χρόνους καθ’ ἑαυτήν, τὴν μὲν τῶν σπουδαίων μέχρι τῆς
εἰς πῦρ ἀναλύσεως τῶν πάντων, τὴν δὲ τῶν ἀφρόνων πρὸς ποσούς τινας χρόνους. τὸ δὲ
διαμένειν τὰς ψυχὰς οὕτως λέγουσιν, ὅτι διαμένομεν ἡμεῖς ψυχαὶ γενόμενοι τοῦ σώματος
χωρισθέντες καὶ εἰς ἐλάττω μεταβαλόντες οὐσίαν τὴν τῆς ψυχῆς. τὰς δὲ τῶν ἀφρόνων καὶ
ἀλόγων ζῴων ψυχὰς συναπόλλυσθαι τοῖς σώμασι.
They [the Stoics] say that the soul is subject to generation and destruction. When
separated from the body, however, it does not perish at once but survives on its own
for certain times, the soul of the virtuous up to the dissolution of everything into fire, that
of fools only for certain definite times. By the survival of souls they mean that we
ourselves survive having become souls separated from bodies and changed into the
lesser substance of the soul, while the souls of non-rational animals perish along with
their bodies.18
οἱ Στωικοὶ ἐξιοῦσαν ἐκ τῶν σωμάτων οὔπω φθείρεσθαι. < καὶ > τὴν μὲν ἀσθενεστέραν
ἀμαυρὸν σύγκριμα γίνεσθαι (ταύτην δ᾽ εἶναι < τὴν > τῶν ἀπαιδεύτων). τὴν δὲ ἰσχυροτέραν
(οἵα ἐστὶ περὶ τοὺς σοφούς) ζῆν μέχρι τῆς ἐκπυρώσεως.
When (the souls) leave the bodies, the Stoics say they do not immediately perish. The weak
ones become dark compounds (these are the souls of the ignorant). The strong ones,
however, (such as the souls of the wise men) live until the conflagration.19
The central claim here is the same as the one found in Eusebius and Diogenes
Laertius, that is, wisdom determines how long human souls will survive after
death. The wise souls last until the conflagration, while the ordinary ones cease
18 Eusebius Praep. Evang. 15.20.6 = SVF 2.809 = LS 53W, tr. Long and Sedley, slightly amended
(‘having become souls’ instead of ‘as souls’ in the second line from the bottom). Eusebius
claims that his source for the views he records in Book 15 is Arius Didymus. See Chiesara (2001,
77) for a suggestion that Arius Didymus’ source might have been Posidonius.
19 Ps. Plut. Plac. 4.7, 3 = SVF 2.810, translation is mine. This passage is not found in Stobaeus,
another source for the epitome of Aetius. Despite the fact that there seems to be a certain
similarity between this passage and the one preserved by Eusebius, no connection can be
established with certainty between Arius Didymus and Aetius, see Mansfeld (2016, 164–168).
468 Aiste Celkyte
to exist earlier. This short passage, however, also states that ordinary souls
disintegrate into other, ‘dark’, compounds and that the souls of the wise are
strong. Strength, I argue below, is of crucial importance when explaining the
longevity of the wise souls.
Eusebius and Ps Plutarch are arguably the best sources for the Stoic views
on the post-mortal survival of the souls as they are the longest and provide the
most details.20 Yet, if it is accepted that Diogenes Laertius’ report is accurate
regarding the difference between Cleanthes’ and Chrysippus’ views, then the
account found in Eusebius and Ps Plutarch is Chrysippean. Before delving into
its analysis, however, it is necessary to clarify Cleanthes’ theorisation of the
human soul and personal identity.
20 For example, Cic. Tusc. 1.77 = SVF 2.822 (Stoici autem usuram nobis largiuntur tamquam
cornicibus: diu mansuros aiunt animos, semper negant) briefly describes the same view. One
notable difference is the lack of distinction between the ordinary and the wise souls. This
omission could be a matter of a simple truncation. The wise souls are extremely rare, and,
consequently, the issue of the post-mortal survival of the souls primarily concerns the ordinary
souls. Another source, Lactantius Div. Inst. 7.20 = SVF 2.813, presents a Christian interpretation
of this Stoic view, in which many details must have been supplied by Lactantius himself.
21 The reason for this is the Stoic supposition ‘that an animal needs a body which is completely
equipped with all the organs and functions of a flesh and bones body before its soul can come
into existence, as the principle of specifically animal life for that flesh and bones body. The soul
cannot be an organ of the flesh and bones body because all bodily organs exist before the soul
comes into being’ (Long 1982, 43).
22 A part of A.E. Ju’s article, ‘Stoic and Posidonian Thought on the Immortality of Soul’, is
dedicated to making sense of the complicated evidence on the early Stoic views of the
continuing existence of the soul after death. Like A.A. Long, she argues that the soul is an
The Soul and Personal Identity in Early Stoicism 469
of the body and the soul has some significant consequences for the way in
which the Stoics conceptualise personal identity, namely, the idea that personal
identity is rooted solely in the rational soul. Long’s explanation of this issue is
lengthy and multi-faceted, but some of the most pertinent points for the current
paper are as follows. The Stoic distinction between pneuma as physis and as
psyche not only unburdens the soul from being responsible for growth and
nutrition,23 but also helps to explain why the Stoics maintain that ‘no causal
necessity links bodily changes and all of the soul’s reactions to them … So, while
Stoics would no doubt admit that the soul cannot fail to be aware of an empty
stomach, they would deny that that awareness automatically triggers a desire to
eat. The hunger sensation and the desire to eat are separate states of the soul.
The former is an unavoidable psychic reaction to the body; but the latter
depends on the soul and the judgement that the soul makes … The attitude of
emotional indifference to bodily pains and pleasures highlights the supposed
independence and value of the soul. It explains the tendency to regard the
humanity of a man, his real self, as identical to his hegemonikon.’24 A short
fragment that records Cleanthes’ view that humans are ‘soul alone’ further
supports this interpretation.25
A.A. Long analyses all the Stoic evidence together, but if Diogenes Laertius
is correct and there was a difference between Cleanthes’ and Chrysippus’ views,
then this interpretation applies more to Cleanthes than to Chrysippus.26 It
convincingly accounts for what could motivate a Stoic to tie personal identity
with the soul, how a Stoic could explain the survival of all rational human souls
until the end of the world cycle and, finally, why a Stoic would call human
beings ‘souls alone.’ If Diogenes Laertius’ report is accurate, however, this Stoic
can only be Cleanthes.
independently existing substance according to the Stoics. She also suggests that they might
have inherited this view from Plato (Ju 2009, 116, 119).
23 Long (1982, 45).
24 Long (1982, 52).
25 Epiphanius adv. Haeres. 3.2,9 (3.37) = SVF 1.538.
26 Although I am arguing that these concerns motivated Cleanthes to tie identity to the soul, I
would not, of course, deny that Chrysippus was not committed to the standard Stoic psycho-
logical account that distinguishes between an impression to do something and an assent to do
it. I will argue below, however, that Chrysippus was motivated by other concerns, especially the
problem presented by the Growing Argument. While tying personal identity to the soul is a way
of highlighting the independence of hegemonikon and the judgements it makes, it is not
necessary to separate, in the metaphysical sense, hegemonikon from the rest of the activity of
psychic pneuma (cf., for example, Graver (2007, 32–34)). Chrysippus, therefore, could have been
coherently committed to the standard Stoic psychological model and the claim that personal
identity is an embodied soul.
470 Aiste Celkyte
καὶ γὰρ Ἡρακλείτῳ φασὶ καὶ Φερεκύδῃ καθήκειν ἄν, εἴπερ ἠδύναντο, τὴν ἀρετὴν ἀφεῖναι
καὶ τὴν φρόνησιν, ὥστε παύσασθαι φθειριῶντας καὶ ὑδρωπιῶντας: καὶ τῆς Κίρκης
ἐγχεούσης δύο φάρμακα, τὸ μὲν ποιοῦν ἄφρονας ἐκ φρονίμων τὸ δ᾽ ὅνους φρονίμους ἑξ
ἀφρόνων ἀνθρὡπων, οὐκ τὸν τὸν Ὀδυσσέα πιεῖν τὸ τῆς ἀφροσύνης μᾶλλον ἢ μεταβαλεῖν
εἰς θηρίου μορφὴν τὸ εἶδος, ἔχοντα τὴν φρόνησιν καὶ μετὰ τῆς φρονήσεως δηλονότι τὴν
27 This is especially clear in Plut. Mor. 1059E, where the idiosyncrasy of Chrysippus’ logic (it is
compared to an octopus that supposedly gnaws its own tentacles) leads to the claim that the
Stoics contradict common notions. Chrysippus is also treated as representing Stoicism in
general earlier, in 1059B.
The Soul and Personal Identity in Early Stoicism 471
εὐδαιμονίαν; καὶ ταῦτά φασιν αὐτὴν ὑφηγεῖσθαι καὶ παρακελεύεσθαι τὴν φρόνησιν ‘ἄφες
με καὶ καταφρόνησον ἀπολλυμένης ἐμοῦ καὶ διαφθειρομένης εἰς ὄνου πρόσωπον.
And they [the Stoics] say that it would have been fitting for Heraclitus and Pherecydes, if
they could have done so, to give up their virtue and prudence in order to get rid of their
pediculosis and dropsy; and that, if the potions poured by Circe were two, one making
prudent men into fools and the other making foolish men into prudent donkeys, (it would
be right) for Odysseus to have drunk the potion of folly rather than to have changed his
form to the shape of a beast though thereby keeping his prudence — and with his prudence
obviously his happiness; and this, they say, is the precept and prescription of prudence
herself: ‘Let me go and regard me not, for I am being undone and perverted into an
donkey’s head.’28
The passage describes the Stoic answer to a simple dilemma that makes one
choose between two evils. Is it better to be wise in a donkey body or to be foolish
but retain one’s human shape? The dilemma is interesting, because it forces the
chooser to prioritise either a bodily shape or a cognitive capacity. The Stoics,
according to this passage, choose the latter.
This very striking answer appears to run counter to all the standard Stoic
tenets, as Plutarch rightly notes. How is it possible that wisdom, the only good,
is less preferable than a bodily form? The answer lies in the Stoic understanding
of what it would mean to be wise in a donkey’s body. In order to make sense of
the Stoic choice, perhaps the puzzle could be re-phrased as follows: if one chose
the second drink, would one turn into a wise person in a donkey’s body or just a
wise donkey? The Stoics’ choice may have been informed by the assumption that
this person would simply become a wise donkey.29 Once Odysseus’ form is
changed into that of a donkey, his wisdom becomes the wisdom of a donkey
rather than a human man. The commanding faculty is the most important part of
human beings, according to the Stoics; it is the aspect that makes human beings
different from all other living livings.30 Numerous fragments in the Stoic corpus
emphasise that humans have a privileged access to rationality which they share
with the active principle,31 and animals do not possess such a faculty.32 A wise
donkey, therefore, would be an oxymoron to the Stoics. Most importantly, the
Stoic answer indicates that the nature of human wisdom is such that it cannot be
transferred to a different body. The only way in which that wisdom would not be
transferrable to a member of another species would be if personal identity was
dependent on the combination of the body and the soul. Personal identity is, in
that case, grounded in being an embodied rational soul.33
ἔστι δὲ ἡ Χρυσίππου δόξα περὶ κράσεως ἥδε· ἡνῶσθαι μὲν ὑποτίθεται τὴν σύμπασαν
οὐσίαν, πνεύματός τινος διὰ πάσης αὐτῆς διήκοντος, ὑφ’ οὗ συνέχεταί τε καὶ συμμένει
καὶ σύμπαθές ἐστιν αὑτῷ τὸ πᾶν· … τὰς δέ τινας γίνεσθαι μίξεις λέγει δι’ ὅλων τινῶν οὐσιῶν
τε καὶ τῶν τούτων ποιοτήτων ἀντιπαρεκτεινομένων ἀλλήλαις μετὰ τοῦ τὰς ἐξ ἀρχῆς οὐσίας
τε καὶ ποιότητας σώζειν ἐν τῇ μίξει τῇ τοιᾷδε, ἥντινα τῶν μίξεων κρᾶσιν ἰδίως εἶναι λέγει …
εἶναι γὰρ ἴδιον τῶν κεκραμένων τὸ δύνασθαι χωρίζεσθαι πάλιν ἀπ᾽ ἀλλήλων, ὃ μόνως
γίνεται τῷ σώζειν ἐν τῇ μίξει τὰ κεκραμένα τὰς αὑτῶν φύσεις … τοῦ δὲ τοῦθ’ οὕτως
ἔχειν ὡς ἐναργέσι χρῶνται μαρτυρίοις τῷ τε τὴν ψυχὴν ἰδίαν ὑπόστασιν ἔχουσαν, ὥσπερ
καὶ τὸ δεχόμενον αὐτὴν σῶμα, δι’ ὅλου τοῦ σώματος διήκειν ἐν τῇ μίξει τῇ πρὸς αὐτὸ
σώζουσαν τὴν οἰκείαν οὐσίαν (οὐδὲν γὰρ ψυχῆς ἄμοιρον τοῦ τὴν ψυχὴν ἔχοντος σώματος),
ὁμοίως δὲ ἔχειν καὶ τὴν τῶν φυτῶν φύσιν, ἀλλὰ καὶ τὴν ἕξιν ἐν τοῖς συνεχομένοις
ὑπὸ < τῆς > ἕξεως.
33 I adopt the term used by C. Gill in his discussion of Stoic phychophysical holism, see Gill
(2006a: especially pp. 29–46 for the analysis of Stoic conceptualisation of the relationship of
body and soul) and Gill (2006b, 213–217). Although Gill discusses the notion of the embodied
soul in the context of psychology, it is also useful for discussing the metaphysics of personal
identity as it informatively captures the condition that grounds personal identity; and, of
course, the Stoic psychology and metaphysics of personhood are not unrelated topics.
34 Long and Sedley (1987, 293) suggest that the notion of blending most likely preceded
Chrysippus, but the connection between blending and the cosmic breath was most likely
Chrysippean.
35 See Plut. Mor. 1078 B-D = SVF 2.465 = LS 48E. It has also been called somewhat problematic
in older scholarship but see Nolan 2006, 169–177) for an argument that Chrysippean blending is
not only consistent with other Chrysippus’ other physical tenets but also quite a coherent
theory.
The Soul and Personal Identity in Early Stoicism 473
Chrysippus has the following theory of blending: he first assumes that the whole of
substance is unified by a breath which pervades it all, and by which the universe is
sustained and stabilized and made interactive with itself … Other mixtures occur, he
argues, when certain substances and their qualities are mutually coextended through
and through, with the original substances and their qualities being preserved in such a
mixture; this kind of mixture he calls specifically ‘blending’ … for the capacity to be
separated again from one another is a peculiarity of blended substances, and this only
occurs if they preserve their own natures in the mixture … As clear evidence of this being
so they make use of the fact that the soul, which has its own individual existence, just like
the body which receives it, pervades the whole of the body while preserving its own
substance in the mixture with it. For none of the soul lacks a share in the body which
possesses the soul. It is just the same too with the physique of plants, and also with the
tenor of things which are sustained by tenor.36
When two bodies blend, they co-extend throughout each other without losing
their own specific properties and substances. The two bodies, then, are com-
pletely combined, yet they preserve their own characteristics so that when the
compound is dissolved, the two bodies maintain their substances. Unlike in the
case of juxtaposition, the blended bodies are not just piled together but genu-
inely co-extend through each other. A famous claim about blending reported by
a number of sources states that, according to Chrysippus, a drop of wine blends
throughout the entire sea.37 At the same time, the individual substances and
properties are not destroyed, and38 the compound made by means of blending
can be separated back into its constituents, just as an oiled sponge, when
dipped into wine mixed with water, will separate the two liquids by absorbing
water.39
The notion of blending is important for understanding the way in which
Chrysippus theorised personal identity because it shows that he might have
thought of living humans, in terms of identity, as blended entities, that is
embodied souls. The idea that identity depends on being an embodied soul
means in order to understand what humans are, we have to think of them as
souls present in bodies. Of course, the soul is the active and, more importantly,
the best part of a human being, according to the Stoics.40 However, in terms of
36 Alexander of Aphrodisias Mix. 216,14-218,6 = SVF 2.473 = LS 48C, tr. Long and Sedley.
37 See Diog. Laert. 7.151 = SVF 2.479 = LS 48A, Plut. Mor. 1078E = SVF 2.480 = LS 48B.
38 Lewis (1988, 86–90) argues that blending does in fact involve the destruction of the
constituents while they are in the mixture. This paper does not address the question of the
soul and, as a result, it is not immediately clear how such an interpretation would account for
the mixture of the body and the soul.
39 Stob. 1.155,5-11 W = SVF 2.471 = LS 48D.
40 See Seneca Ep. 76.9-10 = SVF 3.200a = 63D.
474 Aiste Celkyte
41 Plut. Mor. 1053D = SVF 2.806 = LS 53C (ἀποδείξει δὲ χρῆται ‘τοῦ γεγονέναι τὴν ψυχὴν καὶ
μεταγενεστέραν εἶναι μάλιστα τῷ καὶ τὸν τρόπον καὶ τὸ ἦθος ἐξομοιοῦσθαι τὰ τέκνα τοῖς
γονεῦσι). Chrysippus might have been not the author, however. The same is maintained by
Cleanthes, according to Tertulian On the Soul, chapter 5 = SVF 1.518 and Nemesius de Nat. Hum.
2. Cf. Cic. Tusc. 1.79, where this argument is attributed to Panaetius.
42 See, for example, Long and Sedley (1987 (vol.2):312).
43 It is worth noting that pneuma might be not a mixture of the two but, rather, constituted of
each of these elements, as Sorabji argues (1988, 85–89).
44 Galen PHP 5.3.8 = SVF 2.841 = LS 47H. Cf. Cicero Tusc. 1.18, for the claim that an earthy body
is warmed up by the heat of the soul.
45 See Plutarch Mor. 1052D, where Zeus is said not to die, because no separation of body and
soul occurs. Cf. Salles (2009, 130–131) on this passage.
The Soul and Personal Identity in Early Stoicism 475
separation of the soul and body in the argument designed to prove the corpore-
ality of the soul as follows: ‘Chrysippus says that death is the separation of soul
from body. Now nothing incorporeal is separated from a body. For an incorpor-
eal does not even make a contact with a body. But the soul both makes contact
with and is separated from the body. Therefore the soul is a body.’46 The ‘soul’
in these cases refers specifically to the commanding faculty.47
A short record of the Stoic definition of the qualified individual found in
Simplicius’ commentary on Aristotle’s On the Soul shows that the separation of
the body and the soul is also the cessation of personal identity. While introdu-
cing the issue of how souls are individuated, Simplicius inserts the Stoic con-
tribution48 on this topic as follows:
… εἴ γε καὶ ἐπὶ τῶν συνθέτων τὸ ἀτομωηὲν ὑπάρχει εἶδος, καθ’ ὃ ἰδίως παρὰ τοῖς ἐκ τῆς
Στοᾶς λέγεται ποιόν, ὃ καὶ ἀθρόως ἐπιγίνεται καὶ αὖ ἀπογίνεται καὶ τὸ αὐτὸ ἐν παντὶ τῷ τοῦ
συνθέτου βίῳ διαμένει, καίτοι τῶν μορίων ἄλλων ἄλλοτε γινομένων τε καὶ φθειρομένων.
… if in the case of compound entities there exists individual form- with reference to which
the Stoics speak of something peculiarly qualified, which both is gained, and lost again, all
together, and remains the same throughout the compound entity’s life even though its
constituent parts come to be and are destroyed at different times.49
The claim about the persistence of identity in spite of material changes refers to
the Chrysippean solution to the Growing Argument. The Growing Argument, also
known as the Theseus Ship Paradox, is a paradox about the persistence of
identity through change. Although it is typically attributed to Epicharmus, it
was also adopted by the Academics to challenge the Stoics.50 The puzzle arises
from the premise that material change leads to identity change, and so any
material change could lead to identity change, and Socrates who goes into a
barbershop at one o’clock is a different person from Socrates at two o’clock who
has just had a haircut. Chrysippus’ solution to this paradox consists in denying
the problematic premise and showing that identity is a kind of property that
does not depend on small material changes.51 This passage does, however, tell
us about the scope of identity. It clearly states that peculiarly qualified
46 Nemesius 81,6-10 = SVF 2.790 = LS 45D, tr. Long and Sedley. This might have been inherited
from Zeno, see Tertulian De Anima 5.
47 Sextus Empiricus M 7.234 = LS 53F, tr. Long and Sedley.
48 Most of the more sophisticated Stoic contributions to metaphysics were made by
Chrysippus. He is responsible, for instance, for the Stoic theory of genera, see Menn (1999,
227) as well as Long and Sedley (1987, 165–166; 173).
49 Simplicius in DA 217,36-218,2 = SVF 2.395 = LS 28I, tr. Long and Sedley.
50 On the Academics’ adaptation of Epicharmus’ puzzle, see Sedley (1982, 256–258).
51 For analysis of Chrysippus’ solution, see Sedley (1982) and Bowin (2003). Cf. Lewis (1995).
476 Aiste Celkyte
individuals, while they persist throughout the existence of the compound, cease
to exist once a compound is separated. The end of the peculiarly qualified
individual, then, is not a loss or an acquisition of matter, but the separation of
the compound. In the case of personal identity, this is the separation of body
and soul.
Chrysippus very likely thought of identity as grounded in being an embo-
died rational soul. The significance difference from Cleanthes’ account is that
personal identity does not survive death despite the fact that the soul does
survive it.52 This view is quite reasonable for a philosopher who is committed
to the view that everything in this world, including human souls, is material.
After all, the body does not immediately disintegrate either, yet the corpse is not
a person. In the same way, the surviving soul is not a person.
the other hand, a person is also a compound of the four elements, like all other
living creatures.54 The composition and dissipation of the compounds made of
elements is extensively described in Stoic elemental theory.
The evidence for Chrysippus’ elemental theory is fairly abundant.55 Possibly
the most elaborate account is preserved in Stobaeus. It states not only that,
according to Chrysippus, terrestrial beings ultimately resolve into the four ele-
ments, but also that the very term ‘element’ can have three meanings. First, it
can refer to fire, because it is the element sui generis; second, it can refer to the
four elements; and, finally, it can refer to anything that causes generations from
itself into some end which subsequently resolves back into the original form.56
The very concept of an element involves both creation from and resolution into
the original elemental state. Following the dissolution of the compound of the
body and the soul, the dissolution of the elemental compound ought to take
place.
A living person is made out of fire, air, water and earth, and while the way
in which the elements interact when they make up a person is complex,57
several fragments suggest that both the body and the soul have dominant
elements. The soul is commonly described as consisting of fire and air, while
the body is described as ‘damp’ and so, implicitly, consisting of earth and
water.58 If a human being consists of four elements, then the elemental disen-
tanglement at death would quite naturally mean that the surviving soul is a
smaller substance as it contains two rather than four elements. In the passage of
Galen cited above, the soul is said to gain dampness from the body, but
presumably this kind of property would be lost once the soul is not in contact
with the body.
The most puzzling aspect of the survival of the souls is the temporality of
this phenomenon. What could possibly motivate Chrysippus’ claim that the
ordinary souls survive for some time only? I would argue that elemental theory
might have played a role here. The elemental changes take place due to two
kinds of processes: condensation and rarefication. These two processes are
foundational for explaining the world cycle.59 Condensation and rarefication
also play a role in the formation of the soul and, therefore, they are often
like forming, takes a certain amount of time. Another parallel here could be a
body. It takes a while for a body to disintegrate post mortem, and the soul, being
a corporeal entity as well, would also take some time to cease to exist.
It is noteworthy that this reading of how humans come into being and cease
to exist is consistent with the definition of the peculiarly qualified individual
preserved by Simplicius. Peculiarly qualified individuals come into existence
and cease to exist immediately. The point of birth, when the soul solidifies, and
the moment of death, when the compound separates, would be such moments in
this case. Identity, furthermore, persists throughout the life of a compound
despite the increase or the decrease of the matter in the compound. Once the
compound is separated, however, personal identity ceases to exist and the
remaining components of the previous compound, that is, the body and the
soul, disintegrate over a long period of time. The claim that humans survive as
smaller substances for some time, then, is quite consistent with other views
attributable to Chrysippus, and overall, it fits coherently into Chrysippean
metaphysics.
Presumably, the motion and heat of high pneumatic tension keep these souls
from cooling, hardening and condensing.
Demons
The Stoics were in unanimous agreement that souls do persist through death but
the details of their accounts, as I have argued in this paper, can be quite
different. There is a small set of evidence that explains the survival of the
souls with a reference to demonology, a rarely-discussed area of Stoic thought.
The main piece of evidence here is a passage from Sextus Empiricus cited below,
and this fragment is often discussed together with the other fragments on the
post mortal survival of the soul, although, typically, little emphasis is put on the
claim that the souls survive as demons. In this section, I will argue that the
connection between the demonology fragments and the other evidence regard-
ing the Stoics accounts of the post-mortal survival of the soul is tenuous. The
evidence on the Stoic demonology, therefore, is worth noting as a part of the
Stoic philosophical framework, although it does not change the interpretation of
the Cleanthean and Chrysippean accounts of the post-mortal survival of the soul
and personal identity presented above.
The central piece of evidence on the survival of the souls as demons is a
fragment found in Sextus Empiricus’ discussion of the arguments regarding the
divine existence. Sextus presents the Stoic critique of the Epicurean account of
what happens to the soul after death and, in the process of explaining Stoic
counter-arguments, records the claim that souls persist after death in the follow-
ing manner:
ἔκσκηνοι γοῦν ἡλίου γενόμεναι τὸν ὑπὸ σελήνην οἰκοῦσι τόπον, ἐνθάδε τε διὰ τὴν
εἰλικρίνειαν τοῦ ἀέρος πλείονα πρὸς διαμονὴν λαμβάνουσι χρόνον, τροφῇ τε χρῶνται
οἰκείᾳ τῇ ἀπὸ γῆς ἀναθυμιάσει ὡς καὶ τὰ λοιπὰ ἄστρα, τὸ διαλῦσόν τε αὐτὰς ἐν ἐκείνοις
τοῖς τόποις οὐκ ἔχουσιν. εἰ οὖν διαμένουσιν αἱ ψυχαί, δαίμοσιν αἱ αὐταὶ γίγνονται. εἰ δὲ
δαίμονές εἰσι ῥητέον καὶ θεοὺς ὑπάρχειν.
At any rate, after becoming disembodied they reside in the region below the moon, and
there, because of the purity of the air, they get to keep going for a longer time, and they
find a congenial food in the exhalation that rises from the earth (as the rest of the stars do
as well), and in those regions they do not have anything that will dissolve them. So, if
souls keep going, they are the same as spirits [daimones]; and if there are spirits, it must be
said that gods too are real … 81
This account of the post-mortal survival of the souls is rather different from the
accounts preserved by Eusebius, Ps. Plutarch and Diogenes Laertius. The first
question to ask, then, is how compatible the view recorded here is with the
views preserved in other places and whose view this is likely to be. The text
unfortunately does not mention either the conflagration or the distinction
between the ordinary and the wise souls, and, therefore, it is not clear whether
the scenario described here applies to all or just the wise souls.
The lack of distinction could be an indication that this is Cleanthes’ view.
The context in which this account is found, however, points towards Chrysippus
because it was Chrysippus and Posidonius who engaged in the arguments with
the Epicureans the most.82 Attributing the view to the third head of the Stoa is
also not unproblematic, however. Chrysippus’ account contains a significant
distinction between the ordinary and the wise souls. If the souls dwelling in
the region below the moon are wise,83 then the explanation for their longevity
lies in their environment rather than internal properties, which would be out of
sync with Chrysippean ethics. These two explanations do not necessarily contra-
dict each other (and it is possible to maintain that strong souls are further
supported by their environment), yet it would be strange to build up an elabo-
rate theory about the physical strength and the health of the wise soul only to
claim that it survives due to environmental factors. If the souls that dwell below
the moon and become demons are ordinary, then the fact that they are supposed
to dissipate after some time presents a problem.84
There is another possible source for the account preserved by Sextus
Empiricus. As mentioned above, it is not only Chrysippus but also Posidonius
who engaged in the debates with the Epicureans. Diogenes Laertius records a
citation from Posidonius’ Physics about the nutriment of the heavenly bodies
that presents a very similar cosmological picture to the one found in Sextus’
passage,85 although this cosmology is not exclusively Posidonian.86 Posidonius
did, however, write a treatise on demonology entitled On Heroes and Demons,87
82 For Chrysippus, see Plut. Mor. 1054B = SVF 2.539; Eusebius Praep. Evang. 261A = SVF 2.978.
For Posidonius, see Cic. Nat. D. 1.123 = fr. 22a EK. Cf. Algra (2009, n.34).
83 See Diog. Laert. 7.151 for the claim attributed to the Stoics in general that the surviving souls
of the souls of the good are heroes. Cf. Algra’s (2009, 373) discussion of this passage.
84 Cf. Algra (2009, 386).
85 Diog. Laert. 7.145, tr. Hicks (Γεωδεστέραν δὲ τὴν σελήνην, ἅτε καὶ προσγειοτέραν οὖσαν.
τρέφεσθαι δὲ τὰ ἔμπυρα ταῦτα καὶ τὰ ἄλλα ἄστρα, τὸν μὲν ἥλιον ἐκ τῆς μεγάλης θαλάττης
νοερὸν ὄντα ἄναμμα: τὴν δὲ σελήνην ἐκ ποτίμων ὑδάτων, ἀερομιγῆ τυγχάνουσαν καὶ πρόσγειον
οὖσαν, ὡς ὁ Ποσειδώνιος ἐν τῷ ἕκτῳ τοῦ Φυσικοῦ λόγου: τὰ δ᾽ ἄλλα ἀπὸ τῆς γῆς).
86 See Stob. 1.219,24 W = SVF 2.677 for a similar view attributed to Chrysippus.
87 Posidonius fr. 24 EK.
484 Aiste Celkyte
and view of the soul is in sync with account preserved by Sextus.88 Attributing
this view to Posidonius does not, of course, rule out the possibility that
Chrysippus also held this view. As far as the extant fragments are concerned,
it is easier to attribute this view to Posidonius rather than to Chrysippus.
Chrysippus certainly wrote about demons89 but whether the kind of theory
that is found in Sextus Empiricus would also be advocated by Chrysippus and
included in his account of the post-mortal survival of the souls is inconclusive.
As a result, it is not clear whether demonology plays a significant explanatory
role in the early Stoic accounts of the post-mortal survival of the soul.
88 Ju (2009, 113–114) uses Sextus’ passage for her discussion of Posidonius’ conception of the
soul.
89 Suda = SVF 2.1205 and Cic. Div. 2.70, 144. There is also some evidence in Plut. Mor.
1051C = SVF 2.1178, but see Algra (2009, 379–384).
The Soul and Personal Identity in Early Stoicism 485
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The Roman Stoics: Seneca and Epictetus 1
(1) Early Stoicism: 3rd century BC Athens; Zeno, Cleanthes, Chrysippus. Meetings
in the painted colonnade: en tē poikilē stoa. Influenced by Socrates and the Cynic
Crates. Limited primary sources, mostly critical secondary sources.
(2) Middle Stoicism: 2nd century: Panaetius, Posidonius (Cicero visits: De
Officiis). Innovations in many areas of Stoic theory. Some Platonic influences.
(3) Late Stoicism = Roman Stoics, Stoicism of the Roman Imperial Period (c.
30BC–300CE). Focus on practical ethics, but some innovation even without
institutional school and central authorities (e.g., indifferents, katorthōmata = right
actions, passions; topics such as desire/aversion, impulse/rejection, coherent beliefs
and choices; see Ep. 89, Diss. 3.2, Handbook 1); semi-public intellectuals: advising
emperors, counselling wealthy citizens, plus teaching.1 Key figures are:
(a) Seneca (1BC–65CE), born in Cordoba (see map); learns philosophy from
Attalus (Stoic) and Sotion (Pythagorean); rises to wealth and fame in Rome as a
senator (consul in 56) and tutor to Nero (arranged by Agrippina), becomes a high-
ranking adviser, but ultimately forced into suicide (alleged involvment in an
attempt to assassinate Nero); writes letters (composed 62-4), plays, essays (On anger
etc.). For a long time the only window to ancient Stoicism.2 Main theme:
philosophy is the practice of crafting a life (that is worth living).
(b) Gaius Musonius Rufus (c. 20–90), born into noble Etruscan family; aka ‘Roman
Socrates’; teaches Stoicism in Rome; exiled in 65, returns on Nero’s death (69),
exiled again by Vespasian (c. 75–9); 21 discourses and fragments survive.3
(c) Epictetus (c. 50–135), name means ‘further acquired’ (epiktētos; from ktaomai, to
procure or gain for oneself), born in Hieropolis; in Rome as slave to Epaphroditus
(secretary to Nero); allowed to study with Musionius Rufus; begins teaching on
being freed; like all philosophers evicted from Italy by Domitian (95); settles in
Nicopolis; is visited by prominent people (e.g., Hadrian); adopts a child in old age
and ‘marries’; Lucius Flavius Arrianus (= Arrian) ghostwrites the Discourses (4/8
survive) and the Handbook; the 10th-century Bodleian ms says diatribai, which means
‘informal talks’ or ‘conversations’, and Encheiridion, which roughly means ‘the little
thing in hand’ and summarises the Discourses.
(d) Marcus Aurelius (121–180 CE), born in Rome, emperor from 161 to 180; dies
near Vienna from illness (watch ‘Gladiator’); writes the Meditations (actually, Ta eis
heauton, roughly, ‘those to oneself’) while on campain; restores philosophy to Athens
by founding four chairs for the main schools.
(4) New or Modern Stoics: see modernstoicism.com.
1 Gill, C. (2003). The School in the Roman Imperial Period. In B. Inwood (ed.), The Cambridge
Companion to the Stoics (pp. 33–58). Cambridge: Cambridge University Press.
2 See Vogt, K. (2015). Seneca. The Stanford Encyclopedia of Philosophy. plato.stanford.edu/entries/seneca/
3 Lutz, C. E. (1947). Musonius Rufus ‘The Roman Socrates’. Yale Classical Studies, 10, 3–150.
STOIC VIRTUE: A
Surely though, Diogenes was far too cynical. We know many honest
people – honest parents, honest bankers, and honest friends – even
though there are social pressures that undermine the virtues. Part of
Diogenes’s error seems to be that he thought a person could not be hon-
CONTEMPORARY est without being completely honest. Even if Diogenes was right about
the obstacles to virtue in daily life, was he not wrong to think that a
person could not be honest without shedding all such attachments? I
INTERPRETATION
will be arguing that there is a way of understanding Diogenes that can
make sense of his seemingly outlandish claim, a way of interpreting
virtue terms on which there is no one honest or virtuous unless there
is someone who is perfectly so.
The claim that virtue requires perfection, an infamous Stoic doc-
trine, is thought to be implausible for a myriad of reasons. To begin
with, our ordinary virtue ascriptions far outpace those of the Stoic.
According to Stoicism, only the perfectly virtuous sage is actually vir-
Robert Weston Siscoe tuous – everyone else is vicious. As already mentioned though, our
applications of virtue terms are hardly limited to those who are com-
pletely virtuous. We often describe those with small moral foibles as
University of Arizona virtuous, making the Stoic position seem almost absurd. Furthermore,
it is difficult to understand how the Stoic view can make sense of moral
progress and virtue comparisons, further components of our common-
sense moral lives. These three pressing worries for the Stoic conception
© 2020, Robert Weston Siscoe
This work is licensed under a Creative Commons 1. See Diogenes Laertius, Lives of Eminent Philosophers 6.41. The more accurate
Attribution-NonCommercial-NoDerivatives 3.0 License translation of what Diogenes inquires as he is traveling through the streets
is that “he is looking for a man.” The reason that he cannot find one is that
<www.philosophersimprint.org/020018/> he takes man to be essentially rational. By living apart from virtue, however,
the citizens of Athens are also not living completely rational lives, hence Dio-
genes’s criticism that he cannot find a man as he cannot find anyone completely
virtuous and thus rational.
robert weston siscoe Stoic Virtue
of virtue – ordinary virtue ascriptions, virtue comparisons, and moral adjectives are thus not context-sensitive and always pick out objects
progress – are all outlined in detail in Section 1. How, then, can anyone that satisfy the top of their scales. Interpreting virtue terms as absolute
maintain that virtue requires perfection? gradable adjectives, a task that I attempt in Section 3, thus makes it
In this paper, I will be arguing that it is possible to maintain that possible to defend the Stoic view that virtue requires perfection.
virtue requires perfection by holding that virtue-theoretic terms are ab- Taking virtue-theoretic adjectives to be absolute gradable adjectives
solute gradable adjectives. Recent work in linguistics has revealed a dis- not only helps capture the Stoic view that being virtuous requires be-
tinction between relative and absolute gradable adjectives, categories ing fully virtuous, as I will in Section 4, it also provides a response to
that, with a few notable exceptions, were previously conflated. Posit- the three primary objections to Stoic virtue. Absolute gradable adjec-
ing this divergence explains a wide range of linguistic phenomena, ce- tives still permit distinctions below the maximum of their underlying
menting the relative/absolute distinction as orthodoxy on gradable ad- scales, thus providing a route to understanding virtue comparisons
jectives.2 Unsurprisingly, the contrast between absolute and gradable and moral progress. Furthermore, imprecise attributions of absolute
adjectives has been ignored within philosophy as well – a blind spot in gradable adjectives are often made, but such attributions are literally
need of remedy. In Section 2, I detail the relative/absolute distinction, false, not true in any context. If virtue terms are absolute gradable
outlining the characteristics that separate relative from absolute grad- adjectives, then many of our ordinary uses of virtue terms are also
able adjectives, setting the stage for arguing that virtue-theoretic terms imprecise uses, allowing the Stoics to make sense of ordinary virtue
resemble absolute gradable adjectives. attributions.
