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Protecting Smell Marks: Breaking Conventionality: Abhijeet Kumar
Protecting Smell Marks: Breaking Conventionality: Abhijeet Kumar
Protecting Smell Marks: Breaking Conventionality: Abhijeet Kumar
In today’s era, there are examples of many Fortune 500 companies’, products and services of, which directly market their
business upon different senses of its consumers, such as smell, taste, sound etc. Smell, one of such senses, has always been
one of the strongest which individuals have relied upon in their day-to-day activities. Studies have shown how a particular
smell can trigger one’s memory, affect one’s mood and of course make companies, like Chanel, earn millions.
Traditionally, trademark has been affiliated to words, names, symbols or any other sign used for identification of goods
and services provided by the manufacturer, which had restricted the provision of protection to goods and services to brand
name and logo and not on the specific products. Though the arguments on this issue started in 1980’s only, it is still one of
the least discussed aspects of IP in many jurisdictions. Due to the advancement of technology and development of
jurisprudence, trademark offices and courts of different jurisdiction have started grating protections to a distinguishable
smell/odour which can be represented graphically, in order to determine origin of goods and services. Through this paper the
author has analysed the basic science of how a ‘smell’ can be distinguished from another and thus qualifies as a subject
matter of protection. Further, the paper also focuses to examine the development of law in regard to protection of smell mark
in various jurisdictions and few suggestions have been provided after analysis, which could be adopted by Indian TMO.
Keywords: Trademarks, smell marks, community trademark, TRIPS Agreement, trade dress, sensory marks, Madrid
Agreement, Paris Convention, Trademark Law Treaty
The modern concept of trademarks as a method of influence over what one do and how one is lived. It
differentiating products encourages producers to can also be understood from the fact that feelings,
invest substantially in branding.10 It is substantially either positive or negative, about people, places and
different from other types of intellectual property things, may well be determined by how they smell,
which are protected. While copyright confers a and this in fact appears to be so whether or not there
proprietary right in a creation, such as a painting or is consciousness of their odour.17
musical work, the registration of a trademark only Various studies have been conducted over the
grants the right to its use in relation to the class of effect of smell on the behaviour of human being. In
product for which it is registered. 11 A trademark is not other words, researchers have been always fond of
protected for its own intrinsic worth, but for the finding what kind of smell soothes human mind and
intangible values surrounding the product and mood and what disturbs it the most. For example, the
attaching to the mark. Trademarks consequently smell of the beach soothes people who suffer from
require continued investment and management to add relatively severe forms of chronic anxiety;18 while
value.12 Yale researchers report that an apple-spice fragrance
What can be concluded from this discussion is that helps stop panic attacks and reduces stress levels.19
trademark is, in general, affiliated to words, names, In the decades since, the 1950s, many products
symbols or any other sign used for identification of besides soap have come to depend on fragrance for
goods and services provided by one manufacturer. much of their appeal to consumers, ranging from
With passage of time, the development in the area of cosmetics, cat litter, floor wax, facial tissues and toilet
trademark as well, as a vide area of trademarks has bowl cleansers to taco chips, plastic trash bags, dolls
been witnessed these days which is covered under the and toy soldiers (to which some add a gunpowder
heading ‘non-conventional trademarks’, examples fragrance).13
being smell, sound, taste etc. For the purpose of this Since, basic cleansing agent is same in all the kinds
paper, the scope is limited to smell marks only. of soap, the fragrance or smell it carries is the bottom
The Sense of Smell line which demarcates a soap of a particular company
With the help of fragrance of any product, the same from soap of another company. The same goes for
has been acknowledged since long. Let it be bathing perfumes and deodorants, room spray and fresheners
soap, talcum powder, hand wash or even a chewing etc. Laboratory studies have shown that subjects using
gum, yet the fragrance or smell itself didn’t get a identical products will rate higher the performance of
protection, or even recognition, as a trademark until the pleasantly scented version.20
recent past. The critical and pervasive role of fragrance in
People interact with the world around them through many of today's products highlights the function of a
sights and sounds; live largely through eyes and ears. product's smell-not only to sell but to distinguish.
Recent research shows that responding is done, both This distinguishing between different products is also
consciously and subconsciously, to odours as well. the basic goal of trademark which is to be protected.
