Decision Support System For Surface Irrigation Desig

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Decision Support System for Surface Irrigation Design

José M. Gonçalves1 and Luis S. Pereira, M.ASCE2

Abstract: The SADREG decision support system was developed to help decision makers in the process of design and selection of farm
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surface irrigation systems to respond to requirements of modernization of surface irrigation—furrow, basin, and border irrigation. It
includes a database, simulation models, user-friendly interfaces, and multicriteria analysis models. SADREG is comprised of two com-
ponents: design and selection. The first component applies database information, and through several simulation and computational tools,
produces a set of design alternatives in agreement with the user options. These alternatives are characterized by several hydraulic,
economic, and environmental indicators that allow appropriate selection and ranking. The selection component bases upon multicriteria
analysis using composite programming and ELECTRE II ranking models, which support the decision maker to select the best alternative.
The decision maker participates in all decision processes through a user-friendly interface that allows expressing design options and
priorities. SADREG was tested with data collected from field experiments. In addition to describing the modeling approach, an application
to a sector of the Lower Mondego Irrigation Project, Portugal, is presented.
DOI: 10.1061/共ASCE兲IR.1943-4774.0000004
CE Database subject headings: Irrigation; Economic factors; Environmental issues; Decision support systems; Portugal.

Introduction and empirical information, but neglecting the dynamic flow equa-
tion. Examples are referred by Walker and Skogerboe 共1987兲, Yu
Surface irrigation systems have the largest share in irrigated ag- and Singh 共1989, 1990兲, and Clemmens 共2007兲. These types of
riculture all over the world. The performance of surface irrigation models also apply to irrigation management when optimizing the
systems highly depends upon the design process, which is related performance from advance data observations 共Latimer and Reddel
to the appropriateness and precision of land leveling, field shape 1990; Mailhol et al. 2005; Camacho et al. 1997兲.
and dimensions, and inflow discharge. Moreover, the irrigation Numerous mathematical computer models for surface irriga-
performance also depends on farmer operative decisions, mainly tion simulation were developed. They originated a new age on
in relation to land leveling maintenance, timeliness and time du- design methods, with increased quality of procedures, because
ration of every irrigation event, and water supply uncertainties they allow the quantification of the integrated effect of main irri-
共Pereira 1999; Pereira et al. 2002兲. gation factors 共length, discharge, slope, soil roughness, shape, and
The design procedures of farm surface irrigation drastically infiltration兲 on performance, thus, enlarging the solution set with
higher precision and effectiveness than the traditionally empirical
changed in recent years. The classical ones were based upon em-
methods. Strelkoff and Katopodes 共1977兲 first presented an appli-
pirical rules 共Criddle et al. 1956; Wilke and Smerdon 1965兲. A
cation of zero-inertia modeling for border irrigation. Further de-
quasi-rational methodology taking into consideration the main de-
velopments were described for borders, basins, and furrows
sign factors was developed by the Soil Conservation Service. It
共Fangemeier and Strelkoff 1978; Clemmens 1979; Elliott et al.
was based upon the continuity equation and was supported by
1982兲, and were followed by furrow surge flow modeling 共Oweis
intensive field observations 共SCS 1974, 1979兲. This methodology
and Walker 1990兲. The kinematics wave and the hydrodynamics
was widely applied and adopted in optimization procedures model for furrows were later introduced 共Walker and Humpherys
共Reddy and Clyma 1981a,b兲. It assumes the soil classification in 1983; Strelkoff and Souza 1984兲. Computer models for design of
infiltration family types, related with soil texture, and evaluated basin irrigation include BASCAD 共Boonstra and Jurriens 1978兲
from infiltrometer observations 共Hart et al. 1980兲. For furrows and BASIN 共Clemmens et al. 1993兲, and for border irrigation
design, an empirical advance curve was applied relating inflow include the BORDER model 共Strelkoff et al. 1996兲. The models
discharge, slope, length, and infiltration. Other classical methods SRFR 共Strelkoff 1990兲 and SIRMOD 共Walker 1998兲 apply to fur-
refer to the volume-balance models using the continuity equation rows, basin, and border irrigation and adopt various approaches
for solving the continuity and momentum equations. Reviews
1
Assistant Professor, Agricultural Engineering Research Center, Insti- were recently produced by Pereira et al. 共2006兲 and Strelkoff and
tute of Agronomy, Technical Univ. of Lisbon, Portugal. E-mail: jmmg@ Clemmens 共2007兲.
mail.esac.pt In addition to hydraulics simulation models, surface irrigation
2
Professor and Head, Agricultural Engineering Research Center, Insti- design requires the application of other type of models such as
tute of Agronomy, Technical Univ. of Lisbon, Portugal 共corresponding for irrigation scheduling, land leveling, distribution systems, and
author兲. E-mail: lspereira@isa.utl.pt
cost and environmental analysis. In practice, it is usually difficult
Note. This manuscript was submitted on February 27, 2008; approved
on October 1, 2008; published online on January 22, 2009. Discussion to manage data for an interactive application of these models
period open until November 1, 2009; separate discussions must be sub- in design when they are not integrated with a common database.
mitted for individual papers. This paper is part of the Journal of Irriga- The decision support systems 共DSSs兲 methodology creates the
tion and Drainage Engineering, Vol. 135, No. 3, June 1, 2009. ©ASCE, framework to explore the synergy between mathematical simula-
ISSN 0733-9437/2009/3-343–356/$25.00. tion models, data and user knowledge through its integration

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J. Irrig. Drain Eng. 2009.135:343-356.