One crucial difference between relative and absolute gradable ad- The primary goal of this paper then is to argue that, by interpreting
jectives is how their truth-conditions are determined. The denotations virtue terms as absolute gradable adjectives, there is a route to defend-
of relative gradable adjectives, including ‘tall’ and ‘expensive’, shift ing the Stoic account of virtue. In Section 1, I will lay out the Stoic view,
across context, allowing that a child who is not considered tall amongst outlining both the Stoic commitments on virtue as well as some of the
adults can still be considered tall for their age and that a handbag that most common objections leveled against it. In Section 2, I will then de-
is not expensive to the cultural elite is nonetheless expensive for those scribe the distinction between relative and absolute gradable adjectives,
in the middle class. When terms like ‘virtuous’ and ‘honest’ are taken noting the tests that are often used to distinguish them along with the
to be relative gradable adjectives, the natural result are accounts on differences in their truth conditions. I will then argue in Section 3 that
which their truth conditions differ along with the context. This is prob- it is not implausible to develop the Stoic position by interpreting virtue-
lematic for the Stoics, however, because applications of ‘virtuous’ and theoretic adjectives as absolute gradable adjectives. To begin with, the
‘honest’ then only require meeting the contextually relevant standards. Stoics interpret virtue terms on the linguistic model of ‘straight,’ an
On the other hand, unlike relative gradable adjectives, the denotation absolute gradable adjective. Furthermore, virtue terms pass many of
of absolute gradable adjectives remains fixed on the maximal element the tests attributed with absolute gradable adjectives, providing a case
in the underlying scale regardless of the context. Absolute gradable that ‘straight’ and ‘virtuous’ are of the same semantic kind. I then use
this observation in Section 4 to respond to the critiques of Stoic virtue,
2. See Kennedy (2007). The other notable exceptions to the widespread neglect arguing that the work on absolute gradable adjectives provides a route
of this distinction are Kennedy and McNally (2005), Rusiecki (1985), and Unger
(1975). to defending the Stoic view. In the conclusion, I will consider some
of the consequences for virtue ethics if we not only accept that taking
virtue terms to be absolute gradable adjectives is a promising route to thing as the Stoic account of virtue – there are instead many individual
defend Stoicism, but that virtue-theoretic adjectives in fact are absolute Stoics with divergent accounts of the virtuous life. Because there is no
gradable adjectives. On this understanding of virtue terms, Diogenes one thing that is the Stoic understanding of virtue, it is not possible
is not mistaken about the truth-conditions of virtue terms; he simply to defend the Stoic view on virtue. For this reason, I will be focusing
refuses to use ‘honest’ imprecisely. on aspects of Stoic theorizing about virtue that have significant overlap
across a diverse set of Stoics. In laying out the Stoic view, then, we will
1. Stoic Virtue be looking for areas of widespread consensus in Stoic thought. Once
Before we get started, it will be helpful to get clear on a few issues. To these have been established, I’ll then proceed to develop a route to
begin with, I do not intend to be offering an historical interpretation embracing these elements of the Stoic account of virtue.
of the Stoics. My goal, rather, is to show how some problems pressed Finally, even though I intend to argue for a detailed Stoic account
against Stoics can be met by considering contemporary work in lin- of virtue, due to limitations of space, there will be parts of the over-
guistics. As the Stoics were obviously not privy to such developments, lapping Stoic consensus that I will not be able to defend. This paper
this aim prevents me from offering a strict historical interpretation of unfortunately cannot encompass all of Stoic theorizing – that virtue
the Stoics. What I will be offering instead is an attempt to make consis- is the only good or that virtue is completely an internal affair – but
tent a package of Stoic commitments that the majority of Stoic scholars nevertheless aims to argue for a set of Stoic claims that are especially
have found contradictory. In that sense, this project is an interpretation contentious. In order to avoid confusion, in this section, I will outline
of the Stoics. However, since the solution will be framed in terms of a the elements of Stoic virtue that will be pertinent for this paper, later
distinction in contemporary linguistics between relative and absolute offering a single solution that can be used to secure all of these claims.
gradable adjectives, the understanding of the Stoics offered in this pa- Our first task, then, is to lay out aspects of Stoic virtue for which I will
per is a contemporary interpretation. To the extent that I make use of offer a strategy for defending.
Stoic writings, then, I only take myself to be showing that such moves
are consonant with certain aspects of Stoic thought, not that the Stoics 1.1 Virtue and Vice
would completely endorse my solution. Just as I do not intend to offer The first element of Stoic virtue that this paper will focus on is the
an exact historical interpretation of the Stoics, I also do not provide a thought that virtue requires moral perfection. On the Stoic view, only
complete defense of the Stoic view of virtue. My goal in this paper is the perfectly virtuous sage can truly be described as virtuous. Virtue
just to show that certain Stoic commitments can be made consistent, is so lofty that a person who attains it is on par with the gods. Cicero
not to argue against competing theories of virtue. In the conclusion, I contends that, on the Stoic view, “virtue in man and God is the same...
do explore some of the upshots of my interpretation of the Stoic ac- For virtue is nothing else than nature perfect and brought to a summit:
count of virtue, but a full defense of the view that the virtues are in it is, therefore, a point of similarity between man and God”,4 while of
fact in accord with Stoic doctrine will have to be left to further work.3 the sage Dion, Plutarch says, “Zeus does not exceed Dion in virtue”.5
Another point worth keeping in mind is that there is no one such
4. See De legibus 1.25 (SVF 1.564). Where possible, the location of these ex-
3. Thank you to an anonymous reviewer for helping me to get clear about the cerpts has been given both in H. von Arnim’s Stoicorum veterum fragmenta (SVF)
scope of this paper’s argument. and A.A. Long and D.N. Sedley’s The Hellenistic Philosophers (LS).
5. See De communibus notitiis 1076A (SVF 3.246, LS 61J).
For this reason, ancient commentators describe the virtuous person as less in a state of vice than those who are far from it.10
being “rarer than the Ethiopian phoenix”.6 Cicero goes so far as to say
Cicero compares being in a state of vice to being blind, saying that just
that “it happens more often that a mule begets than that a sage comes
as “a puppy on the point of opening its eyes is no less blind than one
into existence”.7 Modern commentators have upheld this reading of
just born”, likewise the person about to attain virtue remains vicious.11
the Stoics, taking ‘virtuous’ to truly apply only to the perfectly virtu-
Similarly, Chrysippus argues that those who are closer to virtue are
ous.8 There is thus a wide consensus that the Stoics endorsed Perfect
nevertheless vicious, as the traveler who “is a hundred furlongs from
Virtue:
Canopus, and the man who is only one, are both equally not in Cano-
(1) Perfect Virtue – Only the perfectly virtuous are truly virtu- pus.”12 It is thus generally agreed that, in addition to Perfect Virtue,
ous. the Stoics endorsed Bivalence:13
For the Stoics, the perfectly virtuous person is identified with the sage, (2) Bivalence – Everyone is either virtuous or vicious.
of which there have been very few in history. The average person falls
With Bivalence, the Stoics held that there is no one that is not either
below moral perfection, and thus cannot be truly described as virtuous.
virtuous or vicious. There are no vague cases – anyone who is not
Thus, the Stoics take a quite contentious stance with Perfect Virtue,
virtuous is vicious. When we combine Bivalence with Perfect Virtue
contending very few people have ever been actually virtuous.
though, it follows that everyone who is not perfectly virtuous is vicious.
The difficulty of the Stoic position does not stop, however, with
If it was counterintuitive to accept Perfect Virtue, then even more so
arguing that only the perfectly virtuous are considered virtuous. The
the combination of the two. Not only are the Stoics committed to the
challenge only deepens with the Stoics drawing a strict line between
rarity of the sage, but they are also committed to thinking that almost
virtue and vice. According to the Stoics, “nothing is between virtue and
everyone who has ever lived is vicious.
vice”,9 a point they drive home with a number of metaphors. One com-
mon analogy is to describe the vicious person as drowning, something
1.2 Concerns about Stoic Virtue
that can happen whether they are close to the surface or far below the
The combination of Perfect Virtue and Bivalence might seem to make
waves, making it irrelevant how close they are to being virtuous: The
the Stoic position on virtue practically a non-starter.14 Should we really
Stoics say,
think that almost everyone is vicious? Critics of the Stoic account of
But just as in the sea the man an arm’s length from the surface virtue have pressed a number of objections that are thought to conclu-
is drowning no less than the one who has sunk five hundred sively show that the Stoic rhetoric about virtue was just that, rhetoric.
fathoms, so even those who are getting close to virtue are no
10. See Plutarch, De communibus notitiis 1063A–B (SVF 3.539, LS 61T).
6. See Alexander of Aphrodisias, De fato 199.16–sa18 (SVF 3.568, LS 61N). 11. See De Finibus 3.48 (SVF 3.530).
7. See De divinatione 2.61. 12. See Diogenes Laertius, Vitae Philosophorum, 7.120 (SVF 3.527).
8. See Becker (1998), pp. 119–126; Brouwer (2014), ch. 3; Jedan (2011), ch. 4; 13. Contemporary commentators who attribute Bivalence to the Stoics include
Long (1986), pp. 204–205; Sandbach (1975), p. 28; and Zeller (1880), pp. 266- Becker (1998), p. 119; Brouwer (2014), ch. 3; Sandbach (1975), p. 28; Sellars
270. (2003), p. 61; and Sharples (2014), p. 106.
9. See Diogenes Laertius, Vitae Philosophorum, 7.127 (SVF 3.40, LS 61I). 14. Geert Roskam (2005) says rhetorically, “No doubt this view should not be
taken seriously” (p. 15.).
The first of these considerations is that the Stoic account of virtue is “bona fide” sense.”16 On Dan Russell’s account, being virtuous enough
too demanding. Must a person really be perfectly virtuous in order to in a given situation is sufficient to be considered virtuous full stop – it
be virtuous at all? Such a requirement seems quite unrealistic. After is not required that a person be perfectly virtuous to be called virtu-
all, most of us know several people we would call virtuous – virtuous ous. Thus, on Swanton’s and Russell’s accounts, even if perfect virtue
parents, virtuous mentors, and virtuous friends – and thus it appears is unattainable, we can still make sense of why Ordinary Virtue is
that the Stoic view cannot make sense of many of our applications of true – we call our parents and friends virtuous because they are in fact
‘virtuous’. Even though these people are not perfectly virtuous, it nev- virtuous.
ertheless seems fitting to call them virtuous. The first problem, then, Another criticism of the Stoic conception of virtue is that it can-
with the Stoic view is that it does not seem to permit that ordinary not account for degrees of virtue. It is obvious that one person can be
people are virtuous even though it seems completely appropriate to more virtuous than another even if neither are perfectly virtuous, but
describe them as such, a fact captured by Ordinary Virtue: the strict Stoic doctrine that only the completely virtuous are virtuous
while the rest are vicious is too coarse-grained to capture this distinc-
(3) Ordinary Virtue – It is appropriate to describe ordinary peo-
tion, or so the charge goes. Julia Annas formulates this objection to the
ple who are not completely virtuous as virtuous.
Stoic view of virtue as follows:
The Stoic view appears to be clearly out of step with Ordinary Virtue.
[Being less than fully virtuous] would be troubling if we insisted
If hardly anyone is actually virtuous, then why would it be appropriate
on a rigorist approach, such that a person either is virtuous or is
to call our friends and neighbors virtuous? The Stoic account seems
not virtuous at all. This would have the result that only the fully
clearly lacking in that it fails to capture this fact about our virtue talk.
virtuous person is virtuous, while none of us are virtuous at all.
One way to make sense of Ordinary Virtue is to argue that being
This is in fact the Stoic position, but it is a very awkward one,
truly virtuous does not demand being perfectly virtuous. Contra the
since it strictly allows for no difference between the mediocre
Stoics, being virtuous could instead require something like being vir-
non-virtuous and the horrendously vicious non-virtuous.17
tuous enough. Christine Swanton provides just such an account, giving
the following analysis of virtue: “A virtue is a good quality of char- On Annas’s interpretation, Stoics cannot distinguish between the mod-
acter, more specifically a disposition to respond to, or acknowledge, erately and the extremely vicious. Anything that falls short of perfect
items within its field or fields in an excellent or good enough way.”15 virtue is vice, making the Stoic view incapable of making finer-grained
According to Swanton, whether or not the Athenian is virtuous de- judgments about the level of virtue and vice in each person. For this
pends not on whether they are fully in accord with virtue, but whether reason, Stoics are saddled with judging that the occasionally dishon-
they are doing good enough given their situation. Dan Russell agrees, est are just as bad as pathological liars, labeling both simply as falling
contending that being virtuous enough is sufficient for being virtuous: short of the virtue of honesty. This view, Annas says, “allows for no
“It seems undeniable that being virtuous enough is a sufficient condi- difference between the mediocre non-virtuous and the horrendously
tion for being virtuous “tout court” – not perfectly virtuous or even vicious non-virtuous,” making the Stoic opinion quite out of keeping
virtuous without qualification, but nonetheless virtuous in a genuine,
16. Russell (2009), p. 112.
15. Swanton (2003), p. 19. 17. Annas (2011), p. 65.
with commonsense notions of virtue. progress is possible. Plutarch and Stobaeus both attest to the Stoic en-
Lawrence Becker takes the same perspective, arguing that the Stoic dorsement of the man who makes moral progress, the prokoptôn.19 Ac-
take on virtue is powerless to say that anyone who falls short of virtue cording to Cicero, Cato the Younger characterizes the prokoptôn as ad-
is more virtuous than another. On Becker’s understanding, because vancing through five distinct moral stages, the final step being the one
Stoic virtue is so binary, ordinary citizens are just as vicious as serial that takes the prokoptôn from vice to virtue.20 The Stoics, then, believe
killers: in the potential of Moral Progress, even when a particular prokoptôn
has not yet become morally perfect:
Virtue is the only good, and it is an all-or-nothing affair. No
one who falls short of being a sage has any trait that can be (5) Moral Progress – It is possible to make moral progress with-
called good at all, nor can one such person be any better or out becoming perfectly virtuous.
more virtuous than another. There are sages, and then there are
The difficulty with Moral Progress, however, is how to conceptually
the rest of us. Sages are equally virtuous; the rest of us (serial
locate its possibility within the Stoic framework. If all non-sages are
killers and mild-mannered reporters, mass murderers and their
vicious, how can we describe the movement towards virtue?
innocent victims) are all equally vicious.18
Many commentators maintain that the prokoptôn endorsed by the
Becker argues that, because the Stoics endorse a strict reading of virtue Stoics is ultimately paradoxical. Dirk Baltzly, for instance, says that the
that labels only the sage as virtuous, it is not possible to draw any Stoics cannot be literally interpreted as endorsing Moral Progress:
distinctions between non-sages. If this is right though, then surely the
Strictly speaking, there is no such thing as moral progress for the
Stoics were mistaken about virtue. Everyday people are more virtuous
Stoics (if that means progress within morality), and they give the
than mass murderers, so much the worse for any theory of virtue that
charming illustration of drowning to make their point: a person
says otherwise. Let’s call this fact about virtue that Stoicism fails to
an arm’s length from the surface is drowning every bit as surely
capture Comparative Virtue:
as one who is five hundred fathoms down.21
(4) Comparative Virtue – For two persons that both fall short of
On Baltzly’s reading, the Stoics should not be thought of as arguing
perfect virtue, it is possible for one of them to be more virtuous
for progress in virtue since there is no such thing – anyone who is not
than the other.
virtuous is vicious. F.H. Sandbach agrees, concluding that the Stoics
Like with Annas’s criticism, Comparative Virtue is an indictment of could not seriously have endorsed Moral Progress since it creates a
Stoic virtue for failing to capture the range of virtue ascriptions that paradox with their other views:
we make. We can and do say that there are ordinary folks who are
Although the Stoics defended the paradox, it may be doubted
more or less virtuous, and insofar as the Stoic doctrine cannot make
whether they took it very seriously. Perhaps a more effective en-
sense of this, it fails to capture our standard concept of virtue.
The final criticism of Stoic virtue that we will look at is that it 19. See Plutarch, De Profectibus in Virtute 75C (SVF 3.539, LS 61S) and Stobaeus,
cannot account for moral progress. By the Stoic’s own lights, moral Florilegium 4.22 (SVF 3.510).
20. See De Finibus 3.20 (SVF 3.188, LS 59D).
21. See Baltzly (2018).
18. Becker (1998), p. 118.
couragement to effort was provided by the figure of the man 2.1 Relative Gradable Adjectives
‘making an advance’ (prokoptôn), still involved in the waters of The orthodox view of gradable adjectives is that they come in two va-
wickedness, but making his way towards the surface. Critics rieties, relative gradable adjectives and absolute gradable adjectives,
claimed that he was inconsistent with the paradox, and to com- henceforth RAs and AAs.23 Relative gradable adjectives, such as ‘tall’,
mon sense he is.22 ‘large’, ‘long’, and ‘expensive’, are characterized by an underlying de-
gree scale on which objects in the domain fall.24 Because this scale
Sandbach’s understanding is that taking someone to grow in virtue,
imposes an ordering, uses of comparative constructions are then true
moving his way towards the water’s surface, was not conceivable on
and false depending on whether they mirror this underlying structure.
the Stoic view. Using such language may have helped the cause of
For example, (6) is true just in case John has a greater degree of height
virtue, since it might have encouraged people to make moral progress,
than Harry:
but Sandbach doubts that this can be made compatible with the other
Stoic commitments. (6) John is taller than Harry.
2. Gradable Adjectives: Relative and Absolute This ordering, however, is not all that goes into determining whether
(7) is true:
We can now see the burden of proof that is on the defender of Stoic
virtue. The advocate of the Stoic account of virtue must find a way to (7) John is tall.
capture (1)–(5). One way to make sense of (1)–(5) would be to say that
The truth of (7) also depends on a threshold on the underlying scale. If
only some of these claims are true and offer an error theory for the
the degree of John’s height is clearly greater than the threshold, then
remainder. Such an account might endorse Perfect Virtue, Bivalence,
(7) is true, and if the degree of his height is clearly lower, then (7) is
and Moral Progress, for instance, and explain why we mistakenly be-
false.25 As previously mentioned, the threshold in question is contex-
lieve Ordinary Virtue and Comparative Virtue. An even stronger re-
sponse, however, would be to propose a strategy that vindicates all of 23. This distinction is due to Kennedy (2007), Kennedy and McNally (2005),
(1)–(5), showing that Stoic virtue has nothing to fear from the stock Rusiecki (1985), and Unger (1975). The characteristics of absolute gradable ad-
jectives have also been studied by Rotstein and Winter (2004), though their
objections offered by Stoic critics. This latter response is what I will focus was on the distinction between partial and total gradable adjectives.
aim for in this paper. I will argue that understanding virtue terms as 24. Though the scale approach of Cresswell (1977), Heim (2000), Kennedy
absolute gradable adjectives allows the Stoic interpreter to accept (1)– (2007), and von Stechow (1984) has been the most influential, the primary com-
petitor is a view on which the extension of a gradable adjective displays con-
(5) as true, making Stoic virtue capable of answering its most pressing textual shifts with the basis for comparatives being quantifications over pos-
objections. However, before I make the case that virtue-theoretic adjec- sible precisifications of the adjective’s extension, a view whose development
runs through Fine (1975), Kamp (1975), Klein (1980), Larson (1988), and Pinkal
tives are plausibly thought to be absolute gradable adjectives, I must (1995). The scale view holds a distinct advantage though in explaining the dis-
first introduce the distinction between relative and absolute gradable tinction between relative and absolute adjectives (Kennedy, 2007).
25. With talk of degrees that are clearly lower or higher than the relevant thresh-
adjectives. old, I am following Rotstein and Winter (2004), Kennedy (2007), and Kennedy
and McNally (2005) in holding that the extension of a relative gradable adjec-
22. See Sandbach (1975), p. 45. Other commentators that take issue with Moral tive includes those items that “stand out” relative to the contextual threshold
Progress include Roskam (2005), pp. 23–25. in order to accommodate the possibility of borderline cases. The view that
relative gradable adjectives have a contextual threshold, however, has a much
tually determined. The degree of height which a primary school child an object falls with the extension of an RA like ‘tall’ if it possesses a
must possess to be considered tall is much lower than the degree that degree of height that is clearly greater than the relevant threshold, a
a basketball player must possess. description meant to accommodate for borderline cases. Even though
The contextual thresholds of RAs can be adjusted to differentiate there are basketball players who are obviously tall and others who are
between most individuals that differ to some degree on the underlying not, there are others that it is unclear whether they should be classified
scale.26 In a selection task with two heaps of sand, (8) is felicitous even as tall or short, and it may even seem right to say that they are neither.
if the piles of sand are not particularly tall, so long as one is taller than This vagueness makes it such that (9) is intuitively correct, leading to
the other: the Sorites.27
as do RAs.28 empty. With ‘tall’, it is not clear at what point adding one inch of height
The infelicity of (12) in the above case may seem analogous to the will take someone from not being tall to being tall, but in the case of
case of the tall basketball players or the tall redwoods. Why not say the empty glass, it is clear when taking away another ounce of liquid
that, just like with RAs, there are parts of the scale that a contextual will make it empty.29
threshold cannot distinguish between? What separates the infelicity of Absolute gradable adjectives come in two forms: total and partial.
(8) from the infelicity of (12) is that, in the former case, the infelicity oc- Total AAs require the absence of a particular property. A dry table
curs with two objects that are at the scale’s extreme, while in the latter is not wet to any degree, a straight line is not at all bent, and pure
case, the infelicity occurs with objects in the middle of the scale. The gold does not contain any impurities. The truth of partial AAs, on
cups are three quarters and half full, whereas both basketball players, the other hand, requires only that objects possess a minimal degree
and both trees, are very tall. This asymmetry is reinforced by the fact of the property described. A table is wet if it has even a small degree
that, while RAs cannot be used to differentiate between objects on the of wetness, a line is bent if it is just under one hundred and eighty
extreme end of a scale, AAs can. Consider, for instance, a cup that is degrees, and gold is impure if it contains some amount of impurity.30
completely empty and a mug that has a swallow of liquid left. In such AAs often come in pairs – wet and dry, bent and straight, impure and
a case, both (10) and (12) are felicitous. RAs and AAs thus differ in pure, open and closed – with one of the pairs behaving as a total AA
the following way: RAs can be used to distinguish between objects in and the other a partial AA. This is the case so long as the AAs in
the middle of a scale but not at the scale’s extreme, while uses of AAs question are contradictories. ‘Wet’, for instance, is synonymous with
cannot distinguish between objects in the middle of the scale, but can ‘not dry’, and ‘dry’ with ‘not wet’, yielding the result that ‘wet’ and
at the end of the scale. ‘dry’ are a total/partial pair. ‘Empty’ and ‘full’, on the other hand, are
Because absolute gradable adjectives do not possess a threshold not contradictories in that ‘empty’ does not simply mean ‘not full’, so
that is contextually flexible in the same way as relative gradable adjec- ‘empty’ and ‘full’ do not form a total/partial pair. ‘Empty’ and ‘full’
tives, there are cases in which they do not give rise to Sorites paradoxes. are, in fact, both total AAs, as both can create failures in the “point to”
If the cup has exactly one ounce of liquid in it and is for that reason selection test.
not empty, there is no temptation to accept a sentence like (13), which Even though many uses of total AAs require the absence of a partic-
is essential for the paradox to get started: ular property, it is possible to create a context in which approximations
are also considered to satisfy sentences attributing total AAs. It can be
(13) For however full a container is, one ounce of liquid does not
acceptable to say that a table is dry even if is slightly damp when the
change whether it is empty or not.
purpose is to cover the table with a tablecloth that you do not want to
If the cup has exactly one ounce of liquid in it, taking away that ounce get soaking wet. Similarly, it can be acceptable to say that a glass is full
of water makes it true that the cup is empty, making (13), the first step
along the route to the paradoxical result, clearly false. This is because 29. The fact that Sorites-paradoxical results disappear in some cases with AAs
has been noted by Burnett (2014), Kennedy (2007), and Pinkal (1995).
there is a clear cutoff point for the distinction between empty and not 30. For more on the distinction between total and partial absolute adjectives,
see Burnett (2014), Cruse (1986), Kennedy (2007), Rotstein and Winter (2004),
28. See Kennedy (2007), Kyburg and Morreau (2000), Sedivy et al. (1999), and and Yoon (1996). Kamp and Rossdeutscher (1994) entertain the distinction as
Syrett et al. (2006 and 2010). well, but under the description of a distinction between universal and existen-
tial adjectives.
even if it could be slightly more full than it is. Total AAs can thus give ticular point plays a central role in the meaning of the term used. For
rise to Sorites paradoxes in such contexts. Does adding one more drop instance, if it is said that Mary arrived at three o’clock, the precise time
of water change whether the table is dry or not? Does taking away a three o’clock plays a crucial role in the meaning of the sentence. Such
drop of water prevent the cup from being full? Negations of partial a statement could be made imprecisely, if Mary arrived at 2:58 or 3:02,
AAs exhibit the same characteristic, as ‘not bent’, ‘not wet’, and ‘not for instance, but this does not undermine the thought that precisely
impure’ behave like total AAs. Absolute gradable adjectives that do 3:00 constrains the meaning of the assertion. With gradable adjectives,
not give rise to the Sorites in any context are partial AAs and the nega- the maximal or minimal points on the scale play a central role in the
tions of total AAs. Because partial AAs require that an object possess a meaning of AAs. A glass that is completely full counts as full in any
minimal degree of the property in question, objects that possess none context, but when the standards of ‘full’ are relaxed, this is not due to a
of the property will then falsify the crucial premise of the Sorites: contextually determined threshold, as with RAs, but merely imprecise
uses of ‘full’, a term which depends for its meaning on maximal full-
(14) For however wet a table is, taking away one drop of water
ness. When the standards are thus relaxed and a degree or so below
will not make it dry.
complete fullness counts as full, then it is unclear at what lesser degree
If there is only a single drop of water on the table, then (14) will be false of fullness a glass stops counting as full due to the imprecision.
of that table. Likewise, since negations of total AAs are synonymous A test to distinguish between vague and imprecise predicates is
with partial AAs, negations of total AAs also do not give rise to Sorites whether the gradable adjective in question allows for natural precisi-
paradoxes.31 The lack of Sorites-paradoxical results for partial AAs and fication. The meanings of vague terms can only be precisified by in-
negations of total AAs is associated with the presence of a top-closed or troducing stipulative definitions, whereas with imprecise terms, natu-
bottom-closed scale. A table can be maximally dry, and thus ‘wet’ does ral language contexts can independently precisify the term. With im-
not give rise to a Sorites, whereas, for the RA ‘tall’, it is not possible precise AAs, contexts can be established in which only the maximal
to be maximally tall. For however tall you are, it is always possible to degree satisfies the standards. Even though a sports stadium can be
possess a degree more height. Because ‘tall’ has an open scale, ‘not tall’ described as empty on a day of low attendance, nothing but complete
gives way to the Sorites just as easily as ‘tall’ does. emptiness will be under consideration when a construction boss over-
seeing the demolition of the stadium inquires whether it is empty. It is
2.3 Vagueness and Imprecision also possible to eliminate borderline cases from consideration. Twenty-
How should we characterize the contextual variation allowed by AAs? two karat gold only permits impurities to eight percent, but a jeweler
Why under some circumstances can the use of an AA still lead to a may establish a higher standard for ‘pure’ with a use of (15):
Sorites paradox? The difference between the contextual variation in
(15) The gold for the rings needs to be pure, but this gold is
RAs and AAs is best understood as the distinction between vagueness
twenty-two karat, so it will not do.
and imprecision.32 The guiding thought with imprecision is that a par-
Similarly, if a surface is being used for an experiment and needs to be
31. For more on the Sorites and absolute gradable adjectives, see Burnett (2014) so dry that it has no water molecules on it at all, a scientist can use
and Kennedy (2007).
32. For more on the distinction generally, see Krifka (2002 and 2007), Lakoff
(1973), Sadock (1977), and Sauerland and Stateva (2007). For the distinction as it relates to absolute gradable adjectives, see Pinkal (1995) and Kennedy (2007).
What about wine glasses? The standard view predicts that if it is per- Aristotle took the virtues to be tenors,36 but the consensus is that Stoics
missible to ascribe fullness to a wine glass when it is not maximally chose instead to conceptualize the virtues differently, equating them
full, this is because there is some practical goal that can be satisfied with characters. This is the terminology that both Plutarch and Dio-
by wine glasses that are less than completely full. This prediction is genes use in characterizing the Stoic position:
confirmed – amongst wine connoiseurs it is common knowledge that
Plutarch – All these [Stoics, Menedemus of Eretria, Aristo of
a wine glass is only filled halfway in order to allow the wine to be
Chios, Zeno of Citium, and Chrysippus] agree in taking virtue
properly aerated, the same purpose for which wine decanters are used.
to be a certain character (diathesis) and power of the soul’s
Having room to swirl the glass allows the aroma of the wine to be re-
commanding-faculty37
leased.34 Thus, there is a practical purpose at play when half-full wine
Diogenes Laertius – Virtue is a consistent character (diathesis),
glasses are described as full, allowing such data to be captured by the
choiceworthy for its own sake and not from fear or hope or any-
orthodox account.
thing external38
3. The Stoics and Absolute Gradable Adjectives Not only do both Plutarch and Diogenes Laertius summarize the Stoic
The distinction between relative and absolute gradable adjectives can position by saying that virtues are a sort of character (diathesis), but
help us make headway on how to understand the Stoic claims about Simplicius argues that this choice was motivated by the Stoic account
virtue. In particular, by taking virtue-theoretic terms to be absolute of virtue. In his commentary on Aristotle’s Categories, Simplicius distin-
gradable adjectives, we can offer a perspective that secures the truth guishes between tenors (hexis) and characters (diathesis), arguing that
of (1)–(5). This is not to say that this is how any particular Stoic au- the Stoics understood the virtues as characters due to their lack of
thor would have responded to these issues – as previously stated, this gradability:
paper is not meant to be a historical reconstruction of the Stoic posi-
[The Stoics] say that tenors (hexis) can be intensified and relaxed,
tion. Rather, my aim will be to show that understanding virtue terms
but characters (diathesis) are not susceptible to intensification or
as AAs is consonant with many Stoic commitments and that it can
relaxation. So they call the straightness of a stick a character,
respond to some of Stoicism’s most serious criticisms.
even though it is easily alterable since it can be bent. For the
straightness could not be relaxed or intensified, nor does it ad-
3.1 Simplicius on Tenors and Characters
mit of more or less, and so it is a character. For the same reason
The first connection that suggests virtue terms should be interpreted as
the virtues are characters, not because of their stable feature but
absolute gradable adjectives is the Stoic claim that the virtues ought to
because they are not susceptible to intensification or increase.39
be thought of as “characters” (diathesis) rather than “tenors” (hexis).35
36. See Nicomachean Ethics 1105b25–26.
34. See Fox (2011) and McCarthy and Mulligan (2015). 37. See De Virtute Morali 440E–441D (LS 61B).
35. Long and Sedley translate diathesis as ‘character’ and hexis as ‘tenor’, 38. See Vitae Philosophorum 7.89 (SVF 3.39, LS 61A).
whereas Barry Fleet’s (2002) translation of Simplicius renders diathesis as ‘con- 39. See Simplicius, On Aristotle’s Categories 237.25-238.20 (SVF 2.393, LS 47S).
dition’ and hexis as ‘state’. Because the Long and Sedley translation is used For more on the Stoic choice to take virtues as tenors (diathesis), see Jedan
most often, I will stick with the language of tenors and characters. (2011), pp. 59-60, and Rist (1977), p. 3.
For the Stoics, characters are states that are non-scalar; either a char- tenors and characters maps onto the distinction between RAs and AAs.
acter can be attributed to an object or it cannot. The model is that of In both cases, the difference is that the latter possesses an importantly
straightness – a rod is either straight or bent, there is no in between. non-scalar component.43 The Stoics chosen linguistic model for virtues,
Diogenes Laertius also attributes the model of straightness to the Sto- ‘straight’, is clearly an AA. Given the similarity between characters and
ics: “For as [the Stoics] say, a stick must be either straight or crooked, properties picked out by AAs, is it possible to also interpret virtue
so a man must be either just or unjust, but not either more just or more terms as absolute gradable adjectives? We can begin by observing that
unjust, and likewise with the other virtues.”40 The virtues then are also virtue-theoretic adjectives, including the generic ‘virtuous’ along with
characters.41 Just like a stick is either straight or bent, a person is either the more specific ‘honest’ and ‘courageous’, are clearly gradable. They
virtuous or vicious. The Stoics thus rejected the Aristotelian view that function felicitously both in comparatives and with degree modifiers:
the virtues are tenors, classifying them instead as characters.42
(24) Mary is more virtuous/honest/courageous than John.
(25) Mary is very virtuous/honest/courageous, the most virtu-
3.2 Virtues as Absolute Gradable Adjectives
ous/honest/courageous person I know.
For our purposes, Simplicius and Diogenes Laertius picked an apt com-
parison – we have already seen that ‘straight’ is an absolute gradable Virtue terms are obviously gradable adjectives, but a gradable adjec-
adjective, and so it makes sense to use this example to distinguish tives of what stripe? Absolute or relative? Total or partial? Can virtue
between hexis and diathesis. As it turns out, the distinction between terms be modeled on an absolute gradable adjective like ‘straight’, or
is their behavior rather more similar to a relative gradable adjective
40. See Vitae Philosophorum, 7.127 (SVF 3.40, LS 61I).
41. The Stoic rejection of the virtues as hexis also might have been due to a like ‘tall’?
slightly different understanding of these terms than Aristotle. Simplicius (238.2- It is helpful here to note that virtue-theoretic adjectives modify a
238.32) notes that the Stoics applied hexis to a number of concepts that Aristotle wide range of object types. Our discussion will focus on persons and
would have characterized as diathesis, introducing the possibility that Aristotle
and the Stoics diverged on the precise meanings of these terms. What is impor- actions, the relevant objects of appraisal within ethics. In both cases,
tant for the current interpretation of the Stoics though is how they understood virtue-theoretic adjectives function like total AAs in “point to” tests,
the contrast between hexis and diathesis, even if this is not a view shared by
Aristotle. both in the middle of and at the extremes of the underlying scales.
42. One potential difficulty with this understanding of the Stoics is Stobaeus’s Tests with objects in the middle of the underlying scale do not allow
position that the virtues are tenors (hexis), a view he articulates both explicitly
(SVF 3.104, LS 60L) and by arguing that virtue can be characterized as episteme
differentiation. If John has lied three times today and Mary only two,
(SVF 3.280, LS 61D) combined with taking episteme to be a hexis (SVF 3.112, even though an honesty comparative like (24) is acceptable, the follow-
LS 41H). Long and Sedley recognize this difficulty, arguing that general tenors ing command is infelicitous:
must be differentiated from mere tenors. The former is just any kind of state, a
genus of which characters is a species. On this general understanding of tenor,
(26) #Point to the honest/virtuous person.
character is a type of tenor but one that does not admit of degrees. The latter
classification, mere tenors, applies to states that do admit of degrees (Long
and Sedley, 1987, p. 376). As applied to the challenge in interpreting Stobaeus, Tests at the extreme end of the scale, however, do allow such distinc-
both virtue and episteme can be general tenors without contradicting the view tions. Consider if Mary has told no lies and John one. Not only is the
that the virtues are also characters, but the virtues are not mere tenors. Thank
you to an anonymous reviewer for encouraging me to address these textual 43. Just as AAs are a species of gradable adjectives, Long and Sedley (1987)
difficulties in Stobaeus. classify tenors as a species of enduring state (p. 376).
honesty comparative (24) felicitous in such a scenario, but the com- (30) For however dishonest a person is, the disposition to tell
mand (26) is as well. The same holds true for assessments of actions. one less lie will not make them honest.
If John hid in his foxhole but Mary managed to will herself out of the
With (30), we are not simply altering the manifestations of the person’s
trench, a use of (27) is true. However, if Mary subsequently cowers
dispositions, but whether they have the disposition altogether. Chang-
at the gate of the enemy stronghold, despite the fact that she is more
ing a person from being disposed to tell a lie in a particular scenario to
courageous, (28) is infelicitous:
no longer being so disposed can thus change whether or not they are
(27) Mary’s action was more courageous than John’s. honest.
(28) #Point to the person whose war effort was courageous. Further confirming that virtue terms are total AAs is the fact that
virtue talk is subject to natural precisification. Virtue terms are some-
Had Mary stormed the gates though, not only would (27) have been
times used to rule out those that are quite vicious. If a job candidate
true, but (28) would have been an acceptable request as well. Virtue-
lies on an application, a manager could refuse to consider them with a
theoretic terms thus display the same asymmetry that total AAs do
use of (31):
with RAs in that they cannot be used to distinguish objects in the mid-
dle of the scale but can be used to do so at the scale’s extreme. (31) We need someone who is honest.
Because the scale of virtue has a maximal element, uses of virtue-
On other occasions though, virtue language can be used to rule out
theoretic adjectives also do not always create Sorites marches. For ex-
those that are vicious even to a small degree. Suppose that an intelli-
ample, (29) is clearly false when considering the difference between
gence agency is hiring a spy and, in the course of their interview, even
telling one lie or none at all:
though they do not lie, they nevertheless fail to divulge one of their
(29) For however dishonest a person is, telling one less lie will previous marriages. Intelligence staff may move on from the candidate
not make them honest. with a use of (31) even though the candidate is very honest, a much
stronger standard than someone who outright lies on their application.
