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Animation Studies

The Peer-reviewed Open Access Online Journal for Animation History and Theory - ISSN 1930-1928

Nea Ehrlich - Animated Documentaries as Masking


Date : 22-12-2011

When Exposure and Disguise Converge

Since the 1990s there has been a rise in the use of documentary materials in film and
visual arts, most commonly referred to as “The Documentary Turn” (Nash, 2004). The
complexity of what defines realities and the questioning of epistemological limits is part of
the contemporary fascination with the documentary. M. Doel and D. Clarke spotlight some
of the central issues of this discourse when they claim that “today we must face...the
ineradicable fragility of our ontological distinctions between the imaginary and the real"
(1999, p. 265). Past distinctions between fact and fiction now require reconsideration and,
as this paper will show, the changing uses of animation in contemporary visual culture
emphasise these increasingly blurred boundaries. The emerging field of animated
documentaries highlights many of the challenges that abound in current explorations of the
nature and documentation of realities and the truth value required of an image to be
accepted as a representation of the real.

Animation's Truth Value in Documentation


Although the concepts of reality and truth are not transparent and have been historically
questioned in many ways, culminating in the more recent discourses of poststructuralism
and postmodernism, a persistent expectation towards objective knowledge and truth in the
field of the documentary endures (Peleg, 2010, p. 6). These conflicting expectations from
documentaries reflect a culture in which the surplus of constant information has created a
pressure for exposure and a demand for knowledge along with a persistent sense of
uncertainty and distrust. Hito Steyerl claims that “the only thing we can say for sure about
the documentary mode in our times is that we always already doubt if it is true” (2007, p.
2). This multifaceted and shifting perception of documentation provides the context for
understanding the many questions that arise in the research of animated documentaries.
Although the documentary as “a creative treatment of actuality” dates back to John
Grierson in the 1930s (Sørenssen 2001, p. 12), the use of animation in this context evokes
an assumed conflict in that documentation involves notions of authenticity and authority to
provide reliable evidence. However, animation’s formal language emphasizes its own
constructedness by depicting events in a stylized manner that makes the animator not as
“invisible” an influencer as the live-action documentary director.
Animation’s constructedness and break with naturalistic representation and visual
"realism", which since the mid-19th century has been applied to art that aims to reproduce
nature and humanity without any ideal, theological determinations or preconceived
notions, is what makes animation seem suspect and un-objective as a documentary
language. A search for truth explains why most writing about animated documentaries
attempts to legitimize the genre, the formal characteristics of which raise questions about
its basic relation to realities. This complexity stems from the fact that the animated image
attempts to capture aspects of reality in an obviously constructed way that lacks clear
visual referencing. According to Okwui Enwezor "deviating from the simple rule of the
documentary as embodying in its inscription a direct correlation to its physical referent

Animation Journal is licensed under a Creative Commons Attribution-NonCommercial-NoDerivs 3.0 License.


Animation Studies
The Peer-reviewed Open Access Online Journal for Animation History and Theory - ISSN 1930-1928

