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REVIEWS cro

Opportunities and challenges in the therapeutic activation of


human energy expenditure and thermogenesis to manage
obesity
Published, Papers in Press, December 30, 2019, DOI 10.1074/jbc.REV119.007363
X Kong Y. Chen1, X Robert J. Brychta, Zahraa Abdul Sater, Thomas M. Cassimatis, Cheryl Cero, X Laura A. Fletcher,
Nikita S. Israni, X James W. Johnson, Hannah J. Lea, Joyce D. Linderman, Alana E. O’Mara, Kenneth Y. Zhu,
and X Aaron M. Cypess2
From the Diabetes, Endocrinology, and Obesity Branch, Intramural Research Program, NIDDK, National Institutes of Health,
Bethesda, Maryland 20892
Edited by Jeffrey E. Pessin

The current obesity pandemic results from a physiological An alarming rise in the rates of obesity and the numerous
imbalance in which energy intake chronically exceeds energy associated health complications, from diabetes to heart disease
expenditure (EE), and prevention and treatment strategies and cancers, has occurred over the last 50 years. Prevention of
remain generally ineffective. Approaches designed to increase the multiple interrelated and even unknown causes of the obe-
EE have been informed by decades of experiments in rodent sity pandemic has proven difficult to implement. The billions of
models designed to stimulate adaptive thermogenesis, a long- dollars spent on reversing obesity have not solved and perhaps
term increase in metabolism, primarily induced by chronic cold even worsened the pandemic. This bleak picture has encour-
exposure. At the cellular level, thermogenesis is achieved aged creative responses, one of which is based on utilizing phys-
through increased rates of futile cycling, which are observed in iological thermogenesis to achieve the necessary net negative
several systems, most notably the regulated uncoupling of oxi- energy balance. Exercise is a key component, but is rarely effec-
dative phosphorylation from ATP generation by uncoupling tive enough. Although effective, bariatric surgery (1) comes
protein 1, a tissue-specific protein present in mitochondria of with a high initial cost, risk of long-term morbidities, and recid-
brown adipose tissue (BAT). Physiological activation of BAT ivism (2). Therefore, the field is turning to environmental, phar-
and other organ thermogenesis occurs through ␤-adrenergic macological, and other novel interventions to boost thermo-
receptors (AR), and considerable effort over the past 5 decades genesis and treat obesity and its related health complications.
has been directed toward developing AR agonists capable of To appreciate the regulation of mammalian thermogenesis,
safely achieving a net negative energy balance while avoiding it is appropriate to start with fundamental principles. The sec-
unwanted cardiovascular side effects. Recent discoveries of ond law of thermodynamics— entropy always increases—stip-
other BAT futile cycles based on creatine and succinate have ulates that for biological reactions in an organism to occur,
provided additional targets. Complicating the current and there must be a release and dilution of thermal energy. Thus,
developing pharmacological-, cold-, and exercise-based meth- thermogenesis is an essential component of animal physiology.
ods to increase EE is the emerging evidence for strong physio- All mammals are endothermic, meaning they generate their
logical drives toward restoring lost weight over the long term. own heat rather than being at the mercy of the environment.
Future studies will need to address technical challenges such as Most mammals are also homeothermic and maintain a tightly-
how to accurately measure individual tissue thermogenesis in controlled, stable body temperature, which is advantageous for
humans; how to safely activate BAT and other organ thermo- consistent chemical reaction rates, blood pH, and enzymatic
genesis; and how to sustain a negative energy balance over many
functions, and it may help minimize parasitic fungal growth (3,
4). Thus such “warm-blooded” animals, or homeotherms, can
years of treatment.
live and function similarly in widely varying thermal environ-
ments. In this review, we illustrate and promote the process of
thermogenesis, from the molecular interactions that generate
This work was supported by National Institutes of Health Intramural Research heat to its current heightened relevance at the clinical level. We
Program of the NIDDK Grants DK075112, DK075115, DK075116, do this by first clarifying the lexicon of the field studying whole-
DK071013, and DK071014. The authors declare that they have no conflicts
of interest with the contents of this article. The content is solely the respon- body thermogenesis and then detailing the sources of thermo-
sibility of the authors and does not necessarily represent the official views genesis at the molecular level. With that background, we
of the National Institutes of Health. describe the challenges of measuring human thermogenesis.
1
To whom correspondence may be addressed: Diabetes, Endocrinology, and
Obesity Branch, Intramural Research Program, NIDDK, National Institutes Understanding the mechanisms and methodologies enables
of Health, Bldg. 10-CRC, Rm. 5–5752, 10 Center Dr., Bethesda, MD 20892– one to appreciate why activating thermogenesis is of such inter-
1613. Tel.: 301-451-1636; E-mail: kong.chen@nih.gov. est and holds promise as a treatment for obesity-related dis-
2
To whom correspondence may be addressed: Bldg. 10-CRC, Rm. 6 –3950, 10
Center Dr., Bethesda, MD 20892–1453. Tel.: 301-435-9267; E-mail: eases. The background also helps the reader appreciate why
aaron.cypess@nih.gov. targeting thermogenesis has been fraught with disappoint-

1926 J. Biol. Chem. (2020) 295(7) 1926 –1942


Published in the U.S.A.
JBC REVIEWS: Therapeutic regulation of thermogenesis

Figure 1. Sources of human thermogenesis and pharmacological approaches to increase it. There are three principal sources of thermogenesis in adult
humans. Most derive from the BMR, which is the minimum energy required to perform all the basic chemical reactions of the body and is the primary
contributor (60 –75%) to total energy expenditure in an adult human. Movement-related thermogenesis includes exercise and nonexercise activity thermo-
genesis (10 –30%). Adaptive thermogenesis is a physiological feedback system in which energy demands are assessed over a longer period of time, and the
body responds by increasing energy expenditure. A related but different process is facultative thermogenesis, which is a temporary increase in energy
expenditure only when extra heat is required acutely, such as for defending body temperature. There are three principal pharmacological approaches to
stimulating human thermogenesis that use some combination of appetite suppression, impaired absorption of ingested food, and increased energy expend-
iture. Adapted from Ref. 67.