It is possible that, for a person who has told one lie, having told one
The case for virtue terms being total absolute gradable adjectives
less lie will make them honest. An important issue to note is that being
is thus fairly strong. One way to develop the Stoic account of virtue
an honest person, and a virtuous person more generally, is not just
then is by taking virtue-theoretic adjectives to be AAs, uniting the
grounded in particular actions. Virtues are dispositions, and as such,
Stoic model of ‘straight’ and virtue terms under one semantic kind.
they can fail to manifest due to the absence of triggering conditions
Another reason to think that this reading does not do too much vio-
or be masked when such conditions obtain. A dishonest person can
lence to the Stoic view is their treatment of the virtues and vagueness.
therefore have told no lies at all due to their unmanifested disposition
Even though the Stoics were one of the earliest sources to consider the
to be dishonest. On this understanding, it is no surprise that (29) comes
Sorites paradox, they never entertained the thought that virtue terms
out false. In this case, it is not false because virtue terms do not always
could give rise to a Sorites. Instead, there is an obvious cutoff in cases
lead to the Sorites, but because a dishonest person is not made honest
of virtue. In considering Chrysippus’s exploration of Sorites-type argu-
by having told one less lie. To account for this, we can alter (29) as
ments, Susanne Bobzien points out that virtue was not something that
follows:
Chrysippus took to create a Sorites march:
“In the case of Stoic virtue, there is no such pattern. Rather, forged one check. Will adding one more forged check to his resume
virtue is a limit. Once something is a heap, it can still grow from make him vicious? Because it is not clear that one more illegal money
a small heap to a bigger heap; once something counts as many, order would make him vicious, the crucial premise of the Sorites takes
it can grow from just many to very many, etc. But once some- hold. The partial AA, on the other hand, does not yield this result be-
one has become virtuous, they have become fully, maximally, cause it is associated with a strict cutoff. This is true of ‘vicious’, as a
perfectly, and most virtuous at that very time.”44 believer who does not possess any degree of vice cannot be described
as vicious in any context.
Thus, another point of agreement between the Stoic account of virtue
and understanding virtue terms to be AAs is that virtue terms do not 4. Defending Stoic Virtue
give rise to the Sorites.45
In the last section, I made the case that taking virtue adjectives to be
Because there are good arguments to think that virtue terms are nei-
absolute gradable adjectives is a promising development of the Stoic
ther contextually variable nor give rise to Sorites paradoxes, it is plausi-
account of virtue, uniting a number of Stoic commitments. In this sec-
ble that virtue terms are total AAs. This is not to deny that it is possible
tion, I will show that understanding virtue terms as AAs can also make
to create a Sorites context with imprecise uses of ‘virtuous’. ‘Virtuous’
sense of (1)–(5). If virtue terms are absolute gradable adjectives, this
and ‘vicious’ are contradictories, and thus the total AA should be ca-
means that they track an underlying top-closed scale as represented in
pable of generating the Sorites when used imprecisely. ‘Vicious’ is a
Figure 1. To be virtuous is to reach the maximum point in the scale.
partial AA, as a set of actions that embody vice to even a small degree
This makes sense of Perfect Virtue – just like with fullness, only those
are vicious, and ‘virtuous’ is total, for it is true of sets of actions that
who are at the top of the scale of can truly be called full or virtuous.
possess virtue to a maximal degree. Sure enough, ‘virtuous’ does give
The scalar representation also helps make sense of Bivalence. Just like
rise to Sorites-paradoxical results when used imprecisely. Consider a
every stick that is not straight is bent, everyone that is not virtuous falls
case where a bank teller is described as virtuous even though he has
below the top degree in the scale, below the waves of the sea, and is for
44. See Bobzien (2002), p. 227. that reason vicious. Taking virtue-theoretic terms as absolute gradable
45. Due to the close connection between virtue and episteme outlined in Foot- adjectives can thus make sense of the basic Stoic picture of virtue.
note 42, we might also expect that many epistemic traits are expressible
using absolute gradable adjectives. An interesting case study in this regard Interpreting virtue adjectives as AAs also provides avenues of re-
is rationality. ‘Rational’ cannot be used with a contextually accommodating sponse to the critics of Stoic virtue. Take Ordinary Virtue, for example.
threshold in the middle of its scale. Suppose that, upon looking out the As we have seen, AAs can be used imprecisely. When we say that a sta-
window and seeing no rain outside, Mary forms the belief that it is lightly
raining. John, on the other hand, forms the belief that it is not only cloudy dium is empty on game day, we are not being as precise as when we
and raining, but also hailing. In such a case, even though Mary’s belief is say that the stadium is empty for a demolition. The former application
less irrational than John’s, the following is an infelicitous request:
of ‘empty’ is strictly false, but it is good enough for the practical inter-
#Point to the one who believed rationally. ests at play. The stadium does not need to be entirely empty on game
Therefore, the unmarked form of ‘rational’ cannot be used to distinguish be- day as it does when a deconstruction project is in the offing. This point
tween beliefs in the middle of the underlying scale of rationality. It could well
be then that the Stoic view that virtue-theoretic adjectives are AAs also has ap-
holds for the virtues as well. It is true to say that a person is honest
plications within epistemology. For more on ‘rational’ as an AA, see my “Belief, or courageous only if they are completely so. However, imprecise uses
Rational and Justified,” (Forthcoming). of virtue-theoretic adjectives still have their place – such uses can have
Even though neither Mary nor John are perfectly virtuous, (32) and
(33) are felicitous due to comparisons on the underlying scale. Thus,
despite the fact that neither Mary nor John can be truly described
using the unmarked form, comparing where individuals fall on the
underlying scale can make sense of Comparative Virtue.
Similarly, this underlying scale is what makes Moral Progress pos-
sible. Even though the prokoptôn only becomes virtuous after traversing
the final step on the scale, they were nevertheless making progress be-
Figure 1: Absolute Virtue fore they reached this final stage. These improvements did not change
their overall moral evaluation, they still remained vicious at each step,
practical value, like when making hiring decisions that do not require but they nevertheless could satisfy Moral Progress before the last stage
someone who is completely honest. This allows the Stoics to make in their moral development. Annas defends the Stoics on this point,
sense of Ordinary Virtue, that we often describe those who are not saying that, instead of talking about degrees of virtue, we can instead
completely virtuous as virtuous. Even though such descriptions are speak in terms of degrees of moral progress:
literally false, it is appropriate to describe them in this way because
The idea that there are no degrees of virtue does not mean that
we are often not concerned with perfect virtue on a day-to-day basis.
there cannot be degrees of progress towards virtue. And the
Nevertheless, a theory of virtue does not have to answer to merely im-
Stoics do believe this, since they talk about the person who is
precise applications of a concept. The Stoics can maintain that only the
making progress in living better, the prokoptôn or ‘progressor’.
fully virtuous are truly virtuous even though we often use virtue terms
When you reorder your priorities and try to live up to your new
imprecisely.
commitments, you are progressing towards virtue, and there can
What about Comparative Virtue? Even though total AAs only per-
certainly be degrees of that.46
mit application of the unmarked form at the top of the scale, they nev-
ertheless allow comparisons in the middle of the scale. With ‘straight’, According to Annas, if we understand the Stoics as advocating
even though it is only true that a perfectly straight line is straight, it is progress towards virtue rather than progress within virtue, then it is
possible to make true comparative claims, like that rod A is straighter not inconsistent for them to hold Moral Progress along with their other
than rod B. Likewise, with virtue terms, we have seen that it is pos- commitments. This progress, then, can proceed along the underlying
sible to compare two individuals on the underlying scale associated scale even though the change from vicious to virtuous only happens
with the virtues. As we have seen, it is permissible to use virtue terms at the final stage.
in comparatives and with degree modifiers:
46. See Annas (2016).
Conclusion and Russell’s views are mistaken. A person cannot be virtuous if they
The goal of this paper was to give a contemporary interpretation capa- only respond to the circumstancess of life in a way that is good or vir-
ble of defending the Stoic account of virtue. By understanding virtue tuous enough. If a person’s actions are only good enough or virtuous
terms as absolute gradable adjectives, Stoics can maintain that (1)–(5) to a high degree, then at best that person can satisfy a virtue predicate
are all true, offering an updated defense of a view that is often thought that is used imprecisely.
to be beyond the pale. This modest stance, that taking virtue terms as Furthermore, if virtue-theoretic adjectives are AAs, then Diogenes
AAs can help the Stoics respond to certain sorts of criticisms, is not to was right to have a pessimistic view on the prospect of virtuous Athe-
say that the view offered in this paper is correct. My purpose in this nians. The majority of the citizens of Athens harbored some degree
paper has been to show that, if we understand virtue terms as AAs, of vice, making most of them, if not all, vicious. Instead of taking
there’s a contemporary interpretation of the Stoics that can offer re- Diogenes to be unrealistic, however, and expecting too much of the
sponses to some of its most pressing criticisms. If we go a step further, Athenians, we can see that his high standards captured the semantics
however, and agree that virtue terms are absolute gradable adjectives, of virtue terms. Diogenes refused to go along with imprecise applica-
then this has a significant number of consequences for theorizing about tions of virtue terms, instead insisting that they be used in accord with
virtue. their actual truth conditions. Far from being a madman, Diogenes saw
If it is right to think of ‘virtuous’ as a total AA, then several philoso- what only the Stoics have had the courage to maintain – virtue requires
phers have missed the mark when theorizing about virtue. Take Ros- moral perfection.4950
alind Hursthouse, for example. Hursthouse holds that whether or not
a person is virtuous comes in degrees: “As I noted...whether or not
an adult definitely has a particular virtue is a matter of degree."47 On
Hursthouse’s view, whether or not a person possesses a certain virtue
comes in degrees. If the development of the Stoic view that is advanced
in this paper is correct, however, then Hursthouse is mistaken. Ob-
taining a particular virtue requires perfection, and those who do not
achieve this perfection do not properly possess the given virtue. Like-
wise, the contextual accounts of virtue offered by Swanton and Russell
are incompatible with a perfectionist understanding of virtue. If the
Stoics are correct, being virtuous is not simply a matter of being virtu-
ous enough, but being completely virtuous.48 Hursthouse’s, Swanton’s, can be seen by identifying virtue-theoretic adjectives as absolute gradable ad-
jectives.
47. See Hursthouse (1999), p. 145. 49. For applications of these ideas to positions within contemporary virtue
48. Russell (2009) is an interesting case, as he anticipates several of the insights ethics, see my “The Demandingness of Virtue,” (Forthcoming).
offered in this paper. He notes that “thinking of virtue in terms of ideals is 50. For helpful discussion and input on this project, I am indebted to Maria
required on account of the very sort of satis concept that virtue is” (p. 112). Altepeter, Julia Annas, Stew Cohen, Juan Comesana, Christopher Kennedy,
Russell also notes that virtue-theoretic adjectives as well as adjectives like ‘full’ Daniel Nolan, Nathan Oakes, Jeremy Reid, Tristan Rogers, Jackie Sideris,
have thresholds that are fixed by practical purposes (p. 118), anticipating what Joshua Stuchlik, Bjorn Wastvedt, Jonathan Weinberg, Sean Whitton, and two
anonymous reviewers from this journal.
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Article
Health
17(2) 159–173
Troubling stoicism: © The Author(s) 2012
Reprints and permission:
Sociocultural influences and sagepub.co.uk/journalsPermissions.nav
DOI: 10.1177/1363459312451179
applications to health and hea.sagepub.com
illness behaviour
Abstract
In light of the ambiguity of meanings attributed to the concept of stoicism we
critically explore its use as a label to explain and describe health and illness behaviour,
juxtaposing the often negative portrayals of contemporary stoicism against its classical
and philosophical origins. By reflecting critically on the term ‘stoicism’, its application
and dimensionality, we show how the term has evolved from classical to contemporary
times in relation to changing context, and explore different understandings of the term
across medical and health literature. We attend to sociocultural factors that are seen
to influence the conceptualization of stoicism such as generational influences, gender
and geographies. We make the assertion that by applying the label of ‘stoicism’ as it is
known today, there is a danger of too readily accepting a term that masks particular
health behaviours while missing an array of sociological factors that are important to
how people deal with adversity arising from chronic health problems. We therefore
encourage further questioning of this term.
Keywords
ageing and life course, chronic pain, health, illness behaviour, sociocultural influences,
stoicism
Introduction
The word ‘stoicism’ is common in lay and academic parlance. In health literature it is used
to describe illness behaviour characterized by silent endurance and lack of emotion – often
Corresponding author:
Andrew Moore, Arthritis Research UK Primary Care Centre, Primary Care Sciences, Keele University,
Keele, Staffordshire, ST5 5BG, UK
Email: a.j.moore@cphc.keele.ac.uk
160 Health 17(2)
described as a ‘stiff upper lip’. The conceptualization of stoicism has been largely over-
looked in the sociology of health and illness, receiving most attention from behavioural
psychology researchers. Murray et al. (2008) and Pinnock et al. (1998) note this to be an
oversight, particularly in relation to its potential explanatory power in health, for exam-
ple, having a stoic attitude has been reported as one way in which older people cope with
the effects of chronic pain (Cairncross et al., 2007; Helme and Gibson, 1999). Such stoic
attitudes are seemingly defined by a reluctance to label symptoms as painful to others
and are commonly related to under-reporting of mild or weak pain. However, Helme and
Gibson (1999) suggest there is little to substantiate this view and assert that it is difficult
to estimate the extent to which stoicism, and other factors such as cautiousness and
misattribution may influence pain reporting in older people. The literature on how older
people cope with chronic pain provides relevant material for analysing the meaning and
use of the term stoicism and will be drawn upon extensively in this article.
In studies of pain perception, Helme and Gibson (1999) suggest that stoicism is more
prevalent at lower intensities of pain, resulting in the under-reporting of weak or mild
pain but less likely to affect reporting of moderate to severe pain. This implies that what-
ever it is that the authors call stoicism has its limits and that if the pain were more intense
then stoicism would not be evident. This may be so if the defining element of stoicism
were simply silence. Helme and Gibson (1999: 109, emphasis added) also refer to ‘stoi-
cism or alternatively a decreased willingness to label a sensation as painful’, which sug-
gests that ‘stoicism’ might not be the best descriptor of what they are observing.
Wagstaff and Rowledge (1995: 181) – who formulated the Liverpool Stoicism Scale –
defined the ‘modern concept of stoicism’ as a lack of emotional involvement and expres-
sion, and exercising emotional control or endurance. Their findings suggest there is some
support for the stereotypical view that men are more stoical than women and that stoical
people have a weaker emotional reaction to emotive stories and an unsympathetic atti-
tude towards other’s misfortune. The scale was not used again until Murray et al. (2008)
further investigated its validity, acknowledging that the scale uses a unidimensional or
reduced form of stoicism. Although the scale proved to be reliable, its unidimensionality
weakened the study.
Apart from the lack of evidence to support stoicism, there is also conflict over whether
it is a positive or negative trait (Murray et al., 2008; Spiers, 2006). This confounds the
problem of defining what stoicism has come to mean. For example, an undefined label
of ‘stoicism’ may be seen to mirror other kinds of coping methods (silence, distraction,
endurance, acceptance) which may be explained by social construct forces that have little
to do with stoicism. While there is evidence in the social, biomedical and health literature
to suggest that there are psychosocial, gender, geographical, economic and cultural dif-
ferences between people who display ‘stoicism’ and those who do not, the term is never
well defined which arguably leads to its misapplication (Bendelow, 1993; Bendelow and
Williams, 1995; Cairncross et al., 2007; Charmaz, 1983; Helme and Gibson, 1999;
Richardson, 2005; Sanders et al., 2002; Spiers, 2006).
In this article, we seek to reassess the sociological and psychological landscapes of
stoicism exploring how the term has been used in different ways at different times, par-
ticularly in relation to chronic persistent pain, such as pain associated with a long term
condition.
Moore et al. 161
The most common type of chronic pain is musculoskeletal pain, such as that associ-
ated with rheumatoid and osteoarthritis, and is the main cause of disability in later life
(World Health Organization, 2003). The treatments for chronic pain are complex (Blyth
et al., 2007; Gatchel et al., 2007). Because of the individual variations in the experience
of pain, a significant amount of attention has been given to psychological factors, most
notably the way in which individuals differ in ‘coping’ (Linton, 2000; Turk and Okifuji,
2002). However, a careful consideration of both psychological and sociological
approaches to health and illness are required to achieve a deeper understanding of illness
behaviour in relation to both chronic pain and illness in general. Illness behaviour is
defined here as ‘the ways in which people respond to bodily indications and the condi-
tions under which they come to view them as abnormal’ (Mechanic, 1986: 1).
Recently McCracken (2010: 420) discussed developments in psychological
approaches to pain and the adoption of more theoretically based and ‘contextually sensi-
tive’ methods. Being contextually sensitive requires a sociological approach to chronic
pain, that takes into account the historical context from which the construct emerged.
The origins of stoicism are important to our understanding of how its meaning has
changed over time.
If the city-state fell, the true philosopher could maintain his equanimity, because he was not just
a citizen of Athens or Sparta, but a citizen of the universe, a Cosmopolitan. The universe, Stoics
believe, is governed by a universal law, which they called the Logos. When we cultivate
acceptance of change and indifference to externals, then we live in harmony with this divine
law. (Evans, 2008)
One of the core foundations of stoicism was to be free of the passions, which in ancient
times translated as anguish or suffering (Seddon, 2005) and today might be termed ‘emo-
tions in excess’. Thus, if the reason for silence is fear, anxiety, embarrassment or indig-
nity (emotions in excess) then stoicism is not the reason for silence, though silence may
be the face of how these emotions are presented outwardly. Seddon (2005) distinguishes
162 Health 17(2)
between these excess emotions or pathe (anguish and suffering), and the instinctive
physical reactions that accompany them (trembling or turning pale in the face of danger),
and the eupatheiai – literally the ‘good feelings’ – which are felt by the stoic sage:
Where the non-stoic experiences fear, pleasure and desire, the stoic experiences caution, joy
and wish. In this way, the stoic sage therefore enjoys apatheia, literally ‘freedom from passion’
or ‘freedom of spirit over the nervous excitability produced by the passions: steadiness and
imperturbability won through their mastery. (Emmet, 1966: 41)
We argue that it is this sense of mastery in conjunction with core principles, such as
mindfulness, and emotional control, which have been lost over time as the meaning of
stoicism has evolved.
Older people may have grown up in a culture that more strongly valued attitudes of
stoicism, in relation to pain for example, such as the ‘war generations’ – the ‘Old
Americans’ – third-generation and American World War II veterans, who were shown by
Garro (1990) to have a tendency to hide their pain in the belief it was a sign of weakness.
Zborowski (1952) shows that cultural influences are evident in different ethnic American
populations, such as the Protestant ‘Old Americans’ who encouraged their children not
to complain and to expect pain in sports and games. This was in contrast to the Italian and
Jewish Americans who were more protective of their children. Such attitudes may be
termed ‘stoical’ in hindsight, but as Helman (2000: 135) suggests many of Zborowski’s
findings are ‘no longer relevant to patient populations in the USA from any of these cul-
tural or religious backgrounds’. While this suggests that cultural responses to chronic
pain may be characteristic of generations, Helman notes Kleinman et al.’s (1992) warn-
ing against using ethnic stereotypes, emphasizing the acknowledgement of an individu-
al’s personal story, their community, historical time and their own beliefs and outlook.
The thrust of this argument is that we should be cautious about assigning labels of stoi-
cism to particular pain behaviour based on the assumed characteristics of individuals
who belong to a certain generation, religion or ethnicity.
Similarly, in the UK, Cornwell (1984) finds that residents from a deprived area of
East London showed generational differences in attitudes towards health and illness,
including chronic health conditions, reflecting an ‘individualistic’ ideology that encour-
aged independence. ‘Having the right attitude’ was particularly valued by older people
who had lived in the slums and knew financial hardship that was not alleviated by the
NHS or wider welfare system. The ‘self-reliance’ that older generations were seen to
most value was taught to them by their parents prior to the existence of a welfare system.
Like Kleinman et al. (1992), Cornwell (1984) warns against making any generalizations
about ‘working class’ concepts of health and illness, suggesting that because they appear
to stem mainly from public accounts, it makes it difficult to know whether they should
be taken as evidence of similarities across different social groups and sub-cultures, or as
evidence that they share the same common sense theories about health and illness.
While such examples are common, and despite warnings against making generational
assumptions, ‘stoical attitudes’ to pain are still seen as common in older age groups,
perhaps as a result of adverse events, for example, World Wars, the Great Depression
(Yong et al., 2001). Based on such adverse event criteria, one would expect a stoical
attitude to be prevalent in the present younger X and Y generations who are living
through turbulent times, hindered by unemployment, unattainable housing prices and the
current financial debt crisis. However, if we look towards the development of the NHS
and current health care availability, today’s generation enjoys a greater access, equity
and quality of service than older generations would have done. Developments in sick pay
policy and health insurance mean that people no longer have to work through illness. In
addition, better pain medication is now widely available. Perhaps as a result of this they
are less ‘stoical’ than older generations because there is less requirement to be so, despite
grievances as to how the welfare state is managed (Cornwell, 1984). We can infer that
previous generations had to be stoical because of the lack of availability and access to
services and welfare, and they had less of a personal choice whether or not to be ‘stoic’.
However, the flipside of this argument is that it assumes absolute adversity as opposed to
164 Health 17(2)
relative adversity. Townsend (1979) argues that the level of adversity that one feels is
experienced in relative comparison to what others in the same generation experience,
rather than in relation to how much better off they are in comparison to the previous
generation. This essentially weakens the generational hypothesis of stoicism.
The commonality of examples suggests that stoicism is partially a ‘generational’ phe-
nomenon, challenging ideas that it is a psychological trait inherent in some individuals.
Indications are that it might also be a question of social context, where certain attitudes
are seen to be valuable in effectively dealing with pain and adversity. However, there is
little evidence that health behaviours in older generations are governed by attitudes that
can be attributed to stoicism.
In exploring the spatialities of caring and mental health in the remote Scottish
Highlands, Parr and Philo (2003) show how ‘visible’ social relations between patients
with mental health problems and community practice nurses are seen as ‘risky’ where
‘cultural norms include stoicism and non-disclosure about health and emotional prob-
lems’ (Parr and Philo, 2003: 477). Par and Philo do not define ‘stoicism’, but its close
association with non-disclosure, ‘gossip’ and ‘fear of difference’ (Parr and Philo, 2003:
480) suggests a contemporary meaning more aligned with a fear of consequences, mir-
roring the same contemporary stoicism found in remote and rural communities in other
parts of the world, such as Australia (Fuller et al., 2000).
International research points to the fact that the term ‘stoicism’ is used invariably to
describe a range of behaviours which centre around the theme of not complaining about
pain, chronic or otherwise. Pang (1995), for example, states that stoicism is an important
part of the Korean culture where people are encouraged to be silent about their feelings
and to suffer in silence, privately. Filipino nurses are noted to under-medicate patients
who are in pain, because of the lack of pain medication available, fear of addiction and
because ‘stoicism is highly valued and, for Catholic Filipinos, suffering is an opportunity
to demonstrate virtue’ (Galanti, 2000: 278). Clark and Clark (1980) show that Nepalese
porters have higher criteria (‘stoical’) for reporting pain than occidentals. In a review of
the literature on affective responses to pain Davidhizar and Giger (2004) suggest that
diverse cultural responses to pain usually fall into two categories: emotive or stoical,
where Amish communities were shown to be stoical, as were the Irish, while Jewish and
Italian communities were found to be more emotive. Narayan (2010) reiterates common
beliefs that are interpreted as stoical, such as being a ‘good patient’ means not complain-
ing about pain. There are also certain cultural groups and subcultures in which the notion
of stoicism in the face of pain is valued. These may be termed occupational cultures of
stoicism, such as those found among male and female athletes (Howe, 2001; Roderick,
2006; Turner and Wainwright, 2003). In the majority of these studies stoicism is seen
simply as not complaining.
There may be environmental factors which determine that in order to live as best as
one can then being stoical would be advantageous and there would certainly be geogra-
phies of stoicism. However, if stoicism is taken to be simply not complaining then the
reasons for this may be as varied and contextual as the locality, culture, sub-group and
occupation. In determining whether geographies of stoicism really exist one must heed
Kleinman et al.’s (1992) argument against using ethnic stereotypes.
home, receiving no formal education and were thought to be irrational, given to exces-
sive emotions, physical abuse and melancholy. Philosophers, with the exception of Plato,
thought that women had less capacity for reason than men and were morally inferior
(Boardman et al., 2001). It is interesting to consider that they could be perceived as stoi-
cal in contemporary terms however, as evidence from the Greek plays implies that they
would have suffered any misfortune in silence (Boardman et al., 2001).
Using modern psychological measures of stoicism Murray et al. (2008) found that
males displayed ‘higher levels of stoicism’ than women, based on a unidimensional
measurement using the Liverpool Stoicism Scale (LSS). However, they found that
although levels of stoicism appear to be higher in males, it is not isolated to males, hav-
ing a core that has ‘similar implications for both genders’ (Murray et al., 2008: 1379). If
stoicism is seen as a male trait there is a danger of circularity as behaviour in women is
less likely, therefore, to be expected, recognized and labelled as stoical. Murray et al.’s
(2008) findings point to stoicism as potentially ‘maladaptive’ and related to negative
attitudes to seeking psychological help.
Bendelow (1993: 290) suggests that the ontological security of women is less threat-
ened by the admission of pain than it is in men for whom ‘the psychological structure of
masculinity is predisposed to inhibit the admission of vulnerability’. Pinnock et al.
(1998) attribute delays in and refusals to seek help among Australian men with urologi-
cal problems to a stoical attitude, where stoicism defined illness as ‘weakness’. We feel
that this may be a part of the problem in the gendering of stoicism. Seeing illness as a
weakness may be more a function of machismo (Sobralske, 2006), and attributed to fear
or phobos, embarrassment and appearing as ‘less of a man’, than to any stoic attitude of
accepting illness as nature’s course and seeking whatever help may be needed, and deal-
ing with it in a more appropriate and rationally dispassionate way. As noted earlier, clas-
sical stoicism asserts that fear and embarrassment are emotions in excess that encourage
irrational action, and that one should rise above in order to act appropriately and to
remain in control (of one’s health). Also, it is the ‘appearance’, the choice to display
weakness, pain or strength to others which is key here to how stoicism and gender are
constructed. Men avoid help seeking behaviour and hide apparent weakness and pain to
maintain their dominance and social position. However athletes, men and women, per-
form despite injuries, breaking pain barriers, to display the attributes they are applauded
for – strength, toughness, endurance, commitment and heart (Addis and Mahalik, 2003;
Roderick, 2006; Turner and Wainwright, 2003; White et al., 1995). So, from a social
constructionist perspective, gender is something that is performed in different contexts
rather than a property of the individual (Addis and Mahalik, 2003). Health seeking
behaviour is then dependent on the context in which one finds oneself. It is not a stable
property of the individual, and depends largely on how a problem is perceived within a
certain context. It is to the importance of context that we now turn.
seen as a hypochondriac can be attributed to external factors that influence their actions.
This leads to what classical stoicism might see as an irrational course of action, based on
emotional investment and a fear of consequential damage to one’s self-image/esteem.
Participants spoke of ‘embarrassment’, ‘pride’ and ‘ignorance’ as reasons for not dis-
cussing their health, or normalization of not talking about health as a ‘male thing’. This
kind of ‘stoicism’ has the potential for negative connotations as the consequences of
non-disclosure may lead to a worsening of the condition and related problems. Similarly,
Cornwell noted that within the hard-earned lives of men and women in East London talk-
ing about one’s health was perceived negatively: ‘Stan Flowers looked appalled when I
asked if he ever discussed his health or anything to do with health with his friends at the
local working-men’s club, and said that men who did so were ostracized for being mor-
bid’ (Cornwell, 1984: 129).
While talk about health among friends and family may be negatively perceived, stoi-
cism has also been strongly related to negative attitudes towards health seeking behav-
iour (Hinton, 1994; Murray et al., 2008; Pinnnock et al., 1998). This is different from the
philosophy of the ancient Greek stoics, such as Marcus Aurelias. In his Meditations,
Marcus Aurelias (2004: 11) wrote of the lessons he had learned from his adoptive father:
His willingness to take adequate care of himself. Not a hypochondriac or obsessed with his
appearance, but not ignoring things either. With the result that he hardly ever needed medical
attention, or drugs or any sort of salve or ointment.
That Aurelias’ adoptive father took adequate care of himself and did not ignore condi-
tions, implies that silence about illness was not a classical stoical way – at least not
silence to a medical professional. It is evident that he did not ignore his need for, and
received, medical attention as and when needed, but did not obsess about it either. There
is no evidence that Aurelias’ father remained silent about his condition to health profes-
sionals or that he avoided seeking help, with the result that it was ‘hardly ever needed’.
There is an obvious difference between avoiding emotional entanglement in the context
of a philosophy which incorporated the pursuit of a rational and harmonic way to finding
health, and the modern situation of avoiding admitting problems, for fear of the conse-
quences, by remaining silent. In the UK before the introduction of the NHS, medical
attention was expensive or not widely available for most of the population, had few
effective treatments or was mistrusted, so that not seeking help was rational. In hind-
sight, using a modern setting, it has been mooted as ‘stoical’ and virtuous behaviour.
Pinnock et al. (1998) in their study of older men’s concerns about their urological
health suggest that stoicism was evident in those who did not seek help from their doctor
because they feared uncovering something that was wrong, such as prostate cancer, or
because they would have to take time off work and, therefore, let others down. The
authors noted that the men particularly feared prostate cancer because of the additional
threat to sexual function. Not seeking help for fear of uncovering something wrong might
be seen as irrational from a classical stoic viewpoint because it is based on emotion – fear
of the unknown, such as, a threat to sexual function which in turn could challenge self-
perceptions of masculinity. However, impotence, as a side-effect of treatment for pros-
tate cancer, is a real possibility. The individual faces the dilemma as to which is perceived
168 Health 17(2)
to be the more calamitous outcome – having a condition going undiagnosed or the poten-
tial side-effects of a treatment if the condition is diagnosed. Arguably, avoiding exposure
to the dilemma is a rational response.
Not acknowledging pain in non-self-limiting conditions, such as cancer, can lead to
negative outcomes and poor pain management and treatment (Hillier, 1990).
Contemporary stoicism is often therefore seen to be ‘maladaptive’ in this context (Spiers,
2006). However, there are differences of opinion about whether stoicism is adaptive or
maladaptive. In a study of home-care nursing in Western USA (Spiers, 2006), patients
were treated for a number of health conditions, including chronic pain. Spiers (2006:
296) describes a mutual expectation of stoicism between patients and nurses, where ‘sto-
icism did not imply enduring excessive pain but, rather, the ability to know where one’s
pain boundaries lay and to take appropriate measures to keep pain within those bounda-
ries’. By various communicative means the nurses facilitated this kind of effective stoi-
cism. However, Spiers (2006: 296) noted an inappropriate stoicism where patients’
stoical attitudes ‘limited or obstructed nurses’ attempts to intervene in situations of inad-
equately managed pain’, where patients’ self-reports were incongruent with their verbal
and non-verbal behaviour (wincing, moaning, screams, agonized facial expressions).
This kind of stoicism was criticized by the nurses as leading to inappropriate suffering.
Spiers’ study seems to suggest that there are both positive and negative strands of stoi-
cism. However, their explanation also appears to imply that the nurses’ view of what is
effective (positive) stoicism is privileged over a patient’s view, implying that the nurse
is rational and the patient is irrational. The question then arises as to who decides what is
rational or irrational? Whose view is privileged? Rather than making judgements about
rationality and attributing behaviour to being stoical, would it not be better to question
the reasons for silence if silence is obvious?
The lack of clear definition of what stoicism constitutes and implies, and whether it is
to positive or negative ends is aptly summarized by the findings of Murray et al. (2008:
1371):
Consistent with the assumption that stoicism confers resilience, a positive association has been
reported between stoicism and quality of life amongst muscular dystrophy patients (Ahlstroem
& Sjoeden, 1996). Likewise, evidence that cognitive therapies are efficacious treatments for
distress disorders (Nathan & Gorman, 2002) suggests that stoicism may be an adaptive
orientation. On the other hand, stoicism has been found to generate harmful inertia in the face
of some medical symptoms (Hinton, 1994; Pinnock et al., 1998). More broadly, it could be
proposed that stoic minimization of difficulties and consequent negative attitudes to seeking
professional help may generate detrimental consequences for mental health and wellbeing.
What we think Murray et al. have not determined here is that stoicism in each of these
cases may have been construed in different ways as it is not explicitly defined within any
of these studies. Murray’s assertion that ‘positive’ stoicism confers resilience is in
accordance with Gattuso’s (2003) concept of resilience as the ability to maintain a sense
of identity and self over time and in the face of adversity. Links have been made between
cognitive therapies and classical stoicism (Evans, 2008; Still and Dryden, 1999) and
there also seem to be similarities which suggest that the construct of resilience has much
Moore et al. 169
Discussion
A rather mixed evidence base seems to suggest that there are generational influences on
stoic behaviour, though this should not be overstated as hardship and adversity are expe-
rienced relatively in comparison to one’s peers rather than to previous generations
(Townsend, 1979). People’s personal geography (one’s social and physical environ-
ments) may also have some influence (Clarke et al., 2011; Cornwell, 1984; Deaville,
2001; Farmer et al., 2006) though the lack of definition and assumptions about perceived
stoicism makes this difficult to establish. Poor consideration of sociocultural factors in
establishing differences in health behaviour and attitudes to health and illness, such as
chronic painful conditions, between urban and rural populations makes the attribution of
‘stoicism’ tempting but perhaps inappropriate.
Additionally, there seems to be a wider unwillingness to acknowledge that psychologi-
cal constructs such as stoicism do not exist independently of social structure, policies,
institutions, economics, social identities and many other factors that impact on the context
under which individuals develop such philosophies. A sociological approach to a study of
stoicism takes such factors into account. The literature on chronic pain provides a perti-
nent and productive focus in carrying out a sociological analysis of stoicism.
In trying to disentangle the various influences and meanings attributed to the term, we
have attempted a partial delineation of the conceptualization of stoicism. While we have
addressed some of the major themes in classical stoic thought such as rational thinking
and disentanglement from the passions, and the differentiation of good from bad stoi-
cism a more detailed account is beyond the scope of this article and we are left at this
point with the question of who ultimately decides what is good and bad? If health is to
be seen as more than the absence of disease, and to include for example older people
seeing health as maintaining functional ability and independence (Blaxter and Paterson,
1982), then not seeking help from health care practitioners or family for fear of compro-
mising that independence makes sense. They may fear they will be treated as an invalid,
or pressured into entering a care home. While health care practitioners and family may
see this as ineffective stoicism, for their part the older person may already have experi-
ence of being treated as an invalid and so do what they think they need to do to reassert
their independence (Yardley et al., 2006), a consequence of which might be not admitting
to pain in order to preserve that independence.
Also the questions remain; to whom do we attribute such behaviours, and who claims
them? Stoic behaviour may be attributed in hindsight to someone who displays certain
‘stoic’ characteristics and understandings of the world in response to pain or adversity, or
it may be consciously developed as a life philosophy, deliberately utilized in order to deal
effectively with pain and adversity (Sherman, 2005). Regardless of whether it is con-
sciously developed or not, classical stoic behaviour might be seen as potentially confer-
ring psychological benefits in the contemporary world. Indeed, connections between
classical stoicism and cognitive behaviour therapy have been made (Evans, 2008).
170 Health 17(2)
Conclusion
While it is evident that the philosophy of stoicism has evolved over time and in relation
to changing contexts, there has been little exploration of stoicism in the sociology of
chronic illness. Multiple contextual factors including age, generation, gender, culture
and geography, have been shown to impact on notions of what constitutes contemporary
stoicism. The contemporary term has become largely associated with silence, non-
admission and endurance of adversity, such as pain, without complaint (or help seeking).
There is a danger that applying a label of stoicism may in fact only serve to hinder the
questioning of illness behaviours which might otherwise benefit from further explora-
tion. We would suggest that a more considered exploration of the context in which the
term stoicism is used is important to furthering an understanding of how people cope
with and manage chronic illness, particularly painful health conditions. Silence in the
face of ill health and pain is not necessarily a marker of stoicism, and the basis and reason
for an individual’s silence should warrant closer scrutiny.
Acknowledgements
This work was supported by the Arthritis Research UK Primary Care Centre at Keele University
under the Arthritis Research UK centre initiative grant [number 18139].
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172 Health 17(2)
Author biographies
Andrew Moore is a research associate at Keele University’s Arthritis UK Primary Care Centre. His
background is in palliative care research and geographies of the life-world. His research interests
Moore et al. 173
include older people’s experiences of living with chronic pain and self-management, and commu-
nication and language in clinical consultations.
Janet Grime’s first degree was in psychology but following two years as VSO in Malawi she under-
took a postgraduate degree in community health care, when she was introduced to medical sociol-
ogy. Janet has worked as research fellow at Keele for a number of years. Her research interests
have included patient experience of health care, the role and value of health information in manag-
ing illness/chronic conditions and what makes for wellness and resilience among older people with
osteoarthritis.
Paul Campbell is a research associate at the Arthritis UK Primary Care Centre. Paul has a psychol-
ogy background and his research interests are on the influence of psychosocial factors on those
with chronic pain conditions. Specific topics include: the influence of relationship quality on
those with long term back pain; the role of social support for those with chronic spinal pain; and
the pathways that lead to depressive symptoms in those with chronic pain.
Jane Richardson is a Senior Lecturer in the Arthritis Research UK Primary Care Centre at Keele
University. Her research interests are in people’s experience of living with chronic painful condi-
tions. Her current research (funded by ESRC and NIHR Research for Patient Benefit) is in the area
of how people manage to live well with chronic pain, including in later life.
4 (6) 2018
In several conversations over the last months, people have independently raised a troubling sign of the times.
Since the mid-2010s, it seems, “Alt-Right” bloggers have begun to populate Facebook and other online venues
of the “Modern Stoicism” movement, claiming that the ancient philosophy vindicates their misogynistic and
nativist views, complete with sometimes-erroneous “quotations” from Marcus Aurelius.
