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798

Original Contributions

Prevalence and Etiology of Dementia


in a Japanese Community
Kazuo Ueda, MD; Hideo Kawano, MD; Yutaka Hasuo, MD; and Masatoshi Fujishima, MD

Background and Purpose: We sought to determine the type-specific prevalence of dementia and its risk
factors in elderly persons from the Japanese community of Hisayama.
Methods: We studied the prevalence of dementia in 887 Hisayama residents (353 men and 534 women)
aged 65 years or older (screening rate, 94.6%) using various items of clinical information, neurological
examination, and dementia scales. We also studied brain morphology in 50 of 59 determined to have
dementia by computed tomography or autopsy during the subsequent 54 -month period. Factors relevant
to dementia were compared between 27 patients with vascular dementia and 789 control subjects without
dementia in a retrospective fashion.
Results: The prevalence rate of dementia among Hisayama residents aged 65 or older was estimated at
6.7%, with a females to males ratio of 1:2. Among 50 cases of dementia in which brain morphology was
examined, the frequency of vascular dementia was 56%; this rate was 2.2 times higher than that for senile
dementia of the Alzheimer type. Aging, hypertension, electrocardiographic abnormalities, and high
hematocrit were significantly (p<0.05) and independently associated with the occurrence of vascular
dementia.
Conclusions: Prevalence of dementia among the Hisayama residents was relatively identical to that
previously reported, but vascular dementia was more predominant Risk factors for vascular dementia
were similar to those for lacunar infarcts. Control of hypertension may be a key to reducing dementia
among the Japanese population. (Stroke 1992;23:798-803)
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KEY WORDS • dementia • epidemiology • Japan • risk factors

T he reported prevalence of severe dementia has


varied from 1.3% to 6.2% in persons aged 65
years or older, with mild impairment in 4.3-
15.4%.'-13 Variation in the estimated prevalence may
partially be due to methodological differences, such as
the Alzheimer type because, until the 1970s, cere-
brovascular disease was the leading cause of death in
Japan.
An epidemiological study of cerebral stroke has been
carried out prospectively in a Japanese rural commu-
the differing diagnostic criteria and varying thorough- nity, Hisayama, since 196118'19; its chief characteristic is
ness of case findings. An additional important issue is that almost all study subjects have been autopsied at
the relative variation of diseases causing dementia in death. In addition, new cases of stroke have been
the elderly, particularly senile dementia of the Alzhei- examined by computed tomographic (CT) scan for the
mer type and vascular dementia. Many of the preva- past 10 years.20 The design of this study provides a good
lence studies that attempted a clinical differentiation
opportunity to inquire into the prevalence of dementia
between these two have also demonstrated a discrep-
by etiology in a Japanese community and, possibly, to
ancy in the incidence of these two entities. This discrep-
ancy may simply reflect the difficulty of accurate analyze risk factors of dementia. Our survey differs from
diagnosis. previous Japanese investigations in the following as-
At present, there are only a few reports14-17 that pects: 1) the brain pathology of the identified cases of
provide prevalence rates of dementia in Japan. It is dementia was studied by CT scan or postmortem exam-
expected that vascular dementia is more prevalent ination during the subsequent period of follow-up,
among the Japanese population than senile dementia of which has enhanced diagnostic certainty, and 2) it was
possible to analyze the risk factors of vascular dementia
in the general population because previous medical or
From the Second Department of Internal Medicine, Faculty of health data were available for many participants.
Medicine, Kyushu University, Fukuoka, Japan.
Presented at the 1st International Stroke Congress, October 18, Subjects and Methods
1989, Kyoto, Japan.
Supported in part by Scientific Research Grant No. 01440039 Screening and Follow-up
from the Ministry of Education, Japan, and research grants from Hisayama is a Japanese rural community adjacent to
the Research Foundation for Clinical Medicine and Takeda the city of Fukuoka, the metropolis of Kyushu Island; it
Medical Research Foundation.
Address for correspondence: Kazuo Ueda, MD, 2nd Depart-
has a population of approximately 7,000. In this town, a
ment of Internal Medicine, Faculty of Medicine, Kyushu Univer- prospective population study was initiated in 1961 to
sity, 3-1-1, Maidashi, Higashi-ku, Fukuoka City 812, Japan. explore the epidemiology of cerebrovascular disease in
Received June 7, 1991; accepted February 28, 1992. a general population sample aged 40 years or older. The
Ueda et al Dementia: Prevalence and Risk Factors 799

