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D8R TRACK-TYPE TRACTOR 9EM00001-UP (MACHINE) POWERED BY 3406C E...

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Product:  TRACK-TYPE TRACTOR 
Model:  D8R TRACK-TYPE TRACTOR 9EM 
Configuration: D8R TRACK-TYPE TRACTOR 9EM00001-UP (MACHINE) POWERED BY 3406C Engine 

Testing and Adjusting


D8R Track-Type Tractor Power Train
Media Number -SENR8326-05 Publication Date -01/09/2013 Date Updated -08/08/2018

i05426766

Testing and Adjusting


SMCS - 3000-036; 4000-036

Personal injury or death can result from sudden machine movement.

Sudden movement of the machine can cause injury to persons on or


near the machine.

Prevent possible injury by performing the procedure that follows before


working on the machine.

Move the machine to a smooth horizontal location. Move away from


working machines and personnel and lower the buckets or implements
(loader and backhoe) and stabilizers to the ground.

Permit only one operator on the machine. Keep all other personnel away
from machine or in view of the operator.

Engage the parking brake. Stop the engine.

Move the hydraulic control levers to all positions to release the pressure
in the hydraulic system.

Note: All tests and adjustments must be made with the oil in the power train hydraulic system at
operating temperature. Be sure that the linkage adjustments are correct before the tests are made.

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1. Move the machine to a smooth horizontal location. Move away from working machines and
personnel. Lower all implements to the ground.

2. Permit only one operator on the machine. Keep all personnel away from the machine or in the
viewing area of the operator.

3. Put blocks in the front of the tracks and behind the tracks.

4. The testing must be done in a closed area. If the test requires the parking brake to be
disengaged, engage the service brakes.

5. Stop the engine.

Procedure
When you are defining a power train hydraulic system problem, the following procedure should be
used.

First, do visual checks. If the problem has not been identified, do the operation checks. If the problem
is not fully understood, do the instrument tests.

The procedures help to identify the power train hydraulic system problems. When the problem is
defined, go to the troubleshooting.

The troubleshooting section lists the probable causes of a known problem. Since there may be more
than one cause for a problem, the troubleshooting section may suggest specific instructions or
instrument tests be done.

The tests will help to identify the most probable cause.

This list cannot give all possible problems and corrections. The service personnel must find the
problem and the service personnel must locate the source of the problem. Then make the necessary
repairs.

During a diagnosis of the power train hydraulic system, remember that correct oil flow and pressure
are necessary for correct operation.

The output of the pump increases with an increase in engine speed and decreases when the engine
speed is decreased. Oil pressure is caused by resistance to the flow of oil.

When more checks are necessary use the following tools: 8t-5320 Hydraulic Test Group, 4c-4890
Hydraulic Test Group, 4c-4892 ORFS Fittings Group, stop watch, magnet, thermometer and ruler.

Visual Checks

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Personal injury or death can result from improperly checking for a leak.

Always use a board or cardboard when checking for a leak. Escaping


air or fluid under pressure, even a pin-hole size leak, can penetrate body
tissue causing serious injury, and possible death.

If fluid is injected into your skin, it must be treated immediately by a


doctor familiar with this type of injury.

A visual inspection of the power train hydraulic system and the components of the system is the first
step when a diagnosis of a problem is made.

Stop the engine. Lower the blade and the ripper to the ground.

Make the following inspections:

1. Check all oil line connections for damage and leaks.

2. Follow all power train hydraulic system oil lines from the power train connections to the valve
connections.

Check the lines and connections for damage and leaks.

3. Check the power train control valves for leaks.

4. Follow the power train pump lines to the transmission sump and the main sump.

Check the lines, the transmission sump and the main sump for damage or leaks.

5. Check the transmission sump and the main sump oil level.

6. Remove the filter element. Check for particles that were removed from the oil by the filter
element. A magnet separates ferrous particles from nonferrous particles.

7. Inspect the control linkages for damaged components.

Troubleshooting
Problem Checklist

Transmission Problem List

1. The transmission does not operate in any speed. The transmission does not engage in all speeds.

2. The transmission does not make a shift.

3. Slow shifts

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4. The transmission engages very suddenly. There is rough shifting.