Donna Zuckerberg, in several articles and in her recent book, Not All Dead White Men: Classics and
Misogyny in the Digital Age, has done a courageous service to us all by examining and documenting this
phenomenon. As she writes:
The Red Pill emphasizes Stoicism practicality in nearly every article about the philosophy…
Illimitable Men, a blog that uses a more literary and philosophical approach than most manosphere
sites, lists Marcus Aurelius’s Meditations second in the top ten “books for men,” describing it
as “helpful as a spiritual guide to dealing with, and perceiving life.” Meditations also appears
on a list of “Comprehensive Red Pill Books” on the Red Pill subreddit, where it is described as
“a very simple pathway to practical philosophy.” In a review of Epictetus’s Enchiridion on Return
of Kings, Valizadeh praises Stoicism and claims that “Stoicism will give you more practical tools on
1) Donna Zuckerberg, “How to Be a Good Classicist Under a Bad Emperor,” Eidolon, November 22, 2016, https://eidolon.pub/how-
to-be-a-good-classicist-under-a-bad-emperor-6b848df6e54a; Donna Zuckerberg, “So I Wrote a Thing,” Eidolon, October 8, 2018,
https://eidolon.pub/so-i-wrote-a-thing-6726d9449a2b.
2) Donna Zuckerberg, Not All Dead White Men: Classics and Misogyny in the Digital Age (Cambridge, MA: Harvard University
Press, 2018).
106
Matthew Sharpe, Into the Heart of Darkness or: Alt-Stoicism? Actually, No…
approaching life and dealing with its inevitable problems.” Valizadeh also wrote a 2016 review of
Meditations with the effusive title “Marcus Aurelius’ Meditations Is the Best Manual We Have on
How to Live.” An article in the online alt-right journal Radix, “Viewing Stoicism from the Right,”
admits that “Stoicism gives you practical directions to follow” …
Zuckerberg’s stance on this “Alt-Stoicism”, as it might be called, is two-sided. On the one hand, Zuckerberg
observes that because of Stoicism’s putative ethicopolitical commitments (on which more in due course), it is
at least “paradoxical” (if not an “irreconcilable contradiction”) that the Alt-Righters have tried to mount the
steps of the porch, in their bid for cultural hegemony in the Age of Messrs Putin, Trump and company.
On the other hand, Zuckerberg issues an urgent call to those involved in, or sympathetic to the modern
Stoicism phenomenon to directly engage with Alt-Stoicism’s proponents and arguments, rather than dismissing
them as so many distasteful interlopers, without any basis or warrant. For her, “a closer reading” of the Stoic
texts reveals more complex and ambivalent attitudes towards gender in particular, so that “Red Pill” versions of
Stoicism are not wholly misreadings: “they may be responding to and drawing on parts of Stoicism that advo-
cates of the philosophy would prefer to ignore.”
Jules Evans has gone some way to answering Zuckerberg’s call for a Modern Stoic response to “Alt-Stoicism”
in a November 2016 article: “How the Alt-Right Emerged from Men’s Self-Help.” Massimo Pigliucci, whom
Zuckerberg cites, has also offered such a reply in the more recent: “Stoicism and Politics: between the Scylla
of the New Left and the Charybdis of the Alt-Right”. So, I do not want either to reinvent the wheel, or steal
anybody else’s thunder here. But I do think it is worth venturing a few new considerations in response to Not
All Dead White Men’s challenge to non-Alt-Right friends of Modern Stoicism. Classicists and lovers of the clas-
sics should, I agree with Zuckerberg:
focus on the parts of antiquity that aren’t elite white men. Read and cite the work of scholars who
write about race, gender, and class in the ancient world. Be open about the marginalization and
bias that exists within our discipline.
There is also a work to be done to push back directly against what she acknowledges in the same piece as the
“shallow, poorly contextualized, and unnuanced” reading of the ancient sources themselves that the Alt-Righters
are proselytizing.10
To do a little more of that work here, and as such to contest Zuckerberg’s stronger claim that an “Alt-Stoicism”
is more than an exercise in polemical cherry-picking, I will begin in the heart of darkness, looking at why the
Nazi classicists all abhorred Stoicism. This analysis will allow us next to pinpoint what the attempt to forge an
3) Ibid., 41
4) Ibid., 33.
5) Ibid.
6) Ibid.
7) Jules Evans, “How the Alt-Right Emerged from Men’s Self-Help,” Philosophy for Life, and Other Dangerous Situations, November
16, 2018, http://www.philosophyforlife.org/how-the-alt-right-emerged-from-mens-self-help/.
8) Massimo Pigliucci, “Stoicism and Politics: Between the Scylla of the New Left and the Charybdis of the Alt-Right,” How to be
a Stoic, August 7, 2017, https://howtobeastoic.wordpress.com/2017/08/07/stoicism-and-politics-between-the-scylla-of-the-new-left-
and-the-charybdis-of-the-alt-right/.
9) Zuckerberg, “How to Be a Good Classicist Under a Bad Emperor.”
10) Ibid.
107
Eidos. A Journal for Philosophy of Culture 4 (6) 2018
“Alt-Stoicism” today must deny or ignore: namely, Stoicism’s cosmopolitanism, as well as its egalitarian assess-
ment of the capacities of women. Our concluding remarks will then reflect on the complex question of the rela-
tionship between Stoicism and politics, querying whether Stoicism prescribes any single political stance today,
but insisting that it nevertheless strongly proscribes all forms of nativism or white supremacism.
Amongst the scholarchs which succeeded [Zeno] up until Panaetius, not one of them came from
a town with mostly Greek blood … The others came from Cilicia, from Cyprus and from Babylon.
Zeno, the founder, came from the Semitic town of Kition [sic.!], on the island of Cyprus.16
As we might say today, the rise of the Porch in Athens, and then more widely, was already a multicultural story.
Stoicism was one product of what the National Socialist philosopher Martin Heidegger, in his infamous Black
Notebooks, decries as the “Hellenistic-Jewish ‘world’”, whose philosophies he (not by chance) never deigns to
consider.17 But compare Schachermeyr again:
Hellenism shows us the Greek people in full dissolution into cosmopolitanism, thus into complete
de-Nordification. The most remarkable product of Hellenism, the Stoa, will very much go in the
same direction. It was elaborated by Semites and bastards, in order to become a pseudo-ideal
11) Ibid.
12) Johann Chapoutot, Le nazisme et l’Antiquité (Paris: Broché, 2012).
13) Cf. Ursula Rothe, “What the Romans can Teach us on Immigration and Integration,” The Conversation, February 18, 2015,
https://theconversation.com/what-the-romans-can-teach-us-on-immigration-and-integration-36391.
14) Chapoutot, Le nazisme et l’Antiquité, 284–300.
15) Ibid., 306–312.
16) Ibid., 307.
17) Martin Heidegger, Überlegungen VII–XI (Schwarze Hefte 1938/39), ed. Peter Trawny (Frankfurt am Main: Vittorio Klostermann
[GA 95]), 339.
108
Matthew Sharpe, Into the Heart of Darkness or: Alt-Stoicism? Actually, No…
expressly shaped to give arguments to people without fatherlands (apatrides) and to the racial
enemies of future epochs.18
In the Nazis’ “raciological” imaginings, the mixing of races in the Hellenistic period (fourth century- first century
BCE) necessarily effected profound cultural changes – and for the worst. The “healthy” tribal, closed, hierarchical
values of the Greek poleis (at least suitably downplaying the widespread movement towards democracy after
the mid-sixth century) gave way to more open, cosmopolitan and egalitarian worldviews. Ludwig Schermann
hence could edifyingly describe Stoicism, which was central to this cultural opening, as a “Semitic poison”,19 as
well as a symptom of the Greek world’s increasing emasculation and decadence after the Peloponnesian war.
Even a Stoic scholar as eminent as Max Pohlenz, in this climate, would feel it meaningful to designate
Zeno as “a Phoenician of pure blood” and claim in 1942 that we can understand “very many traits” of Stoicism
when “we recall that its founders were not Greek.”20
Arguably the leading Nazi classicist-come-ideologue, the “race pope” Hans Guenther likewise decried Stoicism
as “one of the racially destructive forces of Roman history.”21 Stoicism was for him as for his lesser fellows a fifth,
Semitic column that introduced foreign, egalitarian ideals into Nordic, hierarchical Rome. These ideals pushed
the Imperium towards a vapid “individualism” which was the flipside of an equally rootless cosmopolitanism22
– one “which recognized no other tie [between peoples] than that of reason,” as Fritz Geyer concurred.23
It was Schachermeyr who would draw the long-term historical conclusions. Stoicism’s “Semitic” commit-
ment to the equality of all human beings, he counselled, must be seen clearly by Germans for what it is: the deep
antecedent of the modern liberal “ideas of 1789” that underlay both the permissive Weimar constitution and
the punitive Treaty of Versailles. “The consequence of this fundamental equality of men has been the concep-
tions of the dignity of humanity, the rights of man, [and] the demand for tolerance,” he protested.24 From a Nazi
perspective, case closed.
As Chapoutot shows, Stoicism was accordingly embraced by exactly no leading Nazi ideologues, even as
they thumbed the pages of the ancients for anything and everything that could be mobilized. From the perspec-
tive of a Far Right at that time far better informed than our postmodern “Alt-ernative”, that is to say, Stoicism
was nothing short of a “diabolical” philosophy, deeply threatening to all those set upon Making Germany
Great Again.25
109
Eidos. A Journal for Philosophy of Culture 4 (6) 2018
the key dimensions of Stoic thought that the Alt-Righters today cannot accommodate into their worldview, and
so must deny, ignore, fudge or forget.
I realize as I write this that I am pushing against a partly-open door, since Donna Zuckerberg has already
stressed this point in Not All Dead White Males. As she writes:
And the same of course holds for Red Pill “thought leaders” attempts to use Stoicism to argue for innate mascu-
line superiority over women. To make such a case, as Pigliucci notes, would-be “Alt-Stoics” must simply ignore
passages wherein such superiority is explicitly raised and denied by the Roman Stoics.27 “Women have received
from the gods the same reasoning power as men,” says Musonius Rufus (Lectures 3.1): “the power which we
employ with each other and according to which we consider whether each action is good or bad, and honour-
able or shameful.”28 Seneca, consoling a grieving aristocratic woman, likewise exhorts her by protesting: “who
would say that nature has dealt grudgingly with the minds of women, and stunted their virtues? Believe me,
they have the same intellectual power as men, and the same capacity for honorable and generous action.”29
Of course, Zuckerberg (alongside Martha Nussbaum or Lisa Hill, whom she cites) is right to highlight
that, with this said, much of Stoic rhetoric, with its stress upon self-reliance, most certainly reflects the patri-
archal standards and values of the ancient world.30 There are also Stoic texts, which Zuckerberg cites, in which
Stoics clearly assume that women are naturally more emotional than men, which is not from their perspec-
tive a positive trait. Moderns must always remember that, whatever the ancient Greeks’ merits, their treatment
of women was especially repressive, even in contrast to the Romans – to say nothing of the slave trade which
neither society opposed.
With this much said, these ancient prejudices, real as they are, are not what is surprising and distinct in
the Stoics’ thought. It is indeed arguable that we should in no way be surprised that the Stoics shared the values
of their time, retrograde in matters of gender, if not of race. This much can be granted even by non-historicists
to historicism. We should criticize those values and call attention to them, especially when it is a matter, as
in Modern Stoicism, of trying to reanimate ideas and traditions from the ancient pagan world. But what is
110
Matthew Sharpe, Into the Heart of Darkness or: Alt-Stoicism? Actually, No…
surprising and distinctly Stoic – as against conventionally “ancient” – is that, in slave-holding societies in which
the place of all women who were not in the world’s oldest trade was very much in the home, the Stoic philoso-
phers nevertheless expounded philosophical ideas which allowed these customs, in principle, to be challenged
and called into question.
So, still today, we can combat the Alt-Right’s nativism by evoking the Stoic Hierocles’ famous notion of
the widening circles of proper human concern, which reaches out to embrace all peoples, independent of race,
religion, or nationality.31 Still today, we can point to the contradiction between the Stoics’ theoretical commit-
ment to the equal capacities of men and women to decry their sexist assumptions elsewhere as fundamentally
unjust or contra naturam. And still today, Stoic cosmopolitanism can be appealed to in order to criticize the
partiality of anyone interested in the “spiritual exercises” Stoicism prescribes to meet and overcome adversity,
without taking account of the wider physical or metaethical understandings in which these exercises were
grounded. As Pierre Hadot amongst others has stressed, one entire discipline of Stoic exercises is based in Stoic
physics, so they simply do not make sense when abstracted from the Stoics’ conception of the larger whole of
which each human being forms a small, rational part.32
However, just such a cherry picking of certain exercises and virtues from the larger Stoic whole is what
the “Red-Pillers” have been undertaking, in part taking their lead from some of the more theory-lite advocates
of Stoicism led by Ryan Halliday.33
31) Hierocles, Hierocles the Stoic: Elements of Ethics, Fragments, and Excerpts, trans. David Konstan (Atlanta: Society of Biblical
Literature, 2009); Brad Inwood, “Hierocles: Theory and Argument in the Second Century AD,” The Society for Ancient Greek Philosophy
Newsletter 115 (1983): 17–19.
32) Pierre Hadot, “La Physique comme exercise spirituel ou pessimisme et optimisme chez Marc Aurèle,” Revue de théologie et de
philosophie, 22 (1973): 225–239; Pierre Hadot, The Inner Citadel: The Meditations of Marcus Aurelius, trans. Michael Chase (Cambridge,
MA: Harvard University Press, 1998).
33) Zuckerberg, Not All Dead White Men, 43–46. The complete justice of Zuckerberg’s treatment of Halliday could be disputed, since
the would-be Alt-Stoics also arguably read his work somewhat selectively.
34) We can see the potential force of this argument in pushing people to deny new, “illiberal” evidences when we look at the history
of “the Heidegger case”, as it is called in the Anglosphere.
111
Eidos. A Journal for Philosophy of Culture 4 (6) 2018
These are very complex questions. From an historiological perspective, evaluating ancient sources in the
light of our later modern political struggles is something about which great caution should be exercised. To read
ancient texts intelligently does not require that we uncritically accept all of the value orientations of ancient
thinkers as beyond reproach, subordinating ourselves to their “greatness”: a criticism that is made of Straussian
readings of the ancients.35 But we do need to understand that the ancient philosophers were thinkers working
within historical and cultural contexts that necessarily exerted influences upon them, as our contemporary
milieu exerts influences upon us. We cannot feasibly expect the Stoics, or any other ancients, to wholly agree
with us, or even to have raised as issues and problems many of the issues and problems that we presently face.
Future generations can be expected to find many of our unexamined presumptions equally contestable.
Moreover, from a philosophical perspective, it has to be said that, if a necessary condition for having what
we can call a “political philosophy” is having a developed theoretical account of the different kinds of regimes
and institutions, of the effects of various extrinsic (geographical, cultural, educational, linguistic…) factors of
political life, and even of the best and second best regimes, then the Stoics did not have a political philosophy
in the way that Plato or Aristotle did.
Seneca addressed several texts, notably De Clementia, to leading Roman political figures – and the
Lucilius of the Moral Letters himself was a political figure. But these texts, or a text like De Otio, concern the
personal and social ethics that these figures ought to adopt, and which virtues they should admire and culti-
vate. Zeno’s Politeia (Republic) battled a reputation of being a highly Cynical production, written “on the tail
of a dog,” rather than a positive contribution to political thought.36 Concerning what survives of this text, it is
even harder to say than it is with Plato’s Republic just how literally we should take the apparently scandalous
political prescriptions it makes concerning sexuality, marriage, and social and religious life, or whether the
whole is meant as an edifying provocation.
When we move from theory to practice and look at the historical record of how the ancient Stoics equipped
themselves politically, there is once more no single “Stoic” political stance that can be unequivocally identified.
Most famously, some Stoics, associated with the philosopher Gaius Blossius, sided with the Gracchi brothers
in their attempts to implement the second century land reforms: redistributive reforms which, with the benefit
of hindsight, might perhaps have saved the Roman Republic. Others, followers of the middle Stoic Panaetius,
opposed the measures – not to mention Cicero, who would fulminate against them from the rostrum and
denounce them in his philosophical dialogues.37
During the Principate, again, some Stoics served as household advisers and what we might call “life
coaches” to leading Roman politicians. Yet, many others suffered exile for involvement (whether real or suspected)
in resistance against the Emperors, including Epictetus and Seneca. The latter paid the ultimate price for being
suspected of conspiring against his former pupil, the Emperor Nero.
So, there are real limits that confront the attempt to make any too prescriptive, positive assertions
concerning the politics of the Porch, in antiquity or today. It is uninformative, if not nugatory, to try to name
Seneca an honorary Democrat or Republican, a feminist or a conservative. Nevertheless, with that many caveats
presented, the Stoics’ ethical system surely prescribes moral limits as to what political actions and movements
a Stoic could conceivably support. And no matter what fudging anyone might attempt, a “Stoic” cannot be
35) See Miles Burnyeat, “Sphinx without a Secret,” New York Review of Books, May 30, 1985, https://www.nybooks.com/articles/
1985/05/30/sphinx-without-a-secret/.
36) Cf. Andrew Erskine, The Hellenistic Stoa: Political Thought and Action (Bristol: Bristol Classical Press, 1990), 9–42.
37) Erskine, The Hellenistics Stoa, 150 –180; Marcus Tullius Cicero, “Of Friendship [De Amicitia],” in Cicero, On Old Age. On Friendship:
On Divination, trans. Walter Miller, Loeb Classical Library 154 (Cambridge, MA: Harvard University Press, 1923), 11–13.
112
Matthew Sharpe, Into the Heart of Darkness or: Alt-Stoicism? Actually, No…
a nativist or a white supremacist and remain a Stoic. Such convictions violate the Stoics’ basic cosmopolitan
commitments, and their arguments that all human beings, of all races and genders, are equally capable of
reason and virtue, the only true good.
Justice towards others, as well as moderation and courage for oneself, remained for the Stoics a cardinal
virtue – as it was the first of the virtues for Cicero.38 And the cultivation of self-mastery was always figured as
a precondition for acting justly towards others – in Hierocles’ image of the concentric circles of proper human
concern, whereby we are enjoined to ultimately bring even the outer circle encompassing the whole human race
into the inner circles of our care. By contrast, anger, fear and hatred, even or especially when they are decked
out in highly-selective appeals to august cultural authorities, as in the Red Pill “manosphere”,39 are vices to be
countered and opposed, not exalted and stoked.
Ultimately, the very idea of an Alt-Stoicism is a contradictio in adjecto.
38) Marcus Tullius Cicero, Of Duties[De Officiis], trans. W. A. Falconer, Loeb Classical Library 30 (Cambridge, MA.: Harvard University
Press, 1923), 43–44.
39) Cf. Zuckerberg, Not All Dead White Men, 50–54.
113
About For Authors Archive Contact Search...
DOI: 10.26319/6921
Preview:
In several conversations over the last months, people have independently raised a troubling sign of the
times. Since the mid-2010s, it seems, “Alt-Right” bloggers have begun to populate Facebook and other
online venues of the “Modern Stoicism” movement, claiming that the ancient philosophy vindicates their
misogynistic and nativist views, complete with sometimes-erroneous “quotations” from Marcus Aurelius.
DOWNLOAD PDF
How to cite:
Sharpe, Matthew. “Into the Heart of Darkness Or: Alt-Stoicism? Actually, No…” Eidos. A Journal for
Philosophy of Culture 2, no. 4(6) (2018): 106-113. https://doi.org/10.26319/6921.
Author:
Matthew Sharpe
Faculty of Arts and Education, Deakin University
221 Burwood Highway, Burwood, Victoria 3125
matthew.sharpe@deakin.edu.au
BMJ Open: first published as 10.1136/bmjopen-2016-015137 on 14 November 2017. Downloaded from http://bmjopen.bmj.com/ on January 30, 2022 by guest. Protected by copyright.
Stoic beliefs and health: development
and preliminary validation of the
Pathak-Wieten Stoicism Ideology Scale
Elizabeth B Pathak,1 Sarah E Wieten,2 Christopher W Wheldon3
BMJ Open: first published as 10.1136/bmjopen-2016-015137 on 14 November 2017. Downloaded from http://bmjopen.bmj.com/ on January 30, 2022 by guest. Protected by copyright.
or behaviours, without an explicit theoretical context.8 theoretical domains included in the final Pathak-Wieten
Stoicism is mentioned most frequently in studies related Stoicism Ideology Scale (PW-SIS) (table 1).
to pain (particularly cancer pain) and coping strategies; Furthermore, the majority of items in the LSS focus on
indeed stoicism has been labelled a ‘coping strategy’ behaviour or conduct, for example, ‘I tend not to express
in more than one study.6–8 15 16 Stoicism has also been my emotions.’ However, there are three items that are
invoked as a defining characteristic of masculinity and as ideological, for example, “One should keep a ‘stiff upper
a key explanatory factor for certain health behaviours and lip’.” Both the LSS and the PAQ contain statements that
outcomes among men. There are several psychometric are aphorisms (ie, ‘Pain is something that should be
instruments that measure endorsement or adherence to ignored’) or proverbs (ie, ‘A problem shared is a problem
social norms of masculinity, but these scales include only halved’). We consider these formats problematic, because
a few items which explicitly assess stoicism.17–19 these statements do not refer explicitly to the respon-
Direct measurement of stoicism in previous health-re- dent. Consequently, agreement cannot be interpreted as
lated measures has implicitly defined stoicism as a pattern a reflection of self-identity. Furthermore, aphorisms and
of behaviours, not as an ideology. The pain attitudes ques- proverbs may invite endorsement to a great extent simply
tionnaire (PAQ), published in 2001, has a brief subset of because of familiarity. In fact, Yong et al found that item
questions focused on stoic responses to physical pain.20–22 #24, ‘Pain is something that should be ignored,’ on the
The stoicism items in this scale were designed to capture PAQ had a low alpha and reduced the internal consis-
pain coping strategies of chronically ill or injured patients. tency of their scale.21
Of the 29 items in the PAQ, most measured past actions
(ie, pattern of behaviour) and only 2 were explicitly Theoretical context
focused on ideology: #2 ‘When I am in pain I should keep In 1983, Kathy Charmaz published a very influential
it to myself,’ and #24 ‘Pain is something that should be sociological study on the ‘loss of self’ suffered by people
ignored.’ The 20-item Liverpool Stoicism Scale (LSS) was with chronic illnesses.28 Although stoicism per se was
first developed in 19923 and has not been widely used.24–27 mentioned only briefly, the idea that the suffering caused
The LSS predominantly (16 of 20 items) assesses a single by disease emerges as much (or more) from threats to a
theoretical domain (stoic taciturnity) of the four validated person’s identity and sense of self as from purely bodily
Table 1 Liverpool Stoicism Scale items and correspondence to Pathak-Wieten Stoicism Ideology Scale conceptual domains
Closest domain from the
Item Pathak-Wieten Stoicism
number Liverpool Stoicism Scale item* Ideology Scale
1 I tend to cry at sad films. Stoic taciturnity
2 I sometimes cry in public. Stoic taciturnity
3 I do not let my problems interfere with my everyday life. Stoic taciturnity
4 I tend not to express my emotions. Stoic taciturnity
5 I like someone to hold me when I am upset. Stoic taciturnity
6 I do not get emotionally involved when I see suffering on television. Stoic serenity
7 I would consider going to a counsellor if I had a problem. Stoic taciturnity
8 I tend to keep my feelings to myself. Stoic taciturnity
9 I would not mind sharing my problems with a male friend. Stoic taciturnity
10 It makes me uncomfortable when people express their emotions in front of me. None
11 I don’t really like people to know what I am feeling. Stoic taciturnity
12 I rely heavily on my friends for emotional support. Stoic taciturnity
13 I always take time out to discuss my problems with my family. Stoic taciturnity
14 One should keep a ‘stiff upper lip’. Stoic serenity
15 I believe that it is healthy to express one’s emotions. Stoic taciturnity
16 Getting upset over the death of a loved one does not help. Stoic death indifference
17 I would not mind sharing my problems with a female friend. Stoic taciturnity
18 A problem shared is a problem halved. Stoic taciturnity
19 I would not cry at the funeral of a close friend or relative. Stoic taciturnity
20 Expressing one’s emotions is a sign of weakness. Stoic taciturnity
*The Liverpool Stoicism Scale is reprinted with permission from Gaitniece-Putāne.24 © Department of Psychology, University of Latvia, 2005.
All rights reserved.
BMJ Open: first published as 10.1136/bmjopen-2016-015137 on 14 November 2017. Downloaded from http://bmjopen.bmj.com/ on January 30, 2022 by guest. Protected by copyright.
experiences of pathophysiology is one of the theoretical Stoic serenity is the belief that one should refrain from
underpinnings of our work. experiencing strong emotions.
In this report, we attempt to articulate an explicit Stoic death indifference is the belief that one should not
theory of stoicism and its potential impact on health. We fear or avoid death.
theorise that stoicism is a system for self-regulation rather Each item in our scale was carefully worded to capture
than a behaviour or personality trait. As a guide to ideal the respondents’ ideology, not their past behaviour,
self-conduct, it requires self-conscious implementation using a 5-point Likert response scale with the following
and regular enforcement; in other words, stoicism is an responses: ‘disagree’, ‘somewhat disagree’, ‘not sure’,
ideology (eg, a belief system which informs one’s atti- ‘somewhat agree’ and ‘agree’. Nine of the original 24
tudes and actions with the inherent potential for internal items were ‘reverse’ items that specified antistoic beliefs,
resistance and conflict). Personal ideologies create expec- that is, ‘I believe I should experience strong emotions.’
tations for people about who they are, as well as how they The participant version of the scale (pen-and-paper ques-
should and should not behave. For example, we theorise tionnaire) listed response codes of 0 (disagree) through
that people who strongly endorse a personal ideology 4 (agree). These responses were recoded during analysis
of stoicism may be more likely to avoid or delay seeking to range from −2 (disagree) to +2 (agree). Consequently,
professional medical intervention for serious signs and an average score of 0 corresponds to a neutral stance—
symptoms of disease. This personal ideology of self will neither endorsement nor rejection of stoicism. Positive
not mandate behaviour in a deterministic fashion; rather, scores indicate endorsement of a stoic ideology, while
stoicism will create expectations of ideal behaviour (which negative scores indicate rejection of a stoic ideology.
may not always be met). In order to test these theoretical
propositions in future research, a validated measure of Data collection
an individual’s endorsement of stoic ideologies is needed. Data were collected over a period of 10 months during
The purpose of our study was to develop a theoretically 2013–2014. All participants were university employees
coherent multidimensional scale to assess endorsement of or students. Written consent forms were waived by the
a personal ideology of stoicism, and to empirically validate IRB to ensure respondent anonymity but all partici-
this scale in a multiethnic sample of healthy communi- pants provided verbal informed consent. Each partici-
ty-dwelling adults. We present the results of confirmatory pant completed a brief paper-and-pencil questionnaire
factor analysis (CFA) of the multidomain PW-SIS, and consisting of the 24-item preliminary PW-SIS, sociodemo-
discuss the potential usefulness of this tool for predicting graphic questions and a final single item ‘I try to be a
constraints in health-related help-seeking behaviours. stoic’ with a 7-item response scale ranging from ‘never’
The PW-SIS is a generalised scale which assesses stoic to ‘all the time’. The study population consisted of a
beliefs and sense of self but does not explicitly measure convenience sample of 390 adults aged 18 years and older
health behaviours or health outcomes. Therefore, the who were recruited in person by the authors in public
PW-SIS can be used in a wide range of empirical research common areas of university facilities (eg, cafeterias) using
studies. walk-up tables. Monetary incentives were not provided to
In addition, in this report we conducted an exploratory
assessment of the association between high endorsement
of stoicism and participant age, gender, and race and Table 2 Characteristics of the study population (n=390)
ethnicity. We expect stoic ideologies to be embedded in a
N %
larger system of cultural beliefs that may be related to age,
gender, race and ethnicity, and other social characteristics. Age (year)
18–24 303 77.7
25+ 87 22.3
Methods Gender
Conceptual development of the stoicism ideology scale
Female 221 56.7
Drawing on multiple scholarly and popular
sources,1–3 6 15 29–31 we developed the preliminary 24-item Male 169 43.3
Stoicism Ideology Scale (PW-SIS) to capture endorsement Race and ethnicity
of five dimensions of stoicism (see online supplementary White 215 55.1
table 1 in the Technical Supplement). Based on our liter- Black 55 14.1
ature review and expert knowledge of philosophy, we
Hispanic 59 15.1
defined each domain as follows:
Stoic taciturnity is the belief that one should conceal Asian 36 9.2
one’s problems and emotions from others. Biracial/other 25 6.4
Stoic endurance is the belief that one should endure Nativity
physical suffering without complaining. USA (including Puerto Rico) 315 80.8
Stoic composure is the belief that one should control
Other 75 19.2
one’s emotions and behaviour under stress.
BMJ Open: first published as 10.1136/bmjopen-2016-015137 on 14 November 2017. Downloaded from http://bmjopen.bmj.com/ on January 30, 2022 by guest. Protected by copyright.
Table 3 Pathak-Wieten Stoicism Ideology Scale
Original item
Item Domain number*
1. I expect myself to hide my aches and pains from others. Stoic endurance Q2
2. I don’t believe in talking about my personal problems. Stoic taciturnity Q3
3. I expect myself to manage my physical discomfort without complaining. Stoic endurance Q5
4. I believe I should experience strong emotions. [reverse code] Stoic serenity Q8
5. When the time for my death comes, I believe I should accept it without fear. Stoic death indifference Q12
6. I expect myself to hide my strong emotions from others. Stoic taciturnity Q13
7. I would prefer to be unemotional. Stoic serenity Q14
8. I expect myself to manage my own problems without help from anyone. Stoic taciturnity Q15
9. I believe my physical pain is best handled by just keeping quiet about it. Stoic endurance Q17
10. I would be very upset if I knew my death was coming soon. [reverse code] Stoic death indifference Q18
11. I expect myself to avoid feeling intense emotions. Stoic serenity Q20
12. I would not allow myself to be bothered by the fear of death. Stoic death indifference Q24
Authors were asked to rate Items on a 5-point scale: Disagree, Somewhat disagree, Not sure, Somewhat agree or Agree. See Methods
section for scoring instructions.
*See online supplementary table 1: Technical Supplement.
participants. A study response rate could not be calcu- quartile of the overall distribution of responses to repre-
lated due to the data collection methods. sent strong endorsement of stoicism.
Data analyses
Data analysis proceeded in five steps. During step 1, we Results
examined univariate response distributions for each of The size of our study population (n=390) provided more
the 24-scale items. A simple correlation matrix was exam- than 15 respondents for each question in the preliminary
ined to identify redundant items. Finally, we assessed scale, which exceeds the widely accepted norm of at least
content validity based on agreement with the statement 10 respondents per question.37 Although skewed towards
‘I try to be a stoic.’ As a result of step 1 analyses, six younger adults (78% of respondents were <25 years
items were dropped from further analyses—including old), the study population was in other respects diverse
the entire stoic composure domain. Further details of (table 2). A majority self-identified as female (57%) and
this scale reduction step are included in the Technical white (55%). Hispanics (15%) and Blacks (14%) were the
Supplement (online supplementary table 2). second and third largest racial/ethnic groups, followed
During step 2, we conducted a CFA of the reduced by Asians (9%) and biracial or other ethnicity (6%). A
18-item PW-SIS. CFA is the appropriate analytic choice substantial minority of respondents (19%) were born
to test scales that have an a priori, theoretically explicit outside the USA or Puerto Rico.
subdomain structure.32–36 We used proc calis in SAS V.9.4 The final four-domain, 12-item PW-SIS is shown in
for the CFA. Based on the results of the first CFA, we elim- table 3. CFA of the final scale showed very good model
inated two items with poor factor loadings (see online fit with individual item factor loadings ranging from
supplementary file 1, Technical Supplement, for details). 0.48 to 0.76, root mean square error of approximation
During step 3, we repeated the CFA on the reduced (RMSEA) =0.05 (95% CI 0.04 to 0.07), goodness-of-fit
16-item PW-SIS. Finally, for the purpose of parsimony index=0.96 and Tucker-Lewis Index=0.93.
we further reduced the total number of scale items to 12 Relationships among the PW-SIS and its four concep-
(3 items in each of 4 domains) and conducted a CFA on tual domains are shown in table 4. Cronbach’s alpha
the final 12-item version of the PW-SIS (step 4; see online ranged from 0.64 to 0.71 for the subscales and was 0.78
supplementary table 3). Additional details and rationale for the 12-item PW-SIS. Scores for stoic taciturnity were
for analytic steps 1–4 are included in online supplemen- strongly correlated with scores for both stoic endurance
tary tables 1–3: Technical Supplement. and stoic serenity, but stoic endurance and stoic serenity
Step 5 of our analysis consisted of preliminary content were not highly correlated with each other. Stoic death
validation, examination of response distributions for indifference had the highest (most stoic) mean scores
the overall and domain scores, and exploratory logistic among the four domains, and it was least correlated with
regression modelling of sociodemographic predictors of the other three domains.
strong endorsement of stoicism. For the logistic regres- Figure 1 depicts mean PW-SIS scores by response to the
sion analysis, we categorised the outcome using the top statement ‘I try to be a stoic.’ There was a clear monotonic
BMJ Open: first published as 10.1136/bmjopen-2016-015137 on 14 November 2017. Downloaded from http://bmjopen.bmj.com/ on January 30, 2022 by guest. Protected by copyright.
and statistically significant trend, with respondents who
reported trying to be a stoic ‘all of the time’ having the
SDI score
P=0.0729
P=0.0005
P=0.0031
P<0.0001
scores. Most respondents chose one of the three interme-
diate categories. Respondents who chose ‘I don’t know’
0.09
0.18
0.15
1.00
0.53
as their response had stoicism scores similar to those who
said they ‘sometimes’ tried to be a stoic.
The distributions of mean scores for the four concep-
tual domain subscales are shown in figure 2. Domain
P<0.0001
P<0.0001
P=0.0031
P<0.0001
SS score
0.35
1.00
0.15
0.72
were least likely to endorse stoic serenity and most likely
to endorse stoic death indifference.
The full distribution of respondent scores is shown
separately for women and men in figure 3. The distribu-
tions overlapped almost completely, but there were no
P<0.0001
P<0.0001
P=0.0005
P<0.0001
SE score
men with the least stoic scores, and no women with the
0.59
1.00
0.35
0.18
0.74
P<0.0001
P=0.0729
P<0.0001
ST score
0.59
0.53
0.09
0.79
Stoic death indifference (SDI): the belief that one should +0.08 (−0.03 to +0.18) 0.69
Discussion
from experiencing strong emotions (classical)
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Figure 1 Content validity of the Pathak-Wieten Stoicism Ideology Scale: mean scores by response to the statement ‘I try to be
a stoic.’
Integration of our theory of a stoic ideology of the Ironically, a personal ideology of stoicism almost guaran-
self into existing health behaviour models could help tees failure to live up to one’s personal ideal. Experiences
explain the formation of beliefs and attitudes towards of illness and disease often involve transient weakness and
criterion-specific help-seeking behaviours. Reasoned functional limitations. With ageing, these experiences
action approaches—such as the integrative model will increase in frequency, duration and severity for most
of behaviour prediction—poorly define background people. Simply put, experiences of illness and disease
factors that underlie belief formation.38 Measurement tend to require aid—whether from health professionals
of self-concepts, such as stoicism ideologies, may help in a formal context, or from family members or friends
explain this population variability. Expanding health in an informal context. An ideology of stoicism creates an
behaviour theory to include aspects of the self could also internal resistance to external objective needs, which can
help inform health education messaging and risk-based lead to negative consequences.8–12
communication.
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Figure 3 Pathak-Wieten Stoicism Ideology Scale: distribution of overall scores by gender.
Gender and stoicism women and men overlapped almost completely. Despite
Stoicism is widely viewed as a defining attribute of the fact that men were twice as likely as women to
masculinity. Instruments designed to assess endorse- strongly endorse stoic ideology, our results suggest that
ment of hegemonic masculine ideologies have included gendered stereotypes about stoicism (‘stoic men’ and
specific questions that touch on stoicism. However, the ‘emotional women’) are overblown. Because the PW-SIS
conceptual and measurement overlap between these is agnostic to respondents’ genders, it is ideally suited
instruments and the four-domain PW-SIS is minor.17 For to investigate the empirical reality of stoicism among
example, in the widely used Personal Attributes Ques- both women and men. Furthermore, our finding that a
tionnaire, only 2 of 24 items relate to a single domain of minority of women strongly endorsed stoic ideology may
the PW-SIS. The Conformance to Masculine Norms scale be particularly important. For example, a study of major
assesses 11 distinct domains of masculinity, of which only strain among family caretakers of elderly patients with
2 (emotional control and self-reliance) partially overlap dementia found that those who used stoicism as a coping
with domains of the PW-SIS.18 19 In our study, the results strategy suffered burnout, while those who sought social
are notable because for both genders the most frequent support did not.39
scores were in the middle of the distribution (neutral
on stoic ideology), and the response distributions for Study limitations
In any questionnaire-based scale, validity of the individual
Table 5 Sociodemographic predictors of a mean Pathak- items and the total scale against the concept of interest is
Wieten Stoicism Ideology Scale score in the top quartile of paramount concern. Unlike many psychometric instru-
(>0.167) ments, the PW-SIS does not purport to measure a latent,
OR (95% CI) P value inherent trait such as personality, or a clinically definable
disorder such as depression or anxiety. Rather, we attempt
Age 18–24 years 1.00 (referent) to measure an explicit set of beliefs, which by definition
Age 25–73 years 1.34 (0.76 to 2.35) ns are neither inborn nor immutable. Therefore, a robust
Men 2.30 (1.44 to 3.68) <0.001 assessment of the content validity of our scale items
Women 1.00 (referent) must come after publication and evaluation by multiple
experts and researchers. We included a single question-
Asian 0.93 (0.38 to 2.25) ns
naire item ‘I try to be a stoic’ to assess content validity, but
Black 1.55 (0.78 to 3.09) ns
future validation and outcome studies could expand on
Biracial/other 1.70 (0.66 to 4.34) ns this approach or include a qualitative component.
