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Developing Thought and Feeling 2021
Developing Thought and Feeling 2021
What is exemplary in Aristotle is his grasp of the truth that morality comes
in a sequence of stages with both cognitive and emotional dimensions.
(Burnyeat 1980, 70–71)
1
Unfortunately, he takes back this comment in the second part of his article.
42
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3 Developing Thought and Feeling 43
2
“It is not reason which is the origin (archē) of virtue, but the feelings. For first of
all there must arise (as does arise) a nonrational impulse (hormē) towards the fine
(to kalon), and then reason must give its vote and verdict. This is seen in the case
of children and other nonrational beings. For in these [presumably children],
there are at first nonrational impulses of the feelings towards the fine, but later
reason supervenes and by its approving vote makes them do fine actions” (MM II
3 1206b20–26). Gavin Lawrence gives a convincing gradualist account of
growing-up, but then lapses into talk of “proto-character” where our appetitive
and emotional side is trained and we learn “to control our natural appetites and
emotions” (Lawrence 2011, 279, his emphasis). Kraut (2012, 539) distinguishes
a stage of habituation followed by the development of reason.
3
Cf. Sorabji (1973–4, 212–213) and, in the most detail, Sherman (1989 especially
157–199).
4
Correct feelings and virtues of thought also develop together in musical
education, as we shall see in Chapter 7, especially Section 7.5
5
I do not mean to imply that a rational procedure would have to be theoretical.
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44 Aristotle on Thought and Feeling
playing the harp well makes us good harpists and building well makes
us good builders, whereas playing the harp or building badly makes us
bad harpists or bad builders. Otherwise, Aristotle adds, no teacher
would be needed. This final comment suggests that being taught and
becoming habituated are not separate processes and that therefore
practice and the thinking that goes into practicing a skill are not
separate stages of becoming a skilled builder or harpist. They need to
develop together. The same should be true of learning to be an ethically
good person.
Becoming a good harpist is not just repeating the same actions again
and again. Repeating a series of notes with one’s hands in the wrong
place will not help in learning to play a chord. Paying attention to
where one’s hands are, thinking about where to position them, chan-
ging the position of one’s hand, and listening carefully to the notes will
be more useful in advancing learning. If a teacher is there to direct one’s
attention to the salient features, so much the better. Of course, learning
how to play a chord is far from being able to play a whole piece, much
less a whole repertoire. The learner must learn how to acquire these
skills gradually. In a nutshell, skills differ from routines, as Julia Annas
has pointed out.6 To take a modern example, a routine of brushing
ones teeth involves brushing ones teeth in exactly the same way at the
same times every day, not in different ways to suit different occasions.
One can learn a routine by learning to do the same thing in the same
way. The skill of playing the harp is different: It involves learning to do
different things to suit different pieces of music. That adaptability
requires thinking. One needs to aim at certain goals and work out
how to achieve them. In other words, deliberation and deliberative
desire (to be explained more fully in the following chapter on choice)
are needed. Often, it may also be helpful to imagine how things will go
in advance before one starts to play.
If one practices badly, one will become a bad builder or harpist. In
practicing badly, one will receive immediate feedback, and not just
from a teacher. For example, if a builder makes a serious mistake, the
house will fall down. There is an objective aspect to learning a skill.
However, there is an important disanalogy between learning to be
good and learning a skill. Learning a skill involves learning to do
various things and does not require a virtuous character. To gain
6
See Annas (2011, 12–15); Kraut (2012, 538).
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3 Developing Thought and Feeling 45
7
This is still a point of contention. Christine Korsgaard (2009, 101) argues that
“emotional responses may be subject to evaluation in terms of moral standards,
but they cannot, in the same sense as actions, be right or wrong.”
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46 Aristotle on Thought and Feeling
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3 Developing Thought and Feeling 47
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48 Aristotle on Thought and Feeling
objects, can be had at the right or wrong times and so forth. According
to the Rhetoric, memory and hope will affect the phantasia of these
feelings, so, to take the example of fear, the child can learn when fear is
appropriate, what should be feared and so on. This is an objective
account of fear. The child can see from experience when the fear is
warranted and when it is not. Not only will she come to have fear
appropriately, but presumably the phantasia of some imminent danger
will also develop accordingly. It will come to strike her that there is
danger when there is. Her fear will be rational. It is important that the
phantasia is about the here and now. As we saw in Chapter 2, indexical
insight is all important. But indexical insight is also required for the
person with thoughtfulness. Developing feelings at the appropriate
time, toward the appropriate things, and so forth is developing one’s
practical thinking at the same time.