5. The transmission operates in FORWARD speeds only.

6. The transmission operates in REVERSE speeds only.

7. The transmission does not operate in First speed FORWARD or REVERSE.

8. The transmission does not operate in Second speed FORWARD or REVERSE.

9. The transmission does not operate in Third speed FORWARD or REVERSE.

10. The transmission does not disengage when the selection lever is in NEUTRAL.

11. The transmission engages but the machine does not move.

12. The transmission gets hot.

13. The pump noise is not normal.

Transmission

Problem 1: The transmission does not operate in any speed. The transmission does not engage
in all speeds.

Probable Cause:

1. There is low oil pressure that is caused by the following causes:

a. The oil level is low.

b. The control linkage is loose or the adjustment is not correct.

c. Failure of the oil pump or pump drive.

d. Air leaks on the inlet side of the pump.

e. Priority valve adjustment is not correct.

f. There is leakage inside the transmission.

g. Adjustment of the modulation relief valve is not correct, or the valve does not close.

h. The load piston or the differential valve operation is not correct.

2. There is a mechanical failure in the transmission.

3. There is a failure of the torque converter.

4. There is a failure of the transfer gears or the bevel gears.

5. There is a failure in the final drives.

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Problem 2: The transmission does not make a shift.

Probable Cause:

1. The control linkage is loose or the adjustment is not correct.

2. The oil level is low.

3. The clutch pressures are low.

Problem 3: Slow shifts.

Probable Cause:

1. Low oil pressure.

2. The adjustment of the control linkage is not correct.

3. Air leaks on the inlet side of the pump.

4. The load piston or the differential valve does not move.

Problem 4: The transmission engages very suddenly. There is rough shifting.

Probable Cause:

1. The Initial setting of the modulation relief valve is not correct.

2. The load piston or the differential valve does not move.

3. The valve springs are weak or the springs are damaged.

Problem 5: The transmission operates in FORWARD speeds only.

Probable Cause:

1. The control linkage is loose or the adjustment is not correct.

2. The No. 1 clutch is not engaged. The clutch slips due to the following causes:

a. Low oil pressure, or oil leakage.

b. Discs and plates have too much wear.

c. The clutch has parts that are broken.

Problem 6: The transmission operates in REVERSE speeds only.

Probable Cause:

1. The control linkage is loose or the adjustment is not correct.

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2. The No. 2 clutch is not engaged. The clutch slips due to the following causes:

a. Low oil pressure, or oil leakage.

b. Discs and plates have too much wear.

c. The clutch has parts that are broken.

Problem 7: The transmission does not operate in First speed FORWARD or REVERSE.

Probable Cause:

1. The No. 5 clutch is not engaged. The clutch slips due to the following causes:

a. Low oil pressure or oil leakage.

b. Discs and plates have too much wear.

c. The clutch has parts that are broken.

Problem 8: The transmission does not operate in Second speed FORWARD or REVERSE.

Probable Cause:

1. The No. 4 clutch is not engaged. The clutch slips due to the following causes:

a. Low oil pressure or oil leakage.

b. Discs and plates have too much wear.

c. The clutch has parts that are broken.

Problem 9: The transmission does not operate in Third speed FORWARD or REVERSE.

Probable Cause:

1. The No. 3 clutch is not engaged. The clutch slips due to the following causes:

a. Low oil pressure or oil leakage.

b. Discs and plates have too much wear.

c. The clutch has parts that are broken.

Problem 10: The transmission does not disengage when the selection lever is in NEUTRAL.

Probable Cause:

1. The control linkage is loose or the adjustment is not correct.

2. The direction clutch is engaged, and the clutch does not release.

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Problem 11: The transmission engages but the machine does not move.

Probable Cause:

1. There is a failure in the final drives.

2. There is a failure in the steering clutches.

3. There is a failure in the transfer gears or the bevel gears.

4. Gears in the transmission will not move due to the following causes:

a. Too many clutches are engaged.

b. There is a mechanical failure in the transmission.

c. There is a mechanical failure in the torque divider or the torque converter.

Problem 12: The transmission gets hot.

Probable Cause:

1. The oil level is low.

2. The oil level is high.

3. Cores of oil cooler not completely open.

4. Low oil flow as a result of pump wear.

5. Long periods of operation with converter at stall speed or near stall speed.

6. There is too much resistance between the plates and discs of the clutches.

Problem 13: There is a pump noise that is not normal.