From these studies, it appears that the sense of smell Many jurists have said that the most basic function of
not only is the most basic of our five senses, but also a contemporary trademark is to differentiate a product
may play a far greater role in the actions than are from others in the marketplace.
realized.13 International Development in Subject Matter
An individual's sense of smell results from Madrid Agreement21 and the protocol related to the
stimulation of the olfactory glands, at the top of the Madrid Agreement, famously known as Madrid
sinus cavity, which directly trigger the olfactory bulbs Protocol22, were silent on the issue of subject-matter
in the limbic system of the brain. 14 While odours may for registration of trademark. So, what kind of marks
evoke a conscious evaluation in the cerebrum, this is could be registered and protected and what couldn’t
not required: the olfactory glands can and do directly were not dealt within these international agreements.
trigger both memory and emotional responses.15 Then was the date of Paris Convention23 which was
This is in sharp contrast to the other four senses as brought in for the sole intent of protection of
they all stimulate areas of the cerebrum, and require a industrial property including trademarks. As the term
conscious evaluation to produce a response. 16 Thus, trademark wasn’t defined in the convention, and
the sense of smell has a very privileged and intimate neither was the subject-matter laid down in it, it left a
KUMAR: PROTECTING SMELL MARKS: BREAKING 13
wide scope for inclusion of non-conventional marks that is visual and consists of words, devices or a
into the ambits of the trademarks. This becomes more combination of the two.28 The need to reconcile these
relevant, as the provision of the Convention left the conflicting imperatives - the trademark registration
registration formalities to the discretion of the system is open to all categories of signs and its
domestic state. The relevant provision of the apparently 'business as usual', yet the registration
convention says: system was designed with only words and figurative
“The conditions for the filing and registration of devices in mind - requires a careful reconsideration of
trademarks shall be determined in each country certain basic assumptions underpinning this area of
of the Union by its domestic legislation.”24 intellectual property.29
This gave the domestic countries to make laws in There is no doubt that in the recent past there has
relation to the definition of trademark or sign, where been a constant shift towards ‘people-driven
on their discretion they would have included or economy’ from ‘industries-driven economy’, which
excluded non-conventional marks from protection. has given the result that the consumers are the real
Trademark Law Treaty, which was signed at power holders of the today’s market economy.
Geneva in 1994, is the only international treaty which Consequently, the manufacturers, firms or companies
has made an explicit exclusion of sound and olfactory want to be associated with the customers in a
marks from getting registered as a mark. The relevant comparatively close manner than they were before,
provision of the treaty says: for which another shift has been seen in the trademark
“This Treaty shall not apply to hologram marks registration. To make their product more distinctive
and to marks not consisting of visible signs, in than the competitors in the market, the producers now
particular, sound marks and olfactory marks.”25 prefer the non-conventional or no-standard marks,
The Agreement made on Trade Related Aspects of based on shape, colour, taste, sound and smell, rather
Intellectual Property Rights in the year 1994 (TRIPS) than the conventional or readily perceived marks,
kept its stand neutral by making the provision that the such as words, slogans, acronyms, designs, logos etc.
contracting parties may provide that only visually The acceptance of non-standard marks finds immense
detectable signs or marks should be made eligible for support in the branding literature.30
granting legal protection.26 The use of word may In this part, the position of smell mark as a
clearly connote that the non-conventional marks, trademark would be analyzed in different countries.
which are not visually detectable are not prima facie First, the history of development of law relating to
ab initio excluded from the scope of this Agreement. trademark in the particular nation would be discussed
So we can say that sound, taste and smell can still be and then discussion on the position for protection of
covered under this international Agreement based on smell marks would be done.
the intention and willingness of the contracting
parties. The United States of America
Even though the various countries have signed As, it is known that the US is the biggest capitalist
most of these treaties, agreements and protocols, yet economy of the world as of now, the rationale behind
their domestic law varies from each other very much. the trademark protection in the country is to promote
For this we need to have a look onto the specific legal competition among the traders, which is basically the
provisions as present in those states in regard to the fundamental idea beneath a capitalist economy. The
protection of non-conventional marks. Lanham Act,31 promotes this objective by allowing
the registration of marks by traders and by defining
Position of Smell Marks the precise rights of the ‘holders’ of those marks.32
On one hand, trademark law has embraced an It has been argued that the aim of the Lanham Act
open-ended definition that emphasises the functional, are creating the balance and protecting the investment
rather than the ontological status of a sign. In other made in the mark by trader from being misused
words, any sign which does the communicative work by another trader in the name of ‘free-riding’33
of a trademark, by distinguishing goods or services on and subsequently protecting the interest of the
the basis of trade origin, can be registered as one. 27 consumers.34
While on another, trademark registration systems A mark can exist even by being unregistered also.