age, occupational, educational, economic, and social "mixed type" or "other." The final diagnosis of demen-
composition of the population had been almost identi- tia was made by the panel of study physicians, including
cal to that of the whole of Japan according to a 1960 a psychiatrist referring to collected data.
census. The details in characteristics of the town18 and During the 8-month period from May to December
the study design1920 are given elsewhere. At the time of 1985, we detected 59 cases of dementia out of 887
the national census in 1985, there were 938 Hisayama subjects aged 65 years or older among the Hisayama
residents aged 65 years and older (378 men and 560 residents. All patients with dementia were followed up
women). During the 8 months from May to December by the usual surveillance methods of the Hisayama
1985, we examined a total of 887 subjects from this study,26 and when patients died, autopsies were per-
population (353 men and 534 women) to identify cases formed at the Department of Pathology of Kyushu
of dementia, with a screening rate of 94.6% (men, University. Brain was cut at 1-cm intervals, and speci-
93.3%; women, 95.4%). We screened 805 subjects at the mens were taken from 14 areas of the bilateral frontal,
regular examination for health checkup of the Hisayama temporal, parietal, and occipital lobes; hippocampus;
study and examined the remaining 77 by a door-to-door, basal ganglia; and thalami. Paraffin-embedded speci-
structured interview. A study physician with 3 years' mens were stained for neuropathology with hematoxy-
experience working in a psychological ward and two lin and eosin, periodic acid-Schiff, Mallory-Weise, Bo-
trained nurses worked as a team for screening under the dian, and Congo red; the immunological method using
direction or surveillance of a psychiatrist. Because five amyloid antibodies was used to determine the presence
subjects had been admitted to hospitals or institutes, the
of amyloid core. Neuropathologists determined the final
study physician visited patients and conducted inter-
diagnosis for the type of dementia, and we have dis-
views and neurological examinations. Of 51 unexamined
cussed the accuracy of diagnosis in the clinical patho-
subjects, 26 died and 10 moved out of town during the
screening period; only 15 refused the examination. logical conference. If new cerebral strokes occurred or
According to the 1985 census, the age composition of patients were institutionalized during the follow-up, we
the study population was almost identical to that of the gathered medical information concerning illness and
whole of Japan. referred to hospital records. A CT study was made at
least once after the screening in almost all patients,
The screening examination included an interview at mainly using CT (Toshiba) with 5-cm slices. Dementia
which inquiries were made about chronic conditions was classified by its etiology into the following three
diagnosed by physicians, drugs that had been pre-
types: vascular dementia, senile dementia of the Alz-
scribed, current fitness for work, and the history of
heimer type, and other (including mixed type). Moder-
limitations due to illness and invalidity. In addition, we
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ate-to-severe brain atrophy with neither vascular lesions