shatters the vessel of both believability and trust which is part of its public fait accompli."
(2010, p. 10).
It is important to comprehend, however, that an image’s relation to its referent, its
indexicality, does not rely solely on visual likeness. In theoretical discourses Rosalind
Krauss refers to the index’s physical relationship to its referent (1985, p. 198) whereas
Martin Lefebvre distinguishes between direct and indirect indexical relations. In direct
indexicality the objects act as the efficient cause of the sign such as fingerprints and
photographs whereas in indirect indexical relations the sign is only indirectly affected by
the object, such as in paintings (Elkins 2007, p. 231). Animation’s physically un-indexical
nature of representation is seen by many as a second degree distanced image from the
"real" whereas physically indexical images would presumably be first degree likenesses.
Although the possibility of an “objective” visual rendering of reality has been questioned
continually, photography is thus still more readily acknowledged as direct recordings
because of animation's tendency to unabashedly break with visual realism and naturalistic
form.
Maureen Furniss has argued that "all animation can be situated within a continuum
between mimesis and abstraction" (1998, p. 5). The discourse about indexicality and the
doubting of animated documentaries' truth value indicates that what is naturalistic in form
is still more widely accepted as trustworthy or factual in content. According to this view,
and if fact and fiction are regarded as opposing terms, then what is abstract and/or non-
naturalistic in form is also fictitious in content. In other words, Furniss' formal continuum
ranging from mimesis to abstraction reflects a parallel content-oriented continuum,
creating a mimesis-factual and abstract-fictional connection between the two. A
comparable assertion is made by Paul Ward (2008) who explores the indexical link
between the physical world and its representation in animated documentaries. Ward
compares naturalistic formal representation with the humorous style of cartoons and
analyzes how viewers recognize an image’s mimetic qualities and consequently attribute
reality to the image, relating to it as they would to the reality it is there to represent (2008
p. 2,6,8). In this sense, formal representation and the truth value of the image are thus
seen as closely linked. If animation was visually indexical, the recurring question about its
legitimacy as a documenting device or its supposed internal conflict would not be
questioned. However, the irony is that whereas the problematic of animation seems to be
its physical un-indexicality or obvious constructedness and visual "artificiality", most
images these days are manipulated in some way or another.
One of my goals is to destabilize the view that naturalistic imagery necessarily connotes
direct and objective documentation whereas stylized imagery, as seen in animation, can
be disregarded as necessarily interpretive and subjective, consequently reducing its truth
value. The following examples raise questions about visual presentation of factual
information and about the acceptance of animation as a documentary device.
Marius Watz’s digital artwork Stockpace (2009) is a generative software that creates
dynamic animations of abstract colourful shapes that visualize real-time movements of the
stock market. Although the images are described as corresponding to stock market
movements, no explanatory information is included in the work. It is therefore impossible to
interpret the information the colours, shapes and movements reflect. In other words, this
work is accurate in content yet visually abstract and as such lacks an anchor that would
make it decipherable.
The film Waltz with Bashir (Ari Folman, 2008), as another example, is not abstract but is
formally non-naturalistic. The film depicts Israeli soldiers’ experiences of the 1982 Israel-
Lebanon war and includes animated recollections of hallucinations and memories of battle.
Animation Journal is licensed under a Creative Commons Attribution-NonCommercial-NoDerivs 3.0 License.
Animation Studies
The Peer-reviewed Open Access Online Journal for Animation History and Theory - ISSN 1930-1928

Despite its stylized imagery, the film clearly signifies recognizable references that could
not be documented otherwise. By referring to personal views of reality and memories, the
non-mimetic imagery does not diminish the truth value of the film's documentation because
it refers to aspects of reality that cannot be directly indexed as they do not physically exist.
As Paul Wells asserts, "animation “penetrates” into areas which cannot be conceptualized
and illustrated in other forms" (2002, p. 59). Interestingly, in discussions of this issue with
Israeli ex-soldiers I have been told that it was in fact the animation that made these
depictions so accurate and realistic as there was really no way to present the bizarre and
unreal sensations of the experiences of war. Consequently, although these animated
images may not be visually realistic and/or physically indexical, they are undoubtedly
informative and possess a truth value that legitimises them and should prevent viewers
from automatically disregarding them as fictional.
The BBC film Walking with Dinosaurs (1999) renders hyperrealist imagery of dinosaurs.
The scientifically precise visual renditions can be seen as indexical in their reference to
reality, which elevates their acceptance as factual. However, in terms of content they are,
of course, fictional because the dinosaurs are depicted as living creatures.
In other words, these three examples demonstrate that a superficial correlation between
stylized formal imagery and truth value, or demanding that documentation involve direct
physical indexical representation, must be rethought. As Lev Manovitch asserts, in the
past it was the technical inability to manipulate an image that gave cinema its truth value
whereas in the age of digital culture, live action footage is just one way of depicting the
world, one of many (2002, p. 405, 413). The increasing production of animated
documentary works emphasizes the varied and multiple ways realities can be depicted.
The developing and shifting nature of contemporary documentation has consequently
been claimed to "organize complexities" rather than record new and unstable discourses
(Biemann 2003, p. 83).
Furthermore, the technological developments that enable the creation of hyperrealist
animation mean that the differentiation between live-action footage and animation is no
longer a stable demarcation. Representational technologies such as these complicate the
indexicality discourse and, as Dan North claims, will lead to the creation of characters that
are so life-like it will be impossible to tell them apart from their flesh and blood co-actors
(2008, p. 148-152). Due to the prevalence of manipulated imagery, animation can be
increasingly seen as equally realistic as live action footage because neither are
necessarily indexical or, therefore, "objective" and "authentic". Just as abstract art and
expressionist visual styles began developing after the invention and improvement of the
camera, recent technological developments that make hyperrealist animated imagery
possible invoke a comparable development of un-indexical formal styles to engage with
the real and produce new explorations and forms of knowledge. These circumstances thus
place the question of mimesis, realism and indexicality as a referent of what is real and un-
manipulated in the past and open the way for new forms of visualization and
representation. No longer is it helpful to base the discourse and legitimization of animation
largely on its relation to visual realism.
The growing inability to distinguish between manipulated imagery and live-action footage
encourages an exploration of new forms of expression and ideas that can be accessed
through animated techniques. The idea that "there is no deeper reality or truth to strive for
because the distinctions between fact and fiction, reality and simulations of it, objectivity
and manipulation have disintegrated” (Farrell 1994, p. 246) strengthens the sense that
Steyerl describes as accompanying contemporary documentary spectatorship (2007, p. 2).
The lack of clear knowledge emphasizes that a sense of indirect information is not solely
Animation Journal is licensed under a Creative Commons Attribution-NonCommercial-NoDerivs 3.0 License.
Animation Studies
The Peer-reviewed Open Access Online Journal for Animation History and Theory - ISSN 1930-1928

