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Local Development Plan Manual
Local Development Plan Manual
LOCAL DEVELOPMENT
PLAN MANUAL
September, 2006
Addis Ababa
02
MATHEWOS Consult
Architectural, Engineering, Urban Planning, Urban Development and Urban
Management Consultants
Tele: +251-
+251-091-
091-168 33 56; +251-
251-011-
011-651-
651-38-
38-35
P.O. Box: 17761,
17761, Addis Ababa, Ethiopia
E-mail:
mail: mathewos@ethionet.et
mathewos@ethionet.et or mathewosa@yahoo.com
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TABLE OF CONTENTS
Title Page
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LIST OF FIGURES
Fig.1. A Framework of the Trend in the Ethiopian Urban Planning System
Fig 2. Sample LDP from Merkato, Addis Ababa
Fig 3. Strategies for Implementation of LDPs
LIST OF FORMAT
Format No. 1. Example of Stakeholders Identification and Analysis in LDP Planning Process
Format No. 2. Demographic Data Collection and Analysis Format
Format No. 3. Social Data Collection and Analysis Formats
Format No. 4. Economic Data Collection & Analysis Formats
Format No. 5. Institutional Information Collection and Analysis Format
Format No. 6. Legal Frameworks Data Collection & Analysis Format
Format No. 7. Financial Data Collection and Analysis Format
Format No. 8. Physical Data Collection and Analysis Formats
Format No. 9. Population Data Collection and Analysis Formats
Format No. 10. Economic Data
Format No. 11. Example of Existing Environmental Physical Data Collection Format
Format No. 12. Example of Existing Landuse Data Collection and Analysis Format
Format No. 13. Housing Data Collection and Analysis Format
Format No. 14. Institutional Information Data Collection and Analysis Format
Format No. 15. Legal Frameworks Data Collection and Analysis Format
Format No. 16. Financial Information Collection and Analysis Format
Format No. 17. Example of Action Plan Format
Format No. 18. GAPS Identification Sample Format for an LDP Area
Format No. 19. LDP Outputs Formats
LIST OF STANDARDS
Standard 1. Data Types/Components
Standard 2. LDPs Preparation Levels
Standard 3. Typical Road Profile Showing Utility Lines Alignment
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ACRONYMS
AAWSA = Addis Ababa Water and Sewerage Authority
BAR = Built-up Area Ratio
BWUD = Bureau of Works and Urban Development
CBO = Community Based Organization
CSA = Central Statistical Authority
EEPCO = Ethiopian Electric Power Corporation
ETC = Ethiopian Telecommunications Corporation
FAR = Floor Area Ratio
FDRE = Federal Democratic Republic of Ethiopia
FUPI = Federal Urban Planning Institute
HIV/AIDS = Human Immune Virus/ Acquired Immune Deficiency
Syndrome
IDP = Integrated Development Plan
LDP = Local Development Plan
LEDP = Local Economic Development Plan
LP = Local Plan
MoFA = Ministry of Federal Affairs
MWUD = Ministry of Works and Urban Development
NGO = Non Governmental Organization
PPP = Public Private Partnership
RF = Representative Forum
SC = Steering Committee
SNNPRS = Southern Nations, Nationalities and Peoples
Regional State
SDP = Social Development Plan
SP = Structure Plan/Specific Plan
SWOT = Strengths, Weaknesses, Opportunities and
Threats
TC = Technical Committee
TOR = Terms of Reference
TVET = Technical, Vocational, Education and
Training
WSA = Water and Sewerage Authority
UURP = Urban Upgrading and Renewal Project
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PART I
BACKGROUND
STUDY
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1. INTRODUCTION
1.1 Background
Urban planning is one of the most important tools of urban management. It guides the socio-
economic and spatial/physical development of a given urban center. Hence, urban development
effort without the guidance of urban planning is like walking blindfolded.
Ethiopia is not only least urbanized but also most urban centers in the country are
predominantly unplanned. A naked eye observation on current urban morphologies suffices to
retrace the minimal role of planning in the Ethiopian urbanization process. This predominance of
unplanned development in Ethiopian urbanization poses a substantial need for re-planning in all
urban centers of the country. The re-planning involves an extensive land-use readjustment,
fundamental reorganization of infrastructure networks as well as revitalizing run down urban
fabrics. In this respect, LDPs play key roles, since wholesale interventions are both unfeasible
and unadvisable in built up urban areas.
LDP is a lower level urban plan, which is prepared within the framework of a structure plan. It is
detailed and focuses on specific locality of an urban center for immediate implementation. It is,
therefore, an important tool for implementation of structure plan proposals.
The preparation of LDPs in Ethiopia has a very brief history. Moreover, it is limited to few urban
centers. The methodology has been ad-hoc lacking systematized approaches. The approaches,
pursued by the LDPs prepared for various localities in Addis Ababa are not similar due to the
fact that there are no standardized guidelines. This has significantly affected the quality of the
local development plans so far prepared and impeded their effective execution. Evidently, most
of the LDPs prepared for the various localities of Addis Ababa are either left on shelves or
wrongly implemented.
The knowledge gap in the preparation of LDPs in Ethiopian urban centers has necessitated the
preparation of simplified LDP preparation and implementation Manual. The manual attempts to
standardize the spontaneously used LDP preparation knowledge and techniques. More
importantly, the manual preparation has adopted the recently introduced IDP approach in order
to secure strong public participation and integrated development efforts of urban centers.
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PROJECTS
In the Ethiopian Urban Planning System, LDP may be conceived as a detailed urban
development plan of a locality or neighborhood or part of an urban center. It is a major tool
through which SP is implemented and may have a life span not exceeding that of the SP. LDPs
have two major objectives:
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1. To guide a long term development of a locality by providing tools such as building permit
procedures; design guidelines and brief;
2. To facilitate efficient and effective implementation of projects such as city center business
development, UURP, real estate projects, etc by providing detailed land use and urban
design proposals.