obtained information about the subject's normal daily
life activity by asking 13 questions on a checklist. When nor asymmetrical ventricular dilation and with or with-
neurological deficits were seen, we investigated a more out periventricular lucency on CT scan was considered
detailed history of cerebral stroke and scrutinized var- to indicate senile dementia of the Alzheimer type. A
ious items of medical information, including hospital CT finding of diffuse periventricular lucency or leuko-
records, roentgenograms, and laboratory examinations. araiosis27 only was not regarded as sufficient proof of
From Diagnostic and Statistical Manual of Mental Disor- vascular dementia. In pathology, senile dementia of the
ders, third edition (DSM-III),21 we adopted the primary Alzheimer type was diagnosed by findings of both senile
scale to determine dementia; we used Karasawa's crite- plaques and neurofibrillary tangles (paired helical fila-
ria for clinical evaluation of elderly dementia22 as ment) (at least found in each three microscopic areas in
supplementation. The latter has been widely used the half of specimens). This report presents the results
throughout Japan and divides cases with dementia into obtained during the period of 4 years and 6 months from
four grades of severity according to loss of intellectual January 1986 to July 1990. A significant level for statis-
abilities, severity of interference with social and occu- tical difference was set at p< 0.05 based on the Mantel-
pational functioning, and inability to care for oneself. Haenszel x2 with two-tailed test after controlling for
Psychological symptoms were estimated by checking 12 age.28
items such as memory impairment and delirium, and by
checking 13 abnormal behaviors such as aggressiveness Analysis of Risk Factors
and dirtiness. Hasegawa's dementia rating scale,23 com- To elucidate the risk factors of vascular dementia or
prising 11 questions to test memory, cognitive, and senile dementia of the Alzheimer type, we collected the
calculation capacities, was also used to define demented following data on the screened population from the
cases. Each question has an independent score, the sum previous health checkup retrospectively: systolic and
of which ranges from 0 to 32.5. This procedure is similar diastolic blood pressures, body mass index [weight/
to that in the Mini-Mental State test.24 We suspected height2], serum total cholesterol, hematocrit, electrocar-
that subjects had mild dementia if the sum of the scores diographic abnormalities (Minnesota code III, and/or
was less than 20.0 and severe dementia if the sum was IVw), glucose intolerance,29 drinking habits (consumed
less than 10.0. An ischemic score by the method of 34 g or more of ethanol a day), smoking habits (smoked
Hachinski et al25 was applied to all cases with dementia 10 cigarettes or more a day), and history of hyperten-
to discriminate vascular dementia from senile dementia sion. Because the date of the onset of clinical dementia
of the Alzheimer type. We suspected that patients had could not necessarily be determined in all cases, we
senile dementia of the Alzheimer type if Hachinski's obtained such data from the records of the regular
ischemic score was less than 4.0 and vascular dementia examinations in 1973-1974, or if data were lacking, in
if it was greater than 8.0. The cases in which the 1978, which were at a 12- or 7-year interval from the
ischemic score fell between 5.0 and 7.0 were classified as present screening, respectively. We made a comparison
800 Stroke Vol 23, No 6 June 1992

TABLE 1. Prevalence of Dementia in Residents of Hisayama, Japan, Aged 65 Years and Older, 1985
Men Women Total
Age Subjects Cases Subjects Cases Subjects Cases
(years) («) (") Rate/1,000 95% CI (») («) Rate/1,000 95% CI (n) («) Rate/1,000 95% CI
65-69 118 2 16.9 161 3 18.6 279 5 17.9
70-74 108 4 37.0 145 2 13.8 253 6 23.7
75-79 68 1 14.7 114 8 70.2 182 9 49.5
80-84 47 7 148.9 72 11 152.8 119 18 1513
85+ 12 5 416.7 42 16 381.0 54 21 388.9

Total 353 19 53.8 534 40 74.9 887 59 663


Age-adjusted* 57.4 36.2-77.4 70.0 52,6-97.2 64.9 50.1-819
*Age composition was adjusted to that of the whole of Japan in 1985. CI, confidence interval.