ments. In the final section of this review, we provide our per- of the body’s needs, a process known as diet-induced
spective on what the future may hold for the field. thermogenesis.
Cannon and Nedergaard (5) categorized thermogenesis as
Concepts having both facultative and adaptive components. Facultative
Whole-body thermogenesis thermogenesis is activated when extra heat is required acutely,
Thermogenesis is generally defined as any metabolic process such as for maintaining body temperature during short-term
that releases heat, so whole-body thermogenesis is equivalent cold exposure, whereas adaptive thermogenesis refers to meta-
to total energy expenditure (EE).3 Total EE includes three prin- bolic adaptation in response to additional heat needs over a
cipal components: basal metabolic rate (BMR); thermic effect longer duration, such as during chronic or repeated cold expo-
of food (TEF); and activity EE (Fig. 1). The BMR is regarded as sure. The detailed relationship between EE and environmental
the minimum energy required to perform all of the basic chem- temperature is largely based on classical animal studies by
ical reactions of the body and is the primary contributor (60 – Kleiber (6) and Scholander et al. (7), and more recently by Can-
75%) to total EE in a typical human adult. The BMR remains non, Nedergaard, and co-workers (5, 8) and Abreu-Vieira et al.
relatively constant, is mainly determined by lean body mass, (9). The thermoneutral zone (TNZ) is the environmental tem-
and can be regulated by hormones. TEF is the heat generated perature range over which resting EE is minimum and equal to
during digestion of macronutrients. Activity-related EE is nec- the BMR. The BMR helps to maintain the normal and optimal
essary for movement and is the most variable contributor to human core temperature, 37 °C, which is also called the
total EE. These components of EE are not for the specific pur- “defended” body temperature. The lower and upper critical
pose of heat generation, so thermogenesis from them is an temperatures are the environmental temperature limits of the
obligatory by-product. For the context of this paper, we define TNZ. Although resting metabolism is constant throughout the
the term thermogenesis more functionally as any additional TNZ, to maintain constant core temperature as the environ-
metabolism used for heat production, either for defending body mental temperature drops from the upper to lower critical tem-
temperature or to burn off calories determined to be in excess peratures, autonomic (e.g. vasoconstriction and piloerection)
and behavioral (e.g. huddling and environment selection)
3
The abbreviations used are: EE, energy expenditure; BMR, basal metabolic responses occur to mitigate heat-loss without increasing heat
rate; ETC, electron transport chain; AR, adrenoreceptor; DNP, 2,4-dinitro- production. Thus, measures such as skin surface temperature
phenol; CRMP, controlled-release mitochondrial protonophore; TRP, tran- and heart rate will be different when assessed at the upper ver-
sient receptor potential; BAT, brown adipose tissue; CIT, cold-induced ther-
mogenesis; W-S, warm-sensitive; TEF, thermic effect of food; TNZ, sus lower critical temperatures, reflecting these thermoregula-
thermoneutral zone; NST, nonshivering thermogenesis; WAT, white adi- tory responses. Below the lower critical temperature, heat con-
pose tissue; NE, norepinephrine; PKA, protein kinase A; TPM, topiramate; servation responses are insufficient to defend body
FDA, Food and Drug Administration; GABA, ␥-aminobutyric acid; CT, com-
puted tomography; AMPA, ␣-amino-3-hydroxy-5-methyl-4-isoxazolepro- temperature, and EE must increase linearly as environmental
pionic acid; TCA, tricarboxylic acid cycle; FFM, fat-free mass; MRI, magnetic temperature drops. This increase above the BMR to maintain
resonance imaging; 18F-FDG, [18F]fluorodeoxyglucose; EMG, electromyog- core temperature is defined as cold-induced thermogenesis
raphy; SNS, sympathetic nervous system; PPAR, peroxisome proliferator-
activated receptor; LPL, lipoprotein lipase; PET, positron emission tomog- (CIT). According to Fourier’s law of heat conduction, there is
raphy; CNS, central nervous system; REE, resting energy expenditure. no heat transfer at the x-intercept after the CIT line is extrap-

J. Biol. Chem. (2020) 295(7) 1926 –1942 1927


JBC REVIEWS: Therapeutic regulation of thermogenesis

Figure 2. Summary of brown adipose tissue, white adipose tissue, and skeletal muscle characteristics and mechanisms related to thermogenesis.
Molecular, cellular, and physiological characteristics are shown in lightface text, and the molecular mechanisms are shown in bold text. Brown adipose tissue,
white adipose tissue, and skeletal muscle are represented by brown, yellow, and red circles, respectively. Characteristics and mechanisms relevant to two or
three tissues are shown in regions where the circles overlap.

olated, demonstrating that the environmental temperature is Cellular thermogenesis


equal to the defended body temperature (6). For greater detail, The principal organs involved in adaptive thermogenesis are
a comparison of the EE responses to different environmental skeletal muscle, BAT, and likely WAT (Fig. 2). The majority of
temperatures in and around the TNZ in lean and obese young reactions regulating biological energy production occurs in the
men have been published recently (10). mitochondria (Fig. 3). Energy stored in dietary nutrients is
The neuronal pathways involved in mammalian thermogen-
released through the tricarboxylic acid (TCA) cycle and the
esis for thermoregulation are described by Morrison et al. (11).
electron transport chain (ETC). These processes are normally
These thermoregulated neuronal pathways can activate BAT
facilitated through interconnected enzyme-facilitated reac-
and skeletal muscle through thermoreceptors in the case of CIT
tions, which release energy stored in chemical bonds to fuel
or through nonthermal means, such as stress. Thermal sensa-
ATP synthesis (13). ATP can then be shuttled throughout the
tions on the skin are transmitted as signals through the dorsal
root ganglia and to the hypothalamic preoptic area where cell to provide the energy to drive essential processes, notably
warm-sensitive (W-S) neurons regulating BAT and skeletal macromolecular synthesis, intermembrane ion pump function,
muscle are inhibited by cool-activated neurons in the lateral protein folding, and metabolite store mobilization (14).
part of the parabrachial nucleus. The W-S neurons function to This typical mitochondrial energy conversion does not break
inhibit BAT sympathoexcitatory neurons, so when these neu- down all energy intake efficiently despite being considered
rons are disinhibited in the cold, BAT and skeletal muscle sym- “coupled.” Nevertheless, there are other cellular processes that
pathoexcitatory neurons are stimulated (11). are considered entirely “uncoupled” or futile, as energy is only
Homeostatic regulation of heat conservation/dissipation and expended and released as excess heat. Cation leakage across
heat production mechanisms results in constant body temper- concentration gradients is a common example of “uncoupled”
ature. Loss of body temperature control can cause death from reactions which occurs in all cells, and this is the fate of up to
either hypothermia or hyperthermia. A rise of 1 °C in body tem- 20% of all mitochondrial energy (15). During cation leakage, the
perature due to fever is associated with a 13% increase of heat ETC and TCA cycle work faster to pump protons out of the
production (12), albeit with large individual variability. mitochondrion, which requires more ATP hydrolysis and asso-

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JBC REVIEWS: Therapeutic regulation of thermogenesis

Figure 3. Molecular mechanisms underlying adaptive cellular thermogenesis. Mechanisms relevant to coupled respiration, which occurs in most tissues,
are illustrated within the box. In the mitochondrial inner membrane, succinate dehydrogenase (SDH) forms complex II of the ETC and is one of the enzymes of
the TCA cycle. Brown adipocytes expressing uncoupling protein 1 (UCP1) in response to ␤-adrenergic signaling can uncouple the tricarboxylic acid cycle (TCA)
and oxidative phosphorylation by the electron transport chain, composed of coenzyme Q (CoQ), cytochrome c (Cyt C), and complexes I–IV, increasing the rates
of the associated exergonic reactions and generating heat instead of harnessing it to make ATP. In beige/brite fat, thermogenic hydrolysis of ETC-generated
ATP occurs when the mitochondrial ADP/ATP carrier transports ATP from the mitochondrial matrix into the intermembrane space where mitochondrial CK
(Mi-CK) catalyzes the conversion of creatine to phosphocreatine, which is then hydrolyzed by enzymes to generate heat.

