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Notes From The Underground by Dostoevsky
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Course: VII
Lesson No: 1
INTRODUCTION:
The historical, cultural and political background of an author plays a significant role in
the constitution of his/her fictional discourses. These aspects must be studied in order to
comprehend the geo-political, historical, cultural and ideological positions of a literary writer. It
is more important in the case of 19th century Russian writer like Dostoevsky who belongs to a
complex set of historical, political and cultural circumstances of Russia. Like many of his
transformation era of Russia in his writings. The examining of the cultural and political
background of Dostoevsky shows some sort of similarity in his upbringing and immediate
ideological environment. So, his response to the socialist discursive ideas is predominantly
unique and his fiction becomes an attempt to critique that heritage by revisiting, appropriating
and articulating afresh the rich historical, political and cultural heritage of Russian Society.
novelist, short story writer, essayist, journalist and a philosopher. He was born in 1821in
Moscow, Russia. His parents Maria Fyodorovna Dostoevskaya and Mikhail Andreevich
Dostoyevsky belonged to a mixed ethnic and multi-denominational noble family from the Pinsk
region. He was the second among seven siblings. Dostoevsky’s father was supposed to work as
a priest like his ancestors but he ran away from home and broke his relations with the family. His
2
military doctor and senior physician in Moscow hospital. He worked in the Mariinsky Hospital
that was for the poor. After the birth of Dostoevsky, he was promoted as a collegiate assessor
and got legal status of nobility. This status enabled him to own an estate in a town Darovoye. It
was about 150 km away from Moscow and Dostoevsky used to spend summer there.
Dostoevsky’s mother died of tuberculosis on September 27, 1837 and after two years, his
father was murdered. Dostoyevsky’s nanny, Alena Frolovna introduced him to literature and
developed his reading habits in his childhood. His family atmosphere made him familiar with
world literature and writers like Karamzin, Pushkin, Derzhavin, Ann Radcliffe, Schiller and
Goethe, Cervantes, Walter Scott, Homer and others. Besides, the impact of some horrible
experiences of his childhood days can be seen in his writings. As once nine year old girl patient
came to his father who was raped brutally by a drunkard. The memory of that incident haunts his
sensitivity throughout his life. In his childhood, he was hot headed, pale, introvert and a dreamer.
He did not like his school much because of his aristocratic schoolmates.
1838 to receive education. He could not enjoy his studies because of his lack of interest in
science, mathematics and military engineering. He was interested in drawing and architecture.
He felt like an outsider in the institute. After getting the degree, he worked as an engineer and
also translated the books and earned some money. He appeared on the literary scene by
translating Honoré de Balzac's novel Eugénie Grandet. He started writing in his 20s and he
wrote his first novel, Poor Folk, when he was 25 years old in 1840 and he became popular
among the literary writers. He established himself as a genius writer after the publication of his
first novel. It was well received and Harold Bloom quotes well known critic Belinsky who
3
admired this novel as a first “social novel” (12). He was arrested by the state for his participation
in a literary discussion group in the Petrashevsky Circle in 1849. It was a society for liberal
utopian world. He was charged by the Czar administration for reading and circulating the works
by Belinsky and Gogol and awarded death sentence but at the end movement, the death sentence
was converted into life imprisonment with rigorous work at Omex jail at Siberia. He was
diagnosed with epilepsy during his confinement and released from the jail on medical grounds.
He was released from the prison on February, 14 1854. He was forced to work as a soldier after
his release. But after some time, he left his military job in order to concentrate on writing. He
wrote his second novel, The Double in 1846. His novel The House of the Dead is about his
horrible experience in prison. It was published in 1861 and it was a first attempt of its kind about
the conditions of prisons in Russia. He was very impressed by Belinsky’s logic, rationality, idea
of justice and his concern for the marginalized sections of society. But he could not like his
orthodox atheism and strong disliking religion. After that he wrote some short stories like "Mr.
Prokharchin", "The Landlady", "A Weak Heart", and "White Nights". He launched a journal The
Times in 1861 with the help of his brother Mikhaile. In 1882-1883, he set out on a journey for
Dostoevsky taught to school children and here he came into contact with Maria
Dmitrievna Isaeva (1857–1864) and fell in love with her. They got married in Semipalatinsk on
February 7, 1857 and after her death he got married to Anna Grigoryevna Snitkina (1867–1881).
His children are Sonya (1868), Lyubov (1869–1926), Fyodor (1871–1922), Alexey (1875–1878).
Dostoevsky worked as a journalist, editor and a diary writer. In his Diary, he discussed many
burning issues related to society, religion, politics and ethics. He travelled throughout Europe
and he suffered a lot of financial hardships due to his gambling addiction. At the same time, he
4
established himself as a well known writer and his books had been translated in many languages.
He was in deep financial crisis and his stories couldn’t help him in this regard. He became the
part of Betekov circle; they helped him for his survival. But the circle was disbanded after
sometime. After that Dostoyevsky became friend of Apollon Maykov and his brother Valerian.
hierarchies. The political structures, religion, social norms, land ownership established hierarchy
in the society. The society was divided into classes. The industrial labourer and marginalized
peasantry were in majority of the population. In comparison to Europe, Russia’s educated and
professional middle class was small in number. The historian Michael Lynch divided the
population during 1897 census into the following classes and categorized the population of
Russia in these broad class groups. The upper class included royalty, nobility and higher clergy.
It was 12.5 per cent of the total population, they lived comfortable life without any concern with
the plight of poor peasantry and the Middle class comprised merchants, bureaucrats and
professionals. They were only 1.5 per cent of total population and they are educated, liberal and
reformists. The working class consisted of Factory workers, artisans, soldiers and sailors and
they were only 4 per cent. Peasants included landed and landless farmers who were 82 per cent
of the total population. They lack opportunity of any kind to get education. They do not have the
feelings of hatred towards Czar but they have the strong sense of revulsion towards the
bureaucracy for their inhuman behavior. Similarly, Russian society of 19th century was highly
patriarchal. Due to the growth in population, sharp inequalities and exploitative policies, the
landlords became more and more exploitative and brute towards the peasantry. As a corollary,
5
many people from marginalized section of society were forced to adopt the inhuman profession
Russia came across many political and cultural movements during this time. These
movements played a significant role in transforming Russian society into communism. The
economy of Russia collapsed in the last half of the 19th century. Agriculture was also technically
underdeveloped at the same time, population of Russia doubled during 1850 to 1900. In
peasantary, women were doubly at a disadvantage edge. They were treated like commodity and
slaves. In this context, Dostoevsky became more and more popular among the readers and
received numerous letters. He was invited by many rich persons. He was primarily concerned
with the terrible aspects of human existence. The influence of Dostoevsky on other writers like
Anton Chekhov, Ernest Hemingway, Friedrich Nietzsche and Jean-Paul Sartre and others was
immense. He wrote 11 novels, three novellas, 17 short novels and numerous other works. His
well known novels are Poor Folk (1846), The Double (1846), The Landlady (1847), Netochka
Nezvanova (1849), Uncle's Dream (1859), The Village of Stepanchikovo (1859), Humiliated and
Insulted (1861), The House of the Dead (1862), Notes from Underground (1864), Crime and
Punishment (1866), The Gambler (1867), The Idiot (1869), The Eternal Husband (1870),
Demons (1872), The Adolescent (1875), The Brothers Karamazov (1880). He writes Short
Stories collections and novelettes like "Mr. Prokharchin" (1846) "Another Man's Wife and a
Husband under the Bed" (1848) "The Honest Thief" (1848) "The Christmas Tree and a
Wedding" (1848) "White Nights" (1848) "A Nasty Anecdote" (1862) "The Crocodile" (1865)
"Bobok" (1873) "The Beggar Boy at Christ's Christmas Tree" (1876) "The Meek One" (1876)
"The Peasant Marey" (1876) "The Dream of a Ridiculous Man" (1877). His Non-fictional works
6
are "Winter Notes on Summer Impressions" (1863) A Writer's Diary (1873–1881). The
The protagonist in Crime and Punishment is Raskolnikov who is a former student, a 23-
year-old man living in a small rented room at Saint Petersburg. The setting of the novel is mid-
nineties Petersburg. In the desperate need for money, he makes a plan to murder and rob Alyona
Ivanovna who is an old lady and money lender. He enters into her house and murders her and her
sister with an axe and steal some money. He runs away from the scene and nobody suspects him
for the murder. His guilty conscious rises and he falls into a feverish state. He gives all the
money to Marmeladov and his daughter Sonya, who has been forced to become a prostitute to
support her family. Meanwhile, Raskolnikov's mother and his sister, Avdotya Romanovna (or
Dunya) have reached the city. Dunya starts working as a governess in Svidrigaïlov family. Soon
Svidrigaïlov attracts toward her and offer her money but she feels humiliation and leaves the job.