Hispanic 1.88 (0.99 to 3.56) ns A related question pertains to the predictive validity of
Whites 1.00 (referent) the PW-SIS. In other words, to what extent does strong
Born in the USA 1.97 (1.01 to 3.84) 0.048
endorsement of stoic ideology predict actual stoic
behaviours? Predictive validity can only be rigorously
Born elsewhere 1.00 (referent)
addressed through prospective study designs.
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Our study population, similar to many scale valida- awareness, ability to comply with self-care regimens)
tion studies, was university based. Therefore, validity and and onto patients’ sense of self—their self-concepts and
generalisability to very different populations should not self-identity.56 We hypothesise that illness behaviours may
be assumed, but instead tested in future studies. In partic- become ‘noncompliant’ or ‘irrational’ or ‘self-harming’
ular, validation of the PW-SIS among the elderly and when specific courses of action would create an internal
persons of lower educational attainment would be valu- conflict with patients’ ideas of who they are. Specifically,
able for health-related research. we posit that people who strongly believe that they
should manage their problems on their own, not show
Strengths of the PW-SIS emotions, and not complain about physical discomfort
Our scale has several strengths. First, all items refer will experience an internal cognitive conflict when faced
explicitly to the respondent; there are no aphorisms or with a situation that could require help from others.
proverbs. Second, each item refers to an expectation or This internal conflict will lead to delays in or avoidance
belief about ideal self-conduct, rather than to a simple of help seeking, with potentially life-threatening conse-
description of past behaviour. So, for example, Q5 states ‘I quences. For example, empirical studies of increasing
expect myself to manage my physical discomfort without rates of male suicide in rural Australia have identified
complaining’ rather than ‘I always manage my physical hegemonic masculine norms of stoicism as an important
discomfort without complaining.’ This distinction is crit- causal factor in the context of severe economic stress.57 58
ical to the theoretical underpinnings of the scale. Third, Understanding the influences of race, ethnicity, socioeco-
we deliberately chose not to mention disease or illness nomic status, religion and other cultural factors on stoic
in the scale items, so that the scale would be appropriate ideologies may help explain past research findings on
for a wide range of study populations, including currently delays in help seeking. Finally, there may also be positive
healthy individuals. (Although some items do explicitly health consequences of stoic ideologies for individuals,15
mention ‘physical pain’ and ‘everyday aches and pains’.) which careful prospective research could confirm.
Our intention was to capture the respondents’ global
endorsement of stoicism as a code of ideal conduct. Finally, Acknowledgements The authors are grateful to the respondents for their
voluntary participation in this study. We would particularly like to thank the four
the PW-SIS does not reference gender norms, so it can peer reviewers of this manuscript, whose detailed and thoughtful readings resulted
serve as a tool to empirically investigate gender differ- in a substantially improved final paper.
ences in stoic ideology. Contributors EBP conceived the study. EBP and SW developed the preliminary
PW-SIS. All authors enrolled participants and collected questionnaire data. CWW
Directions for future research contributed statistical expertise to the confirmatory factor analysis. EBP analysed
The PW-SIS should be validated in multiple study popu- the data. All authors interpreted the results and outlined the paper. EBP drafted the
manuscript. All authors contributed to literature review and substantive revisions of
lations with a range of socioeconomic and demographic the paper.
characteristics. Our theory that ideologies of stoicism will
Competing interests None declared.
result in constraints on health-related behaviours needs
Patient consent Obtained.
to be empirically tested, ideally in rigorously designed
prospective studies. Given the rise of patient-centred Ethics approval Institutional Review Board of the University of South Florida.
healthcare,40 41 understanding patients’ motivations and Provenance and peer review Not commissioned; externally peer reviewed.
perspectives has never been more important. The current Data sharing statement No additional data are available.
health education paradigm holds that improving patients’ Open Access This is an Open Access article distributed in accordance with the
knowledge of symptoms and signs will result in more Creative Commons Attribution Non Commercial (CC BY-NC 4.0) license, which
timely help-seeking behaviour.38 42–44 Each year, thousands permits others to distribute, remix, adapt, build upon this work non-commercially,
and license their derivative works on different terms, provided the original work is
of individuals suffer needlessly and many die because of properly cited and the use is non-commercial. See: http://creativecommons.org/
extended delays in seeking professional aid for acute licenses/by-nc/4.0/
medical conditions (eg, myocardial infarctions, strokes, © Article author(s) (or their employer(s) unless otherwise stated in the text of the
diabetic emergencies, cancer complications and pain, article) 2017. All rights reserved. No commercial use is permitted unless otherwise
and acute exacerbations of congestive heart failure).45–52 expressly granted.
Numerous studies have been conducted to attempt to
elucidate the reasons behind patient delays,46–51 53 with
the ultimate goal of designing education programmes
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Lindsay Steenberg
Oxford Brookes University, UK
Abstract
This article situates Bruce Lee’s films and star persona in the context of wider patterns in global
genre cinema of the 1960s and 1970s. I argue for a connection between the Western reception
of Lee’s films and those of the mid-century Italian sword and sandal films, beginning with the
Colosseum fight between Bruce Lee and Chuck Norris that concludes Way of the Dragon (1972).
From the dojo fights of Fist of Fury (1972), through the tournament structure in Enter the Dragon
(1973), to his statistically led re-animation in the EA Sports UFC 3 (2018) videogame, Bruce Lee
can be usefully considered as a gladiator. Bruce Lee, as fighter, performer and star persona,
contributes to the enduring gladiatorial archetype that is an embedded feature in the Western
visual imaginary. Furthermore, I argue that the gladiator archetype itself shifted because of Lee’s
onscreen roles and the discourse that surrounds his star persona. In order to map these shifts
and patterns of confluence, I chart three main points of impact that Lee has had on the gladiatorial
archetype using his Western-facing roles on film and television, namely the television series
Longstreet (1971–1972) and Enter the Dragon (1973). First, I consider the inclusion of martial arts
and, second, the opening up of the field of representation to different models of masculinity,
including a leaner body type and a non-White – in this case, ethnically Chinese – gladiator.
The third point is the emphasis on a popular, or vernacular, stoicism. Ultimately, I elucidate
the relationship between the gladiator, Bruce Lee, and philosophy, arguing that Lee embodies a
vernacular stoicism that has become one of the defining features of the post-millennial gladiator
and notions of heroic masculinity in popular culture more widely.
Keywords
Colosseum, gladiator, martial arts, stoicism, violence
Corresponding author:
Lindsay Steenberg, Oxford Brookes University, Oxford OX3 0BP, UK.
Email: lsteenberg@brookes.ac.uk
Creative Commons Non Commercial CC BY-NC: This article is distributed under the terms of the Creative
Commons Attribution-NonCommercial 4.0 License (http://www.creativecommons.org/licenses/by-nc/4.0/)
which permits non-commercial use, reproduction and distribution of the work without further permission provided the original
work is attributed as specified on the SAGE and Open Access pages (https://us.sagepub.com/en-us/nam/open-access-at-sage).
Steenberg 349
The Colosseum
In The Way of the Dragon (1972), Bruce Lee fought Chuck Norris in the Roman Colosseum. The
stands were empty of the bloodthirsty crowds of antiquity, although by all accounts the cinema
crowds were plentiful. The amphitheatre itself is pictured not in the digitally augmented whole-
ness of Ridley Scott’s turn of the millennium blockbuster Gladiator (2000) but as the ‘noble
wreck in ruinous perfection’ immortalised in Lord Byron’s romantic poetry. ‘Once more’, reads
a publicity card for the film, ‘the Colosseum echoes the sound of a fight to the death!’ This
sequence is compellingly gladiatorial – in its location, in its celebrity combatants with their dis-
tinct systems of fighting (Chinese boxing vs Japanese-American Karate) and in its celebration of
classically informed ideals of masculine warrior physicality. Furthermore, as a modestly budg-
eted genre film partially filmed in Italy, it recalls the cycle of so-called ‘gladiator movies’ that
experienced a golden age in the late 1950s and early 1960s. Western audiences watching Lee and
Norris in the Colosseum could not have failed to connect other spectacular genre fights staged
by the near-exhausted Italian genre.
I argue that the gladiatorial evocations of this fight sequence are not exceptional within Lee’s
oeuvre, nor in the paratextual legacies of his celebrity. From the dojo fights of Fist of Fury (1972),
through the tournament structure in Enter the Dragon (1973), to his statistically led re-animation
in the EA Sports UFC 3 (2018) videogame, Bruce Lee can be usefully considered as a gladiator. To
offer an initial broad definition, the gladiator is a professional fighter who combines showmanship,
professionalism, and violent skill. Paradoxically, the gladiator has come to signal both the corrupt
decadences of an empire’s spectacle-based culture and the ideals of its stoic masculine virtue. In
his Western reception, Bruce Lee belongs to an established pattern of gladiatorial visual imagery
(and narrative scenarios) linking the suffering body of the celebrity fighter with virtue, nostalgia,
and iconic philosophical principles.
Methodology
Because of this gladiatorial connection, quite differently from many other approaches to Bruce
Lee, this article analyses the Western reception of Lee’s films. It focuses more on those roles that
were visible in the West, notably Enter the Dragon and Lee’s earlier television appearances in
Longstreet (1971–1972). These two texts are centralised because they were designed with Western
audiences in mind and thus aim to present a version of Bruce Lee’s persona that the filmmakers and
showrunners considered most suited to Western media culture in the 1970s. In addition to these
textual representations, this article is focused on the Western reception and invention of Lee’s star
persona, particularly since his death. This attention to Lee’s position in the Western imaginary is
chosen because the gladiator as an archetype is rooted in Western culture and this Western gladiato-
rial dimension has remained underdeveloped in all treatments of Bruce Lee, whether they have
been Western or Eastern in focus.
Bruce Lee, as fighter, performer and star persona, contributes to the enduring gladiatorial arche-
type that is an embedded feature in the Western visual imaginary. Furthermore, I argue that the
gladiator archetype itself actually shifted because of Lee’s onscreen roles and the discourse that
surrounds his star persona. In order to map these shifts and patterns of confluence, this article will
first offer a critical definition of the gladiatorial, particularly in cinema. It will establish the fluid
relationship between the gladiator and genre before focusing on Bruce Lee as a gladiator. I chart
three main points of impact that Bruce Lee has had on the gladiatorial archetype. First, the inclusion
350 Global Media and China 4(3)
of martial arts and, second, the opening up of the field of representation to different models of mas-
culinity, including a leaner body type and a non-White – in this case, ethnically Chinese – gladiator.
The third point is an investigation of the emphasis on a popular, or vernacular, stoicism. Ultimately,
I elucidate the relationship between the gladiator, Bruce Lee, and philosophy, arguing that Lee
embodies a vernacular stoicism that has become one of the defining features of the post-millennial
gladiator and notions of heroic masculinity in Western popular culture more widely.
Figure 1. Jean-Léon Gérôme’s meticulously researched neo-classical painting provided inspiration for the
film Gladiator.
Steenberg 351
Mapping gladiator characters across approximately 400 feature films, television programmes
and, to a limited extent, videogames, I define the fictional gladiator as a man (occasionally a woman)
forced to fight (by circumstances or enslavement) for the entertainment of a capricious crowd. This
archetypal character is not limited to his Roman origins or to his associations with the sword and
sandal genre. Indeed, from the Colosseum to the Thunderdome and the most recent instalment of the
Thor franchise, the gladiatorial scenario plays out in resonant and strikingly conventional ways.
Examples of cinematic gladiators include men who fought in the amphitheatres of the ancient world,
such as Maximus (Russell Crowe) in Gladiator, Roccia (Dan Vadis) in Triumph of the Ten Gladiators
(1964), the eponymous hero (played by Arnold Schwarzenegger) in Conan the Barbarian (1982),
Milo (Kit Harrington) in Pompeii (Anderson, 2014) and the many Spartacii (Kirk Douglas, John
Heston, Kirk Douglas, Goran Visnjic, Andy Whitfield, and Liam McIntyre). I argue that the arche-
type also includes Tyler Durden (Brad Pitt) from Fight Club (1999), mind-controlled videogame
avatar John Tillman (Gerard Butler) in Gamer (2009), Katniss Everdeen (Jennifer Lawrence) from
The Hunger Games (2012) and the performer, fighter, and celebrity Bruce Lee.
Gladiator as teacher
The gladiator has always been a martial artist. The Roman gladiator was trained in a school (ludus)
in a particular style or armature (e.g. the net and trident of the retiarius) through a highly hierarchi-
cal and disciplined system. The contemporary sport martial artist is sometimes seen as a kind of
continuation of the professional gladiator. This connection is particularly resonant in the discourse
352 Global Media and China 4(3)
Figure 2. The publicity posters above are built around the centrality of the gladiator characters, posing
here shirtless with their iconic weaponry.
surrounding the rise of Mixed Martial Arts where it is, paradoxically, used both as a marketing tool
for the Ultimate Fighting Championship and as an insult to condemn the brutality of the sport.4
However, the moment when the Western gladiator learned Asian martial arts is attributable to the
popularity and legacies of Bruce Lee’s stardom, beginning in the West with The Green Hornet
(1966–1967) and solidified with Enter the Dragon. The spectre of these lessons is visible in the
stylised gladiatorial violence of 2014’s Pompeii and the Starz series Spartacus (2010–2013).
Although Enter the Dragon remains absolutely crucial here, I would like to privilege one of Lee’s
television roles as primary to the process by which the gladiator learned kung fu or, to be more
precise, Jeet Kune Do. In the short-lived crime show Longstreet, an Adidas-clad, Reebok-wearing
Bruce Lee plays antiques dealer Li Tsung. Li is an advocate and practitioner of Jeet Kune Do who
becomes the martial arts/self-defence instructor to the titular character, tragically blinded insurance
investigator Mike Longstreet (James Franciscus). In typically orientalist fashion, Li becomes both
teacher and sidekick to the White male hero, embedded in the idealised multicultural ‘work-family’
group that gathers around Mike.
Li appears early in the first episode of the series (following the original 90-minute Pilot), enti-
tled ‘The Way of the Intercepting Fist’. His character and his Jeet Kune Do are clearly informed by
Lee’s star persona. Many of Lee’s most quoted aphorisms are articulated by this character, includ-
ing his advice:
If you try to remember you will lose. Empty your mind. Be formless; shapeless; like water. Now you put
water into a cup, it becomes the cup. Put it into the teapot, it becomes the teapot. Now water can flow and
creep or drip or crash. Be water, my friend.
It is important to acknowledge and analyse Li as an embodiment of Lee’s Jeet Kune Do and his
star persona; I would argue that none of his other screen characters embody Lee as directly as Li
Steenberg 353
Tsung. However, I would like to reconsider Lee’s role on Longstreet in the wider context of crime
television. Longstreet is a crime television programme that was broadcast on ABC, the network
that also screened Batman (1966–1968), the aforementioned The Green Hornet, and even earlier,
the similarly New Orleans-set procedural Bourbon Street Beat (1959–1960). The crime genre has
an established tradition of drawing on exciting urban locales and subcultures to flavour and dif-
ferentiate its generic content. Lee’s Jeet Kune Do should be read in the context of such American
‘flavouring’ tactics. Although Longstreet has a somewhat special status as a stage for Bruce Lee, it
needs to be stressed that it was first and foremost a crime series whose unique selling points were
its disabled investigator and the many exotic background details of New Orleans, of which antiques
dealer Li’s pragmatic martial arts was merely one recurring fixture. Li’s Jeet Kune Do is distilled
into a concentrated and digestible form, conventional to the genre and medium. In order to do so,
the show uses orientalist shorthand to frame Lee/Li as mysterious teacher–sidekick and places the
spectator in Mike’s position as student. The programme further fuses Li with the urban background
of an exoticised New Orleans invigorated by the youthful subcultures of the late 1960s.
I would argue that Longstreet’s importance to the industry and celebrity of Bruce Lee, as to the
archetype of gladiatorial masculinity, is to reinforce and naturalise the notion of the gladiator-
warrior as teacher. Meaghan Morris (2001) and Paul Bowman (2010, 2013) emphasise Lee’s
importance as an iconic teacher, particularly to Western audiences. Robert A. Rushing makes the
same point regarding the strongman characters of mid-Century Italian peplum films, arguing that,
‘from its beginning . . . the mid-century peplum presented the strongman as a teacher and a role
model’ (Rushing, 2016, p. 70). Rushing’s take is much more psychoanalytically focused, looking
to the strongman and gladiator as a teacher for young men (in the diegetic and cinema audiences)
and focusing on lessons about manhood and heterosexuality. He adds the caveat that ‘heterosexu-
ality must be gotten to, and it will require a Herculean labor to get there’ (Rushing, 2016, p. 70).
The screen image and persona of Bruce Lee, like the strongman, is an object of deep libidinal
investment for his audience. Like the Western gladiator characters before him, he gathers a crowd
of devoted young followers about him keen to learn from his strength and mastery. To this potent
pedagogical cocktail, Lee fused the traditions of martial arts pedagogy with its own long-standing
conventions. Despite the fact that Lee vocally insisted that his take on martial arts was a radical
departure from traditional martial arts teaching forms, in Longstreet, as elsewhere, he is able to
signal both this radical rupture with tradition and unspecified traditions of Asian spiritual martial
arts teaching styles. Lee/Li teaches Mike martial arts framed by generic conventions (both tele-
visual and martial), in ways that emphasise ritual repetition, pan-Asian mysticism, and personal
betterment.
The moment when the gladiatorial archetype incorporated conventions of Asian martial arts into
his fighting arsenal further represents a moment that opened up the field of representation for a
different kind of embodied martial masculinity. First and foremost, Lee subverts the persistent
whiteness of the gladiator character – a quality noted and influentially analysed by Richard Dyer
(1997). As Dyer establishes, by the turn of the 20th century, ‘the Caucasian whiteness of the clas-
sical world was taken for granted, down to the pleasures taken in the literal (hue) whiteness that its
statues now have’ (Dyer, 1997, p. 148). Like Lee’s character in Longstreet, non-White (generally
Afro-Caribbean) actors played roles as sidekicks to gladiators in sword and sandal films, for exam-
ple, Woody Strode’s memorable performance as Draba in Spartacus (1960). In films, and via the
celebrity industry that persisted after his death, Bruce Lee was not a sidekick but a central protago-
nist whose warrior identity and gladiatorial qualities had a profound impact on global audiences
fresh from seeing the monochromatic classicism of peplum genre cinema.5
354 Global Media and China 4(3)
practice to dramatise and aestheticise the struggle of the hyper-masculine Spartans. The effect,
according to Rushing, is that
Time is slowed, allowing the viewer to gaze in rapt admiration at the beautifully muscled body poised to
strike, and then smoothly ramps up to nearly normal speed so the viewer can admire the kineticism of the
movement as it uncoils. (Rushing, 2016, p. 56)
Starz’s Spartacus, in obvious homage to 300’s aesthetic, makes liberal use of rhythmic ramping
and moments of extreme slow motion in its presentation of gladiators. There is a genealogical
relationship here between the digital ramping of Spartacus and the zooms used to punctuate Lee’s
1972 Colosseum fight. Both represent moments when speed and focus change dramatically within
the shot and permit posing and speed to exist almost simultaneously. For Bordwell, the Hong Kong
pause/burst/pause pattern links stillness and speed in formal mastery that adds emotional impact
(‘motion emotion’) to the fight sequence, while, for Rushing, this combination (realised through
high-speed ramping and made famous in 300) is proof of the way sword and sandal films imagine
time as fundamentally entwined with the doomed nature of the gladiator character.
are recirculated, remediated, and recreated across digital culture; Lee’s ever-evolving star image
carries with it the sense that he, like the gladiator, is always ‘about to die’, frozen in his last skilful
movement as in the last shot of Fist of Fury. Gladiators are always about to die, even at the height
of their martial skill, physical fitness, and youthful beauty.
The rapid changes in time and speed coupled with the ‘about to die’ of the gladiator character
further frames the nostalgic register of the gladiator as a man who is always out of time (in both
senses of the phrase). This ‘about to die’ aura fuels the afterburn of Lee’s celebrity and cements an
elegiac structure of feeling that now belongs to the gladiator archetype, particularly since the turn
of the millennium with Gladiator. The gladiator has always been a man out of step with time. This
plays out in the ongoing negotiations around Lee’s celebrity discourse, which has become entan-
gled with the archetypal features of the mournfully sincere gladiator as well as the philosophical
wisdom of the cinematic kung fu fighter.
We don’t, in our world [by which he means the West], and haven’t since the days of the Greeks who did,
combine philosophy and art with sport. But quite clearly the oriental attitude is that the three are facets of
the same things.
Here, Berton connects the Western classical past with a (generic/orientalist) East Asian present,
suggesting that Lee’s articulation of violence belongs, in some way, to Western classicist ideals. It
is this triangulation between Western classicism, Eastern mysticism and Bruce Lee that I want to
examine through a popular, perhaps even populist, articulation of the philosophy of stoicism.7
Gladiators, well known as fighting performers like Lee, likewise have an established relation-
ship to philosophy and philosophers. Ancient Roman thinkers showed significant interest in the
figure of the gladiator, notably stoic celebrities such as orator and lawyer Cicero, statesman and
stoic philosopher Seneca, and gladiator physician and stoic critic Galen. Historically, stoic writers
have provided some important literary insights on Roman gladiators.8 Like the Christian writers
who would follow them (such as St. Augustine and Tertullian), they used gladiators as resonant
examples for their teachings on ethics and morality – as cautionary tales and, sometimes, as virtu-
ous ideals. Unlike later Christian thinkers, the Roman stoics sometimes employed the gladiator as
an illustrative example of ideal masculine virtus, acting in harmony with the nature of the universe
and as examples to emulate. Seneca likens the gladiator to a stoic wise man. Cicero points to the
gladiator’s discipline and ability to withstand pain. It is particularly as a pedagogical tool that the
gladiator is of the most concern to Roman stoic philosophy, in a manner that parallels the teaching
aspects of Bruce Lee’s public image. To be somewhat whimsical, it is tempting to make at least a
superficial connection between the Roman stoic statesman Cato the Younger and the martial artist/
chauffeur Kato played memorably by Bruce Lee in The Green Hornet series.
Where the gladiators of Rome and their cinematic realisations were generally used as illustra-
tive examples for philosophy, Lee changed the gladiatorial archetype in the wake of the post-war
Steenberg 357
sword and sandal film, adding a philosophic intellectualism that was not a part of this type of
masculinity before – from the silent character of Ursus in Quo Vadis (LeRoy, 1951) to Steve
Reeves’ grinning heroics. The gladiator went from being the body on which the philosopher might
meditate, to the body that fights and philosophises or philosophises through fighting. However, the
type of stoicism associated with Bruce Lee and with gladiatorial characters such as Maximus in
Gladiator would be almost unrecognisable to Seneca or Cicero.
Vernacular stoicism
The philosophical gladiators emerging in the wake of Bruce Lee’s popularity exhibit a kind of
popular stoicism which draws from neo-classicist nostalgic iterations of Greek and Roman stoi-
cism. This is part of a larger pattern of vernacular stoicism circulating in popular culture with
renewed vigour in the 21st Century. It is manifest in the popularity of philosophically flavoured
self-help books such as The Daily Stoic (Holiday & Hanselman, 2016), How to be a Stoic (Pigliucci,
2017) and social media sites such as The Art of Manliness. Nancy Sherman argues that stoicism is
a fundamental part of military identity, and she defines the vernacular sense of stoicism as associ-
ated with ‘control, discipline, endurance’ (Sherman, 2007, p. 2). This expression of stoicism is tied
to a masculinity that is unemotional, aloof and taciturn. However, I would argue for the centrality
of the martial undercurrents of vernacular stoicism and a powerful subtext of (just barely) con-
tained violence.
Bruce Lee is consistently associated with philosophy, as the Berton interview illustrates, and he
is also often described using the label and attributes of the vernacular stoicism I have just described.
For example, Kyle Barrowman’s analysis of an early comedic sequence in The Way of the Dragon
describes Bruce Lee’s performance as marked by a ‘Keatonesque stoicism’ (Barrowman, 2012).
Another example is a blog entry on The Daily Stoic connecting martial arts with stoicism, and
using Lee as an example of stoic patience (it cites his aphorism ‘I fear not the man who has prac-
tised 10,000 kicks once, but I fear the man who has practised one kick 10,000 times’). To push this
association further, I would suggest that Lee’s (1975) Tao of Jeet Kune Do has taken on a talis-
manic status similar to Marcus Aurelius’ Mediations as a popularised and recirculated ‘how-to’ of
warrior-philosophy. Certainly, many of the concepts outlined have stoic resonance. To wit,
The great mistake is to anticipate the outcome of the engagement; you ought not to be thinking of whether
it ends in victory or in defeat. Let nature take its course, and your tools will strike at the right moment.
(Lee, 1975, p. 12)
In this vein, but with reference to the digitally reanimated Lee featured in a Whisky commer-
cial, a New York Times review of The Bruce Lee Legacy Collection (Kehr, 2013) ends its summary
by associating Lee’s digital re-animation with stoicism: ‘Looming out of the shadowy back-
ground, CGI Lee expounds his stoic philosophy (“Walk on”) on behalf of Johnnie Walker Blue
Label whiskey. “Dragons never die”, says Digital Bruce – or is it that their managers won’t let
them?’ Here, the author aptly makes the connection between vernacular stoicism and the com-
mercialisation of Bruce Lee’s star image. In this way, the stoicism of Lee’s digital re-animation is
another lucrative element in the ‘Bruceploitation’ industry, which has been discussed at length by
Brian Hu (2008). Hu argues that the wave of Bruce Lee imitators (or ‘conjectural Bruce Lees’)
that appeared following the star’s death added to the star persona of ‘Bruce Lee’: ‘After his death
the Bruce Lee star persona functioned by becoming flexible and sticky, providing Bruce with new
358 Global Media and China 4(3)
Figure 3. Sentiment visualisation from 9 August to 13 August 2019 for #brucelee.
narrative scenarios’ (Hu, 2008, p. 126). This process continues and Lee’s association with, and
embodiment of, a gladiatorial stoicism is part of a new narrative that has been layered on his exist-
ing persona, at least since the Pierre Berton interview and with more intensity in his posthumous
re-animations.
and debate. Paul Bowman suggests that most analyses in popular accounts ‘either collapse into
odes of straightforward hagiography or celebrations of a rather saccharine self-help ideology’
(Bowman, 2010, p. 169). Such considerations are built on assigning Lee the status of authorial
genius or visionary iconoclast. This tendency notably continues in, and is compounded by, many
of the popular publications on stoicism.
While Lee famously opposed what he read as the rigidity of classicism, particularly in the teach-
ing of martial arts (cf. Lee, 1971, 1975), in his stoic associations he has become a model for a kind
of classicism that is a hybrid expression of Eastern and Western pasts, philosophies and fighting
systems. Rather than the bricolage of postmodernism that implies composites, pastiche or hybridi-
sation, the post-digital stardom of Lee belongs to a gladiatorial network. Furthermore, Lee’s star-
dom has shifted this network to imagine a gladiator-as-philosopher via layered pathways of
associations, the most salient of which is a stoicism that is vernacular in its use and hybridised in
its references from Eastern and Western sources.
Conclusion
To conclude, I would like to journey back to the Colosseum to reinforce the assertion that Bruce
Lee should be considered in the context of wider patterns of gladiatorial masculinity. His fight with
Chuck Norris is the apex of his creative expression as a filmmaker and martial performer, as
nowhere else did he have as much control over the cinematic product as with The Way of the
Dragon. It is significant that Lee chose the Colosseum as the stage for this fight because it explic-
itly connects Lee as a fighting performer to the Roman gladiators who fought in that amphitheatre.
Bordwell (2000) describes this memorable moment as when Lee ‘turns the West’s emblem of
combat, the Coliseum, into an arena for Eastern gladiators’ (p. 51). This off-hand summary has
profound resonance. This moment, and the Western fame that was to follow Lee’s death and the
release of Enter the Dragon, solidified Lee’s persona as gladiator-performer-philosopher.
Lee’s star image continues to feed into and out of the fluid archetype of the gladiator. Despite
the resolute whiteness of the character, Lee’s enduring but evolving star discourse has opened up
the archetype to different types of physical expression and embodiment. Like other gladiators,
Lee’s screen characters belong to the ranks of the morituri, those about to die, frozen in youthful
physicality at the active moment just before death. As a philosopher-gladiator, Lee has come to
embody a hybrid vernacular stoicism that can nostalgically recall the traditions of the past while
retrofitting them in ways that are easily digestible and feel both mysteriously ancient and urgently
modern.
Funding
The authors disclosed receipt of the following financial support for the research, authorship, and/or publica-
tion of this article: The author is grateful for the support of Oxford Brookes University, which awarded her a
Research Excellence Fellowship that contributed to the completion of this article.
ORCID iD
Lindsay Steenberg https://orcid.org/0000-0002-3576-1593
Notes
1. As the gladiator is largely, though not exclusively, a male archetype, I will be using masculine pronouns
throughout the article. For a more nuanced discussion of the gender politics of the gladiator archetype,
360 Global Media and China 4(3)
please see Steenberg (2014, in press). I will also be using the term ‘gladiator’ to describe the archetypal/
mythic character as well as the Roman professional fighter. When discussing the Roman gladiator, I
will indicate his historical specificity, otherwise I will refer to the archetype (onscreen and beyond) as
‘gladiator’.
2. For a more detailed history of Roman gladiatorial competition between 264 BC and AD 404, please see
Hopkins (1983), Edwards (2007), Fagan (2011) and Golvin (2012). Accessible but useful popular histo-
ries of the gladiator include Meijer (2004), Hopkins and Beard (2005) and Bishop (2017).
3. For a detailed etymological study of the term virtus during the republican period, see McDonnell (2006).
4. For a more detailed discussion on the triangular relationship between the Ultimate Fighting Championship
(UFC), gladiatorial imagery, gladiator films and martial arts cinema see Bolelli (2014).
5. There is not space in this article to fully unpack notions of whiteness, classicism and Bruce Lee. I flag
this up as significant here but remain focused on the gladiatorial archetype and the key changes brought
about by Lee’s films and star image.
6. Lee died on 20 July 1973. Enter the Dragon was released in Hong Kong on 26 July 1973, in New York
on 17 August 1973 and the rest of the United States on 19 August 1973, and in London on 10 January
1974.
7. This study of Bruce Lee remains focused on his associations with Western philosophy, particularly stoi-
cism. I limit this study to Western philosophy in order to interrogate Lee’s role within the gladiatorial
archetype. However, I briefly acknowledge and explore the way Lee’s star persona in the West built
itself around his ability to project a pan-Asian mysticism, rather than any specific philosophic tradition
or school of thought.
8. For example, see Cagniart (2000).
9. This time range was dictated by the parameters of the software and the tweets from this time are repre-
sentative of those that are routinely posted under #brucelee, as several other representative time periods
were also surveyed in the past (e.g. the period between 6 July and 11 July 2018 saw 264 tweets that fell
in a similar pattern).
References
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Author biography
Lindsay Steenberg is Senior Lecturer in Film Studies at Oxford Brookes University where she co-ordinates
their graduate programme in Popular Cinema. Her research focuses on violence and gender in postmodern and
postfeminist media culture. She has published numerous articles and chapters on the crime and action genres.
She is the author of Forensic Science in Contemporary American Popular Culture: Gender, Crime, and
Science and is currently working on a monograph entitled Breaking the First Rule of Fight Club: Tracing the
Gladiatorial Impulse in Visual Culture, for which she has been awarded a Research Excellence Fellowship
from Oxford Brookes.
philosophies
Article
Political Correctness between Wise Stoicism and
Violent Hypocrisy
Lorenzo Magnani
Department of Humanities, Philosophy Section and Computational Philosophy Laboratory,
University of Pavia, 27100 Pavia, Italy; lmagnani@unipv.it
Abstract: This article aims at commenting in a novel way on the concept of political correctness,
by showing that, even if adopting a politically-correct behavior aims at promoting a precise moral
outcome, violence can be still perpetrated, despite good intentions. To afford in a novel way the
problem of political correctness, I will adopt a theoretical strategy that adheres to moral stoicism,
the problem of “silence”, the “fascist state of the mind” and the concept of “overmorality”, which I
have introduced in my book Understanding Violence. The Intertwining of Morality, Religion, and
Violence: A Philosophical Stance (Springer: Heidelberg/Berlin, Germany, 2011). I will demonstrate
that political correctness certainly obeys the stoic moral rule, which teaches us that we have to
diminish conflicts and, so, the potential for derived violence, by avoiding to pronounce words
and expressions that can be offensive and so conflict making. Unfortunately, political correctness
often increases the so-called already widespread overmorality, typical of our era, and postulates
too many minor moral values (or rights) to be attributed to individuals and groups, which must
be respected. Therefore, engaging in political correctness obscures more serious issues regarding
social, political and economic life, committing a sin of abstractness and idealization. At the same
time, by discouraging the use of words and expressions, the intrinsic overmoralization at work
creates potential new conflicts and potential derived violence.
1 In the media, the term can be used as a pejorative, implying that these policies are always excessive. It is well known that
in October 1990, the New York Times article by Richard Bernstein promoted a strong popularization of the term.
(1) the relationship between morality and violence, also linked to the so-called “fascist state of the mind”;
(2) the concept of overmorality;
(3) the stoic doctrine of indifference.
a positive aspect of a strong morality, even now in the 21st Century: they consequently feel constantly
violated by the modern civil idea of “égalité”. Therefore, why think that equality is void of any
relationship with violence? The egalitarian groups usually hate non-egalitarians and vice versa,
as I think they are both convinced they are dealing with a “pure/good morality” (which justifies
any related violence, thanks to the moral bubble they are in).2
I always endorsed political correctness as a very progressive moral commitment: this conviction
does not have to obliterate the fact that it can be a carrier of violence under many perspectives,
as I will try to illustrate in the following parts of this article. As a philosopher, adopting a
naturalistic perspective, what I want to avoid is establishing a final and stable truth about political
correctness, that is a dogmatic and “locked” moral-philosophical perspective about “what is political
correctness?” Of course, I also want to avoid answering questions like “how can we properly apply
political correctness”. Answering these questions inside philosophy seems to me the perpetration
of a high degree of intellectual violence, disrespecting the banality and, so to say, moral dignity of
trivial simple human behaviors. These behaviors, when related to the respect of “correctness”, might
perpetrate a violence that can be clearly empirically seen: a violence that can consists in abstractly,
without a serious reason, negating diversity or even unaware of harming people in various ways.3
However, the reader must not misunderstand me! When I say I want to provide a “moral
dignity” to human behavior, I am referring to the fact that we have to respect it, as a human behavior
that cannot be neutralized with an abstract, narcissistic, emancipating, conceptual philosophical
theory (too “low cost”, from both the intellectual and emotional point of view). This would be
a kind of violence, a merely abstract terminator machine, “written in more or less complicated
books and articles”, which just fakes a perverse atmosphere of an almost empty moral “militancy”.
In short, I cannot compose a list in which I distinguish between good and bad politically-correct
behaviors. In this article, I would simply like to increase philosophical and cognitive knowledge
on political correctness’ multiple aspects, to show how it is de facto intertwined with violence
and how much violence is hidden, and invisibly or unintentionally performed, when derived from
that supposed-to-be-always-noble moral commitment. In a few words, I already remarked along
almost all of the pages of my book that I have quoted above that I think it is mandatory, in our times,
to stress the other face of (presupposed) good things and beliefs. Gogol, for example, was perfectly
aware of the fact that knowledge, inclination and sensitivity to good is always inextricably bound to
knowledge, inclination and sensitivity to evil.
As an individual, I have of course my own (evolving) morality, but, as I already said, I keep
it as something very particular that I do not intend to “teach” to anyone. Here are some elements
of what I consider to be my morality: (1) I do not like the overmorality (cf. Section 4 below) that I
witness everywhere; (2) in my behavior, I always try to “lower emotions”, to avoid a priori conflicting
situations where morally-dependent conflicts (and conflicts of other cultural perspectives) can arise;
(3) I try to treat people according to their “nature”, like Zeno of Citium says: “The goal of life is living
in agreement with nature”; (4) I do not like revenge, but I try to transform it, when it is possible of
2 Being constitutively and easily unaware of our errors is very often intertwined with the self-conviction that we are not at
all violent and aggressive, but just moral, in the argumentation we perform (and in our eventual related actions). A moral
bubble, in which an agent is “trapped”, refers to the fact that we only see the moral side of our actions and not the possible
violent effects. I have introduced and explained this concept in [7], Chapter Three.
3 For example, political correctness could lead to a patronization of people’s behavior from a philosophical point of view,
which reflects the same effect of the blind enforcement of political correctness norms that, as already pointed out by Žižek,
are “all the more humiliating inasmuch as they are masked as benevolence” [9]. Indeed, several studies pointed out how
blind politically-correct measures provided much distress in some closed communities (such as universities, high schools,
workplaces) than the previous enactment of less strict norms of behavior. Just to mention two cases, [10] testified how, in
his clinical work as a family systems therapist, he had repeatedly encountered experiences of social distress in clients who
attempted to deal with strong political correctness measures, and a study conducted by [11] reported how the pressure to
appear politically correct in educational settings can create discrepancies between public behavior and private attitudes,
generating phenomena of hypocritical acceptance of norms rather than multicultural comprehension.
Philosophies 2016, 1, 261–274 264
course (better to avoid revenge if it involves too violent outcomes) into a moderate, non-retaliatory,
didactic reaction (if this is not possible or feasible, I simply give up). As you can easily see, this is not
a morality in the common sense of the term (like my inner Catholic morality, which I learned when
I was a child and, that anyway, I still love and try to follow); it is something more personal and also
characterized by meta-moral aspects (individual, customized to me and through my history), related
to a possible good construction of myself.