characteristic of animated documentaries. Therefore, what animation can contribute to an


understanding of realities should be explored rather than its distance or inauthentic
representation of that "real".
It is for this reason that I have decided to focus the following discussion on animation
techniques that deliberately visually differentiate themselves from live-action footage.
Michael Renov claims that the documentary functions are to record, reveal, or preserve; to
persuade or promote; to analyze or interrogate; to express (1993, p. 21). Animation as
documentation shows that, although new, stylized and perhaps unorthodox, it too can fulfill
these documentary purposes by revealing what cannot otherwise be seen and, through
new formal representation, interrogate and express varied meanings of contemporary
realities. By using the idea of masking to analyze the contemporary merger of
documentary content with non-naturalistic imagery, new documentation practices can be
understood and, I will demonstrate, an important way to disclose otherwise un-
representable information is made possible.

Masking
The growth and interest in masks, masking and performance theories in recent decades
have been a welcome development. My own discussion of masking will be restricted to
those aspects most relevant to the scope of this paper. The idea of masking contributes to
an understanding of the emerging field of animated documentaries because masks, like
animation in this context, facilitate a convergence of exposure and concealment.
In an era defined not only by the "excess" of visually transcribed information but also by
rights for privacy and anonymity in an age of virtual identities and ubiquitous surveillance,
disguise and exposure are recurring themes. The countless international headlines and
varied responses to the activity of Wikileaks, an organization devoted to the exposure of
information otherwise hidden, reflect this dilemma about the boundaries between
concealment and transparency. I will examine how the dual capacity of animation to
conceal and expose enables a new categorization and understanding of the uses and
effects of animation in the field of documentary and how this sheds light on contemporary
directions of documentation and knowledge production.
As objects, masks have multiple roles and have been used widely in different cultures and
historical periods. I advance the notion that masks possess a function of concealment
accompanied by a simultaneous and less obvious function of exposure. Masks can cover
the wearer’s face but can also "give face", exposing the wearer’s beliefs, wishes and
cultural associations. When masks provide a visual representation they can act as
protectors of memory, such as death masks or as illustrations of the abstract, such as
representations of deities. Masks facilitate a transformation and empower change because
they break with everyday life, status and conduct and permit a replacement of one identity
with another.
Similarly, animation can replace live-action footage and thus choose to conceal through
stylized representation what would otherwise be seen directly. The choice and style of the
animated imagery may likewise expose or conceal information about the creator or context
of creation. Like masks that "give face" or illustrate the abstract, animation is similar to
verbal language and differs from photography by its freedom of representation that is not
limited by physicality.
These depictions may seem inauthentic or as a disguise but can also be used to illustrate
what would otherwise remain invisible, such as the personal perspectives and memories
depicted in Waltz with Bashir. Animation as a physically un-indexical formal representation
thus creates a "face" for realities that are not photographable, exposing elements of
Animation Journal is licensed under a Creative Commons Attribution-NonCommercial-NoDerivs 3.0 License.
Animation Studies
The Peer-reviewed Open Access Online Journal for Animation History and Theory - ISSN 1930-1928

