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Umrso States Patent Office: Patented Nov. 6, 1945
Umrso States Patent Office: Patented Nov. 6, 1945
6, 1945 ‘2,388,410
Preferably the unsaturated ketones contain, not able organic solvents may be employed for this
more than 30 carbon atoms and the most pre purpose. Particularly suited are aqueous solu
ferred compounds are the tetramers and penta tions of the alkali metal hydroxides, the quater
mers of lower aliphatic ketones. The unsatu nary ammonium _bases, the acids and the acid
rated ketones of the class are of the formula 60 salts.
CnHz(m(r¢-1)+1)O wherein m and k are each in The higher ketones employed as starting mate
tegers with m of 4 to 10 and k of 3 to 9 and rials in the process are substantially insoluble in
n=kX m. In this general formula, n is related to water and in aqueous solutions of the aldehydes
the number of carbon atoms in the ketone and is such as an aqueous solution of the most preferred
at least 12 while It represents the number of car 65 reactant, formaldehyde. In order that the re
bon atoms in the parent ketone from which the action between the ketones and aldehydes be ef
auto-condensate is derived. Further, m is the fected readily, it is desirable that the reaction
measure of degree of condensation (m equals mixture be in a homogeneous state, i. e., that the
4 with the tetramer, 5 with the pentamer, etc.). reactants and catalyst be in a solution compris
The substituted Az-cyclohexenones of the class 70 ing a single phase, at least at the start and early
indicated are converted into resinous materials part of the reaction. To this end, a homogeniz
by reaction with an aldehyde. For this purpose ing solvent is employed in the reaction mixture.
formaldehyde is a most preferred reactant in In the absence of a homogenizing solvent, the
that this substance is more reactive and gives yield of resin is very low. Many solvents are suit
higher yields while the products are of better 75 able for this purpose and the choice of a partic
assauo' ‘ 3
ular solvent will depend upon the particular re homogenizing solvent, condensation catalyst and
actants employed, the catalyst used and the pres unreacted materials, and then subject the sep
ence or absence of water in the mixture. The ‘evarated resin to the action of heat under anhy
lower aliphatic alcohols such as methanol, eth drous conditions using a temperature of 150° C. to
anol, isopropanol, etc., are particularly suitable 5 250° C. whereby the softening point of the resin
homogenizing solvents. The amount. of these is increased by the treatment.’ This curing op
homogenizing solvents ’employed will depend eration does not in general cause the resins to
upon the character of the reaction mixture. In set to an insoluble and infusible state. In other
general, su?icient homogenizing solvent is used words, the resins of the invention prepared from
so that the reaction mixture is homogeneous at 10 saturated aldehydes are not thermo-setting, but
least when ?rst heated. , rather, are thermoplastic although they are sub
The homogenizing solvent may serve a two ject to curing by heat which causes their soften
fold purpose in the process. Besides rendering ing points to be raised. Although the softening
the reaction mixture homogeneous, it may also be point of the resins is increased by heating the
used to regulate the temperature of the reaction initial reaction mixture at the higher indicated
mixture during the heating thereof since ordi temperatures, this procedure is undesirable since
narily the reaction is e?ected at not overly high , the presence of the catalyst at the high temper
temperatures. By heating the reaction ‘mixture ature causes the resins to become more discolored
in a vessel ?tted with a re?ux condenser, the than when the heating is done after removal of
temperature may be made to reach and hold the the catalyst.
boiling temperature of the mixture and this will . The unique resins of the invention prepared
be largely’ dependent upon the re?uxing temper from higher ketones containing at least two ole
ature of the homogenizing solvent especially after?nic double bonds in the molecule combine with
the reaction has progressed to a considerable ex or absorb oxygen and may be converted to the
tent with substantially no other lower boiling 25 less-soluble form by contact with oxygen. A
constituents remaining in the mixture. To effect suitable method of converting the resins is to
the desired reaction, temperatures, in general, dissolve them in a suitable solvent and pass on
between about 50° C. and 150° C. are employed. oxygen-containing gas such "as air through the
While temperatures of from about 50° C. to 150° ' solution. The rate of absorption of oxygen by
C. are preferred for eifecting the condensation 30 the resins is increased in the presence of a sic
to form the resin, higher temperatures can be cative and heat and, if desired, the resins may be
used if desired. Thus, the reaction mixture con changed to the less-soluble form more rapidly
taining the reactants, catalyst solution and ho ' by incorporating in them driers such as lead.
mogenizer, can be heated in a closed pressure manganese and/or cobalt naphthenates, linol
vessel at a temperature between 150° C. and 300° eates, resinates and other like-acting substances.