In using the manual, urban professionals are highly advised to seriously examine their local
conditions and adapt some of the prescriptions stated in the manual to their contexts. All
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activities and actions stated in the manual are not necessarily mandatory to every urban
context. This, however, doesn’t mean that most of the activities and actions stated in the manual
are not useful to all conditions; and therefore they should be strictly followed for successful LDP
preparation and implementation
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2. REVIEW OF PRACTICES
2.1. General
All over the world, urban areas are always operating under a pressure of continuous changes.
As economic and social fabrics of urban areas constantly change over time, importance and
spatial organization of urban functions are also undergoing similar changes. Along the course of
this constant change, City Governments make various efforts to influence, guide and lead the
development of urban centers along a sustainable path. To this end, different urban plans are
used widely as tools of urban management and become part and parcel of their day–to–day
management routings.
Depending on local contexts and planning systems in place, different planning approaches are
pursued in different cities/towns. For instance, in some cities, broad development goals are
framed by long-term urban plans, while specific development issues are governed by detail
urban planning norms & standards. In other cases, different plans with varied levels and
hierarchies are used together in such a way that one complements the other.
These days, in most cities of the world, three major planning hierarchies, in a top-down
hierarchy, are distinguished: ,
• a city-wide long term urban plan (master plan, development plan, structure plan, etc),
• a city-wide medium term strategic/integrated development plan, and
• a local development plan (plan that refers to a specific geographic location)
In USA, Specific Plan (SPP) of an urban area consists of different urban plans, policy
statements & regulations pertaining to development of that particular urban area and ensures
the integration between individual development proposals and broad development goals set in a
general development plan of a city/town (Eisner, et al, 1993). The physical plan component of
the SPP diagrammatically depicts detail land-use plans, right-of-way of infrastructure networks
and public spaces to be protected, while details of development programs, regulations & policy
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provisions, implementation strategies and public work finances are presented in the text
component of the SPP.
LDP in Germany presents detail spatial plan of an urban area designated for a specific
development program. The urban plan is supplemented with implementation strategies which
outline the development proposals, policy statements, financial and institutional frameworks in
detail regarding development of that particular urban area.
In the Netherlands, a municipal council is required to draw up a local land use plan for part of a
municipality. The plan is legally binding and serves as one of the grounds upon which the
municipality decides whether or not to issue a building permit in a specific area. The local land
use plan also provides the legal basis for:
• Construction permit;
• Obliging private developers to contribute to
the costs of providing certain public services;
• Claiming compensation for loss of value;
• Compulsory purchase;
Besides these legal functions, the local land use plan has the formal function of giving legal
certainty to citizens (landowners) and private developers with respect to the spatial development
of a certain area.
A local land use plan is accompanied by an explanation, setting out the ideas that form the
basis of the plan and results of relevant research, consultation and participation procedures. A
local land use plan may be drawn up in detail or in general terms.
The experiences of Kampala (Uganda), Durban (South Africa) and Dar es Salaam
(Tanzania) may serve as good reference to see the variety of approaches in LDPs. For
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instance, in Kampala, LDP is referred to as Zonal Plan and prepared at Parish level.1 The
Kampala zonal plans provide a framework for development of urban components relevant to
Parish and are composed of detail land-use plans and written provisions. The written provisions
of Kampala Zonal Plans constitute a legal code governing the administration and enforcement
of the plan.
In Durban, Local Plans are developed in two phases; first, the spatial development framework
designed in a way that contains,
• the key spatial characteristics, trends and issues;
• the key spatial elements and policy guidelines to be considered in future
development of an urban area
• spatial development parameters, norms & standards.
As the process of developing the spatial development framework is completed, the second
phase, which is the process of developing implementation strategies and action plans, follows.
Here it seems important to note that, in Durban, the actions considered in local plan of a locality
are to be prioritized before the process of detail plan preparation commences. Moreover, in
planning system of Durban, LDPs are linked with municipal budgets of the metropolitan
government.
Since 1999, the Dar es Salaam City has made a paradigm shift in its urban planning from
Master Planning to a Strategic Urban Development Frameworks.2 According to the Dar es
Salaam urban planning system, two city-level binding urban plans are distinguished; i.e.
• Strategic Urban Development Framework and
• Strategic Development Action Plans (Issues)
The Strategic Urban Development Framework provides broad development goals and long-term
strategic development frameworks, while the key development issues that need to be
addressed during a specific planning period are spelt out in Strategic Development Action
Plans. On the other hand, citywide strategic plans can hardly be implemented without detail
local development plans. In Dar es Salaam, the task of preparing such detail local plans is left
for the discretion of local governments just to give sufficient rooms for flexibilities. Indeed, loca
plans prepared by local governments should be in congruence with citywide development
frameworks.
1
Republic of Uganda, Ministry of Lands, Housing & Physical Planning (1994), The Kampala Structure
Plan: Prepared by John van Nostrand Associations Ltd., Kampala, Uganda
2
Strategic Urban Development Planning .Framework for the city of Dar es Salaam.1999
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Key Lessons
The following lessons can be drawn from experiences of cities discussed above.
• Implementation of citywide urban development plans is unlikely without their
complement of detail local development plans,
• Local plans should contain both proposed plans and policy statements (legal provisions)
which are required to enforce implementation of plans
• The role of local urban actors is crucial in the preparation and implementation process of
LDPs
Indeed prior to revision of the Addis Ababa Master Plan, efforts were made to prepare detail
plans for area developments as planning tools for implementation of former master plans. For
instance, following the completion of the 1986 Addis Ababa Master Plan, detail plans were
prepared for different districts. Greater Mekanisa District Detail Plan, Keranio District Detail Plan
and Gerji Detail Plan and Megenagna Ketena Center Plans are some of these detail plans.