ciated thermogenesis. Heat is released from collisional interac- in skeletal muscle by mediating heat production from the sarco/
tions as protons move out of the mitochondrion or potentially endoplasmic reticulum Ca2⫹-ATPase pump. Despite a wealth
from the amount of energy required to maintain the appropri- of recent articles about NST and BAT, the capacity of, physio-
ate concentration of enzymes to drive futile cycling. logical mechanism behind, and primary contributor to NST in
Muscle tissue can also expend energy through nonmitochon- humans all remain to be determined (22).
drial futile cycling (Fig. 4). These include Ca2⫹ and Na⫹ chan- The thermodynamic inefficiency of mammalian energy
nel action; actin–myosin cycling during muscle contraction; metabolism may offer flexibility for various cellular processes
the heat produced due to mechanical friction; and triglyceride/ (16), but the proton leak regulated by UCP1 in human BAT
fatty acid cycling (16). All of these processes involve futile serves a distinct purpose. UCP1 is found in brown and beige/
cycling, which generates heat from the same basic principle: brite fat, made up of “brown-able” adipocytes that develop in
ATP hydrolysis. The futile cycle results from an uncoupling white fat, and it permits proton flow from the intermembrane
process that causes the ETC and TCA cycle to speed up, thus space to the mitochondrial matrix (23). This results in the
generating heat as a result. Energy lost from triglyceride/fatty- uncoupling of ATP production from the proton gradient estab-
acid cycling comes from hydrolysis of ester bonds in triglycer- lished by the ETC. The UCP1-mediated proton leak is thereby
ides (17), and it has been advanced as the source of thermogen- specific to BAT thermogenesis: a diminished proton gradient
esis in acute burns (18), cancer cachexia (19), and following permits an increased rate in the series of exothermic reactions
exercise (20). generating the protein gradient, from the TCA cycle through
Thermogenesis from shivering, the involuntary contraction the ETC, and increases the rate of collisions between protons
of muscles caused by cold exposure is the main contributor to and other molecules, generating substantial heat (24). Mito-
heat production in moderate to extreme cold (21). Nonshiver- chondrial dysfunction and age-related hormonal changes that
ing thermogenesis (NST), however, is any heat production inde- regulate UCP1 expression may also explain why BAT activation
pendent of shivering, and can be both facultative and adaptive correlates negatively with age (25).
(5). There are thought to be two contributors to NST: brown Recent advancements have identified alternative mecha-
adipose tissue (BAT) via uncoupling protein 1 (UCP1) and skel- nisms for facultative and adaptive thermogenesis in BAT (26).
etal muscle via sarcolipin. Both of these processes cause futile One of these is a mitochondrial substrate futile cycle based on
cycling with ATP hydrolysis and therefore generate heat creatine. Creatine, an amino acid found predominantly in skel-
through an exergonic reaction. UCP1 releases energy as heat etal muscle, supports substrate futile cycling by increasing
during the dissipation of the proton-motive force across the ADP-dependent respiration in mitochondria of beige fat (27),
mitochondrial membrane. Sarcolipin controls thermogenesis which shares many functional similarities with brown fat. Such

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JBC REVIEWS: Therapeutic regulation of thermogenesis

Figure 4. Muscle-specific mechanisms of thermogenesis and therapies that can increase thermogenesis. Repeated excitation– contraction cycling with
actin and myosin is stimulated by the release of sarcoplasmic calcium through the ryanodine receptor and is used by skeletal muscle for shivering thermo-
genesis. Muscular nonshivering thermogenesis is mediated by sarco/endoplasmic reticulum Ca2⫹-ATPase (SERCA) and sarcolipin. Triglyceride/fatty acid
synthesis and lipolysis, which occur in skeletal muscle and other tissues, are parts of a thermogenic futile cycle. Certain therapies, such as ␤3-adrenergic
receptor agonists, up-regulate cellular signaling pathways that lead to increased lipolysis and thus thermogenesis. Much like UCP1, DNP, and controlled-
release mitochondrial protonophore (CRMP) uncouple the ETC from ATP synthesis, increasing thermogenesis.

a pathway requires creatine and creatine kinase–mediated hy- The goal is 2-fold: the first is to explicate how the quantification
drolysis of ATP to drive a catalytic mechanism that stimulates is done, and second is to justify why measuring human thermo-
cycling of ATP production and consumption (28). Both in vivo genesis needs to be considered differently from measuring
and genetic evidence support the role of creatine in thermogen- other cellular processes at the whole-body level. As will be dem-
esis (28, 29). Additionally, it has been recently shown that the onstrated, measuring whole-body thermogenesis requires rig-
TCA cycle and ETC intermediate succinate is present in higher orous control of external factors in study design and accuracy
levels in rodent BAT after cold exposure. This is specific to and precision of calorimetry methods. Although human ther-
succinate and not other related metabolites, and this process mogenesis has been investigated for more than two centuries,
occurs through transport from the extracellular milieu. Succi- technological advancements have improved the measurement
nate therefore can specifically drive mitochondrial respiration precision that is critical for quantifying small, but significant,
in a dose-dependent fashion and stimulates BAT thermogene- components of total energy expenditure (31). A better under-
sis via succinate dehydrogenase, which oxidizes succinate to
standing of potential mechanisms of human thermogenesis can
drive this process (30). Of note, studies of these mechanisms
be gained by combining measurement of whole-body energy
have been completed in rodent models, and it still needs to be
expenditure with in vivo quantification of organ and tissue met-
determined what contribution they have toward thermogenesis
abolic processes and fuel utilization via minimally-invasive
in humans as methods for measuring tissue and organ thermo-
imaging methodologies. In the summary, we will revisit these
genesis are being developed.
methods when assessing the state of the field and identify areas
Methods to measure human thermogenesis that require the most attention.
It is clear from the previous sections that the past decades Body size is known to be the major determinant of whole-
have witnessed advances in the mechanistic understanding of body EE. Thus, allometric scaling is necessary when comparing
cellular thermogenesis, and its measurement has become more thermogenesis between species and between individuals of the
precise. Where a key challenge arises is in integrating the pro- same species. The simplest method to normalize metabolism to
cesses occurring in each cell to accurately describe what is hap- body size is to divide by body mass, as proposed by Brody and
pening at the level of individual organs and the entire body. This Procter (32) and by Kleiber (33), or body surface area, as pro-
section describes the methods currently used to measure both posed by Benedict (34) and Rubner (35). Normalizing to body
whole-body energy expenditure and tissue/organ metabolism. weight is a common approach when comparing the metabolism

