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Capitalizing On Brand Personalities in Advertising The Influence of Implicit Selftheories On Ad Appeal Effectiveness
Capitalizing On Brand Personalities in Advertising The Influence of Implicit Selftheories On Ad Appeal Effectiveness
Capitalizing On Brand Personalities in Advertising The Influence of Implicit Selftheories On Ad Appeal Effectiveness
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Consumer Psychology
lIllL.
' I I PSYCHOLOi
SciVerse ScienceDirect PSYCHOLOGY
Research Report
Abstract
How can firms use brand personalities to develop the most persuasive advertising appeals? In this article, we examine advertising appe
capitalize on the signaling opportunities that using these brands can provide (signaling ad appeal) versus the self-improvement opportuni
using these brands can offer (self-improvement ad appeal). In two studies, we find that the effectiveness of these appeals depends on con
implicit self-theories. Specifically, signaling ad appeals are more effective for consumers who believe their personal qualities are fixed an
be developed through their own efforts (entity theorists), whereas self-improvement ad appeals are more effective for consumers who beli
personal qualities are malleable and can be developed (incremental theorists). Implications for brand personality research and adverti
discussed.
© 2011 Society for Consumer Psychology. Published by Elsevier Inc. All rights reserved.
Introduction 2001) and demonstrating the ways that brand personality can be
built through the use of marketing tactics, such as celebrity
One of the most compelling aspects of many popular brands is
endorsers, metaphors in advertising, and package design (Ang &
Lim,
their personality (Aaker, 1997). Brand personalities, defined as 2006; Batra & Homer, 2004; Orth & Malkewitz, 2008).
human characteristics associated with a brand, are an important
Further research shows that brand personalities can influence
consumer preferences. Brands with personalities appeal to
element of the image for brands such as Apple (exciting), Cartier
(sophisticated), and Harley-Davidson (rugged). Building brand
consumers as a way to express aspects of their actual or ideal
personalities allows firms to differentiate their brands from
self, bolster self-views, and enhance their affiliation with desirable
competitors, connect with consumers on a more emotional reference
level, groups (Aaker, 1999; Escalas & Bettman, 2003; Gao,
and appeal to consumers who wish to express or enhance their
Wheeler, & Shiv, 2009; Park & John, 2010; Swaminathan, Stilley,
self-image through brands (Aaker, 1996). & Ahluwalia, 2009). Each of these research streams is important,
Once established, how can firms use brand personalities yettonone addresses the issue of how to effectively design
develop the most persuasive advertising? Surprisingly, little
advertising for brands with personalities.
research exists on this topic. Researchers have focused on topics
Quite possibly, the answer lies in understanding more about
such as establishing and measuring the dimensions of brand the implicit theories that consumers hold about personalities in
personality (Aaker, 1997; Aaker, Benet-Martinez, & Garolera,
general. In a recent paper, Yorkston, Nunes, and Matta (2010)
find that consumers with different implicit theories of personality
(implicit self-theories) respond differently to advertising mes
* Corresponding author at: University of Minnesota, Carlson School of
Management 3-150, 321 19th Avenue South, Minneapolis, MN 55455,sages
USA. for brands with personalities. Consumers generally respond
E-mail address: djohn@umn.edu (D.R. John). best to advertising copy and visuals that are consistent with a
1 Both authors contributed equally to this manuscript. brand's personality. However, when advertising copy and visuals
1057-7408/$ - see front matter © 2011 Society for Consumer Psychology. Published by Elsevier Inc. All rights reserved,
doi: 10.1016/j.jcps.2011.05.004
are inconsistent with the brand's personality, consumers who Taken together, our findings implicate the need for advertisers to
believe personality traits are fixed (entity theorists) respond less think more carefully about consumer mindsets when designing
favorably than do consumers who believe personality traits are messages to take advantage of a brand's unique personality.
more malleable (incremental theorists). In effect, consumers who
believe personality traits are fixed (entity theorists) are less Conceptual overview
flexible in their thinking about brands, and are, therefore, less
accepting of advertising messages that are too inconsistent with a Implicit self-theories
brand's personality.