Apart from these, various regional bureaus and municipalities, in collaboration with the NUPI,
now FUPI, have made similar efforts to develop detail implementation plans for different towns,
among which, detail plans of Axum, are worth mentioning.
The introduction of detail urban planning concept and practice in the 1986 Addis Ababa Master
Plan has made a significant contribution towards the evolution of LDP in the Ethiopian urban
planning system. Recognition of ‘District Plan’ and ‘Detail Plan’ as distinct component of the City
Master Plan has also facilitated development of planned neighborhoods in the Capital. The
developments of Mekanissa, Keraniyo, Lafto and Kotebe expansion areas as well as renewal of
Kazanchis area are worth mentioning.
evertheless, these local plans were largely spatial/physical with little focus on socio-economic,
institutional, financial and legal issues. Apart from this, earlier area development plans were
predominantly project-based (construction of road network, development of settlement or
industrial estates), which were drafted directly from general development/master plan of a
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city/town. Since these district plans were not accompanied by the necessary implementation
strategies, their subsequent implementations were haphazard and suffered from absence of
basic urban facilities. As a result, significant number of residents is left without access to water,
electricity and road connection.
Types of Implementation Plan Prepared in line with the 1986 Addis Ababa Master Plan
District Plan:
A diagrammatic view of the area showing the main relations between areas with surroundings and
with the whole urban system in general at the scale of 1:1000 and 1:2000 and a written statement
about the plan and its conformity with the master plan.
Subject Plan:
It contains a detailed treatment of particular/ specific planning aspects in the urban area. I.e. quarry
site, historical building.
Cognizant of this very fact, Office for the Revision of Addis Ababa Master Plan Project
(ORAAMP) came up with a new framework for LDP which rectifies major drawbacks of the
former detail planning approaches. As a result, LDPs introduced in Addis Ababa after revision of
the City Master Plan are quite different in scope and content from the detail area plans practiced
earlier. In the recent LDPs, detail spatial plans, major proposals of socio-economic
development, the necessary implementation instruments (financial, institutional, legal) and
strategies are provided. Apart from this, social, economic, environmental and financial
consequences of the LDPs are presented together with proposals of coping strategies. The
major approaches pursued in LDP preparation in Addis Ababa are summarized hereunder.
Initiation: in principle initiation for preparation of LDP for a specific area could come either from
government, private investor or from the community. In the case of Addis Ababa, however, so far
LDPs are prepared largely based on the City Government initiatives. In this respect, the revised
structure plan of the City clearly states that if one of the following conditions is fulfilled, LDP could
be prepared for a portion of the city.
• Problem pressure: deterioration of social, economic and physical fabrics
• Development pressure: major investment proposals in pipeline
• Strategic Location: Potential to trigger further development
• Ease of implementation: availability of adequate infrastructure services
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Goal setting: The goal depends on the area where LDPs are prepared, i.e. business area,
industrial area, and residential area. The problems and opportunities identified through
assessment help as corner stones for developing LDP goals. In addition to these, major
development directions provided in the structure plan served to refine the goals. The overall
goal of an LDP is given from the City Government, then planners translate these general
directions into workable goal.
Vision: International experiences strongly suggest that LDP visioning should be done with
strong stakeholders’ participation. In line with this belief, efforts were made to involve relevant
stakeholders in visioning process of earlier LDPs. The visioning processes of Mercato and
Piaza are worth noting in this regard. However, these efforts couldn’t continue as LDP visions
turned out to be merely technocrats driven.
Approval: Few of the earlier LDPs prepared by ORAAMP were endorsed by the then BWUD.
Though the City Government planning law requires formal approval of LDPs by the council
before they proceed into implementation process, none of the LDPs prepared in the city so far
received a formal approval of the council, but almost all entered into implementation.
Implementation: In Addis Ababa, the spatial detail of LDPs doesn’t go beyond block levels.
This is so mainly because implementation of LDPs was assumed to start with the City
Government’s proactive development measures in LDP areas by implementing proposed public
works at block levels (particularly infrastructure networks) where as private investments were
assumed to follow thereof. However, such public development measures were seldom in Addis
since LDPs have been introduced. As a result, private investments couldn’t take place as
desired and envisaged in the LDPs.
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Outputs
Major regulations The outputs of the lDP exercise are:
A report that explains the whole
The regulation focuses on the following physical proposals in the specific areas,
development issues. Maps in different scales: the road
Road width; network, land use, environment map
Land use; and rules and regulation maps
Built up area; 3D Model.
Building line;
Building height;
Special building character
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Lessons Learned
The following lessons can be drawn from local experiences
• The importance of community participation during LDP initiation for the subsequent
smooth preparation and implementation. It was clearly observed that without active
community and stakeholders’ participation from plan initiation through planning and
implementation, one would end up in either plan-to-shelves or strong opposition from
the community under consideration.
• There is a need to give equal attention to both socio-economic development aspects
and physical and spatial development issues in preparing LDPs for achieving
integrated urban development. Most of the LDPs so far prepared had focused more
on spatial and physical planning particularly in their implementation phase. This has
led to little socio-economic and governance improvements of the localities under
consideration. Therefore, the socio-economic aspects of the area under
consideration should get equal attention to fill the gap so far observed.
• Participation of all stakeholders and creating consensus among them throughout the
LDP preparation process.
• The need to clarify roles of various actors in the implementation of LDPs is crucial.
One of the main factors that contributes to the failure of LDP implementation is the
missing of specific actor or responsible body for each proposal.
• The missing link between LDP proposals and city government budget or absence of
viable financial strategies for implementation is one of the key challenges.
• LDPs should get formal approval before implementation process commences.