realities that are not otherwise included. By expanding the scope of what can be explored
in visual documentary practices, a broadening of the concept of "reality" can take place.
Although different images can also portray the abstract and immaterial, animation brings
the content "to life" through moving depiction, which likens it to live-action footage of the
physical world. Furthermore, in the same way that masks create a break with familiar
reality, animation can create entire worlds that differ from those that can be represented in
live-action footage. As such, animation can represent the multiplicity and complexity of
contemporary realities while engaging with them differently, exploring and representing
them in original ways that aim to expose new angles. Animated depictions of realities can
also create a sense of distancing and defamiliarisation that can change a viewer's
perspective, similarly to masks that break with the quotidian and can influence a change of
behavior.
As a precursor of postmodern thought, Nietzsche was already critical of the idea of final
truth and claimed it was an illusion whose illusory qualities had become invisible so that it
was accepted as truth (Clark 1990, p. 83). By documenting in a formal style that provides a
new visual depiction, animated documentaries as a form of masking demand thought of
what lies beneath the mask, if anything. As Wells explains in his categorization of the
genre of animated documentary modes, animation’s exposed constructedness can lead to
a questioning of grand narratives as animation comments indirectly upon the
constructedness of reality itself (1997, p. 41-44). This is central to the argument about
masking because, similarly, an inherent and established "reality" behind the animated
documentary is also destabilized.
The underlying "face" beneath the mask, or the "real" beneath the animated
documentation may not be stable or final. However, the attempt to understand the complex
relationship between animation and the concept of "reality" that it refers to requires an
exploration that denies an acceptance of things portrayed "as they are". As Ward asserts,
what is presented as factual and straightforward information rather than as an argument, is
in fact covert and not overt because viewers are encouraged to take what is presented as
truth (2008, p. 19). Animation enables viewing the familiar world in a different light and, as
a result, invokes contemplation that rejects acceptance of information as a statement of
fact.
The power of the animated documentary as a form of masking emphasizes its visual
"artificiality", which raises many questions about the layering of what is considered the
"real" and its many concealed or invisible aspects. By approaching current events
aesthetically the information depicted cannot be detached from the system of
representation used to engage with them. The visual image thus becomes central in the
creation and distribution of information about current realities. This echoes a more general
tendency in postmodernism where the apparatus of cultural production, the surface, is
seen as taking the place of the noumenal world as constituting reality (Ward, 2008, p. 14).
Similarly, Sherry Turkle compares reality to a computer screen, emphasizing that if there is
no underlying meaning to reality (as postmodernism claims) then knowledge can only be
reached through an exploration of reality’s representations and surfaces (1995).
Animation as a mask of and for the real thus exposes the constructedness of reality itself
and questions what, if anything, lies beneath these cultural constructions, showing that
perhaps the mask is all there is. Seeing realities as equally constructed as their
representation makes the use of animation as a documentary language begin to seem less
problematic and more revealing of a much wider direction of thought in regard to
contemporary realities themselves. There is therefore a need to promote research and
analyze animation in order to try and understand the meaning of one of the most original,
Animation Journal is licensed under a Creative Commons Attribution-NonCommercial-NoDerivs 3.0 License.
Animation Studies
The Peer-reviewed Open Access Online Journal for Animation History and Theory - ISSN 1930-1928

developing and bizarre new surface appearances of reality. This direction of thought will, I
believe, lead to an acceptance of animation as a form of masking, as a surface
appearance of reality, that although not physically indexical can in many ways act as a
useful point of departure for explorations about the connection between representation and
reality.
Avi Mograbi’s 2008 film Z32, is a documentary work that combines animation with live-
action footage, and in which the issue of masking is central both literally and
metaphorically. I will use Z32 as an example to analyze the different uses of animation
styles and how a constructed and unabashedly un-indexical and disguising visual element
actually exposes more than it hides. Through an analysis of the film, the idea that
animation creates additional layers of meaning by raising questions and attendant notions
of doubt becomes clear.