In this article, we dig deeper into the topic by examining what Individuals develop lay theories regarding the nature of the
types of specific ad appeals are more persuasive for consumers social world as a way to interpret, control, and predict their social
with different implicit self-theories. Designing ads that are worlds (Lickel, Hamilton, & Sherman, 2001 ). Implicit self-theories
consistent with the brand's personality is an important general are lay beliefs about the malleability of personal traits. A significant
guideline, but there are many ways to structure persuasive body of research points to two implicit self-theories that apply to a
arguments consistent with a brand's personality. For example, we wide range of personality traits: incremental and entity theory.
examine two types of ad appeals that reflect consumers' Individuals who believe in incremental theory view personal
motivation to favor brands with personalities as a way to enhance qualities as malleable and capable of being developed. These
their own self-images. The first capitalizes on the signaling individuals agree with statements such as "Anyone can change
opportunities these brands can provide, with ad copy highlighting even his/her most basic qualities" (Levy, Stroessner, & Dweck,
the use of the advertised product as a way for consumers to signal 1998). Individuals who believe in entity theory view personal
to others that they possess the trait(s) associated with the brand. qualities as fixed and being difficult to change (Dweck, 2000;
The second option capitalizes on the self-improvement opportu Dweck & Leggett, 1988). These individuals agree with statements
nities these brands can offer, with ad copy highlighting the use of such as "Everyone is a certain kind of person, and there is not much
the advertised product as a way to improve oneself to become that can be done to really change that" (Levy et al., 1998).
more like the trait(s) associated with the brand. Both types of ad These contrasting views exert a powerful influence on goals
appeals can be implemented in a way consistent with a brand's and behaviors, including the way that individuals approach self
personality, but which is more effective? enhancement (Dweck, 2000; Molden & Dweck, 2006). Incre
In two studies, we propose, and find, that consumers who mental theorists seek ways to become a better person through
believe their personal qualities are fixed and cannot be opportunities for learning and self-development, which is
developed through their own efforts (entity theorists) are more consistent with their beliefs that they can improve their personal
responsive to an advertising message that incorporates a qualities through direct efforts to do so. For example, college
signaling appeal for the brand ("there's no better way to show students with incremental theory beliefs are willing to take
others that you have a modern up-to-date sense of beauty"). In challenging classes they believe will help them improve abilities
contrast, we find that consumers who believe that their personal to become more competent, even if there is a high risk of receiving
qualities are malleable and can be developed if they exert effort a low grade (Dweck & Leggett, 1988; Elliott & Dweck, 1988). In
(incremental theorists) are more responsive to an advertising contrast, entity theorists view personal qualities as something they
message that incorporates a self-improvement appeal for the cannot improve by their direct efforts to learn, develop, or grow.
brand ("there's no better way for you to learn how to have a To enhance the self, they seek opportunities to signal their
modern up-to-date sense of beauty"). positive qualities to the self or others. College students with entity
Our findings provide a starting point for understanding how to theory beliefs seek out easier classes where they are sure to
use brand personalities most effectively in advertising. First, we receive a high grade, which signals their competence, even if
show that brand personality is a valuable asset in advertising, but these classes do not result in learning or skill acquisition (Dweck
the type of appeal (signaling vs. self-improvement) used in the & Leggett, 1988; Elliott & Dweck, 1988).
message can influence its persuasiveness. Second, we find that
signaling appeals do not resonate with all consumers. The Implicit self-theories and advertising appeals
signaling value of brand personality has been a dominant theme of
much prior research, and in our studies, we find that a signaling We propose that implicit self-theories affect the type of appeal
appeal is very effective for entity theorists, but less so for that is most effective for advertising brands with personalities. As
incremental theorists. Third, we show that implicit self-theories described earlier, using a brand associated with a desirable
are an important moderating factor to consider when devising personality (e.g., sophisticated, intelligent) can be appealing
advertising strategies for brands with distinct personalities. Based because it provides a signal that the brand user possesses the same
on prior research, one might argue that as long as the ad copy and personality trait as the brand or because it offers a way for the
visuals are consistent with a brand's personality, there is no need brand user to learn how to become more like the personality
to consider differences between entity and incremental theorists associated with the brand. We predict that entity theorists will
(since both respond well to consistent ads). However, we show respond more favorably to brand advertising that incorporates a
that, even when the ad copy is consistent with a brand's signaling appeal. Recall that entity theorists seek opportunities to
personality, implicit self-theories still influence the type of ad signal their desired positive qualities as a way to self-enhance.