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JBC REVIEWS: Therapeutic regulation of thermogenesis

of animals of different weights (36), whereas the surface area is suring direct heat loss and indirect gas exchange simultane-
often used to scale parameters of human heat loss and produc- ously (42–46). Because of the technical limitations of these
tion (e.g. W/m2) (37, 38). Although body mass and surface area early calorimeters, EE measurements were labor-intensive.
are easy to obtain—the latter is typically derived from predic- Thus, studies were limited; subjects were few; and documented
tive equations from height, body mass, and other characteris- CIT was small to moderate in magnitude (0 –36%). More recent
tics—these allometric scaling approaches are known to reflect studies of CIT have involved EE measurement via indirect cal-
between subject differences less accurately, especially those orimetry either using portable carts with canopies/hoods for
attributed to age, sex, and race. Alternatively, Scholander et al. short exposure periods or calorimetry rooms for exposures up
(7) suggested expressing CIT as a percentage of BMR, which is to 24 h. Despite the improved precision of newer measurement
useful for cross-species comparisons because CIT magnitude devices, reported CIT has varied considerably, from 0 to 280%
varies drastically on account of the differences in surface–to– and peaking at 500% of the BMR at “peak shivering” (47), which
volume ratio and thermal physiology. A more physiologically- is likely dependent on experimental conditions and subject
based approach is to use detailed measures of body composition characteristics. Greater detail of the variations in CIT measure-
to scale metabolic rate. Multiple regression analysis shows that ment is provided elsewhere (31). These variations demonstrate
fat-free mass (FFM), which consists of all nonadipose tissue the need for standardized protocols to measure CIT and other
such as muscle, bone, and viscera, is the main determinant of changes in metabolism. Current best practices include ensuring
BMR, followed by sex, fat mass, age, and race (39). However, careful measurement of the BMR in thermoneutral tempera-
expressing metabolic rate as a simple quotient, e.g. BMR/FFM, tures with standardized clothing while minimizing energetic
creates artifacts because such models contain nonzero inter- contributions from activity and diet. In addition, it is essential
cepts as constants. Thus, it is recommended to scale metabo- to employ systematic intervention protocols, e.g. uniform dos-
lism, particularly BMR, by using FFM and other factors as cova- ing of cold exposure or pharmacological agents, optimized tim-
riates. Going one step further, investigators can use organ and ing for measuring changes in energy expenditure, and appro-
tissue masses measured with computed tomography (CT) or priate study power and sample size to detect clinically
magnetic resonance imaging (MRI) to explain more of the var- meaningful changes. When designing such protocols, research-
iability in BMR. For example, Heymsfield et al. (40) showed that ers should also recognize the limited temporal resolution of
using masses of organs and tissues such as brain, liver, skeletal room calorimeters and the greater time–to–steady-state for
muscles, and adipose tissue can predict individual BMR with metabolic cart measurements— both requiring ⬃30 min of
18% less error than using FFM alone, and the regression inter- steady-state energy-expenditure measurement at each inter-
cept is close to zero, suggesting this is a more biologically accu- vention stage to accurately quantify changes in metabolism.
rate scaling model. Thus, to minimize the influence of body Organ-level measurement of thermogenesis is necessary to
composition on metabolism, it is essential to use the most accu- better understand the mechanisms underlying CIT and other
rate measurements of body composition available, which cur- metabolic changes and to design more targeted drugs capable
rently are performed via dual-energy X-ray absorptiometry, of selectively elevating metabolism from these organs. How-
CT, MRI, or other validated methodologies. The goal is to scale ever, as with BMR, organ-level contributions to CIT are cur-
metabolism when comparing human subjects of different body rently difficult to quantify. As discussed previously, skeletal
size or composition or when assessing change in metabolism muscle, through shivering thermogenesis, and BAT, through
resulting from an intervention that may alter body composi- NST, are thought to be the main contributors to human CIT
tion. In summary, understanding of obesity requires measure- (21). Given BAT’s prominence in rodent energy expenditure
ment of EE, which itself depends on the accurate measure of and its potential for treating obesity and the associated meta-
body composition. bolic diseases, substantial focus over the past decade has been
Measurement accuracy and precision of thermogenesis also devoted to measuring its volume and metabolic activity. The
depend on the specific methodology used to quantify energy challenges, pitfalls, and successes have been discussed in several
expenditure. Direct and indirect calorimetry have been used to extensive reviews and consensus papers (48 –51) and therefore
measure heat loss and EE, respectively, as reviewed in detail will not be addressed in detail here. In brief, the principal chal-
elsewhere (31). Direct calorimetry quantifies heat exchange lenges to accurately assess human BAT’s contributions to
with the environment using well-controlled environmental energy expenditure are anatomical and technical. First,
chambers. Limitations of this method include the high cost of although human BAT is a solid organ, the individual thermo-
equipment and complex engineering. Thus, most studies of genic adipocytes are mixed with different combinations of met-
human thermogenesis are done via indirect calorimetry, abolically quiet white adipocytes and dormant brown and
whereby thermogenesis is quantified by measuring the amount beige/brite adipocytes that can be activated with cold exposure
of oxygen consumed and carbon dioxide produced, with the or chronic treatment with adrenergic agonists (27, 52–54). Sec-
ratio being the respiratory quotient that provides information ond, because the thermogenic adipocytes are distributed
about substrate utilization, i.e. carbohydrate and fat oxidation. throughout the body, any imaging whose goal is to characterize
Lavoisier (41) was the first to note that oxygen consumption whole-body BAT activity needs to sample from the base of the
in resting men increased in cold temperatures. Classic studies skull to the umbilicus via PET computed tomography (PET/
performed in the 1930s to the 1950s extended our understand- CT) (55). Among the radiotracers available that reflect oxygen
ing of the effects of environmental temperature on human consumption, the most commonly used is 2-deoxy-2-[18F]fluo-
metabolism by using whole-room calorimeters capable of mea- roglucose ([18F]fluorodeoxyglucose (18F-FDG)), which behaves

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JBC REVIEWS: Therapeutic regulation of thermogenesis

