Professional Documents
Culture Documents
The Collected Clinical Works of Alfred Adler, Volume 1 The Neurotic Character (PDFDrive)
The Collected Clinical Works of Alfred Adler, Volume 1 The Neurotic Character (PDFDrive)
In his earlier publications, Adler mentions the following in connection with organ
inferiority, psychic compensation and the safeguarding tendency (Studie über
Minderwertigkeit von Organen [1907] 1977, 51, 92, 94, 110; Heilen und Bilden [1922]
1973, 49,51f.): Darwin, Demosthenes, Grimm, Hegel, Jean Paul, Moses, Shakespeare.
In addition, artists and composers: Beethoven, Bruckner, Piero della Francesca, Manet,
Mozart, Schumann, Smetana. The list may be enlarged by those mentioned in the
‘Neurotic Character’: Avenarius, Charcot, Féré, Goethe, Janet, Lombroso, Milton,
Nietzsche, Seneca, Vaihinger. Dostoyevski certainly should be in the list as well (Praxis
und Theorie der Individualpsychologie [1920] 1974, 286, 290). In Adler’s other
writings the following are also mentioned: Horace, Herder, Hippocrates, William
James, Kant, Lavater, Lichtenberg, Nelson, Novalis, Hans Sachs, Schiller,
Schopenhauer, Socrates, Sophokles (Œdipus), Wagner, Wilhelm Wundt (cooperation
Rüedi).
c publications
Under the name ‘Schriften des Vereins für freie psychoanalytischen Forschung’,
named ‘Schriften des Vereins für Individualpsychologie’ from 1914 on, the following
were published by the Reinhardt Verlag in Munich:
Nº 1 1912: Carl Furtmüller: Psychoanalyse und Ethik.
Nº 2 1912: Otto Kaus: Der Fall Gogol.
Nº 3 1912: Paul Schrecker: Henri Bergsons Philosophie der Persönlichkeit. Nº 4 1913:
Felix Asnaourow: Sadismus und Masochismus in Kultur und Erziehung.
Nº 5 1914: Vera Strasser-Eppelbaum: Zur Psychologie des Alkoholismus. Nº 6 1914:
Hedwig Schulhof: Individualpsychologie und Frauenfrage. Nº 7 1917: Alfred Adler:
Das Problem der Homosexualität.
d Virchow, Rudolf
xvii symbolic picture of the incestuous inclination, to possess the superiority she
has when she is with her father. Freud was obliged to see in this goal-directed process a
revival of infantile desires, because he had determined that the latter were the driving
forces. We recognize in this infantile procedure, in the extensive use of safeguarding
auxiliary constructions, which is how we should regard the neurotic fiction, in this
comprehensive, motor preparation reaching far back into the past, in the strong
tendency towards abstraction and symbolization, the purposeful means of the neurotic
who wants to attain his security, the elevation of his feeling of self-worth, the masculine
protest. The neurosis shows us the execution of erroneous designs. All thought and
behavior can be traced back to childhood experiences. As far as the Freudian
‘regression’ is concerned, the mentally disturbed individual does not distinguish
himself from the healthy person. The distinction rests only on the fact that he has built
on errors that go too far, that he has taken up a mistaken attitude towards life.
‘Regression,’ however, is what is normally the case in thought and behavior.
If we attach to these critical remarks the question of how the neurotic phenomena
have come into being, why the patient wants to be a man, and is constantly trying to
furnish proof for his superiority, where his enormously powerful need for a feeling of
self-worth comes from, and why he is going to such expense to attain security, or in
short, the question of the ultimate reason for these expedients of the neurotic psyche,
then it may already be guessed what any research will reveal: the feeling of insecurity
and inferiority is looming at the start of the development of the neurosis, insistently
demanding the establishment of a guiding, safeguarding, reassuring purpose, a
concretization of the goal of superiority, to make life bearable. What we call the essence
of the neurosis consists of the increased expense of the available psychic means. Among
these, the following are particularly prominent: auxiliary constructions and
stereotypical ways of thought, behavior and desire.
It is clear that such a psyche, in its exceptional exertion in order to elevate the
personality, and apart from any unambiguous neurotic symptoms, will also attract
attention by the noticeably greater difficulty in finding a place in the community, as
well as in professional and love life. The feeling of the weak point controls the neurotic
to such an extent, that, without knowing it, he is bringing about the protective
superstructure by exerting all his force. In doing this, his sensitivity will become more
acute, he learns to pay attention to correlations that still escape others, he will
exaggerate his caution, he will attempt to anticipate every single possible consequence
of an act or an injury, he will try to hear and to see further ahead, will become fussy,
insatiable and frugal, will try to extend the limits of his influence and power further and
further through time and space — and in doing so, he will lose the openness and peace
of mind that above everything else are a guarantee for mental health and energy. His
mistrust, of himself as well as of others, will gradually increase, his envy, his
maliciousness, his aggressive and cruel inclinations, intended to provide him with
superiority over his environment, will get the upper hand, or he will attempt to get a
hold over others by increased obedience, by submission and humility, which not
infrequently degenerate into masochistic characteristics; this elevated activity and
increased passivity are both expedients introduced by the fictional goal of increased
power, of the ‘desire to be above,’ of the masculine protest. By over-emphasizing a part
of life’s problems (independence, caution, cleanliness, etc.), he will disturb life’s
internal coherence and
xviii come out on the useless side of life where we can find the ineducable, the
neurotic, the criminal, the suicides, perverts, and prostitutes.
Kretschmerr has recently described a number of psychic cases in terms of a
schizothymic system of forms, cases that are completely similar to those I have
described, so much indeed that he himself remarks at a certain point that such types
have occasionally been described as manifestations of the ‘neurotic’ character. Anyone
who is familiar with the findings as I have recorded them here myself will without
difficulty recognize something similar in his schizothymic types. We can only be
pleased with his further findings, particularly those on physiognomy. If they are
confirmed, one may see, to a large measure, the inborn organ inferiority in the patient’s
face. The pessimism of Kraepelin,s however, that is paralyzing Kretschmer just as it is
contemporary psychiatry, is preventing this author, too, from appreciating the
educability of the organically inferior.
And this brings us to those psychic phenomena whose discussion is the content of
this book, to the neurotic character. No entirely new characteristics can be found in the
neurotic, not a single one that may not also be pointed out in the normal individual.
However, the neurotic character is conspicuous and farther-reaching, in that it can only
become understandable, for the physician as well as the patient, by analysis. It is
uninterruptedly ‘sensitized,’ advanced as an outpost, and establishes contact with the
environment, with the future. Only the knowledge of these psychic predispositions,
protruding far ahead as sensitive antennæ, makes it possible to come to an
understanding of the neurotic’s struggle with his task, of his stimulated aggressive
tendency, of his unrest and impatience. For these antennæ probe every phenomenon in
the environment and incessantly examine their advantages and disadvantages with
regard to the established goal. They bring about a keener sense of measurement and
comparison, they rouse with the attention that is active in them fear, hope, doubt,
loathing, hate, love, expectation of all kind, and attempt to safeguard the psyche against
surprise and a lowering of the feeling of self-worth. They put forward the most
peripheral motor preparations, always mobile, always ready to prevent the depreciation
of the person. In them, the forces of external and internal experience are active, they are
filled with the traces of reminiscences of terrifying and consoling events and have
transformed, mechanized their memory into dexterities. As categorical imperatives of
the second rank they do not serve to bring about their own success, but the eventual
elevation of the personality. In addition, they attempt to do this by making it possible to
establish guiding lines through the unrest and insecurity of life, by furnishing and
differentiating right and left, up and down, right and wrong. The emphasized
characteristics can already be found quite easily in the neurotic disposition of the child’s
psyche, where they give cause to annoyance and to peculiarities and perversities. They
will become even more prominent when, after a fairly strong depreciation or after the
emergence of a contradiction against the individual’s own superiority, the safeguarding
tendency moves on, at the same time calling symptoms into being as new, effective
expedients. These are often construed on the basis of models and examples and their
task is to lead the struggle for the feeling of self-worth into every new situation and
emerge victorious. In its activity lies the reason for the increase in affectivity and for the
lowering of the threshold of stimulation as compared to normal individuals. It goes
without saying that the neurotic character, like the normal one, develops from originally
available material, from psychic impulses and experiences of the function of the organs.
All the psychic predispositions related to the outside world will only become neurotic
when a decision is immanent, when inner necessity elevates the safeguarding tendency
while the latter is mobilizing the characteristics and making them more effective, and
when the fictional goal of life operates more dogmatically and accentuates the
secondary guiding lines that correspond to the traits of character. At this point the
hypostasis of the character sets in, leading to its transformation from means to goal, and
consequently to its independence, and a kind of deification provides it with permanency
and eternal value. The neurotic character is incapable of adapting itself to reality, for it
is working towards an unattainable ideal; it is a product and instrument of a
precautionary, extremely distrustful psyche that is strengthening its guiding line in order
to get rid of an inferiority feeling, an attempt that must, because of its internal
contradictions or its falsehood, founder either on the limits of civilization or on the
rights of others. Just as the groping gesture, the pose when looking back, the physical
attitude in aggression and the facial expression serve as forms and means of conveying
information, so the characteristics, in particular the neurotic characteristics, serve as
psychic means and forms to prepare a relation to life, to take up a position, to acquire a
fixed point among life’s vicissitudes, to reach the safeguarding final goal, the feeling of
superiority, or at least to prevent it from going under.
Thus we have unmasked the neurotic character as the servant of a fictional
purpose, and established its dependence on a final goal. It did not shoot up out of some
biological or constitutional elementary force, but it received direction and motivation
from the compensatory superstructure in the psychic organ and its schematic guiding
line. It was whipped into action under pressure of insecurity; its tendency to personify
itself is the doubtful result of the safeguarding tendency. The line of the neurotic
character has maintained its destination by the establishment of a goal, which is to join
the line of superiority, and this is how every neurotic characteristic betrays by its
direction that it is shot through with the striving for power, which is trying to make it
into an unfailing instrument in excluding from life any permanent depreciation.
In the practical part of this book a number of cases will be used to demonstrate
how the neurotic scheme calls forth special psychopathological constellations by the
apperception of experience by means of the neurotic character, that is to say, by means
of the neurotic technique of life.
xx
Endnotes for Theoretical Part - Introduction
a Seneca
‘Everything depends on opinion; it determines not only ambition, but also the lust for
pleasure and avarice as well. In our own opinion we suffer. Everyone is as miserable as
his
prejudice makes him.’ Seneca, Lucius Annaeus: Ad Lucilium epistolae morales 70-124
(125).
English-Latin edition in Loeb Classical Library.
b Janet, Pierre: sentiment d’incomplétude, French school
(1859 – 1947 Paris): From 1890, Janet, a neurologist and psychologist, was head of the
psychologic laboratory of the clinic of ‘La Salpêtrière’ in Paris, whose director was
Jean-Marie
Charcot (1825 – 1893). This is what the ‘French School’ refers to. After studying
philosophy,
Janet’s main research was concerned with neuroses, behavioral psychology and social
psychopathology. He produced valuable clinical descriptions of hysteria, phobias and
obsessions
(idées fixes); in the field of the research of neuroses he demonstrated that neurasthenia
was a new
type of neurosis. Adler was familiar with the German translation (1894) of Janet’s early
work
‘Geisteszustand des Hysterischen’ (see endnote ‘h’ on ‘Janet’ on page xxii) which
mentions the
‘feeling of incompleteness’ or ‘imperfection’ (175ff.). This term was coined by Janet in
order to
give a special definition of the lack of ‘psychic force’ in asthenia, or the lack of
‘psychic tension’
in the hypotonic syndrome.
c double vie
Term in 19th century French psychiatry, which was concerned with ‘alternating
personalities’ (personnalités alternantes) or ‘double life’. More exactly, the term goes
back to the theory of the ‘multiple consciousness’ and the ‘dual personality’ in Alfred
Binet (1857 – 1911). Nowadays the term ‘dédoublement de la personnalité’ (split
consciousness) is usual. Pierre Janet, in adding his understanding of the ‘narrowing of
the field of consciousness’ to Binet’s theory of hysteria, spoke of a ‘second personality’
or a ‘second consciousness’ (seconde personnalité/conscience) instead of ‘double vie’.
(collaboration Viguier)
d polarity
(1857 – 1939 Zollikon bei Zürich): Professor of psychiatry. Succeeded his teacher
August Forel (1848 – 1931) as director of the Burghölzli in Zurich from 1898 to 1929.
Under his directorship the Burghölzli became a world-famous center for the research of
mental diseases. The ‘Swiss School of Bleuler’ opened up new roads in psychiatry: it is
concerned with psychological understanding and psychological methods of treatment in
order to bring about a cure, Bleuler coined the term ‘depth psychology’. In discussions
with Kraepelin he suggests the term ‘schizophrenia’ instead of ‘dementia praecox’, and
he also developed a new theory of schizophrenia. In this context he performed, together
with C. G. Jung, the word-association experiments in 1904-05, and from 1919
supported H. Rohrschach’s experiments concerned with the interpretation of shapes and
forms. On Jung’s initiative he made contact with Freud, participated in the congress of
psychoanalysts of 1908 in Salzburg, co-editing (with Freud) the ‘Jahrbuch für
psychoanalytische und psychopathologische Forschungen’ until C. G. Jung left the
group at the end of 1913. Between 1910-11 he briefly was a member of the association,
but as an independent scientist he was dismissive of the idea of an organization such as
the association was.
g Stern, William
(1871 Berlin – 1938 Durham/USA): He studied, and did his thesis and doctorate, with
the
experimental psychologist Hermann Ebbinghaus in Berlin and (from 1897) Breslau;
was
professor in Breslau and Hamburg (from 1916), in 1906 doctor honoris causa at Clark
University
(together with Freud and Jung), in 1933 he was dismissed from his position because he
was
Jewish, and he emigrated to Holland, then America. In very diverse fields of research,
Stern
entered new directions that were to be revolutionary for the development of
psychology:
differential psychology, child psychology, particularly research of children’s diaries
(together
with his wife Clara Stern), the practical use of psychology in (among others) education,
the
psychology of evidence, the psychology of intelligence and talent. From 1908 he
published,
together with Otto Lipmann, the ‘Zeitschrift für angewandte Psychologie’. Stern’s
‘critical
personalism’, his understanding of the individual as a teleological unity and his quest
for
‘weltanschauung’ is very closely related to Adler’s ideas. For Stern, a ‘person’ is ‘a
being which,
notwithstanding its manifold parts, forms a genuine unity, with its own character and
worth, and
as such, despite the manifold functions of its parts, succeeds in creating a unified, goal-
directed
self-activity’ (1906, 16). In his functioning (causality) the ‘indivisible’ person is goal-
directed
(causa finalis) (1918, 5ff.). Stern and Adler always appreciated one another. Stern
considered
Adler’s ‘school’ as the ‘next step’ of psychoanalysis and he followed it polemically and
critically.
h Janet, Pierre
Der Geisteszustand des Hysterischen (Die psychische Stigmata). Mit einer Vorrede von
Professor Charcot. Übersetzt von Dr. Max Kahane. Mit 7 Holzschnitten im Text.
Leipzig und
Wien: Deuticke 1894, 190. This book brings together, in five chapters, lectures about
anesthesia,
amnesia, abulia, abnormalities of movement and changes of character, which Janet held
in the
spring of 1892 in the hospital La Salpêtrière in Paris, and which is identical to the first
volume of
the French original ‘L’état mental des hystériques’ (see earlier endnote ‘b’ on Janet, on
page xxi).
i Kahane, Max
(1842 – 1925 Vienna): Well known for his important physiological research, he became
a
private teacher at Vienna University in 1894, and after 10 years founded a prominent
private
practice. In 1894 he became a member of the Vienna Acadamy of Science. In medical
circles
Breuer had a reputation for his highly cultured, acute and critical mind. He was a friend
of Freud
since the early seventies in the psysiological institute of Brücke. During the treatment of
Anna O.
(1880-1892) Breuer developed the method of the talking cure, in which the meaning of
the
symptoms was reconstructed biographically. This method of ‘cathartic hypnosis’ was
systematically taken over by Freud from 1889. The case of Anna O. was the basis for
their joint
publication on hysteria (1893, 1895) which is considered to be the starting point for
psychoanalysis. Personal and intellectual estrangement resulted from a conflict
concerning the
writing of this work.
k Masculine Protest
(1854 – 1923 Vienna): [remark added in 1922, Jerusalem substituted for Avenarius —
see below — in 1928] Teacher at a gymnasium, later professor of philosophy at Vienna
University; very active socially, he was known for his popular scientific lectures and
publications.
He considered logic to be the theory of true thinking, which he researches
geneticallybiolologically in its judgmental function as the act of thinking. The
intellectual forms of
traditional logic (see note on Aristotle, page 29) do not correspond to the act of thinking
as it is
actually performed since the latter in its individual, specific representation sets apart a
‘power
center’, namely the object, from a certain experience, which is expressed by the subject:
‘This
manner of apperception, then, by which all events in the environment are interpreted as
expressions of the will of independent objects, we call fundamental apperception’
(1905, 81f.). In
his criticism of Avenarius, whom Jerusalem charges with ‘materialistic monism’ (ebd.
131f.), he
approaches Kant, as he also does with his psychological-genetical interpretation of the
latter’s
‘transcendental apperception’ as ‘fundamental apperception’ — also in a social-
pragmatical
sense. In 1928, Adler, by substituting Jerusalem for Avenarius, shows that he has
recognized this
change of epistemological position.
m Nietzsche, Friedrich: ‘will to power’, ‘will to seem’
(1844 Röcken bei Leipzig – 1900 Weimar): At the turn of the century, Nietzsche was
read as an irrational philosopher of life, whose theory of absolute development together
with his
biological-pragmatical principle of knowledge and a pessimistic cultural criticism, were
considered to be his most important ideas. Adler’s reading of Nietzsche complies with
this
interpretation, which was a result from the distorted edition of the ‘Will to Power’ of
1901, which
was compiled by a misguided hand. In Book 3 of this outdated edition (cf. the current
edition),
the principle of the will is said to represent a general principle concerning
understanding, nature,
xxiii
science, logic, consciousness, society, state and individual. This is what Adler
refers to when the value of reality, lust and the feeling of power serve in his work as a
‘leitmotiv’ for the construction of reality. This early reading of Nietzsche is transformed
by Vaihinger’s interpetation of Nietzsche (1911, 771ff.). The ‘will to power’ now is a
cognitive-critical view of the human will as a general, existentially necessary
interpretation of the world, whose infinite perspectives cannot be unified. Since man is
nonetheless continuously attempting to do this (and, for Adler, the neurotic particularly
so), ‘appearance’ or some kind of fictionality is immanent to his ‘will’ in order to
elevate his feeling of self-worth. Nietzsche writes, for instance, ‘One should use
‘cause’, or ‘effect’, in no other manner than as a ‘term’, that is to say, as conventional
fictions whose purpose is to provide meaning, understanding, not explanation.’ This
provides Adler’s idea of appearance/fiction with a background of the complex receptual
relations between Nietzsche and Vaihinger.
n Féré, Charles
(1852 – 1907): French psychologist and physiologist. With Alfred Binet (1857-1911) in
Paris he did research on hypnotism and psychotherapy. The F-phenomenon was named
after him:
exosomatic psychogalvanic reaction, that is, a change of the resistance of the skin under
a low
volt current when an exciting event takes place. – Once again, Adler quotes P. Janet
here, Der
Geisteszustand des Hysterischen, page 189 (see endnote ‘p’ on this page): ‘It is
precisely this
[namely, the ongoing mood swings between outbursts of melancholia and ecstasy]
which proves
that the idea which has been expressed so often by philosophers and was recently taken
up once
more by Féré, namely, “that the experience of pleasure is rooted in a feeling of power,
but the
experience of displeasure in a feeling of powerlessness”.’ From the original French
edition, P.
Janet, L’état mental des hystériques, page 184. Janet is quoting from Féré’s work
Sensation et
mouvement (Paris: Alcan 1887). Nietzsche also mentions Féré in connection with
‘psychomotor
rapport’ (induction psycho-motrice) in ‘sympathy’ and ‘altruism’.
o previous authors
This refers to the Sophists, cf. for instance Plato’s ‘Gorgias’. Cf. endnote on page 122.
p Janet, Pierre
Geisteszustand des Hysterischen (see endnote ‘b’ on page xxi), page 184; original
French edition L’état mental des hystériques, page 179. Concerning the similarity
between Freud and Janet, alleged by Adler but completely denied by Freud, cf. the
publications of the latter during the same period as those of Janet: L’Hérédité et
l’Etiologie des Névroses. Revue Neurologique 4, the same period as those of Janet:
L’Hérédité et l’Etiologie des Névroses. Revue Neurologique 4, 381. 395-397. 413-415.
432-433. 450-452. Cf. Freud for both contributions. According to this, actual neuroses
(neurasthenia, angstneurose) find their origin in the patient’s actual sexual activity
(masturbation, frustrated sexual excitement such as coitus interruptus); psycho-neuroses
(hysteria) find their origin in the patient’s early sexual activity, particularly in some
sexual seduction the patient may have suffered. When he discovered that in the
unconscious, fantasies cannot be distinguished from memories, Freud dismissed this
theory when it concerned a genuinely traumatizing sexual experience.
q Baader, Franz von
(cf. endnote ‘e’ on page xiv): the schizothymic type of character, as a pre-morbid
personality or temperament of the schizophrenic, is described by Kretschmer, among
others, in
these terms: a lack of psychic approachability in combination with extreme sensitivity, a
façade
of aloofness, a predetermined distance, an unsocial, selective way of observation, a
considerable
ability for abstraction, an ability for perseverance, an inability for compromise.
s Kraepelin, Emil
(1865 Neustrelitz – 1926 Munich): Professor of psychiatry in Munich; a founder of
scientific clinical psychiatry, his nosology became the basis of the classification of
psychiatric
diseases. He distinguished two groups in which these manifested themselves: dementia
præcox
(schizophrenia) and manic-depressive delusion. Kraepelin gave German psychiatry a
leading role
until the Second World War. His ‘Psychiatry’ was the most widely read textbook of its
time.
Influenced by W. Wundt he did research on the physical and psychic aspects of the
production
process and on the toxic effects of alcohol, exhaustion and medical drugs. Kraepelin is
also
considered as the founder of pharmaco-psychiatry. Kraepelin’s ‘German’ psychiatry (as
distinct
from Bleuler and the Swiss school), as far as treatment is concerned, represents
‘therapeutic
nihilism’.
xxv
Theoretical Part I - I
The Origin and Development of the Inferiority Feeling and its Effects
The conclusions of the ‘theory of organ inferiority’1 (see Studie l.c.) were
concerned with the causes, the behavior, the appearance, and the altered function of the
inferior organs and led me to considerations of compensation by the central nervous
system, which were followed by some elaborations on psychogenesis. A remarkable
relation between organ inferiority and mental overcompensation came to light, that
allowed me to acquire a fundamental insight: the experiences of organ inferiority will
come to be an ongoing stimulus in the development of an individual’s psyche.
Physiological observation shows that this results in a reinforcement of the nerve tracts
in quantity as well as in quality, in which a simultaneous original inferiority of these
tracts can reflect their tectonic and functional peculiarities within a general picture. The
mental aspect of this compensation and overcompensation can only be disclosed by
psychological observation and analysis.
After the extensive descriptions of organ inferiority — as the etiology of the
neurosis — in my earlier work, especially in the Studie, in the ‘Aggressionstrieb,’2 in
the ‘Psychischen Hermaphroditismus,’ in the ‘Neurotische Disposition’ and in the
‘Psychische Behandlung der Trigeminusneuralgia,’3 I may in the present description
confine myself to those topics that point towards a further clarification of the
relationship between organ inferiority and psychic compensation and are important for
the problem posed by the neurotic character. Summarizing, I stress that the organ
inferiority as I have described it comprises ‘the incompleteness of these kinds of
organsa, their often demonstrable developmental arrests, their lack of development in a
histological or functional direction, their functional failure in the post-fetal period, and
on the other hand the increase of their tendency to grow if they are under force of
compensation or correlation, the frequent purposiveness to greater functional
performance as well as the fetal character of organs and organic systems.’ It can easily
be demonstrated in every case — from the observation of children and from the
anamnesis of adults — that the presence of clearly inferior organs has an influence on
the psyche and tends to lower the self-esteem and to increase the psychological
insecurity of the child; however, it is exactly from this decreased evaluation that the
struggle for self-assertion originates, assuming much more intense forms than we would
expect. If the compensated inferior organ gains a wider scope of activity both
quantitatively and qualitatively and obtains means of protection from itself as well as
the entire organism, then the predisposed child, in his feeling of inferiority, will elicit
from his psychic capabilities the often conspicuous means to increase his own value,
among which we may note most prominently neurotic and psychotic means.
1 A. Adler, Studie über Minderwertigkeit von Organen, München 1927.
Erziehungskunst für Ärzte und Pädagogen. 2. Aufl. München: Bergmann 1922 [Repr.
(Hg. mit Carl Furtmüller) Heilen und Bilden. Ein Buch der Erziehungskunst für Ärzte
und Pädagogen. Mit einer Einführung von WOLFGANG METZGER. Frankfurt/Main 1973
(Fischer Taschenbuch Bd. 6220).]
3In: Praxis und Theorie der Individualpsychologie, l.c.
Among the other authors who did not take a primum-movens but a cooperating and
interacting of several organ inferiorities as the basis of their considerations, Martiusaa
should be mentioned above all. Similarly, the coordination of simultaneous inferiorities
is brought into prominence in my contribution Studie über die Minderwertigkeit von
Organen (1907)5. The fact should not be underestimated ‘that the simultaneously
inferior organs are related to one another as if they were in a secret bond.’ Bartelbb, too,
has already extended his considerations about the status thymico-lymphaticus, which
constitute a considerable enrichment of science, so far that they have crossed over into
the areas of systems of other authors a long time ago. Kyrlecc, along independent lines
and guided by entirely new pathological findings, also reached the same conclusion as I
did when I declared, on the basis of my observations, that the coordination between
inferiorities of the sexual apparatus with other organs is often only slightly developed,
but can be found so frequently, that I must maintain that there is no organ inferiority
without an accompanying inferiority of the sexual apparatus.
For reasons of discussions that will follow later I must also mention the opinion of
Freud, who emphasizes the significance of a ‘sexual constitution’ as a basis for neurosis
and psychosis, by which he means an arrangement of partial sexual impulses, varying
as to quantity and quality. This view simply corresponds to a postulate of his other
opinions. The development of perverse impulses and their ‘failed repression’ into the
unconscious would give a picture of the neurosis, and forms in itself a primum movens
for the neurotic psyche. From our considerations it will appear that perversion6, insofar
as it actually will develop in neurosis and psychosis, is not determined by a congenital
driving force but by a fictitious final goal, with repression as a by-product, coming into
being under pressure of the feeling of self-worth. However, everything in originally
abnormal sexual behavior that should be taken into consideration in a biological sense,
such as increased or decreased sensibility, greater or lesser reflex activity, the
functionality of valency as well as the compensatory psychic superstructure, stems
directly from a congenital inferiority of the sexual organ, as I have shown in the Studie.
5 A. Adler, Studie über die Minderwertigkeit von Organen. Berlin, Vienna: Urban
Praxis und Theorie der Individualpsychologie, l.c.; und im Handbuch der normalen und
pathologischen Physiologie, 1926.
Until now we have considered the elevation of the feeling of self-worth , which is
always trying to push itself through with particular force, to be the leading force and
final goal of the neurosis that develops from constitutional inferiority. Meanwhile we
have not failed to notice that this is nothing but an expression of a certain striving and
desire, the origins of which are deeply rooted within human nature. The form of
expression itself and the deepening of this guiding idea, which might also be described
as the will to powerfff (‘Wille zur Macht’ — Nietzsche), teaches us that there is a
special, compensating force involved whose object it is to end the inner insecurity
common to all human beings. The neurotic will use a rigid formula that usually pushes
through to the surface of consciousness to try and find the fulcrum needed to lift the
world off its hinges. It does not make much difference whether the neurotic is largely or
hardly aware of this driving force. He never does understand the actual mechanism, nor
is he able, on his own, to explain and break out of his analogous conduct and
apperception. This can only be achieved through the Individual Psychological process,
which allows us, by determining the almost meaningless psychic movement, to guess
and understand the infantile analogy by means of abstraction, reduction and
simplification. Thus it will frequently appear that the neurotic is always apperceiving
after the analogy of contrast, indeed, that most of the time he recognizes and approves
of nothing but contrasting relations. This primitive orientation in the world, which
corresponds to Aristotle’s antithetical categoriesggg as well as to the Pythagorean tables
of oppositeshhh, also derives from the feelings of insecurity and represents a simple trick
of logic. What I have described as polar, hermaphroditic opposites13, Lombrosoiii as
bipolar, and Bleulerjjj as ambivalent, is based on this method of apperception, which
operates on the principle of the antithesis. One should beware not to make the usual
error of regarding this as an essentiality of things, on the contrary, one should recognize
it as the primitive process that measures all things, all forces, all experiences, by means
of fitting an opposite to them.
As the analysis advances further, one of these opposite pairs in particular will often
become more apparent, the original form of which, as we have established, is the
inferiority feeling and the elevation of the feeling of self-worth. This simply corresponds
to the primitive efforts of a child to find an orientation in the world and thus to avoid
danger when more tangible opposite pairs come to be understood. Among these I
regularly found the following two: 1. above — beneath; 2. masculine — feminine.
Subsequently, one will always find groupings of memories, feelings and actions, which
have been arranged along the lines of this antithetical type according to the patient’s
own ideas, which may not always conform to generally accepted ideas:
inferior=beneath=feminine; powerful=above=masculine. This grouping is important
because, since it can be falsified and protected at will, it makes possible the distortion
of the world view which enables the neurotic always to hold on to his position as a
neglected person by means of arrangement, accentuation, or arbitrariness. It lies in the
nature of things that in doing this, the experiences of his constitutional inferiority come
to his assistance, as does the constantly increasing aggression of his environment, which
the patient is continually annoying with his neurotic behavior.
13‘Der psychische Hermaphroditismus.’ In: Heilen und Bilden, l.c. ‘Psychic
and war psychosis, the general and constant fear of the neurotic for decisions about and
against him and his own life. The military approach had to lead to the sad result which
is electric torture.
After we have come to the conclusion that the fictitious, guiding goal of the
neurotic is an unlimited increase of the feeling of self-worth, which will degenerate
straight into the ‘will to appearance’ (Wille zum Schein — Nietzschelll), we can proceed
to take the abstract concept of this problem of life into consideration. Since in the
search for sexual differences the role of the man is decidedly given preferential
treatment, the formal changes according to the ‘man — woman’ antithesis appear at a
very early stage, and the neurotic is confronted with the formula: I must act as if I were
(or wanted to become) a complete man. The feeling of inferiority and its consequences
are being identified with the feeling of femininity, the compensatory compulsion in the
psychic superstructure insists on safeguards in order to retain the masculine role and the
meaning of the neurosis assumes the form of the antithetical fundamental idea: I am like
a woman and I want to be a man. This guiding final goal comes with the necessary
psychic gestures and predispositions, but will also express itself in physical bearing and
facial expression. And with these preparatory gestures, as the vanguard of which we
may consider neurotic characteristics such as ambition, distrust, hostility, egoism and
aggressiveness, the neurotic approaches life and people, waiting anxiously, with
increased tension, whether he will prove himself to be a man. Sham fights play an
important role; they are introduced so that the neurotic can train himself, so that he can
learn lessons from other or similar conditions, so as to make himself more cautious, and
to obtain by means of example, as in a dream, deceptive arguments that he does not
dare to wage the main battle, that he must shift the field of battle. As to what extent he
arranges, exaggerates and depreciates in doing this — and this is made possible for him
by a certain arbitrariness — and in what sense he falsely arranges things and goes on
working towards the establishment of his fiction, these are all subjects that demand a
separate discussion, such as I have furnished in the specific part of this book and in the
Praxis und Theorie der Individualpsychologie, l.c. However, it emerges from the rather
frequent cases in which the straightforward effort to behave in a masculine fashion
meets with great resistance, that the older compensatory will to power is behind the
masculine protest of the neurotic, revaluating feelings and turning pleasure into pain,
and resorting to the use of a detour: the role of the woman is valued higher, passive
characteristics are strengthened, masochistic and passive homosexual characteristics
emerge, by means of which the patient hopes to acquire power over men and women, in
short, the masculine protest utilizes feminine means. That this artifice, too, is dictated by
the will to power is proved by the other neurotic characteristics, which strive after
power and superiority in their strongest form. This apperception according to the
masculine–feminine pattern, however, not only introduces a sexual jargon into the
neurosis that should be regarded symbolically and must be analysed further, but it also
forces eroticism in a direction that fits the essential personality.
Simultaneously or predominantly, one finds in the neurotic the method of
apperception according to the spatial opposition ‘above-beneath.’ For this primitive
attempt at orientation, which the neurotic intensifies and strongly emphasizes, analogies
can also be found among primitive peoples. However, although it is easy to understand
that the masculine principle is identified with perfection, we have to resort to conjecture
as far as the equation of ‘above’ is concerned. It would seem rather plausible to
consider the value and importance of the 'above' and sensitive head, as opposed to the
feet. Still more important it seems to me that the assessment of the value of the ‘above’
and its equation with perfection finds its root in the strong desire of man to soar, to fly,
to achieve the impossible. Humankind’s universal dreams of flight and their common
pursuit seem to confirm this supposition. It is certainly important as well that in the
congressus sexualis the ‘above’ blends in with the masculine principle.15
The strengthening of the fiction in the neurosis causes a concentration of attention
on those points of view that the neurotic considers to be important. This results in the
narrowing of the range of vision as a motor and psychic predisposition. At the same
time the accentuated neurotic character comes into force, which realizes safeguards,
comes into contact with hostile forces and, extending far beyond the limits of the
personality, beyond time and space, it advances, as the secondary guiding line of
caution, the will to power. Finally, it is the task of the neurotic attack, and in this it is
comparable to the struggle for power, to protect the feeling of self-worth from
depreciation and to postpone any decision about the personal value, to move it beyond
reach.
From the resulting attitude of attacker or attacked, the neurotic gets the impression
that life is particularly hostile. His absorption into the community is, from that point on,
obstructed, and as occupation, society and love do not fit into his aggressive attitude,
they are usually shyly avoided or will, at the very best, constitute the exercise-ground of
his ambitious frenzy of power. A deeply pessimistic world-view and his misanthropy
deprive him of all the pleasures of the giving partner. The mood of taking-desiring has
filled him entirely, poisoned him with dissatisfaction and forces him to think of himself
all the time, and never of others.
15 Freud finds occasion to attach some insignificant critical words, as one would
do, perhaps, with a spoken remark, to this last, rather unassuming observation, the truth
of which every psychologist can easily verify. Freud has bad luck with my spoken
remarks. He speaks about my well-known socialist world-view in a polemical way that
is difficult to understand. And my tender rejection: ‘It is not a pleasure to stand in his
shadow,’ that is to say, to be blamed by association for all absurdities of Freudism
because I have cooperated in the psychology of neuroses, he is not slow to interpret as a
confession of my revolting vanity, served to readers who have no clue. Since, until now,
none of those who know about this, their teacher’s bad luck – and not mine, as is so
often incorrectly maintained – have been ready to admit it, I am forced myself to
destroy a legend in the making.
From the constitutional inferiority and from situations in childhood that work
similarly, then, a feeling of inferiority will develop, which demands a compensation in
the sense that the feeling of self-worth is increased. In this process the fictitious final
goal attains an immense influence, drawing all psychic forces in its direction. Itself
originating from the safeguarding tendency, it organizes psychic predispositions into
safeguarding goals, among which the neurotic character as well as the functional
neurosis stand out as conspicuous artifices. The guiding fiction has a simple, infantile
scheme and influences the apperception and the mechanism of memory. In an
apparently hostile world, the interest in one’s own person will grow stronger and the
interest in others will dwindle.
Endnotes for Theoretical Part I-I
a The incompleteness... through ...organic systems
In the ‘Studie über Minderwertigkeit von Organen’, 1977, 103, this actually reads
somewhat differently: ‘The incompleteness […] the increase of their tendency to grow
if there is a need for compensation and if there are opportunities for compensation, the
frequent striving for greater functional performance, [all this] leads to the supposition
that all inferior organs possess part of the foetal character’.
b the outset of scientific medicine
An overview of these older ideas concerning the constitution was produced only in
1914 by the neurologist and historian of medical science Max Neuburger (1868-1955):
he was chairman of the Institute for the History of Medical Science (1912-1934),
Professor honoris causa 1934-1938; dismissed in 1938, he emigrated to England, 1948
the USA, and returned to Vienna in 1952. Adler knew him from the neurology
department of Moritz Benedikt in the Viennese General Policlinic, probably in the
1890s.
c Stiller, Berthold
Hereditary disposition for infectious reactions of the skin and mucous membranes.
Particularly in childhood, it is favorable for the appearance of Dermatitis seborrhoides,
eczema, neurodermitis, Lichen urticarius and chronic catarrh. The term originated with
Adalbert Czerny.
j Ponfick, Emil
Czerny, Adalbert
1932, also acting professor in Düsseldorf, founder of a large pediatric school in Breslau
(M. Thiemich, W. Birk) and Berlin. He played a decisive role in the definite academic
establishment of the subject (1918) in Germany.
m Moro, Ernst
A common kind of exsudative diathesis, typically causing painful joints, bones and
muscles, as well as pseudo-neuralgia. Described by Comby, in 1901-02: Archives
médicales d’enfants 4, 1901 and 5, 1902.
q Kreibich, Karl
(1879 Prague – 1946 Vienna): Internist, son of the pathologist Hans Eppinger
senior (1846 – 1916). In 1926 he became professor and director of the medical hospital
in
Freiburg/Breisgau, 1930-33 medical hospital in Cologne, 1933-45 professor of internal
medicine in Vienna, simultaneaously joining the former Third Medical Clinic (Franz
Chvostek) and taking over the anti-Semitic national-socialist group of assistants of this
hospital. After 1938 he was the leading internist of national-socialist Germany, and
participated in the planning of the desalinization of seawater at the Dachau
concentration
camp. As a result of the investigations during the Nuremberg medical trials in 1945-46,
he was exonerated by the Austrian interior ministry, but when eventually it became
necessary for him to give evidence in Nuremberg he committed suicide.
z vagotonia
(1873 Leoben – 1947 Prague): Internist, 1913-38 professor and director of the I.
Medical Hospital of the German university of Prague. His main research was concerned
with gastro-intestinal diseases and the constituition. Adler had probably been impressed
by the inaugural lecture Schmidt held at Innsbruck.
ee Wagner-Jauregg
See endnote 'g' on page xiv. It is remarkable that his title, in accordance with the
Austrian laws on the nobility of 1919, has been left out in the 3rd edition.
ff Hochwart, Lothar Frankl Ritter von
(1862 – 1914 Vienna): Neurologist, from 1912 extraordinary professor. The most
important neurologist from the school of Nothnagel. He worked on tetany, the disease
of
Ménière, acroparesthesia, keraunoneuroses, occupational neuroses, nervous bladder
complaints, diseases of the pituitary gland and epiphysis.