Let this suffice as a sketch of the development of phantasia. What
about the development of desires involved in the feelings? As we saw
in Chapter 2, according to Aristotle’s de Anima, desire is the form of
a feeling and so is essential to it, but the Rhetoric rarely provides
examples of particular desires. My conclusion was that while desire is
essential to a feeling it is indeterminate. Listening to an orator tell
a story or watching a play, the audience has feelings but desiring to
help, flee, and so forth would be inappropriate. That is not to deny
that the feelings provide the energy to stay to listen or to vote in
someone’s favor as a result. Therefore, having feelings in the appro-
priate way ought to include channeling the motivation from the
feeling into an appropriate desire to do the appropriate thing or not
do what is inappropriate, but that may depend on the circumstances.
One can always think of the case of drama as the null case where no
desire for any ensuing action is appropriate, save perhaps applauding
the performers. According to Aristotle’s doctrine of the mean the
virtuous person has the correct feelings at the correct time in the
correct way and so forth. Therefore, one cannot develop the correct
desires and feelings without at the same time developing virtue of
character.
According to Aristotle, then, one’s feelings – including phantasiai
(impressions) and desires – and actions must all be habituated at the
same time to form virtues of character. At the same time one should be
developing practical thought. Here are some examples of how this
might work with particular feelings, particular virtues of character,
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3 Developing Thought and Feeling 49
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50 Aristotle on Thought and Feeling
11
As we shall see, sunesis, defined in the Magna Moralia as concerning trivial
matters (MM I 34 1197b11–17), is a different phenomenon from that described
in the Nicomachean Ethics.
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3 Developing Thought and Feeling 51
As the learner realizes that what should be done in this and other
cases depends on particular circumstances that may not be able to be
captured in an overly general formula, he will develop decency or fair-
mindedness (epieikeia), which Aristotle says is a superior form of
justice.12 It is the mentality that imbues Aristotle’s doctrine of the
mean according to which one should always act and feel as is appropri-
ate in the circumstances. The fully developed fair-minded person will
understand that the laws of the land, written in strictly universal form,
will not always be just if applied literally. The fair-minded person will
go by the spirit of the law, and note any mitigating circumstances (EN
V 10).13 “Mitigating circumstances” is perhaps a misleading phrase in
English. The fair-minded person does not first apply the law as it stands
and then consider what are mitigating circumstances, she grasps what
is just in the situation. The learner develops his feelings and thinking at
the same time.
Not only is thinking intertwined with feelings, but the feelings are
also intertwined with each other.14 As discussed in Chapter 2, while
fear is not essential to sympathy, Aristotle says that we sympathize with
others for what we fear for ourselves and vice versa. Our feelings
regarding ourselves help us imagine how others are feeling so that we
feel sympathy for them. As we shall see in Chapter 7, musical education
helps us develop these feelings appropriately too.
The mentalities of sympathetic consideration (suggnōmē) and
decency or fair-mindedness (epieikeia) contribute to the discernment
or consideration (gnōmē) that goes with the virtue of thought that is
thoughtfulness. (“Consideration” is the translation of Irwin [1999]
and [2019]). “Discernment” has been used for the Athenian jurors’
oath as explained below.) Indeed, Aristotle says that consideration,
comprehension (sunesis), thoughtfulness, and understanding (nous)
tend to the same point (EN VI 11 1143a25). Thoughtfulness is
described as a disposition related to what is good and bad for human
beings (EN VI 5 1140b4–6) and one that requires all the virtues of
character (EN VI 13 1144b30–45a2).
12
“Epieikeia” is often also translated as “equity,” for example, Nussbaum (1993)
and Brunschwig (1996).
13
On the pros and cons of changing the actual laws of the land, see Pol. II 8
1268b22–1269a28.
14
Cf. Sherman (1997, 65) “many emotions might more usefully be thought of as
complex systems of emotions. ”
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52 Aristotle on Thought and Feeling
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3 Developing Thought and Feeling 53
but both sets of vices may be harmful to oneself and to others. The
Aristotelian good person treats himself and others appropriately.