similarly to blood glucose yet gets trapped into most metaboli- Pharmacological interventions
cally-active cells; after entry and phosphorylation to become Having discussed the origins and function of mammalian
fluorodeoxyglucose 6-phosphate, it can proceed no further thermogenesis, we now turn to pharmacological regulation of
through glycolysis and cannot be dephosphorylated in most thermogenesis. The various classes of drugs that attempt to
cells because they lack glucose-6-phosphatase. Because glucose alter the caloric balance by suppressing appetite, inhibiting fat
uptake is a real-time marker of tissue oxygen consumption (56), absorption, or increasing energy consumption (Fig. 1) have
18
F-FDG is a useful biomarker of tissue energy expenditure in been summarized (67, 68). The activation of BAT is of particu-
the fasted state. The principal drawback of 18F-FDG is that it lar interest because it is an organ whose principal physiological
does not provide a quantitative measure of cellular EE. Other role is thermogenesis. An extensive treatment of the transla-
tracers that are more reflective include [11C]acetate (57), which tional pharmacology involved in human BAT activation has
measures oxidative phosphorylation, and 15O2, which provides been recently published (69). What follows here is a more
a direct measure of oxygen consumption (58, 59). Because the focused discussion of the cellular physiology underlying phar-
latter two molecules have much shorter half-lives (seconds to a macological activation of thermogenesis and includes human
few minutes), are not routinely produced for clinical use, and BAT.
can be visualized only in a small region of the body during a
single scan, studies using them are more limited in number but Adrenergic receptors
quite promising in terms of learning about the therapeutic The sympathetic nervous system (SNS) is the principal net-
potential of human BAT (60). MRI-based methods are also work that regulates thermogenesis. The receptors of the SNS
gaining in interest and application toward measuring thermo- can be divided into two main types based on their function, the
genesis. In addition to assessing changes in tissue fat fraction to ␣- and the ␤-adrenoreceptors (ARs). There are at least two
detect changes in BAT fuel consumption (61, 62), MRI and types of ␣-ARs, ␣1-AR and ␣2-AR, and there are three types of
functional MRI have the ability to directly measure thermogen- ␤-ARs, ␤1-, ␤2-, and ␤3-ARs (70, 71). The ␣-AR and ␤-AR
esis (63). Given the absence of ionizing radiation and the wide differ in their specificity for coupling to the heterotrimeric
range of MRI pulse-sequences that can be developed, it is likely G-proteins, which results in complex and multidimensional
that in the future substantial advances in understanding human stimulatory and inhibitory signaling pathways. ␣1-ARs couple
thermogenesis will rely on MRI-based techniques. mainly to G␣q/11 proteins that activate phospholipase C to gen-
Shivering thermogenesis, which can consume more calories erate inositol trisphosphate and diacylglycerol. These two sec-
that the BMR itself (64), is also difficult to measure due to inher- ond messengers increase intracellular Ca2⫹ and protein kinase
ent technical limitations and highly-variable muscle recruit- C, respectively, which stimulate a myriad of intracellular pro-
ment patterns during shivering. Traditional methods to quan- cesses specific to each distinct cell type (70, 71). In contrast,
tify shivering include using indwelling and surface-based ␣2-AR couples primarily to G␣i/o to inhibit adenylyl cyclase.
sensors (21) to measure muscle electrical activity, or electro- ␤-ARs predominantly couple to G␣s and activate adenylyl
myography (EMG), rather than thermogenesis directly. EMG cyclase to increase intracellular cyclic adenosine monophos-
sensors primarily record from superficial, but not deeper, mus- phate (cAMP) and protein kinase A (PKA). The endogenous
cle. Alternatively, the same PET/CT-based imaging techniques ligands of ARs are catecholamines, principally norepinephrine
used to quantify BAT metabolic activity can also be used to (NE), a neurotransmitter released from the sympathetic nerve
quantify the metabolic activity of shivering skeletal muscle. endings as well as directly into the blood by the adrenal
Concurrent measures of surface EMGs and PET/CT imaging medulla, and/or epinephrine, a hormone synthesized only in
demonstrate that the two methods are correlated (64). How- the adrenal medulla and released into the systemic circulation.
ever, PET/CT has also demonstrated that surface and deep A detailed description of the molecular interactions underlying
muscles are involved in shivering-based heat production (65). AR ligand binding can be seen in Refs. 72, 73 and additional
In summary, the methods used over the past decades to mea- references for downstream signaling (74 –76).
sure thermogenesis have enabled multiple advances in under- In adipose tissue, ␤-ARs stimulate physiologically-relevant
standing human physiology, the development of obesity, and a thermogenesis and bind NE to acutely increase cellular catab-
characterization of how the body adapts to weight loss. What is olism by stimulating lipolysis in white adipocytes and coupled
lacking is the ability to actively manipulate and then accurately lipolysis and thermogenesis in brown adipocytes. Activation of
measure processes happening at the individual tissue and cel- the mitochondrial protein UCP1 in BAT generates heat by
lular level. One critical area in this regard relates to human allowing protons in the mitochondrial intermembrane space to
BAT. Estimates of energy expenditure in response to BAT acti- re-enter the matrix without uncoupling the respiratory chain,
vation span over 2 orders of magnitude (60), which makes it accelerating substrate oxidation and ATP hydrolysis, and
currently impossible to determine BAT’s roles in human phys- allowing energy to be released as heat rather than ATP (77).
iology. Beyond BAT, the field of metabolism is in great need of PKA phosphorylates hormone-sensitive lipase, a key enzyme in
noninvasive measures to study the intercommunication among lipolysis, and induces UCP1 activation in two ways: 1) fatty
the organs’ regulation energy storage and utilization. The acids released by lipolysis, which, besides being fuel for oxida-
breakthroughs will likely come through new radiotracers and tion within the mitochondria, also bind to UCP1 to activate and
stable isotopes (66). The needs—and the potential discover- increase its function (23, 71, 78 –80); and 2) PKA phosphory-
ies—are vast. lates and activates cAMP-response element-binding protein

1932 J. Biol. Chem. (2020) 295(7) 1926 –1942


JBC REVIEWS: Therapeutic regulation of thermogenesis

and the p38 MAPK pathway. p38 MAPK activates PGC1␣ that, to several other classic drugs described here in other places:
together with PPAR␣ and PPAR␥, stimulates transcription of short-term increases in energy expenditure; early reductions in
UCP1 and other thermogenic genes (71, 81). weight without evidence of long-term efficacy; cardiovascular
In rodents, all three ␤-ARs are expressed in brown adi- side effects; and several types of long-term risks.
pocytes, with ␤1/␤2/␤3-AR mRNA transcripts at a ratio of 3:1: Caffeine is an extremely popular drug that is thought to
150 (82), suggesting that the ␤3-AR plays a dominant role in increase thermogenesis by inhibiting the phosphodiesterase-
BAT metabolism. Although ␤3-ARs are thought to be the main induced degradation of intracellular cAMP (111), and its effects
contributors to BAT activation and NST, each member of on human energy expenditure are well-documented (101, 112,
␤-ARs contributes to BAT thermogenesis at a different magni- 113). In nonhuman animal models, ephedrine and caffeine
tude (83), and all are physiologically relevant in mediating ␤-AR combined are stimulatory thermogenic agents that cause NST
signal transduction in BAT. Gene knockout of the individual via ␤-AR– cAMP-mediated BAT activation (100, 101, 114,
␤-ARs results in increased obesity, possibly due to the incom- 115). Aside from the increase in energy expenditure, ephedrine
plete functional redundancy of the ␤-ARs in adipocytes (84 – and caffeine have also been reported to decrease fat accumula-
88). Disruption of all three ␤-ARs produces “␤-less mice,” tion (106). Conflicting human data have been reported on the
which increases their susceptibility to cold-induced hypother- effects on body weight with some studies reporting significant
mia and diet-induced obesity (89, 90). However, knocking out decreases (116, 117), whereas others report negligible effects
␤3-AR (␤3AR-KO) increases ␤1-AR mRNA in adipocytes, (118). An elegant study using innervated interscapular BAT in
brown more than white, suggesting cross-talk between ␤3-AR control and chemically-sympathectomized rats showed that
and ␤1-AR. These mice displayed only a modest increase in fat both ephedrine and caffeine have a dose-dependent synergistic
stores, suggesting compensatory mechanisms in response to action (119). At low concentrations, the thermogenic effects of
␤3-AR deficiency to maintain BAT function (84). In fact, dele- both are due to presynaptic NE release from nerve terminals,
tion of ␤1-AR has also caused cold-induced hypothermia, whereas in higher doses (1 ␮M ephedrine and 2 mM caffeine),
decreased catecholamine-stimulated BAT response, and sus- BAT stimulation is postsynaptic (119). The thermogenic effects
ceptibility to diet-induced obesity, suggesting that the ␤1-AR of ephedrine and caffeine are regulated by two negative feed-
plays an important role in SNS stimulation of adaptive thermo- back mechanisms: 1) extracellular via adenosine and prosta-
genesis (91). Moreover, following cold exposure, compared glandin binding to Gi-coupled heptahelical receptors (119,
with WT, ␤3AR-KO display the same thermogenic genes 120),and 2) intracellular by phosphodiesterase degradation of
expression (Ucp1, Pgc1a, Dio2, and Cidea) in BAT and WAT, cAMP (120). Therefore, the effect of ephedrine and caffeine is
indicating that the ␤3-AR is dispensable for browning of the further exaggerated when combined with aspirin, 8-phe-
adipose tissue (92). These animal data suggest that increased EE nyltheophylline (a potent adenosine receptor antagonist), and
through activation of NST is not exclusively mediated via 3-propylxanthine (an inhibitor of phosphodiesterase) (120).
␤3-AR. Translation and comparison of studies on rodent Interestingly, the effect of ephedrine and caffeine is attenuated
␤-ARs to humans is progressing as well, as several epidemiolog- in obesity, consistent with the growing body of literature dem-
ical and mechanistic studies have linked mutations in the onstrating catecholamine resistance in obese rodent models
␤3-AR to obesity and insulin resistance, although the precise (121). This resistance was eliminated by adding aspirin,
mechanisms remain to be determined (93–96). through a mechanism that is not fully understood (122). This
could be explained by obesity-mediated PDE3B up-regulation
Sympathomimetics (121) that causes a reduction in cAMP and reduced BAT activ-
Ephedrine was one of the earliest sympathomimetic drugs ity in an obese animal after ephedrine stimulation (108, 109,
used to increase EE in rodents and humans (97–104). It medi- 121, 122).
ates its thermogenic effects by directly activating ␤-ARs (105) Like caffeine and ephedrine, the sympathomimetic amine
and indirectly enhancing the release of NE and epinephrine phentermine has been available for decades for weight loss.
from sympathetic nerve terminals (106). The substantial Phentermine targets the CNS by modulating catecholamines in
increase in EE does not come from activation of human BAT the satiety centers of the hypothalamus to act as an anorectic
(107, 108), but more likely is from activation of skeletal muscle agent that negatively regulates energy balance (123). It has been
(98). While chronic administration of ephedrine does lead to a used as a short-term management of obesity (123) and is
net increase in EE, there is a reduction in BAT activity in approved for short-term (up to 12 weeks) weight management.
response to the greater muscle thermogenesis (109). Most trials Like other sympathomimetic agents, phentermine is associated
utilizing ephedrine for weight loss rely on its central suppres- with elevations of blood pressure and heart rate and is not rec-
sion of appetite in addition to its sympathomimetic properties ommended in individuals with preexisting cardiac issues (124).
and have been short-term (less than 6 months), so the long- A retrospective cohort study (125) found that cardiovascular
term effects are not well-known. A meta-analysis of 20 clinical disease was rare in individuals taking phentermine for 12 and 24
trials using ephedrine and ephedra (with and without caffeine, months, although a slight increase in heart rate was observed.
discussed below) for weight loss found they were associated Current recommendations do not support long-term adminis-
with a 2 to 3 times increased risk of heart palpitations as well as tration of this drug.
psychiatric, autonomic, and upper gastrointestinal symptoms For several decades, it has been observed that animals treated
(110). As will be seen in the upcoming discussions, the experi- with nicotine gain less weight and at a slower rate compared
ence with ephedrine for obesity treatment has a profile similar with untreated animals. This is achieved by increasing their