Frankl von Hochwart
In 1919, the ‘von’ belonging to the title was left out, as with von Jauregg.
gg Chvostek, Franz Junior
See also endnote ‘k’ on page 19. Publications by Escherich on endocrinology are
unknown; however, he interpreted tetany as a disturbance of the function of the
epithelium particles, that is, endocrinologically; in this sense his whole work on tetany
is within the sphere of endocrinology.
jj Pineles, Friedrich
Until 1907 he was an assistant at the child hospital of Munich University under
M. von Pfaundler, later an assistant at the child hospital of the University of Graz under
Pfaundler’s successor Josef Langer (1866 - 1937). In 1911 he became a private lecturer
on pediatrics in Graz.
oo Gött, Theodor
(1880 Munich – 1934 Bonn): Between 1925-1934, professor and director of the
childhospital of the University of Bonn, 1932-33 Dean, in the period when Jewish and
politically undesired teachers and professors were suspended and discharged. He
particularly devoted himself to radiology, later neurology and psychopathology of
children; together with F. Hamburger, he was the most influential representative of child
psychotherapy within the world of German academic pediatrics. Gött opposed
Individual
Psychology and Psychoanalysis, as is obvious from a letter to Meinhard von Pfaundler
written in the Fall of 1931: ‘It is curious that these people invariably need to make
something or other absolute: in Freud, it is pleasure [Lust], in Adler it is power, and in
yet another it is the social; and then they use all their detective ability and intelligence
in order to construct a confused, forced system around this single principle and they
become blind and even blinder to reality in which, in the end, everything is life,
movement and flow and not a single atom is ever at rest.’
pp (See Gott above)
qq Czerny
See endnote on page 19. This comment from Czerny’s research of the exsudative
diathesis, also pointed out by M. Thiemich.
rr Bartel
The habitus of scrofulous children, with a thick nose and upper lip, pale
complexion and an apathetic expression of the swollen face, comparatively
welldeveloped fatty tissue while the muscles are underdeveloped and a pronounced
belly. According to Pfaundler, originally from French literature.
ww Czerny
The fundamental, metaphysical theory of the eternal return of the identical, which
Nietzsche interpreted as a confirmation of the ‘meaningless’ in the sense of the ‘most
extreme form of nihilism’, was limited by Adler in a psycho-pathological sense to
neurotic compulsive repitition. In addition, the distance Adler takes from Nietzsche
here leads to the latter’s name being left out altogether in the 1919 edition, an indication
that Adler was moving away from Nietzsche even further, resulting in his later criticism
(Wozu Leben Wir, transl. What Life Should Mean to You, 1931).
bbb Lombroso, Cesare
Refers to Jesus’ words to Pilate in the gospel of John, 18, 16: ‘My Kingdom is not of
this world.’
ddd And where were you when the world was divided up?
Jehovah’s words to Job, after he has complained about his sorrow, sworn his
innocence and his four friends have come forward with their declarations of sorrow:
‘Where wast thou when I laid the foundations of the earth?’ (Job, 38, 4).
eee twinge of conscience (Nietzsche)
upbringing and the argumentations and final conclusions from Individual Psychology.
Thus we see the emergence of exertions which exceed by far the level that might
be expected in the case of the most strenuous physical performances, or even in the
strongest desire for gratification of organic pleasure. Among others, Goethe points out
that, on the one hand, perception may be linked to a practical gratification of certain
needs, but that on the other hand, beyond this, man leads a life of emotion and
imagination. These words aptly express the compulsion to elevate the feeling of self-
worth, which also appears in one of his letters to Lavater, when Goethe remarksc: ‘This
desire to make the pyramid of my existence, the basis of which is fixed and prepared for
me, reach upward into the sky as high as possible, outweighs everything else and it will
never be out of one’s thought for even little more than a moment.’
It is easy to understand that such a tense psychic situation — and every artist,
every genius is fighting the same fight against his or her feeling of insecurity, but by
culturally valuable means — will lead to the re-enforcement and emergence of a large
number of characteristics that help constitute the neurosis. This concerns in the first
place ambition, which is presumably the strongest of the secondary guiding lines that
strive towards the fictitious final goal. And it brings forth a number of psychic
predispositions that are intended to assure that the neurotic will have precedence in all
of life’s circumstances, but that will make his aggression, his affectivity appear to be in
a state of continuous excitement. In most cases, therefore, the neurotic will give the
impression of being proud, obstinate, envious and avaricious, he wants to make an
impression everywhere, wants continually to be first, but will always tremble for any
possible consequences and gladly put off any decision. Hence the hesitation, the caution
in the behavior of the neurotic, his distrust, vacillation and doubt. He produces these
psychic predispositions on a small scale as a type of exercise, so to speak, in the sense
that he is making preparations, in order to obtain a series of guiding principles and
further safeguarding guiding lines towards the higher goals that hold him spellbound.
The patient is forced by his safeguarding tendencies to collect by experiment, in corpore
vili, arguments that will justify his entire vacillating psychic attitude and will continue
to justify it over and over again. As a rule this will result in the perception: I must be
cautious if I want to reach my goal! And it is indeed not all that rare for the patient to
commit acts of reckless carelessness in order to safeguard himself on his main point, the
masculine ideal, by laying a cautionary emphasis on his carelessness. Very often,
hallucinations and dreams take over the function of this cautionary voice in neurotics
and psychotics, by depicting how things used to be before, how it used to be with
others, or how it might turn out to be, in order to hold the patient on to the safeguarding
guiding line by the creation of a false mood.
This may seem to work out quite differently with neurotics who will be overcome
by depressions only when they find themselves in a quiet situation, when everything is
going quite well, when they are feeling quite well, when they are attending a concert, or
in a theater. This often concerns the kind of people who have come to be in comfortable
circumstances, and now, after Polycrates’ fashion, want to sacrifice something. In cases
like this, short-sighted analyses will not go any further than to conclude that there exists
a tendency to sacrifice, or some kind of guilty conscience. If, however, one adopts the
observational method of Individual Psychology, then it will soon become clear that in
‘sacrifices,’ in a ‘guilty conscience’ of that kind, a greedy feeling of triumph hovers
over the victory, over the envy and the defeat of others.
Besides this there will often be found — ‘to make the pyramid of my existence
reach upward into the sky as high as possible,’ — strongly emphasized characteristics
of aggressiveness, obstinacy and activity, frequently safeguarded or intensified by
pedantry, the latter in order to be predominant and to maintain the direction. It is indeed
not astonishing that the thirst for knowledge, as a powerful promoter towards elevated
goals, is exerted enormously. Equally clearly manifesting themselves are impatience,
fear of coming too late, fear of achieving nothing, as particularly intense motives not to
lose sight of possible profit, to do too much rather than too little for the achievement of
the fictitious final goal. In any case, these characteristics always lie within the field of
the developed neurosis, where the safeguarding tendency is manifesting itself more and
more clearly, leading to dangerous artifices: to deepen the feelings of inferiority, to act
as if one were curtailed, cut off from success, without anything to hope for, or more or
less to plunge into passivity, to force female characteristics to the surface, to behave in
a masochistic and perverse manner, and finally to reduce strongly one’s sphere of
activity, in order to upset and dominate it in an even more powerful manner by the
symptoms of the disease. In an identical manner, the arrangement of indolence,
exhaustion, and impotence of any kind comes about, furnishing the pretext to flee from
decisions that might hurt the pride of the neurotic, and to avoid study, profession or
marriage. Sometimes this developmental phase terminates in suicide, which will then
always be felt as a successful revenge on destiny and relatives, on the world in general,
as the result of a training (similar to melancholy) to make everything disgusting to
oneself.
The sense of guilt will also expand. This brings us to one of the most difficult
points in the analysis of neuroses and psychoses. A sense of guilt and a sense of
conscience are fictitious guiding lines of caution, similar to religiosity, and serve the
safeguarding tendency.2 They serve the purpose of preventing a lowering of the feeling
of self-worth if the excited aggression impetuously urges for selfish deeds and hurts the
community feeling, always threatening like the chorus of the Euminedes. The sense of
guilt implies looking backwards, conscience operates by foresight. The love of truth,
too, is supported by the safeguarding tendency, but is actually to be found within the
frame of our personality ideal, whereas the neurotic lie constitutes a feeble attempt to
keep up appearances and thus to furnish compensation. The neurotic love for truth
offers ample occasion for fruitless conflicts in order to waste time and debase others.
All these attempts to strive for elevation, to want power, must according to nature
be considered as a form of the striving for superiority or dominance, of which the
masculine protest is a frequent special example, since it represents an archetype of
psychic assertiveness according to which all experiences, observations and directions of
the will are grouped. The apperception is guided according to this very obvious scheme,
and the final goal — particularly in neurotics — is the development of the masculine
protest against a low selfassessment; simultaneously, attention, caution, and doubt, as
well as all other characteristics and further psychic and physical predispositions, to a
very high degree in particular the evaluation of all experience, will also direct
themselves towards this masculine final goal, so that all these phenomena contain, and
indeed betray to the specialist, the dynamics that push from beneath to above, from the
feminine to the masculine. The release of all these power lines, the fixation of the
faraway final goal, and the accentuation and occasional protection of inferior, feminine
characteristics for the purpose of combatting them better by means of the masculine
protest, take place by means of the same factor that also creates the organic
compensations, by means of the compulsion to compensate3, by continual efforts, to
make up for a harmful inferior performance by working extra time, which will be
expressed psychically in the safeguarding tendency, which takes the will for power, for
masculinity, as a guiding line, so as to evade the feeling of insecurity. Later, this
observation has become part of psychoanalysis as the ‘castration complex.’
The greatest obstacle to the understanding of neurosis is formed by the
conspicuous production of inferior, feminine characteristics and their acknowledgement
by the patient. Any manifestation of symptoms of disease belongs here, whatever they
may be, but also passive, masochistic characteristics, effeminate personalities,
homosexuality, impotence, suggestibility, susceptibility and an inclination to hypnosis
or, ultimately, the apparent absorption into feminine being and behavior. The final goal
will always remain the domination of others, which is experienced and valued as a
masculine triumph, or complete inaction. Nor will the compensating characteristics as
they have been described above ever be absent in the character structure of these
patients, as one might expect among people who take the feeling of curtailment as their
base of operations, and then will try by any means to bring in a substitute for whatever
is lacking in their exaggerated feeling of self-worth. In this psychic situation the sexual
element increases its influence as a symbol, in that patients of this type will often form
their apperceptions according to a scheme, as if their sexuality were damaged, and that
they are therefore constantly forced to look for a substitute. One form of this
substitution they find in the degradation, the effeminization4 of all other people. Well-
known reinforcements of certain characteristics originate in this depreciation tendency;
they represent other predispositions and are certain to harm others, such as sadism, hate,
dogmatism, intolerance, envy, etc. Also, active homosexuality, as well as perversions
that degrade the partner, and sex murders, too, arise from the neurotic’s depreciation
tendency, whose strength it is impossible to conceive too strongly. All of them represent
the incarnate symbolism of subjection according to the scheme of masculine sexual
superiority. In short, the neurotic may also elevate his feeling of self-worth by
degrading others, and, in the most serious case, by becoming the master of life and
death, be it of his own life or that of others.
2 See Furtmüller, Psychoanalyse und Ethik, München, E. Reinhardt 1912.
3 In Freud, this observation now appears in the form of the ‘death wish,’ which is
obviously only one of the many possibilities to re-establish the balance, the parity. [It]
has often been mentioned here and elsewhere in the psychology of the suicide. The
revenge, the tendency to devalue life, is, after all, unmistakable.
We have spoken earlier about the protection of feminine characteristics for the
purpose of better carrying on the struggle against the individual’s own, unstoppable
tendency to submission, for the purpose of improving self-control within the neurosis.
These emphases, along with the distinct tendency to accentuate the will to masculinity,
create the appearance of a rift in the psyche of the neurotic, which is familiar to writers
as the adoption of a double vied, of dissociation, as well as in the changing moods of
neurotics, but also in the successions of depression and mania, of ideas of persecution
and delusions of grandeur in the psychosis. I have always found, as an internal bond
between these contradictory conditions, the tendency to elevate the feeling of self-worth
in such a way that the ‘inferior situation’ connects with a degradation whereas it is
simultaneously being delimited and arranged as a base of operations. At that point the
masculine protest comes into play, which will often be carried through to such a point
that an identification with God or some kind of intimate relationship with God will be
asserted. This process is particularly clear in mania, which will invariably manifest
itself as the result of a feeling of degradation. Cyclical mania is the probable result of a
habitual repetition of this mechanism, as soon as the patient is overwhelmed by a
feeling that he is ‘going under.’ Besides, the normative criterion for this apparent ‘split
of consciousness’ is the sharply schematic and starkly abstracting method of
apperception of the neurotically predisposed person, who will group both internal and
external incidents according to a scheme of strict antitheses, more or less like the debits
and credits in bookkeeping, and invalidate any transition. These mistakes in the neurotic
reasoning, identical with a level of abstraction that has been pushed too far, are also
partially due to the neurotic safeguarding tendency, which needs sharply defined
guiding lines, idols, gods, bogeymen for the neurotic to believe in, for purposes of
choosing, guessing and acting. This alienates a human being from concrete reality. For
if one wants to feel at home there, one needs psychic elasticity, not rigidity; one should
make use of abstraction, but not worship it or make it a goal in itself, idolize it. There is
no such thing as an ultimate principle of life that is strong enough to deal with
everything. Those solutions of the problems that are most correct will, if they are
emphasized so strongly, disturb the course of life. It is the same if one turns purity,
truth, etc., into the final goal of all striving.
4In the Freudian psychoanalysis, this has later been described, in a simplified form, as
‘Give me fixed point (and I will move the earth)’, suppposedly said by
Archimedes (ca. 285 – 212 BC).
b Vaihinger
see Goethe, ...Collected Letters and endnote to ‘footnote 27’ on page 84.
Compare Goethe quotation in endnote ‘ccc’ on page 124.
d double vie
Term from 19th century French psychiatry for ‘split consciousness’. See endnote ‘c’ on
page xxi.
e in myths, in legends, etc.
See Vaihinger 1911 (transl. 1925), on the ‘shift of idea’, with referral to early
Greek thought.
f Groos, Karl
animal psyche is also based on the fact that we see the animal act as if it would follow a
fictitious guiding line. (see endnotes)
The guiding fiction is accordingly the original device, an expedient, by means of
which the child tries to free itself from its inferiority feeling. It introduces compensation
and is in the service of the safeguarding tendency.4 The greater the inferiority feeling,
the more pressing and the stronger the need for a safeguarding guiding line will
become, and the more clearly, too, will it manifest itself, and, in the same way as
compensation in the organic sphere, the activity of psychic compensation is linked to
some form or other of extra activity, and will be accompanied by remarkable
phenomena in the psyche, often of increased value and entirely new. One of the forms in
which it expresses itself, with the intention of safeguarding the feeling of self-worth, is
that of psychosis and neurosis.
Constitutionally inferior children, pampered, or despised children, with their
legions of complaints and insecurities, will develop their fixed point further and give it
more prominence, and put it on a higher level; they will draw the guiding lines more
clearly and stick to them more anxiously or dogmatically. Indeed, the main impression
in the observation of a neurotically predisposed child will be that he does many things
with much more caution and keeps in mind all sorts of prejudices, that he lacks open-
mindedness towards reality and, furthermore, that his aggressive attitude is highly
excited in that the child wants to find compensation in a certain situation by means of
hostility or submission. In most instances, the child will be guided in his choice of
weapons by his organ inferiorities, and will make the most of them in dealing with his
relatives, or fixate them in obstinacy. Often, the child will derive, initially by means of
stimulation or exaggeration, illnesses from his environment to reinforce his position.
When these methods fail to have their effect on the environment the removal of the
illness will be attempted by means of a superior exertion of force, from which quite
often, more in particular in those cases in which functional anomalies of the eye or ear,
of speech, or of musculature are overcompensated, certain achievements of a competent
and artistic nature may result. Strong tendencies towards independence are also linked
to this. Conversely, it may be that salvation is sought in greater dependence, for which
anxiety, a feeling of insignificance, weakness, awkwardness, inability, a sense of guilt,
remorse and pessimism may function as safeguards. The adherence to childish bad
habits, the fixation of psychic infantilismg, which may occasionally appear as
dissociationh or debility, tend in the same direction, insofar as they are not both
exclusively or partially the result of the obstinate attitude, the negativism of the child.
3 At this point I must also refer to Bergson’s fundamental theory. (see endnotes)
4W. Stern (see his Individualität. 1918) has, independently from me, reached identical
manages to get out of that mood of dissatisfaction, that feeling of curtailment. How
different is the mood of the person who is giving, who will think more about others and
possesses an equable disposition.
6See A. Adler, Das Problem der Homosexualität, l.c.
The apperceiving memory, which influences our outlook on life to such an
enormous extent, appears, therefore, to be working with a certain scheme, with a
schematic fiction, and this fiction also corresponds to the way in which we choose and
form our sensations, the perception and representation of our experience and memory,
as well as the training of all our inborn inclinations and capacities, until these have been
transformed into suitable psychic and technical abilities, automatisms and
predispositions. The method of operation of our conscious or unconscious memory and
its individual structure belong to the personality ideal and its criteria. From this we
have been able to demonstrate that, as a guiding fiction, its purpose is to define and
indicate the problem of life as soon as feelings of inferiority and insecurity begin to
press for compensation. This established guiding line of our striving, which does not
contain any reality whatsoever, is absolutely decisive for the development of the
psyche, for it enables us to take steps forward, into the chaos of the world, just as a
child does when it is learning to walk, keeping a steady eye on a final destination,
without, however, actually having to reach it. With even greater determination does the
neurotic keep his eye on his God, his idol, his personality ideal and he clings steadfastly
to his guiding line, meanwhile losing sight of reality even more deliberately, whereas
the healthy person is always prepared to give up this device, this crutch, and deal with
reality in a free and easy way. In this case, the neurotic resembles a human being who
looks up to God, commends himself to His ways, and then religiously awaits how the
Lord will guide him; he is nailed to the cross of his fiction. The healthy person, too, will
create himself a deity and feel that he is being elevated, but he will never lose sight of
reality and take it into account as soon as working and creating are important. The
neurotic, accordingly, is under the hypnotic influence of a fictitious plan of life.
7 See Hippias’ Dream, Herodotus VI, 107: ‘he believed that he slept with his
mother.’ He dreamed this when he was planning to conquer the town where he was born
[‘Mutterstadt’], as he had experienced once before as his father’s companion. And from
this, the ‘Oedipus complex’ as a symbol of the desire to dominate. Among the Romans,
too, ‘cohabitation’ is found as a symbol for conquest, for victory. Compare the double
meaning of the verb ‘subigere.’ (see endnotes)
That the point of the personality ideal (Freud’s attempt to replace this term with
the word ‘super-ego’ has to be dismissed for several reasons), placed beyond reality as
it is, remains active in any circumstance, is, however, clearly to be seen from the
direction of the attention, the interests and the inclinations, which will always make a
choice according to previously determined points of view. The determination of the
goals in our psychic behavior and the predispositions it creates, decides that actions are
begun and, after a certain interval, ended, that, as Ziehenk emphasizes, intentional as
well as unintentional impulses are always aimed at reaching a definite effect, that we
must assume, as indeed Pavlovl has argued, a consistently intelligent function of the
organs. All these phenomena leave such a strong impression that since time immemorial
philosophers and psychologists considered as a principle of teleology what was actually
a calculated attempt at orientation towards a point that was assumed to be fixed.
The hypothesis of natural selection is incapable of explaining all these results,
which may be new and different as the occasion demands. Our experience absolutely
compels us to consider all these phenomena as dependent on a fiction that is working
unconsciously, and whose faint, conscious radiance we find as concrete final goals,
according to which we shape, in the last analysis, our conception of our experiences and
actions.
It is easier to point out the details of this guiding fiction than to name the fiction,
the fictitious final goal itself. Psychological research, as it stands now, has specified
several of such final goals. For our purpose, a critical discussion of two of these will be
sufficient. Most authors have come to the conclusion that all human actions and all
manifestations of the will should be considered as being controlled by feelings of
pleasure or pain. Under superficial consideration this will indeed seem to be correct, for
the human psyche is, as a matter of fact, inclined to seek pleasure and avoid pain. But
the foundation of this theory is precarious. There is no measure for experience of
pleasure, indeed, there is no measure for experience at all. Furthermore, there is no
perception, no action, that does not differ according to time and place, and so may
excite pleasure for the one, and pain for another. And even the primitive sensations of
organic gratification prove to have their gradations, and will vary accordingly,
depending on the degree of gratification and according to cultural guiding lines, so that
only desperate deprivation can succeed in making satisfaction a goal in itself. Well now,
if satisfaction has been attained — would the psyche then actually have to lose its
guiding line? The compulsion of the psyche to acquire orientation and security will
demand for the sake of consolidation and performance a more stable standpoint than the
precarious principle of the experience of pleasure and pain, and a more firmly fixated
point of view than the goal of attaining pleasure. The impossibility to find orientation in
such a goal, and to behave according to its demands, will force even a child to give up
such attempts. Ultimately it is a misuse of an abstraction to single out, by means of a
petitio principii, from all psychic activity, as variously structured as it is, the quest for
pleasure as a guiding motive, whereas initially every single emotion had already been
explained as a quest for pleasure, as libidinous. Schiller’sm keen eye, trained in the
school of Kant, saw much further when he granted that if ‘philosophy’ would at least in
the future guide events on earth, he believed that, in the meantime, it would still remain
dependent on ‘hunger and love.’ However, to ascribe the entire direction of sexuality, as
Freud does, or to the libido, which is or was the same thing for him, in a generalizing
way to love, is a violation of logical thinking, it is itself a bad sort of fiction, which, by
taking it as a dogma, could only lead to great contradictions and the garbling of
concepts, because it contrasted all too much with reality. Finally, the concept of ‘love’ is
at present not differentiated enough. It is being used for various expressions of the
community feeling that are fundamentally different. But if it is used uncritically, certain
overtones may easily become mixed in which would seem to suggest an exclusive
association with sexuality. It is from this inaccuracy in the use of words (parental love,
filial love, egoism, patriotism, etc.) that Freud’s mistaken point of view has evolved. He
found in all relationships the erotic overtones that he had already, unconsciously, put
into the concept of ‘love’ (‘libido’) beforehand.
The dispossession of the primacy of the ‘ drive for self-preservation’ seems to be
more difficult, especially because it is a principle that is provided with supplementary
teleological theories supporting it on the one hand, and biologically, with the weight of
the Darwiniann theory of selection on the other. However, we may observe at any
moment that we act in ways that are contrary to the principle of self-preservation or to
the preservation of the species, indeed, that a certain arbitrariness allows us to shift our
evaluations to a higher or lower level with regard both to pleasure as well as to self-
preservation, and that we often ignore self-preservation, completely or partially, and
even come to desire death (death-wish) as soon as pleasure or pain enter into the
question, and that on the other hand we often sacrifice our striving for pleasure as soon
as our ‘self’ or our ‘self-esteem’ threatens to be damaged. In what manner do these two
undoubtedly active stimuli arrange themselves under the main guiding line, which urges
the elevation of the feeling of self-worth? The two different points of view correspond
to two types of individuals, though more might be added, of which one is least able to
do without the contribution of pleasure to his feeling of selfworth, whereas the other
requires in the first place an infusion of the feeling of life, of the idea of immortality.
This gives rise to modified ways of apperception that demand an antagonistic manner
of thinking in the sense of ‘pleasure–pain,’ of ‘life–death.’ The former are unable to
devalue pleasure, the latter that of life. In the idea of procreation, which is once again
conceived in the antagonistic scheme of ‘masculine–feminine,’ the two types approach
each other and seek to express themselves in the direction of the ‘masculine protest.’ As
far as neurotics are concerned, the one type has tried to find compensation for his organ
inferiority, and the other has grown up in the fear of death, of dying young. Their view
of the world offers them only fragments, their psyche is partially color-blind, even
though it is often more sharp-sighted than the Daltonistso in their understanding of
color.
We end this critical observation with a reference to the absolute primacy of the will
to powerp, a guiding fiction that will set in more intensely and earlier, and will often
develop rashly, the more prominent the inferiority feeling of the organically inferior
child is. The personality ideal is created by the safeguarding tendency as a target that
fictitiously carries within itself all abilities and talents that the predisposed child
believes that he is deprived of. This fiction, accentuated as compared to the norm,
controls memory as well as traits of character and predispositions according to its own
idea. The neurotic apperception develops according to a metaphorical scheme that
employs strong contrasts, the arrangement of impressions and emotions is implemented
with values that are accordingly falsified and invented, and invariably there will be a
striving for an ideal parity.
It lies in the nature of the neurotic fiction, of the elevated personality ideal, that it
reveals itself at some times as an ‘abstract mechanism,’ and at other times as a ‘concrete
image,’ as a fantasy, as an idea. One should not overlook, in the case of the former, the
symbolism of the representation and its connection with the compensated inferiority
feelings, and in the latter case one should, before anything else, come to an
understanding of the decisive share of the psychic dynamic force that is pressing
‘upwards.’8 As long as this leading inclination ‘upwards’ does not manifest itself in the
analysis of a psycho-genetic disease, we have not yet come to a full grasp of the nature
of the disease; for no matter how valuable the insights of the psychotherapist may have
become, as long as the relation between the secondary guiding lines of the attainment of
pleasure, of affectivity (Bleulerq) and those others which arise from organ inferiority
(Adler), has not been established, our insight into the personality ideal remains
imperfect, ‘the spiritual link is unfortunately missing.’r
8 Among recent authors who accept this point of view I must mention above all H.
Silberer.
It is not surprising either that in different cases, the guiding personality ideal is
usually impacted by several of these influences at the same time, since they derive from
different, usually multiple organ inferiorities. A preliminary, if decidedly incomplete
diagram, as yet lacking the corrections brought about by the community feeling, and
corresponding to the more abstract psyche of the neurotic rather than the structure of the
healthy psyche, would be the following:
Personality Ideal as Goal
Masculinity Feeling
Insecurity F
In this diagram the most diverse connections should be imagined if it is to serve its
purpose as a pictorial scheme for superficial orientation. Instead of these connections
and the many different implications, we want to discuss a number of striking
phenomena that seem to be essential for an understanding of the neurosis and of the
neurotic character, and how these phenomena are concealed by the community feeling.
Each of the abstract guiding lines of neurosis and the psychic mechanism that
underlies them may be accessible to consciousness, or may be made accessible, by
means of some particular visual memory. This memory-picture may originate in the
remnants of a childhood experience, or it may be a product of the imagination, the
outward manifestation of the safeguarding tendency. It may represent a symbol, a
system of etiquette, so to speak, for a certain type of reaction, and now and then it may
be formed or re-formed only in a later period, often when the neurosis has already been
fully developed. Since it is obviously the result of a kind of economy of thoughts,
fashioned on (Avenarius), it is never of any significance as far as its contents are
concerned, but only as an abstract scheme or as the remnant of some psychic
experience in which once the fate of the will to power was realized. This schematic
fiction, no matter how concretely it may manifest itself, should never be regarded in any
other than an allegorical sense. In it is reflected an actual part of the experiences,
together with a ‘moral,’ and both of these are being maintained by memory in order to
secure all activities, either as a reminder, so as to hold on more tenaciously to the
guiding line, or as a prejudice, so as not to deviate from it, or because they just
happened to be there. None of these pictures from memory, childish fantasies, has ever
had any pathogenic effect, as a psychic trauma for instance; it is only when the neurosis
develops, when the feeling of strong depreciation of the feeling of self-worth leads to
the masculine protest and with that to a closer attachment to the long established
compensatory guiding lines, which already manifest themselves in this very memory,
only then will the appropriate visual memories be brought out from material from a
remote past and take effect because they can be used, partly to make the neurotic
behavior feasible, partly to interpret it, that is to say, because of their affinity. Above all,
this is where the predispositions for pain, anxiety and affect belong, which are based on
such memories as may be realized in the form of hallucinations and which can be put
on the same level as optic and acoustic hallucinations. Of course, this will mostly
concern typical memories, those that are as close and as closely related as possible,
because they represent or suggest, for the neurotic, who is clinging to the guiding line,
the smaller and larger circuitous routes that he has to follow in order to elevate his
feeling of self-worth .9 The neurotic psyche is characterized merely by a stronger
adherence to, and a stronger empathy with the guiding line. The symptoms will only be
brought to light by the contradictions with reality, the conflicts that arise from these and
the compulsion to acquire social influence and power. This will become even more
obvious in psychosis, in which the guiding line manifests itself with extreme clarity, and
in which new interpretations of reality are attempted, with ensuing demonstrations,
only, so to speak, to prove inability. The patient will in both cases behave as if he had
the final goal constantly before his eyes. In the case of neurosis he will exaggerate and
fight the real obstacles to the elevation of his feeling of self-worth or he will avoid them
by making up excuses. The psychotic, who is stuck firmly to his idea (idée fixe), will try
to change or to ignore reality for the benefit of his imaginary standpoint. The researcher
Freud, who deserves high praise for the disclosure of symbolism in neurosis and
psychosis, has drawn attention to the presence of an abundance of symbols.
Unfortunately he stopped short at exposing the sexual formulas they do or possibly
might contain, or at merely insinuating their presence, and he has not pursued their
more important dissolution into the dynamic process of the masculine protest, the
passionate striving upwards. This is how it came about that, for him, the meaning of the
neurosis was exhausted with its use in the conversion of libidinous impulses, whereas in
reality the appearance or compulsion of the elevation of the feeling of self-worth can be
detected behind the symbolism.
9 For this reason Individual Psychology attaches the greatest importance to the
understanding of the earliest memories from childhood and has proved that they
represent revealing signs from the period in which the lifestyle is being developed.
We have described the guiding personality ideal as a fiction, and consequently
denied its reality, yet we must maintain that despite its non-reality, it is nonetheless of
the greatest importance for the process of life and the development of the psyche. This
apparent contradiction has been expounded most brilliantly by Vaihinger in his
Philosophy of As If; and he recognized fiction as being opposed to reality, yet
indispensable for the development of science. I was the first to point out this curious
relationship within the context of the psychology of neuroses, and I was notably
stimulated and supported in my opinion by Vaihinger’s work. Therefore I am at present
in a position to call attention to some aspects of the fiction of the feeling of self-worth
that shed more light on its essence and importance, as well as on the form in which it
appears in the psyche. First and foremost, it is an abstraction and should be regarded in
itself as an indication of an anticipation. It is, so to speak, the marshal’s staff in the
knapsack of the insignificant soldier10 and consequently payment on account demanded
by the primitive feeling of insecurity. The construction of the fiction takes place as
disturbing inferiorities and obstructive realities are cast aside in the ideal style as it
always happens when the psyche is trying to find an escape and security from its
distress. The insecurity, painfully experienced as it is, will be reduced to the lowest
possible, yet apparently causal level and this will be transformed into its crass opposite,
into its antithesis, and taken to serve as the fictitious goal, which is then turned into the
guiding point of all desires, fantasies and striving. Then, for reasons of clarity, this goal
must be made concrete. Real deprivation, for instance the restriction of food during
childhood, will be experienced as an abstract ‘nothing,’ as a deficiency, against which
the child will long for ‘everything,’ for abundance, until it brings this goal nearer, in an
abstract way, in the person of the father, in the figure of a fabulously wealthy person, of
a mighty emperor. The more intensely and longer this deprivation is experienced, the
stronger and higher the level of the fictitious, abstract ideal will be set, and from this the
formation and arrangement of the given psychic powers into preparatory attitudes,
dispositions and characteristics will begin. Then the individual will ‘wear’ the
characteristics demanded by the fictitious goal just as the characteristic mask—the
persona—of the ancient actor had to fit until the very end of the tragedy. If a boy is
seized by doubt about his manliness, as happens with all constitutionally inferior
children, who feel they are like girls, then he will choose his goal in such a way as
promises him dominance over all women (and usually men as well). This will
determine his attitude toward women at a very early stage. He will always show a
tendency to attempt to prove his superiority over women, he will depreciate and
degrade the female sex and will—in a figurative sense—claim the mother as his own,
which in neurotically disposed children will often manifest itself in a gesture or in their
psychic attitude, and he will in a playful manner take the model of the mother as an
opposite to the masculine role in which he is then able to project himself. If such
infantile predispositional attitudes are consolidated, if a pedantic, basic behavior
manifests itself, and if the stimulated desire for dominance seeks a willingness to oblige
similar to the security of the feeling of self-worth found with the mother, then these are
already neurotic characteristics. It is only this neurotic rigidity of the insecure for
which Nietzsche’st assertion is valid that ‘everyone has an image of women within him
that is derived from the mother, and which decides whether he will admire women no
matter what, or to despise them, or to remain generally indifferent to them.’ However,
we must admit that this is the kind of character that is in the majority. Among them are
many who were despised even by their mother, and since then fear to be degraded in the
same way by every woman or demand excessive submission. The ‘incest complex’ that
Freud has compiled is an artificial product. The manifestation of real incestuous
tendencies is related to a neurotic aversion against society; it is an extreme attempt to
destroy a human society which, for its own sake, has banned incest, just as it has
masturbation.
10 For those psychologists with a very keen insight I note here that I have inserted
the large number of comparisons taken from military life with a definite purpose in
mind. In military training the starting point and the fictitious purpose have been brought
closer together, they are easier to overlook, and every movement of the training soldier
is made into a predisposition to turn a primary feeling of weakness into the feeling of
superiority.
Nothing in the life and development of man sets to work with so much secrecy as
the construction of the personality ideal. If we ask for the origin of this secrecy, then it
would seem that the most important reason lies in the aggressive, not to say hostile
character of this fiction. It has come into being while constantly measuring and
considering the advantages of others and, according to its basic principle of antithesis, it
must have the injury of others as a goal. The psychological analysis of the neurotic
always shows the presence of a depreciation tendency, which is summarily directed
against everyone. The aggressive tendencies11 regularly manifest themselves in greed,
in envy, in the longing for superiority. However, the fiction of the subjugation of others
can only be used, be taken into account, if it does not disrupt from the start the
establishment of relationships. And therefore, it must be made unrecognizable at an
early stage, it must be disguised since otherwise it will neutralize itself. This
concealment is brought about by establishing a counter-fiction which in the first place
guides the visible conduct but under whose influence reality is approached and the
recognition of its active forces is accomplished. This counter-fiction, which invariably
consists of current, corrective examples of the community feeling, accomplishes the
formal change of the guiding fiction by pushing forward its own considerations, by
making allowances, based on their true importance, for future social and ethical
demands, and in this way it secures reasonableness, that is to say: general validity of
thinking and acting. It is a security coefficient of the guiding line to power, and the
harmony of both fictions, their mutual compatibility, is a sign of mental health. In the
counter-fiction the experiences and education, the social and cultural formulas, the
traditions of society play an active role. In times of high spirits, of security, of
normality, of peace, it is the formative force, which succeeds in obstructing the
predispositions for fighting and emotional disturbance and in assimilating traits of
character to the environment. If insecurity increases, and the inferiority feeling
manifests itself, then as the abstraction from reality is growing this counter-fiction is
devalued, the predispositions are mobilized, the fundamentally neurotic character
asserts itself and with it the exaggerated, elevated feeling of self-worth. It is one of the
triumphs of human wit that, in adaptation to the counter-fiction of the community
feeling, the guiding idea of power is made to prevail, to shine through modesty, to
triumph by humility and submission, to humiliate others by one’s own virtue, to attack
others by one’s own passivity, to make others suffer by one’s own pain, to pursue a
masculine goal with feminine means, to make oneself small so as to appear great, to
secure own’s own advantage by appealing to the community feeling. But this is the kind
of device the neurotic will use.
11See ‘Die Aggressionstrieb im Leben und in der Neurose.’ In: Heilen und Bilden. l. c.
(see endnote)
I do not have to waste words about the importance of the very first perception and
emotion of inferiority and insecurity as an abstraction. Equally abstract is the setting up
of a fictitious guiding point and of the plan of life that is now spun out between these
two points. As far as the neurotic psyche is concerned, we have repeatedly emphasized
that an increased level of insecurity only makes it inevitable that the final goal is drawn
even further away from reality, is set even higher, in order to demand stronger proofs of
one’s full value, of one’s overvalue. In addition, the inferior sense-organs will produce
qualitatively and quantitatively changed sensations and the organs of movement will
show changed techniques, usually in a limitative sense, so that self-esteem, the ideal
guiding image, the view of life and the plan of life, as opposed to the norm, must
develop themselves towards a greater abstraction, greater renouncement of reality. In
the process, it is by all means possible that this compensation and overcompensation
may occasionally bring the concept of the world and the line of reality closer together,
as for instance in the great accomplishments of the artistic psyche.12 The over-stressed
personality ideal, however, which in its strong fixation, nearing an identification with
God, often confers a slight or pronounced hypomanic character on the nature and
behavior of neurotics and psychotics. If not its preparation, which is decided by ideas of
insignificance and persecution, will bring about, through some kind of inner conviction,
without which the goal could never have been established, a feeling of predestination.
During phases of great insecurity this will be markedly stronger and its importance as
anticipation of the guiding fiction, as pre-payment, will clearly manifest itself.
The valuable contribution of this effort towards compensation and security is
described by Gustav Freytagu in his Erinnerungen aus meinem Leben as follows:
‘But hitting the bull’s eye of a target is not really easy for me. For at Oels I had
noticed during instruction that I was very near-sighted. When I complained about this to
my father, he advised me to make my way through the world without glasses anyway,
and he told me about the helplessness of some theologian who had once, lying in his
bed, begged him to find his spectacles so that he would be able to find his trousers. I
have always followed this advice, and used glasses only in the theater and for looking at
pictures. I tried to overcome the difficulties which this defect caused me when I was in
company and I unsuspectingly overlooked much that might have disturbed a keener
observer. The joy brought by the beauty of flowers and prettiness of dress, or by
remarkable faces and the beauty of women, a radiant look or a gracious salute from far
away, these I was often obliged to forego, whereas others enjoyed them. But since the
soul adjusts itself dexterously to a defect of the senses, I developed in an early stage a
good understanding of those expressions of life which came within my range of vision,
and a quick sense to intuitively sense a great many things13 that I found unclear; the
smaller amount of impressions allowed me to ponder over them more quietly and
perhaps more intimately. However, the loss was still greater than the gain. My father
had however been right to the extent that throughout life my eyes retained a sharp
outlook at close range.’
This is a kind of visual fantasy that would abstract from reality to a considerable
degree in any case, but if one imagines how its development would be stirred up under
pressure of the safeguarding tendency, then in order to achieve the same goal of security
as in the example cited above, the result will be the development of a visual-
hallucinatory capability, which if it concerns the formation of a securing memory or
some kind of self-encouragement, may also manifest itself outside the dream state. At
this point, the abstraction, but the anticipation as well, is even further advanced and it
may lead to the well-known pathologic manifestations found among ‘telepaths,’
spiritists or people with a Cassandra-like disposition. An immense incentive to reach
out like this beyond the limits of what humans can do is provided, as usual, by the
tantalizing inferiority feeling that, with its reference to weakness, will ascribe to others
a greater power of vision, greater to such a degree that it seems as if they can see hidden
things, for instance, or can see into the heart. The safeguarding tendency of the child
with his secretiveness may at an early stage pick up this particular point and act under
the fictitious assumption that others can see ‘into its heart,’ that they can guess his most
private thoughts, an assumption that manifests itself often as an artifice in neurosis and
psychosis and carries the same value as for instance an increased feeling of guilt and a
neurotic conscientiousness, meant to be a safeguard against a threatening degradation of
the feeling of self-worth, against disgrace, punishment, ridicule14, humiliation, the
feminine role, and this to such a level that all inclination for actual activity may be lost.
12 See Robert Freschl, ‘Zur Psychologie des Künstlers.’ In : Der Friede. Vienna
der Philosophie und Psychologie.’ In: Heilen und Bilden, l.c. (see endnote)
It is the essence of a guiding idea that has been set high that it alienate its carrier,
the neurotic, from reality. Quite often this condition will manifest itself in a ‘feeling of
strangeness’ that is, however, in its turn overestimated and put to tendentious use, in
order to recommend a cautious retreat in an insecure situation. From time to time, and
in apparent contradiction to this ‘Retreat!,’ the unwarranted feeling of being familiar
with a situation, the feeling of ‘déjà vu’v will emerge, often to warn or encourage in the
form of a hidden analogy.15 I sometimes could observe how neurotic students, under the
feeling of predestination, announced their wish to speak on a completely unknown
question and then completely failed. Experiences like that may cause the neurotic to
experience his just emerging, emphasized feeling of ‘familiarity’ as extremely suspect,
as if he suffered from a permanent, sour aftertaste. The security by means of an
exaggerated personality idea and the attachment to it will also often determine the
feeling or even the fact of a certain unworldiness, which is usually, however,
tendentiously exaggerated. Fear of everything new, difficulty of movement,
awkwardness, timidity and taciturnity then accompany the neurotic, who has an
aversion against reality and society, and they invariably reveal his striving to reinterpret,
refashion and reconstruct reality, to experience it as hostile and futile, at the same time
revealing his lack of community feeling. This deficiency, too, will seek its
compensation and finds it in less severe cases in a counter-fiction leading to reality, a
counter-fiction that in its abstract, most insistent form seeks to exaggerate the meaning
of reality in order to establish, from an exaggerated fear of mistakes and defeat,
predispositions for every possible case. The vacillation between ideal and reality finds
an exaggerated expression in the neurotic psyche, in which skepticism as the paradigm
of the preparation to restrain prepares the search for ‘absolute truth,’ according to the
neurotic’s final goal. Or the outer forms will become pedantic, held on to as a fetish and
overestimated as if they would guarantee security. It appears to me that the following
passage from Hebbel’s letters16 points towards this feature: ‘It is impossible to honor
sufficiently the outer forms that one makes fun of so rashly in youth, for in a world
without rules and without rest they are the only lines that help us make the necessary
distinctions.’ In small things as in great, the craving to search for security will always
be evident; and man will always search for it in analogies and by abstract, dogmatic
methods.
