Index

Scheme Code Scheme Short code Scheme Name

PP001 PPLTVF Parag Parikh Long Term Equity Fund
PP002 PPLF Parag Parikh Liquid Fund
PP003 PPTSF Parag Parikh Tax Saver Fund
PPFAS Mutual Fund PP001
SCHEME NAME : Parag Parikh Long Term Equity Fund (An
PORTFOLIO STATEMENT AS ON : November 30, 2019

Name of the Instrument / Issuer ISIN

EQUITY & EQUITY RELATED

a) Listed/awaiting listing on Stock Exchanges
HDFC Bank Ltd. INE040A01034
Bajaj Holdings & Investment Ltd. INE118A01012
ICICI Bank Ltd. INE090A01021
Axis Bank Ltd. INE238A01034
Persistent Systems Ltd. INE262H01013
Hero MotoCorp Ltd. INE158A01026
Mphasis Ltd. INE356A01018
Balkrishna Industries Ltd. INE787D01026
Zydus Wellness Ltd. INE768C01010
Mahindra Holidays & Resorts India Ltd. INE998I01010
Lupin Ltd. INE326A01037
Dr. Reddy's Laboratories Ltd. INE089A01023
Cadila Healthcare Ltd. INE010B01027
Central Depository Services (I) Ltd. INE736A01011
Indraprastha Gas Ltd. INE203G01027
IPCA Laboratories Ltd. INE571A01020
ICRA Ltd. INE725G01011
Sun Pharmaceutical Industries Ltd. INE044A01036
Arbitrage
Housing Development Finance Corporation Ltd. INE001A01036
Tata Steel Ltd. INE081A01012
State Bank of India INE062A01020
Total

b) Unlisted

c) Foreign Securities and /or overseas ETF

Alphabet Inc. US02079K1079
Amazon.Com Inc US0231351067
Facebook Inc US30303M1027
3M Co US88579Y1010
Total

d) ADR/GDR
Suzuki Motor Corporation * US86959X1072
Nestle SA * US6410694060
Total

DEBT INSTRUMENTS

a) Listed/awaiting listing on the stock exchanges

b) Privately Placed/Unlisted

c) Securitised Debt Instruments

d) Central Government Securities

e) State Government Securities

MONEY MARKET INSTRUMENTS

a) Commercial Paper

b) Certificate of Deposits

c) Treasury Bills

d) Bills Re- Discounting

OTHERS
a) Mutual Fund Units / Exchange Traded Funds

b) Short Term Deposits

5.00% HDFC Bank Ltd. (Duration 91 Days)
5.25% HDFC Bank Ltd. (Duration 91 Days)
5.25% HDFC Bank Ltd. (Duration 91 Days)
Total

c) Term Deposits Placed as Margins

5.45% HDFC Bank Ltd. (Duration 91 Days)
5.95% HDFC Bank Ltd. (Duration 91 Days)
5.65% HDFC Bank Ltd. (Duration 91 Days)
Total

d) TREPS / Reverse Repo Investments

TREPS 02-Dec-2019
Total

Other Current Assets / (Liabilities)

Net Receivable / Payable
Total

GRAND TOTAL (AUM)

DERIVATIVES
Name of the Instrument Long / Short

Currency Future
Currency Derivatives 27-DEC-19 Short
Stock Futures
Housing Development Finance Corporation Ltd. 26-DEC-19 Short
Tata Steel Ltd. 26-DEC-19 Short
State Bank of India 26-DEC-19 Short
Derivatives Total

Symbols :-
*Traded on US OTC Markets
^ The Name of the Industry is in accordance with Industry Classification as recommended by AMFI.
# The Name of the Industry is in accordance with Industry Classification for Foreign Securities is as per NASDAQ.
Notes:
1. Total Securities in default beyond its maturity date

Name of security ISIN Code

NIL NIL
Total value provided for securities classified as below investment grade or default and its percentage to NAV - NIL

2. Total value and percentage of Illiquid Equity Shares: Nil

3. Plan wise per unit Net Asset Value are as follows:

Plan / Option November 01, 2019 (Rs.)
Direct Plan 27.3842
Regular Plan 26.4062

4. Total Dividend (Net) declared during the period ended November 30, 2019 - Nil

5. Total Bonus declared during the period ended November 30, 2019 - Nil

6. Total outstanding exposure in derivative instruments as on November 30, 2019: Rs.(656,52,91,734)

(Gross exposure means sum of all long and short positions in derivatives)