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Fig. 2. DSS architecture by layers

user options. These alternatives are characterized by various hy-


draulic, economic, and environmental indicators that allow appro-
priate selection and ranking. The selection component is based
upon multicriteria analysis for ranking the alternatives, thus, sup-
porting the decision maker to select the best design solution. The
decision maker participates in all decision processes through in-
Fig. 1. Conceptual structure of SADREG
terface dialogue structures that allow expressing design and man-
agement options and priorities.
SADREG is a client-server application whose software fol-
aimed to help the decision maker to solve complex problems. The lows a high level architecture by layers 共Fig. 2兲. The first layer
DSS methodology makes handling data of various types easier concerns the user interface; the second refers to the application
and effective, and favors the integration of simulation models and logic, which controls the interactive use of the simulation models
their interactive application. It provides for a decision-maker when creating the design alternatives. The database constitutes
learning process, and through the inclusion of multicriteria analy- the third layer and is built with Open Data Base Connectivity
sis, it supports a decision process and related choices. DSSs are 共ODBC兲 technology applying Microsoft Access. Microsoft Visual
often applied to irrigation planning and policy analysis 共Bazzani Basic 6 is used to develop the graphical interface and Microsoft
2005; Riesgo and Gómez-Limón 2006兲, as well as to performance Visual C⫹⫹ 6 is used in the computation modules. The dialogue
assessment and water demand and delivery simulation 共Raju and interface structures are user friendly to facilitate the user data
Duckstein 2002; Rao et al. 2004; Oad et al. 2006; Raju et al. input and validation.
2006; Gonçalves et al. 2007兲. However, few applications are The databases refer to data of various natures, some constitut-
developed for surface irrigation 共Gonçalves and Pereira 1999; ing input data required for computations; others are created
McClymont 1999; Hornbuckle et al. 2005兲. through successive computations/simulations 共Fig. 3兲. The main
The variety of aspects influencing irrigation performance 共Burt components are:
et al. 1997; Pereira et al. 2002兲 makes the design process quite 1. General field data, relative to soils and environment 共e.g.,
complex, and a multicriteria analysis approach is then advanta- soil infiltration, soil water holding capacity, soil salinity,
geous. Alternative design solutions may be ranked following groundwater depth, and climate兲, crops 共planting date, yields,
various objectives and criteria, such as improving the irrigation yield function parameters兲, equipment characteristics and
performance, achieving water saving, attaining high water pro- costs, operational costs and benefits;
ductivity, or maximizing farm incomes. Using a DSS and multi- 2. Field data characterizing the field under design: length,
criteria analysis is helpful to produce appropriate comparisons
among alternative design solutions and to perform a trade-off
analysis 共Roy and Bouyssou 1993; Pomerol and Romero 2000兲.
In this line, the DSS SADREG for surface irrigation design was
developed and tested in a variety of applications. The objective of
this paper is to present SADREG and the approaches supporting
its development, including results of its application to one irriga-
tion sector of the Lower Mondego Irrigation Project 共Portugal兲.

Architecture of the DSS SADREG

SADREG is a DSS designed to assist designers and managers in


the process of design and planning improvements in farm surface
irrigation systems—furrow, basin, and border irrigation. It in-
cludes a database, simulation models, user-friendly interfaces, and
multicriteria analysis models.
SADREG is comprised of two components: design and selec-
tion 共Fig. 1兲. The first component applies database information Fig. 3. Data base components in relation to respective sources and
and produces a set of design alternatives in agreement with the uses in the design process

344 / JOURNAL OF IRRIGATION AND DRAINAGE ENGINEERING © ASCE / MAY/JUNE 2009

J. Irrig. Drain Eng. 2009.135:343-356.


addition, subunits may be considered when the water available or
management constraints impose that a unit is not fully irrigated
simultaneously. In order to design the upstream water distribu-
tion, the field characterization requires definition on which direc-
tion, OX or OY, the distribution system should be located.
Hydrants or farm gates supply the water to the field with known
discharge and hydraulic head. In large fields, farm canals or pipes
supplied by those hydrants or gates may deliver the water to the
upstream distribution system through various outlets, equaling the
number of units. In small fields, generally only one unit is con-
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sidered and the outlet coincides with the hydrant or gate.