Avi Mograbi's Z32


Avi Mograbi's film Z32 (2008) is an Israeli-French production combining live-action
footage, animation and musical elements about the testimonies of former elite-unit soldiers
who participated in retaliation acts against Palestinian policemen. The Israeli soldiers,
years later, view these events differently, as crimes of war, and as a result take renewed
responsibility for their actions and seek to be absolved by their loved ones as part of the
process of returning to civilian life and values. It is an interesting example of the use of
animation to present what would otherwise be impossible to show whilst simultaneously
reflecting upon the employment of the medium.
The use of animation in this film literally acts as a form of masking because it presents the
interviewees whilst maintaining their anonymity. Nonetheless, the animation itself is also a
major part of the film's significance because throughout the scenes the visual masks
continually change. As a result, instead of emphasizing the content and simply hiding the
protagonists’ identities, the masking stresses the act of concealment. Different forms of
disguise and their meanings therefore become a central element of the film as it exposes
underlying messages about the people presented, the moral questions at hand, Israeli
society at large and the filmmaker's role. Mograbi inserts himself in the narrative like a
Greek chorus, explaining his self-doubt as an artist and political activist, underlining his
ambivalence toward his subject. Mograbi leads his viewers through a maze of national
duty, admissions of guilt, desire for forgiveness and a soldier’s reality that is rarely
discussed. These themes are integrated alongside Mograbi’s own personal dilemma
about disguising the protagonists, which he essentially sees as giving shelter to
murderers, collaborating in the described events and their larger political context of the
Israeli occupation.
The film begins with a young man, an ex-soldier, and his girlfriend talking about his part in
the killings while she tries to comprehend how her lover was capable of these actions.
Their faces are blurred completely. From news imagery viewers may be accustomed to
similar computer manipulation but what it means visually is that the person’s identity, their
face, is erased. This is no one but also everyone. In the case of a moral dilemma the idea
that anyone and everyone could have acted in this way in specific circumstances is one of
the central questions raised in the film.

Animation Journal is licensed under a Creative Commons Attribution-NonCommercial-NoDerivs 3.0 License.


Animation Studies
The Peer-reviewed Open Access Online Journal for Animation History and Theory - ISSN 1930-1928

Fig. 1 – © Avi Mograbi 2008

As the digital masks begin to change in each scene, different views of the ex-soldiers are
presented. At first the face remains blurred but an eye or a mouth is exposed. As Mograbi
puts it in one of his Brechtian cabaret-like musical pauses: "mask his face so we can talk
to him, leave a hole for his nose and two eyes so we can sense his smile". The soldier
slowly becomes a (more multi-dimensional) person, which makes him more than just (the
initially represented) murderer.

Fig. 2 – © Avi Mograbi 2008

In a scene where the couple is shown sitting at home in their pyjamas, their faces appear
as simple white masks. These specific masks make the protagonists seem like actors in a
play. The bizarreness of the situation in which people are placed in circumstances where
they act in uncharacteristic ways, masked beyond recognition, where they can be turned
into other, unrecognizable individuals is what is in fact shown. In this case it is the reality in
which the discussed political events take place that is actually alluded to: war, hatred, fear,
ongoing conflict, death. As the film continues the masks become less conspicuous, facial
expressions and emotions are partly exposed but most of the face remains static. This
creates an almost robot-like appearance which evokes uncanny emotions and complicates
viewer identification. The chosen representation of animated masking is thus a technique
that serves and exposes Mograbi's intention, preventing viewer identification which may
enhance a wish to absolve the protagonists through the film. The film’s visual form is thus
directly connected to the filmmaker’s undisguised political stance and message.

Animation Journal is licensed under a Creative Commons Attribution-NonCommercial-NoDerivs 3.0 License.


Animation Studies
The Peer-reviewed Open Access Online Journal for Animation History and Theory - ISSN 1930-1928

Fig. 3 – © Avi Mograbi 2008

Towards the end of the film an ex-soldier faces the camera and speaks, his face seems to
be exposed. This disclosure is unusual because of the content of the interview, the fear of
prosecution and revenge and the fact that this has long been a taboo subject in Israel,
which has only very recently become a topic of discussion. Only when the ex-soldier
reaches for a cigarette does the viewer realize that his "face" is actually a three
dimensional hyperrealist computer-animated mask. This image, unlike the previous
disguises, does not blur his identity but actually replaces it. The replacement of identity
formed by past actions is what would happen if such actions and one's responsibility for
them, as aspects that shape an individual, were to remain un-discussed, forgiven and/or
put aside.