7. Total investment in Foreign Securities / ADRs / GDRs as on November 30, 2019: Rs.726,37,03,640.14

8. Total Commission paid in the month of November 2019: Rs. 42,55,697.32

9. Total Brokerage paid for Buying/ Selling of Investment for November 2019 is Rs. 15,17,471.10

10. Portfolio Turnover Ratio (Including Equity Arbitrage): 149.06%

11. Portfolio Turnover Ratio (Excluding Equity Arbitrage): 5.68%

12. Repo transactions in corporate debt securities during the period ending November 30, 2019 is Nil.

13. Disclosure for investments in derivative instruments

A. Hedging Positions through Futures as on November 30, 2019 :

Underlying Series

a. Equity Futures
State Bank of India December/19
Housing Development Finance Corp Ltd. December/19
Tata Steel Ltd. December/19
b. Currency Future
Currency Derivatives-27-DEC-2019 December/19
Total %age of existing assets hedged through futures: 26.47%
Note: In addition to this, 29.28% of our Portfolio is in Foreign Securities (USD) and 0.002% is in Foreign Currency (USD).
avoid currency risk.

For the period 01-November-2019 to 30-November-2019, the following details specified for hedging transactions through futures
Total Number of contracts where futures were bought (opening balance)
Total Number of contracts where futures were bought
Total Number of contracts where futures were sold (opening balance)
Total Number of contracts where futures were sold
Gross Notional Value of contracts where futures were bought (opening balance) Rs.
Gross Notional Value of contracts where futures were bought Rs.
Gross Notional Value of contracts where futures were sold (opening balance) Rs.
Gross Notional Value of contracts where futures were sold Rs.
Net Profit/Loss value on all contracts combined Rs.
Exposure created due to over hedging through futures (quantity of hedging position exceeding the quantity of existing positi

B. Other than Hedging Positions through Futures as on November 30, 2019 : Nil

C. Hedging Position through Put Option as on November 30, 2019 : Nil

D. Other than Hedging Positions through Options as on November 30, 2019 : Nil

E. Hedging Positions through swaps as on November 30, 2019 : Nil

 Back to Index
ng Term Equity Fund (An Open Ended Equity Scheme)

Market value
Rating / Industry ^ Quantity % to AUM
(Rs. in Lakhs)

Banks 1,828,546 23,313.05 9.40

Finance 607,301 21,646.33 8.73
Banks 2,798,968 14,347.51 5.78
Banks 1,823,679 13,477.90 5.43
Software 1,809,170 12,381.05 4.99
Auto 484,746 11,796.54 4.76
Software 1,182,341 10,385.09 4.19
Auto Ancillaries 851,086 7,883.18 3.18
Consumer Non Durables 407,548 5,887.03 2.37
Hotels, Resorts And Other Recrea 2,136,813 4,572.78 1.84
Pharmaceuticals 493,058 3,947.67 1.59
Pharmaceuticals 125,977 3,670.78 1.48
Pharmaceuticals 1,311,720 3,333.74 1.34
Finance 1,425,151 3,241.51 1.31
Gas 679,868 2,810.91 1.13
Pharmaceuticals 236,663 2,704.11 1.09
Finance 67,666 1,907.98 0.77
Pharmaceuticals 326,500 1,468.76 0.59

Finance 411,500 9,453.18 3.81

Ferrous Metals 714,053 3,052.58 1.23
Banks 366,000 1,251.17 0.50
162,532.85 65.51

NIL NIL

Internet and Technology # 25,536 24,051.58 9.70

Consumer Services # 10,462 13,647.71 5.50
Internet and Technology # 91,133 13,205.54 5.32
Industrial Conglomerates # 29,908 3,660.34 1.48
54,565.17 22.00

Auto # 97,136 12,487.57 5.03

Packaged Foods # 74,580 5,584.30 2.25
18,071.87 7.28

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

275.00 0.11
275.00 0.11
250.00 0.10
800.00 0.32

2,196.00 0.89
499.99 0.20
100.00 0.04
2,795.99 1.13

9,478.73 3.82
9,478.73 3.82

(195.20) (0.06)
 (195.20) (0.06)

248,049.41 100.00

Market value
Industry ^ Quantity % to AUM
(Rs. in Lakhs)

Software (72,100,000.00) (51,839.90) (20.90)

Finance (411,500.00) (9,499.48) (3.83)

Ferrous Metals (714,053.00) (3,056.15) (1.23)
Banks (366,000.00) (1,257.39) (0.51)
(65,652.92) (26.47)

Total amount due

Net receivable/ market
Net receivable/ market value (including principal and
value
interest)
(Rs. in Lakhs) (as % to NAV) (Rs. in Lakhs)
NIL NIL NIL
ntage to NAV - NIL

November 29, 2019 (Rs.)