The 5 years (2005/6-2009/10) PASDEP urban component states various programs and actions
such as housing, MSEs, land development and infrastructure and services program. Moreover,
it envisages Small Towns’ Development Program targeted at small towns with population less
than 20,000. The implication is that these small towns need urgent LDP to enhance their
programs and projects.
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The key elements of an LDP include, detail land-use plan of the area (two and three
dimensional); proposals of major infrastructure networks; proposals of key socio-economic
measures; implementation strategies; regulations; standards & norms. The integration of these
elements can be illustrated in diagram as follows.
LDP is an element and integral part of an urban planning system (Fig 1) of an urban center.
System of urban planning refers to a set of policies, laws, statutory plans, norms and standards
as well as institutional and financial frameworks placed in a particular urban center for
preparation, approval, implementation, monitoring and evaluation of urban plans.
Hence, if LDP is to fit into such a system, it needs to be linked with other urban planning
components in the system. LDP of a given locality of a town should stem, first of all, from the
town structure plan, and needs to fit into existing urban planning and development policies, laws
and regulations (both federal and regional) and be linked and integrated with other development
programs and strategies set by government of the respective town.
A local plan deals with local issues (physical, social, economic), which refers to a definite spatial
unit whose boundary may or may not coincide with the formal administrative boundary. The size
or geographical limit of an area to be covered in LDP can vary from one case to another
depending on the level and complexity of the urban center. In this regard, it seems important to
note that the size of a geographical unit to be covered in an LDP would be wider in urban
centers with less complex urban set ups than in cities or large towns where local issues are
more complex.
The content of LDPs needs to cover physical, economic and social fabrics of an urban area.
The scope of the plan should also include a brief presentation of existing situation, development
proposals for the area in question, implementation strategies for the proposed development
actions, mechanisms for monitoring and evaluating the implementation process.
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Participatory Planning: The other important principle that deserves due emphasis in LDP
preparation is participatory planning approach, which lays down a strong foundation for its
implementation. Participation of relevant stakeholders is vital at different steps where critical
decisions are made (for instance, at a time when local development agenda are defined, while
LDP proposals are developed, and when the LDP is approved). In the process, sector
departments within the municipality that have a stake in implementing the plan, local
communities who would be affected by implementation of the LDP, potential private developers
who would have strong interest in LDP implementation, donors, professionals, policy makers,
have to take part.
Plan for Performance: LDP is more than a statutory plan. It is expected to bring the overall
development goals and strategies of structure plan closer to concrete development
programs/projects. To this effect, LDPs need to be linked firmly with municipal budgets as well
as with concrete development programs/projects of a municipal government. A well-defined
implementation strategy is thus not an option but rather a critical element of LDPs.
Sustainability: LDPs should be perceived and fit into national, regional and local contexts
properly so as to be sustainable. Further, LDPs are supposed to respond both to future and
current development needs of a locality, thus, striking the right balance between the two.
Moreover, proposals of an LDP have to be visible within the context of local capacities
(financial, technical, institutional and local economy) for effectiveness of implementation.
Accommodative Plan: Proposals of LDPs should accommodate needs and interests of local
communities as well as the existing local urban functions and characters. Proposals that
completely presuppose new urban fabrics in lieu of existing local urban functions could hardly
succeed, mainly due to the huge social and economic costs.
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Regardless of diversities and specificities in character and contexts of urban centers in the
country, physical standards, planning procedures and techniques are common for all urban
levels.
Depending on location and specific character of an LDP site, different approaches can be
followed in different project sites or urban areas. I.e.
• Detail of an LDP study can go deep into the level of detail implementation plan in
expansion areas or where the LDP is prepared for implementation projects. In this
situation the LDP would proceed directly into implementation process with no need for
further detail study.
• Since specific projects and detail plans are required for implementation of LDPs in
inner city areas, block level LDPs suffice in built up inner city areas.
• For Small Towns, the LDP and the SP may coincide. There may not be need to
prepare separate SP and LDP.
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Within the land use proposals indicate only prohibited functions. This would allow possibilities to
consider alternative functions in case the proposed urban function fails to come.
Basic Urban Design Elements: The ultimate goal of an LDP and its subsequent
implementation is to create an urban form that defines the living pattern of dwellers. Therefore,
the preparation of LDP should consider the final three-dimensional effects of the action areas.
The elements of urban design are listed here:
• Aesthetics
• Building blocks
• The space between buildings
• The function and use of space
• Facades, skyline and silhouette
• Street pattern, road design and parking
Public Participation: Full participation of stakeholders in planning process of LDPs paves the
way for effective implementation, since it enhances sense of ownership among key
stakeholders and provides opportunities to capture the interest of the community at large.
However, participation of stakeholders should go beyond formalities; rather it should provide
stakeholders with opportunities to influence decisions in favor of their future.
Scope of LDP Study: The scope of an LDP study needs to cover both the ‘Planning Area and
Action Area’, with different levels of details.
• Planning Area: The major physical, social, economic and environmental links that
exist between the LDP ‘action area’ and its surrounding influence areas should be
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scanned and analyzed in general terms. This will help to determine how development
of the action area is to be connected and harmonized with its immediate influence
areas.
• Action area:- This is the area where concrete LDP implementation is supposed to
occur. Both the study and ensuing proposals need to be detail and specific as much as
possible.
Integration of LDPs with other Development Programs: As discussed earlier, LDP is one
element in a given urban planning system which needs to be designed in a way that
complements other development strategies and be implemented in conjunction with other
development programs underway at national, regional and city levels. In this respect, LDPs
should establish a strong link with city structure/development plans, sector development
programs and other development strategies carried at all levels of the government hierarchy
(national, regional, local).