A hierarchical approach is used to develop the design alterna-
tives 共Fig. 5兲. Data referring to field characteristics common to all
alternatives are organized in a workspace. Included in the field
Fig. 4. Model base components workspace are the projects whose data structure is aimed at de-
veloping a set of design alternatives relative to:
1. The crop type 共e.g., cereals versus row crops兲;
2. The irrigation method;
width, slopes, surveying data, and characteristics of the re- 3. The land leveling solution, to be defined in agreement with
spective water supply;
the irrigation method, field longitudinal and cross-slopes, and
3. Data created through simulations performed with the models
the selected upstream distribution side;
SIRMOD for surface irrigation simulation 共Walker 1998兲 and
4. The water supply conditions that influence, together with the
ISAREG for irrigation scheduling simulation 共Pereira et al.
irrigation method, the Options relative to the number and
2003兲;
4. Project data, referring to data characterizing the alternatives; size of units and the outlet’s discharge; and
and 5. Costs and other financial parameters.
5. Selection data, referring to the value functions and decision The design alternatives are clustered into groups included in a
priorities. project and relative to:
SADREG includes various computational models and tools 1. The upstream distribution system, which depends upon the
共Fig. 4兲. The simulation of the surface irrigation systems— selected irrigation method and equipment available; and
furrows, borders, and basins—is performed by the surface irriga- 2. The tail end management system, which also depends upon
tion simulation model SIRMOD 共Walker 1998兲, which is the irrigation method and the equipment available.
integrated within SADREG. The water balance simulation to de- The alternatives constitute complete design solutions. Within a
fine the application depths and timings is performed by the group, they are differentiated by the operative parameters: the
ISAREG model 共Pereira et al. 2003兲, which is linked 共loose inte- inflow rate per unit width of land being irrigated or per furrow,
gration兲 with SADREG and explored interactively. Calculations and the number of subunits.
relative to land leveling and farm water distribution systems are
performed through specific built-in tools. These computational
tools provide for the characterization of each design alternative, Irrigation System Design
including a complete set of performance indicators. The resulting
data are later handled by an impact analysis tool, so creating all
data required for multicriteria analysis. The impact analysis tool Decision Variables
performs calculations relative to crop yields and related incomes The surface irrigation methods considered are level basin irriga-
共benefits兲, costs, and environmental impacts as described later. tion, with flat or furrowed soil surface, graded basins, borders,
Ranking and selection of alternatives are performed with compos-
and graded furrows 共Table 1兲. Level furrows are treated as fur-
ite programming and the ELECTRE II models 共Roy and Bouys-
rowed level basins. For cereals, furrows of corrugated type may
sou 1993; Pomerol and Romero 2000兲.
be considered.
The SADREG applications scope is comprised of 共a兲 a single
The decision variables relative to the irrigation design process
field analysis relative to alternative design options for furrow,
basin, or border irrigation, considering several decision variables are described in Table 2. They depend upon the irrigation method
such as field slopes, farm water distribution systems and runoff since it influences the field layout and land leveling, the water
reuse; and 共b兲 an irrigation sector analysis, when a spatially dis- supply and distribution, the tail water management, and the farm
tributed database relative to the farm systems is available. In this irrigation management.
case, the alternatives are assessed jointly with modernization op-
tions relative to the conveyance and distribution network. It ap- Land Leveling
plies to farm land parcels or fields, of rectangular shape, with a
well known geographical location, supplied by a hydrant, a gate, When starting a project, the user must select the irrigation
or other facility at its upstream end. A field is characterized by its method, the upstream distribution side, and carry out a land lev-
length and width, slope and land surface unevenness, soil infiltra- eling simulation adopting cross and longitudinal field slopes ap-
tion and soil water retention characteristics, both assumed as spa- propriate to the considered irrigation method and the actual field
tially uniform for design purposes. Large fields may be slopes. The land leveling simulation tool computes the cut and fill
subdivided into units, which are field fractions supplied by a volumes required to change from the actual elevations za共x , y兲
single outlet, all having the same width, length, and slope. In into the target elevations

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Fig. 5. Scheme of the creation of field design alternatives using a multilevel approach for design and application of multicriteria ranking and
selection

z共x,y兲 = z0 + Sx共x − x0兲 + Sy共y − y 0兲 共1兲 • For infiltration on wetted soil 共third and successive wettings兲
the parameters a, K, and f 0 in Eq. 共2兲 are modified into Ks, as,
where x0 , y 0 , z0 = coordinates of the center of gravity of the field and f 0s, thus, producing the surge infiltration equation; and
共m兲; and Sx and Sy = longitudinal and cross-slopes 共m m−1兲 along • For infiltration during the second wetting, a transition curve is
the OX and OY axis, respectively 共Dedrick et al. 2007兲. The plan applied.
position 共value of z0兲 is iteratively changed until the cut to fill This transition equation balances the effects represented by
ratio becomes ⬎1.0 and ⬍1.2 共Fig. 6兲. Results include the cut and the equations for dry and wetted soil 共Walker 1998; Horst et al.
fill depths and volumes, and related costs. 2007兲

Infiltration and SIRMOD Application Z = 关K + 共K − Ks兲FP兴␶关a+共a−as兲FP兴 + 关f 0 + 共f 0 − f 0s兲FP兴␶ 共3兲


The modified Kostiakov equation is applied in the SIRMOD where FP 共dimensionless兲 = distance-based factor computed from
model 共Walker 1998兲 to compute soil infiltration. For continuous the advance distances xi−2 and xi−1 relative to the surge cycles
flow, it takes the form i − 2 and i − 1.
To characterize each field, SADREG includes a set of infiltra-
Z = K · ␶a + f 0 · ␶ 共2兲
tion data concerning families of infiltration curves for continuous
where Z = cumulative infiltration 共m m 兲; ␶ = infiltration time
3 −1
and surge flow, typical of seasonal irrigation events 共first, second,
共min兲; K 共m3 m−1 min−a兲 and a 共dimensionless兲 are empirically and later irrigations兲 under flat soil infiltration conditions. Field
adjusted parameters; and f 0 = basic infiltration rate observations of infiltration can be added to this set of infiltration
共m3 min−1 m−1兲. For surge flow, the procedure developed by curves and be used for the respective design case study. When no
Walker and Humpherys 共1983兲 is adopted: field infiltration data are available, the user selects the curves to
• For infiltration on dry soil 共first wetting兲, Eq. 共2兲 is applied; be used considering the available soil data. To adjust the param-

Table 1. Irrigation Methods


Irrigation Soil surface
method condition Field slopes Field inflow conditions Tail end conditions
Level basin Flat or furrowed Zero in all directions Point inflow at one or various locations, Diked
or to individual furrows
Graded basin Flat or furrowed Longitudinal slope⫽ 0 Point inflow at one or various locations, Diked for basins
and borders and cross-slope= 0 or to individual furrows and open for borders
Graded furrows Furrowed Longitudinal Inflow to individual furrows Open or diked
and cross-slope⫽ 0

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Table 2. Design and Management Decision Variables
Decision variables
Design Field layout and land leveling • Upstream distribution side 共OX or OY兲
• Field length 共FL兲 and field width 共FW兲
• Cross-slope 共SoC兲
• Longitudinal slope 共So兲
Water supply conditions • Number of outlets 共No兲
• Number of units 共Nu兲
• Total field supply discharge 共QF兲
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• Outlet discharge 共Qo兲 and hydraulic head 共Ho兲