15 The feeling of strangeness and the feeling of familiarity in the neurosis are
analogous to the image of warning and the exhortations by an inner voice in dreams, in
hallucinations and in psychosis. The first demonstratively indicates the fact that the
patient has not become at home on earth, that he is already feeling himself as good as a
higher being to whom life has nothing to offer. Adjoining this are comparable universal
feelings that also derive from pride: feeling as if one were in a dream, feeling confused
and dazed, feeling that one is different, etc. The relation of the description of this
condition with that of ‘closing off,’ of instances of the ‘twilight state,’ of delirium, but
also with that of extasis, cannot be denied. This ability to tear oneself away from
adapting, the capacity for ‘depersonalization’ (Janet) is closely connected to the almost
complete smothering of the feeling of self-worth. Pride takes over command almost
exclusively. With it, logic, creation and coherence of the human psyche are lost. (see
endnote)
The frequency with which sexual guiding lines are found in neurosis, or even more
the priority they assume, can be explained on the following grounds: 1. because they
can furnish an appropriate expression of the masculine protest; 2. because it is within
the patient’s options to experience them as real; 3. because the neurotic, according to
the way things go, can use them to avoid being ‘subjected’ to love and so furtively tries
to sabotage the community. In order to give it a wide berth, he will fulfill himself with
troublesome sexual material.
The suitability of the sexual, fictitious guiding line will, accordingly, also lie in its
value for the security of the feeling of self-worth, and is attached to its importance as an
abstraction and to its hallucinatory excitability, to its ability to make itself concrete and
to easily allow anticipations.
The hallucinatory character of the neurotic is accordingly a special case of the
security mechanism. It uses, just as speech and thought do, those primitive memories
that have been reduced to their smallest dynamic level, to which it is led by the
abstracting force of the searching safeguarding tendency. Its function and task is to
calculate, from simple experiences that lie in childhood, the way to elevation by
analogy, by emphasizing set-backs that have been experienced or by recalling
comforting memories of evils that have been overcome. The hallucinatory power
represents a complete predisposition of the over-strained safeguarding tendency and
takes its material, just as the functions of thinking and thinking ahead, from the cast-
iron stock of, in this case, neurotically directed recollections. What other authors call
regression in the neurosis, in dreams and in hallucinations, is the everyday process of
thought that falls back upon experiences, and this can only concern the material, and
can never explain the dynamics of dreams or hallucinations. The psychic dynamics of
hallucinations17 consist rather in the fact that in a situation of insecurity, a directing line
will be sought by force, and will be hypostasized by means of abstraction, by analogy,
with experience’s ability for assessment, through anticipation and the fictitious
representation that comes close to sensory perception. This last ability, which is the
most effective means of expression, may, because of the counter-fiction that inclines
towards reality as well as dreams and fantasies, be experienced as being in conscious
opposition to reality, or the safeguarding tendency may dissolve the counter-fiction and
let the hallucination be experienced as real, as for instance in schizophrenia.
16R. M. Werner, ‘Aus Hebbels Frühzeit,.’ In: Österreichische Rundschau 1911. (From
Bilden. l.c.; and the studies in: Praxis und Theorie der Individualpsychologie. (see
endnote)
20See Hedwig Schulhof, Individualpsychologie und Frauenfrage. (IP and the Feminist
the 4th number of the 5th year’s issue of the Internat. Zft. f. Indiv.-Psycholgie. (Theory
and practice of IP; International Journal of IP) (see endnote)
24G. Chr. Lichtenberg already wrote: ‘If people would tell their dreams candidly, it
would be easier to read their character from them than from their faces.’ (see endnote)
3. These facts, still to be proven, and the form of expression taken by dreams, the
‘as if’ (‘It seemed to me as if’), reveal to us the nature of the dream as a fiction in
which those tentative efforts and tests manifest themselves that the individual
inclination to control a situation intends to put to use in the future. In the dreams of
neurotic persons one can observe, therefore, more clearly than in others, the neurotic
method of apperception, working on the principle of strong contrasts, the accentuated
feeling of self-worth and the guiding personality ideal, or one may infer them in
connection with their psyche. Nightly misgivings are often present in them, as opposed
to the visible fervor shown by day; just as Penelope, the patient unravels at night what
he has woven by day.
4. The progress of the neurotically intensified guiding line will often express itself
in the neurotic’s dreams, at least in the image of striving ‘upward,’ or the masculine
protest. The feminine or ‘below’ base of operation is always indicated.
5. Repeated dreams of identical content and dreams remembered from childhood
show the fictional guiding line most clearly. For these build themselves up on an
already finished scheme, or one that is found to be useful, a scheme erected and
maintained by the neurotic final goal. The various dreams of a single night indicate that
several solutions are attempted and are typical for a feeling of great uncertainty. The so-
called ‘dream-censorship’ (Freud), as a result of which the concealment or disguise of
an actual fact is achieved by distortion, reveals itself as the activity of the safeguarding
tendency, which has as its purpose the change of the fiction’s form in the neurosis as
well as in the dream, and, from an appropriate distance, tries to avoid contradicting the
more masculine guiding line by circuitous routes. Other ‘distortions’ lie in the nature of
the abstract thinking in dreams, in the use of deceptive comparisons, and in its character
as a mere reflection.
6. The symbolism and artifice of analogy within dreams are the emanation, in both
form and contents, of dynamic affect-reinforcements, their artificial word-pictures, so to
speak. They are the psychic superstructure over a necessary connection between the
psychic situation and a tendentious, mostly false, sophistically requisitioned memento,
which is supposed to furnish the resonance required by the ‘ideal.’ The superiority of
my rational interpretation of dreams also lies in the fact that we now come into a
position where we can point out to the dreamer what is his tendency and the more
obvious tricks of falsification that he performs in his dreams, by means of which he is
trying to hold on to his line.
The fulfillment of infantile wishes and later also the wish to die and regression in
dreams as it has been put forward by Freud is thus resolved into an attempt to think
ahead, to achieve security, in which tendentiously grouped memories, and by no means
the libidinous or sexual desires from childhood are used as mementos to help, a psychic
trick that dominates logical reasoning as well. The nature of the neurosis and its dreams
and delusions manifest themselves as different from the norm only in that the tendency
to choose the activated memories is intensified by the intensified fiction, or in short, the
neurotic perspective. The neurotic is not suffering from his reminiscences, but is
creating them. Accordingly, a dynamic method of observation is necessary if we want to
come to an understanding of the dream and the neurosis.
As soon as it has been found, the point of comparison, the goal, which is
absolutely necessary for the orientation and security of all actions, and which will be set
higher as the inferiority feeling rests on the child’s shoulders heavier and longer, must
be stabilized, hypostasized, declared to be holy, to be divine, for such reasons as
mentioned above, and compelled by the need for comparison and the adjustments that
take place in childhood. On the one hand there are the real conditions and actions of the
subject, on the other, as a compensatory result of the inferiority feeling, there is God,
the guiding ideal, metaphorically apperceived in a single person, in a single event. This
latter, ideal point now operates as if it had been given all directing force. This is how,
from organic, objective life, the first reflex — or instinct — or urge, what we call the
living soul, the psyche, comes into being.
Every step the child takes is in accordance with this system, and is directed by it. It
is an incessant process of weighing, groping, preparing and measuring with respect to
the ideal that brings the child forward in his development. The child measures himself
with men as well as with women, and in doing so, the ‘oppositeness’ of the sexes
provides yet another line of support and makes a psychic adjustment towards an
opposite and in a certain sense hostile, evasive line, the masculine line, compulsory. In
the neurotically disposed child the compensatory safeguarding tendency, heightened by
the feeling of insecurity, will bring about, as he is pitching attention ever higher, the
abstractneurotically deepened directing lines to the extravagant goal that is the
masculine protest. And the oppositeness between the sexes, as it is realized more keenly,
will provide earlier and more penetratingly the preparatory attitudes towards the other
sex, even more so if, as is the case with the neurotic, the exclusively masculine
evaluation of the ideal reflects on his inferiority feeling, and makes it seem feminine.
The very fact that upbringing takes place within the family circle is the reason why
the initial attempts to obtain a personality ideal are derived from the characteristics of
the most important members of the family, most often the father. Neurotically disposed
children who experience an intensification of their inferiority feeling in contrasting
themselves with their father will immediately begin preparations and construct devices
to fight, as if they had to surpass their father. In these preparatory attempts also lies the
attitude towards the other sex, that is, insofar as the child’s intellect can be mistaken as
far as his own sexual role is concerned, and many of the dispositions intended for the
future are practiced tentatively, awake or hallucinating in dreams, expectingly, in a
playful manner25 on members of the family of the opposite sex.
The role-model that, in a certain sense, the mother plays for the boy, has, as is well
known, been mentioned by Nietzschemm. As far as this is concerned, the limits that the
child draws for himself are a matter of experiment by the child. If the child is
neurotically disposed, his desires lack any limitation whatsoever. Dissatisfied because
the distance to his personality ideal is too great, the child will occasionally develop
sexual wishes towards the mother, a proof of the limitless intensity of the will to power.
Fixation of a sexual relation, however, must have other grounds than wishes that were,
at some time, nourished in a sphere where no limits existed. The boy’s desires also
extend to other female persons in his surroundings. The picture will then again be
relative to perversion. ‘The wish to possess the mother’ will become a sign of his
discontent, a symbol of his lack of moderation, of his obstinacy and his fear of other
women, his lack of community feeling. Now it is possible that in later life a ‘fixation’ on
the mother may occur from similar constellations, in any case also because the fixation
on the mother seems to be a safeguard against eroticism, not, however, because the
desire used to be libidinous at an earlier stage. For it does not matter what the nature of
the real relation with the mother was — the neurotic’s psyche will in any case use it, in
one way or another, as a safeguard against entering the community. Pampered children’s
attachment to the mother, which plays an important role in neurosis, requires separate
treatment. See also: Adler, Schwer erziehbaren Kindernn, Verlag Dresden, Am andern
Ufer.
The feeling of being depreciated is hampering the neurotic’s pleasure of
establishing contact with and being part of a community. His mood will continuously be
brought in a state in which he wants to take, and this interferes with his openness and
satisfaction and pushes him to think of himself more than of others. He will therefore be
unable to spread joy around him. He will, at the most, get as far as dispensing favors.
It is a frequent and characteristic finding that those parts of the body that are by
their nature inferior, develop a more delicate sensibility whose stimulation may from
time to time adapt a pleasurable character. I have described this phenomenon in the
Studie über Minderwertigkeit von Organen and trace its origin back to compensatory
arrangements that have come into operation among the individual’s ancestors in their
struggle for self-preservation when the organ, or part of the organ, in question was
threatened. This compensatory participation, at this stage of higher value, of an inferior
organ — inferior because it had sustained damage in the individual’s ancestry — is, in
fact, a kind of safety device, even if it proves to be an ineffective one. However, since
its technique has fundamentally changed and no longer keeps up with that of the organs
nearby, the psychic manifestations that are linked to this organ will also be conspicuous,
and conspicuously far from what is normal. This concerns the similar, if more minute,
variation on the basis of inferiority which I have cited in the biological explanation of
the variation, refinement and degeneration of organs26.
25See ‘Zur Lehre vom Widerstand.’ In: Praxis und Theorie der Individualpsychologie,
(1842 New York City – 1910 Chocorua NH): 1885 professor of philosophy, 1889
professor of psychology at Harvard. James is one of the ‘founding fathers’ of academic
psychology and at the same time one of its critics by taking the standpoint of the
subject’s common sense (philosophical ‘pragmatism’). James’ whole work may be
viewed as a struggle to free the subject from the fetters of the determinism of thinking,
as a defense of the subject’s right to think for himself. His central concept, the ‘stream
of consciousness’ as a ‘breath of thinking’ preceding conceptual thinking, had
enormous influence on his contemporaries, far beyond the confines of psychology. He
was a supporter of the representation of the ‘unity of the self’ as an idea constructed by
the subject. It may have
influenced Adler.
The fiat of will (1880, 196): ‘mental “click” of resolve’; (1890, II, 526): ‘the act
of mental consent’ — play a central role in James’ theory of action, as a formal
compromise between the teleology of the self — represented as a unity — and the
mechanism of the willful act. Only the fiat of will can explain the decision made in
choosing between alternative ways of acting if the will is in a critical situation, which is
experienced as painful hesitation and emotional unrest.
Works: The Feeling of Effort (1880). In: Perry, R. B. (Ed.): Collected Essays and
Reviews. New York: Russel and Russel 1969; Principles of Psychology. 1890; Will to
Believe, and Other Essays in Popular Philosophy. 1897; Varieties of Religious
Experience. 1902; Pragmatism: A New Name for Some Old Ways of Thinking. 1907; A
Pluralistic Universe and The Meaning of Truth. 1909; Some Problems of Philosophy.
1911 (posthumously); Essays in Radical Empiricism. 1912 (posthumously).
(footnote 4) Stern
See endnote on page xxii. For Stern, ‘individuality’ is one of the identifying traits
of the ‘person’: every person is ‘unique in its way’; ‘in the end, something inherent
remains that makes every person confront any other person as a world in itself.’
(footnote 4) Lewandowsky, Max
(1876 – 1918): Neurologist, lecturer of psychology, became professor in 1909, in
1910 he founded (with Alzheimer) the ‘Zeitschrift für die gesamte Neurologie und
Psychiatrie’, and edited the ‘Handbuch der Neurologie’ between 1910-14. On the
subject
of shell-shock he writes (among others): ‘The patients develop a neurosis in order to
bring themselves in safety.’ His argumentation for a ‘purely psychic cause’ of shell-
shock
is founded on the concepts ‘flight into disease (Freud)’ and ‘desire for disease
(Bonhoeffer)’ (1917). Adler extensively quotes Lewandowsky in his work on shell-
shock
of 1918/20, with reference to the 1917 article (though erroneously dated by Adler as
1913). Lewandowsky’s position was similar, among others concerning the analysis of
shell-shock as a desire for security.
See Adler’s article: Die neuen Gesichtspunkte in der Frage der Kriegsneurose.
Medizinische Klinik 14, 1918.
g psychic infantilism
‘“I did that”, my memory says. “I can’t have done that,” my pride says, and it
remains relentless. Finally, memory will give in.’ (Beyond Good and Evil)
j Kraepelin
For Bleuler, affectivity is ‘the whole of moods and feelings, affects and general
excitability of a human being’ (Lehrbuch der Psychiatrie, 1916). See also endnote ‘f’ on
page xxi.
r ‘the spiritual link is unfortunately missing.’
Mephistopheles, in Goethe’s ‘Faust’: ‘Fehlt leider! nur das geistige Band.’ (line 1939).
(footnote 8) Silberer, Hans
(1882 – 1923 Vienna, suicide): Sports writer, memeber of the Vienna
psychoanalytic association 1920-22, friend of Stekel after the latter broke with Freud.
He
attempted to establish a theoretical reconciliation between Freud, Adler and Stekel. He
published on dream theory, the development of symbols, mysticism and alchemy.
s a kind of economy of thought; the principle of least resistance
See endnote b’ to R. Avenarius and Ernst Mach on page xiii. Vaihinger puts both
under the heading of ‘biologic epistemology’: ‘Thought processes are not only
subjected to the general laws governing life’s events but indeed this experiential
material is, by means of a concrete ‘economy’, transformed and made useful for life.’
There he also raises the problem of the ‘principle of the unity of the psyche’ with
reference to the ‘the least amount of exertion according to Avenarius.’
t Nietzsche
(470 – 399 BC Athens), demon: Plato and Xenophon give the name ‘daimonion’
to the inner voice that was supposed to have led Socrates to divine inspiration. It is the
divine sign which, according to Plato, keeps Socrates from doing any injustice, but
never
gives any positive advice. This ‘daimonion’ does not have the shape of any particular
‘demon’ or god.
aa Neurotic Disposition
Meaning ‘know yourself’, was written in the entrance hall of the temple of
Apollo’s oracle in Delphi. The saying is supposed to derive from one of the ‘seven wise
men’ who lived in the 6th century BC (Chilon or Solon). Socrates (see commentary to
page x), who is referred to here as ‘the noble philosopher’, supposedly applied the
saying
to himself both in his thinking and acting. In both cases it may be considered as a
maxim
expressing a pragmatic ethical outlook, not to succumb to the ‘hybris’ of the desire of
knowledge and thus to explore as a human being the divine order of things. In Plato,
too,
it is not a rule of introspection, but a wise saying from Socratic pedagogy against the
Sophist claim to (political) power by means of knowledge. It follows that this
‘selfknowledge’ is therefore not a principle of individuality but a desire to go back to
fundamental principles—in Plato the idea of ‘the good’. Later, in Hegel, too, the
expression is not in the first place intended as an incitement to the knowledge of an
individual’s single characteristics, but to the knowledge of the human condition in itself
(Phänomenologie des Geistes). It was only after the dissolution of Hegel’s
ontologicallogical system that the phrase came to be interpreted in a more subjective-
psychological
sense, as Adler does here.
cc Vaihinger
A collection of charms and magic formulas from different ages, it is one of the
four Vedas that together constitute the basis of the further development of Vedic
literature. Besides prose texts, it contains 173 hymns, that comprise not only ‘white’ but
also ‘black’ magic: defense against evil spirits and disease, inducing happiness in love,
the death of a hated rival, etc. Some songs also express philosophical-religious
speculations.
(footnote 20) Schulhof, Hedwig: Individualpsychologie und Frauenfrage
Individualpsychologie und Frauenfrage: München: Reinhardt 1914 (Schriften des
Vereins für Individualpsychologie. Heft 6). Schulhof, born in 1868 in
Ratzau/Reichenberg, was among the earliest supporters of Individual Psychology, and
was active in the German and Austrian women’s movement. She contributed, among
others, to the ‘Österreichische Frauenzeitung’, and lectured in Reichenberg and Prague.
(collaboration Schifferer)
gg Fliess, Wilhelm
(1858 Arnswald – 1928 Berlin): M.D., biologist. Closest friend of Freud’s, who
was strongly influenced by him. Among others, Freud took from Fliess the belief in the
existence of children’s sexuality and the theory on bisexuality in its importance for the
etiology of neuroses and repression. Fliess maintained the embryonic bisexuality of all
human beings. The sex that predominates in one person has repressed the psychic
representation of the submerged sex into the unconscious, as Freud approvingly quotes
Fliess in 1919. Neurotics, hermaphrodites and homosexuals are supposed to have
insufficiently repressed this bisexual basis. Otto Weininger’s book (see endnote ‘ii’ on
page 82) gave rise to a dispute about priority, carried on in public, between Fliess,
Freud and Swoboda, which in 1906 resulted in Freud and Fliess breaking off all contact.
Fliess accused Freud of having passed on his idea about bisexuality to his patient
Swoboda, who communicated it to his friend Weininger, the latter presenting it as his
own discovery.
hh Halban, Josef von
In: Rühle, Otto und Alice (ed.): Schwer erziehbare Kinder: eine Schriftenfolge.
Heft 1. Dresden: Am anderen Ufer 1926. Repr. Psychotherapie und Erziehung 1982.
(footnote 25) ‘Zur Lehre vom Widerstand’
Beitrag zur Lehre vom Widerstand. Zentralblatt für Psychoanalyse und
Psychotherapie 1, 1911, 214-219. Repr. as Beitrag zum Verständnis des Widerstands in
der Behandlung. Psychotherapie und Erziehung 1920/1974.
(footnote 26) symbolism in [a person’s] appearance... Porta, Gall and Carus
This refers to the title of a work by Carl Gustav Carus: ‘Symbolik in der
menschlichen Gestalt’ 1853 (1961), in which he introduced into ‘physiognomy’ — with
reference to Goethe — the concept of the symbol as a problem of human nature and as
a problem of the individual character. ‘Physiognomy’, that it to say, the theory of the
expression of the human face as well as physical shape, reaches back to antiquity, was
represented in the 16th century by Giovanni Battista della Porta (1543 – 1615) (De
humana physiognomonia, 1586), was revived and flourished in the 18th and 19th
centuries because of people such as the minister Johann Caspar Lavater (1741 – 1801
Zürich) (Physiognomische Fragmente, 1775-1778), the anatomist Franz Josef Gall
(1758 Tiefenbrunn – 1828 Montrouge/Paris) (organology or phrenology) and the
Romantic medical man Carl Gustav Carus (1789 Leipzig – 1869 Dresden). In the early
20th century it was taken further, among others by Ludwig Klages in his theory of
expressions and character and Ernst Kretschmer’s constitutional typology.
Physiognomie and theories concerning physical expression have often been connected
with racial typologies (already in Carus).
(footnote 27) Erckmann-Chatrian
Erckmann, Emile (1822 Phalbourg – 1899 Lunéville) and Chatrian, Alexandre
(1826 Abreschwiller – 1890 Villemonble): L’illustre docteur Mathéus (1859). In:
Contes et romans populaires (1866). Vol. III. Illustrés par Théophile Schuler. Paris: Jean
Jacques Pauvert Editeur 1962.
(footnote 27) Goethe
Reineke Fuchs. In zwölf Gesängen. Goethe’s poetic reworking of the story of
Reinaerd the Fox.
oo Schmidt: lingua scrotalis
Schmidt, Rudolf (1873 – 1947): See endnote ‘dd’ on page 23. Lingua scrotalis (or
plicata) is a congenital wrinkled or folded tongue (scrotalis refers to the scrotum). Adler
refers to the following passage in Schmidt: ‘We talk about “signs of degeneration”, but
it would be better to speak of “developmental disorders”. They can, although they do
not have to, be accompanied by deficiencies in the higher psychic functions. I give only
a few examples: there is, for instance, a tongue that has a surface that appears to have
been carved or furrowed. It carries the somewhat fantastic name “lingua scrotalis”. I
have found it remarkably often in suicidal persons. It is known to be present among
alcoholics, diabetics and suffferers of pellagrin. In my opinion, the common factor here
is the neuropathic constitution. The “scrotum tongue” seems to me to be a symptom of
further development of a neuropathic constitution.’
pp Nietzsche: sublimation
See ‘Human All Too Human: ‘The explanation [of classical philosophy] is that,
strictly speaking, no deed is unegoistic, and no viewpoint is fully disinterested, both
being nothing but sublimations, whose basis can only be discerned by the most detailed
examination.’ Against this kind of reasoning Nietzsche sets the necessity of a
‘chemistry of moral, religious, and esthetic notions and experiences’, through which
‘the most elevated colors have been gleaned from humble, indeed even despised
materials’. In ‘Nachlaß der Achtziger Jahren’ he writes: ‘The value of sublime man is
highest when he is very tender and brittle.’
qq ulcus ventriculi
stomach ulcer
rr Holzknecht, Guido
But to return to our case history, it remains to be mentioned that the patient showed
a preference for certain forms of the masculine protest, of the compulsion towards equal
value, in her feeling of depreciation. She could not, for instance, bring herself to be
tolerant of any accomplishments by men. She was capable of truly sharp criticism in
this regard, particularly when ‘one of them was too prone to self-aggrandizement.’ In
these cases one will not infrequently find that those physicians whose behavior is rather
self-confident, as indeed many of them think it is requisite in the treatment of patients,
will be resisted by the patient with neurotic intensity and means. However, she was also
guided by some kind of impulse that did not allow her to interfere with the physician’s
orders, in consideration of the purpose of her disease. It did happen from time to time,
though, that an innocent exercise of influence on the part of the physician would be
responded to with vomiting and nausea, while the patient would not miss her chance to
point out the physician’s ‘incorrect’ intervention. One should never lose one’s patience
when this type of phenomenon occurs, indeed one should point out that this reaction is a
part of the whole, a change of form of the original envy of the other, later against
anyone believed to be superior.
In addition, the patient made very extensive use of certain privileges that her
illness provided her with. Most important was that she could avoid as much as she
wanted all social responsibilities that her role as a housewife and as an important
personality in a provincial town imposed on her. She actually did receive visitors, to
whom she complained about her suffering, but she answered calls only in exceptional
cases, and in this way she ensured herself, as it happens so often in the case of
neurotics, of a favored, privileged position. Besides, this offered her an opportunity to
evade all the comparisons and examinations — in our sense, that is to say, tests — that
social meetings bring with them6. In addition, the last few years she had also been
frightened by the idea that because of her increasing years, she had been robbed of any
chance of attracting men. A lady friend of hers showed her, and at close hand, how
ridiculous society considers the youthful behavior of an aging woman. And that is how
she came to the decision to make use of the way she dressed to draw particular attention
to her age, while the bitter thought surfaced in her consciousness that a man of her age
would not by any means be placed in the corner yet.
She had at all times experienced it as a bitter fact that she had to spend her life in a
provincial town. Instinctively, she had in many ways been urging a move to Vienna.
However, she could not achieve this in an open fight with her husband, who was many
years older than she, because his inexhaustible affection and compliance in all matters
disarmed her. She quarreled very bitterly with her brother and arranged an incredible
anxiety about meeting him in the small town. As if this was not yet enough, she
developed an insurmountable insomnia, for which she held the nightly rattling of
carriages before the windows of her bedroom to be the principal reason. This is how she
brought about a temporary relocation to Vienna, where she went to live in a house near
that of her daughter, the heavenly peace of which she always stressed, and where she
found back her sleep.
Ever since her daughter had been living in Vienna, she had come to hate the small
provincial town more and more. In accordance with the other guiding lines, the analysis
revealed that she was intensely envious of her daughter’s privilege, to which was added
a noble title. She also wanted to live in Vienna and she would long have realized this
plan if there would not have been a new danger threatening her in Vienna, namely, to be
forced to cover her daughter’s expenses with her own means.
The rivalry with the daughter living in Vienna was entirely unconscious and
corresponded to an infantile guiding line: to surpass her pampered older sister. This
guiding line, too, proved to be an equivalent of the basic one, which led to the desire to
be more important, to be in the place of the brother.
Because of the great expenditure that she was compelled to in Vienna, a
contradiction came up in her striving towards superiority. The neurotic with his
torturing feelings of depreciation will not allow anything to be taken from him without
punishment. He will experience a further depreciation as a decrease in his feeling of
self-worth, and it depends upon his guiding line whether he will take it as a castration7,
a feminization, a sexual assault, or sometimes in the image of a pregnancy or a birth8.
In our case, the analogous feelings of a pregnancy manifested themselves in particular,
nausea, abdominal cramps and compulsive ideas about an existing gravidity asserted
themselves9. Pains in the legs represented a phlegmasia alba dolensv, while the
legitimation of her illness consisted in an obstinate obstipation in the ‘anal language.’
She herself, and the people in her environment as well, constantly had to worry about
her bowel movement. The continuous expression of suffering and the preoccupation
with it was thus given a secure foundation.
6She had been ‘exempted,’ as one would say these days.
followers as the ‘castration complex,’ but it was not understood as a modus dicendi, as
a symbol.
8That is to say: thinking does not operate on the basis of what is real, but hits upon
vaginism, sphincter cramp, globus and epiglottal cramp, which will lead, as
‘preoccupation,’ to relieve the patient of certain demands that life will make. (see
endnotes)
The patient arranged all her experiences according to this scheme (see page 110),
and when they fit in any way, sufficient cause for which is provided in any individual’s
life by symbolic apperception, overloaded with a tendentious focus, she reacted with the
corresponding manifestations of her disease. The safeguarding characteristics had been
pushed forward, as advanced outposts, and were always ready to the defense, clarifying
situations in accordance with the guiding idea, and whenever necessary they would find
support from the entire supply of convenient symptoms. Her independent expressions
were severely hindered by the tender, understanding behavior of her husband and by
wellmeaning, and considerate guiding ideas of the patient herself. And so it came about
that the basic scheme: I am nothing but a woman! — drew its influence from
impressions of the female role that had remained tendentious, in which the unconscious
mechanism of the guiding idea provided the safeguarding memento. A healthy woman
is distinguished by a more conscious attitude towards her female role, by a purposive
adaptation and a corrective approximation of the scheme to reality. Psychosis, on the
other hand, would bring out an intensification of the fictional scheme in order to
provide more security and an illogical attitude within the scheme; such a patient would
behave as if she was really pregnant. In all three cases, the fiction of pregnancy and its
manifestations in a broader sense would seem to serve as a symbol of the inferior role of
women, a representational expression for the feeling of depreciation, yet at the same
time possessed by the masculine protest, an artifice to avoid and prevent other
depreciations, as was shown above12.
12 The transformation of the masculine fiction may ultimately reach the point
where it will guide the striving for pregnancy, for motherhood, quite often in those
cases in which serious difficulties are present. Usually, the cry for a baby is then
directed against the man. A ‘phantom pregnancy’ often represents an arrangement of
this kind.
SCHEME Symptoms
Fear of society
Compulsive blushing Fear of being alone Heart palpitations
Fear of falling,
vertigo in high places
Turning away from the feminine line – the masculine protest Safeguard against
the acquisition
of love (courtship)
Sensitivity for pressure on the stomach (cecum)
Frigidity
Hypersensitivity to hear spouse’s snoring
Vaginism
Feeling of pressure on the breast
Inability to tolerate any kind of pressure, resisting the corset
Abdominal pains
Dyspnea
Nausea
Vomiting
Compulsory ideas of
Pregnancy
Occasional astatia
Fatigue
Craving for certain food
Abdominal cramp
Difficult bowel movement
Inability to tolerate lying on the back
Pain in the legs
Fiction of thrombophelitis
Tendency to protracted illness
Safeguard against the man
Safeguarding
preparations
(predispositions)
Distrust (trust with
following protest)
Devaluating man
Anxiety
Timidity
Virtuous morality
Desire to dominate
(compliance with
following protest)
Obstinacy
Stubbornness
Disputatiousness
Tendencies directed against men
Safeguard against pregnancy
Physical hypersensitivity Hypochondriac
pampering of oneself
Safeguard against birth
Safeguard against puerperal bed
Complex characteristics of
reaction so as to do away with inferiority and depreciation
Weakness in the legs,
Reminiscent of astasia and abasia
Staggering gait
Quickly fatigued by
walking
Hostile, occasionally
sadistic behavior towards children
Rapid fatigue and
impatience in the company of children
Insomnia
Exegesis of cleanliness Nocturnal aural
hypersensitivity
Extremely light sleep
Memory of leaving puerperal bed
Safeguarding against maternal duties
Greed, frugality, envy, desire for dominance, impatience, the fear of attaining
nothing, of finishing nothing, all kinds of exertions, as if the distance to being equal to a
man must be diminished no matter how.
A dream that occurred when her treatment was nearing its end shows us the
original guiding idea of the patient in connection with her actual inner conflicts. She
dreamed, ‘as if she was ill and weak, sitting on a bench in a park near the house of her
parents. She had two bathing caps on her head. Then two girls came upon her from
behind, and one of them ripped one of the caps off her head. She grabbed hold of the
girl and held her while the other disappeared, and threatened to report her to the police.
A poor, badly dressed woman passed by and told her that the girl’s name was Velicka.
After this she went to her mother in order to complain. Her mother gave her a basket
full of eggs and said they cost five guilders. She took two eggs in her hand and saw that
they were big and pretty.’
The situation on the bench, her tiredness and the bathing caps refer to a
hydropathic course of treatment that she had taken before she came to me, in particular
to get rid of her insomnia. The day before she had this dream she had been
reprimanding her daughter because the latter had taken her bathing clothes for her own
use; she also possesses two bathing caps, just as in her dream, and her daughter uses
them frequently as well. ‘Velicka’ is a slavonic word which means ‘big.’ The daughter
is carrying a slav noble title. The badly dressed woman is a noblewoman by the name of
Grand-venier. Compared to both others, she herself, a bourgeois woman, is degraded.
She was dissatisfied with the fact that her husband was not knighted, but her obstinacy
did not allow her to acknowledge her envy. She is afraid that her daughter might take
everything away. She had two daughters, and one died, disappeared. She is often
complaining about her daughter to me, that she costs so much money. She had already
given her all her jewelry. Since her childhood she had always been degraded by others.
Her mother always used to snub her, and had wanted to be paid for every trifle, even
after the patient was married. She herself, on the other hand, had always provided her
daughter with eggs, venison, milk, butter, etc. And still she needed so much money.
Before she had left for Vienna she had forgotten to settle a debt of five guilders. The
previous day she had written to her husband that he should pay this at once. She always
had to pay immediately anyway, whatever she bought13. Her mother had treated her
badly: in her dream she is recalling a forgotten debt. She had always been saving at her
expense. In her dream she receives from her mother the masculine attribute (testicles)
which her mother had withheld from her at the time of her birth.
Once again we see how in the dream, the masculine protest, from the feeling of
feminine depreciation, turns itself against possible further damage. This dream shows
us the patient’s attempt to prevent, in her mind, further depreciations and to accuse the
daughter of having taken everything away, having kept everything for herself, just as
her mother had done.
Similarly, this greed to also have everything is found in the following case history,
which shows even more clearly than the one above how, for pride, the patient will
remove this greed out of his sight, will ‘repress’ it. We will see how an apparently
insignificant change will occur, by means of the termination of repression and
transformation into an analogy according to the ‘Oedipus-scheme.’ In a similar manner,
it appears from all these cases that this greed to have everything pursues the most
absurd goals. Such patients only have eyes, sharpened by their lust for a kind of ideal
equality of rights, for everything that others in their environment possess, insofar as
they themselves are excluded from these possessions. They might even possess more
than those others and still be envious. They might grab hand over fist everything they
begrudge others, and then joylessly put it aside so as to provide their craving for
possession with new goals. And their craving will always remain stuck to the goals they
have not reached. It is easy to understand that they become incapable of love and
friendship. They often reach high levels in the art of deception, and go hunting for souls
because others, too, dominate people. They are in constant fear of depreciation and
always trying to provide security for themselves long beforehand. The love of the
parents for a brother, their jewelry, a marriage of a sister or brother, a book, the success
of an acquaintance or even a total stranger, all these fill them with rage14. The fact that a
brother or sister was born before them, successfully passed an examination, or his or her
property or social standing, may throw them into agitated fits, give them headaches, or
cause sleeplessness and stronger neurotic symptoms. Their permanent fear to be unable
to equal an older or younger brother may make them incapable for work. They will then
try to avoid all decisions and critical tests, reach a stage in which their aggression is
inhibited, and begin to withdraw from life, blaming the symptoms they themselves
create ad hoc, among which I have noticed more than once compulsory blushing,
migraines, all kinds of headaches, palpitations of the heart, stammering, agoraphobia,
trembling, compulsory sleeping, depression, weakness of memory, excessive thirst,z
polyuria,aa and psychogenic epilepsy. The arrangement is most clear in the case of
addiction to alcohol, morphine or cocaine, which will heal without leaving any trace
only if the community feeling increases and vanity decreases.
13 The fear to be curtailed even further by more expense would be close to the use
of the character-clichés of greed and frugality. She avoids these maternal characteristics,
feminine in their valuation, by paying beforehand and shows herself to be in a dominant
position to her mother by her generosity.
14Thus the approaching marriage of a girl may cause a neurotic attack to erupt in the
sister, the brother, or the father if they are neurotically disposed, or lead to an
intensification of the neurosis.
I have put particular emphasis on the case of the younger or youngest brother in
the picture I drew above, because I have come upon him most often, and because he
will be forced into rivalry most easily. This case in point is not unique. One may also
find older siblings, or only children, obviously also girls, in this role. Initially, the
rivalry may also be directed towards the father or mother, in whose image the sought-
after superiority often seems to have been concretized. In these cases, the aim of this
desire of the predisposed child is to acquire a guiding image, a guiding fiction for its
desires, and this will already happen at a time when it is not yet sexual desire that is
sought after, but the ‘also-possession’ of a person or a thing belonging to someone else.
The belief in predestination and ideas of godlikeness often develop as manifestations of
the masculine protest.
Anamnesically, one may often find kleptomania as a sign of greed, as the result of
the cooperation of susceptible ambition, envy, fear of the tasks of life, a simultaneous
fantasy of being rich and the partial suspension of the community feeling.
Sometimes the patient is unaware of his guiding line. Now and again one may
observe how he is trying to hide this guiding line and to make it unrecognizable by
occasional contrary impulses, such as generosity. The wish that draws him, for instance,
to the mother, no matter how sexual one may prove it to be, does not change anything in
the picture of the disease after it has become conscious. It is only after the patient has
come to understand and restrain his greed for the unattainable, for what belongs—by
the nature of things—to someone else, and does away with his fear for the problem of
his life, that he may recover.
The boundless pride that one finds in many of these cases prevents the patient from
easily coming to understand his envy and his jealousy. The tendency to devalue others,
on the other hand, is usually developed only too strongly and readily comes to hand.
Malice, revengefulness, a tendency for intrigue, and among the less intelligent, cruder
aggressive tendencies, such as sadistic and murderous instincts, manifest themselves as
attempts to provide security against depreciation in reality,15 as the shabby leftovers
after the useful side of life has been given up without hope. The fear of consequences,
or the lively concern for the condition and situation of relatives, imagining
punishments, arrest and misery, are the appropriate safeguards against excesses of the
masculine protest, which may be looked upon as efforts to apply the brake. The attacks
themselves may also serve as safeguarding devices, for instance, when in our case, a
psychoepileptic insult associates itself with impulses to fratricide and patricide
occurring in dreams.
15 If the fear of reality is concerned with the problem of sexuality, it may often
a sign of organ inferiority and variation, will similarly often prove to be dubious gifts of
nature, because, just as a lack of sensitivity, they may make the adaption to and
participation in life more difficult.
18Attention must be paid to the inferiority of the endocrine glands as an organic
temptation to neurosis. See ‘Organic Bases of the Neurosis.’ In: Praxis und Theorie der
Individualpsychologie, l.c. Individual Psychology may claim to have established the
correlation between organ inferiority and the incitement to neurosis and psychosis.
19The original insecurity about the sexual role, as I have maintained for many years (see
‘About the Neurotic Disposition.’ In; Heilen und Bilden, l.c.; and following articles),
plays an essential role in the development of the neurotic psyche for which it will find
use
This early period in his life became normative for his attitude towards his family
and the rest of the world in a broader sense. He felt wronged, and his inferiority feeling
could not find compensation within the family. His desire, his compulsion, to equal his
brother, his father, or anyone he considered to be strong, able, powerful, grew
tremendously and guided him to a course that led him into frequent conflicts with his
parents. He became a bad, unmanageable child, which made it even more difficult to get
his parents to be tender towards him. His desires rose to boundless heights; distrustful
and with increasing fits of passion he sought to secure himself against every
depreciation and this at a time when, as nature proved, he could already rest assured
about his sexual role. But by now his position in the family had become so unfavorable,
due to the development of his characteristic traits, which caused him to make less
progress in school as well, that with his finely developed hypersensitivity he could with
good reason feel himself to be wronged. And so he had become unable to find the way
back to normality. However, it became evident from the very first of the dreams he had
during treatment that he still apperceived this feeling of depreciation on the lines of the
analogy to a feminine role. This dream was as follows: ‘It seemed to me as if I was
looking on how a monkey was breastfeeding a child.’
He was often called a monkey by his brothers, because of his strong hair growth,
which he nonetheless showed with pride. The monkey who is breastfeeding the child, a
female monkey therefore, is he himself. That is to say, he sees himself, he experiences
himself in a feminine role, in which the breast may be taken as a reference to his
gynecomastia,dd which came up in conversation during the interpretation of the dream.
This would be the feminine guiding line that I postulated for a great many dreams, and
may be interpreted in the direction of the masculine protest, in contrast to the reference
to the strong hair growth. The patient, therefore, introduces himself into treatment with
the disclosure that he feels diminished and lets us know by means of the picture he
chooses, that he considers this inferiority as feminine.
Besides this I would like to point to the fact that the dream often chooses pictures
or modes of expression that indicate a simultaneous manifest presence of feminine and
masculine characteristics. In this case it was a monkey, whose suckling may be
considered to be feminine, but whose hair growth, at the same time, can be thought of
as masculine. These forms of expression, which I have recognized as belonging to
psychic hermaphroditism, may be traced back to two mitigating preconditions: 1. they
correspond to the infantile inability to recognize the sexes; 2. in the far-reaching
abstraction of the dream, the temporal category is entirely or nearly entirely eliminated,
as is the spatial category in other cases, so that two ideas that can be divided temporally
or spatially—in our case: I feel as if I were a woman and I want to be a man—coincide.