Fig. 4 – © Avi Mograbi 2008

The realization that what seemed to be live-action footage is in fact constructed is related
to what T.J. Demos explains about the use of video art in similar cases: "breaking the spell
of the viewer’s contemplative passivity, these jolting passages bring about an experiential
displacement from the complacency of perceptual habit and visual pleasure that might
otherwise transform zones of conflict into objects of aesthetic enjoyment" (2009, p. 9). This
animation-induced startling moment in Z32 renders a sense of deception and is a reminder
that in fact, as Doel and Clarke claim, it is no longer possible to tell "reality" and "fiction"
apart (1999, p. 265). This in itself is an unsettling statement about documentation and the
inability to reach definite knowledge. These unclear boundaries reveal the instability of
Animation Journal is licensed under a Creative Commons Attribution-NonCommercial-NoDerivs 3.0 License.
Animation Studies
The Peer-reviewed Open Access Online Journal for Animation History and Theory - ISSN 1930-1928

what we may deem "reality", which can be interpreted as relating to different realities and
their contradictions. In this case it is the contradictions between a soldier’s adrenaline-
driven experience of real combat, moral duty and a civilian’s need for forgiveness; the
exposure of one requires the disguise of the other.

Aspects of Masking in Animated Documentaries


By creating visual masking, animated documentaries enable discussion of issues that
would otherwise be difficult to portray. In order to use the theme of masking to categorize
the applications of animation in documentary contexts, one must differentiate between the
masking effects of animation as a formal language and the masking uses of animation in a
documentary context.
The effects of animation as a masked visual language, as a form of representation, can be
understood thus: First of all, animation as a unique visual representation of narratives
permits to eliminate or add elements that help make a point and/or create a simplified and
focused message. A form of representation that facilitates the presentation and inclusion
of only what is necessary for the creator's message can be understood as a mask that
excludes aspects deemed unnecessary whilst accentuating others. This characteristic
explains the extensive use of animation in the fields of education and propaganda.
Secondly, animation is a medium that is intrinsically full of novelty and spectacle. In an era
defined by a surplus of visually transcribed information, animation's visual variety and
ability to create unusual and iconic imagery attracts attention and contributes to its
popularity and marketing potential. In other words, animation's ability to provide a new
visual "face", a mask, contributes to its visibility and circulation. Thirdly, although animation
is used in myriad fields of culture ranging from science and education to military training,
sports, politics, music, role-playing games, film and art, it is still widely associated with
childhood pastimes and entertainment because of Disney's central role in the animation
industry. By using animation, a visual "childish" mask can thus be created for a variety of
adult-oriented content. This form of masking is culturally and historically situated but
means that a juxtaposition is created between form and content. This juxtaposition
produces a sophisticated and unique representational mechanism that potentially has
special and powerful spectatorial effects. Fourthly, animating personal stories facilitates
transcending the individual by creating a kind of "generic" protagonist or human mask
rather than focusing on a specific individual. This masked representation can lead to
further identification on account of the viewers and result in perception of the content not
as a personal but as a more general "truth". Finally, the freedom of representation in
animation allows masking the familiar in a way that transcends the cocoon of the
quotidian, producing an elusive creative space where everything is possible. Animation
can thus offer a sense of defamiliarisation that portrays alternatives or easily introduces
new ideas and possibilities that otherwise may remain invisible. These characteristics of
animation as masking explain why it is a useful tool for documentation, which can be
concerned with explorations of realities, new forms of information production and their
distribution.
In the case of animated documentaries, the masking characteristics of exposure and
disguise come across in the genre’s different uses.
Animated Documentaries as Disguise:
Animation can be seen as a disguise when it provides concealment, an "alternative face",
for physical aspects of life that can potentially have a direct indexical reference. This is the
case when animation is used, as appears in many contemporary animated documentaries
and also in the film Z32, to maintain the anonymity of the protagonists. A thought-
Animation Journal is licensed under a Creative Commons Attribution-NonCommercial-NoDerivs 3.0 License.
Animation Studies
The Peer-reviewed Open Access Online Journal for Animation History and Theory - ISSN 1930-1928

provoking example would be the 2008 Swedish film Slaves by David Aronowitsch and
Hanna Heilborn about child slavery in Sudan. This film contains several of the masking
effects and uses of animation in documentary practices: Slaves protects the under-aged
interviewees’ identities but also simultaneously shields spectators from live-action imagery
of the horrific content exposed, somewhat similarly to a form of censorship. This visual
masking can arguably contribute to animation’s role as a documentary practice by
stimulating awareness of social realities and political struggles worldwide. Such an effect is
accomplished because the harsh juxtaposition between the supposedly friendly and
childhood-associated medium of animation and the depiction of actual violence can evoke
a potentially raw emotional reaction and impact that is otherwise rare. A shock factor in a
desensitized viewing culture creates a marketable and memorable image that can raise
awareness and perhaps even encourage political activeness to the issue at hand. The
disguise, the creation of a new and iconic "face", can therefore be an important aspect of
animated documentaries.