appeals (signaling vs. self-improvement) that should be used. Thus, they will respond best to advertising that uses a signaling
appeal, which emphasizes an opportunity for consumers to signal 100=extremely interested), which revealed a high degree of
that they possess the same appealing personality traits as the brand interest in the traits associated with Victoria's Secret: glamorous
by using the advertised product. (M=61.95), feminine (M= 62.27), and good-looking (M= 67.32;
In contrast, we predict that incremental theorists will respond mean for all traits=55.39). Further, there was no difference
more favorably to brand advertising that incorporates a self between entity and incremental theorists (measure described
improvement appeal. Recall that incremental theorists seek below) in their ratings of these traits (all ps> .50).
opportunities to develop positive qualities through learning,
skill acquisition, and personal growth as a way to self-enhance. Signaling and self-improvement ad appeals
Thus, they will respond best to advertising that uses a self
improvement appeal, which emphasizes an opportunity to We developed two ads for a new Victoria's Secret eye shadow,
develop the same appealing personality traits as the brand by Victoria's Secret Angels Eyes (see Appendix A). Across ads, the
using the advertised product. same copy was used to describe the basic product ("each Angels
Eyes kit includes four beautiful eye shadows") and suggested use
Overview of empirical studies ("frame your eyes with flattering color combinations").
To create different versions, we constructed 8 pairs of
We test our predictions in two studies gauging consumer statements. Each pair included a statement emphasizing the
response to a new product being launched by brands with distinct signaling appeal of using the branded product (e.g., "there's no
personalities, Victoria's Secret (study 1) and MIT (study 2). better way to show others that you have a modern up-to-date sense
Participants are shown an ad for the new product, which includes of beauty") and a statement emphasizing the self-improvement
either a signaling appeal or a self-improvement appeal. Implicit appeal of using the branded product (e.g., "there's no better way
self-theories are measured (study 1) or manipulated (study 2). As for you to learn how to have a modern up-to-date sense of
predicted, we find that ads incorporating a signaling appeal beauty."). To check that statements were perceived as intended,
produce a more favorable response toward the advertised product we asked female students (7V=36) to read each statement and
for entity theorists. In contrast, ads including a self-improvement indicate what type of person would find it most appealing on a
appeal produce a more favorable response toward the advertised scale from 0 (A woman who wants to use Angels Eyes to improve
product for incremental theorists. herself to become better looking) to 100 (A woman who wants to
use Angels Eyes as a signal to everyone that she is very good
Study 1 looking). Comparing ratings within each pair of statements, we
confirmed that the signaling statements (self-improvement
Sample and procedure statements) were more appealing to people wanting to signal
(improve) their personal qualities by using the advertised product
Sixty-four undergraduate females participated in the study: (for all paired Mests,/?s<.01; Mean of signaling items=60.57 vs.
33 in the signaling ad appeal condition and 31 in the self Mean of self-improvement items=21.22). Further, there was no
improvement ad appeal condition. They were told they would association between the implicit self-theory held by respondents
participate in two different studies to mask the relationship and ratings for signaling statements overall (r=. 19,p > .20) or self
between the implicit self-theory measures and subsequent improvement statements overall (r=—.21, p>.20). Given these
advertising response measures. In the first study, they were successful checks, we added the 8 signaling statements (self
given a survey, which included the implicit self-theory measure improvement statements) to the basic ad copy to produce the
and attitude measures for a variety of brands (including signaling (self-improvement) ad appeal.
Victoria's Secret). In the second study, they were asked to
read an advertisement about a new eye shadow being introduced Measures
Prior attitude toward the brand appeals are appropriate choices for capitalizing on brand
Prior to reading the ad, participants were asked to rate a personality in advertisements, yet they differ in their persua
number of brands, including Victoria's Secret, on a 7-point siveness for consumers with different implicit self-theories.
scale (l=do not like it at all; 7=really like it a lot). The In the next study, we replicate our findings with a different
Victoria's Secret measure was used as a control variable in the brand (MIT) associated with a different type of brand personality
analysis to account for the possibility that entity and incremental (intelligent, leader, hardworking). Replication is important in
theorists differ in their brand preferences, thereby influencing branding research to allow one to generalize beyond a single
attitudes toward the new product. brand, brand personality, and brand message. In addition, we
provide further evidence for the role that implicit self-theories
Results play in consumer response to ad appeals. In study 1, we measured
beliefs in entity versus incremental theory as an individual
We conducted a multiple regression analysis to test our difference variable, consistent with implicit self-theory research.