In the end, Svidrigaïlov provides her three thousand rubles and he commits suicide. She went to
meet Pyotr Petrovich Luzhin for seeking help. He provides the proposal for marriage and Dunya
accepts it. On the other hand Raskolnikov does not agree to this marriage proposal. Dunya gets
married with Razumikhin who is the friend of Raskolnikov. At the same time, Raskolnikov falls
Sonya urges him to confess his crime in order to relieve guilty consciousness. He is
sentenced to eight years imprisonment in Siberia. But after some time he is released from the
prison. Dostoyevsky's represents the miserable plight of the poor people in city Petersburg.
The Idiot is a well known fictional work of Dostoevsky. In the beginning, it was
published in 1868-1869 in a journal The Russian Messenger. The protagonist of the novel is an
intelligent young man Prince Lyov Nikolaevich Myshkin. His family belongs to Russian lines of
7
nobility. He is coming to Russia by a train after spending four years in a Swiss clinic. He meets
a young man Parfyon Semyonovich Rogozhin who belongs to a merchant class. Rogozhin gets a
Myshkin wants to meet distant relative Lizaveta Prokofyevna Yepanchina and his wife
Madame Yepanchina in St. Petersburg. He is a wealthy and respected man in his mid fifties.
While waiting for them, Myshkin starts conversation with a servant. He considers him equal and
treats him nicely. Yepanchina has three daughters, Alexandra, Adelaida, and Aglaya, the
Ganya was General Yepanchin’s ambitious assistant, he is in love with Aglaya and also
trying to marry Anastassya Filippovna Barashkov. She was once the mistress of Totsky who is
an aristocrat. Totsky is ready to give 75,000 rubles to Ganya if he marries Nastassya Filippovna.
Ganya and the General openly discuss the subject of the proposed marriage in front of Myshkin.
Rogozhin proposes a sum of hundred thousand rubles to Nastassya Filippovna if she will be
ready to marry him instead of Ganya. Nastassya Filippovna rejected Ganya's proposal at the
same time Myshkin also shows interest in her and offers to marry Nastassya Filippovna. She was
Rogozhin attempts to stab Myshkin but he remains unhurt because of his epileptic fit.
After some time, he realizes that he is in love with Aglaya but she does not accept his proposal.
Again, he turns towards Nastasya but at the last moment she changes her mind and run away
with Rogozhin because he is primitive and lacks sophisticated manners. His inclination towards
love, faith and sensitivity deemed to fail in the end. The hero of the novel Prince Myshkin is
The Possessed is considered as the most brilliant political novel published in 1872.
Nikolay Stavrogin is a central character in the novel who is fascinated by the intellectual of that
time. The novel is a critique on the idea of socialism. It represents the multiple perspective of
human evil. It depicts the destruction and chaos by the agitators. A young student of Moscow
was murdered by the fellow revolutionaries. His influence on the other characters like liberal
intellectual Stepan Verkhovensky, his revolutionary son Pyotr and other radicals can be seen.
Stavrogin looses faith in god and hangs himself in the end of the novel.
published in the journal The Russian Messenger in 1880. The author died soon after the
publication of this novel. It is set in Russia of 19th century. The novel is a critique on morality,
faith, doubt, judgement, and reason. The plot of the novel is centered on the theme of patricide.
Dmitri Fyodorovich Karamazov is the eldest son of Fyodor Karamazov. He is the only child
from his first marriage. Dmitri is a sensualist like his father and spends large sum of money on
wine, champagne and women. Dmitri is married to Katerina Ivanovna, but soon after falls in love
with Grushenka. Alyosha and Ivan are the other sons of Fyodor Karamazov. They search for
faith, morality and reason. Legend of the Grand Inquisitor is depicted in the novel. The universal
harmony can be attained through heart and not by the mind. Dostoevsky represents the
His health declined when he was completing his Diary. By writing it, he is attempting to
initiate a new literary genre. It contains multiple subjects matter like autobiographical essays,
journalistic writing, literary criticism and crimes. It was immensely popular and well appreciated
Works Cited
Dostoevsky, Fyodor. The Brothers Karamazov. New York: W. W. Norton & Company, 1976.
Print.
… The Idiot. New York: The New American Library, 1969. Print.
… Notes from Underground. Trans. Richard Pevear and Larissa Volokhonsky. Vintage
Lynch, Michael. “The Emancipation of the Russian Serfs, 1861: A Charter of Freedom or an Act
Course: VII
Lesson No: 2
INTRODUCTION:
Notes From Underground is more relevant in 21th century when human beings are
dangerously and completely trapped by market and media. On the other side, the problems of
unemployment, sharp economic inequalities, intolerance and fundamentalism are rising day by
day. Life today has become alarmingly insecure. Large scale manufacturing of nuclear weapons
and greed of power hungry politician have touched new heights in present scenario. The world
has broken up in fragments and a common person has become a rootless, lonely and alien to
society.
The common people don’t find any alternative, solutions or way out to come out of this
vortex. The situation has become more complex and intricate in present scenario. Notes From
Underground inspires us to understand the current discourse and find out solution. Existentialism
is a vague and scholastic philosophy that represents mumbo Jumbo, Insecurity, culture decline,
alienation, industrial revolution and race for armament. Existentialists strongly emphasize on the
philosophy of hope amidst the encircling gloom. It is a philosophy that emphasizes individual
existence, freedom and choice. It is a fact that human life is in no way complete and fully
satisfying but it has meaning. Existentialism is the search and journey for true self and true
Existentialism
Kierkegaard (1813–55) in the nineteenth-century. His books Fear and Trembling (1843), The
Concept of Dread (1844) and Sickness Unto Death (1848) represent existential philosophy. In
the beginning of 20th century, it was propagated by Heidegger, Simone de Beauvoir, Albert
Camus and Kafka from the atheistic point of view. Existential scholars argue that existence
precedes essence. They challenge and negate preconceived beliefs and life is incapable of being
described in its essential nature. The previous philosophers used to explain life in this manner.
Jean-Paul Sartre provides new vistas to existentialism through his novels, plays and
philosophical writings.
Most of the existentialists surrender in despair but some writers like Dostoevsky have
courage to resist. Dostoyevsky’s Notes From Underground is considered as first existential text.
It portrays underground man who is unable to fit into society. His free will is supreme for him.
Existentialism is the philosophy of understanding the condition and existence of human beings,
Dostoevsky represents pain as a product of society and does not write directly about the
necessity of change in political and economic structures. He does not polemically state why the
society is bad in Notes From Underground. He attempts to find psychological solutions of deep
rooted crisis. The novel indicates that individual is above the society. He does not depict that
economics is the root cause of the evils prevalent in society. Underground man is so much
engrossed in pain that he does not see the dream of better healthy society. He believes in the
completeness of society in its own way. According to him life is more than logical reasoning.
12
Reason can be the small part of human personality. At the same time he was responding to
What is to be Done? is one of the representative texts of the 19th century Russia written in
radical revolutionary, political critic and prisoner. He wrote this novel in response to Ivan
Czar Nicholas was disliked by the majority of the population of Russia. His death in 1855
was considered as a matter of relief and his successor the new Tsar, Alexander II brought some
relief reforms, culminating in the emancipation of the peasants in 1861. But these reforms were
not enough for the betterment of the peasants, that is why, majority of the people were not fully
satisfied. The corruption prevalent in the regime of Tsar made the intelligentsia and middle class
people restless. These feelings paved the way to revolution in Russian society. The establishment
of railways, media and education played a significant role in uniting the Russian society. Many
contemporary writers represented the inequality, injustice and exploitation in the regime of Tsar.
The protagonist in What Is To Be Done is Vera Pavlovna. She is living with her self-
righteous mother, who wants to marry her as soon as possible. Vera is an ambitious girl who
wants to live her life on her own terms. She was strongly inclined to be an economically
independent woman and she dared to challenge the institution of marriage and family. She
comes into the contact with Lopukhov who is a medical student. In order to save herself, she
marries him. She enjoys the freedom in the house which is built by both of them. Meanwhile, she
starts a sewing union with help of other ladies. She collects some girls and educates them. After
some time, she comes into contact with a friend and classmate of Lopukhov, Kirsanov and falls
13
in love with him. Lopukhov does not object to her relationship and Rakhmetov guides him in this
regard. Rakhmetov is portrayed as an ideal revolutionary who is strictly committed to the process
of revolution. Vera and Kirsanov marry and live happily after that. This novel is well received
and appreciated by Plekhanov and Lenin. The historical context of growing radicalism in 1860s
Jane Barstow observes in his article Dostoevsky’s Notes From Underground Verses
those important short novels that college professors delight in placing on syllabi but abhor
teaching. It's so easy to note the polemic tone but so hard to answer those inevitable questions
asking who or what the narrator is screaming at…. Dostoevsky was so enraged by the simplistic
solutions to complex social and human problems this work preached, that instead of writing a
literary review, he wrote a bitter artistic answer (24)”. One can get leads for the answers from the
Chernyshevsky’s What is to be Done? It is a highly didactic and naively optimistic and offers
protagonist of his novel, Vera Pavlona, is a liberated, modern and independent superwoman. She
works for the betterment of other women in the society by educating them and making them
Dostoevsky strongly reacted on such simplistic responses towards the problematic of life.