Revising LDPs: LDPs are more close to a development process as compared to other citywide
plans, such as a structure plan. Apart from this, the statutory attribute of LDP entails an element
of rigidity in it. Accordingly, a timely readjustment is required to LDP in a way that catches up
the changing urban dynamics. Hence, LDP revision is mandatory when some of the following
conditions are apparent:
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As stated earlier, in small towns, LDPs need to be prepared in a way that can be implemented
directly. Thus, LDP studies in these urban centers should be detailed enough. That means,
• Socio-economic and property data should be collected and analyzed in a way that
would serve as basis for subsequent practical measures such as compensation,
resettlement, etc.
• Spatial plans should be detail enough to guide specific development activities in the
area of land and infrastructure development
Collection and analysis of basic data on different urban fabrics of the area provide the factual
basis of LDPs, which in turn make informed development choices possible, while proposals
derived from informed decisions are close to the reality.
Data Types and Sources: Depending on the level of the specific urban center, the detail of
LDP can vary from one case to another. Since the degree of urban complexities in large cities
necessitate further specific projects for implementation, the level of LDP details may not go
beyond block plans. General data obtained from secondary sources may suffice for preparation
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of LDPs in towns of urban level 3 and above. But this doesn’t refer to LDP of expansion areas,
because in expansion areas, the detail of LDPs should go as far as the level of parcellation
where primary data are vital.
LDPs in towns under urban level 1 and 2 should be detail enough for implementation. For this
reason, the data collection is required to be at household and firm level. Information on the
Structure Plan of the urban center are the points of departure. In this respect, zoning/land use
plan, road network plan, service plan, etc suggested for that specific locality need due
emphasis.
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PART II
THE
PROCEDURE
MANUAL
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Introduction
The previous part of this manual gives the background, concepts, principles, standards and
considerations within which to apply the manual. This part of the manual gives a road map that
guides users through eight phases of planning, each phase broken down into major tasks and
the tasks into detailed activities and actions. Each task is followed by ‘Tips’ (to expose
approaches and examples how to do the task)
The eight planning phases are:
• Preparatory Phase
• Data Collection and Analysis Phase
• Strategies Phase
• Proposals Phase
• Integration Phase
• Appraisal and Approval Phase
• Implementation Phase
• Monitoring and Evaluation Phase
At the end of each phase expected deliverables and key checkup questions have been
included. This will enable the involved planners to monitor and evaluate each planning phase
and check whether that particular phase has met its objectives before proceeding to the next
phase.
Here it seems important to note that the width and breadth of preparatory works in this regard
depends on complexity of the urban systems in a particular city/town. Bearing this in mind, the
following steps are aimed to provide a general applicable sequence for the process of preparing
LDP.
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Activity 1: Detail out the activity plan (Refer to Format in the Annex)
Prepare detail operational plan that translates the TOR into detail activities
Identify the critical milestones to be reached at different points in time
Detail out activities with corresponding time frame, responsible body and
expected output of the respective activity,
Major Deliverables
• Approved project TOR
• Organized project management body
Key Checkup questions
1. Is the LDP under consideration perceived a priority by all stakeholders?
2. How far is every key actor aware of and committed to discharge his/her
respective role in the LDP processes?
3. Is there a strong political commitment behind undertaking of this LDP?
4. Is the TOR clear and complete enough?
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The major purpose of this phase is to collect the necessary data required and to identify the
gaps to inform the LDP planning process
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Review relevant secondary sources (Kebeles, sub cities, Idirs,) and discuss with
key informants regarding functions and objectives of institutions operating in the
area
Organize the information informant in the Annex.
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Major Deliverables
• Collected and analyzed data
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Major Deliverables
• Shared vision
• Options for carrying out LDP
Key Checkup Questions
1. Are the vision and objectives refined corresponding with the gaps identified?
2. Are all possible management and financial options identified?
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PHASE 4: PROPOSALS
This phase is a step where the LDP enters into recommending solutions; issues emerging from the
preceding phases are taken as basis for proposals. This process covers five major planning areas,
namely, socio economic, spatial, institutional, financial and legal aspects of the LDP. The key
principles of IDP are followed as principal approach in this process.
Activity 1: Analyze how the identified development scenario can be taken into the
subsequent planning & design process
Identify the type of development to be considered for the LDP area under consideration
i.e.
Renewal development,
Upgrading development, or
New expansion development,
Select appropriate strategy and standard for identified development intervention based
on the manual specifically prepared for it.
Activity 2: Spell out list of items to be incorporated in the plan for each of the LDP
components vis-à-vis set standards
Prepare planning and design program (qualitative & quantitative list of accommodation)
by referring the key planning issues generated from the preceding planning processes;
Link set standards with the development issues and scenarios identified in activity #1
above;
Compile and analyze the detailed quantitative and qualitative planning elements to be
taken into account in each of the LDP components;
Reorganize systematically the required elements (requirements) into groups (clusters)
and units to simplify the next planning and design processes;
Make sure that harmony, compatibility and integrity exist among different LDP
components; and if need be, make necessary rectification accordingly;
Conduct internal jury on reorganized LDP elements and undertake the necessary
rectification as need arises;
Conduct discussions with the relevant stakeholders on outcomes of activity #2 and
integrate the feedbacks that may come out from stakeholders forum
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Activity 3: Based on the planning ideas generated from activity 2 above, re-
develop concepts of each planning component
Prepare as many typologies for each unit as possible based on set standards;
Prepare as many combinations out of the many units as possible based on set
standard;
Put elements hierarchically from the general to the parts within the selected optimal
scenario following the existing context based on the standard;
Check uniformity and integration with the list of requirements prepared in activity #2;
and make rectification accordingly;
Check uniformity and integration among the component parts and make rectification
accordingly;
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Determine number, location, entry and exit of public car parking per block;
For LDP in small town and expansion area in any urban level, prepare plot parcels for
Residential (housing),
Business and commerce and services,
Green area, open spaces and environment,
Manufacturing and storage,
Road, transport and infrastructure,
Offices for various institutions,
Special functions
based on set standard and that enhance incremental development according to the
land use;
Propose potential vehicular and pedestrian access to each plots;
Determine the BAR and FAR of buildings;
Determine the building line/ setbacks of buildings;
Determine spaces between buildings;
Determine the three dimensional character/volume;
Set regulation and implementation tool for the proposal based on the standard;
D) Environmental aspect: -
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Determine parks and forest where ever appropriate based on set standard;
Determine environmental considerations with aesthetics and landscaping (e.g.