Therefore exercising the virtues of character is good for the agent and
for others also. One cannot achieve one’s own good by undermining
the good of others.17
I wish to suggest that, for Aristotle, correct habituation does not just
start with what is good for oneself and then later incorporate what is
good for others.18 Practicing generous, just, or friendly actions is to
practice actions that are good for others from the start. By correct
habituation one comes to have the correct views of one’s own abilities
and of the needs of others. Therefore, according to Aristotle, know-
ledge of one’s own abilities does not come from introspection, but by
seeing the results of one’s interaction with others and the world.19
Many of the virtues can be practiced in early years. However, one
will only be able to take part in the political life of the polis when one is
older. Further habituation and experience may be necessary so that one
can apply the nameless virtues of calmness, friendliness, truthfulness,
wit, and the virtue concerned with honor on a small scale to diplomacy,
and the virtues of thought such as comprehension and consideration to
participation in the assembly and the law-courts.20 Comprehension,
which, as we have seen, enables one to comprehend what someone else
is saying and to understand their advice, is especially useful in the
assembly. Consideration or discernment (gnōmē), which would have
been familiar to Aristotle’s readers from the Athenian jurors’ oath,
refers to deciding what is just using one’s own discernment. As
Demosthenes says to the jury, “Bear this is mind, too, gentlemen of
the jury, you must also consider well and carefully that you have
entered court today sworn to judge in accordance with the laws . . .
and of those matters on which the law is silent, to decide by your own
most just discernment (gnōmē(i) tē(i) dikaiotatē(i) krinein)”
(Demosthenes, Against Leptines 118). Similarly, Aristotle comments:
“Another objection: whatever it seems the law cannot determine
17
According to Kraut’s taxonomy (Kraut 1989, 78–86), Aristotle’s good person is
a benign egoist, on my interpretation. See too Gottlieb (1996).
18
On one interpretation of Stoic oikeiōsis, the Stoics’ account of moral
development, there is a problem about how the child switches her care from
herself to others.
19
On Aristotle on self-knowledge, see Gottlieb (2020).
20
See Mark Gifford (1995) and Stewart (1892, 86–94).
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54 Aristotle on Thought and Feeling
neither would a human being be able to discern. Yet the law, having
provided its citizens with an appropriate education, turns all else over
to office-holders to judge and administer, by their own most just
discernment (tēi dikaiotatēi gnōmēi krinein)” (Pol. III 16 1287a23–27).
Consideration or discernment is a virtue of thought related to
decency or fair-mindedness (epieikeia) and sympathetic consideration
(suggnōmē). As Stewart aptly puts it,
Suggnōmē means properly “thinking and feeling with others” . . . The
suggnōmōn is the man of social sympathy, who enters into the thoughts
and feelings of others, and especially is ready to make allowance for their
difficulties in his formal or informal verdicts – who in short gives judgment
(gnōmē) in their favour (sun) when a rigid interpretation of the law would
warrant an unfavourable judgment. (Stewart 1892, Vol. I, 88)
Aristotle goes on to argue that all these states tend to the same point (eis
tauton teinousai) – consideration, comprehension, thoughtfulness, and
understanding (presumably of the practical kind) (EN VI 11 1143a25).
He also notes that someone who is able to judge (kritikos) about the
things that concern the thoughtful person is comprehending, and has
good or sympathetic consideration (is eugnōmōn or suggnōmon) (EN
VI 11 1143a29–31). Indeed, it may be that all these virtues of thought
combine to form thoughtfulness, just as knowledge (epistēmē) and
understanding (nous of the theoretical kind) together form theoretical
wisdom (sophia), according to Aristotle.
All of these virtues develop gradually along with the virtues of
character, especially the nameless virtues. If the virtue of calmness is
connected with sympathetic consideration and the virtue of sympa-
thetic consideration is connected with decency or fair-mindedness, as
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3 Developing Thought and Feeling 55
21 22
See Romilly (1974, 99–100). See Gottlieb (2018b).
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56 Aristotle on Thought and Feeling
who are unable to develop the Aristotelian virtues of the free man, since
they are women or slaves?
In the Nicomachean Ethics, Aristotle does not pay much attention to
the impact of adverse circumstances, except to note that we are in some
sense a co-cause of our character (sunaitioi pōs autoi esmen) (EN III 5
1114b23). While this claim may ultimately prove to be a red herring
regarding my interpretation of Aristotelian habituation, I shall never-
theless provide the following digression.