have historically developed around paradigmatic The federal registration under the Lanham Act doesn’t
subject matter: a conventional or traditional trademark as such establish a right in the holder, the commercial
132 J INTELLEC PROP RIGHTS, MAY 2016
Thus, it is clear that the position of scent or provision does not expressly exclude signs which are
fragrance to get registration as a mark in US is not in themselves capable of being perceived visually,
permissible by the virtue of statutory provisions as such as odours.58 The court went a step further and
well as judicial pronouncement, varying from TTAB held that Article 2 must be interpreted as meaning that
to the United States Supreme Court. a trademark may consist of a sign which is not in
European Union itself capable of being perceived visually, provided
The Union has witnessed two times drastic changes that it can be represented graphically.59
in the trademark law:51 first being in 1989, when the The main issue was the graphical representation of
Harmonisation Directive was brought in the scene; 52 the mark, which was a mandatory step to be done.
and then again in the year 1993 when Community The Court held that-
Trademark Regulation was adopted.53 Article 4 of this “the representation must enable the sign to be
Regulation is the definition clause which defines represented visually, particularly by means of
‘trademark’ as “any sign capable of being represented images, lines or characters, so that it can be
graphically, particularly words, including personal precisely identified”.
names, designs, letters, numerals, the shape of goods Even though the applicant had tried to represent the
or of their packaging, provided that such signs are olfactory mark through the chemical formulas, that
capable of distinguishing the goods or services of one wasn’t sufficient as the formula represented the
undertaking from those of other undertakings”. The substance as such but not the odour of the substance.
1989 had the same clause that anything which can Also, while the written descriptions of the methyl-
distinguish between the goods can be a mark for cinnamate were certainly graphic, the court concluded
registration. Much like the Lanham Act, the EU they were not sufficiently precise to satisfy the
directive recognizes a broad definition of trademarks. requirement.60 Thus unless a situation comes when a
Also, like the Lanham Act, it fails to address scent smell can be clearly identified with complete clarity
marks explicitly, emphasizing instead a trademark's the protection of smell marks, if not impossible, then
ability to distinguish one product from another.54 for sure has been made too tough.
Following the above discussed US Supreme Court Further, another case was rejected by the board for
decision, the EC Office for Harmonisation in the smell mark protection and the reason given by it was:
Internal Market (OHIM) granted registration of marks “[T]he coloured matrix filed does not comply
with fragrances, which was of the smell of freshly cut with the graphic representation requirements...as
grass for tennis balls. 55 The Second Board of Appeal it does not allow the relevant public to perceive
said that the smell was so distinct and precise that the identity of the sign or to determine the extent
anyone could recognise it from the experience. Thus, of its protection. It is not sufficient for the sign
the Board held that the description given for to be technically capable of reproduction. The
registration was in compliance with the Article 4 of [sign] must also be perceived as such by users of
the CTMR. the register and it must enable them to obtain the
Unfortunately, the registration permit for olfactory necessary indications in order to be able to
or smell marks after that lived in theory for a while, interpret this”61
and not in practice. The European trademark registries The United Kingdom
refused the registration of a balsamically fruity smell After the Community Trademark Regulation was
with a slight hint of cinnamon, for services ranging to brought in the year 1993, a new trademark was
various fields.56 Two questions were raised in this enacted in the UK for implementing the provisions of
regard to the ECJ: (1) whether a mark which cannot the Regulation. On the day the UK TMA came into
be reproduced visibly can nevertheless be reproduced force, Chanel sought unsuccessfully to register
with certain aids, and (2) whether the requirement for "Chanel No 5" as a trade mark. Chanel attempted to
graphic representation in Article 2 is met when an graphically represent the sign by describing its
odour is reproduced by (a) a chemical formula, (b) a perfume as:
description, (c) a sample or (d) a combination of these The scent of aldehydic-floral fragrance product,
elements.57 with an aldehydic top note from aldehydes, bergamot,
The Court held that the list of signs in Article 2 of lemon and neroli; an elegant floral middle note, from
the Trademark Directive is not exhaustive and that the jasmine, rose, lily of the valley, orris and ylang-ylang;
134 J INTELLEC PROP RIGHTS, MAY 2016
and a sensual feminine note from sandal, cedar, “... avoid the need for samples of goods, smells,
vanilla, amber, civet and musk. The scent also being music, etc, having to be stored in relation to
known by the written brand name No 5.62 Trade Marks Registers, which are inevitably
The application failed because a perfume paper or electronically based records.”70
constitutes the product itself as opposed to an On appeal, the Appointed Person, Hobbs QC,
indication of its origin. On the same day, Sumitomo dismissed the appeal. He held that the identity of the
Rubber Co sought to register “a floral fragrance/smell smell has to be clearly and unambiguously recorded.