• Field delivery time duration 共tF兲
Farm distribution system • Continuous and constant inflow rate for basins and borders
• Continuous or surge flow with automatic or manual surge valves
for graded furrows
• Lined or unlined canal, or gated pipes, or layflat tubing for
all methods
Tailwater management • No tail water runoff for basins and diked furrows
• Open without tail water reuse
• Open and reuse by pumping to the upstream end
• Open and gravity reuse on other fields
Management Irrigation scheduling • Irrigation timing
• Required application depths
• Application time 共tap兲
Distribution system operation • Inflow rate per unit width or per furrow 共qo兲
• Number of subunits 共ns兲

eters for furrow irrigation, the procedure proposed by SCS 共1979兲 ness coefficient 共s m−1/3兲; and So = furrow longitudinal slope
and Walker 共1989兲 is applied. It is based on the average wetted 共m m−1兲. The adjusting coefficient Cadj is estimated as
perimeter 共WP兲 共m兲 and the adjusting coefficient 共Cadj兲. WP is
WP WP
given by Cadj = 0.5, . . . if ⬍ 0.5 else Cadj = 共5兲

冉冑 冊
FS FS
0.425
q·n
WP = 0.265 + 0.227 共4兲 where FS 共m兲 = furrow spacing. The parameters K and f 0 关Eq. 共2兲兴
S0 and the surge-flow infiltration parameters are adjusted as
where q = furrow inflow discharge 共l s−1兲; n = Manning’s rough- Kadj = Cadj · K 共6兲

f 0adj = Cadj · f 0 共7兲


The SIRMOD model is applied for several input conditions
that cover all situations relative to the user options to create al-
ternatives. The continuous input variables consist of: field length
共FL, m兲, required application depth 共Zreq, mm兲, field longitudinal
slope 共So兲, Manning’s hydraulics roughness coefficient 共n兲, fur-
row spacing 共FS兲, and inflow rate per unit width or per furrow
共q, l s−1兲. The discrete input variables required are: inflow regime
共continuous or surge flow兲, tail end management 共open, diked, or
open with reuse兲, cross-section shape 共flat or various furrow
types兲, and parameters of the infiltration equation.
Any run of SIRMOD produces output data including: applica-
tion, advance, and recession times; infiltration depths; runoff and
percolation volumes; and performance indicators, mainly those
defined in Table 3 共Walker and Skogerboe 1987; Pereira and
Trout 1999兲.
The SIRMOD model is used iteratively for a given alternative
to search the irrigation parameters referred to above that comply
with the application of the required irrigation water depth Zreq
共mm兲. This one is computed by running interactively the model
ISAREG for the considered crop, soil, and climate. In SIRMOD
simulation, an appropriate inflow rate q 共qmin ⬍ q ⬍ qmax, l s−1 m−1兲
Fig. 6. Flowchart of the application of the land leveling simulation is iteratively selected using increments ⌬q = 0.1 l s−1. However, it
tool may happen that the model does not converge and it becomes

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Table 3. Performance Indicators 共Units in %兲
Indicator Definition

兵 其
Application efficiency Zreq
⫻ 100 Zlq ⬎ Zreq
D
Ea =
Zreq
⫻ 100 Zlq ⬍ Zreq
D

Distribution uniformity Zlq


DU= ⫻ 100
Zavg
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Water requirement efficiency Zavg共root兲


Er = ⫻ 100
Zreq

Infiltration efficiency Zavg


IE= ⫻ 100 Fig. 7. Irrigation water-yield functions; examples of quadratic equa-
D
tions with different descending branches for a crop susceptible to
Tail water runoff ratio Zrun excess water in a poorly drained soil 共–兲, for a susceptible crop in a
TWR= ⫻ 100 drained soil 共- - -兲, and for a nonsusceptible crop in a well drained
D
soil 共––兲
Deep percolation ratio Zdp
DPR= ⫻ 100
D

Note: Zreq = the average water depth 共mm兲 required to refill the root zone
in the lower quarter of the field. D= average water depth applied to the with increased duration of successive cycles; after the ad-
irrigated area 共mm兲. Zlq= average depth of water infiltrated in the lower vance is completed, a continuous flow with half-inflow rate
quarter of the field 共mm兲. Zavg= average depth of water infiltrated in the applied to the full unit is adopted. For basin and borders,
whole irrigated area 共mm兲. Zavg共root兲= average depth of water infiltrated only a continuous inflow rate is considered;
stored in the root zone 共mm兲. Zrun= depth of water that runs off at the tail 5. Definition of the number of outlets and field units;
end of the field 共mm兲. Zdp= depth of water that percolates below the root 6. Selection of the water distribution system among gated pipe,
zone 共mm兲. lay-flat tubing, earth canal, or lined canal; when the surge-
flow option is selected, the respective control system may be
either manual or automatically operated;
necessary to have a successful simulation trying different combi- 7. Selection of a tail water management option for borders and
nations of internal simulation parameters 共Walker 1998兲: time furrows: they may be diked, i.e., closed at the tail end, or
step 共1 – 2.5 min兲, space step 共1 – 25 m, according to the field open. When open, the tail end runoff may be reused by
length兲, time weight factor 共0.60–0.65兲, space weight factor pumping to the upstream end, reused by gravity in down-
共0.50–0.65兲, and type of hydraulics simulation model 共full hydro- stream fields, or not reused. Basins are diked; and
dynamic or zero inertia兲. When an inflow rate q is found, a new 8. Estimation of an appropriate crop irrigation scheduling, thus,
iteration starts to compute the time tap 共min兲 required to apply the the required application depths and timings. With this pur-
water depth Zreq. This is performed by maximizing the water re- pose, the ISAREG model is used interactively with SIRMOD
quirement efficiency 共Table 3兲, which should become close to for searching the application depths appropriate to the irriga-
100%. Results are then saved in the database to be further applied tion method.
to other alternatives. The results for intermediate values for each
of the continuous input variables are calculated by interpolation
Impact Evaluation
between those stored in the database instead of running the model
several times. The cost analysis considers the investment and the operation and
maintenance 共O&M兲 costs 共Mjeld et al. 1990; Solomon et al.
2007兲. The investment cost refers to the farm distribution system
Generation of Alternatives
equipment and the initial land leveling. The net present value of
The procedure to build up and characterize design alternatives for the investment cost is calculated on a yearly basis using a capital
a given field is performed through the following sequential steps: recovery factor that is a function of the annual interest rate and
1. Selection of the irrigation method: level basin 共flat or fur- the lifetime of the components 共see the Appendix兲. The annual
rowed兲, graded basins or border, or graded furrows; for fur- O&M costs include the land leveling maintenance, the distribu-
rows, selection includes the cross-section type and the furrow tion system operation and maintenance, and the reuse pumping
spacing; costs. The database shall include the duration times relative to all
2. Definition of the field side, along the axis OX or OY, where irrigation tasks depending upon the irrigation method and the
the upstream distribution facilities will be located; equipment used 共see the Appendix兲. Both investment and O&M
3. Land leveling simulation, then choosing the field slopes more costs vary among the alternatives.
appropriate to the irrigation method, and the actual field to- The production costs not referring to irrigation 共e.g., fertiliza-
pography; tion, cultivation, and harvesting兲 do not differ among alternatives
4. Selection of the inflow regime for graded furrows: continu- and do not interfere on ranking and selection of alternatives.
ous or surge flow. The surge-flow irrigation management fol- Thus, they are not included in the cost analysis.
lows the one-fourth length rule for the advance phase, i.e., A water-yield function is used to estimate the crop yield from