Animated Documentaries as Exposure


Animated documentaries as a form of exposure is manifest when engaging with
information of which live-action footage is, for various reasons, unobtainable. As
elaborated below, animation can thus become useful documentation of highly censored
topics or when visual data is inaccessible such as in the case of un-filmed historical events
or scientific information that technology is inadequate to portray otherwise like explorations
of space or nanotechnology. Animated documentaries can also be seen as a form of
disclosure when portraying non-physical aspects of realities that are inherently
unrepresentable in conventional/photographable apparatuses and which would remain
unseen if not provided with a visual form, as in the case of personal aspects of the real,
memories or online virtual activities.
By "providing a face", animation can be used as exposure that reconstructs past events
that were not visually documented at the time. In fact, in documentation and journalism,
the access to visual material can determine what is investigated and even other fields such
as science and politics rely on visualization to be accepted, either by promoting credibility
or understanding (Cramerotti, 2009, p. 23, 42). Animated documentation thus becomes
visual presentation of lost evidence, or a form of preservation similar to death masks,
which can determine the exploration and circulation of information that would otherwise
remain unattended. This was the case of one of the first animated documentaries in 1918
when Winsor McCay created The Sinking of the Lusitania, depicting the sinking of a ship
torpedoed by a German submarine in World War I. Similarly, the 2007 documentary film
Chicago 10: Speak Your Peace, about the "Chicago 8" social-political activists of the
1960s, used animation to depict the court scenes which could not be filmed.
Alternatively, animation can visualize possible futures in the same way that masks give
visual representation to what would otherwise remain abstract, like the representation of
magical creatures. Although many formal styles are capable of this, as documentation
animation can create entire "worlds" that reflect and engage with present political and
social circumstances. A useful example is the 1986 UK animated film When the Wind
Blows, based on the novel by Raymond Briggs, about an elderly British couple who
survive a nuclear explosion in the Third World War between the US and the Soviets.
Although perhaps not exactly a documentary, this film clearly reflects fears and political
attitudes that originated from the discourse about nuclear attacks during the Cold War. The
fact that these "visions" of alternative worlds/scenarios are brought to life through
animated movement means that they can be seen as other or alternative "realities", similar
Animation Journal is licensed under a Creative Commons Attribution-NonCommercial-NoDerivs 3.0 License.
Animation Studies
The Peer-reviewed Open Access Online Journal for Animation History and Theory - ISSN 1930-1928

to familiar realities and equally "alive" although visually alien.


Animated documentaries expose what would otherwise remain un-representable when
engaging with immaterial aspects of life, such as subjective accounts of events. Recently,
animated documentaries have been used to focus on different views of the world as seen
by people with disabilities such as autism and Down’s syndrome in Bob Sabiston’s Snack
and Drink, Tim Webb’s A for Autism or Shira Avni’s Tying Your Own Shoes. Animation is
used to break down barriers and prejudices and exposes the myriad ways in which
"reality" can be seen, documenting its plurality. Animation is a perfect way to expose in
both form and content the numerous angles in which the "real" can be perceived. Like
masks that can be removed and replaced, this characteristic of animated documentaries
enables viewing realities from very different and unlimited perspectives, indicating their
diverseness.
Animation as exposure of immaterial realities becomes clear when examining it as an
important development of documentary practice that enables engagement with virtual
features of contemporary life. Online spaces and virtual experiences may still be seen by
some as fictional, but are quickly becoming prevalent aspects of present-day culture.
Since multiple online games and applications, for example, are "brought to life" visually
through animation, animation is their mask, giving them a visual appearance. As such,
animated documentaries of said virtual environments "capture" them directly, similarly to
live action footage of physical entities. This newly emerging characteristic of animated
documentaries thus challenges the issue of indexicality so readily attached to the
theorization of animation (Ehrlich, forthcoming). Animation can also be an indexical
documentary practice that captures the original appearance of the documented virtual
content and is therefore no longer solely an interpretive and un-indexical documentary
visual language.