He gave proper artistic answer to Chernyshevsky by writing this text. Dostoevsky was writing
the text in the second half of Eighteenth century. It was a time when a rapid transformation was
occurring in social, economical and cultural life of Russia. The writers and intellectuals of that
Chernyshevsky in his novel What is to be Done? attempts to provide direct surface level
solution to the evils of society. Dostoevsky strongly disagreed with this highly logical positive
approach. Underground man does not accept the goodness or creativity of human being.
Although, he is self centered but he is honest and does not accept bribes at any cost. By self
surrounding. Reason takes one away from individuality. " But once all this has been explained to
us and worked out on a sheet of paper (which is very possible, because it is contemptible and
meaningless to maintain that there may be laws of nature which man will never penetrate ), such
desires will simply cease to exist. For when desire merges with reason, then we reason instead
of desiring" (111).
The underground man does not ready to reduce human individuality to the logic of, “Two
times two will be four even without my will. As if that were any will of one’s own!” (31).
Dostoevsky’s art of the autobiographical novel is a kind of contrast to the autobiography The
the brightness/Of nature around me!/How the sun shines!/How the fields la ugh!...Oh earth! Oh
sun!/Oh happiness! Oh delight!,” (Chernyshevsky 105). He further points out that life can be
lived rationally and the person should have knowledge of using the observes, “One has only to
be rational, to know how to organize, and to learn how to use resources most advantageously,”
(Chernyshevsky 120).
Dostoevsky considers them romantic views about human beings. He points out that life is
meaningless but human beings try to find meaning in it. He rejects Chernyshevsky’s model, “I
agree: man is predominantly creative animal, doomed to strive consciously toward a goal, and to
15
occupy himself with the art of engineering-that is, to eternally and ceaselessly make a road for
himself that at least goes somewhere or other….Man loves creating and the making of roads, that
is indisputable. But why does he so passionately love destruction and chaos as well” (32-33).
According to Chernyshevsky’s utilitarian philosophy, human beings can be happy when their
desires are fulfilled. To Dostoevsky, the happiness is a matter of conviction. A self conscious
human being can be happy when he rejects the happiness. A human being is highly individual, he
rationalism in his Notes from Underground. But he was not anti women, he wrote to V.P.
Merchevsky. “A woman has only one main purpose in life: to be a wife and a mother. There is
no, there was no, and there will not be, any ‘social purpose’ for a woman. This is all stupidity,
senseless talk, and gibberish” (Merchevsky 205). But at the same time many critics like Nina
Slavophiles, Russian Imperialism, and Czars indicate an anti-feminist stance” (Straus, 2).
In comparison to Chernyshevsky, Albert Guerard points out in his book The Triumph of the
this regard Chernyshevsky, “is left very far behind in this great masterpiece of psychological
literature” (171).
According to Chernyshevsky, the society will change when the social and economic
conditions will get better but Dostoevsky strictly opposes this model of social engineering and
names it as a vulgar scientism and determinism. He notes in A Writer’s Diary, “evil lies deeper
\Works Cited
Meshchervsky, V.P. “Memoirs.” The Dostoevsky Archive: Firsthand Accounts of the Novelist
from Contemporaries' Memoirs and Rare Periodicals. Ed. Peter Sekirin. Jefferson, N.C. :
Straus, Nina Pelikan. Dostoevsky and the Woman Question: Rereadings at the End of a Century.
Chernyshevsky, Nikolay Gavrilovich. What Is to Be Done? Ann Arbor: Ardis, 1986. Print.
Guerard, Albert J. The Triumph of the Novel: Dickens, Dostoevsky, Faulkner. New York: Oxford
Insecurity, culture decline, alienation, industrial revolution and race for armament.
is a fact that human life is in no way complete and fully satisfying but it has meaning.
Existentialism is the search and journey for true self and true personal meaning in
life.
(1843), The Concept of Dread (1844) and Sickness Unto Death (1848) represent
Heidegger, Simone de Beauvoir, Albert Camus and Kafka from the atheistic point of
view. Existential scholars argue that existence precedes essence. They challenge and
negate preconceived beliefs and life is incapable of being described in its essential
nature. The previous philosophers used to explain life in this manner. Jean-Paul Sartre
provides new vistas to existentialism through his novels, plays and philosophical
writings.
considered as first existential text. It portrays underground man who is unable to fit
into society. His free will is supreme for him. Existentialism is the philosophy of
18
understanding the condition and existence of human beings, their place and function
in the world. Dostoevsky represents pain as a product of society and does not write
directly about the necessity of change in political and economic structures. He does
not polemically state why the society is bad in Notes From Underground. He attempts
to find psychological solutions of deep rooted crisis. The novel indicates that
individual is above the society. He does not depict that economics is the root cause of
the evils prevalent in society. Underground man is so much engrossed in pain that he
does not see the dream of better healthy society. He believes in the completeness of
society in its own way. According to him life is more than logical reasoning. Reason
is to be Done?
of the representative texts of the 19th century Russia written in 1863. It is written by
Vera Pavlovna. She is living with her self-righteous mother, who wants to marry her as
soon as possible. Vera is an ambitious girl who wants to live her life on her own terms.
She was strongly inclined to be an economically independent woman and she dared to
challenge the institution of marriage and family. She comes into the contact with
Lopukhov who is a medical student. In order to save herself, she marries him. She enjoys
the freedom in the house which is built by both of them. Meanwhile, she starts a sewing
19
union with help of other ladies. She collects some girls and educates them. After some
time, she comes into contact with a friend and classmate of Lopukhov, Kirsanov and falls
in love with him. Lopukhov does not object to her relationship and Rakhmetov guides
committed to the process of revolution. Vera and Kirsanov marry and live happily after
that. This novel is well received and appreciated by Plekhanov and Lenin. The historical
The underground man does not ready to reduce human individuality to the logic
of, “Two times two will be four even without my will. As if that were any will of one’s
own!” (31). Chernyshevsky defines life idealistically, ““How splendid the brightness/Of
nature around me!/How the sun shines!/How the fields la ugh!...Oh earth! Oh sun!/Oh
happiness! Oh delight!,” (Chernyshevsky 105). He further points out that life can be lived
rationally and the person should have knowledge of using the observes, “One has only to
be rational, to know how to organize, and to learn how to use resources most
human beings. He points out that life is meaningless but human beings try to find
creative animal, doomed to strive consciously toward a goal, and to occupy himself with
the art of engineering-that is, to eternally and ceaselessly make a road for himself that at
least goes somewhere or other….Man loves creating and the making of roads, that is
indisputable. But why does he so passionately love destruction and chaos as well” (32-
when their desires are fulfilled. To Dostoevsky, the happiness is a matter of conviction. A
20
self conscious human being can be happy when he rejects the happiness. A human being
from Underground.
21
Course: VII
Lesson No: 3
INTRODUCTION:
Dostoevsky believes that the human is the social construct of its surroundings, the
protagonist is a child of his time who is strictly against the rational egoism. He gives answer by
writing this text to the mechanized and logical structure of society. However, the novel is set in
the later part of 19th century and it depicts the disoriented world in many ways. But in 21st
century the situation has become even more complicated. That is why, it emerges as a more
relevant work in present technology/ market obsessed world. The individual finds himself like a
stranger and faces uncomfortable familiarity. The miseries suffered by the intellectual
underground man in 19th century, foreground more vehemently and are more relevant in 21th
century.
civil servant. He has quit his service and spending his time in a basement flat. It is situated
outside Saint Petersburg. He vengefully ridicules the modern world. Like his novel Same Face,
Notes from the Underground is also the story of an underground person. His hero or antihero is a
highly conscious person. He feels bad when people ignore and insult him. He ran away and hid
himself whenever he is insulted or loose. He takes revenge of his insult from the people who are
weaker than him. Dostovsky wrote in his diary that he represented a true Russian in his totality
22
and a split personality in Notes from the Underground. He is the first Russian writer to
The underground wants to foreground his individuality and he wants to live with his free
will but his individuality and free will is not accepted by the society .In the chapter second or
third chapter of second Unit, he represents the dreadful and hateful incidents, characters, and
places of his former days of his job and his experiences in a Military school, that are extremely
sad and terrible. He takes revenge from the poor and weak prostitute Liza.
The Underground man tries to find his individuality in his own sufferings. Even he
attacks the society to reassert his individuality, “Excuse me, gentlemen, but I am not justifying
myself with this allishness. As far as I myself am concerned, I have merely carried to an extreme
in my life what you have not dared to carry even halfway, and what’s more, you’ve taken your
cowardice for good sense, and found comfort in thus deceiving yourselves (130)”.
The protagonist is completely lonely and in dire need of some company. He is waiting for
his old schoolmates. When he opened the window to watch them he finds that there is dense
darkness and it was awfully cold. Therefore, his hope of reunion with them goes in vain.