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J. Irrig. Drain Eng. 2009.135:343-356.


Table 5. Objectives and Attributes for Design Selection
Objectives Alternative attributes Units
Maximizing benefits 1. Yield value €/year
Minimizing costs 2. Investment cost €/year
3. Operation and maintenance cost €/year
Minimizing water 4. Deep percolation m3 / year
degradation and
the nonbeneficial 5. Runoff m3 / year
water use
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Maximizing soil 6. Average land leveling cm


conservation cutting depth
7. Erosion index Index

season. The seasonal values are obtained by summing up these


results. The attribute relative to land leveling impacts is expressed
by the average cut depth because the smaller are the cut depths,
Fig. 8. Scheme of application of the multicriteria methodology the lower are the impacts on soil quality.
The potential soil erosion attribute is a qualitative index, EI,
which takes values 1–9 in an ascending scale of risk of soil ero-
sion due to the applied irrigation water. EI is an empirical func-
tion of the inflow rate q per unit width or per furrow, the
the computed total water use during the irrigation season. A longitudinal slope So, and the soil type considering the empirical
quadratic function 共Fig. 7兲 is adopted to calculate the relative concept of maximum nonerosive inflow rate as proposed by
yield 共Y / Y opt兲 from the relative water application 共W / Wopt兲 Criddle et al. 共1956兲. For furrows in a silt-loam soil, EI values
共Solomon 1984兲 relative to single events are given in Table 4 as a function of the
product q So, where q is in l s−1 and So is in percentage. For
Y/Y opt = k0 + k1 · 共W/Wopt兲 + k2 · 共W/Wopt兲2 + k3 · 共W/Wopt兲3 different soil types, these scale values should change similarly to
the maximum nonerosive inflow rate. The seasonal EI is the geo-
+ k4 · 共W/Wopt兲4 共8兲 metric average of the single event values.
where W = actual water available for crop evapotranspiration dur-
ing the irrigation season 共mm兲; Wopt = seasonal water required for
achieving maximum crop yield 共mm兲; Y and Y opt = crop yields Multicriteria Analysis
共kg ha−1兲 corresponding to W and Wopt, respectively; and ki 共i
= 1 , . . . , 4兲 = empirical coefficients typical for the crop, and envi- The selection of the best irrigation design alternative is a multiple
ronmental and agronomical conditions under consideration. The objective problem whose rational solution requires multicriteria
decreasing branch of this function is related to soil drainage con- analysis. This methodology integrates different types of attributes
ditions and excess water impacts on yields. To consider these on a trade-off analysis, allowing the comparison between environ-
effects, the user should adjust to the local conditions the descend- mental and economic criteria 共Pomerol and Romero 2000兲. Mul-
ing branch of the quadratic function, as indicated in Fig. 8 where ticriteria analysis supports a better understanding of the irrigation
three types of descending branches are presented. impacts while enabling us to achieve a satisfactory compromise
The environmental attributes considered for selection of the between adversative decision-maker objectives.
design alternatives are: The process starts with the definition of the design objectives
1. The total irrigation water use during the crop season; and related attributes 共Fig. 8兲. These attributes are then trans-
2. The nonreused runoff volume, that represents a noncon- formed into criteria through user-defined value or utility functions
sumed and nonbeneficial fraction of water use and is an in- 关Eqs. 共9兲 and 共10兲 presented below兴. The alternatives and respec-
dicator for potential degradation of surface waters; tive criteria are tabled in a payoff matrix, which synthesizes the
3. The deep percolation volume, which represents also a non- more relevant data for the selection analysis. A first screen of the
consumed and nonbeneficial fraction of water use and is an alternatives may be done prior to the application of multicriteria
indicator for potential degradation of ground waters; using a dominance and satisfaction preanalysis.
4. The potential land leveling impacts on the soil quality; and A set of design objectives and correspondent attributes are
5. The potential for soil erosion. presented in Table 5. The decision criteria refer to:
The total water use, runoff, and deep percolation volumes are 1. Economic criteria relative to the yield value, the initial in-
calculated with SIRMOD for every single event of the irrigation vestment cost, and the operation and maintenance costs; and

