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L3.2 08 - Bishop (1955) Use of The Slip Circle in Stability Analysis of Slopes
L3.2 08 - Bishop (1955) Use of The Slip Circle in Stability Analysis of Slopes
L3.2 08 - Bishop (1955) Use of The Slip Circle in Stability Analysis of Slopes
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First Technical Session : General Theory <?{
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~ Errors ma ·be i d into the cs imate of stability not only by the use of approximate
methods 0 stability analysis, but also by the use 0 sampling aml testing metfiods v;hich Clo
not reproduce sufficiently accurately t~:_ soil_ ~Ol~_d_~tJ_ons and state of stress in the n~fiual
ground or compaCted fill under consideration... l.Jnless equal attention is paid to each factor,
an elaborate mathematical treatment may lead to a fictitious impression of accuracy.
However, in a number of cases the uniformity of the soil conditions or the importance of
the problem will justify a more accurate analysis, particularly if this is. coupled with field,
-measurements of pore pressure, which is the factor most difficult to assess from laboratory
data alone. Two classes of problem of particular note in this respect are :
(i) The design of water-retaining structures, such as earth dams and embankments,
where failure could have catastrophic results, but where an O\'er-conservative design
may be very costly.
(ii) The examination of the long-term stability of cuts and natural slopes where large
scale earth movements may inYolve engineering works and buildings.
Failure along a continuous rupture surface is usually assumed, but, as the shape and
position of this surface is influenced by the distribution of pore pressure and the variation of
the shear parameters within the slope, a generalized analytical solution is not possible and a
numerical solution is required in each individual case. The rigorous determination of th<'
shape of the most critical surface presents some difficulty (see, for example, Coenen, 1948),
and in practice a simplified shape, usually a circular arc, is adopted, and the problem is
assumed to be one of plane strain.
In order to examine the equilibrium of the mass of soil above the slip surface it follows
from equation (1) that it is necessary to know the value of the normal stress at each point on
this surface, as well as the magnitude of the pore pressure. It is possible to estimate tlw
value of the normal stress by following the method developed by ..E..ellenius (1927, 1936), in
which the conditions for the statical equilibrium of the slice of soil lying vertically aoove each
element of the sliding surface arc fully satisfied.
A complete graphical analysis of this type is most laborious, and this may result in tl11.·
examination of an insufficient number of trial surfaces to locate the most critical one. Several
simplified procedures have been developed using the friction circle method (Taylor, 1937,
1948; Frohlich, J95J), in which an assumption is made about the distribution of normal
stress, but their use is limited to cases in which 4'' is ~nstant over the whole of the failun·
1 surface. More generally the "slices" method is used; with a simP-lifying assumption about
.· the effect of the forces between the sljccs.... .
1
\ - The significance of this assumption may be examined by considering the equilibrium of
the mass of soil (of unit thickness) bounded by the circular arc ABCD, of radius Rand centre
at 0 (Fig. J (a)). Jn the case whC're no external forces act on the surface of the slope,
Hence, from equation (1), the magnitude of the shear strength mobilized to satisfy the
conditions of limiting equilibrium is s where: ,
The shear force S acting on the base of the slice is equal to sf,, and thus, equating the
moment about 0 of the.weight of soil within A.BCD with the moment of the external forces
acting on the sliding surface, we obtain :
1
.EWx = ESN. = EslR (4)
It follows, therefore, from equation (3) that : \
F - !?__ . ..r[c'l + (P ~ ul) tan 9>']
= .EJJ'x (5)
. From the equilibrium of the soil in the slice above BC, we obtain P, by resolving in a
( ._·direction normal to the slip surface:
' .. · P = (W + X,. -'X,.+ 1) cos IX - (£,. - £,.+i) sin ex (6)
The expression for F thus becomes :
~·.