reminiscent of roses as applied to tyres”,63 and He pointed out the difficulty in attaining a precise
Unicorn Products applied to register “the strong smell graphic representation of smells.71 Hobbs QC also
of bitter beer applied to flights for darts”, 64 and both highlighted that even modern technological processes
the applications were successfully registered. such as electronic sensory analysis72 and graphic
The main problem which lies in UK, just like ECJ, profiles are unable to provide a satisfactory
is the representation of the smell as required by representation of the applicant's mark.
statutory provisions. The raison d'etre of graphical In another case, OHIM Third Board of Appeal had
representation is the need to be able to record and to decide on the registrability of “the scent of
publish the mark, and to enable interested parties to raspberries” for “fuels, including motor fuels,
ascertain the scope of existing trademark rights by particularly diesel as heating fuel, fuel and engine
conducting a search of the trademarks register. This fuel” in Class 4. The Board rejected the applicant's
has been touched upon in a number of cases. In Ty appeal to register the olfactory mark not on the
Nant Spring Water Ltd's Trade Mark Application 65, ground that the mark was incapable of graphical
Geoffrey Hobbs QC sitting as the Appointed Person representation, but on the ground that it was devoid of
held that: distinctive character.73
The degree of precision with which the sign is The Board sought to distinguish John Lewis71
represented must be sufficient to permit full and (cinnamon "cannot be recognised by the consumer
effective implementation of the... Act relating to until he has directly experienced this scent or its
absolute unregistrability (section 3)66 and aroma"), Senta55 ("the smell [of fresh cut grass] does
relative unregistrability (section 5)67, not come from the grass itself, the type of which is
infringement (section 10) and public inspection
68
unspecified, but is affected by the cutting, which
of the register (section 63)69. moreover must be fresh, i.e., have been done within a
In another case, the applicant sought to register a short, but unspecified period of time") and Sieckmann
scent mark described as “the smell, aroma or essence v Deutsches Patent-und Markenamt56 ("the smell
of cinnamon” in respect of furniture. The Principal [described as balsamically fruity with a slight hint of
Hearing Officer concluded that the description of the cinnamon] is not obvious to the consumer, since the
scent lacked definition and could not stand alone, but smell must first be produced with a mixture of
relied on the reader's previous experience of the different constituents").73
sign.70 He rightly pointed out one of the difficulties in The Board cursorily dismissed the argument that
registering olfactory marks: a person's perception of the smell might be perceived differently due to factors
the smell is likely to be influenced by the such as the concentration and quantity, the
circumstances in which they have appreciated it. He temperature, the carrier material and also subjective
cited the example of how a cook's perception of what factors such as memories. It held that such an
cinnamon smells like might be different from that of a argument can be applied to any type of trademark,
consumer's perception of confections or drinks and that this did not matter so long as the trademark
containing cinnamon. He did not believe that the itself is clearly represented in the Register.74
representation was precise enough to allow Examiners In deciding whether marks are similar and whether
to compare the sign with other potentially confusingly there is a likelihood of confusion, the test to be
similar signs for the purposes of deciding whether it applied is that of an average consumer who is
came under any of the relative grounds of refusal (eg, reasonably well-informed and reasonably observant
cinnamon as compared to cloves or cassia) without and circumspect. This average consumer test can be
the use of samples. He observed that a purpose of easily applied to visual or even sound marks, but is
graphical representation is to: impossible to apply to olfactory marks which are
KUMAR: PROTECTING SMELL MARKS: BREAKING 13
same is not possible. To solve this problem also the forget as once humans have made one association
Draft Manual has few provisions dedicated to it.85 with a scent, it is difficult for them to replace the
Meanwhile, the courts have started working in the association with another one.15
direction for development of law as it granted d) Registration of fragrance marks must be
registration in few recent cases. It was widely differentiated from other types of trademarks.84
reported that Yahoo registered its sound under Indian For example, as to protect a word we just need to
Trade Mark Act 1999,86 and meanwhile the Delhi give the word, say Dell. Similarly it can be seen
High Courts also came forward in order to protect the that various applicants who followed the same
shape of Zippo Lighters and gave them a registration formula were denied of the protection to their
too based on the shape of the lighters. 87 These two are smell mark because the mark applied by them was
also non-conventional marks like smell marks and as too wide to be protected, example being Clarke’s
they have found protection, it is thoughtful that smell scent ‘plumeria blossoms’. So keeping in mind
marks will get the same too. different nature of the sense, mere little
In short, it can be said that unless the provisions description of the scent should suffice the
and suggestions laid down in the Draft Manual are not drawing requirements.