Table 4. Potential Erosion Index EI for Furrows in a Silt-Loam Soil


q So
l s−1 % ⬍0.30 0.3–0.5 0.5–0.62 0.62–0.75 0.75–0.87 0.87–1.0 1.0–1.25 1.25–1.5 ⬎1.5
EI 1 2 3 4 5 6 7 8 9

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J. Irrig. Drain Eng. 2009.135:343-356.


relative to any criterion without decreasing the performance of
any other criterion. The multicriteria selection applies to those
nondominated alternatives. The satisfaction preanalysis screens
the alternatives set by selecting the user acceptable ones, i.e.,
those that for every criterion perform better than a minimum level
required by the decision maker.
To apply the multicriteria methods, the user needs to assign
priorities by selecting the weights ␭ j that represent the relative
importance of each criterion j as viewed by the decision maker.
These can be directly defined by the decision maker or calculated
by the Analytical hierarchy Process 共AHP兲 method 共Saaty 1990兲.
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Two multicriteria methods may be applied: the composite pro-


gramming 共Bogardi and Bardossy 1983兲 and the ELECTRE II
共Roy and Bouyssou 1993; Roy 1996兲. The composite program-
Fig. 9. Logistic utility function relative to deep percolation where
ming is an aggregative multicriteria method that leads to a
xa = 40 mm and xb = 110 mm, and U共xa兲 = 0.95 and U共xb兲 = 0.05
unique global criterion. It is a distance-based technique designed
to identify the alternative closest to an ideal solution using a
quasi-distance measure. This method allows the analysis of a mul-
2. Environmental criteria relative to the potential degradation of tidimensional selection problem by a partial representation in a
groundwater and surface waters and the reduction of nonben- two dimension trade-off surface 共e.g., Figs. 12 and 13, which are
eficial water uses relative to tail-end runoff and deep perco- explained later in more detail兲.
lation, potential erosion due to irrigation water flowing over The distance to the ideal point 共L j = 1 − U j兲 relative to each
the soil surface, and soil degradation due to land leveling alternative ak, is a performance measure of ak according to the
cuts. Hydraulic criteria are represented in the environmental criterion j. The ideal point represents the point on the trade-off
criteria through controlling runoff and percolation. surface where an irrigation design would be placed if the criteria
The attributes are scaled according to a measure of utility under consideration were at their best possible level. If this dis-
using value or utility functions, which are applied to the environ- tance is short, this performance is near the optimum. The com-
mental and economic criteria. This approach enables us to com- posite distance L is computed for each set of N criteria as

冋兺 册
pare variables having different units, which is one of the primary
N 1/p
benefits of the multicriteria methodology. With this procedure, the
utilities U j for any criterion j are normalized into the 关0–1兴 inter- L= ␭j · L pj 共13兲
val 共zero for the more adverse and 1 for the most advantageous j=1

result兲. where L j = distance to the ideal point relative to criterion j; and


The following linear utility function is applied for the eco- p = balancing factor between criteria. Each composite distance
nomic criteria: corresponds to a distance-based average, arithmetic or geometric,
U j共x j兲 = ␣ · x j + ␤ 共9兲 respectively, when p = 1 or p = 2. The balancing factor p indicates
the importance of the maximal deviations of the criteria and limits
where x j = attribute; ␣ = graph slope, negative for costs and posi- the ability of one criterion to be substituted by another. A high
tive for benefits; and parameter ␤ = utility value U j共x j兲 for a null balancing factor gives more importance to large negative impacts
value of the attribute. A logistic utility function 共Fig. 9兲 is adopted 共a larger distance to the ideal point兲 relative to any criterion,
for the environmental criteria rather than allowing these impacts to be obscured by the trade-off
eKbj·共xMj−x j兲 process.
U j共x j兲 = 共10兲 The ELECTRE II is an outranking method that aims to rank
e + eKbj·共xMj−x j兲
Kaj
alternatives. It is based on the dominance relationship for each
where Kaj and Kbj = function parameters; and xMj = maximum at- pair of alternatives, which is calculated from the concordance and
tribute value corresponding to a null utility for the j criterion. To discordance indices. The concordance represents the degree to
adjust this function to user preferences, it is necessary to select which an alternative k is better than another alternative m. A
the attribute values xa and xb that correspond to a very low and a concordance index is then defined as the sum of weights of the
very significant impact, e.g., such that U共xa兲 = 0.95 and U共xb兲 criteria included in the concordance set relative to the criteria for
= 0.05, as shown in Fig. 9. Based on these values, and for a which the alternative k is at least equally attractive as the alter-
specific criterion, the parameters Ka and Kb are then calculated as native m. The discordance reflects the degree to which an alter-
follows 共Janssen 1992兲: native k is worse than alternative m. For each criterion from a

冋 册
discordance set, that includes the criteria for which alternative k is
共1 − U共xa兲兲 . eKb·共␣M −xa兲 worse than m, the differences between the scores of k and m are
Ka = ln 共11兲
U共xa兲 calculated. The discordance index, defined as the largest of these

冋 册
differences, reflects the idea that, beyond a certain level, bad per-
U共xa兲 · 共1 − U共xb兲兲 formances on one criterion cannot be compensated by a good
ln performance relative to another criterion. The decision maker in-
共1 − U共xa兲兲 · U共xb兲
Kb = 共12兲 dicates the thresholds that are used to establish a weak and a
xb − xa
strong outranking relationship between each pair of alternatives.
The dominance preanalysis is a procedure to select the non- For every project of a given field 共Fig. 5兲, SADREG produces
dominated alternatives. For these alternatives do not exist any a large set of alternatives as a result of numerous combinations of
other feasible alternative that could improve the performance design and operation variables. As mentioned before, these alter-

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J. Irrig. Drain Eng. 2009.135:343-356.