27.5924
26.5880
 Long / Short Futures Price when Current price of the Margin maintained in
purchased contract Rs. Lakhs
( Rs. Per unit) ( Rs. Per unit)

Short 347.70 343.55 242.84

Short 2,327.43 2,308.50 1,675.22
Short 428.85 428.00 594.30

Short 71.62 71.90 1,041.23

n Foreign Currency (USD). 71.36% of total Foreign Portfolio (USD) is hedged through Currency Derivatives to

ransactions through futures which have been squared off/expired :

Nil
69,102,441
69,102,441
Nil
Nil
6,321,656,351
6,157,691,683
Nil
(163,964,668)
he quantity of existing position being hedged) is Nil.
PPFAS Mutual Fund PP002
SCHEME NAME : Parag Parikh Liquid Fund (An Open Ended Liq
PORTFOLIO STATEMENT AS ON : November 30, 2019

Name of the Instrument / Issuer ISIN

DEBT INSTRUMENTS
a) Listed/awaiting listing on the stock exchanges

b) Privately Placed/Unlisted

c) Securitised Debt Instruments

d) Central Government Securities

6.35% Government of India 02-Jan-2020 IN0020020171
8.19% Government of India 16-Jan-2020 IN0020110071
Total

e) State Government Securities

8.31% State Government of Gujarat 03-Feb-2020 IN1520090078
6.83% State Government of Rajasthan 07-Feb-2020 IN2920160248
Total

MONEY MARKET INSTRUMENTS

a) Commercial Paper

b) Certificate of Deposits

c) Treasury Bills
364 DAY T-BILL 05-Dec-2019 IN002018Z364
91 DAY T-BILL 19-Dec-2019 IN002019X268
91 DAY T-BILL 02-Jan-2020 IN002019X284
91 DAY T-BILL 09-Jan-2020 IN002019X292
91 DAY T-BILL 16-Jan-2020 IN002019X300
182 DAY T-BILL 23-Jan-2020 IN002019Y183
91 DAY T-BILL 30-Jan-2020 IN002019X326
91 DAY T-BILL 06-Feb-2020 IN002019X334
91 DAY T-BILL 13-Feb-2020 IN002019X342
91 DAY T-BILL 20-Feb-2020 IN002019X359
Total

d) Bills Re- Discounting

OTHERS
a) Mutual Fund Units / Exchange Traded Funds

b) Short Term Deposits

c) Term Deposits Placed as Margins

5.65% HDFC Bank Ltd. (Duration 91 Days)
6.60% HDFC Bank Ltd. (Duration 369 Days)
Total

d) TREPS / Reverse Repo Investments

TREPS 02-Dec-2019
Total

Other Current Assets / (Liabilities)

Net Receivable / Payable
Total

GRAND TOTAL (AUM)

Notes:
1. Total Securities in default beyond its maturity date

Name of security ISIN Code

NIL NIL
Total value provided for securities classified as below investment grade or default and its percentage to NAV - NIL

2. Plan wise per unit Net Asset Value are as follows:

Options November 01, 2019 (Rs.)
Direct Plan
Parag Parikh Liquid Fund-Direct Plan Growth 1094.6081
Parag Parikh Liquid Fund-Direct Plan Daily Dividend 1000.2078
Parag Parikh Liquid Fund-Direct Plan Weekly Dividend 1001.4435
Parag Parikh Liquid Fund-Direct Plan Monthly Dividend 1003.4445
Regular Plan
Parag Parikh Liquid Fund-Regular Plan Growth 1092.8646
Parag Parikh Liquid Fund-Regular Plan Daily Dividend 1000.2078
Parag Parikh Liquid Fund-Regular Plan Weekly Dividend 1001.4354
Parag Parikh Liquid Fund-Regular Plan Monthly Dividend 1003.4362

3. Total Dividend (Net) declared during the period ended November 30, 2019
 Record Date Daily Dividend (Direct)

Nov 2019 LFDDZ

Record Date Daily Dividend

(Regular)
Nov 2019 LFDD

Record Date Weekly Dividend (Direct)