The insistence with which this first dream of our patient points towards his feeling of
inferiority, in a reaction, so to speak, to the beginning of the treatment,
at a later stage, as a symbol and a base of operation providing emphasis in the struggle
for neurotic superiority.
may of course also be considered as a kind of notice to the physician: my disease
originates in my inferiority feeling! My disease—fainting fits and an inability for any
profession—is a safeguard against a defeat in the fifth act. I am unable and unfit as a
child, and I long for the love—‘monkey love’—that I see in my dream. We should add,
impotent on principle, in order to be pampered like a child, which indeed he nearly
succeeds in achieving after his attacks; and unfit, in order that his livelihood will always
be taken care of, so that it will not be forgotten that he must be made secure as long as
he lives by means of affection and his legacy.
His tendency to be enormously frightened by sudden loud noises, that is to say his
hyperacusis, was particularly suited to provide the arrangement with which he could
achieve his goal. The idea of a finale that he had set himself, a striving to
overcompensate his feeling of inferiority, was, after all, to try to direct all his parents’
love, and in particular that of the mother, who was more difficult to reach, towards
himself. In this way he made use of certain actual experiences, such as becoming
frightened at hearing gunfire, as he hears it at military funeral services, at the hissing
and puffing and shrill whistle of train engines, at the sudden attacks of his brother or his
playmates, in order to influence his mother’s heart. The finale he had in mind dragged
with it a fixation of the hyperacusis that had dominated him up to the present. This
tendentious hypersensibility is thus perfectly suited, just as similar phenomena in
hysteria, to make us understand that the patient is forced by insecurity to stick out his
antennae as far as possible, as he is indeed doing with his exaggerated characteristics as
well. On the other hand, his fright was pressing on his masculine sensitivity and it gave
him a sense that it was a feminine impulse. Therefore, he attempted to prove his
courage and fearless behavior in many other respects, and he succeeded in this, too.
Bringing his desire for his mother’s love out into the open did not bring any
particular results. His attacks occurred in approximately the same intervals, but the
patient had them in bed now, if only to secure himself against the intrusions of
treatment which at this point could no longer determine the reasons for the outbreaks of
his fainting fits as easy as it could at the beginning of the treatment. For previously they
had always occurred in connection with experiences that degraded the patient’s feeling
of self-worth; however, now I found myself forced to reconstruct these experiences
from sudden notions and dreams of the patient. The patient, of course, made a virtue out
of this necessity and brought forward that this change was an improvement as a result
of the treatment, expecting that he would in this way get my sympathy, something that
he himself, like the love he did not get from his environment, experienced as a feeling
of power. His desire to achieve this feeling of power made him a very sociable and
charming fellow in his contact with strangers.
Now, one might remark that the Oedipus complex does not manifest itself very
clearly in my fundamentally different conception, not so clearly, as Freud himself, for
instance, has brought it to expression. I would have to deny this most vehemently. This
case in particular was suited like few others to bring to view, at all costs, the striving for
the mother in a sexual disguise, and the patient never hesitated to represent his often
undisguised Oedipal dreams as so many proofs of his sexual desires. There were many
of these dreams. He dreamed the following for instance:
‘I am walking with a lady from our rendezvous towards an alley.’ The lady
represented his mother, as certain details indicated. The alley indicated prostitution. The
‘rendezvous,’ however, was a part of an actual memory he had of a certain day, and
concerned a girl who refused to see him again, which refusal made him equal her to his
mother. He had no influence on this girl and so had lost, in his own opinion, his
masculine feeling of power, and so, in his protest, he degraded his mother as well as the
girl, but in a broader sense all women, whom he actually feared, to prostitutes, and in
correspondence with his inferiority feeling he actually sought out the sphere of
prostitution.20
Just as clearly, the ‘Oedipus complex’ came to light in other dreams, where it was
only the insertion into the psychic constellation which made it possible to recognize the
sexual as a jargon, as a manner of speaking. He dreamed for instance:
‘I am sitting at a plain table of brown wood. A girl brings me a large vessel of
beer.’
The table reminds him of a subterranean cellar in Nuremberg; he had gone there for a
scientific project which had led him into the Germanic Museum. His thoughts were
guided in a similar direction—that of Germanity—by the large vessel of beer. It is easy
to understand immediately that the extraordinarily musical patient arrived in Nuremberg
and was strongly reminded of Wagner’s Der Meistersinger.ee When he mentioned this,
he began looking for a scene from one of Wagner’s operas in which someone is having
a drink. At first he thinks of Tristan, then of Siegfried’s arrival at Gunter’s palace. In
both scenes the hero drinks a love potion. Thus the patient felt the enigmatical attraction
to his mother as something conjured up by his mother’s magic. Eventually he thought
of Siegmund, who compassionately hands his sister Sieglinde a horn filled with mead.
The meaning of this dream, therefore, is this: the voice of the blood has spoken, the
mother compassionately espouses him, he is the hero who has taken away the woman
from the man (the father). With his eye on the prospect of incest, just as in Wagner, the
patient, as if he were drunk, is lusting after his mother.
But the patient’s psychic situation had developed into the ‘feminine.’ His older brother
came home from a journey and was received with much love. How different this had
been when he himself had returned from a journey to Germany only a little while ago!
The idea, ‘I am degraded!’ was strengthened enormously by his brother’s reception, and
in a dream he tried to save himself by crossing over to the masculine line. It was an
attempt that must fail—and should! That same night he had an attack.
The attack served the purpose of drawing the mother’s affection and compassion to the
patient. This was easy enough with the father. But the mother, too, forgot his jealous,
often cruel attacks of rage as soon as he lay unconscious, and she sat at his bedside for a
while. In this way he satisfied his desire to have everything, to have everything like his
brother, like his father. His original fiction—‘I will not be a complete man’—had now
transformed itself into the idea, ‘I also want to have the mother, possess her like the
father, like the brother.’ In order to be able to proceed with the necessary energy, he
needed a deeply-felt conviction concerning his feeling for his mother: and so he
simulated one.
The deepest aim of his yearning attitude towards his mother was uncovered by further
analysis, which laid bare a decisive point in his feelings of insecurity. As his mother
withdrew herself more and more from him when he was a child, he developed the idea,
as so many children in similar circumstances do, that he was not a child of this family.
The fairy tales about ‘Snow White’ and ‘Cinderella’ may frequently provide guiding
ideas in these children’s fantasies. When his older brother once fell ill, the mother never
left his side. Since then, our patient was constantly tempted to test his parents,
particularly the mother, with serious fainting attacks, in order to see whether the voice
of the blood would speak up. These tests he undertook with true neurotic insatiablity,
and so in this case we can once again see the full complexity of the Oedipus complex,
its very essence as that of an arranged fiction, its dependence as a means of expression
on the masculine protest against a feeling of insecurity and inferiority, its dependence
on the neurotic safeguarding tendency of the ‘desire-to-have-everything.’
The internal contradiction that often asserts itself in this form of the masculine protest,
the moral condemnation of conduct on the basis of the ‘desireto-have-everything,’ but
also the greater realization of the impossibility of fulfillment, or the fear of making a
decision which may turn out against the patient, often make a compromise necessary.
One might best put this into words as ‘half and half!’ The patient seeks an escape from
the dilemma and on his way he encounters the: divide et impera! Once in a while this
road can be traveled— because of a possible gratification of the desire for dominance.
Often this leads to strong cultural, but also utopian developments of feelings of equality
and love of justice.
20See ‘Individual Psychology of Prostitution’ in Praxis u. Theorie der
Individualpsychologie, l.c.
Endnotes for Practical Part II-I
a Ibsen, Henrik
(1828 Skien – 1906 Oslo): Norwegian author of ballads and plays who wanted to
tear off the mask of the christian-bourgeois façade of his time. In his play ‘The Wild
Duck’, the daughter kills herself because G. Werles has doubts about her conjugal
origins.
b stammering
See: Appelt, Alfred, Fortschritte der Stotterbehandlung. Heilen und Bilden 1914.
c La Rochefoucauld, François, Count of
(1613 – 1680): Plotted against Richelieu and after the military nobility had been
stripped of its power in 1635 he devoted himself entirely to literary activities. His
‘Maxims’, of which there are about 500, are considered the high point of the kind of
morality whose aim is a philosophical style of life and analysis of humanity by means
of
a critical observation of motives. For La Rochefoucauld, the strongest of motives is
selflove (amour-propre); any disinterested virtue is unmasked as assertive ambition and
socially necessary hypocrisy, a product of rational control and free decision. His
influence stretched from Voltaire and Nietzsche to the present day.
d Sophocles
(495 – 406 BC Athens): In his play ‘King Œdipus’ (430 BC), Oedipus kills his
father and marries his mother — both without being aware of it. It is particularly the
chorus in this play which represents the ‘commands of the gods’. Contrary to Freud’s
opinion in his interpretation of the ‘Œdipus complex’, the original theme probably was
the potentially threatening over-concentration of power in the city of Thebes.
e sophists ‘in utramque partem dicere’
The word ‘sophist’ derives from the Greek ‘sofoi’, wise men. They were itinerant
teachers in the period before Socrates (5th and 4th centuries BC) when Greek
philosophy went through its phase of ‘enlightenment’. They emphasized, occasionally
for money, the right of the individual to self-realization against the whole world.
Besides their relativism (‘the ability to state the opposite of any statement’), they earned
credit in rhetoricalpractical education. Plato’s criticism, such as in the dialogs
‘Protagoras’, ‘Gorgias’ and ‘Hippias’, for example, gave ‘sophistry’ the reputation of
pseudo-philosophy or ‘dialectics’ in a derogatory sense.
f Lombroso
Poem by Goethe. Its theme are the Titans from Greek mythology, one of whom is
Cronos, the youngest son of Uranos and Gaia. He castrated his father with a sickle and
took over his supremacy. There was a prophecy that said he, too, would lose his throne,
and so he devoured all his children except for Zeus, who subsequently threw him into
Tartarus and afterwards made him the ruler of the island of the blessed. He is also the
god of time, because his name and the Greek word for time are identical.
h ‘Happiness is where you are not!’
‘Dort, wo du nicht bist, dort is das Glück!’ A line from Schubert’s Lied ‘Der
Wanderer’ (1816), after the poem ‘Des Fremdlings Abendlied’ (1808) by Georg
Schmidt
von Lübeck (1766 – 1849).
i the masculine climacteric
(1874 – ?): He was a son of the Berlin psychiatrist and neurologist Emmanuel
Mendel (1839 – 1907) and a member of parliament for the liberal party. He showed an
early interest in the social aspects of psychiatry and the development of neurotic
disorders from accidents. From 1907 he was a neurologist in Berlin, where he had his
own outpatients’ clinic, between 1932-39 he was the managing physician of the
sanatorium for neurotic disorders and convalescents in Berlin-Lichterfelde.
k the masculine climacteric See endnote above.
l Michaelis, Karin
(1841 – 1918): In 1863 he became resident doctor at the spa of Marienbad (now
Marianske Lazne in the Czech Republic), and was largely responsible for the spa’s rise
to
international fame as a health resort. In 1867, private lecturer of balneology (the science
of the medical effects of health baths) at the university of Prague, professor in 1884.
Adler probably refers to his work on female sterility (Die Sterilität des Weibes, ihre
Ursachen und ihre Behandlung, 1895) and female sexuality (Das Geschlechtsleben des
Weibes in physiologischer, pathologischer und hygienischer Beziehung, 1904; English
transl. 1910).
n molimina menstrualia
(1859 – 1919): Director of the school for midwives in Novara (Italy) from 1894,
1904-19 professor of obstetrics in Genova. Founder and editor of the magazine ‘La
ginecologia moderna’, he conducted an international polemic with psychiatrists
between
1911-13, supported the castration of mentally ill patients and was the victim of an
assassination. Adler seems to refer to Bossi’s controversy (1911) with the psychiatrists,
which was carried on in public in Vienna, among other cities.
r Nietzsche: simplification
See ‘Beyond Good and Evil’: ‘O sancta simplicitas! How singular the
simplification and falsification in which man lives! [...] here and there we understand
and laugh about how even the greatest science at its very best wants to tie us up to this
world, simplified, artificial through and through, and composed-and-falsified-to-
measure, how it involuntarily-voluntarily loves the error because, being alive itself it
loves life!’
s Vaihinger: ideas, hypotheses, dogmas
Adler is referring to ‘The Law of Ideational Shifts’ (in: The Philosophy of ‘As
If’), which distinguishes the three stages fiction-hypotheses-dogma or
dogmahypotheses-fiction and applies them to the psychic stabilization of
representations.
t Vaihinger: auxiliary line in a geometrical construction
A white, painful infection of the cell tissue of women in childbed, a pale swelling of the
limbs, particularly the thighs.
(footnote 8) opinio
Lat: opinion; compare the quotation from Seneca at the beginning of the
‘Theoretical Part’. The concept of ‘opinion’ has a long tradition in the history of ideas.
As the opposite of objective knowledge, ‘opinion’ (doxa) has been devalued since
Plato, followed by the Latin-scholastic tradition (opinio) from the Stoa up to Kant.
‘Opinion’ is thrown into the realm of the subjective and acquires the meaning
‘prejudice’. The origin of ‘opinion’ does not follow from any order of truth but from
social habits (Plato, Descartes). In the psychologic use of the term, ‘opinion’ is a verbal
expression usually accompanied by a value judgement which is limited and of short
duration or subject to fluctuation. At this point, however, Adler is rather following the
epistemological tradition which defines ‘opinio’ as subjective knowledge (guiding line,
fiction), distinct from rational knowledge.
w Leonardo da Vinci: childhood fantasy
Also incontinentia faecalis. Loss of control over the movement of the bowels,
involuntary emptying of the bowels, such as for instance in case of paralysis of the
sphincter muscle.
y vaginism
Lat. polydipsia.
aa polyuria
From Goethe’s Ballad ‘Erlkönig’ (1872): ‘Und bist du nicht willig, so brauch’ ich
Gewalt.’
dd gynacomastia
A full development of the breast glands in men (as normally only in women).
ee Wagner, Richard: Meistersinger, Tristan
(1813 – 1883): ‘Die Meistersinger von Nürnberg. Oper in drei Aufzügen’ (1867),
‘Tristan und Isolde’ (1864), ‘Ring der Nibelungen: Das Rheingold, Die Walküre,
Siegfried, Götterdämmerung’ (1850-1860).
Practical Part II - II
The Neurotic Extension of Limitations through Ascesis, Love, Travel Mania,
Crime — Simulation and Neurosis — Inferiority Feeling of the Female Sex — Purpose
of the Ideal — Doubt as an Expression of Psychic Hermaphroditism — Masturbation
and Neurosis —The ‘Incest-Complex’ as a Symbol of the Desire for Power — The
Nature of Delusions
An observation which must now be brought to attention attempts to show how the
compensatory guiding idea — ‘the desire to have everything’ — may deviate from its
straight course in order to stimulate exceptional neurotic and criminal, yet also creative,
achievements in order to eventually reach its goal and succeed in elevating the feeling
of self-worth in one way or another, or at least, and the neurosis will remain productive
for so long, to prevent it from being depreciated. The sheer parsimoniousness, penury
and ascesis of many neurotics show us the kind of detour that the patient lets himself be
forced to follow, as if it were the only way for him to be immune from danger. He will
then behave strictly in accordance to these fictional guiding lines, believe in them, and
in cases of extreme insecurity he will elevate his abnormal existence to the level of
psychosis. In melancholia, when fantasies about poverty are preponderant, the patient
will anticipate a situation that he fears, and similar to what takes place in hypochondria,
in order to avoid real danger he will attempt to realize a fiction, underscore his
inferiority feeling and use his suffering to safeguard his feeling of self-worth. Sudden
attacks of compulsive buying, fetishism, a neurotic mania for collecting, as well as
kleptomania also manifest themselves as expressions of this craving to possess
everything. Without exception, one will observe an inclination to break through the
limits set by reality by following a fictional guiding line so as to escape a feeling of
depreciation. Invariably, apperception will appear to be in accordance with the strict
metaphorical antithesis ‘above—below,’ and it will frequently lead the patient to take
up certain accents and emphases in order to prove that he is a man. For this purpose, the
symbolism of sexuality is particularly well suited to serve as a means of expression, and
its analysis may sometimes show the curious deviations followed by the exaggerated
masculine directing line. This is where neurotic lying, boasting, and fraud come into
play, as well attempts to play with fire, with love, to daringly move close to the edge of
the abyss, thus extending existing limits as far as possible. A more harmless
manifestation is that of frenzied travel, whose degenerated expression is to be found in
the running away, the fugue of neurotic and psychotic people.1 Frequently, there exists
in the guiding picture of these neurotics a personality ideal whose top they try to reach
by imitation or by obstinate, negativistic behavior. A similar tendency, that of extending
masculine ability to extreme limits, forms the basis of the continuous inclination to read
and hear about, to see and commit horrible, appalling acts. Often, telepathic, spiritistic
inclinations manifest themselves, as well as superstitious tendencies and a disposition to
believe in miracles.
The stronger this striving to acquire useless possessions manifests itself, the more
he will falsify normal inclinations and evaluations. It is somewhat like the kind of
simulated love of nature that is shown off exaggeratedly by the tourist who wants to
have every peak marked on his walking stick. Leporello’s lista shows us this desire in
connection with love, and to Don Juanb we may equal Messalinac, the nymphomaniac
who always imagines herself to be unsatisfied and degraded because genuine
opportunities for satisfaction are inadequate. Fettering and degrading the partner is a
real possibility, and also the fear of the single, apparently dominant partner.
‘Dear soul, would there be a place where I have never been?’ is the answer of
Immerman’s Münchhausend to the question whether he was familiar with a certain
distant place. The genuine satisfaction in active games, riding, driving, racing, and
aviation fundamentally originate from the greed for possession, from getting one’s
hands on something. This is why every child wants to be a coachman, a conductor, an
engine driver, an aviator, but also, to no less a degree, an emperor or teacher, in order to
dominate others, and create a visual, concrete expression for its dominance, to be a
doctor, to banish death and extend life’s limitations, a general to lead the army, an
admiral to command the sea.
Lies, thefts, and other crimes of children prove to be attempts on the useless side
of life to extend this kind of limitation. In most cases this will remain limited to
fantasies and daydreams. An inquiry I held in a high school for girls showed that all 25
girls remembered small thefts.2 I was able to include even the teacher. On closer
examination, the motive of this striving to reach a higher level will invariably prove to
be an intolerable state of stimulation originating in the child’s inferiority feeling. Under
this pressure, the child will often become curious, picky, anxious to learn, and will try
to recognize his faults and create room to develop his personality. Deficiency, disease,
and the feeling of insecurity and inferiority often also force a turbulent development of
the psychic superstructure, analogous to the compensatory tendency on the organic
level. Jatgeir, in Ibsen’s Pretenders to the Crowne, remarks: ‘I received the gift of pain
and so I became a skald.’ In a number of cases, one may easily prove that a particularly
strong inferiority feeling sets off an impulse to investigate, or that the ‘initial chord in
an artist’s life—later to become an exemplary instance of the serene harmony between
art and life—sets out with a harsh dissonance.’ (B. Litzmann, Clara Schumann) Clara
Schumannf suffered from tone deafness until she was eight years old.
1 I nearly always find that the fundamental tendency of the fugue, of the vagrancy
of neurotic and neglected young people is: “They should pay more attention to me!”
The result is dissatisfaction and pressure on the environment.
2I am grateful to my colleague Dr. Wexberg for the communication about an imaginary
theft that obviously represents the subjugation of the father. (see endnote)
I have described another way in which children often appear to be superior to their
parents in the Psychische Behandlung der Trigeminus-Neuralgia.3 It consists of the
following: in remembering earlier or in imitating unknown deficiencies, a state of
apparent stupidity, blindness, deafness, limping, stammering, enuresis, messing with
excrement, awkwardness, lack of appetite, nausea, laziness and negligence is
maintained in the fight for superiority or as if to take revenge. Gradually, the psyche
will form from these preparatory psychic gestures with which the child responds to the
feeling of depreciation; psychic predispositions that create a directing line in the
neurosis in accordance with the picture of the symptoms: act as if you are forced to
provide security, the feeling of superiority, by means of this deficiency, by means of one
of these needs. The goal of this manner of drawing attention to oneself by unpleasant
behavior is clearly the gratification of vanity and it will frequently put the patience of
the environment to the test. It is also active as a form of revenge when equality is being
denied. Often, the only difference with malingering as such is that the superiority does
not always evoke the phenomenon at first, but that the ready predisposition for the
symptoms is incorporated into the untouchable stock of memories as an automatic
safeguard against the fear of depreciation, more or less as the dexterity of a virtuoso is
always at the ready to react to appropriate demands.4 The entire host of neurotic
symptoms—blushing, headaches, migraine, fainting, pain, tremor, depression,
exaltation, etc.—can be traced back to these ready-to-use psychic attitudes.
In the case of a normal direction of the goal, too, certain demands are not always
met by thoughts and speech, but with a certain frequency also by body parts, the blood
circulation, the respiratory organs, etc. Laughing, crying, facial expression, the ‘wide
open eyes and mouth’ in case of surprise, are some examples. In the well known jocular
questions: ‘What is compact?’ ‘What is a spiral staircase?’ ‘What is a church spire?’
one may see an entire complex of movement being played out. This is not different in
the failures mentioned above, the system there is just more extended and veiled.
One of the facts which my method of observation enabled me to establish is
concerned with the more or less conscious inferiority feeling of all girls and women,
which is brought about by their ‘femininity’ towards men. This alters their psychic
existence to such an extent that they will always betray certain characteristics of the
‘masculine protest,’ most often in a circuitous form following apparently feminine,
inferior traits as they were depicted in the previous group. Education as well as the
necessary preparations for the future force them to express their superiority, their
‘masculine protest,’ by following devious ways, usually in a resigned manner. In all
cases the characteristics of ‘emotionality’ (Heymans) are clear enough, a desire to
dominate, greed, envy, coquetry, an inclination to cruelty, etc., are often so conspicuous
that they can easily be unmasked as compensatory masculine characteristics, arranged
according to a masculine directing line. After me, Parkes Weberg (Lancet 1911) has
found the foundation of hysteric phenomena in this type of security against
depreciation.
3 See Praxis und Theorie der Individualpsychologie, l.c.
4It follows from this that if some kind of malingering is established, the analogous
theory of organ inferiority, in particular with his assertion of the schizothyme, could
possibly fail to notice the systematic arrangement in neuroses and psychoses revealed
here, and that he does not make allowance for the gap between humoral influences and
the psyche.
That this powerful construction is the result of original feelings of depreciation
demanding compensation becomes apparent in more thorough analyses. Occasionally,
the apperception of a depreciation or of an analogous anxiety or some such desire will
take place according to the picture of the antithesis between man and woman, as a result
of which the elevation of the feeling of self-worth is experienced and valued as
masculine, a depreciation as feminine. Or in fantasies and dreams the idea of castration
(feminine) replaces the feeling of depreciation. Very often indeed the masculine guiding
line, which already played an important role in the previous history, penetrates into the
neurosis as a dominant or secondary component, and accentuates masculine
characteristics as soon as the feeling of self-worth is called into doubt, which as a rule is
very striking in women. Simultaneously, a retreat from society and the useful side of life
will take place.
Apart from the disposition to jealousy, one may find among female neurotics a
number of other symptoms that develop from the attachment to the masculine guiding
line. They are generally averse to love, more in particular to sexual relations, and may
come up with a great many reasons for this, if not the true one, which is their
dissatisfaction with the female role and the fear of defeat, and they will attempt to carry
through an act of ‘masculinization’ as far as possible. This aversion to love and
marriage will either continue throughout life, or this change of form of the masculine
guiding line may develop through the years an inner contradiction—the fear to be
unable to hold on to the husband will press on the feeling of self-worth and produce, in
constant fluctuations, neurotic erotic impulses. These fluctuations are caused because
the new directing line—to win a husband and by doing so, to elevate the feeling of self-
worth—already carries within itself its contradiction: decrease of the feeling of self-
worth by means of feminization. In these cases, the symptom of neurotic skepticism will
often be roused, extending itself even to the most banal areas, until one finds out the
hermaphroditic substance of the actual situation from which the inclination to waiver
and doubt issues forth. Every decision calls forth a counter-impulse in the counter-
consciousness (Lippsj), which is then experienced and valued according to the antithesis
‘masculine-feminine’ so that the female patient is playing a feminine as well as a
masculine role, either simultaneously or successively. The following case may serve as
an illustration of this condition:
A thirty year old woman, who is earning her living by teaching, introduces herself
complaining about restlessness, constant doubt, insomnia, and ideas of suicide. Since
the death of her father she has been taking care of the entire family, representing,
therefore, the man, the bread-winner, and in her fantasies and dreams, she is a beast of
burden, the horse pulling all the load. She works until she is exhausted and sacrifices
everything for her brother and sister. As far as she can remember, she always wanted to
be man. As a child she had rough, boyish characteristics and in her fifteenth year she
was still taken for a boy when bathing.
In his work on the status thymico-lymphaticusk, Neusserl has drawn attention to
physical characteristics of the opposite sex that occur in the case of this constitutional
anomaly. In my own work concerned with neurology, I have also drawn attention to the
occurrence of physical characteristics of the opposite sex and I was able to prove that
the neurosis makes frequent use of them, either to emphasize the inferiority due to
feminine influence or the masculine protest. The earlier observations of Fließ, who has,
with Halban, drawn my attention to this field, are not concerned with the psychic
mechanism as I understand it. Exaggerated, untenable suppositions of a physical,
opposite sexuality are very frequent indeed and mistakenly presuppose the presence of a
psychic opposite sexuality.
In a variation that is also quite common, the patient reveals her masculine protest
immediately, on the very first day, by emphatically refusing free treatment. She
emphasizes several times in succession that she does not want things to be given to her,
and subsequently explains this in a way already familiar to me, namely, that it would be
unmanly to receive gifts. That is why she had always refused them. On the other hand,
she herself likes to give, and, particularly in her fatherly role within the family, she
often does.
I want to stress one fact from the history of her disease as important, namely that
an uncle made an attempt to rape her when she was nine years old. In her terror she had
remained passive, but she had never mentioned the attack. After her neurosis had
developed somewhat, she forced herself to think that she had been a sensual creature
even when she was still a child, and capable of giving herself to anyone. And things had
remained like that until the present. Thus, we see the practical application of a memory
for the purpose of security with which we are already familiar; for the result of her
reasoning had been that until her thirtieth year she had avoided all men.
From her tenth year until five years ago she had been masturbating eagerly, she
said. She developed an extremely strong feeling of guilt because of this, strengthening
the conviction of her sensuality, and she concluded that she had made herself unworthy
to marriage forever. This conviction was bound to influence further the attitude she
adopted to men.
The usual role of masturbation in the neurosis is that security in the relationship
with the partner is effectuated by an arrangement of a feeling of guilt,7 and
simultaneously by its consequence that one may dispense with the partner. The analogy
with cases that undertake to find a similar security by means of accentuating a
childhood disease, enuresis, or stammering, or by neurotic symptoms is obvious. The
original inferiority feeling remains in the background, as a container that fills itself with
fantasies of depreciation and feelings of guilt, and forces the patient to circuitously
reach the masculine directing point. The behavior of our patient is constructed
according to the guiding line: “I want to be a superior man, I do not want to play an
inferior feminine role.”
7 The primary problems of conscience with masturbation are the consequences for,
and at the same time the safeguards of the insulted feeling of self-worth. In the neurosis,
these safeguards, often while maintaining masturbation, are accentuated and
purposefully arranged within the plan of life: auto-eroticism thus develops into the
symbol of the plan of life from which a compulsive character then derives. The
compulsion establishes itself as the result of the elimination of the normal erotic goal.
The plan of life, however, is as follows: isolation, dismissal of the community feeling,
and elimination of any capacity to
A number of years ago, a compulsive idea took hold of her that clearly reflects our
ideas of neurosis. The patient believes that she had by masturbating lost a protruding
part of the genitals, which, in her description, resembled a penis. Now she had become
completely unfit for marriage for she could never survive if her husband would hear of
her vice. The safeguard, therefore, seems to be very successful and one can clearly see
how she opposes her fictional, masculine guiding image to her actual femininity,
accentuating the latter, and experiencing it as inferior, and yet by this very expedient
she safeguards herself from an actual feminine role in reality.
Among the auxiliary lines of her characteristic tendencies, ambition and an
inclination to depreciation were particularly noteworthy, the former within her family,
in her art and towards her female friends, the latter in the rather rare contacts she
maintained with men. Both these characteristics, at any rate, aided her in keeping free
from any social obligation, and to concentrate herself entirely on the family, which is
nearly a regular phenomenon in women developing a fear of men in their masculine
protest.
Yet in the course of time even this safeguard, as strong as it may seem, could not
satisfy our patient’s personality ideal. Her female friends left her to marry, and when her
younger sister, too, became engaged, her guiding line had became untenable, because
her ambition also strove for ‘domination of men.’ Basically, she decided, as neurotic
women with an increased feeling of insecurity usually do, to take the first man who
would come round. She went to a masked ball where she met a respectable man who
wanted to become her husband after a short friendship. During a trip she gave herself to
him because, as she said, she feared that when he would touch her he would become
aware of her deficiency and consequently of her disgrace. And she would rather let
anything else happen to her. When later the man insisted in a friendly way that she
could freely tell him whether he had been her first lover, and why she had become so
cold, she cruelly disappointed the well-meaning man by telling him the lie that she had
already had a relation with another man. After this, the man had broken off the affair.
It is easy to figure out what happened next. The patient, constantly grieving about
another loss, that of her masculinity, once more considered herself
devotion—while the striving for power finds assimilation into the community an
obstacle. Contact with the community maintains language, sexuality and love,
professional occupation and the willingness to act most strongly. The neurosis will
come into destructive action at these points. Every neurotic possesses the type of
eroticism that corresponds to his neurotic plan of life.
degraded and deprived of her triumph. She retracted her lie, which, she afterwards
tried to explain to me, she had told to hurt the man and to punish him for the defeat he
had made her suffer, to devalue him, to deprive him of his triumph. She explained all
this to him as well, but he withdrew entirely, largely because he feared further discord if
he would marry such a neurotic woman. As a result, our patient fell desperately in love
with him and made him into a god, spending her nights lying awake and thinking of
him, swearing an oath to have this man or no man as a husband. However, in saying
this she clearly expressed that she would have no one, for this marriage was to all
human probability lost forever. And so, by various expedients of her neurosis, she had
eventually returned to her old guiding line, had acquired a fictional ideal, but as yet
rejected the feminine role by the time she began her treatment.
In psychotherapeutic treatment, particular attention should be paid to prevent
oneself from becoming a victim of the patient’s depreciating tendency in its unseeing
activity, which will often use the condition of the disease to rob the psychotherapist of
his value. The patient may do this by following the ordinary course of his disease,
though in sharper distinctions, by accentuating symptoms, or letting new ones come to
the surface, by trying to create tense relations, not infrequently situations of love and
friendship, always, however, with the intention guided by his neurotic goal of gaining
mastery over the physician, to degrade him, force him into an ‘inferior’ role, and
destroy his value. The tactical and pedagogic expedients needed to take the force out of
this fight of the patient’s against his physician, to make it understandable and so use it
in order to demonstrate the neurotic behavior of the patient in all its aspects, will
become the most important element in the recovery. Yet one should not underestimate
the silent protest of the neurotic either, and expect its occurrence even to the very end of
the treatment, and particularly towards the end one should stress it quietly, objectively,
as the self-evident aggression and power policy of the patient and identical to his
neurosis by furnishing neurotic predispositions and characteristics. Freud’s hypothesis
of the transference of love will have to be discussed at a later stage. It is nothing but an
expedient of the patient to rob the physician of his factual superiority. Bezzolam and
others as well have described the circuitous ways in which neurotic patients attempt to
degrade the physician. Without exception, the neurotic guiding line that must assure the
patient of his superiority will be revealed. The neurotic will find the most obvious
manner to deploy his aggressive impulse in holding on to his symptoms, because these
are themselves part of his aggressive tendency. An extract from a female patient’s
medical history, shortly before treatment would finish, demonstrates that this
devaluation, directed to the physician in the form of a hostile attack, is one of the
psychic predispositions of her masculine protest. The patient was treated for anxiety
and crying out during the night. She was a virgin and 36 years old. I want to begin the
description of this neurotic picture with the following dream:
“I am lying at your feet and reach out with my hand to grasp the fabric of your silk
clothes. You make a lascivious gesture. Then I say laughingly: you are no better than
other men after all! You confirm this by nodding.”
Those who would place the sexual wish-motive in the foreground by following
Freud’s interpretation of dreams will not be at a loss for interpretation; it would not be
at all difficult to satisfy the demand for a sexual basis for this dream. Similarly, it would
be quite easy to satisfy oneself, as indeed the patient herself had already done before, by
bringing out a reminiscence from her childhood in which she had been courting her
father in an identical manner; after all, her neurotic safeguarding tendency had long
before already collected all cautionary experiences with exaggerated care, in order to
preclude a repetition ‘anaphylactically.’ Indeed, one might easily get the patient’s assent
to put down the occurence of memories of identical alignment and present experiences
to her actual ‘repressed’ impulse of the will. For her neurotic psyche is trying to find
such exaggerations or even real reminiscences and turn them into an operational base
by establishing the conviction of the patient’s inferiority, of her guilt, of her depravity,
of her too great femininity, in order to fight with even greater vehemence for her
masculinity and increase her caution. This increased masculine protest, however,
flowing forth from the deficient, careful perspective of the patient, can of course only
increase the neurosis. The destruction of this perspective at first, of the foundation of
the neurotic apperception, and the obstruction of the fictional influx into the masculine
protest, and finally an alert understanding for the superstitious belief in an abstract
guiding line and its idolization, are the levers which must be put in motion to do away
with the neurosis.
Our patient had started a relationship with a married man about the time of this
dream. As he forced himself on her and invited her to his home when his wife was on a
trip to the seaside, she had many reservations, which I strengthened considerably.
Notwithstanding this she kept up the relationship and was playing with fire because, as
she said, the impatient writhing of the man amused her. Her behavior was, moreover, a
hostile action directed against her relatives and also against me, the cautious
admonisher. Her own view could be interpreted as a cheap excuse. However, the
patient’s earlier history, her behavior during the twenty years of her disease and during
treatment clearly showed that she was under very strong influence of the masculine
protest, and that although she might be demanding the subjugation of the man, she was
compelled to dismiss a feminine role with anxiety and terror—she was suffering from
states of anxiety and crying out in terror at night. The essential point of her psychic
behavior consisted in the fear of the man to whom she believed she was not equal, a fear
that she sought to compensate by her own masculine behavior and the depreciation of
men in general.
We may now proceed, perhaps, to attempt an interpretation of the dream. She is
exaggerating her psychic dependence on me and establishes this conviction by
incorporating it in a dream image, an expedient particularly suited for the purpose. ‘As
if I were lying at your feet.’ This ‘being below’ is taken as an operational base, and we
are justified in our expectation that the construction of a fictional feminine role follows
the masculine impulse as may indeed be demonstrated in any dream. She reaches
upward with her hand. The sequel proves my emasculation, the transformation into a
woman: I am wearing silk clothes. An identical psychic mechanism of devaluation is
woven into the rest of the dream. I have warned the patient—in the dream I make the
lascivious gesture that her seducer had been guilty of, that is to say, I am on the same
level, ‘I am no better than other men after all.’8 What is more, I have to be silent in the
dream and make an affirmative gesture. The opposite idea, that I might be better, is
unbearable by the patient, because by giving me a kind of superiority it gives rise to the
obviating and securing dream-fiction, constructed on the neurotic perspective. The
patient can feel secure only when all men are in principle equally bad. Then she is back
to her old guiding line and feels superior. Her superiority is reflected in her smile, and
in my silence as well. It is an essential factor in my interpretation of dreams to point out
to the patient how she is falsifying, making up arguments from thin air. This is in no
way different from what she does when she is awake.
Attention should be paid to the circumstance that she began this first dangerous
relationship with a married man. In all such cases, one can prove that such a
relationship is a safeguard against marriage, usually against sexual intercourse as well.
The masculine guiding line is preserved but reality asserts itself by the infusion of
feminine inclinations and emotions; it is, as I have so often pointed out, a masculine
protest by feminine means, which reminds us of the facts in the case of psychic
hermaphroditism. Finally, the superiority over the lawful wife makes itself felt in the
triangle, which immensely increases the driving force in all analogous cases.
Now, if we proceed on the lines of a comparative psychology and wish to bring the
components of this patient’s apperceptive basis to conscious expression, if we ask
ourselves the question: where did the patient get this predisposition, this psychic
preparation, to emasculate the man with the feminine instrument of her impulse to love,
and in doing so, simultaneously to elevate her masculine feeling of self-worth and
surpass a woman?—then the answer is: from her relation to her father and mother.
There she has received the preparation to approach the father as a concrete guiding
image with love and esteem, learned how to control him and thus had shown herself to
be superior to the mother. By abstracting from the masculine protest of the neurotic
child and by putting these events into the analogy of a sexual scheme oneself, as the
neurotic does so often, the ‘incest complex’ will result. One may now, as I have shown
in my earlier work, extract from the ‘incest complex’ what the masculine guiding line
has brought into it, namely, the safeguarding of the feeling of self-worth as a condition
for love. In psychoanalytical literature, the assertion keeps cropping up that the
neurotic’s libido is fixated on the father or on the mother, as a result of which he is
seeking similar conditions for love, actually the one parent that he loved. The only real
condition for love in the neurotic is provided by the ‘will to power and appearance.’
And this guiding point is what the neurotic is seeking with as much caution as possible,
but yet immutably, with all his well-developed, preventive preparations, created to be
inflexible and of exclusive validity by the safeguarding tendency and resisting any
change. The significance of the conditions for love is no other than that of the
safeguarding of the feeling of self-worth, the exclusive effect of which betrays even
more clearly that the driving force should be sought in the masculine protest, which has
already created the appearance of an incest constellation as well. Where, as in many
cases, the fixation on one of the parents comes to light very clearly, it has been
purposefully9 construed, arranged in order to avoid a decision concerning other
partners, to evade love and marriage. For the neurotic has usually destroyed, or at least
left undeveloped, the predisposition to love and marriage as being inconsistent with his
not very social final goal.
8 Generalization is an expedient of the neurotic that may regularly be found, after
all, he is constantly straining after the ‘secure’ fictitious guiding line. Without
generalization, his outlook on life and the neurotic, basic attitude that originates from it,
would collapse on itself in the face of the many forms in which life manifests itself.
The most original of triangular relationships, however, the ‘incest situation,’ will,
on closer examination, resolve itself into an asexual affair forced by the ‘megalomania
of the child,’ an affair that will even at this stage reveal all neurotic characteristics of
the predisposed child: envy, stubbornness, insatiability, precocity, desire for dominance,
and lack of community feeling. The motivation to maintain suitable memories, to falsify
them, to exaggerate traces of reminiscences, is furnished by the fear of a defeat in life.
And when the sexual impulse has really made itself felt, when the child had been
confronted with the possibility of incest, the memory will be preserved as a terrifying
mark, as a memento. The neurotic psyche is guided not by memories and
reminiscences, but by the fictional final goal, which has drawn all useful applications in
its favor into the form of predispositions and characteristics. It hardly makes any
difference when these reminiscences are ‘repressed’ by the feeling of self-worth,
pushed into the unconscious, as long as the synchronous attitude remains. In any case
the neurotic character and all the other psychic gestures with their unconscious
mechanism are opposed to becoming a part of the community.
This was also the case with our patient. She could indicate by example that she
wanted to bring the father over to her side, that indeed she had succeeded by carefully
reacting to his way of thinking and his wishes. To tear him away from her mother had
been easy for her. When she was fourteen she began to avoid his kisses because they
gave her a strange, erotic feeling. In order to clarify this arrangement I add here that the
patient had been showing traces of neurosis since her twelfth year. The situation she
was in at the time permits us to understand the reason for this safeguard by means of the
construction of erotic preparations. She had always been an unruly, boyish creature,
who had by then already learned to feel the power of the sexual stimulus, and had been
practicing masturbation for quite some time. Around this time, too, men began to make
advances to her, to which she reacted with extreme anxiety. For some years the
safeguarding tendency had been manifesting itself to such an extent that the patient had
strengthened her anxiety predisposition, which in its turn had been built up from
original, genuine feelings of anxiety, and now she could, whenever she feared a
depreciation in the sense that she had to play a feminine role, carefully observing every
possible cause, evoke in herself a state of anxiety by hallucination, could predetermine
it so to say, for example, a state corresponding to that of an eventual pregnancy. This
anticipation and hallucinatory evocation of symptoms, corresponding to the fear of a
future defeat, are the work of the preparatory safeguarding tendency and they constitute,
as I have shown before,10 the essence of hypochondria, phobia, and numerous
neurasthenic and hysteric symptoms. I want to briefly mention here that the essence of
delusion is also founded on a comparable dogmatic, anticipatory representation of a fear
or a wish, offered by the safeguarding tendency in order to improve verification in a
phase of great insecurity, and strongly dependent on the fictional guiding line for the
protection of the feeling of self-worth. When our patient, in her state of anxiety,
preemptively foresaw that a potential loss of prestige was to be expected, she found
herself to be safeguarded best by holding on to that state in an hallucinatory way.