prediction that signaling (self-improvement) ad appeals are more In the next study, we directly manipulate beliefs in entity versus
effective for consumers who believe in entity (incremental) incremental theory to rule out the possibility that our prior
theory. We regressed attitude toward the advertised product onto findings were due to other factors correlated with measured levels
the implicit self-theory score (continuous variable), type of ad of entity versus incremental beliefs.
appeal (signaling= 1 ; self-improvement=0), and their interaction,
with prior attitude toward the Victoria's Secret brand as a control
Study 2
measure. Scores were centered on implicit self-theory prior to
being entered into the analysis to reduce potential problems Sample and procedure
stemming from multicollinearity (Aiken & West, 1991).
As predicted, the interaction between implicit self-theory and
Eighty-three undergraduate students participated in the
type of ad appeal was significant, ß=-.89, /(59)=2.98,/?<.01, as study: 40 in the signaling ad appeal and 43 in the self
shown in Fig. 1. To explore this interaction in more detail, we
improvement ad appeal condition. Participants were told that
tested the simple slopes within each ad condition (West, Aiken, &
they were going to participate in two different studies. In the
Krull, 1996). Simple slope tests revealed that, for the signaling ad
first study, belief in entity versus incremental theory was
appeal, there was a significant negative relationship between
manipulated. In the second study, participants read an
implicit self-theory and product attitude, >3=—.44, /(59)=-2.07,
advertisement about a new add-on application for the Excel
£><.05, indicating that entity theorists expressed more favorable
software program being introduced by MIT, with the ad
attitudes toward the advertised product than did incremental
emphasizing a signaling or self-improvement appeal. After
theorists. In contrast, for the self-improvement ad appeal, there
reading the ad, participants evaluated the advertised product and
was a significant positive relationship between implicit self were debriefed and dismissed.
theory and product attitude, ß= .45, t( 59)=2.18,/? <.05, indicating
that incremental theorists showed more favorable attitudes toward
Brand pretest
the advertised product than did entity theorists.
Uu
incremental theorists on the ratings of these traits (ps>.20).
■ Entity (-1SD) □ Incremental (+1SD) incremental theory (Chiu, Hong, & Dweck, 1997). Although
individuals are predisposed to one of these theories, they can be
FigFig.
. 1. Study 1 : Attitude1.towardStudy
the advertised product as a functi
1 on:of adAttitude
appeal persuaded
toward the advertised product as a function of ad appeal to adopt a particular mindset by communicating
(sig(signaling
naling appeal vs. self-improvement appeal) andappeal
implicit self-theory (entityvs. self-improvement appeal) and implicit self-theory (entity
relevant information. To introduce the article, participants were
vs.vs.
incremental theory)
incremental
. theory).
told we were interested in their opinions about the articles. In
addition, we asked participants to write a short essay supporting received the entity or incremental theory manipulation prior to
the author's viewpoint. Below is a sample from each article: reading the basic ad copy. Comparing participants' responses
across these conditions, we found similar attitudes toward the
In his talk at the American Psychological Association's annual advertised product, as expected, Mentity=4.66 vs. Afincrementai=
convention held at Washington D.C. in August, Dr. George 4.93; <(1,40)< 1, NS.