As a researcher in moral philosophy, I am convinced that there is a spontaneous generation of
violence through morality. As an example, imagine that you are a good stoic (as I would like to be),
and you are morally intelligent because you prefer to prevent violence. Other people that entertain
relationships with you, and that instead prefer and like the behavior you perceive as “violent”, can
perceive “you” as violent because you prefer to violently repress your passions and emotions like
stoicism requires! Moreover, we must not forget that people often “like” violence (emotionally
or, more rationally, because they are morally convinced of its “moral” function: punishment,
purification, revenge, edification, etc.), and it is difficult to dissuade them. When we approach violent
people to persuade them about the badness of their behavior, we are in turn very often considered as
non-violently violent!4
Indeed, the violent dimension of morality is embedded in the extent that is self-blind or, as I
already mentioned in previous works, auto-immune [12,13]. The more self-righteous a moral norm
is felt by the individuals who apply it, the less they will notice its intrinsic violence. For strict
politically-correct measures, the danger of self-blindness is doubled. On the one hand, people who
enact these measures may not be aware of the strong moral position they are enforcing (and so, of
its violent dimension). On the other hand, as [9] pointed out, they may hardly be aware of the fact
that using new forms of labels in order to substitute blunt and cruel forms, they could still highlight
the same difference they are trying to avoid noticing (as replacing the word “fat” or “stupid” with
“weight challenged” and “mentally challenged” strongly focus the attention on the lacks/problems
that people try to ignore), becoming even more humiliating and aggressive in the eyes of the victims.
I have said above that the dimension of wisdom (stoics, etc.) is a good morality; I can now
clearly add that it is always related to an aristocratic attitude. From the moral point of view, political
correctness is stoic because it aims at weakening risky conflicts, violence, oppression, etc., which
derive for instance from some verbal expressions. For example, some expressions originate in those
cases in which humans perform an act of elimination of proper names (“kikes” for Jews, “gooks” for
Vietnamese; for two decades, the former Italian prime minister has made an annoying, but efficacious
and aggressive use of the word “communist” to indicate simply democratic or Christian-democratic
people, and in turn, he has been nicknamed by his adversaries as “the dwarf” for his short size, in a
bitter escalation of calling each other names). Thus, comprehending the limitation of the enforcement
of blind political correctness, I agree with [14] when he declares that “politically correct solutions
can likely be imprecise, inconsistent, pragmatic, logically indefensible. That does not make them less
ethical”. Therefore, in the following section, I will analyze the so-called “fascist state of the mind”,
showing those behaviors (mainly verbal) that surely political correctness can beneficially contrast.
4 On this interplay of violent/non-violent, cf. also [7], Chapter Four, Section “Nonviolent Moral Axiologies, Pacifism,
and Violence”.
5 For a treatment of this subject in the perspective of the relationship between morality and violence, see my [7], Chapter 5.
Philosophies 2016, 1, 261–274 265
mind: Bollas lists some of the main efficacious cases, which he eloquently considers as the tools for a
possible intellectual genocide, which is considered as a real, new and important “category of crime”.
A subset of these is the group of rhetorical methods that substantiate what he calls the committive
genocide:6
(1) distortion of the opponent’s image, for example using a massive quantity of ad hominem;
(2) decontextualization of the opposing view: this phenomenon is in turn linked to the scapegoat
mechanism (which often relies on gossiping dynamics) that I have already illustrated in [7].
Bollas also adds that “The extreme of this act is the removal of a victim from his tribe, home
(i.e., context), isolated for purposes of persecution” [18] (p. 208);
(3) denigration, depicting the opponent’s position as ridiculous;
(4) caricature, which helps delineate and identify the group or the ideas that have to be considered
undesirable and so “killed”;
(5) change of name: I just illustrated above speaking of Jews and Vietnamese people as an act
of the elimination of proper names (“kikes” for Jews, “gooks” for Vietnamese people and of
Berlusconi). It is pretty obvious that this elimination reverberates the subsequent potential
elimination of the people/ideas from the socio-political scene and in the worst case from the
very “community of living people”.7
(6) categorization as aggregation, when the individual is transferred to a general category, usually
with a bad connotation, in which he/she loses his/her identity and qualities: “he/she is a
psychopath”, “he/she is an immigrant”, “he/she is a former alcoholic”.
To be simple and clear from the perspective of the philosophy of violence: here, I am not referring
to the more or less legitimate desire of the fascist (and of all human beings) to win against others, to
become richer or to acquire power and command, but to the extremely violent and harmful tools
he/she uses that, because of their radical character, always surpass in cruelty the tools used by the
opponents, which are less violent and so “constitutively” weaker if compared with those used by
the fascist.
This consideration also clearly explains the rapid implementation of a “virtuous” circle of evil.
All opposition, that the germinal fascist state of the mind depicts as weak and with the stigmas
of doubt and complexity, quickly actually becomes weak, doubtful and vulnerable to everyone
embedded in that very opposition and so perceived as weak by the collectivity dominated by the
fascist state of the mind. It is just this cluster of violent effects, so paradigmatic in the case of the fascist
state of the mind, that political correctness aims at contrasting: the “oppositions” here are instead
simple groups, genders, sexual minorities, etc., affected by verbal and written abuses of politically
“uncorrect”, not necessarily fascist, people. Indeed, political correctness also refers to less violent
abuses, with respect to the ones perpetrated by the fascist state of the mind, though still serious and
worth being contrasted.
Certainly related to this fascistic aspect (and to other less violent aspects, which live undisturbed
in our mass media marketing, newspapers, social networks and books) is the general aggressive
component of so-called “conversational dominance”, which asymmetrically establishes an unequal
6 Salmi [16] usefully lists the various effects of genocide under the category of alienating violence, when a person is deprived
of her/his rights to emotional, cultural and intellectual growth, by means of racism, social ostracism and ethnocide. This
has to be distinguished from repressive violence, which resorts to a mere deprivation of basic rights other than the right to
survival and protection from injury, including civil, political and social rights [17] (p. 320).
7 Other processes of methodical “substitution” (especially active in the case of Nationalsozialistische Deutsche Arbeitepartei)
were related to: (1) the substitution of religion by the instrumentalization of art; (2) the substitution of art by propaganda;
(3) the substitution of propaganda by indoctrination; (4) the substitution of culture by monumentalism; (5) the substitution
of politics by esthetics; (6) the substitution of esthetics by terror (masses, already transformed into a homogenous
conglomeration where the elbow room that would enable any political or cultural relation is missing, are further weakened
through the erasure of the very faces, metaphorically, aiming toward a total anonymization, and any sense of individual
responsibility) [19].
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distribution of entitlements and rights, such as the opportunity to introduce new topics, and
verbally victimizes some participants.8 Furthermore, this level political correctness can produce a
positive role.
The emphasis on the role of fallacious argumentation in the formation of the fascist state of
the mind can easily explain how abusive “manipulations” in discourse interaction at the social
level (through written text, speech and visual messages) are important in totalitarian states and
collectivities, but also in standard professional settings, institutions, families, etc. They are violent
tools used by dominants to establish inequalities of various types and possibly to perform intellectual
genocide, when they achieve their absolute target of annihilating opponents. I have to say that
political correctness is not in general applied to many demagogical manipulations typical of
politicians, mass media and financial authorities of our times, which I consider deeper cases of abuse
and violence, even if, maybe, it should be. It easily vaporizes, when in contact with, so to say,
strong powers, for example political or economical, because trying to “correct” weak and vulnerable
people is easier, since political correctness is related to the use of that simple weapon consisting of
natural language. Van Dijk lists the major argumentative and structural tools that are involved in
manipulation processes, which are almost always devoted to focusing on those cognitive and social
characteristics of the recipient that make them more vulnerable and less resistant:
At this point, we can say that the exercise of political correctness implements a moral attitude that
is capable of annihilating some of the violent results I have described in this section: consequently,
we can easily conclude that, surely, politically correctness is good.
8 [20], Chapter 8: “Dispute and aggression” also studies the role of insults as a precursor to physical aggression in their
intertwining with arguments that can be used to establish sociability.
Philosophies 2016, 1, 261–274 267
(1) hypocrisy; we just condemn almost innocent verbal intemperances and easily employ all our
indignation (and all our moral energies) against the expression “The Trio of Chubby Girls
nearly an Olympic Miracle”, forgetting that in Western society, women are killed and abused
in more serious ways: when concretely faced with this problem, we have already spent all
our moral energies in being politically correct, in punishing the uncorrect verbal abuser and,
so, in feeling so morally proud, and also, pathetically, I have to say, in feeling ourselves
exonerated from further commitment to defend the female gender. Political correctness is
in this case a violent way of omitting to speak or to treat more urgent problems of violence
and abuses, reaching a hypocritical pacifying state, as bluntly reported in a popular article
entitled “Do we want to be politically correct or do we want to reduce partner violence
in our community?” [22].9 Moreover, the pressure to appear politically correct can lead to
the phenomenon of pluralistic ignorance, as reported by [11]. Pluralistic ignorance is the
overestimation of a group endorsement of an attitude or a norm when, in fact, it enjoys little
support among group members. Van Boven explains that the desire to appear politically correct
in order to be deemed as ethically sensitive can indeed lead people to support affirmative
action despite privately held doubt, increasing the erroneous perception that a particular norm
is widely accepted in a group. This obviously also leads to the hypocritical acceptance and
diffusion of controversial norms for politically-correct behavior;
(2) abstractness and idealization: often, political correctness is related to too controversial new
moral values, which do not necessarily represent an increase of dignity of the people involved.
Indeed, it may cause episodes of “sweeter discrimination”, which is perceived less verbally
aggressive, for the lexicon used, by the perpetrators, but it is still felt as absolutely discriminatory
by the victims. In this perspective, politically-correct behaviors aim at favoring (and at the same
time derive from) abstract and ideal discussions and debates about some minor “rights” to be
preserved and defended, diverting attention from more serious moral issues of social, political
and economic life.10
4.1. Overmorality
The first aspect I have just introduced a few lines above is related to the problem I called ([7],
Chapter 6) overmorality. I maintain that overmorality (that is, the presence of too many moral
values attributed to too many human features, things, event and entities) is dangerous, because
it furnishes too many opportunities to trigger more violence by promoting plenty of unresolvable
conflicts. I recently realized that overmoralization is analogous to the problem of overcriminalization,
when I found the book by Husak [23]: overcriminalization presents similar discontent with respect
to overmoralization. For example, Husak contends that the state lacks a good reason to punish drug
users and that, thanks to overcriminalization, injustice (consequently) increases, and it is pervasive
throughout the criminal domain: the results of criminal justice in the presence of overcriminalization
are often perverse and “unjust”, with the consequence of an exceptional and expensive quantity
9 A paradoxical event that concerned political correctness has been the cancellation of the television program Politically
Incorrect, a political talk show hosted by Bill Maher that aired from 1993 to 2002. Six days after the 11 September 2001
attacks, Dinesh D’Souza appeared on the program. He commented on the event by criticizing people who suggested
terrorists were cowards by saying, “Look at what they did. You have a whole bunch of guys who were willing to give their
life; none of them backed out. All of them slammed themselves into pieces of concrete. These are warriors”. Maher agreed
with D’Souza’s comments and said, “We have been the cowards. Lobbing cruise missiles from two thousand miles away”.
Maher’s comments ultimately led to advertisers ending their support and his show being canceled. This is a funny
paradoxical story in which we can see both the moral and violent character of political correctness at work: there were
subsequently comments in various media on the irony that a show called Politically Incorrect was canceled because its host
had made a supposedly politically-incorrect comment (cf. Wikipedia, entries Politically Incorrect and Dinesh D’Souza.)
10 We have to say that, for example mass media, which are strong sustainers and promoters of political correctness, are
instead, on multiple occasions, far from being politically correct, so promoting, for example, hate speech, unaware of the
politically-incorrect use of language, images or cartoons that irritate or provoke religious groups and devotion to horrible
politicians who, so to say, “cannot be criticized”.
Philosophies 2016, 1, 261–274 268
of people in prison. Provocatively, Husak contends that a right not to be punished should be
implemented, given the fact that, like Jeremy Bentham already contended, any punishment is a
violence. Why would this right deserve less protection than free speech, freedom of association or
liberty of conscience? Too many people are more or less violently legally punished because of the
infringement of mere mala prohibita and not because they also did mala in se. Thus, often, those
punishments are not deserved, not even as mere didactic examples to be presented to other humans.
A description of the main assumptions indicated by Husak is simply given by Donoso [24]:
Analogously, I think that an excess of morality coincides with an excess of punishment and
conflict, and this explains my sympathy for Husak’s ideas. Political correctness, today, tends to project
moral worth to too many aspects of life, also extremely marginal: our example of “Chubby Girls” is
eloquent. It is nice to see people (and especially males) so worried about the fact that Olympic girls
can be so easily offended, but attributing such a value to the female body, so that you are forbidden to
say it is “chubby” without being severely punished, is too much. Indeed, this moral attitude trivially
conflicts, for example, with my traditional moral frameworks (and of many people like me) that are
more worried about violence against women through rape and murder or through much more violent
abusive verbal vulgarity. Moreover, we do not have to forget that an excess of too disputable political
correctness creates in some people and groups an unwelcome climate of repression.
Indeed, I think that our era is characterized by a huge quantity of fragmentary, often
contradictory, moral values and allegiances that affect human behavior in confusing and conflicting
ways: the excess of new values related to a sophisticated and controversial exercise of political
correctness forms an important part of this set. This complexity often makes people simply ignorant
of basic moral rules, which would be instead useful for their practical life in a community, to avoid
potential violent conflicts. Indeed, it can be contended that fragmented pieces of morality can corrupt
and transform more basic and fruitful tenets. The stoics always emphasized the need to limit the
over-expansion of morality. They contended that humans could recognize that many of the values
they attribute to events, behaviors, artifacts, and so on, should be considered indifferent. On closer
analysis, many things are indifferent (as in the case of some of the excessively questionable moral
values invented by political correctness), and to take excessive moral care of them is wrong and
pernicious. The stoics are very severe against overmorality:
Since such things as health, wealth or reputation could not affect virtue, it made no
difference to the wise man whether he had them or not, and he could not consider them
good or evil. Zeno termed them all “indifferents”, but he called such things as health
and wealth “according to nature” and the opposite of these “contrary to nature”. [. . . ] But
even if the virtue of the wise man was not affected by the loss of property, it was necessary
for him to earn his own living and to support his family. Zeno called actions of this kind
“duties”, “acts of which a reasonable account can be given”. A man could be virtuous in
Philosophies 2016, 1, 261–274 269
sickness or poverty but from the practical point of view he had to pay enough attention to
health to be a good soldier in the defense of his country and enough attention to money
to earn his own living [25] (pp. 152–153).
Duties of this kind are of low or no moral value, seen in proportion to how they aid the natural
instinct for self-preservation. Hence, it seems clear that:
(1) if we deprive “things” of their excessive moral value and reduce them to “preferable” or “not
preferable” targets, which are related to merely “practical” duties, it is less likely they can
trigger deep passion and unmanageable intra-personal and interpersonal conflicts, and we
will certainly be less inclined to use them as a way of punishing ourselves and other human
beings for not respecting our too many unquestionable moral commitments; less wrongdoing
would help us, like Coeckelbergh [26] (p. 243) says, “[. . . ] to set up institutions that prevent
‘interminable generations of prisoners’ and pay more attention to those who do good in spite of,
and in response to, the tragic character of human action and human life”;
(2) unfortunately, to espouse the doctrine of the indifferents is still a strong “moral option”, which
can generate conflict with people who think those things you do not consider to be valuable
are instead worthy of being endowed with some positive moral values and certainly not to be
neglected from this point of view.
In Section 2, I have said that, from the moral point of view, political correctness represents an
example of stoic moral behavior because it aims at weakening risky conflicts, violence, oppression,
etc., deriving for instance from some verbal expressions that originate in those cases in which humans
perform an act of verbal or written abuse. From another, still stoic, perspective, we have just seen that
political correctness is also responsible for an increase of that overmorality already present in our
Western societies, prone to create new conflicts and consequently new potential violence.
11 The same consideration has been exposed by several authors of the so-called epistemology of ignorance [28–30]. Indeed,
on several occasions, it is highlighted how feminist and anti-racist issues should be directly addressed without reserve and
modesty in order to overcome the walls of silence that various cultural environments try to perpetuate with euphemistic
labels, indirect comments or implicit references.
Philosophies 2016, 1, 261–274 270
Aside from the pressure to see and hear no evil, there is also a strong social pressure not
to acknowledge the fact that we sometimes do indeed see or hear it. Not only are we
expected to refrain from asking potentially embarrassing questions, we are also expected
to pretend not to have heard potentially embarrassing “answers” even when we actually
have. By not acknowledging what we have in fact seen or heard, we can “tactfully”
pretend not to have noticed it [27] (p. 30).
in order to promote wrongdoing [33]. Other related ways of encouraging violent behavior, which in
multiple ways comply with the lack of information and/or silence, are related to:
(1) diffusion of responsibility (the larger the group, the less responsible and informed any
individual member feels);
(2) division of labor (which helps conceal responsibility and even the possibility of tracking and
individuating the single responsibility as regards harm perpetrated);
(3) exploitation of trust and loyalty (when, for example, people at the bottom trust the
decision-makers at the top to do the right thing and unaware, become evildoers);
(4) suppression of private doubts and inhibitions thanks to the immersion in groups (whatever
their peaceful private feelings, people tend to express only the “correct” view imposed by a
group they belong to, for example of strong hatred against an enemy).12
Furthermore, the so-called “ostrich effect” is related to the problem of silence.13 Basically, the
ostrich effect is the tendency to ignore unpleasant information by means of avoidance and/or
denial. The result is to keep silent on certain matters, thus blocking the possibility that a certain
piece of information is made publicly available or acknowledged. This is also described, still in
metaphorical terms, by the English expression “the elephant in the room”, to refer to an object
that everybody is indeed aware of, yet no one wants to publicly acknowledge [27]. After all,
when adopted, political correctness can obliterate the actual moral thoughts of people, so favoring
deception or miscommunication.
There are a number of reasons why people prefer not to publicly acknowledge that they have
certain problems. Consider, for instance, the case of some holocaust survivors who refused to recount
their violent experiences passing on the same attitude to their children and grandchildren. What they
experienced in the concentration camps was so violent and horrific that they decided not to disclose it
even to their closest relatives. Additionally, even when asked to explicitly mention some experience
from that time, they still resisted by resorting to the use of euphemisms, for example, in the case
of holocaust, “unmentionable years” or “the war”. Paradoxically, the recourse to euphemisms (that
basically change the names of certain events) allows victims to refer to brutal experiences without
actually mentioning them. Holocaust survivors are “silent witnesses”, who prefer not to share their
experiences because it would be extremely painful and traumatic to disclose them.14 These cases can
be also considered as related to the behaviors, so to speak, of self-political correctness, to hide those
memories that can harm again those victims.
Conversely, one may opt not to talk about certain events not because of a trauma, but because
it might involve fear or lack of confidence, or because of political correctness. An example similar to
the one related to domestic sexual abuse is the following: in a family, other members may decide to
keep silent about a member’s drinking problem just because they are afraid of the consequences
and conflicts or because they are afraid of not being able to address the problem or tackle it.
Active avoidance is meant as a survival strategy, when, for instance, people lack the resources to
cope with a problem.
On some other occasions, denial is just a matter of tact. We purposefully avoid noticing a certain
detail in our friend just because we are supposed to ignore it. This may regard more or less trivial
things like, for instance, bad breath, weight gain or hair loss. Contrary to the examples of the bad
application of political correctness, in these and similar cases, even if the values at stake are trivial
and simple, silence is still good because it is able to protect individual local affective relationships.
Furthermore, disclosing and communicating certain information may irritate people or make them
12 These cases are typical of what is called structural violence, which I have described in [7], Chapter 1, and reiterated with
some aspects of the kinds of disengagement of morality described in the Chapter 5 of the same book.
13 Cf. [34,35].
14 Aspects of violence pertaining to the Holocaust in the perspective of Hannah Arendt and feminism are dealt with in [36].
Philosophies 2016, 1, 261–274 272
feel embarrassed. We would rather prefer not to make people lose face. This might also be related to
privacy and its ethical underpinnings. For instance, we may omit to say that our colleague’s husband
cheated on her, thereby causing depression, when the boss is going to assign a new and important
task, because that could influence his/her decision. Here, what is implicit is that the communication
of certain information is not ethically neutral, as it can promote malicious gossiping or, even worse,
discrimination or mobbing. More generally, even in the absence of a legal duty to privacy, silence can
be a protective measure related to the respect of people’s ability to develop and realize their goals.15
The ostrich effect can also be interpreted as a particular case of self-deception. More precisely,
it stresses the relationship between language and self-deception. Indeed, silence is not an inattentive
attitude, according to which we simply do not pay attention to something; it is an active way of
diverting attention, such as we have illustrated above in the case of the side effects of some cases of
political correctness. Paying attention to these aspects relates to the problem of the violent dimension
of language. Silence and denial can be explicit responses to this. Language, which is indeed the
product of massive cognitive processes made possible and reinforced also thanks to the docility of
humans in communicating and in accepting information that arrives from other people, is a carrier of
morality, but can turn out to be like a weapon able to harm people when adopted and constrained in
politically-correct human environments.
In these final remarks, having seen the problem of political correctness in light of silence and the
ostrich effect, we have tried to demonstrate how these aspects still point to the double face of political
correctness: it can perform moral, violent and both moral and violent roles, depending on the time
and contexts of its application.
5. Conclusions
In this article, I have tried to show that political correctness is not always a good policy and can
very easily promote violence of various kinds. Political correctness obviously aims at moderating
conflicts and, so, possible related violence, but at the same time, often establishes too many new
moral values, supposed to be respected, which are sometimes easily considered of minor moral
worth. Therefore, engaging in political correctness often reinforces that “overmorality” that grips
current Western societies. Too many new disputable moral worths are at the same time sources of
new conflicts and possible new violent outcomes: political correctness, exaggerated in abstractness
and idealization, can easily be accused of disregarding more serious issues concerning social, political
and economic life. Natural language, the main human tool to be controlled when adopting political
correctness, turns out to be like a weapon able to harm people, because silencing or disregarding,
superficially, some parts of language that carry traditional moral values can originate offense and
violence. I have tried to demonstrate how this fact is related to the double face of political correctness,
and I concluded that it can play both moral and violent roles, depending on the time and contexts of
its application. My analysis adopted a theoretical strategy involving moral stoicism, the problem
of “silence”, the “fascist state of the mind” and the concept of “overmorality”, which I consider
fundamental in the current debate about the relationship between morality and violence.
Acknowledgments: Parts of this article are excerpted from the book Understanding Violence. The Intertwining
of Morality, Religion, and Violence: A Philosophical Stance, Springer, Heidelberg, 2011, Chapter 6, Copyright
(2011). For her suggestions regarding the problem of ignorance and Žižek considerations, I am indebted to my
collaborator Selene Arfini.
Conflicts of Interest: The author declares no conflict of interest.
15 More details concerning the general ethical and violent role of silence and the ostrich effect are illustrated in [7], Chapter 3.
Philosophies 2016, 1, 261–274 273
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Palgrave Macmillan: Houndmills/Basingstoke, UK; New York, NY, USA, 2009; pp. 311–319.
17. Bufacchi, V. (Ed.) Violence: A Philosophical Anthology; Palgrave Macmillan: Houndmills/Basingstoke, UK;
New York, NY, USA, 2009.
18. Bollas, C. Being a Character: Psychoanalysis and Self Experience; Routledge: London, UK, 1993 [1992].
19. Mandoki, K. Terror and aethestics: Nazi strategies for mass organization. Renaiss. Mod. Stud. 1999, 42, 4–81.
20. McKinlay, A.; McVittie, C. Social Psychology and Discourse; John Wiley & Sons: Chichester, UK, 2008.
21. Van Dijk, T.A. Discourse and manipulation. Discourse Soc. 2006, 17, 259–383.
22. Hamel, J. Do We want to be politically correct, or do we want to reduce partner violence in our
communities? Partner Abuse 2010, 1, 82–91.
23. Husak, D. Overcriminalization. The Limits of the Criminal Law; Oxford University Press: Oxford, UK, 2008.
24. Donoso, A.M. Review of Douglas Husak, Overcriminalization. The Limits of the Criminal Law.
Crim. Law Philos. 2010, 4, 99–104.
25. Reesor, M.E. The “indifferents” in the old and middle Stoa. Trans. Proc. Am. Philol. Assoc. 1951, 82, 102–110.
26. Coeckelbergh, M. Criminal or patients? Towards a tragic conception of moral and legal responsibility.
Crim. Law Philos. 2010, 4, 233–244.
27. Zerubavel, E. The Elephant in the Room. Silence and Denial in Everyday Life; Oxford University Press: Oxford,
UK, 2006.
28. Proctor, R.N.; Schiebinger, L. (Eds.) Agnotology. The Making and Unmaking of Ignorance; Stanford University
Press: Stanford, CA, USA, 2008.
29. Tuana, N. The speculum of ignorance: The women’s health movement and epistemologies of ignorance.
Hypatia 2013, 21, 1–19.
30. Sullivan, S.; Tuana, N. Race and Epistemologies of Ignorance; SUNY Press: New York, NY, USA, 2007.
Philosophies 2016, 1, 261–274 274
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New York, NY, USA, 1979 [1975].
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New York, NY, USA, 2006.
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USA, 1997.
34. Karlsson, N.; Loewenstein, G.; Seppi, D. The ostrich effect: Selective attention to information.
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and the ostrich effect. Ann. Financ. 2009, 5, 1–14.
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MD, USA, 2002.
c 2016 by the author; licensee MDPI, Basel, Switzerland. This article is an open access
article distributed under the terms and conditions of the Creative Commons Attribution
(CC-BY) license (http://creativecommons.org/licenses/by/4.0/).
Editorial
First draft submitted: 18 December 2018; Accepted for publication: 19 December 2018; Published
online: 15 January 2019
It has long been acknowledged that most neurological disorders are chronic in nature and available treatment inter-
ventions are rarely curative. A relatively more recent acquisition is the clinical observation that most neurological
disorders resulting from central nervous system pathologies are associated with significant psychiatric and behavioral
disturbances and should be considered neuropsychiatric conditions tout court [1]. This is true, for example, for basal
ganglia disorders, whether they are currently classed as neurodevelopmental or neurodegenerative movement disor-
ders. Both Tourette syndrome (hyperkinetic movement disorder with neurodevelopmental etiopathogenesis) and
Parkinson disease (hypokinetic movement disorder with neurodegenerative etiopathogenesis) clinically present with
a combination of motor and nonmotor features sharing a chronic course [1]. Specifically, Tourette syndrome, with
its combination of tics and obsessive-compulsive symptoms and/or attention-deficit and hyperactivity symptoms,
has recently been referred to as ‘paradigmatic neuropsychiatric disorder’ [2]. Parkinson disease, with its association
with rigid-hypokinetic (or tremor) features and anxiety/affective symptoms (or iatrogenic impulse dysregulation
and psychosis), has been regarded as ‘the quintessential neuropsychiatric disorder’ [3]. The most effective treatment
interventions currently available consist in pharmacotherapy targeting dopaminergic pathways. Antidopaminergic
agents can decrease tic frequency and severity in patients with Tourette syndrome, whereas dopamine replacement
therapy can improve rigidity, bradykinesia, and, to a lesser extent, tremor, in patients with Parkinson disease.
Unfortunately, neither pharmacological interventions nor more invasive approaches such as deep brain stimulation
surgery are known to be curative per se. Moreover, it is well recognized that both antidopaminergic and dopaminergic
agents can result in psychiatric/behavioral adverse effects (e.g. on vigilance/affect and impulsivity/reward-seeking
behaviors, respectively) [1]. It is therefore hardly surprising that the focus of clinical practice and research has pro-
gressively shifted from objective neurological outcome measures to patient-reported health-related quality of life. To
stick to the example of movement disorders, it has consistently been shown that nonmotor manifestations such as
affective symptoms can bear a more significant impact on health-related quality of life than motor impairment [4,5].
Psychological therapies, especially cognitive-behavioral approaches, have been shown to be highly effective first-line
treatment interventions for patients with affective and anxiety disorders, i.e. the main determinants of health-related
quality of life across neuropsychiatric conditions. Based on the available evidence, in the UK, the National Institute
for Health and Clinical Excellence has made recommendations for the use of cognitive-behavioral therapy in the
treatment pathways of adult patients with depression in the context of a chronic physical health problem [6], with
relevant implications to a wide range of neuropsychiatric conditions.
It has been suggested that there have been three successive ‘waves’ in terms of modern psychotherapy interventions
throughout the second half of the XX century and the beginning of the XXI century [7]. The first wave (behavior
therapy) originated from Burrhus F Skinner’s popular doctrine of behaviorism, at least in part as a reaction
to Freudian models of the mind and psychodynamic therapy. The transition between the first and the second
10.2217/fnl-2018-0046
C 2019 Andrea E Cavanna Future Neurol. (2019) 14(1), FNL2 eISSN 1748-6971
Editorial Cavanna
wave marked the birth of cognitive-behavioral therapy approaches: this passage has often been described as the
clinical equivalent of the cognitive revolution that took place in the field of scientific psychology thanks to
the work of Noam Chomsky and other pioneers of cognitive sciences. The revolution of the ‘second wave’ of
psychotherapy consisted in expanding the previous model of environmental triggers and behavioral responses by
interposing a cognitive mediator that had been absent in the ‘first wave’ of behavioral approaches [8]. Albert Ellis’
rational emotive behavior therapy and Aaron Beck’s cognitive therapy championed the ‘second wave’ by developing
popular clinical counterparts to the cognitive revolution in the late 1950s and 1960s. It was Albert Ellis who
first acknowledged ancient philosophers as the source of the therapeutic value of rationality as cognitive mediator
between environmental challenges and emotional reactions. Interestingly, it has been noted that both Ellis’ and
Beck’s early writings gave credit to the Stoics as the ancient progenitors of modern cognitive-behavioral therapy,
as their approach was anticipated by the fundamental Stoic belief that emotions arise from an interaction between
human reason and the environment [9]. Stoicism is a Hellenistic school of philosophy founded by Zeno of Citium
at the beginning of the III century BC inspired by Socrates’ teaching. Most of the surviving Stoic texts were written
by or about the Roman Stoics (Seneca, Epictetus, Marcus Aurelius), that is, toward the end of the 600-year period
during which the classical phase of this philosophical tradition flourished. Although the fact that clinical psychology
grew out of the discipline of ancient philosophy is often overlooked by modern psychotherapists, recent studies
have convincingly shown that modern cognitive therapy owes much to the writings and ideas of the Stoics of
Rome [9,10]. Specifically, the philosophy of Epictetus is cited by both Ellis and Beck as a forerunner of modern
cognitive therapy [11]. Epictetus’ most quoted passage from the ‘Enchiridion’ (‘Handbook’) clearly illustrates the
close link between Stoicism and cognitive-behavioral therapy: “Men are disturbed not by things but by the views
which they take of them [. . . ] when, therefore, we are hindered, or disturbed, or grieved, let us never blame anyone
but ourselves: that is, our own judgments.” The cognitive-behavioral therapist also assumes that the individual’s
primary problem has to do with his construction of reality, rather than with reality itself. Ellis himself referred
to Epictetus as “a remarkably wise Stoic [who] pointed out some of two thousand years ago that you choose to
overreact to the obnoxious behavior of others while you could more wisely choose to react in a very different
manner” [12].
The Stoic and cognitive theories about the operation of reason upon emotion and behavior have striking
parallelisms. Several analogies draw on the meaning of the ancient Greek term ‘arete’, which is often mistranslated
as ‘virtue’, whereas it simply referred to ‘excellence’ (devoid of moral value). In this sense, ‘arete’ could be attributed
to nonliving things: for example, the ‘arete’ of a knife would be its sharpness. Likewise, the ‘arete’ of human
beings is rationality, that is, excellence in the feature (reason) which characterizes human nature. According to the
Stoic doctrine, emotional reactions, far from being irrational and impossible to analyze, are judgments based on
reason – and therefore amenable to control and manipulation. In fact, Epictetus himself compared the role of the
philosopher to that of a physician, consistently with the tradition of ancient philosophy as medicine of the soul or
‘psychotherapy’ [13]. The Stoic philosopher as psychotherapist used to help others to achieve ‘reasoned emotions’.
Cultivating ‘arete’ through daily practice was seen as the way to achieve the good life (‘eudaimonia’), free of irrational
anxieties and sorrows. In a similar fashion, modern cognitive-behavioral therapists place emphasis upon the rational
approach to alter dysfunctional emotions and therefore treat anxiety and affective disorders.
The ‘third wave’ of psychotherapy was heralded in a 2004 article by Steven Hayes as a group of therapies
encompassing mindfulness-based cognitive therapy and acceptance and commitment therapy, among others [7]. In
2011, the same author and his colleagues proposed ‘contextual cognitive behavioral therapy’ as a new designation
for the ‘third wave’ group of psychotherapy [14,15]. It is worth noting that the practice of mindfulness is not
new to the western tradition, as it can be traced back to the primarily Stoic exercise of attention (‘prosoche’, or
‘concentration on the present moment’). Thanks to this attitude, the philosopher is fully aware of what he does
at each instant, and he wills his actions fully, thereby freeing himself from unhealthy emotions, which are rooted
in the past (depression) or in the future (anxiety). The late French scholar Pierre Hadot argued that for the Stoics
the exercise of attention to the present moment is, in a sense, the key to a wider range of spiritual exercises [16].
As part of their cognitive-behavioral treatment intervention, patients may be asked to keep a diary (journal) or
write down their thoughts and behavior patterns. Again, the practice of recording own thoughts and feelings can
be traced back to Marcus Aurelius’ ‘Meditations’, a book that was not intended for publication and is sometimes
titled ‘To himself’, reflecting its original purpose – an exercise of reflective practice of Stoic discipline [17]. Modern
versions of the Stoic spiritual exercises have recently been presented in ‘The Daily Stoic Journal’ [18] (that builds on
Ryan Holiday’s 2016 book ‘The Daily Stoic’ [19]) and are due to feature in the forthcoming ‘Live like a Stoic’ [20]
by Massimo Pigliucci, author of the 2017 best seller ‘How to be a Stoic’, an imaginary dialogue with Epictetus [21].
Finally, an original study by Donald Robertson weaving the life and philosophy of Marcus Aurelius with insights
from modern psychology is due to appear in 2019 [22]: at the dawn of the new millennium Stoicism seems to be
alive and at the heart of modern psychotherapy. Back to the future?
Open access
This work is licensed under the Attribution-NonCommercial-NoDerivatives 4.0 Unported License. To view a copy of this license,
visit http://creativecommons.org/licenses/by-nc-nd/4.0/
References
1. Cavanna AE. Motion and Emotion. Springer, NY, USA (2018).
2. Cavanna AE. Gilles de la Tourette syndrome as a paradigmatic neuropsychiatric disorder. CNS Spectr. 23(3), 213–218 (2018).
3. Weintraub D, Burn DJ. Parkinson’s disease: the quintessential neuropsychiatric disorder. Mov. Disord. 26(6), 1022–1031 (2011).
4. Evans J, Seri S, Cavanna AE. The effects of Gilles de la Tourette syndrome and other chronic tic disorders on quality of life across the
lifespan: a systematic review. Eur. Child. Adolesc. Psychiatry 25(9), 939–948 (2016).
5. Balestrino R, Martinez-Martin P. Neuropsychiatric symptoms, behavioural disorders, and quality of life in Parkinson’s disease. J. Neurol.
Sci. 373, 173–178 (2017).
6. National Institute for Health and Clinical Excellence. Depression in adults with a chronic physical health problem: treatment and
management (Clinical Guideline 91) (2009). www.nice.org.uk/CG91
7. Hayes SC. Acceptance and commitment therapy, relational frame theory, and the third wave of behavior therapy. Behav. Ther. 35,
639–665 (2004).
8. Ruggiero GM, Spada MM, Caselli G, Sassaroli S. A historical and theoretical review of cognitive behavioral therapies: from structural
self-knowledge to functional processes. J. Ration. Emot. Cogn. Behav. Ther. 36, 378–403 (2018).
9. Robertson D. The philosophy of cognitive-behavioural therapy (CBT): Stoic philosophy as rational and cognitive psychotherapy.
Karnac, London, UK (2010).
10. Robertson D. The Stoic influence on modern psychotherapy. In: The Routledge Handbook of the Stoic Tradition. Sellars J (Ed.).
Routledge, London, UK, 374–388 (2016).
11. Still A, Dryden W. The Historical and Philosophical Context of Rational Psychotherapy: the Legacy of Epictetus. Karnac, London, UK (2012).
12. Montgomery RW. The ancient origins of cognitive therapy: the reemergence of Stoicism. J. Cogn. Psychother. 7(1), 5–19 (1993).
13. Xenakis I. Epictetus: Philosopher-Therapist. Martinus Jijhoff, The Hague, The Netherlands (1969).
14. Hayes SC, Villatte M, Levin ME, Hildebrandt M. Open, aware, and active: contextual approaches as an emerging trend in the behavioral
and cognitive therapies. Annu. Rev. Clin. Psychol. 7, 141–168 (2011).
15. Dimidjian S, Arch JJ, Schneider RL, Desormeau P, Felder JN, Segal ZV. Considering meta-analysis, meaning, and metaphor: a
systematic review and critical examination of ‘third wave’ cognitive and behavioral therapies. Behav. Ther. 47(6), 886–905 (2016).
16. Hadot P. Philosophy as a Way of Life: Spiritual Exercises from Socrates to Foucault. Oxford: Blackwell, Oxford, UK (1995).
17. Hadot P. The Inner Citadel: the Meditations of Marcus Aurelius. Harvard University Press, MA, USA (1998).
18. Holiday R, Hanselman S. The Daily Stoic Journal: 366 Days of Writing and Reflection on the Art of Living. Portfolio, NY, USA (2017).
19. Holiday R. The Daily Stoic: 366 Meditations on Wisdom, Perseverance, and the Art of Living. Portfolio, NY, USA (2016).