The underground man is deeply anguished human being. He is badly shattered in the
contradiction of worldly truth and reality. The protagonist in the text is the anonymous narrator
The underground man is not a hateful creature. However he declares openly that in the
beginning of the text, “I am a sick man...I am a wicked man. An unattractive man. I think my
liver hurts. However, I don't know a fig about my sickness, and am not sure what it is that hurts
me. I am not being treated and never have been, though I respect medicine and doctors. What’s
23
more, I am also superstitious in the extreme; well, at least enough to respect medicine (3)”. The
main motif of the writer is to depict the hellish atmosphere of the time in which the protagonist is
living.
The underground pays the price of “One’s own free and voluntary wanting, one’s own
caprice, however wild, one’s own fancy, though chafed sometimes to the point of madness – all
this is that same most profitable profit, the omitted one, which does not fit into any classification,
and because of which all systems and theories are constantly blown to the devil… Man needs
only independent wanting, whatever this independence may cost and wherever it may lead (25-
26)”. He wants the liberty of the human spirit. Scott and Traschen point out in “Dostoevski-
Tragedian of the Modern Excursion into Unbelief”, that underground man is a tragic hero who is
ready to suffer and die for his freedom (197)”. Some critics negate the underground man as the
from Dostoevsky to Sartye” and praise the underground man like an “unheard-of song of songs
of individuality”. (12-1 3). The text is autobiographical like the autobiographical works of
The underground man strongly believes that conformity with the establishment is like the
the inertia of a normal human being. Underground man observes, “The final end, gentlemen:
better to do nothing! Better conscious inertia! And so, long live the underground! Though I did
say that I envy the normal man to the point of uttermost bile, still I do not want to be him on
those conditions in which I see him (though, all the same, I shall not stop envying him. No, no,
the underground is in any case more profitable!). There one can at least… Eh! but here, too, I’m
lying! Lying, because I myself know, like two times two, that it is not at all the underground that
24
is better, but something different, completely different, which I thirst for but cannot ever find!
The underground man does not want to lose his human essence at any cost. He has a
strong disliking for the people surrounding him. His head of the department Anton Antonitch
Syetotchkin is a miser and he never gives money to anyone. He decides to borrow money from
him, “I was horribly worried. To borrow from Anton Antonitch seemed to me monstrous and
shameful. I did not sleep for two or three nights. Indeed, I did not sleep well at that time, I was in
a fever; I had a vague sinking at my heart or else a sudden throbbing, throbbing, throbbing!
Anton Antonitch was surprised at first, then he frowned, then he reflected, and did after all lend
me the money, receiving from me a written authorisation to take from my salary a fortnight later
the sum that he had lent me”(54). Even he hates his servant Apollon and considers him, “It was a
good thing Apollon diverted me at that time with his rudeness. Drove me out of all patience! He
was my thorn, a scourge visited upon me by Providence. He and I had been in constant
altercation for several years on end, and I hated him. My God, how I hated him! I think I've
He does not like the idiotic behavior of Zverkov. Similarly, he treats Simonov. However
he is not very dull, “I put six roubles into the letter, sealed it, and prevailed upon Appollon to
take it to Simonov. On learning that there was money inside, Apollon became more respectful
and agreed to go…. My head was still aching and dizzy from yesterday (108)”. At the same time
all the fellows throw him into exclusion as he does not want to shun his intelligence. They also
My school fellows met me with spiteful and merciless derision, because I was not
like any of them. But I could not endure derision; I could not get along so cheaply
25
as they got along with each other. I immediately began to hate them, and shut
myself away from everyone in timorous, wounded, and inordinate pride. Their
and yet how stupid their own faces were! In our school facial expressions
children came to us. A few years later it was disgusting even to look at them.
Already at the age of sixteen I gloomily marveled at them; even then I was
amazed at the pettiness of their thinking, the stupidity of their pastimes, games,
little interest in the most impressive, startling subjects, that I began, willy-nilly, to
regard them as beneath me. It was not injured vanity that prompted me to do so,
and for God's sake don't come creeping at me with those banal objections that one
is sick of to the point of nausea - "that I was only dreaming, while they already
understood real life." They understood nothing, no real life, and I swear it was this
in them that outraged me most of all. On the contrary, they took the most obvious,
worshiping success alone. Everything that was just, but humiliated and
rank as intelligence; at the age of sixteen they were already talking about cushy
billets. Of course, much of this came from stupidity, from the bad examples that
had ceaselessly surrounded their childhood and adolescence. They were depraved
The underground man instead of transforming himself, prefers to live in isolation. He has
to suffer and comes across topsy-turvy situation in search of meaning of life. He is free to fulfill
his natural desires and he takes pleasure in whatever he does or wants to do. He can sleep as long
as he wants. But at the same time, he does not accept the establish authority. Conformity with
He has to decide whether he can become an antiestablishment or a rebel against the state
or he can establish conformity with that state. First idea is full with suffering, self destruction
second idea leads towards the life in peace. But he follows first option and does not care about
any damn authority. He does not allow them to curtail his freedom. He declares that he is “Not
just wicked, no, I never even managed to become anything: neither wicked nor good, neither a
scoundrel nor an honest man, neither a hero nor an insect. And now I am living out my life in my
corner, taunting myself with the spiteful and utterly futile consolation that it is even impossible
for an intelligent man seriously to become anything, and only fools become something. Yes, sir,
an intelligent man of the nineteenth century must be and is morally obliged to be primarily a
characterless being; and a man of character, an active figure–primarily a limited being (5)”.
But in real sense he is a hero who continuously protects his freedom. He considers his plight
better than others fellows who dare not challenge the authority. His gestures are the symbol of
The underground man states, “ Now I ask you: what can be expected of man as a being
endowed with such strange qualities? Shower him with all earthly blessings, drown him in
happiness completely, over his head, so that only bubbles pop up on the surface of happiness, as
on water; give him such economic satisfaction that he no longer has anything left to do at all
except sleep, eat gingerbread, and worry about the noncessation of world history—and it is here,
27
just here, that he, this man, out of sheer ingratitude, out of sheer lampoonery, will do something
nasty. He will even risk his gingerbread, and wish on purpose for the most pernicious nonsense,
the most noneconomical meaninglessness, solely in order to mix into all this positive good sense
He was against the relentless positivism, logic mania for hope and believed in facing the
bleakness of dark reality. To resist materialism and scientific logic means to acknowledge that
we are living in a world where freedom is supreme. Noncooperation with authority means
defying radicalism. He was not only rejecting nihilism but also depicting complete human
nature. He was depicting the overall impression of the rationalism on the contemporary Russian
society.
search for his own individuality and his quest for himself. However, he is very conscious “to
keep an eye on this goal through all enthusiasms and little volumes of lyrical verses, and at the
same time also to preserve “the beautiful and lofty” inviolate in himself till his dying day, and
incidentally to preserve himself quite successfully as well, somehow in cotton wool, like some
little piece of jewelry, if only, shall we say, for the benefit of that same “beautiful and lofty”
(46).
The underground man is a member of the intelligentsia but he is not able to digest the
conclusions and determinism of reason, rationalism and logic. The ambiguity of the underground
man is conspicuous:
but at first, in the beginning, how much torment I endured in this struggle! I did
not believe that such things happened to others, and therefore kept it to myself all
my life as a secret. I was ashamed (may be ashamed even now) it reached the
28
point with me where I would feel some secret, abnormal, mean little pleasure in
returning to my corner on some nasty Petersburg night and being highly conscious
of having once again done a nasty thing that day, and again that what had been
done could in no way be undone , and I would gnaw, gnaw at myself with my
teeth , inwardly, secretly, tear and suck at myself until the bitterness finally turned
into some shameful, accursed sweetness, and finally- into a decided, serious
He desires freedom as an another ideal and he is desperate to attain it, “I know that I will not
rest with a compromise, with a ceaseless, recurring zero, simply because according to the laws of
nature it exists, and exists really. I will not take a tenement house, with apartments for the poor,
and a thousand-year lease, and the dentist Wagenheim's shingle for good measure, as the crown
of my desires. Destroy my desires, wipe out my ideals, show me something better, and I will
follow you” (36). At the same time underground man believe in the relevance of speech, “Our
discussion is serious; if you do not deign to give me your attention, I am not going to bow and
In the later part of Notes from Underground, he lampoons the romanticism of socialist
sentiment. The underground man is a learned person full with bookish ideas. He is influenced by
the romantic ideas of European and Russian socialism. He writes about his book reading habit,
“At home, I mainly used to read. I wished to stifle with external sensations all that was
ceaselessly boiling up inside me. And among external sensations the only one possible for me
was reading. Reading was, of course, a great help. It stirred, delighted, and tormented me (48)”.
The underground man came across Liza but he does not behave properly with her.
29
The underground man does not want to lose his individuality under the impact of outer
atmosphere and surroundings at any cost rather he feels that he is unique connected with nature.
He strongly asserts, “Human beings are still human beings and not piano keys, which though
played upon with their own hands by the laws of nature themselves, are in danger of being
played so much that outside the calendar it will be impossible to want anything” (30) .