Medin argued that "in most of us, by the age of ten, our To create different versions, we developed 10 pairs of
character has set like plaster and will never soften again." He statements. Each pair included a statement emphasizing the
reported numerous large longitudinal studies showing that signaling appeal of using the branded product (e.g., "Show off
people "age and develop, but they do so on the foundation of your analysis skills using this amazing app!") and a similar
enduring dispositions." (Entity Theory) statement emphasizing the self-improvement appeal of using
the branded product (e.g., "Your efforts will be rewarded with
In his talk at the American Psychological Association's annual better analysis skills using this amazing app!"). To check that
convention held at Washington D.C. in August, Dr. George statements were perceived as intended, we asked students
Medin argued that "no one's character is as 'hard as a rock' so (jV=44) to read the basic ad copy. They were then told that we
that it cannot be changed. Only for some, greater effort and wanted to add some new copy to the ad to appeal to different
determination are needed to effect changes." He reported types of consumers, and were asked to read each statement and
numerous large longitudinal studies showing that people can indicate what type of person would find it most appealing on a
mature and change their character. He also reported research scale from 0 (A person who wants to use the MIT Analyst to
findings showing that people's personality characteristics can improve the self to be more intelligent like MIT students) to 100
change, even in their late sixties. (Incremental Theory) (A person who wants to use the MIT Analyst to signal that
he/she is very intelligent like MIT students). Comparing ratings
To pretest this manipulation, we asked undergraduate within each pair of statements, we confirmed that the signaling
students to read the entity theory article (N= 62) or the statements (self-improvement statements) were more appealing
incremental theory article (N=51). They were first asked for to people wanting to signal (improve) their personal qualities by
their impressions of the articles on 7-point scales to ensure that using the advertised product (for all paired <-tests, ps<.01;
they were equally credible, persuasive, useful, clear, and easy to Mean of signaling items=62.50 vs. Mean of self-improvement
understand. Responses to these items were averaged (a=.74), items=34.91). Additionally, there was no association between
and as expected, this measure did not differ by condition, the implicit self-theory held by respondents and ratings for
A4itity=4.80 vs. Agrémentai=4.90, <(1,117) < 1, NS. Second, to signaling statements overall (r=.04, p>.15) or self-improve
determine if the articles induced the appropriate mindset, ment statements overall (r=-.01, p>.90). Given these
participants were asked to make several predictions about a successful checks, we added the 10 signaling (self-improve
person's behavior in a particular situation. They were given a ment) statements to the basic ad copy to produce the signaling
probability scale (0.00-1.00) to register their predictions for (self-improvement) ad appeal.
several questions such as, "Sandra is more helpful than Molly
on average. What do you suppose is the probability that Sandra Measures
would act more helpfully than Molly in a particular situation?"
Responses to five questions similar to this one were combined Attitude toward the advertised product
(a=.77). Chiu et al. (1997) found that relative to incremental Participants rated the product on five 7-point scales, identical
theorists, entity theorists tend to make stronger behavioral to those described in study 1. These five items were averaged to
predictions, which was confirmed in our data, Mentity=.80 vs. form a composite product attitude score (a=.86).
^incremental=-74, <(1, 117)=2.14, p<.05. This result indicates
the manipulation of implicit self-theory was successful in Prior attitude toward the brand
creating the intended mindset. Prior to reading the ad, participants indicated their attitudes
toward various universities (including MIT) on a 7-point scale
Signaling and self-improvement ad appeals (l="not at all favorable," 7="extremely favorable"). The MIT
brand attitude measure was used as a covariate in the analysis.
We developed two ads for a new MIT software app, MIT
Analyst (see Appendix C). Across ads, the same copy was used to Results
5.5 h
online customer profile. Ad appeals could be tailored for entity
versus incremental theorists and delivered through email or
website links. A second option would be to use sponsored links
for search keywords relevant to entity theorists (e.g., impress,
show) versus incremental theorists (improve, learn). A third
L_
13
2 4 option would be to manipulate implicit self-theories, through ad
a
copy including statements like those used in study 2, including
3.5 the type of ad appeal most effective for consumers primed with
Signaling Ad Appeal Self-Improvement Ad Appeal
ing Ad Appeal
entity or incremental beliefs.
■ Entity Theory Manipulation
In fact, looking at these options, it is possible that they could be
□ Incremental Theory Manipulation
employed in situations other than advertising for brands with
personalities. Even functional brands, which consumers associate
Fig.