According to Meyer, since we are not responsible for the first stage of
our habituation, but we are responsible for the second, we are in some
sense “co-causes” of our character. While this is a reasonable view to
hold, there are two difficulties with this as an interpretation of the
Aristotelian passage. First, it is succeeded by the following remark:
“For the masses are persuaded by necessity (anagkē) rather than by
thought (logō), and by penalties rather than by the beautiful” (EN X 9
1880a4–5). This suggests that the laws are needed in adulthood not for
those who have had a good upbringing in their youth, and now need the
laws to continue, but for those who are incapable of developing the
proper motives of the good person and so need the laws to keep them in
line. This casts doubt on the two-stage version of learning in order to be
good. Second, it is unclear why the bad person, on Meyer’s account,
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3 Developing Thought and Feeling 57
23
Rachana Kamtekar (2019) argues that Aristotle’s target is Plato’s Laws, rather
than the Socrates of the Apology and other Platonic dialogues. It is unclear why
these must be mutually exclusive, especially since Plato resurrects the Socratic
paradox in the Laws.
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58 Aristotle on Thought and Feeling
24
How incurable the bad person is according to Aristotle is unclear. Aristotle says
that a person who is unjust cannot be just by merely wishing it (EN III 5
1114a13–14), but that does not mean that rehabituation or rehabilitation is not
possible. See Anton (2006) on the possibility of rehabilitation.
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3 Developing Thought and Feeling 59
Both actions and dispositions are not voluntary in the same way. For we are
in control of actions from the beginning to the end, when we know the
particulars. With dispositions, however, we are in control of the beginning
but do not know, any more than with sicknesses, what the cumulative effect
of particular actions will be. Nevertheless, since it was up to us to exercise
either this way or not this way, dispositions are voluntary. (EN III 5
1114b30–1115a3)
25
See Leunissen (2017) and Gottlieb (2018).
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60 Aristotle on Thought and Feeling
just like everyone else, he would have been able to account for their
situation too.
It is possible to reconstruct the way in which we should understand
the character of women and slaves in ancient Greece and in other
societies where their development is stymied. It seems that in those
societies they have been habituated to develop what would be vices in
a free man, for example, pusillanimity, inirascibility, self-deprecation,
and so forth.26 On the other hand, upper-class women in ancient
Greece did manage household estates and give instructions to others
to carry out their deliberations, for example. I think we must conclude
that they were not irrational in developing the traits they did, as the best
they could do in their situation. Habituation is powerful, though,
affecting both thinking and feeling as I explained above, and so they
may also have developed patterns of thought about their own abilities
and self-worth which were detrimental to themselves. This is not to say
that they could not have had an inkling that things had gone awry. The
world and others in their situation may give feedback at odds with
society’s views. Resistance is also possible. Slaves in anti-bellum
America, for example, were often chastised as lazy and stupid, even
though they may have been acting accordingly in order to undermine
their masters’ goals. Such types of actions are voluntary, just as much as
obedient types of actions. I think that we should say, as Aristotle would
if he grasped the truth here, that the acts of women and enslaved people
and their dispositions are voluntary on both of Aristotle’s accounts of
developing voluntary dispositions, on pain of treating them as wholly
passive victims who do not know the cumulative effect of their actions.
What though of Aristotle’s view that we cannot voluntarily suffer
injustice (EN V 9)? Here Aristotle explains that doing injustice must be
against the wish of the victim and so suffering injustice must be the
same. However, according to Aristotle, no one wishes what he does not
think is excellent and so no one wishes to suffer injustice. Women and
slaves clearly suffered injustice and so could not be acting voluntarily
and so could not be praised nor blamed. If this makes Aristotle’s
conclusions ambivalent when it comes to voluntary action, that is
perhaps because women and slaves may be living in what Claudia
26
Sometimes Aristotle assumes that different qualities are virtues relative to
women and slaves (e.g., Pol. I 13 1260a24–1260a33). I explain how this is
inconsistent with Aristotle’s own doctrine of the mean in Gottlieb (2009,
31–32).
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3 Developing Thought and Feeling 61
Card, following Primo Levi, terms “gray zones,” areas where the
attribution of moral responsibility to people becomes murky at best,
and where we may have to give a verdict based on the particulars of the
situation (Card 2002, 211–235). However, it in no way detracts from
Aristotle’s view of the importance of habituation.
27
Cooper (2009) argues against this idea. Tieleman (2009, 175) claims that self-
control is a “semi-virtue, typical of someone progressing toward virtue.”