20. Pigliucci M, Lopez G. Live Like a Stoic. Rider, London, UK (2019).
21. Pigliucci M. How to be a Stoic. Rider, London, UK (2017).
22. Robertson D. How to Think Like a Roman Emperor: the Stoic Philosophy of Marcus Aurelius. St Martin’s Press, NY, USA (2019).
https://doi.org/10.2217/fnl-2018-0046
Editorial
Back to the future: Stoic wisdom and psychotherapy for neuropsychiatric conditions
Andrea E Cavanna,1,,2,,3
,2 2School of Life & Health Sciences, Aston Brain Centre, Aston University, Birmingham, UK
,3 3Sobell Department of Motor Neuroscience & Movement Disorders, Institute of Neurology &
University College London, London, UK
*Author for correspondence: Tel.: +44 121 3012317; Fax: +44 121 3012291; a.e.cavanna@bham.ac.uk
First draft submitted: 18 December 2018; Accepted for publication: 19 December 2018; Published
online: 15 January 2019.
It has long been acknowledged that most neurological disorders are chronic in nature and available
treatment interventions are rarely curative. A relatively more recent acquisition is the clinical
observation that most neurological disorders resulting from central nervous system pathologies are
associated with significant psychiatric and behavioral disturbances and should be considered
neuropsychiatric conditions tout court [1]. This is true, for example, for basal ganglia disorders, whether
they are currently classed as neurodevelopmental or neurodegenerative movement disorders. Both
Tourette syndrome (hyperkinetic movement disorder with neurodevelopmental etiopathogenesis) and
Parkinson disease (hypokinetic movement disorder with neurodegenerative etiopathogenesis) clinically
present with a combination of motor and nonmotor features sharing a chronic course [1]. Specifically,
Tourette syndrome, with its combination of tics and obsessive-compulsive symptoms and/or attention-
deficit and hyperactivity symptoms, has recently been referred to as ‘paradigmatic neuropsychiatric
disorder’ [2]. Parkinson disease, with its association with rigid-hypokinetic (or tremor) features and
anxiety/affective symptoms (or iatrogenic impulse dysregulation and psychosis), has been regarded as
‘the quintessential neuropsychiatric disorder’ [3]. The most effective treatment interventions currently
available consist in pharmacotherapy targeting dopaminergic pathways. Antidopaminergic agents can
decrease tic frequency and severity in patients with Tourette syndrome, whereas dopamine
replacement therapy can improve rigidity, bradykinesia, and, to a lesser extent, tremor, in patients with
Parkinson disease. Unfortunately, neither pharmacological interventions nor more invasive approaches
such as deep brain stimulation surgery are known to be curative per se. Moreover, it is well recognized
that both antidopaminergic and dopaminergic agents can result in psychiatric/behavioral adverse effects
(e.g. on vigilance/affect and impulsivity/reward-seeking behaviors, respectively) [1]. It is therefore
hardly surprising that the focus of clinical practice and research has progressively shifted from objective
neurological outcome measures to patient-reported health-related quality of life. To stick to the
example of movement disorders, it has consistently been shown that nonmotor manifestations such as
affective symptoms can bear a more significant impact on health-related quality of life than motor
impairment [4,5]. Psychological therapies, especially cognitive-behavioral approaches, have been shown
to be highly effective first-line treatment interventions for patients with affective and anxiety disorders,
i.e. the main determinants of health-related quality of life across neuropsychiatric conditions. Based on
the available evidence, in the UK, the National Institute for Health and Clinical Excellence has made
recommendations for the use of cognitive-behavioral therapy in the treatment pathways of adult
patients with depression in the context of a chronic physical health problem [6], with relevant
implications to a wide range of neuropsychiatric conditions.
It has been suggested that there have been three successive ‘waves’ in terms of modern psychotherapy
interventions throughout the second half of the XX century and the beginning of the XXI century [7]. The
first wave (behavior therapy) originated from Burrhus F Skinner's popular doctrine of behaviorism, at
least in part as a reaction to Freudian models of the mind and psychodynamic therapy. The transition
between the first and the second wave marked the birth of cognitive-behavioral therapy approaches:
this passage has often been described as the clinical equivalent of the cognitive revolution that took
place in the field of scientific psychology thanks to the work of Noam Chomsky and other pioneers of
cognitive sciences. The revolution of the ‘second wave’ of psychotherapy consisted in expanding the
previous model of environmental triggers and behavioral responses by interposing a cognitive mediator
that had been absent in the ‘first wave’ of behavioral approaches [8]. Albert Ellis’ rational emotive
behavior therapy and Aaron Beck's cognitive therapy championed the ‘second wave’ by developing
popular clinical counterparts to the cognitive revolution in the late 1950s and 1960s. It was Albert Ellis
who first acknowledged ancient philosophers as the source of the therapeutic value of rationality as
cognitive mediator between environmental challenges and emotional reactions. Interestingly, it has
been noted that both Ellis’ and Beck's early writings gave credit to the Stoics as the ancient progenitors
of modern cognitive-behavioral therapy, as their approach was anticipated by the fundamental Stoic
belief that emotions arise from an interaction between human reason and the environment [9]. Stoicism
is a Hellenistic school of philosophy founded by Zeno of Citium at the beginning of the III century BC
inspired by Socrates’ teaching. Most of the surviving Stoic texts were written by or about the Roman
Stoics (Seneca, Epictetus, Marcus Aurelius), that is, toward the end of the 600-year period during which
the classical phase of this philosophical tradition flourished. Although the fact that clinical psychology
grew out of the discipline of ancient philosophy is often overlooked by modern psychotherapists, recent
studies have convincingly shown that modern cognitive therapy owes much to the writings and ideas of
the Stoics of Rome [9,10]. Specifically, the philosophy of Epictetus is cited by both Ellis and Beck as a
forerunner of modern cognitive therapy [11]. Epictetus’ most quoted passage from the ‘Enchiridion’
(‘Handbook’) clearly illustrates the close link between Stoicism and cognitive-behavioral therapy: “Men
are disturbed not by things but by the views which they take of them […] when, therefore, we are
hindered, or disturbed, or grieved, let us never blame anyone but ourselves: that is, our own
judgments.” The cognitive-behavioral therapist also assumes that the individual's primary problem has
to do with his construction of reality, rather than with reality itself. Ellis himself referred to Epictetus as
“a remarkably wise Stoic [who] pointed out some of two thousand years ago that you choose to
overreact to the obnoxious behavior of others while you could more wisely choose to react in a very
different manner” [12].
The Stoic and cognitive theories about the operation of reason upon emotion and behavior have striking
parallelisms. Several analogies draw on the meaning of the ancient Greek term ‘arete’, which is often
mistranslated as ‘virtue’, whereas it simply referred to ‘excellence’ (devoid of moral value). In this sense,
‘arete’ could be attributed to nonliving things: for example, the ‘arete’ of a knife would be its sharpness.
Likewise, the ‘arete’ of human beings is rationality, that is, excellence in the feature (reason) which
characterizes human nature. According to the Stoic doctrine, emotional reactions, far from being
irrational and impossible to analyze, are judgments based on reason – and therefore amenable to
control and manipulation. In fact, Epictetus himself compared the role of the philosopher to that of a
physician, consistently with the tradition of ancient philosophy as medicine of the soul or
‘psychotherapy’ [13]. The Stoic philosopher as psychotherapist used to help others to achieve ‘reasoned
emotions’. Cultivating ‘arete’ through daily practice was seen as the way to achieve the good life
(‘eudaimonia’), free of irrational anxieties and sorrows. In a similar fashion, modern cognitive-behavioral
therapists place emphasis upon the rational approach to alter dysfunctional emotions and therefore
treat anxiety and affective disorders.
The ‘third wave’ of psychotherapy was heralded in a 2004 article by Steven Hayes as a group of
therapies encompassing mindfulness-based cognitive therapy and acceptance and commitment therapy,
among others [7]. In 2011, the same author and his colleagues proposed ‘contextual cognitive
behavioral therapy’ as a new designation for the ‘third wave’ group of psychotherapy [14,15]. It is worth
noting that the practice of mindfulness is not new to the western tradition, as it can be traced back to
the primarily Stoic exercise of attention (‘prosoche’, or ‘concentration on the present moment’). Thanks
to this attitude, the philosopher is fully aware of what he does at each instant, and he wills his actions
fully, thereby freeing himself from unhealthy emotions, which are rooted in the past (depression) or in
the future (anxiety). The late French scholar Pierre Hadot argued that for the Stoics the exercise of
attention to the present moment is, in a sense, the key to a wider range of spiritual exercises [16]. As
part of their cognitive-behavioral treatment intervention, patients may be asked to keep a diary
(journal) or write down their thoughts and behavior patterns. Again, the practice of recording own
thoughts and feelings can be traced back to Marcus Aurelius’ ‘Meditations’, a book that was not
intended for publication and is sometimes titled ‘To himself’, reflecting its original purpose – an exercise
of reflective practice of Stoic discipline [17]. Modern versions of the Stoic spiritual exercises have
recently been presented in ‘The Daily Stoic Journal’ [18] (that builds on Ryan Holiday's 2016 book ‘The
Daily Stoic’ [19]) and are due to feature in the forthcoming ‘Live like a Stoic’ [20] by Massimo Pigliucci,
author of the 2017 best seller ‘How to be a Stoic’, an imaginary dialogue with Epictetus [21]. Finally, an
original study by Donald Robertson weaving the life and philosophy of Marcus Aurelius with insights
from modern psychology is due to appear in 2019 [22]: at the dawn of the new millennium Stoicism
seems to be alive and at the heart of modern psychotherapy. Back to the future?
The author has no relevant affiliations or financial involvement with any organization or entity with a
financial interest in or financial conflict with the subject matter or materials discussed in the manuscript.
This includes employment, consultancies, honoraria, stock ownership or options, expert testimony,
grants or patents received or pending, or royalties.
Open access
References
1.
2.
3.
Weintraub D, Burn DJ . Parkinson's disease: the quintessential neuropsychiatric disorder . Mov. Disord.
26 ( 6 ), 1022 – 1031 ( 2011 ). Crossref. PubMed.
4.
Evans J, Seri S, Cavanna AE . The effects of Gilles de la Tourette syndrome and other chronic tic disorders
on quality of life across the lifespan: a systematic review . Eur. Child. Adolesc. Psychiatry 25 ( 9 ), 939 –
948 ( 2016 ). Crossref. PubMed.
5.
6.
National Institute for Health and Clinical Excellence . Depression in adults with a chronic physical health
problem: treatment and management (Clinical Guideline 91) ( 2009 ). www.nice.org.uk/CG91 .
7.
Hayes SC . Acceptance and commitment therapy, relational frame theory, and the third wave of
behavior therapy . Behav. Ther. 35 , 639 – 665 ( 2004 ). Crossref.
8.
Ruggiero GM, Spada MM, Caselli G, Sassaroli S . A historical and theoretical review of cognitive
behavioral therapies: from structural self-knowledge to functional processes . J. Ration. Emot. Cogn.
Behav. Ther. 36 , 378 – 403 ( 2018 ). Crossref. PubMed.
9.
Robertson D . The philosophy of cognitive-behavioural therapy (CBT): Stoic philosophy as rational and
cognitive psychotherapy . Karnac , London, UK ( 2010 ).
10.
Robertson D . The Stoic influence on modern psychotherapy . In : The Routledge Handbook of the Stoic
Tradition . Sellars J ( Ed. ). Routledge , London, UK , 374 – 388 ( 2016 ).
11.
Still A, Dryden W . The Historical and Philosophical Context of Rational Psychotherapy: the Legacy of
Epictetus . Karnac , London, UK ( 2012 ).
12.
Montgomery RW . The ancient origins of cognitive therapy: the reemergence of Stoicism . J. Cogn.
Psychother. 7 ( 1 ), 5 – 19 ( 1993 ). Crossref.
13.
Xenakis I . Epictetus: Philosopher-Therapist . Martinus Jijhoff , The Hague, The Netherlands ( 1969 ).
Crossref.
14.
Hayes SC, Villatte M, Levin ME, Hildebrandt M . Open, aware, and active: contextual approaches as an
emerging trend in the behavioral and cognitive therapies . Annu. Rev. Clin. Psychol. 7 , 141 – 168
( 2011 ). Crossref. PubMed.
15.
Dimidjian S, Arch JJ, Schneider RL, Desormeau P, Felder JN, Segal ZV . Considering meta-analysis,
meaning, and metaphor: a systematic review and critical examination of ‘third wave’ cognitive and
behavioral therapies . Behav. Ther. 47 ( 6 ), 886 – 905 ( 2016 ). Crossref. PubMed.
16.
Hadot P . Philosophy as a Way of Life: Spiritual Exercises from Socrates to Foucault . Oxford: Blackwell ,
Oxford, UK ( 1995 ).
17.
Hadot P . The Inner Citadel: the Meditations of Marcus Aurelius . Harvard University Press , MA, USA
( 1998 ).
18.
Holiday R, Hanselman S . The Daily Stoic Journal: 366 Days of Writing and Reflection on the Art of Living .
Portfolio , NY, USA ( 2017 ).
19.
Holiday R . The Daily Stoic: 366 Meditations on Wisdom, Perseverance, and the Art of Living . Portfolio ,
NY, USA ( 2016 ).
20.
21.
22.
Robertson D . How to Think Like a Roman Emperor: the Stoic Philosophy of Marcus Aurelius . St Martin's
Press , NY, USA ( 2019 ).
Stoicism
Stoicism is a school of Hellenistic philosophy founded by Zeno of
Citium in Athens in the early 3rd century BC. It is a philosophy of
personal eudemonic virtue ethics informed by its system of logic
and its views on the natural world, asserting that the practice of
virtue is both necessary and sufficient to achieve eudaimonia –
flourishing, by means of living an ethical life. The Stoics identified
the path to eudaimonia with a life spent practicing the cardinal
virtues and living in accordance with nature.
The Stoics are especially known for teaching that "virtue is the only
good" for human beings, and those external things—such as health,
wealth, and pleasure—are not good or bad in themselves
(adiaphora), but have value as "material for virtue to act upon".
Alongside Aristotelian ethics, the Stoic tradition forms one of the
major founding approaches to virtue ethics.[1] The Stoics also held
that certain destructive emotions resulted from errors of judgment,
and they believed people should aim to maintain a will (called
prohairesis) that is "in accordance with nature". Because of this, the
Zeno of Citium, the founder of
Stoics thought the best indication of an individual's philosophy was
Stoicism, in the Farnese collection,
not what a person said but how a person behaved.[2] To live a good
Naples – Photo by Paolo Monti, 1969
life, one had to understand the rules of the natural order since they
thought everything was rooted in nature.
Many Stoics—such as Seneca and Epictetus—emphasised that because "virtue is sufficient for happiness",
a sage would be emotionally resilient to misfortune. This belief is similar to the meaning of the phrase "stoic
calm", though the phrase does not include the traditional Stoic views that only a sage can be considered
truly free and that all moral corruptions are equally vicious.[3]
Stoicism flourished throughout the Roman and Greek world until the 3rd century AD, and among its
adherents was Emperor Marcus Aurelius. It experienced a decline after Christianity became the state
religion in the 4th century AD. Since then it has seen revivals, notably in the Renaissance (Neostoicism)
and in the contemporary era (modern Stoicism).[4]
Contents
Name
Origins
Modern usage
Basic tenets
History
Logic
Propositional logic
Categories
Epistemology
Physics
Ethics
The doctrine of "things indifferent"
Spiritual exercise
Love and sexuality
Social philosophy
Influence on Christianity
Stoic philosophers
See also
References
Further reading
Primary sources
Studies
External links
Name
Origins
Stoicism was originally known as "Zenonism", after the founder Zeno of Citium. However, this name was
soon dropped, likely because the Stoics did not consider their founders to be perfectly wise, and to avoid
the risk of the philosophy becoming a cult of personality.[5]
The name "Stoicism" derives from the Stoa Poikile (Ancient Greek: ἡ ποικίλη στοά), or "painted porch", a
colonnade decorated with mythic and historical battle scenes, on the north side of the Agora in Athens,
where Zeno and his followers gathered to discuss their ideas.[6][7]
Sometimes Stoicism is therefore referred to as "The Stoa", or the philosophy of "The Porch".[5]
Modern usage
The word "stoic" commonly refers to someone who is indifferent to pain, pleasure, grief, or joy.[8] The
modern usage as a "person who represses feelings or endures patiently" was first cited in 1579 as a noun
and in 1596 as an adjective.[9] In contrast to the term "Epicurean", the Stanford Encyclopedia of
Philosophy's entry on Stoicism notes, "the sense of the English adjective 'stoical' is not utterly misleading
with regard to its philosophical origins."[10]
Basic tenets
Philosophy does not promise to secure anything external for man, otherwise it would be
admitting something that lies beyond its proper subject-matter. For as the material of the
carpenter is wood, and that of statuary bronze, so the subject-matter of the art of living is each
person's own life.
The Stoics provided a unified account of the world, constructed from ideals of logic, monistic physics and
naturalistic ethics. Of these, they emphasized ethics as the main focus of human knowledge, though their
logical theories were of more interest for later philosophers.
Stoicism teaches the development of self-control and fortitude as a means of overcoming destructive
emotions; the philosophy holds that becoming a clear and unbiased thinker allows one to understand the
universal reason (logos). Stoicism's primary aspect involves improving the individual's ethical and moral
well-being: "Virtue consists in a will that is in agreement with Nature."[11] This principle also applies to the
realm of interpersonal relationships; "to be free from anger, envy, and jealousy",[12] and to accept even
slaves as "equals of other men, because all men alike are products of nature".[13]
The Stoic ethic espouses a deterministic perspective; in regard to those who lack Stoic virtue, Cleanthes
once opined that the wicked man is "like a dog tied to a cart, and compelled to go wherever it goes".[11] A
Stoic of virtue, by contrast, would amend his will to suit the world and remain, in the words of Epictetus,
"sick and yet happy, in peril and yet happy, dying and yet happy, in exile and happy, in disgrace and
happy",[12] thus positing a "completely autonomous" individual will, and at the same time a universe that is
"a rigidly deterministic single whole". This viewpoint was later described as "Classical Pantheism" (and
was adopted by Dutch philosopher Baruch Spinoza).[14]
History
Beginning around 301 BC, Zeno taught philosophy at the Stoa Poikile ("Painted Porch"), from which his
philosophy got its name.[15] Unlike the other schools of philosophy, such as the Epicureans, Zeno chose to
teach his philosophy in a public space, which was a colonnade overlooking the central gathering place of
Athens, the Agora.
Zeno's ideas developed from those of the Cynics, whose founding father, Antisthenes, had been a disciple
of Socrates. Zeno's most influential follower was Chrysippus, who was responsible for molding what is
now called Stoicism. Later Roman Stoics focused on promoting a life in harmony within the universe, over
which one has no direct control.
Logic
Categories
The Stoics held that all beings (ὄντα)—though not all things (τινά)—are material.[20] Besides the existing
beings they admitted four incorporeals (asomata): time, place, void, and sayable.[21] They were held to be
just 'subsisting' while such a status was denied to universals.[22] Thus, they accepted Anaxagoras's idea (as
did Aristotle) that if an object is hot, it is because some part of a universal heat body had entered the object.
But, unlike Aristotle, they extended the idea to cover all accidents. Thus if an object is red, it would be
because some part of a universal red body had entered the object.
The primary matter, formless substance, (ousia) that things are made of
quality (ποιόν)
The way matter is organized to form an individual object; in Stoic physics, a physical
ingredient (pneuma: air or breath), which informs the matter
Particular characteristics, not present within the object, such as size, shape, action,
and posture
Make for yourself a definition or description of the thing which is presented to you, so as to
see distinctly what kind of a thing it is in its substance, in its nudity, in its complete entirety,
and tell yourself its proper name, and the names of the things of which it has been
compounded, and into which it will be resolved. For nothing is so productive of elevation of
mind as to be able to examine methodically and truly every object that is presented to you in
life, and always to look at things so as to see at the same time what kind of universe this is, and
what kind of use everything performs in it, and what value everything has with reference to the
whole.
Stoics outlined what we have control over categories of our own action, thoughts and reaction. The
opening paragraph of The Enchiridion states the categories as: "Things in our control are opinion, pursuit,
desire, aversion, and, in a word, whatever are our own actions. Things not in our control are body,
property, reputation, command, and, in a word, whatever are not our own actions." These suggest a space
that is within our own control.
Epistemology
The Stoics propounded that knowledge can be attained through the use of reason. Truth can be
distinguished from fallacy—even if, in practice, only an approximation can be made. According to the
Stoics, the senses constantly receive sensations: pulsations that pass from objects through the senses to the
mind, where they leave an impression in the imagination (phantasiai) (an impression arising from the mind
was called a phantasma).[23]
The mind has the ability to judge (συγκατάθεσις, synkatathesis)—approve or reject—an impression,
enabling it to distinguish a true representation of reality from one that is false. Some impressions can be
assented to immediately, but others can achieve only varying degrees of hesitant approval, which can be
labeled belief or opinion (doxa). It is only through reason that we gain clear comprehension and conviction
(katalepsis). Certain and true knowledge (episteme), achievable by the Stoic sage, can be attained only by
verifying the conviction with the expertise of one's peers and the collective judgment of humankind.
Physics
According to the Stoics, the Universe is a material reasoning substance (logos),[24] known as God or
Nature, which was divided into two classes: the active and the passive.[25] The passive substance is matter,
which "lies sluggish, a substance ready for any use, but sure to remain unemployed if no one sets it in
motion".[26] The active substance, which can be called Fate or Universal Reason (logos),[24] is an
intelligent aether or primordial fire, which acts on the passive matter:
The universe itself is God and the universal outpouring of its soul; it is this same world's
guiding principle, operating in mind and reason, together with the common nature of things
and the totality that embraces all existence; then the foreordained might and necessity of the
future; then fire and the principle of aether; then those elements whose natural state is one of
flux and transition, such as water, earth, and air; then the sun, the moon, the stars; and the
universal existence in which all things are contained.
Everything is subject to the laws of Fate, for the Universe acts according to its own nature, and the nature
of the passive matter it governs. The souls of humans and animals are emanations from this primordial Fire,
and are, likewise, subject to Fate:
Constantly regard the universe as one living being, having one substance and one soul; and
observe how all things have reference to one perception, the perception of this one living
being; and how all things act with one movement; and how all things are the cooperating
causes of all things that exist; observe too the continuous spinning of the thread and the
structure of the web.
Individual souls are perishable by nature, and can be "transmuted and diffused, assuming a fiery nature by
being received into the seminal reason ("logos spermatikos") of the Universe".[27] Since right Reason is the
foundation of both humanity and the universe, it follows that the goal of life is to live according to Reason,
that is, to live a life according to Nature.
Stoic theology is a fatalistic and naturalistic pantheism: God is never fully transcendent but always
immanent, and identified with Nature. Abrahamic religions personalize God as a world-creating entity, but
Stoicism equates God with the totality of the universe; according to Stoic cosmology, which is very similar
to the Hindu conception of existence, there is no absolute start to time, as it is considered infinite and cyclic.
Similarly, the space and Universe have neither start nor end, rather they are cyclical. The current Universe
is a phase in the present cycle, preceded by an infinite number of Universes, doomed to be destroyed
("ekpyrōsis", conflagration) and re-created again,[28] and to be followed by another infinite number of
Universes. Stoicism considers all existence as cyclical, the cosmos as eternally self-creating and self-
destroying (see also Eternal return).
Stoicism, just like Indian religions such as Hinduism, Buddhism, and Jainism, does not posit a beginning or
end to the Universe.[29] According to the Stoics, the logos was the active reason[24] or anima mundi
pervading and animating the entire Universe. It was conceived as material and is usually identified with
God or Nature. The Stoics also referred to the seminal reason ("logos spermatikos"), or the law of
generation in the Universe, which was the principle of the active
reason working in inanimate matter. Humans, too, each possess a
portion of the divine logos, which is the primordial Fire and reason
that controls and sustains the Universe.[30]
Ethics
Ancient Stoics are often misunderstood because the terms they used
pertained to different concepts than today. The word "stoic" has
since come to mean "unemotional" or indifferent to pain because
Stoic ethics taught freedom from "passion" by following "reason".
The Stoics did not seek to extinguish emotions; rather, they sought Chrysippus
to transform them by a resolute "askēsis", that enables a person to
develop clear judgment and inner calm.[33] Logic, reflection, and
focus were the methods of such self-discipline, temperance is split into self-control, discipline, and modesty.
Borrowing from the Cynics, the foundation of Stoic ethics is that good lies in the state of the soul itself; in
wisdom and self-control. Stoic ethics stressed the rule: "Follow where reason leads". One must therefore
strive to be free of the passions, bearing in mind that the ancient meaning of pathos (plural pathe) translated
here as passion was "anguish" or "suffering",[34] that is, "passively" reacting to external events, which is
somewhat different from the modern use of the word. Terms used in Stocism related to pathos include
propathos or instinctive reaction (e.g., turning pale and trembling when confronted by physical danger) and
eupathos, which is the mark of the Stoic sage (sophos). The eupatheia are feelings that result from the
correct judgment in the same way that passions result from incorrect judgment. The idea was to be free of
suffering through apatheia (Greek: ἀπάθεια; literally, "without passion") or peace of mind,[35] where peace
of mind was understood in the ancient sense—being objective or having "clear judgment" and the
maintenance of equanimity in the face of life's highs and lows.
For the Stoics, reason meant using logic and understanding the processes of nature—the logos or universal
reason, inherent in all things. According to reason and virtue, living according to reason and virtue is to live
in harmony with the divine order of the universe, in recognition of the common reason and essential value
of all people.
The four cardinal virtues (aretai) of Stoic philosophy is a classification derived from the teachings of Plato
(Republic IV. 426–35):
Following Socrates, the Stoics held that unhappiness and evil are the results of human ignorance of the
reason in nature. If someone is unkind, it is because they are unaware of their own universal reason, which
leads to the conclusion of unkindness. The solution to evil and unhappiness then is the practice of Stoic
philosophy: to examine one's own judgments and behavior and determine where they diverge from the
universal reason of nature.
The Stoics accepted that suicide was permissible for the wise person in circumstances that might prevent
them from living a virtuous life.[36] Plutarch held that accepting life under tyranny would have
compromised Cato's self-consistency (constantia) as a Stoic and impaired his freedom to make the
honorable moral choices.[37] Suicide could be justified if one fell victim to severe pain or disease,[36] but
otherwise suicide would usually be seen as a rejection of one's social duty.[38]
In philosophical terms, things that are indifferent are outside the application of moral law—that is without
tendency to either promote or obstruct moral ends. Actions neither required nor forbidden by the moral law,
or that do not affect morality, are called morally indifferent. The doctrine of things indifferent (ἀδιάφορα,
adiaphora) arose in the Stoic school as a corollary of its diametric opposition of virtue and vice (καθήκοντα
kathekonta, "convenient actions", or actions in accordance with nature; and ἁμαρτήματα hamartemata,
mistakes). As a result of this dichotomy, a large class of objects were left unassigned and thus regarded as
indifferent.
Eventually three sub-classes of "things indifferent" developed: things to prefer because they assist life
according to nature; things to avoid because they hinder it; and things indifferent in the narrower sense. The
principle of adiaphora was also common to the Cynics. Philipp Melanchthon revived the doctrine of things
indifferent during the Renaissance.
Spiritual exercise
Prior to Aurelius, Epictetus in his Discourses, distinguished between three types of act: judgment, desire,
and inclination.[39] According to philosopher Pierre Hadot, Epictetus identifies these three acts with logic,
physics and ethics respectively.[40] Hadot writes that in the Meditations, "Each maxim develops either one
of these very characteristic topoi [i.e., acts], or two of them or three of them."[41]
Seamus Mac Suibhne has described the practices of spiritual exercises as influencing those of reflective
practice.[42] Many parallels between Stoic spiritual exercises and modern cognitive behavioral therapy have
been identified.[43]
Stoics were also known for consolatory orations, which were part of the consolatio literary tradition. Three
such consolations by Seneca have survived.
Stoics commonly employ ‘The View from Above’, reflecting on society and otherness in guided
visualization, aiming to gain a "bigger picture", to see ourselves in context relevant to others, to see others
in the context of the world, to see ourselves in the context of the world to help determine our role and the
importance of happenings.
A fine reflection from Plato. One who would converse about human beings should look on all
things earthly as though from some point far above, upon herds, armies, and agriculture,
marriages and divorces, births and deaths, the clamour of law courts, deserted wastes, alien
peoples of every kind, festivals, lamentations, and markets, this intermixture of everything and
ordered combination of opposites.
Stoics considered sexuality an element within the law of nature that was not to be good or bad by itself, but
condemned passionate desire as something to be avoided.[44][45][46] Early exponents differed significantly
from late stoics in their view of romantic love and sexual relationships.[44][45]
Zeno advocated for a republic ruled by love and not by law, where marriage would be abolished, wives
would be held in common, and eroticism would be practiced with both boys and girls with educative
purposes, to develop virtue in the loved ones.[44][46] However, he didn't condemn marriage per se,
considering it equally a natural occurrence.[44][45] He regarded same sex relationships positively, and
maintained that wise men should "have carnal knowledge no less and no more of a favorite than of a non-
favorite, nor of a female than of a male."[46][47] Zeno favored love over desire, clarifying that the ultimate
goal of sexuality should be virtue and friendship.[45][46]
Among later stoics, Epictetus maintained homosexual and heterosexual sex as equivalent in this field,[47]
and condemned only the kind of desire that led one to act against judgement.[45] However,
contemporaneous positions generally advanced towards equating sexuality with passion, and although they
were still not hostile to sexual relationships by themselves, they nonetheless believed those should be
limited in order to retain self-control.[44][47] Musonius spoused the only natural kind of sex was that meant
for procreation, defending a companionate form of marriage between man and woman,[44] and considered
relationships solely undergone for pleasure or affection as unnatural.[45][47] This view was ultimately
influential in other currents of thought.[45]
Social philosophy
A distinctive feature of Stoicism is its cosmopolitanism; according to the Stoics, all people are
manifestations of the one universal spirit and should live in brotherly love and readily help one another. In
the Discourses, Epictetus comments on man's relationship with the world: "Each human being is primarily
a citizen of his own commonwealth; but he is also a member of the great city of gods and men, whereof the
city political is only a copy."[48] This sentiment echoes that of Diogenes of Sinope, who said, "I am not an
Athenian or a Corinthian, but a citizen of the world."[49]
They held that external differences, such as rank and wealth, are of no importance in social relationships.
Instead, they advocated the brotherhood of humanity and the natural equality of all human beings. Stoicism
became the most influential school of the Greco-Roman world, and produced a number of remarkable
writers and personalities, such as Cato the Younger and Epictetus.
In particular, they were noted for their urging of clemency toward slaves. Seneca exhorted, "Kindly
remember that he whom you call your slave sprang from the same stock, is smiled upon by the same skies,
and on equal terms with yourself breathes, lives, and dies."[50]
Influence on Christianity
In St. Ambrose of Milan's Duties, "The voice is the voice of a
Christian bishop, but the precepts are those of Zeno."[51][52]
Regarding what he called "the Divine Spirit", Maxwell Staniforth
wrote:
Again in the doctrine of the Trinity, the ecclesiastical conception of Father, Word, and Spirit
finds its germ in the different Stoic names of the Divine Unity. Thus Seneca, writing of the
supreme Power which shapes the universe, states, 'This Power we sometimes call the All-
ruling God, sometimes the incorporeal Wisdom, sometimes the Holy Spirit, sometimes
Destiny.' The Church had only to reject the last of these terms to arrive at its own acceptable
definition of the Divine Nature; while the further assertion 'these three are One', which the
modern mind finds paradoxical, was no more than commonplace to those familiar with Stoic
notions.[53]
The apostle Paul met with Stoics during his stay in Athens, reported in Acts 17:16–18 (https://www.biblega
teway.com/passage/?search=Acts+17:16–18&version=nkjv). In his letters, Paul reflected heavily from his
knowledge of Stoic philosophy, using Stoic terms and metaphors to assist his new Gentile converts in their
understanding of Christianity.[54] Stoic influence can also be seen in the works of St. Ambrose, Marcus
Minucius Felix, and Tertullian.[55]
The Fathers of the Church regarded Stoicism as a "pagan philosophy";[56][57] nonetheless, early Christian
writers employed some of the central philosophical concepts of Stoicism. Examples include the terms
"logos", "virtue", "Spirit", and "conscience".[29] But the parallels go well beyond the sharing and
borrowing of terminology. Both Stoicism and Christianity assert an inner freedom in the face of the external
world, a belief in human kinship with Nature or God, a sense of the innate depravity—or "persistent
evil"—of humankind,[29] and the futility and temporary nature of worldly possessions and attachments.
Both encourage Ascesis with respect to the passions and inferior emotions, such as lust, and envy, so that
the higher possibilities of one's humanity can be awakened and developed.
Stoic writings such as Meditations by Marcus Aurelius have been highly regarded by many Christians
throughout the centuries. The Eastern Orthodox Church and Oriental Orthodox Church accept the Stoic
ideal of dispassion to this day.
Middle and Roman Stoics taught that sex is just within marriage, for unitive and procreative purposes
only.[58][59] This teaching is accepted by the Catholic Church to this day.[60]
Saint Ambrose of Milan was known for applying Stoic philosophy to his theology.
Stoic philosophers
Zeno of Citium (332–262 BC), founder of Stoicism and the Stoic Academy (Stoa) in Athens
Aristo of Chios (fl. 260 BC), pupil of Zeno;
Herillus of Carthage (fl. 3rd century BC)
Cleanthes (of Assos) (330–232 BC), second head of Stoic Academy
Chrysippus (280–204 BC), third head of the academy
Diogenes of Babylon (230–150 BC)
Antipater of Tarsus (210–129 BC)
Panaetius of Rhodes (185–109 BC)
Posidonius of Apameia (c. 135–51 BC)
Diodotus (c. 120–59 BC), teacher of Cicero
Cato the Younger (94–46 BC)
Seneca (4 BC – 65 AD)
Gaius Musonius Rufus (1st century AD)
Rubellius Plautus (33–62 AD)
Publius Clodius Thrasea Paetus (1st century AD)
Lucius Annaeus Cornutus (1st century AD)
Epictetus (55–135 AD)
Hierocles (2nd century AD)
Marcus Aurelius (121–180 AD)
See also
4 Maccabees
Ecclesiastes
Dehellenization
Deixis
Glossary of Stoic terms
Ekpyrosis, palingenesis, apocatastasis
Ekpyrotic universe (cosmological theory)
Megarian school
Oikeiôsis
Stoic passions
Paradoxa Stoicorum
Plank of Carneades
Sage (philosophy)
Stoicorum Veterum Fragmenta
"Stoic Opposition"
Tirukkural
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S2CID 219711815 (https://api.semanticscholar.org/CorpusID:219711815).
43. Robertson, D (2010). The Philosophy of Cognitive-Behavioral Therapy: Stoicism as
Rational and Cognitive Psychotherapy (https://books.google.com/books?id=XsOFyJaR5vE
C). London: Karnac. ISBN 978-1855757561.
44. Hubbard, Thomas K. (2013). A Companion to Greek and Roman Sexualities. John Wiley &
Sons. ISBN 978-1118610688.
45. Ellis, J. Edward (2007). Paul and Ancient Views of Sexual Desire: Paul's Sexual Ethics in 1
Thessalonians 4, 1 Corinthians 7 and Romans 1. Bloomsbury. pp. 106–19. ISBN 978-
0567446213.
46. Crompton, Louis (2009). Homosexuality and Civilization. Harvard University Press. pp. 66–
67. ISBN 978-0674030060.
47. Neill, James (2011). The Origins and Role of Same-Sex Relations in Human Societies.
McFarland. pp. 210–13. ISBN 978-0786469260.
48. Epictetus, Discourses, ii. 5. 26
49. Epictetus, Discourses, i. 9. 1
50. Seneca, Moral letters to Lucilius, Letter 47: On master and slave, 10, circa AD 65.
51. "On the Duties of the Clergy" (http://www.newadvent.org/fathers/3401.htm).
www.newadvent.org. Retrieved 1 March 2017.
52. Aurelius, Marcus (1964). Meditations (https://archive.org/details/meditations0000marc_m9z
0). London: Penguin Books. p. 26 (https://archive.org/details/meditations0000marc_m9z0/pa
ge/26). ISBN 978-0140441406.
53. Marcus Aurelius (1964). Meditations
(https://archive.org/details/meditations0000marc_m9z0). London: Penguin Books. p. 25 (http
s://archive.org/details/meditations0000marc_m9z0/page/25). ISBN 978-0140441406.
54. Kee, Howard and Franklin W. Young, Understanding The New Testament, Englewood Cliffs,
New Jersey, Prentice Hall, Inc. 1958, p. 208. ISBN 978-0139365911
55. "Stoicism | Definition, History, & Influence | Britannica" (https://www.britannica.com/topic/Stoi
cism). www.britannica.com.
56. Agathias. Histories, 2.31.
57. David, Sedley. "Ancient philosophy" (http://www.rep.routledge.com/article/A130). In E. Craig
(ed.). Routledge Encyclopedia of Philosophy. Retrieved 18 October 2008.
58. Musonius Rufus. "Lecture XII "On Sexual Indulgence" (https://sites.google.com/site/thestoicli
fe/the_teachers/musonius-rufus/lectures/12)." Musonius Rufus: The Roman Socrates
(Lectures and Fragments), Introduction and Translation by Cora E. Lutz, From Volume X of
the Yale Classical Studies, Yale University Press, 1947
59. The Making of Fornication: Eros, Ethics, and Political Reform in Greek Philosophy and Early
Christianity. (https://books.google.com/books?id=oD55Um42RowC&printsec=frontcover&hl
=en&source=gbs_atb#v=onepage&q=Origen%20Stoicism&f=false) From University of
California Press, 2003
60. Catechism of the Catholic Church (2nd ed.). Libreria Editrice Vaticana. 2019. Paragraph
2366 (https://www.vatican.va/archive/ENG0015/__P86.HTM#:~:text=2366%20).
Further reading
Primary sources
A. A. Long and D. N. Sedley, The Hellenistic Philosophers Cambridge: Cambridge
University Press, 1987.