Occasionally, the hallucinatory stimulation needed a further intensifaction: and so the
patient came to the safeguarding obsession that she had killed a newborn baby. During
the analysis this fear of men, occasionally degenerating to agoraphobia, appeared to be
connected to certain admonitions of her mother. This means that the patient even went
so far as to pick out from her memories words of the mother she was always fighting in
so far as these were suitable for providing security.11
9According to the plan of life, the finale.
In this preparatory act an event occurred that threateningly demanded the hurried
extension of the safeguarding predisposition: one of her cousins gave birth to a child
out of wedlock, a fact that brought out great disappointment in this respectable middle-
class family, particularly as the seducer made himself scarce. Our growing
understanding of this woman allows us to understand why this event inevitably
precipitated the extension of the neurosis, and how it came about that the words of the
mother, whom she held in low esteem, were imparted with a higher value. The patient
had been a wild, unruly girl of great physical strength ever since her earliest childhood,
always preferring to play boys’ games and despising with extreme distaste anything
feminine. She can still actually remember how violently she refused to take part in
playing with dolls or doing needlework. The personality of her father towered over that
of the mother to a remarkable degree. An unmarried aunt who lived with the family of
our patient took pleasure in her masculine manners, showed some growth of beard and
had a man’s voice. To these strong and constantly recurring memories, one was added
from later years that gave the tendency that had dominated our patient since her
childhood—the wish to become a man—sufficient resonance, namely the memory of
how a female student she had known for many years in school, a pseudohermaphrodite,
had changed into a man. These and similar communications, a special interest in
hermaphroditism, for instance, are sufficient in my experience to come to the
preliminary conclusion that such patients wish to strip off their apparent femininity and
that it is of no consequence whether they are male or female; they want to adopt
masculine characteristics as if they fully believed that they were capable of a
metamorphosis, and they are continuously attempting to push forward into the
masculine role they consider to be higher. Among these attempts—corriger la fortunen
—two are of particular interest to us: the construction of the neurotic character and the
neurotic preparations in the form of the neurosis and their symptoms.
10 See ‘Syphilidophobie.’ In: Praxis und Theorie der Individualpsychologie, l.c.
11Incidentally, the mother was not supposed to be right with her apodictic threats, she
had mainly caused bad things. One of my patients was always picked up from school
when he was a child. As so many children, he experienced this patronizing treatment as
degrading. When his escort failed to come one day, he waited outside the school
building for five hours, until his terrified parents found him. Similarly, the little
Nietzsche repudiated his educator by calmly walking home through the pouring rain,
step by step, and then replied to his frightened mother’s reproaches: I was taught that
good children must walk home properly, without running or romping. (See endnote ‘n’
on page 146.)
Among such patients, quite a common characteristic that I would like to bring
forward is that they often demonstrate an inclination to be naked and frivolous,
particularly in their childhood or in later life, in dreams, in fantasy, or in the neurotic
attack, when they tear the clothes off their body, or in psychosis, when they undress, as
if they could dispense with the shamefulness that they value as feminine. One may see
from these instances that one perversion, that of exhibitionism, does not arise from from
a ‘congenital sexual constitution,’ but that the neurosis, safeguarding the feeling of self-
worth, is striving to suppress, to repress inferiority feelings, because the burning desire
to be a complete man, to be of higher value, finds expression in this neurosis. The
sexual jargon in this is nothing but a form of expression, an ‘as-if,’ and the sexual
contents of ideas or facts only a symbol of the plan of life. The feminine, exaggerated
shamefulness of such patients is also an expedient in the opposite direction, in order to
obscure the lack of masculinity.12 In these cases, shamelessness is a substitute for the
desired masculinity, it is masculine protest, whereas a marked increase in shamefulness
frequently points to painful lines of reasoning about resignation, and therefore will
often generate feelings of protest of a masculine type, which are notably strengthened
by the lines of ambition, of the desire to be above, of the desire to have everything, of
obstinacy. In the further development of the neurosis, the inclination to conquer and the
desire to overpower as well as the tendency to devalue others may also assert
themselves in the form of hostile fantasies of castration and their rationalizations.
Tendencies to make the partner helpless, to experience the proof of superiority, which
regularly constitutes the essential content of the exhibitionism, may often be found.
Occasionally, one may interpret the lack of tidiness and indecency in girls as a sign of
the surfacing fiction: I want to be a man! Originally, however, these deficiencies are
signs of pampering.
12 A. Adler, ‘Männliche Einstellung bei weiblichen Neurotikern (Venus Dream).’
In: Praxis und Theorie der Individualpsychologie, l.c. In the ‘masculine’ substitute
activities that appear at this point, and pointing beyond them, the feeling of their
insufficiency is clearly visible. In very serious neuroses and psychoses (melancholy,
dementia praecox and paranoia), the sense of hopelessness that is felt, the lack of faith
in the eventual triumph of the egocentric ego, will lead to a revolt against all of life and
against the community. Similarly, this is so in the case of suicide.
All of these characteristics, however contradictory their origins may seem from
time to time, were active in one direction towards the fictional final goal of this patient.
It was not difficult to discover, as a prerequisite for her masculine attitude, a stage of
insecurity in her early childhood in which she cherished the hope, with a lack of
understanding but guided by a certain streak of character and her compensatory
ambition of transforming herself at some point into a man. This final goal, to develop
from a hermaphroditic condition (Dessoiro) into a man, is easy to perceive if one
interprets her boyish behavior as a preparation for her fictional expectation. Her
inclination to put on boys’ clothes also belongs here, a phenomenon that, as with
Hirschfeld’sp transvestites, originates in the psychic dynamics as we have just described
them. Her guiding image became particularly clear in the childish fantasies and
daydreams of her childhood. Under the influence of fairy tales and myths (Dwarf Nose,
A Thousand and One Nights, etc.) she imagined that she underwent the most varied
transformations, sometimes believing she had been changed into a nix or a mermaid,
the lower part of whose body ends in a fishtail—as if this referred to a particular
meaning. In connection with this, a clearer neurotic symbol began to set in at this time
as well. Occasionally she was unable to walk, as if she had a fishtail instead of legs.
Added to this was a shoe fetishism that also points towards the masculine direction and
that developed in such a way that she had to wear big shoes, we might call them men’s
shoes, because otherwise her feet would hurt. From Ovid’sq Metamorphoses, that in her
fanaticism for reading she laid hands on very early, she borrowed another image which
she allowed to pop up in her dreams even during treatment: that she changed in such a
way that the lower part of her body ended in a deeply rooted trunk. In this and similar
ways she gave herself the answer to the question concerning her future sexual role,13
the transformation of which she wanted to be brought about, as do all neurotics in their
cowardice for life, by a miracle, a magic charm, not by her own power.
It will not surprise us to find in this and similar cases that her masculine final goal
also influenced her attitude towards women. In her preparations for the future, love and
sexual relations must also have their place, and so we soon find our patient as the ideal
masculine protector of a younger and weaker sister. Particularly noteworthy,
furthermore, were the sadistic acts that she committed against little girls and servant
girls, but also against weak, girlish boys. In this way we find in our patient’s masculine
guiding line an interlocking of secondary characteristics, supporting auxiliary lines of
homosexuality14 and of (masculine) sadism, whose arrangement is the result of the
expansion of the masculine arrangement of predispositions, and which were chosen as
the only possible substitute of masculine sexuality by its neurotic, tendentious
apperception from those of life’s impressions that provided sufficient basis. These two
perversions, as is still to be shown, are also deviations and neurotic expedients,
secondary guiding lines, that have developed from the exaggerated masculine protest.
The question concerning the constitutional basis of perversions is entirely irrelevant,
since the safeguarding neurosis, choosing its material tendentiously, may link up to the
most innocuous relations, furnishing them at the same time with a dimension and a
significance that may become limitless, whipping them up and lending them extreme
value if this is necessary for the neurosis.
13In one of Ovid’s Metamorphoses, by the way, a nymph of Apollo desires to be
insecure makes it necessary for him to begin using stronger means: anxiety instead of
other people’s morality — hypochondria where other people use caution. Our patient
had, at
A further direction of our patient’s perversions, one of which she was only dimly
aware, consisted in a fellatio fantasy. The actual facts available concerning this, which
were applied in the neurotic activity of her fantasy, were exactly known to her. She had
always had a very sweet tooth and even as a child she had been a slave to this addiction.
Even today this characteristic often asserts itself. However, it had happened not
infrequently that she had taken revolting things into her mouth without any disgust. In
her flight from the feminine role,16 our patient attempted temporarily to imagine that
this perverse situation was possible, since it was in particular the actual event of birth
that seemed to her unacceptable and specifically feminine, as appeared from several
details from her case history. The suggestion came from a conversation that she had
overheard. The perversion was asserted by an unmarried female neighbor who was
living comfortably on her own. Put off by men at an early stage, the patient nevertheless
tried on occasion to keep in touch with reality and found the way to this perverse
fantasy in the avoidance of the act of birth, supported by her readiness for disgusting
procedures, experienced and trained in an exaggerated way. But even this was opposed
by her masculine protest. When she cried out at night it was usually because of
tentatively arranged dream situations of this kind, and with this masculine protest of
crying and of safeguarding anxiety she reacted to the unreasonable demand of a
feminine-perverse role that she put on herself.
The psychic attitude of the patient as we described it initially shows the essential
difference. There were, however, still some remains of her fear for men and her
masculine protest present, which after a short while made room for normal behavior.
What might set one thinking was the inception of a difficult, socially inferior situation
that could only be put aside by further interference. Yet, could there possibly be a much
more favorable solution to the problem of this patient, who is no longer young, without
means, and has been robbed of all social connections by the continous neurosis?
However great the force and obstinacy inherent to neurotic symptoms and the
neurotic character may be, they also often show the kind of changeability and frailty
that made them catch the eye of many authors. The character of fickleness, moodiness,
suggestibility and impressionability (Janetr, Strümpells, Raimannt, and others) was not
unjustifiably pointed out as an important sign of a psychogenic affection. However,
attention should be drawn to the fact that in psychic phenomena, which—as we have
demonstrated—represent only means, means of expression and purposive dispositions,
variability itself must often be preserved, since after all it may appear as an auxiliary
line and serve the fictional final goal, the elevation of the feeling of self-worth. The
neurotic self-assessment will certainly take this vacillation as the starting point for
reflection once again, and by means of the purposive strengthening of suggestibility it
will exaggerate opinion by means of its own weaknesses, support it with far-fetched,
usually falsely evaluated memories in order to gain by neurotic means an increased
impetus. This is demonstrated in the following case. In Vienna, a short while ago, a
physician demonstrated in a public session examples of suggestion in a waking state,
which were indeed successful with a certain lady on a number of evenings. When this
same lady was expected to come forward for a demonstration once again, she
responded, as if she wanted to take revenge, with an attack of hysteria that was so
strong that the physician was forbidden by the police to hold further lectures. In
psychotherapeutic treatment one must expect the patient to increase his masculine
protest, his dispostion to attacks, at any time, and one is forced above all to obviate this
reaction. The patient will experience any improvement in his condition as coercion and
defeat, and often a deterioration will follow for no other reason than that improvement
has taken place previously. The manifold, ambivalent (Bleuleru) traits, arranged in polar
fashion, of the neurotic and the psychotic build themselves up on the hermaphroditic
split of the neurotic psyche and obey only the personality ideal, safeguarded as it is by
hypersensitivity and great caution. Their coherence, if perceived correctly, will
invariably disclose an image of psychic unity, for instance on these lines: ‘because I am
weak, irresponsible, tender-hearted and inclined to submit, I must act as if I were
strong, cautious, hard, and dominant,’ in which certain parts of this ‘ambivalence’ will
always, depending on their particular nature, manifest themselves more distinctly. The
compensating other parts will then remain hidden in the background.
the same time, delusion and anxiety where other girls still manage with morality
and caution. The same is valid for hallucinations and delusions instead of caution, fears,
and consolation.
16See The Problem of Homosexuality, l.c.
The long list of Don Giovanni’s lovers, which is kept by his servant Leporello in
Mozart’s opera.
b Don Juan
(25 – 48 BC): Roman empress, the third wife of the emperor Claudius, whom she
controlled completely. She is well-known for her plotting and scheming and putting
people she disliked out of her way, as for instance Seneca; eventually she was executed
herself.
d Immermann, Karl: Münchhausen: Karl Friedrich Hieronymus Freiherr von
Münchhausen
(1720 Bodenwerder an der Weser – 1797): Officer and landowner, nicknamed the
‘lying count’ because he was well-known for the stories he made up about his
adventures in ‘Baron Münchhausen’ (1786, enlarged in 1788). Karl Immermann (1796 -
1840) adapted these stories into a novel, under the title ‘Münchhausen. Eine Geschichte
in Arabesken’ (1838-39).
(footnote 2 ) Wexberg, Erwin
(1889 Vienna – 1957 Washington D.C.): M.D., psychiatrist and one of the first
members of the Association for Individual Psychology, he was one of its most
productive
collaborators in Vienna. He was a go-between for the socialist wing and in opposition to
the later, ‘metaphysical’ Adler. He stressed the importance of the medical-biological
basis. In 1934 he emigrated to the USA where he was active as a psychiatrist.
e Ibsen, Henrik: Pretenders to the Crown
See endnote on page 121. ‘Pretenders to the Crown’ (1864) is a historical drama in
five acts, about the struggle for the Norwegian throne between Hakon and Skule in the
13th century. Skule eventually must admit that by his attempt to seize power he has
destroyed his own and his family’s happiness, and he allows himself to be killed
without resisting.
f Schumann, Clara
(1819 Leipzig – 1896 Frankfurt am Main): A gifted pianist and composer since
early childhood, who in 1840 married Robert Schumann.
g Weber, Frederick Parkes
(1863 – 1963): He was connected to the German Hospital in London for over
fifty years (from 1894), and in 1921 became the first Mitchell Lecturer at the Royal
College of Physicians in London. A clinician, he occupied himself with several fringe
areas, such as medical problems in life insurance, balneology and climatology. Adler is
referringto his publications of 1911-12 (The association of hysteria with malingering:
the
phylogenetic aspect of hysteria as pathological exaggeration or disorder of tertiary
phylogenetic aspect of hysteria as pathological exaggeration or disorder of tertiary
36).
h
Jassny, A.
Refers to his ‘Zur Psychologie der Verbrecherin’, in: Archiv für Kriminal
Anthropologie und Kriminalistik 42, 1911, 90-107.
i pollice verso
‘set your luck right’. From Lessing’s ‘Minna von Barnhelm’, where the
cardsharp Riccaut uses it to justify himself. Occurs first in the Fifth Satire of Boileau
(1636 – 1711).
(footnote 11) Nietzsche: good children Based on a story by his sister.
o Dessoir
a poet,
he was banished by the emperor August, officially for his ‘Ars amatoria’ (The Art of
Love), but it seems probable that the disputes around the emperor’s succession had
something to do with it. His ‘Metamorphoses’ — the alteration of creation as a poetical
principle — relates the history of the world in fifteen books, from chaos to its
apotheosis
in Julius Cæsar, connecting literature, didactics, epos, and the teachings of the Stoics
and
Pythagoreans.
(footnote 14) Moll, Albert
(1862 Lissa – 1939 Berlin): Professor, neurologist and sexologist, one of the
‘classics’ of sexualpathology, who occupied himself with hypnotism and the
unconscious. In a wider sense he was a member of the ‘Nancy School’ (hypnosis
therapy
of Liébeault, Bernheim). The broader definition of the term ‘libido’ as a ‘sexual
impulse
in an evolutionary sense’ goes back to him (1897/98). He extended Dessoir’s (see
endnote ‘dd’ on page 81) ideas about the two evolutionary stages of the sexual impulse
(differentiated and undifferentiated). He opposed Hirschfeld’s (see earlier note) theory
about homosexuality and was a keen enemy of Freud. In 1926 he organized the
International Congress for Sexual Research in Berlin, where Adler also read a paper.
r Janet: suggestibility
Dohrn
1902-1903.
3The faith in one’s own charm is so strong that all resistance will lead to new efforts.
as rides on streetcars, society, theaters, etc., provide suitable signposts to retreat from
society. The increased sympathetic understanding for the saving fiction will then show
the ‘real’ symptoms.
The fact that I fall asleep in the dream assigns me to a position identical to that of
her husband. The patient feels it as a strong depreciation that her husband, a much
overworked manufacturer, often goes to sleep before she does. The emasculation of the
man is her response to this, as well as prolonged insomnia, whose constructive
significance lies in the fact that it allows the patient to operate against her husband.
Now she can refuse him his right as a husband and turn him out of the bedroom, at first
in the middle of the night, later permanently. For he ‘snores, and makes it impossible
for her to go to sleep.’ Our patient would easily have found another argument if this
would not have been available, and it would be a serious mistake to exclude a neurotic
construction, for example, because the neurotic happens to be right. In order to prove
that he is ultimately right, the patient will often argue persuasively; the neurotic stigma,
however, rather lies in the tendency to make his superiority visible by all possible
means. Litigious paranoia for instance, demonstrates this mechanism even more
clearly. Our patient’s neurosis, moreover, continues to develop more safeguards. In
order to put her insomnia on a firmer basis, it adds a hypersensitivity of hearing. Its
mechanism consists in a tendentious overcharging of the attentiveness of her auditory
functions, so that we might say: in order that even the slightest sound will wake up the
patient, as soon as she falls asleep. This allows her, still awake in the morning, to sleep
far into the day and so to avoid the feminine household duties, just as she had escaped
her mother’s dominance by stage fright and cramp in her fingers.5
This and similar cases also taught me how suggestibility is in the service of the
safeguarding tendency, either to allow the patient to obtain from mere details the
conviction of his weakness, in order to be ready to resist at critical moments, or to adapt
himself with surprising flexibility in order to conquer the other.6 The more direct efforts
of the desire for power will then be in such contrast that on superficial observation the
idea of a split consciousness seems apparent enough. Similarly, vanity, pride, and self-
admiration will lead him in many cases to identical goals, while he will conduct
himself, by way of an expedient, modestly, simply and negligently, as far as behavior
and dress are concerned. In most cases the effect, outward looks and physical attitude, is
carefully thought out. One will often find narcissistic characteristics whose essential
constructive foundation represents attempts to prove the equality with men by means of
circuitous ways, and so to compensate for the feeling of depreciation. In the memoirs of
Baschkirzewal and of Helena Rakowizam, literature furnishes us with representations of
all these attempts of the masculine protest in their most refined form.
5‘About Insomnia.’ In: Praxis und Theorie der Individualpsychologie, l.c.
both attitudes may appear as the structure of masochism (or rather, therefore,
pseudomasochism).
For the rest, there is not a better way of judging the reaction of the neurotic psyche
than the question concerning the evaluation of the opposite sex. It will become apparent
that any strong denial of the equality of the sexes, any noticeable devaluation or over-
estimation of the opposite sex, is invariably connected with neurotic dispositions and
neurotic characteristics. They are all dependent on the neurotic safeguarding tendency,
they all show clear traces of the active masculine protest, and are evidence of the basic,
abstract attachment to a guiding fiction. They are altogether expedients of human
thought in order to elevate the own feeling of self-worth. At a later stage more will have
to be said about the fundamental importance of a timely recognition of the
unchangeable sexual role. At this point only this: whoever has a low estimation of
women, be it man or woman, will be punished with neurosis.
It follows from the argument of my psychology of neuroses that children, whether
they have a masculine or a feminine disposition, look forward with feelings of anxiety
and fear to a life as a woman, to be the subject of a man in the future, to give birth to
children, to play a subordinate role in life, to be forced to be obedient, to remain
backward in knowledge, abilities, power and intelligence, to be weak, to menstruate, to
sacrifice oneself to a husband, to children, and finally to become an old neglected
woman. I have described above how this fear of the future stirs up egotistic
characteristics. I described a typical case in point concerning a little girl in the
‘Disposition zur Neurose’ (see Heilen und Bilden l.c.). The most serious cases of
neuroses and psychoses often manifest themselves in those cases where dissatisfaction
with the sexual role, considered unmasculine, does not offer any possibility for true
compensation. A complete disassociation with life will give form to characteristics such
as permanent dissatisfaction, an inclination for conflict, ruthlessness and a withdrawal
from life. Memories of childhood questions, such as why there are only two sexes, are
not infrequent and they betray the original dissatisfaction.
A number of cases of so-called ‘lactopsychosis,’ which usually have a
schizophrenic character, show a formal departure of marriage and the blessings of
childhood. This is the case when a female patient is constantly longing to return to her
brothers and sisters. Or when, in the expectation of becoming blind or of turning into a
snake, all female duties are refused. After more thorough research, one will find that
these patients could only fulfill their duties with great exertion even at a much earlier
stage.
At this point I can bring forward the case of a female patient suffering from a
gastric neurosis in order to illustrate a certain conduct which may regularly be observed
in the psychic development of neurotic patients. It concerns the anticipatory thinking, as
well as the anticipatory feeling and guessing about disadvantages that might be
expected to occur. It is an inclination that one may already observe in the earliest years
of childhood, when, in the case of organ inferiorities and the ailments they cause, it is
strongly stimulated. Very often the feeling occurs shortly before going to bed, and it is
therefore not particularly remarkable when some image in a dream further develops this
attempt of anticipatory thinking, often in a terrifying way. Just as the neurosis, the
dream will, however, be accompanied by a condition of feeling, of emotion—similar to
that of hallucination—that signifies anticipatory feeling, parallel to anticipatory
thinking in waking condition. The hallucinatory excitability, as I have already
emphasized in the Studie über Minderwertigkeit von Organen (l.c.), is an extended
capacity of the brain which is overstrained and overtrained for purposes of
compensation, It serves the neurotic safeguarding tendency, owing its ability for
representation in the consciousness to the tendentious memory and the neurotic,
cautious line of apperception. The childish, undeveloped psychic life will at the most
show rudimentary beginnings of hallucinatory feelings, which should be regarded as
fictional preparations for a certain goal, as anticipations in a period of uncertainty.
Some instances are laughing in sleep, pleasant sensations in the anticipatory search for
organic satisfaction or safeguards.
Hallucinatory excitement in neuroses and psychoses serves without exception the
guiding fiction of the personality ideal. The significance of the hallucinations of pain
and anxiety for the image of neurotic diseases should be taken into account as well.
Closer study of the mechanism of the hallucination teaches us unequivocally that it is
composed of tendencies to abstraction and anticipation, and that it derives its
significance as an increased fiction or as a memento by inciting the safeguarding of the
feeling of self-worth. The fact that it is linked with traces of memory, that it is
‘regressive,’ does not make any essential difference. The psyche invariably works with
the contents of consciousness and sensations provided by experience and originating in
the past. The significance of the psyche and of the neurotic psyche in particular lies in
the special choice of these memory traces from experience and in their tendentious
connection with the neurotic apperception. The nervously whipped up safeguarding
tendency, therefore, makes use of a specially developed function of anticipatory
thinking, of the hallucination, in which a scene unrolls in an abstract, pictorial manner,
a preliminary finale, an anticipated conclusion, either stimulating, so that the
hallucinating individual will forge the link, or frightening, so that he will choose other
ways of behavior. Similarly to other preliminary attempts of the psyche, the
hallucination, as well as the dream, are intended to trace the way that is needed to
elevate or maintain the feeling of self-worth. The confidence, the hopes, the opinions or
fears of the patient are reflected in it.
The patient I mentioned above was soon to be married when her gastric neurosis
began. She was suffering from pains in the stomach area, belching, vomiting, a lack of
appetite and obstipation. One evening, shortly before going to bed, she clearly heard the
word ‘Eskadambra.’ The formation of apparantly meaningless words is one of the well-
known activities of neurotics. They mostly prove to be constructed according to a
certain scheme, just as children invent languages in order to acquire a feeling of
superiority. Pfisterp was able to construct interpretations of the word pictures that
originated in the fascinations of ‘speakers in tongues.’ In some cases I found ringing in
the ears as a terrifying memory of the roaring of the sea and its dangers, as a symbol of
life, just as Homer compares the agonaq with the foaming and seething sea.7 In
paranoia, mania and dementia præcox, the inclinations that lead to superiority will
partially assume the form of hallucinations and safeguard the psychotic scheme by
means of acoustic or visual complements.
As far as the above mentioned complementation of a psychic movement in an
auditory hallucination is concerned we may also assume that a strong inner need has led
to a greater exertion of the safeguarding tendency, for which the word ‘Eskadambra,’
since it is incomprehensible and useless to the patient, can only be a standard and
signal.8 The expectation is, however, justified that a thorough understanding of the
word in question will allow us to recognize a meaning that will make us understand the
psychic condition of the woman. As a rule, it is easy to come to an understanding of this
type of hallucination, or at least not more difficult than it is to understand short
fragments of dreams. When she was asked about her impression of the newly formed
word, the patient indicates that it reminds her of ‘Alhambra.’ She had indeed been
interested in this for many years; once it had been magnificent, but now it had fallen in
decay, a mere ruin. The beginning of the word, ‘Esk,’ can be found in the word
‘Eskimo,’ and in ‘E(tru)sker,’ too, these letters can be found. The tribe of the ‘Basques’
also occurred to her; in this word again most of the sound ‘esk’ appears. The patient
thus indicates the way she followed in coining this new word, she has joined a fragment
of the names of certain tribes with a fragment of the name of a ruined city. Finally,
‘Eskadambra’ in itself carried the meaning of ‘fragment’ to her, and so we may suspect
that the idea of being broken, made smaller, made shorter would emerge in the search
for a meaning of the hallucination. The letters ‘skad,’ as the patient easily discovers,
belong to the word ‘cascade.’ She is quite certain of this, since in connection with her
recent menstruation period she had used the expression ‘whole cascades.’
7 On another occasion I found ringing in the ears as a memory of the singing of the
telegraph wires: this singing reminded the patient of his isolation in a drab childhood
when he often, all alone with his hopes for the future, stood waiting in a small train
station, embracing the whole world, just as the telegraph. The implication of a
‘preoccupation’ can always be found in this, allowing the patient to postpone the
solution of the problems of his life and to occupy ‘himself with himself.’
8One should also assume this of dreams, which usually consist of the reflection of a
frequent pathogene causes of the intensification of the neurosis and the outbreak of
psychoses. Such patients’ expressions to the contrary, such as that ‘they would like to
be married very much!’ always prove to be platonic.
Among many patients who show the characteristics of ‘wanting to have
everything’ very obviously, as in the case of the woman above, one will also find
characteristics of an opposite nature. These patients are often so obtrusively honest,
modest and content that the particular emphasis is in itself already enough to raise
suspicion of a special arrangement. They will voice their ‘conscience’ in everything,
and their feeling of guilt10 is always quick to react to the slightest of occasions. The
solution of this, one of the oldest enigmas of mankind, is provided by an understanding
of the safeguarding tendency, which breaks through the direct, aggressive guiding lines
in the interest of the community feeling, putting an end to the inclinations toward
punishable greed and immoderation as soon as these form a threat to the feeling of self-
worth. The safeguarding tendency will then set up an intermediary guiding fiction,
namely, the conscience, and its anticipatory elevated form, the abstract feeling of guilt
—authorities by means of which all established actions and preparations are
transformed in such a way that they appear to become harmless to the will to power,
while simultaneously allowing a high self-evaluation to be maintained as well. At this
point we notice the opposite of the original inferiority feeling as the moral expression of
the compensation of the insecurity feeling. Now the neurotic can safely exclude a
number of possibilities in his striving for power that might degrade him.
In other respects, too, the activity of the safeguarding tendency may be discerned
in morals, in religion, in superstition, in stirrings of conscience and the feelings of guilt.
They all create rigid formulas and principles, of the kind the insecure neurotic loves.
And he can begin practicing in small things, test his moral readiness on mere nothings
and more in particular—principiis obstar!— safeguard himself against difficulties and a
moral downfall, both of which he will strongly exaggerate beforehand, by feeling the
moral defeat in anticipation. This latter, hallucinatory expedient, resembles the
safeguard by means of neurotic anxiety, just as in the neurosis, indeed, conscience, a
sense of guilt and anxiety often complement each other, and often alternate with each
other. This knowledge is very important for the psychotherapist in understanding the
relationship between masturbation and neurosis, from which ensues the safeguarding
significance of the feeling of guilt which is constructed from the fact of onanism. If this
feeling of guilt is brought in conjunction with masturbation in order to function as a
brake against the force of sexuality, then both will at a later stage form the operational
base the patient will use to expand his neurotic preparations in order to defend himself
against a depreciation of his feeling of self-worth. As a rule, both are used—usually
with the assistance of anticipated ‘result’ such as impotence, tabes, paralysis,
forgetfulness—as an excuse to avoid decisions, and also, without exception, in order to
deepen the fear of the sexual partner. I have frequently described connections of this
type in this and previous works. In most cases, however, the feeling of guilt in the
neurosis is an attempt to recognize one’s moral duty in a cheap way. The feeling of
superiority will in these cases originate in the strongly accentuated illusion of one’s own
power and understanding. Simultaneously, the width of this illusion is so large that it is
an obstacle to activity on the useful side of life.
10A. Adler, ‘Über neurotische Dispositon.’ In: Heilen und Bilden, l.c.; und Furtmüller,
The observation of one’s own body for erotic stimulation. Naecke and Krafft
Ebbing independently define it as self-love with or without sexual stimulation, which
differs from the specific Freudian use of the term. Named for Narcissus, from Greek
mythology, who was the son of Cephisos and Liriope, a beautiful youth who fell in love
with his own image mirrored in the water of a stream.
j Naecke, Paul
(1851 St. Petersburg – 1913 Colditz/Saxony): Between 1889 and 1912 he was
medical director of the institute for mentally ill men in Hubertusburg in Saxony, in 1912
named director of the nursing home in Colditz. He was oriented mainly on French and
Italian psychiatry and showed a wide interest in many subjects outside psychiatry,
especially in artistic and cultural fields. He postulated the existence of a masculine and
feminine libidinal center bilaterally in the brain, one part of which was supposed to
disappear in case of normal development. He rejected the psychogenic and degenerative
theory explaining homosexuality. In 1899 he introduced the expression ‘narcissism’,
and
applied it to certain forms of perversion. Naecke wrote positive reviews of Freud’s
‘Interpretation of Dreams’ and ‘Drei Abhandlungen zur Sexualtheorie’ (1906).
k Bleuler
(1860 Gawronzi – 1884 Paris): She kept a diary from her fourteenth year to her
death, which was published at the time as ‘Journal’ (Paris 1912) and ‘Cahiers intimes’
(4
volumes, Paris 1925). By omitting sexual themes it was adapted to the contemporary
image of the ideal woman.
m Rakowiza, Helene von (née von Dönniges)
See: ‘Meine Beziehungen zu Ferdinand LaSalle’ (1879); ‘Von Anderen und mir.
Erinnerungen aller Art’ (1909).
n Meschede, Franz
(1832 – 1909): In 1856 he became an M.D. in Greifswald, between 1857-73 he
studied at the mental hospital at Schwetz in West-Prussia, and in 1873 became director
of
the city mental institution in Königsberg. In 1875 he became private lecturer of
psychiatry in Königsberg, and was director of the newly founded psychiatric university
hospital between 1892-1903; in 1895 he became professor.
o Fliess See endnote on page 81.
p Pfister, Oskar Robert
waking state, by the guiding final goal. The patient, during sleep, experiences a
turnaround, away from unsolved, pressing questions towards a finale. The dream image
will show part of this turnaround in the form of an analogy, and it will also show how
arguments are plucked from thin air at random in order to attain the predestined attitude
towards life. See, among others, ‘Traum und Traumdeutung’ in: Praxis und Theorie der
Individualpsychologie, l.c. In the dream under consideration, the preparation for the
conflict with the mother is undertaken by means of a preoccupation with memories of
insults. Pavor nocturnus, speaking and crying in sleep are unmistakable signs, as is
bedwetting, of a child striving to be pampered.
As an illustration of the change of form that the guiding fiction may undergo,
consider the following. Originally, it was: I want to be a man. When treatment had
reached the stage described above it had changed to: I want to be superior to my mother
just like a man. Towards the end of the treatment it might approximately be described
by the following words: I want to depreciate the mother—by feminine means. In a
dream, that is to say, an anticipatory attempt, a tentative scheme, this guiding line finds
stronger expression, in accordance with what we maintained. It is as follows:
‘I am lying in a burning bed. All around me are crying. I laugh loudly.’
Discussions and considerations about ‘free love’ had preceded this dream.
According to the patient’s interpretation, the burning bed represents the pleasures of
love. We translate, in accordance with our understanding of dreams: how would it be if
I would practice free love? Then my mother would be humiliated, but I would laugh at
her, would be superior to her. One should also pay attention to the expression ‘burning,’
which originates, as so often, in the psychic superstructure of the urinary functions, in
contrast to ‘water’ (enuresis),2 and the allegorical representation that is based on this
‘urine language.’ The ‘laughing’ in this dream is equivalent to the ‘crying’ in the first
dream. Both show the direction of the aggression which is supposed to lead to a feeling
of dominance over the mother. In this case, too, one may easily perceive that the
assumption of a split in the personality is untenable. It would be equally erroneous to
assume a genuine sexual wish. This would only be an adequate expedient if it would
depreciate the mother, that is to say, if she could play the dominant part.
The guiding fiction of being equal to a man finds expression in one way or another
in every girl and woman. As I was able to demonstrate in the above case, it is the
change of form demanded by reality which brings about the disguise of the masculine
protest. It is of equal importance, in the analysis of neurotic female patients, to discover
the particular point in their psychic life at which they protest against their feeling of
femininity. One will always find such a point, for the urge to elevate the feeling of self-
worth necessitates the construction of safeguarding directing lines, which are
constructed in opposition to the idea of what is ‘feminine.’ Usually, among normal girls
and women, cultural or non-cultural ideas of emancipation, aggressive impulses against
men and their privileges, will come to light. Wherever possible, they will try to make
the distance smaller, in dress and habits, as well as legally and in their outlook on life.
The masculine protest of the neurotic increases in all these directions. In dress, there is
a preference for glaring, yet also masculine, simple fashions, often for the lengthening
of certain parts of dress and for considerably heightened shoes. Or they avoid all those
kinds of dress that are particularly feminine. There is often a particularly strong
resistance to the corset, directed against the idea of being shackled, although it may also
serve other purposes, as when it is used to avoid seeing company, and is usually
directed against the mother; but it has now gone out of fashion. The attitude and habits
of neurotic women are often so clearly masculine that they strike one from the very first
moment. Crossed legs and arms may occasionally be indications, as is the tendency to
take the left side, which is normally the place of the man, or not to allow anyone to
stand in front of them (as for instance in dancing), etc. In the world view of a female
neurotic the regular, ideal overestimation of masculine qualities is abundantly
compensated by the practical devaluation of men. In sexual relations, anasthesia
prevails. Masculine variations, or those that depreciate men, are preferred.
2A.Adler, Studie über Minderwertigkeit von Organen, l.c. Anhang. — Before me, Freud
‘It seemed to me that four people were whistling. I notice that I can whistle just as
well as they.’ Shortly before he had begun a relation with a governess who was
employed in the family of his married brother, and he had asked her whether his brother
often visited his wife during the night. The girl replied in the negative. Being able to
whistle is the ideal of all small boys, and girls also will often make an effort to bring
this masculine attitude to expression. In this dream he is undertaking a tentative
comparison to see whether he is a match for the male members of his family, and from
this line, originating in his feelings of femininity, he arrives at the masculine protest: he
is equal to all four.
In this case I once again found confirmation of my observation that the neurotic
individual experiences, and may also represent, his sexual libido according to the
manner and size required by his fictional final goal, so that any psychological
interpretation that views the factor of the libido as a constitutional fact of a certain
definite dimension and that considers its changes and fortunes as the essence of
neurosis, becomes untenable. Sexual desires and impulses in particular are easy to
arrange and always subordinated to the masculine protest in one way or another. The
identification of masculinity with sexuality is realized in the neurosis by means of
abstraction, symbolization and metaphorical organlanguage, and this falsifying device
of the neurotic fills the contents of his thought with sexual images, more in particular
because in love, too, he seeks to subjugate the other.4
Disputatiousness and hidden contentiousness, which stand in close contact with
the depreciating tendency, present the psychotherapist with difficult tactical and
pedagogic problems. They betray the weak point in every case, the patient’s inferiority
feeling, which impels him to compensation. A simple manner of observation provides
us with a means to uncover the patient’s neurotic aggression in every case. Imagine that
the neurotic feels that he has entirely lost his full value, that he feels depreciated, and
then observe by which means he will try to carry out his supplementation or
overcompensation. His verbal presentation and the accentuation of what he ‘wants,’ in
particular, should not be taken too seriously. One should rather behave as Ulyssesd did
with the Sirens and keep one’s ears plugged even for those pronouncements that are
entirely sincere. Good intentions must be seen, not heard. And one will acquire
magnificent insights by acting as if one is watching a pantomime. One will then easily
find a number of predispositions, characters, syndromes and symptoms, which may
represent an ‘ideal organ,’ but one should be prepared to act as if one is confronted
with a riddle that must be deciphered first. For this ‘ideal organ,’ that is to say, the
neurosis or psychosis, is undoubtedly of masculine origin and has for its goal to prevent
the feeling of self-worth from lowering, and to actually bring its goal of superiority
closer. Harsh reality, however, denies itself the acquisition of this fiction to such an
extent that the most peculiar circuitous ways have to be sought out, and that useless
partial and illusionary results are striven after, nearly always without the patient getting
any nearer his final goal.5 And time and again the help of the psychotherapist, who may
only occasionally be substituted by life's fortunes, will, in case of failure, elevate this
'will to seem' and intensify the abstract, fundamental lines of the old guiding fiction.
One of the most essential circuitous routes that this ‘ideal organ’—actually the
masculine protest—uses, is the depreciation tendency. This has been mentioned so often
because it attracts attention to itself in the presence of a physician and is so easy for him
to detect, and will always give expression to the strength of the neurotic impulse. It is
also the ever-present point of contact that may furnish the patient with some
understanding of himself, and it is the fundamental basis of all those phenomena that
Freud has described as resistance and erroneously supposed to be the result of the
repression of sexual impulses. The devaluation tendency is what the patient brings with
him to the physician, and it is what he carries out, as does the ‘normal person,’ in
considerably weaker form, when he returns home after treatment. Then, however, his
increased insight in himself will stand as a guardian in front of its expressions, and so
force the patient to find useful routes for his longing towards the ‘above,’ and to subdue
it.
4The psychoanalysts appear to be unable to settle the matter. With enormous passion
they point out that I insist on finding the aggressive drive even in love.
One should not shrink back from seizing on any expression of doubt, forgetfulness,
tardiness, all kinds of demands of the patient, relapses after initial improvement,
persistent silence and a tight adherence to symptoms, as effective means of the
depreciation tendency, which is also directed against the psychotherapist. One will
rarely, if ever, be mistaken in this interpretation, and usually be justified by the
coincidence and comparison of similarly directed phenomena. The expressions
concerned are often of the most subtle nature. Should I add that the widest experience
with and knowledge of the depreciation tendency is only barely sufficient to prevent
being taken by surprise, and that a great deal of tact, renunciation of authority,
invariable, constant friendliness, watchful interest, and the discreet realization of being
in the presence of a sick person with whom one should not fight, though he will start to
do so over and over again, are absolutely indispensable to get good results?
I once found that it was necessary to explain to a stuttering patient the position of
the larynx by means of a drawing. Instead of taking the drawing home with him to give
it some more consideration, as he intended, he left it with me on the table. The next day
he was fifteen minutes late, first went to the toilet, told me about some other patient
who had complained about me, and after he had been silent for a while, he told me a
dream that ran as follows:
‘It seemed to me as if I had been looking at a drawing. A cylinder extended from a
circle, it did not run straight but to the side.’