J. Biol. Chem. (2020) 295(7) 1926 –1942 1933


JBC REVIEWS: Therapeutic regulation of thermogenesis

energy expenditure without decreasing food intake (126). Sim- treatment of obesity. This combination has been shown to be
ilarly, smokers have been reported to have a higher resting met- efficacious in inducing and maintaining negative energy bal-
abolic rate compared with nonsmokers, and when they stop ance alongside improved lipid profile and blood pressure (149).
smoking, their metabolic rate appears to decrease (127). Mech- These long-term effects suggest an increase in metabolic rate,
anistically, nicotine increases EE by stimulating the SNS, yet no effects on BAT thermogenesis have been reported.
increasing NE turnover and blood concentrations of NE and The class of ␤3-AR agonists has been a focus of the pharma-
epinephrine, and by increasing the binding of the purine nucle- ceutical industry for over 3 decades as a drug target for stimu-
otide GDP to BAT mitochondria (128) promoting thermogen- lating fatty acid oxidation and thermogenesis (150 –152). To
esis and consequently weight loss. In mice, nicotine was date, no drug has been approved for that indication, yet the high
reported to increase BAT weight and, when combined with expression of the ␤3-AR on urinary bladder smooth muscle
caffeine, increase BAT thermogenesis (129, 130). In a clinical facilitated its approval to treat overactive bladder. ␤3-AR ago-
study evaluating the effect of smoking on energy expenditure, nists such as mirabegron cause relaxation of the bladder’s
nicotine exposure caused a 10% increase in total 24-h energy smooth muscle, thereby allowing greater urine capacity and
expenditure with a significantly higher mean diurnal urinary mitigating the effects of overactive bladder. The commercial
excretion of NE in cigarette smokers. This suggests that nico- availability of mirabegron led to the testing of the ability of this
tine induces its thermogenic effects via increased NE secretion highly-selective ␤3-AR agonist to activate human BAT thermo-
(131) that could likely be due to activation of the sympathetic genesis and WAT lipolysis. A single oral dose of 200 mg in
central outflow, as reported in rodents (128). A second mecha- young healthy men increased EE by 203 kcal/day (⫹13%) and
nism proposed for nicotine-induced weight loss and increased stimulated BAT thermogenesis (153). While encouraging,
thermogenesis in rodents and humans is by inactivation of the there was an increase in heart rate and blood pressure that were
hypothalamic AMP-activated protein kinase (AMPK)/BAT not seen at the maximum approved dosage of 50 mg daily,
axis. This is a pathway in which reduced AMPK levels in the which itself did not affect EE (154). It remains to be determined
ventromedial nucleus of the hypothalamus activate the SNS to whether other doses of mirabegron will be clinically effective
stimulate BAT thermogenesis (132). Nicotine also induces an and safe, both acutely (155) and after chronic treatment (156).
increase in anorexic signaling in the hypothalamus, decreasing In summary, sympathomimetics are logical choices for stim-
hunger and feeding, and an increase in physical activity and ulating thermogenic EE, suppressing appetite, and ultimately
substrate oxidation, leading to increased NST (132–134). Nic- treating obesity. Although these drug options have achieved
otine and liraglutide, a glucagon-like peptide 1 (GLP-1) recep- desired metabolic effects, such as weight loss, increased energy
tor agonist, promote body weight reduction via increasing sati- expenditure, increased BAT activity, or decreased food intake,
ety and mediating BAT thermogenesis through the the sympathetic innervation–activation of ␤1- and ␤2-AR leads
hypothalamic AMPK axis (131, 134 –136). The principal limi- to an increase in heart rate and blood pressure that have nega-
tations of nicotine are the stimulation of the cardiovascular tive health effects. Although the prolonged use of such agents
system and its ability to cause physical and psychological addic- leads to chronic stimulation of the SNS, the long-term patho-
tion (137). Smoking is also specifically associated with an logical effects to humans are not easily predicted nor are they
increased risk for developing various cancers (127). restricted to elevated BP. Fisher et al. (157) summarized the
Topiramate (TPM) was initially approved in 1996 for—and consequences to include the following: vascular effects (hyper-
primarily used to treat—CNS disorders, including epilepsy, tension and atherosclerosis), metabolic effects (insulin resis-
migraines, bipolar disorder, and neuropathic pain (138). tance and dyslipidemia), cardiac effects (arrhythmia and tach-
Patients receiving TPM displayed significant weight loss, lead- ycardia), and/or renal effects (renal vasoconstriction and
ing to the drug’s subsequent approval by the FDA as an anti- glomerulosclerosis). Similar consequences are also described in
obesity drug. TPM exerts multiple mechanisms of action: it middle- to older-age adults when chronic SNS activation
increases the opening of GABA-mediated chloride channels occurs as an intended physiological response to stimulate ther-
(139, 140); decreases the action of glutamate at kainite/AMPA mogenesis (158). Therefore, despite the conceptual appeal,
receptors (141); decreases L-type voltage-sensitive calcium cur- anti-obesity drugs have been developed and mostly withdrawn
rents (142); inhibits carbonic anhydrase (143); and increases due to adverse effects affecting their safety and tolerability (68).
potassium conductance (144). The negative effect of TPM on
body weight is thought to be mainly achieved by the modulation Uncoupling agents
of GABA and antagonizing AMPA/PKA receptors. Studies in NST is achieved by mitochondrial uncoupling mediated by
lean and obese rodent models show that TPM reduces fat accu- UCP1 in BAT. Uncoupling can be also induced by ionophores
mulation independent of either diet or food intake (145, 146) by such as 2,4-dinitrophenol (DNP), which generates heat by
reducing appetite and decreasing lipoprotein lipase (LPL) activ- allowing protons to shuttle more freely across the inner mito-
ity in WAT depots (145). Although no thermogenic action of chondrial membrane into the matrix. As with UCP1, when
TPM has been demonstrated yet, a possible mechanism could uncouplers reduce the backpressure from the protons in the
be the increased LPL activity in BAT, skeletal muscle, and car- intermembrane space, the TCA cycle and electron transport
diac muscle, thus potentially increasing substrate oxidation and chain run faster, generating heat through the increased rate of
thermogenesis (147, 148). Because both phentermine and TPM exothermic processes and intermolecular friction (23). In con-
reduce appetite, an extended-release combination therapy trast to UCP1, DNP’s actions occur in every cell and are unreg-
(Qsymia威 by Vivus) was approved by the FDA in 2012 for the ulated, which leads to uncontrolled hyperthermia (159).