street planting, public squares, playgrounds/ residential open spaces environmental
conservation and revitalization),
Recommend solid waste disposal sites and means
Integrate cart away of surplus materials of construction sites and solid waste
disposal with land fill sites where ever appropriate;
Undertake proposals of individual and communal solid and/or liquid waste collection
and disposal system and also its location and position with in the plot and/or the
block;
Undertake proposal of additional activities/uses which can co-exist with formal and
informal green where ever appropriate and necessary;
Conduct internal jury on the plan and make rectification accordingly;
Conduct participatory discussion on the output and make rectification accordingly;
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Activity 1: Identify how the selected optimal scenario of legal option can
undergo into the planning & design
Specify the legal requirements, list the necessary legal documents to be prepared and
identify detail issues to be addressed in the policy statements;
Draft proposal legislatives for implementation, monitoring and evaluation of the LDP
processes
Check the consistency, harmony and complementarities between proposed LDP
legislative and other legislatives
Conduct internal jury on the plan and make rectification accordingly;
Conduct participatory discussion on legal proposals and make the necessary
rectification accordingly;
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• Special attention may be given to preserve historical/heritage sites and structures that are
identified during data collection.
N.B Please note that the third and the fifth processes are followed by subsequent rectifications based
on registered minutes.
Major Deliverables
• Summary of proposals on major issues
Key Checkup Questions
1. Are all the major gaps identified filled with proposals?
2. Are the proposed solutions sound enough and in correspondence with the vision and
objectives?
3. Are the proposals shared by the relevant stakeholders?
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Check conformity and identify areas of conflicts with other plans (SP, IUISP, Ongoing projects etc.
Major Deliverables
• Major issues proposals integrated with each other
• LDP proposals integrated with other plans and programs
Key Checkup Questions
1. Are all components of LDP proposals incorporated in the integration process?
2. Are all conflicting areas dealt with?
3. Is there consensus among key stakeholders (steering committee)
4. Is there consensus among key stakeholders (steering committee) on the integrated
proposals?
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Major Deliverables;
• Appraisal Report
• Approved LDP
• Approval notice
Key checkup Questions
1. Have all stakeholders participated in the appraisal process?
2. Has the approval notice been issued?
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PHASE 7: IMPLEMENTATION
Officially Approved
LDPs
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Proposed activities by the LDP should get owner and be directed to an already established
institution or to a newly established one for effective implementation. Therefore, identification
of the role of the various actors in the city/town is of great importance.
Identify the sole responsibility of the municipality, sector bureaus, the private sector,
and the community
Identify activities that could be undertaken jointly by the different actors such as
municipality and private sector, private sector and community, community and
municipality
Engage in an effective & pragmatic partnership with non-public urban actors for
realizing implementation of LDP proposals
Activity 2: Conduct training
Training the implementing arm of the town/city on the newly prepared local development
plan is the first and the most critical part of the preparatory task since failing to do so will
certainly weaken the implementation process. It is therefore mandatory to train all
implementing institutions to bring about clear understanding of the plan and facilitate the
subsequent implementation. The following are the key actions to be taken to conduct
successful training.
Prepare training materials ( it could be prepared by plan preparation unit)
Determine potential trainers (probably by professionals from planning unit)
Identify trainees (all professionals in the implementing institutions and urban
management body should participate)
Determine the time required for the training
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Establish regular public hearing forums to get feedback from the beneficiaries
regarding the performance of each institutions
Activity 3: Fund raising
Development undertakings in resource deficient areas inevitably demand pulling together
available resources in order to bring meaningful impact. Accordingly, local development
endeavors could be best sponsored by strong involvement of the community through
pooling together their resources (finance, labor, know-how and material). Pooling these
local resources needs concerted effort from all stakeholders mainly the government and
CBOs. The following activities could be mentioned as the best mechanisms of pooling
local resources for development purposes;
Establish locality development committee in which all interest groups of the
community should be represented, notably;
Representatives of
o various formal associations like trade, professionals, women, youth
etc
o Elderly and prominent personalities
o Social and environmental activists
o Government institutions
o Utility companies
Introduce innovative institutional and financial schemes, which lead into self-
financing LDP implementation
In cooperation with the committee the following fund raising and community
mobilization activities could be undertaken;
Arrange local lottery through strong participation of the local community
Organize social events like music concert, theatre show etc
Organize trade bazaar
Activate the community to contribute for the local development initiatives
through labor, finance and material donation
Activity 4: Determine further actions according to the proposals
In undertaking all these activities refer carefully to the available regulations and manuals
notably renewal and upgrading manual, relocation and compensation regulation etc.
Assign specific authorized municipal body responsible for ensuring integrated
actions of relevant urban actors in LDP areas
Incorporate LDP policy statements in a municipal legal system and thereby
enforce accountabilities at all levels
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Major Deliverables
• Implementing bodies identified
• Training given
• Implementation schedule
Key Checkup Questions
1. Are all the necessary things for the implementation works fulfilled?
2. Are all stakeholders convinced to play their role?
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Monitoring & evaluation, on LDP implementation process itself, demands a regular follow up
and legal frameworks. Secondly, monitoring & evaluation experienced on sporadic
implementation process is tantamount to a hide-and-seek game. With out effective monitoring &
evaluation mechanisms, the LDPs would never proceed beyond a blue print. Accordingly, the
following strategies are suggested for monitoring and evaluation.