Probable Cause:

1. There is loud sounds at short intervals. The sounds indicate that particles are going through the
pump. The sounds can be caused by pump cavitation.

2. A constant loud noise is an indication of pump failure.

3. There is air at the inlet side of the pump.

Schematic for the Power Train Hydraulic System

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Illustration 1 g00507741
Schematic for the Power Train Hydraulic System
(1) Selector and pressure control valve
(2) Torque converter
(3) Pump drive
(4) Torque converter outlet relief valve
(5) Cooler
(6) Breather
(7) Sump in torque converter housing
(8) Parking brake valve spool
(9) Service brakes with shuttle valves.
(10) Left brake lube section
(11) Right brake lube section
(12) Transmission lube
(13) Transmission
(14) Sump
(15) Sump (transmission)
(16) Brake control valve
(17) Service brake spool
(18) Regulating relief valve
(19) Priority and makeup valve group
(20) Priority valve.

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(21) Check valve


(22) Power train oil pump
(23) Transmission oil filter
(24) Load piston
(A) Torque converter inlet pressure tap (P3)
(B) Speed clutch pressure tap (P1)
(C) Direction clutch pressure tap (P2)
(E) Brake pressure tap
(F) Low pump pressure tap (torque converter charging pump)
(G) Priority valve pressure tap
(H) High pump pressure tap (transmission charging pump)
(J) Outlet from torque converter pressure tap

Illustration 2 g00507745
(A) Torque converter inlet (P3)
(B) Speed clutch (P1)
(C) Direction clutch (P2)
(D) Transmission lubrication

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Illustration 3 g03425379
(E) Brake
(F) Torque converter charging pump
(G) Priority valve

Illustration 4 g00507808
(H) Transmission charging pump

Pressure Tap Locations


Many of the pressure taps have quick disconnect couplings that are installed. In order to prevent
damage to the seal in the coupling, do not connect or disconnect the couplings when there is pressure
in the system.

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Illustration 5 g00507811
(J) Outlet from torque converter

Illustration 6 g00507816
(K) Brake lubrication

Illustration 7 g00507821
(L) Pump drive lubrication

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Illustration 8 g00507846
(LP) Load piston plug

Transmission Pressure Chart

Table 1
Transmission Pressure Chart
Pressure
Pressure Low Idle High Idle Adjustment
Tap
None
With cold oil the
Converter Inlet 860 ± 140 kPa value should be
(A)
Pressure (P3) (125 ± 20 psi) 1000 kPa
(145 psi)
maximum.
Speed Clutch (B) 530 ± 35 kPa Add or remove
(P1) (Initial (77 ± 5 psi) with the spacers (25) in
Pressure) transmission selector load piston (24) in
lever in NEUTRAL selector and
pressure control

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Load piston plug (LP) valve (1). See the


removed. Spacer Chart.
Maximum of 345 kPa
2620 ± 140 kPa
(50 psi) less than the
(380 ± 20 psi) with the None
pressure at HIGH
selector lever in any Final pressure is
Speed Clutch IDLE. Selection lever
(B) FORWARD or controlled by the
(P1) in any FORWARD or
REVERSE speed. Load initial pressure
REVERSE speed. Load
piston plug (LP) setting.
piston plug (LP)
installed
installed
380 ± 55 kPa 380 ± 55 kPa
None
(55 ± 8 psi) less than (55 ± 8 psi) less than the
Direction clutch
the speed clutch speed clutch pressure at
pressure is
pressure at tap (B). The tap (B). The selector
Direction controlled by the
(C) selector lever in any lever in any
Clutch (P2) spring rate for the
FORWARD or FORWARD or
pressure
REVERSE speed. Load REVERSE speed. Load
differential valve
piston plug (LP) piston plug (LP)
spring.
installed. installed.
Transmission With brakes on With brakes on.
Lubrication (D) 12 ± 11 kPa 160 ± 35 kPa None
Oil (1.7 ± 1.6 psi) (23 ± 5 psi)
3170 ± 140 kPa
(460 ± 20 psi) with
Brake
(E) brakes off. Less than None
Pressure
70 kPa (10 psi) with
brakes on.
Low pressure Add or remove
(torque spacers (26) in
965 ± 140 kPa
converter (F) regulating relief
(140 ± 20 psi)
charging) valve (18). See
pump the spacer chart.
Add or remove
spacers (27) in
Priority Valve 2760 kPa (400 psi) 3275 ± 140 kPa
(G) priority valve
Setting minimum. (475 ± 20 psi)
(20). See the
spacer chart.
Transmission 2840 kPa (410 psi) 3170 ± 175 kPa
(H) Priority valve
Oil Pump minimum. (460 ± 25 psi)
Converter (J) 415 ± 70 kPa Add or remove
Outlet (60 ± 10 psi) with the spacers (28) in
Pressure brakes on, selector in converter outlet
THIRD SPEED relief valve (4).