of risk factors between nondemented cases (controls) 1,000 for men and 70.0/1,000 for women, with the
and cases with vascular dementia or senile dementia of female: male ratio of 1:2 not significant in difference.
the Alzheimer type by analysis of covariance (Bonfer- We examined the brain morphology of 50 cases with
roni),30 but because of the small number of cases with dementia out of 59 (85%) by postmortem examination
senile dementia of the Alzheimer type, analysis of risk or CT scan during the 54-month period from January
ratio or multivariate analysis was performed only be- 1986 to July 1990 (Table 2). Thirty-four patients died,
tween controls and cases with vascular dementia. 32 of whom were autopsied; CT examination only was
Relative risks were expressed in odds ratios after performed in the remaining 18 cases. Table 2 demon-
controlling for age and sex by the Mantel-Haenszel x2 strates coincidence rates of clinical diagnoses of dis-
test, in which continuous variables were categorized as eases causing dementia at the screening compared with
follows: systolic blood pressure £160 mm Hg and/or those determined by brain morphology. An agreement
diastolic blood pressure £95 mm Hg was defined as between the two was obtained in 19 of 21 patients with
hypertension, serum total cholesterol £180 mg/dl as vascular dementia (90.5%) and in five of eight with
hypercholesterolemia, body mass index £25.4 as obe- senile dementia of the Alzheimer type (62.5%) but only
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sity, and hematocrit £45% as high hematocrit. in six of 21 (28.6%) with dementia classified as other
To evaluate an independent risk factor of vascular (including mixed type). Fifteen cases initially diagnosed
dementia, we used the multiple logistic regression as other were confined to the clinical diagnosis of mixed
model of Walker and Duncan,31 in which appropriately type because there was a lack of definite episodes of
determined scores were assigned for ordinal variables stroke or the degree of dementia was not severe enough
(males, 1; females, 2; absence, 0; presence, 1), and for diagnosis as senile dementia of the Alzheimer type
continuous variables were entered directly into the (Hasegawa's score >10.0). Eight cases of mixed type
equation. Two-tailed probability of <0.01 or <0.05 was were classified into vascular dementia and seven into
judged as the significance level for statistics. senile dementia of the Alzheimer type afterward on the
basis of the morphological diagnosis. Vascular dementia
Results accounted for 56% of the morphologically diagnosed
Table 1 presents the age- and sex-specific prevalence cases of dementia in both sexes, senile dementia of
of dementia in Hisayama residents aged 65 years and Alzheimer's type for 26%, and other for 18%, with a
older at the screening. Prevalence progressively in- ratio of vascular dementia to senile dementia of the
creased with advancing age for both sexes and showed Alzheimer type of 2.2 for both sexes. Two patients with
prominently high rates beyond the age of 80 years; more subdural hematoma, two with head injury, one with
than one third of the surviving patients aged 85 years or normal-pressure hydrocephalus, and one with Parkin-
older suffered from dementia. After the age composi- son's disease were included in the category of other.
tion of the study population was adjusted to that of the Of the 28 patients finally determined to have vascular
whole of Japan, the prevalence of dementia among the dementia, 20 had clinical episodes that were considered
Hisayama residents aged 65 years and older was 57.4/ cerebral stroke. Using clinical histories, CT scan, or

TABLE 2. Coincidence Rates of Type Diagnosis for Dementia Between Clinical Scales and Brain Pathology in
Hisayama, Japan, 1985-1990
Final (morphological) diagnosis
No. cases Coincidence
Clinical diagnosis examined Vascular dementia SDAT Other rates (%)
Vascular dementia 21 19* 0 2 90.4
SDAT 8 2 5* 1 62.5
Other 21 7 8 6* 28.6

Total 50 28 13 9
'Coincidence rates: asterisked numbers/examined cases. SDAT, senile dementia of the Alzheimer type.
Ueda et al Dementia: Prevalence and Risk Factors 801