He combines the creative as well as destructive nature of human beings, “I agree: man is
predominantly creative animal, doomed to strive consciously toward a goal, and to occupy
himself with the art of engineering-that is, to eternally and ceaselessly make a road for himself
that at least goes somewhere or other….Man loves creating and the making of roads, that is
indisputable. But why does he so passionately love destruction and chaos as well” (32-33).
The underground man is not able to understand the reason behind his plight.
The underground man does not believe in simplistic, unproblematic and mechanical
solution of the human predicament but he does not believe that hyper consciousness is also not
able to find answers, “But all the same, I am strongly convinced that not only too much
consciousness but even any consciousness at all is a sickness. I stand upon it” (7). He further
points out, “Though I did declare at the beginning that consciousness, in my opinion, is a man’s
great misfortune, still I know that man loves it and will not exchange it for any satisfactions”
(35).
The underground man is a petty clerk but an intellectual of its own kind who is
bureaucracy. He resists but sinks deep into isolation and negativity. He is one of the most
and cruelly obsessive, at the same time intelligent, straight forward and honest. He suffered a lot
by others.
Reader gets educative experience in reading the text. The underground man seems
unfamiliar and strange in the beginning but the reader finds some kind of similarity with him.
The influence of the style of Dostoevsky can be seen in the contemporary fiction.
He does not want to remind his tormented school days when he meets his school friend Simonov.
He does not like to meet his other school friends and he wish to “cut off all at once the whole of
that hateful childhood of mine. Curses on that school ….on those terrible years of penal
servitude! In short, I parted ways with my fellows as soon as I set free” (60). When he comes to
know that his school fellows are arranging dinner party, he wish to be the part of the party. But
In the dinner, he feels that he is being ignored and ridiculed by the class mates. All the
school fellows consume lot of alcohol. He delivered a passionate speech to show his anger and
shame. In the end, he seeks Simonov help to pay the money for the dinner. He feels lonely when
his school friends leave the place. He wishes apology from his friends. He wants to weep and
talk to himself. He writes a letter to Simonov on the next day of the party blaming him for the ill
treatment in during the dinner. He sent the money for the party which is paid by Simonov.
Bakhtin (1984) rightly observes that the underground man is a complex character with
polyphonic voices. The characters of Dostoevsky do not merely follow the command of the
writer rather they have their own individuality. The underground man is at same time angry and
feels lonely. His emotions vary widely from one moment to another, “ The self-clarification,
self-revelation of the hero, his discourse about himself are not predetermined (as the ultimate
goal of his construction) by some neutral image of him, does indeed sometimes make the
31
author’s setting “fantastic”, even for Dostoevsky. For Dostoevsky the verisimilitude of a
character is verisimilitude of the character’s own internal discourse about himself in all its purity
– but, in order to hear and display that discourse, in order to incorporate it into the field of vision
of another person, the laws of that other field must be violated, for the normal field can find a
place for the object-image of another person but not for another field of vision in its entirety.
Some fantastical viewpoint must be sought for the author outside ordinary fields of vision (54)”.
D.S. Mirsky points out in A History of Russian Literature: From Its Beginnings to 1900
that Notes from the Underground is literature as well as philosophy. It is difficult to comprehend
the paradoxical and unexpected behavior of underground man. The underground man is self-
absorbed, irrelevant, malicious, and cruel in spite of the fact that he is a part and parcel of every
human being. He represents the mental and psychological picture of human beings. He shakes
The well known scholar Hesse was well familiar with many writers but Dostoevsky was
much liked by him. He wrote many critical articles on him and he said Dostoevsky is most
favourable, “when we are miserable, when we have suffered to the limits of our capacity for
suffering and feel the entirety of life as a single searing wound, when we breathe despair and
have died the death of hopelessness” (133). Hesse further writes, “ Staring from afar into life,
bereft and crippled by misery and no longer able to understand life in its wild, beautiful cruelty,
wishing to have no more to do with it, then we are open to the music of this terrifying and
magnificent writer. Then we are no longer onlookers, no longer epicures and judges; we are
fellow creatures among all the poor devils of Dostoevsky’s creation, then we suffer their woes,
and we stare fascinated and breathless with them into the hurly-burly of life, into the eternally
grinding mill of death. But at the same time we can also catch Dostoevsky’s music, his comfort,
32
his love, and then we can first experience the marvelous meaning of his terrifying and so often
Hesse points out that Notes from Underground depicts the cruel, bloody harshness and
ambiguity of all human existence. He considers Dostoevsky’s work similar to the music of
Beethoven. One has to be ready with sorrow and despair to experience the beauty.
The Underground Man is identified with us. He is a stranger and at the same time one wishes to
Literature, “Even while Dostoevsky was still alive his work struck the deepest chords in the
hearts of his readers and was highly valued both at home and abroad. But the fame he enjoyed
today all over the world is incomparably greater than it was while he was writing his great novels
and stories. Since that time his art has gained world-wide recognition. (364)”.
M. Khrapchenko writes in The Writers Creative Individuality and the Development of Literature,
“ Critics abroad often express the view that the most valuable part of Dostoevsky literary
heritage is in no way a product of the time in which he lived and worked. The writer, they claim,
was interested not in social questions, not in subjects suggested to him by some concrete
historical situation, but in what they call the timeless problems of human existence. But for
setting up such an option, proceeding from the view that the work of the greatest artists is outside
conflicts and phenomena that were typical of the Russian society of the nineteenth century.
33
Reflected in it are the characteristic features of its feudal and serf-owning structure and the
conflict between differing social aspiration to be seen in Russia and the period when the
bourgeois system was developing apace…. But his main concern was to show the general outline
of the life of men, not so much the eternal realities of changing conditions in everyday life as
social conflicts and important features in human relations and in man’s psychology.” (366)
M. Khrapchenko points out, “He strove not for simple verisimilitude but for great
authenticity in the human characters which he depicted for this reason he was not afraid to show
in close-up and in a maximalised from their typical features. In Dostoevsky’s work the depiction
of the concrete social reality and human relations is inseparable from his disclosure of the
tendencies revealed within them and their general significance….Dostoevsky not only gave a
broader picture of the miserable existence of those at the lower end of the social scale, but he
also revealed their inner world more fully than had ever been done before. (367-68) ”.
Underground man is in deep alienation and he has nothing to do with the outer world. It
seems that he is interested in himself and he wants to take revenge from others but he does not
see any positive quality in himself, “Well, and I do know that I’m a blackguard, a scoundrel, a
self-lover, a lazybones. I spent these past three days trembling for fear you might come. And do
you know what particularly bothered me all these three days? That I had presented myself to you
as such a hero then, and now you’d suddenly seem in this torn old dressing gown, abject, vile. I
just told you I was not ashamed of my poverty; know, then, that I am ashamed, I’m ashamed of it
most of all, afraid of it more than anything, more than of being a thief, because I’m so vain it s as
if I’d been flayed and the very air hurts me” (122). His attitude does not change in the narrative
of whole text. He is deeply angry with the world, “Shall the world go to hell, or shall I not have
my tea? I say let the world go to hell, but I should always have my tea” (122). He strongly
34
disbelieve in the possibility of changing the society and creating better new world. Construction
He represents the eternal aspect of man’s mind. He is the construct of concrete historical
phenomena. This is considered one of the major Existentialist texts because it signifies the
assertion of an alienated human being. The idea of useless society is away from reality.
The underground man habitually thinks about what other people are thinking about him, “‘But is
this not shameful, is it not humiliating!" you will perhaps say to me, contemptuously shaking
your heads. "You thirst for life, yet you yourself resolve life's questions with a logical tangle.
And how importunate, how impudent your escapades, yet at the same time how frightened you
are! You talk nonsense, and are pleased with it; you say impudent things, yet you keep being
Bakhtin calls the hero in Notes from Underground the first hero-ideologist in
Dostoevsky’s work. “One of the basic ideas, which he sets forth in his polemic with
socialists, is precisely the idea that man is not a final and determinate quantity upon which stable
calculations can be made; man is free and therefore can overturn any rules which are forced upon
him.” “Dostoeveksy’s hero always seeks to shatter the finalizing, deadening framework of
others’ words about him. Occasionally this struggle becomes an important tragic motif in the
hero’s life (Nastasya Filippovna, for example).” For Bakhtin this profound sense of personal
unfinalizedness and indeterminacy are realised through the very complex means of ideological
thought, crime or heroic feat. “Man is never coincident with himself. The equation of identity
A=A is inapplicable to him.” “The genuine life of the personality can be penetrated only
dialogically, and then only when it mutually and voluntarily opens itself.” “The truth about an
35
individual in the mouths of others nondialogical, second-hand truth, becomes a degrading and
deadening lie when it concerns his ‘holy of holies’ ie. the ‘man in man’ ” (Problems 48).
The underground man is forty years old, living in St. Petersburg and former government
audiences. During his talk with imaginary listeners, he depicts his guilt and anger.
The underground man confesses his limitations, faults and pains as a "sick man, a bad man”
Some persons have very low self consciousness and they are not having any predicament.
They are familiar with the ways of the world and know very well how to behave in society.