Inwood, Brad & Gerson Lloyd P. (eds.) The Stoics Reader: Selected Writings and
Testimonia Indianapolis: Hackett 2008.
Long, George Enchiridion by Epictetus, Prometheus Books, Reprint Edition, January 1955.
Gill C. Epictetus, The Discourses, Everyman 1995.
Irvine, William, A Guide to the Good Life: The Ancient Art of Stoic Joy (Oxford: Oxford
University Press, 2008) ISBN 978-0195374612
Hadas, Moses (ed.), Essential Works of Stoicism, Bantam Books 1961.
Harvard University Press Epictetus Discourses Books 1 and 2, Loeb Classical Library Nr.
131, June 1925.
Harvard University Press Epictetus Discourses Books 3 and 4, Loeb Classical Library Nr.
218, June 1928.
Long, George, Discourses of Epictetus, Kessinger Publishing, January 2004.
Lucius Annaeus Seneca the Younger (transl. Robin Campbell), Letters from a Stoic:
Epistulae Morales Ad Lucilium (1969, reprint 2004) ISBN 0140442103
Marcus Aurelius, Meditations, translated by Maxwell Staniforth; ISBN 0140441409, or
translated by Gregory Hays; ISBN 0679642609. Also Available on wikisource translated by
various translators
Oates, Whitney Jennings, The Stoic and Epicurean Philosophers, The Complete Extant
Writings of Epicurus, Epictetus, Lucretius and Marcus Aurelius, Random House, 9th printing
1940.
Studies
Bakalis, Nikolaos, Handbook of Greek Philosophy: From Thales to the Stoics. Analysis and
Fragments, Trafford Publishing, 2005, ISBN 1412048435
Becker, Lawrence C., A New Stoicism (Princeton: Princeton Univ. Press, 1998)
ISBN 0691016607
Brennan, Tad, The Stoic Life (Oxford: Oxford University Press, 2005; paperback 2006)
Brooke, Christopher. Philosophic Pride: Stoicism and Political Thought from Lipsius to
Rousseau (Princeton UP, 2012) excerpts (http://press.princeton.edu/titles/9737.html)
Hall, Ron, Secundum Naturam (According to Nature) (http://books.google.com/books/about?
id=h6AREAAAQBAJ). Stoic Therapy, LLC, 2021.
Inwood, Brad (ed.), The Cambridge Companion to The Stoics (Cambridge: Cambridge
University Press, 2003)
Lachs, John, Stoic Pragmatism (Indiana University Press, 2012) ISBN 0253223768
Long, A. A., Stoic Studies (Cambridge University Press, 1996; repr. University of California
Press, 2001) ISBN 0520229746
Robertson, Donald, The Philosophy of Cognitive-Behavioral Therapy: Stoicism as Rational
and Cognitive Psychotherapy (London: Karnac, 2010) ISBN 978-1855757561
Robertson, Donald, How to Think Like a Roman Emperor: The Stoic Philosophy of Marcus
Aurelius (https://books.google.gr/books?id=xGBbDwAAQBAJ). 'New York: St. Martin's
Press, 2019.
Sellars, John, Stoicism (Berkeley: University of California Press, 2006) ISBN 1844650537
Stephens, William O., Stoic Ethics: Epictetus and Happiness as Freedom (London:
Continuum, 2007) ISBN 0826496083
Strange, Steven (ed.), Stoicism: Traditions and Transformations (Cambridge: Cambridge
Univ. Press, 2004) ISBN 0521827094
Zeller, Eduard; Reichel, Oswald J., The Stoics, Epicureans and Sceptics, Longmans, Green,
and Co., 1892
External links
Baltzly, Dirk. "Stoicism" (https://plato.stanford.edu/entries/stoicism/). In Zalta, Edward N.
(ed.). Stanford Encyclopedia of Philosophy.
"Stoicism" (http://www.iep.utm.edu/s/stoicism.htm). Internet Encyclopedia of Philosophy.
"Stoic Ethics" (http://www.iep.utm.edu/s/stoiceth.htm). Internet Encyclopedia of Philosophy.
"Stoic Philosophy of Mind" (http://www.iep.utm.edu/s/stoicmind.htm). Internet Encyclopedia
of Philosophy.
Hicks, Robert Drew (1911). "Stoics" (https://en.wikisource.org/wiki/1911_Encyclop%C3%A
6dia_Britannica/Stoics). Encyclopædia Britannica (11th ed.).
The Stoic Therapy eLibrary (https://www.stoictherapy.com/elibrary)
The Stoic Library (http://www.ibiblio.org/stoicism/)
Stoic Logic: The Dialectic from Zeno to Chrysippus (http://www.historyoflogic.com/logic-stoic
s.htm)
Annotated Bibliography on Ancient Stoic Dialectic (http://www.historyoflogic.com/biblio/logic
-stoics-biblio-one.htm)
"A bibliography on Stoicism by the Stoic Foundation" (http://stoicfoundation.host-ed.me/bibli
ography.htm). Archived (https://www.webcitation.org/6At6hE72Q?url=http://stoicfoundation.h
ost-ed.me/bibliography.htm) from the original on 23 September 2012. Retrieved
14 September 2012.
BBC Radio 4's In Our Time programme on Stoicism (http://www.bbc.co.uk/radio4/history/ino
urtime/inourtime_20050303.shtml) (requires Flash)
An introduction to Stoic Philosophy (http://users.hartwick.edu/burringtond/stoics/intro.html)
The Stoic Registry (formerly New Stoa) :Online Stoic Community (http://thestoicregistry.org)
Modern Stoicism (Stoic Week and Stoicon) (https://modernstoicism.com)
The Four Stoic Virtues (https://www.orionphilosophy.com/stoic-blog/4-stoic-virtues/)
As a writer Seneca is known for his philosophical works, and for Born c. 4 BC
his plays, which are all tragedies. His prose works include a dozen Corduba, Hispania
essays and one hundred twenty-four letters dealing with moral Baetica (present-
issues. These writings constitute one of the most important bodies day Spain)
of primary material for ancient Stoicism. As a tragedian, he is best Died AD 65 (aged 68–
known for plays such as his Medea, Thyestes, and Phaedra. 69)
Seneca's influence on later generations is immense—during the
Rome
Renaissance he was "a sage admired and venerated as an oracle of
moral, even of Christian edification; a master of literary style and a Nationality Roman
model [for] dramatic art."[4] Other names Seneca the
Younger, Seneca
Notable work Epistulae Morales
Contents ad Lucilium
Works Influences
Seneca's tragedies Plato, Epicurus, Zeno of Citium,
Essays and letters Cleanthes, Chrysippus, Publilius
Essays Syrus, Attalus, Sotion
Other essays Influenced
Letters
Marcus Aurelius, Michel de
Other
Montaigne, Dante Alighieri,
Spurious Augustine of Hippo, Albertino
"Pseudo-Seneca" Mussato, Cardinal Giovanni
Editions Colonna, Tertullian, Martin of Braga,
Legacy Medieval philosophy, Baruch
As a proto-Christian saint Spinoza, Edmund Burke, Joseph
An improving reputation De Maistre
Notable fictional portrayals
See also
Notes
References
Further reading
External links
Life
Seneca was born in Córdoba in the Roman province of Baetica in Hispania.[5] His father was Lucius
Annaeus Seneca the elder, a Spanish-born Roman knight who had gained fame as a writer and teacher of
rhetoric in Rome.[6] Seneca's mother, Helvia, was from a prominent Baetician family.[7] Seneca was the
second of three brothers; the others were Lucius Annaeus Novatus (later known as Junius Gallio), and
Annaeus Mela, the father of the poet Lucan.[8] Miriam Griffin says in her biography of Seneca that "the
evidence for Seneca's life before his exile in 41 is so slight, and the potential interest of these years, for
social history as well as for biography, is so great that few writers on Seneca have resisted the temptation to
eke out knowledge with imagination."[9] Griffin also infers from the ancient sources that Seneca was born
in either 8, 4, or 1 BC. She thinks he was born between 4 and 1 BC and was resident in Rome by AD 5.[9]
Seneca tells us that he was taken to Rome in the "arms" of his aunt (his mother's stepsister) at a young age,
probably when he was about five years old.[10] His father resided for much of his life in the city.[11] Seneca
was taught the usual subjects of literature, grammar, and rhetoric, as part of the standard education of high-
born Romans.[12] While still young he received philosophical training from Attalus the Stoic, and from
Sotion and Papirius Fabianus, both of whom belonged to the short-lived School of the Sextii, which
combined Stoicism with Pythagoreanism.[8] Sotion persuaded Seneca when he was a young man (in his
early twenties) to become a vegetarian, which he practised for around a year before his father urged him to
desist because the practice was associated with "some foreign rites".[13] Seneca often had breathing
difficulties throughout his life, probably asthma,[14] and at some point in his mid-twenties (c. 20 AD) he
appears to have been struck down with tuberculosis.[15] He was sent to Egypt to live with his aunt (the
same aunt who had brought him to Rome), whose husband Gaius Galerius had become Prefect of Egypt.[7]
She nursed him through a period of ill-health that lasted up to ten years.[16] In 31 AD he returned to Rome
with his aunt, his uncle dying en route in a shipwreck.[16] His
aunt's influence helped Seneca be elected quaestor (probably after
37 AD[12]), which also earned him the right to sit in the Roman
Senate.[16]
In 41 AD, Claudius became emperor, and Seneca was accused by the new empress Messalina of adultery
with Julia Livilla, sister to Caligula and Agrippina.[20] The affair has been doubted by some historians,
since Messalina had clear political motives for getting rid of Julia Livilla and her supporters.[11][21] The
Senate pronounced a death sentence on Seneca, which Claudius commuted to exile, and Seneca spent the
next eight years on the island of Corsica.[22] Two of Seneca's earliest surviving works date from the period
of his exile—both consolations.[20] In his Consolation to Helvia, his mother, Seneca comforts her as a
bereaved mother for losing her son to exile.[22] Seneca incidentally mentions the death of his only son, a
few weeks before his exile.[22] Later in life Seneca was married to a woman younger than himself,
Pompeia Paulina.[8] It has been thought that the infant son may have been from an earlier marriage,[22] but
the evidence is "tenuous".[8] Seneca's other work of this period, his Consolation to Polybius, one of
Claudius' freedmen, focused on consoling Polybius on the death of his brother. It is noted for its flattery of
Claudius, and Seneca expresses his hope that the emperor will recall him from exile.[22] In 49 AD
Agrippina married her uncle Claudius, and through her influence Seneca was recalled to Rome.[20]
Agrippina gained the praetorship for Seneca and appointed him tutor to her son, the future emperor
Nero.[23]
Imperial advisor
In 58 AD the senator Publius Suillius Rufus made a series of public attacks on Seneca.[27] These attacks,
reported by Tacitus and Cassius Dio,[28] included charges that, in a mere four years of service to Nero,
Seneca had acquired a vast personal fortune of three hundred million sestertii by charging high interest on
loans throughout Italy and the provinces.[29] Suillius' attacks included claims of sexual corruption, with a
suggestion that Seneca had slept with Agrippina.[30] Tacitus, though, reports that Suillius was highly
prejudiced: he had been a favourite of Claudius,[27] and had been an embezzler and informant.[29] In
response, Seneca brought a series of prosecutions for corruption against Suillius: half of his estate was
confiscated and he was sent into exile.[31] However, the attacks reflect a criticism of Seneca that was made
at the time and continued through later ages.[27] Seneca was undoubtedly extremely rich: he had properties
at Baiae and Nomentum, an Alban villa, and Egyptian estates.[27] Cassius Dio even reports that the
Boudica uprising in Britannia was caused by Seneca forcing large loans on the indigenous British
aristocracy in the aftermath of Claudius's conquest of Britain, and then calling them in suddenly and
aggressively.[27] Seneca was sensitive to such accusations: his De Vita Beata ("On the Happy Life") dates
from around this time and includes a defence of wealth along Stoic lines, arguing that properly gaining and
spending wealth is appropriate behaviour for a philosopher.[29]
Retirement
After Burrus' death in 62, Seneca's influence declined rapidly; as Tacitus puts it (Ann. 14.52.1), mors Burri
infregit Senecae potentiam ("the death of Burrus broke Seneca's power").[32] Tacitus reports that Seneca
tried to retire twice, in 62 and 64 AD, but Nero refused him on both occasions.[29] Nevertheless, Seneca
was increasingly absent from the court.[29] He adopted a quiet lifestyle on his country estates, concentrating
on his studies and seldom visiting Rome. It was during these final few years that he composed two of his
greatest works: Naturales quaestiones—an encyclopedia of the natural world; and his Letters to Lucilius—
which document his philosophical thoughts.[33]
Death
His works discuss both ethical theory and practical advice, and Seneca stresses that both parts are distinct
but interdependent.[51] His Letters to Lucilius showcase Seneca's search for ethical perfection[51] and
“represent a sort of philosophical testament for posterity”.[41] Seneca regards philosophy as a balm for the
wounds of life.[52] The destructive passions, especially anger and grief, must be uprooted,[53] or moderated
according to reason.[54] He discusses the relative merits of the contemplative life and the active life,[52] and
he considers it important to confront one's own mortality and be able to face death.[53][54] One must be
willing to practice poverty and use wealth properly,[55] and he writes about favours, clemency, the
importance of friendship, and the need to benefit others.[55][52][56] The universe is governed for the best by
a rational providence,[55] and this must be reconciled with acceptance of adversity.[53]
Drama
Ten plays are attributed to Seneca, of which most likely eight were
written by him.[57] The plays stand in stark contrast to his
philosophical works. With their intense emotions, and grim overall
tone, the plays seem to represent the antithesis of Seneca's Stoic
beliefs.[58] Up to the 16th century it was normal to distinguish
between Seneca the moral philosopher and Seneca the dramatist as
two separate people.[59] Scholars have tried to spot certain Stoic
themes: it is the uncontrolled passions that generate madness,
ruination, and self-destruction.[60] This has a cosmic as well as an
ethical aspect, and fate is a powerful, albeit rather oppressive, Woodcut illustration of the suicide of
force.[60] Seneca and the attempted suicide of
his wife Pompeia Paulina
Many scholars have thought, following the ideas of the 19th-
century German scholar Friedrich Leo, that Seneca's tragedies were
written for recitation only.[61] Other scholars think that they were written for performance and that it is
possible that actual performance took place in Seneca's lifetime.[62] Ultimately, this issue cannot be
resolved on the basis of our existing knowledge.[57] The tragedies of Seneca have been successfully staged
in modern times.
The dating of the tragedies is highly problematic in the absence of any ancient references.[63] A parody of a
lament from Hercules Furens appears in the Apocolocyntosis, which implies a date before 54 AD for that
play.[63] A relative chronology has been proposed on metrical grounds.[64] The plays are not all based on
the Greek pattern; they have a five-act form and differ in many respects from extant Attic drama, and while
the influence of Euripides on some of these works is considerable, so is the influence of Virgil and
Ovid.[63]
Seneca's plays were widely read in medieval and Renaissance European universities and strongly
influenced tragic drama in that time, such as Elizabethan England (William Shakespeare and other
playwrights), France (Corneille and Racine), and the Netherlands (Joost van den Vondel).[65] English
translations of Seneca's tragedies appeared in print in the mid-16th century, with all ten published
collectively in 1581.[66] He is regarded as the source and inspiration for what is known as "Revenge
Tragedy", starting with Thomas Kyd's The Spanish Tragedy and continuing well into the Jacobean era.[67]
Thyestes is considered Seneca's masterpiece,[68] and has been described by scholar Dana Gioia as "one of
the most influential plays ever written".[69] Medea is also highly regarded,[70][71] and was praised along
with Phaedra by T. S. Eliot.[69]
Works
Works attributed to Seneca include a dozen philosophical essays, one hundred and twenty-four letters
dealing with moral issues, nine tragedies, and a satire, the attribution of which is disputed.[72] His
authorship of Hercules on Oeta has also been questioned.
Seneca's tragedies
Octavia: almost certainly not written by Seneca (at least in its final form) since it contains
accurate prophecies of both his and Nero's deaths.[73] This play closely resembles Seneca's
plays in style, but was probably written some time after Seneca's death (perhaps under
Vespasian) by someone influenced by Seneca and aware of the events of his lifetime.[74]
Though attributed textually to Seneca, the attribution was early questioned by Petrarch,[75]
and rejected by Justus Lipsius.
Essays
Letters
(64) Epistulae morales ad Lucilium – collection of 124 letters, sometimes divided into 20
books, dealing with moral issues written to Lucilius Junior. This work has possibly come
down to us incomplete; the miscellanist Aulus Gellius refers, in his Noctes Atticae (12.2), to
a 'book 22'.
Other
(54) Apocolocyntosis divi Claudii (The Gourdification of the Divine Claudius), a satirical
work.
(63) Naturales quaestiones [seven books] an insight into ancient theories of cosmology,
meteorology, and similar subjects.
Spurious
(58–62/370?) Cujus etiam ad Paulum apostolum leguntur epistolae: These letters, allegedly
between Seneca and St Paul, were revered by early authorities, but modern scholarship
rejects their authenticity.[77][78]
"Pseudo-Seneca"
Various antique and medieval texts purport to be by Seneca, e.g., De remediis fortuitorum. Their unknown
authors are collectively called "Pseudo-Seneca."[79] At least some of these seem to preserve and adapt
genuine Senecan content, for example, Saint Martin of Braga's (d. c. 580) Formula vitae honestae, or De
differentiis quatuor virtutumvitae honestae ("Rules for an Honest Life", or "On the Four Cardinal Virtues").
Early manuscripts preserve Martin's preface, where he makes it clear that this was his adaptation, but in
later copies this was omitted, and the work was later thought fully Seneca's work.[80] Seneca is also often
quoted as having stated that "Religion is regarded by the common people as true, by the wise as false, and
by the rulers as useful";[81] this is based on a translation by Edward Gibbon, but is disputed (https://en.wiki
quote.org/wiki/Seneca_the_Younger#Disputed).
Editions
Naturales quaestiones (https://gutenberg.beic.it/webclient/DeliveryManager?pid=4698971)
(in Latin). Venezia: eredi Aldo Manuzio (1.) & Andrea Torresano (1.). 1522.
Legacy
As a proto-Christian saint
Seneca's writings were well known in the later Roman period, and
Quintilian, writing thirty years after Seneca's death, remarked on the
popularity of his works amongst the youth.[82] While he found much to
admire, Quintillian criticised Seneca for what he regarded as a degenerate
literary style—a criticism echoed by Aulus Gellius in the middle of the 2nd
century.[82]
The early Christian Church was very favourably disposed towards Seneca
and his writings, and the church leader Tertullian possessively referred to
him as "our Seneca".[83] By the 4th century an apocryphal correspondence
with Paul the Apostle had been created linking Seneca into the Christian
tradition.[84] The letters are mentioned by Jerome who also included
Seneca among a list of Christian writers, and Seneca is similarly mentioned
by Augustine.[84] In the 6th century Martin of Braga synthesised Seneca's
Plato, Seneca, and Aristotle thought into a couple of treatises that became popular in their own right.[85]
in a medieval manuscript Otherwise, Seneca was mainly known through a large number of quotes
illustration (c. 1325–35) and extracts in the florilegia, which were popular throughout the medieval
period.[85] When his writings were read in the later Middle Ages, it was
mostly his Letters to Lucilius—the longer essays and plays being relatively
unknown.[86]
Medieval writers and works continued to link him to Christianity because of his alleged association with
Paul.[87] The Golden Legend, a 13th-century hagiographical account of famous saints that was widely
read, included an account of Seneca's death scene, and erroneously presented Nero as a witness to Seneca's
suicide.[87] Dante placed Seneca (alongside Cicero) among the "great spirits" in the First Circle of Hell, or
Limbo.[88] Boccaccio, who in 1370 came across the works of Tacitus whilst browsing the library at
Montecassino, wrote an account of Seneca's suicide hinting that it was a kind of disguised baptism, or a de
facto baptism in spirit.[89] Some, such as Albertino Mussato and Giovanni Colonna, went even further and
concluded that Seneca must have been a Christian convert.[90]
An improving reputation
Seneca remains one of the few popular Roman philosophers from the
period. He appears not only in Dante, but also in Chaucer and to a large
degree in Petrarch, who adopted his style in his own essays and who
quotes him more than any other authority except Virgil. In the Renaissance,
printed editions and translations of his works became common, including
an edition by Erasmus and a commentary by John Calvin.[91] John of
Salisbury, Erasmus and others celebrated his works. French essayist
Montaigne, who gave a spirited defense of Seneca and Plutarch in his
Essays, was himself considered by Pasquier a "French Seneca".[92]
The "Pseudo-Seneca", a
Similarly, Thomas Fuller praised Joseph Hall as "our English Seneca".
Roman bust found at
Many who considered his ideas not particularly original, still argued that he Herculaneum, one of a
was important in making the Greek philosophers presentable and series of similar sculptures
intelligible.[93] His suicide has also been a popular subject in art, from known since the
Jacques-Louis David's 1773 painting The Death of Seneca to the 1951 film Renaissance, once
Quo Vadis. identified as Seneca. Now
commonly identified as
Even with the admiration of an earlier group of intellectual stalwarts, Hesiod
Seneca has never been without his detractors. In his own time, he was
accused of hypocrisy or, at least, a less than "Stoic" lifestyle. While
banished to Corsica, he wrote a plea for restoration rather incompatible with his advocacy of a simple life
and the acceptance of fate. In his Apocolocyntosis he ridiculed the behaviours and policies of Claudius, and
flattered Nero—such as proclaiming that Nero would live longer and be wiser than the legendary Nestor.
The claims of Publius Suillius Rufus that Seneca acquired some "three hundred million sesterces" through
Nero's favour, are highly partisan, but they reflect the reality that Seneca was both powerful and
wealthy.[94] Robin Campbell, a translator of Seneca's letters, writes that the "stock criticism of Seneca right
down the centuries [has been]...the apparent contrast between his philosophical teachings and his
practice."[94]
In 1562 Gerolamo Cardano wrote an apology praising Nero in his Encomium Neronis, printed in Basel.[95]
This was likely intended as a mock encomium, inverting the portrayal of Nero and Seneca that appears in
Tacitus.[96] In this work Cardano portrayed Seneca as a crook of the worst kind, an empty rhetorician who
was only thinking to grab money and power, after having poisoned the mind of the young emperor.
Cardano stated that Seneca well deserved death.
Seneca is a character in Monteverdi's 1642 opera L'incoronazione di Poppea (The Coronation of Poppea),
which is based on the pseudo-Senecan play, Octavia.[102] In Nathaniel Lee's 1675 play Nero, Emperor of
Rome, Seneca attempts to dissuade Nero from his egomaniacal plans, but is dragged off to prison, dying
off-stage.[103] He appears in Robert Bridges' verse drama Nero, the second
part of which (published 1894) culminates in Seneca's death.[104] Seneca
appears in a fairly minor role in Henryk Sienkiewicz's 1896 novel Quo
Vadis and was played by Nicholas Hannen in the 1951 film.[105] In Robert
Graves' 1934 book Claudius the God, the sequel novel to I, Claudius,
Seneca is portrayed as an unbearable sycophant.[106] He is shown as a
flatterer who converts to Stoicism solely to appease Claudius' own
ideology. The "Pumpkinification" (Apocolocyntosis) to Graves thus
becomes an unbearable work of flattery to the loathsome Nero mocking a
man that Seneca grovelled to for years. The historical novel Chariot of the
Soul by Linda Proud features Seneca as tutor of the young Togidubnus, son
of King Verica of the Atrebates, during his ten-year stay in Rome.[107]
Notes
1. Encyclopædia Britannica, s.v. Seneca (https://www.britannica.com/biography/Lucius-Annae
us-Seneca-Roman-philosopher-and-statesman).
2. Fitch, John (2008). Seneca. New York: Oxford University Press. p. 32. ISBN 978-0-19-
928208-1.
3. Bunson, Matthew (1991). A Dictionary of the Roman Empire. Oxford University Press.
p. 382.
4. Watling, E. F. (1966). "Introduction". Four Tragedies and Octavia. Penguin Books. p. 9.
5. Habinek 2013, p. 6
6. Dando-Collins, Stephen (2008). Blood of the Caesars: How the Murder of Germanicus Led
to the Fall of Rome. John Wiley & Sons. p. 47. ISBN 978-0470137413.
7. Habinek 2013, p. 7
8. Reynolds, Griffin & Fantham 2012, p. 92
9. Miriam T. Griffin. Seneca: A Philosopher in Politics, Oxford 1976. 34.
10. Wilson 2014, p. 48 citing De Consolatione ad Helviam Matrem 19.2
11. Asmis, Bartsch & Nussbaum 2012, p. vii
12. Habinek 2013, p. 8
13. Wilson 2014, p. 56
14. Wilson 2014, p. 32
15. Wilson 2014, p. 57
16. Wilson 2014, p. 62
17. Braund 2015, p. 24
18. Wilson 2014, p. 67
19. Wilson 2014, p. 67 citing Naturales Quaestiones, 4.17
20. Habinek 2013, p. 9
21. Wilson 2014, p. 79
22. Braund 2015, p. 23
23. Braund 2015, p. 22
24. The Senatus Consultum Trebellianum was dated to 25 August in his consulate, which he
shared with Trebellius Maximus. Digest 36.1.1
25. Cassius Dio claims Seneca and Burrus "took the rule entirely into their own hands," but
"after the death of Britannicus, Seneca and Burrus no longer gave any careful attention to
the public business" in 55 (Cassius Dio, Roman History, LXI.3–7)
26. Habinek 2013, p. 10
27. Braund 2015, p. 21
28. Tacitus, Annals xiii.42; Cassius Dio, Roman History lxi.33.9.
29. Asmis, Bartsch & Nussbaum 2012, p. ix
30. Wilson 2014, p. 130
31. Wilson 2014, p. 131
32. Braund 2015, p. viii
33. Habinek 2013, p. 14
34. Habinek 2013, p. 16 citing Cassius Dio ii.25
35. Church, Alfred John; Brodribb, William Jackson (2007). "xv". Tacitus: The Annals of Imperial
Rome. New York: Barnes & Noble. p. 341. citing Tacitus Annals, xv. 60–64
36. Tacitus, Annales 15.62.
37. Vogt, Katja (2016), "Seneca" (https://plato.stanford.edu/archives/win2016/entries/seneca/), in
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39. Gill 1999, p. 37
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57. Asmis, Bartsch & Nussbaum 2012, p. xxiii
58. Asmis, Bartsch & Nussbaum 2012, p. xx
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9004217089. "Medea is often considered the masterpiece of Seneca's earlier plays, [...]"
71. Sluiter, Ineke; Rosen, Ralph M. (2012). Aesthetic Value in Classical Antiquity (https://books.
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75. R Ferri ed., Octavia (2003) p. 6
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82. Laarmann 2013, p. 54 citing Quintilian, Institutio Oratoria, x.1.126f; Aulus Gellius, Noctes
Atticae, xii. 2.
83. Moses Hadas. The Stoic Philosophy of Seneca, 1958. 1.
84. Laarmann 2013, p. 54
85. Laarmann 2013, p. 55
86. Wilson 2014, p. 218
87. Wilson 2014, p. 219
88. Ker 2009, p. 197 citing Dante, Inf., 4.141
89. Ker 2009, pp. 221–22
90. Laarmann 2013, p. 59
91. Richard Mott Gummere, Seneca the philosopher, and his modern message, p. 97.
92. Gummere, Seneca the philosopher, and his modern message, p. 106.
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94. Campbell 1969, p. 11
95. Available in English as Girolamo Cardano, Nero: an Exemplary Life Inkstone, 2012
96. Siraisi, Nancy G. (2007). History, Medicine, and the Traditions of Renaissance Learning.
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97. Lydia Motto, Anna Seneca on Trial: The Case of the Opulent Stoic The Classic Journal, Vol.
61, No. 6 (1966) pp. 254–58
98. Lydia Motto, Anna Seneca on Trial: The Case of the Opulent Stoic The Classic Journal, Vol.
61, No. 6 (1966) p. 257
99. Nussbaum, M. (1996). The Therapy of Desire. Princeton University Press
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103. Ker 2009, p. 220
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References
Asmis, Elizabeth; Bartsch, Shadi; Nussbaum, Martha C. (2012), "Seneca and his World", in
Kaster, Robert A.; Nussbaum, Martha C. (eds.), Seneca: Anger, Mercy, Revenge, University
of Chicago Press, ISBN 978-0226748429
Braund, Susanna (2015), "Seneca Multiplex", in Bartsch, Shadi; Schiesaro, Alessandro
(eds.), The Cambridge Companion to Seneca, Cambridge University Press, ISBN 978-
1107035058
Campbell, Robin (1969), "Introduction" (https://archive.org/details/lettersfromstoic0000sene),
Letters from a Stoic, Penguin, ISBN 0140442103
Citti, Francesco (2015), "Seneca and the Moderns", in Bartsch, Shadi; Schiesaro,
Alessandro (eds.), The Cambridge Companion to Seneca, Cambridge University Press,
ISBN 978-1107035058
Colish, Marcia L. (1985), The Stoic Tradition from Antiquity to the Early Middle Ages, vol. 1,
Brill, ISBN 9004072675
Gill, Christopher (1999), "The School in the Roman Imperial Period", in Inwood, Brad (ed.),
The Cambridge Companion to the Stoics, Cambridge University Press, ISBN 0521779855
Habinek, Thomas (2013), "Imago Suae Vitae: Seneca's Life and Career", in Heil, Andreas;
Damschen, Gregor (eds.), Brill's Companion to Seneca: Philosopher and Dramatist, Brill,
ISBN 978-9004154612
Ker, James (2009), The Deaths of Seneca, Oxford University Press
Laarmann, Mathias (2013), "Seneca the Philosopher", in Heil, Andreas; Damschen, Gregor
(eds.), Brill's Companion to Seneca: Philosopher and Dramatist, Brill, ISBN 978-
9004154612
Reynolds, L. D.; Griffin, M. T.; Fantham, E. (2012), "Annaeus Seneca (2), Lucius", in
Hornblower, S.; Spawforth, A.; Eidinow, E. (eds.), The Oxford Classical Dictionary, Oxford
University Press, ISBN 978-0199545568
Sellars, John (2013), "Context: Seneca's Philosophical Predecessors and Contemporaries",
in Heil, Andreas; Damschen, Gregor (eds.), Brill's Companion to Seneca: Philosopher and
Dramatist, Brill, ISBN 978-9004154612
Wilson, Emily R. (2014), The Greatest Empire: A Life of Seneca, Oxford University Press,
ISBN 978-0199926640
Further reading
Seneca, Lucius Annaeus. Anger, Mercy, Revenge. trans. Robert A. Kast and Martha C.
Nussbaum. Chicago, IL. University of Chicago Press, 2010. ISBN 978-0-226-74841-2
Seneca, Lucius Annaeus. Hardship and Happiness. trans. Elaine Fantham, Harry M. Hine,
James Ker, and Gareth D. Williams. Chicago, IL. University of Chicago Press, 2014.
ISBN 978-0-226-74832-0
Seneca, Lucius Annaeus. Natural Questions. trans. Harry M. Hine. Chicago, IL. University of
Chicago Press, 2010. ISBN 978-0-226-74838-2
Seneca, Lucius Annaeus. On Benefits. trans. Miriam Griffin and Brad Inwood. Chicago, IL.
University of Chicago Press, 2011. ISBN 978-0-226-74840-5
Seneca: The Tragedies. Various translators, ed. David R. Slavitt. Johns Hopkins University
Press, 2 vols, 1992–94. ISBN 978-0801843099, 978-0801849329
Seneca: Tragedies. Ed. & transl. John G. Fitch. Loeb Classical Library, Harvard University
Press, 2 vols, 2nd edn. 2018. ISBN 978-0674997172, 978-0674997189
Cunnally, John, “Nero, Seneca, and the Medallist of the Roman Emperors”, Art Bulletin, Vol.
68, No. 2 (June 1986), pp. 314–17
Di Paola, O. (2015), "Connections between Seneca and Platonism in Epistulae ad Lucilium
58" (https://www.academia.edu/13410486/_Connections_between_Seneca_and_Platonism
_in_Epistulae_ad_Lucilium_58_Athens_ATINERS_Conference_Paper_Series_No_PHI201
5-1445_2015_), Athens: ATINER'S Conference Paper Series, No: PHI2015-1445.
Fitch, John G. (ed), Seneca. Oxford University Press, 2008. ISBN 978-0199282081. A
collection of essays by leading scholars.
Gloyn, Liz (31 October 2019). Tracking classical monsters in popular culture (https://www.wo
rldcat.org/oclc/1081388471). London. ISBN 978-1-78453-934-4. OCLC 1081388471 (https://
www.worldcat.org/oclc/1081388471).
Griffin, Miriam T., Seneca: A Philosopher in Politics. Oxford University Press, 1976.
ISBN 978-0198147749. Still the standard biography.
Inwood, Brad, Reading Seneca. Stoic Philosophy at Rome, Oxford: Oxford University Press,
2008.
Lucas, F. L., Seneca and Elizabethan Tragedy (https://archive.org/stream/senecaelizabetha0
0lucauoft#page/n3/mode/2up) (Cambridge University Press, 1922; paperback 2009,
ISBN 978-1-108-00358-2); on Seneca the man, his plays, and the influence of his tragedies
on later drama.
Mitchell, David. Legacy: The Apocryphal Correspondence between Seneca and Paul (http://
www.SenecaandPaul.com/) Xlibris Corporation 2010
Motto, Anna Lydia, ”Seneca on Death and Immortality“ (https://www.jstor.org/stable/329328
8?seq=1#page_scan_tab_contents), The Classical Journal, Vol. 50, No. 4 (Jan. 1955),
pp. 187–89
Motto, Anna Lydia, "Seneca on Trial: The Case of the Opulent Stoic" (https://www.jstor.org/st
able/3294099), The Classical Journal, Vol. 61, No. 6 (March 1966), pp. 254–58
Sevenster, J.N. (http://booksandjournals.brillonline.com/search;jsessionid=zbgg0j0g98kp.x-
brill-live-02?value1=&option1=all&value2=J.+N.+Sevenster&option2=author), Paul and
Seneca, Novum Testamentum, Supplements (http://booksandjournals.brillonline.com/conten
t/series/novum-testamentum-supplements;jsessionid=zbgg0j0g98kp.x-brill-live-02), Vol. 4,
Leiden: E.J. Brill, 1961; a comparison of Seneca and the apostle Paul, who were
contemporaries.
Shelton, Jo-Ann (http://www.classics.ucsb.edu/shelton.php), Seneca's Hercules Furens:
Theme, Structure and Style (https://books.google.com/books?id=1VhPTSGtPiUC&printsec=
frontcover), Göttingen : Vandenhoeck & Ruprecht, 1978. ISBN 3-525-25145-9. A revision of
the author's doctoral thesis at the University of California, Berkeley, 1974.
Wilson, Emily, Seneca: Six Tragedies. Oxford World's Classics. Oxford University Press,
2010.
External links
Seneca's Dialogues, translated by Aubrey Stewart (https://standardebooks.org/ebooks/sene
ca/dialogues/aubrey-stewart) at Standard Ebooks
Works by Seneca the Younger at Perseus Digital Library (https://www.perseus.tufts.edu/hop
per/searchresults?q=Seneca+)
Vogt, Katja. "Seneca" (https://plato.stanford.edu/entries/seneca/). In Zalta, Edward N. (ed.).
Stanford Encyclopedia of Philosophy.
Wagoner, Robert. "Seneca" (http://www.iep.utm.edu/seneca). Internet Encyclopedia of
Philosophy.
Original texts of Seneca's works at 'The Latin Library' (http://www.thelatinlibrary.com/sen.htm
l)
Works by Seneca the Younger in eBook form (https://standardebooks.org/ebooks/seneca) at
Standard Ebooks
Works by Seneca the Younger (https://www.gutenberg.org/ebooks/author/1308) at Project
Gutenberg
Works by or about Seneca the Younger (https://archive.org/search.php?query=%28%28subj
ect%3A%22Seneca%22%20OR%20creator%3A%22Seneca%22%20OR%20description%
3A%22Seneca%22%20OR%20title%3A%22Seneca%22%29%29%20AND%20%28-media
type:software%29) at Internet Archive
Works by Seneca the Younger (https://librivox.org/author/257) at LibriVox (public domain
audiobooks)
Collection of works of Seneca the Younger at Wikisource (https://en.wikisource.org/wiki/Auth
or:Seneca)
Seneca's essays and letters in English (at Stoics.com) (http://www.stoics.com/books.html#S
ENECAE1)
List of commentaries of Seneca's Letters (http://www.curculio.org/Seneca/em-list.html)
Incunabula (1478) of Seneca's works in the McCune Collection (http://www.mccunecollectio
n.org/)
Seneca's Tragedies and the Elizabethan Drama (http://www.shakespeare-online.com/plays/
hamlet/senecadrama.html)
SORGLL: Seneca, Thyestes 766–804 (http://www.rhapsodes.fll.vt.edu/seneca.htm), read by
Katharina Volk, Columbia University. Society for the Oral reading of Greek and Latin
Literature (SORGLL)
Digitized works by Lucius Annaeus Seneca (http://bdh.bne.es/bnesearch/Search.do?field=a
utor&text=S%c3%a9neca%2c+Lucio+Anneo&showYearItems=&exact=on&textH=&advance
d=false&completeText=&language=esEn) at Biblioteca Digital Hispánica, Biblioteca
Nacional de España
Guide to Seneca, Lucius Annaeus, Spurious works. Manuscript, ca. 1450 (https://www.lib.uc
hicago.edu/e/scrc/findingaids/view.php?eadid=ICU.SPCL.MS42) at the University of
Chicago Special Collections Research Center (https://www.lib.uchicago.edu/scrc/)
Digitized Edition of Seneca's Opera Omnia from 1503 (https://www.e-rara.ch/sbs/doi/10.393
1/e-rara-79805) (Venice) at E-rara.ch (https://www.e-rara.ch)