Activity 1: Monitoring
Monitoring is an integral part of day-to-day management of implementation process that
helps to detect and solve implementation irregularities. The most important advantage of
monitoring implementation process is its contribution to early identification of problems
before it gets complicated, which in turn simplifies the effort of resolving the problems.
Lay down milestones that indicate what is to be done when and by whom
Have a clearly defined monitoring & evaluation schedule
Establish a strong teamwork spirit among relevant institutions
Create well-established reporting mechanisms
Activity 2: Evaluation
Determine the critical stages to undertake evaluation. Evaluation might take place:
During deployment, to check whether all the necessary manpower and material
as well as techniques to begin activities are fulfilled,
When a fourth of the activities is completed,
When it reaches half way,
When 75% is completed and
When all the planned activities are completed.
Identify who should undertake the evaluation
Present achievements vis-à-vis pre-set objectives
Present objectives vis-à-vis beneficiaries opinion
Present achievements vis-à-vis beneficiaries satisfaction
Decide the level of detail of the evaluation process
Major Deliverables
• Monitoring and evaluation formats
Key Checkup Questions
1. Do we have pre designed monitoring and evaluation plan?
2. Do we have the consent of all parties involved
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PART III
ANNEXES
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ANNEX I: FORMATS
Format No 1. Example of Stakeholders Identification and Analysis in LDP Planning Process
LDP Type Key Area of Participation Roles to be Played Level of Mode of Potential
Stakeholders Representation Representation Interests
1. Local Phase I: Need assessment and visioning Expression of needs and • SC & RF • Idirs, • Sustain their
Communities vision • Individuals, • Youth settlements
(Residents) Phase II: Data collection Information supply house holds, Associations, • Sustain &
Phase VI: Appraisal Ensure their needs are etc • Women increase
addressed • SC Association, income
Phase VII: Implementation Financial and resources • RF • Producers/
contribution Service
cooperatives
2. Local Business Phase I: Need assessment and visioning • Expression of needs • SC • Business • Sustain their
Community and vision Association business
Phase II: Data collection • Information supply • RF • Known
Phase III: Appraisal • Ensure their needs are • SC businesspers
addressed ons
LDP in IV: Implementation • Financial and • RF
Urban resources contribution
Renewal 3. Neighboring Phase I: Need assessment and visioning • Information supply • RF • Local • Align
[Having Communities • Cooperation and administration programs
only local Phase II: Data collection • RF
collaboration • Business and interests
concerns] Phase III: Appraisal • RF associations
IV: Implementation • RF
4. Utility Phase I: Need assessment and visioning Expression of needs and • SC Institutional • Sustained
companies (Road, vision representatives service
Water, power, Phase II: Data collection Information supply • TC provision
telephone)
Phase V: Integration Ensure their needs are • TC
addressed
Phase VI: Appraisal Align interests • SC
Phase VII: Implementation Resource allocation and • TC
execution
Phase VIII: M&E Periodic evaluation and • TC
progress monitoring
SC – Steering Committee
RF – Representative Forum
TC – Technical Committee
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Data Collection and Analysis Formats for Small, Medium & Large Town
Format No 2. Demographic Data Collection and Analysis Format
2.1. Population Size by Age, Sex, Education Level
10
11
12
13
14
15
16
17
18
19 +
20
21
Total
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Marital Status
HH Head
Married Divorced Widow Unmarried
S/N House No.
M F M F M F M F M F
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
Total
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3.2. Families in the Locality by Sex of Family Heads (in percentage)
Sex of Household Heads (%)
S/N Areas M F
1 LDP action area
2 LDP planning area
3 City/town
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3.5. Number of Social Service Institutions Available within and in the Vicinity of
LDP Area
Number of Facilities
S/N Social services Within the LDP Within the LDP In the
action area planning area town/city
1 Schools
o KG
o Elementary
o High school
o College/University
2 Health institutions
o Clinic
o Health center
o Hospital
3 Sport fields
4 Recreation centers
3.6. Level of Criminal Acts and Social ills in the LDP Planning and Action Areas (indicate
by marking X)
S/N Type of Social Level of the Social Problem
Problem Critical Moderate Negligible
1 Crime
2 Juvenile
delinquency
3 Prostitution
4 Beggary
5 Juvenile
delinquency
6 Drug addiction
7 Sexual abuse and
trafficking
8 Streetism
9 Burglary, robbery
and theft
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1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
Total
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1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
Total
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4.4. Families by Location of Work-places and Transport Types used for Home,
Work place Travel
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
Total
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2 NGOs
-
-
-
-
3 CBOs
-
-
-
-
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1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
Total
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9.2. Number of Social Service Institutions Available within and in the Vicinity of
LDP Area
Number of Facilities
S/ Within the LDP Within the LDP In the
N Social Services Action Area Planning Area Town/city
1 Schools
o KG
o Elementary