F = .EWx
_!!_ . ..r[c'I +tan ef>'. (W cos ex - ttl) +
tan cf/. { (X,. - )(,,+ 1) cos ex -- (E,. - E 11 +1) sin ex}) (7)
Since th~re are no external forces on the face of the slope, it follows that :
- .E(X,. - Xn+1) = 0 (Sa)
__ . r .E(E,. - En+1) = 0 (Sb)
However. except in the case where 9>' is constant along the slip surface and IX is also constant '·
··'(it., a plane s?p surface), .the terms in equation (7) containing X,..an<l En do not disappear.
!simplified form of analysis, suggested by Krey (1926) and Terzagh1 (1929) and also presented
by May (1936) as a graphical method, implies that the sum of these terms
,.... .· .Etan ef>'. {(Xn - Xn+1) cos IX - (£,. - E,.+ 1) sin ex}
inay be neglected without serious loss in accuracy. This is the method at present used, for 1~
example, by the U.S. Bureau of Reclamation (Daehn and Hilf, 1951).
l*
10 ALAN W. BISHOP
(10)
1
,,- /
F = W . . i:[c'l +tan 4''. JV(cos Cit -S sec ex)] (11}
.E sm 0t
This expression permits the rapid and direct computation of the value of F which is
i necessary if s~fficient trial circles are to be used to locate the most critical surface. However,
/1: as can be seen from the examE_les gy_QtcdJat.er.....the valuf!S....of Fare, i_n general, found to be
/ii cons~~tive.~iLI!!~Y lead to uncconon:i~~~ajgn~-£.S~~,i!g,r marked where con-
,' i ~ ditions ~~_t~~ep slipcircle~ rou~<:l W~i~h.J.fi~ vari~!i?n i~larg~.
/ To derive a method of analysis which largely avoids tniserror ifis convenient to return
' to equation (5). · If \vc denote the effective normal force (P - ul) by P' (see Fig. 1(b)), and
resolve the forces on the slice vertically, then we obtain, on re-arranging:
Substituting in equation (5) and putting l = b sec IX and x = R sin IX, an expression for·
the factor of safety is obtained : ,
1
F= L'W .
sm ot
. .i:[{c'b+tant?'.(W(t-B)+(X,.-X,.+i))}·
,
sec~
+ tan¢'. tan et
] / ,,~,~-(13)
1
F
The values of (X,. - X,.+i) used in this expression are found by successive approximation,
and must satisfy the conditions given in equations (8). In addition, the positions of the lines
of thrust between the slices should be reasonable, and no unbalanced moment should be
implied in any slice. The factor of safety against sliding on the vertical sectigns shQD.ld also
be satisfactor:y.__though since the slip_s.ud11_c_e_assum~<!.._i!_.Q!!..ly_an.approximation to the actual
~3 overs.tr~y bej_~pliedjn_the_aQ.iacent soil. • ·
The condition .E(X,. - Xn+i) = 0 in equation (Sa) can be satisfied directly by selecting
appropriate values of X,., etc. The corresponding sum J:(En - Ea+1) can be readily computed
in terms of the expression used in equation (13). Resolving the forces on a slice tang~tially,
we obtain the expression: · ·::-·;·,·
. ~
· . .; .~·
.
(W + X,. - X,.+1) sin ot + (E,. - E,.+i) c0s a:= S
or (14)
• In practice the value of B will vary along the slip surface, though for preliminary design pwpoaea it
is convenient to use a constant average value throughout the impervious zone. . · .
TJIE USE OF TUE SLIP CIRCLE IN THE STABILITY ANALYSIS 01' SLOPES 11
~ow, if equation (13) is written:
I
F = · ETV sm
. ._. E[m]
ct (15)
i:[
~ ( 2 .- - :::. ... '~ ~ sec at - (W + Xn - X,.+x) tan ct] =0 (18)
In practice, an initial value of Fis obtained by solving equation (13) on the assumption
that (X,. - X,.+ 1 ) = 0 throughout. By suitably tabulating the variables a solution can be
obtained after using two or three trial values of F. The use of (X,. - Xn+ 1 ) = 0 satisfies
equation (Sa), but not equation (18). Values of (X,. - Xn+ 1) are then introduced in order
to satisfy equation (18) also. These values can then be finally adjusted, either graphically
or analytically, until the equilibrium conditions are fully satisfied for each slice.