incorporated in the Trade Mark Act, registration of
smell marks still lies in the mid-way and no particular Protecting Smell Marks- Arguments in Against
stand can be given to the same. a) In order for a fragrance to be protected two
conditions are prerequisites otherwise the basic
The Debate of For and Against jurisprudence will fail itself.
Even though various countries, with passage of i) Consumers must have access to a product's
time, have made some or the other provision for the scent before they purchase the product; only
protection of smell as a mark of a particular good, but if this is true can the scent indicate origin and
still the jurisprudence need to be developed in this thereby influence the decision to purchase,
scenario. The test for distinctiveness and basic because if the consumer must wait until the
features of non-conventional trademarks needs to be product is put to use at home in order to smell
laid down. The standards laid down by different its scent, the opportunity for scent to function
countries are contradictory in nature in respect to each as a trademark at the point of sale is lost.91
other. ii) The consumer must not only be able to
While the whole Europe and Australia is guided by recognize a product's scent as familiar, but he
the Sieckmann test, the United States trademark law is or she must also be able to link the scent with
guided by the Qualitex ruling of the Supreme Court. the identity of the product (or manufacturer)
The arguments in favour or against have been on a reliable basis. In her opinion these two
basically done by two jurists. J.E. Hawes who was the conditions will not be met in majority of the
first one to advocate for the protection of smell marks cases.92
and Bettina Ellias who criticized Hawes about three b) Even if a product's fragrance functions as an
years later arguing why smell, scents or fragrances origin-identifier, the manufacturer seeking to
shouldn’t be protected as a mark. protect that mark from infringement must be able
to demonstrate that similar scents will create a
Protecting Smell Marks- Arguments in Favour likelihood of confusion.93
a) The role of fragrance in many of today's products c) Similar fragrance blends, like similar colours can
highlights the function of a product's smell not be difficult to distinguish without expert
only to sell but also to distinguish.88 assistance and the practical difficulties in the
b) A strong relationship exists between scent and administration of fragrance marks are likely to
human memory, which makes scents effective prove even more onerous than in the colour mark
trademarks.89 Whenever people think they are context.94
recalling odours, they are actually thinking of
some object associated with an odour.90 Conclusion
c) A long-term odour memory can be established The way things smell is known to be a major
with only one exposure and then, like a bad habit, determinant of many of one’s actions. At times,
this odour connection is difficult to unlearn and people respond to smells on a subconscious or
KUMAR: PROTECTING SMELL MARKS: BREAKING 13
unconscious level, in part because the sense of smell economy is openly handled by the consumers, this
is the only sense which directly communicates with a sense should be given more weightage than it has got
part of the human brain more primal than the centre of till date.
conscious thought. The Government needs to find out ways how it can
In the today’s era the smell is one of the basic clearly demarcate one odour from another, and then to
factors which helps and command in making various examine the distinctive characteristic of that particular
choices of the life. From talcum powder to the body odour from others available in market, whether or not
deodorant to bathing soap and room freshener, the related to the type of goods in question. Further, it
actions guided by the smell of various fragrances are should be noted that just a random smell or fragrance
found. The practical example can be taken from a of a good can’t be considered as a mark and can’t be
day-to-day life when someone is being passed-by and given protection as it may not lead back to the origin
their perfume smells, then the guesses are started to of the good.
be made that for which brand the perfume is. This is Thus, to conclude it can be said that the Trademark
basically what the trademark is supposed to do, link Offices of various countries and International offices
the mark to its origin. And the smell mark does it very should utilise the technology for the purpose of
efficiently. granting the protection to smell marks, by keeping a
It can be very well understood after analysing the balance between the founding jurisprudence of
position of different countries that the courts of the trademark and the importance of smell mark in
same has been guided by the scholarly writings of present day context.
academicians or attorneys on this particular issue. The
decision of the United States Supreme Court in the References
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138 J INTELLEC PROP RIGHTS, MAY 2016
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