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62 Aristotle on Thought and Feeling
28
See, too, Aristotle’s Cat. 10 13a20–30.
29
Aristotle also says that “shame (aischunē) is a sort of pain or disturbance about
things that appear to bring bad reputation for bad things, present, past or about
to happen, shamelessness, a certain belittling and indifference about the same
things” (Rh. II 6 1383b12–15).
30
The Eudemian Ethics describes shame (aidōs) as a mean, but not a virtue, too
(EE III 7 1233b 28–29).
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3 Developing Thought and Feeling 63
shame, since we do not think that they should have done anything bad
to be ashamed of (EN IV 9 1128b20–21). However, he also says that
prospective shame (aidōs) concerns voluntary actions, and no fair-
minded person would ever voluntarily do base actions (EN IV 9
1128b28–30). Aristotle notes that one might say that a fair-minded
person would have prospective shame on the assumption that if he did
bad things, he would have retrospective shame, but he says that that is
not the case when it comes to the virtues.
Nevertheless, there are those who think that prospective shame is
suitable for the good person.31 Not so. In EN III 8, Aristotle distin-
guishes citizen bravery, based on aidōs and the desire for honor, from
true bravery, even though he also says that bravery based on shame is
better than bravery prompted by compulsion and fear. Aidōs, as
Aristotle reiterates in EN IV 9, is not a virtue. Nor, he adds, is enkra-
teia, acting correctly in the face of a recalcitrant appetite. Enkrateia is
a “mixed state” (EN IV 9 1128b33–34). If this comment is connected
with the previous remark, Aristotle may be implying that acting
through a sense of shame is similar to being enkratic.
Is motivation by shame a necessary stage in young people’s education
independent of and before they have any thought? Recall that virtue of
character is objectively good, according to Aristotle. If shame is prop-
erly based on doing actions one objectively should, it will rely on
thought. If it is not properly based, it will be almost as unreliable as
mere fear in encouraging virtuous conduct. Only in the first case will it
lead to virtue, in the case where feeling and thinking are developing
together.32
On the view that even the good person has prospective shame, it
seems as if the good person is attracted to bad actions which he needs to
withstand, but that makes the good person indistinguishable from an
enkratic, a nonvirtuous person. I conclude that shame does not consti-
tute an important and independent feeling stage on the way to being
good.
In conclusion, there are not two stages in becoming virtuous, one of
feeling without any thought – and that includes shame – and then one
of reason. Thinking and feeling develop together, and so the good
31
For example, Taylor (2006, 236).
32
I take it that Jimenez’s view, where shame tracks what is objectively good, to
kalon, is therefore ultimately consistent with my own (Jimenez in press).
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64 Aristotle on Thought and Feeling
person’s prohairesis combines thought and feeling. She has both virtue
of character and thoughtfulness.
This view also solves the much-discussed problem about how to
reconcile EN VI 9 1142b31–33, where Aristotle seems to be saying
that deliberation is about means whereas phronēsis is about the end,
with EN VI 13 1145a5–6, where Aristotle says that phronēsis is about
means, whereas ethical virtue is about the end.33 The first passage is
emphasized by Kantian style interpreters of Aristotle, whereas
the second passage is emphasized by Humean style interpreters. In the
first passage, Aristotle is contrasting thoughtfulness and deliberation.
He says that “if it is the mark of people who have thoughtfulness to
have deliberated well, good deliberation would be correctness with
respect to the advantageous in relation to the goal, of which thought-
fulness is the true grasp.”34 In the second, he is contrasting thoughtful-
ness and ethical virtue: “It <virtue> makes us achieve the goal, whereas
<thoughtfulness> makes us achieve the things that promote the goal.”
On my view, the two passages are compatible: Aristotle’s point is that
good deliberation presupposes thoughtfulness and thoughtfulness pre-
supposes the emotional side to ethical virtue. Virtue of character and
thoughtfulness requires each other (EN VI 13 1144b30–45a2).
33
The second passage is discussed in detail by Moss (2011) and Coope (2012).
Moss (2012, 153–198) and (2014) discusses the first as independent of
the second. This is the main disagreement we have with each other.
34
Translating the passage so that “the advantageous in relation to the goal” is
what phronēsis is the grasp of is grammatically possible, but implausible. See
Irwin (1999, 249).
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terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/9781107323544.004