TABLE 3. Types of Cerebral Stroke Observed in Cases of Vascular TABLE 5. Odds Ratios of Risk Factors for Vascular Dementia
Dementia in Hisayama, Japan Compared With Those for Control Cases in Hisayama, Japan
Age Risk factor Odds ratio 95% CI
65-79 years £80 years Total Hypertension (SBP a 160 mm Hg
Type of stroke (n-8) («=20) (n=28) and/or DBP a 95 mm Hg) 3.09* 1.24-7.73
Small multiple in fa rets 2 11 13 Obesity (BMI 2:25.4) 1.69 0.50-5.71
Cerebral embolism 4 3 7 ECG abnormalities (Minnesota code
Large cortical infarcts 0 3 3
m, and/or rv,.3) 3.11' 1.23-7.88
Serum total cholesterol (2:180 mg/dl) 1.96 0.63-6.06
Single small infarcts 1 1 2
Binswanger's disease Cigarette smoking (2:10 a day) 0.45 0.07-2.75
0 2 2
Alcohol consumption (234 g ethanol
Intracerebral hemorrhage 1 0 1
a day) 0.72 0.09-5.64
Hematocrit (2:45%) 4.88* 1.55-15.33
autopsy findings, the type of cerebral infarction was Glucose intolerance 1.86 0.51-6.72
determined (Table 3). Small multiple infarcts were SBP, systolic pressure; DBP, diastolic pressure; BMI, body mass
present in 13 cases (46%), cerebral embolism in seven index; ECG, electrocardiographic; CT, confidence interval.
(25%), large infarcts in three, small solitary infarcts in *p<0.05 versus control by Mantel-Haenszel x2 test, adjusted for
two, Binswanger's disease in two, and intracerebral age and sex.
hemorrhage in one case. Binswanger's disease was
diagnosed by findings of extensive periventricular lu-
cency on CT scan, rapid deterioration of clinical course, abnormalities (especially Minnesota codes III, and/or
and severe small intracerebral vascular lesions at au- IVi-3), and high hematocrit.
topsy. Small multiple infarcts were much more frequent Table 6 shows standardized coefficients of multiple
in those aged 80 years or older, totaling 62 lesions. Their logistic regression analysis for each variable and their
location on the brain was as follows, in order of fre- probability values to distinguish patients with vascular
quency: 24 in the basal ganglia, nine in the temporal dementia from control subjects. In the case of systolic or
lobe, nine in the frontal lobe, seven in the occipital lobe, diastolic pressure, mean blood pressure was selected as
three on thalamus, and 10 in other regions. a variable. Age, electrocardiographic abnormalities, and
Data obtained before the onset of dementia were high hematocrit were considered independent and sig-
available in 27 of 28 patients with vascular dementia and nificant risk factors for vascular dementia. The stan-
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in 12 of 13 patients with senile dementia of the Alzhei- dardized coefficient of mean blood pressure was rela-
mer type. In addition, data at the regular examination in tively large, and its probability value showed borderline
1973-1974 or in 1978 were obtained in 789 of 828 significance.
control subjects (95%). Table 4 presents the average
values and standard deviations of several parameters Discussion
with continuous quantity for vascular dementia, senile The prevalence rate of dementia for those ^65 years
dementia of the Alzheimer type, and control groups. of age in our study was 6.7%, which included severe
The average age was significantly higher for patients dementia in 2.4% and mild dementia in 4.3%. Our
with senile dementia of the Alzheimer type or vascular figures are relatively similar to those previously report-
dementia than for control subjects. Average blood pres- edi-io.12,13 except the study of Pfeffer et al," which
sures (including systolic, diastolic, and mean) were reported a higher prevalence rate. This study was,
significantly greater in patients with vascular dementia however, designed for persons in the retirement com-
than in control subjects. munity and was recently criticized for its acceptance of
Table 5 demonstrates risk ratio (odds ratio) and a some cases on the basis of psychometric tests only,
95% confidence interval for vascular dementia for each which artificially elevated the rates in that population.12
variable (transformed into numerical variables as previ- Surveillance of dementia has been carried out in
ously mentioned) compared with controls after control- several municipalities in Japan since 1980,2232"34 in
ling for age and sex. A significant odds ratio (>2.0) was which Karasawa's criteria for clinical evaluation of
perceived in cases of hypertension, electrocardiographic elderly dementia is commonly or widely used. With the

TABLE 4. Comparison of Risk Factors Between Patients With Dementia and Control Subjects in Hisayama, Japan
Control subjects Vascular dementia SDAT
Variable (n=789) (n=27)
Age (years) 73.3 ±6.0 81.3+9.1* 85.7±4.5*
Systolic blood pressure (mm Hg) 140.6±22.7 151.4+21.2* 147.9±21.9
Diastolic blood pressure (mm Hg) 78.5±11.1 85.1 ±9.4* 74.3±9.7
Mean blood pressure (mm Hg) 99.2±13.9 107.4+10.4* 98.9±12.0
Body mass index 22.0±3.2 21.9+2.9 21.4±2.3
Scrum total cholesterol (mg/dl) 197.0±39.3 195.2±35.5 191.0±27.3
Hematocrit (%) 40.0±4.3 40.9+5.3 38.8±3.3
Values are mean±SD. n, number of cases; SDAT, senile dementia of the Alzheimer type. *p<0.0\ versus control by
Bonferroni's multiple comparison and analysis of covariance; corrected for age and sex.
802 Stroke Vol 23, No 6 June 1992