These types of persons are not conscious about the contradictions and paradoxes of human nature
and they happily accept the singular truths about the world and themselves. That is why, they are
healthier and happy, “The final end, gentleman: better to do nothing! (37).
Underground man’s behavior with his servant Apollon is not normal. Sometimes, he hates his
servant very much, “I don't know why, but he despised me even beyond all measure and looked
at me with an insufferable haughtiness. But then he looked at everyone with haughtiness. One
glance at that pale-haired, slicked-down head, at the quiff he fluffed up on his forehead and oiled
with vegetable oil, at that serious mouth forever pursed in a V - and you immediately sensed
before you a being who never doubted himself. He was in the highest degree a pedant, and the
most enormous pedant of any I've ever met on earth,” (112). He is full with his own insecurities
and prejudices while talking to his servant. Their relationship is different from the connotation of
master/slave concept but some time he wants to impose his will on his servant. Sometimes he
does not want to pay the salary of his servant. He deliberately delays in giving him money, “I
"did not, did not, simply did not want to give him his wages, did not want to because that's how I
36
wanted it, because such was 'my will as the master,' because he was irreverent, because he was a
boor; but that if he asked reverently, perhaps I would relent and pay him; otherwise he'd have to
wait another two weeks, wait three weeks, wait a whole month” (114). It depicts the material
The underground man’s self-hatred is the construct of his existentialist crisis. He has his
own notion of reality and he makes fun of other’s reality. To trace any kind of meaning in life is
a useless phenomenon. He does not like his fellow worker. He considers himself as an outsider
and a stranger. He is completely in isolation, however, it seems that he is self centered and
thinks about himself. In reality he is isolated not only from the outer world but also from himself.
The underground man is unnamed and faceless person who is living in absolute anonymity. He is
the representative of a person who is suffering from inertia and society does not support such
kind of persons. The underground man experiences the feeling of paranoia due to his
existentialist self-hatred attitude. His love-hate relationship with Liza also indicates towards the
existential characteristics in him. The underground man is frightened with the idea of rejection.
That is why he construct a wide gap between him and the society.
The underground man deliberately accepts the position of marginality. The underground
man thinks himself as a mouse and feels comfortable, “Oh, absurdity of absurdities! Quite
another thing is to understand all, to be conscious of all, all impossibilities and stone walls; not to
be reconciled with a single one of these impossibilities and stone walls if you are loath to be
reconciled; to reach, by way of the most inevitable logical combinations, the most revolting
conclusions on the eternal theme that you yourself seem somehow to blame even for the stone
wall, though once again it is obviously clear that you are in no way to blame; and in consequence
of that, silently and impotently gnashing your teeth, to come to a voluptuous standstill in inertia,
37
fancying that, as it turns out, there isn't even anyone to be angry with; that there is no object to be
found, and maybe never will be; that it's all a sleight-of-hand, a stacked deck, a cheat, that it's all
just slops - nobody knows what and nobody knows who, but in spite of all the uncertainties and
stacked decks, it still hurts, and the more uncertain you are, the more it hurts!” (13-14).
Albert Guerard praises the writings of Dostoevsky. According to him Notes from the
Underground is “the most intense and most authentic rendering in Dostoevsky, perhaps in all of
novelistic literature, of neurotic suffering seen from within…it is also a document of major
Joseph Frank points out the problematic of Notes from Underground. It is “one or the
other of the work’s two main aspects….text cannot be properly understood” if one does not
understand the psyche of the underground man (1986, 310). Frank indicates that the first person
narrative makes it difficult to understand it. His characters are the production of the
Mark Spilka points out, “the narrator claims to choose perversity clearly . . . perversity
has chosen him” (1966, 239–40). The underground man is a victim of the environment. His
wretched life in childhood as a school going lad, a clerk is a saga of pain. His outer life is not
very happening and eventful, that is why he turns towards the inner psychological world.
He is an orphan and brought up by the distant relatives. His childhood memories haunt him
throughout his life, his school experiences are also very horrible, “That night I had the most
hideous dreams. No wonder: all evening I was oppressed by recollections of the penal servitude
of my school years, and I could not get rid of them. I had been tucked away in that school by
distant relations whose dependent I was and of whom I had no notion thereafter - tucked away,
orphaned, already beaten down by their reproaches, already pensive, taciturn, gazing wildly
38
about at everything. My school fellows met me with spiteful and merciless derision, because I
was not like any of them. But I could not endure derision; I could not get along so cheaply as
they got along with each other. I immediately began to hate them, and shut myself away from
everyone in timorous, wounded, and inordinate pride. Their crudeness outraged me. They
laughed cynically at my face, my ungainly figure; and yet how stupid their own faces were! In
our school facial expressions degenerated and would become somehow especially stupid. So
He tries to tell Liza about his homeless and miserable plight in the past, “‘"You see, Liza
- I'll speak about myself! If I'd had a family in my childhood, I wouldn't be the same as I am
now. I often think about it. No matter how bad things are in a family, still it's your father and
mother, not enemies, not strangers. At least once a year they'll show love for you. Still you know
you belong there. I grew up without a family: that must be why I turned out this way…
unfeeling."(94). His life is completely loveless, he feels self pity for his past life.
The atrocious incidents of his childhood played a major role in shaping his personality
profoundly. They develop inner paradoxes, oscillations and scatteredness in his life. The
atmosphere of his childhood creates the feeling that he is insignificant and unwanted in every
sphere. He feels that whole world is his enemy. As a corollary, he does not gain a stability in his
life, so much so that he loses the sense of identity. In such situation, it is bit obvious that he will
become aggressive, self centered and will hate everyone. He generates his own convictions,
values and self-righteousness. In order to come out of his identity crisis, he becomes more self
centered, aggressive and ultimately gets detached from everybody. He is in search for security,
love and warmth, he tries to meet his school mate but he does not get approval from anywhere.
He is not strong enough to fight with anyone and nor does receives love from anywhere. He tries
39
to find solace in detachment. He is lonely at every phase of his life. During his school days he
says, “. I immediately began to hate them, and shut myself away from everyone in timorous,
wounded, and inordinate pride. Their crudeness outraged me. They laughed cynically at my face,
my ungainly figure; and yet how stupid their own faces were! In our school facial expressions
When he grows young, he was very restless, “At that time I was only twenty-four. My
life was even then gloomy, ill-regulated, and as solitary as that of a savage. I made friends with
no one and positively avoided talking, and buried myself more and more in my hole. At work in
the office I never looked at any one, and I was perfectly well aware that my companions looked
upon me, not only as a queer fellow, but even looked upon me-I always fancied this-with a sort
of loathing. I sometimes wondered why it was that nobody except me fancied that he was looked
upon with aversion? One of the clerks had a most repulsive, pock-marked face, which looked
positively villainous. I believe I should not have dared to look at any one with such an unsightly
countenance. Another had such a very dirty old uniform that there was an unpleasant odour in his
proximity. Yet not one of these gentlemen showed the slightest self-consciousness-either about
their clothes or their countenance or their character in any way. Neither of them ever imagined
that they were looked at with repulsion; if they had imagined it they would not have minded-so
long as their superiors did not look at them in that way. It is clear to me now that, owing to my
unbounded vanity and to the high standard I set for myself, I often looked at myself with furious
discontent, which verged on loathing, and so I inwardly attributed the same feeling to every one.
I hated my face, for instance: I thought it disgusting, and even suspected that there was
something base in my expression, and so every day when I turned up at the office I tried to
behave as independently as possible, and to assume a lofty expression, so that I might not be
40
suspected of being abject. "My face may be ugly," I thought, "but let it be lofty, expressive, and,
above all, extremely intelligent." But I was positively and painfully certain that it was impossible
for my countenance ever to express those qualities. And what was worst of all, I thought it
actually stupid looking, and I would have been quite satisfied if I could have looked intelligent.