C. in order to convert the ketones to resins. In The resins are very useful substances. They
general, however, temperatures within the pre may be employed in coating compositions, im
ferred range are most desirable since the resins pregnating compositions, ?lm-forming composi
obtained in this manner are lighter in’ color tions and the like as well as for electrical insu
than those prepared at thehigher temperatures. 40 lation, manufacturing molded articles and nu
Upon completion of the resin-forming conden- "merous other miscellaneous uses.
sation reactions between the ketones and alde The following examples are given for the pur
hydes, the resin may be recovered from the re pose of illustrating various details of the inven
action mixture by several suitable methods. A tion, but are not to be construed as limitative:
preferred procedure is' to wash the mixture with Example I
a catalyst solvent such as water so that the mix
ture will be substantially freed of the condensing About 1240 gms'or xyntone (01211180) and 565 >
agent. If desired, however, the catalyst may be gms. of ~3'7 % aqueous formaldehyde were homo
destroyed by neutralization with an appropriate genized with 1100 gms. of methanol to which was
acidic or basic substance‘. The mixture may 50 added sodium hydroxide (0.5% of total charge) in
then be distilled, ?rst at higher pressures such ‘the form of its 30% aqueous solution. The mix
as atmospheric to remove the homogenizing sol ture was warmed cautiously, an exothermic reac
vent, catalyst solvent, unreacted reactants and tion taking place, and ?nally re?uxed for a period
low-boilingproducts, and secondly at reduced. of three hours. The methanol was distilled from
pressures to remove higher-boiling products from the mixture and the residue washed with water
the ketone resin. By completing the distillation to remove caustic. Unreacted ketone was then
operation at very low pressures of 1 to 10 mm. of separated by vacuum distillation. The product
Hg and at temperatures between about ‘150° C. weighing about 850 gms. was obtained as the res
and 250° C., but below a temperature at which idue from this distillation and solidi?ed on cool
appreciable thermal decomposition of the resin 60 ing to a brittle resin. The physical properties
occurs, the resin is obtained in a hard, brittle, of a sample of the resin were as follows:
desirable form.v Besides the above-outlined Per cent-carbon ________________________ __ 79.5
scheme of recovery of the resin, other methods Per cent-hydrogen _____________ Q. ________ ....‘. 9.3
may be employed, if desired, such as fractional _ Mol. wt_r___; ______________________ __'_____ 600
precipitation, extraction and the like. ' M. P., °C. (Mercury) _____________________ __ 70
It has been found that subjecting the resinous Color______ _-Orange to red, E to H (rosin scale)
materials to the distillation operation serves _a
two-fold purpose; one, volatile materials asso , Example II
ciated with the resins are removed and two, the About 100 gms. of 'xylitone (B. R. 110-112.5° C.
subjecting of the resins to the action of heat after 70 at 10 mm.), 32 gms. of acrolein, and su?icient
removal of the condensation catalyst cures the methanol to render the mixture homogeneous,
resins, which eifect is manifested by an increase to gether with 0.5% sodium hydroxide‘as its 30%
in the softening point. In some cases it is de aqeous solution, were re?uxed for about 2 hours.