From the practical point of view it is of interest to note that, although there are a number
of different distributions of (X1, - Xn+x) which satisfy equation (18), the corresponding varia-
tiqns in the value of!'. .are_ fo~D:<Jto be insignif~cal:!_t. (l~~~ ~ha~ I% in a typical case). - - , ,
.· It should also-bCnoted-tnat, smce the error mthe simplified method given in equations (9)
and (11) varies with the central angle of the arc, it will lead to a different location for the
bost critical circle than t~at given by the more rigorous method. It will, therefore, generally
/be necessary to examine a number of trial circles by this latter method.
PARTIALLY SUD:\IERGED SLOPES
The total disturbing moment is now that of the soil above ABCD, less the moment about 0
of the water pressure acting on DLl\1 (Fig. 2 (a)). If we imagine a section of water bounded
by a free surface at MN and outlined by NDL\1, and similarly take moments about 0, the
. T1ormal forces on the arc ND all pass through 0 and the moment of the water pressure on DLM
l ~h~refore ~ci.ual toJhe.J!!2~«:!1..! of th~ _mas..s.. of water ..N'DUfabout 0. :-·-·
1 "ffimce the weight of a mass of saturated soil less the weight of water occupying the same
voimne is equal to its submerged weight, the resultant disturbing moment due to the mass of
Ij
soil above ABCD and to the water pressure on J?LM is given by using the bulk density of the
soil abo\·e the level of the external free water surface and the submerged density below':\
It should be noted that the boundary MN implies nothing about the magnitude of the
pon;pressures inside the slope and is only used to obtain the statically equi\·alent disturbing
, morrlent.
'----The disturbing moment is therefore L'(W1 + JV2 ).~ • (19)
where W 1 denotes full weight of the soil in the slice above l\IN,
W2 ,, submerged weight of soil in the part of the slice below MN.
It is also convenient to obtain the expression for the effecth·e normal force P' in terms of
IV 1 and W 2 • It can be seen from Fig. 2 (b) and (c) that, resolving vertically as before, it
follows that :
• (20)
12 ALA:S W. BISHOP
0
r x -,t·
I I
I I
I I
I I
I I
i I
I I
I I
(a)
'--b.......l
I I
I
I
where "• is the pore pressure expressed as an excess over the hydrostatic pressure corre-
sponding to the water level outside the slope; that is
"• = u - ,,.., . : (21)
where y.., denotes the density of water,
and z ,, the depth of slice below 1\IN. (If no part of the slice is submerged, 11, = 11.)
It follows, therefore, that for partial submergence the expression for factor of safety •
becomes:
F= .E W
( 1 + ~2) sm
. ex . z[{c'b +tan~·. (JJ'1 + W2 - bu, + Xn ~ Xn+i}} + tan
1
sec~
~ . tan cit
]
F
(~)
The forces between the slices now have to satisfy the conditions: ,
.E(X,. - X 11 +1) = 0 (23a)
. 1
.E(En - En+1) = - 2 . y,,,d2 (23b)
F = .L'(IV 1 + \v il sin Cli:[c'I +tan •f. (II' 1 + IV ,cos Cl -·11,b sec Cl}] (22'1}
This treatment of the pore pressure !car.ls to consistent results throughout the full range of submergence
(Bishop, 1952).
TUE USE OF TllE SLll' t:IUCLt: JN TllE STAUlLlTY ANALYSIS OF SLOl'F,,S 13
~.-where dis the depth of water at the toe of the slip, which causes a horizontal wat~r thrust on
tn~ t_ertical section with which the slip terminates.