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FORWARD, and the See the spacer


converter in a stall chart.
condition.
200 ± 75 kPa
Brakes off
(29 ± 11 psi) with
Brake (priority valve)
(K) brakes off. 140 ± 70 kPa
Lubrication Brakes on (Check
(20 ± 10 psi) with
linkage)
brakes on.
With brakes on With brakes on
Pump drive
(L) 310 ± 70 kPa 620 ± 140 kPa None
lubrication
(45 ± 10 psi) (90 ± 20 psi)

Specifications for the Transmission Oil Pump Bench Test

For the bench test, use SAE 10W oil at 49°C (120°F).

Type ... Gear

Number of sections ... Three

Rotation (from drive end) ... Counterclockwise

Output of transmission charging section:

Minimum ... 72 L/min (19 US gpm)


Pump speed ... 1800 rpm
Pressure ... 2900 kPa (420 psi)

Output of torque converter charging section:

Minimum ... 96 L/min (25 US gpm)


Pump speed ... 1800 rpm
Pressure ... 900 kPa (130 psi)

Output of transmission and torque converter scavenge section:

Minimum ... 104 L/min (27 US gpm)


Pump speed ... 900 rpm
Pressure ... 200 kPa (29 psi)

Spacer Chart

Table 2
Spacer Chart
Pressure Change To The Valves By Removal Or Addition Of One Spacer
Pt. No. For Thickness Change in Component Used
Spacer Pressure

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(27) 1.6 mm
208 kPa (30.2 psi)
5m9622 (0.063 inch)
Priority Valve (20)
(27) 5m9623 .9 mm (0.035 inch) 116 kPa (16.8 psi)
(27) 5m9624 .25 mm (0.01 inch) 33 kPa (4.8 psi)
1.6 mm
(26) 5m9622 127 kPa (18 psi)
(0.063 inch)
Regulating Relief Valve (18)
(26) 5m9623 .9 mm (0.035 inch) 71 kPa (10.3 psi)
(26) 5m9624 .25 mm (0.01 inch) 20 kPa (2.9 psi)
1.6 mm
(25) 5m9622 98 kPa (14.2 psi)
(0.063 inch)
Load Piston (24)
(25) 5m9623 .9 mm (0.035 inch) 57 kPa (8.3 psi)
(25) 5m9624 .25 mm (0.01 inch) 16 kPa (2.3 psi)
Converter Outlet Relief Valve
(28) 5m9623 .9 mm (0.035 inch) 16.5 kPa (2.4 psi)
(4)

Table 3
Transmission Selection Clutches Engaged In Transmission
Neutral 3
First Speed Forward 2 and 5
Second Speed Forward 2 and 4
Third Speed Forward 2 and 3
First Speed Reverse 1 and 5
Second Speed Reverse 1 and 4
Third Speed Reverse 1 and 3

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Illustration 9 g00508580
Converter Outlet Relief Valve
(4) Converter outlet relief valve
(28) Spacers

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Illustration 10 g00508583
Transmission Hydraulic Control Valve
(1) Body of selector and pressure control valve
(24) Load piston
(25) Spacers

Illustration 11 g00508585
Priority and Makeup Valve Group
(18) Regulating relief valve
(19) Priority and makeup valve group
(20) Priority valve
(26) Shims
(27) Shims

Linkage For Service Brake Pedal

Personal injury or death can result from sudden machine movement.