sirable to separate the resin from the other con The resin layer which formed during the heating
stituents of the reaction mixture suchas the 75 was separated and washed twice with water to
4 2,888,410
remove the basic catalyst. The washed resin Example V
layer .was then distilled under a pressure of 2 A mixture containing about 258 gms. of cylic
mm. Hg up to a temperature of 180° C. for re unsaturated ketones having the formula CraHaoO
moval of unreacted ketone. The resin obtained prepared by erotonaldehyde-type auto-conden
was a brittle, dark red solid having a softening sation of mesityl oxide, about 83 gms. of 36%
point on a hot plate of 46 to 60° C. and a molecu aqueous formaldehyde solution, and about 0.5%
lar weight of 510 by ebullioscopic determination of sodium hydroxide in the form of an aqueous
in benzene. ' ' solution was prepared. To this mixture was
. Example III added about 170 gms. of methanol to make it
A ketone resin was prepared from a mixture of 10 homogeneous and the mixture was then heated
isomeric substituted na-cyclohexenones of the for approximately three hours at a temperature
formula CmHazO having a boiling range of 142° of 65i5° C. The resin‘ formed was recovered
C. to 175° C. at 10 mm. pressure. The ketone mix- - in a similar manner to that described in Example
ture was obtained as a higher boiling by-product III. The resin had a color of E on the Rosin
from preparation of isophorone by crotonalde 15 scale and softened at 95° C.
hyde-type auto-condensation of acetone with Example VI
aqueous potassium hydroxide in liquid phase at
about 170° C.‘ r
' Approximately 169 gms. of substituted A’
A mixture of about 250 gms. of the ketone, 166 oyclohexenones of the formula 02411340 from con
gms. of 36% aqueous formaldehyde, and sum 20 densation of mesityl oxide, about 42 gms. of 36%
cient methanol (about 300 gms.) to render the aqueous formaldehyde solution, and 0.5% sodium
reaction mixture homogeneous, to which was hydroxide as aqueous solution together with
added sodium hydroxide in amount of 0.5% of about 325 gms. of methanol were heated at a tem
the total mixture, was heated at re?ux tempera perature of 65 15° C. for three hours. About 169
ture for about 3 hours. The reaction mixture 25 gms. of light red brittle resin was recovered from
was then cooled, the catalyst neutralized and the the reaction mixture which was slightly darker
resin layer separated. The separated layer was in color than that described in Example V.
washed several times with hot water and distilled Example VII
to 180° C. at 2 mm. pressure. About 80 gms. of
unreacted ketone was recovered by the distilla 30 A mixture of isomers of substituted Ail-cyclo
tion while about 193 gms. of‘ the thermoplastic hexenone of the formulas CizHuO (xylitone) and
ketone resin remained as residue. The resin had
C15H22O which had a boiling range of 110° C.
a color of D on the Rosin scale and a softening to 140° C. at 10 mm. was reacted with formalde
point of about 78° C. hyde to give a resin. About 100 gms. of the ke
35 tone, 82 gms. of 36% formalin, and su?lcient
Example 1V methanol to render the reaction mixture homo
About 178 gms. of xylitones (C12H1s0) obtained geneous when mixed together with 0.5% sodium
by crotonaldehyde-type auto-condensation of hydroxide as its 30% aqueous solution, were
mesityl oxide was mixed with 81 gms. of 37%‘ heated in a closed nickel bomb at 145° C. to 165°
aqueous formaldehyde solution. To this mixture 40 C. for 11/2 hours. The catalyst was then neutral
was added approximately 5 gms. of 30% aqueous ized, the resin .layer separated and distilled in
sodium hydroxide solution and about 95 gms. of vacuo whereupon about 9 gms. of unreacted ke
methanol which rendered the mixture homogene tone was discovered. The resin obtained
ous. The mixture was contained in a ?ask fitted amounted to about 86 gms. and was a brittle solid
with a re?ux condenser and upon heating the (5 which was black in color owing to the high tem
contents of the ?ask, the temperature of the mix perature employed and the presence of the cata
ture remained at about 76° C. owing to the re lyst at that temperature.