Fig. 2. Study
2. Study
2: Attitude
2:toward
Attitude
the advertised
towardproductthe
as a function
advertised
of ad appeal
product as a function of ad appeal
with functional attributes and benefits rather than personalities,
(signaling
(signalingappeal vs.
appeal
self-improvement
vs. self-improvement
appeal) and implicit self-theory
appeal)
(entityand implicit self-theory (entity
vs.
vs. incremental
incremental
theory). theory). could utilize different ad appeals for entity versus incremental
theorists. Although functional brands might be a better fit for self
improvement appeals favored by incremental theorists (e.g., "Use
Marie's Light Vinaigrette to cut calories and lose weight"), it may
favorable attitudes toward the advertised product than did those
be possible to appeal to entity theorists by promoting the brand as
in the incremental theory condition, F(l, 78)=5.24,/?<.05; for
a signal of desirable personality traits (e.g., "Use Marie's Light
the self-improvement ad appeal, participants in the incremental
Vinaigrette to show that you know how to eat right"). These dual
theory condition showed more favorable attitudes toward the
ad appeals might also be appropriate for non-profit organizations
advertised product than did those in the entity theory condition,
and social marketing
F(l, 78)=4.37, p<.05. Thus, these results obtained using a contexts. For example, appeals for
immunizing children might use a signaling appeal for entity
manipulation of implicit self-theory replicate findings from the
theorists: "Show you are a Mom who knows what's best for your
first study that measured implicit self-theory as an individual
difference variable. child by immunizing your son or daughter against common
childhood diseases." And, for incremental theorists, a self
improvement appeal could be most effective: "Learn how to be a
General discussion better Mom who knows what's best for your child by asking your
doctor how to immunize your son or daughter against common
How can firms use brand personalities to develop the mostchildhood diseases."
persuasive advertising appeals? Our results show that consumers' Examining these possibilities would be a useful direction for
implicit theories of personality influence which type of ad appealfuture research on the role of implicit self-theories in advertising.
is more effective. Consumers who view personal qualities as fixed Also on the agenda for future research should be additional types of
(entity theorists) are more responsive to ad appeals that promote advertising appeals beyond those examined here. We focused on
the signaling opportunities offered by using these brands, whereassignaling and self-improvement ad appeals as they seemed
consumers who view personal qualities as malleable (incrementalespecially well-suited to entity and incremental theorists, respec
theorists) are more responsive to ad appeals that promote thetively. However, it is possible that other types of ad appeals exist
opportunities for self-improvement that can be realized by using that would resonate with either entity or incremental theorists. In
these brands.
addition, one might test ad appeals with less extensive copy than
Our findings underscore the importance of implicit self the ones we included in this study. We designed ads to ensure that
theories in understanding consumer response to brand personthe signaling and self-improvement appeals would be clear to
alities. Recently, Yorkston et al. (2010) have shown that consumers, but tests with less copy and additional advertising
consumers who hold entity theories are less flexible in their elements (such as pictures) would be helpful in establishing the
thinking about brands, and as a result, they favor advertising robustness of effects. Finally, it would be interesting to explore
copy and visuals that are highly consistent with a brand'swhether there are demographic or psychological variables that
personality. We add to this line of inquiry by showing that entitycorrelate with implicit self-theories to enrich our understanding of
and incremental theorists respond better to different types of adwhy implicit self-theories are consequential in consumer response
appeals, which we attribute to the different self-enhancementto branding appeals.
approaches favored by entity vs. incremental theorists. Taken Brand personality is an important aspect of the consumer
together, these studies suggest that brand personalities can be amarketplace, and future research aimed at understanding exactly
valuable asset in advertising, but that there are importanthow this element of a brand's image impacts consumers is
nuances in the way advertising elements (copy, visuals, warranted. Traditionally, researchers have focused on the self
persuasive appeals) are incorporated that dictate the effectiveexpressive and signaling function of brand personalities,
ness of the advertising for different consumer segments. showing that consumers are attracted to brands with appealing
How might advertisers take these nuances into account? One personalities as a way to signal who they are or want to be.
option would be to include a measure of implicit self-theories, Recent work shows this signaling motivation to be most
such as the one included in study 1, in the customer database orapparent for entity theorists, who perceive themselves in a more
positive light after using brands with appealing personalities Self-improvement ad appeal
(Park & John, 2010).We add to this research by showing that
brand personalities can also be appealing as an instrument for self
improvement, and that this aspect appeals to a different consumer Introducing Victoria's Secret Angels Eyes
segment (incremental theorists) than the one attracted by the
signaling aspect of brands (entity theorists). Brands can resonate Welcome to the world of Victoria's Secret, the favorite
with consumers on so many levels, and there is no question that brand of women around the world who want to learn how
brand personality is not only a ubiquitous but also an important to look their best.
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