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Accidental disengagement of the parking brake or transmission


engagement while the engine is running can cause sudden machine
movement.

Do not make any adjustments to the control linkage with the engine
running.

Illustration 12 g00508629
Brake Pedal Linkage
(1) Brake valve spool
(2) Brake control valve
(3) Pin
(4) Rod end
(5) Spring
(6) Locknuts
(7) Rod
(B) Rod assembly
(C) Rod assembly

Torque for all of the locknuts that hold the rod ends in place on the rod. ... 60 ± 12 N·m (44 ± 9 lb ft)

Note: All rod assembly measurements must be made in a straight line between the centerlines of the
rod end mounting holes.

(B) Assembled length of rod assembly (midrange reference) ... 935 mm (36.8 inch)

(C) Assembled length of rod assembly ... 410 ± 1.5 mm (16.14 ± 0.06 inch)

(D) Dimension (maximum) ... 37 mm (1.5 inch)

(E) Dimension (midrange reference) ... 41 mm (1.6 inch)

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(F) Dimension ... 308 ± 17 mm (12.13 ± 0.67 inch)

Procedure To Adjust The Brake Pedal Linkage

Illustration 13 g00508803
Brake Pedal Linkage
(8) Adjusting bolt (upper stop)
(9) Locknut

1. Adjust rod assembly (C) to the specified length.

2. Remove pin (3) in order to disconnect rod assembly (B) from brake spool (1).

3. Adjust the position of the upper brake stop.

a. Adjust bolt (8) until spring (5) is extended 3 ± 1 mm (0.12 ± 0.04 inch). Turning bolt (8)
clockwise into the support stretched spring (5).

b. Tighten locknut (9).

4. Adjust the brake pedal position.

a. Release brake pedal (10) against the upper stop.

b. Index the pedal on the shaft spline and position the pedal to dimension (F).

c. Tighten bolt (11).

5. Adjust rod assembly (B).

a. Release brake pedal (10) against the upper stop.

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b. Loosen two locknuts (6).

c. Push brake valve spool (1) all the way into brake control valve (2). Hold the valve spool
in place.

Illustration 14 g00508950
Brake Pedal Linkage
(10) Brake pedal
(11) Bolt
(12) Adjusting bolt (lower stop)
(13) Locknut

d. To adjust the length of rod assembly (B), turn rod (7) while both rod ends are held from
turning. Adjust the rod assembly length in order to obtain a free fit of pin (3) with rod end
(4) and brake valve spool (1). Then assemble pin (3). If the rod assembly (B) is adjusted
properly, then the brake valve spool (1) will remain in the brake control valve (2) while
the brake pedal is against the upper stop.

e. Check maximum dimension (D) in two places in order to make sure that the dimension
has not been exceeded.

f. Tighten two locknuts (6) and assemble the cotter into pin (3).

6. Adjust the lower stop for the brake pedal.

a. Depress brake pedal (10) until brake valve spool (1) reaches the maximum extension
from brake control valve (2). Bolt (12) must be turned far enough into the support so that
the brake pedal will not contact bolt (12) at this time.

b. Turn the bolt counterclockwise until the bolt head contacts brake pedal (10). Make sure
that brake valve spool (1) is at the maximum extension.

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c. Release brake pedal (10). Turn bolt (12) counterclockwise by an additional one-half turn.

d. Tighten locknut (13).

Linkage For Parking Brake

Illustration 15 g00509047
(1) Parking brake lever
(2) Brake control valve
(3) Parking brake valve spool
(4) Spring pin assembly
(5) Rod end
(6) Locknut
(7) Locknut
(8) Rod
(9) Rod end
(10) Spring pin assembly
(11) Rod end
(12) Locknut
(13) Rod
(A) Rod assembly
(C) Dimension
(D) Dimension
(E) Dimension

Torque for all the locknuts that hold the rod ends in place on the rods. ... 25 ± 6 N·m (19 ± 4 lb ft)

Note: All rod assembly measurements must be made in a straight line between the centerlines of the
rod end mounting holes.