The interpretation showed that this was about the drawing of the larynx, one on which
the larynx was drawn straight downwards. The patient is arguing with me in his dream,
as if he wants to say: “Now how would it be if my physician were wrong?” (the
distorted cylinder)—and so he shows me his attitude of distrust, the fear of being
deceived, yet, at the same time, the depreciation tendency that is also directed against
me, and which has found expression in his unconscious measures of forgetfulness,
being late, the tendentious communication of the complaint, the silence, and finally in a
tentative attempt in the dream to put me in the wrong. One may rightly expect the
patient to use his stuttering for the same purpose, and will use it against me. Despite
many contradictions he forces me into the role of one of his former teachers, whom he
often corrected, so that he can go on using his old predispositions against me.6 This was
revealed by his remarks about this dream, and besides this from the fact that he had
seized his disease and held on to it in order to secure his superiority over his father and
so depreciate him.
I once sent a female patient, who was referred to me for treatment because of
depression, suicidal ideas, weeping fits and lesbian inclinations, for brief treatment to a
gynecologist, because I suspected a problem with her genitals. He removed a large
myoma and expected that the operation would cure the neurosis. After the operation the
patient traveled back home and from there she wrote me that she now realized that the
gynecologist’s opinion was correct. She hoped for him that in the case of a countess,
about whom she had read in the newspaper, the operation would be more succesful than
in her case. Soon afterwards she came to visit me, argued against one of my
publications that she had in some way obtained, told me that her condition was the same
as before the operation and disappeared. From the portion of the history of her disease
that she told me during treatment it appeared, among other things, that she was in a state
of war with her whole environment, that she dominated her husband completely, that
she hated the provincial town where she lived, and that sexually and psychically she
behaved as a man to one of her female friends. Her fear of the blessing of children was
immense; sexual intercourse unbearable because she thought her husband was too
heavy. When he once visited her during treatment, the day before she had dreamed the
following:
‘It seemed to me as if the whole room was enveloped by fire.’
She volunteered the information that this was a typical dream, one that returned nearly
regularly at the time of her menstruation period. But this time her period was not due
for a long time. The dream was easily recognizable as an attempt to use a feminine
situation—menstruation—for the masculine protest— refusal of sexual intercourse.
Deeper penetration, which would certainly have revealed enuresis in childhood (fire,
myoma, see Studie, appendix), was prevented by the interruption of treatment. I
received another letter that contained assurances that the patient from now on wanted to
make peace, in my sense of the word, with her surroundings. I think that this has
probably not been at all easy for her.
In identical fashion, obstinacy, wildness and unruliness may serve as the proof female
patients are after to show that they are not suited to play the feminine role. Preparations
already begin in early childhood and will gradually lead to physically and psychically
automated habits in gesture, physiognomic expression, disposition for emotional
disturbances and facial expression, while the character develops itself according to the
ideal guiding line and by preparing the ground, feeling its way ahead, it introduces the
position the patient will take. In many cases one will find these characteristics
expressed in a straight line, and they serve directly the representation of the superiority.
Alternatively, a change of form of the guiding fiction may ensue, be it because of
contradictions that surface in the guiding line, in the case of a genuine or feared defeat,
be it — and this usually coincides with it — the resistance of reality, which is valued as
insurmountable. Under the arrangement of safeguarding anxiety or a safeguarding
feeling of guilt or safeguarding characteristics (called dissociation or doubt by other
authors), the deviation toward the neurotic circuitous route will then result. But the
predispositions will persist. It is only that the neurotic caution will introduce the
deviation under safeguards such as anxiety, feeling of guilt, seizures, when the patient
would have had to answer with the dispositions originally developed to react to
emotional disturbance (anger, rage, aggression). One will often find tendentiously
grouped memories of extravagance, thoughts and memories, illusions, as if one were
boundlessly desirable, sensuous, demonic, criminal, sometimes also obviously arranged
mistakes and accidents, which point the way as mementos of caution. Or, the sudden
termination of direct (masculine) aggression invariably takes place shortly before a
decision, which is a characteristic of many neurotic love affairs and may explain them.
The deviation under the influence of the safeguarding tendency in such cases may also
take a perverse direction, or the guiding line leads to protection of the father, the
mother, God, alcoholism or an idea. Attempts to elevate oneself by feminine means, or
at least to surpass all other women, lead to excessive cleanliness, to obsessive cleaning,
to masochistic7 subjection or coquetry, to a desire to please and in female patients to
constant flirting. Moreover, one will invariably find characteristics or tell-tale traces
that reveal that in these cases, too, the masculine fiction is all-powerful and that it
attempts to reach its goal by these circuitous ways. The increased sense of sexual
stimulation in many of these cases is not to be considered as real, as a constitutionally
given fact, for instance, but shows that it is associated with the fiction and comes into
being by means of an uninterrupted tendentious attentiveness in an erotic direction. The
same is true of perversions and an apparently diminished libido, which are construed on
neurotic circuitous deviations. All sexual relations in the neurosis are only metaphors.
The fear of the superiority of men and the depreciating fight against them will often, as
a result of the antithetical neurotic perspective, assume the form of fantasies of
emasculation intended to devalue men. This is clearly visible in the dreams of these
female patients and may be proved by other, coexisting depreciations in our sense. Let
me quote one of these dreams here. The female patient came under my care shortly after
an operation for a fistula, on account of an obsessional idea and occasional attacks of
high excitement. The obsessional idea was as follows: ‘I will never be able to achieve
anything.’ When we met for the first time she already expressed doubt whether I would
achieve anything. An identical line of depreciation illuminated her dream. She dreamt:
‘In my dream, I yelled: Marie, the fistula has come back again!’
The surgeon had promised her complete recovery and he had indeed kept his word. He
is under obligation to her in several ways and did not want to take a fee. The patient
became very excited about this and felt it as a humiliation. For a while she tortured
herself with ideas about how she could pay off her debt. Marie is the name of her
servant, with whom she had never spoken about the operation. If there would be a new
outbreak of the fistula, she would immediately go to the surgeon to tell him what she
thought. Marie, a female servant, is the surgeon. The patient supposes what her
masculine feeling of self demands, namely that the physician has operated badly, and
has not kept his word; he is a woman and a servant at the same time. This is how she
could achieve everything: if things were the other way round, if only she were a man.
When one examines the published analyses of no matter which psychological school,
one will regularly find the mechanism of the neurotic protest in them. I would like to
call attention once again to this correlation by analyzing a case of migraine.
The female patient immediately told that in her childhood she had always been in
conflict with her older brothers, because she wanted to dominate them. Remnants of
memories of this kind, as soon as they are voluntarily brought forward, often lead to a
hidden struggle against masculine domination. And one will never be deceived in the
assumption that other characteristics, too, point towards this struggle to become equal to
men. Uninfluenced, our patient goes on to relate that she played nearly exclusively with
boys and was treated by them ‘as if she were one of them.’ Her manner of expression
very clearly betrays her satisfaction and a high estimation of the male sex, which brings
girls closer to their fathers, and which may easily but thoroughly mistakenly be
interpreted as a sexual love for the father and an ‘incest complex.’ My patient’s
development took the same course. She made her father into her whole ideal and,
particularly when she caught her mother in telling a lie, she was very keen to acquire
the typical characteristics of her father concerning truthfulness and punctuality.8 She
also remembers that her father had often expressed regret that she was not a boy, and
that it was his wish that she should study. In this situation a feeling of self-worth
naturally developed in which ambitious striving could not be absent. On the other hand
everybody, and she herself, too, noticed her exaggerated shyness, which brought many
of her plans to nothing. One finds this shyness with extraordinary frequency in the early
history of neurotics. It is identical with the feeling of insecurity as soon as this makes
itself felt in relations with others. Blushing, stammering, downcast eyes, avoidance of
the company of adults, excitement before examinations and stage fright often
accompany the attempts to approach or establish relations with unknown persons. One
can also usually observe reserve and dissatisfaction in such situations. Analysis shows
that this kind of insecurity, which is normally accompanied by a strong feeling of shame
or blushing, stems from a usually organically determined feeling of inferiority, or from
organic inferiorities that express themselves psychically, from childhood deficiencies,
from strong psychic oppression by the parents or siblings, and lastly, also from a real or
imagined femininity that in early stages comes into strong contrast with a male member
of the family (father, brother). The analogy according to which the child apperceives
the most diverse emotions of humiliation, depreciation and inferiority, then usually
consists of an unmasculinity which is to be understood symbolically, and of thoughts of
castration and ideas of a female role in sexual intercourse, of conception and
pregnancy, but also of being pursued, stabbed or wounded, falling and being down. All
of these fictions appear in daydreams, hallucinations, and dreams, as long as they are
not wholly supplanted by the fictions of the masculine protest, and they express a
feeling of depreciation which breaks forth in the idea: ‘I am female!’ while the feeling
of self-worth is pressing towards the ‘above’ and so forces the establishment of the
masculine protest.
All we hear from our female patient is that she had some notion of sexual intercourse at
an early age, at a time when she did not yet, as a result of her lack of experience, take
into account the definitiveness of the sexual role. In such cases we should always expect
shyness, shame and doubt, and in later life a fear of tests and decisions in any form,
characteristics which resolve themselves psychologically in the idea that people might
notice deficiencies or the lack of higher values. Normally one will find this
characteristic desire for equality to men at an early stage, and this desire is very active
and prominent, while in many cases a tinge of hopelessness makes the ‘inborn color of
decision’ look sickly. Since the direct route to masculinity is closed, or seems closed,
circuitous or escapist ways are sought out. On one of these ways of escape lie the useful
efforts for the social emancipation of women, on another her private expression, the
neurosis of women, the construction of a ‘mental’ male organ. In serious cases, the
result will be complete withdrawal and isolation, at times identical to moving into a
mental hospital.
In the case of this particular patient it was easy to see that in her childhood she had
aspired to dominate men, the brother and the father, as it seemed she had had very little
trouble in dealing with her mother. Her father came entirely under her influence.
Concerning the tendency of her neurotic symptoms , a little practice easily allows us to
conclude the following: her headaches and migraines were intended, ever since her
marriage, to represent means to dominate her husband.
5See ‘Das Problem der Distanz’. In: Praxis und Theorie der Individualpsychologie, l.c.
6 Necessary connection between me and the teacher because of a tendentious,
depreciating expression of emotional disturbance. Mark that this is not transferred but
generalized: all are judged alike.
7 I have always maintained that there is really no such thing as masochistic in the
sense of other authors! This conclusion may perhaps become clearer if I add that the
masochist experiences his superiority in that he forces a certain behavior on the
partner.
8 What is called the imitative instinct or identification by other authors is
invariably the assumption of a model for the purpose of elevating the feeling of self-
worth. Only those things that seem useful within the striving for power are imitated.
In this domination she sought a substitute for the masculinity which she believed to
have lost.
I know the objection that will be raised at this point. How is this, the severe
suffering of a neurosis, the terrible pain of a trigeminusneuralgia, insomnia, loss of
consciousness, paralysis, all this is supposed to be taken into the bargain just to attain
some goal, because of the impossibility of equality to men? For a long time I myself
fought against this conviction as it thrust itself on me. However, is it really so much
different if people endure a lifetime of pain because of some other insignificant bauble?
Is the ‘will to seem’ (Nietzschee) not alive in us all, and doesn’t it allow us to bear all
kinds of misfortune? And furthermore, on this neurotic circuitous route to masculinity,
as I demonstrated before, also lie crime, prostitution, psychosis and suicide! Besides
referring to the unconsciousness of psychic mechanisms in the human soul, this is what
I can bring forward to support my views. My observation of the exaggerated valuation
of a final goal that appears to be more elevated, however, is without doubt the keystone
of the psychic therapy of neurosis. And as regards my patients, I draw a practical
application from this objection in that I make an effort to demonstrate to them how,
when they had to make a choice between a role in accordance with nature and one of
neurotic masculine protest, they chose the greater of the two evils.
From the earlier history of our patient, the fact may be remarked upon that she had
always had a distaste for playing with dolls, and furthermore that until her marriage she
had taken most pleasure in gymnastics and sports. That these efforts are also serving as
a substitute for masculinity is shown not so much by their presence in themselves but
rather by their connection with other ‘masculine’ traits, more particularly a kind of
insistence with which the patient spoke about them. She had also used to have a passion
for going on tours, but after the birth of her child, which she definitely wished and
expected to be male, all that was left was a strong desire for travel.
One should avoid making the mistake, however, of assuming that the
characteristics described here, brought forward by the patient herself, are isolated
islands in the wide space that is a woman’s psyche. One should rather assume that these
masculine traits have come about under the pressure of a dominating tendency, that they
originate in a plan of life and came to clear expression because they had the opportunity
to do so, while all around these characteristics there exists an unclear masculine desire,
which manifests itself only occasionally and is used largely for the prevention and
transformation of apparently feminine impulses, before it makes itself independent. In
this struggle between male and female traits, the feeling of self-worth throws itself
entirely on the side of masculinity, using, for instance, persistently emerging feminine
impulses, among which is the female’s sexual drive, in order to group them together as
humiliating and dangerous,9 to enlarge and emphasize them, but at the same time to
surround them with guard posts so that they are robbed of their influence. These guard
posts—safeguards—usually extend far beyond the range of feminine impulses. One will
invariably find that these safeguards and protective preparations— among which are
symptoms of disease—do not just fulfill their task of preventing defeat, but that they
poison the patients with a general cautiousness to such an extent that they eventually
become incapable of anything. Only then is the primary insecurity, which may be
equaled to the fear of a female role, brought to an end, yet by then it has permeated the
patient’s whole life and forces him out of all social relationships. We find that all of our
patients are following this line of retreat, and their symptoms form their safeguards, so
that they will not have to return to life’s hustle and bustle. From this, then, there will
develop an image of the neurotic which often reveals a reduction to simpler, more
childlike conditions and relations, a reduction which may occur only after some initial
development has taken, or because it did not allow any development to take place at all.
Many things are once again as they used to be in the nursery. Relations with the family
are tremendously emphasized, or instead of a child’s love for the parents the old
childish obstinacy develops itself further, and both attitudes are used as guiding images,
as if the patient is searching for the father or the mother in all persons. Although he will
come into conflict with reality because of this fiction, he will hold on to it because he
found security in the situation in the nursery. Kiplingf tells about a person in the throes
of death, whom he observed until the expected cry for the mother came from his lips. In
order to understand this longing for security one only has to listen to the small boys in
the streets who will cry out for their mother immediately only when they think they
might be in trouble. This same longing for security has crept into the worship of the
Mother of God.10 Among girls one will usually find the longing for security more
pronounced, in analogy to an asexual relation with the father. The ‘fantasy of the
womb,’ emphasized by C. Grünerg, I have also found employed by neurotics only when
they wanted to express that rest could be found only by the mother, or when they had
ideas of suicide, desires to return to the time before they were born. (the hermaphroditic
‘advance backwards.’11)
9The emphasis on these emotional disturbances will always be derived from a
tendentious conjunction of several elements: female role and abyss, drowning, dying,
being run over,
Our patient, as a child and girl, also sought this dependence on her father, who
spoiled her not a little. The mother was more devoted to the girl’s brothers, as mothers
unfortunately often are. This is another characteristic that in the end proves to be
determined by the exaggerated estimation of the masculine principle, of which the
father, as a man, may free himself more easily. More in particular, our patient soon
found out that her father’s care for her increased considerably as soon as she felt
unwell. She therefore also developed a particular preference for being ill, which brought
her more pampering, love, and sweets. This must have signified for her the most
appropriate substitute for the masculinity she believed to have lost, because as soon as
she felt ill, she became the absolute ruler of the house, and she could satisfy every wish
and avoid unpleasant encounters in school and in society at large. Indeed, for her the
uttermost satisfying power of her security feeling was reached as soon as her father
believed she was ill. And from time to time she deliberately acted as if she were ill, that
is to say, she simulated or exaggerated.
or crushed to death. Any impulse to love, any closer approach, therefore, may form
the onset of a safeguarding neurosis, but will never lead to an attachment.
10In an hallucinatory psychosis I observed how the real mother was replaced by the
Oppenheim disputed this; see, ‘Shell-shock’. In: Praxis und Theorie der
Individualpsychologie, l.c. (see endnotes)
13See in the Theoretical Part: III, the accentuated fiction ff.
previous history of the individual accused, which should be free of the neurotic fear of
making decisions, and the actual situation; besides, it should be taken into consideration
that the neurotic, too, may simulate. Shell-shock (tremor, astasia, abasia, mutism, etc.)
has posed an unsolvable problem for neurologists, badly acquainted as they are with
psychology. In their insecurity they grasped a fiction, diagnosed neurosis, but treated it
as if it was simulation. This is how electric torture and similar sadistic exercises got
their tragic fame. See ‘Shell-shock’. In: Praxis und Theorie der Individualpsychologie,
l.c.
But the direction of the safeguarding tendency, in order to do justice to its goal,
must depend on examples. And here the man offers greater attraction to the child’s
feeling of self-worth than the woman. Indeed it would seem that a female example can
only be imitated after an inital struggle, and only when according to the child’s feeling
it is able to secure superiority.
This was also the case with our patient, as so often in cases of migraine. Her
mother suffered from migraine. Many authors have stressed the fact that it is so often
possible to find that such a migraine is ‘inherited’ from the mother. We must abandon
the idea that migraine can be inherited, just as we have to give up the idea of organic
predisposition or inheritance in the case of neuroses and psychoses.16 I have already
explained the essence of this question once before, using the case of a seven year old
girl (Neurotische Disposition, see Heilen und Bilden, l.c.), and have often before been
convinced that the attack of migraine is preceded by a feeling of insecurity, and that the
purpose of the attack, usually following the example of the mother, is to put the whole
household into one’s own service. The husband, the father, the brothers and sisters
suffer no less from the attack than the patient. And thus migraine can be placed in the
series of neurotic diseases that serve to secure dominance in the house, in the family.
That this dominance is intended as masculine, and can often be reduced to the wish to
be a man, will become clear from further analysis. However, a short consideration
concerning the migraine that appears during the period of menstruation shows us that in
this particular case the dissatisfaction with the female role may yet again be established.
I have often found that it is connected with epilepsy, sciatica, and trigeminusneuralgia.
In my cases it regularly came to light that these latter diseases were often psychogenic
in nature and manifested themselves when stronger safguards became necessary.
Instead of heredity it is, therefore, the family atmosphere that may be said to poison the
child at an early stage. I often found neuroses, headaches, migraine,
trigeminusneuralgia and certain epileptic attacks within a psychic situation when a fit of
anger might sooner have been expected.
16 Individual Psychology denies the hereditary transmission of neuroses and
psychoses. The established facts of inherited organ inferiority and its effects on the
psyche, the inferiority feeling, do not by any means imply a compulsion, or an
obligation to neurosis, although in our culture of power they do constitute an immense
enticement and temptation to psychic disease.
The only sphere of influence left for our patient was that of the father, whom she
had vanquished completely but whose conquest could still never entirely satisfy her
own goal, so that she could be seen to express, as is usual in neuroses, a ‘More, even
more!’ which wanted to establish more concrete proof of her dominance over the father.
Her mother suffered from migraine, and the period of her attacks was, as is usual with
patients suffering from migraine, a time of absolute power for her. And so our patient,
who had already understood the value of the disease, pretended as if she, too, suffered
from migraine.17 And she succeeded in doing what primitive men, what savages
succeeded in doing when they created gods for themselves, which they then filled with
terror: an original creation, the self-created migraine. The eventual goal, this fiction of
general superiority, became independent, so that the patient could evoke pain and grief
whenever she needed them. The dramatic performance was such a success that the
patient no longer saw through the fiction because of its tendentious value. Indeed it
furnished her with a feeling of superiority and security against her husband as it
previously had against her father, on those occasions when this security broke down.
That was the bright side of her suffering, which she never enjoyed while she and those
close to her always seemed preoccupied with the dark side. The masculine sensibility
she had towards the marriage was also directed towards the acquisition of control over
the man and an increase of his submission. Since there always remained an ‘and yet,’
further substitutes had to be brought in. And the most important of these substitute
formations was never to bear any more children. It had become a common
understanding in the household, as so often in these cases, (one of which I described in
the ‘Männliche Einstellung weiblicher Neurotiker,’ in Praxis und Theorie, l.c.) that a
woman who suffered such headaches should not have any more children. Insomnia, the
inability to get back to sleep after some accidental disturbance, remarks about the
inconveniences of the house, various protective measures and pampering of the only
child completed the safeguard18.
That these phenomena were nothing but a new aspect of the old desire of equality
to men was immediately proven by her first dream:
‘I was at the train station with my mother. We wanted to visit my father, who was ill. I
was afraid to miss the train. Then suddenly my father appeared. Then I was at a watch-
maker’s shop and wanted to buy a replacement for my own watch which was lost.’
She feels superior to her mother, whom she respects inordinately. This is also true for
the father, who does everything to please her. The father died some time ago. Shortly
after his death she had a terrible attack of migraine. In the dream he came to life again
and his person indicates to her an elevation of her feeling of self-worth.19 She had
always been impatient, always afraid to be late. Her brother came before her and has
become a man. She must hurry—men succeed in one leap, women in a hundred—if she
wants to reach the level of the masculine feeling of self-worth. The day before she had
this dream she was hurriedly preparing to go to a concert and was held up by her
mother. Women are often late, and she does not want to be.
Reality reminded her of the fact that she is nevertheless a woman, like her mother. This
idea is contained in the image of being together with her mother at the train station. Her
aggressive emotional state, identical with her masculine protest, directs itself against the
man, against the father. In the further analysis the depreciating idea often comes to light
that the wife is stronger, more vigorous and healthier than the husband. As a further
incentive to conflict there is the fact that ‘the father (the man) suddenly appears.’ While
the patient, then, is afraid to miss her train, to be left behind, to suffer defeat at the
hands of someone else — to be explained from the context as a man—she notices with
her ever-growing experience that the man is first, is above. The use of a spatial picture,
of an abstract image of place, in order to illustrate the feeling of depreciation, can be
found extremely often in neuroses (see ‘Syphilidophobie’ in Praxis und Theorie l.c.),
due to its suitability to prepare by means of fictional, abstract antithesis—all or
nothing!—the disposition for conflict. In identical fashion it is an often applied,
unconscious artifice in painting—because this is practiced mostly by men—to express
the power, and also fear, of women, by giving them a higher position within the space
of a picture. In religious and cosmogenic fantasies, too, the concept of superiority often
manifests itself in this spatial movement upwards. ‘The eternally feminine [das ewig
Weibliche] attracts us irresistablyq.’ That in our patient’s dream the spatially
antithetical scheme according to the ‘man-woman’ analogy shows through can also be
seen in the ‘side by side’ of the patient and her mother—‘with the mother,’ as it is
called.
This, the patient’s first dream during treatment, then, begins with deliberations on the
roles of men and women. One should never, not even when the psychotherapist’s
conviction concerning the importance of this problem for the neurosis is absolutely
firm, fail to take its continuation into consideration without any prejudice, and wait for
and compare new, affirmative facts. The patient’s further explanation concerned a
watch-chain that had been lost through a fault of her husband. She cannot remember the
loss of a watch. When she was asked what was the meaning of the watch, substituted in
the dream for the watchchain, she answers with great emotion, but apparently evading
the issue, that she had been saddened not by the loss of the chain itself but of a charm
attached to it. In short, the watch on a ladies watch-chain is identical with the lost
charm hanging from it, for which the patient is grieving and for which she is trying to
find a substitute.
The dream began with a metaphorical expression, by means of a spatial representation,
of contrasting inferior femininity and superior masculinity and ends, logically, with an
expression of the striving for a substitute for the masculinity that has been lost. In this
construction of a fictional guiding line, the character, the emotional reaction, the
dispositions, and the neurotic symptoms had to be represented, as was proven by what
followed. The characteristics of her lust for power, of impatience, dissatisfaction,
obstinacy and reticence accordingly proved to be, as all others, secondary auxiliary
lines, which were dependent on the guiding fiction of attaining masculine elevation.
Further ways of reasoning showed her tendentious emphasis on the dead father, by
means of which she artificially accentuated and extended her grief, which became
noticeable as a stronger grudge against her surroundings.
17 In my essay ‘Über neurotische Disposition’, in Heilen und Bilden, l.c., I have
called attention to something that must also be mentioned here, that an original organic
inferiority determines the choice of symptoms. In the neurosis, this mechanism comes
under the power of the psyche as a predisposition for disease; in the case of migraine
there is the particular possibility to make the blood vessels respond to emotional
disturbance, analogous to compulsive blushing. It appears that in other attacks
disturbances in the blood circulation caused by emotional disturbances (the swelling of
the veins) give rise to the symptoms of the disease.
18Later, and independent from me, Moll established identical facts. (see endnotes)
19I have often been able to demonstrate an identical meaning in ‘dreams about people
(1804 Paris – 1876 Nohant): Artist’s name of Aurore Dupin, who led a very free
life, full of scandals and love affairs, until she found a way of expressing her ideas and
feelings in the creation of a rich oeuvre of novels. Her first creative phase (1832-40) in
particular is full of feminist claims against social prejudice (Indiana, Lelio, Mauprat).
This was followed by a humanist-socalist phase, a period of democratic regionalism and
romantic pastoralism. At the end of her life she was active in Christian charity. She
knew
many of the great names of her time, such as Musset, Chopin, Leroux and Flaubert.
b exsudative diathesis
Ulysses with Circe and the Sirens: see Homer, Odyssee 12, line 17ff. and 47ff.
e Nietzsche: will to seem
(1865 – 1936): English author of a great variety of literary work, among others
stories such as ‘Kim’, ‘Jungle Book’, and a huge amount of poetry.
g Grüner
For his childhood history, see the Old Testament, 1 Samuel 9 (Now there was a
man of Benjamin, etc.) where he meets the prophet Samuel and is subsequently
anointed king.
j Claudius
Roman emperor, 41-54 AD. He was murdered by his own wife, Agrippina, so that their
son Nero could be put on the throne.
(footnote 12) Jolowicz, Ernst
(1882 – after 1950): About 1922-35 he was a neurologist and psychotherapist in
Leipzig; he emigrated around 1935-36, later became a psychotherapist in the USA.
(footnote 12) Oppenheim, Hermann
(1858 Warburg/Westfalen – 1919 Berlin): Neurologist, became private lecturer
of neurology in Berlin (1886), but gave up his lectureship in 1898, among others
because
of the absence of any prospect of an academic carreer for Jews. He was a supporter of
the
strictly organic-neurological interpretation of ‘traumatic neuroses’, a theory which
influenced national and private health insurers to generally react positively to patients’
claims. In the debate about shell-shock during the First World War that took place in
1916/17 he was decisively defeated by Max Nonne and Robert Gaupp, who tactically
used psycho-dynamic arguments and references to psychoanalysis.
k Lipps: sympathetic understanding See endnote on page 145.
l Kant: categorical imperative
There is more than one definition of this, for instance in the ‘Grundlegung der
Metaphysik der Sittten’ (1785), II: ‘Act as if the principle of your actions should
become
a general law of nature by means of your will.’
m Reich
n
See endnote to footnote 8 on page 2 8.
Demosthenes
(384 – 322 BC): First practiced as a speaker in judicial trials, than as a political orator in
favor of Greek autonomy against Phillippos II of Macedonia. Rather than by formal
perfection, his about sixty surviving orations are determined by his fascinating, soaring
patriotic pathos.
o Schumann
‘Das ewig Weibliche zieht uns hinan’, the final words from Goethe’s ‘Faust II’
(1831).
Practical Part II - V
Cruelty, Conscience, Perversion and Neurosis
In the analysis of neuroses and psychoses one is confronted with characteristics of
cruelty in the earliest period of childhood with unusual frequency. It is, however, not
correct to apply our moral standards to the manifestations in the first two years and
already to consider the use of power of such children, who are in reality still beyond
good and evil, as sadistic or cruel, as so often happens when parents or educators talk
about the early histories of psychopaths. For these manifestations will become
psychotic, or in our case neurotic, only when they serve a specific goal, when they are
constructed for this purpose as abstractions and with an anticipatory tendency, when
they are part of a system of reference. The fact that they are invariably erected on the
basis of opportunities and capabilities of experience does not justify the assumption of a
constitutional factor. As a matter of fact, one finds the character trait of cruelty only as a
compensatory superstructure among children whose inferiority feeling forces them to
develop their personality ideal early and hastily in other ways as well. The
accompanying traits of obstinacy, irascibility, sexual precocity, ambition, envy, greed,
malice and malicious delight in the discomfort of others, all of which are regularly
forced to emerge by the guiding fiction and help to arrange and mobilize the
predisposition for strife and emotional disturbance, provide the confused, variegated
picture of the ineducable child. Very often one will find a point of departure formed by
a feeling of weakness that is evaluated as feminine, and a tendency to smother feelings
of submission in brutal and cruel acts. An aversion to emotions, to tenderness, to
congratulations, to condolations, to greeting, show us attempts to destroy the
community feeling.
The lust for power of such children clearly manifests itself within the family and in
play, usually also in the way they walk, in their bearing and their eyes. In playing and in
the earliest ideas about their choice of profession their cruel trait will often betray itself
in a veiled manner, making ideal figures of the hangman, the butcher, the policeman, the
gravedigger, the savage, but also the coachman ‘because he can whip horses,’ or the
teacher ‘because he can whip children,’ the physician ‘because he can cut,’ the soldier
‘because he can shoot,’ the judge, and so forth.1 An interest in investigating is often
associated with this, and the torturing of smaller and bigger animals and children,
speculations and fantasies about possible accidents, often ones that might befall close
relatives, an interest in funerals and graveyards, in sadistic horror stories, will begin to
appear, as an exercise as it were.
1A. Adler, ‘Agressionstrieb’. In: Heilen und Bilden, l.c.
l.c.
Although the characteristics I sketch here may be encountered everywhere, they
are nevertheless traits of a neuroticism that has spread everywhere and a sign of an
insecurity that is seated deeply. They are by no means inherent in human nature, but are
rather forms of a failed masculine protest, which should bring about the security of the
feeling of self-worth. If it is frustrated in following a main guiding line, neurotic
circuitous routes will be entered on, and the ‘outbreak’ of the neurosis or psychosis will
follow as a result of the change of form and the increased intensity of the guiding
fiction.
I must also disclaim the ‘inborn’ criminality of children and criminals, as it has
been asserted by Lombrosoc and Ferrero.d They are nothing but forms of the aggressive
impulse, accentuated by the inferiority feeling, making use of the guiding line on the
useless side of life as soon as there no longer seems to be any hope of playing the hero
on the useful side. In doing this, the need of the community is violated by self-training.
The sudden change in the clearly visible neurosis will result because of a very strong
withdrawal. If the principal fear of making a decision fails to appear, an early result of
the safeguarding neurosis, and if a strong tendency develops to depreciate the life,
honor and property of fellow men, criminality will ensue.3
In the developed neurosis, on the other hand, one often finds traces of memories of
cruelty and criminality, just as those of sexuality tendentiously exaggerated, falsely
arranged and retained. By means of the imagination of an exaggerated conscience and
an exaggerated feeling of guilt the masculine protest is pushed away from
straightforward aggression and steered onto constructed routes of softheartedness. That
the old, over-stressed goal still exists and that nothing but a change of the fiction’s form
has diverted the direction of the tendency towards other, sometimes apparently opposite
routes, may be perceived only in the emotional disturbance that occasionally surfaces,
in the analysis of the attack, in characteristic traits that manifest themselves from time
to time, as is often the case when psychosis breaks out, and in the final goal of the
neurotic circuitous paths and characteristic traits that were pushed out of direction, in
the fact that a certain dominance has been established despite all subjugation, that
others are tortured by self-torture, and in the admixture of occasionally appearing,
fundamental and straightforward aggression.
3 See also A. Jassny, ‘Das Weib als Verbrecher’. In: Archiv für
Kriminalpsychologie,
1911, H. 19; ‘Verwahrloste Kinder. In: Praxis und Theorie der Individualpsycholigie;
and A. Adler, ‘Neurose und Verbrechen’. In: Zeitschr. f. Individualpsychologie, Bd. IV,
1926. (see endnote)
And so it is possible that after an altogether aggressive period, in anticipation or
because of the actual experience of a defeat, the psychopath’s greedy, brutal, violent
characteristics are made to approach the general guiding moral images more closely or
even too obtrusively by means of the construction of a fictional authority—the
conscience—just as, after all, the lines of egocentric, evil desire are entered upon from
the inferiority feeling. ‘It must be my destiny, then, to be a villain’—in this and similar
ways the fictional plan of life of many neurotics takes shape, if unnoticed and
unconconsciously, until a look into the abyss pulls them away from the dangerous spot,
gripped by sudden dizziness, and forces them to a stronger safeguard than would have
been absolutely necessary. Under pressure of the safeguarding tendency, the conscience
develops from the simpler forms of anticipation and self-evaluation, and will be
endowed with the attributes of power and elevated to a god,—so that the neurotic is
able to pursue his guiding lines in apparent harmony with the community feeling, so
that he will find it easier to find his way in the uncertainty of events, so that he can
dispose of a safeguarding doubt among the tactics and methods of combat to which his
desire for power leads him. Yet the neurotic is always lured by the fruitlessness of his
pangs of conscience, of remorse, of sadness, because their deceitful image elevates him
and attempts to improve him and make him look better; at the same time it absolves him
from finding a solution for the real problems of life. ‘Pangs of conscience are
improper!’ (Nietzsche.e) It is always suspicious when someone, in exaggerated high-
mindedness, roams far beyond the limits of what is considererd normal. In that case our
judgment must rely on concluding whether general usefulness is served or neglected in
the process.
However, in order to be better able to determine his tactics, the neurotic will bring
about this tranformation of his character traits himself. This is the case when, from a
neurotic perspective, he ascribes to his sexual partner, of whom he is afraid, general and
fundamental characteristics of egoism, cruelty and deceitfulness, while ascribing noble
characterstics to himself. He will search, bring out and exaggerate those among his
memories and inclinations that confirm the cordiality, mildness and openness of his
own character. In order to provide proof, he will often act as if his virtues had the reality
of being inborn and everlasting.
One important question remains to be mentioned. Nearly all of our neurotic
patients come to us when they are in the ‘virtuous stage,’ that is to say, after having
experienced a defeat. Accordingly, we must therefore be prepared to discover with great
effort their striving for superiority less in direct characteristics and a predisposition for
emotional disurbances, than in neurotic deviations, accentuated safeguards, and in the
analysis of their dreams and neurotic symptoms. One will discover that the childish
fictional guiding image has only become more intense, and in the cases just mentioned,
that the neurotic symptoms lead to the depreciation of others with greater impetus than
the old guiding lines of cruelty and the desire to torture. For all of these lines are
stretched tensely between the original insecurity of the constitutionally or subjectively
inferior individual and his unattainable fictional idea of personality. However far back
into the days of childhood the sadism, perversion, sexual libido, or the masculine
protest and the constructive lines of the character may reach, they are invariably
constructed according to a plan of life and will manifestly be dependent on it. The
development of sadism from neurotic predispositions and deceitful secretiveness, from
the unconscious, may be considered equal to tracing back the neurosis to an earlier
stage, to the time before the defeat. Freud’s scientific work, however significant and
momentous it may have been for the understanding of the neurosis, did not provide a
correct picture of the neurotic psyche, being as it was, like a neurotic’s reasoning, too
much occupied with things of secondary importance to its structure. The neurotic
predispositions of increased affectivity, the traits of exaggerated aggression, the
hypersensitivity, and the direct compensatory peculiarities of character require that they
be released from their mistaken overstrained state, not justified by pointing to ‘inborn
impulsive components.’ This is also the case with those neurotic perverse inclinations
that are occasionally constructed at an early stage, and that want to come to the aid of
the general fear of making decisions, apparently by means of the development of a
compromise, but in reality by eliminating the feared, normal solution of problems
concerning love. Therefore, one should aspire to put an end to the erroneously
exaggerated inferiority feeling and the depreciation tendency resulting from it—those
two all-important poles of every neurotic—by means of the patient’s insight and
superiority. For they have become, like their sexual analogies and manifestations
(sadism, masochism, fetishism, homosexuality, incest fantasies, apparent increase or
decrease of the sexual impulse), the foundation of the neurosis, not of the human
psyche.4
4See A. Adler, in the Handbuch der normalen und pathologischen Physiologie. Berlin
1926, the articles ‘Homosexuality’, ‘Sadism’ etc.
Endnotes for Practical Part II-V
a La Rochefoucauld
See endnotes on page xxiii, ‘fff’ on page 29, and ‘lll’ on page 30.
Practical Part II - VI
Above–Beneath — Choice of Profession — Somnambulism — Antithesis in
Thought — Elevation of the Personality by
Depreciation of Others — Jealousy — Neurotic Assistance — Authority — Thinking in
Antitheses and the Masculine Protest —
Dilatory Attitude and Marriage — The Attitude Upwards as a Symbol of Life —
Compulsive Masturbation — Neurotic Striving for Knowledge
The abstraction of the concept ‘above-beneath’ obviously plays an immensely
important role in the cultural development of mankind, and is probably even connected
with the beginning of the upright carriage of human beings. Since every child repeats
this process in the course of its development by standing up from the floor and since
training, from a general hygienic principle, also strongly discourages the child from
‘being down,’ indeed, even attempts to develop a disgust for clinging to and creeping
on the floor, it is obvious that this higher development in childhood contributes not a
little to the higher valuation of ‘above.’ A certain indication may be found in the
behavior of small children when they throw themselves on the floor defiantly, probably
also because they want to make themselves dirty, in order to make their presence felt to
their parents. But in doing this, they betray that the concept of ‘being down,’ as a fiction
of forbidden filthiness and sinfulness, is beginning to develop within them. In this
psychic gesture of small children one may probably also see the model for later,
strongly expanded neurotic traits, in particular for pseudo-masochistic behavior.
Further impressions, which can be obtained in great number from psychological
perceptions of culture and religion, may be derived from impressions of the heavenly
bodies. Like the child, primitive people, too, came to feel that the sun, the day, joy,
elevation, being ‘above’ could be equated to one another, whereas they very often
associated the ‘beneath’ with sin, death, filth, disease and the night. The antithesis of
the ‘above-beneath’ in modern religious systems can be perceived in ancient ones no
less clearly. From a work by K. T. Preußa about ‘the fire gods as a basis for
understanding Mexican religion’ (‘Die Feuergötter als Ausgangspunkt zum Verständnis
der mexikanischen Religion,’ in Mitteilungen der Anthropologischen Gesellschaft in
Wien 1903), we may infer the special expression of this antithesis and of the association
‘above-beneath.’ The god of fire is at the same time the god of the dead who lives with
him at the place of descent. Overturned containers, people falling down, were
considered to be images of the ‘above-beneath,’ that is to say, of the fall into the realm
of the dead, and in this spatial antithesis conceptions of preservation and destruction or
terror were given form.1
Furthermore, sensations and impressions from childhood have a formative effect
on the spatial notion of ‘above- beneath,’ making the antithesis even more intense.
Falling, falling down, is painful, disgraceful, dishonorable, sometimes punishable. Not
rarely it is the result of inattention, clumsiness or a lack of carefulness, or may be the
reason one is laughed at. Therefore, too, these feelings are constantly taken in as
admonishing reminders, so that ‘being down’ may be experienced as a sharp expression
of ‘having fallen down,’ of inattention, of clumsiness, of defeat, not without provoking
or at least stimulating the emergence of a protest that directs itself against the inferiority
feeling that accompanies it.
In addition one will find in this category of ‘above-beneath,’ each of which is
invariably accompanied antithetically by the other, that among normal and neurotic
individuals both it is mixed with trains of thought expressing an antithesis of conquest
and defeat, of triumph and inferiority. More in particular, memory traces will emerge in
the analysis that are concerned with riding, swimming, flying, mountain climbing, with
climbing stairs and climbing to great heights, and as antitheses of which the carrying of
a rider, nightmares, submergence in water, falling down, collapse, or restraints on
movement upwards or forwards will appear. The more abstract and figurative the
memory becomes, in dreams, in hallucinations, in single neurotic symptoms, the more
distinctly one can observe certain transitions indicating a male-female factor; in this
connection, the male principle, often only conceived as a greater power, is represented
as ‘above,’ the female as ‘beneath.’ It is easy to see that fights and their results support
this valuation.