Conclusion
Animation is a powerful maze of a medium where discoveries continually unfold. Animated
documentaries both hide and expose and it is the visual concealment that enables
discussion of these issues which would otherwise be difficult to portray. Animation also
raises many questions about what is the "real" and questions past assumptions about
concepts of "realities". By exposing a multiplicity of realities that includes the non-physical
and by creating images that can be interpreted differently, animation embodies
postmodern views of certainty and final truths. By including varied aspects of realities that
cannot be visualized otherwise, the use of animation as a new form of documentation
demands rethinking of the automatic legitimacy accorded to direct, physically indexical
representation. The notion that live-action realistic formal qualities are a cursor for direct
and objective recordings of the real can no longer be the case if, as animation also
emphasizes and is seen at the end of Z32, what may look realistic can be fictional and
highly manipulated imagery. Accordingly, a valorisation is developing in contemporary
visual culture regarding the blurring of the boundaries between fact and fiction, which can
both be used to expose information and create knowledge.
Essential topics should be addressed in future research of animated documentaries and
not only its indexicality or the lack thereof: Firstly, what dominant or emerging cultural
tendencies do animated engagements with the "real" expose? And secondly, what
additional meanings do intentionally un-naturalistic and/or physically un-indexical imagery
add to the message of the documentary as a knowledge producing practice?
Animated documentaries demonstrate that "reality" can be constructed and fictional
whereas the virtual and/or fictional can become accepted as "real". A poststructuralist
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Animation Studies
The Peer-reviewed Open Access Online Journal for Animation History and Theory - ISSN 1930-1928

interpretation would claim that it is impossible to know the system completely, doubting an
attempt to "capture" the "real" in constructed languages that are themselves imaginary.
The constructed nature of animation and the fact that it exposes this constructedness
shows that animation as a documentary language is actually no more imaginary than other
constructed languages that aim to "capture" a sense of reality.
Animation’s masking characteristics explains how relevant a formal language it is in
contemporary culture for it actually reflects themes that are widespread in myriad fields of
life. Political lies such as in the case of the American war against Iraq, the fore mentioned
work of Wikileaks or attempts to regain control over personal information in an increasingly
growing surveillance culture where the extent of online exposure and scrutiny remain
unclear all emphasize the centrality of themes of disclosure vs. privacy in contemporary
culture.
Animation, via simultaneous exposure and disguise, creates a sense of uncertainty and
continuous questioning that forces the spectator to remain sensitive and alert in order to
make sense of the images they are viewing. Creating an attentive, questioning and critical
viewer is no small by-product. The language of animated documentaries embodies some
of the central contemporary characteristics of an age of economic-political-environmental-
institutional uncertainty. Animated documentaries expose information to promote a sense
of understanding, knowledge and stability. Similarly, active spectatorship contributes to the
viewer's sense of involvement, control and empowerment through meaning construction.
The genre can, alternatively, also provide relief to anxiety through a sense of escapism
into what is still widely associated with a childhood-alluded animated world that can be
regarded as fantasy.
On the other hand, animation embodies the uncertainty of our age and is effective
because contradictory and inconclusive discourses are exposed and the result can be
different articulations of what constitutes "reality". Animation can thus expose the
multiplicity of perspectives and options in which viewing the world is possible, representing
"truth" as multiple and fragmented. This characteristic makes it possible for the animated
documentary to illustrate a complex view of the constructed reality in which we exist,
making it a highly relevant portrayal.
By presenting "masked" information, further exploration and thought are required. Creating
a separate space, a distant vantage point that is neither fiction nor conventional
documentation allows new consideration of the portrayed content. Presenting "reality" not
as viewers are accustomed to seeing it, shaped by internal and external facets of reality
that encourage contemplation, challenges viewers to reach new insights. In order to
rethink the familiar and consider it in new ways, an original form of representation is
required. "We get closer to the real not because we use a set of binoculars that do not
distort the picture, but because we become aware that we are viewing the world through a
set of distorting binoculars" (Cramerotti, 2009, p. 33). The ability of animation to raise so
many questions about the reality we think we know - That is the power of the animated
documentary.

Nea Ehrlich is a doctoral candidate at the University of Edinburgh in the History of Art department. Her PhD thesis interrogates the
relation between the innovative form of animated documentation and the continually varying theorisations of the self (as filtered through
representation). She has taught widely within the field of Visual Culture and her primary research interests include animation theory, the
animated documentary, contemporary art and new media, developing documentary modes and multicultural curatorial issues.
This paper was presented at Animation Evolution, the 22nd Annual Society for Animaiton Studies Conference, held at Edinburgh
College of Art, 9-11 July 2010.

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All images reproduced with permission of the director.

© Nea Ehrlich

Edited by Nichola Dobson

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