(1) Testing and Adjusting, "Hand Control Group"

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(C) Dimension ... 15 ± 1.5 mm (0.59 ± 0.06 inch)

(D) Assembled length of rod assembly (midrange reference) ... 450 mm (17.7 inch)

(E) Dimension (maximum) ... 34 mm (1.34 inch)

Procedure To Adjust The Parking Brake Linkage

1. Engage the parking brake.

2. Adjust rod end (9) in order to obtain dimension (C). The dimension is measured on rod (8) from
the end of the threads to the nut face on rod end (9). Tighten locknut (7) and install spring pin
assembly (10).

3. Remove spring assembly (4).

4. Pull out parking brake valve spool (3) from brake control valve (2) to the stop for the spool.

5. Adjust the length of rod assembly (A) in order to obtain a free fit of spring pin assembly (4)
with rod end (5) and parking brake valve spool (3). If rod assembly (A) is properly adjusted, the
parking brake valve spool must remain out from the brake valve against the stops for the spool
while lever (1) is up in the ENGAGED position.

6. Check dimension (E) from the end of the threads on rod (13) to the nut face on rod ends (5) and
(11). Make sure that the dimension has not been exceeded. Tighten locknuts (6) and (12).

Transmission Control Adjustments

Illustration 16 g00509103

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Illustration 17 g00509104

(1) Testing and Adjusting, "Hand Control Group"

Torque for all locknuts on cable assembly that hold the rod ends in place. ... 6 ± 1 N·m (53 ± 9 lb in)

Torque for all locknuts that fasten the cable assemblies to cover (17) and cover (20). ... 38 ± 7 N·m
(28 ± 5 lb ft)

(7) Dimension ... 12 ± 2 mm (0.47 ± 0.08 inch)

(8) Dimension ... 12 ± 2 mm (0.47 ± 0.08 inch)

Forward/Reverse Assembly Procedure

1. Engage the parking brake.

2. At the transmission, move the transmission rotary selector spool to the NEUTRAL position.

3. Assemble cable (4) to the dimensions that are shown in View B-B.

4. Adjust cable (4) in order to allow the free fit of pin assembly (9) into the transmission
bellcrank. To adjust the cable, remove the bolts that hold cover (5) to the housing. Loosen the
locknut that is on cable (4). Turn cover (5), as required.

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Speed Control Assembly Procedure

1. Assemble cable (3) to the dimensions that are shown in View B-B.

2. At the transmission, move the transmission speed selector spool to the SECOND GEAR
position.

3. Turn handle (2) to the SECOND GEAR position.

4. Adjust cable (3) in order to allow the free fit of pin assembly (10) into the transmission
bellcrank. To adjust the cable, remove the bolts that hold cover (6) to the housing. Loosen the
locknut on cable (3) and turn cover (6), as required.

Hand Control Group

Illustration 18 g00509241

Torque for all locknuts on cable assembly that hold the rod ends in place. ... 6 ± 1 N·m (53 ± 9 lb in)

Torque for the locknut that holds the swivel end ... 25 ± 6 N·m (18 ± 4 lb ft)

Torque for all locknuts on the cable assemblies ... 38 ± 7 N·m (28 ± 5 lb ft)

(1) Apply 4c-4030 Thread Lock Compound to the threads on the parking brake lever.

(2) Apply lubricant to the inside of the handle.

(4) Dimension (two places) ... 15 ± 2 mm (0.6 ± 0.08 inch)

Ball joint assemblies:

Torque for both ball joint assemblies ... 8 ± 2 N·m (6 ± 1.5 lb ft)

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(5) Dimension (two places) ... 16 ± 2 mm (0.63 ± 0.08 inch)

(6) Torque for rod end ... 8 ± 2 N·m (6 ± 1.5 lb ft)

(7) Torque for nut ... 8 ± 2 N·m (6 ± 1.5 lb ft)

(10) Torque for the screws that fasten the neutral start switch to the plate ... 0.5 ± .05 N·m
(4.425 ± 0.442 lb in)

Attach the green wire number 306 to the common post of the switch assembly. Attach the orange wire
number 307 to the normally open post of the switch assembly.

(11) Torque for the pin with 4c-4030 Thread Lock Compound ... 8 ± 2 N·m (6 ± 1.5 lb ft)

Apply lubricant to the rod assembly.

(12) Install the seal with the lip downward.