To obtain an expression for E(E,. - E.+i), we resolve tangentially as before:
(W1 + W2 + bzy.., + Xn - 'x,.+l) sin o: + (En - E,.+ 1 ) cos o: = S
or (£,. - En+i) = S sec ex - (W1 + W 2 + X,. - X,.+ 1) tan ex - ywZb tan ex (24)
·Writing equation (22) as:
1
F = · . E[m] (25)
.E(W1 + W 2 ) sin ct
.
Now \ ..,J"'[r...=b tan ct] = 1,,.... d2 • (28)
2
Thus equation (23b) is satisfied when :_ ·
It can be seen, therefore, that for partially submerged slopes an analogous method is
obtained by using submerged densities for those parts of the slices which lie below the level
of the external free .water surface, and by expressing the pore pressures there as an excess
(29)
I
above the hydrostatic press~re corresponding to this water level.
'~
two methods lead to different critical
Ely l!IOrc ri9orous 111cthod circles. The inclusion of trial values
1•5
of (X,. - X,.+ 1) raises the value
~
Factor '\ from 1·84 to 1·92. the value by the
of simplified method for this particular
Safety
circle being 1·53. About 80% of
~
8y conventional 111ct11odl" ' , the gain in accuracy in this case is
thus achieved without introducing
the X,. terms.
0·5
'' The form of tabulation for the
\ ~
routine solution in the case of partial
submergence is given in Table 2.
20 40 . 60 80 100
Pore Pressure Ratio 8 (• u/~~)
(b) CONCLUSION
Errors may be introduced into
Fig. 3. End of conat.ruction case: relationship between an estimate of stability by both
factor of safety and pore pressure
the sampling and testing pro-
cedure, and in m~y: cases an
approximate method of stability analnis may be considered adequate. Where. howevp,
considerable care is_e::ic~cised.. at each s!~g~. and, in_particul~. w~re field measurementL(:>f
pore pressure ar~-~eing used, th.e simplified " slices " method of analysisj~_!lot sufficiently
accurate. ·· ·· - -----=-·
This'is illustrated by the two examples given above. The error is likely to be of particular
·importance where deep slip circles are involved. This is illustrated by Fig. 5 in which the
collected results of the two stability analyses are plotted in term5 of the value of the central
angle of the arc. It will be seen that the value of the factor of safet 'ven b the simplified
method, expresse~~en.t.1'.gLoLthaL.gi: y-1. e more rigorotl!_!!lethOd [~g
(X. - X11+1) = O],_d.roP-s r~pic!ly_~_the central .angle-oLthe are increases. Tliis effect is
p~arly marlicd f_?! _th~ hi_ghe~_ values of e~ess. por.e..pteSSlH'e.
• For Case II the corresponding values are 1·14 and 1·48.
THE USE OF THE SLIP CIRCLE IN TIU:: s·rAJ:ULIT\" ANALYSIS 0.1' SLOPES 15
Density-lb.!cu. ft
c' I
I Case I
c'
Case II
I~
Material
Submeq;cll j .\bove \\'.L. / lb/sq. ft </>' 11>/sq. ft
I
!\foraine I 72 1 135 I 450
I 45° 37° 0 I 400
I Rock I
i
72
I 118
l 0
I 0 I 40° I
Wa tcr Level. 81 Ft.
....-.. '
•:.T
~...
~ '\a•O• l •
7 .... I
~!
•r
60
ot, I
I
I 6
4 Coia I
• Caea :ii
I
'
(b) TYPICAL A.a.PIO OA.AW·OOWN CASES.