?uxing of the methanol therein. The mixture Example VIII
remained homogeneous for about 1/2 hour after
which two liquid phases separated. The heating 60 A mixture of about 100 gms. of rketone (the
was continued over a total period of about 3 same as that described in Example VII), 89 gms.
hours. The mixture was then cooled, brine added of 36% formalin, sufficient methanol to render
and the resin phase extracted with ether. The‘ the mixture homogeneous, and 0.5% sodium hy
ether was dried with anhydrous sodium sulphate droxide based on the total weight of the mixture,
and the ether distilled therefrom. The remain 55 was heated in a nickel bomb for 11/2 hours at
ing oil was then distilled in vacuo and after re 140° C. to 150° C. The catalyst was neutralized
moval of the distillable material, about 106 gms. and the resin layer separated. In order to deter
of a reddish, brittle, transparent resin was ob mine the effect of avoiding the high tempera
tained. This resin had a color corresponding to ture used in removing unreacted ketone which
E on the rosin color scale and was soluble in cures the resinyand increases its softening point, ,
alcohols, ketones, esters, aromatic hydrocarbons the separated layer was ‘steam distilled to remove
and paraiiinic hydrocarbons. A cryoscopic deter the unreacted ketone. In this manner, about 24
mination in glacial acetic acid indicated the mo gms. of ketone was recovered. The resin obtained
lecular weight was about 530. Exposure of the in an amount of about 64 gms. was dark red in
resin to the action of air increased its oxygen 65 color and soft and sticky in consistency. By sub
content and changed it to a form which was in jecting the resin to‘ temperatures of 160° C. to
soluble in para?inic hydrocarbons. 180° C. after its initial formation, it can be con
The presence of the homogenizer in the reac verted to a hard material of satisfactory soften
tion mixture is essential to obtaining a practical ing point.
rate of resin formation. With a reaction mixture 70 Example IX
containing the same amount of identical react
ants, but in the absence of the homogenizer, Tetra ethyl ammonium hydroxide was tested
methyl alcohol, which was treated under the as a polymerization catalyst by heating a mix
same conditions as in the preceding example, the ture consisting of about 178 gms. of xylitones de
quantity of resin amounted to less than one gram. scribed in Example I, 81 gms. of (37% aqueous
. 5
11
hyde, 4 gms. of 30% aqueous sodium hydroxide 4. A process for the production of ketone resins
solution, and 150 ms. of methanol were heated which comprises heating formaldehyde with a
at about 72° C. for 5 hours. ,1 The ‘reaction product substituted A‘i-cyclohexenone auto-condensation
was washed with water and distilled under sub product of acetone of the formula CnH2(2m+1)O
. ‘atmospheric pressure. The distillable material at 70 wherein 'm is an integer of at least 4 ‘and n=-3m
about 215° C. under 1 mm. pressure was removed but is not greater than 30, said heating being
and about 11 ms. of dark red resin remained. effected with the reactants in the presence of an
This resin was soluble in P and V thinner, ketones, alkali metal hydroxide and su?lcient methyl alco
alcohols higher than methanol and slightly sol hol to render the reaction mixture homogeneous
uble in methanol. 75 at least when ?rst heated.
6 2,888,410
action at an elevated temperature in the presence
5. A process for the production of ketone resins of a condensing agent of a substituted iii-cyclo
which comprises heating formaldehyde with a hexenone with formaldehyde, said substituted
substituted AQ-cyclohexenone auto-condensation ni-cyclohexenone being an auto-condensation
product of acetone of the formula CnHll(2m+l)O product of an aliphatic ketone and of the formula
wherein m is an integer of at least 4 and n=3m CnH2(m(k-l)+1o wherein m and k are integers with
but is not greater than 30, said heating being ef-'
m of at least 4 and k of at least 3v and n=-k><m
fected with the reactants in the presence of an
alkali metal hydroxide and sufficient methyl al but not more than 30.
13. A thermoplastic ketone resin from the re
cohol to render the reaction mixture homoge
neous at least when ?rst heated. and subsequently 10 action at an elevated temperature in the presence
of a condensing agent of an aldehyde wherein
heating the formed resin which has been freed the aldehyde group is linked directly to a mem
of the condensing catalyst at a temperature of
150° C. to 250° C. whereby the softening point of . ber of the class consisting of the hydrogen atom
and monovalent hydrocarbon radicals with a
the resin is increased. ~ ,
6. A process for the production of ketone resins 15 substituted A'i-cyclohexenone auto-condensation
which comprises heating xylitone with formalde product of acetone of the formula CnH2(2m+l)O
hyde in the presence of sodium hydroxide. and wherein m is an integer of 4 to 10 and n=3m.