(13) 6y-2846 Spring

Length under test force ... 74.64 mm (2.939 inch)


Test force ... 626 N (140.7 lb)
Free length after test ... 79.92 mm (3.146 inch)
Outside diameter ... 20 mm (0.79 inch)

(14) 5n-6096 Spring

Length under test force ... 25.50 mm (1.004 inch)


Test force ... 19.57 N (4.400 lb)
Free length after test ... 48.77 mm (1.920 inch)
Outside diameter ... 13.82 mm (0.544 inch)

(15) Torque for the screws that fasten the backup switch to the plate ... 0.5 ± .05 N·m
(4.425 ± 0.442 lb in)

Attach brown wire number 321 to the common post of the switch assembly and black wire number
200 to the normally open post.

(16) Apply lubricant to the rod assembly.

(17) Apply 4c-4030 Thread Lock Compound to the threads on the rod assembly.

(18) Dimension ... 16 ± 2 mm (0.63 ± 0.08 inch)

(19) Drive the bearing on the stamped end.

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Illustration 19 g00509550

(1A) The handle is in ENGAGED position.

(1B) The handle is in DISENGAGED position.

(21) Torque for four screws. ... 6 ± 1 N·m (53 ± 9 lb in)

(22) Torque for three screws. ... 1.7 ± .25 N·m (15.05 ± 2.21 lb in)

(23) Depth for the bearing ... 4.5 ± 1 mm (0.18 ± 0.04 inch)

(24) Apply 4c-4030 Thread Lock Compound to the shaft.

(25) Drive the bearing on the stamped end only.

(26) Torque for nut ... 25 ± 6 N·m (18 ± 4 lb ft)

(27) Depth for the bearing ... 1.5 ± 1 mm (0.06 ± 0.04 inch)

(28) Dimension for the washers on the end of the shaft ... 0.10 to 2.0 mm (.004 to .08 inch)

(29) Torque for the bolt on the collar ... 1.7 ± .2 N·m (15.05 ± 1.77 lb in)

(33) Torque for two screws ... 0.8 ± 0.1 N·m (7.08 ± 0.89 lb in)

Speed Control Adjustment Procedure

1. Rotate collar (32) until the number 2 is 30 ± 1 degrees counterclockwise from vertical. Vertical
is viewed from the end of handle (2).

Torque for the bolt that holds collar (29) ... 1.7 ± 0.2 N·m (15.05 ± 1.77 lb in)

2. Remove plate (20). Rotate lever (9) until the plate is parallel with the top of housing (8).

3. Install handle assembly (3) with the white mark in line with the number 2 on collar (29).

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Forward/Reverse Adjustment Procedure

1. Rotate ring (32) so screw (31) is in the center of the slot.

Torque for two screws (33) ... 0.8 ± 0.1 N·m (7.08 ± 0.89 lb in)

2. With parking brake lever (1) in the ENGAGED position (1A), rotate handle (2) until the white
mark on the handle lines up with N (neutral) on ring (32).

Torque for three screws (22) ... 1.7 ± 0.25 N·m (15.05 ± 2.21 lb in)

Parking Brake Lever and Neutral Start Switch Adjustment Procedure

1. With parking brake lever (1) in ENGAGED position (1A), loosen the screw for parking brake
lever (1) and remove the lever.

2. Install parking brake lever (1) on splined shaft (19) so the hole in lever (1) is in line with the
hole in plate (20).

3. Check continuity through neutral start switch (10). If there is no continuity, adjust the position
of switch (10).

Backup Alarm Adjustment Procedure

1. Engage the parking brake ( (1A) position). Disengage the parking brake ( (1B) position). Rotate
handle (2) by 15 degrees toward reverse.

2. Check continuity through switch (15). If there is no continuity within 1 degree of the 15 degree
angle, adjust the position of switch (15).

3. To adjust the position of switch (15), remove three screws (31) and remove cover assembly
(30).

4. Loosen the screws for the switch and slide switch (15) to the correct position. Tighten the
screws. Check the continuity through the switch. Readjust the switch, if necessary.

5. Install cover assembly (30) and three screws (31).

Governor and Decelerator Control Group

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Illustration 20 g00509626

Note: Apply 1p-0808 Multipurpose Grease to all bearings and bearing cavities.

(4) Drive the bearing on the stamped end only.