o High school
o College/University
2 Health Institutions
o Clinic
o Health center
o Hospital
3 Sport Fields
4 Recreation Centers
9.3. Level of Criminal Acts and Social ills in the LDP Planning and Action Areas
(indicate by marking X)
S/N Level of Crime Prominent Social Ills
Area Juvenile
Critical Moderate Negligible delinquency Prostitution Beggary
1 Action area
2 Planning
area
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10
Total
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Format No. 12. Example of Existing Landuse Data Collection and Analysis Format
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FLOOR - Municipal
13.2. Existing Housing Type of Additional
Business:
Earth floor: - Throwaway
Data 16. WATER SUPPLY
Cement screed:
1. LEGAL STATUS Shop/Kiosk - Private tap:
Wooden/
Formal Bar/Catering - Shared:
Tile Floor :
Informal Cottage - None:
Others:
2. IDENTIFICATION industry 17. ELECTRIC SUPPLY
LOCATION: 9. TENURE TYPE - Private meter:
Animal
House Number Kebele:
husbandry - Shared meter :
Kebele RHA
Others - None:
Woreda Private Owner 18. TELEPHONE
Character of additional
Yes: No:
“Other remark” business: Rental Price
19. EASTIMATED MONTHLY
Noisy: Yes: No: Other RENT
3. HISTORICAL
Yes: Dusty Yes: No:
10. KITCHEN
0-150 151-300
Yes: No:
No: Smelly Yes: No: 301-500 501-1000
11. KITCHEN TYPE
4. HOUSING CONDITION Out flowing Shared: 1000-1500 1501-2000
Good: Yes: No:
Private: 2001-2500 >2501
Medium/ Fair: Other hazard 12. TOILET 20. MAJOR MEANS OF
Yes: No: Yes : No:
Bad: 7. USERS OF THE HOUSE TRANSPORTATION TO
No. of families of 13. TYPES OF TOILET SERVICES
5. TYPOLOGY: - on foot
Row House: main user PIT LATRINE
Private: - on bicycle
Detached House: No. of other families
who share house Shared: - by vehicle
Storey Building: 8. CONSTRUCTION SEPTIC TANK - on animal
No. of storey: MATERIALS: Private:
ROOF - Other
No. of rooms: Thatched: Shared: 21. ACCESSIBILITY FOR
6. TYPE OF FUNCTION IN SEWER CARS
CIS:
THE HOUSE Yes: No:
Purely residential Others: OTHERS
14. DRAINAGE 22. PROPER FENCE
Mixed with informal WALL - to ditch Yes: No:
business Chika: - natural surface
Mixed with formal HCB: - other Data gathered
15. DRY WASTE DISPOSAL by_____________________
business Brick/stone - Local Pit & Date________________________
Others burning/ Bury
Signature____________________
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2 NGOs
-
-
-
-
3 CBOs
-
-
-
-
Format No. 15. Legal Frameworks Data Collection and Analysis Format
List of Scope of the Legislation (mark by X) Missing Legal
S/N Existing Instruments
Legislations National Regional Local/City
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Key Areas of Existing Data Required Gaps/proble Causes for Options/ Proposals Indicators
Need (Facts & Figures) Level to meet ms the strategies to meet
Assessment the vision identified problems the gaps
Housing 10,000 HU 12,500HU 2,500HU • 1000 new housing
units
• 1500 HU to be
upgraded
Social Services NKG 2KGs 2KGs • Establish 2 Private
KGs
• Schools 1 Elementary school 1 Elementary
- -
School
No Secondary School 1 Secondary 1 Secondary Use the neighbouring
in the LDP area but School School School
there is one in the
• Play neighbouring area
Grounds • No Children play 1 play ground 1 play ground Use the nearby play
ground in the LDP ground
area, but there is
one in the
neighbouring area
at 1km distance
from center
MSEs 10 shops available 25 shops 15 shops 15 new shops to be
• Small shops established
• Carpentries
and wood None 5 5
works
• Metal
1 3 2
workshops
• Bicycles
2 5 3
maintenance
• Horse shoes
1 3 2
making
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W T Ts J J Ts T W
P P
P = power transmission line
T = telephone, telegraph, television
Ts = traffic signal line
J = Inlets and drainage line
W = Water
N.B. The service provision could depend on the levels of urban center. Telephone could be optional for first level urban
center.
XXXI
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REFERENCES
- Abrham Workneh (2003): Urban Planning in Ethiopia in Light of International
Experiences: Problems and Prospects. A paper Presented on the 3rd National
Conference on Urban Planning and Related Issues, 2003, Addis Ababa
- Addis Negari (2004): Proclamation for Approval of the Addis Ababa Structure
Plans, Addis Ababa City Government, Addis Ababa.
- Addis Negari (2004): Proclamation for Preparation & Implementation of Urban Plans,
Addis Ababa City Government, Addis Ababa
- Akale Kifle (1996): Action Planning as Alternative for Future Urban Development
Undertaking, NUPI, 1996, Addis Ababa
- Baross P. (1996): Action Planning. IHS, 1996, Rotterdam
- Council of Ministers, FDRE (2005): A Proclamation to Provide for Urban Plans (Draft),
Addis Ababa.
- Davidson F. (1981), “Ismailia“ From Master Planning to Implementation, Third World
Planning Review vol. 3. no. 2
- Davidson F. (1996): Planning for Performance: Requirement for Sustainable
Development, Eisevier Science Ltd. 1996, Great Britain
- McNeill, D. (1983): “The Changing Practice of Urban Planning” Habitat International,
vol. 7, no. 5
- McNeill, D. (1985): “Planning with Implementation in View”, Third World Planning
Review vol. 7, no. 3
- Ministry of Federal Affairs (July 2004) Draft urban Development Policy, Addis Ababa,
Amharic Version.)
- Ministry of Federal Affairs (nd): Draft Urban Planning Manual, Addis Ababa
- Ministry of Works and Urban Development (2006): Plan for Accelerated and Sustained
Development to End Poverty (PASDEP), Urban Development and Construction
Industry Component, Addis Ababa.
- Republic of Uganda, Ministry of Lands, Housing & Physical Planning (1994), The
Kampala Structure Plan: John van Nostrand Associations Ltd., 1994, Kampala, Uganda
- Strategic Urban Development Planning Framework for the City of Dar es Salaam,
Tanzania, Dar es Salaam, 1999
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