In the games of children, preparations for life as they are (Karl Groosb), this
striving ‘upward’ may regularly be found as a struggle for superiority. This is also
found in children’s ideas about future occupations.2 In the progress of psychic
development one will regularly find that reality functions as a brake, so that the
abstraction of the ‘above’ will try in some way to find a concrete representation. In this
process there is often a marked effect of caution such as that of the fear of heights,
which turns the wish to become a roofer into the choice to be a building contractor,
makes an airplane engineer out of the aviator, and transforms the little girl’s wish to be
like her father into a reality that can be fulfilled by dominating like her mother.
The safeguarding tendency and masculine protest exploit the resulting guiding
lines of ‘wanting to be above’ to the fullest. Under pressure of this fiction the neurotic
is sometimes forced to ‘masculine’ decisiveness, to conflict and struggle, and
sometimes over-cautious, hesitating, doubting behavior. He is permanently placed in a
situation in which he must find explanations for everything he does or experiences,
even for things which others never even have seen. Indeed, he must smell out, hang on
to, exaggerate, or arrange situations whose importance seems really very little to us. Let
us take a more detailed look at this behavior.
1 I am particularly indebted to Prof. Dr. D. Oppenheim for many valuable
historical references.
2See Kramer, ‘Berufsphantasien.’ In: Heilen und Bilden, l.c.
A rather small woman, 25 years old, came to me with complaints about frequent
headaches, emotional outbursts, and a dislike for work and life in general. There was
clear evidence of traces of rickets. The history of her childhood reveals an intense
inferiority feeling, which was constantly kept under strain because of her mother’s
preference for a younger brother and his intellectual superiority. The most passionate,
unconscious wish of this patient always had been to be big, clever and to be a man. She
took the preparatory attitudes to reach this goal from her father’s example. Wherever
this appeared to be impossible for her, being a small, stupid girl, she had secured her
imaginary feeling of self-worth by a disposition for emotional disturbances in the form
of rage and anger, by simulating stupidity and illness, not least by an arrangement of
laziness towards her relatives in general, and particularly in obstinacy towards her
mother. At this point I ignore the lines of masculinity, malice, and obstinacy she
constructed, nor do I want to go into her burning ambition or her tendency to lie and
boast, indeed I will confine myself to demonstrate how all these characteristics are
combined in the passion to ‘be above,’ and how they serve the depreciation tendency.
For this purpose I want to refer to one of her dreams, one which contains a modest
reference to the psychology of somnambulism. The dream is as follows:
‘I have become a sleepwalker and climbed onto everyone’s head.’
A few days before, the patient had heard some talk about ‘moonstruck’ people. In
her attempts to explain this dream a series of ambitious ideas emerge, taking the form,
among others, of her dominance over her future husband. From earlier times she
remembered dream images in which she was represented riding a man as a horse.3 I
have never treated a genuine sleepwalker. However, this neurotic symptom may
occasionally be found in rudimentary form. Just as dreams of flight and climbing stairs,
etc., it proves to be, as the dynamic expression of ‘wanting to be above,’ equal to the
masculine aggression. I once found that a patient who showed strong masochistic
tendencies strenuously attempted, while he was asleep, to reach the ceiling of his room
by stretching out his legs up on the wall. The interpretation showed that the patient,
from an imaginary or real situation that he valued as female and masochistic, turned to
the masculine protest by reversal, simultaneously expressing this by his striving to be
‘above’ in a symbolic modus dicendi.
The dream’s second idea: ‘I climbed onto everyone’s head’—reveals the same
meaning. Here, the patient uses a common figure of speech to express that she is
superior to everyone. Her striving upward can only be understood dialectically, within
an antithesis, as indeed the thinking process of the insecure neurotic is invariably
moving in markedly opposite directions, in an ‘either-or,’ as in an abstraction conceived
according to the scheme of the opposites masculinefeminine. The innumerable possible
compromises do not carry any weight because both neurotic poles — the inferiority
feeling on the one hand, the exaggerated feeling of self-worth on the other — controlled
by the accentuated safeguarding tendency will only allow absolutely opposite values to
be apperceived.4
3 The image: a woman riding on top of a man can often be found, directly or in
disguise, in paintings. I call attention to Burgkmaier, Hans Baldung Grien, Dürer and to
the many prints showing Kampaspa, Alexander the Great’s lover, riding Aristoteles.
(see endnotes)
The train of thought of this dream permits us to guess our neurotic patient’s
predispositions. Indeed, her masculine protest, her tendency to depreciate others, her
ambition, defiance, unyieldingness, obstinacy are all remarkable enough. The psychic
significance of her headache shows itself in this dream. Previous analysis, namely, had
revealed that the symptom always occurred when there was a feeling of depreciation, of
belittlement, of ‘feminization’ — to put it in the words of the dream: whenever one
‘climbed onto her head.’ During the periods of her headaches, where one would expect
anger, she had escaped the dominance of others, particularly of the mother, by
constructing this ‘predisposition for pain’ with its incumbent hallucination of pain, and
accordingly her feeling of self-worth could be elevated only more, as if by defiance,
laziness and obstinacy, in short: she had ‘climbed onto the heads’ of the others.
Among children this tendency to be ‘above’ is unmistakable and often coincidental
with a wish to be big. They want to be lifted up, like to climb on chairs, tables and
cupboards and usually connect this striving with the idea of showing that they are
disobedient, brave, and manly. How close the tendency to depreciate others borders on
this is clearly shown in their joy at the moment when they succeed in being ‘bigger’
than grown-ups. The accentuation of the aggressive drive is often clearly manifested in
this showing off by prematurely neurotic children. Thus it occasionally happens that
very young patients constantly climb on chairs, benches and tables in the consulting
room of the physician, thus revealing their contempt and their inadequate preparation
for the community.
The danger of falling or of accidents, in this striving upwards, as well as the
customary education to being a coward, forces most of these children to a change of
form of their guiding line or to neurotic circuitous ways, in which the fear of heights,
acrophobia, serves as a memento, and usually symbolically represents undertakings and
risks of all kinds, thus laying the foundation for a ready predisposition that functions as
a restraining device that lets the patient get stuck on his way time and again. Cases of
agoraphobia sometimes express in this manner their fear to descend from their elevated
position, hankering after greatness as they are. From time to time the striving upwards
is largely assimilated into tendencies to depreciate others. In a transposed form, this
putting down of others may express itself in an inclination to slander, but more
particularly in neurotic jealousy and in jealous delusions. Another interesting type of
depreciation I found among neurotics is their precaution, their anxious behavior, and
their worry about the fate of others. They behave as if others were incapable of taking
care of themselves without their help. They are constantly giving advice, they want to
do everything themselves, are always discovering new dangers, and will not rest until
the other, intimidated and discouraged, places himself entirely in their hands. Neurotic
parents do great harm in this way, and it is also the cause of much tension in love and
marriage. What they are striving after is to lay down the law for others. One of my
patients, who had been run over twice in his childhood, linked his damaged feeling of
self-worth with this memory and whenever he crossed the street with someone he
would anxiously lead this person over by the arm, as if he did not trust this person’s
ability to get to the other side without help. Many are anxious when their relatives travel
by rail, or go swimming or canoeing; they are constantly giving their nursemaids
instructions, and they pursue their depreciation tendency with exaggerated criticisms
and reprimands as well. In school or at work one will always find these nagging,
faultfinding depreciations in neurotic teachers and superiors. It is an absolute priority to
obviate such predispositions in the practice of psychotherapy, even when the patient is
provoking them. This requirement leads to a renunciation of oppressive authority.
Anyone who has become acquainted with the hypersensitivity of neurotics knows how
easily they feel depreciated. One of my patients, who suffered from hystero-epilepsy
and always behaved as if he wanted to place himself in an entirely subordinate position,
on one occasion fell unconscious before my door. In such ‘accidents’ one may easily
recognize the depreciation tendency. Even in his confused state he still addressed me as
‘teacher’ and stammered that he would bring a note. After the attack he confirmed to
me that on that occasion he had not wanted to come. The analysis revealed that he had
made me into a teacher—which was very well possible at any time, given the nature of
the situation—in order to gain, by means of self-deception, the distance necessary for
conflict, and to be able to act as if he was obliged to come to school and had to bring a
written excuse. After he had intuitively placed himself in this situation of inferiority, he
could now let the compensatory predispositions derived from it come into play in order
to scare me.5
4 We have already pointed out that the tentative beginnings of philosophy, initiated
in insecurity, have also hypostasized this antithetical thinking. Karl Joèl discusses this
problem in the ‘Geschichte der Zahlprinzipien in der griechischen Philosophie’
(Zeitschr. f. Philosophy u. philos. Kritik, Bd. 97) where he says: ‘The real root of
antithesis is the instinctive, obstinate rigidity of reason, which only wants to recognize
absolutes.’ In the neurosis this antithesis is maintained (‘Aut Cæsar aut nihil’), because
the neurotic in his accentuated inferiority feeling wants to recognize the strongest
confirmation of his own value. (see endnotes)
A twenty-year old girl is suffering from the compulsive idea that she could not ride
in a street-car, because when she got on, the thought would invariably emerge that a
man might get off and fall under the wheels. Analysis revealed that this compulsion
neurosis represents the patient’s masculine protest in the image of being ‘above,’ and
accordingly the man has to be ‘beneath,’ has to be depreciated, and must bear the
injuries that he causes women.6 In addition, the accentuated safeguarding tendency
constructs a precautionary structure of fear, which is intended to further satisfy the fear
of men: even when her superiority was assured she would be unable to decide on
marriage because her future husband would certainly have a very hard time with her.
And finally, by means of these neurotic problems, she prevents herself from ever
playing a feminine role. One can understand from this point of view the often
incomprehensible striving of many neurotic girls and women to exact from their
partners great sacrifices and to put them through severe tests, in so far that they hope to
elevate their feeling of selfworth, to attain an appearance of being equal to men. A
female patient prevented the (feminine) connection to society with the compulsive idea
that she would have to crow like a cock (masculine) in front of others.
5 How the change that is taking place in the age of socialism, the decline of
authority, must alter our entire life, particularly education and schools, is a subject for
discussion elsewhere.
Thinking in crude antitheses is therefore a sign of insecurity in itself and adheres to
the one genuine antithesis, that between man and woman. It contains within it a value
judgment, too, which, unnoticed, smoothly infuses itself in all ‘antithetical reasoning’
because this is invariably undertaken according to the image of the dissection of the
hermaphrodite into a masculine and a feminine half. Platoc has perhaps expressed this
idea in its purest form. And human perception was unable to free itself from the
clutches of its self-created fiction until Kantd. But the neurotically disposed child holds
on to the oppositeness between the sexes and the higher valuation of the masculine
principle connected with it, in order to escape insecurity and to find guiding lines for
the guiding personality idea. This is how it happens that this guiding fiction takes on a
masculine appearance, and that in all experience and striving of the neurotic the
masculine protest prevails as an arranging and driving principle. The symbol of the
spatial antithesis of ‘abovebeneath’ mentioned above is exquisitely suitable to express
this antithesis between the sexes. And thus we come to understand that in every one of
our psychological analyses this expression of a sharply antithetical scheme must, in one
way or another, come to the fore. It is an open question whether intensification is taken
from the realities of childhood and their impressions, or from observations of the sexual
relations among people or animals.
The ‘wish to be above’ of the neurotic woman is forcefully produced by her
masculine guiding image and represents an attempt to identify with the man. The
insistence and ‘rigid reasoning’ with which this happens, even in neurotic circuitous
ways, testifies to the original insecurity and fear of being, once ‘beneath,’ depreciated,
female, ‘just’ a woman. Thus the transcendental personality idea attains its dominating
control, because it holds out the prospect of compensation, of pacifying the inferiority
feeling at a later stage, in the ‘hereafter.’ ‘I want to be above, I want to be a man,’ is
what every gesture expresses, ‘because I fear to be oppressed and misused as a woman,’
‘because only the man enjoys a feeling of power.’ This is accompanied by a
strengthening of ambition, jealousy, etc., and a usually intensified mistrust turns against
any possible depreciation. In the case of true depreciations, however, the masculine
protest will flare up, leading, even when the causes are insignificant and empty, to the
well-known, unpleasant frictions of neurotics with their environment, for which their
principled dogmatism and love of justice, their obstinate shrewdness and acuteness
form the predispositions and tactics, the advance organ of attack, in order to provide
some kind of confirmation for the feeling of power. One will never, and particularly in
times of great insecurity, fail to notice the ‘search for that which is beneath’ in this, the
acute perception for humiliations and insults, slights and neglects, further arrangements
of depression, anxiety, remorse, feelings of guilt, and pangs of conscience. And now
stronger safeguards are put in place, new neurotic symbols and circuitous routes are
constructed, the neurotic characteristics become more fundamental and more abstract,
and the fully developed picture of the neurosis comes to the fore.7 In this way the revolt
to develop a higher feeling of self-worth has been set up; the introduction to it is formed
by both disease itself and the predisposition for disease, which is used in one way or
another as a means of power over the environment.
6Laura Marholm quotes the following poem: ‘The woman is a rose bush; then comes
drawn with great intuitive power, in whom the ‘wish to be above’ stands out blatantly,
namely in Alfred Berger’s Privy Councilor Eysenhardt (see Praxis und Theorie, l.c.),
which I would recommend every psychotherapist read. One will recognize in his
account a poetical perception of everything we mentioned about this prototype in our
description. The all too strong energy of the father, the inferiority feeling of the boy
with the compensatory masculine protest, the increasing sexual desire, the lust for
power, the preparations to kill the father, fetishism, the judicial career, exaggerated
safeguards in case of defeat, the construction of remorse, pangs of conscience,
hallucinations and obsessions as revengeful rejections of the authoritarian idea of the
state, the loss of a tooth and the exaggerated fear of women as the cause of a further
increase of the masculine protest, and with it once again the arrangement of an
increased sexual desire — all of which is very impressive and transparent, a description
of the neurotic deviation which reminds one of those of Dostoyevsky (see
‘Dostoyevsky.’ In: Praxis und Theorie der Individualpsychologie, l.c.) and requires no
further explanation. (see endnotes)
The patient’s further communications went on to explain the fact why she could
not undertake anything, since whatever she did the thought would always cross her
mind that it was useless anyway because after all everyone must die. As one can see,
this is a senseless idea that yet, at the same time, makes sense and has been pushed so
far into the foreground that it is interfering with life’s course. Most importantly,
however, it neutralizes the influence of time and development and on this occasion
makes it impossible for the patient to enter marriage. The conviction that the patient had
come to the physician only because she was forced to and was not striving to get cured
at all, but rather wished to get proof of her incurability followed as a matter of course.
One of her dreams revealed much from this constellation. This is how it goes:
‘A physician comes to me who tells me that I should jump and sing when my
thoughts would turn to dying. Then these thoughts would disappear. Then a child
(hesitatingly)—quite a big child—is brought in. The child is in pain and is crying. The
child is given medicine in order to calm down and fall asleep.’
The physician in the dream had once treated her when she was a child and suffered
from scarlet fever. In the dream he uses words that in her present illness she is hearing
time and again from her relatives and physicians. He gives her advice as he would a
child, and it is completely useless. These ideas are directed towards me and they
express the expectation that my measures will be useless as well. Of course she dreamt
this dream on a night when she actually slept—for the first time after quite a long
period of sleeplessness. Since the patient considers this to be a partial result of my
treatment she reacts with a great deal of aggression, my measures are worthless, too.
After all: we all must die! The second scene is a description of a birth. The hesitation in
mentioning the child’s ‘bigness’ indicates where the thoughts of the dreamer are
dwelling: on a small, newborn child. The expression: ‘a child is brought into the world’
is taken from the image of giving birth and it coincides with the sketchy form of the
dream. The dream moreover shows the situation which the patient is anticipating, in
which she has imagined herself: a crying child! And I am supposed to follow this
physician? Jumping and singing no less? In other words, the patient here expresses: I
cannot sleep because I am thinking of giving birth with all its pain.
Giving birth, pain, death, in these she sees her certain fate and she thinks about
death in order not to have to give birth. She fails to see what is most important by
looking too far ahead.
The exaggerated safeguard against giving birth is a change of the form and
intensity of her masculine fiction. She enters on the neurotic circuitous route in order to
safeguard herself from the feminine role, which she experiences as a defeat, fixates her
thought, under the influence of an anticipatory tendency, on giving birth and dying as a
memento, and would rather be a child herself, to take a powder rather than be cured by
psychotherapy. For her, being cured implies to be fitted into the feminine role. Now her
fight, under a more acute tendency, turns against the physician who wants to cure her
insomnia. She must remain superior to him, let him talk nonsense and dictate to him
that he must treat her by giving her medication, as she was treated when she was a
child. The compulsion neurosis represents her safeguarding private philosophy of the
vanity of everything as a protection against the feminine role.
In our type of the psychology of neuroses one always gets the impression that the
neurotic gesture that one observes is pointing straight to the final purpose, to the
fictional final goal, as if one were examining one of the middle pictures in some
cinematographic film. The problem consists in recognizing these gestures, that is, the
symptoms, predispositions and characteristics, and to come to understand what is their
objective. In every neurotic attitude the beginning and the final goal are suggestively
concealed.8 This conclusion is the foundation of the individual-psychological method,
and coincides with our other findings. In the analysis of a symptom or a dream one will,
therefore, always come across traces of the ‘beneath’—the feeling of inferiority—and
the ‘above’—the fictional final goal,—in the form of an upwardly directed psychic
attitude, expressed in strong antitheses in the image of the psychic circuitous route,
which in itself is an illustration of the tendency to use expedients in order to cope with
obstacles. The phenomena are often disunited, so that in the change and hesitation of
the psychic manifestations it is now the ‘above’ and then the ‘beneath’ which comes to
light. Often, this ‘desire to be above’ is expressed in a strongly figurative manner,
particularly in dreams, but in symptoms as well, manifesting itself symbolically as a
race, as flight, as mountain climbing, climbing stairs, emerging from water, etc.,
whereas the ‘beneath’ is expressed by falling, by prison walls, restraints, missing a
train, etc., or in other words a movement downwards. At this point I would like to give
an account the dreams of a patient who had fears about his future as a man because of
memories of weakness and noticeably feminine behavior. A dream from his early
childhood, which filled him with terror for a long time, showed him how he was being
pursued by a bull. As a farmer’s son he understood even at that early age that this male
pursuer was racing against a cow, which was represented by the patient himself. When
he was to go to school he immediately directed his steps towards the girls’ school, and
had to be taken to the boys’ school by force. He unconsciously regarded his whole life
as a race for which he was continuously making preparations. When courting a girl he
lost out to a friend. He had shrunk back, in accordance with his neurosis, at the moment
when he should have made a decision. When he was at the point of marrying, he feared
his future wife’s superiority, fell into the habit of compulsive masturbation, often had
pollutions, and began suffering from a tremor which hindered his work and
advancement at his office. Naturally, he constructed a neurotic set of mutually
dependent preconditions that stipulated that he would marry only when he was cured,
an idea that seems wise and justifiable, but which allowed the patient to operate secretly
against marriage, as if he were under cover, because he feared it would fail and
depreciate his feeling of self-worth, allegedly because of his bride’s higher education.
The tremor represented the anticipated onset of paralysis that he feared because of his
excessive masturbation. After he had secured himself in this way he still needed
confirmation of his incurable suffering, and this is why he went to physicians weeping.
Our discussions gave me the impression of a restlessly ambitious individual who always
wanted to depreciate others but shrank away from making a serious decision. For him,
amorous relations were also mainly a means to acquire proof for his superior manliness.
However passionately he might court a girl, from the moment she responded to his
advances she lost all charm for him, since his striving for power lost its entire
foundation and seemed to come under threat. Besides, as an engagement seemed to be
getting near, he would begin other hopeless relations or he would make them seem
hopeless, and so he ran from one rejection to the next, all in order to be able, by feeling
his lack of influence, to evaluate himself as inferior compared to his future bride and
come to a stop. This provided him time and again with a new impulse to operate against
the marriage that he apparently wanted. One of his dreams is as follows:
8 Bergson correctly emphasizes the identicality of every movement in life. With
sufficient knowledge and enough experience one may discern the past, the present and
the future, but the final goal as well, of any psychic phenomenon. And thus every
psychic phenomenon, and indeed every characteristic, in a similar way as an inferior
physical organ, can be viewed as a symbol of an individual life, as an individual attempt
to climb up. (see endnote)
‘I am with an old friend of mine and talk with him about a mutual acquaintance.
He says: “What use is his money to him, he has not learned anything.”’
The old friend, to whom the patient had lost out when he was courting a woman,
had also failed in lower science school and had given up his study. The patient is
superior to him, for he finished technical school. He embraced the sublime teaching:
knowledge is more than money—particularly since this belief serves his fiction of being
‘above’ and comforts him. The mutual acquaintance here takes the place of the rich
woman they both had been courting. The contest begins all over again. Our patient is
declared the winner by his rival.
A second dream that same night clarifies this. The patient dreams ‘ as if he had
brought to shame a woman of lower standing, and had dishonored her.’ The fiction of
this dream expresses yet a shade more obviously that he is ‘above.’ The woman he used
to court before is depreciated here, in the patient’s sense, in that she is poor and
recognizes him as her master. The lack of a feeling of friendship and community is
particularly clear in this case of the contestant, as is the predominance of power politics.
I want to mention briefly here that the occurrence of a multitude of dreams in one
night can be explained from the fact that multiple attempts of anticipatory thinking of
tentative solutions to a problem are being undertaken. Frequently it will become
apparent that—and this is easily understood in the case of neurotics—a single route to
the guiding personality idea is insufficient to satisfy their caution. Under the influence
of the increasing safeguarding tendency the dream will then become even more
abstract, even more metaphorical, and the interpretation of all the dreams of one night
will then provide one with several psychic attitudes, from the comparison of which the
dynamics and the goal of the neurosis will become much clearer. In the case described
above, the rival in the first dream submits and the wealth of the woman, her power, is
depreciated as far as its importance is concerned. In the second dream he has taken
away this power from the woman, put her in the feminine situation ‘below,’ and this is
done in such an abstract manner that the woman under consideration is left with nothing
personal, and only her subordinate role remains. The patient, moreover, more than once
expresses the idea that only an uneducated woman from the country would be good for
him, as he would always be the dominating person to her. The woman he wants to
become his wife, too, frightens him because of her intelligence. This is a characteristic
trait of many neurotics that always makes them choose below their social level, and it is
the reason why ideas emerge of choosing a prostitute, a little girl, etc., to love or marry.
In all similar cases one may be able to observe the depreciation tendency towards the
female partner that seeks to initiate the depreciation of the woman by constructing
mistrust, jealousy, a desire to dominate, ethical principles and demands. The inferiority
feeling thus hinders the expansion of the community feeling.
Yet another dream depicts the idea of a race very graphically: ‘I was riding in a
train and looked out of the window, whether the dog was still running along with the
train. I thought, it has run itself to death, it has gotten under the wheels. I felt sorry for
it. Then it occurred to me that I had another dog now, but this one is rather awkward.’
With his old friend and rival he had often raced on bicycle, betting who would win, and
he had usually been left behind. Now that his friend is in a lesser social position than he
himself, ‘the friend can run after him,’ as they say in Vienna when you are bragging
about your superiority. The transformation into a dog is a product of the depreciation
tendency and fairly common. In a case of dementia præcox I observed once that the
patient gave all dogs names of important women. The dog also represented his future
bride who, after all, also made his superiority questionable. Her death would liberate
him from his fear, and he would also be free if she would listen to a rival, as his
suspicion often whispered to him, if she would get under the wheels. If this would
happen he would be sorry. ‘In the dream he supposes this has actually happened and he
anticipates his grief. The ‘awkward dog’ is a woman who about this time had disgusted
him by responding to his advances, and for whom he no longer cared.
His aversion against people ‘above’ him is boundless and fundamental. One night
he dreamed: ‘Our choral society gave a concert. The director’s place was empty.’ The
society to which he belonged once had had to sing without its director because he had
missed his train. This situation seemed best to him: we do not need a director! This is
his usual attitude in all situations where he is not himself the director.
Just as in male neurotics, the compulsion to masturbate in females also originates
in the tendency to evade making decisions, to avoid sexual intercourse and thus to
remain ‘above.’ In the masturbation fantasies of women one often finds the woman in
the role of the man. Among men, masturbation serves, in the first place, as proof that
they can live by themselves, that they can live without a woman, and in the second
place, as a pretext for and prevention of sexual intercourse, which is feared because of
the woman’s superiority. It is, therefore, a product of the safeguarding tendency. Very
often indeed the neurotic’s one-sided, antithetical principle: triumph or defeat, finds
expression in the masturbation fantasy, in sadistic or masochistic images. If the situation
calls for stronger safeguards, then impotence or the developed neurosis will make an
appearance, not so much as a result of the renunciation of masturbation or as a
consequence of auto-eroticism, but as an accentuated safeguard. The problem is not the
common, usual masturbation of young people, but its persistence; Individual
Psychology demonstrates that masturbation is the eroticism of the isolated individual
who is hostile to society.
Among the preparatory actions and neurotic predispositions supposed to serve the
safeguard directed to the ‘above,’ curiosity, an impulse to investigate, a desire to see
everything, and a ‘voyeuristic’ impulse, as mentioned by several authors, occupy a
prominent place. These impulses are invariably proof of a primary insecurity, for the
compensation of which the guiding lines of the investigator are developed. They serve,
particularly in the fully developed neurosis, secondarily the goals of hesitation, the
avoidance to come to a decision or establish a plan, and in life, especially in sexuality,
they are often transformed from a means into a goal to which every impulse of the
psyche is related. Investigation, the search for truth, the desire to know everything, the
well-known neurotic thoroughness—these are then the characteristics that build up the
feeling of self-worth, and must elevate and protect it. Among children one may often
find incessant reading as a way of satisfying ambition, and at the same time as an
escape from the more serious demands of school. Furthermore it may be used in the
simultaneous obstinate attitude towards the parents, causing a disturbance of the daily
routine of the family.
Endnotes for Practical Part II-VI
a Preuss, Konrad Theodor
(1869 Eylan – 1938 Berlin): Director of the Museum of Ethnology and professor
in Berlin. As R. R. Marett and E. B. Taylor, he, too, supported a theory of ethnological
theology which was taken further sociologically by E. Durkheim and psychologically
by
W. Wundt. He considered the archaic belief in a supreme god an expression of the
‘experience of wholeness’ of ‘primitive’ thinking.
b Groos, Karl
See also endnote ‘e’ on page 75. By means of his philosophic criticism, Kant
wanted to liberate people of their ‘self-inflicted tutelage’ by enlightening them, and by
the Copernican turn toward the subject to make them conscious of its transcendental
global constitution. Everyone should ‘use his own reason without anyone else’s
guidance.’ ‘Free reasoning’ as a public use of reason is decisive in this, while in an
institutional sense, in professions, in the state, the church, etc., ‘private use’ of reason is
authoritative in a limited sense.
(footnote 7) Berger, Alfred Freiherr von
(1853 – 1912 Vienna): Director of the Burgtheater from 1909, and a writer of
poetry, stories and philosophical studies.
(footnote 7) Dostoyevski, Fyodor Mikhaylovich
(1821 – 1881 Petersburg): From 1844 he made a living as a writer, was
condemned to death in 1849 but at the very last moment before his execution he was
pardoned and deported to Siberia, where he had nothing but the Bible to comfort him.
In
1859 he was freed. After this he published those works that constitute his literary and
religious-spiritual genius: Memoirs from the Underground (1864), Crime and
Punishment
(1866), The Idiot (1868), The Brothers Karamazov (1879-80).
e Herder, Johann Gottfried
symbol, in a manner of speaking it is what is left when one suspends to a certain degree
the norm for sexuality. For pseudomasochismus, see ‘Der psychische Behandlung der
Trigeminusneuralgie.’ In: Praxis und Theorie der Individualpsychologie, l.c.
3Because it was still useful to slow down treatment.
l.c.
Endnotes for Practical Part II-VII
a Jacob and Esau
According to the Old Testament book of Genesis (27, 1-40), the younger son Jacob
contrived to get his father’s blessing by using a trick, thus making an enemy of his older
brother Esau.
(footnote 1) Furtmüller, Aline
(1883 Vienna – 1941 USA): Ph.D., the wife of Carl Furtmüller (see endnote for
‘footnote
10’ on page 165), née Klatschko, the daughter of an important socialist Russian
emigrant. She
was a member of the City Council of ‘Red Vienna’ and noted pedagog. In 1939 she
emigrated to
the USA.
(footnote 1) Kampf der Geschwister In: Heilen und Bilden 1914.
b Czerny
For general information, see endnote ‘n’ on page 19. Strümpell’s asthma theory
was published in: Ueber das Asthma bronchiale und seine Beziehungen zur
sogenannten exsudativen Diathese. Medizinische Klinik 6, 1910, 889-894. See also: Die
Pathologie und Therapie des Asthma bronchiale. Mitteilungen der Gesellschaft für
physikalische Medizin 3, 1910, 16-29.
e Groos
principle.
Unconsciously, the fear of the sexual partner hovers in the psyche of the growing
neurotic as if he anticipated the end of his fiction in the near future, and with it the
destruction of his feeling of self-worth, the lodestar of his insecurity in the chaos of life.
He sets up ideals in order to devalue reality. He often narcissistically pushes up his
feeling of self-worth to the highest possible degree so as to make any partner seem
small. He surrounds himself with a wall of the crassest egoism to provide proof of his
own and others’ unfitness. He arranges in a neurotic manner doubt, insecurity and
awkwardness, maintaining old childhood mistakes and constructing new deficiencies in
order to keep himself at a distance. And he invents weaknesses, submissiveness and
masochistic impulses to provide a pretext and to scare himself. The power of the sexual
drive for him develops into an ‘overvalued idea’ (Wernickeb) because he needs it, and
he experiences his own sexual desire as the superiority of the other sex. The neurotic is
incapable of love, not because he has repressed his sexuality, but because his rigid
predispositions lie in the direction of his fiction, in the direction of power and not in
that of community. The neurotic caricatures of a Don Juan and a Messalinac are
neurotics despite their sexuality. Those who become inverts and perverts have already
escaped the cliff that threatens them and from then on are trying to make a virtue of
necessity. And where the idea of incest seems to restrain the love-life, we have been
able to show that it represents to the neurotic, afraid as he is to make a decision, a
secure refuge, the safeguarding asexual way to the mother or the father, wrapped up in a
sexual metaphor.
The flight from the partner, in particular the flight from the wife, is more
successful among those neurotically disposed people who found their way into a
profession or into artistic activity at an early stage. It is, however, certain that the fear of
decisions, of the future, of life, may overtake them in the midst of their work when they
are threatened by a defeat. Often, however, the neurotic will find the means to safeguard
his feeling of self in satisfying work, or his talents allow him, by transforming his
fiction, to contest for the palm of victory in art. Not infrequently the motive and
contents of his creative work that drove him into the safeguarding domain of the arts
will then appear: the power of women, and the fear of the female.
In line with this is the magnificent, effective fascination that appeals to us in many
myths and artistic and philosophical creations: the fact that women are to blame for
every great evil — the banal cherchez la femme.d Baudelairee expresses this idea in a
bizarre way: ‘I cannot imagine a beautiful woman without some kind of misfortune
connected with her.’ Mystically and sublimely it is expressed in the myth of Evef, traces
of which have never disappeared from poetry. The Iliadg is built on this foundation, as
well as the Thousand and One Nights,h and when we take a closer look, so is every
great artistic creation. What is their guiding idea? Nothing less than to obtain a
standpoint in life’s insecurity, in the struggle with love, in the fear of women. )@` B@L
`Jj!i
The woman as a sphynx, as a demon, as a vampire, as a witch, as a manmurdering
monster, as dispenser of mercy—the sexual impulse, excited by the masculine protest,
is reflected in these images, which have their counterpart in the caricature of woman, in
obscene outpourings of gall, in anecdotes and jokes, and in degrading comparisons. In
the same manner the neurotic, philistine consciousness of men and the desire for
superiority demands the firm convictions whose depreciation tendency directs itself
towards denying women equal rights, sometimes even their right to exist.
As a natural consequence of his attempt to find security from women, the
neurotic’s train of thought may lead into another direction, one that moves away from
the present and from life. Schopenhauerj came to follow this route—the preparations
originating in the hostile relation with his mother—towards a denial of life, of the
present, of all times. Somewhat less consistently and methodically, many patients take
flight in their fear of women, but they constantly lust for the fulfillment of their fiction,
in fantasies and dreams, which they weave all around the future. Every neurotic shows
this trait, wants to investigate and illuminate the future in order to safeguard himself in
good time. His cautious-anxious expectation sets the keynote for future events: gray,
gloomy, full of danger. For that is how they must appear to him in order to become
effective as a threatening incentive. Now he is able, while keeping an eye on the
greatest danger, to draw out the lines of his characteristics and predispositions with
razor-sharp clarity, so as to secure himself. Now he believes to have found the road to
his guiding goal, and instead or besides his ambition or his longing for victory and
triumph, for respect, elevation, power and admiration, he allows his neurotic symptoms
and attacks to become effective. Under the force of his guiding line, he experiences the
anticipation and calculation of reality of sober individuals as the gift of prophecy.
However, as a result of the neurotic efforts to think ahead, attention will be drawn to
certain problems which are arranged according to the rigid, antithetical apperception of
the neurotic, which values a defeat as death, as inferiority, as femininity, and a victory
as immortality, higher value, masculine triumph, while the hundreds of other
possibilities of life are obliterated in an abstracting, antithetical manner. In the same
manner the road is entered towards the anticipation of future terror and triumph, as well
as to hallucinatory accentuation for the sake of security. Psychoses show this direction
most clearly, melancholy and mania as anticipations of the pure antithesis ‘below or
above,’ dementia præcox, paranoia and cyclothymia, in their avoidance of the facts of
life.
The recognition and extension, in a fundamental way, of the lines of character now
follow, in conformity with the final goal. The accentuation of the traits of greed and
parsimony is intended to safeguard against humiliating poverty, pedantry against
difficulties, ethical characteristics against shame, and all of these together to safeguard
against love relations, marriage, or subjection to the partner, while providing, at the
same time, a possibility to attack the partner, the everready motive to depreciate him.
The neurotic’s self-created set of mutually dependent preconditions as an exclusive
principle is held in high esteem, turns into an inventory of deified morals or into the
highest wisdom about life. The insecurity of our social system, our ethical points of
view, and the difficulties of bringing up children provide the welcome excuse to set the
limits of the attitude to life as narrowly as possible, anxiously looking into the future,
and the obscure if really hardly suitable problem of heredity is brought forward in order
to remain single. Many take refuge in religion, giving up their present life and whipping
up their feelings of morality and asceticism in order to partake of the happiness, of the
triumph in the ‘beyond,’ while already being with God in this world. The asexual role is
also arranged, and everything becomes a means to attain the personality ideal, which for
them is the result of the situation and of the neurotic perspective on life and its
experiences. At times, security in relation to the other is achieved by a lack of
satisfaction in sexual relations, and a colossal increase of disappointment, arrangements
in which the patient is clearly lending assistance in finding arguments against the other.
When the patient lets his predispositions come into play against the
psychotherapist, this is just another aspect of the fear of the competitor. In her own way,
the neurotic female patient is simultaneously fighting, in the physician, against the man,
and attempting to escape his masculine influence, which she often apperceives most
terrifyingly in a sexual image. The male neurotic secretly tries to undermine the
superiority of the therapist, which he apperceives as masculine, which is occasionally
given the form of a sexual image as well. And both will put up resistance during the
treatment, as they have always resisted when they allow external influence, when they
must take an active part in life or are confronted by a decision.
Sometimes one finds patients who flee from their partner into the past. Their
interest for antiques, heraldry, dead languages, etc., is thus tremendously intensified and
they often become quite skillful. This skill is absent in those neurotics whose attention
is turned particularly to graveyards, death notices and funerals.
I mentioned above that the motive of the fear of women is a very strong stimulus
to fantasy and an incentive to become an artist. Here is a passage from Grillparzer’sk
autobiography that illustrates several aspects of our descriptions:
“Like every other healthy man I felt myself attracted by the more beautiful part of
the human race, but I was far too dissatisfied with myself in order to believe myself
capable of making deep impressions in a short time. Could it have been, perhaps, the
vague idea of poetry and poets, or even my natural intractability, which, if it does not
repel, attracts for sheer contrariness? I found myself deeply involved while I still
believed myself to be only at the first advances. This brought pleasure and unhappiness
in my immediate environment, though more of the latter, because my real goal still was
to preserve for myself that untroubled state which would not make it difficult or even
entirely impossible to approach my real goddess, art.”
It is in conformity with this fundamental disposition, animating both artist and
neurotic, when they both, taking into consideration the uncertainty of their triumph,
regard the attraction which women exert as threatening, as dangerous, as compulsive,
and their own feelings of love as servitude and subjection. By which I do not at all deny
the miserable reality of these relations. For any examination, however sober, will find in
love a mutual adaptation, or subjection if you want. It is, however, unequivocal proof of
the relentless drive to self-assertion of those involved, a drive which we have more than
once pointed out as a neurotic overcompensation of their neurotic inferiority feeling,
that they one-sidedly sense this subjection, feel it is important and because of it
renounce any pleasurable surrender. The guiding goal does not allow the development
of fitting predispositions, or they are tolerated only in the form of an excessive,
masochistic exaggeration, which is in its turn itself used to safeguard and assert. The
lack of community feeling makes surrender an impossibility, and also companionship,
which is the only secure anchorage of love and marriage.
Occasionally, the urge for self-assertion will seek other channels as soon as the
patient begins to experience his own sexual tension as the superior strength of the
partner; wishes and attempts to escape this power by satiation, by orgies, will follow.
Even the desire and intention of castration, and, as a result of the same mechanism,
attempts at asceticism and penance, flagellation, etc., will occur, demanded by the
inexorable safeguarding in order to secure peace from the demon love. There is also no
other way to explain the strong, constantly recurring perversions, in particular
manifestations of masochism, that are an expression of the compulsion to convince
oneself even to the smallest detail of the partner’s tremendous power, in order to be able
to use this conviction of the other’s power and one’s own weakness to create a general
bogeyman, yet simultaneously to make the partner into an instrument of masochistic
effects. The actual result of these corrections of the neurotic’s boundaries will be a
strong deviation from the normal line, which he fears most of all. The arranged self-
humiliation, however, makes the lure of the masculine protest very strong and puts
strong emphasis on it in the sense of the fictional final goal. ‘It must be night if
Friedland’s stars are to shine.’l Now his attempts on the lines of these circuitous routes
will be once more along the neurotic line, showing sadistic elements and a great
fanaticism for cleanliness wherever he is confronted with ideas or facts of the rage
against his belonging to one sex, and against his partner. Alternatively, in the struggle
against the judgment of others, against the law, the patient may content himself with the
use of an often outrageous logic to provide an appearance of justification for his
neurotic circuitous routes, so that in this way his superiority will once more become
active. This may also be seen in the argumentation of homosexuals who, in identical
fashion, owe their fear of the other sex to the neurotic deviation from the norm.2
The prestige that must be safeguarded is invariably pushed to the fore with great
persistence, until the revelations of analysis reach the point where in the memories of
the man the neurotically grouped thought comes to light that his inferiority will prevent
him from victory over the woman. Very often one will find that certain elements from
earliest childhood, such as the dethronement by younger brothers and sisters, are carried
over into the style of life. In the memories of female patients this is represented by the
feeling of inferiority and the neurotic terror towards the humiliation of the feminine
role. One may observe how these reopened trains of thought, originating in the very
earliest years of childhood, are immediately followed by megalomanic ideas, often
disguised as as narcissism, sadism, and exhibitionism, aiming for the strongest possible
confirmation of a fictional superiority. It is easy to understand them as preparatory
attempts to find compensation for the inferiority feeling, as is brought forth by the
compulsion of the guiding fiction, as secondary neurotic formations which signify: ‘I
want to be a complete man, a conqueror!’ We have spoken often before about the
change of form of this idea, which in girls often results in the following attitude of
predisposition: ‘I want to be above all women, nearly a higher being!’
I can illustrate several of these correlations with the following case of a female
patient. A 19-year old girl came under my treatment for depression, with ideas of
suicide, insomnia, and an incapacity for work. She had become a designer
(compensation for her myopia) just to have some profession. Except for an indication of
tuberculosis and myopia no physical symptoms could be found. Her relatives described
her as a child who used to be obstinate, and as someone who was very eager to leave
home to be independent. The mother and her only older brother had died of
tuberculosis.
The beginning of the treatment proved to be very difficult, because the patient sat
before me impassively and did not answer any of my questions. Only occasionally did
she express herself with a negative gesture, or answered with: “No.”