TABLE 6. Risk Factors for Vascular Dementia in Hisayama, Japan, the existence of leukoaraiosis on the CT scan as evi-
Analyzed by Multiple Logistic Regression dence of vascular dementia, which suggests demyelina-
Standardized tion in this area resulting from poor perfusion. It was
Risk factor coefficients P originally and generally held39 that the combination of
Age 1.672 0.001 the severe penetrating vessel disease with hypoperfu-
sion in the watershed area produced the pathological
Sex 0.176 0.605
picture of Binswanger's disease, which is associated with
Mean blood pressure 0.452 0.051 recurrent brief focal neurological deficits and features a
ECG abnormalities 0.524 0.005 progressive dementia. However, a recent report40 indi-
Body mass index 0.131 0.611 cated that leukoaraiosis was observed in approximately
Serum total cholesterol -0.231 0.361 30% of patients identified as having senile dementia of
Hematocrit 0.706 0.013 the Alzheimer type. It is possible, therefore, that in one
Alcohol consumption 0.090 0.766
third or more of elderly patients identified as having
senile dementia of the Alzheimer type, a vascular
Cigarette smoking -0.313 0.374
process is affecting the white matter and contributing to
Glucose intolerance -0.166 0.548 the recognition of the occurrence of dementia (mixed
ECG, electrocardiographic. type). Intracerebral small vascular lesions, particularly
on perforating arteries, are probably caused by angione-
crosis41 (which is more closely related to hypertension)
age composition of the study populations in the previous and by lipohyalinosis (probably induced by the arterio-
surveys adjusted to that of the Hisayama population, sclerotic process42). However, pathological examination
the prevalence of all types of dementia appearing in the could not necessarily differentiate hypertensive lesions
five reports from the Japanese communities ranges from from arteriosclerotic process43 because there is an over-
5.1% to 6.0%. lapping of pathological findings between the two.
The relative importance of rates of vascular dementia In the present study, aging, hypertension, electrocar-
and senile dementia of the Alzheimer type differed diographic ST-T changes, and high hematocrit were
significantly from one study to another. Two Finnish perceived to be risk factors for vascular dementia. These
studies1-6 showed rates of senile dementia of the Alz- factors can be associated with developments of both
heimer type higher than those of vascular dementia. hypertensive and arteriosclerotic lesions. Risk factors
Jorm et al35 reported from the integration of the liter- for lacunar infarction of the autopsy series from
ature that the US studies showed no significant differ- Hisayama residents were aging, hypertension, high R or
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ence, whereas many studies from other western coun- ST-T electrocardiographic changes, atrial fibrillation,
tries revealed a higher rate of senile dementia of the and glucose intolerance.44 These are relatively similar to
Alzheimer type than vascular dementia. The prevalence the risk factors for vascular dementia. High hematocrit
rates of dementia by etiology obtained from Japanese possibly induces hypoperfusion because of increased
surveys14-22-32-34-36 were very similar, with those of vas- viscosity of blood, and atrial fibrillation does so through
cular dementia higher than those of senile dementia of decreased cardiac output. Long-term exposure to hy-
the Alzheimer type. It is uncertain whether the higher pertension or diabetes mellitus results in not only the
prevalence of vascular dementia derives from the spec- acceleration of atherosclerosis but also the enhance-
ificity of the Japanese. In our study, approximately 50% ment of arteriolar lesions. From this aspect, the ques-
of the cases initially diagnosed as other (including tion of measures to prevent vascular dementia might
mixed type) fell into the categories of vascular dementia come back to the question of how to prevent arterio-
and senile dementia of the Alzheimer type, according to sclerosis, a disorder for which no successful procedures
brain morphology. They were at first considered to be have yet been discovered.
mixed type because of the lack of clear episodes of
cerebral stroke, low grade on Hachinski's ischemic References
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