su?icient methyl alcohol to render the reaction 14. A thermoplastic ketone resin from the re
mixture homogeneous at least when ?rst heated. action at an elevated temperature in the presence
7. A process for the production of ketone resins 20 of a condensing agent of formaldehyde with a
which comprises heating xylitone with formalde substituted nz-cyclohexenone auto-condensation
hyde in the presence of sodium hydroxide and product of acetone of the formula C1|H2(21n+l)0
sufficient methyl alcohol to render the reaction wherein m is an integer of at least 4 and n=~3m
mixture homogeneous at least when ?rst heated, but is not greater than 30.
and subsequently heating the formed resin which 25 15. A thermoplastic ketone resin from the re
has been freed of the condensing agent at a tem action at an elevated temperature in the pres
ence of a condensing agent of formaldehyde with
' perature of 150° C. to 250° C. whereby the soften
ing point is increased above that of the initially xylitone. "
16. A thermoplastic ketone resin from the re
formed resin. -
8. A process for the production of ketone resins 30 action at an elevated temperature in the presence
which comprises heating formaldehyde with a of a condensing agent of formaldehyde with a
substituted AQ-cyclohexenone auto-condensation substituted nz-cyclohexenone auto-condensation
product of methyl ethyl ketone of the formula product of methyl ethyl ketone of the formula
C1|H2(3m+1)0 wherein m is an integer of 4 to 10 C?HlG?H-DO wherein m is an integer of 4 to 10
and n=4m. 35 and n=4m.'
9. A process for the production of ketone resins 17. A thermoplastic ketone resin from the re
which comprises heating a substituted ALcyclo action at an elevated temperature in the presence
hexenone product of crotonaldehyde-type auto of a condensing agent of formaldehyde with a
condensation of mesityl oxide containing not homoxylitone of methyl ethyl ketone.
more than 30 carbon atoms with an aldehyde 40 18. A thermoplastic ketone resin from the re
wherein the aldehyde group is linked directly to ‘ action at an elevated temperature in the presence
~a member of the class consisting of the hydrogen of a condensing agent of an aldehyde wherein the
atom and monovalent hydrocarbon radicals in aldehyde group is linked directly to a member of
the presence of a basic-acting condensation agent the class consisting of the hydrogen atom and
45 monovalent hydrocarbon radicals with a substi
and su?lcient organic homogenizing solvent to
render the reaction mixture homogeneous at least tuted ni-cyclohexenone containing at least two
_ ole?nic double bonds and not more than 30 car
when ?rst heated. bop; atoms per molecule obtained by crotonalde
10. A process for the production of ketone resins
which comprises heating a substituted iii-cyclo hyde-type auto-condensation of mesityl oxide.
hexenone product of crotonaldehyde-type auto 50 19. A thermoplastic ketone resin from the
condensation of mesityl oxide with formaldehyde reaction at an elevated temperature in the
in the presence of an alkali metal hydroxide and presence of a condensing agent of a substi
su?lcient methanol to render the reaction mix tuted ni-cyclohexenone from crotonaldehyde
ture homogeneous at least when ?rst heated. type auto-condensation of mesityl oxide contain
11. A thermoplastic ketone resin from the reac 55 ing at least two ole?nic double bonds and not
tion at an elevated temperature in the presence more than 30 carbon atoms per molecule with a
of a condensing agent of a substituted ALcyclo lower aliphatic aldehyde. '
hexenone with an aldehyde wherein the aldehyde 20. A thermoplastic ketone resin from the re
group is linked directly to a member of the class action at an elevated temperature in the pres
consisting of the hydrogen atom and monovalent 60 ence of a condensing agent of formaldehyde with
hydrocarbon radicals, said substituted A=-cyclo a crotonaldehyde-type auto-condensation product
hexenone being an auto-condensation product of mesityl oxide containing at least two ole?nic
of ~- an aliphatic ketone and of the formula double bonds and not more than 30 carbon atoms
Gamma-mp0 wherein m and k are integers with per molecule which is a substituted N-cyclo
mof4to 10 andkof3to9 andn=kxm. hex'enone.
12. A thermoplastic ketone resin from the re VERNON n mum.