In fact, I would even have put up with looking base if, at the same time, my face could have been
He hates his government job very much. He left the job at once when he got something in
inheritance, “it was impossible for me to live in chambers garnies: my apartment was my
His interaction with his classmates reminds him of his inferior job and poverty. Therefore
he decides to keep alone, “ But I had a way out that reconciled everything, which was - to escape
into "everything beautiful and lofty," in dreams, of course. I dreamed terribly, I would dream for
three months at a time, shrinking into my corner, and, believe me, in those moments I bore no
resemblance to that gentleman who, in the panic of his chicken heart, sat sewing a German
beaver to the collar of his overcoat. I'd suddenly become a hero” (56). Doubtlessly, he is more
The underground man uses his detachment and loneliness as a defense. Sometimes, he
wishes to meet with his friends as he could not bear the loneliness, “Towards the end I myself
could not stand it: as I grew older, a need for people, for friends, developed. I tried to start
getting closer with some; but the attempt always came out unnaturally and would simply end of
itself. I also once had a friend. But I was already a despot in my soul; I wanted to have unlimited
power over his soul; I wanted to instill in him a contempt for his surrounding milieu; I demanded
of him a haughty and final break with that milieu. I frightened him with my passionate
41
friendship; I drove him to tears, to convulsions; he was a naive, self-giving soul; but once he had
given himself wholly to me, I immediately started to hate him and pushed him away - as if I had
needed him only to gain a victory over him, only to bring him into subjection. But I could not be
victorious over everyone; my friend was also not like any of them, and represented the rarest
exception. The first thing I did upon leaving school was quit the special service for which I had
been intended, in order to break all ties, to curse the past and bury it in the dust… And the devil
The underground man was more upset in his job than his school days, “We Russians,
generally speaking, have never had any stupid, translunary German, and more especially French,
romantics, who are not affected by anything; let the earth crumble under them, let the whole of
France perish on the barricades - they are what they are, they won't change even for the sake of
decency, and they'll go on singing their translunary songs till their dying day, so to speak,
because they're fools. But we, in our Russian land, have no fools; that is a known fact; that's what
makes us different from all those other German lands. Consequently, we have no translunary
natures in a pure state. It was our "positive" publicists and critics of the time, hunting after
Kostanzhoglos and Uncle Pyotr Ivanoviches, 2 and being foolish enough to take them for our
ideal, who heaped it all on our romantics, holding them to be of the same translunary sort as in
He is suffering from sickness, he hates but does not want to come out of it, that is why he
starts glorifying it, “I'll bet you think I'm writing all this out of swagger, to be witty at the
expense of active figures, and swagger of a bad tone besides, rattling my sabre like my officer.
But, gentlemen, who can take pride in his sicknesses, and swagger about them besides?” (7).
42
The underground man denies to do anything, “Only asses and their mongrels show pluck, and
even then only up to that certain wall. It's not worth paying any attention to them, because they
mean precisely nothing” (44). He seek relief in self degradation and self pity and he develops the
feeling that he cannot change. He takes pleasure from the hopelessness, “I say it seriously: surely
I'd have managed to discover some sort of pleasure in that as well - the pleasure of despair, of
course, but it is in despair that the most burning pleasures occur, especially when one is all too
insecurities and uncertainty are the construction of inhuman conditions of the society.
He does not consider reasoning as the essence of human nature, “ What does reason know?
Reason knows only what it has managed to learn (some things, perhaps, it will never learn; this
is no consolation, but why not say it anyway?), while human nature acts as an entire whole, with
everything that is in it, consciously and unconsciously, and though it lies, still it lives. I suspect,
The underground man strongly believes in the prolificacy of human nature , “But why
does he so passionately love destruction and chaos as well? Tell me that! But of this I wish
specially to say a couple of words myself. Can it be that he has such a love of destruction and
chaos (it's indisputable that he sometimes loves them very much; that is a fact) because he is
instinctively afraid of achieving the goal and completing the edifice he is creating? ” (33).
The underground man considers his individuality and personality, “And in particular it may be
more profitable than all other profits even in the case when it is obviously harmful and
contradicts the most sensible conclusions of our reason concerning profits-because in any event
it preserves for us the chiefest and dearest thing, that is our personality and individuality” (28).
43
Dostoevsky's Notes from Underground. No good society can rid man of depravity: the book is
among other things an inspired polemic against Rousseau and the whole tradition of social
philosophy from Plato and Aristotle through Hobbes and Locke to Bentham, Hegel, and John
Stuart Mill. The man whom Dostoevsky has created in this book holds out for what traditional
Christianity has called depravity; but he believes neither in original sin nor in God, and for him
man's self-will is not depravity: it is only perverse from the point of view of rationalists and
others who value neat schemes above the rich texture of individuality.
His behavior is arbitrary most of the times; it is a creative force of expression and self
affirmation. Underground man is an anti hero with a lot of questions and doubts.
Dostoevsky did a lot of experiments with the character of the protagonist. Underground man
Dostoevsky writes about the underground man in Author’s Note that such persons as the
writer of such notes not only may but even must exist in our society, taking into consideration
the circumstances under which our society has generally been formed. The protagonist
polemically satires the rationality of an ideal human being. As a keen observer, Dostoevsky
points out the problematic of the riddle of human being through the underground man.
Dostoevsky reveals intelligently the meanness of the society of his century through the character
of underground man.
Notes from Underground raise serious questions on the linear elucidation of the society.
Dostoevsky himself was a kind of antihero, he got death sentence but at the last moment, he was
pardoned. He spent many years in rigorous labour camps. His father was cold bloodily murdered
44
when he was young. He was constantly suffering from poor health conditions, financial crisis,
political hostility and relational tragedies. While he was writing Notes from Underground
He lost his wife and brother, he writes in a letter to Wrangel published in Dostoevsky; The Stir of
Liberation, 1860–1865 by Joseph Frank, “I suddenly found myself alone and simply terrified…
My entire life at one stroke broke into two. In one half, which I had lived through, was
everything I had lived for, and in the other, still unknown half everything was strange and new,
and there was not a single heart that could replace those two. Literally—I had nothing left for
which to live . . .What remains from all the reserve of strength and energy in my soul is
something troubled and disturbed, something close to despair. Worry, bitterness, a completely
cold industriousness, the most abnormal state for me . . . . And yet it still seems to me that I am
just now preparing to live. Funny, isn’t it? The vitality of a cat” (369–370.)
He tried to keep on living but the impact of all this turmoil can be seen on the portrayal of
underground man. His protagonist failed to come out of this predicament. However he is trying
to solve the riddle of life throughout the year. Suffering can create a better human being. The
conflict among Free will, pleasure and equality Fyodor is a life-long phenomena. The
underground man consistently refuse to open his heart to anybody, he is consistently inconsistent
in his relationship with Liza. Notes from Underground is one of the best novels not only in
Russian literature but also in World literature. Underground man represents the precarious
Works Cited
Chernyshevsky, Nikolay Gavrilovich. What Is to Be Done? Ann Arbor: Ardis, 1986. Print.
vol. 28.2 (1985), pp. 116, 120; quoted in Joseph Frank, Dostoevsky: The Stir of
369–370. Print.
… Notes from Underground. Trans. Richard Pevear and Larissa Volokhonsky. Vintage
Guerard, Albert J. The Triumph of the Novel: Dickens, Dostoevsky, Faulkner. New York:
Hesse, H. (1978) My Belief: Essays on Life and Art, trans. D. Lindley, with two essays
James Scanlan. Dostoevsky the Thinker. N.Y.: Cornell University Press, 2002. Print.
Kaufman, Walter. Existentialism from Dostoevsky to Sartre. New York: Meridian, 1956. 12-1 3.
Print.
Mirsky, D.S. A History of Russian Literature: From Its Beginnings to 1900. Chicago:
Muraw, Harriet. “Reading Woman in Dostoevsky.” A Plot of Her Own: The Female Protagonist
in Russian Literature. Ed. Sona Hoisington. Evanston Ill.: Northwestern University Press,
Spilka, Mark. 1966. “Playing Crazy in the Underground.” Minnesota Review 6: 233–43. Print.
Straus, Nina Pelikan. Dostoevsky and the Woman Question: Rereadings at the End of a
Scanlan, James. Dostoevsky the Thinker. Ithaca, N.Y.: Cornell University Press, 2002. Print.
Nathan A. Scott, Jr., "Dostoevski-Tragedianof the Modern Excursion into Unbelief, " in The
Tragic Vision and the Christian Faith, ed. Scott. New York: Association Press, 1957.
197. Print.
47
Suggested Questions
3 Is there any aspect of the Underground Man that we identify with as readers in
21st century?
4 What are the Underground Man's objections to scientific progress? Are these
prevalent in society.
7 How does this obsession with rank and power manifest itself throughout Notes
from Underground?
8 Some critics see the Underground Man as insane, while others see him as an
Course: VII
Lesson No: 4
Dostoevsky’s Notes from Underground is considered as the beginning of new fiction and
its style is a diversion from nineteenth century fiction. He includes philosophical and
psychological insights into his fiction that paves the way to 20th century existential and
psychological literature. He has created the characters who are emotionally and spiritually
downtrodden. Notes from Underground is also known for representing the melancholic and
saddest character in the literature. The protagonist has no faith in reason and hope in life. At
every phase of history of human existence, the creative and sensitive human beings suffer from
loneliness, isolation and displacement. These sentiments are well depicted in the writings of
Fyodor Dostoevsky, Nietzsche and Kierkegaard. Their characters are terribly lonely in the
godless world. They have lost interest in logic and reason. They become against the society and
Notes from Underground was published in 1864. With this novel he perfected the
technique of novel of Ideas. It was published in a magazine The Epoch. It explores the
psychology of human beings in the disturbed political, economical, social environment of Russia
in 19th-century. The human beings have to face the hardships of life in such conditions. Notes
from Underground seems like an essay in the first part, and the second part is in narrative style.
Underground. The first part of the text, it contains a long monologue of the anti-hero. It depicts
49
the life philosophy of Dostoevsky through the protagonist. It critiques polemically the utopian
seems that these principles and theories have the capacity to define the best interests of human
beings. These theories believe in perfection of human beings. Every person has some interests
and ideas which are more valuable than anything else and one can work hard to turn them into
reality.