4/Nov/19 LFWDZ
11/Nov/19 LFWDZ
18/Nov/19 LFWDZ
25/Nov/19 LFWDZ

Record Date Weekly Dividend

(Regular)
4/Nov/19 LFWD
11/Nov/19 LFWD
18/Nov/19 LFWD
25/Nov/19 LFWD

Record Date Monthly Dividend

(Direct)
25/Nov/19 LFMDZ

Record Date Monthly Dividend

(Regular)
25/Nov/19 LFMD

For more details on Dividend history visit our website on following path: https://amc.ppfas.com/schemes/parag-parikh-liqui
Face Value per unit = Rs.1000/-

4. Total Bonus declared during the period ended November 30, 2019 - Nil

5. Total outstanding exposure in derivative instruments as on November 30, 2019: Nil

(Gross exposure means sum of all long and short positions in derivatives)

6. Total investment in Foreign Securities / ADRs / GDRs as on November 30, 2019: Nil

7. Details of transactions of "Credit Default Swap" for the month ended November 30, 2019 : Nil.

8. Average Portfolio Maturity is 39.90 days.

9. Repo transactions in corporate debt securities during the period ending November 30, 2019 is Nil.

10. Portfolio Classification by Asset Class(%) :

T Bills
Goverment Securities
Commercial Papers (CP) / Certificate Of Deposit (CD)
Cash,Cash Equivalents and Net Current Assets including TREPS

11. Portfolio Classification by Rating Class(%) :

Sovereign
Cash,Cash Equivalents and Net Current Assets including TREPS
 Back to Index
Liquid Fund (An Open Ended Liquid Scheme)

Market value
Rating / Industry ^ Quantity % to AUM
(Rs. in Lakhs)

NIL NIL

NIL NIL

NIL NIL

Sovereign 2,500,000 2,502.15 6.93

Sovereign 1,500,000 1,505.64 4.17
4,007.79 11.10

Sovereign 2,000,000 2,009.96 5.57

Sovereign 2,000,000 2,004.93 5.55
4,014.89 11.12

NIL NIL

NIL NIL

Sovereign 2,000,000 1,998.92 5.54

Sovereign 2,000,000 1,995.18 5.52
Sovereign 2,000,000 1,991.44 5.51
Sovereign 2,000,000 1,989.58 5.51
Sovereign 2,000,000 1,987.73 5.50
Sovereign 2,000,000 1,985.87 5.50
Sovereign 2,000,000 1,984.02 5.49
Sovereign 2,000,000 1,982.17 5.49
Sovereign 2,000,000 1,980.33 5.48
Sovereign 2,000,000 1,978.70 5.48
19,873.94 55.02

NIL NIL
 NIL NIL

NIL NIL

100.00 0.28
100.00 0.28
200.00 0.56

7,773.95 21.53
7,773.95 21.53

241.92 0.67
241.92 0.67

36,112.49 100.00

Total amount due

Net receivable/ market
Net receivable/ market value (including principal and
value
interest)
(Rs. in Lakhs) (as % to NAV) (Rs. in Lakhs)
NIL NIL NIL
its percentage to NAV - NIL

November 29, 2019 (Rs.)

1098.7467
1000.2078
1001.6302
1003.6304

1096.9127
1000.2078
1001.6193
1003.6206
 Dividend Per Unit Dividend Per Unit
(Huf & Individuals) (Others)
2.82980805 2.6204151

Dividend Per Unit Dividend Per Unit

(Huf & Individuals) (Others)
2.77305712 2.56786348

Dividend Per Unit Dividend Per Unit

(Huf & Individuals) (Others)
0.59105871 0.54732305
0.60025459 0.55583847
0.70934119 0.65685316
0.68720181 0.63635199

Dividend Per Unit Dividend Per Unit

(Huf & Individuals) (Others)
0.57929255 0.53642753
0.58641848 0.54302617
0.69556211 0.64409367
0.67355415 0.62371420

Dividend Per Unit Dividend Per Unit

(Huf & Individuals) (Others)
2.59659589 2.40445957

Dividend Per Unit Dividend Per Unit

(Huf & Individuals) (Others)
2.54298704 2.35481753

fas.com/schemes/parag-parikh-liquid-fund/dividend/

2019 : Nil.
, 2019 is Nil.