Table 6. Alternatives Selected Using Composite Programming for Several Land Parcels and Soil Types in Tentúgal Sector
Field sizea
共 *兲 Sandy soil Sandy loam soil Loam soil Silty loam soil
-GF, Sy = 0.20, diked -GF, Sy = 0.10, diked -GF, Sy = 0.05, diked -LB 共furrowed兲
100⫻ 75 -GF, Sy = 0.20, reuse -GF, Sy = 0.05, diked -GB, Sy = 0.05, diked -GF, Sy = 0.05, diked
-GF, Sy = 0.10, diked -LB 共furrowed兲 -LB 共furrowed兲 -GF, Sy = 0.05, reuse
-GF, Sy = 0.20, diked -GF, Sy = 0.10, diked -GF, Sy = 0.10, diked -GF, Sy = 0.05, diked
150⫻ 75 -GF, Sy = 0.20, open -GF, Sy = 0.20, diked -GF, Sy = 0.05, diked -LB 共furrowed兲
-GF, Sy = 0.30, diked -GF, Sy = 0.05, diked -GF, Sy = 0.05, reuse -GB, Sy = 0.05, diked
-GF, Sy = 0.20, diked -GF, Sy = 0.10, diked -GF, Sy = 0.05, diked
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200⫻ 125 -no acceptable alternatives were made -GF, Sy = 0.05, diked -GF, Sy = 0.05, diked -LB 共furrowed兲
-GF, Sy = 0.10, diked -GF, Sy = 0.05, reuse -GB, Sy = 0.05, diked
-GF, Sy = 0.10, diked -GF, Sy = 0.05, diked -GF, Sy = 0.05, diked
265⫻ 75 -no acceptable alternatives were made -GF, Sy = 0.05, diked -GF, Sy = 0.10, diked -GF, Sy = 0.05, reuse
-GF, Sy = 0.05, open -GF, Sy = 0.05, reuse -GB, Sy = 0.05, reuse
-GF, Sy = 0.20, reuse -GF, Sy = 0.05, diked -GF, Sy = 0.05, diked
200⫻ 340 -no acceptable alternatives were made -GF, Sy = 0.20, open -GF, Sy = 0.05, open -LB 共furrowed兲
-GF, Sy = 0.20, diked -GF, Sy = 0.05, reuse -GB, Sy = 0.05, diked
Note: GB= graded border; GF= graded furrows; LB= level basin; Sy = longitudinal slope 共%兲.
a
Field length⫻ field width 共m兲.

natives are clustered by groups relative to different water distri- highly increases the costs relative to continuous flow using GP.
bution equipment and tail end management options. The The difference between GP and GP-SF costs decreases when the
multicriteria analysis allows the alternative selection for each field size increases, becoming quite small for areas larger than 2
group and the ranking and comparison of the groups of a given ha. LF and CS systems are less expensive than GP; differences in
project. This analysis plays an important role on the automatic costs among all three systems are generally small, mainly up to 2
management of a large amount of data, screening the alternatives, ha field area.
removing those not satisfactory or dominated, and ranking and When the same water distribution systems are compared rela-
selecting the most adequate according to the user priorities. tive to the share of O&M costs in the total costs, it becomes
apparent that surge flow automation 共GP-SF兲 is the one where
O&M costs are smaller and CS is the one having larger O&M
Application costs 共Fig. 11兲. The influence of field size is also important. As-
signing to O&M costs a weight higher than for investment costs
To illustrate the application of multicriteria analysis for surface favors adopting systems requiring less labor and more equipment,
irrigation design, an application of the DSS SADREG to the sec- mainly if equipment is used in other fields, thus, decreasing the
tor of Tentúgal of the Lower Mondego Irrigation System, Portu- respective investment. Contrarily, for small farms, results indicate
gal, is presented. This application provided for the evaluation and that adopting water distribution systems requiring less investment
selection of irrigation methods and water supply systems to be and higher labor could be preferable. When ranking alternatives,
adopted in various farm fields 共Gonçalves and Pereira 1999兲. The various factors may be considered to select weights. Giving
weights were selected in such a way that priorities assigned to higher weights to environmental criteria and lower weights to
water saving, minimizing costs, and maximizing benefits were costs may favor the adoption of more expensive water distribution
balanced. systems.

Best Alternatives to Various Parcels and Soil Types Selection of the Best Alternative to a Single Field
The alternative solutions selected after the application of the com- The application example presented herein refers to a field with
posite programming method are listed in Table 6. Results have 200 m length and 100 m width, and a longitudinal slope of
shown that the preference for a method is related to the size of the 0.10%. Composite programming and the ELECTRE II methods
field and to the intake rate of the soil, which is a variable of are applied.
fundamental importance. However, results were not conclusive Fig. 12 shows the output from the composite programming
concerning the tail end systems. The environmental criteria application to rank the alternatives relative to the economic and
played an important role in the discrimination among alternatives. environmental criteria. The curves drawn are isodistance lines to
This multicriteria approach was applied to a number of fields the ideal point. Results indicate that the best alternatives are a to
having different characteristics, mainly concerning the area. Thus, j, which show the same global score. Applying the trade-off
a large amount of data was handled through the DSS, which could analysis to analyze the impacts in terms of soil conservation and
provide for more detailed analysis. As an example, an analysis of potential for water contamination 共Fig. 13兲 allows identifying a,
the economic impacts of various farm water distribution systems b, and c as the best alternatives. This partial analysis shown in
in relation to the field area is presented. It refers to the compari- Fig. 13 is an advantage of composite programming, because it
son of total costs of a PVC gated pipe 共GP兲 system with other allows a better evaluation of characteristics that differentiate the
systems—PVC gated pipes with surge-flow valves 共GP-SF兲, lay- alternatives.
flat tubing 共LF兲, and unlined farm canal with siphons 共CS兲 共Fig. Fig. 14 shows the outranking graph produced through the ap-
10兲. The analysis shows that adopting surge flow for small fields plication of the ELECTRE II method. The solid line arrows rep-