I cautiously set about to make her aware of her depreciation tendency against the
world, which is identical with her indifference. I show her how her persistent silence,
her negativism, her ‘no,’ can be traced back to this tendency, which is directed against
me as well. Then I begin to discuss the fact that her behavior indicates that she is
dissatisfied with her role as a girl against which she is trying to safeguard herself in this
way. The only answer I constantly get is ‘no,’ which was to be expected and which I
interpret as being directed against men. Her depression began during her stay at a
bathing resort. I now contend with great certainty that something must have happened
there that brought forth this ‘no,’ that is to say, that her feminine role had brusquely
been brought to her attention. She then told me that more than a year ago she had been
in another bathing resort, where she had made the acquaintance of a young man she
quite liked, and that they had begun caressing and kissing each other. One evening the
young man had assaulted her as if he were mad, and had wanted to touch her indecently.
She had fled and left the resort immediately. I point out to her that she had left—
understandably in other respects—at the very moment when the young man with his
behavior clearly wanted to force her into the feminine position, and I further remarked
that she must have had a similar experience this summer. The patient then tells me that
a guest at the resort, whose acquaintance she had made a short time before, had behaved
in the same way as the young man before. She had immediately left, as she had done
the year before.
2A. Adler, Problem der Homosexualität, l.c.
This ‘return of the identical’m immediately suggests that the patient must have
played a relevant part in the game herself, that she had been arranging encouragement
both times, only to stop short at the same moment. The patient provides us with
valuable support for this with her remark that the kisses they exchanged had by no
means irritated her. I show her that she acquiesces only to the point where she considers
her feminine role brought into question. Her initial courage, as an idea of conquest, is
consistent with her masculine goal.
At this stage her insomnia vanished. She informs me about this improvement,
which is after all quite remarkable, with the depreciating remark that she feels she
would like to sleep all day and night now. Those who, like myself, have come to know
the excited aggression of female patients in the course of psychotherapeutic treatment,
directed as it is against the superior masculine physician, and who have thus sharpened
their perception for the manner in which neurotics express themselves, will not fail to
understand this utterance of our patient. Her expression clearly shows that she has
recognized the result of the treatment, but that she is now trying to touch up this result,
and thus to depreciate me. She points out to me, in a metaphorical way, that one evil has
only been replaced by another.
When she is more closely questioned the patient indicates that during her four
weeks of insomnia she had constantly been thinking during the night how worthless life
really was. We understand that she did not merely think of this idea, but had actually
been working on it. Now, in a confrontation with her masculine enemy, in the form of a
physician, who is subjected to the same valuation as every other man, who exposes her
safeguarding tendency and in doing this undermines her attempt to gain security by
means of her insomnia, and who is supposed to lead her back to normal life, she is
making an effort, being forced to sleep, to belittle him by an excess of sleep.
Neurotic insomnia3 is a symbolic attempt to escape defenselessness (also that of
sleep) and to devise safeguards against defeat. It is the most significant attitude of the
fighter: be on guard! The dream is a different form of this effort, a compromise so to
speak, since it responds to the defenselessness of sleep, and so to the feeling of
inferiority, with a self-delusion which is determined by the individual goal.4 The dream,
so my observations tell me, is always urging for safeguards and accordingly its function
is to think ahead. That it accomplishes this by using the facts of experience may easily
be understood, and this is how in the dream’s contents and thoughts one finds the
accumulated results of experience which led Freud to his heuristically valuable but
otherwise imperfect and onesided theory of dreams. Among other, later dream theories
only that of Maedern has come close to my point of view.
3See A. Adler, ‘Über Schlaflosigkeit.’ In: Praxis und Theorie der Individualpsychology,
l.c.
After a long hesitation, and after having called her attention to the negative
implication of this hesitation, the patient comes up with the following dream:
“I am in front of the ‘Steinhof’ (Vienna’s large mental hospital). But I hurry past,
because I see a dark figure inside.”
In order to entirely avoid influencing my patient artificially, particularly in the
interpretation of the dream, I refrain from any explanation of my dream theory and only
refer to the fact that the dream represents trains of thought that betray how the patient is
attempting, by thinking ahead in the direction of her style of life, to safeguard herself
for a situation she experiences in a present problem that reminds her of her
defenselessness against life. In cases such as the one just mentioned, in which the urge
to discuss the fear of the female role is preeminent, I also point out how sleep may be
felt as the will to participate in society, because it is necessary for cooperation and must
therefore be eliminated in the case of ‘spoil-sport.’
The figure of speech ‘lying in Morpheus’o arms’—the frequent sensations of being
paralyzed, being crushed down, the analysis of nightmares, of witches,p etc.,
furthermore the lines of the inferiority feeling that I discovered in all dreams, lines from
which the dream elevates itself to the feeling of superiority—curiously misunderstood
by Freud, as appears from a critical remark of his, as bisexuality in the dream,—all
occasions, then, where the process of confining sleep awakens an individual association
of a feeling of submission, point without doubt towards the fact that every dream must
exhibit a progression from the ‘feminine’ to the ‘masculine’ line. That not every dream
is suitable to convince the beginner of the correctness of my view I have already
stressed myself. The reason for this is that often only part of the turn towards the
victorious finale, the beginning or the end, finds expression, that moreover in a sketch
—and as such we should regard dreams—only a part of the meaning and significance of
traces of thought and allusions can be retrieved and completed, which will never be
difficult for the experienced. This is another thing that I teach the patient, namely that
he should regard the dream as a sketch of a painting, the details of which he must fill in
according to his own impressions.
After these explanations the intelligent patient elaborates without assistance:
“Steinhof means: So this thought indicates that I am on the verge of insanity. But I
hurry away from there! Then it occurs to me what you are always telling me, that I am
running away from my role as a woman. According to that, ‘becoming insane’ and
‘feminine role’ are one and the same!”
I now lead her on to force a meaning into the dream, using the patient’s spirit of rivalry,
which I am familiar with, to excite her zeal when difficulties present themselves, for
instance by saying: “One certainly might imagine all kinds of things there!”
Patient: “Perhaps that it would be insane to play a role as a woman?”
I: “That would be an answer to a question. But what would have been the question?”
Patient: “You told me yesterday that I shouldn’t be afraid of my role as a woman.”
I: “An answer directed against me, then, in line with our conversations, a struggle
against any change in your method. And the black figure?”
Patient: “Death perhaps?”
I: “Now try to fit death into this context.”
The patient succeeded in doing this only with difficulty, although it is quite clear that
she is motivating her flight from femininity with the fear of death in order to make it
sufficiently strong.5 The relation between sexuality and death is often the subject of
philosophy and literature. The analyses of neurotics often show this relation in the sense
of a set of mutually dependent preconditions that accentuate emotional disturbances.
The meaning of the dream appears to be the patient’s predisposition, now directed
against the physician, and is understood from the patient’s fantasies as follows: it would
be crazy to submit to a man—equal to death. According to her own evaluation,
however, she already has subjected herself by the fact that she has been able to sleep
since treatment began. This dream therefore is a revolt against sleep, and her
depreciating remark that she would now like to sleep night and day, that is to say, flee
once again from the feminine role which the community demands, is supported by the
same tendency. In doing this, the neurotic predisposition of this patient against the
possibility of a man getting influence over her has now become apparent, and it is
shown that the patient acted and dreamed as if she knew about her guiding goal.6
This fundamental predisposition, her depreciation tendency, her lust to be victorious
over men, and her neurotic safeguarding tendency, threatening as it is in the background
with the fear of death and madness, had caused the actual development of the neurosis,
also by their accentuation in order to provide a higher degree of security. The patient,
because of the enormous obstacle of her feminine role, becomes unfit for life and finds
an evasion on the useless neurotic side. The neurotic manner of apperception, which
conjures up a neurotic set of mutually dependent preconditions between love and
madness and death, has something of the ring of poetry. How firmly it is lodged in the
patient’s mind is clear in her first account: the young man had fallen over her “as if he
were mad.”
Often one may find in the anamneses of male neurotics that they have been under the
influence of a strong woman, mother, teacher, sister, who despite or besides their
feminine role also played a masculine role, who were ‘above,’ who did not lack
recognition or sometimes disapproval by their surroundings, indicating that they were
really regarded as men. This circumstance may also often provide support for the
accentuation of the insecurity of the neurotically predisposed boy, who is trying to
convince himself about his masculinity by trying to understand the differences between
the sexes. Such children already failed ‘to come to terms’ with the mother. A special
case of safeguarding by means of knowledge, sexual curiosity, forces them to confirm
their sexual superiority over and over by inspecting themselves, a need which
approaches the masculine guiding line even more because it is simultaneously created
from a preparation for the future, to acquire a definite knowledge and full understanding
of the female body. The neurotic’s insecurity will remain with him as the pretext and
foundation of his fear of women often even after he is married, so that one hears it said
that the female body, the condition of virginity, and the legitimacy of the children and
fatherhood are mysteries, just as women themselves are mysteries. The satisfaction
which is obtained by looking at the female body is from time to time accompanied, in
neurotically disposed children, by a sinister feeling of danger, as if obscure ideas were
arising in the boy’s mind, that his future life, his victory and his defeat were dependent
on his solution of the sexual problem. In addition, the nature of things often is such that
the child can actually only see these things in one position, when the woman is above
the boy. Even this minute circumstantial detail, as I have repeatedly shown, may often
be found as a figurative representation in the fantasies of the neurotic in fear of women.
Ganghoferq and Stendhalr give nearly identical accounts of such a terrifying experience
in their childhood, an experience which it is suggested left permanent traces. Yet their
terror was probably rather a safeguard for their injured masculine prestige, and the
agitating scene remained a metaphorical memento of the caution regarding the power of
women.
Often the depreciation tendency will spring into action at the point where the
superiority of women assumes a threatening aspect, leading to a comparison of male
and female merits and deficiencies. In dreams and fantasies, in jokes and in science, the
figurative-abstract representation of the inferiority of women often resorts to
expressions of lost body parts or increased numbers of body cavities. One of my
patients who suffered from vertigo once dreamed, after his wife had made a particularly
violent scene in front of him, the following dream, which brings about the depreciation
of the woman who is superior to him in a succinct and fundamental way:
“The image of a birch trunk emerged. At one point there was the scar of a branch with a
round swelling. A branch had fallen off there, and I had the impression as if it were a
female sexual organ.”
Similar dreams have been discussed by myself and others. However, to me it became
clear that the meaning of such dreams was the metaphorically expressed question of the
difference between the sexes, answered in a childish way by saying that a girl is a boy
who has lost his masculinity. The above dream fits itself into the psychic situation of the
dreamer by establishing the idea, ‘I am a man who has been deprived of his manliness,
who is weak and ill, who is in danger of being ‘below,’ of falling down.’ Now he has a
basis of operation, he sees that he is depreciated, and takes breath, bracing himself to
regain predominance. From now on, when he is awake, his masculine protest will be
expressed in his desire to dominate, in outbreaks of rage and acts of infidelity. Whereas
in his dream only the point of departure, the feeling of unmanliness, had found
expression.
In this respect I would like to remark that one often hears from neurotics that in
moments of personal danger, or when they are threatened with defeat, they notice a
shortening or contraction of the genitals, occasionally also a feeling of pain that very
strongly urges them to end this situation.7 Most often this phenomenon is found when
there is a fear of heights, a fear of falling. The shortening of the genitals when taking a
bath nearly always causes the neurotic to react with a feeling of ill humor, sometimes
accompanied by pressure in the head.
It has already been emphasized that homosexuality, as a tendency and as behavior,
originates in the fear of the partner of the other sex. In addition, it should briefly be
mentioned how the evaluation of the partner simultaneously elevates the value of the
perverted neurotic. In the neurosis one invariably finds homosexuality, even when it is
brought into practice, as nothing more than a symbol by means of which one’s own
superiority must be placed beyond question by the elimination of one difficulty—
women. This mechanism is similar to that of religious mania in which being near to
God also implies an elevation.
One of the forms in which the fear of women particularly likes to disguise itself is that
of syphilidophobia. The reasoning that the sufferers of this phobia (Adler,
‘Sypilidophobie,’ in Theorie und Praxis l.c.) usually follow is this: they fear, on the
grounds of no matter what feelings of inferiority, for which they have all kinds of
reasons ready at hand, even though occasionally these may lack any conscious
motivation, that they will be unable to play a dominating role regarding women. In this
manner they follow the road of steadily ongoing depreciation of women and come to
suspicious trains of thought, by means of which they safeguard themselves against
sexual relations. Sometimes women are an enigma, sometimes they are criminal
creatures always on the lookout for adornment and expense and sexually insatiable. The
suspicion constantly arises that a woman is only after financial support, that she is out
to capture the man, that she is crafty and sly and always bent on evil. These ways of
reasoning are universal and can be found in every period of history. They manifest
themselves in the most sublime and the most common artistic creations, they play their
game in the minds and efforts of the wise and the foolish, and they create in men and in
society a constant predisposition which develops suspicious and cautious traits in order
to always keep in touch with the enemy and to be able to fend off her insidious attacks
at the right time. It is an error to think that it is only the man who harbors distrust
against the sexual partner. Identical traits may be found in women, often not as
distinctive, when fictions of her own strength put a check on the doubt of her own
value, but flaring up only the stronger when the feeling of depreciation becomes too
powerful. In this attitude, the lack of any feeling of intimate connection, the lack of
close attachment with people, manifests itself very often.
In the disputations of pious wise men in the middle agess questions arose as to whether
women had a soul, whether they were even human, and the general emotional
preoccupation with ideas of this kind eventually led to the insane burning of witches of
the following centuries, in which government, church and a blinded populace all lent a
hand. These hateful devaluations of women, such as we find them, together with their
more amiable variations, in Christian, Jewish and Islamic religious customs and rules,
will irresistably break forth from the psyche of the fearing, insecure man, filling the
neurotic’s world of ideas so completely that one will find the tendency to depreciate the
partner as the most remarkable characteristic trait in the neurotic psyche. At this point
the outposts which must provide the security of the feeling of self-worth, with its
insistent demand for power, have been firmly established and the peculiar play of the
neurotic characteristic traits begins. An ongoing testing and probing, a desire to
subjugate, an urge to find faults with and to depreciate the partner now set in, always
favored by the fact that the tendentious interest and attention are directed to the sole
purpose of keeping in touch with the enemy and to safeguard against a surprise attack.
As long as this depreciation tendency, with its peripheral offshoots—such as distrust,
fear, jealousy, negativism and the desire for power— remains in existence, a cure for
the neurosis is out of the question. As we have seen, great and widely recognized works
of art and literature owe their origin to this tendency. The same line leads from the
Lysistratat to Die Kreutzelschreiberu as leads from the Gorgo Medusav to the distorted
grimace of syphilis as it arose before the eyes of Lenauw or Ganghofer.x The guiding
line that provides the keynote in Tolstoy’sy Kreutzer Sonata and that strives after the
depreciation of women had been perceptible even in his boyhood, when he pushed his
future bride out of the window, and it was still powerful in his old age, when he fled his
home and went to die far away. This ancient guiding line developed into
syphilidophobia by a change of form that expresses itself in the myth of the poison girl8
in antiquity, in the middle ages and at the beginning of the modern age in a fear of
witches, demons, vampires and sprites. Poggioz related the story of a cleric who
violated a girl. The girl changed into a devil and vanished with a stench.
All these trains of thought, returning in similar fashion in the dreams and the psyche of
the neurotic, reveal a man who is constantly anticipating, insecure in his masculinity,
who is attempting to safeguard himself from real life by setting up bugbears just as
much as by retreating into veneration of an unattainable ideal for this very same life.
The often facetious note in such an attitude towards women is entirely meaningless in
so far as our view is concerned. It rather shows an attempt not to be guilty of any
exaggeration, to preserve decorum, and safeguard oneself from ridicule by the gesture
of joking. Similarly we see this in Gogol,aa whose strong safeguarding tendencies are
perceptible in every vein of his writings. In The Fair Of Sorovhinsk, he has a character
say:9 ‘Good Lord in Heaven, why do you punish us poor sinners like this? Surely
there’s enough rubbish around already, did you really have to put women into the world
too?’ In Dead Souls, this great author, neurotic during his entire life and a sufferer of
compulsive masturbation who died in a madhouse, has his hero reflect on laying eyes
on a young woman:
“A charming little woman! But what’s best about her—the best about her is that she
seems to have been dismissed from some institute or boarding school only just now, and
that she doesn’t have anything specifically feminine about her yet, none of those
charactersitics that disfigure the whole sex. At this moment she is still a pure child,
everything about her is plain and simple; she speaks out whatever is in her heart, and
she laughs when she feels like it. Anything could be made out of her; she may become a
lovely being, but she may turn out as some deformed creature just as well—and that’s
probably what she’s going to be as soon as the aunts and mamas set themselves about
educating her. In a year they’ll stuff her so full with all this women’s rubbish that her
own father won’t recoginze her. She’ll be pompous and affected, she’ll turn and swirl
and curtsy according to rules she’s learned by heart, she’ll rack her brains about what
she should say, and to whom and how much, how to look her admirer in the face, and so
on, she’ll be constantly in great anxiety about whether she hasn’t said too much, and
finally she would have no idea any longer as to what she should do and walk through
life a one great lie. Shame! Devil!—Still, I’d really love to know who she is!”
4 See A. Adler, ‘Zum Problem des Traumes.’ In: Internat. Zeitschr. f.
region, or it may even occur there only. Sometimes pollutions or erections may follow,
as a reactive symbol of the masculine final goal. The quite common genital type will
respond to fear and terror with genital excitement easier than others, just as the bladder
type will react with excitment of the bladder and the intestine type with excitement of
the digestive tract. Particularly pronounced genital types may eventually come to notice
a sexual overtone in any excitement so that for them the ‘sexual foundation of the
psyche’ will easily turn into a dogma.
8Wilhelm Hertz, ‘Die Sage vom Giftmädchen.’ In: Abh. d. bayer. Akademia d.
(1821 – 1867): Literary critic, poet and translator of Edgar Allan Poe. In 1856 his
‘Fleurs du mal’ was published, for which he was sentenced for ‘immorality.’ French
romanticism, passion and modernity are decisive influences on his aesthetics.
f The myth of Eve
See the book of Genesis 2, 21ff, for the creation of Eve from Adam’s rib, and 3, 1-24
for the Fall of Adam and Eve.
g Iliad Epos in verse by Homer. About 3000 years old, it stands at the beginning of
Western literature. It deals with the kidnapping of Helena and the resulting siege of the
city of Troy.
h Thousand and One Nights
An Arab (Alf laila walaila) literary collection of novellas, fairy tales, sagas,
anecdotes, etc. The Indian frame story relates that the king refrains from killing the
clever Sheherazade because night after night she spins on her narrative yarn, whereas
all previous women were killed in the morning, the king’s revenge for his wife who had
deceived him.
i
j Schopenhauer
Also see endnote 'kk' on page 82. On the theory of the ‘denial of life’, see in
particular book II, chapter 43 of ‘The World as Will and Representation’. Schopenhauer
was particularly well-known for his misogyny.
k Grillparzer, Franz
(1791 Vienna – 1872): In his plays, the process of the decline of the traditional
idea of order in Austria and the protohistory of modern Vienna finds expression. In
1854
he formulated it as follows: ‘I come from other times/And hope to go yet into others.’
In
his autobiography (1853) the fear of losing his identity manifests itself; both his mother
and one of his brothers committed suicide. He takes up jobs as a private tutor, a
librarian
and an official in the ministry of finance. In ‘Die Ahnfrau’ (The Ancestress, 1817) he
makes a theme of redemption through fatal incest by having Jaromir fleeing into the
arms
of a ghostly primordial mother. In the tragedy ‘Sappho’ (1818), he deals with the
history
of the passion of this great Greek woman.
l It must be night if Friedland’s stars are to shine
The god of dreams, known only from the work of Ovid, who appears to sleepers in
human form at night. For Ovid, see also endnote ‘q’ on page 146.
p nightmares, witches
According to Greek mythology, she was slain by Perseus, but also figures as his
spouse. Athena had taught him not to look straight into the face of Medusa, but only at
the image mirrored in his shield. Henceforth, Athena wore the mask-like head of Gorgo,
the so-called Gorgoneion, on her shield or beastplate.
w Lenau, Nikolaus
Also see endnote ‘x’ on page 80. His story ‘The Kreutzer Sonata’ was published in
1891, a product of his old age. Its subjects are, according to the writer, ‘marital
relations’ and ‘sexual love’, in which the writer eventually recedes behind the moralist.
The frame story is about a conversation in a train between people whose ideas about
love are of the widest possible variety, and in which sensuality, disruption and revenge
play a central role. Tolstoy, whose alter ego in the story is called Pozdnysev, in contrast
to this, offers an ascetic-christian ideal of chastity and moderation.
z Poggio, Bracciolini
(1809 – 1852 Moscow): Russian writer from the Ukraine, well-known for his
grotesque representations of social and human wrongs. His ‘Dead Souls’ (1842),
originally meant to be the first part of a trilogy, offers a portrait gallery of property
owners who have been fossilized into a scurrilous inhumanity. Gogol burnt the second
part and embarked on the direct preaching of Christian ideals. In his work, human
beings
appear as marionettes, torn between impulses and fears, although there is a dark humor
intended to provide moralistic refreshment by ‘laughing through tears’.
(footnote 8) Hertz, Wilhelm: Die Sage vom Giftmädchen
See: ‘Abhandlungen der philosophische-philosophischen Classe der königlich
bayerischen Akademie der Wissenschaften. Band 22. Munich: Verlag der Akademie
1879, 89-166.
(footnote 9) Kaus, Otto
‘Der Fall Gogol’ was published in 1912 as the second in the series ‘Schriften des
Vereins für freie psychoanalytischen Forschung’; see the bibliography under an earlier
note. Kaus was one of the earliest supporters of Adler, became a board member in 1912,
and in the 1920’s was an important member in Berlin. He belonged to the Marxist wing,
and was at least part of the time a supporter of Communism. In 1933 he was active in
the
resistance, and was apparently killed in an air raid. He distinguished himself mainly
with
work on themes from literary science, sexual-reform and politics.
Practical Part II - IX
Self-reproach, Self-torture, Repentance and Asceticism — Flagellation —
Neuroses in Children — Suicide and Suicidal Ideas
Among the forms of neurotic behavior intended to safeguard the superiority
fiction, impulses of self-imprecation, self-reproach, self-torture, and suicide are
remarkably strong. Our surprise about this, however, will be diminished as soon as we
come to see that the entire arrangement of the neurosis follows this trait of self-torture,
that the neurosis is a self-torturing expedient whose goal is the elevation of the feeling
of self-worth and the depreciation of the environment. And indeed, the first impulses of
an aggressive tendency1 directed against the individual’s own person originate in a
situation in childhood in which the child wants to cause pain to the parents, or wishes
them to remember him better by means of disease, death, shame, and all kinds of
constructed deficiencies. This trait already characterizes the neurotically disposed child,
who has developed predispositions from reminiscences of the symptoms of his organ
inferiorities and their significance for the elevation of his feeling of self-worth for the
purpose of increasing the affection and interest of his parents. The developed neurosis
consolidates and extends this latter expedient and guides its activation by an
accentuation of the fiction as soon as the increasing insecurity demands it. It is well
known how strong aggravations play a role in this process, how the hallucinatory
character, the anticipatory force and the sympathetic understanding of the neurotic assist
in it, and the resulting situation of attacks and health disorders with their predominating
influence over the environment is a fact. Paradoxical as it may seem at first glance, the
neurotic is at peace only when he has his attack behind him. Janeta has already referred
to this fact. I can only add as an argument for it that at that moment the neurotic, by
means of a legitimation of his disease, has attained the security of his superiority, if
only for a short while.
The characteristic trait of wishing to surpass all others is also contained in the
feeling that the neurotic expresses frequently: as if he is suffering more than all others,
as if he is more heroic than anyone else. He needs this conviction, however, because it
must provide him with an operational base to feel himself in opposition to others, to
refuse to acknowledge demands, to avoid a decision or to make an attack. This is also
why attacks, pains, or a disease are desired when the situation demands it; from time to
time, the desire or thought or the fear of an attack are a substitute for it, when only as a
reminder they already sufficiently terrify the environment. For the patient’s own psyche
it is sometimes sufficient, as one of my female patients once told me, that a fantasy is
formed, as is also often the case in dreams, according to which the neurotic suffers on
account of another person’s actions. This produces the sense of repression or
mistreatment, awakens the safeguarding tendency, and introduces the masculine protest.
Simultaneously, this characteristic trait satisfies the neurotic’s boundless vanity. The
entire world and all people in it, the weather, every accident, all women, they all have
only one tendency, that is to threaten the patient. Here one may observe a line which is
more markedly present in the case of a condition of paranoia.
1A. Adler, ‘Der Agressionstrieb.’ In: Heilen und Bilden, l.c.
1912) was the first to give a convincing and detailed description of the significance of
the masculine protest and safeguarding tendency in the psychosis. See also
‘Melancholia und Paranoia.’ In: Theorie und Praxis, l.c. (see endnote)
4 R. Stern has described phenomena identical to those which we have repeatedly
more clearly by truancy, neglect, and vagrancy. See A. Adler, ‘Wo soll der Kampf
gegen die Verwahrlosung einsetzen?’ In: Soziale Praxis. Wien 1921.
6The meaning of the tragedy of Hamlet seems to have remained undetected until the
See endnote for footnote 24 on page 83. The quotation runs as follows: ‘Isn’t it
strange that people so much like to fight for religion and so much dislike living
according to its rules?’
e Pascal, Blaise
whooping-cough
(footnote 6) Shakespeare, William
(1564 – 1616 Stratford on Avon): Actor and writer of over thirty plays. The
subject matter of ‘Hamlet’ comprises revenge, suicide, death, individual and political
justice, the torments of conscience, conflicting duties, life after death, family, innocence
and cunning. Shakespeare uses them in his play, not as isolated topics of observation,
but
as materials for consideration of what might be called the adventure of mankind. The
complexity of these questions makes it impossible for psychology, morality, religion,
politics and philosophy to ignore his work, as Adler makes clear.
n Bartel See endnote on page 22.
Practical Part II - X
The Neurotic’s Feeling for Family — Obstinacy and Obedience — Silence and
Loquaciousness — The Tendency for Reversal — Replacement of a Characteristic Trait
by Means of Safeguards, Expedients, Profession and Ideal.
In this chapter I want to call attention to a number of characteristic traits of
neurotics that are often a prominent feature in psychological observations yet whose
influence does not go further than the external picture of the neurosis. They merely
assist in the construction of the neurotic individuality, but it is exactly by doing this that
they steer a particular neurosis in a certain direction, or provoke an unavoidable fate in
the collision with the environment. Thus it may happen that the neurotic’s feeling for
family comes to the fore in a particularly obtrusive manner, and that genealogical or
racial investigations come partly to fulfill the neurotic’s thinking, which conceals more
deeply seated traits of a neurotic, often untenable pride of ancestry, which is then used,
in a fashion comparable to that of the research for hereditary disease, to work against
the social activities that are sexual relations and marriage. This may also easily succeed
by the arrangement of extreme affection for single or all members of the family;
accordingly, this affection comes into being under the force of the guiding fiction and
its internal contradiction that is the foundation of the fear of making decisions and the
sexual partner. The disposition is then concerned with dominance within the family, for
which purpose the family ties are first declared holy. Disassocation with the family
borders on the increased feeling for the family as soon as the safeguarding tendency is
developed further and needs proof of the fact that one cannot even depend on blood
relations. Misanthropy as an abstract guiding line of the character and refuge in solitude
are not uncommon phenomena and are more clearly perceptible in the psychoses1.
Often neurotics’ ties with the family of their father goes much further, even when they
are married. ‘Home’ in their case is not their own home but that of their parents. Many
are constantly dreaming about the latter in a way which clearly proves that they prefer
the parental home; these dreams contain a certain defiance towards the partner, at least
because he is left out of the picture. The excessive, pathologically exaggerated grief for
blood relatives constitutes a similar form of attack. Pride in one’s own ancestry may
also be used effectively in the fight against the spouse. From time to time the ties will
remain because the patient has not yet brought his fight against his parents to an end
and is still struggling to assert his equality or priority. However, a feeling for the family
with the tendency mentioned above will most often be found to serve the purpose of
confining the neurotic’s own sphere of activity by eliminating the community, as soon
as loss of prestige is threatened and felt to be too painful. In one of these cases I found
in an extremely ambitious woman that her relation with her family was strongest when
she had the following, alternating compulsive ideas: ugliness of the ears, of the teeth,
the hair, later: to be considered homosexual, and after the reading of newspaper articles
about psychoanalysis: to be considered incestuous. Actually touching other people was
out of the question because of her compulsive blushing and the fear of discovery.
1 In a very general way one will find that the neurotic’s ties to his family are
stronger than usual. The environment of the community invariably will make him shirk
back into the environment of the family. Here he can provide himself with what he does
not trust himself to do in the larger environment: superiority. No matter where in the
environment of society one finds the neurotic, his movements will always show a
retrogressive tendency towards the family.
The subordination of characteristic traits to the guiding fiction may be observed
particularly well in the antithetical traits of obstinacy and obedience2, which, seperately
or mixed in various degrees, contribute a great deal to the psyche’s color spectrum. An
understanding of the thus achieved construction of these characteristic traits, which are
made into abstractions from neutral, real impressions from the time before the neurosis,
and are neurotically grouped and made into guiding lines, can teach us much about the
origin, the significance, and purpose of the character. The idea that character is
congenital completely collapses on itself, since the real substratum for the development
of the psychic character, and whatever part of it that is congenital, is constantly
transformed under the pull of the guiding idea until this idea is satisfied. Obstinacy as
well as obedience, then, are nothing but psychic attitudes that betray to us the jump
from an uncertain past into a protecting future, as are indeed all other characteristic
traits. From this point of view an understanding of the ‘will’ is linked to the fact that it
exhausts itself in its striving for compensation in the face of a feeling of inferiority. The
apperception: masculine—feminine, the erroneous logic that is inherent in people,
therefore makes the will appear to be masculine.
Among neurotics, shyness as an attitude of the fear of making decisions is often
accompanied by taciturnity. The applicability of this form of disposition also lies, for
example, in its isolating effect and in the fact that it keeps possible points of attack out
of reach for the environment. The silent neurotic may also occasionally show his
superiority by acting as a spoil-sport. Or by speaking little and by a lack of ideas he
arranges the proof that he is not equal to others, particularly when they are in the
majority, and that he is especially unfit for love and marriage. In the adoption and
accentuation of the fictional antithesis, in loquaciousness, I have occasionally found
that the patient is looking for proof and confesses that he is unable to keep a secret, but
in any case wants to be in the foreground. A different form of attack and devaluation
may be found in the brash, impatient manner that many neurotics have of interrupting
everyone. The object is often even more obvious because of the fact that he introduces
every remark with “no,” or “however,” or “on the contrary.” In all cases the intention to
increase, not to decrease, the distance to others, to elevate oneself above them, will
clearly be present.
2A. Adler, ‘Trotz und Gehorsam.’ In: Heilen und Bilden, l.c.
A characteristic trait to which the neurosis owes a great deal of its severity and
significance, which is always present and which, together with obstinacy and
negativism, belongs to the strongest means of expression of the masculine protest,
consists in the tendency to desire that everything is different, that everything is turned
around. This trait can be found in the striving for compensation as well as in the
inclination towards neurotic artifices, it also lies in the disputatiousness and in the
neurotic depreciation tendency and shows an enormous applicability in attacking the
environment. It is the counterpart of the often conservative, pedantic nature of the
neurotic, simultaneously allowing him, however, to activate his desire for dominance. If
the protest is constructed on a basis of principles and according to neurotic antithesis,
one will find its essence to be the striving for change and reversal. “Popularly, the
nature of all feminine dialectics is said to be: to always wish everything different,” says
E. Fuchsa in ‘Die Frau in der Karikatur.’ Some element of this eccentricity will always
penetrate, usually under some pretext, in clothes, habits, attitude and movement. One of
my female patients often turned herself in her sleep, in such a way that she woke up
turned around. She also tried to make everything turn around while she was awake. One
of her favorite phrases was: ‘It’s the other way round!’ as an objection to the opinions
of others. The wish to be above, to ride, to wear the pants, is expressed in an unusually
clear fashion in these patients. In psychotherapeutic treatment, this trait endures from
the beginning to the end, and, similar to negativism in catatonics, its presence may
always be presupposed and may extend to the most trivial things. Very often these
neurotic tendencies to contradiction manifest themselves in the form of a notion that the
physician cannot touch them, nor they the physician, and furthermore in the negativistic
impulse to fundamentally change, to rearrange the hours of treatment. In general, one
should be careful to avoid favorable predictions, to set a timetable, etc., in the treatment
of neurotics, even when one feels very certain. In case of a strong tendency to inversion
one would be put to shame every time.
An attempt is made to turn above into below, right into left, front into back,
because the guiding fiction demands ‘reversals’ or transformations from ‘feminine’ into
‘masculine.’ Words, writing (mirror writing), morality, sexual behavior, dreaming (in
antitheses and in reverse sequence) and thinking are turned around in a manner that is
playful yet offensive at the same time. The expedient used in this case, that is, to behave
in a masculine fashion, usually contains an element of destructive anger.
The use of this ‘reversal’ in superstition, to cheat fate, as it were, by expecting the
opposite of what one would like, is a frequent characteristic of neurotics which reveals
their complete insecurity and caution, once again leading us back to neurotic caution
and permitting us to recognize its immense significance and tremendous consequence in
the psychic life of the neurotic.3
Around this nucleus of caution, depending on the tolerance of the guiding image or
the demands of the situation, traits of truthfulness and untruthfulness may group
themselves, giving expression to the striving for superiority, sometimes directly,
sometimes by following circuitous ways. Closely related to it are traits of simulation
and openness, the first characteristic clearly taking for its point of departure the feeling
of depreciation, of being ‘below.’ A strong anticipatory tendency is manifested by the
characteristic trait of tearfulness and sensitivity to pain, which reminds the environment
as well as the patient himself of the fact that he can only choose those situations in life
that can be endured without pain. It goes without saying that the anticipation of labor
pains often comes to play a role in the construction of this guiding line. I observed
movements that unmistakably expressed a situation of giving birth in a female patient
who was in a twilight state due to lactopsychosis. They clearly alluded to the standpoint
that the patient had had for many years already: not having to give birth—and they were
directed against a second child.
Closely related to the exertions of caution are the phenomena of doubt, of
vacillation, and of indeciseveness in the neurotic, to which we have called attention
earlier in this book. They always set in when reality influences the fiction in such a way
that contradictions begin to appear time and again in the latter—when reality threatens
with the danger of a defeat, of a loss of prestige. Three ways are then generally left
open to the neurotic, depending on the strength of the fictional final goal, so that the
developed neurosis acquires an aspect corresponding to one of these. One way is by
stabilizing the doubt and vacillation and making them into an operational basis, which
is found most clearly in neurasthenicsm in the form of a disguised complete stagnation,
and as scepticism in psychasthenics. In this case a complete or partial operational
standstill will be the result. The second way leads to psychosis by hypostasizing, by
deifying the fiction by means of the construction of a feeling for truth4 and the
abandoment of logic.5 The third way leads to a change of form of the fiction and the
creation of a certain distance towards the tasks of life by an arrangement of anxiety,
weakness, pain, etc., in short, it leads to a neurotic circuitous way in which neurotic
expedients are used to attain superiority.
The mature art of the Individual Psychologist will also manifest itself in that he
understands not only the phenomena of neurosis and psychosis, but ‘normal’ life as
well, both in its permanent contradictions and in its social sense. He will feel the
ridiculous shame that exists in the defiant attitude of selfimportance of the weakling,
detect in obstinacy and in cruelty the conquerors of obedience and weakness, in the
ostentatious masculinity boasting of its strict rules he sees also the horror of being
subjected, and in the frenzy of power and its paroxysms there is for him the fear of
defeat. And he will test all of these from the standpoint of the community feeling, just
as the psychic life of human beings (according to a beautiful phrase of Jerusalemb)
approaches the phenomena of life with the question of Joabc: “Do you belong to us or to
our enemies?”
3 See A. Adler, ‘Syphilidophobie.’ In: Praxis und Theorie, l.c.
4Kanabich, ‘Zur Pathologie der intellektuellen Emotionen’ (In: Psychotherapie. N.
Wirubof, [Hrsg.] Moskau 1911), has approached this point of view closely. (see
endnote)
5Since in the psychosis action on the useful side towards a solution of the three
problems of life (community, occupation, love) is as good as entirely given up, what
activity will remain will be ‘illogical.’
One should not expect a neurotic to follow a line that says: “Your communication
is yea-yea, nay-nay, for whatsoever is more than these cometh of evil.”d In the rigid
antithetical line of his acting and thinking, which gives expression to the stronger fight
for recognition, there is no room for such simplicity. Without interfering with the unity
of his striving for power, sometimes the ‘below,’ sometimes the ‘above,’ depending on
the current trend, will gain more prominence in the antithetical line. Or a certain
characteristic trait will be lying partly or wholly in ‘the unconscious,’ depending on the
requirements of the unity of the personality. However, even when he is conscious, he is
unconscious in the individual-psychological sense, since the patient, innocently-guiltily,
closes his eyes for the consequencess, for the stranglehold of the community feeling.
Therefore, one will often be in a position to find phenomena which cannot as such be
fitted into the customary scheme of the characteristic traits, which will only betray their
origin in a wider context. If I put three padlocks on my barred doors, keep firearms,
dogs and a police manual in my room, and then happily assure you that I am not at all
anxious—then that is true and untrue at the same time. My anxiety is hidden in the
padlocks. We have seen that in depression, in the anxiety for diseases, for death, for
open spaces, there may be hidden an enormous selfoverestimation, in the preference for
the parental home there may be hostility towards the spouse, in the choice of a certain
profession, a characteristic trait, in coming late, in stammering, the fear of decisions,
etc. Only a crank would want to try to capture the human psyche in a scientific
laboratory. In the end, Individual Psychology is an artistic feat.
Endnotes for Practical Part II-X
a Fuchs, Eduard
Die Frau in der Karikatur. Munich: Langen 1906.
b Jerusalem
evil.’
Words of Jesus in Matthew 5, 37.
Conclusion
Our study has shown that the traits of character, their fundamental representation
in the life of the individual, develop according to the nature of guiding lines for
thinking, feeling, willing and acting as expedients of the human psyche, and that they
are brought into stronger relief as soon as the person wants to leave the phase of
insecurity in order to achieve the fulfillment of his fictional guiding line. The material
for the formation of the characteristic traits is widely available in the psyche and its
hereditary differences vanish in the face of the unifying effect of the guiding fiction.
Goal and direction, the fictional purpose of the traits of character, may be recognized
best by the original, direct, militant-aggressive lines. Want and difficulties of life force
the character to certain changes, in which only those constructions will find favor that
are in harmony with the feeling of selfworth. This is how the more cautious, hesitating
character traits are formed that deviate from the direct line, but whose pursuit
simultaneously reveals their dependence on the guiding line.
The neurosis and the psychosis are attempts at compensation, constructive
products of the psyche that are the result of an accentuated and exaggerated guiding
idea of a child with a very strong inferiority feeling. The insecurity of these children in
regard to the future and their success in life forces them to make stronger efforts and
safeguards in their fictional plan of life and to avoid the problems of life. The more
cautious they become in doing this, the more they will weave threads of thought that go
beyond their own person into the future, organizing as outposts of their psychic
dispositions at the periphery of these threads, where the clash with the outside world
must follow, the necessary character traits. With its extraordinary sensitiveness the
fundamental neurotic characteristic trait attaches itself to reality in order to
subsequently change it according to the personality ideal, or to subject it to the latter. If
defeat threatens, the neurotic predispositions and symptoms come into force, blocking
the progress of the action.
The scanty significance of the congenital substratum in the formation of the
character is also proved by the fact that the guiding fiction gathers and coherently
arranges only those useful psychic elements, only those abilities and memories that
appear to be well suited for the finale. In the neurotic rearrangement of the psyche the
guiding fiction has unlimited power and it makes use of experiences as it sees fit, as if
the psyche were a static, concrete material. It is only when the neurotic perspective is
activated, when the neurotic characters and predispositions are fully developed and the
way to the guiding ideal has been safeguarded, that we may recognize the individual as
neurotic. For the neurotic psyche teaches us more clearly than the normal psyche:
“Through the great Being that surrounds us and penetrates us deeply, a great Becoming
is moving, striving towards complete Being.” (Hildebranda)1
1[Rudolf Hildebrand: Gedanken über Gott. die Welt und das Ich: ein Vermächtnis. Hg.