For a human being, his free will whether it is horrific or obnoxious, is supreme. This
cannot be rationally or problematically theorize. This freedom is very significant for him.
Dostoevsky wants to run away from the harsh reality of the present to the memories of his
youthful days. The theme, situations and characters of Notes From Underground are completely
imaginative but in the present historical context, such type of circumstances is not only possible
Edward Wasiolek writes in Fyodor Dostoevsky: The Major Fiction “Against science,
against the laws of reason, against the whole movement of man's systematic accumulation of
knowledge . . .against all that man pursues and dreads-the underground man opposes his unique,
capricious, subjective world of feeling: wish, dream, hope, and, yes, cruelty, suffering, pettiness
Dostovsky writes about the significance of free will in one’s life, “That would still be
nothing, but what is offensive is that he'd be sure to find followers: that's how man is arranged.
And all this for the emptiest of reasons, which would seem not even worth mentioning: namely,
that man, whoever he might be, has always and everywhere liked to act as he wants, and not at
all as reason and profit dictate; and one can even want against one's own profit, and one
50
sometimes even positively must (this is my idea now). One's own free and voluntary wanting,
one's own caprice, however wild, one's own fancy, though chafed sometimes to the point of
madness--all this is the same most profitable profit, the omitted one, which does not fit into any
classification, and because of which all systems and theories are constantly blown to the devil
(25).”
The female protagonist Liza is a prostitute. She is passive towards the society and the
concept of morality given to her by the underground man. She wants to come out of the filth of
prostitution and seeks the help from underground man. But he does not take her seriously and
maintain his inherent superiority and pride. The window is the symbol of the psychological
struggle. Dostoevsky’s Liza is a good girl but she is thrown into the prostitution by the
circumstances. Dostoevsky negates the idea of thinking human being as a natural phenomena. In
the current atmosphere thinking hyperconscious human being is a costly affair and makes one
inactive.
Dostoevsky believes that freedom and materialism are the two different philosophies. So
much so that freedom that is created from necessity is not actually freedom.
Liza is a young prostitute and the underground man abuses on her. The relationship between
underground man and Liza depicts the complex psychological structure of human beings.
Dostoevsky's Notes from Underground is a well accepted book among the classical of the
disciplines and interests like Don Quixote, King Lear, Don Juan and Faust. Various school of
51
thoughts like Expressionism, Surrealism, Existentialism, consider this text as the representative
of their ideas.
Notes from Underground is a critique of the radical Socialism of his time. He is polemic
on the ideas of Chernyshevsky, who wrote a utopian novel What Is To Be Done? (1863). This
novel became very sensational among wider readership. Dostoevesky critically rejected the novel
by writing Notes from Underground. He critiques the ideas of rationality, scientific logic and
Dostoevsky in contrast to that put his point that man was instinctively violent, evil, illogical,
Some scholars have criticized Dostoevsky on the same issue like the underground is
negating the purposeful social activity and reasoning against reason, evil and immorality. But
Dostoevsky was not simply doing this but he was more subtle and effective. He observes the
mental turmoil that Liza is experiencing, “She bit the pillow, she bit into her hand till it bled (I
saw it later), or, clutching her loosened braids, she would go stiff with effort, holding her breath
and clenching her teeth. I started to say something to her, to beg her to calm down, but felt I
didn't dare, and suddenly, all in a sort of fever myself, almost horrified, I rushed gropingly, in
haphazard haste, to get myself ready to go. It was dark: no matter how I tried, I couldn't finish
quickly. Suddenly I touched a box of matches and a candlestick with a whole, unused candle. As
soon as light shone in the room, Liza suddenly rose, sat up, and looked at me almost senselessly,
with a somehow distorted face and a half-crazed smile. I sat down next to her and took her
hands; she recovered herself, made a quick move as if to embrace me, but did not dare, and
While departing from Liza the underground man feels proud to provide his address and
invites her to visit his home. But at the same time he is disturbed, “What if she comes? However,
why not, let her come; it's no matter…” But, obviously, that was not the main and most important
thing now: I had to make haste and, whatever the cost, quickly save my reputation in the eyes of
Zverkov and Simonov. That was the main thing. And I even quite forgot about Liza that morning,
The underground man understands that he is not able to love anybody, “At that time I
was only twenty-four years old. My life then was already gloomy, disorderly, and solitary to the
point of savagery. I did not associate with anyone, even avoided speaking, and shrank more and
more into my corner. At work, in the office, I even tried not to look at anyone, and I noticed very
well that my colleagues not only considered me an odd man, but - as I also kept fancying -
But in the end of second part of Notes from Underground, he again fell deep into
frustrated isolation. Dostoevsky was well familiar with the fact that the innovations and
discoveries are made when a person would think out of the logic, for instance an engineer
innovated roads only when he was highly imaginative. He wants to create a dialogue between
Dostoevsky is a master storyteller and is not very simplistic as it seems to be. In the
meaninglessness and absurdity of life with hope and joy. Also he is considered as one of the
However, many readers, scholars and critics find it difficult to understand Dostoevsky
because of his specific cultural background from Russia. The fact of the matter is that Russia is
culturally identified with West and East. The influence of Eastern spirituality and mysticism as
well as rationality of west can be seen on Russian culture. Dostoevsky accepts such influence of
his country that is why, he takes free will, liberty and freedom not only as political concepts but
also as theological concepts of love. He believes in the unique cultural and religious heritage fof
the West.
Underground, he does not impose any ideology on his characters but they act freely. He depicts
the dynamic quality of his character when he portrays that the behavior of a person can change at
any moment. One can observe the ideas and thoughts of the character when he interacts with
other people. Dostoevsky does not write like a prophetic preacher, rather he leaves the reader
free.
The underground man seems to be irrelevant doing nothing and he is totally messed up. It
is not easy to understand the characters, they are problematically complicated. He comes across
Liza, she is a young prostitute, “Mechanically, I glanced at the girl who had come in: before me
flashed a fresh, young, somewhat pale face, with straight dark eyebrows and serious, as if
somewhat astonished, eyes. I liked it at once; I would have hated her if she'd been smiling. I
began to study her more attentively and as if with effort: my thoughts were not all collected yet.
There was something simple-hearted and kind in that face, yet somehow serious to the point of
strangeness. I was certain that it was a disadvantage to her there, and that none of those fools had
noticed her. However, she could not have been called a beauty, though she was tall, strong, well
built. She was dressed extremely simply. Something nasty stung me; I went straight up to her…
54
(86)”. The center of the second part of the book is the interaction between Liza and the
underground man.
The underground man wants to know about the background of Liza in a bookish manner.
He turned hostile to her while listening her miserable story. Liza starts weeping in sadness and
the underground man requests her to visit him again. He is worried if Liza comes to visit him and
at the same time he wants that she must come such is the ambivalent situation of the
underground man. She comes to meet him when he is very angry with his servant Apollon. At
once he started heat argument with her but she bears all this very compassionately. He wishes
that she should leave him alone and he feels shame and disgrace when she leaves him in solitude,
“I did not hate her so much, however, when I was running about the room and peeking behind
the screen through a crack. I simply felt it unbearably burdensome that she was there. I wanted
her to disappear. I longed for ‘peace,’ I longed to be left alone in the underground. “Living life”
so crushed me, unaccustomed to it as I was, that it became difficult for me to breath” (126).
Dostoevsky’s major works are a great contribution to both Russian and world literature.
Diffused with humanism, they are dear both to the hearts and to the intellect of the readers from
different countries and nations. All the progressives writers in the world value his work highly
along with the important part that it has played in the spiritual development of humanity.
Dostoevsky’s work is lit with the flame of his inspired thought and his strong feelings; it is
Notes From Underground was written from January to May 1864 and it was based on
the horrific experience of Siberia prison where he got the penalty of forced labor in the regime of
Czar. After releasing from the prison, he found that Russian intellectuals were obsessed with the
deterministic ideology.
55
Dostoevsky is very famous for portraying very rich characters. His own life was directly
linked with his characters. He has been strongly criticized for his stereotypical rendering of
female character in Notes From Underground. So much so that, female characters are not
depicted as protagonists in any of his novels. Liza in Notes from Underground is not a
revolutionary rather she is marginalized and voiceless character. The whole narrative of Notes
From Underground is centered on a male protagonist. The end of the Notes From Underground
is abrupt and anticlimactic, “However, the ‘notes’ of this paradoxalist don’t end here. He could
not help himself and went on. But it also seems to us that this may be a good place to stop”
(130). In the end the fate of Liza is more ambiguous, however, he gave back money to the
Underground Man.
56
Works Cited
Dostoevsky, Fyodor. The Brothers Karamazov. New York: W. W. Norton & Company, 1976.
Print.
… The Idiot. New York: The New American Library, 1969. Print.
… Notes from Underground. Trans. Richard Pevear and Larissa Volokhonsky. Vintage
Wasiolek, Edward. Dostoevsky: The Major Fiction. Cambridge: MIT Press, 1964. Print.