(6) Lubricate all of the parts in the decelerator with SAE (30W) oil.

(8) Lubricate the seal lip with SAE (30W) oil.

(11) Align the timing mark with the centerline of the saw cut.

Note: Apply 1u-8801 Rust Preventive Oil to all rod ends, pins, locknuts, adjusting threads, and pin
holes.

(15) Torque for rod end nut ... 14 ± 4 N·m (10 ± 3 lb ft)

(16) Assembled length of the rod assembly (midrange reference) ... 769 mm (30.3 inch)

(24) Torque for rod end nut ... 14 ± 4 N·m (10 ± 3 lb ft)

(25) Assembled length of rod assembly ... 376 ± 3 mm (14.8 ± 0.1 inch)

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Illustration 21 g00509649

Adjustment For The Governor Control Lever Effort

1. Disconnect rod end (14) from lever (13). Disconnect spring (17).

2. Housing nut (7) adjusts the force that is needed to move handle (1). Measure the lever effort by
the force on handle (1) or by the torque of shaft assembly (3).

Force on handle (1) ... 60 ± 4 N (13.5 ± 0.9 lb)

Torque on shaft assembly (3) ... 24.5 ± 1.6 N·m (217 ± 14 lb in)

Adjustment Of The Governor Control Linkage

1. Disconnect rod end (14) from lever (13). Disconnect spring (17).

2. Move governor control lever (2) to the vertical position.

3. Turn lever (13) counterclockwise until the governor control shaft enters the shut off detent
position (J).

4. Loosen bolt (12). Position lever (13) on splined governor shaft (27) at angle (H). Angle (H) is
55 ± 5 degrees from vertical position (G). Tighten bolt (12).

5. Loosen bolt (10) and position lever (9) on splined shaft (5). Align the timing mark on the shaft
with the centerline of the lever saw cut. Tighten bolt (10).

6. Loosen nuts (24) and adjust rod assembly (25) to the correct assembled length. Tighten nuts
(24).

7. Loosen locknut (15). Adjust rod end (14) in order to allow the free fit with pin (26) and lever
(13). Tighten locknut (15). If the adjustment is correct, the governor control shaft (27) will be in
the shut off detent when governor control lever (2) is vertical.

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D8R TRACK-TYPE TRACTOR 9EM00001-UP (MACHINE) POWERED BY 3406C ... Page 30 of 30

Reference dimension (F) is 15 degrees from vertical position (G).

Adjustment For The High Idle Stop Bolt

1. Connect a tachometer in order to measure the engine speed.

2. Loosen locknut (21) and back high idle stop bolt (22) away from governor control lever (2).

3. Start the engine. Move governor control lever (2), until the engine speed does not increase. The
governor control shaft (27) should be rotated clockwise to HIGH IDLE position (E).

4. Adjust high idle stop bolt (22) so that the bolt contacts governor control lever (2). Back off the
bolt away from the lever by one turn. Tighten locknut (21) in order to lock high idle stop bolt
(22) in position.

5. Check the high idle rpm by pulling governor control lever (2) against stop bolt (22). High idle
stop bolt (22) is not an adjustment for high idle.

When the bolt allows the governor shaft to rotate to the HIGH IDLE position (E), stop bolt (22)
is correctly adjusted and the bolt is protecting the governor and the governor control linkage
from damage.

If HIGH IDLE RPM is not 2240 ± 50 rpm, System Operations, Testing & Adjusting Manual for
3406C Engine, senr1028, "Governor Adjustments"

6. Disconnect the tachometer.

Decelerator Adjustment

1. Connect a tachometer in order to measure the engine speed.

2. Loosen locknut (18).

3. Start the engine. Move governor control lever (2) until the engine speed is at least 1200 RPM.

4. When decelerator pedal (20) is depressed against the stop bolt, adjust decelerator stop bolt (19)
until the engine speed is 1000 ± 50 RPM .

5. Tighten locknut (18) in order to lock the stop bolt in position.

6. Recheck decelerated engine speed by depressing pedal (20) against stop bolt (19).

7. Disconnect the tachometer.

Copyright 1993 - 2021 Caterpillar Inc. Mon Nov 1 09:05:04 UTC+0700 2021 
All Rights Reserved.
Private Network For SIS Licensees.

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