1934 J. Biol. Chem. (2020) 295(7) 1926 –1942


JBC REVIEWS: Therapeutic regulation of thermogenesis

Despite its success in reducing body weight (up to 3 lbs per receptors or indirectly via the SNS. Thus, despite the large interest
week) in high doses, DNP caused substantial side effects, in this natural compound, it is unclear whether it has any potential
including rashes, cataracts, and even death due to hyperthermia utility in treating obesity-related energy imbalance.
(160). Nevertheless, DNP was used as an off-label weight-loss Menthol, also known as mint camphor, is a compound iso-
medication in the 1930s (160) and has the distinction of being lated from the plant genus Mentha that is responsible for the
one of the first drugs banned by the FDA (161). Besides direct cooling sensation associated with mint extracts (171). Menthol
uncoupling of oxidative phosphorylation, DNP increases intra- binds the transient receptor potential melatstatin-8 (TRPM8)
cellular cAMP, likely through the activation of adenylyl cyclase on peripheral nerve fibers, which detect environmental cold
and/or inhibition of phosphodiesterase activity (160). Elevated (172). These nerves transverse the dorsal horn of the spinal cord
cAMP could then activate PKA and then downstream lipolysis to the lateral parabrachial nucleus in the dorsolateral pons and
and thermogenesis. The door appears to be shut on the possi- then on to the preoptic area of the hypothalamus (173). Efferent
bility of using ionophores to treat obesity due to the numerous signals leave the brain descending the spinal cord to sympa-
studies demonstrating adverse reactions indicative of toxicity thetic nerves that release norepinephrine causing vasoconstric-
in the muscle, liver, and heart when people took DNP (161). tion in blood vessels and BAT activity. TRPM8 receptors have
However, recent studies by the Shulman and co-workers (162) been found to be expressed on the surface of both mouse brown
have focused on using a controlled-release oral formulation of and white adipocytes as well (174, 175). Treatment of mouse
DNP, called CRMP (controlled-release mitochondrial protono- white adipocytes with menthol increased UCP1 expression,
phore). In a proof–of–concept rat model, CRMP produced mild thought to be due to TRPM8 activation. Mice fed a high-fat diet
hepatic mitochondrial uncoupling and ameliorated hypertriglyc- with 1% menthol for 18 weeks had a significantly-reduced
eridemia, insulin resistance, hepatic steatosis, and diabetes (162). weight gain compared with high-fat diet mice (174). TRPM8
expression has been detected in human white adipocytes as
TRP superfamily
well, and when treated with menthol the adipocytes showed an
Transient receptor potential channels are a family of inter- increase in UCP1 expression, mitochondrial membrane poten-
membrane ion channels that play a role in sensory reception tial, and heat production, displaying a similarity to brown adi-
and can be thermally or chemically activated. The chemorecep- pose tissue during cold exposure (176). Although there have yet
tive properties of the channels provide a target for pharmaco- to be any in vivo human studies on the effect of menthol and
logical interventions affecting sensory reception of tempera- energy expenditure, these results show potential for menthol-
ture. Capsaicin is the compound responsible for the burning induced increases in REE.
sensation associated with hot peppers. It belongs to a family of In summary, it is useful to conceptualize the pharmacological
chemicals known as capsaicinoids present in all species of Cap- treatment of energy imbalanced-induced obesity as one would
sicum peppers (163). Capsaicin binds transient receptor poten- approach other chronic conditions such as essential hyperten-
tial vanilloid receptor 1 (TRPVR1), which detects painful heat sion and insulin resistance. The undesirable retention of food
and harmful chemicals (164), and is currently approved by the calories is similarly multigenic and produced by multiple inter-
FDA as a topical agent for the treatment of neuropathic pain actions between genetic background and environment. Success
associated with post-herpetic neuralgia. Another class of routinely requires several medications from distinct classes that
TRPV1 receptor agonists found in Capsicum peppers are address the different contributors to the chronic illnesses. Just
known as capsinoids and lack the pungency of capsaicin (165). as hypertension is often treated with combinations of sympa-
Both capsaicinoids and capsinoids are thought to increase tholytics, ion channel blockers, and enzyme inhibitors, the
energy expenditure through TRPV1 receptor-mediated sympa- pharmacological approach to obesity will likely require a com-
thetic nervous system response (166) and release of adrenal bination of drugs that suppress appetite, impair absorption, and
catecholamines (167). The effect of capsaicin and capsinoids on increase energy expenditure (Fig. 1). Given the challenges asso-
human metabolism is not entirely clear. Many studies are con- ciated with combating the strong evolutionary drive to preserve
ducted using extracts of red peppers and other natural prod- caloric stores, focus should be toward treating obesity-related
ucts, which makes it difficult to determine which chemical metabolic disease. Success is more likely in this arena where
agent induced the observed effects. Pure capsaicin was evalu- substantial advances have already been made in reducing insu-
ated in a study of weight maintenance after weight loss in 140 lin resistance, hypertension, and dyslipidemia.
overweight men and women. The group that consumed 22.5
mg of capsaicin had a significantly higher increase in resting Impacts of pharmacological regulation of energy
energy expenditure (REE) (167 ⫾ 120 kcal/day) than controls balance, overweight, and obesity
(48 ⫾ 120 kcal/day) (168). Overall results have been mixed,
however. Another study of 78 healthy men who ingested 3 mg Metabolic adaptations
of dihydrocapsiate for 28 days had a nonsignificant increase in As the previous section shows, there is great interest in devel-
REE compared with controls, whereas another study of 13 men oping pharmacological approaches to achieving a net negative
found no changes in metabolic rate with the consumption of 1, energy balance and treating obesity. However, the small num-
3, 6, and 12 mg of capsinoid capsules over a 5-day inpatient stay ber of approved anti-obesity drugs reflect many conceptual and
(169). Capsaicin has also been associated with BAT activation practical inadequacies. The limitations are not just safety or
(170), although there has been no demonstration that capsaicin even short-term efficacy. A larger challenge is the need over the
activates human BAT, either directly through cell-surface long term to combat homeostatic drives within humans to