55.02%
22.22%
-
22.76%

77.24%
22.76%
PPFAS Mutual Fund PP003
SCHEME NAME : Parag Parikh Tax Saver Fund (An open ended
PORTFOLIO STATEMENT AS ON : November 30, 2019

Name of the Instrument / Issuer ISIN

EQUITY & EQUITY RELATED

a) Listed/awaiting listing on Stock Exchanges
Bajaj Holdings & Investment Ltd. INE118A01012
HDFC Bank Ltd. INE040A01034
Persistent Systems Ltd. INE262H01013
ICICI Bank Ltd. INE090A01021
Hero MotoCorp Ltd. INE158A01026
Mphasis Ltd. INE356A01018
Axis Bank Ltd. INE238A01034
Maruti Suzuki India Ltd. INE585B01010
Central Depository Services (I) Ltd. INE736A01011
Mahindra Holidays & Resorts India Ltd. INE998I01010
Wipro Ltd. INE075A01022
Zydus Wellness Ltd. INE768C01010
Tata Consultancy Services Ltd. INE467B01029
Balkrishna Industries Ltd. INE787D01026
IPCA Laboratories Ltd. INE571A01020
Dr. Reddy's Laboratories Ltd. INE089A01023
Cadila Healthcare Ltd. INE010B01027
Lupin Ltd. INE326A01037
Sun Pharmaceutical Industries Ltd. INE044A01036
ICRA Ltd. INE725G01011
Total

b) Unlisted

c) Foreign Securities and /or overseas ETF

DEBT INSTRUMENTS

a) Listed/awaiting listing on the stock exchanges

b) Privately Placed/Unlisted

c) Securitised Debt Instruments

d) Central Government Securities

e) State Government Securities

MONEY MARKET INSTRUMENTS

a) Commercial Paper

b) Certificate of Deposits

c) Treasury Bills

d) Bills Re- Discounting

OTHERS
a) Mutual Fund Units / Exchange Traded Funds

b) Short Term Deposits

c) Term Deposits Placed as Margins

d) TREPS / Reverse Repo Investments

TREPS 02-Dec-2019
Total

Other Current Assets / (Liabilities)

Net Receivable / Payable
Total

GRAND TOTAL (AUM)

Symbols :-
^ The Name of the Industry is in accordance with Industry Classification as recommended by AMFI.
Notes:
1. Total Securities in default beyond its maturity date

Name of security ISIN Code

NIL NIL
Total value provided for securities classified as below investment grade or default and its percentage to NAV - NIL

2. Total value and percentage of Illiquid Equity Shares: Nil

3. Plan wise per unit Net Asset Value are as follows:

Plan / Option November 01, 2019 (Rs.)
 Direct Plan 10.8586
Regular Plan 10.8242

4. Total Dividend (Net) declared during the period ended November 30, 2019 - Nil

5. Total Bonus declared during the period ended November 30, 2019 - Nil

6. Total outstanding exposure in derivative instruments as on November 30, 2019: Nil

(Gross exposure means sum of all long and short positions in derivatives)

7. Total investment in Foreign Securities / ADRs / GDRs as on November 30, 2019: Nil

8. Total Commission paid in the month of November 30, 2019: Rs 54,504.18

9. Total Brokerage paid for Buying/ Selling of Investment for November 2019 is Rs. 23,190.06

10. Portfolio Turnover Ratio : 2.46%

11. Repo transactions in corporate debt securities during the period ending November 30, 2019 is Nil.
 Back to Index
Tax Saver Fund (An open ended equity linked saving scheme with a statutory lock in of 3 years and tax benefit)

Market value
Rating / Industry ^ Quantity % to AUM
(Rs. in Lakhs)

Finance 5,682 202.53 9.13

Banks 15,614 199.07 8.98
Software 16,825 115.14 5.19
Banks 21,725 111.36 5.02
Auto 4,534 110.34 4.97
Software 12,495 109.75 4.95
Banks 14,018 103.60 4.67
Auto 1,314 95.21 4.29
Finance 41,364 94.08 4.24
Hotels, Resorts And Other Recrea 42,980 91.98 4.15
Software 36,974 87.89 3.96
Consumer Non Durables 6,003 86.71 3.91
Software 4,150 85.21 3.84
Auto Ancillaries 8,738 80.94 3.65
Pharmaceuticals 4,000 45.70 2.06
Pharmaceuticals 1,446 42.13 1.90
Pharmaceuticals 16,540 42.04 1.90
Pharmaceuticals 5,015 40.15 1.81
Pharmaceuticals 7,570 34.05 1.54
Finance 930 26.22 1.18
1,804.10 81.34

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL
 NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

399.95 18.03
399.95 18.03

13.94 0.63
13.94 0.63

2,217.99 100.00

Total amount due

Net receivable/ market
Net receivable/ market value (including principal and
value
interest)
(Rs. in Lakhs) (as % to NAV) (Rs. in Lakhs)
NIL NIL NIL
its percentage to NAV - NIL

November 29, 2019 (Rs.)

 10.7820
10.7378

30, 2019 is Nil.