' I
\ (Oc\011~ Q•W'CR lft F'i9.4)
- ~·
\I
\
4
~6•0·1
I
I
-- jE\
·~
§:
I~ I l I € I ~
~
I
'
'
i :1
e
Q ..
c
cu
.s-
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''
! ti?. I~ I
g
~
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I'
x 1:1
~ ~ !1 i
C.>
.!:i ~
:e ti \
r::
·;;; -- E
I
+ lC
.,
I •tc
r::
_,
cu. x
~
Ui 1:
I
-0:
= ti
c
·u;
-- = .,
'!"'
=
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I
<.>
"' I !?
I
+
-
! I ' jl F=H F=l·6 F,;,,H F=l·6
l 50 23 167 42·2° ·672 112 17 77
! 9-l
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1·350: ·907 ·902 ·940.,., 85 88
!
2
:
:
50
:
:
54
:
:
381
:
:
34·6°
:
:
·568
:
217
:
:
17
:
:
175
:
:
192
:
:
.. I ..
1·215' ·690 ·883
:
:
:
·912 169
:
175
:
~ §: ~
,,
ti
r::
.!!•
c:i
~
:ii
ti
j!
ti. A
~·.
z .!&! ~
u l! ;~
Ill
.~
Cii -.
.;
.<:)
_g_
..;::
+
E ~
ti
!!
ti
c
-·
- + ::!:..
,,
... I
2
r:tc.
F - .E(6)
.E(l)
THE USE OF THE SLll' CIHCLI:: IN TUE s·rAlJILl·ry ANALYSIS oi: SLOl'ES 17
In these cases the use of the modified analysis outlined a.bove is to be recommended, which,
if carried only as far as the (X,. - X,.+l) = 0 stage, can readily be used for routine work.
Little field evidence is yet available for checking the overall accuracy of the stability
calculation except in those cases where the " .p = 0 " analysis has been applicable, and this
emphasizes the need for failure records complete with pore-pressure data for both natural
slopes and trial embankments.
ACKNOWLEDGEMENTS
The second example is included with the kind approval of the North of Scotland Hydro-
Electric Board and their consulting engineers, Sir Alexander Gibb & Partners. The
Author is also indebted to 1\Ir D. W. Lamb for carrying out a number of the other calculations.
HEFERENCES
BISHOP• .\. W., 1952. The Stability of Earth Dams. Univ. of Lo11do11. Ph.D. 1·1iesis.•
COENEN, P. A., 1948. Fundamental Equations in the Theory of Limit Equilibrium. Proc. 2nd Int.
Conj. Soil. Mech. 7 : 15.
DAEHN, W. \V., and H1LF, J. \V., 1951. Implications of Pore Pressure in Design and Construction of
Rolled Earth Dams. Trans. 4th Cong. Large Danis. 1 : 259.
FELLENIUS, W., 1927. Erdstatische &rechnungen mit Reibung und Kohacsion. Ernst, Derlin.
FELLENIUS, \V., 1936. Calculation of the Stability of Earth Dams. Trans. 2ncl Co11g. Large Dams. 4: 445.
FROHLICH, 0. K., 1951. On the Danger of Sliding of the Upstream Embankment of an Earth Dam. Trans.
4111 Cong. Large Dams. 1 : 329.
KREY, H .• 1926. Erddruck, Erdwiderstand und Tragfa.ehigkcit des Daugrundcs. Ernst, Berlin.
~l.w, D. R., and BR.\HTZ, J. H. A., 1936. Proposed Methods of Calculating the Stability of Earth Dams.
Trans. 2nd ConK. Large Dams. 4 : 539.
TAYLOR, D. W., 1937. Stability of Earth Slopes. J. Boston Soc. Civ. Et1g. :?4: 197.
TAYLOR, D. W., 1948: Fundamentals of Soil ~lechanics. john Wiley, New York.
TEll.ZAGHI, K., 1929. The .Mechanics of Shear Failures on Clay Slopes and Creep of Hctaining Walls.
Pub. Rds., 10: 177.
• A discussion of the pore pressures set up in earth dams has since been published in Geoteclinique.
4: 4 : 14S.
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