J. Biol. Chem. (2020) 295(7) 1926 –1942 1935


JBC REVIEWS: Therapeutic regulation of thermogenesis

return to higher weights. Despite a seemingly simple equation, percentage of original weight regained was directly related to
“energy in less than energy out,” there are complex adaptations the amount of metabolic adaptation, i.e. the difference between
to energy regulation. Although body weight can be modulated the measured and predicted BMR at 6 years (194). Interestingly,
acutely, it remains difficult to achieve long-term weight loss as the amount of weight regained by the participants after 6 years
the body tends to adapt or resist by modulating energy expend- was not correlated with a change from pre-weight loss energy
iture, hormonal, and psychological drive. intake but was inversely correlated with changes from pre-
Even in short-duration studies of energy deficit, energy bal- weight loss physical activity levels. These observations suggest
ance tends to reestablish. For example, in a 1-day diet-induced that physical activity, although not necessarily effective as the
or exercise-induced net-negative energy balance, subjects the primary approach for weight loss, is important for successfully
following day compensated calorically to the energy lost on the preventing the regaining of lost weight (195).
previous day and returned to energy balance after 48 h (177). In
cases where energy expenditure increases due to exercise train- Approaches to maximize thermogenesis
ing, there is evidence to suggest that energy intake will also Given that humans and related mammals are physiologically
compensatively increase (178, 179), and activity outside voli- designed to resist weight loss, it raises the following question:
tional exercise tends to decrease (180). Similarly, in mice, cold- does the method of altered energy intake or output change met-
induced increases in energy expenditure lead to increased food abolic responses? This was addressed in rats whose weight loss
intake in a dose-dependent manner (181). Although the rela- from diet was compared with exercise. Both groups had similar
tionship between energy expenditure and energy intake may be reductions in adiposity, but the exercised rats displayed
unclear, energy maintenance is still tightly regulated (182). It is improvements in insulin resistance, greater insulin sensitivity,
true that with longer-term energy deficits, there is weight loss. and lower low-density lipoprotein (196), and they showed
However, decreases in weight are accompanied by reductions increased mitochondrial functioning in BAT (196). Other
in circulating leptin, peptide YY, cholecystokinin, and amylin reports on exercise suggest that endurance exercise promotes
and increases in ghrelin—a coordinated hormonal response high rates of oxidative metabolism in skeletal muscle. With
that promotes weight gain. Even after the initial dynamic phase endurance exercise, there is a shift to type I myofibers with high
of weight loss, these changes are maintained, likely playing a part mitochondrial content and thus fatty-acid oxidation profile
in the body’s continual resistance to weight loss (183). In fact, hor- (197). This switch is similar to the one that occurs in skeletal
monal regulations that alter intake and satiety can persist for muscle from cold exposure, where cold exposure increases
greater than a year after a 10-week very low energy diet (183). expression of PGC-1␣ in skeletal muscle promoting mitochon-
To the frustration of most dieters, there is a lowering of REE drial biogenesis and a switch to oxidative fibers (198).
with weight loss. It is a widely-held but false belief that a daily Besides reduced oral caloric consumption and increased
energy deficit of 500 kcal leads to a loss of a pound of fat per exercise, cold exposure is another intervention that can lead to
week and over 50 lbs per year (184). Rather, weight loss is more a net negative energy balance. Mice exposed intermittently to
asymptotic, and a larger energy deficit is required to con- cold for 0, 1, 4, or 8 h a day three times a week for 10 weeks saw
tinue losing weight at the same rate (https://www.niddk.nih. an increase in total energy expenditure (181). Joy (199) tested
gov/health-information/weight-management/body-weight- human subjects repeatedly exposed to cold temperatures (5 °C)
planner) (185). The extent of weight change has both hormonal for 8 h over the course of 5 weeks. The cold-adapted subjects
and genetic components (186 –188). At first, the body can could further increase their metabolic rates in response to an
adjust energy expenditure, up or down, according to a 10% infusion of NE, demonstrating an increase in the body’s ability
weight gain or loss, respectively (189). However, this adaptation to perform nonshivering thermogenesis. These early findings
is only able to adjust to a certain level: in subjects who lost 20% were corroborated by studies of subjects who were exposed to
of their initial weight, REE did not decrease any further, sug- 17 °C for 2 h daily over 6 weeks, which resulted in increased
gesting a maximal adaptation to the maintenance of reduced BAT activity and an ⬃167% increase in the CIT response to
body weight (189). In subjects who lost over one-third of their acute exposure to 19 °C (170). Further study by Lee et al. (200)
initial body weight and maintained adequate fat-free mass dur- demonstrated that sleeping in a 19 °C room at night for 1 month
ing the “Biggest Loser” competition, the measured BMR increased BAT volume and activity compared with 1 month of
decreased by 504 kcal/day more than that predicted based on sleeping in 24 °C. Physiological responses in these subjects also
fat-free mass, fat mass, age, and sex (190). The degree of meta- included increased expression of adiponectin and GLUT4 in
bolic adaptation was inversely correlated with changes in thy- subcutaneous WAT. White adipocyte insulin resistance
roid-stimulating hormone levels but was not correlated to decreased, and the Matsuda index for insulin sensitivity
changes in triiodothyronine levels, which declined with weight increased (200). However, as with increased exercise and
loss. This pattern suggests that metabolic adaptation was cen- reduced caloric intake, the increased metabolism in response to
trally mediated with the hypothalamic–pituitary–thyroid axis cold may only be temporary “adjustments” seen in those who
potentially playing a large role (190). Other studies have shown normally live in a thermoneutral climate. Over the longer term,
that leptin, an anorexigenic adipokine, may play a role in met- the body undergoes “adaptations” that lead to blunted meta-
abolic adaptation (191–193). Metabolic slowing not only adds bolic rate increases (201). Additionally, people with obesity, for
to the difficulty of losing weight but may also contribute to whom therapeutic BAT activation would be desirable, have less
weight regain. For instance, in a subset of the “Biggest Loser” activated BAT than lean men after cold exposure, despite a
contestants measured 6 years after their initial weight loss, the greater amount of fat in BAT-containing depots (55).

1936 J. Biol. Chem. (2020) 295(7) 1926 –1942


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