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Fig. 10. Differences in costs 共EUR/ha/year兲 between a PVC gated pipe system and an unlined field canal, layflat tubing and a gated pipe with an
automatic surge-flow valve as a function of the field area

resent the strong outranking between each pair of alternatives. Conclusions


From this outranking 共according to the direction of the arrows兲,
the alternatives c, d, g, j, m, and o were selected. This set of Appropriate design of surface irrigation systems requires a
alternatives is named graph’s kernel. Within the graph’s kernel a complex manipulation of data, models, and decisions. The multi-
weak outranking is established, represented by the dashed arrows. criteria approach integrated in a DSS enables us to solve that
From the respective analysis it could be concluded that the best complexity while creating and ranking a large number of de-
alternatives are c and g, followed by d, j, m, and o. sign alternatives. The DSS SADREG has shown to be an appro-
It is important to note that by adopting both the ELECTRE II priate tool for 共1兲 generating design alternatives associated with
and the composite programming methods, it became easier to attributes of technical, economic, and environmental nature; 共2兲
select the best alternative c in this application. handling and evaluating a large number of input and output data;

Fig. 11. Ratio of O&M costs to total annual costs for several farm water distribution systems as a function of the field area

352 / JOURNAL OF IRRIGATION AND DRAINAGE ENGINEERING © ASCE / MAY/JUNE 2009

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Fig. 12. Isodistance lines when ranking alternatives through composite programming and performing a trade-off analysis among economic and
environmental impacts; the best alternatives are a to j

共3兲 evaluating and ranking design alternatives using multicriteria lation model, the quality of results not only depends upon the
analysis where criteria are weighted according to the priorities quality of the models but also on the quality of data, particularly
and perception of the designer and users; and 共4兲 providing an field data. Further developments relative to different case studies
appropriate dialogue between the designer and the user. refer to the GIS linkages for handling data at the sector level, and
The application of the DSS to the case study presented herein exploring outputs in the perspectives of enhancing water saving
shows the advantage in adopting two multicriteria analysis mod- and water productivity.
els, the composite programming and ELECTRE II, that when
used together allow us to find more rationally the best solution. Acknowledgments
The application also shows that selecting weights for assigning
priorities requires appropriate knowledge of factors influencing The support granted by the Agricultural Engineering Research
the ranking, which may imply learning by doing. As for any simu- Centre, Lisbon, is acknowledged.

Fig. 13. Isodistance lines when ranking alternatives through composite programming and performing a trade-off analysis relative to impacts on
soil conservation and potential for water contamination following the application in Fig. 12; the best alternatives are a to c

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Fig. 14. Example of an outranking graph relative to the application of the ELECTRE II method to rank the alternatives 共the same as in Figs. 12
and 13兲 showing strong and weak outranking among every pair of alternatives according to the arrow directions; the strong outranking allows the
identification of the best set of alternatives 共c , d , g , j , m , o兲, and the weak outranking among them permits the final selection of the best
alternatives, c and g

Appendix. Cost Analysis Equations


Investment costs 共IC$兲: Formulas Units

共 关 共 兲 兴兲 €
j·NLT
ICva—Present worth cost of one given component 1
ICva = IC· 1 + 兺Nj=1
sub
1 + iTA

CRF—capital recovery factor iTA · 共1 + iTA兲NAP —


CRF=
共1 + iTA兲 NAP
−1

AFC—Annual fixed cost AFC= CRF· 兺Nj=1


compIC
va j €/year

ICLL—initial leveling cost ICLL = a0 + a1 · tmac €


tmac—time of machine operation required for land tmac = tuexc · Vexc or tmac = tuarea · A h
leveling
ICD—distribution system cost ICD = b0 + b1 · FW €
ICR—reuse system cost ICR = r0 + r1 · A €
ICT—total investment annual cost ICT = ICLL + ICD + ICR €/year
Operation and maintenance costs 共OMC$兲:
OMCR—Reuse pumping system cost OMCR = r2 · VR €/year
OMCLL—Land leveling maintenance cost OMCLL = a0 + a1 · a2 · A €/year
OMCD—Distribution system cost OMCD = h 0 · tMt €/year

tMinst—Man power time to install the distribution tMinst = h1 · FW h/year
system
tMrem—Man power time to remove the distribution tMrem = h2 · FW h/year
system
tMope—Effective man power time to operate a subunit tMope = h3 · SUW h
tMfree—Free man power time in a subunit irrigation tMfree = tap-tMope min
tMopU—Total man power time to operate a unit tMopU = tMopSU · ns, . . . if tMfree ⬎ tMmin h
tMopU = tap · ns, . . . if tMfree ⱕ tMmin
tMt—Total man power time required by the tMt = tMinst + 兺Nirrig
j=1 共Nu ⫻ tMopU兲 h/year
distribution system
OMCT—Total operation and maintenance annual cost OMCT = OMCLL + OMCD + OMCR €/year

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J. Irrig. Drain Eng. 2009.135:343-356.


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341.
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a0 ⫽ leveling machines fixed cost 共€/operation兲;
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a1 ⫽ hourly cost of the land leveling machines 共€/h兲;
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IC ⫽ investment costs;
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iTA ⫽ annual interest rate 共decimal兲;
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